NOT PREC E DENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

____________ No. 1 3

- 4423

____________ IN RE: ASBESTOS PRODUCTS LIAB ILITY LITIGATION (No. VI) ANGIE SMIDDY, as daughter, next friend and representative of the Estate of Bobbie Jean Eledge Crawford, Decedent, Appellant
On Appeal from the United States District Court for the Eastern District of Pennsylvania (D. C. No. 2

- 09

- cv - 74631 and MDL No. 2

- 01

- md

- 00875) District Judge: Honorable Eduardo C . Robreno

Submitted under Third Circuit LAR 34.1(a)

on June 6 , 2014
Before: HARDIMAN , SCIRICA and ROTH , Circuit Judges

(Opinion filed : December 17, 2014)

O P I N I O N *

ROTH , Circuit Judge :

___________________ * This disposition is not an opinio n of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent.2

Angie Smiddy appeals the District Court’s October 1 6 , 201 3 , order dismissing her complaint with prejudice pursuant to Federal Rule of Civil Procedure 41(b) for failure t o comply with Administrative Order No. 12 (AO 12) . We will affirm.
I. Background This appeal comes to us from a Multidistrict Litigation asbestos case , MDL 875, pending before the U.S. District Court for the Eastern District of Pennsylvania. Smiddy
al leges that her mother, Bobbie Crawford, was exposed to asbestos and other chemicals brought home by Crawford’s husband on his work clothes from his job at Alcoa , Inc

. Crawford handled and washed her husband’s clothing in their washing machine. As a
resul t of this exposure, Crawford allegedly developed desquamative interstitial pneumonitis (DIP) , which ultimately le d to her death. On September 11, 2008, Smiddy filed a wrongful death action on her mother’s behalf against Alcoa in the U.S. District
Court fo r the Eastern District of Tennessee, which transferred the case over her objection
to MDL 87 5 based on identification of the case as an asbestos personal injury action

. The Distric t Court overseeing MDL 875 issued AO 12 t o “facilitate the expedi tious move ment of pending cases

. ” AO 12 requires a plaintiff complaining of an
asbestos

- related injury to “submit to the court a copy of the medical diagnosing report or opinion upon which the plaintiff now relies for the prosecution of claims as if to
withstand a dispositive motion.” If the plaintiff fails to comply with the order , AO 12 provides that the District Court may dismiss the case pursuant to Federal Rule of Civil Procedure 41(b)

.3

On June 15, 2010, Smiddy submitted an affidavit from Dr. Peter Carter, who opined that Crawford’s terminal lung disease was caused by her exposure to a variety of
contaminants , including asbestos

. 1 On October 22, 2010, t he District Court, noting the unique nature of the exposure in this case, ordered Smiddy to “supply an Ad ministrative Order 12 ‘medical diagnosing report or opinion,’ which shall include and elaborate upon
the causal nexus between all of the substances Ms. Crawford was exposed to, and her specific disease processes, chronic obstructive pulmonary disease an d i diopathic pulmonary fibrosis [(IPF)]. ” The District C ourt also directed Smiddy to provide an

amen ded affidavit from Dr. Carter, in support of his conclusion that “exposure to heavy metals and contaminates [sic] is a known and well documented cause of lung disease.” Smiddy requested discovery and an extension of time to comply with AO 12. On
November 15, 2010, the Magistrate Judge ordered Alcoa to respond to Smiddy’s discovery request and granted Smiddy an extension to submit a proper AO 12 medical report

. Alcoa filed a motion for reconsideration contending it did not have to participate in limited discovery until the court found that Smiddy had submitted a sufficient medical opinion. Smiddy moved to compel Alcoa to comply with the Magistrate Judge’s o rder. Nine months later, on September 13, 2011, while t he motions were still pending , Smiddy
submitted a n additional affidavit of Dr. Carter , which supplemented the contents of his

1 Dr. Carter’s non

- exhaustive list of contaminants included beryllium dust, aluminum dust, aluminum oxide dust, carbon dust, carbonate carbon, iron dust, zinc dust, copper dust, alumina dust, magne sium dust, lithium particles, cobalt particles, and/or nickel dust, and asbestos.4

first affidavit with general information regarding the causal link between the exposures experienced by Crawford and her lung disease. Dr. Carter added that he “would be able to provide greater detail concerning these issues if [he were] able to review more information concerning the type of chemicals, the forms of the chemical s, and the level of exposure [Crawford’s husband] experienced during the years he worked in the plants at Alcoa.” On November 15, 2012, t he District Court ordered Alcoa to respond to Smiddy’s discovery request by December 31, 2012 , and ordered Smiddy to f ile an AO 12 “medical diagnosing report or opinion” by January 30, 2013. According to Smiddy, on December 31, 2012, Alcoa produced documents demonstrating a causal link between asbestos and two ailments, asbestosis and mesothelioma, which are not at iss ue in her complaint

