Federal Register / Vol. 86, No. 36 / Thursday, February 25, 2021 / Notices 11569 

11 17 CFR 200.30–3(a)(12). 

1Rule 204–1 under the Act requires any adviser 

that is required to complete Form ADV to amend 

the form at least annually and to submit the 

amendments electronically through the Investment 

Adviser Registration Depository. 

impact, or impose any burden, on 

competition not necessary or 

appropriate in furtherance of the 

purposes of the Act. The amendments 

are being adopted to update and clarify 

the delivery specifications in Part BB of 

the Delivery Procedures in connection 

with Containerised White Sugar 

contracts, and will not otherwise affect 

the contract. ICE Clear Europe does not 

expect that the proposed changes will 

adversely affect access to clearing or the 

ability of Clearing Members, their 

customers or other market participants 

to continue to clear contracts. ICE Clear 

Europe also does not believe the 

amendments would materially affect the 

cost of clearing or otherwise impact 

competition among Clearing Members 

or other market participants or limit 

market participants’ choices for 

selecting clearing services. Accordingly, 

ICE Clear Europe does not believe the 

amendments would impose any burden 

on competition not necessary or 

appropriate in furtherance of the 

purpose of the Act. 

(C) Clearing Agency’s Statement on 

Comments on the Proposed Rule 

Change Received from Members, 

Participants or Others 

Written comments relating to the 

proposed rule changes have not been 

solicited or received by ICE Clear 

Europe. ICE Clear Europe will notify the 

Commission of any written comments 

received with respect to the proposed 

amendments. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

The foregoing rule change has become 

effective pursuant to Section 19(b)(3)(A) 

of the Act and paragraph (f) of Rule 

19b–4 thereunder. At any time within 

60 days of the filing of the proposed rule 

change, the Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml) or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

ICEEU–2021–005 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–ICEEU–2021–005. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule between the Commission 

and any person, other than those that 

may be withheld from the public in 

accordance with the provisions of 5 

U.S.C. 552, will be available for website 

viewing and printing in the 

Commission’s Public Reference Room, 

100 F Street NE, Washington, DC 20549, 

on official business days between the 

hours of 10:00 a.m. and 3:00 p.m. 

Copies of such filings will also be 

available for inspection and copying at 

the principal office of ICE Clear Europe 

and on ICE Clear Europe’s website at 

https://www.theice.com/clear-europe/ 

regulation. All comments received will 

be posted without change. Persons 

submitting comments are cautioned that 

we do not redact or edit personal 

identifying information from comment 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR–ICEEU– 

2021–005 and should be submitted on 

or before March 18, 2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.11

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–03850 Filed 2–24–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. IA–5688] 

Notice of Intention To Cancel 

Registrations of Certain Investment 

Advisers Pursuant to Section 203(H) of 

the Investment Advisers Act of 1940 

February 22, 2021. 

Notice is given that the Securities and 

Exchange Commission (the 

‘‘Commission’’) intends to issue an 

order or orders, pursuant to section 

203(h) of the Investment Advisers Act of 

1940 (the ‘‘Act’’), cancelling the 

registrations of the investment advisers 

whose names appear in the attached 

Appendix, hereinafter referred to as the 

‘‘registrants.’’ 

Section 203(h) of the Act provides, in 

pertinent part, that if the Commission 

finds that any person registered under 

section 203, or who has pending an 

application for registration filed under 

that section, is no longer in existence, is 

not engaged in business as an 

investment adviser, or is prohibited 

from registering as an investment 

adviser under section 203A, the 

Commission shall by order cancel the 

registration of such person. 

Each registrant listed in the attached 

Appendix either (a) has not filed a Form 

ADV amendment with the Commission 

as required by rule 204–1 under the 

Act 1 and appears to be no longer 

engaged in business as an investment 

adviser or (b) has indicated on Form 

ADV that it is no longer eligible to 

remain registered with the Commission 

as an investment adviser but has not 

filed Form ADV–W to withdraw its 

registration. Accordingly, the 

Commission believes that reasonable 

grounds exist for a finding that these 

registrants are no longer in existence, 

are not engaged in business as 

investment advisers, or are prohibited 

from registering as investment advisers 

under section 203A, and that their 

registrations should be cancelled 

pursuant to section 203(h) of the Act. 

