EX 10.8 Part 2




SCHEDULE 1 
Guarantors
Geokinetics Inc.
Advanced Seismic Technology, Inc.
Geokinetics Acquisition Company 
Geokinetics Processing, Inc.
Geokinetics Management, Inc.
Geokinetics International Holdings, Inc.
Geokinetics International, Inc.
Geokinetics USA, Inc.
Geokinetics Services Corp.





Schedule 1
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SCHEDULE 2 
Collateral Documents for Effective Date
Pledge and Security Agreement
Guaranty

Schedule 2
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SCHEDULE 1.01A 
Existing Indebtedness


	
				
	COUNTRY
	DESCRIPTION
	FACE AMOUNT IN USD
	MATURITY DATE

	United States
	Equipment Financing
	$529,246
	Various

	Brazil
	Banco Bradesco – Equipment Financing


	$3,173,566
	Various

	Brazil
	Factoring Agreement dated 7/25/2012 with RED FUNDO DE INVESTIMENTO EM DIREITOS CREDITÓRIOS PETROBRAS FORNECEDORES


	$0
	7/25/2014

	Mexico
	Credit Agreement for up to $7,624,760 dated November 22, 2011 between Geokinetics de Mexico, S.A. de C.V. and Navix de Mexico, S.A. de C.V., Sociedad, Financiera de Objeto Multiple, Entidad no Regulada


	$1,337,909
	11/29/2013

	Australia
	Equipment Financing
	$580,480
	Various








Available Overdraft Facilities


	
								
	COUNTRY
	FINANCIAL INSTITUTION
	AMOUNT 
IN USD
	AMOUNT OUTSTANDING

	Brazil
	Banco Itau
	

	$50,000
	

	

	$0
	


	Brazil
	Banco Bradesco
	

	$300,000
	

	

	$0
	


	Brazil
	Banco do Brasil
	

	$200,000
	

	

	$0
	
















Schedule 1.01A
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SCHEDULE 1.01B 
Foreign Subsidiaries
Geokinetics Processing, UK Ltd. (United Kingdom)
Geokinetics Exploration, Inc. (Alberta, Canada)
Geokinetics Singapore PTE. LTD. (Singapore)
Geokinetics Singapore Operations PTE. LTD. (Singapore)
Geokinetics (Australasia) PTY LTD (Australia)
Foresight Australia PTY LTD (Australia)
Geokinetics Geophysical do Brasil Ltda. (Brazil)
Geokinetics Egypt LLC (Egypt)
Grant Geophysical Saudi Arabia L.L.C. (Saudi Arabia)
Geokinetics Geophysical Malaysia Sdn. Bhd. (Malaysia)
P.T. Geokinetics Indonesia (Indonesia)
Geokinetics FZE (Dubai,United Arab Emirates)
Geokinetics International Services, Inc. (Cayman)
Geokinetics Global Services, Inc. (Cayman)
Geokinetics Enterprises, Inc. (Cayman)
Geofisica Geokinetics Bolivia SRL (Bolivia)
Geokinetics Exploration Peru SAC. (Peru)
Geokinetics Onshore Peru S.A.C. (Peru) 
Geokinetics Onshore Servicios S.A.C. (Peru) 
Andina de GeoFisica S.A.C. (Peru)
Geokinetics de Mexico S.A. de C.V. (Mexico)
Geokinetics Administracion y Servicios S.A. de C.V. (Mexico)
Grant Geofisical de Mexico S.A. de C.V. (Mexico)
Geokinetics Exploration Morocco SARL (Morocco)

Schedule 1.01B
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Geokinetics (Malta) Holdings Ltd. (Malta)
Geokinetics (Malta) Ltd. (Malta) 
Grant Geophysical Nicaragua, S.A. (Nicaragua)





Schedule 1.01B
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SCHEDULE 1.01C 
Immaterial Subsidiaries
Geokinetics Global Services, Inc. 
Geokinetics Processing, UK Ltd. 
Geokinetics Singapore PTE. LTD.
Geokinetics FZE  
Geokinetics Enterprises, Inc.
Geokinetics Singapore Operations PTE. LTD. 
Foresight Australia PTY LTD 
Geokinetics International Services, Inc.
Geokinetics Onshore Servicios S.A.C.





Schedule 1.01C
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SCHEDULE 1.01D 
Non-Loan Party Indebtedness


	
				
	COUNTRY
	DESCRIPTION
	FACE AMOUNT IN USD
	MATURITY DATE

	Brazil
	Banco Bradesco – Equipment Financing


	$3,173,566
	Various

	Brazil
	Factoring Agreement dated 7/25/2012 with RED FUNDO DE INVESTIMENTO EM DIREITOS CREDITÓRIOS PETROBRAS FORNECEDORES


	$0
	7/25/2014

	Mexico
	Credit Agreement for up to $7,624,760 dated November 22, 2011 between Geokinetics de Mexico, S.A. de C.V. and Navix de Mexico, S.A. de C.V., Sociedad, Financiera de Objeto Multiple, Entidad no Regulada


	$1,337,909
	11/29/2013

	Australia
	Equipment Financing
	$580,480
	Various








Available Overdraft Facilities


	
						
	COUNTRY
	FINANCIAL INSTITUTION
	AMOUNT 
IN USD
	AMOUNT OUTSTANDING

	Brazil
	Banco Itau
	$50,000
	

	$0
	


	Brazil
	Banco Bradesco
	$300,000
	

	$0
	


	Brazil
	Banco do Brasil
	$200,000
	

	$0
	














Schedule 1.01D
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SCHEDULE 1.01E 
Permitted Senior Liens
Collateralized Letters of Credit and Bonds
	
						
	Line of Credit
/ CD#
	

Entity
	Originating
Bank
	

Beneficiary
	USD
Amount
	Maturity
Date

	

LGM7092000975


	Geokinetics
Geophysical Malaysia Sdn. Bhd.
	



OCBC Bank
(Malaysia) Bhd
	



Customer – Malaysia Project
	







$5,732
	







2/28/13

	

LGM7092000900


	Geokinetics
Geophysical Malaysia Sdn. Bhd.
	



OCBC Bank
(Malaysia) Bhd
	



Customer – Malaysia Project
	







$322,581
	





1/26/13

	14470
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$25,000
	

8/24/13

	14123
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$112,500
	

7/31/13

	15294
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$125,000
	

9/21/13

	15293
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$150,000
	

9/21/13

	15772
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$75,000
	

10/10/13

	15775
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$75,000
	

10/10/13

	15776
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$75,000
	

10/10/13

	16925
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$10,000
	

1/10/14

	17520
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$10,000
	

1/13/14

	18111
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$77,245
	

12/10/13

	18112
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$10,000
	

12/14/13





Schedule 1.01E
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	Line of Credit
/ CD#
	

Entity
	Originating
Bank
	

Beneficiary
	USD
Amount
	Maturity
Date

	18483
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$25,000
	

12/19/13

	21082
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$250,000
	

1/18/14

	23178
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco


	

$100,000
	

2/12/14

	11947
	Geokinetics
Services Corp.
	Wells Fargo Bank N.A.
	Banque Exterieure d’Algerie
	

$21,359
	

4/28/13

	12827
	Geokinetics
Services Corp.
	Wells Fargo Bank N.A.
	Banque Exterieure d’Algerie
	

$61,820
	

6/20/13

	7600
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

American Express


	

$500,000
	

4/12/13

	13356
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Kuehne & Nagel


	

$33,000
	

6/15/13

	13927
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	Customer – Bangladesh Project


	

$1,456,376
	

3/31/13

	17525
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	Fleetcor Technologies


	

$180,000
	

12/5/13








Collateral Deposits




	
			
	

COUNTRY
	PARTY
	

USD AMOUNT

	United States
	Wells Fargo Bank N.A.
	$50,000

	United States
	Wells Fargo Bank N.A.
	$200,000

	United States
	Indemco
	$500,000

	Brazil
	Banco do Brazil
	$2,038,000









Schedule 1.01E
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SCHEDULE 2.01 
Commitments
	
				
	Name of Lender
	Commitment

	ASOF II Investments, LLC
	$
	14,478,519
	


	American Securities Opportunities Fund, LP
	

	$993,346
	


	American Securities Opportunities Fund (B), L.P.
	

