Record for the Final Section 316(b) Phase II Existing Facilities Rule

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B C

Author: Abt Associates Inc.

Date Modified: 5/10/2011

Purpose: Determines the administrative burden required of each facility and calculates the costs of this burden

File Contents:

Worksheet Contents

Fac_Req_by_Cat Lists all administrative activities considered for facilities subject to the suspended Phase II Final rule and determines whether they are 

applicable to facilities in each of the current ICR categories. Some activities are no longer applicable under the current regulation.

Fac_Activity_Cost

Determines the cost of each activity considered for the suspended rule (regardless of its applicability to the current rule) for a single 

facility. All values for the number of hours an activity will take and all non-labor costs are carried over from the analysis of the suspended 

rule (adjusted for inflation if necessary). 

Fac_Cost_by_Cat Determines the total administrative costs for a single facility for each ICR category (based only on the activities applicable to the current 

rule)

State_Req_by_Cat

Lists all administrative activities that states implementing rule (permitting authorities) will be required to perform for each permit (one inscope facility) for each of the current ICR categories. The list of activities is carried over from the analysis of the suspended Phase II 

Finale rule, thus some activities are no longer applicable under the current regulation.

State_Activity_Cost

Determines the cost to the permitting authority of each activity considered for the suspended rule (regardless of its applicability to the 

current rule) for a single permit. All values for the number of hours an activity will take and all non-labor costs are carried over from the 

analysis of the suspended rule (adjusted for inflation if necessary). 

State_Cost_by_Cat Determines the total administrative costs to the permitting authority for a single permit for each ICR category (based only on the activities 

applicable to the current rule)

Fed_Req_by_Cat

Lists all administrative activities that the Federal government will be required to perform to oversee the regulation of facilities in each of 

the current ICR categories. The list of activities is carried over from the analysis of the suspended Phase II Finale rule, thus some activities 

are no longer applicable under the current regulation.

Fed_Activity_Cost

Determines the cost to the federal government of each activity considered for the suspended rule (regardless of its applicability to the 

current rule) for a single permit. All values for the number of hours an activity will take and all non-labor costs are carried over from the 

analysis of the suspended rule (adjusted for inflation if necessary). 

Fed_Cost_by_Cat Determines the total administrative costs to the federal government for a single permit for each ICR category (based only on the activities 

applicable to the current rule)

ICR_Category Determines the set of administrative costs applicable to a facility based on its existing technologies, the performance standard it will be 

required to meet under the regulation, and the type of water body the facility is located on

ICR_Costs Uses the ICR category determined in ICR_Category to assign administrative costs to each facilities.=

ICR_Cat_Fac_Count Calculates the facility-count-based weighted number of facilities in each ICR category

Fac_Activity_Count Determines the facility-count-based weighted number of facilities that will be required to perform each activity in each ICR catgeory, 

according to the number of facilities in each ICR category and the applicability of each activity to a given category

State_Activity_Count

Determines the facility-count-based weighted number of permits for which permitting authorities will be required to perform 

administrative activities in each ICR catgeory, according to the number of facilities in each ICR category and the applicability of each 

activity to a given category

Fac_Hours Calculates the total facility-count-based weighted number of hours that all facilities performing each activity will spend and the grand total 

for all in-scope facilities

State_Hours&Cost

Calculates the total facility-count-based weighted number of hours and the total cost that permitting authorities will expend to administer 

the proposed rule. Administrative hours are assigned to the year in which they are assumed to be incurred by the state, according to the 

assumed compliance schedue.

State_Hours_Dist Distributes the hours assigned to each year over the compliance window to estimate the administrative hour burden in each year. This is 

similar to the distribution of costs performed in Social_Cost_Assessment.xls.

Assumptions Lists assumed constants used throughout this workbook
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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B C

Author: Abt Associates Inc.

Date Modified: 5/10/2011

Purpose: Determines the administrative burden required of each facility and calculates the costs of this burden

File Contents:

Worksheet Contents

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Input Files:

External data used in calculations/analysis:

ECI.xls

GDP_Deflator.xls

Labor_Rates.xls

Man_Facility_Data.xls

Man_Cost_Control.xls

Man_Private_Costs.xls

Man_Social_Costs.xls
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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A B C D E F G H I

Option IM Only Everywhere (2+MGD) Applicable for revised Phase II Rule

Weights P3-Survey Applicable but optional for revised Phase II Rule (no costs assigned)

Not applicable for revised Phase II Rule

Facility ICR Activity Requirements by ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ►

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

P: Permit Application (One-Time) 1 1 1 1 1 1 1 1

P1: Start-up Activities 1 1 1 1 1 1 1 1

P1_Read and Understand Rule 1 1 1 1 1 1 1 1

P1_Mobilization/Planning 1 1 1 1 1 1 1 1

P1_Training 1 1 1 1 1 1 1 1

P1_ODC 1 1 1 1 1 1 1 1

P2: Permit Application Activities 1 1 1 1 1 1 1 1

P2_Statement of Compliance Option Selected 1 1 1 1 1 1 1 1

P2_Source Water Physical Data 1 1 1 1 1 1 1 1

P2_Configuration and Location of CWIS 1 1 1 1 1 1 1 1

P2_Facility Water Balance Diagram 1 1 1 1 1 1 1 1

P2_CWIS Operation Narrative 1 1 1 1 1 1 1 1

P2_CWS Operation Narrative 1 1 1 1 1 1 1 1

P2_Engineering Calculations 1 1 1 1 1 1 1 1

P2_Submit Materials for Review by State 1 1 1 1 1 1 1 1

P2_Recordkeeping 1 1 1 1 1 1 1 1

P2_ODC 1 1 1 1 1 1 1 1

P3: Source Water Baseline Biological Characterization 

Data 1 1 1 1 1 1 1 1

P3_Identify Available Data and Document Efforts 1 1 1 1 1 1 1 1

P3_Compile and Analyze Existing Data 1 1 1 1 1 1 1 1

P3_Submit Data for Review by State 1 1 1 1 1 1 1 1

P3_Recordkeeping 1 1 1 1 1 1 1 1

P3_ODC 1 1 1 1 1 1 1 1

P4: Flow Reduction Information 0 0 0 0 0 0 0 0

P4_Develop Narrative 0 0 0 0 0 0 0 0

P4_Perform Engineering Calculations 0 0 0 0 0 0 0 0

P4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0

P4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P4_Recordkeeping 0 0 0 0 0 0 0 0

P4_ODC 0 0 0 0 0 0 0 0

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study 0 0 0 0 0 0 0 0

P5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0

P5_Description of Proposed and/or Implemented 

Technologies 0 0 0 0 0 0 0 0

P5_Develop Source Water Sampling Plan 0 0 0 0 0 0 0 0

P5_Submit Data and Plans for Review 0 0 0 0 0 0 0 0

P5_Revise Based on State Review 0 0 0 0 0 0 0 0

P5_Recordkeeping 0 0 0 0 0 0 0 0

P5_ODC 0 0 0 0 0 0 0 0

P6: Source Water Body Flow Information 0 0 0 0 0 0 0 0

P6_Gather Information to Characterize Flow (FW

River/Stream) 0 0 0 0 0 0 0 0

P6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir) 0 0 0 0 0 0 0 0

Freshwater Stream/River Lake/Reservoir
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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J K L M N O P Q R S T

10 11 12 13 14 15 16 17 18 19 20

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE IE FW-IE-PS CT-A NONE

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

Marine All Waterbodies
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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9

A B C D E F G H I

Facility ICR Activity Requirements by ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ►

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

Freshwater Stream/River Lake/Reservoir

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

P6_Perform Engineering Calculations 0 0 0 0 0 0 0 0

P6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P6_Recordkeeping 0 0 0 0 0 0 0 0

P6_ODC 0 0 0 0 0 0 0 0

P7: Design and Construction Technology Plan 0 0 0 0 0 0 0 0

P7_Delineate Hydraulic Zone of Influence 0 0 0 0 0 0 0 0

P7_Develop Narrative Description of Technologies 

(Impingement) 0 0 0 0 0 0 0 0

P7_Perform Engineering Calculations (Impingement) 0 0 0 0 0 0 0 0

P7_Develop Narrative Description of Technologies 

(Entrainment) 0 0 0 0 0 0 0 0

P7_Perform Engineering Calculations (Entrainment) 0 0 0 0 0 0 0 0

P7_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0

P7_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P7_Recordkeeping 0 0 0 0 0 0 0 0

P7_ODC 0 0 0 0 0 0 0 0

P8: Impingement Mortality & Entrainment 

Characterization Study 0 0 0 0 0 0 0 0

P8_Implement Offshore Freshwater Monitoring 0 0 0 0 0 0 0 0

P8_Impingement Monitoring Freshwater 0 0 0 0 0 0 0 0

P8_Entrainment Monitoring Freshwater 0 0 0 0 0 0 0 0

P8_Biological Study Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0

P8_Implement Offshore Marine Monitoring 0 0 0 0 0 0 0 0

P8_Impingement Monitoring Marine 0 0 0 0 0 0 0 0

P8_Entrainment Monitoring Marine 0 0 0 0 0 0 0 0

P8_Biological Study Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0

P8_Profile of Source Water Biota 0 0 0 0 0 0 0 0

P8_Identification of Critical Species 0 0 0 0 0 0 0 0

P8_Description of Additional Stresses 0 0 0 0 0 0 0 0

P8_Write Study based on Results and Submit for Review by 

State 0 0 0 0 0 0 0 0

P8_Recordkeeping 0 0 0 0 0 0 0 0

P8_Finalize study based on State review 0 0 0 0 0 0 0 0

P9: Pilot Study for New Impingement & Entrainment 

Technology 0 0 0 0 0 0 0 0

P9_Calculate Reduction in Impingement Mortality and 

Entrainment 0 0 0 0 0 0 0 0

P9_Perform Engineering Estimates of Efficacy 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater Impingement and Entrainment 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Freshwater-Impingement Only 0 0 0 0 0 0 0 0

P9_Perform Impingement Monitoring (Freshwater) 0 0 0 0 0 0 0 0

P9_Perform Entrainment Monitoring (Freshwater) 0 0 0 0 0 0 0 0

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine Impingment and Entrainment 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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9

J K L M N O P Q R S T

10 11 12 13 14 15 16 17 18 19 20

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE IE FW-IE-PS CT-A NONE

Marine All Waterbodies

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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A B C D E F G H I

Facility ICR Activity Requirements by ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ►

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

Freshwater Stream/River Lake/Reservoir

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

P9_Purchase, Installation & Operation of Pilot Study 

Technology-Marine- Impingement Only 0 0 0 0 0 0 0 0

P9_Perform Impingement Monitoring (Marine) 0 0 0 0 0 0 0 0

P9_Perform Entrainment Monitoring (Marine) 0 0 0 0 0 0 0 0

P9_Pilot Study Entrainment Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0

P9_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P9_Recordkeeping 0 0 0 0 0 0 0 0

P9_ODC 0 0 0 0 0 0 0 0

P10: Information to Support Site-Specific Determination 

of BTA 0 0 0 0 0 0 0 0

P10_Perform Comprehensive Cost Evaluation Study 0 0 0 0 0 0 0 0

P10_Perform Valuation of Monetized Benefits 0 0 0 0 0 0 0 0

P10_Evaluate Detailed Mortality Data 0 0 0 0 0 0 0 0

P10_Perform Engineering Calculations 0 0 0 0 0 0 0 0

P10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P10_Recordkeeping 0 0 0 0 0 0 0 0

P10_ODC 0 0 0 0 0 0 0 0

P11: Site-Specific Technology Plan 0 0 0 0 0 0 0 0

P11_Develop Narrative Description of Technologies 0 0 0 0 0 0 0 0

P11_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0

P11_Develop Design Calculations, Drawings, & Estimates 0 0 0 0 0 0 0 0

P11_Perform Engineering Calculations 0 0 0 0 0 0 0 0

P11_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

P11_Recordkeeping 0 0 0 0 0 0 0 0

P11_ODC 0 0 0 0 0 0 0 0

P12: Verification Monitoring Plan 0 0 0 0 0 0 0 0

P12_Develop Verification Monitoring Plan 0 0 0 0 0 0 0 0

P12_Submit Data and Plans for Review 0 0 0 0 0 0 0 0

P12_Revise Based on State Review 0 0 0 0 0 0 0 0

P12_Recordkeeping 0 0 0 0 0 0 0 0

P12_ODC 0 0 0 0 0 0 0 0

P13: Permitting Process Capital and O&M Costs 0 0 0 0 0 0 0 0

P13_Purchase and Installation of Remote Monitoring Device 0 0 0 0 0 0 0 0

P13_ODC 0 0 0 0 0 0 0 0

P14: Verification Study 0 0 0 0 0 0 0 0

P14_Monthly Sample Collection 0 0 0 0 0 0 0 0

P14_Handling and Preparation of Samples 0 0 0 0 0 0 0 0

P14_Perform Statistical Analysis 0 0 0 0 0 0 0 0

P14_Submit Monitoring Results & Study Analysis 0 0 0 0 0 0 0 0

P14_Record Keeping 0 0 0 0 0 0 0 0

P14_ODC 0 0 0 0 0 0 0 0

A: Monitoring (Annual) 1 1 0 1 0 1 1 0

A1: Biological Monitoring for Impingement (Freshwater) 1 1 0 1 0 1 1 0

A1_Monthly Sample Collection 1 1 0 1 0 1 1 0

A1_Onsite Analysis of Samples 1 1 0 1 0 1 1 0

A1_Perform Statistical Analysis 1 1 0 1 0 1 1 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

J K L M N O P Q R S T

10 11 12 13 14 15 16 17 18 19 20

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE IE FW-IE-PS CT-A NONE

Marine All Waterbodies

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 0 0 0 0 0 1 1 0 0

1 0 0 0 0 0 0 1 1 0 0

1 0 0 0 0 0 0 1 1 0 0

1 0 0 0 0 0 0 1 1 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Activity Requirements by ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ►

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

Freshwater Stream/River Lake/Reservoir

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

A1_Record Keeping 1 1 0 1 0 1 1 0

A1_ODC 1 1 0 1 0 1 1 0

A2: Biological Monitoring for Impingement (Marine) 0 0 0 0 0 0 0 0

A2_Monthly Sample Collection 0 0 0 0 0 0 0 0

A2_Onsite Analysis of Samples 0 0 0 0 0 0 0 0

A2_Perform Statistical Analysis 0 0 0 0 0 0 0 0

A2_Record Keeping 0 0 0 0 0 0 0 0

A2_ODC 0 0 0 0 0 0 0 0

A3: Biological Monitoring for Entrainment (Freshwater) 0 0 0 0 0 0 0 0

A3_Biweekly Sample Collection 0 0 0 0 0 0 0 0

A3_Handling and Preparation of Samples 0 0 0 0 0 0 0 0

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota 0 0 0 0 0 0 0 0

A3_Perform Statistical Analysis 0 0 0 0 0 0 0 0

A3_Recordkeeping 0 0 0 0 0 0 0 0

A3_ODC 0 0 0 0 0 0 0 0

A4: Biological Monitoring for Entrainment (Marine) 0 0 0 0 0 0 0 0

A4_Biweekly Sample Collection 0 0 0 0 0 0 0 0

A4_Handling and Preparation of Samples 0 0 0 0 0 0 0 0

A4_Laboratory Analysis to Identify & Enumerate Entrained 

Marine Biota 0 0 0 0 0 0 0 0

A4_Perform Statistical Analysis 0 0 0 0 0 0 0 0

A4_Recordkeeping 0 0 0 0 0 0 0 0

A4_ODC 0 0 0 0 0 0 0 0

A5: Visual or Remote Inspections 1 1 0 1 0 1 1 0

A5_Visually or Remotely Inspect All InstalledTechnologies 1 1 0 1 0 1 1 0

A5_Recordkeeping 1 1 0 1 0 1 1 0

A5_ODC 1 1 0 1 0 1 1 0

A6: Yearly Status Report Activities 1 1 0 1 0 1 1 0

A6_Report on Inspection and Maintenance 1 1 0 1 0 1 1 0

A6_Detail Biological Monitoring Results 1 1 0 1 0 1 1 0

A6_Compile and Submit Report 1 1 0 1 0 1 1 0

A6_Recordkeeping 1 1 0 1 0 1 1 0

A6_ODC 1 1 0 1 0 1 1 0

A7: Facility Annual O&M Costs 0 0 0 0 0 0 0 0

A7_Operation of Remote Monitoring Device 0 0 0 0 0 0 0 0

A7_ODC 0 0 0 0 0 0 0 0

R: Repermit Application (Every 5 Years) 1 1 1 1 1 1 1 1

R1: Start-up Activities 1 1 1 1 1 1 1 1

R1_Read and Understand Rule 1 1 1 1 1 1 1 1

R1_Mobilization/Planning 1 1 1 1 1 1 1 1

R1_Training 1 1 1 1 1 1 1 1

R1_ODC 1 1 1 1 1 1 1 1

R2: Permit Application Activities 1 1 1 1 1 1 1 1

R2_Source Water Physical Data 1 1 1 1 1 1 1 1

R2_Configuration and Location of CWIS 1 1 1 1 1 1 1 1

R2_Facility Water Balance Diagram 1 1 1 1 1 1 1 1
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

J K L M N O P Q R S T

10 11 12 13 14 15 16 17 18 19 20

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE IE FW-IE-PS CT-A NONE

Marine All Waterbodies

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

1 0 0 0 0 0 0 1 1 0 0

1 0 0 0 0 0 0 1 1 0 0

0 0 1 1 0 1 0 1 1 0 0

0 0 1 1 0 1 0 1 1 0 0

0 0 1 1 0 1 0 1 1 0 0

0 0 1 1 0 1 0 1 1 0 0

0 0 1 1 0 1 0 1 1 0 0

0 0 1 1 0 1 0 1 1 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

1 0 1 1 0 1 0 1 1 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Activity Requirements by ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ►

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

Freshwater Stream/River Lake/Reservoir

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

R2_CWIS Operation Narrative 1 1 1 1 1 1 1 1

R2_CWS Operation Narrative 1 1 1 1 1 1 1 1

R2_Engineering Calculations 1 1 1 1 1 1 1 1

R2_Submit Materials for Review by State 1 1 1 1 1 1 1 1

R2_Recordkeeping 1 1 1 1 1 1 1 1

R2_ODC 1 1 1 1 1 1 1 1

R3: Source Water Baseline Biological Characterization 

Data 1 1 1 1 1 1 1 1

R3_Identify Available Data and Document Efforts 1 1 1 1 1 1 1 1

R3_Compile and Analyze Existing Data 1 1 1 1 1 1 1 1

R3_Submit Data for Review by State 1 1 1 1 1 1 1 1

R3_Recordkeeping 1 1 1 1 1 1 1 1

R3_ODC 1 1 1 1 1 1 1 1

R4: Flow Reduction Information 0 0 0 0 0 0 0 0

R4_Develop Narrative 0 0 0 0 0 0 0 0

R4_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0

R4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R4_Recordkeeping 0 0 0 0 0 0 0 0

R4_ODC 0 0 0 0 0 0 0 0

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study 0 0 0 0 0 0 0 0

R5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0

R5_Description of Proposed and/or Implemented 

Technologies 0 0 0 0 0 0 0 0

R5_Develop Source Water Sampling Plan 0 0 0 0 0 0 0 0

R5_Submit Data and Plans for Review 0 0 0 0 0 0 0 0

R5_Revise Based on State Review 0 0 0 0 0 0 0 0

R5_Recordkeeping 0 0 0 0 0 0 0 0

R5_ODC 0 0 0 0 0 0 0 0

R6: Source Water Body Flow Information 0 0 0 0 0 0 0 0

R6_Gather Information to Characterize Flow (FW

River/Stream) 0 0 0 0 0 0 0 0

R6_Water Body Thermal Stratification Narrative 

(Lake/Reservoir) 0 0 0 0 0 0 0 0

R6_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R6_Recordkeeping 0 0 0 0 0 0 0 0

R6_ODC 0 0 0 0 0 0 0 0

R7: Design and Construction Technology Plan 0 0 0 0 0 0 0 0

R7_Delineate Hydraulic Zone of Influence 0 0 0 0 0 0 0 0

R7_Develop Narrative Description of Technologies 

(Impingement) 0 0 0 0 0 0 0 0

R7_Perform Engineering Calculations (Impingement) 0 0 0 0 0 0 0 0

R7_Develop Narrative Description of Technologies 

(Entrainment) 0 0 0 0 0 0 0 0

R7_Perform Engineering Calculations (Entrainment) 0 0 0 0 0 0 0 0

R7_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

J K L M N O P Q R S T

10 11 12 13 14 15 16 17 18 19 20

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE IE FW-IE-PS CT-A NONE

Marine All Waterbodies

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1 1 1 1

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Activity Requirements by ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ►

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

Freshwater Stream/River Lake/Reservoir

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R7_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R7_Recordkeeping 0 0 0 0 0 0 0 0

R7_ODC 0 0 0 0 0 0 0 0

R8: Impingement Mortality & Entrainment 

Characterization Study 0 0 0 0 0 0 0 0

R8_Implement Offshore Freshwater Monitoring 0 0 0 0 0 0 0 0

R8_Impingement Monitoring Freshwater 0 0 0 0 0 0 0 0

R8_Entrainment Monitoring Freshwater 0 0 0 0 0 0 0 0

R8_Biological Study Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0

R8_Implement Offshore Marine Monitoring 0 0 0 0 0 0 0 0

R8_Impingement Monitoring Marine 0 0 0 0 0 0 0 0

R8_Entrainment Monitoring Marine 0 0 0 0 0 0 0 0

R8_Biological Study Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0

R8_Profile of Source Water Biota 0 0 0 0 0 0 0 0

R8_Identification of Critical Species 0 0 0 0 0 0 0 0

R8_Description of Additional Stresses 0 0 0 0 0 0 0 0

R8_Write Study based on Results and Submit for Review by 

State 0 0 0 0 0 0 0 0

R8_Recordkeeping 0 0 0 0 0 0 0 0

R8_Finalize study based on State review 0 0 0 0 0 0 0 0

R9: Information to Support Site-Specific Determination of 

BTA 0 0 0 0 0 0 0 0

R9_Perform Comprehensive Cost Evaluation Study 0 0 0 0 0 0 0 0

R9_Perform Valuation of Monetized Benefits 0 0 0 0 0 0 0 0

R9_Evaluate Detailed Mortality Data 0 0 0 0 0 0 0 0

R9_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R9_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R9_Recordkeeping 0 0 0 0 0 0 0 0

R9_ODC 0 0 0 0 0 0 0 0

R10: Site-Specific Technology Plan 0 0 0 0 0 0 0 0

R10_Develop Narrative Description of Technologies 0 0 0 0 0 0 0 0

R10_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0

R10_Develop Design Calculations, Drawings, & Estimates 0 0 0 0 0 0 0 0

R10_Perform Engineering Calculations 0 0 0 0 0 0 0 0

R10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0

R10_Recordkeeping 0 0 0 0 0 0 0 0

R10_ODC 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

J K L M N O P Q R S T

10 11 12 13 14 15 16 17 18 19 20

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE IE FW-IE-PS CT-A NONE

Marine All Waterbodies

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

A B C D E F G H I J K L M N O P Q R

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Facility Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

Facility Junior CAD Operator Contracted Biologist Statistician Biological Clerical 

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00 $116.90 $65.70 $77.20 $44.20 $20.50

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule -1 1 -1 over 1 12 12 0 0 0 0 0 1 25 $1,786 $0 $0 $1,786

P1_Mobilization/Planning -1 1 -1 over 1 4 8 0 0 0 0 0 1 13 $798 $0 $0 $798

P1_Training -1 1 -1 over 1 2 2 0 0 0 0 0 1 5 $315 $0 $0 $315

P1_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $60 $60

P2: Permit Application Activities

P2_Statement of Compliance Option Selected -1 1 -1 over 1 1 0 0 0 0 0 0 1 2 $120 $0 $0 $120

P2_Source Water Physical Data -1 1 -1 over 1 2 16 40 0 0 0 0 0 58 $2,555 $0 $0 $2,555

P2_Configuration and Location of CWIS -1 1 -1 over 1 2 5 8 0 0 0 0 0 15 $756 $0 $0 $756

P2_Facility Water Balance Diagram -1 1 -1 over 1 1 1 1 0 0 0 0 0 3 $187 $0 $0 $187

P2_CWIS Operation Narrative -1 1 -1 over 1 16 40 0 0 0 0 0 0 56 $3,486 $0 $0 $3,486

P2_CWS Operation Narrative -1 1 -1 over 1 16 40 0 0 0 0 0 0 56 $3,486 $0 $0 $3,486

P2_Engineering Calculations -1 1 -1 over 1 8 32 0 0 0 0 0 0 40 $2,310 $0 $0 $2,310

P2_Submit Materials for Review by State -1 1 -1 over 1 0 0 0 0 0 0 0 6 6 $123 $0 $0 $123

P2_Recordkeeping -1 1 -1 over 1 2 5 2 0 0 0 0 2 11 $557 $0 $0 $557

P2_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $596 $596

P3: Source Water Baseline Biological Characterization Data

P3_Identify Available Data and Document Efforts -1 1 -1 over 1 40 80 0 0 0 0 0 8 128 $7,936 $7,936

P3_Compile and Analyze Existing Data -1 1 -1 over 1 32 60 20 0 0 0 0 4 116 $6,911 $6,911

P3_Submit Data for Review by State -1 1 -1 over 1 0 0 0 0 0 0 0 8 8 $164 $164

P3_Recordkeeping -1 1 -1 over 1 3 5 1 0 0 0 0 6 15 $699 $699

P3_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $894 $894

P4: Flow Reduction Information 

P4_Develop Narrative -1 1 -1 over 1 8 16 0 0 0 0 0 0 24 $1,554 $1,554

P4_Perform Engineering Calculations -1 1 -1 over 1 4 12 0 0 0 0 0 0 16 $966 $966

P4_Document Minimization of Make-up and Blowdown -1 1 -1 over 1 0 40 0 0 0 0 0 6 46 $2,011 $2,011

P4_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0 0 0 0 0 8 8 $164 $164

P4_Recordkeeping -1 1 -1 over 1 2 4 0 0 0 0 0 8 14 $553 $553

P4_ODC -1 1 -1 over 1 $477 $477

P5: Proposal for Collection of Information for Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used -3 1 -3 over 1 20 40 0 0 0 0 0 2 62 $3,927 $0 $0 $3,927

P5_Description of Proposed and/or Implemented Technologies -3 1 -3 over 1 8 20 0 0 0 0 0 0 28 $1,743 $0 $0 $1,743

P5_Develop Source Water Sampling Plan -3 1 -3 over 1 40 60 8 8 0 0 0 4 120 $8,165 $0 $0 $8,165

P5_Submit Data and Plans for Review -3 1 -3 over 1 0 0 0 0 0 0 0 12 12 $246 $0 $0 $246

P5_Revise Based on State Review -3 1 -3 over 1 8 16 4 0 0 0 0 4 32 $1,796 $0 $0 $1,796

P5_Recordkeeping -3 1 -3 over 1 3 5 1 1 0 0 0 8 18 $857 $0 $0 $857

P5_ODC -3 1 -3 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $894 $894

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) -1 1 -1 over 1 0 32 0 0 0 0 0 0 32 $1,510 $0 $0 $1,510

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 1 -1 over 1 4 40 0 0 0 0 0 0 44 $2,288 $0 $0 $2,288

P6_Perform Engineering Calculations -1 1 -1 over 1 8 32 0 0 0 0 0 0 40 $2,310 $0 $0 $2,310

P6_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0 0 0 0 0 16 16 $328 $0 $0 $328

P6_Recordkeeping -1 1 -1 over 1 1 3 0 0 0 0 0 8 12 $406 $0 $0 $406

P6_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $238 $238

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence -1 1 -1 over 1 2 5 8 0 0 0 0 0 15 $756 $0 $0 $756

P7_Develop Narrative Description of Technologies (Impingement) -1 1 -1 over 1 8 16 0 0 0 0 0 0 24 $1,554 $0 $0 $1,554

P7_Perform Engineering Calculations (Impingement) -1 1 -1 over 1 3 12 0 0 0 0 0 0 15 $866 $0 $0 $866

P7_Develop Narrative Description of Technologies (Entrainment) -1 1 -1 over 1 8 16 0 0 0 0 0 0 24 $1,554 $0 $0 $1,554

