# Patent

## Title
Method for task classification using morphemes

## Abstract

The invention concerns a method of task classification using morphemes which operates on the task objective of a user. The morphemes may be generated by clustering selected ones of the salient sub-morphemes selected from training speech which are semantically and syntactically similar. The method may include detecting morphemes present in the user's input communication, and making task-type classification decisions based on the detected morphemes in the user's input communication. The morphemes may be verbal and/or non-verbal.

## Background
This non-provisional application claims the benefit of U.S. Provisional Patent Application No. 60/163,838, filed Nov. 5, 1999, which is incorporated herein by reference in its entirety.


TECHNICAL FIELD
The invention relates to automated systems for communication recognition and understanding.
BACKGROUND OF THE INVENTION
Conventional methods for constructing spoken language systems involve collecting and annotating large speech corpora for a task. This speech is manually transcribed and each utterance is then semantically labeled. The resultant database is exploited to train stochastic language models for recognition and understanding. These models are further adapted for different dialog states. Examples of such methods are shown in U.S. Pat. Nos. 5,675,707, 5,860,063 and 6,044,337, and U.S. patent application Ser. No. 08/943,944, filed Oct. 3, 1997, and Ser. No. 09/217,635, filed Dec. 21, 1998, each of which is incorporated by reference herein in its entirety.
This transcription and labeling process is a major bottleneck in new application development and refinement of existing ones. For incremental training of a deployed natural spoken dialog system, current technology would potentially require transcribing millions of transactions. This process is both time-consuming and prohibitively expensive.
SUMMARY OF THE INVENTION
The invention concerns a method of task classification using morphemes which operates on the task objective of a user. The morphemes may be generated by clustering selected ones of the salient sub-morphemes selected from training speech which are semantically and syntactically similar. The method may include detecting morphemes present in the user's input communication, and making task-type classification decisions based on the detected morphemes in the user's input communication. The training speech may be verbal, non-verbal, a combination of verbal and non-verbal or multimodal.



BRIEF DESCRIPTION OF THE DRAWINGS
The invention is described in detail with reference to the following drawings wherein like numerals reference like elements, and wherein:
FIG. 1 is a block diagram of an exemplary speech recognition system using acoustic morphemes;
FIG. 2 is a detailed block diagram of an exemplary acoustic morpheme generator;
FIG. 3 is a flowchart illustrating an exemplary acoustic morpheme generation process;
FIG. 4 is a flowchart illustrating an exemplary candidate phone-phrase selection process;
FIG. 5 is a flowchart of an exemplary speech recognition and task classification process using acoustic morphemes;
FIG. 6 is a graph illustrating the number of recognized phones per utterance;
FIG. 7 is a graph illustrating the length comparison of recognized vs. transcribed utterances;
FIG. 8 is a graph illustrating the mutual information (MI) of phone-phrases, showing increased MI as their length increases;
FIG. 9 is a graph illustrating the Pmax of phone-phrases, showing more phrases with high Pmax as their length increases;
FIG. 10 illustrates examples of salient phone-phrases for “collect”;
FIG. 11 illustrates an example of an acoustic morpheme for “collect”;
FIG. 12 is a graph illustrating the length of salient phone-phrases; and
FIG. 13 is a graph illustrating the experimental call-classification performance on speech using acoustic morphemes.



DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
This invention concerns a spoken dialog system that automatically learns from speech without transcriptions. Semantic labels can be extracted automatically from either experiments or from autonomous dialogs. In particular, a task-independent phone-recognizer is taught how to ‘learn to understand’ from a database of untranscribed (or transcribed) speech plus semantic labels.
Baseline approaches to the teaching of a speech recognition systems to understand are found in U.S. Pat. Nos. 5,675,707 and 5,860,063, and U.S. patent applications Ser. Nos. 08/943,944 and 09/217,635, which are incorporated herein by reference in their entireties.
The earliest work demonstrated automatic acquisition of ‘words’ and ‘grammar’ from collapsed text. That work did not address, however, the issues arising from non-perfect recognition of speech. The next step was to show how to acquire lexical units from speech alone without transcription and exploit them for spoken language understanding (SLU). That experiment, however, was constrained to speech comprising isolated word sequences and used matching techniques to decide if an observation was a new ‘word’ or variation of a known ‘word’.
All of the above efforts involve learning from speech alone. While one can learn much about a spoken language by merely listening to it, the process can progress further and faster by exploiting semantics. This has been demonstrated in both the engineering domain and in analyses of children's language acquisition. Thus, this invention goes beyond the past efforts by exploiting speech plus meaning using morphemes, both acoustic and non-acoustic, in order to teach a machine to ‘learn to understand’.
While the morphemes may be non-acoustic (i.e., made up of non-verbal sub-morphemes such as tablet strokes, gestures, body movements, etc.), for ease of discussion, the systems and methods illustrated in the drawings and discussed in the below concern only acoustic morphemes. Consequently, the invention should not be limited to just acoustic morphemes and should encompass the utilization of any sub-units of any known or future method of communication for the purposes of recognition and understanding.
Furthermore, while the terms “speech”, “phrase” and “utterance”, used throughout the description below, may connote only spoken language, it is important to note in the context of this invention, “speech”, “phrase” and “utterance” may include verbal and/or non-verbal sub-units (or sub-morphemes). Therefore, “speech”, “phrase” and “utterance” may comprise non-verbal sub-units, verbal sub-units or a combination of verbal and non-verbal sub-units within the sprit and scope of this invention.
FIG. 1 is an exemplary block diagram of a possible speech recognition and understanding system 100 that utilizes acoustic morphemes. The speech recognition and understanding system 100 includes two related subsystems, namely an acoustic morpheme generation subsystem 110 and input speech classification subsystem 120.
The acoustic morpheme generation subsystem 110 includes an acoustic morpheme generator 130 and an acoustic morpheme database 140. The acoustic morpheme generator 130 generates acoustic morphemes from a corpus of untranscribed training speech (the invention may also operate with training speech that is transcribed, of course). The generated acoustic morphemes are stored in the acoustic morpheme database 140 for use by the acoustic morpheme detector 160. The acoustic morpheme database 140 contains a large number of verbal and non-verbal speech fragments or sub-morphemes (illustrated as phone-phrases for ease of discussion), each of which is related to one of a predetermined set of task objectives. Each of the acoustic morphemes may be labeled with its associated task objective. The operation of the acoustic morpheme generator 130 will described in greater detail with respect to FIGS. 2–4 below.
The input speech classification subsystem 120 includes an input speech recognizer 150, an acoustic morpheme detector 160 and a task classification processor 170. The input speech recognizer 150 receives a user's task objective request in the form of verbal and/or non-verbal speech. The input speech recognizer 150 may be of any known design and performs the function of recognizing, or spotting, the existence of one or more acoustic morpheme in the user's input speech.
The acoustic morpheme detector 160 then detects the acoustic morphemes present in the user's input request. The acoustic morphemes generated by the acoustic morpheme generation subsystem 110 are provided as an input to acoustic morpheme detector 160.
The output of acoustic morpheme detector 160 includes the detected acoustic morphemes appearing in the user's task objective request that is then provided to the task classification processor 170. The task classification processor 170 may apply a confidence function, based on the probabilistic relation between the recognized acoustic morphemes and selected task objectives, and makes a decision either to implement a particular task objective, or makes a determination that no decision is likely in which case the user may be defaulted to a human or automated system for assistance.
An exemplary process of the invention will now be described with reference to FIGS. 2–4. FIG. 2 is a detailed block diagram of an exemplary acoustic morpheme generator 130. The acoustic morpheme generator 130 includes an ASR phone recognizer 210, a salient phone-phrase generator 220 and a clustering device 230.