	$62,710
	


	ECF Value Fund, L.P.
	

	$2,351,131
	


	ECF Value Fund II, L.P.
	

	$4,853,631
	


	ECF Value Fund International, LTD.
	

	$2,260,663
	


	Total
	

	$25,000,000
	










Schedule 2.01
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SCHEDULE 2.02(b) 
Backstop Commitments
	
						
	Name of Backstop DIP Lender
	Backstop Commitment
	Percentage

	ASOF II Investments, LLC
	

	$0
	

	57.91407933000000
	%

	American Securities Opportunities Fund, LP
	

	$0
	

	3.973383180000000
	%

	American Securities Opportunities Fund (B), L.P.
	

	$0
	

	0.2508385100000000
	%

	ECF Value Fund, L.P.
	

	$0
	

	9.404525550000000
	%

	ECF Value Fund II, L.P.
	

	$0
	

	19.414522870000000
	%

	ECF Value Fund International, LTD.
	

	$0
	

	9.0426505600000
	%

	Total
	

	$0
	

	100
	%









Schedule 2.02(b)
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SCHEDULE 2.05(b) 
Exempted Dispositions and Casualty Events Existing as of Effective Date


None.

Schedule 2.05(b)
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SCHEDULE 2.07 
Chapter 11 Plan Treatment Terms
Capitalized terms used herein and not otherwise defined shall have the meanings attributed to them in the Agreement.
Pursuant to the Joint Chapter 11 Plan of Reorganization of Geokinetics Inc., et al. (as amended or modified with consent of the Backstop DIP Lenders, the “Plan”), subject to the occurrence of the effective date of the Plan (the “Plan Effective Date”), the DIP Agent shall receive for the ratable account of the Lenders the DIP Equity Distribution in full settlement, release and discharge of the Outstanding Amount of the Loans.  The “DIP Equity Distribution” means the new common stock of reorganized Geokinetics Inc. (“New Common Stock”) to be issued on the Plan Effective Date and to be distributed to the Lenders commencing on the Plan Effective Date, in an amount which shall be calculated by converting the Outstanding Amount of the Loans1 to New Common Stock at a 20% discount to the value of the New Common Stock to be issued pursuant to the Plan as of the Plan Effective Date.  The value of the New Common Stock is $224 million based on the enterprise value of the Debtors as set forth in the Solicitation and Disclosure Statement for the Joint Chapter 11 Plan of Geokinetics Inc., et al. (the “Disclosure Statement”).
The calculation of the percentage of shares of New Common Stock to be issued as part of the DIP Equity Distribution (the “DIP Lender Shares”) shall be determined using the following formula:
Outstanding Amount of the Loans ÷ $179.2 million2 = percentage of aggregate shares of New Common Stock to be issued as part of the DIP Equity Distribution.3 
 
For example, if the Outstanding Amount of the Loans on the Plan Effective Date is $25 million and if there are 600,000 shares of New Common Stock to be issued in the aggregate, then the distribution of shares shall be calculated as follows:


$25 million ÷ $179.2 million = 14%


	
		
	DIP Equity Distribution    (14% of 600,000)
	84,000 shares

	Noteholder Distribution4 (86% of 600,000)
	516,000 shares

	Total
	600,000 shares




    ___________________________
 
1 This may include other amounts to the extent owed as provided in the Plan.
2 This amount represents the aggregate value of the New Common Stock to be distributed pursuant to the Plan at a 20% discount to the value ($224 million) set forth in section C of the Valuation Analysis attached as Exhibit E to the Disclosure Statement. 
3 Any fractional share resulting from such calculation shall be rounded down to the nearest whole number, and no cash payments shall be made in connection with such rounding.
4 The “Noteholder Distribution” means the shares of New Common Stock to be issued to holders of the 9.75% Senior Secured Notes Due 2014 pursuant to section III.C(iv) of the Plan.

Schedule 2.07
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SCHEDULE 5.03  
Governmental Authorizations and Filings 
None.





Schedule 5.03
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SCHEDULE 5.06  
Litigation
Threatened:


		
	1.
	Francis and Erma Franson v. Geokinetics Inc.


		
	a.
	This is threatened property damage litigation arising from drilling performed on Plaintiffs' property in North Dakota. Settlement negotiations are underway with local counsel in North Dakota.  A formal lawsuit has not been filed.  Settlement offer has not yet been accepted or rejected.  


		
	2.
	Insurance Reimbursement Claim from Fidelity against Geokinetics USA, Inc. (“GOK”)


		
	a.
	Fidelity is seeking reimbursement for the settlement of claims on a project in which GOK acted as a subcontractor.  There is a dispute as to whether Fidelity is due reimbursement. A client wants to be reimbursed for damage claims it settled as a result of work which GOK performed.  GOK’s position is that the claims are the responsibility of Fidelity.  The reimbursement requested is $293,000.  There are 2 property owners that have not settled and have requested an increase in the funds offered.  The status of these two claims is outstanding.


Pending:


		
	1.
	Ronald and Paula Herman v. Geokinetics Inc. and Geokinetics USA, Inc. (collectively, “GOK”) (Case No. 2012-7429 in the Court of Common Pleas Washington County, Washington County, Pennsylvania)


		
	a.
	Plaintiffs contend that GOK, following the completion of seismic activities on the Plaintiff's property, negligently disassembled and gathered wire, electrical products and batteries, causing a fire on the Plaintiff's property. The fire destroyed a section of woods near Plaintiff's home, as well as a drain pipe that runs underneath Plaintiff's driveway. Plaintiff requested arbitration on their petition.


		
	2. 
	Suzanne Hedden v. Geokinetics Inc. (“GOK”) (filed in the District Court of Elbert County, Colorado)


		
	a.
	Plaintiff claims GOK trespassed on her property and is interfering with the enjoyment of said property.  Plaintiff further claims GOK's equipment is emitting radio beams, sickening she and her six dogs. GOK has filed a Motion to Dismiss and Plaintiff has responded with a Motion to set aside the Motion to Dismiss. The claim value is $500,000 plus punitive damages. GOK would be responsible for the first $100,000 and GOK’s insurance would bear the remainder.





Schedule 5.06
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SCHEDULE 5.07(b)(i)  
Owned Real Property
None.

Schedule 5.07(b)(i)
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SCHEDULE 5.07(b)(ii)  
Leased Real Property
Geokinetics Inc.


		
	1.
	Lease Agreement dated October 16, 2007 between Nickson Westland Industrial, LLC and Geokinetics Inc. (Repair, shipping and receiving facility on 14401 West Rd. Houston, TX)




		
	2.
	Lease Agreement dated October 17, 2007 between Nickson 14411 West Road Industrial, LLC and Geokinetics Inc. (Repair facility on 14411 West Rd. Houston, TX)




		
	3.
	Lease Agreement dated April 19, 2007 and Amendments dated November 13, 2007, July 22, 2008 and September 27, 2010 between EMC Hotel, LTD. and Geokinetics Inc. (Corporate Headquarters Houston, TX)




		
	4.
	Lease Agreement effective December 1, 2010 between Westchase Forest Apartment Homes and Geokinetics Inc. (Apartment - Houston, TX)




		
	5.
	Lease Agreement dated June 6, 2011 between Camden Oak Crest Apartment Community and Geokinetics Inc. (Apartment - Houston, TX)




		
	6.
	Lease Agreement dated February 1, 2009 between Mary Jane Couch Gillam and PGS Onshore, Inc. (subsequently assigned to Geokinetics Inc.) (Apartment - Alaska).