P7_Perform Engineering Calculations (Entrainment) -1 1 -1 over 1 3 12 0 0 0 0 0 0 15 $866 $0 $0 $866

P7_Document that Technologies Are Optimal -1 1 -1 over 1 0 40 0 0 0 0 0 6 46 $2,011 $0 $0 $2,011

P7_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0 0 0 0 0 6 6 $123 $0 $0 $123

P7_Recordkeeping -1 1 -1 over 1 1 4 0 0 0 0 0 6 11 $412 $0 $0 $412

P7_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $477 $477

P8: Impingement Mortality & Entrainment Characterization Study

P8_Implement Offshore Freshwater Monitoring -3 3 -3 over 3 6 52 0 100 2080 67 2080 34 4419 $249,205 $0 $0 $249,205

P8_Impingement Monitoring Freshwater -3 3 -3 over 3 3 16 0 60 1040 33 1040 17 2209 $125,261 $0 $0 $125,261

P8_Entrainment Monitoring Freshwater -3 3 -3 over 3 3 16 0 60 780 33 780 17 1689 $96,687 $0 $0 $96,687

P8_Biological Study Laboratory Analysis (Freshwater) -3 3 -3 over 3 0 0 0 0 0 0 0 0 0 $0 $0 $96,680 $5,203 $101,882

P8_Implement Offshore Marine Monitoring -3 3 -3 over 3 10 101 0 160 4056 100 4056 50 8533 $478,970 $0 $0 $478,970

P8_Impingement Monitoring Marine -3 3 -3 over 3 4 31 0 80 2028 50 2028 25 4246 $238,465 $0 $0 $238,465

P8_Entrainment Monitoring Marine -3 3 -3 over 3 4 31 0 80 1521 50 1521 25 3232 $182,745 $0 $0 $182,745

P8_Biological Study Laboratory Analysis (Marine) -3 3 -3 over 3 0 0 0 0 0 0 0 0 0 $0 $0 $188,526 $15,491 $204,017

P8_Profile of Source Water Biota -3 1 -3 over 1 32 20 0 32 60 0 20 8 172 $12,872 $0 $0 $12,872

P8_Identification of Critical Species -3 1 -3 over 1 32 20 0 20 40 0 0 3 115 $9,168 $0 $0 $9,168

P8_Description of Additional Stresses -3 1 -3 over 1 16 10 0 16 30 0 10 4 86 $6,436 $0 $0 $6,436

Total Cost Per 

Facility

Level of Effort (hrs) O&M Cost per Facility

Personel ►

Laboratory 

Analysis

Capital Cost 

per Facility

Labor Cost 

per Facility

Hour Burden Per 

Facility ODCs*
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

A B C D E F G H I J K L M N O P Q R

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Facility Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

Facility Junior CAD Operator Contracted Biologist Statistician Biological Clerical 

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00 $116.90 $65.70 $77.20 $44.20 $20.50

Total Cost Per 

Facility

Level of Effort (hrs) O&M Cost per Facility

Personel ►

Laboratory 

Analysis

Capital Cost 

per Facility

Labor Cost 

per Facility

Hour Burden Per 

Facility ODCs*

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

P8_Write Study based on Results and Submit for Review by State -1 1 -1 over 1 80 160 0 16 8 8 0 8 280 $18,722 $0 $0 $18,722

P8_Recordkeeping -1 1 -1 over 1 6 12 0 6 12 3 0 24 63 $3,379 $0 $0 $3,379

P8_Finalize study based on State review -1 1 -1 over 1 16 32 0 0 0 0 0 8 56 $3,273 $0 $0 $3,273

P9: Pilot Study for New Impingement & Entrainment Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 1 -1 over 1 80 80 8 0 0 0 0 12 180 $12,334 $0 $0 $12,334

P9_Perform Engineering Estimates of Efficacy -1 1 -1 over 1 40 32 0 0 0 0 0 4 76 $5,588 $0 $0 $5,588

P9_Purchase, Installation & Operation of Pilot Study Technology-Freshwater 

Impingement and Entrainment

-1 1 -1 over 1

0 0 0 0 0 0 0 0 0 $0 $171,336 $0 $171,336

P9_Purchase, Installation & Operation of Pilot Study Technology-FreshwaterImpingement Only-1 1 -1 over 1

0 0 0 0 0 0 0 0 0 $0 $0 $0 $0

P9_Perform Impingement Monitoring (Freshwater) -1 1 -1 over 1 16 25 0 80 240 40 240 20 661 $42,004 $0 $0 $42,004

P9_Perform Entrainment Monitoring (Freshwater) -1 1 -1 over 1 16 25 0 80 180 40 180 20 541 $35,410 $0 $0 $35,410

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $7,437 $7,437

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $529,475 $0 $529,475

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only-1 1 -1 over 1

0 0 0 0 0 0 0 0 0 $0 $271,788 $0 $271,788

P9_Perform Impingement Monitoring (Marine) -1 1 -1 over 1

16 33 0 80 312 52 312 26 831 $51,321 $0 $0 $51,321

P9_Perform Entrainment Monitoring (Marine) -1 1 -1 over 1 16 33 0 80 234 52 234 26 675 $42,748 $0 $0 $42,748

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $9,668 $9,668

P9_Submit Data and Analysis for Review -1 1 -1 over 1 8 10 0 8 6 4 0 16 52 $3,237 $0 $0 $3,237

P9_Recordkeeping -1 1 -1 over 1 4 8 0 4 8 2 0 20 46 $2,335 $0 $0 $2,335

P9_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $1,192 $1,192

P10: Information to Support Site-Specific Determination of BTA**

P10_Perform Comprehensive Cost Evaluation Study -1 1 -1 over 1 20 60 0 0 0 0 0 0 80 $4,830 $0 $0 $4,830

P10_Perform Valuation of Monetized Benefits -1 1 -1 over 1 40 140 0 60 200 40 0 0 480 $33,846 $0 $0 $33,846

P10_Evaluate Detailed Mortality Data -1 1 -1 over 1 4 40 0 0 0 0 0 0 44 $2,288 $0 $0 $2,288

P10_Perform Engineering Calculations -1 1 -1 over 1 10 40 0 0 0 0 0 0 50 $2,887 $0 $0 $2,887

P10_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0 0 0 0 0 16 16 $328 $0 $0 $328

P10_Recordkeeping -1 1 -1 over 1 3 9 0 2 6 2 0 8 30 $1,671 $0 $0 $1,671

P10_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $780 $780

P11: Site-Specific Technology Plan**

P11_Develop Narrative Description of Technologies -1 1 -1 over 1 8 20 0 0 0 0 0 0 28 $1,743 $0 $0 $1,743

P11_Document that Technologies Are Optimal -1 1 -1 over 1 8 40 0 0 0 0 0 6 54 $2,810 $0 $0 $2,810

P11_Develop Design Calculations, Drawings, & Estimates -1 1 -1 over 1 8 20 0 0 0 0 0 0 28 $1,743 $0 $0 $1,743

P11_Perform Engineering Calculations -1 1 -1 over 1 16 40 0 4 8 0 0 0 68 $4,480 $0 $0 $4,480

P11_Submit Data and Analysis for Review -1 1 -1 over 1 0 0 0 0 0 0 0 6 6 $123 $0 $0 $123

P11_Recordkeeping -1 1 -1 over 1 2 4 0 1 1 0 0 6 14 $694 $0 $0 $694

P11_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $441 $441

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan -1 1 -1 over 1 40 60 8 0 0 0 0 4 112 $7,230 $0 $0 $7,230

P12_Submit Data and Plans for Review -1 1 -1 over 1 0 0 0 0 0 0 0 2 2 $41 $0 $0 $41

P12_Revise Based on State Review -1 1 -1 over 1 2 4 1 0 0 0 0 1 8 $449 $0 $0 $449

P12_Recordkeeping -1 1 -1 over 1 1 1 1 1 0 0 0 2 6 $345 $0 $0 $345

P12_ODC -1 1 -1 over 1 0 0 0 0 0 0 0 0 0 $0 $0 $0 $477 $477

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device -1 1 -1 over 1 $50,000

P13_ODC -1 1 -1 over 1 $1,192

P14: Verification Study 

P14_Monthly Sample Collection 0 1 0 over 1 0 0 0 0 0 0 $0 $0

P14_Handling and Preparation of Samples 0 1 0 over 1 0 0 0 0 0 0 $0 $0

P14_Perform Statistical Analysis 0 1 0 over 1 25 30 0 15 15 25 0 1 111 $8,603 $8,603

P14_Submit Monitoring Results & Study Analysis 0 1 0 over 1 0 0 0 0 0 0 0 4 4 $82 $82

P14_Record Keeping 0 1 0 over 1 1 2 0 0 0 0 0 4 7 $276 $276

P14_ODC 0 1 0 over 1 0 0 0 0 0 0 0 0 0 $0 $596 $596

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection 2 0 0 4 72 0 72 0 150 $8,580 $8,580

A1_Onsite Analysis of Samples 4 0 0 12 72 0 72 0 160 $9,715 $9,715

A1_Perform Statistical Analysis 8 4 0 0 0 32 0 0 44 $3,458 $3,458

A1_Record Keeping 2 1 0 1 4 1 0 16 25 $1,032 $1,032

A1_ODC 0 0 0 0 0 0 0 0 0 $0 $596 $596

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection 2 0 0 5.2 93.6 0 93.6 0 194 $11,094 $11,094

A2_Onsite Analysis of Samples 4 0 0 15.6 93.6 0 93.6 0 207 $12,510 $12,510

A2_Perform Statistical Analysis 8 4 0 0 0 41.6 0 0 54 $4,200 $4,200

A2_Record Keeping 2 1 0 1.3 5.2 1.3 0 16 27 $1,169 $1,169
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

A B C D E F G H I J K L M N O P Q R

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Facility Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

Facility Junior CAD Operator Contracted Biologist Statistician Biological Clerical 

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00 $116.90 $65.70 $77.20 $44.20 $20.50

Total Cost Per 

Facility

Level of Effort (hrs) O&M Cost per Facility

Personel ►

Laboratory 

Analysis

Capital Cost 

per Facility

Labor Cost 

per Facility

Hour Burden Per 

Facility ODCs*

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

A2_ODC 0 0 0 0 0 0 0 0 0 $0 $775 $775

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection 4 0 0 12 156 0 156 0 328 $18,947 $18,947

A3_Handling and Preparation of Samples 4 0 0 12 78 0 78 0 172 $10,375 $10,375

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater Biota

0 0 0 0 0 0 0 0 0 $0 $9,668 $9,668

A3_Perform Statistical Analysis 16 4 0 0 0 64 0 0 84 $6,728 $6,728

A3_Recordkeeping 2 1 0 1 8 2 0 16 30 $1,372 $1,372

A3_ODC 0 0 0 0 0 0 0 0 0 $0 $1,192 $1,192

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection 4 0 0 12 203 0 203 0 422 $24,112 $24,112

A4_Handling and Preparation of Samples 4 0 0 12 101 0 101 0 218 $12,902 $12,902

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota 0 0 0 0 0 0 0 0 0 $0 $12,568 $12,568

A4_Perform Statistical Analysis 16 4 0 0 0 83 0 0 103 $8,195 $8,195

A4_Recordkeeping 2 1 0 1 10 3 0 16 33 $1,581 $1,581

A4_ODC 0 0 0 0 0 0 0 0 0 $0 $1,370 $1,370

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies 24 208 0 0 0 0 0 232 $12,215 $12,215

A5_Recordkeeping 3 16 0 0 0 0 2 21 $1,096 $1,096

A5_ODC 0 0 0 0 0 0 0 0 0 $0 $119 $119

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance 16 16 0 0 0 0 0 0 32 $2,354 $2,354

A6_Detail Biological Monitoring Results 24 32 0 4 4 24 0 0 88 $6,491 $6,491

A6_Compile and Submit Report 80 80 0 0 0 0 0 16 176 $12,096 $12,096

A6_Recordkeeping 8 12 0 0 0 0 0 8 28 $1,530 $1,530

A6_ODC 0 0 0 0 0 0 0 0 0 $0 $894 $894

A7: Facility Annual O&M Costs 

A7_Operation of Remote Monitoring Device 0 0 0 0 0 0 0 0 0 $0 $238 $238

A7_ODC 0 0 0 0 0 0 0 0 0 $0 $60 $60

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule 4 4 0 0 0 0 0 0 8 $588 $588

R1_Mobilization/Planning 1 2 0 0 0 0 0 0 3 $194 $194

R1_Training 1 1 0 0 0 0 0 0 2 $147 $147

R1_ODC 0 $0 $60 $60

R2: Permit Application Activities

R2_Source Water Physical Data 1 5 12 0 0 0 0 0 18 $816 $816

R2_Configuration and Location of CWIS 1 1 1 0 0 0 0 0 3 $187 $187

R2_Facility Water Balance Diagram 1 1 1 0 0 0 0 0 3 $187 $187

R2_CWIS Operation Narrative 12 30 0 0 0 0 0 0 42 $2,615 $2,615

R2_CWS Operation Narrative 12 30 0 0 0 0 0 0 42 $2,615 $2,615

R2_Engineering Calculations 6 24 0 0 0 0 0 0 30 $1,732 $1,732

R2_Submit Materials for Review by State 0 0 0 0 0 0 0 3 3 $62 $62

R2_Recordkeeping 1 3 1 0 0 0 0 1 6 $302 $302

R2_ODC 0 $0 $298 $298

R3: Source Water Baseline Biological Characterization Data

R3_Identify Available Data and Document Efforts 12 24 0 0 0 0 0 2 38 $2,373 $2,373

R3_Compile and Analyze Existing Data 10 18 6 0 0 0 0 1 35 $2,109 $2,109

R3_Submit Data for Review by State 0 0 0 0 0 0 0 3 3 $62 $62

R3_Recordkeeping 2 3 1 0 0 0 0 3 9 $443 $443

R3_ODC 0 $0 $0 $0

R4: Flow Reduction Information 

R4_Develop Narrative 2 5 0 0 0 0 0 0 7 $466 $466

R4_Perform Engineering Calculations 1 4 0 0 0 0 0 0 5 $290 $290

R4_Document Minimization of Make-up and Blowdown 0 12 0 0 0 0 0 2 14 $603 $603

R4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 2 2 $49 $49

R4_Recordkeeping 1 1 0 0 0 0 0 2 4 $166 $166

R4_ODC 0 $0 $0 $0

R5: Proposal for Collection of Information for Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used 6 12 0 0 0 0 0 1 19 $1,186 $1,186

R5_Description of Proposed and/or Implemented Technologies 2 6 0 0 0 0 0 0 8 $483 $483

R5_Develop Source Water Sampling Plan 12 18 2 2 0 0 0 1 35 $2,383 $2,383

R5_Submit Data and Plans for Review 0 0 0 0 0 0 0 4 4 $82 $82

R5_Revise Based on State Review 2 5 1 0 0 0 0 1 9 $496 $496

R5_Recordkeeping 1 2 0 0 0 0 0 2 5 $235 $235

R5_ODC 0 $0 $238 $238
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

A B C D E F G H I J K L M N O P Q R

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Facility Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

Facility Junior CAD Operator Contracted Biologist Statistician Biological Clerical 

Activity Group, Activity

Occurrence (years, relative 

to compliance year) ▼

Duration 

(years) ▼

Occurrence 

Code ▼ $99.90 $47.20 $40.00 $116.90 $65.70 $77.20 $44.20 $20.50

Total Cost Per 

Facility

Level of Effort (hrs) O&M Cost per Facility

Personel ►

Laboratory 

Analysis

Capital Cost 

per Facility

Labor Cost 

per Facility

Hour Burden Per 

Facility ODCs*

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream) 0 10 0 0 0 0 0 0 10 $453 $453

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir) 1 12 0 0 0 0 0 0 13 $686 $686

R6_Perform Engineering Calculations 2 10 0 0 0 0 0 0 12 $693 $693

R6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 5 5 $98 $98

R6_Recordkeeping 0 1 0 0 0 0 0 2 4 $122 $122

R6_ODC 0 $0 $119 $119

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence 1 3 4 0 0 0 0 0 8 $402 $402

R7_Develop Narrative Description of Technologies (Impingement) 4 8 0 0 0 0 0 0 12 $777 $777

R7_Perform Engineering Calculations (Impingement) 2 6 0 0 0 0 0 0 8 $483 $483

R7_Develop Narrative Description of Technologies (Entrainment) 4 8 0 0 0 0 0 0 12 $777 $777

R7_Perform Engineering Calculations (Entrainment) 2 6 0 0 0 0 0 0 8 $483 $483

R7_Document that Technologies Are Optimal 0 20 0 0 0 0 0 3 23 $1,006 $1,006

R7_Submit Data and Analysis for Review 0 0 0 0 0 0 0 3 3 $62 $62

R7_Recordkeeping 1 2 0 0 0 0 0 3 6 $256 $256

R7_ODC 0 $0 $179 $179

R8: Impingement Mortality & Entrainment Characterization Study

R8_Implement Offshore Freshwater Monitoring 2 16 0 0 0 0 0 10 28 $1,160 $1,160

R8_Impingement Monitoring Freshwater 1 5 0 0 0 0 0 5 11 $438 $438

R8_Entrainment Monitoring Freshwater 1 5 0 0 0 0 0 5 11 $438 $438

R8_Biological Study Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0 0 $0 $38,672 $3,122 $41,793

R8_Implement Offshore Marine Monitoring 3 30 0 48 144 24 144 15 408 $25,313 $25,313

R8_Impingement Monitoring Marine 1 9 0 48 108 24 108 8 306 $20,022 $20,022

R8_Entrainment Monitoring Marine 1 9 0 0 0 0 0 8 18 $689 $689

R8_Biological Study Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0 0 $0 $75,410 $9,295 $84,705

R8_Profile of Source Water Biota 10 6 0 10 18 0 6 2 52 $3,940 $3,940

R8_Identification of Critical Species 10 6 0 6 12 0 0 1 35 $2,793 $2,793

R8_Description of Additional Stresses 5 3 0 5 9 0 3 1 26 $1,970 $1,970

R8_Write Study based on Results and Submit for Review by State 24 48 0 5 2 2 0 2 83 $5,575 $5,575

R8_Recordkeeping 2 4 0 2 4 1 0 7 20 $1,106 $1,106

R8_Finalize study based on State review 5 10 0 0 0 0 0 2 17 $1,013 $1,013

R9: Information to Support Site-Specific Determination of BTA

R9_Perform Comprehensive Cost Evaluation Study 6 18 0 0 0 0 0 0 24 $1,449 $1,449

R9_Perform Valuation of Monetized Benefits 12 42 0 18 60 12 0 0 144 $10,154 $10,154

R9_Evaluate Detailed Mortality Data 1 12 0 0 0 0 0 0 13 $666 $666

R9_Perform Engineering Calculations 3 12 0 0 0 0 0 0 15 $866 $866

R9_Submit Data and Analysis for Review 0 0 0 0 0 0 0 8 8 $164 $164

R9_Recordkeeping 2 5 0 1 3 1 0 4 16 $909 $909

R9_ODC 0 $0 $0 $0

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies 2 6 0 0 0 0 0 0 8 $483 $483

R10_Document that Technologies Are Optimal 2 12 0 0 0 0 0 2 16 $807 $807

R10_Develop Design Calculations, Drawings, & Estimates 2 6 0 0 0 0 0 0 8 $483 $483

R10_Perform Engineering Calculations 5 12 0 1 2 0 0 0 20 $1,314 $1,314

R10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 3 3 $62 $62

R10_Recordkeeping 1 2 0 1 1 0 0 3 8 $438 $438

R10_ODC 0 $0 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

A B C D E F G H I

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Facility ICR Costs by ICR Category

2 3 4 5 6 7 8 9

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS

P: Permit Application (One-Time) $33,737 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737

Over 1 year, 3 years before compliance -3 over 1 $0 $0 $0 $0 $0 $0 $0

Over 3 years, 3 years before compliance -3 over 3 $0 $0 $0 $0 $0 $0 $0

Over 1 year, 1 year before compliance -1 over 1 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737

Over 1 year, compliance year -1 over 0 $0 $0 $0 $0 $0 $0 $0

P1: Start-up Activities $2,958 $2,958 $2,958 $2,958 $2,958 $2,958 $2,958

P1_Read and Understand Rule -1 over 1 $1,786 $1,786 $1,786 $1,786 $1,786 $1,786 $1,786

P1_Mobilization/Planning -1 over 1 $798 $798 $798 $798 $798 $798 $798

P1_Training -1 over 1 $315 $315 $315 $315 $315 $315 $315

P1_ODC -1 over 1 $60 $60 $60 $60 $60 $60 $60

P2: Permit Application Activities $14,176 $14,176 $14,176 $14,176 $14,176 $14,176 $14,176

P2_Statement of Compliance Option Selected -1 over 1 $120 $120 $120 $120 $120 $120 $120

P2_Source Water Physical Data -1 over 1 $2,555 $2,555 $2,555 $2,555 $2,555 $2,555 $2,555

P2_Configuration and Location of CWIS -1 over 1 $756 $756 $756 $756 $756 $756 $756

P2_Facility Water Balance Diagram -1 over 1 $187 $187 $187 $187 $187 $187 $187

P2_CWIS Operation Narrative -1 over 1 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486

P2_CWS Operation Narrative -1 over 1 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486

P2_Engineering Calculations -1 over 1 $2,310 $2,310 $2,310 $2,310 $2,310 $2,310 $2,310

P2_Submit Materials for Review by State -1 over 1 $123 $123 $123 $123 $123 $123 $123

P2_Recordkeeping -1 over 1 $557 $557 $557 $557 $557 $557 $557

P2_ODC -1 over 1 $596 $596 $596 $596 $596 $596 $596

P3: Source Water Baseline Biological Characterization 

Data $16,603 $16,603 $16,603 $16,603 $16,603 $16,603 $16,603

P3_Identify Available Data and Document Efforts -1 over 1 $7,936 $7,936 $7,936 $7,936 $7,936 $7,936 $7,936

P3_Compile and Analyze Existing Data -1 over 1 $6,911 $6,911 $6,911 $6,911 $6,911 $6,911 $6,911

P3_Submit Data for Review by State -1 over 1 $164 $164 $164 $164 $164 $164 $164

P3_Recordkeeping -1 over 1 $699 $699 $699 $699 $699 $699 $699

P3_ODC -1 over 1 $894 $894 $894 $894 $894 $894 $894

P4: Flow Reduction Information $0 $0 $0 $0 $0 $0 $0

P4_Develop Narrative -1 over 1 $0 $0 $0 $0 $0 $0 $0

P4_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0 $0

P4_Document Minimization of Make-up and Blowdown -1 over 1 $0 $0 $0 $0 $0 $0 $0

P4_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P4_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P4_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P5: Proposal for Collection of Information for 

Comprehensive Demonstration Study $0 $0 $0 $0 $0 $0 $0

P5_Description of Historical Studies that will be Used -3 over 1 $0 $0 $0 $0 $0 $0 $0

P5_Description of Proposed and/or Implemented Technologies -3 over 1 $0 $0 $0 $0 $0 $0 $0

P5_Develop Source Water Sampling Plan -3 over 1 $0 $0 $0 $0 $0 $0 $0

P5_Submit Data and Plans for Review -3 over 1 $0 $0 $0 $0 $0 $0 $0

P5_Revise Based on State Review -3 over 1 $0 $0 $0 $0 $0 $0 $0

P5_Recordkeeping -3 over 1 $0 $0 $0 $0 $0 $0 $0

P5_ODC -3 over 1 $0 $0 $0 $0 $0 $0 $0

P6: Source Water Body Flow Information $0 $0 $0 $0 $0 $0 $0

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

J K L M N O P Q R

10 11 12 13 14 15 16 17

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs

L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

$33,737 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737 2

$0 $0 $0 $0 $0 $0 $0 $0 3

$0 $0 $0 $0 $0 $0 $0 $0 4

$33,737 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737 $33,737 5

$0 $0 $0 $0 $0 $0 $0 $0 6

$2,958 $2,958 $2,958 $2,958 $2,958 $2,958 $2,958 $2,958 7

$1,786 $1,786 $1,786 $1,786 $1,786 $1,786 $1,786 $1,786 8

$798 $798 $798 $798 $798 $798 $798 $798 9

$315 $315 $315 $315 $315 $315 $315 $315 10

$60 $60 $60 $60 $60 $60 $60 $60 11

$14,176 $14,176 $14,176 $14,176 $14,176 $14,176 $14,176 $14,176 12

$120 $120 $120 $120 $120 $120 $120 $120 13

$2,555 $2,555 $2,555 $2,555 $2,555 $2,555 $2,555 $2,555 14

$756 $756 $756 $756 $756 $756 $756 $756 15

$187 $187 $187 $187 $187 $187 $187 $187 16

$3,486 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486 17

$3,486 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486 $3,486 18

$2,310 $2,310 $2,310 $2,310 $2,310 $2,310 $2,310 $2,310 19

$123 $123 $123 $123 $123 $123 $123 $123 20

$557 $557 $557 $557 $557 $557 $557 $557 21

$596 $596 $596 $596 $596 $596 $596 $596 22

$16,603 $16,603 $16,603 $16,603 $16,603 $16,603 $16,603 $16,603 23

$7,936 $7,936 $7,936 $7,936 $7,936 $7,936 $7,936 $7,936 24

$6,911 $6,911 $6,911 $6,911 $6,911 $6,911 $6,911 $6,911 25

$164 $164 $164 $164 $164 $164 $164 $164 26

$699 $699 $699 $699 $699 $699 $699 $699 27

$894 $894 $894 $894 $894 $894 $894 $894 28

$0 $0 $0 $0 $0 $0 $0 $0 29

$0 $0 $0 $0 $0 $0 $0 $0 30

$0 $0 $0 $0 $0 $0 $0 $0 31

$0 $0 $0 $0 $0 $0 $0 $0 32

$0 $0 $0 $0 $0 $0 $0 $0 33

$0 $0 $0 $0 $0 $0 $0 $0 34

$0 $0 $0 $0 $0 $0 $0 $0 35

$0 $0 $0 $0 $0 $0 $0 $0 36

$0 $0 $0 $0 $0 $0 $0 $0 37

$0 $0 $0 $0 $0 $0 $0 $0 38

$0 $0 $0 $0 $0 $0 $0 $0 39

$0 $0 $0 $0 $0 $0 $0 $0 40

$0 $0 $0 $0 $0 $0 $0 $0 41

$0 $0 $0 $0 $0 $0 $0 $0 42

$0 $0 $0 $0 $0 $0 $0 $0 43

$0 $0 $0 $0 $0 $0 $0 $0 44

Row

Index ▼

Lake/Reservoir Marine
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Costs by ICR Category

2 3 4 5 6 7 8 9

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

P6_Gather Information to Characterize Flow (FW River/Stream) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P6_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0 $0

P6_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P6_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P6_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7: Design and Construction Technology Plan $0 $0 $0 $0 $0 $0 $0

P7_Delineate Hydraulic Zone of Influence -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_Develop Narrative Description of Technologies (Impingement) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_Perform Engineering Calculations (Impingement) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_Develop Narrative Description of Technologies (Entrainment) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_Perform Engineering Calculations (Entrainment) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_Document that Technologies Are Optimal -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P7_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P8: Impingement Mortality & Entrainment 

Characterization Study $0 $0 $0 $0 $0 $0 $0

P8_Implement Offshore Freshwater Monitoring -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Impingement Monitoring Freshwater -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Entrainment Monitoring Freshwater -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Biological Study Laboratory Analysis (Freshwater) -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Implement Offshore Marine Monitoring -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Impingement Monitoring Marine -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Entrainment Monitoring Marine -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Biological Study Laboratory Analysis (Marine) -3 over 3 $0 $0 $0 $0 $0 $0 $0

P8_Profile of Source Water Biota -3 over 1 $0 $0 $0 $0 $0 $0 $0

P8_Identification of Critical Species -3 over 1 $0 $0 $0 $0 $0 $0 $0

P8_Description of Additional Stresses -3 over 1 $0 $0 $0 $0 $0 $0 $0

P8_Write Study based on Results and Submit for Review by State -1 over 1 $0 $0 $0 $0 $0 $0 $0

P8_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P8_Finalize study based on State review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9: Pilot Study for New Impingement & Entrainment 