Notice is also given that any 

interested person may, by March 19, 

2021, at 5:30 p.m., submit to the 

Commission in writing a request for a 

hearing on the cancellation of the 

registration of any registrant listed in 

the attached Appendix, accompanied by 

a statement as to the nature of such 

person’s interest, the reason for such 

person’s request, and the issues, if any, 

11570 Federal Register / Vol. 86, No. 36 / Thursday, February 25, 2021 / Notices 

2 17 CFR 200.30–5(e)(2). 

of fact or law proposed to be 

controverted, and the writer may 

request to be notified if the Commission 

should order a hearing thereon. Any 

such communication should be emailed 

to the Commission’s Secretary at 

Secretarys-Office@sec.gov. 

At any time after March 19, 2021, the 

Commission may issue an order or 

orders cancelling the registrations of any 

or all of the registrants listed in the 

attached Appendix, upon the basis of 

the information stated above, unless an 

order or orders for a hearing on the 

cancellation shall be issued upon 

request or upon the Commission’s own 

motion. Persons who requested a 

hearing, or who requested to be advised 

as to whether a hearing is ordered, will 

receive any notices and orders issued in 

this matter, including the date of the 

hearing (if ordered) and any 

postponements thereof. Any registrant 

whose registration is cancelled under 

delegated authority may appeal that 

decision directly to the Commission in 

accordance with rules 430 and 431 of 

the Commission’s rules of practice (17 

CFR 201.430 and 431). 

ADDRESSES: The Commission: 

Secretarys-Office@sec.gov. 

FOR FURTHER INFORMATION CONTACT: 

Lawrence Pace, Senior Counsel, at 202– 

551–6999; SEC, Division of Investment 

Management, Investment Adviser 

Regulation Office, 100 F Street NE, 

Washington, DC 20549–8549. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority.2

J. Matthew DeLesDernier, 

Assistant Secretary. 

Appendix 

SEC No. Full legal name 

801–80706 ATLANTIS ASSET MANAGEMENT 

INTERNATIONAL CORP. 

801–80669 BLUE SHORES CAPITAL MANAGEMENT LLC. 

801–107925 BRISTOL ADVISORS, LLC. 

801–28037 BUSH O’DONNELL INVESTMENT 

ADVISORS, INC. 

801–96240 CLINK SAVINGS INC. 

801–80697 COPPIN COLLINGS LIMITED. 

801–44774 EAST PACIFIC INVESTMENT CO 

INC. 

801–108051 EMPEROR TREE CAPITAL LIMITED. 

801–107673 ETHIKA INVESTMENTS, LLC. 

801–107890 EVA CAPITAL MANAGEMENT LP. 

801–57393 FINANCIAL WEST INVESTMENT 

GROUP, INC. 

801–77028 FINLES N.V. 

801–71707 FINVASIA FINANCIAL SERVICES 

PVT LTD. 

801–79943 FOREFRONT CAPITAL ADVISORS, 

LLC. 

801–66757 HARDING ADVISORY LLC. 

801–61820 HIGH PERCH LLC. 

SEC No. Full legal name 

801–61381 INDEPENDENT PORTFOLIO CONSULTANTS, INC. 

801–50509 INTEGRATED WEALTH MANAGEMENT, INC. 

801–108178 IPC PRIVATE WEALTH PARTNERS, 

LLC. 

801–81034 KATZ FAMILY FINANCIAL ADVISORS, LLC. 

801–115109 KEE MULTI FAMILY OFFICE CORP. 

801–68831 LEBENTHAL ASSET MANAGEMENT, LLC. 

801–79208 LEBENTHAL PARTNERS LLC. 

801–78930 LEBENTHAL WEALTH ADVISORS, 

LLC. 

801–57974 MARKETOCRACY CAPITAL MANAGEMENT LLC. 