Geokinetics USA, Inc. (formerly Quantum Geophysical, Inc.)


		
	1.
	Lease Agreement dated June 23, 2010 between Hershey Leasing Company and Geokinetics USA, Inc. (Office - Canonsburg, Pennsylvania)




		
	2.
	Sublease Agreement dated August 10, 2010 between K&K Recycling, Inc. and Geokinetics USA, Inc. (Equipment Storage – Alaska)




		
	3.
	Lease Agreement dated August 9, 2007 and Amendment dated August 19, 2010 between Delta Leasing LLC and Geokinetics USA, Inc. (Office lease (Trailer) - Alaska)




		
	4.
	Lease Agreement dated December 28, 2010 between Dale and Shirley Hinz and Geokinetics USA, Inc. (Office – Ault, Colorado)




		
	5.
	Lease Agreement dated December 12, 2001 and Extension dated June 1, 2011 between Geokinetics USA, Inc. and Alaska Dreams, Inc. (Office/Shop/Storage - Alaska)




		
	6.
	Lease Agreement dated July 1, 2010 and Extension dated July 1, 2011 between Brice Sukakpak LLC and Geokinetics USA, Inc. (Equipment Storage – Alaska)




		
	7.
	Lease Agreement dated June 20, 2006 and Assignment and 1st Amendment dated May 1, 2011 between Geokinetics USA, Inc. and SJ/JL Calais Office I, LLC (Office – Alaska)




		
	8.
	Lease Agreement dated September 15, 2012 between WSCB Properties, Ltd. And Geokinetics USA, Inc. (Equipment Storage – Rosenberg, Texas)



Schedule 5.07(b)(ii)
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Geokinetics Acquisition Company (formerly PGS Onshore, Inc.)


		
	1.
	Lease Agreement between PGS Onshore, Inc. and C-2 Real Estate Holdings, LTD. dated August 15, 2007 (Warehouse Facility – Stafford, Texas)




Geokinetics International, Inc. (formerly Grant Geophysical (Int’l), Inc.)


		
	1.
	Lease Agreement dated December 28, 2009 between Geokinetics International, Inc. and Lieutenant General Mohd Aminul Karim ( Office Lease – Dhaka, Bangladesh)




		
	2.
	Lease Agreement dated August 1, 2010 between Geokinetics International, Inc. and Md. Quazi Nasir Uddin Ahmed (Land lease – Barisal, Bangladesh)




		
	3.
	Sublease Agreement dated May 26, 2011 between Geokinetics International, Inc. and Geokinetics (Malta) Holdings Ltd (Office – Tunis, Tunisia)




		
	4.
	Lease agreement dated March 1, 2011 between Geokinetics International, Inc. and Admarie Heimann (Office and Staff House – San Fernando, Trinidad)




Geokinetics International, Inc. Branches



Schedule 5.07(b)(ii)
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BRANCH
	

LOCATION
	

LESSOR
	PROPERTY DESCRIPTION

	Angola
	Viana, Angola
	Fabrico de Plasticos Kwanza, Lda
	Warehouse

	Angola
	Luanda, Angola
	Genea Administracao
	Staff Apartment

	Angola
	Luanda, Angola
	Germano Miguel Sacavumbi
	Staff Apartment

	Angola
	Luanda, Angola
	Globo Service SA
	Processing Office

	Angola
	Luanda, Angola
	Khiber International Comercio,
Importacao, Exportacao, LDA
	Office

	Angola
	Luanda, Angola
	Khiber International Comercio, Importacao, Exportacao, LDA
	Office

	Angola
	Muxima, Angola
	Pedro Luis Masela de Almeida- Motel Katondo
	Crew
Accommodations

	Angola
	Noblesse, Angola
	Jose Manuel Pedro
	Staff Apartment

	Brunei
	Brunei
	Eversolve Business Services
	Office &
Warehouse

	Brunei
	Brunei
	Leong Ngoh Leng
	Staff House

	Colombia
	Bogota, Colombia
	TecnologiaInmobiliar ia S.A.
	Office








Foreign Subsidiaries




	
			
	

COUNTRY
	

LOCATION
	PROPERTY DESCRIPTION

	Algeria
	Algiers
	Office

	Algeria
	Timimoun
	Crew Accommodations

	Algeria
	Timimoun
	Crew Yard

	Australia
	Brisbane
	Office

	Australia
	Brisbane
	Office & Warehouse

	Bolivia
	Santa Cruz
	Office

	Bolivia
	Santa Cruz
	Warehouse

	Brazil
	Rio de Janeiro
	Warehouse

	Brazil
	Rio de Janeiro
	Office

	Brazil
	Salvador
	Crew Accommodations

	Brazil
	Mossoro
	Crew Accommodations

	Brazil
	Mossoro
	Crew Yard





Schedule 5.07(b)(ii)
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	Brazil
	Natal
	Warehouse

	Brazil
	Salvador
	Office

	Brazil
	Linhares
	Office

	Brazil
	Pojuca
	Office

	Brazil
	Rio de Janeiro
	Staff Apartment

	Brazil
	Lucas do Rio Verde
	Crew Accommodations

	Brazil
	Nova Mutum
	Storage Facility

	Brazil
	Santa Rita do Trivelato
	Crew Yard

	Brazil
	Santo Amaro
	Crew Accommodations

	Brazil
	Nova Mutum
	Crew Accommodations

	Brazil
	Santa Rita do Trivelato
	Warehouse

	Brazil
	Alto Rodrigues
	Warehouse

	Brazil
	Rio de Janeiro
	Staff Apartment

	Canada
	Calgary
	Office & Warehouse

	Canada
	Calgary
	Land

	Canada
	Calgary
	Processing Office

	Egypt
	Cairo
	Office

	Egypt
	Maadi
	Storage Facility

	Egypt
	Cairo
	Staff House

	Egypt
	Cairo
	Staff House

	Indonesia
	Menara
	Office

	Indonesia
	Menara
	Office

	Libya
	Tripoli
	Office

	Libya
	Tripoli
	Staff House

	Malaysia
	Kuala Lampur
	Warehouse

	Malaysia
	Kuala Lampur
	Office

	Mexico
	Mexico City
	Office

	Mexico
	Tamaulipas
	Crew Accommodations

	Mexico
	Nuevo Leon
	Warehouse

	Mexico
	Veracruz
	Office

	Mexico
	Frontera-Tabasco
	Office

	Mexico
	Mexico City
	Staff house

	Mexico
	Tabasco
	Staff House

	Morocco
	Rabat
	Office

	Peru
	Iquitos
	Warehouse

	Peru
	Sullana
	Warehouse

	Peru
	Lima
	Office

	Peru
	Lima
	Office

	Peru
	Lima
	Office

	Peru
	Lima
	Office

	Peru
	Lima
	Office





Schedule 5.07(b)(ii)
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	Peru
	Pucallpa
	Office and Warehouse

	Peru
	Pucallpa
	Port Rental

	Peru
	Pucallpa
	Crew Accommodations

	Singapore
	Singapore
	Office

	Singapore
	Singapore
	Warehouse

	Singapore
	Singapore
	Staff Apartment

	Singapore
	Singapore
	Staff Apartment

	Singapore
	Singapore
	Staff Apartment

	Tunisia
	Tunis
	Office

	United Arab Emirates
Emirates
	Dubai
	Office

	United Kingdom
Kingdom
	Woking, England
	Processing Center

	United Kingdom
Kingdom
	Glasgow, Scotland
	Office











Schedule 5.07(b)(ii)
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SCHEDULE 5.09(a)  
Environmental Compliance Exceptions 
None.