Technology $0 $0 $0 $0 $0 $0 $0

P9_Calculate Reduction in Impingement Mortality and Entrainment -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Perform Engineering Estimates of Efficacy -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Perform Impingement Monitoring (Freshwater) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Perform Entrainment Monitoring (Freshwater) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine 

Impingment and Entrainment -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only -1 over 1 $0 $0 $0 $0 $0 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

J K L M N O P Q R

10 11 12 13 14 15 16 17

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs

L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

Row

Index ▼

Lake/Reservoir Marine

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

$0 $0 $0 $0 $0 $0 $0 $0 45

$0 $0 $0 $0 $0 $0 $0 $0 46

$0 $0 $0 $0 $0 $0 $0 $0 47

$0 $0 $0 $0 $0 $0 $0 $0 48

$0 $0 $0 $0 $0 $0 $0 $0 49

$0 $0 $0 $0 $0 $0 $0 $0 50

$0 $0 $0 $0 $0 $0 $0 $0 51

$0 $0 $0 $0 $0 $0 $0 $0 52

$0 $0 $0 $0 $0 $0 $0 $0 53

$0 $0 $0 $0 $0 $0 $0 $0 54

$0 $0 $0 $0 $0 $0 $0 $0 55

$0 $0 $0 $0 $0 $0 $0 $0 56

$0 $0 $0 $0 $0 $0 $0 $0 57

$0 $0 $0 $0 $0 $0 $0 $0 58

$0 $0 $0 $0 $0 $0 $0 $0 59

$0 $0 $0 $0 $0 $0 $0 $0 60

$0 $0 $0 $0 $0 $0 $0 $0 61

$0 $0 $0 $0 $0 $0 $0 $0 62

$0 $0 $0 $0 $0 $0 $0 $0 63

$0 $0 $0 $0 $0 $0 $0 $0 64

$0 $0 $0 $0 $0 $0 $0 $0 65

$0 $0 $0 $0 $0 $0 $0 $0 66

$0 $0 $0 $0 $0 $0 $0 $0 67

$0 $0 $0 $0 $0 $0 $0 $0 68

$0 $0 $0 $0 $0 $0 $0 $0 69

$0 $0 $0 $0 $0 $0 $0 $0 70

$0 $0 $0 $0 $0 $0 $0 $0 71

$0 $0 $0 $0 $0 $0 $0 $0 72

$0 $0 $0 $0 $0 $0 $0 $0 73

$0 $0 $0 $0 $0 $0 $0 $0 74

$0 $0 $0 $0 $0 $0 $0 $0 75

$0 $0 $0 $0 $0 $0 $0 $0 76

$0 $0 $0 $0 $0 $0 $0 $0 77

$0 $0 $0 $0 $0 $0 $0 $0 78

$0 $0 $0 $0 $0 $0 $0 $0 79

$0 $0 $0 $0 $0 $0 $0 $0 80

$0 $0 $0 $0 $0 $0 $0 $0 81

$0 $0 $0 $0 $0 $0 $0 $0 82

$0 $0 $0 $0 $0 $0 $0 $0 83

$0 $0 $0 $0 $0 $0 $0 $0 84

$0 $0 $0 $0 $0 $0 $0 $0 85
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Costs by ICR Category

2 3 4 5 6 7 8 9

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

P9_Perform Impingement Monitoring (Marine) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Perform Entrainment Monitoring (Marine) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Pilot Study Entrainment Laboratory Analysis (Marine) -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P9_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P10: Information to Support Site-Specific Determination 

of BTA $0 $0 $0 $0 $0 $0 $0

P10_Perform Comprehensive Cost Evaluation Study -1 over 1 $0 $0 $0 $0 $0 $0 $0

P10_Perform Valuation of Monetized Benefits -1 over 1 $0 $0 $0 $0 $0 $0 $0

P10_Evaluate Detailed Mortality Data -1 over 1 $0 $0 $0 $0 $0 $0 $0

P10_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0 $0

P10_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P10_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P10_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P11: Site-Specific Technology Plan $0 $0 $0 $0 $0 $0 $0

P11_Develop Narrative Description of Technologies -1 over 1 $0 $0 $0 $0 $0 $0 $0

P11_Document that Technologies Are Optimal -1 over 1 $0 $0 $0 $0 $0 $0 $0

P11_Develop Design Calculations, Drawings, & Estimates -1 over 1 $0 $0 $0 $0 $0 $0 $0

P11_Perform Engineering Calculations -1 over 1 $0 $0 $0 $0 $0 $0 $0

P11_Submit Data and Analysis for Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P11_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P11_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P12: Verification Monitoring Plan $0 $0 $0 $0 $0 $0 $0

P12_Develop Verification Monitoring Plan -1 over 1 $0 $0 $0 $0 $0 $0 $0

P12_Submit Data and Plans for Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P12_Revise Based on State Review -1 over 1 $0 $0 $0 $0 $0 $0 $0

P12_Recordkeeping -1 over 1 $0 $0 $0 $0 $0 $0 $0

P12_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P13: Permitting Process Capital and O&M Costs $0 $0 $0 $0 $0 $0 $0

P13_Purchase and Installation of Remote Monitoring Device -1 over 1 $0 $0 $0 $0 $0 $0 $0

P13_ODC -1 over 1 $0 $0 $0 $0 $0 $0 $0

P14: Verification Study $0 $0 $0 $0 $0 $0 $0

P14_Monthly Sample Collection 0 over 1 $0 $0 $0 $0 $0 $0 $0

P14_Handling and Preparation of Samples 0 over 1 $0 $0 $0 $0 $0 $0 $0

P14_Perform Statistical Analysis 0 over 1 $0 $0 $0 $0 $0 $0 $0

P14_Submit Monitoring Results & Study Analysis 0 over 1 $0 $0 $0 $0 $0 $0 $0

P14_Record Keeping 0 over 1 $0 $0 $0 $0 $0 $0 $0

P14_ODC 0 over 1 $0 $0 $0 $0 $0 $0 $0

A: Monitoring (Annual) $60,176 $60,176 $0 $60,176 $0 $60,176 $60,176

A1: Biological Monitoring for Impingement (Freshwater) $23,382 $23,382 $0 $23,382 $0 $23,382 $23,382

A1_Monthly Sample Collection $8,580 $8,580 $0 $8,580 $0 $8,580 $8,580

A1_Onsite Analysis of Samples $9,715 $9,715 $0 $9,715 $0 $9,715 $9,715

A1_Perform Statistical Analysis $3,458 $3,458 $0 $3,458 $0 $3,458 $3,458

A1_Record Keeping $1,032 $1,032 $0 $1,032 $0 $1,032 $1,032

A1_ODC $596 $596 $0 $596 $0 $596 $596
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

J K L M N O P Q R

10 11 12 13 14 15 16 17

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs

L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

Row

Index ▼

Lake/Reservoir Marine

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

$0 $0 $0 $0 $0 $0 $0 $0 86

$0 $0 $0 $0 $0 $0 $0 $0 87

$0 $0 $0 $0 $0 $0 $0 $0 88

$0 $0 $0 $0 $0 $0 $0 $0 89

$0 $0 $0 $0 $0 $0 $0 $0 90

$0 $0 $0 $0 $0 $0 $0 $0 91

$0 $0 $0 $0 $0 $0 $0 $0 92

$0 $0 $0 $0 $0 $0 $0 $0 93

$0 $0 $0 $0 $0 $0 $0 $0 94

$0 $0 $0 $0 $0 $0 $0 $0 95

$0 $0 $0 $0 $0 $0 $0 $0 96

$0 $0 $0 $0 $0 $0 $0 $0 97

$0 $0 $0 $0 $0 $0 $0 $0 98

$0 $0 $0 $0 $0 $0 $0 $0 99

$0 $0 $0 $0 $0 $0 $0 $0 100

$0 $0 $0 $0 $0 $0 $0 $0 101

$0 $0 $0 $0 $0 $0 $0 $0 102

$0 $0 $0 $0 $0 $0 $0 $0 103

$0 $0 $0 $0 $0 $0 $0 $0 104

$0 $0 $0 $0 $0 $0 $0 $0 105

$0 $0 $0 $0 $0 $0 $0 $0 106

$0 $0 $0 $0 $0 $0 $0 $0 107

$0 $0 $0 $0 $0 $0 $0 $0 108

$0 $0 $0 $0 $0 $0 $0 $0 109

$0 $0 $0 $0 $0 $0 $0 $0 110

$0 $0 $0 $0 $0 $0 $0 $0 111

$0 $0 $0 $0 $0 $0 $0 $0 112

$0 $0 $0 $0 $0 $0 $0 $0 113

$0 $0 $0 $0 $0 $0 $0 $0 114

$0 $0 $0 $0 $0 $0 $0 $0 115

$0 $0 $0 $0 $0 $0 $0 $0 116

$0 $0 $0 $0 $0 $0 $0 $0 117

$0 $0 $0 $0 $0 $0 $0 $0 118

$0 $0 $0 $0 $0 $0 $0 $0 119

$0 $0 $0 $0 $0 $0 $0 $0 120

$0 $0 $0 $0 $0 $0 $0 $0 121

$0 $0 $0 $0 $0 $0 $0 $0 122

$0 $0 $0 $0 $0 $0 $0 $0 123

$0 $60,176 $0 $66,542 $66,542 $0 $66,542 $0 124

$0 $23,382 $0 $0 $0 $0 $0 $0 125

$0 $8,580 $0 $0 $0 $0 $0 $0 126

$0 $9,715 $0 $0 $0 $0 $0 $0 127

$0 $3,458 $0 $0 $0 $0 $0 $0 128

$0 $1,032 $0 $0 $0 $0 $0 $0 129

$0 $596 $0 $0 $0 $0 $0 $0 130
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Costs by ICR Category

2 3 4 5 6 7 8 9

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

A2: Biological Monitoring for Impingement (Marine) $0 $0 $0 $0 $0 $0 $0

A2_Monthly Sample Collection $0 $0 $0 $0 $0 $0 $0

A2_Onsite Analysis of Samples $0 $0 $0 $0 $0 $0 $0

A2_Perform Statistical Analysis $0 $0 $0 $0 $0 $0 $0

A2_Record Keeping $0 $0 $0 $0 $0 $0 $0

A2_ODC $0 $0 $0 $0 $0 $0 $0

A3: Biological Monitoring for Entrainment (Freshwater) $0 $0 $0 $0 $0 $0 $0

A3_Biweekly Sample Collection $0 $0 $0 $0 $0 $0 $0

A3_Handling and Preparation of Samples $0 $0 $0 $0 $0 $0 $0

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota $0 $0 $0 $0 $0 $0 $0

A3_Perform Statistical Analysis $0 $0 $0 $0 $0 $0 $0

A3_Recordkeeping $0 $0 $0 $0 $0 $0 $0

A3_ODC $0 $0 $0 $0 $0 $0 $0

A4: Biological Monitoring for Entrainment (Marine) $0 $0 $0 $0 $0 $0 $0

A4_Biweekly Sample Collection $0 $0 $0 $0 $0 $0 $0

A4_Handling and Preparation of Samples $0 $0 $0 $0 $0 $0 $0

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota $0 $0 $0 $0 $0 $0 $0

A4_Perform Statistical Analysis $0 $0 $0 $0 $0 $0 $0

A4_Recordkeeping $0 $0 $0 $0 $0 $0 $0

A4_ODC $0 $0 $0 $0 $0 $0 $0

A5: Visual or Remote Inspections $13,430 $13,430 $0 $13,430 $0 $13,430 $13,430

A5_Visually or Remotely Inspect All InstalledTechnologies $12,215 $12,215 $0 $12,215 $0 $12,215 $12,215

A5_Recordkeeping $1,096 $1,096 $0 $1,096 $0 $1,096 $1,096

A5_ODC $119 $119 $0 $119 $0 $119 $119

A6: Yearly Status Report Activities $23,364 $23,364 $0 $23,364 $0 $23,364 $23,364

A6_Report on Inspection and Maintenance $2,354 $2,354 $0 $2,354 $0 $2,354 $2,354

A6_Detail Biological Monitoring Results $6,491 $6,491 $0 $6,491 $0 $6,491 $6,491

A6_Compile and Submit Report $12,096 $12,096 $0 $12,096 $0 $12,096 $12,096

A6_Recordkeeping $1,530 $1,530 $0 $1,530 $0 $1,530 $1,530

A6_ODC $894 $894 $0 $894 $0 $894 $894

A7: Facility Annual O&M Costs $0 $0 $0 $0 $0 $0 $0

A7_Operation of Remote Monitoring Device $0 $0 $0 $0 $0 $0 $0

A7_ODC $0 $0 $0 $0 $0 $0 $0

R: Repermit Application (Every 5 Years) $14,789 $14,789 $14,789 $14,789 $14,789 $14,789 $14,789

R1: Start-up Activities $989 $989 $989 $989 $989 $989 $989

R1_Read and Understand Rule $588 $588 $588 $588 $588 $588 $588

R1_Mobilization/Planning $194 $194 $194 $194 $194 $194 $194

R1_Training $147 $147 $147 $147 $147 $147 $147

R1_ODC $60 $60 $60 $60 $60 $60 $60

R2: Permit Application Activities $8,813 $8,813 $8,813 $8,813 $8,813 $8,813 $8,813

R2_Source Water Physical Data $816 $816 $816 $816 $816 $816 $816

R2_Configuration and Location of CWIS $187 $187 $187 $187 $187 $187 $187

R2_Facility Water Balance Diagram $187 $187 $187 $187 $187 $187 $187

R2_CWIS Operation Narrative $2,615 $2,615 $2,615 $2,615 $2,615 $2,615 $2,615

R2_CWS Operation Narrative $2,615 $2,615 $2,615 $2,615 $2,615 $2,615 $2,615
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

J K L M N O P Q R

10 11 12 13 14 15 16 17

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs

L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

Row

Index ▼

Lake/Reservoir Marine

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

$0 $0 $0 $29,747 $29,747 $0 $29,747 $0 131

$0 $0 $0 $11,094 $11,094 $0 $11,094 $0 132

$0 $0 $0 $12,510 $12,510 $0 $12,510 $0 133

$0 $0 $0 $4,200 $4,200 $0 $4,200 $0 134

$0 $0 $0 $1,169 $1,169 $0 $1,169 $0 135

$0 $0 $0 $775 $775 $0 $775 $0 136

$0 $0 $0 $0 $0 $0 $0 $0 137

$0 $0 $0 $0 $0 $0 $0 $0 138

$0 $0 $0 $0 $0 $0 $0 $0 139

$0 $0 $0 $0 $0 $0 $0 $0 140

$0 $0 $0 $0 $0 $0 $0 $0 141

$0 $0 $0 $0 $0 $0 $0 $0 142

$0 $0 $0 $0 $0 $0 $0 $0 143

$0 $0 $0 $0 $0 $0 $0 $0 144

$0 $0 $0 $0 $0 $0 $0 $0 145

$0 $0 $0 $0 $0 $0 $0 $0 146

$0 $0 $0 $0 $0 $0 $0 $0 147

$0 $0 $0 $0 $0 $0 $0 $0 148

$0 $0 $0 $0 $0 $0 $0 $0 149

$0 $0 $0 $0 $0 $0 $0 $0 150

$0 $13,430 $0 $13,430 $13,430 $0 $13,430 $0 151

$0 $12,215 $0 $12,215 $12,215 $0 $12,215 $0 152

$0 $1,096 $0 $1,096 $1,096 $0 $1,096 $0 153

$0 $119 $0 $119 $119 $0 $119 $0 154

$0 $23,364 $0 $23,364 $23,364 $0 $23,364 $0 155

$0 $2,354 $0 $2,354 $2,354 $0 $2,354 $0 156

$0 $6,491 $0 $6,491 $6,491 $0 $6,491 $0 157

$0 $12,096 $0 $12,096 $12,096 $0 $12,096 $0 158

$0 $1,530 $0 $1,530 $1,530 $0 $1,530 $0 159

$0 $894 $0 $894 $894 $0 $894 $0 160

$0 $0 $0 $0 $0 $0 $0 $0 161

$0 $0 $0 $0 $0 $0 $0 $0 162

$0 $0 $0 $0 $0 $0 $0 $0 163

$14,789 $14,789 $14,789 $14,789 $14,789 $14,789 $14,789 $14,789 164

$989 $989 $989 $989 $989 $989 $989 $989 165

$588 $588 $588 $588 $588 $588 $588 $588 166

$194 $194 $194 $194 $194 $194 $194 $194 167

$147 $147 $147 $147 $147 $147 $147 $147 168

$60 $60 $60 $60 $60 $60 $60 $60 169

$8,813 $8,813 $8,813 $8,813 $8,813 $8,813 $8,813 $8,813 170

$816 $816 $816 $816 $816 $816 $816 $816 171

$187 $187 $187 $187 $187 $187 $187 $187 172

$187 $187 $187 $187 $187 $187 $187 $187 173

$2,615 $2,615 $2,615 $2,615 $2,615 $2,615 $2,615 $2,615 174

$2,615 $2,615 $2,615 $2,615 $2,615 $2,615 $2,615 $2,615 175
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Costs by ICR Category

2 3 4 5 6 7 8 9

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

R2_Engineering Calculations $1,732 $1,732 $1,732 $1,732 $1,732 $1,732 $1,732

R2_Submit Materials for Review by State $62 $62 $62 $62 $62 $62 $62

R2_Recordkeeping $302 $302 $302 $302 $302 $302 $302

R2_ODC $298 $298 $298 $298 $298 $298 $298

R3: Source Water Baseline Biological Characterization 

Data $4,986 $4,986 $4,986 $4,986 $4,986 $4,986 $4,986

R3_Identify Available Data and Document Efforts $2,373 $2,373 $2,373 $2,373 $2,373 $2,373 $2,373

R3_Compile and Analyze Existing Data $2,109 $2,109 $2,109 $2,109 $2,109 $2,109 $2,109

R3_Submit Data for Review by State $62 $62 $62 $62 $62 $62 $62

R3_Recordkeeping $443 $443 $443 $443 $443 $443 $443

R3_ODC $0 $0 $0 $0 $0 $0 $0

R4: Flow Reduction Information $0 $0 $0 $0 $0 $0 $0

R4_Develop Narrative $0 $0 $0 $0 $0 $0 $0

R4_Perform Engineering Calculations $0 $0 $0 $0 $0 $0 $0

R4_Document Minimization of Make-up and Blowdown $0 $0 $0 $0 $0 $0 $0

R4_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0 $0

R4_Recordkeeping $0 $0 $0 $0 $0 $0 $0

R4_ODC $0 $0 $0 $0 $0 $0 $0

R5: Proposal for Collection of Information for 

Comprehensive Demonstration Study $0 $0 $0 $0 $0 $0 $0

R5_Description of Historical Studies that will be Used $0 $0 $0 $0 $0 $0 $0

R5_Description of Proposed and/or Implemented Technologies $0 $0 $0 $0 $0 $0 $0

R5_Develop Source Water Sampling Plan $0 $0 $0 $0 $0 $0 $0

R5_Submit Data and Plans for Review $0 $0 $0 $0 $0 $0 $0

R5_Revise Based on State Review $0 $0 $0 $0 $0 $0 $0

R5_Recordkeeping $0 $0 $0 $0 $0 $0 $0

R5_ODC $0 $0 $0 $0 $0 $0 $0

R6: Source Water Body Flow Information $0 $0 $0 $0 $0 $0 $0

R6_Gather Information to Characterize Flow (FW River/Stream) $0 $0 $0 $0 $0 $0 $0

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir) $0 $0 $0 $0 $0 $0 $0

R6_Perform Engineering Calculations $0 $0 $0 $0 $0 $0 $0

R6_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0 $0

R6_Recordkeeping $0 $0 $0 $0 $0 $0 $0

R6_ODC $0 $0 $0 $0 $0 $0 $0

R7: Design and Construction Technology Plan $0 $0 $0 $0 $0 $0 $0

R7_Delineate Hydraulic Zone of Influence $0 $0 $0 $0 $0 $0 $0

R7_Develop Narrative Description of Technologies (Impingement) $0 $0 $0 $0 $0 $0 $0

R7_Perform Engineering Calculations (Impingement) $0 $0 $0 $0 $0 $0 $0

R7_Develop Narrative Description of Technologies (Entrainment) $0 $0 $0 $0 $0 $0 $0

R7_Perform Engineering Calculations (Entrainment) $0 $0 $0 $0 $0 $0 $0

R7_Document that Technologies Are Optimal $0 $0 $0 $0 $0 $0 $0

R7_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0 $0

R7_Recordkeeping $0 $0 $0 $0 $0 $0 $0

R7_ODC $0 $0 $0 $0 $0 $0 $0

R8: Impingement Mortality & Entrainment 

Characterization Study $0 $0 $0 $0 $0 $0 $0

R8_Implement Offshore Freshwater Monitoring $0 $0 $0 $0 $0 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

J K L M N O P Q R

10 11 12 13 14 15 16 17

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs

L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

Row

Index ▼

Lake/Reservoir Marine

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

$1,732 $1,732 $1,732 $1,732 $1,732 $1,732 $1,732 $1,732 176

$62 $62 $62 $62 $62 $62 $62 $62 177

$302 $302 $302 $302 $302 $302 $302 $302 178

$298 $298 $298 $298 $298 $298 $298 $298 179

$4,986 $4,986 $4,986 $4,986 $4,986 $4,986 $4,986 $4,986 180

$2,373 $2,373 $2,373 $2,373 $2,373 $2,373 $2,373 $2,373 181

$2,109 $2,109 $2,109 $2,109 $2,109 $2,109 $2,109 $2,109 182

$62 $62 $62 $62 $62 $62 $62 $62 183

$443 $443 $443 $443 $443 $443 $443 $443 184

$0 $0 $0 $0 $0 $0 $0 $0 185

$0 $0 $0 $0 $0 $0 $0 $0 186

$0 $0 $0 $0 $0 $0 $0 $0 187

$0 $0 $0 $0 $0 $0 $0 $0 188

$0 $0 $0 $0 $0 $0 $0 $0 189

$0 $0 $0 $0 $0 $0 $0 $0 190

$0 $0 $0 $0 $0 $0 $0 $0 191

$0 $0 $0 $0 $0 $0 $0 $0 192

$0 $0 $0 $0 $0 $0 $0 $0 193

$0 $0 $0 $0 $0 $0 $0 $0 194

$0 $0 $0 $0 $0 $0 $0 $0 195

$0 $0 $0 $0 $0 $0 $0 $0 196

$0 $0 $0 $0 $0 $0 $0 $0 197

$0 $0 $0 $0 $0 $0 $0 $0 198

$0 $0 $0 $0 $0 $0 $0 $0 199

$0 $0 $0 $0 $0 $0 $0 $0 200

$0 $0 $0 $0 $0 $0 $0 $0 201

$0 $0 $0 $0 $0 $0 $0 $0 202

$0 $0 $0 $0 $0 $0 $0 $0 203

$0 $0 $0 $0 $0 $0 $0 $0 204

$0 $0 $0 $0 $0 $0 $0 $0 205

$0 $0 $0 $0 $0 $0 $0 $0 206

$0 $0 $0 $0 $0 $0 $0 $0 207

$0 $0 $0 $0 $0 $0 $0 $0 208

$0 $0 $0 $0 $0 $0 $0 $0 209

$0 $0 $0 $0 $0 $0 $0 $0 210

$0 $0 $0 $0 $0 $0 $0 $0 211

$0 $0 $0 $0 $0 $0 $0 $0 212

$0 $0 $0 $0 $0 $0 $0 $0 213

$0 $0 $0 $0 $0 $0 $0 $0 214

$0 $0 $0 $0 $0 $0 $0 $0 215

$0 $0 $0 $0 $0 $0 $0 $0 216

$0 $0 $0 $0 $0 $0 $0 $0 217

$0 $0 $0 $0 $0 $0 $0 $0 218

$0 $0 $0 $0 $0 $0 $0 $0 219
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

A B C D E F G H I

Facility ICR Costs by ICR Category

2 3 4 5 6 7 8 9

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

252

253

254

255

R8_Impingement Monitoring Freshwater $0 $0 $0 $0 $0 $0 $0

R8_Entrainment Monitoring Freshwater $0 $0 $0 $0 $0 $0 $0

R8_Biological Study Laboratory Analysis (Freshwater) $0 $0 $0 $0 $0 $0 $0

R8_Implement Offshore Marine Monitoring $0 $0 $0 $0 $0 $0 $0

R8_Impingement Monitoring Marine $0 $0 $0 $0 $0 $0 $0

R8_Entrainment Monitoring Marine $0 $0 $0 $0 $0 $0 $0

R8_Biological Study Laboratory Analysis (Marine) $0 $0 $0 $0 $0 $0 $0

R8_Profile of Source Water Biota $0 $0 $0 $0 $0 $0 $0

R8_Identification of Critical Species $0 $0 $0 $0 $0 $0 $0

R8_Description of Additional Stresses $0 $0 $0 $0 $0 $0 $0

R8_Write Study based on Results and Submit for Review by State $0 $0 $0 $0 $0 $0 $0

R8_Recordkeeping $0 $0 $0 $0 $0 $0 $0

R8_Finalize study based on State review $0 $0 $0 $0 $0 $0 $0

R9: Information to Support Site-Specific Determination of 

BTA $0 $0 $0 $0 $0 $0 $0

R9_Perform Comprehensive Cost Evaluation Study $0 $0 $0 $0 $0 $0 $0

R9_Perform Valuation of Monetized Benefits $0 $0 $0 $0 $0 $0 $0

R9_Evaluate Detailed Mortality Data $0 $0 $0 $0 $0 $0 $0

R9_Perform Engineering Calculations $0 $0 $0 $0 $0 $0 $0

R9_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0 $0

R9_Recordkeeping $0 $0 $0 $0 $0 $0 $0

R9_ODC $0 $0 $0 $0 $0 $0 $0

R10: Site-Specific Technology Plan $0 $0 $0 $0 $0 $0 $0

R10_Develop Narrative Description of Technologies $0 $0 $0 $0 $0 $0 $0

R10_Document that Technologies Are Optimal $0 $0 $0 $0 $0 $0 $0

R10_Develop Design Calculations, Drawings, & Estimates $0 $0 $0 $0 $0 $0 $0

R10_Perform Engineering Calculations $0 $0 $0 $0 $0 $0 $0

R10_Submit Data and Analysis for Review $0 $0 $0 $0 $0 $0 $0

R10_Recordkeeping $0 $0 $0 $0 $0 $0 $0

R10_ODC $0 $0 $0 $0 $0 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

J K L M N O P Q R

10 11 12 13 14 15 16 17

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation

No Costs

L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

Row

Index ▼

Lake/Reservoir Marine

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

252

253

254

255

$0 $0 $0 $0 $0 $0 $0 $0 220

$0 $0 $0 $0 $0 $0 $0 $0 221

$0 $0 $0 $0 $0 $0 $0 $0 222

$0 $0 $0 $0 $0 $0 $0 $0 223

$0 $0 $0 $0 $0 $0 $0 $0 224

$0 $0 $0 $0 $0 $0 $0 $0 225

$0 $0 $0 $0 $0 $0 $0 $0 226

$0 $0 $0 $0 $0 $0 $0 $0 227

$0 $0 $0 $0 $0 $0 $0 $0 228

$0 $0 $0 $0 $0 $0 $0 $0 229

$0 $0 $0 $0 $0 $0 $0 $0 230

$0 $0 $0 $0 $0 $0 $0 $0 231

$0 $0 $0 $0 $0 $0 $0 $0 232

$0 $0 $0 $0 $0 $0 $0 $0 233

$0 $0 $0 $0 $0 $0 $0 $0 234

$0 $0 $0 $0 $0 $0 $0 $0 235

$0 $0 $0 $0 $0 $0 $0 $0 236

$0 $0 $0 $0 $0 $0 $0 $0 237

$0 $0 $0 $0 $0 $0 $0 $0 238

$0 $0 $0 $0 $0 $0 $0 $0 239

$0 $0 $0 $0 $0 $0 $0 $0 240

$0 $0 $0 $0 $0 $0 $0 $0 241

$0 $0 $0 $0 $0 $0 $0 $0 242

$0 $0 $0 $0 $0 $0 $0 $0 243

$0 $0 $0 $0 $0 $0 $0 $0 244

$0 $0 $0 $0 $0 $0 $0 $0 245

$0 $0 $0 $0 $0 $0 $0 $0 246

$0 $0 $0 $0 $0 $0 $0 $0 247

$0 $0 $0 $0 $0 $0 $0 $0 248
Option IM Only Everywhere (2+MGD) Applicable for revised Phase II Rule