. Smiddy did not move to compel Alcoa to produce additional documents. Instead, o n January 30, 2013, she submitted another affidavit from Dr. Carter who reported that “[n]othing in Alcoa’s written responses ha[d] changed [his] prior op inions in any manner.” On October 15, 2013, the District Court determined that the third affidavit was “nearly identical to the report submitted on September 13, 2011 , which was deemed insufficient” and noted that Smiddy had three years to file a medical report or opinion that could withstand a dispositive motion under AO 12. The District Court dismissed Smiddy’s case with prejudice pursuant to Rule 41(b) for failure to comply with AO 12. Smiddy appeals.5

II. Discussion 2
“We review a district court’ s i nterpretation of its own orders with deference, particularly in the MDL context.” In re Asbestos Prods. Liab. Litig. (No. VI) , 718 F.3d 236, 243 (3d Cir. 2013) (citing Gibbs v. Frank , 500 F.3d 202, 206 (3d Cir. 2007)). We
review a district c ourt’s decisi on to dismiss a complaint under Rule 41 (b) for an abuse of
discretion. In re Asbestos Prods

. Liab. Litig. (No. VI) , 718 F.3d at 243 (citing Emerson v. Thiel College , 296 F.3d 184, 190 (3d Cir. 2002)). A dismissal pursuant to Rule 41(b) “is only appropria te in limited circumstances and doubts should be resolved in favor of reaching a decision on the merits.” Liggon

- Redding v. Estate of Sugarman , 659 F.3d 258, 260 n.1 (3d Cir. 2011). Smiddy contends that Dr. Carter’s affidavit complied with AO 12 because , under Tennessee law, “[m]edical evidence combined with lay evidence that an incident ‘could be’ the cause of an injury can support a finding of causation.” Smiddy’s argument misses the point, which is that she did not comply with AO 12 as it applies to the specific contaminants and disease processes refer r ed to in the complaint

. Pursuant to the District Court’s order, Smiddy was required to show a causal

nexus between “ all ” of the sub stances Crawford was exposed to and her specific disease
processes, chronic obstructive pulmonary disease and IPF , as if to withstand a dispositive
motion

. Dr. Carter did not , however, discuss Crawford’s medical records or the progression of her diseases and how they were caused by the list of contaminants alleged

2 The District Court had jurisdiction under 28 U.S.C. § 1407, which authorizes the transfer to a single district court of cases presenting common issues of fact , and we have jurisdiction under 28 U.S.C. § 1291.6

in the complaint. Although he concluded that th ose contaminants c an cause general lung disease, pulmonary fibrosis and chronic industrial bronchitis, Dr. Carter did not link the substances to Crawford’s specific disease processes or explain how the medical evid e nce he examined supported his conclusion. T he Tennessee standard of causation does not change t he fact that Dr. Carter did not elaborate upon the nexus between the list of substances and Crawford’s specific disease processes. Therefore, we conclude that t he District Court did not err in concluding that Dr. Carter’s affidavit was insufficien t to comply with its order

. Smiddy also contends that the District Court failed to consider Alcoa’s violation of the District Court’s discovery ord ers. According to S middy, the information concerning the nature and levels of the exposures at issue wo uld have allowed Dr. Carter to provide a more complete opinion

. However, Smiddy did not file a motion to compel further discovery after Alcoa’s production i n December 2012

. Instead, she filed the affidavit
from Dr. Carter. Smiddy also argues that the district court should have mentioned and applied the
Poulis factors. 3 We hav e recognized situations in which a District Court can dismiss an action without expressly consi dering the Poulis factors. See, e.g. , In re Asbestos Prods

. Liab. Litig. (No. VI) , 718 F.3d 236 , 2 47

- 48 (3d Cir. 2013) ; In re Asbestos Prods

. Liab. Litig. , 543 F. App’x 202, 205

- 06 (3d Cir. 2013)

. For that rea son, we give the District

3 See the six factors enumerated in Poulis v. State Farm Fire and Casualty Co. , 747 F.2d 863 , 8 68 (3d Cir. 1984)

.7

Court’ s decision “g reat deference” and review it only for abuse of discretion. 4 Having reviewed the record, we conclude that the District Court did not abuse its discretion in
this case. Finally, Smiddy contends that the District Court , instead of dismissing the case
pur suant to Rule 41(b), should have transferred the case back to Tennessee. The District Court established a procedure for requests that a case be remanded to the original
transferor court. See MDL Administrative Order No. 18. Smiddy does not dispute that she did not request remand pursuant to AO 18. S trict compliance with case management and administrative orders is especially critical in MDL litigation. See In re Guidant Corp. Implantable Defibrillators Prods. Liab. Litig. , 496 F.3d 863, 867 (8th Cir. 2 007). Because Smiddy failed to file a proper motion under AO 18, the District Court did not err in dismissing her case instead of transferring it to the Eastern District of Tennessee.
III. Conclusion For the foregoing reasons, we will affirm the District Court’s order dismissing the case pursuant to Rule 41(b).

4 See Mindek v. Rigatti , 964 F.2d 1369, 1373 (3d Cir. 1992).