# Patent

## Title
Device for detecting the position of a surface

## Abstract

A system and method for detecting, measuring and correcting for movements of a target in a medical analytic or surgical system utilizes generally the principles of confocal microscopy. A pinhole and photodetector combination is positioned behind optics of a system for delivering an ophthalmic surgery laser beam, for example. As in a confocal microscope, the optics are arranged such that a beam waist is formed precisely at the pinhole when the target is in its nominal position. When the target moves from its nominal position in the depth direction, the signal from the pinhole/photodetector combination decreases. The change in the signal can be used to drive the objective lens of the optics so as to move with the moving target. Alternatively, the signal can be used to drive the pinhole/photodetector assembly so as to again attain peak signal, in this way allowing the target's shift to be measured.

## Background
This invention relates to optics, and it is concerned more specifically with detection of, measuring of and correction for movement of an optical target during a procedure involving the optics, such as a medical or industrial procedure involving a laser beam focussed on the target.

In laser delivery systems, and particularly in systems for delivering a surgical laser beam toward target tissue which is being operated upon, it is important either to have the target totally immobilized during the procedure, or to quickly follow or "track" optically the target movements occurring. These movements can, in a surgical setting, be caused by the patient's being unable or unwilling to sufficiently control voluntary musculature, and/or by operation of involuntary musculature (e.g. heartbeat, breathing). This is true for imaging systems which present to a user images or data relating to the configuration or topography of the target and/or relating to the location of a laser beam's focus, when fired, on or in the target. It also is true for the focussing system itself.

The principle of confocal microscopy is well known. The principle involves the focussing of an optical system on an object or position in front of an objective lens, with a second focal point being located at a pinhole in the system behind the objective lens. If the depth of origin of light entering the system through the objective lens changes, the intensity of light at an image plane behind the pinhole becomes less due to shifting of the second focal point or beam waist away from the pinhole.

Bille U.S. Pat. No. 4,881,808 disclosed an imaging system for determining the location of an object such as the cornea of the human eye. Bille's disclosed system utilized the principles of confocal microscopy in determining the location of a series of points on the cornea, in order to draw a picture electronically of the corneal shape and thus to define its position. In determining the location of each point, Bille moved the pinhole in a confocal microscope system in order to find the pinhole location wherein light was focussed through the pinhole, i.e. the maximum light intensity on a photodetector behind the pinhole. Each point taken in Bille's system gave a relative depth for a particular aiming location of the imaging system. With a number of such points taken, each at a different aiming location, Bille's system was able to obtain coordinates of a series of points thereby drawing a picture of the location of the curved shape being imaged. The system of the Bille patent therefore operated in a manner similar to conventional confocal microscopy, in that transverse shifting of point locations investigated resulted in a collection of measurements which could be used to generate topographical mapping of the object being imaged.

Bille's system differed from the present invention principally in that Bille's purpose and objective were to image a shape such as an ocular cornea, and to determine the location of that shape. The system of the present invention is not an imaging system but rather a system for detecting movements of a target (such as an ocular cornea) during a procedure such as laser ophthalmic surgery. The system of the invention has the objective of monitoring the depth of point of a specular reflection along a single optical axis line, not imaging the shape of the cornea or locating a series of points in space.

Further, a principal purpose of the invention is to correct for and follow depth movements of a target such as the cornea of an eye during a surgical procedure; this can be accomplished by driving a objective lens (or other optics) of the system in response to the changes in intensity of light imaged on a photodetector behind a pinhole caused by changes in the depth position of the specular reflection point on the target.

In accordance with the present invention, a system for detecting, measuring and/or correcting for movements of a target in a laser targeting procedure uses the principles of confocal microscopy, in a preferred embodiment, in order to track the changes in depth position of the target.

A pinhole and photodetector combination is positioned behind optics of a system for delivering a laser beam, for example an ophthalmic surgical laser beam. The optics of the system of the invention are so configured that a beam waist is formed precisely at the pinhole when the target of the laser beam is in its nominal position. Thus, maximum light intensity is directed onto the photodetector behind the pinhole.