Weights P3-Survey Applicable but optional for revised Phase II Rule (no costs assigned)

Not applicable for revised Phase II Rule

State ICR Activity Requirements by Facility ICR Category

2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ► I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling 

Tower 

Assigned

Cooling 

Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling 

Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

SP: Initial Permitting Activities

SP1: Director Start-up Activities

SP1_Read and Understand Rule

SP1_Mobilization/Planning

SP1_raining

SP1_ODC

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 1 1 1 1 1 1 1 1

SP2_Review CWIS Data 1 1 1 1 1 1 1 1

SP2_Review CWS Operation Narrative 1 1 1 1 1 1 1 1

SP2_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 0 0 0 0 0 0 0

SP2_Review Source Water Body Flow Information 0 0 0 0 0 0 0 0

SP2_Review Design and Construction Technology Plan 0 0 0 0 0 0 0 0

SP2_Review Impingement Mortality & Entrainment Characterization Study 0 0 0 0 0 0 0 0

SP2_Review Pilot Study for New Impingement & Entrainment Technology 0 1 0 0 0 0 1 0

SP2_Review Restoration Measures 0 0 0 0 0 0 0 0

SP2_Review Information to Support Site-Specific Determination of BTA 1 1 0 0 0 1 1 0

SP2_Determine Monitoring Frequency 1 1 0 0 0 1 1 0

SP2_Determine Record keeping and Reporting Frequency 1 1 0 0 0 1 1 0

SP2_Establish Requirements for Site-Specific Technology 1 1 0 0 0 1 1 0

SP2_Considering Public Comments 1 1 1 1 1 1 1 1

SP2_Issuing Permit 1 1 1 1 1 1 1 1

SP2_Permit Record Keeping 1 1 1 1 1 1 1 1

SP2_ODC 1 1 1 1 1 1 1 1

SP3: Verification Study Review 

SP3_Review of Verification Studies 0 0 0 0 0 0 0 0

SP3_Permit Modification Due to Unfavorable Results 0 0 0 0 0 0 0 0

SP3_Record Keeping 0 0 0 0 0 0 0 0

SP3_ODC 0 0 0 0 0 0 0 0

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements 0 0 0 0 0 0 0 0

SP4_Document Environmental Conditions within Watershed 0 0 0 0 0 0 0 0

SP4_Include Supporting Historical Studies, Calculations, & Analyses 0 0 0 0 0 0 0 0

SP4_Submit Documentation 0 0 0 0 0 0 0 0

SP4_Record Keeping 0 0 0 0 0 0 0 0

SP4_ODC 0 0 0 0 0 0 0 0

Freshwater Stream/River Lake/Reservoir
Option

Weights

State ICR Activity Requirements by Facility ICR Category

Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

SP: Initial Permitting Activities

SP1: Director Start-up Activities

SP1_Read and Understand Rule

SP1_Mobilization/Planning

SP1_raining

SP1_ODC

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data

SP2_Review CWIS Data

SP2_Review CWS Operation Narrative

SP2_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study

SP2_Review Source Water Body Flow Information

SP2_Review Design and Construction Technology Plan

SP2_Review Impingement Mortality & Entrainment Characterization Study

SP2_Review Pilot Study for New Impingement & Entrainment Technology

SP2_Review Restoration Measures

SP2_Review Information to Support Site-Specific Determination of BTA

SP2_Determine Monitoring Frequency

SP2_Determine Record keeping and Reporting Frequency

SP2_Establish Requirements for Site-Specific Technology

SP2_Considering Public Comments

SP2_Issuing Permit

SP2_Permit Record Keeping

SP2_ODC

SP3: Verification Study Review 

SP3_Review of Verification Studies

SP3_Permit Modification Due to Unfavorable Results

SP3_Record Keeping

SP3_ODC

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements

SP4_Document Environmental Conditions within Watershed

SP4_Include Supporting Historical Studies, Calculations, & Analyses

SP4_Submit Documentation

SP4_Record Keeping

SP4_ODC

10 11 12 13 14 15 16

Cooling 

Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling 

Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 1 0 0 0

0 0 0 0 0 0 0

0 0 1 1 0 0 0

0 0 1 1 0 0 0

0 0 1 1 0 0 0

0 0 1 1 0 0 0

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

Marine
2 3 4 5 6 7 8 9

Waterbody Type ►

Regulatory Requirements ► I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling 

Tower 

Assigned

Cooling 

Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling 

Tower 

Assigned

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS L-CT-A

Freshwater Stream/River Lake/Reservoir

SA: Annual Director Activities

SA_Review of Yearly Status Report 1 1 0 1 0 1 1 0

SA_Compliance Tracking 1 1 0 1 0 1 1 0

SA_Determination on Monitoring Frequency Reduction 1 1 0 1 0 1 1 0

SA_Record Keeping 1 1 0 1 0 1 1 0

SA_ODC 1 1 0 1 0 1 1 0

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data 1 1 1 1 1 1 1 1

SR_Review CWIS Data 1 1 1 1 1 1 1 1

SR_Review CWS Operation Narrative 1 1 1 1 1 1 1 1

SR_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 0 0 0 0 0 0 0

SR_Review Source Water Body Flow Information 0 0 0 0 0 0 0 0

SR_Review Design and Construction Technology Plan 0 0 0 0 0 0 0 0

SR_Review Impingement Mortality & Entrainment Characterization Study 0 0 0 0 0 0 0 0

SR_Review Restoration Measures 0 0 0 0 0 0 0 0

SR_Review Information to Support Site-Specific Determination of BTA 1 1 0 1 0 1 1 0

SR_Determine Monitoring Frequency 1 1 0 1 0 1 1 0

SR_Determine Record keeping and Reporting Frequency 1 1 0 1 0 1 1 0

SR_Establish Requirements for Site-Specific Technology 1 1 0 1 0 1 1 0

SR_Considering Public Comments 1 1 1 1 1 1 1 1

SR_Issuing Permit 1 1 1 1 1 1 1 1

SR_Permit Record Keeping 1 1 1 1 1 1 1 1

SR_ODC 1 1 1 1 1 1 1 1
Waterbody Type ►

Regulatory Requirements ►

ICR Activity ▼ ICR Category ►

SP: Initial Permitting A SA: Annual Director A ctivities

SA_Review of Yearly Status Report

SA_Compliance Tracking 

SA_Determination on Monitoring Frequency Reduction

SA_Record Keeping

SA_ODC

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data

SR_Review CWIS Data

SR_Review CWS Operation Narrative

SR_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study

SR_Review Source Water Body Flow Information

SR_Review Design and Construction Technology Plan

SR_Review Impingement Mortality & Entrainment Characterization Study

SR_Review Restoration Measures

SR_Review Information to Support Site-Specific Determination of BTA

SR_Determine Monitoring Frequency

SR_Determine Record keeping and Reporting Frequency

SR_Establish Requirements for Site-Specific Technology

SR_Considering Public Comments

SR_Issuing Permit

SR_Permit Record Keeping

SR_ODC

10 11 12 13 14 15 16

Cooling 

Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling 

Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE

Marine

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 0 1 1 0 1 0

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 0 0 0 0 0

0 0 1 1 0 0 0

0 0 1 1 0 0 0

0 0 1 1 0 0 0

0 0 1 1 0 0 0

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1

1 1 1 1 1 1 1
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

A B C D E F G H I J K L

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Director Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7 8 9 10 11 12

Senior Junior Clerical 

Activity Group, Activity

Occurrence (relative to 

compliance year) ▼ Duration ▼

All or SiteSpecific OnlyOccurrence 

Code ▼ $65.00 $39.40 $30.30

SP: Initial Permitting Activities

SP1: Director Start-up Activities

SP1_Read and Understand Rule 12 12 0 24 $1,253 $1,253

SP1_Mobilization/Planning 24 16 0 40 $2,190 $2,190

SP1_raining 4 32 0 36 $1,521 $1,521

SP1_ODC 0 0 0 0 $0 $60 $60

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 0 1 A 0 over 1_A 2 6 0 8 $366 $366

SP2_Review CWIS Data 0 1 A 0 over 1_A 6 18 0 24 $1,099 $1,099

SP2_Review CWS Operation Narrative 0 1 A 0 over 1_A 6 18 0 24 $1,099 $1,099

SP2_Review Proposal for Collection of Information for 0 1 A 0 over 1_A 16 16 0 32 $1,670 $1,670

SP2_Review Source Water Body Flow Information 0 1 A 0 over 1_A 2 6 0 8 $366 $366

SP2_Review Design and Construction Technology Plan 0 1 A 0 over 1_A 24 8 0 32 $1,875 $1,875

SP2_Review Impingement Mortality & Entrainment 

Characterization Study 0 1 A 0 over 1_A 400 50 0 450 $27,970 $27,970

SP2_Review Pilot Study for New Impingement & Entrainment 

Technology 0 1 A 0 over 1_A 16 16 0 32 $1,670 $1,670

SP2_Review Restoration Measures 0 1 A 0 over 1_A 400 100 0 500 $29,940 $29,940

SP2_Review Information to Support Site-Specific Determination of 

BTA 0 1 SS 0 over 1_SS 800 200 0 1,000 $59,880 $59,880

SP2_Determine Monitoring Frequency 0 1 A 0 over 1_A 2 6 0 8 $366 $366

SP2_Determine Record keeping and Reporting Frequency 0 1 A 0 over 1_A 2 6 0 8 $366 $366

SP2_Establish Requirements for Site-Specific Technology 0 1 SS 0 over 1_SS 8 24 0 32 $1,466 $1,466

SP2_Considering Public Comments 0 1 A 0 over 1_A 16 16 0 32 $1,670 $1,670

SP2_Issuing Permit 0 1 A 0 over 1_A 1 6 1 8 $332 $332

SP2_Permit Record Keeping 0 1 A 0 over 1_A 1 1 2 4 $165 $165

SP2_ODC 0 1 A 0 over 1_A 0 0 0 0 $0 $357 $357

SP3: Verification Study Review 

SP3_Review of Verification Studies 2 1 A 2 over 1_A 2 4 0 6 $288 $288

SP3_Permit Modification Due to Unfavorable Results 2 1 A 2 over 1_A 4 10 0 14 $654 $654

SP3_Record Keeping 2 1 A 2 over 1_A 0 0 1 1 $30 $30

SP3_ODC 2 1 A 2 over 1_A 0 0 0 0 $0 $12 $12

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements 12 24 0 36 $1,726 $1,726

SP4_Document Environmental Conditions within Watershed 16 32 0 48 $2,301 $2,301

SP4_Include Supporting Historical Studies, Calculations, & 

Analyses 20 80 0 100 $4,452 $4,452

SP4_Submit Documentation 0 0 4 4 $121 $121

SP4_Record Keeping 1 2 1 4 $174 $174

SP4_ODC 0 0 0 0 $0 $119 $119

Personel ►

Level of Effort (hrs) Total Cost 

per Permit 

or per 

Director

O&M Costs

Labor Cost 

per Permit 

or per 

Director

Burden per 

Permit or 

per Director
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

A B C D E F G H I J K L

Director Burden and Cost Estimates for ICR Activities

2 3 4 5 6 7 8 9 10 11 12

Senior Junior Clerical 

Activity Group, Activity

Occurrence (relative to 

compliance year) ▼ Duration ▼

All or SiteSpecific OnlyOccurrence 

Code ▼ $65.00 $39.40 $30.30

Personel ►

Level of Effort (hrs) Total Cost 

per Permit 

or per 

Director

O&M Costs

Labor Cost 

per Permit 

or per 

Director

Burden per 

Permit or 

per Director

45

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

SA: Annual Director Activities

SA_Review of Yearly Status Report 6 12 0 18 $863 $863

SA_Compliance Tracking 4 12 0 16 $733 $733

SA_Determination on Monitoring Frequency Reduction 4 8 0 12 $575 $575

SA_Record Keeping 1 2 1 4 $174 $174

SA_ODC 0 0 0 0 $0 $30 $30

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data A A 1 2 0 3 $144 $144

SR_Review CWIS Data A A 2 5 0 7 $327 $327

SR_Review CWS Operation Narrative A A 2 5 0 7 $327 $327

SR_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study A A 5 5 0 10 $522 $522

SR_Review Source Water Body Flow Information A A 1 2 0 3 $144 $144

SR_Review Design and Construction Technology Plan A A 7 2 0 9 $534 $534

SR_Review Impingement Mortality & Entrainment Characterization 

Study A A 120 15 0 135 $8,391 $8,391

SR_Review Pilot Study for New Impingement & Entrainment 

Technology A A 5 5 0 10 $522 $522

SR_Review Restoration Measures A A 120 30 0 150 $8,982 $8,982

SR_Review Information to Support Site-Specific Determination of 

BTA SS SS 240 60 0 300 $17,964 $17,964

SR_Determine Monitoring Frequency A A 1 2 0 3 $144 $144

SR_Determine Record keeping and Reporting Frequency A A 1 2 0 3 $144 $144

SR_Establish Requirements for Site-Specific Technology SS SS 2 7 0 9 $406 $406

SR_Considering Public Comments A A 5 5 0 10 $522 $522

SR_Issuing Permit A A 0 2 0 2 $79 $79

SR_Permit Record Keeping A A 0 0 1 1 $30 $30

SR_ODC A A 0 0 0 0 $0 $357 $357
Option IM Only Everywhere (2+MGD)

Weights P3-Survey

State ICR Costs by Facility ICR Category

2 3 4 5 6 7

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE

SP: Initial Permitting Activities $67,168 $68,838 $5,089 $5,089 $5,089

Over 1 year, compliance year (excl. site-specific determination of BTA) 0 over 1_A $5,822 $7,493 $5,089 $5,089 $5,089

Over 1 year, compliance year (site-specific determination of BTA only) 0 over 1_SS $61,346 $61,346 $0 $0 $0

Over 1 year, 2 years after compliance 2 over 1_A $0 $0 $0 $0 $0

SP1: Director Start-up Activities $0 $0 0 0 0

SP1_Read and Understand Rule $0 $0 $0 $0 $0

SP1_Mobilization/Planning $0 $0 $0 $0 $0

SP1_raining $0 $0 $0 $0 $0

SP1_ODC $0 $0 $0 $0 $0

SP2: Director Permit Issuance Activities $67,168 $68,838 $5,089 $5,089 $5,089

SP2_Review Source Water Physical Data 0 over 1_A $366 $366 $366 $366 $366

SP2_Review CWIS Data 0 over 1_A $1,099 $1,099 $1,099 $1,099 $1,099

SP2_Review CWS Operation Narrative 0 over 1_A $1,099 $1,099 $1,099 $1,099 $1,099

SP2_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A $0 $0 $0 $0 $0

SP2_Review Source Water Body Flow Information 0 over 1_A $0 $0 $0 $0 $0

SP2_Review Design and Construction Technology Plan 0 over 1_A $0 $0 $0 $0 $0

SP2_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A $0 $0 $0 $0 $0

SP2_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A $0 $1,670 $0 $0 $0

SP2_Review Restoration Measures 0 over 1_A $0 $0 $0 $0 $0

SP2_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS $59,880 $59,880 $0 $0 $0

SP2_Determine Monitoring Frequency 0 over 1_A $366 $366 $0 $0 $0

SP2_Determine Record keeping and Reporting Frequency 0 over 1_A $366 $366 $0 $0 $0

SP2_Establish Requirements for Site-Specific Technology 0 over 1_SS $1,466 $1,466 $0 $0 $0

SP2_Considering Public Comments 0 over 1_A $1,670 $1,670 $1,670 $1,670 $1,670

SP2_Issuing Permit 0 over 1_A $332 $332 $332 $332 $332

SP2_Permit Record Keeping 0 over 1_A $165 $165 $165 $165 $165

SP2_ODC 0 over 1_A $357 $357 $357 $357 $357

SP3: Verification Study Review $0 $0 $0 $0 $0

SP3_Review of Verification Studies 2 over 1_A $0 $0 $0 $0 $0

SP3_Permit Modification Due to Unfavorable Results 2 over 1_A $0 $0 $0 $0 $0

SP3_Record Keeping 2 over 1_A $0 $0 $0 $0 $0

SP3_ODC 2 over 1_A $0 $0 $0 $0 $0

SP4: Alternative Regulatory Requirements $0 $0 $0 $0 $0

SP4_Document Alternative Regulatory Requirements $0 $0 $0 $0 $0

SP4_Document Environmental Conditions within Watershed $0 $0 $0 $0 $0

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River
8 9 10 11 12 13 14 15 16 17

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

L-IE L-IE-PS L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

$67,168 $68,838 $5,089 $5,089 $5,089 $67,168 $68,838 $5,089 $5,089 $5,089 2

$5,822 $7,493 $5,089 $5,089 $5,089 $5,822 $7,493 $5,089 $5,089 $5,089 3

$61,346 $61,346 $0 $0 $0 $61,346 $61,346 $0 $0 $0 4

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 5

0 $0 0 0 0 0 $0 0 0 0 6

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 7

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 8

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 9

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 10

$67,168 $68,838 $5,089 $5,089 $5,089 $67,168 $68,838 $5,089 $5,089 $5,089 11

$366 $366 $366 $366 $366 $366 $366 $366 $366 $366 12

$1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 13

$1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 $1,099 14

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 15

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 16

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 17

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 18

$0 $1,670 $0 $0 $0 $0 $1,670 $0 $0 $0 19

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 20

$59,880 $59,880 $0 $0 $0 $59,880 $59,880 $0 $0 $0 21

$366 $366 $0 $0 $0 $366 $366 $0 $0 $0 22

$366 $366 $0 $0 $0 $366 $366 $0 $0 $0 23

$1,466 $1,466 $0 $0 $0 $1,466 $1,466 $0 $0 $0 24

$1,670 $1,670 $1,670 $1,670 $1,670 $1,670 $1,670 $1,670 $1,670 $1,670 25

$332 $332 $332 $332 $332 $332 $332 $332 $332 $332 26

$165 $165 $165 $165 $165 $165 $165 $165 $165 $165 27

$357 $357 $357 $357 $357 $357 $357 $357 $357 $357 28

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 29

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 30

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 31

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 32

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 33

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 34

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 35

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 36

Row Index 

▼

Lake/Reservoir Marine
State ICR Costs by Facility ICR Category

2 3 4 5 6 7

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River

SP4_Include Supporting Historical Studies, Calculations, & Analyses $0 $0 $0 $0 $0

SP4_Submit Documentation $0 $0 $0 $0 $0

SP4_Record Keeping $0 $0 $0 $0 $0

SP4_ODC $0 $0 $0 $0 $0

SA: Annual Director Activities $2,375 $2,375 $0 $2,375 $0

SA_Review of Yearly Status Report $863 $863 $0 $863 $0

SA_Compliance Tracking $733 $733 $0 $733 $0

SA_Determination on Monitoring Frequency Reduction $575 $575 $0 $575 $0

SA_Record Keeping $174 $174 $0 $174 $0

SA_ODC $30 $30 $0 $30 $0

SR: Director Permit Reissuance Activities $20,444 $20,444 $1,786 $20,444 $1,786

Repermitting (excl. site-specific determination of BTA) A $2,074 $2,074 $1,786 $2,074 $1,786

Repermitting (site-specific determination of BTA only) SS $18,370 $18,370 $0 $18,370 $0

SR_Review Source Water Physical Data A $144 $144 $144 $144 $144

SR_Review CWIS Data A $327 $327 $327 $327 $327

SR_Review CWS Operation Narrative A $327 $327 $327 $327 $327

SR_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study A $0 $0 $0 $0 $0

SR_Review Source Water Body Flow Information A $0 $0 $0 $0 $0

SR_Review Design and Construction Technology Plan A $0 $0 $0 $0 $0

SR_Review Impingement Mortality & Entrainment Characterization Study A $0 $0 $0 $0 $0

SR_Review Restoration Measures A $0 $0 $0 $0 $0

SR_Review Information to Support Site-Specific Determination of BTA SS $17,964 $17,964 $0 $17,964 $0

SR_Determine Monitoring Frequency A $144 $144 $0 $144 $0

SR_Determine Record keeping and Reporting Frequency A $144 $144 $0 $144 $0

SR_Establish Requirements for Site-Specific Technology SS $406 $406 $0 $406 $0

SR_Considering Public Comments A $522 $522 $522 $522 $522

SR_Issuing Permit A $79 $79 $79 $79 $79

SR_Permit Record Keeping A $30 $30 $30 $30 $30

SR_ODC A $357 $357 $357 $357 $357
8 9 10 11 12 13 14 15 16 17

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

L-IE L-IE-PS L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

Row Index 

▼

Lake/Reservoir Marine

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 37

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 38

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 39

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 40

$2,375 $2,375 $0 $2,375 $0 $2,375 $2,375 $0 $2,375 $0 41

$863 $863 $0 $863 $0 $863 $863 $0 $863 $0 42

$733 $733 $0 $733 $0 $733 $733 $0 $733 $0 43

$575 $575 $0 $575 $0 $575 $575 $0 $575 $0 44

$174 $174 $0 $174 $0 $174 $174 $0 $174 $0 45

$30 $30 $0 $30 $0 $30 $30 $0 $30 $0 46

$20,444 $20,444 $1,786 $1,786 $1,786 $20,444 $20,444 $1,786 $1,786 $1,786 47

$2,074 $2,074 $1,786 $1,786 $1,786 $2,074 $2,074 $1,786 $1,786 $1,786 48

$18,370 $18,370 $0 $0 $0 $18,370 $18,370 $0 $0 $0 49

$144 $144 $144 $144 $144 $144 $144 $144 $144 $144 50

$327 $327 $327 $327 $327 $327 $327 $327 $327 $327 51

$327 $327 $327 $327 $327 $327 $327 $327 $327 $327 52

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 53

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 54

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 55

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 56

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 57

$17,964 $17,964 $0 $0 $0 $17,964 $17,964 $0 $0 $0 58

$144 $144 $0 $0 $0 $144 $144 $0 $0 $0 59

$144 $144 $0 $0 $0 $144 $144 $0 $0 $0 60

$406 $406 $0 $0 $0 $406 $406 $0 $0 $0 61

$522 $522 $522 $522 $522 $522 $522 $522 $522 $522 62

$79 $79 $79 $79 $79 $79 $79 $79 $79 $79 63

$30 $30 $30 $30 $30 $30 $30 $30 $30 $30 64

$357 $357 $357 $357 $357 $357 $357 $357 $357 $357 65
Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Federal ICR Activity Requirements by Facility ICR Category

2 3 4 5 6 7 8

Waterbody Type ►

Regulatory Requirements ► I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE L-IE L-IE-PS

FP: Federal Permit Program Oversight Activities

FP_Review Source Water Physical Data 1 1 1 1 1 1 1

FP_Review CWIS Data 1 1 1 1 1 1 1

FP_Review CWS Operation Narrative 1 1 1 1 1 1 1

FP_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 0 0 0 0 0 0

FP_Review Source Water Body Flow Information 0 0 0 0 0 0 0

FP_Review Design and Construction Technology Plan 0 0 0 0 0 0 0

FP_Review Impingement Mortality & Entrainment Characterization Study 0 0 0 0 0 0 0

FP_Review Pilot Study for New Impingement & Entrainment Technology 0 1 0 0 0 0 1

FP_Review Restoration Measures 0 0 0 0 0 0 0

FP_Review Information to Support Site-Specific Determination of BTA 1 1 1 1 1 1 1

FP_Review the Monitoring Frequency 1 1 1 1 1 1 1

FP_Review Establish Requirements for Site-Specific Technology 1 1 1 1 1 1 1

FP_Permit Record Keeping 1 1 1 1 1 1 1

FP_ODC 1 1 1 1 1 1 1

Freshwater Stream/River
9 10 11 12 13 14 15 16

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 1 0 0 0

0 0 0 0 0 0 0 0

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

1 1 1 1 1 1 1 1

Lake/Reservoir Marine
Record for the Final Section 316(b) Phase II Existing Facilities Rule

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

A B C D E F G H I J K

Federal Burden and Cost Estimates for Activities

2 3 4 5 6 7 8 9 10 11

Senior Junior Clerical 

Activity Group, Activity

Occurrence (relative to 

compliance year) ▼ Duration ▼

All or SiteSpecific Only

Occurrence 

Code ▼ $65.00 $39.40 $30.30

FP: Federal Permit Program Oversight Activities

FP_Review Source Water Physical Data 0 1 A 0 over 1_A 1 3 0 4 $183

FP_Review CWIS Data 0 1 A 0 over 1_A 1 2 0 3 $144

FP_Review CWS Operation Narrative 0 1 A 0 over 1_A 1 2 0 3 $144

FP_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 1 A 0 over 1_A 1 2 0 3 $144

FP_Review Source Water Body Flow Information 0 1 A 0 over 1_A 1 2 0 3 $144

FP_Review Design and Construction Technology Plan 0 1 A 0 over 1_A 1 3 0 4 $183

FP_Review Impingement Mortality & Entrainment Characterization Study 0 1 A 0 over 1_A 3 6 0 9 $431

FP_Review Pilot Study for New Impingement & Entrainment Technology 0 1 A 0 over 1_A 1 2 0 3 $144

FP_Review Restoration Measures 0 1 A 0 over 1_A 3 6 9 $431

FP_Review Information to Support Site-Specific Determination of BTA 0 1 SS 0 over 1_SS 6 12 0 18 $863

FP_Review the Monitoring Frequency 0 1 A 0 over 1_A 1 2 0 3 $144

FP_Review Establish Requirements for Site-Specific Technology 0 1 SS 0 over 1_SS 1 3 0 4 $183

FP_Permit Record Keeping 0 1 A 0 over 1_A 1 1 2 4 $165

FP_ODC 0 1 A 0 over 1_A 0 0 0 0 $0 $50

Personel ►

O&M 

Costs

Burden per 

permit Review

Labor Cost 

per Permit 

Review

Level of Effort (hrs)
Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Federal ICR Costs by Facility ICR Category

2 3 4 5 6 7

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-S FW-NONE

FP: Federal Permit Program Oversight Activities

Over 1 year, compliance Year (excl. site-specific determination of BTA) 0 over 1_A $830 $973 $830 $830 $830

Over 1 year, compliance Year (site-specific determination of BTA only) 0 over 1_SS $1,046 $1,046 $1,046 $1,046 $1,046

FP_Review Source Water Physical Data 0 over 1_A $183 $183 $183 $183 $183

FP_Review CWIS Data 0 over 1_A $144 $144 $144 $144 $144

FP_Review CWS Operation Narrative 0 over 1_A $144 $144 $144 $144 $144

FP_Review Proposal for Collection of Information for Comprehensive Demonstration 

Study 0 over 1_A $0 $0 $0 $0 $0

FP_Review Source Water Body Flow Information 0 over 1_A $0 $0 $0 $0 $0

FP_Review Design and Construction Technology Plan 0 over 1_A $0 $0 $0 $0 $0

FP_Review Impingement Mortality & Entrainment Characterization Study 0 over 1_A $0 $0 $0 $0 $0

FP_Review Pilot Study for New Impingement & Entrainment Technology 0 over 1_A $0 $144 $0 $0 $0

FP_Review Restoration Measures 0 over 1_A $0 $0 $0 $0 $0

FP_Review Information to Support Site-Specific Determination of BTA 0 over 1_SS $863 $863 $863 $863 $863

FP_Review the Monitoring Frequency 0 over 1_A $144 $144 $144 $144 $144

FP_Review Establish Requirements for Site-Specific Technology 0 over 1_SS $183 $183 $183 $183 $183

FP_Permit Record Keeping 0 over 1_A $165 $165 $165 $165 $165

FP_ODC 0 over 1_A $50 $50 $50 $50 $50

Waterbody Type ►

Regulatory Requirements ►

Freshwater Stream/River
8 9 10 11 12 13 14 15 16 17

I&E 

Requirements

I&E 

Requirements + 

Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

I&E 

Requirements

I&E 

Requirements 

+ Pilot Study

Cooling Tower 

Assigned

Cooling Tower, 

Seasonal 

Operation No Costs

L-IE L-IE-PS L-CT-A L-CT-S L-NONE M-IE M-IE-PS M-CT-A M-CT-S M-NONE 1

2

$830 $973 $830 $830 $830 $830 $973 $830 $830 $830 3

$1,046 $1,046 $1,046 $1,046 $1,046 $1,046 $1,046 $1,046 $1,046 $1,046 4

$183 $183 $183 $183 $183 $183 $183 $183 $183 $183 5

$144 $144 $144 $144 $144 $144 $144 $144 $144 $144 6

$144 $144 $144 $144 $144 $144 $144 $144 $144 $144 7

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 8

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 9

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 10

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 11

$0 $144 $0 $0 $0 $0 $144 $0 $0 $0 12

$0 $0 $0 $0 $0 $0 $0 $0 $0 $0 13

$863 $863 $863 $863 $863 $863 $863 $863 $863 $863 14

$144 $144 $144 $144 $144 $144 $144 $144 $144 $144 15

$183 $183 $183 $183 $183 $183 $183 $183 $183 $183 16

$165 $165 $165 $165 $165 $165 $165 $165 $165 $165 17

$50 $50 $50 $50 $50 $50 $50 $50 $50 $50 18

Row Index 

▼

Lake/Reservoir Marine
Option IM Only Everywhere (2+MGD) IE

Weights P3-Survey CT-A

NONE

1 2 3 4 5 6 7 8 9

Survey ID Facility Name Analyzed?

