# Patent

## Title
Method for surface treatment of polymeric substrates

## Abstract

Methods for treating polymeric substrates by placing the substrate in a gaseous mixture and subjecting it to a dielectric barrier electrical discharge. The gaseous mixture, which has a pressure around atmospheric, contains a carrier gas, a reducing gas and an oxidizing gas. The amount of the oxidizing gas in the gas mixture is between about 50 ppm and about 2000 ppm by volume, while the amount of the reducing gas in the gas mixture is between about 50 ppm and 30000 ppm by volume.

## Background
This application is a 35 U.S.C. 371 National Stage filing of PCT/FR01/00202 on Jan. 22, 2001.
BACKGROUND
The present invention relates to the field of surface treatments of polymer substrates, which are widely used in very many industries, especially the packaging and thermal insulation industries, or for the manufacture of insulating electrical compounds.
Nevertheless, these materials often have surface properties which make them difficult to use in conversion processes such as printing or bonding, in which processes the wetting of the substrate and its adhesion to a coating (ink, adhesive, varnish, etc.) are absolutely essential: this is because their low wettability, resulting from their structure, makes it very difficult for example to apply inks or adhesives to such surfaces.
Many types of surface treatment (preparation) of polymer substrates have therefore been developed on an industrial scale for improving their properties. These surface treatments are used by polymer film producers and by subsequent converters (printing of packaging films, manufacture of electrical capacitors, etc.).
Among the methods most widely used for carrying out these surface treatment operations are in particular liquid-phase methods.
Aside the fact that these liquid-phase methods unquestionably pose problems as regards the environmental protection standards which are becoming increasingly strict, it should also be pointed out that the application of these liquid-phase methods proves to be very tricky and difficult to control.
In this context, a second category of polymer surface treatment methods has made its appearance, which methods are termed “dry methods”.
In this category, mention may be made of the example of flame brushing treatments, which have been used for a long time in this industry, but the significant thermal effect of which makes them not easily compatible with thin substrates (films or sheets).
SUMMARY
In this category of dry treatments, mention may also be made of low-pressure plasma surface treatments for the purpose of introducing onto the surface of the polymer chemical functionalities/groups such as amine, amide, nitrile, or carbonyl, carboxyl or other alcohol or ester groups, and thus change the surface properties of the polymer in order to give it, for example, a certain hydrophilicity. This category of low-pressure treatment may be illustrated with the aid of the work by N. Inagaki dating from 1996 (“Plasma surface modification and plasma polymerization”, Laboratory of Polymer Chemistry at Shizuoka University, TECHNOMIC Publishing Co. Inc.), and by document EP-A-679 680 which relates to low-pressure plasma treatments using mixtures containing 20 to 60% CO2 or 40 to 80% N2O. These methods are in a first approach very attractive as they have the advantage of being very environmentally friendly, but their great potentiality cannot hide their major drawbacks associated with the fact that they are carried out at reduced pressure in batch mode, and are therefore incompatible with the treatment of large polymer surfaces or with the high production rates that have to be achieved in continuous mode.
Again, within this “dry” surface treatment category, it should be pointed out that the treatment most used in industry is treatment of the polymer by electrical discharge in air at atmospheric pressure (also called “corona treatment” in the industry). Despite the very widespread nature of this treatment, one cannot ignore the fact that the surface energy values obtained by this treatment are too low in the case of certain polymers, such as polypropylene, and that in addition they rapidly decrease over time (poor aging).
It should therefore be pointed out that the Applicant has, in documents EP-A-516 804 and EP-A-622 474, proposed a process for surface treatment of polymer substrates during which the substrate is subjected to an electrical discharge with a dielectric barrier, in an atmosphere containing a carrier gas, a silane and an oxidizing gas, at a pressure substantially equal to atmospheric pressure, for the purpose of depositing a silicon-based layer on the surface of the substrate. As these documents indicate, the processes in question undoubtedly give rise to excellent surface properties, but it is recognized that the use of a silane introduces a further cost which is not always acceptable to the industry concerned (low added-value applications).
Mention may also be made, in this field of surface treatment methods using atmospheric pressure electrical discharges, the work by the company Toray Industries, in particular those reported in document EP-A-10 632, in which the author reports the results of surface treatments of polymer substrates, in which a corona discharge is created at atmospheric pressure in a nitrogen/CO2 mixture, the CO2 content of the mixture ranging, approximately, from 5000 ppm to 50%. All the examples given in the document clearly show that the best treatment results, for example in terms of surface energy (energy of 60 dynes/cm and higher), are obtained for CO2 contents of several % or even several tens of % in the mixture.
Within this context of existing methods, the studies pursued by the Applicant on this subject have shown the need to propose new conditions for the surface treatment of polymer substrates by electrical discharge, for the following reasons:

    
    
        the needs in terms of surface properties (surface energy, wettability, etc.) are very different from one sector of the industry to another; for example, between a polymer film producer, who will require very good retention of the surface energy of the films with time (taking into account the storage times of the products before their conversion) and a converter who will very often require immediate good properties (for example when applying his printing treatment);
        the processes according to the prior art usually offer very high properties, higher than needed for some industrial applications which could, for example, be satisfied with much lower surface energy values.
    
    


The objective of the present invention is therefore to provide a solution to the abovementioned technical problems by proposing, in particular, novel conditions for treating polymer surfaces by electrical discharge making it possible to control the chemical nature of the functional groups grafted onto the treated surface and their surface density, and thus provide the properties required by each user site, under economical conditions.
The objective of applying the surface treatment according to the invention will therefore be to facilitate the application of a subsequent operation, for example, to facilitate the bonding of an ink, varnish or adhesive coating.
The method for surface treatment of polymer substrates according to the invention, in which the substrate is subjected to an electrical discharge with dielectric barrier, in a treatment gas mixture containing a carrier gas and a reducing gas and/or an oxidizing gas, at a pressure approximately equal to atmospheric pressure, is then characterized by the use of the following arrangements:

    
    
        when the treatment mixture contains an oxidizing gas, the content of oxidizing gas in the mixture lies within a range from 50 to 2000 ppmv;
        when the treatment gas mixture contains a reducing agent, the content of reducing gas in the mixture lies within a range from 50 to 30 000 ppmv.
    
    




DESCRIPTION OF PREFERRED EMBODIMENTS
The method according to the invention may moreover adopt one or more of the following technical features:

    
    
        when the treatment mixture contains an oxidizing gas, this oxidizing gas is CO2 or N2O or H2O or a mixture of these gases;
        the treatment mixture contains a carrier gas, an oxidizing gas and a reducing gas and, with R being the ratio of said content of reducing gas to said content of oxidizing gas in the mixture, 0<R<15;
        the content of oxidizing gas in the treatment mixture lies within a range from 100 to 1000 ppmv, the ratio of said content of reducing gas to said content of oxidizing gas in the mixture, lying in the range 0.5≦R≦8;
        said contents and said ratio R of said content of reducing gas to said content of said oxidizing gas in the treatment mixture are adjusted so as to obtain a surface energy of the products thus treated which is at an intermediate level such that it lies within the range from 40 to 50 mN/meter;
        said contents and said ratio R of said content of reducing gas to said content of oxidizing gas in the treatment mixture are adjusted so as to obtain the surface energy of the products thus treated which is greater than 50 mN/meter;
        said reducing gas is hydrogen;
        the substrate was subjected beforehand to a pretreatment by passing it through an electrical discharge with dielectric barrier, at a pressure approximately equal to atmospheric pressure, in a pretreatment gas mixture consisting of air or an inert gas, this inert gas preferably being nitrogen, argon or helium, or a mixture of these gases;
        said substrate is in the form of a sheet;
        said substrate is in the form of a film;
        said substrate is in the form of a foam;
        said substrate consists of woven or nonwoven polymer fibers;
        the polymer is a polyolefin, a vinyl polymer, a polystyrene, a polyester, a polyamide or a polycarbonate;
        the carrier gas is an inert gas;
        the carrier gas is nitrogen or argon or helium, or a mixture of these gases.
    
