This section of the FEDERAL REGISTER

contains regulatory documents having general

applicability and legal effect, most of which

are keyed to and codified in the Code of

Federal Regulations, which is published under

50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by

the Superintendent of Documents. Prices of

new books are listed in the first FEDERAL

REGISTER issue of each week.

Rules and Regulations Federal Register

42863 

Vol. 78, No. 138 

Thursday, July 18, 2013 

1Public Law 106–102, 113 Stat. 1338 (1999). 

2 15 U.S.C. 78(q)(i). 

3Supervised Investment Bank Holding 

Companies, Exchange Act Release No. 49831 (Jun. 

8, 2004), 69 FR 34472 (Jun. 21, 2004) (adopting 

Exchange Act Rules 17i–1 through 17i–8 to 

implement Exchange Act section 17(i)). See also 

Supervised Investment Bank Holding Companies, 

Exchange Act Release No. 48694 (Oct. 24, 2003), 68 

FR 62910 (Nov. 6, 2003) (proposing rules to 

implement Exchange Act section 17(i)). 

DEPARTMENT OF HOMELAND 

SECURITY 

8 CFR Part 208 

Procedures for Asylum and 

Withholding of Removal 

CFR Correction 

■ In Title 8 of the Code of Federal 

Regulations, revised as of January 1, 

2013, on page 157, in § 208.13, 

paragraph (c)(2)(ii) is moved to the end 

of the section, following paragraph 

(c)(2)(i)(F). 

[FR Doc. 2013–17385 Filed 7–17–13; 8:45 am] 

BILLING CODE 1505–01–D 

DEPARTMENT OF HOMELAND 

SECURITY 

8 CFR Part 245 

Adjustment of Status to That of Person 

Admitted for Permanent Residence 

CFR Correction 

■ In Title 8 of the Code of Federal 

Regulations, revised as of January 1, 

2013, on page 568, in § 245.15, the 

heading for paragraph (g) is reinstated 

after paragraph (f)(2) and before 

paragraph (g)(1) to read as follows: 

§ 245.15 Adjustment of status of certain 

Haitian nationals under the Haitian Refugee 

Immigrant Fairness Act of 1998 (HRIFA). 

* * * * * 

(g) Jurisdiction for filing of 

applications— * * * 

* * * * * 

[FR Doc. 2013–17387 Filed 7–17–13; 8:45 am] 

BILLING CODE 1505–01–D 

DEPARTMENT OF JUSTICE 

Executive Office for Immigration 

Review 

8 CFR Part 1003 

Professional Conduct for Practitioners 

CFR Correction 

■ In Title 8 of the Code of Federal 

Regulations, revised as of January 1, 

2013, on page 857, in § 1003.108, the 

following words are added to the end of 

the second sentence in paragraph (a): 

‘‘before the filing of a Notice of Intent 

to Discipline.’’ 

[FR Doc. 2013–17392 Filed 7–17–13; 8:45 am] 

BILLING CODE 1505–01–D 

DEPARTMENT OF JUSTICE 

Executive Office for Immigration 

Review 

8 CFR Part 1208 

Procedures for Asylum and 

Withholding of Removal 

CFR Correction 

■ In Title 8 of the Code of Federal 

Regulations, revised as of January 1, 

2013, on page 885, in § 1208.13, 

paragraph (c)(2)(ii) is moved to after 

paragraph (c)(2)(i)(F). 

[FR Doc. 2013–17394 Filed 7–17–13; 8:45 am] 

BILLING CODE 1501–01–D 

SECURITIES AND EXCHANGE 

COMMISSION 

17 CFR Parts 200 and 240 

[Release No. 34–69979] 

RIN 3235–AL35 

Rescission of Supervised Investment 

Bank Holding Company Rules 

AGENCY: Securities and Exchange 

Commission. 

ACTION: Final rule. 

SUMMARY: The Securities and Exchange 

Commission (the ‘‘Commission’’) is 

rescinding rules under the Securities 

Exchange Act of 1934 (the ‘‘Exchange 

Act’’) that established the Commission’s 

program for supervising investment 

bank holding companies. The 

Commission is taking this action 

pursuant to the Dodd-Frank Wall Street 

Reform and Consumer Protection Act 

(the ‘‘Dodd-Frank Act’’), which 

eliminated the applicable section 

effective July 21, 2011. The Commission 

also is rescinding certain exemptive 

provisions in its broker-dealer risk 

assessment rules and delegation of 

authority rules that pertain to the 

supervised investment bank holding 

company program rules that are being 

rescinded. 

DATES: Effective Date: July 18, 2013. 

FOR FURTHER INFORMATION CONTACT: 

Michael A. Macchiaroli, Associate 

Director, at (202) 551–5525; Thomas K. 

McGowan, Deputy Associate Director, at 

(202) 551–5521; Randall W. Roy, 

Assistant Director, at (202) 551–5522; 

Mark M. Attar, Branch Chief, at (202) 

551–5889; Carrie A. O’Brien, Special 

Counsel, at (202) 551–5640, or Rachel B. 

Yura, Attorney, at (202) 551–5729, 

Division of Trading and Markets, 

Securities and Exchange Commission, 

100 F Street NE., Washington, DC 

20549–7010. 

SUPPLEMENTARY INFORMATION: The 

Commission is rescinding Exchange Act 

Rules 17i–1 through 17i–8 and making 

conforming amendments to Exchange 

Act Rules 17h–1T and 17h–2T and Rule 

30–3 of the Commission’s Rules of 

Organization and Program Management. 

I. Discussion 

Section 17(i) of the Exchange Act, 

promulgated under section 231 of the 

Gramm-Leach-Bliley Act of 1999,1

authorized the Commission to create a 

regulatory framework pursuant to which 

a holding company of a broker-dealer 

could elect to be supervised by the 

Commission as a supervised investment 

bank holding company (‘‘SIBHC’’).2 On 

June 8, 2004, the Commission adopted 

Exchange Act Rules 17i–1 through 17i– 

8 to implement the framework for 

Commission supervision of SIBHCs 

under section 17(i).3


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