Schedule 5.09(a)
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SCHEDULE 5.09(b)  
Hazardous Material Release 
None.





Schedule 5.09(b)
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SCHEDULE 5.09(c)  
Remedial Actions 
None.





Schedule 5.09(c)
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SCHEDULE 5.09(d)  
Environmental Permits
None.





Schedule 5.09(d)
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SCHEDULE 5.09(e)  
Environmental Liabilities 
None.

Schedule 5.09(e)
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SCHEDULE 5.10(a)  
Taxes: Filings and Permits


	
		
	COUNTRY
	TAX YEAR(S)

	Argentina
	2011

	Australia
	2008 short year, 2008-2011

	Egypt
	2009-2011

	Malaysia
	2008-2011

	Malta
	2009-2011

	Mexico
	2002-2011

	Mozambique
	2011

	Nicaragua
	2008-2011

	Norway
	2011

	Saudi Arabia
	2005-2011

	Tanzania
	2009-2011

	Trinidad and Tobago
	2010-2011

	Venezuela
	2011







Schedule 5.10(a)
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SCHEDULE 5.10(b)  
Taxes: Material Claims; Waivers and Extensions; Notifications and Examinations
	
				
	ENTITY
	TAXING AUTHORITY
	TAX TYPE
	PERIOD(S)

	Tax returns being examined by a taxing authority

	Geofisica Geokinetics Bolivia, SRL
	Bolivia
	Social Tax
	1/1/2008-
12/31/2011

	Geokinetics International, Inc. - Egypt Branch
	Egypt
	Income Tax
	1/1/2004-
12/31/2008

	Geokinetics Exploration Peru S.A.C.
	Peru
	Value Added Tax
	1/1/2010-
12/31/2010

	Geokinetics Inc.
	United States
	Excise Tax
	4/1/2011-
6/30/2011

	Tax returns being examined by a taxing authority; Presently effective material waivers or extensions of statutes in writing

	Geokinetics Inc.
	Texas
	Sales and Use Tax
	9/1/2007-
5/31/2011











Schedule 5.10(b)
203367771
us\collish\8845146.8






SCHEDULE 5.10(c)  
Taxes: Tax Sharing Agreements


None.

Schedule 5.10(c)
203367771 


us\collish\8845146.8








SCHEDULE 5.11(a)  
Compliance with ERISA 
None.

Schedule 5.11(a)
203367771 


us\collish\8845146.8




SCHEDULE 5.12 
Labor Matters 
None.

Schedule 5.12
203367771 


us\collish\8845146.8






SCHEDULE 5.13  
Subsidiaries and other Equity Investments
	
						
	Entity
	Jurisdiction of Organization
	Ownership Interest of a Loan Party or any of its Subsidiaries
	Equity Owner
	Equity Interests to be pledged? (Y or N)
	Validly issued, fully paid and nonassessable? (Y or N)

	Geokinetics Holdings USA, Inc.
	Delaware
	100%
	Geokinetics Inc.
	Y
	Y

	Advanced Seismic Technology, Inc.
	Texas
	100%
	Geokinetics International Holdings, Inc.
	Y
	Y

	Geokinetics Acquisition Company
	Delaware
	100%
	Geokinetics Holdings USA, Inc.
	Y
	Y

	Geokinetics Processing, Inc.
	Texas
	100%
	Geokinetics Holdings USA, Inc.
	Y
	Y

	Geokinetics Management, Inc.
	Texas
	100%
	Geokinetics International Holdings, Inc.
	Y
	Y

	Geokinetics International Holdings, Inc.
	Delaware
	100%
	Geokinetics Acquisition Company
	Y
	Y

	Geokinetics International, Inc.
	Texas
	100%
	Geokinetics International Holdings, Inc.
	Y
	Y

	Geokinetics USA, Inc.
	Texas
	100%
	Geokinetics Acquisition Company
	Y
	Y

	Geokinetics Services Corp.
	Texas
	100%
	Geokinetics Holdings USA, Inc.
	Y
	Y

	Geokinetics Processing, UK Ltd.*
	United Kingdom
	100%
	Geokinetics Processing, Inc.
	Y
	Y

	Geokinetics Exploration, Inc.
	Alberta, Canada
	100%
	Geokinetics International, Inc.
	Y*
	Y

	Geokinetics Singapore PTE. LTD.
	Singapore
	100%
	Geokinetics International, Inc.
	Y*
	Y

	Geokinetics Singapore Operations PTE. LTD.
	Singapore
	100%
	Geokinetics International, Inc.
	Y*
	Y

	Geokinetics (Australasia) PTY LTD
	Australia
	100%
	Geokinetics International, Inc.
	Y*
	Y

	Foresight Australia PTY LTD
	Australia
	100%
	Geokinetics International, Inc.
	Y*
	Y





Schedule 5.13
203367771 


us\collish\8845146.8








	
						
	Entity
	Jurisdiction of Organization
	Ownership Interest of a Loan Party or any of its Subsidiaries
	Equity Owner
	Equity Interests to be pledged? (Y or N)
	Validly issued, fully paid and nonassessable? (Y or N)

	Geokinetics Geophysical do Brasil Ltda.
	Brazil
	100%
	Geokinetics International, Inc. (99%), Geokinetics International Holdings, Inc. (1%)
	Y*
	Y

	Geokinetics Egypt LLC
	Egypt
	100%
	Geokinetics Exploration, Inc. (90%), Geokinetics International, Inc. (10%)
	Y*
	Y

	Grant Geophysical Saudi Arabia L.L.C.
	Saudi Arabia
	49%
	Geokinetics International, Inc.
	Y*
	Y

	Geokinetics Geophysical Malaysia Sdn. Bhd.
	Malaysia
	100%
	Geokinetics International, Inc.
	Y*
	Y

	P.T. Geokinetics Indonesia
	Indonesia
	100%
	Geokinetics International Holdings, Inc.
	Y*
	Y

	Geokinetics FZE
	Dubai, United Arab Emirates
	100%
	Geokinetics Exploration, Inc.
	N
	Y

	Geokinetics International Services, Inc.
	Cayman
	100%
	Geokinetics International, Inc.
	Y
	Y

	Geokinetics Global Services, Inc.
	Cayman
	100%
	Geokinetics Holdings USA, Inc.
	Y
	Y

	Geokinetics Enterprises, Inc.
	Cayman
	100%
	Geokinetics International Holdings, Inc.
	Y*
	Y

	Geofisica Geokinetics Bolivia SRL
	Bolivia
	100%
	Geokinetics International, Inc. (50%), Geokinetics International Services, Inc. (50%)
	Y**
	Y

	Geokinetics Exploration Peru SAC.
	Peru
	99%
	Geokinetics Exploration, Inc. (99%)


	N
	Y





Schedule 5.13
203367771 


us\collish\8845146.8








	
						
	Entity
	Jurisdiction of Organization
	Ownership Interest of a Loan Party or any of its Subsidiaries
	Equity Owner
	Equity Interests to be pledged? (Y or N)
	Validly issued, fully paid and nonassessable? (Y or N)