Facilitycount-based 

weight Waterbody Type WB Category Performance Standards

Performance 

Standard (incl. 

Baseline CT)

DNU2040 1 0.00 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3001 Koch Petroleum Group, L.P. 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3003 Mohawk Paper Mills, Inc. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3004 Exxon Billings Refinery 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3005 E. I. Du Pont De Nemours & Co., Inc. 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3006 St. Croix Alumina L.L.C. 1 4.30 OCEAN M 0 I Only IE

DMN3007 3V, Inc 1 4.30 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3008 New Boston Coke - American Buckeye Division 1 3.13 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3009 Toledo (Or) Facility C/O Georgia-Pacific Corp 1 2.75 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3010 Lukens Steel Company 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3012 Smurfit Newsprint Corp Newberg Mill 1 2.75 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3013 Motiva Enterprises Llc Norco Refinery 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3017 Chevron Chemical Company Llc St. James Plant 1 4.30 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3019 Blue Island Refinery 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3020 Wheeling-Pittsburgh Steel Corp. - Yorkville Plant 1 3.13 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3021 Parke Davis & Co 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3022 Bayer Corp 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3023 Inexcon Maine Inc. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3024 Cf Industries, Inc. 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3025 Catlettsburg Refining, Llc 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3026 Bf Goodrich 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3027 North American Stainless - Ghent 1 3.13 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3028 Smurfit-Stone Container Corp. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3029 Alcoa, Inc. 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3033 Weyerhaeuser-Longview, Wa. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3034 (Ky Facility) C/O Newport Steel Corp. - Newport 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3035 Fmc Corporation Fmc Wyoming Corporation 1 1.00 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3037 Exxon Co. - Usa Baton Rouge Refinery 1 1.06 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3038 Keyes Fibre Co. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3040 Westvaco Corp 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3042 Allegheny Ludlum Corporation 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3043 Bear Island Paper Co., L.L.C. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3044 Pulp And Paper Of America 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3045 Wheeling-Pittsburgh Steel Corp. - Allenport Plant 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3046 Rohm And Haas Co., Louisville Plant 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3047 Antioch (Ca) Facility C/O Gaylord Container Corp. 1 2.75 ESTUARY/TIDAL RIVER M 0 I Only IE

DMN3049 American Iron Reduction - Dri Plant 1 1.00 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3050 Nicolaus Paper Inc. 1 2.75 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3051 Basf Corporation 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3055 Ipmc Acquisition, L.L.C. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE
Option IM Only Everywhere (2+MGD)

Weights P3-Survey

1 2

Survey ID Facility Name

DNU2040

DMN3001 Koch Petroleum Group, L.P.

DMN3003 Mohawk Paper Mills, Inc.

DMN3004 Exxon Billings Refinery

DMN3005 E. I. Du Pont De Nemours & Co., Inc.

DMN3006 St. Croix Alumina L.L.C.

DMN3007 3V, Inc

DMN3008 New Boston Coke - American Buckeye Division

DMN3009 Toledo (Or) Facility C/O Georgia-Pacific Corp

DMN3010 Lukens Steel Company

DMN3012 Smurfit Newsprint Corp Newberg Mill

DMN3013 Motiva Enterprises Llc Norco Refinery

DMN3017 Chevron Chemical Company Llc St. James Plant

DMN3019 Blue Island Refinery

DMN3020 Wheeling-Pittsburgh Steel Corp. - Yorkville Plant

DMN3021 Parke Davis & Co

DMN3022 Bayer Corp

DMN3023 Inexcon Maine Inc.

DMN3024 Cf Industries, Inc.

DMN3025 Catlettsburg Refining, Llc

DMN3026 Bf Goodrich

DMN3027 North American Stainless - Ghent

DMN3028 Smurfit-Stone Container Corp.

DMN3029 Alcoa, Inc.

DMN3033 Weyerhaeuser-Longview, Wa.

DMN3034 (Ky Facility) C/O Newport Steel Corp. - Newport

DMN3035 Fmc Corporation Fmc Wyoming Corporation

DMN3037 Exxon Co. - Usa Baton Rouge Refinery

DMN3038 Keyes Fibre Co.

DMN3040 Westvaco Corp

DMN3042 Allegheny Ludlum Corporation

DMN3043 Bear Island Paper Co., L.L.C.

DMN3044 Pulp And Paper Of America

DMN3045 Wheeling-Pittsburgh Steel Corp. - Allenport Plant

DMN3046 Rohm And Haas Co., Louisville Plant

DMN3047 Antioch (Ca) Facility C/O Gaylord Container Corp.

DMN3049 American Iron Reduction - Dri Plant

DMN3050 Nicolaus Paper Inc.

DMN3051 Basf Corporation

DMN3055 Ipmc Acquisition, L.L.C.

178

0

57

10 11 12 13 14 15

Waterbody & 

Standard

Pilot 

Study ICR Cateogry

Impingement 

Upgrade

Entrainment 

Upgrade

Performance 

Upgrade

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 2 0 IE

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I
1 2 3 4 5 6 7 8 9

Survey ID Facility Name Analyzed?

Facilitycount-based 

weight Waterbody Type WB Category Performance Standards

Performance 

Standard (incl. 

Baseline CT)

DMN3056 Marathon Ashland Petroleum, Llc 1 1.06 LAKE/RESERVOIR L 0 I Only IE

DMN3058 Imc Kalium Ogden Corp 1 4.30 LAKE/RESERVOIR L 3 I Only NONE

DMN3059 Cf&I Steel, L.P. Dba Rocky Mountain Steel Mills 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3063 International Paper 1 2.75 LAKE/RESERVOIR L 0 I Only IE

DMN3064 International Paper-Riegelwood Mill 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3065 Tosco Refining Company San Francisco Area Refinery At Rodeo 1 1.06 ESTUARY/TIDAL RIVER M 3 I Only NONE

DMN3069 Westvaco Corporation 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3071 Westvaco, Kraft Division 1 2.75 LAKE/RESERVOIR L 0 I Only IE

DMN3072 El Dorado Refining Co A Div Of Equilon Enterprises Llc 1 1.06 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3073 Du Pont C/O Dupont/Cooper River Plant 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3076 Fort James Operating Co. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3077 Evans Chemetics 1 4.30 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3079 International Paper Co./Riverdale Mill 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3080 Marathon Ashland Petroleum Llc 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3081 General Electric Company 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3083 Oconto Falls Tissue, Inc. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3084 Praxair Inc 1 4.30 GREAT LAKE M 0 I Only IE

DMN3086 Ispat Inland Inc. 1 3.13 GREAT LAKE M 3 I Only NONE

DMN3087 Uss Mon Valley Works, Irvin Plant 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3088 Chalmette Refining, L.L.C. 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3089 Easton (Ny) Facility C/O Hollingsworth & Vose Co. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3090 Dupont 1 4.30 ESTUARY/TIDAL RIVER M 3 I Only NONE

DMN3091 Weyerhaeuser Rothschild 1 2.75 LAKE/RESERVOIR L 0 I Only IE

DMN3092 Kimberly-Clark Tissue Company-Marinette 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3093 Smurfit-Stone Container Corp./Brewton 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3096 Chevron Chemical Company, Llc Oak Point Plant 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3098 Green Bay Packaging Inc./Arkansas Kraft Division 1 2.75 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3102 Bayway Refinery Company 1 1.06 ESTUARY/TIDAL RIVER M 0 I Only IE

DMN3103 Smurfit -Stone Container Corp. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3104 Northwest Aluminum 1 3.13 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3106 Us Salt Llc 1 4.30 LAKE/RESERVOIR L 0 I Only IE

DMN3107 Sappi Fine Paper 1 2.75 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3110 Appleton Papers Inc.-Newton Falls 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3111 Conopco, Inc D/B/A Unilever Home & Personal Care Usa 1 4.30 GREAT LAKE M 0 I Only IE

DMN3112 Indiana Steel & Wire Acquisition Company, Ltd. 1 3.13 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3114 Garden State Paper Co. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3115 Alliedsignal Inc. 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3116 Boise Cascade Corp 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3117 Phillips Petroleum Co. 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3120 Eastman Chemical Company Arkansas Eastman Division 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3121 Four M Paper Corporation 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3122 International Paper Co/Lock Haven, Pa 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3123 Citgo Petroleum Corporation Lake Charles Manufacturing Complex Refinery 1 1.06 ESTUARY/TIDAL RIVER M 3 I Only NONE
1 2

Survey ID Facility Name

DNU2040 DMN3056 Marathon Ashland Petroleum, Llc

DMN3058 Imc Kalium Ogden Corp

DMN3059 Cf&I Steel, L.P. Dba Rocky Mountain Steel Mills

DMN3063 International Paper

DMN3064 International Paper-Riegelwood Mill

DMN3065 Tosco Refining Company San Francisco Area Refinery At Rodeo

DMN3069 Westvaco Corporation

DMN3071 Westvaco, Kraft Division

DMN3072 El Dorado Refining Co A Div Of Equilon Enterprises Llc

DMN3073 Du Pont C/O Dupont/Cooper River Plant

DMN3076 Fort James Operating Co.

DMN3077 Evans Chemetics

DMN3079 International Paper Co./Riverdale Mill

DMN3080 Marathon Ashland Petroleum Llc

DMN3081 General Electric Company

DMN3083 Oconto Falls Tissue, Inc.

DMN3084 Praxair Inc

DMN3086 Ispat Inland Inc.

DMN3087 Uss Mon Valley Works, Irvin Plant

DMN3088 Chalmette Refining, L.L.C.

DMN3089 Easton (Ny) Facility C/O Hollingsworth & Vose Co.

DMN3090 Dupont

DMN3091 Weyerhaeuser Rothschild

DMN3092 Kimberly-Clark Tissue Company-Marinette

DMN3093 Smurfit-Stone Container Corp./Brewton

DMN3096 Chevron Chemical Company, Llc Oak Point Plant

DMN3098 Green Bay Packaging Inc./Arkansas Kraft Division

DMN3102 Bayway Refinery Company

DMN3103 Smurfit -Stone Container Corp.

DMN3104 Northwest Aluminum

DMN3106 Us Salt Llc

DMN3107 Sappi Fine Paper

DMN3110 Appleton Papers Inc.-Newton Falls

DMN3111 Conopco, Inc D/B/A Unilever Home & Personal Care Usa

DMN3112 Indiana Steel & Wire Acquisition Company, Ltd.

DMN3114 Garden State Paper Co.

DMN3115 Alliedsignal Inc.

DMN3116 Boise Cascade Corp

DMN3117 Phillips Petroleum Co.

DMN3120 Eastman Chemical Company Arkansas Eastman Division

DMN3121 Four M Paper Corporation

DMN3122 International Paper Co/Lock Haven, Pa

DMN3123 Citgo Petroleum Corporation Lake Charles Manufacturing Complex Refinery

10 11 12 13 14 15

Waterbody & 

Standard

Pilot 

Study ICR Cateogry

Impingement 

Upgrade

Entrainment 

Upgrade

Performance 

Upgrade

L-IE L-IE 1 0 I

L-NONE L-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

L-IE L-IE 1 0 I

FW-IE FW-IE 1 0 I

M-NONE M-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

L-IE L-IE 2 0 IE

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

M-NONE M-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 7 0 0

FW-IE FW-IE 1 0 I

M-NONE M-NONE 0 0 NONE

L-IE L-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

L-IE L-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-NONE M-NONE 0 0 NONE
1 2 3 4 5 6 7 8 9

Survey ID Facility Name Analyzed?

Facilitycount-based 

weight Waterbody Type WB Category Performance Standards

Performance 

Standard (incl. 

Baseline CT)

DMN3124 Goldendale Aluminum Company 1 3.13 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3125 Boise Cascade Corp 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3127 Du Pont C/O E I Du Pont De Nemours & Co., Victoria Plant 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3129 Elf Atochem North America, Inc. 1 4.30 GREAT LAKE M 0 I Only IE

DMN3130 Farmland Industries, Inc. 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3131 Alcan Rolled Products Company 1 3.13 GREAT LAKE M 3 I Only NONE

DMN3132 Hovensa L.L.C. 1 1.06 OCEAN M 0 I Only IE

DMN3133 Ppg Ind. Inc. C/O P.P.G. Industries, Inc. 1 4.30 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3135 Fibermark Inc./Warren Glen 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3136 Coastal Eagle Point Oil Company 1 1.06 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3138 Bethlehem Steel Corp. - Burns Harbor Division 1 3.13 GREAT LAKE M 0 I Only IE

DMN3144 Plattsburgh (Ny) Facility C/O Georgia-Pacific Corp 1 2.75 LAKE/RESERVOIR L 0 I Only IE

DMN3145 Du Pont C/O E I Du Pont De Nemours 1 4.30 LAKE/RESERVOIR L 0 I Only IE

DMN3146 Bayou Steel Corporation 1 3.13 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3147 Motiva Enterprises Llc 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3148 Occidental Chemical Corp. 1 4.30 ESTUARY/TIDAL RIVER M 0 I Only IE

DMN3149 Boise Cascade Corp. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3150 The Procter & Gamble Paper Products Co. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3152 Pvs Chemicals, Inc. (Illinois) 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3153 Rohm And Haas Company, Philadelphia Plant 1 4.30 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3154 Ormet Aluminum Mill Products Corporation 1 3.13 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3155 Eastern Paper Co. 1 2.75 LAKE/RESERVOIR L 0 I Only IE

DMN3156 Bp Exploration & Oil, Inc. Toledo Refinery 1 1.06 GREAT LAKE M 3 I Only NONE

DMN3157 Unocal Agricultural Products 1 4.30 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3158 Yorktown Refinery 1 1.06 ESTUARY/TIDAL RIVER M 0 I Only IE

DMN3160 Keystone Steel & Wire Co. - Peoria 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3162 Northwestern Steel And Wire Co. 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3163 Wheatland Tube Co 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3167 Murphy Oil Usa, Inc. Meraux Refinery 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3168 Kemira Pigments, Inc. 1 4.30 ESTUARY/TIDAL RIVER M 3 I Only NONE

DMN3171 Ltv Steel Co., Inc. - Hennepin Works 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3175 Pennzoil-Quaker State Company Rouseville Refinery 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3177 U.S. Borax Inc. C/O Us Borax And Chemical 1 4.30 OCEAN M 0 I Only IE

DMN3178 Willamette Industries Inc. 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3179 Occidental Chemical Corp Niagra Plt 1 4.30 GREAT LAKE M 0 I Only IE

DMN3181 Fox River Paper Co. - Appleton Mill 1 2.75 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3182 Dexter Corp./Nonwoven Div. 1 2.75 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMN3183 Crown Vantage Paper Company-Port Huron Mill 1 2.75 GREAT LAKE M 0 I Only IE

DMN3185 General Chemical Corp.-Newark Plant 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3186 Sunoco, Inc Marcus Hook Refinery 1 1.06 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3188 Bf Goodrich Kalama, Inc. 1 4.30 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMN3190 Occidental Chemical Corp 1 4.30 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMN3191 Reynolds Metals Co. 1 3.13 FRESHWATER STREAM/RIVER FW 0 I Only IE
1 2

Survey ID Facility Name

DNU2040 DMN3124 Goldendale Aluminum Company

DMN3125 Boise Cascade Corp

DMN3127 Du Pont C/O E I Du Pont De Nemours & Co., Victoria Plant

DMN3129 Elf Atochem North America, Inc.

DMN3130 Farmland Industries, Inc.

DMN3131 Alcan Rolled Products Company

DMN3132 Hovensa L.L.C.

DMN3133 Ppg Ind. Inc. C/O P.P.G. Industries, Inc.

DMN3135 Fibermark Inc./Warren Glen

DMN3136 Coastal Eagle Point Oil Company

DMN3138 Bethlehem Steel Corp. - Burns Harbor Division

DMN3144 Plattsburgh (Ny) Facility C/O Georgia-Pacific Corp

DMN3145 Du Pont C/O E I Du Pont De Nemours

DMN3146 Bayou Steel Corporation

DMN3147 Motiva Enterprises Llc

DMN3148 Occidental Chemical Corp.

DMN3149 Boise Cascade Corp.

DMN3150 The Procter & Gamble Paper Products Co.

DMN3152 Pvs Chemicals, Inc. (Illinois)

DMN3153 Rohm And Haas Company, Philadelphia Plant

DMN3154 Ormet Aluminum Mill Products Corporation

DMN3155 Eastern Paper Co.

DMN3156 Bp Exploration & Oil, Inc. Toledo Refinery

DMN3157 Unocal Agricultural Products

DMN3158 Yorktown Refinery

DMN3160 Keystone Steel & Wire Co. - Peoria

DMN3162 Northwestern Steel And Wire Co.

DMN3163 Wheatland Tube Co

DMN3167 Murphy Oil Usa, Inc. Meraux Refinery

DMN3168 Kemira Pigments, Inc.

DMN3171 Ltv Steel Co., Inc. - Hennepin Works

DMN3175 Pennzoil-Quaker State Company Rouseville Refinery

DMN3177 U.S. Borax Inc. C/O Us Borax And Chemical

DMN3178 Willamette Industries Inc.

DMN3179 Occidental Chemical Corp Niagra Plt

DMN3181 Fox River Paper Co. - Appleton Mill

DMN3182 Dexter Corp./Nonwoven Div.

DMN3183 Crown Vantage Paper Company-Port Huron Mill

DMN3185 General Chemical Corp.-Newark Plant

DMN3186 Sunoco, Inc Marcus Hook Refinery

DMN3188 Bf Goodrich Kalama, Inc.

DMN3190 Occidental Chemical Corp

DMN3191 Reynolds Metals Co.

10 11 12 13 14 15

Waterbody & 

Standard

Pilot 

Study ICR Cateogry

Impingement 

Upgrade

Entrainment 

Upgrade

Performance 

Upgrade

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

M-NONE M-NONE 0 0 NONE

M-IE M-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 1 0 I

L-IE L-IE 1 0 I

L-IE L-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

L-IE L-IE 1 0 I

M-NONE M-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 1 0 I

FW-IE FW-IE 7 0 0

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-NONE M-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 2 0 IE

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 2 0 IE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I
1 2 3 4 5 6 7 8 9

Survey ID Facility Name Analyzed?

Facilitycount-based 

weight Waterbody Type WB Category Performance Standards

Performance 

Standard (incl. 

Baseline CT)

DMU3201 Crossett Paper Operations 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3202 Wausau-Mosinee Paper Corp. Specialty Paper Group Pulp And Paper Div. 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3203 Wausau Papers Of New Hampshire, Inc. 1 4.47 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3204 Kraft Division 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3205 Wisconsin River Division 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3206 Westvaco Bleached Board Division 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3207 Tenn Eastman Div, A Div Of Eastman Chemical Co 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3208 Willamette Industries, Johnsonburg Mill 1 1.66 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3209 Silver Bay Power Company 1 1.00 GREAT LAKE M 0 I Only IE

DMU3212 Weyerhaeuser Company 1 4.47 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3213 Ltv Steel Mining Company-Schroeder 1 1.00 GREAT LAKE M 0 I Only IE

DMU3214 Riverwood International Corp. 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3215 Port Townsend Paper Corporation 1 1.66 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3217 Wci Steel Incorporated 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3219 International Paper-Georgetown Mill 1 1.66 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3220 Gay & Robinson, Inc. 1 1.00 ESTUARY/TIDAL RIVER M 3 I Only NONE

DMU3221 Taft Plant Union Carbide Corporation 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3222 Tenneco Packaging Counce Mill 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3223 Mead-Fine Paper Division 1 4.47 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3224 Palatka Operations C/O Georgia-Pacific Corp 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3226 Uss Mon Valley Works, Edgar Thomson Plant 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3227 Pfizer Inc 1 1.66 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3228 Clairton Works C/O Usx Corp 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3229 Weirton Steel Corporation 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3230 Tate & Lyle Na Sugars Inc. Brooklyn Refinery 1 3.39 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3231 Ltv Steel Co Inc Indiana Harbor Works 1 1.16 GREAT LAKE M 0 I Only IE

DMU3232 U.S. Alliance Coosa Pines Corporation 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3233 Snider Industries, Incorporated C/O Snider Industries, Inc. 1 1.00 LAKE/RESERVOIR L 0 I Only IE

DMU3235 Pulp & Paper Of America 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3236 Weyerhaeuser Company 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3237 Ltv Steel - Cleveland Works 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3238 Mandan Refinery 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3239 Alcoa Inc.-Rockdale Operations 1 1.16 LAKE/RESERVOIR L 0 I Only IE

DMU3240 Boise Cascade/International Falls 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3241 Georgia-Pacific Corp 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3242 Southeast Paper Manufacturing Co Inc 1 1.66 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3243 Columbus Pulp & Paper Complex 1 1.66 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3245 Longview Fibre Company 1 1.66 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3249 Lindale Manufacturing Inc. C/O Lindale Manufacturing Inc1 1.00 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3250 Madison Paper Industries 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3251 General Chemical Corp 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3253 Fort James Operating Company - Green Bay - West 1 1.66 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3254 Lone Star Steel Co. 1 1.16 LAKE/RESERVOIR L 0 I Only IE
1 2

Survey ID Facility Name

DNU2040 DMU3201 Crossett Paper Operations

DMU3202 Wausau-Mosinee Paper Corp. Specialty Paper Group Pulp And Paper Div.

DMU3203 Wausau Papers Of New Hampshire, Inc.

DMU3204 Kraft Division

DMU3205 Wisconsin River Division

DMU3206 Westvaco Bleached Board Division

DMU3207 Tenn Eastman Div, A Div Of Eastman Chemical Co

DMU3208 Willamette Industries, Johnsonburg Mill

DMU3209 Silver Bay Power Company

DMU3212 Weyerhaeuser Company

DMU3213 Ltv Steel Mining Company-Schroeder

DMU3214 Riverwood International Corp.

DMU3215 Port Townsend Paper Corporation

DMU3217 Wci Steel Incorporated

DMU3219 International Paper-Georgetown Mill

DMU3220 Gay & Robinson, Inc.

DMU3221 Taft Plant Union Carbide Corporation

DMU3222 Tenneco Packaging Counce Mill

DMU3223 Mead-Fine Paper Division

DMU3224 Palatka Operations C/O Georgia-Pacific Corp

DMU3226 Uss Mon Valley Works, Edgar Thomson Plant

DMU3227 Pfizer Inc

DMU3228 Clairton Works C/O Usx Corp

DMU3229 Weirton Steel Corporation

DMU3230 Tate & Lyle Na Sugars Inc. Brooklyn Refinery

DMU3231 Ltv Steel Co Inc Indiana Harbor Works

DMU3232 U.S. Alliance Coosa Pines Corporation

DMU3233 Snider Industries, Incorporated C/O Snider Industries, Inc.

DMU3235 Pulp & Paper Of America

DMU3236 Weyerhaeuser Company

DMU3237 Ltv Steel - Cleveland Works

DMU3238 Mandan Refinery

DMU3239 Alcoa Inc.-Rockdale Operations

DMU3240 Boise Cascade/International Falls

DMU3241 Georgia-Pacific Corp

DMU3242 Southeast Paper Manufacturing Co Inc

DMU3243 Columbus Pulp & Paper Complex

DMU3245 Longview Fibre Company

DMU3249 Lindale Manufacturing Inc. C/O Lindale Manufacturing Inc

DMU3250 Madison Paper Industries

DMU3251 General Chemical Corp

DMU3253 Fort James Operating Company - Green Bay - West

DMU3254 Lone Star Steel Co.

10 11 12 13 14 15

Waterbody & 

Standard

Pilot 

Study ICR Cateogry

Impingement 

Upgrade

Entrainment 

Upgrade

Performance 

Upgrade

FW-IE FW-IE 2 0 IE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 3 0 0

FW-IE FW-IE 3 0 0

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

M-NONE M-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 2 0 IE

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

M-IE M-IE 4 0 0

FW-IE FW-IE 1 0 I

L-IE L-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 3 0 0

FW-IE FW-IE 1 0 I

L-IE L-IE 1 0 I

FW-IE FW-IE 2 0 IE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

L-IE L-IE 2 0 IE
1 2 3 4 5 6 7 8 9

Survey ID Facility Name Analyzed?

Facilitycount-based 

weight Waterbody Type WB Category Performance Standards

Performance 

Standard (incl. 

Baseline CT)

DMU3255 Whiting Refinery 1 1.16 GREAT LAKE M 0 I Only IE

DMU3256 G.F. Weaton Power Station, Zinc Corporation Of America 1 1.00 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3257 Rhinelander Paper Company 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3259 American Crystal Sugar 1 3.39 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3260 Sunoco, Inc. (R & M) Philadelphia Refinery 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3261 Alcoa Industrial Chemicals Arkansas Operations 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3263 American Optical Corporation, Unit 1 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3264 Tate & Lyle North American Sugars Inc - Chalmette Plant 1 3.39 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3266 Bethlehem Steel Corporation Lackawanna Coke Division 1 1.16 GREAT LAKE M 0 I Only IE

DMU3267 Imc-Agrico Company, Uncle Sam Plant 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3268 Gillette Company 1 1.00 OCEAN M 3 I Only NONE

DMU3269 Ltv Steel Company-Chicago Coke Plant 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3270 S. D. Warren Co. 1 1.66 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3271 Georgia-Pacific Corp. 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3272 American Crystal Sugar Co. 1 3.39 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3273 International Paper Vicksburg Mill 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3274 International Paper Co. 1 1.66 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3275 Colonial Sugar Refinery Savannah Foods & Industries Inc. A Subsidiary Of Imperial Sugar Company 1 3.39 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3277 Nekoosa Papers Inc., A Wholly Owned Subsidiary Of Georgia-Pacific Corp. 1 4.47 LAKE/RESERVOIR L 0 I Only IE

DMU3278 Kimberly-Clark Corporation-Munising Mill 1 4.47 GREAT LAKE M 0 I Only IE

DMU3279 Champion Int'L Corp. 1 1.66 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3280 Tate & Lyle North American Sugars Inc - Baltimore Refinery 1 3.39 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3281 Champion International Courtland Mill 1 1.16 LAKE/RESERVOIR L 0 I Only IE

DMU3282 International Paper Mansfield Mill 1 1.66 LAKE/RESERVOIR L 3 I Only NONE

DMU3283 Ge Company Aircraft Engines 1 1.00 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3284 Nekoosa Papers Inc., A Wholly Owned Subsidiary Of Georgia-Pacific Corp. 1 1.66 LAKE/RESERVOIR L 0 I Only IE

DMU3285 Motiva Enterprises Llc-Delaware City Refinery 1 1.16 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3286 Gorge Energy Div-Sds Lumber Company 1 1.00 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3287 Westvaco Corp./Luke Mill 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3288 Bowater Newsprint And Directory Division 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3290 Fort James Operating Company 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3291 Alliance Refinery C/O Bp Exploration And Oil Co. 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3292 Champion International Corp. 1 1.16 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3293 Weyerhaeuser Company 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3294 Inland Paperboard And Packaging, Inc. Rome Linerboard Mill 1 1.66 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3295 Adm Corn Processing 1 3.39 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3296 Belle, West Virginia Plant 1 1.16 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3297 S.D. Warren Company 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3298 Cerestar U S A Inc - Hammond Plant 1 3.39 GREAT LAKE M 0 I Only IE

DMU3299 Leaf River Forest Products, Inc. 1 1.66 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3300 Smurfit-Stone Container Corp. 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3301 Valero Refining Co.-New Jersey 1 4.47 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3302 Ppg Industries, Inc. 1 1.16 ESTUARY/TIDAL RIVER M 0 I Only IE
1 2

Survey ID Facility Name

DNU2040 DMU3255 Whiting Refinery

DMU3256 G.F. Weaton Power Station, Zinc Corporation Of America

DMU3257 Rhinelander Paper Company

DMU3259 American Crystal Sugar

DMU3260 Sunoco, Inc. (R & M) Philadelphia Refinery

DMU3261 Alcoa Industrial Chemicals Arkansas Operations

DMU3263 American Optical Corporation, Unit 1

DMU3264 Tate & Lyle North American Sugars Inc - Chalmette Plant

DMU3266 Bethlehem Steel Corporation Lackawanna Coke Division

DMU3267 Imc-Agrico Company, Uncle Sam Plant

DMU3268 Gillette Company

DMU3269 Ltv Steel Company-Chicago Coke Plant

DMU3270 S. D. Warren Co.