    


As will have been understood on reading the foregoing, the notion of an “oxidizing gas” according to the present invention covers very generally oxygen and gases capable of liberating oxygen. Nevertheless, according to the present invention, it is preferred to use CO2 or N2O or H2O or a mixture of these gases.
Likewise, although the case of hydrogen as reducing gas has been most particularly illustrated in the foregoing, it should be understood that many other gases fall within this category without at any moment departing from the scope of the present invention.
It will now be shown below, with the aid of many illustrative examples, that the present invention does actually provide the surface properties required by each type of user site, whether these are immediate properties or properties to be maintained over time, under remarkably economical conditions.
It will also be shown in the following analysis that these conditions and results are in contradiction to what hitherto the existing literature has stated.
A first example of surface treatment (partially in accordance with the invention), on a commercially available additive-free polypropylene film 15 microns in thickness, is described here, this film being coated by various N2/CO2 mixtures, for a film run rate of 50 m/min and a specific discharge power of 60 Wmin/m2. In each case, the surface energy, together with the result of an adhesion test, is measured, the adhesion test being called “90° tape test” widely used in the industry, and in which a rating of 1 to 5 is assigned (use on this occasion of the 4104 tape of the TesaTM brand).
The following results (table 1) are therefore obtained for this first example.









TABLE 1






Surface




energy just



after


CO2 content in
treatment
90°adhesion


the mixture
(mN/m)
test







500 ppm
58
4/5 rating


500 ppm
58
3/5 rating


10%
52
3/5 rating









It is therefore immediately apparent on examining the results in table 1 that, contrary to what the literature cited above in the present application states, excellent results both in terms of surface energy and adhesion are obtained for low CO2 contents. Although some degradation occurs in the case of contents reaching 10% (a fortiori several tens of %).
Illustrated below (table 2) within the context of a second example of surface treatment (partially in accordance with the invention) is the influence of hydrogen on the results obtained. The film treated here is the same as that in example 1, as is likewise the run speed, whereas the specific discharge power is in this case 35 Wmin/m2.









TABLE 2







Surface energy




just after


Gas

treatment


mixture
Contents (ppm)
(mN/m)







N2/CO2
250 ppm of CO2
52


N2/CO2
500 ppm of CO2
55


N2/CO2/H2
250 ppm of CO2
58



and



250 ppm of H2  


N2/H2 
250 ppm of H2  
55


N2/H2 
500 ppm of H2  
56


Air
//
34









This table therefore shows the benefit of the ternary mixture for this polymer, including for low CO2 and hydrogen contents.
As regards table 3 below, this illustrates, within the context of a third example of implementation of the invention, the influence of the H2/N2O ratio (in an N2/N2O/H2 atmosphere containing 250 ppm N2O) on the observed results.
For this third example, the treated film is the same as that of example 1, the run speed is in this case 80 m/min, while the specific power of the discharge is in this case 25 Wmin/m2.
This table 3 therefore shows that the value of the H2/N2O ratio exerts an influence on the results obtained immediately after treatment, and that the higher the H2 ratio the better the results (this being valid up to a certain level of the H2/N2O ratio).
Moreover, it will be noted that the results after 100 days of aging (not indicated in the table) show a relatively constant result at 40 mN/m, whatever the H2/N2O ration (as an illustration, it may be noted that a value of 34 mN/m is obtained, under the same 100 day aging conditions, for the case of an air corona treatment of this same film).










TABLE 3








Surface energy just




after treatment



H2/N2O ratio
(mN/m)









0
44



(═N2/N2O)



  0.5
42



1
42



2
44



4
46



8
46










Table 4 below illustrates, within the context of a 4th example of implementation of the invention, the influence of the H2/CO2 ratio (in an N2/CO2/H2 atmosphere containing 500 ppm CO2) on the observed results.
For this 4th example, the treated film is the same as that of example 1, the run speed in this case being 50 m/min while the specific power of the discharge is in this case 50 Wmin/m2.
It may therefore be clearly seen that, in the above case, the H2/CO2 ratio has only a slight influence on the results at t=0, whereas on the other hand at 100 days its influence is strong.
Table 5 below illustrates the effect of the specific power on the results obtained, for the same film as previously, the treatment gas mixture being an N2/N2O mixture containing 250 ppm N2O.
The results in table 5 make it possible to state the fact that the higher the power the more the performance improves, including in aging (but it should also be noted that the higher the power the greater the relative degradation over time).