	Geokinetics Onshore Peru S.A.C.
	Peru
	100%
	Geokinetics Exploration Peru SAC. (99%), Geokinetics Exploration, Inc. (1%)
	N
	Y

	Geokinetics Onshore Servicios S.A.C.
	Peru
	100%
	Geokinetics Exploration Peru SAC. (99%), Geokinetics Exploration, Inc. (1%)
	N
	Y

	Andina de Geofisica S.A.C.
	Peru
	97.5%
	Geokinetics Exploration, Inc.
	N
	Y

	Geokinetics de Mexico S.A. de C.V.
	Mexico
	100%
	Geokinetics International, Inc. (99.9%), Geokinetics International Holdings, Inc. (0. 1%)
	Y*
	Y

	Geokinetics Administracion y Servicios S.A. de C.V.
	Mexico
	100%
	Geokinetics International, Inc. (99.9%), Geokinetics International Holdings, Inc. (0. 1%)
	Y*
	Y

	Grant Geofisical de Mexico S.A. de C.V.
	Mexico
	99%
	Geokinetics International, Inc.
	N/A
	N/A

	Geokinetics Exploration Morocco SARL
	Morocco
	100%
	Geokinetics Exploration, Inc.
	N
	Y

	Geokinetics (Malta) Holdings Ltd.
	Malta
	100%
	Geokinetics Exploration, Inc. (99%), Geokinetics International, Inc. (1%)
	N
	Y

	Geokinetics (Malta) Ltd.
	Malta
	100%
	Geokinetics (Malta) Holdings Ltd.
	N
	Y

	Grant Geophysical Nicaragua, S.A.
	Nicaragua
	98%
	Geokinetics International, Inc.
	N/A
	N/A






*  66% of the interest in this company will be pledged.
**  66% of Geokinetics International, Inc.’s 50% interest will be pledged and 66% of Geokinetics International Holdings Inc.’s 50% interest will be pledged.

Schedule 5.13
203367771 


us\collish\8845146.8








SCHEDULE 5.16  
Intellectual Property, Licenses
PATENTS


	
				
	Name of Grantor
	Patent Description
	Patent Number
	Issue Date

	Geokinetics Acquisition Company
Our Ref: P30480
	Automated Cable
Handling Transport
Apparatus Vehicle
	Canada: 2393263 US:
6,775,204
	Canada: 11/18/2008
Granted 8/10/2004   US:
8/10/2004

	Geokinetics Acquisition Company
Our ref: 02-13
	Water Bottom Cable
Seismic Survey Cable and System
	Mexico: 254980
Nigeria: RP 16782 US:
7,139,217 7,113,448
7,061,829 China:
200510073945.7
	Mexico: 2/27/2008
Nigeria: 5/14/2007
US:11/21/2006 US:
9/26/2006 US:
6/13/2006 China:
12/15/2009

	Geokinetics Acquisition Company
Our ref: 02-19
	Cable Handling System
	India: 227651 Mexico:
264794 US: 7,028,988
Canada: 2483977
	India: 1/14/2009
Mexico: 2/27/2009 US:
4/18/2006 Canada:
12/15/2009

	Geokinetics Acquisition Company
Our ref: 04-15
	Solid Contraction
Electrical Connector Adapted  for Use with Seismic Data Acquisition
	US: 7,390,217
	US: 6/24/2008

	Geokinetics Acquisition
Company
Our ref:  05-15
	System and method for
Optimizing Seismic
Sensor Response
	UK: 2434869
	UK: 6/24/2009

	Geokinetics Acquisition
Company  Our ref: 06-
24
	Diffuse Seismic
Imaging Systems and
Methods
	US: 7,383,133
	US: 6/3/2008

	Geokinetics Acquisition
Company
Our ref: GEO-10-01
	Helicopter
Transportable Antenna Mast and Stay Cable System
	US: 7,796, 093
	US: 9/14/2010

	Geokinetics Acquisition
Company
Our ref: 05-17
	Three Dimensional
Seismic Survey
Methods Using
Perturbation Pattern
to Provide Bin  Fraction
	Eurasia: 200970330
	Issued 2010







Schedule 5.16
203367771 


us\collish\8845146.8








PATENT APPLICATIONS


	
				
	Name of Grantor
	Patent Application
	Application Filing
Date
	Application Serial
Number

	Geokinetics
Acquisition Company
Our ref: 02-13
	Water Bottom Cable
Seismic Survey Cable and System
	China: 5/27/2005
Europe: 4/25/2005
Mexico: 5/26/2005
	China: 200510073945.7
Europea: 0525268.0
Mexico:
MX/A/2007/014712

	Geokinetics
Acquisition Company
Our ref: 02-19
	Cable Handling System
	Brazil: 10/04/2004
Canada: 10/05/2004
Venezuela:
10/11/2004
	Brazil: PI0404416-9
Canada: 2483977
Venezuela: P-1686/04

	Geokinetics
Acquisition Company
Our ref: 04-15
	Solid Contraction
Electrical Connector Adapted for Use with Seismic Data Acquisition Systems
	France: 3/15/2006
	France: 0650874000

	Geokinetics
Acquisition Company
Our ref: 05-15
	System and Method for
Optimizing Seismic
Sensor Response
	Australia: 1/19/2007
Norway: 1/17/2007
	Australia: 2007200242
Norway: 20070303

	Geokinetics
Acquisition Company
Our ref: 05-17
	Three- Dimensional
Seismic Survey Methods using a Perturbation Pattern to Provide Bin Fractionation
	Algeria: 9/28/2007
Australia: 9/28/2007
Brazil: 9/28/2007
Canada: 9/29/2007
Eurasia: 9/28/2007
Granted 2010
Egypt: 9/28/2007
Mexico: 9/28/2007
	Algeria: 090130
Australia: 2007305355
Brazil: PIo717137-4
Canada: 2664007
Eurasia: 200970330
Egypt: 248/2009PCT Europe: 07839094.5
Mexico:MX/A/2009/003407

	Geokinetics
Acquisition Company
Our ref: 05-17
	Three- Dimensional
Seismic Survey Methods using a Perturbation Pattern to Provide Bin Fractionation
	PCT: 9/28/2007 US:
9/27/2007
	PCT: PCT/US2007/021069
US: 11/904,563

	Geokinetics
Acquisition Company
Our ref: 06-24
	Diffuse Seismic
Imaging Systems and
Methods
	Egypt: 4/3/2008
Norway: 4/3/2008
UK: 4/9/2008
	Egypt: 576/2008
Norway:  20081660
UK: 0806453.7







Schedule 5.16
203367771 


us\collish\8845146.8










	
				
	Name of Grantor
	Patent Application
	Application Filing
Date
	Application Serial
Number

	Geokinetics
Acquisition Company
Our ref: 06-30
	Helicopter
Transportable Antenna Mast and Stay Cable System
	Bolivia: 1/10/2008
Canada: 12/11/2007
Ecuador: 12/27/2007
Mexico: 1/15/2008
Peru: 1/14/2008
US: 1/16/2007
Granted 9/14/2010
	Bolivia: SP-002-08
Canada: 2616880
Ecuador: SP-07-8074
Mexico: MX/A/2008/00701
Peru: 000137-2008/OIN US: 11/654,274

	Geokinetics
Acquisition Company
Our ref: 07-07
	Super Heterodyne
Seismic Vibrator and
Method
	Australia: 9/25/2008
Norway: 9/11/2008
UK: 9/26/2008
US: 10/2/2007
	Australia: 2008227065
Norway: 20083903
UK: 0817741.2
US:  11/906,347