DMU3271 Georgia-Pacific Corp.

DMU3272 American Crystal Sugar Co.

DMU3273 International Paper Vicksburg Mill

DMU3274 International Paper Co.

DMU3275 Colonial Sugar Refinery Savannah Foods & Industries Inc. A Subsidiary Of Imperial Sugar Company

DMU3277 Nekoosa Papers Inc., A Wholly Owned Subsidiary Of Georgia-Pacific Corp.

DMU3278 Kimberly-Clark Corporation-Munising Mill

DMU3279 Champion Int'L Corp.

DMU3280 Tate & Lyle North American Sugars Inc - Baltimore Refinery

DMU3281 Champion International Courtland Mill

DMU3282 International Paper Mansfield Mill

DMU3283 Ge Company Aircraft Engines

DMU3284 Nekoosa Papers Inc., A Wholly Owned Subsidiary Of Georgia-Pacific Corp.

DMU3285 Motiva Enterprises Llc-Delaware City Refinery

DMU3286 Gorge Energy Div-Sds Lumber Company

DMU3287 Westvaco Corp./Luke Mill

DMU3288 Bowater Newsprint And Directory Division

DMU3290 Fort James Operating Company

DMU3291 Alliance Refinery C/O Bp Exploration And Oil Co.

DMU3292 Champion International Corp.

DMU3293 Weyerhaeuser Company

DMU3294 Inland Paperboard And Packaging, Inc. Rome Linerboard Mill

DMU3295 Adm Corn Processing

DMU3296 Belle, West Virginia Plant

DMU3297 S.D. Warren Company

DMU3298 Cerestar U S A Inc - Hammond Plant

DMU3299 Leaf River Forest Products, Inc.

DMU3300 Smurfit-Stone Container Corp.

DMU3301 Valero Refining Co.-New Jersey

DMU3302 Ppg Industries, Inc.

10 11 12 13 14 15

Waterbody & 

Standard

Pilot 

Study ICR Cateogry

Impingement 

Upgrade

Entrainment 

Upgrade

Performance 

Upgrade

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 4 0 0

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

M-NONE M-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

L-IE L-IE 1 0 I

M-IE M-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 1 0 I

L-IE L-IE 1 0 I

L-NONE L-NONE 0 0 NONE

M-IE M-IE 3 0 0

L-IE L-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 2 0 IE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 3 0 0

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

M-IE M-IE 6 0 0
1 2 3 4 5 6 7 8 9

Survey ID Facility Name Analyzed?

Facilitycount-based 

weight Waterbody Type WB Category Performance Standards

Performance 

Standard (incl. 

Baseline CT)

DMU3303 Elkem Metals Company 1 1.66 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3304 Fort James Operating Company Savannah River Mill 1 1.66 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3305 E.I. Dupont De Nemours & Co. Inc. 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3306 International Paper - Erie Mill 1 1.66 GREAT LAKE M 0 I Only IE

DMU3308 Merck & Co., Inc.-Cherokee Plant 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3309 Kaiser Aluminum 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3311 The Dow Chemical Company 1 1.16 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3312 Thilmany-Div. International Paper Co. 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3313 Finch, Pruyn & Company, Incorporated 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3314 Blandin Paper Company 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3316 E. I. Dupont 1 1.66 LAKE/RESERVOIR L 3 I Only NONE

DMU3318 Mead Coated Board, Inc. 1 1.66 FRESHWATER STREAM/RIVER FW 2 I Only NONE

DMU3319 P. H. Glatfelter Company 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3320 U.S. Steel Group Gary Works 1 1.16 GREAT LAKE M 0 I Only IE

DMU3321 Corn Products International, Inc Argo Plant 1 3.39 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3322 Celanese Acetate, Llc (Celco Plant) 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3324 Alcoa Inc. 1 4.47 ESTUARY/TIDAL RIVER M 0 I Only IE

DMU3325 Gulf States Steel, Inc. 1 1.16 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3326 Cargill Inc - Corn Milling Division 1 3.39 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3327 Consolidated Papers Inc./Biron Wisconsin Rapids Div 1 1.66 FRESHWATER STREAM/RIVER FW 0 I Only IE

DMU3328 Archer Daniels Midland Co. 1 3.39 FRESHWATER STREAM/RIVER FW 3 I Only NONE

DMU3329 The Dow Chemical Company Texas Operations 1 1.16 ESTUARY/TIDAL RIVER M 0 I Only IE

DNU2033 Celanese Acetate Llc-Celriver Plant 1 8.73 FRESHWATER STREAM/RIVER FW 0 I Only IE
1 2

Survey ID Facility Name

DNU2040 DMU3303 Elkem Metals Company

DMU3304 Fort James Operating Company Savannah River Mill

DMU3305 E.I. Dupont De Nemours & Co. Inc.

DMU3306 International Paper - Erie Mill

DMU3308 Merck & Co., Inc.-Cherokee Plant

DMU3309 Kaiser Aluminum

DMU3311 The Dow Chemical Company

DMU3312 Thilmany-Div. International Paper Co.

DMU3313 Finch, Pruyn & Company, Incorporated

DMU3314 Blandin Paper Company

DMU3316 E. I. Dupont

DMU3318 Mead Coated Board, Inc.

DMU3319 P. H. Glatfelter Company

DMU3320 U.S. Steel Group Gary Works

DMU3321 Corn Products International, Inc Argo Plant

DMU3322 Celanese Acetate, Llc (Celco Plant)

DMU3324 Alcoa Inc.

DMU3325 Gulf States Steel, Inc.

DMU3326 Cargill Inc - Corn Milling Division

DMU3327 Consolidated Papers Inc./Biron Wisconsin Rapids Div

DMU3328 Archer Daniels Midland Co.

DMU3329 The Dow Chemical Company Texas Operations

DNU2033 Celanese Acetate Llc-Celriver Plant

10 11 12 13 14 15

Waterbody & 

Standard

Pilot 

Study ICR Cateogry

Impingement 

Upgrade

Entrainment 

Upgrade

Performance 

Upgrade

FW-NONE FW-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

M-IE M-IE 2 0 IE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

FW-IE FW-IE 1 0 I

L-NONE L-NONE 0 0 NONE

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 2 0 IE

M-IE M-IE 5 0 0

FW-NONE FW-NONE 0 0 NONE

FW-IE FW-IE 1 0 I

M-IE M-IE 1 0 I

FW-IE FW-IE 2 0 IE

FW-IE FW-IE 1 0 I

FW-IE FW-IE 5 0 0

FW-NONE FW-NONE 0 0 NONE

M-IE M-IE 3 0 0

FW-IE FW-IE 1 0 I
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

A B C D E F G H I J K L

Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Discounting Year Compliance Year

These costs are used for all economic analyses except for facility-level and firm-level cost-to-revenue anlyses. 5 6 3

1 2 4 5 6 7 8 9 10 11 12

Weights Initial Permitting Costs

Survey ID Facility Name In Scope? ICR Category Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

CT=1, nonCT=0, rec=2, 

no costs=3)

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

DNU2040 1 FW-IE 0.00 0.00 3.11 2015 0 $35,833 $0 $0

DMN3001 Koch Petroleum Group, L.P. 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3003 Mohawk Paper Mills, Inc. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3004 Exxon Billings Refinery 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3005 E. I. Du Pont De Nemours & Co., Inc. 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3006 St. Croix Alumina L.L.C. 1 M-IE 4.30 4.40 0.00 2015 0 $35,833 $0 $0

DMN3007 3V, Inc 1 FW-NONE 4.30 4.40 4.48 2015 3 $35,833 $0 $0

DMN3008 New Boston Coke - American Buckeye Division 1 FW-NONE 3.13 3.26 0.00 2015 3 $35,833 $0 $0

DMN3009 Toledo (Or) Facility C/O Georgia-Pacific Corp 1 FW-NONE 2.75 2.80 0.00 2015 2 $35,833 $0 $0

DMN3010 Lukens Steel Company 1 FW-IE 3.13 3.26 0.00 2015 0 $35,833 $0 $0

DMN3012 Smurfit Newsprint Corp Newberg Mill 1 FW-NONE 2.75 2.80 2.61 2015 3 $35,833 $0 $0

DMN3013 Motiva Enterprises Llc Norco Refinery 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3017 Chevron Chemical Company Llc St. James Plant 1 FW-NONE 4.30 4.40 4.48 2015 2 $35,833 $0 $0

DMN3019 Blue Island Refinery 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3020 Wheeling-Pittsburgh Steel Corp. - Yorkville Plant 1 FW-NONE 3.13 3.26 0.00 2015 3 $35,833 $0 $0

DMN3021 Parke Davis & Co 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3022 Bayer Corp 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3023 Inexcon Maine Inc. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3024 Cf Industries, Inc. 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3025 Catlettsburg Refining, Llc 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3026 Bf Goodrich 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3027 North American Stainless - Ghent 1 FW-NONE 3.13 3.26 0.00 2015 2 $35,833 $0 $0

DMN3028 Smurfit-Stone Container Corp. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3029 Alcoa, Inc. 1 FW-IE 3.13 3.26 3.39 2015 0 $35,833 $0 $0

DMN3033 Weyerhaeuser-Longview, Wa. 1 FW-IE 2.75 2.80 0.00 2015 0 $35,833 $0 $0

DMN3034 (Ky Facility) C/O Newport Steel Corp. - Newport 1 FW-IE 3.13 3.26 2.97 2015 0 $35,833 $0 $0

DMN3035 Fmc Corporation Fmc Wyoming Corporation 1 FW-IE 1.00 1.00 1.00 2015 0 $35,833 $0 $0

DMN3037 Exxon Co. - Usa Baton Rouge Refinery 1 FW-NONE 1.06 1.06 1.06 2015 2 $35,833 $0 $0

DMN3038 Keyes Fibre Co. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3040 Westvaco Corp 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3042 Allegheny Ludlum Corporation 1 FW-IE 3.13 3.26 0.00 2015 0 $35,833 $0 $0

DMN3043 Bear Island Paper Co., L.L.C. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3044 Pulp And Paper Of America 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3045 Wheeling-Pittsburgh Steel Corp. - Allenport Plant 1 FW-IE 3.13 3.26 0.00 2015 0 $35,833 $0 $0

DMN3046 Rohm And Haas Co., Louisville Plant 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3047 Antioch (Ca) Facility C/O Gaylord Container Corp. 1 M-IE 2.75 2.80 2.75 2015 0 $35,833 $0 $0

DMN3049 American Iron Reduction - Dri Plant 1 FW-IE 1.00 1.00 0.00 2015 0 $35,833 $0 $0

DMN3050 Nicolaus Paper Inc. 1 FW-NONE 2.75 2.80 2.61 2015 3 $35,833 $0 $0

DMN3051 Basf Corporation 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3055 Ipmc Acquisition, L.L.C. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3056 Marathon Ashland Petroleum, Llc 1 L-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3058 Imc Kalium Ogden Corp 1 L-NONE 4.30 4.40 4.48 2015 3 $35,833 $0 $0

DMN3059 Cf&I Steel, L.P. Dba Rocky Mountain Steel Mills 1 FW-IE 3.13 3.26 2.97 2015 0 $35,833 $0 $0

DMN3063 International Paper 1 L-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3064 International Paper-Riegelwood Mill 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3065 Tosco Refining Company San Francisco Area Refinery At Rodeo 1 M-NONE 1.06 1.06 1.06 2015 3 $35,833 $0 $0

DMN3069 Westvaco Corporation 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3071 Westvaco, Kraft Division 1 L-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

M N O P Q R S T U V W

4 164 124 5 6 3 4 164 124

13 14 15 16 17 18 19 20 21 22 23

ICR Costs ICR Costs (Unadjusted)

tial Permitting Costs Initial Permitting Costs

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs

Repermitting 

Costs

Monitoring 

Costs

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting 

Costs

Repermitting 

Costs

Monitoring 

Costs

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

A B C D E F G H I J K L

These costs are used for all economic analyses except for facility-level and firm-level cost-to-revenue anlyses. 5 6 3

1 2 4 5 6 7 8 9 10 11 12

Weights Initial Permitting Costs

Survey ID Facility Name In Scope? ICR Category Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

CT=1, nonCT=0, rec=2, 

no costs=3)

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

DMN3072 El Dorado Refining Co A Div Of Equilon Enterprises Llc1 FW-NONE 1.06 1.06 1.06 2015 2 $35,833 $0 $0

DMN3073 Du Pont C/O Dupont/Cooper River Plant 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3076 Fort James Operating Co. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3077 Evans Chemetics 1 FW-NONE 4.30 4.40 4.48 2015 3 $35,833 $0 $0

DMN3079 International Paper Co./Riverdale Mill 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3080 Marathon Ashland Petroleum Llc 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3081 General Electric Company 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3083 Oconto Falls Tissue, Inc. 1 FW-IE 2.75 2.80 0.00 2015 0 $35,833 $0 $0

DMN3084 Praxair Inc 1 M-IE 4.30 4.40 1.00 2015 0 $35,833 $0 $0

DMN3086 Ispat Inland Inc. 1 M-NONE 3.13 3.26 0.00 2015 3 $35,833 $0 $0

DMN3087 Uss Mon Valley Works, Irvin Plant 1 FW-IE 3.13 3.26 2.97 2015 0 $35,833 $0 $0

DMN3088 Chalmette Refining, L.L.C. 1 FW-IE 1.06 1.06 0.00 2015 0 $35,833 $0 $0

DMN3089 Easton (Ny) Facility C/O Hollingsworth & Vose Co. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3090 Dupont 1 M-NONE 4.30 4.40 9.19 2015 3 $35,833 $0 $0

DMN3091 Weyerhaeuser Rothschild 1 L-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3092 Kimberly-Clark Tissue Company-Marinette 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3093 Smurfit-Stone Container Corp./Brewton 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3096 Chevron Chemical Company, Llc Oak Point Plant 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3098 Green Bay Packaging Inc./Arkansas Kraft Division 1 FW-NONE 2.75 2.80 2.61 2015 2 $35,833 $0 $0

DMN3102 Bayway Refinery Company 1 M-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3103 Smurfit -Stone Container Corp. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3104 Northwest Aluminum 1 FW-NONE 3.13 3.26 3.39 2015 3 $35,833 $0 $0

DMN3106 Us Salt Llc 1 L-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3107 Sappi Fine Paper 1 FW-NONE 2.75 2.80 2.61 2015 3 $35,833 $0 $0

DMN3110 Appleton Papers Inc.-Newton Falls 1 FW-IE 2.75 2.80 0.00 2015 0 $35,833 $0 $0

DMN3111 Conopco, Inc D/B/A Unilever Home & Personal Care Usa 1 M-IE 4.30 0.00 1.00 2015 0 $35,833 $0 $0

DMN3112 Indiana Steel & Wire Acquisition Company, Ltd. 1 FW-NONE 3.13 3.26 0.00 2015 2 $35,833 $0 $0

DMN3114 Garden State Paper Co. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3115 Alliedsignal Inc. 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3116 Boise Cascade Corp 1 FW-IE 2.75 2.80 0.00 2015 0 $35,833 $0 $0

DMN3117 Phillips Petroleum Co. 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3120 Eastman Chemical Company Arkansas Eastman Division1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3121 Four M Paper Corporation 1 FW-IE 2.75 2.80 0.00 2015 0 $35,833 $0 $0

DMN3122 International Paper Co/Lock Haven, Pa 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3123 Citgo Petroleum Corporation Lake Charles Manufacturing Complex Refinery 1 M-NONE 1.06 1.06 1.06 2015 3 $35,833 $0 $0

DMN3124 Goldendale Aluminum Company 1 FW-NONE 3.13 3.26 3.39 2015 3 $35,833 $0 $0

DMN3125 Boise Cascade Corp 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3127 Du Pont C/O E I Du Pont De Nemours & Co., Victoria Plant 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3129 Elf Atochem North America, Inc. 1 M-IE 4.30 4.40 1.00 2015 0 $35,833 $0 $0

DMN3130 Farmland Industries, Inc. 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3131 Alcan Rolled Products Company 1 M-NONE 3.13 3.26 1.00 2015 3 $35,833 $0 $0

DMN3132 Hovensa L.L.C. 1 M-IE 1.06 1.06 0.00 2015 0 $35,833 $0 $0

DMN3133 Ppg Ind. Inc. C/O P.P.G. Industries, Inc. 1 FW-NONE 4.30 4.40 4.48 2015 3 $35,833 $0 $0

DMN3135 Fibermark Inc./Warren Glen 1 FW-IE 2.75 2.80 0.00 2015 0 $35,833 $0 $0

DMN3136 Coastal Eagle Point Oil Company 1 FW-NONE 1.06 1.06 0.00 2015 2 $35,833 $0 $0

DMN3138 Bethlehem Steel Corp. - Burns Harbor Division 1 M-IE 3.13 3.26 2.77 2015 0 $35,833 $0 $0

DMN3144 Plattsburgh (Ny) Facility C/O Georgia-Pacific Corp 1 L-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3145 Du Pont C/O E I Du Pont De Nemours 1 L-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3146 Bayou Steel Corporation 1 FW-NONE 3.13 3.26 2.97 2015 3 $35,833 $0 $0

DMN3147 Motiva Enterprises Llc 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3148 Occidental Chemical Corp. 1 M-IE 4.30 4.40 12.25 2015 0 $35,833 $0 $0

DMN3149 Boise Cascade Corp. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3150 The Procter & Gamble Paper Products Co. 1 FW-IE 2.75 0.00 2.61 2015 0 $35,833 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

M N O P Q R S T U V W

4 164 124 5 6 3 4 164 124

13 14 15 16 17 18 19 20 21 22 23

ICR Costs ICR Costs (Unadjusted)

tial Permitting Costs Initial Permitting Costs

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs

Repermitting 

Costs

Monitoring 

Costs

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting 

Costs

Repermitting 

Costs

Monitoring 

Costs

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

A B C D E F G H I J K L

These costs are used for all economic analyses except for facility-level and firm-level cost-to-revenue anlyses. 5 6 3

1 2 4 5 6 7 8 9 10 11 12

Weights Initial Permitting Costs

Survey ID Facility Name In Scope? ICR Category Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

CT=1, nonCT=0, rec=2, 

no costs=3)

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

DMN3152 Pvs Chemicals, Inc. (Illinois) 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3153 Rohm And Haas Company, Philadelphia Plant 1 FW-NONE 4.30 4.40 4.48 2015 3 $35,833 $0 $0

DMN3154 Ormet Aluminum Mill Products Corporation 1 FW-NONE 3.13 3.26 0.00 2015 3 $35,833 $0 $0

DMN3155 Eastern Paper Co. 1 L-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3156 Bp Exploration & Oil, Inc. Toledo Refinery 1 M-NONE 1.06 1.06 0.00 2015 3 $35,833 $0 $0

DMN3157 Unocal Agricultural Products 1 FW-NONE 4.30 4.40 4.48 2015 3 $35,833 $0 $0

DMN3158 Yorktown Refinery 1 M-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3160 Keystone Steel & Wire Co. - Peoria 1 FW-IE 3.13 3.26 2.97 2015 0 $35,833 $0 $0

DMN3162 Northwestern Steel And Wire Co. 1 FW-IE 3.13 3.26 2.97 2015 0 $35,833 $0 $0

DMN3163 Wheatland Tube Co 1 FW-IE 3.13 0.00 2.97 2015 0 $35,833 $0 $0

DMN3167 Murphy Oil Usa, Inc. Meraux Refinery 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3168 Kemira Pigments, Inc. 1 M-NONE 4.30 4.40 1.10 2015 3 $35,833 $0 $0

DMN3171 Ltv Steel Co., Inc. - Hennepin Works 1 FW-IE 3.13 3.26 2.97 2015 0 $35,833 $0 $0

DMN3175 Pennzoil-Quaker State Company Rouseville Refinery 1 FW-IE 1.06 1.06 0.00 2015 0 $35,833 $0 $0

DMN3177 U.S. Borax Inc. C/O Us Borax And Chemical 1 M-IE 4.30 4.40 1.00 2015 0 $35,833 $0 $0

DMN3178 Willamette Industries Inc. 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3179 Occidental Chemical Corp Niagra Plt 1 M-IE 4.30 4.40 1.00 2015 0 $35,833 $0 $0

DMN3181 Fox River Paper Co. - Appleton Mill 1 FW-IE 2.75 2.80 2.61 2015 0 $35,833 $0 $0

DMN3182 Dexter Corp./Nonwoven Div. 1 FW-NONE 2.75 2.80 2.61 2015 3 $35,833 $0 $0

DMN3183 Crown Vantage Paper Company-Port Huron Mill 1 M-IE 2.75 2.80 4.63 2015 0 $35,833 $0 $0

DMN3185 General Chemical Corp.-Newark Plant 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3186 Sunoco, Inc Marcus Hook Refinery 1 FW-IE 1.06 1.06 1.06 2015 0 $35,833 $0 $0

DMN3188 Bf Goodrich Kalama, Inc. 1 FW-IE 4.30 4.40 4.48 2015 0 $35,833 $0 $0

DMN3190 Occidental Chemical Corp 1 FW-NONE 4.30 4.40 4.48 2015 2 $35,833 $0 $0

DMN3191 Reynolds Metals Co. 1 FW-IE 3.13 3.26 0.00 2015 0 $35,833 $0 $0

DMU3201 Crossett Paper Operations 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3202 Wausau-Mosinee Paper Corp. Specialty Paper Group Pulp And Paper Div. 1 FW-IE 4.47 5.37 4.21 2015 0 $35,833 $0 $0

DMU3203 Wausau Papers Of New Hampshire, Inc. 1 FW-NONE 4.47 5.37 4.21 2015 3 $35,833 $0 $0

DMU3204 Kraft Division 1 FW-IE 1.16 0.00 1.09 2015 0 $35,833 $0 $0

DMU3205 Wisconsin River Division 1 FW-IE 4.47 0.00 4.21 2015 0 $35,833 $0 $0

DMU3206 Westvaco Bleached Board Division 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3207 Tenn Eastman Div, A Div Of Eastman Chemical Co 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3208 Willamette Industries, Johnsonburg Mill 1 FW-NONE 1.66 1.76 1.56 2015 2 $35,833 $0 $0

DMU3209 Silver Bay Power Company 1 M-IE 1.00 1.00 1.18 2015 0 $35,833 $0 $0

DMU3212 Weyerhaeuser Company 1 FW-NONE 4.47 5.37 0.00 2015 2 $35,833 $0 $0

DMU3213 Ltv Steel Mining Company-Schroeder 1 M-IE 1.00 1.00 0.00 2015 0 $35,833 $0 $0

DMU3214 Riverwood International Corp. 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3215 Port Townsend Paper Corporation 1 M-IE 1.66 1.76 0.00 2015 0 $35,833 $0 $0

DMU3217 Wci Steel Incorporated 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3219 International Paper-Georgetown Mill 1 FW-NONE 1.66 1.76 1.56 2015 2 $35,833 $0 $0

DMU3220 Gay & Robinson, Inc. 1 M-NONE 1.00 1.00 1.00 2015 3 $35,833 $0 $0

DMU3221 Taft Plant Union Carbide Corporation 1 FW-IE 1.16 0.00 1.09 2015 0 $35,833 $0 $0

DMU3222 Tenneco Packaging Counce Mill 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3223 Mead-Fine Paper Division 1 FW-NONE 4.47 5.37 4.21 2015 3 $35,833 $0 $0

DMU3224 Palatka Operations C/O Georgia-Pacific Corp 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3226 Uss Mon Valley Works, Edgar Thomson Plant 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3227 Pfizer Inc 1 M-IE 1.66 1.76 2.07 2015 0 $35,833 $0 $0

DMU3228 Clairton Works C/O Usx Corp 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3229 Weirton Steel Corporation 1 FW-IE 1.16 1.25 0.00 2015 0 $35,833 $0 $0

DMU3230 Tate & Lyle Na Sugars Inc. Brooklyn Refinery 1 M-IE 3.39 3.39 1.46 2015 0 $35,833 $0 $0

DMU3231 Ltv Steel Co Inc Indiana Harbor Works 1 M-IE 1.16 1.25 1.37 2015 0 $35,833 $0 $0

DMU3232 U.S. Alliance Coosa Pines Corporation 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3233 Snider Industries, Incorporated C/O Snider Industries, Inc. 1 L-IE 1.00 1.00 1.00 2015 0 $35,833 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

M N O P Q R S T U V W

4 164 124 5 6 3 4 164 124

13 14 15 16 17 18 19 20 21 22 23

ICR Costs ICR Costs (Unadjusted)

tial Permitting Costs Initial Permitting Costs

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs

Repermitting 

Costs

Monitoring 

Costs

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting 

Costs

Repermitting 

Costs

Monitoring 

Costs

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

A B C D E F G H I J K L

These costs are used for all economic analyses except for facility-level and firm-level cost-to-revenue anlyses. 5 6 3

1 2 4 5 6 7 8 9 10 11 12

Weights Initial Permitting Costs

Survey ID Facility Name In Scope? ICR Category Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

CT=1, nonCT=0, rec=2, 

no costs=3)

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

DMU3235 Pulp & Paper Of America 1 FW-IE 1.16 1.25 0.00 2015 0 $35,833 $0 $0

DMU3236 Weyerhaeuser Company 1 FW-IE 1.16 1.25 0.00 2015 0 $35,833 $0 $0

DMU3237 Ltv Steel - Cleveland Works 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3238 Mandan Refinery 1 FW-IE 4.47 5.37 4.21 2015 0 $35,833 $0 $0

DMU3239 Alcoa Inc.-Rockdale Operations 1 L-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3240 Boise Cascade/International Falls 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3241 Georgia-Pacific Corp 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3242 Southeast Paper Manufacturing Co Inc 1 FW-NONE 1.66 1.76 1.56 2015 2 $35,833 $0 $0

DMU3243 Columbus Pulp & Paper Complex 1 FW-NONE 1.66 1.76 1.56 2015 2 $35,833 $0 $0

DMU3245 Longview Fibre Company 1 FW-NONE 1.66 1.76 0.00 2015 3 $35,833 $0 $0

DMU3249 Lindale Manufacturing Inc. C/O Lindale Manufacturing Inc 1 FW-IE 1.00 1.00 1.00 2015 0 $35,833 $0 $0

DMU3250 Madison Paper Industries 1 FW-IE 4.47 5.37 4.21 2015 0 $35,833 $0 $0

DMU3251 General Chemical Corp 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3253 Fort James Operating Company - Green Bay - West 1 FW-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3254 Lone Star Steel Co. 1 L-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3255 Whiting Refinery 1 M-IE 1.16 1.25 1.37 2015 0 $35,833 $0 $0

DMU3256 G.F. Weaton Power Station, Zinc Corporation Of America 1 FW-IE 1.00 0.00 1.00 2015 0 $35,833 $0 $0

DMU3257 Rhinelander Paper Company 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3259 American Crystal Sugar 1 FW-IE 3.39 3.39 2.93 2015 0 $35,833 $0 $0