FIG. 3 illustrates a possible process of generating acoustic morphemes using the acoustic morpheme of generator 130 of FIG. 2. The process begins at step 3000 and proceeds to step 3100 where the ASR phone recognizer 210 receives raw training speech from a database, for example. The database may be generated from recordings of users talking with human agents, responding to the prompt “AT&T. How may I help you?” (HMIHY). The characteristics of this data and early experiments are detailed in U.S. Pat. No. 5,675,707, for example.
In an embodiment for recognizing non-acoustic morphemes, the ASR phone recognizer 210 would be replaced in the figure by a sub-morpheme recognizer. The sub-morpheme recognizer would operate similar to the ASR phone recognizer, but it would receive raw non-acoustic or a mixture of acoustic and non-acoustic training data from a database. Again, for ease of discussion, only acoustic morphemes will be discussed.
A training set of thousands of spoken utterances with corresponding call-labels is used, followed by using a separate test set in the range of 1000 utterances. We denote these HHS-train and HHS-test respectively. HHS denotes human/human speech-only.
The ASR phone recognizer 210 that is applied to the training speech is task-independent. In particular, a phonotactic language model was trained on the switchboard corpus using a Variable-Length N-gram Stochastic Automaton. This corpus is unrelated to the HMIHY task, except in that they both comprise fluent English speech. Off-the-shelf telephony acoustic models may be used. Applying the ASR phone recognizer 210 to the HMIHY test speech data yields a phone accuracy of 43%. The training and test sets so generated are denoted by ASR-phone-train and ASR-phone-test respectively.
For a baseline comparison, a ‘noiseless’ phonetic transcription was generated from the orthographic transcriptions, by replacing each word by its most likely dictionary pronunciation and deleting word-delimiters. E.g. “collect call” is converted to “K ax I eh K T Kao I” (see FIGS. 10 and 11, for example). We denote these data sets as transcr-phone-train and transcr-phone-test.
The number of recognized phones per utterance is distributed as shown in FIG. 6. The mean length is 54 phones per utterance. The shapes of those distributions are similar, with a mean duration of 5.9 seconds.
For each utterance, the length of the recognized phone sequence is compared with the length of the phonetic transcription. These values are scatter-plotted in FIG. 7, with the diagonal shown for reference. Observe that in most cases, the transcribed and recognized utterances have approximately the same length. Deviation from the diagonal is in two directions. The above-diagonal points correspond to speech being recognized as background noise or silence. The below-diagonal points correspond to background noise being recognized as speech.
In step 3200, the salient phone-phrase generator 220 selects candidate phone-phrases from the raw training speech corpus. While the system and method of the invention is illustrated and described using the term phone-phrases, it is again important to note that phone-phrases are actually sub-morphemes that may be acoustic or non-acoustic (i.e., made up of non-verbal sub-morphemes such as tablet strokes, gestures, body movements, etc.). However, as discussed above, for ease of discussion, the systems and methods illustrated in the drawings and discussed in the below concern only phone-phrases. Consequently, the invention should not be limited to using just phone-phrases and should encompass the utilization of any sub-units of any known or future method of communication for the purposes of recognition and understanding.
FIG. 4 illustrates a more detailed flowchart of the candidate phone-phrase selection process that takes place in step 3200. In step 3210, the raw training speech corpus is filtered using grammatical inference algorithms, such as those defined in U.S. Pat. No. 5,675,707. As a result of the filtering process, in step 3220, all observed phone sequences of the predetermined length are selected. In step 3230, the salient phone-phrase generator 220 determines whether the desired maximum phrase length has been met. If the desired maximum phrase length has been met, in step 3240, the salient phone-phrase generator 220 selects the phone sequence as a candidate phone-phrase. Conversely, if the desired maximum phrase length has not been met, the process returns to step 3210 to resume filtering the training speech corpus.
Once the candidate phone-phrases have been selected, in step 3300, the salient phone-phrase generator 220 selects a subset of the candidate phone-phrases. Thus, new units are acquired by the above process of searching the space of observed phone-sequences and selecting a subset according to their utility for recognition and understanding. The resultant subset selected is denoted as salient phone-phrases. Examples of salient phone-phrases for the word “collect” are shown in FIG. 10.
The salient phone-phrase generator 220 may perform the selection of salient phone-phrases by first using a simplified measure of the candidate phone-phrase's salience for the task as the maximum of the a posteriori distribution,