	Geokinetics
Acquisition Company
Our ref: 07-25
	Dithering Control of
Oscillator Frequency to
Reduce Cumulative Timing Error in a Clock
	Algeria: 4/13/2009
Australia: 3/16/2009
Bolivia:  3/12/2009
Brazil: 4/14/2009
Canada: 3/13/2009
Colombia: 4/14/2009
Eurasia: 4/7/2009
Egypt: 4/5/2009
Europe: 4/8/2009
Mexico: 4/14/2009
Peru: 4/7/2009
US: 4/14/2008
	Algeria: 090212
Australia:  2009201054
Bolivia: SP-072-09
Brazil: PI0900972-8
Canada: 2658318
Colombia: 09037580
Eurasia: 200900421
Egypt: 453/2009
Europe:  09157599.3
Mexico:MX/A/2009/003956
Peru:   000490-2009/DIN US: 12/082,788

	Geokinetics
Acquisition Company
Our ref: 09-01
	Remote Seismic
Surveying Systems and
Methods
	US: 8/12/2009
	US: 12/462,962

	Geokinetics
Acquisition Company
Our ref: 09-07
	Method of Acquiring
Near Offset and Zero
Offset Seismic Data
Recording
	US: 9/4/2009
	US: 12/584474 Argentina
Bolivia Colombia PCT
Saudi Arabia Venezuela
Filed based on US Case

	Geokinetics
Acquisition Company
Our ref: 09-26
	Electromagnetic
System for Timing Synchronization and Location Determination for Seismic Sensing Systems Having Autonomous (Nodal) Recording Units
	US: 12/15/2009
	US: 12/653,493 PCT-Of
interest: Australia, Europe, Mexico







Schedule 5.16
203367771 


us\collish\8845146.8










	
				
	Name of Grantor
	Patent Application
	Application Filing
Date
	Application Serial
Number

	Geokinetics
Acquisition Company
Our ref: 09-30
	Passive Marine
Equipment Recovery
Device
	US: 9/3/2009
	US: 12/584298

	Geokinetics
Acquisition Company
Our ref:09-32
	Impact-Free Magnetic
Repulsion Impulse
Seismic Source (PGS-
09-32) Magnetic Mass
Lift Impulsive Seismic Energy Source Including Attracting and Repulsing Electromagnets
	US: 8/6/2009 Saudi
Arabia 8/3/2010
	US: 12/462,643 PCT Of
Interest: Australia, Brazil, Europe, Indonesia, Mexico Saudi Arabia: 110310633

	Geokinetics
Acquisition Company
Our ref:09-39
	Magnetic Mass-Lift
Impulsive Seismic Energy Source Including Repelling Electromagnetics and Reaction Mass Damping
	US: 12/15/2009
	US: 12/653,494 PCT Saudi
Arabia

	Geokinetics
Acquisition Company
Our ref: Geo 10-01
	Near offset Seismic
Data Fortification Process Method to Improve Spatial Sampling of Vertical Motion of Seismic Wavefields on the Fee Surface of the Earth by Utilizing Horizontal Rotational Motion and Vertical Motion Sensors
	US: 9/14/2010
	US: 61/382,789

	Geokinetics
Acquisition Company
Our ref: GEO-10-02
PROV modified
	Method to Improve
Spatial Sampling of Vertical Motion of Seismic Wavefields on the Fee Surface of the Earth by Utilizing Horizontal Rotational Motion and Vertical Motion Sensors
	10/7/2010
	US: 61/390,938







Schedule 5.16
203367771 


us\collish\8845146.8









	
				
	Name of Grantor
	Patent Application
	Application Filing
Date
	Application Serial
Number

	Geokinetics
Acquisition Company
Our ref: GEO-10-03
PROV
	Method to Improve
Spatial Sampling of Vertical Motion of Seismic Wavefields on the Fee Surface of the Earth by Utilizing Horizontal Rotational Motion and Vertical Motion Sensors
	10/7/2010
	US: 61/391,071






TRADEMARKS



Schedule 5.16
203367771 


us\collish\8845146.8








	
				
	

Name of Grantor
	

Trademark
	

Registration Date
	Registration
Number

	

Geokinetics Inc.
	“Geokinetics”for Geophysical
Services for the Oil and gas
Industries, Namely, Seismic Data
Acquisition and Processing, in Class 42
	November 11,
2008
	US: 3,530,976

	Geokinetics Inc.
	
	February 3, 2009
	US: 3,569,707

	

	for Geophysical Services for the Oil and gas Industries, Namely, Seismic Data Acquisition and Processing, in Class 42
	

	


	Geokinetics Inc.
	SOLID STATE GEOPHYSICAL
	08/21/2008
	Canada: 721599

	Geokinetics Inc.
	TRACE ENERGY SERVICS T
	

10/08/2008
	Canada: 725554

	Geokinetics Inc.
	SOLID STATE GEOPHYSICAL
	06/17/2008
	Canada: 716741

	Geokinetics Inc.
	GEOKINETICS
	01/10/2008
	Canada: 704377

	Geokinetics Inc.
	GEOKINETICS
	01/10/2008
	Canada: 704378

	Geokinetics Processing, Inc.
[trademark in the
company’s original name - Geophysical Development Corporation]
	GDCMOD
	04/10/2007
	US: 3226728







Schedule 5.16
203367771 


us\collish\8845146.8










	
				
	

Name of Grantor
	

Trademark
	

Registration Date
	Registration
Number

	Geokinetics Processing, Inc.
 [trademark in the
company’s original name - Geophysical Development Corporation]
	JROUGE
	09/26/2006
	US: 3147814

	Geokinetics Processing, Inc.
 [trademark in the
company’s original name - Geophysical Development Corporation]
	SOLID
	10/17/2006
	US: 3156555

	Geokinetics Processing, Inc.
 [trademark in the
company’s original name - Geophysical Development Corporation]
	ETVIEW
	07/11/2006
	US: 3114007

	Geokinetics Processing, Inc.
 [trademark in the
company’s original name - Geophysical Development Corporation]
	ETHOS
	10/10/2006
	US: 3153091

	Geokinetics Processing, Inc.
 [trademark in the
company’s original name - Geophysical Development Corporation]
	GDC TILES
	

11/06/2007
	

US: 3329082

	Geokinetics
International Holdings, Inc. [trademark in the company’s original name –Grant Geophysical, Inc.]
	G
	

08/07/2001
	

US: 2476496





Schedule 5.16
203367771 


us\collish\8845146.8








	
				
	Geokinetics
International Holdings, Inc. [trademark in the company’s original name –Grant Geophysical, Inc.]
	GRANT GEOPHYSICAL
	

02/27/1996
	

US: 1959013







Schedule 5.16
203367771 


us\collish\8845146.8










TRADEMARK APPLICATIONS


None.




COPYRIGHTS


None.




COPYRIGHT APPLICATIONS


None.



Schedule 5.16
203367771 


us\collish\8845146.8








SCHEDULE 7.01(b)  
Existing Liens
Collateralized Letters of Credit and Bonds


	
						
	Line of Credit
/ CD#
	

Entity
	Originating
Bank
	

Beneficiary
	USD
Amount
	Maturity
Date

	

24641-SA
	Geokinetics
USA, Inc.
	

Frost Bank
	

State of Colorado
	

$25,000
	

7/9/13

	

23376-SA
	Geokinetics
USA, Inc.
	

Frost Bank
	

State of Montana
	

$10,000
	

11/16/13

	

25646-SA
	Geokinetics
USA, Inc.
	