TABLE 4






Surface energy




just after
Surface energy at



treatment
t = 100 days


H2/N2O ratio
(mN/m)
(mN/m)







N2/CO2 500 ppm
58
46


  0.5
60
44


1
60
46


2
60
48


4
60
42


8
60
52





















TABLE 5









Energy




Specific

immediately
Energy at



power

after
t = 100 days



Wmin/m2
Run speed
treatment
(mN/m)









25
80 m/min
44
42



35
50 m/min
48
40–44



50
50 m/min
58
48










Table 6 therefore illustrates the comparative effect of a corona pretreatment in air according to the invention, on the one hand, on the polymer already mentioned within the context of examples 1 to 5 (additive-free polypropylene) and, on the other hand, on a polypropylene with additives (commercially available source). The main treatment according to the invention is carried out using a run speed of 50 m/min and a specific power of 50 Wmin/m2, the treatment mixture used being an N2/CO2/H2 mixture containing 500 ppm CO2 and 500 ppm hydrogen.
It may therefore be clearly seen that the behavior of these two types of substrate with respect to the pretreatment are not identical: in the case of the additive-free polypropylene the pretreatment has degraded the surface, resulting in a fall in performance, whereas in the case of the polypropylene with additives, the effect of the pretreatment is unquestionably favorable.











TABLE 6









Energy





immediately after




Pretreatment
treatment



Film
at 50 Wmin/m2
(mN/m)









PP with additives
No
44



PP with additives
Yes
54



PP without additives
Yes
41










It may therefore be understood that it has been very effectively demonstrated, by means of the many examples above, that the present invention provides novel conditions for the surface treatment of polymer substrates by a dry method, making it possible actually to provide the surface properties required by each type of user site, whether this site requires immediate surface properties or whether it requires properties to be maintained over time, under remarkably economical conditions (use of inexpensive gas with, notwithstanding, active gas contents which are extremely low compared with what is recommended in the existing literature).
Again, as will have been understood on reading the foregoing, although the present invention has been described in relation to particular embodiments, it is not in any way limited thereby but, on the contrary, is capable of modifications and variants which will be apparent to a person skilled in the art within the context of the claims hereinbelow. Thus, although in the foregoing the families of very commonly used polymers, whether polystyrenes or polyolefins, have been most particularly stipulated, it will have been understood that the present invention provides a technical response to all types of application, including on less commonly used polymers such as polyamides or even polyacrylonitriles, these being given by way of entirely nonlimiting illustration of the many families of polymers used in industry.
It will be understood that many additional changes in the details, materials, steps and arrangement of parts, which have been herein described in order to explain the nature of the invention, may be made by those skilled in the art within the principle and scope of the invention as expressed in the appended claims. Thus, the present invention is not intended to be limited to the specific embodiments in the examples given above.

## Claims

1. A method for surface treatment of polymer substrates, the method comprising:
a) providing a treatment gas comprising:
1) a carrier gas;
2) between about 50 ppmv and about 2000 ppmv of an oxidizing gas, said oxidizing gas comprising N2O, CO2, a mixture of N2O and CO2, a mixture of H2O and N2O, or a mixture of H2O and CO2; and
3) between about 50 ppmv and about 30 000 ppmv of a reducing gas;

b) providing a substrate; and
c) subjecting the substrate, in the presence of the treatment gas and at substantially atmospheric pressure, to an electrical discharge from a dielectric barrier.

2. The surface treatment method as claimed in claim 1, wherein the content of the oxidizing gas in the treatment mixture is within the range of from about 100 to about 1000 ppmv.

3. The surface treatment method as claimed in claim 1, wherein the reducing gas is hydrogen.

4. The surface treatment method as claimed in claim 1, wherein the ratio of the content of the reducing gas to the content of the oxidizing gas in the mixture is R, wherein R is in the range of 0<R<15.

5. The surface treatment method as claimed in claim 4, wherein the ratio R is in the range of 0.5≦R≦8.

6. The surface treatment method as claimed in claim 4, wherein the contents and the ratio R are adjusted so as to obtain a surface energy of the substrates thus treated which is at an intermediate level such that is in the range of from about 40 to about 50 mN/in.

7. The surface treatment method as claimed in claim 4, wherein the contents and the ratio R are adjusted so as to obtain a surface energy of the substrates thus treated which is greater than 50 mN/m.

8. The surface treatment method as claimed in claim 1, wherein the polymer is a polyolefin, a vinyl polymer, a polystyrene, a polyester, a polyamide or a polycarbonate.

9. The surface treatment method as claimed in claim 1, wherein the carrier gas is an inert gas.

10. The surface treatment method as claimed in claim 9, wherein the carrier gas is nitrogen or argon or helium, or a mixture of these gases.