DMU3260 Sunoco, Inc. (R & M) Philadelphia Refinery 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3261 Alcoa Industrial Chemicals Arkansas Operations 1 FW-IE 4.47 0.00 4.21 2015 0 $35,833 $0 $0

DMU3263 American Optical Corporation, Unit 1 1 FW-IE 4.47 0.00 4.21 2015 0 $35,833 $0 $0

DMU3264 Tate & Lyle North American Sugars Inc - Chalmette Plant 1 FW-IE 3.39 3.39 2.93 2015 0 $35,833 $0 $0

DMU3266 Bethlehem Steel Corporation Lackawanna Coke Division1 M-IE 1.16 1.25 0.00 2015 0 $35,833 $0 $0

DMU3267 Imc-Agrico Company, Uncle Sam Plant 1 FW-IE 1.16 0.00 1.09 2015 0 $35,833 $0 $0

DMU3268 Gillette Company 1 M-NONE 1.00 1.00 1.25 2015 3 $35,833 $0 $0

DMU3269 Ltv Steel Company-Chicago Coke Plant 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3270 S. D. Warren Co. 1 FW-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3271 Georgia-Pacific Corp. 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3272 American Crystal Sugar Co. 1 FW-IE 3.39 3.39 2.93 2015 0 $35,833 $0 $0

DMU3273 International Paper Vicksburg Mill 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3274 International Paper Co. 1 FW-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3275 Colonial Sugar Refinery Savannah Foods & Industries Inc. A Subsidiary Of Imperial Sugar Company 1 FW-IE 3.39 3.39 2.93 2015 0 $35,833 $0 $0

DMU3277 Nekoosa Papers Inc., A Wholly Owned Subsidiary Of Georgia-Pacific Corp. 1 L-IE 4.47 5.37 4.21 2015 0 $35,833 $0 $0

DMU3278 Kimberly-Clark Corporation-Munising Mill 1 M-IE 4.47 5.37 5.27 2015 0 $35,833 $0 $0

DMU3279 Champion Int'L Corp. 1 FW-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3280 Tate & Lyle North American Sugars Inc - Baltimore Refinery 1 M-IE 3.39 3.39 0.00 2015 0 $35,833 $0 $0

DMU3281 Champion International Courtland Mill 1 L-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3282 International Paper Mansfield Mill 1 L-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3283 Ge Company Aircraft Engines 1 M-IE 1.00 1.00 1.25 2015 0 $35,833 $0 $0

DMU3284 Nekoosa Papers Inc., A Wholly Owned Subsidiary Of Georgia-Pacific Corp. 1 L-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3285 Motiva Enterprises Llc-Delaware City Refinery 1 M-IE 1.16 1.25 1.00 2015 0 $35,833 $0 $0

DMU3286 Gorge Energy Div-Sds Lumber Company 1 FW-IE 1.00 1.00 1.00 2015 0 $35,833 $0 $0

DMU3287 Westvaco Corp./Luke Mill 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3288 Bowater Newsprint And Directory Division 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3290 Fort James Operating Company 1 FW-IE 4.47 5.37 4.21 2015 0 $35,833 $0 $0

DMU3291 Alliance Refinery C/O Bp Exploration And Oil Co. 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3292 Champion International Corp. 1 M-IE 1.16 1.25 1.44 2015 0 $35,833 $0 $0

DMU3293 Weyerhaeuser Company 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3294 Inland Paperboard And Packaging, Inc. Rome Linerboard Mill 1 FW-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3295 Adm Corn Processing 1 FW-IE 3.39 3.39 2.93 2015 0 $35,833 $0 $0

DMU3296 Belle, West Virginia Plant 1 FW-NONE 1.16 1.25 1.09 2015 3 $35,833 $0 $0

DMU3297 S.D. Warren Company 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

M N O P Q R S T U V W

4 164 124 5 6 3 4 164 124

13 14 15 16 17 18 19 20 21 22 23

ICR Costs ICR Costs (Unadjusted)

tial Permitting Costs Initial Permitting Costs

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs

Repermitting 

Costs

Monitoring 

Costs

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting 

Costs

Repermitting 

Costs

Monitoring 

Costs

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

A B C D E F G H I J K L

These costs are used for all economic analyses except for facility-level and firm-level cost-to-revenue anlyses. 5 6 3

1 2 4 5 6 7 8 9 10 11 12

Weights Initial Permitting Costs

Survey ID Facility Name In Scope? ICR Category Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

CT=1, nonCT=0, rec=2, 

no costs=3)

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

DMU3298 Cerestar U S A Inc - Hammond Plant 1 M-IE 3.39 3.39 0.00 2015 0 $35,833 $0 $0

DMU3299 Leaf River Forest Products, Inc. 1 FW-NONE 1.66 1.76 0.00 2015 2 $35,833 $0 $0

DMU3300 Smurfit-Stone Container Corp. 1 FW-IE 4.47 5.37 4.21 2015 0 $35,833 $0 $0

DMU3301 Valero Refining Co.-New Jersey 1 FW-IE 4.47 0.00 4.21 2015 0 $35,833 $0 $0

DMU3302 Ppg Industries, Inc. 1 M-IE 1.16 1.25 1.49 2015 0 $35,833 $0 $0

DMU3303 Elkem Metals Company 1 FW-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3304 Fort James Operating Company Savannah River Mill 1 FW-NONE 1.66 1.76 1.56 2015 2 $35,833 $0 $0

DMU3305 E.I. Dupont De Nemours & Co. Inc. 1 FW-IE 1.66 0.00 1.56 2015 0 $35,833 $0 $0

DMU3306 International Paper - Erie Mill 1 M-IE 1.66 1.76 0.00 2015 0 $35,833 $0 $0

DMU3308 Merck & Co., Inc.-Cherokee Plant 1 FW-IE 1.66 0.00 1.56 2015 0 $35,833 $0 $0

DMU3309 Kaiser Aluminum 1 FW-IE 1.16 1.25 0.00 2015 0 $35,833 $0 $0

DMU3311 The Dow Chemical Company 1 FW-NONE 1.16 1.25 1.09 2015 3 $35,833 $0 $0

DMU3312 Thilmany-Div. International Paper Co. 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3313 Finch, Pruyn & Company, Incorporated 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3314 Blandin Paper Company 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3316 E. I. Dupont 1 L-NONE 1.66 1.76 1.56 2015 3 $35,833 $0 $0

DMU3318 Mead Coated Board, Inc. 1 FW-NONE 1.66 1.76 1.56 2015 2 $35,833 $0 $0

DMU3319 P. H. Glatfelter Company 1 FW-IE 1.66 1.76 1.56 2015 0 $35,833 $0 $0

DMU3320 U.S. Steel Group Gary Works 1 M-IE 1.16 1.25 1.37 2015 0 $35,833 $0 $0

DMU3321 Corn Products International, Inc Argo Plant 1 FW-NONE 3.39 3.39 2.93 2015 3 $35,833 $0 $0

DMU3322 Celanese Acetate, Llc (Celco Plant) 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3324 Alcoa Inc. 1 M-IE 4.47 5.37 5.76 2015 0 $35,833 $0 $0

DMU3325 Gulf States Steel, Inc. 1 FW-IE 1.16 1.25 1.09 2015 0 $35,833 $0 $0

DMU3326 Cargill Inc - Corn Milling Division 1 FW-IE 3.39 3.39 2.93 2015 0 $35,833 $0 $0

DMU3327 Consolidated Papers Inc./Biron Wisconsin Rapids Div 1 FW-IE 1.66 0.00 1.56 2015 0 $35,833 $0 $0

DMU3328 Archer Daniels Midland Co. 1 FW-NONE 3.39 3.39 2.93 2015 3 $35,833 $0 $0

DMU3329 The Dow Chemical Company Texas Operations 1 M-IE 1.16 1.25 0.00 2015 0 $35,833 $0 $0

DNU2033 Celanese Acetate Llc-Celriver Plant 1 FW-IE 8.73 8.71 8.73 2015 0 $35,833 $0 $0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

6

7

8

9

10

11

M N O P Q R S T U V W

4 164 124 5 6 3 4 164 124

13 14 15 16 17 18 19 20 21 22 23

ICR Costs ICR Costs (Unadjusted)

tial Permitting Costs Initial Permitting Costs

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs

Repermitting 

Costs

Monitoring 

Costs

Incurred Over 1 

Year, 1 Year Prior 

to Compliance

Incurred Over 1 

Year, Compliance 

Year

Incurred Over 1 

Year, 3 Years Prior 

to Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting 

Costs

Repermitting 

Costs

Monitoring 

Costs

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176

$0 $35,833 $15,708 $0 $33,737 $0 $0 $0 $33,737 $14,789 $0

$0 $35,833 $15,708 $70,676 $33,737 $0 $0 $0 $33,737 $14,789 $66,542

$0 $35,833 $15,708 $63,914 $33,737 $0 $0 $0 $33,737 $14,789 $60,176
Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Number of Facilities (weighted) by Waterbody Type and Performance Standard

2 3 4 5 6 7

Row Index

Waterbody Type IE IE-PS CT-A CT-B Total 1

FW 331 0 0 0 331 2

L 34 0 0 0 34 3

M 78 0 0 0 78 4

All Waterbodies 444 0 0 0 444 5

Performance Standard
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

A B C D E F G H I J

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

2 3 4 5 6 7 8 9 10

Waterbody Type ►

Regulatory Requirements ► IE IE-PS CT-A CT-B IE IE-PS CT-A CT-B IE

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-B L-IE L-IE-PS L-CT-A L-CT-B M-IE

P: Permit Application (One-Time)

P1: Start-up Activities

P1_Read and Understand Rule 331 0 0 0 34 0 0 0 78

P1_Mobilization/Planning 331 0 0 0 34 0 0 0 78

P1_Training 331 0 0 0 34 0 0 0 78

P1_ODC 331 0 0 0 34 0 0 0 78

P2: Permit Application Activities

P2_Statement of Compliance Option Selected 331 0 0 0 34 0 0 0 78

P2_Source Water Physical Data 331 0 0 0 34 0 0 0 78

P2_Configuration and Location of CWIS 331 0 0 0 34 0 0 0 78

P2_Facility Water Balance Diagram 331 0 0 0 34 0 0 0 78

P2_CWIS Operation Narrative 331 0 0 0 34 0 0 0 78

P2_CWS Operation Narrative 331 0 0 0 34 0 0 0 78

P2_Engineering Calculations 331 0 0 0 34 0 0 0 78

P2_Submit Materials for Review by State 331 0 0 0 34 0 0 0 78

P2_Recordkeeping 331 0 0 0 34 0 0 0 78

P2_ODC 331 0 0 0 34 0 0 0 78

P3: Source Water Baseline Biological Characterization Data

P3_Identify Available Data and Document Efforts 331 0 0 0 34 0 0 0 78

P3_Compile and Analyze Existing Data 331 0 0 0 34 0 0 0 78

P3_Submit Data for Review by State 331 0 0 0 34 0 0 0 78

P3_Recordkeeping 331 0 0 0 34 0 0 0 78

P3_ODC 331 0 0 0 34 0 0 0 78

P4: Flow Reduction Information 

P4_Develop Narrative 0 0 0 0 0 0 0 0 0

P4_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

P4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0 0

P4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P4_Recordkeeping 0 0 0 0 0 0 0 0 0

P4_ODC 0 0 0 0 0 0 0 0 0

P5: Proposal for Collection of Information for Comprehensive Demonstration Study

P5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0 0

P5_Description of Proposed and/or Implemented Technologies 0 0 0 0 0 0 0 0 0

P5_Develop Source Water Sampling Plan 0 0 0 0 0 0 0 0 0

P5_Submit Data and Plans for Review 0 0 0 0 0 0 0 0 0

P5_Revise Based on State Review 0 0 0 0 0 0 0 0 0

P5_Recordkeeping 0 0 0 0 0 0 0 0 0

P5_ODC 0 0 0 0 0 0 0 0 0

P6: Source Water Body Flow Information

P6_Gather Information to Characterize Flow (FW River/Stream) 0 0 0 0 0 0 0 0 0

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) 0 0 0 0 0 0 0 0 0

P6_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

P6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P6_Recordkeeping 0 0 0 0 0 0 0 0 0

P6_ODC 0 0 0 0 0 0 0 0 0

FW L
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

K L M N O P Q R

11 12 13 14 15 16 17 18

IE-PS CT-A CT-B IE IE-PS CT-A CT-B

M-IE-PS M-CT-A M-CT-B

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

Total

M All Waterbodies
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

A B C D E F G H I J

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

2 3 4 5 6 7 8 9 10

Waterbody Type ►

Regulatory Requirements ► IE IE-PS CT-A CT-B IE IE-PS CT-A CT-B IE

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-B L-IE L-IE-PS L-CT-A L-CT-B M-IE

FW L

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

P7: Design and Construction Technology Plan

P7_Delineate Hydraulic Zone of Influence 0 0 0 0 0 0 0 0 0

P7_Develop Narrative Description of Technologies (Impingement) 0 0 0 0 0 0 0 0 0

P7_Perform Engineering Calculations (Impingement) 0 0 0 0 0 0 0 0 0

P7_Develop Narrative Description of Technologies (Entrainment) 0 0 0 0 0 0 0 0 0

P7_Perform Engineering Calculations (Entrainment) 0 0 0 0 0 0 0 0 0

P7_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0 0

P7_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P7_Recordkeeping 0 0 0 0 0 0 0 0 0

P7_ODC 0 0 0 0 0 0 0 0 0

P8: Impingement Mortality & Entrainment Characterization Study

P8_Implement Offshore Freshwater Monitoring 0 0 0 0 0 0 0 0 0

P8_Impingement Monitoring Freshwater 0 0 0 0 0 0 0 0 0

P8_Entrainment Monitoring Freshwater 0 0 0 0 0 0 0 0 0

P8_Biological Study Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0 0

P8_Implement Offshore Marine Monitoring 0 0 0 0 0 0 0 0 0

P8_Impingement Monitoring Marine 0 0 0 0 0 0 0 0 0

P8_Entrainment Monitoring Marine 0 0 0 0 0 0 0 0 0

P8_Biological Study Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0 0

P8_Profile of Source Water Biota 0 0 0 0 0 0 0 0 0

P8_Identification of Critical Species 0 0 0 0 0 0 0 0 0

P8_Description of Additional Stresses 0 0 0 0 0 0 0 0 0

P8_Write Study based on Results and Submit for Review by State 0 0 0 0 0 0 0 0 0

P8_Recordkeeping 0 0 0 0 0 0 0 0 0

P8_Finalize study based on State review 0 0 0 0 0 0 0 0 0

P9: Pilot Study for New Impingement & Entrainment Technology

P9_Calculate Reduction in Impingement Mortality and Entrainment 0 0 0 0 0 0 0 0 0

P9_Perform Engineering Estimates of Efficacy 0 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment 0 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only 0 0 0 0 0 0 0 0 0

P9_Perform Impingement Monitoring (Freshwater) 0 0 0 0 0 0 0 0 0

P9_Perform Entrainment Monitoring (Freshwater) 0 0 0 0 0 0 0 0 0

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine Impingment and Entrainment 0 0 0 0 0 0 0 0 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyMarine- Impingement Only 0 0 0 0 0 0 0 0 0

P9_Perform Impingement Monitoring (Marine) 0 0 0 0 0 0 0 0 0

P9_Perform Entrainment Monitoring (Marine) 0 0 0 0 0 0 0 0 0

P9_Pilot Study Entrainment Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0 0

P9_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P9_Recordkeeping 0 0 0 0 0 0 0 0 0

P9_ODC 0 0 0 0 0 0 0 0 0

P10: Information to Support Site-Specific Determination of BTA

P10_Perform Comprehensive Cost Evaluation Study 0 0 0 0 0 0 0 0 0

P10_Perform Valuation of Monetized Benefits 0 0 0 0 0 0 0 0 0

P10_Evaluate Detailed Mortality Data 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

K L M N O P Q R

11 12 13 14 15 16 17 18

IE-PS CT-A CT-B IE IE-PS CT-A CT-B

M-IE-PS M-CT-A M-CT-B

Total

M All Waterbodies

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

A B C D E F G H I J

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

2 3 4 5 6 7 8 9 10

Waterbody Type ►

Regulatory Requirements ► IE IE-PS CT-A CT-B IE IE-PS CT-A CT-B IE

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-B L-IE L-IE-PS L-CT-A L-CT-B M-IE

FW L

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

P10_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

P10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P10_Recordkeeping 0 0 0 0 0 0 0 0 0

P10_ODC 0 0 0 0 0 0 0 0 0

P11: Site-Specific Technology Plan

P11_Develop Narrative Description of Technologies 0 0 0 0 0 0 0 0 0

P11_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0 0

P11_Develop Design Calculations, Drawings, & Estimates 0 0 0 0 0 0 0 0 0

P11_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

P11_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

P11_Recordkeeping 0 0 0 0 0 0 0 0 0

P11_ODC 0 0 0 0 0 0 0 0 0

P12: Verification Monitoring Plan

P12_Develop Verification Monitoring Plan 0 0 0 0 0 0 0 0 0

P12_Submit Data and Plans for Review 0 0 0 0 0 0 0 0 0

P12_Revise Based on State Review 0 0 0 0 0 0 0 0 0

P12_Recordkeeping 0 0 0 0 0 0 0 0 0

P12_ODC 0 0 0 0 0 0 0 0 0

P13: Permitting Process Capital and O&M Costs

P13_Purchase and Installation of Remote Monitoring Device 0 0 0 0 0 0 0 0 0

P13_ODC 0 0 0 0 0 0 0 0 0

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater)

A1_Monthly Sample Collection 331 0 0 0 34 0 0 0 0

A1_Onsite Analysis of Samples 331 0 0 0 34 0 0 0 0

A1_Perform Statistical Analysis 331 0 0 0 34 0 0 0 0

A1_Record Keeping 331 0 0 0 34 0 0 0 0

A1_ODC 331 0 0 0 34 0 0 0 0

A2: Biological Monitoring for Impingement (Marine)

A2_Monthly Sample Collection 0 0 0 0 0 0 0 0 78

A2_Onsite Analysis of Samples 0 0 0 0 0 0 0 0 78

A2_Perform Statistical Analysis 0 0 0 0 0 0 0 0 78

A2_Record Keeping 0 0 0 0 0 0 0 0 78

A2_ODC 0 0 0 0 0 0 0 0 78

A3: Biological Monitoring for Entrainment (Freshwater)

A3_Biweekly Sample Collection 0 0 0 0 0 0 0 0 0

A3_Handling and Preparation of Samples 0 0 0 0 0 0 0 0 0

A3_Laboratory Analysis to Identify & Enumerate Entrained 

Freshwater Biota 0 0 0 0 0 0 0 0 0

A3_Perform Statistical Analysis 0 0 0 0 0 0 0 0 0

A3_Recordkeeping 0 0 0 0 0 0 0 0 0

A3_ODC 0 0 0 0 0 0 0 0 0

A4: Biological Monitoring for Entrainment (Marine)

A4_Biweekly Sample Collection 0 0 0 0 0 0 0 0 0

A4_Handling and Preparation of Samples 0 0 0 0 0 0 0 0 0

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine 

Biota 0 0 0 0 0 0 0 0 0

A4_Perform Statistical Analysis 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

K L M N O P Q R

11 12 13 14 15 16 17 18

IE-PS CT-A CT-B IE IE-PS CT-A CT-B

M-IE-PS M-CT-A M-CT-B

Total

M All Waterbodies

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

A B C D E F G H I J

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

2 3 4 5 6 7 8 9 10

Waterbody Type ►

Regulatory Requirements ► IE IE-PS CT-A CT-B IE IE-PS CT-A CT-B IE

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-B L-IE L-IE-PS L-CT-A L-CT-B M-IE

FW L

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

A4_Recordkeeping 0 0 0 0 0 0 0 0 0

A4_ODC 0 0 0 0 0 0 0 0 0

A5: Visual or Remote Inspections

A5_Visually or Remotely Inspect All InstalledTechnologies 331 0 0 0 34 0 0 0 78

A5_Recordkeeping 331 0 0 0 34 0 0 0 78

A5_ODC 331 0 0 0 34 0 0 0 78

A6: Yearly Status Report Activities

A6_Report on Inspection and Maintenance 331 0 0 0 34 0 0 0 78

A6_Detail Biological Monitoring Results 331 0 0 0 34 0 0 0 78

A6_Compile and Submit Report 331 0 0 0 34 0 0 0 78

A6_Recordkeeping 331 0 0 0 34 0 0 0 78

A6_ODC 331 0 0 0 34 0 0 0 78

A7: Verification Study 

A7_Monthly Sample Collection #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

A7_Handling and Preparation of Samples #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

A7_Perform Statistical Analysis #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

A7_Submit Monitoring Results & Study Analysis #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

A7_Record Keeping #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

A7_ODC 0 0 0 0 0 0 0 0 0

A8: Facility Annual O&M Costs 

A8_Operation of Remote Monitoring Device* #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

A8_ODC #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

R: Repermit Application (Every 5 Years)

R1: Start-up Activities

R1_Read and Understand Rule 331 0 0 0 34 0 0 0 78

R1_Mobilization/Planning 331 0 0 0 34 0 0 0 78

R1_Training 331 0 0 0 34 0 0 0 78

R1_ODC 331 0 0 0 34 0 0 0 78

R2: Permit Application Activities

R2_Source Water Physical Data 331 0 0 0 34 0 0 0 78

R2_Configuration and Location of CWIS 331 0 0 0 34 0 0 0 78

R2_Facility Water Balance Diagram 331 0 0 0 34 0 0 0 78

R2_CWIS Operation Narrative 331 0 0 0 34 0 0 0 78

R2_CWS Operation Narrative 331 0 0 0 34 0 0 0 78

R2_Engineering Calculations 331 0 0 0 34 0 0 0 78

R2_Submit Materials for Review by State 331 0 0 0 34 0 0 0 78

R2_Recordkeeping 331 0 0 0 34 0 0 0 78

R2_ODC 331 0 0 0 34 0 0 0 78

R3: Source Water Baseline Biological Characterization Data

R3_Identify Available Data and Document Efforts 331 0 0 0 34 0 0 0 78

R3_Compile and Analyze Existing Data 331 0 0 0 34 0 0 0 78

R3_Submit Data for Review by State 331 0 0 0 34 0 0 0 78

R3_Recordkeeping 331 0 0 0 34 0 0 0 78

R3_ODC 331 0 0 0 34 0 0 0 78

R4: Flow Reduction Information 

R4_Develop Narrative 0 0 0 0 0 0 0 0 0

R4_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

K L M N O P Q R

11 12 13 14 15 16 17 18

IE-PS CT-A CT-B IE IE-PS CT-A CT-B

M-IE-PS M-CT-A M-CT-B

Total

M All Waterbodies

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

0 0 0 0 0 0 0 0

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 444 0 0 0 444

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

A B C D E F G H I J

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

2 3 4 5 6 7 8 9 10

Waterbody Type ►

Regulatory Requirements ► IE IE-PS CT-A CT-B IE IE-PS CT-A CT-B IE

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-B L-IE L-IE-PS L-CT-A L-CT-B M-IE

FW L

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

R4_Document Minimization of Make-up and Blowdown 0 0 0 0 0 0 0 0 0

R4_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

R4_Recordkeeping 0 0 0 0 0 0 0 0 0

R4_ODC 0 0 0 0 0 0 0 0 0

R5: Proposal for Collection of Information for Comprehensive Demonstration Study

R5_Description of Historical Studies that will be Used 0 0 0 0 0 0 0 0 0

R5_Description of Proposed and/or Implemented Technologies 0 0 0 0 0 0 0 0 0

R5_Develop Source Water Sampling Plan 0 0 0 0 0 0 0 0 0

R5_Submit Data and Plans for Review 0 0 0 0 0 0 0 0 0

R5_Revise Based on State Review 0 0 0 0 0 0 0 0 0

R5_Recordkeeping 0 0 0 0 0 0 0 0 0

R5_ODC 0 0 0 0 0 0 0 0 0

R6: Source Water Body Flow Information

R6_Gather Information to Characterize Flow (FW River/Stream) 0 0 0 0 0 0 0 0 0

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir) 0 0 0 0 0 0 0 0 0

R6_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

R6_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

R6_Recordkeeping 0 0 0 0 0 0 0 0 0

R6_ODC 0 0 0 0 0 0 0 0 0

R7: Design and Construction Technology Plan

R7_Delineate Hydraulic Zone of Influence 0 0 0 0 0 0 0 0 0

R7_Develop Narrative Description of Technologies (Impingement) 0 0 0 0 0 0 0 0 0

R7_Perform Engineering Calculations (Impingement) 0 0 0 0 0 0 0 0 0

R7_Develop Narrative Description of Technologies (Entrainment) 0 0 0 0 0 0 0 0 0

R7_Perform Engineering Calculations (Entrainment) 0 0 0 0 0 0 0 0 0

R7_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0 0

R7_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

R7_Recordkeeping 0 0 0 0 0 0 0 0 0

R7_ODC 0 0 0 0 0 0 0 0 0

R8: Impingement Mortality & Entrainment Characterization Study

R8_Implement Offshore Freshwater Monitoring 0 0 0 0 0 0 0 0 0

R8_Impingement Monitoring Freshwater 0 0 0 0 0 0 0 0 0

R8_Entrainment Monitoring Freshwater 0 0 0 0 0 0 0 0 0

R8_Biological Study Laboratory Analysis (Freshwater) 0 0 0 0 0 0 0 0 0

R8_Implement Offshore Marine Monitoring 0 0 0 0 0 0 0 0 0

R8_Impingement Monitoring Marine 0 0 0 0 0 0 0 0 0

R8_Entrainment Monitoring Marine 0 0 0 0 0 0 0 0 0

R8_Biological Study Laboratory Analysis (Marine) 0 0 0 0 0 0 0 0 0

R8_Profile of Source Water Biota 0 0 0 0 0 0 0 0 0

R8_Identification of Critical Species 0 0 0 0 0 0 0 0 0

R8_Description of Additional Stresses 0 0 0 0 0 0 0 0 0

R8_Write Study based on Results and Submit for Review by State 0 0 0 0 0 0 0 0 0

R8_Recordkeeping 0 0 0 0 0 0 0 0 0

R8_Finalize study based on State review 0 0 0 0 0 0 0 0 0

R9: Information to Support Site-Specific Determination of BTA

R9_Perform Comprehensive Cost Evaluation Study 0 0 0 0 0 0 0 0 0

R9_Perform Valuation of Monetized Benefits 0 0 0 0 0 0 0 0 0

R9_Evaluate Detailed Mortality Data 0 0 0 0 0 0 0 0 0

R9_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

K L M N O P Q R

11 12 13 14 15 16 17 18

IE-PS CT-A CT-B IE IE-PS CT-A CT-B

M-IE-PS M-CT-A M-CT-B

Total

M All Waterbodies

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

A B C D E F G H I J

Number of Facilities Required to Perform ICR Each ICR Activity, by ICR Category

2 3 4 5 6 7 8 9 10

Waterbody Type ►

Regulatory Requirements ► IE IE-PS CT-A CT-B IE IE-PS CT-A CT-B IE

ICR Activity ▼ ICR Category ► FW-IE FW-IE-PS FW-CT-A FW-CT-B L-IE L-IE-PS L-CT-A L-CT-B M-IE

FW L

241

242

243

244

245

246

247

248

249

250

251

R9_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

R9_Recordkeeping 0 0 0 0 0 0 0 0 0

R9_ODC 0 0 0 0 0 0 0 0 0

R10: Site-Specific Technology Plan

R10_Develop Narrative Description of Technologies 0 0 0 0 0 0 0 0 0

R10_Document that Technologies Are Optimal 0 0 0 0 0 0 0 0 0

R10_Develop Design Calculations, Drawings, & Estimates 0 0 0 0 0 0 0 0 0

R10_Perform Engineering Calculations 0 0 0 0 0 0 0 0 0

R10_Submit Data and Analysis for Review 0 0 0 0 0 0 0 0 0

R10_Recordkeeping 0 0 0 0 0 0 0 0 0

R10_ODC 0 0 0 0 0 0 0 0 0
Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

K L M N O P Q R

11 12 13 14 15 16 17 18

IE-PS CT-A CT-B IE IE-PS CT-A CT-B

M-IE-PS M-CT-A M-CT-B

Total

M All Waterbodies

241

242

243

244

245

246

247

248

249

250

251

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0
Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Number of Facilities for which States Must Review Permit and Monitoring Information