Frost Bank
	State of Oklahoma
	

$235,000
	

5/2/13

	

7004688
	Geokinetics
USA, Inc.
	Bank of North
Dakota
	State of North
Dakota
	

$50,000
	

11/2/13

	

7008909
	Geokinetics
USA, Inc.
	Bank of North
Dakota
	State of North
Dakota
	

$50,000
	

3/20/13

	

60133/60134
	Geokinetics
USA, Inc.
	Community
National Bank
	State of
Oklahoma
	

$50,000
	

3/6/14

	

55100
	Geokinetics
USA, Inc.
	Community
National Bank
	

State of Colorado
	

$25,000
	

3/6/14

	

LGM7092000975


	Geokinetics
Geophysical Malaysia Sdn. Bhd.
	



OCBC Bank
(Malaysia) Bhd
	



Customer – Malaysia Project
	







$5,732
	







  2/28/13

	

LGM7092000900


	Geokinetics
Geophysical Malaysia Sdn. Bhd.
	



OCBC Bank
(Malaysia) Bhd
	



Customer – Malaysia Project
	







$322,581
	





  1/26/13

	14470
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$25,000
	

8/24/13

	14123
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$112,500
	

7/31/13

	15294
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$125,000
	

9/21/13

	15293
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$150,000
	

9/21/13

	15772
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$75,000
	

10/10/13

	15775
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$75,000
	

10/10/13





Schedule 7.01(b)
203367771 


us\collish\8845146.8




	
						
	Line of Credit
/ CD#
	

Entity
	Originating
Bank
	

Beneficiary
	USD
Amount
	Maturity
Date

	15776
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$75,000
	

10/10/13

	16925
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$10,000
	

1/10/14

	17520
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$10,000
	

1/13/14

	18111
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$77,245
	

12/10/13

	18112
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$10,000
	

12/14/13

	18483
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$25,000
	

12/19/13

	21082
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$250,000
	

1/18/14

	23178
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Indemco
	

$100,000
	

2/12/14

	

663939/665320
	Geokinetics
Services Corp.
	Wells Fargo Bank N.A.
	Banque Exterieure d’Algerie
	

$227,500
	Evergreen
Clause

	11947
	Geokinetics
Services Corp.
	Wells Fargo Bank N.A.
	Banque Exterieure d’Algerie
	

$21,359
	

4/28/13

	12827
	Geokinetics
Services Corp.
	Wells Fargo Bank N.A.
	Banque Exterieure d’Algerie
	

$61,820
	

6/20/13

	7600
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

American Express
	

$500,000
	

4/12/13

	13356
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	

Kuehne & Nagel
	

$33,000
	

6/15/13

	13927
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	Customer – Bangladesh Project
	

$1,456,376
	

3/31/13

	17525
	Geokinetics
Services Corp
	Wells Fargo Bank N.A.
	Fleetcor Technologies
	

$180,000
	

12/5/13








Collateral Deposits





Schedule 7.01(b)
203367771 


us\collish\8845146.8




	
			
	

COUNTRY
	PARTY
	

USD AMOUNT

	United States
	Wells Fargo Bank N.A.
	$50,000

	United States
	Wells Fargo Bank N.A.
	$200,000

	United States
	Indemco
	$500,000

	United States
	RLI Insurance Co.
	$335,000

	Brazil
	Banco do Brazil
	$2,038,000







Schedule 7.01(b)
203367771 


us\collish\8845146.8




UCC Financing Statements


	
							
	Filing Type
	Debtor
	Secured Party
	Filing Location
	Filing Number
	Date of Filing
	Collateral Description

	Initial Filing (expires 4/11/13)
	Geokinetics International Holdings, Inc.
	The CIT Group/Equipment Financing, Inc.




	Delaware
	2008 1283033
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	2008 1626892
	5/9/08
	The Equipment described on Schedule A attached thereto

	Initial Filing (expires 2/12/15)
	Geokinetics International Holdings, Inc.
	U.S. Bank National Association, as Collateral Trustee
	Delaware
	2010 0487128
	2/12/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)

	Initial Filing (expires 12/23/14)
	Geokinetics Holdings USA, Inc.
	U.S. Bank National Association, as Collateral Agent
	Delaware
	2009 4122161
	12/23/09
	(i) Deposit account no.  4122005382 in the name of Geokinetics Holdings USA, Inc. with Wells Fargo (the “Collateral Account”), all financial assets (as defined in the UCC) credited to the Collateral Account, all security entitlements (as defined in the UCC) with respect to such financial assets, and other property received or distributed in respect of such assets and entitlements, (ii) all proceeds, (iii) all cash credited to the Collateral Account

	Initial Filing (expires 2/12/15)
	Geokinetics Holdings USA, Inc.
	U.S. Bank National Association, as Collateral Trustee
	Delaware
	2010 0487094
	2/12/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)

	Initial Filing (expires 2/12/15)
	Geokinetics Acquisition Company
	U.S. Bank National Association, as Collateral Trustee
	Delaware
	2010 0487185
	2/12/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)





Schedule 7.01(b)
203367771 


us\collish\8845146.8




	
							
	Filing Type
	Debtor
	Secured Party
	Filing Location
	Filing Number
	Date of Filing
	Collateral Description

	Initial Filing (expires 4/11/13)
	Advanced Seismic Technology, Inc.
	The CIT Group/Equipment Financing, Inc.
	Texas
	08-0012632567
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	08- 00160855
	5/9/08
	The equipment described on Schedule A thereto

	Initial Filing (expires 5/1/14)
	Advanced Seismic Technology, Inc.
	Northstar Trade Finance Inc.
	Texas
	09-0012437420
	5/1/09
	Equipment consisting of 15 compressors and accessories as per the National Compressed Air Canada Ltd. invoice number 48109 dated January 29, 2009, including all increases, additions, accretions and accessions to, and all extensions, substitutions or replacement of, any of the Equipment, and to all proceeds and personal property in any form derived directly or indirectly from any dealing with all or any part of such Equipment and all or any part of the proceeds. The security interest evidenced by this filing is a purchase money security interest under 9-324 of the UCC.

	Initial Filing (expires 2/16/15)
	Advanced Seismic Technology, Inc.
	U.S. Bank National Association, as Collateral Trustee
	Texas
	10-0004402930
	2/16/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)

	Initial Filing (expires 4/11/13)
	Geokinetics, Processing, Inc.
	The CIT Group/Equipment Financing, Inc.
	Texas
	80012632678
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	800160852
	5/9/08
	Adds the equipment described on Schedule A attached thereto

	Initial Filing (expires 2/16/15)
	Geokinetics, Processing, Inc.
	U.S. Bank National Association, as Collateral Trustee
	Texas
	100004403567
	2/16/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)





Schedule 7.01(b)
203367771 


us\collish\8845146.8




	
							
	Filing Type
	Debtor
	Secured Party
	Filing Location
	Filing Number
	Date of Filing
	Collateral Description

	Initial Filing (expires 4/11/13)
	Geokinetics Management, Inc.
	The CIT Group/Equipment Financing, Inc.
	Texas
	80012632456
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	800160850
	5/9/08
	Adds the equipment described on Schedule A attached thereto

	Initial Filing (expires 2/16/15)
	Geokinetics Management, Inc.
	U.S. Bank National Association, as Collateral Trustee
	Texas
	100004403941
	2/16/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)

	Initial Filing (expires 4/11/13)
	Geokinetics Services Corp.
	The CIT Group/Equipment Financing, Inc.
	Texas
	80012632789
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	800160854
	5/9/08
	Adds the equipment described on Schedule A attached thereto

	Initial Filing (expires 8/25/14)
	Geokinetics Services Corp.
	IBM Credit LLC
	Texas
	90023543733
	8/24/09
	All equipment and related software, including 993-005, 9993-GBS, 9994-001, all additions, replacements, et al, all proceeds, including insurance payments