801–108510 MILLENNIUM CAPITAL PARTNERS 

LTD. 

801–111687 MOONWALK CAPITAL LLC. 

801–114916 POWERSCALE CAPITAL MANAGEMENT, LLC. 

801–79356 QUANTMETRICS CAPITAL MANAGEMENT LLP. 

801–36999 RENN CAPITAL GROUP, INC. 

801–110578 RETIREMENT INCOME SECURITY 

SOLUTIONS, LLC. 

801–78597 SAPPHIRE CAPITAL MANAGEMENT, LTD. 

801–113600 SECOND NATURE INVESTMENTS 

LLC. 

801–108811 SL2 INVESTMENTS LLC. 

801–115294 SLATE CREEK CAPITAL, LLC. 

801–112406 SOLARA INVESTMENT ADVISORS 

LLC. 

801–81062 STARBOARD ASSET MANAGEMENT, INC. 

801–107824 STAUFFER, ADAM WILLIAM. 

801–112934 STOCKPITCH FINANCIAL CORPORATION. 

801–47405 TONG ROBERT WAI. 

801–117662 TRIDENT OS, LLC. 

801–117680 UNICREDIT FINANCIAL SERVICES 

AND INVESTMENT ADVISOR. 

801–113476 VENROTH PRINCIPAL MANAGEMENT. 

801–74490 WEALTH MANAGEMENT, LLC. 

801–110776 XENON PRIVATE EQUITY LTD. 

[FR Doc. 2021–03896 Filed 2–24–21; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[License No. 03/03–0248] 

Surrender of License of Small 

Business Investment Company; Patriot 

Capital II, L.P. 

Pursuant to the authority granted to 

the United States Small Business 

Administration under the Small 

Business Investment Act of 1958, as 

amended, under Section 309 of the Act 

and Section 107.1900 of the Small 

Business Administration Rules and 

Regulations (13 CFR 107.1900) to 

function as a small business investment 

company under the Small Business 

Investment Company License No. 03/ 

03–0248 issued to Patriot Capital II, 

L.P., said license is hereby declared null 

and void. 

United States Small Business 

Administration. 

Thomas G. Morris, 

Acting Associate Administrator, Director, 

Office of SBIC Liquidation, Office of 

Investment and Innovation. 

[FR Doc. 2021–03876 Filed 2–24–21; 8:45 am] 

BILLING CODE P 

SMALL BUSINESS ADMINISTRATION 

[License No. 05/05–0291] 

Surrender of License of Small 

Business Investment Company; Aldine 

SBIC Fund, L.P. 

Pursuant to the authority granted to 

the United States Small Business 

Administration under the Small 

Business Investment Act of 1958, as 

amended, under Section 309 of the Act 

and Section 107.1900 of the Small 

Business Administration Rules and 

Regulations (13 CFR 107.1900) to 

function as a small business investment 

company under the Small Business 

Investment Company License No. 05/ 

05–0291 issued to Aldine SBIC Fund, 

L.P., said license is hereby declared null 

and void. 

United States Small Business 

Administration. 

Thomas G. Morris, 

Acting Associate Administrator, Director, 

Office of SBIC Liquidation, Office of 

Investment and Innovation. 

[FR Doc. 2021–03877 Filed 2–24–21; 8:45 am] 

BILLING CODE P 

DEPARTMENT OF TRANSPORTATION 

Pipeline and Hazardous Materials 

Safety Administration 

[Docket No. PHMSA–2019–0153] 

Pipeline Safety: Request for Special 

Permit; Tejas Pipeline, LLC 

AGENCY: Pipeline and Hazardous 

Materials Safety Administration 

(PHMSA); DOT. 

ACTION: Notice. 

SUMMARY: PHMSA is publishing this 

notice to solicit public comments on a 

request for special permit received from 

the Tejas Pipeline, LLC (Tejas). The 

special permit request is seeking relief 

from compliance with certain 

requirements in the Federal pipeline 

safety regulations. At the conclusion of 

the 30-day comment period, PHMSA 

will review the comments received from 

this notice as part of its evaluation to 

grant or deny the special permit request.