  
    
      
        
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where C varies over the 15 call-types in the HMIHY task. The salient phone-phrases are then selected by applying a threshold on Pmax and by using a multinomial statistical significance test. This significance test excludes low-frequency phrases for which a fortunate conjunction of events can give a high appearance salience purely by chance. It tests the hypothesis that the observed call-type count distribution is a sample from the prior distribution.

In step 3400, the salient phone-phrases are clustered into acoustic morphemes by the clustering device 230. FIG. 11 shows examples of acoustic morphemes for the word “collect”. The clustering is achieved using a combination of string and semantic distortion measures using methods, for example, such as those in U.S. patent application Ser. No. 09/217,635. Each cluster is then compactly represented as a finite state machine and stored in the acoustic morpheme database 140. The acoustic morphemes stored in the acoustic morpheme database 140 may then be used in the task classification process shown in FIG. 5.
FIG. 5 is a flowchart of a possible task classification process using acoustic morphemes. The process begins at step 5000 and proceeds to step 5100 where input speech recognizer 150 receives an input communication, such as speech, from a user, customer, etc. The input speech may, of course, be expressed in verbal speech, non-verbal speech, multimodal forms, or using a mix of verbal and non-verbal speech.
Non-verbal speech may include but are not limited to gestures, body movements, head movements, non-responses, text, keyboard entries, keypad entries, mouse clicks, DTMF codes, pointers, stylus, cable set-top box entries, graphical user interface entries and touchscreen entries, or a combination thereof. Multimodal information is received using multiple channels (i.e., aural, visual, etc.). The user's input communication may also be derived from the verbal and non-verbal speech and the user's or the machine's environment. Basically, any manner of communication falls within the intended scope of the invention. However, for ease of discussion, we will focus on verbal speech in the examples and embodiments set forth below.
In step 5200, the acoustic morpheme detector 160 detects acoustic morphemes that have been recognized by the input speech recognizer 150 using the acoustic morphemes stored in the acoustic morpheme database 140. In step 5300, the task classification processor 170 performs task classifications based on the detected acoustic morphemes. The task classification processor 170 may apply a confidence function based on the probabilistic relation between the recognized acoustic morphemes and selected task objectives, for example. In step 5400, the task classification processor 170 determines whether a task can be classified based on the detected acoustic morpheme. If the task can be classified, in step 5700, the task classification processor 170 routes the user/customer according to the classified task objective. The process then goes to step 5900 and ends.
If the task cannot be classified in step 5400 (i.e. a low confidence level has been generated), in step 5500, a dialog module (located internally or externally) the task classification processor 170 conducts dialog with the user/customer to obtain clarification of the task objective. After dialog has been conducted with the user/customer, in step 5600, the task classification processor 170 determines whether the task can now be classified based on the additional dialog. If the task can be classified, the process proceeds to step 5700 and the user/customer is routed in accordance with the classified task objective and the process ends at step 5900. However, if task can still not be classified, in step 5800, the user/customer is routed to a human for assistance and then the process goes to step 5900 and ends.
The example below illustrates this acoustic morpheme generation process. Consider a candidate phone-phrase,

f=p1p2 . . . pn,

where pi are phones. Denote its frequency by F(f). A measure of its utility for recognition is the mutual information of its components, denoted MI(f), which may be approximated via

MI(f)=MI(p1p2 . . . pn−1; pn).

As discussed above, a simplified measure of its salience for the task is the maximum of the a posteriori distribution,




  
    
      
        
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where C varies over the 15 call-types in the HMIHY task.

These features for phone-phrases observed in the noise-free case are characterized transcr-phone-train. In FIG. 8, the MI distributions of these phone-phrases are shown for lengths 2–4. It can be observed that the MI distributions shift positively as length increases, corroborating the increased predictive power of longer units. It can also be observed, however, that while many of these phrases have positive predictive power (MI>0), many do not. Thus, for constructing larger units from smaller ones, attention is restricted to the positive tail of these MI distributions.
For each of these phone-phrases, Pmax(f) is computed, which measures the salience of a phrase for the task. FIG. 9 shows the distribution of Pmax for varying length phrases. It can be observed that for single phones, Pmax is near-random, corroborating the intuition that semantics is carried by longer phone- phrases. It can also be observed that the positive shift in the distributions as length increases. In particular, focus on the region Pmax>0.9, which corresponds to highly salient phone-phrases. As length increases, more of these highly salient phrases are discovered.
The goal of this process is to grow the phone-phrases until they have the salience of words and word-phrases. Thus, the search criteria for selecting longer units is a combination of their utility for within-language prediction, as measured by MI, and their utility for the task, as measured by Pmax. For phrases with large Pmax., the MI of the phrase tends to be larger than average. This correlation was exploited successfully for frequency-compensated salience in earlier experiments discussed above, but is not exploited here. In the earlier experiments, a set of salient phone-phrases of length≦16 was generated via a two-pass process as follows:

    
    
        Select phone-phrases with F(f)≧5 and length≧4;
        Filter the training corpus ASR-phone-train with those phrases, using a left-right top-down filter with the phrases prioritized by length.
        Select subsequences from the filtered corpus of fragment-length≦4, (i.e. with #phones≦16) and with MI≧1 and Pmax≧0.5.
    
    


This particular iterative selection process was selected based on ease of implementation should not be considered optimal. The resultant set of salient phone-phrases have lengths≦16, distributed as shown in FIG. 12.
An experiment evaluating the utility of these methods in the HMIHY task was conducted. A classifier was trained from the output of a phone recognizer on 7462 utterances, which was denoted ASR-phone-train. Salient phone- phrases of length≦16 were selected, as described above. The salient phone-phrases were then clustered into salient grammar fragments. A single-layer neural net was trained with these fragments as input features. The resultant classifier was applied to the 1000 utterance test-set, ASR-phone-test.
The call-classification results are scored following the methodology of U.S. Pat. No. 5,675,707. In this method, an utterance is classified by the system as one of 15 call-types or rejected as ‘other’. Rejection is based on a salience-threshold for the resulting classification. One dimension of performance is the False Rejection Rate (FRR), which is the probability that an utterance is rejected in the case that the user wanted one of the call-types. The cost of such an error is a lost opportunity for automation. The second dimension of performance is the Probability of Correct Classification (Pc) when the machine attempts a decision. The cost of such an error is that of recovery via dialog. Varying the rejection threshold traces a performance curve with axes Pc and FRR.
FIG. 13 shows the results of two experiments evaluated on the 1 K test set ASR-phone-test. The first experiment uses acoustic-morphemes trained from speech via ASR-phone-train. There is a remarkably high Probability Correct for those utterances which are classified (≦90%), albeit with a relatively high False Rejection Rate. The second experiment was trained on text, transcr-phone-train and evaluated on speech ASR-phone-test. Interestingly, it is significantly worse than training on speech. This corroborates the intuition that when classifying ‘noisy’ data, it is better to train in matched conditions. Call-classification operating curves for this task which were trained on word-transcriptions, exploiting sophisticated language models for ASR and SLU with utterance verification are also shown for comparison purposes.
As shown in FIGS. 1 and 2, the method of this invention may be implemented using a programmed processor. However, method can also be implemented on a general-purpose or a special purpose computer, a programmed microprocessor or microcontroller, peripheral integrated circuit elements, an application-specific integrated circuit (ASIC) or other integrated circuits, hardware/electronic logic circuits, such as a discrete element circuit, a programmable logic device, such as a PLD, PLA, FPGA, or PAL, or the like. In general, any device on which the finite state machine capable of implementing the flowcharts shown in FIGS. 3–5 can be used to implement the speech recognition and understanding system functions of this invention.
While the invention has been described with reference to the above embodiments, it is to be understood that these embodiments are purely exemplary in nature. Thus, the invention is not restricted to the particular forms shown in the foregoing embodiments. Various modifications and alterations can be made thereto without departing from the spirit and scope of the invention.

## Claims

1. A method of task classification using morphemes which operates on a task objective of a user, the morphemes being generated by clustering selected ones of salient sub-morphemes or salient phone phrases from training speech which are semantically and syntactically similar, comprising:
detecting morphemes present in an input communication from the user by utilizing an input speech recognizer, the input communication including verbal speech from the user; and
making task-type classification decisions based on the detected morphemes in the user's input communication, wherein
the input speech recognizer detects the morphemes present in the verbal speech from the user.