	Initial Filing (expires 9/18/14)
	Geokinetics Services Corp.
	IBM Credit LLC
	Texas
	90026311759
	9/18/09
	All equipment and related software, including 993-005, 9993-GBS,  all additions, replacements, et al, all proceeds, including insurance payments

	Initial Filing (expires 9/22/14)
	Geokinetics Services Corp.
	IBM Credit LLC
	Texas
	90026579371
	9/22/09
	All equipment and related software, including 9994-001,  all additions, replacements, et al, all proceeds, including insurance payments

	Initial Filing (expires 2/16/15)
	Geokinetics Services Corp.
	U.S. Bank National Association, as Collateral Trustee
	Texas
	100004403820
	2/16/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)





Schedule 7.01(b)
203367771 


us\collish\8845146.8




	
							
	Filing Type
	Debtor
	Secured Party
	Filing Location
	Filing Number
	Date of Filing
	Collateral Description

	Initial Filing (expires 4/11/13)
	Geokinetics Inc.
	The CIT Group/Equipment Financing, Inc.
	Delaware
	2008-1284007
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	2008-1626876
	5/9/08
	The equipment described on Schedule A thereto

	Initial Filing (expires 10/1/13)
	Geokinetics Inc.
	CSI Leasing, Inc.
	Delaware
	2008-3328729
	10/1/08
	Various Computer Equipment leased to Lessee pursuant to Equipment Schedule 2 to Master Lease 243303

	Initial Filing (expires 7/17/14)
	Geokinetics Inc.
	CSI Leasing, Inc.
	Delaware
	2009-2295720
	7/17/09
	Various Computer Equipment leased to Lessee pursuant to Equipment Schedule 5 to Master Lease 243303

	Amendment
	2009-3595938
	11/9/09
	Amends to specify equipment and serial numbers, see Exhibit A attached thereto

	Initial Filing (expires 9/24/14)
	Geokinetics Inc.
	CSI Leasing, Inc.
	Delaware
	2009-3065197
	9/24/09
	Various Computer Equipment leased to Lessee pursuant to Equipment Schedule 6 to Master Lease 243303

	Amendment
	2010-0644108
	2/25/10
	Amends to specify equipment and serial numbers, see Exhibit A attached thereto

	Initial Filing (expires 9/24/14)
	Geokinetics Inc.
	CSI Leasing, Inc.
	Delaware
	2010-0007553
	1/4/10
	Various Computer Equipment leased to Lessee pursuant to Equipment Schedule 7 to Master Lease 243303

	Assignment
	PNCEF, LLC
	2010-1161714
	4/5/10
	Amends to specify equipment and serial numbers, see Exhibit A attached thereto

	Initial Filing (expires 2/12/15)
	Geokinetics Inc.
	U.S. Bank National Association, as Collateral Trustee
	Delaware
	2010-0486625
	2/12/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)

	Amendment
	2012-1305970
	4/4/12
	Deletes collateral (certain 2D and 3D seismic data) described in Exhibit A attached thereto





Schedule 7.01(b)
203367771 


us\collish\8845146.8




	
							
	Filing Type
	Debtor
	Secured Party
	Filing Location
	Filing Number
	Date of Filing
	Collateral Description

	Initial Filing (expires 3/10/15)
	Geokinetics Inc.
	CSI Leasing, Inc.
	Delaware
	2010-0807580
	3/10/10
	Various Computer Equipment leased to Lessee pursuant to Equipment Schedule 8 to Master Lease 243303

	Initial Filing (expires 10/28/15)
	Geokinetics Inc.
	Dell Financial Services L.L.C.
	Delaware
	2010-3783523
	10/28/10
	All computer equipment and other equipment, software and services described in the Master Lease Agreement, along with substitutions, additions, replacements and proceeds thereof

	Initial Filing (expires 12/1/16)
	Geokinetics Inc.
	CSI Leasing, Inc.
	Delaware
	2011-4577907
	12/1/11
	Equipment, software and personal property described on Exhibit A attached thereto, leased to Lessee pursuant to Equipment Schedule 9 to Master Lease 243303

	Amendment
	2012-0215634
	1/18/12
	Amends to specify collateral and serial numbers, see Exhibit A attached thereto

	Initial Filing (expires 10/3/17)
	Geokinetics Inc.
	CSI Leasing, Inc.
	Delaware
	2012-3821289
	10/3/12
	Equipment, software and personal property, leased to Lessee pursuant to Equipment Schedule 10 to Master Lease 243303 (see filing for specific descriptions)

	Initial Filing (expires  4/11/13)
	Geokinetics USA, Inc.
	The CIT Group/Equipment Financing, Inc.
	Texas
	80012633033
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	800160847
	5/9/08
	Adds the equipment described on Schedule A attached thereto

	Initial Filing (expires  8/27/14)
	Geokinetics USA, Inc.
	Aram Seismic Rentals, Inc.
	Texas
	90024139886
	8/27/09
	All equipment leased pursuant to the Master Lease Agreement, with all parts, accessories, additions, replacements, et al,  proceeds thereof, goods, inventory, chattel paper, investment property, documents of title, instruments, money, intangibles, accounts (all as defined in the Alberta Personal Property Security Act) and insurance proceeds





Schedule 7.01(b)
203367771 


us\collish\8845146.8




	
							
	Filing Type
	Debtor
	Secured Party
	Filing Location
	Filing Number
	Date of Filing
	Collateral Description

	Initial Filing (expires  2/16/15)
	Geokinetics USA, Inc.
	U.S. Bank National Association, as Collateral Trustee
	Texas
	100004403709
	2/16/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)

	Initial Filing (expires  7/21/15)
	Geokinetics USA, Inc.
	Capital One NA, Mobilease, Inc.
	Texas
	100020997957
	7/21/10
	One 2010 Rodeo Caterpillar Forklift

	Initial Filing (expires  4/11/13)
	Geokinetics International, Inc.
	The CIT Group/Equipment Financing, Inc.
	Texas
	80012633144
	4/11/08
	(i) All of the equipment, et al, subject to the terms of the Master Lease Agreement and as set forth on Schedule I thereto, (ii) all software related to the Equipment, (iii) all insurance policies covering the Equipment and (iv) all proceeds of the foregoing

	Amendment
	800160848
	5/8/08
	Adds the equipment described on Schedule A attached thereto

	Initial Filing (expires  2/16/15)
	Geokinetics International, Inc.
	U.S. Bank National Association, as Collateral Trustee
	Texas
	100004403688
	2/16/10
	All personal property and other assets, excluding Excluded Property (see Exhibit A attached thereto)







Schedule 7.01(b)
203367771 


us\collish\8845146.8




SCHEDULE 11.02  
Administrative Agent’s Office, Certain Addresses for Notices
Borrower
Geokinetics Holdings USA, Inc. 
1500 Citywest Boulevard, Suite 800 
Houston, Texas 77042 
Attention:  Bill Moll 
Telephone:  (281) 848-7692 
Facsimile:  (713) 850-7330
With a copy to:
Geokinetics Holdings USA, Inc. 
1500 Citywest Boulevard, Suite 800 
Houston, Texas 77042 
Attention:  Gary L. Pittman 
Telephone:  (281) 848-6823 
Facsimile:  (713) 850-7330
Administrative Agent
Cantor Fitzgerald Securities
900 West Trade Street, Suite 725
Charlotte, North Carolina 28202
Attention:  Bobbie Young    
Facsimile: (646) 390-1764

Schedule 11.02
203367771 


us\collish\8845146.8