2 3 4 5 6 7

Performace Standard ► IE IE-PS CT-A CT-B Total

Total number of facilities► 444 0 0 0 444

SP: Initial Permitting Activities

SP1: Director Start-up Activities Associated Facility Activity ▼

SP1_Read and Understand Rule 46

SP1_Mobilization/Planning 46

SP1_raining 46

SP1_ODC 46

SP2: Director Permit Issuance Activities P: Permit Application (One-Time) 444 0 0 0

SP2_Review Source Water Physical Data P2_Submit Materials for Review by State 444 0 0 0 444

SP2_Review CWIS Data P2_Submit Materials for Review by State 444 0 0 0 444

SP2_Review CWS Operation Narrative P2_Submit Materials for Review by State 444 0 0 0 444

SP2_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study

P5_Submit Data and Plans for Review

0 0 0 0 0

SP2_Review Source Water Body Flow Information P6_Submit Data and Analysis for Review 0 0 0 0 0

SP2_Review Design and Construction Technology Plan P7_Submit Data and Analysis for Review 0 0 0 0 0

SP2_Review Impingement Mortality & Entrainment 

Characterization Study

P8_Write Study based on Results and 

Submit for Review by State 0 0 0 0 0

SP2_Review Pilot Study for New Impingement & 

Entrainment Technology

P9_Submit Data and Analysis for Review

0 0 0 0 0

SP2_Review Restoration Measures 10% of facilities 0 0 0 0 0

SP2_Review Information to Support Site-Specific 

Determination of BTA

P10_Submit Data and Analysis for Review

0 0 0 0 0

SP2_Determine Monitoring Frequency A6_Compile and Submit Report 444 0 0 0 444

SP2_Determine Record keeping and Reporting Frequency

A6_Compile and Submit Report 

444 0 0 0 444

SP2_Establish Requirements for Site-Specific Technology

P11_Submit Data and Analysis for Review

0 0 0 0 0

SP2_Considering Public Comments All facilities 444 0 0 0 444

SP2_Issuing Permit All facilities 444 0 0 0 444

SP2_Permit Record Keeping All facilities 444 0 0 0 444

SP2_ODC All facilities 444 0 0 0 444

SP3: Verification Study Review A7: Verification Study #N/A #N/A #N/A #N/A #N/A

SP3_Review of Verification Studies

A7_Submit Monitoring Results & Study 

Analysis #N/A #N/A #N/A #N/A #N/A

SP3_Permit Modification Due to Unfavorable Results

A7_Submit Monitoring Results & Study 

Analysis #N/A #N/A #N/A #N/A #N/A

SP3_Record Keeping

A7_Submit Monitoring Results & Study 

Analysis #N/A #N/A #N/A #N/A #N/A

SP3_ODC All facilities #N/A #N/A #N/A #N/A #N/A

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements

SP4_Document Environmental Conditions within Watershed

per NPDES authority
Number of Facilities for which States Must Review Permit and Monitoring Information

2 3 4 5 6 7

Performace Standard ► IE IE-PS CT-A CT-B Total

Total number of facilities► 444 0 0 0 444

SP4_Include Supporting Historical Studies, Calculations, & 

Analyses

SP4_Submit Documentation

SP4_Record Keeping

SP4_ODC

SA: Annual Director Activities A: Monitoring (Annual) 444 0 0 0

SA_Review of Yearly Status Report A6_Compile and Submit Report 444 0 0 0 444

SA_Compliance Tracking A6_Compile and Submit Report 444 0 0 0 444

SA_Determination on Monitoring Frequency Reduction A6_Compile and Submit Report 444 0 0 0 444

SA_Record Keeping A6_Compile and Submit Report 444 0 0 0 444

SA_ODC All facilities 444 0 0 0 444

SR: Director Permit Reissuance Activities R: Repermit Application (Every 5 Years)

444 0 0 0

SR_Review Source Water Physical Data R2_Submit Materials for Review by State 444 0 0 0 444

SR_Review CWIS Data R2_Submit Materials for Review by State 444 0 0 0 444

SR_Review CWS Operation Narrative R2_Submit Materials for Review by State 444 0 0 0 444

SR_Review Proposal for Collection of Information for 

Comprehensive Demonstration Study

R5_Submit Data and Plans for Review

0 0 0 0 0

SR_Review Source Water Body Flow Information R6_Submit Data and Analysis for Review 0 0 0 0 0

SR_Review Design and Construction Technology Plan R7_Submit Data and Analysis for Review 0 0 0 0 0

SR_Review Impingement Mortality & Entrainment 

Characterization Study

R8_Write Study based on Results and 

Submit for Review by State 0 0 0 0 0

SR_Review Pilot Study for New Impingement & Entrainment 

Technology

P9_Submit Data and Analysis for Review

0 0 0 0 0

SR_Review Restoration Measures 10% of facilities 0 0 0 0 0

SR_Review Information to Support Site-Specific 

Determination of BTA

R9_Submit Data and Analysis for Review

0 0 0 0 0

SR_Determine Monitoring Frequency A6_Compile and Submit Report 444 0 0 0 444

SR_Determine Record keeping and Reporting Frequency A6_Compile and Submit Report 444 0 0 0 444

SR_Establish Requirements for Site-Specific Technology

R10_Submit Data and Analysis for Review

0 0 0 0 0

SR_Considering Public Comments All facilities 444 0 0 0 444

SR_Issuing Permit All facilities 444 0 0 0 444

SR_Permit Record Keeping All facilities 444 0 0 0 444

SR_ODC All facilities 444 0 0 0 444
Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Facility Hour Burden Estimates for ICR Activities

Activity Group, Activity Complying Facilities Burden per facility (hours) Total Burden

P: Permit Application (One-Time) 247,049

P1: Start-up Activities 19,072

P1_Read and Understand Rule 444 25 11,088

P1_Mobilization/Planning 444 13 5,766

P1_Training 444 5 2,218

P1_ODC 444 0 0

P2: Permit Application Activities 109,553

P2_Statement of Compliance Option Selected 444 2 887

P2_Source Water Physical Data 444 58 25,725

P2_Configuration and Location of CWIS 444 15 6,653

P2_Facility Water Balance Diagram 444 3 1,331

P2_CWIS Operation Narrative 444 56 24,838

P2_CWS Operation Narrative 444 56 24,838

P2_Engineering Calculations 444 40 17,741

P2_Submit Materials for Review by State 444 6 2,661

P2_Recordkeeping 444 11 4,879

P2_ODC 444 0 0

P3: Source Water Baseline Biological Characterization Data 118,424

P3_Identify Available Data and Document Efforts 444 128 56,772

P3_Compile and Analyze Existing Data 444 116 51,450

P3_Submit Data for Review by State 444 8 3,548

P3_Recordkeeping 444 15 6,653

P3_ODC 444 0 0

P4: Flow Reduction Information 0

P4_Develop Narrative 0 24 0

P4_Perform Engineering Calculations 0 16 0

P4_Document Minimization of Make-up and Blowdown 0 46 0

P4_Submit Data and Analysis for Review 0 8 0

P4_Recordkeeping 0 14 0

P4_ODC 0 0 0

P5: Proposal for Collection of Information for Comprehensive Demonstration Study 0

P5_Description of Historical Studies that will be Used 0 62 0

P5_Description of Proposed and/or Implemented Technologies 0 28 0

P5_Develop Source Water Sampling Plan 0 120 0

P5_Submit Data and Plans for Review 0 12 0

P5_Revise Based on State Review 0 32 0

P5_Recordkeeping 0 18 0

P5_ODC 0 0 0
Facility Hour Burden Estimates for ICR Activities

Activity Group, Activity Complying Facilities Burden per facility (hours) Total Burden

P6: Source Water Body Flow Information 0

P6_Gather Information to Characterize Flow (FW River/Stream) 0 32 0

P6_Water Body Thermal Stratification Narrative (Lake/Reservoir) 0 44 0

P6_Perform Engineering Calculations 0 40 0

P6_Submit Data and Analysis for Review 0 16 0

P6_Recordkeeping 0 12 0

P6_ODC 0 0 0

P7: Design and Construction Technology Plan 0

P7_Delineate Hydraulic Zone of Influence 0 15 0

P7_Develop Narrative Description of Technologies (Impingement) 0 24 0

P7_Perform Engineering Calculations (Impingement) 0 15 0

P7_Develop Narrative Description of Technologies (Entrainment) 0 24 0

P7_Perform Engineering Calculations (Entrainment) 0 15 0

P7_Document that Technologies Are Optimal 0 46 0

P7_Submit Data and Analysis for Review 0 6 0

P7_Recordkeeping 0 11 0

P7_ODC 0 0 0

P8: Impingement Mortality & Entrainment Characterization Study 0

P8_Implement Offshore Freshwater Monitoring 0 4419 0

P8_Impingement Monitoring Freshwater 0 2209 0

P8_Entrainment Monitoring Freshwater 0 1689 0

P8_Biological Study Laboratory Analysis (Freshwater) 0 0 0

P8_Implement Offshore Marine Monitoring 0 8533 0

P8_Impingement Monitoring Marine 0 4246 0

P8_Entrainment Monitoring Marine 0 3232 0

P8_Biological Study Laboratory Analysis (Marine) 0 0 0

P8_Profile of Source Water Biota 0 172 0

P8_Identification of Critical Species 0 115 0

P8_Description of Additional Stresses 0 86 0

P8_Write Study based on Results and Submit for Review by State 0 280 0

P8_Recordkeeping 0 63 0

P8_Finalize study based on State review 0 56 0

P9: Pilot Study for New Impingement & Entrainment Technology 0

P9_Calculate Reduction in Impingement Mortality and Entrainment 0 180 0

P9_Perform Engineering Estimates of Efficacy 0 76 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater Impingement and Entrainment 0 0 0

P9_Purchase, Installation & Operation of Pilot Study TechnologyFreshwater-Impingement Only 0 0 0

P9_Perform Impingement Monitoring (Freshwater) 0 661 0

P9_Perform Entrainment Monitoring (Freshwater) 0 541 0

P9_Pilot Study Entrainment Laboratory Analysis (Freshwater) 0 0 0

P9_Purchase, Installation & Operation of Pilot Study Technology-Marine 

Impingment and Entrainment 0 0 0
Facility Hour Burden Estimates for ICR Activities

Activity Group, Activity Complying Facilities Burden per facility (hours) Total Burden

P9_Purchase, Installation & Operation of Pilot Study Technology-MarineImpingement Only 0 0 0

P9_Perform Impingement Monitoring (Marine) 0 831 0

P9_Perform Entrainment Monitoring (Marine) 0 675 0

P9_Pilot Study Entrainment Laboratory Analysis (Marine) 0 0 0

P9_Submit Data and Analysis for Review 0 52 0

P9_Recordkeeping 0 46 0

P9_ODC 0 0 0

P10: Information to Support Site-Specific Determination of BTA** 0

P10_Perform Comprehensive Cost Evaluation Study 0 80 0

P10_Perform Valuation of Monetized Benefits 0 480 0

P10_Evaluate Detailed Mortality Data 0 44 0

P10_Perform Engineering Calculations 0 50 0

P10_Submit Data and Analysis for Review 0 16 0

P10_Recordkeeping 0 30 0

P10_ODC 0 0 0

P11: Site-Specific Technology Plan** 0

P11_Develop Narrative Description of Technologies 0 28 0

P11_Document that Technologies Are Optimal 0 54 0

P11_Develop Design Calculations, Drawings, & Estimates 0 28 0

P11_Perform Engineering Calculations 0 68 0

P11_Submit Data and Analysis for Review 0 6 0

P11_Recordkeeping 0 14 0

P11_ODC 0 0 0

P12: Verification Monitoring Plan 0

P12_Develop Verification Monitoring Plan 0 112 0

P12_Submit Data and Plans for Review 0 2 0

P12_Revise Based on State Review 0 8 0

P12_Recordkeeping 0 6 0

P12_ODC 0 0 0

P13: Permitting Process Capital and O&M Costs 0

P13_Purchase and Installation of Remote Monitoring Device 0 0 0

P13_ODC 0 0 0

A: Monitoring (Annual)

A1: Biological Monitoring for Impingement (Freshwater) 168,100

A1_Monthly Sample Collection 444 150 66,530

A1_Onsite Analysis of Samples 444 160 70,966

A1_Perform Statistical Analysis 444 44 19,516

A1_Record Keeping 444 25 11,088

A1_ODC 444 0 0
Facility Hour Burden Estimates for ICR Activities

Activity Group, Activity Complying Facilities Burden per facility (hours) Total Burden

A2: Biological Monitoring for Impingement (Marine) 213,606

A2_Monthly Sample Collection 444 194 86,223

A2_Onsite Analysis of Samples 444 207 91,723

A2_Perform Statistical Analysis 444 54 23,773

A2_Record Keeping 444 27 11,887

A2_ODC 444 0 0

A3: Biological Monitoring for Entrainment (Freshwater) 0

A3_Biweekly Sample Collection 0 328 0

A3_Handling and Preparation of Samples 0 172 0

A3_Laboratory Analysis to Identify & Enumerate Entrained Freshwater 

Biota 0 0 0

A3_Perform Statistical Analysis 0 84 0

A3_Recordkeeping 0 30 0

A3_ODC 0 0 0

A4: Biological Monitoring for Entrainment (Marine) 0

A4_Biweekly Sample Collection 0 422 0

A4_Handling and Preparation of Samples 0 218 0

A4_Laboratory Analysis to Identify & Enumerate Entrained Marine Biota

0 0 0

A4_Perform Statistical Analysis 0 103 0

A4_Recordkeeping 0 33 0

A4_ODC 0 0 0

A5: Visual or Remote Inspections 112,214

A5_Visually or Remotely Inspect All InstalledTechnologies 444 232 102,900

A5_Recordkeeping 444 21 9,314

A5_ODC 444 0 0

A6: Yearly Status Report Activities 143,705

A6_Report on Inspection and Maintenance 444 32 14,193

A6_Detail Biological Monitoring Results 444 88 39,031

A6_Compile and Submit Report 444 176 78,062

A6_Recordkeeping 444 28 12,419

A6_ODC 444 0 0

A7: Verification Study 

A7_Monthly Sample Collection #N/A #N/A #N/A

A7_Handling and Preparation of Samples #N/A #N/A #N/A

A7_Perform Statistical Analysis #N/A #N/A #N/A

A7_Submit Monitoring Results & Study Analysis #N/A #N/A #N/A

A7_Record Keeping #N/A #N/A #N/A

A7_ODC 0 0 0

A8: Facility Annual O&M Costs 

A8_Operation of Remote Monitoring Device* #N/A #N/A #N/A

A8_ODC #N/A #N/A #N/A
Facility Hour Burden Estimates for ICR Activities

Activity Group, Activity Complying Facilities Burden per facility (hours) Total Burden

R: Repermit Application (Every 5 Years) 108,666

R1: Start-up Activities 5,766

R1_Read and Understand Rule 444 8 3,548

R1_Mobilization/Planning 444 3 1,331

R1_Training 444 2 887

R1_ODC 444 0 0

R2: Permit Application Activities 65,200

R2_Source Water Physical Data 444 18 7,984

R2_Configuration and Location of CWIS 444 3 1,331

R2_Facility Water Balance Diagram 444 3 1,331

R2_CWIS Operation Narrative 444 42 18,628

R2_CWS Operation Narrative 444 42 18,628

R2_Engineering Calculations 444 30 13,306

R2_Submit Materials for Review by State 444 3 1,331

R2_Recordkeeping 444 6 2,661

R2_ODC 444 0 0

R3: Source Water Baseline Biological Characterization Data 37,700

R3_Identify Available Data and Document Efforts 444 38 16,854

R3_Compile and Analyze Existing Data 444 35 15,524

R3_Submit Data for Review by State 444 3 1,331

R3_Recordkeeping 444 9 3,992

R3_ODC 444 0 0

R4: Flow Reduction Information 0

R4_Develop Narrative 0 7 0

R4_Perform Engineering Calculations 0 5 0

R4_Document Minimization of Make-up and Blowdown 0 14 0

R4_Submit Data and Analysis for Review 0 2 0

R4_Recordkeeping 0 4 0

R4_ODC 0 0 0

R5: Proposal for Collection of Information for Comprehensive Demonstration Study 0

R5_Description of Historical Studies that will be Used 0 19 0

R5_Description of Proposed and/or Implemented Technologies 0 8 0

R5_Develop Source Water Sampling Plan 0 35 0

R5_Submit Data and Plans for Review 0 4 0

R5_Revise Based on State Review 0 9 0

R5_Recordkeeping 0 5 0

R5_ODC 0 0 0

R6: Source Water Body Flow Information 0

R6_Gather Information to Characterize Flow (FW River/Stream) 0 10 0

R6_Water Body Thermal Stratification Narrative (Lake/Reservoir) 0 13 0

R6_Perform Engineering Calculations 0 12 0

R6_Submit Data and Analysis for Review 0 5 0

R6_Recordkeeping 0 4 0

R6_ODC 0 0 0

R7: Design and Construction Technology Plan 0
Facility Hour Burden Estimates for ICR Activities

Activity Group, Activity Complying Facilities Burden per facility (hours) Total Burden

R7_Delineate Hydraulic Zone of Influence 0 8 0

R7_Develop Narrative Description of Technologies (Impingement) 0 12 0

R7_Perform Engineering Calculations (Impingement) 0 8 0

R7_Develop Narrative Description of Technologies (Entrainment) 0 12 0

R7_Perform Engineering Calculations (Entrainment) 0 8 0

R7_Document that Technologies Are Optimal 0 23 0

R7_Submit Data and Analysis for Review 0 3 0

R7_Recordkeeping 0 6 0

R7_ODC 0 0 0

R8: Impingement Mortality & Entrainment Characterization Study 0

R8_Implement Offshore Freshwater Monitoring 0 28 0

R8_Impingement Monitoring Freshwater 0 11 0

R8_Entrainment Monitoring Freshwater 0 11 0

R8_Biological Study Laboratory Analysis (Freshwater) 0 0 0

R8_Implement Offshore Marine Monitoring 0 408 0

R8_Impingement Monitoring Marine 0 306 0

R8_Entrainment Monitoring Marine 0 18 0

R8_Biological Study Laboratory Analysis (Marine) 0 0 0

R8_Profile of Source Water Biota 0 52 0

R8_Identification of Critical Species 0 35 0

R8_Description of Additional Stresses 0 26 0

R8_Write Study based on Results and Submit for Review by State 0 83 0

R8_Recordkeeping 0 20 0

R8_Finalize study based on State review 0 17 0

R9: Information to Support Site-Specific Determination of BTA** 0

R9_Perform Comprehensive Cost Evaluation Study 0 24 0

R9_Perform Valuation of Monetized Benefits 0 144 0

R9_Evaluate Detailed Mortality Data 0 13 0

R9_Perform Engineering Calculations 0 15 0

R9_Submit Data and Analysis for Review 0 8 0

R9_Recordkeeping 0 16 0

R9_ODC 0 0 0

R10: Site-Specific Technology Plan** 0

R10_Develop Narrative Description of Technologies 0 8 0

R10_Document that Technologies Are Optimal 0 16 0

R10_Develop Design Calculations, Drawings, & Estimates 0 8 0

R10_Perform Engineering Calculations 0 20 0

R10_Submit Data and Analysis for Review 0 3 0

R10_Recordkeeping 0 8 0

R10_ODC 0 0 0
Option IM Only Everywhere (2+MGD)

Weights P3-Survey Compliance Year

Compliance Window Beginning

Compliance Window End

Compliance Window (yrs)

Period prior to compliance (yrs)

Period after compliance (yrs)

Compliance timeframe

State ICR Hour Burden Estimates for Review of Facility 

Information

2 3 4

NPDES Authorities Burden per 

Director Cost per Director

SP: Initial Permitting Activities

SP1: Director Start-up Activities $5,024

SP1_Read and Understand Rule 46 24 $1,253

SP1_Mobilization/Planning 46 40 $2,190

SP1_raining 46 36 $1,521

SP1_ODC 46 0 $60

Year-explicit Assignment of ICR Hour Burden for Non-CT Facilities

CT hour assignment below ↓

SP: Initial Permitting Activities

SP2: Director Permit Issuance Activities

SP2_Review Source Water Physical Data 444 8 $366

SP2_Review CWIS Data 444 24 $1,099

SP2_Review CWS Operation Narrative 444 24 $1,099

SP2_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 32 $1,670

SP2_Review Source Water Body Flow Information 0 8 $366

SP2_Review Design and Construction Technology Plan 0 32 $1,875

SP2_Review Impingement Mortality & Entrainment Characterization Study 0 450 $27,970

SP2_Review Pilot Study for New Impingement & Entrainment Technology 0 32 $1,670

SP2_Review Restoration Measures 0 500 $29,940

SP2_Review Information to Support Site-Specific Determination of BTA 0 1,000 $59,880

SP2_Determine Monitoring Frequency 444 8 $366

SP2_Determine Record keeping and Reporting Frequency 444 8 $366

SP2_Establish Requirements for Site-Specific Technology 0 32 $1,466

SP2_Considering Public Comments 444 32 $1,670

SP2_Issuing Permit 444 8 $332

SP2_Permit Record Keeping 444 4 $165

SP2_ODC 444 0 $357

SP3: Verification Study Review 

SP3_Review of Verification Studies #N/A 6 $288

SP3_Permit Modification Due to Unfavorable Results #N/A 14 $654

SP3_Record Keeping #N/A 1 $30

SP3_ODC #N/A 0 $12

SP4: Alternative Regulatory Requirements

SP4_Document Alternative Regulatory Requirements 0 36 $1,726

SP4_Document Environmental Conditions within Watershed 0 48 $2,301

SP4_Include Supporting Historical Studies, Calculations, & Analyses 0 100 $4,452

SP4_Submit Documentation 0 4 $121

Complying 

Facilities (Non-CT)

Burden per 

facility

Cost per facility
State ICR Hour Burden Estimates for Review of Facility 

Information

2 3 4

NPDES Authorities Burden per 

Director Cost per Director

SP4_Record Keeping 0 4 $174

SP4_ODC 0 0 $119

SA: Annual Director Activities

SA_Review of Yearly Status Report 444 18 $863

SA_Compliance Tracking 444 16 $733

SA_Determination on Monitoring Frequency Reduction 444 12 $575

SA_Record Keeping 444 4 $174

SA_ODC 444 0 $30

SR: Director Permit Reissuance Activities

SR_Review Source Water Physical Data 444 3 $144

SR_Review CWIS Data 444 7 $327

SR_Review CWS Operation Narrative 444 7 $327

SR_Review Proposal for Collection of Information for Comprehensive 

Demonstration Study 0 10 $522

SR_Review Source Water Body Flow Information 0 3 $144

SR_Review Design and Construction Technology Plan 0 9 $534

SR_Review Impingement Mortality & Entrainment Characterization Study 0 135 $8,391

SR_Review Pilot Study for New Impingement & Entrainment Technology 0 10 $522

SR_Review Restoration Measures 0 150 $8,982

SR_Review Information to Support Site-Specific Determination of BTA 0 300 $17,964

SR_Determine Monitoring Frequency 444 3 $144

SR_Determine Record keeping and Reporting Frequency 444 3 $144

SR_Establish Requirements for Site-Specific Technology 0 9 $406

SR_Considering Public Comments 444 10 $522

SR_Issuing Permit 444 2 $79

SR_Permit Record Keeping 444 1 $30

SR_ODC 444 0 $357
Option IM Only Everywhere (2+MGD) Non-CT CT

Weights P3-Survey Compliance Year 2015 2020

Compliance Window Beginning 2013 2018

Period Average Hours

Average Cost 

(Millions 2008$) Compliance Window End 2017 2022

2010-2022 #N/A $2.19 Compliance Window (yrs) 5 5

2023-2064 #N/A $1.37 Period prior to compliance (yrs) 2 2

Period after compliance (yrs) 2 2

Compliance timeframe

Distributed Hours by Year

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

Year Non CT CT 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021

2010 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2011 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2012 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2013 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2014 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2015 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2016 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2017 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2018 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2019 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2020 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2021 #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2022 22,177 0 0 0 0 0 0 0 0 0 0 0 4,435 4,435

2023 22,177 0 0 0 0 0 0 0 0 0 0 0 0 4,435

2024 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2025 38,144 0 0 0 0 0 0 0 0 0 0 0 0 0

2026 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2027 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2028 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2029 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2030 38,144 0 0 0 0 0 0 0 0 0 0 0 0 0

2031 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2032 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2033 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2034 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2035 38,144 0 0 0 0 0 0 0 0 0 0 0 0 0

2036 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2037 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2038 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2039 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2040 38,144 0 0 0 0 0 0 0 0 0 0 0 0 0

2041 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2042 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2043 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2044 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2045 38,144 0 0 0 0 0 0 0 0 0 0 0 0 0

43

Undistributed Hours by Year
#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 2035 2036 2037 2038

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

4,435 4,435 4,435 0 0 0 0 0 0 0 0 0 0 0 0 0 0

4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0 0 0 0 0 0

4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0 0 0 0 0

0 7,629 7,629 7,629 7,629 7,629 0 0 0 0 0 0 0 0 0 0 0

0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0 0 0

0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0 0

0 0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0

0 0 0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0

0 0 0 0 0 0 7,629 7,629 7,629 7,629 7,629 0 0 0 0 0 0

0 0 0 0 0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0

0 0 0 0 0 0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0

0 0 0 0 0 0 0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0

0 0 0 0 0 0 0 0 0 0 4,435 4,435 4,435 4,435 4,435 0 0

0 0 0 0 0 0 0 0 0 0 0 7,629 7,629 7,629 7,629 7,629 0

0 0 0 0 0 0 0 0 0 0 0 0 4,435 4,435 4,435 4,435 4,435

0 0 0 0 0 0 0 0 0 0 0 0 0 4,435 4,435 4,435 4,435

0 0 0 0 0 0 0 0 0 0 0 0 0 0 4,435 4,435 4,435

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4,435 4,435

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7,629

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2039 2040 2041 2042 2043 2044 2045 2046 2047 2048 2049 2050 2051 2052 2053

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

4,435 0 0 0 0 0 0 0 0 0 0 0 0 0 0

4,435 4,435 0 0 0 0 0 0 0 0 0 0 0 0 0

4,435 4,435 4,435 0 0 0 0 0 0 0 0 0 0 0 0

7,629 7,629 7,629 7,629 0 0 0 0 0 0 0 0 0 0 0

4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0 0 0

0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0 0

0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0 0

0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0 0 0 0

0 0 0 0 7,629 7,629 7,629 7,629 7,629 0 0 0 0 0 0
Distributed Hours by Year

#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

Year Non CT CT 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021

Undistributed Hours by Year

2046 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2047 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2048 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2049 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2050 38,144 0 0 0 0 0 0 0 0 0 0 0 0 0

2051 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2052 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0

2053 22,177 0 0 0 0 0 0 0 0 0 0 0 0 0
#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 2035 2036 2037 2038

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
#N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A

2039 2040 2041 2042 2043 2044 2045 2046 2047 2048 2049 2050 2051 2052 2053 0 0 0 0 0 4,435 4,435 4,435 4,435 4,435 0 0 0 0

0

000000 4,435 4,435 4,435 4,435 4,4350000

0000000 4,435 4,435 4,435 4,435 4,435000

00000000 4,435 4,435 4,435 4,435 4,43500

000000000 7,629 7,629 7,629 7,629 7,6290

0000000000 4,435 4,435 4,435 4,435 4,435

00000000000 4,435 4,435 4,435 4,435

000000000000 4,435 4,435 4,435
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

A B C

Assumptions

Number of Permitting Authorities

Number of Entities Total

States (including territories, etc.) 56

NPDES Authorities 46

Labor Assumptions

Loaded Hourly Rate (2008$)

Facility Management $99.90

Junior Technical (Facility) $47.20

CAD Operator $40.00

Clerical (Facility) $20.50

Contracted Manager $116.90

Biologist $65.70

Statistician $77.20

Biological Technician $44.20

Senior Technical $65.00

Junior Technical (State) $39.40

Clerical (State) $30.30

For more information on the compilation of these rates, refer to Labor_Rates.xls Facility Contracted State

Labor Categories*