2. The automated task classification method of claim 1, wherein the morphemes include non-verbal speech.

3. The automated task classification method of claim 2, wherein the non-verbal speech includes the use of at least one of gestures, body movements, head movements, non-responses, text, keyboard entries, keypad entries, mouse clicks, DTMF codes, pointers, stylus, cable set-top box entries, graphical user interface entries and touchscreen entries.

4. The automated task classification method of claim 1, wherein the morphemes are expressed in multimodal form.

5. The automated task classification method of claim 1, further comprising entering into a dialog with the user to obtain a feedback response from the user when a task-type classification decision cannot be made based on the input communication from the user.

6. The automated task classification method of claim 5, wherein entering into a dialog with the user to obtain a feedback response from the user when a task-type classification decision cannot be made based on the input communication from the user further comprises prompting the user to provide additional information with respect to the input communication.

7. The automated task classification method of claim 5, wherein entering into a dialog with the user to obtain a feedback response from the user when a task-type classification decision cannot be made based on the input communication from the user further comprises prompting the user to provide the feedback response including a confirmation with respect to at least one of a set of task objectives determined in a task-type classification decision.

8. The automated task classification method of claim 1, wherein the input communication is routed based on a task-type classification decision.

9. The automated task classification method of claim 8, wherein the task objective is performed after the input communication is routed.

10. The automated task classification method of claim 1, wherein the method operates in conjunction with one or more communication networks including at least one of a telephone network, the Internet, an intranet, a Cable TV network, a local area network (LAN), or a wireless communication network.

11. The automated task classification method of claim 1, wherein the method is used for customer care purposes.

12. The automated task classification method of claim 1, wherein the classification decisions and corresponding user input communications are collected for automated learning purposes.

13. The automated task classification method of claim 1, wherein a relationship between the generated morphemes and a predetermined set of task objectives includes a measure of usefulness of one of the morphemes to a specified one of the predetermined set of task objectives.

14. The automated task classification method of claim 13, wherein the usefulness measure is a salience measure.

15. The automated task classification method of claim 14, wherein the salience measure is represented as a conditional probability of a task objective being requested given an appearance of the one of the morphemes in the input communication, the conditional probability being a highest value in a distribution of conditional probabilities over the set of predetermined task objectives.

16. The automated task classification method of claim 14, wherein each of the plurality of generated morphemes has a salience measure exceeding a predetermined threshold.

17. The automated task classification method of claim 1, wherein the relationship between the generated morphemes and a predetermined set of task objectives includes a measure of commonality within a language of the morphemes.

18. The automated task classification method of claim 17, wherein the measure of commonality is a mutual information measure.

19. The automated task classification method of claim 18, wherein each of the plurality of generated morphemes has a mutual information measure exceeding a predetermined threshold.

20. The automated task classification method of claim 1, wherein making task-type classification decisions includes a confidence function.

21. The automated task classification method of claim 1, wherein the input communication from the user represents a request for at least one predetermined task objective from a set of predetermined task objectives.

22. The automated task classification method of claim 1, wherein the input communication is directed to one of a set of predetermined task objectives and the input communication is labeled with the one of the set of predetermined task objectives to which the input communication is directed.

23. The method of claim 1, wherein the morphemes are acoustic morphemes.

24. A method of task classification which operates on a task objective of a user, comprising:
selecting salient sub-morphemes or salient phone phrases from training speech including verbal speech;
generating morphemes by clustering selected ones of the salient sub-morphemes or selected ones of the salient phone phrases which are semantically and syntactically similar;
detecting morphemes present in an input communication from the user by utilizing an input speech recognizer to recognize the detected morphemes in the verbal speech; and
making task-type classification decisions based on the detected morphemes in the input communication.

25. The method of claim 24, wherein the method comprises selecting salient phone-phrases and the morphemes are acoustic morphemes.

26. The method of claim 24, wherein generating morphemes by clustering selected ones of the salient sub-morphemes or selected ones of the salient phone phrases which are semantically and syntactically similar further comprises:
applying a ASR phone recognizer to verbal training speech to produce a plurality of candidate phone-phrases.

27. The method of claim 26, wherein the ASR phone recognizer utilizes a phonotactic language model.