When the target moves from its nominal position, changing its depth distance from the optical system, the signal from the pinhole/photodetector combination decreases. The change in this signal can be used to drive the objective lens of the optical system in or out so as to move with the moving target. When the target moves, a signal decrease is experienced in either direction of target movement, i.e. toward or away from the objective lens. When this occurs the objective is moved in such a way as to again move the focus onto the target's reflective surface, maximizing the signal at the photodetector. Monitoring of the focus condition may be accomplished by dithering the pinhole/photodetector assembly to determine which direction of movement will produce an increase in signal. As long as the signal is in balance at each end of the dither, no correction is needed, at which point the signal will be maximal. When the appropriate direction is identified by an out of balance condition, the objective is moved in that direction until the signal at the photodetector is again balanced/maximal, thus signifying that the beam waist is again located at the pinhole (this may involve movement past maximum, then return to maximum). The objective is thereby again in a position to focus the laser beam at the correct depth at the target. This depth may not be the same depth as the surface from which the reflected light is received, but in a fixed relationship with that depth.

In another implementation or embodiment of the system, the photodetector signal can be used to drive movements of the pinhole/photodetector assembly so as to move to a new position wherein peak signal is again attained. The change in position of the pinhole can be used to determine the degree of depth change at the target, giving a quantitative measurement.

It is therefore among the objects of the present invention to provide a relatively simple and accurate depth movement detection, correction and/or measurement system for use in conjunction with a laser operating procedure, particularly where the operating laser is folded onto the same beam path so as to use a common objective lens. These and other objects, advantages and features of the invention will be apparent from the following description of preferred embodiments, considered along with the accompanying drawings.

FIG. 1 is a schematic diagram showing an optical system exhibiting the principles of the present invention, for determining range of a target and/or for following movements of the target.

FIG. 2 is a schematic view showing in detail the reflection of light from a target (the tear layer on the cornea of a eye) with the target positioned generally at the focal point of a delivery objective lens.

FIG. 3 is a schematic detail view showing the light reflected from the target surface in FIG. 2 being focussed at a rear focus or beam waist which is precisely located at a pinhole in the system.

FIG. 4 is a detail schematic view similar to FIG. 2 and juxtaposed with FIG. 2, showing the movement of the target object (the eye) to a new depth position in which the reflective surface is not at the focal point of the delivery objective lens. FIG. 4 demonstrates the reflection of illuminating light from the non-focal position.

FIG. 5 is a detail schematic view similar to FIG. 3, showing the cropping of light at the pinhole, due to displacement of the target as demonstrated by FIGS. 4 and 2.

FIG. 6 is a schematic system diagram similar to FIG. 1, but showing the different paths of reflected light through the system when the target is displaced as in FIG. 4, resulting in the beam waist displacement indicated in FIG. 5.

FIG. 7 is a simple flow chart showing operation of a target following system forming a part of the invention.

In the drawings, FIG. 1 shows an optical system 10 illustrating the principles of the present invention. In the system 10, a delivery objective lens or objective lens assembly 12 is positioned adjacent to a target 14, illustrated as the cornea 16 of a human eye. A front reflective surface 17, in this case a tear layer on the cornea, is positioned nominally on the optical axis 18 of the optical system 10 and of the objective lens assembly 12, and, at least nominally, at the focus or focal point of the objective lens system 12. This is indicated by edge rays 20 in FIG. 1. The actual target for laser operation often will not coincide with the reflective surface 17, particularly in ophthalmic surgery. It may be inside the cornea or deeper in the eye, even the retina, and it may be off-axis. The reflective surface 17 is a reference point, with the operative target having a known relationship to that surface.

FIG. 1 also shows an operating laser 22, the beam 24 of which is folded onto the optical axis 18 of the system using a beam splitter 26. Thus, the operating laser 24 is focussed by the objective lens assembly 12 onto the target, which again may not coincide with the reflective surface 17.

A second laser 28 is also shown in FIG. 1. The laser 28 emits a low power laser beam, for illumination purposes only. Its laser beam 30 passes through beam-forming optics 32 and is folded onto the optical axis 18 of the system 10 using a beam splitter 34. As indicated, the illumination beam passes through other optics which are not shown in FIG. 1, approaching the delivery objective lens assembly 12 as a parallel or nearly parallel beam. The illumination beam is then focussed as indicated by the edge rays 20 onto the target, substantially at the focal point of the objective.

At the same time, as noted above, the operative laser beam 24 is focussed using the same objective 12 so that it operates in a narrow depth of field at the site which is being operated upon. Different delivery optics back of the objective cause the focus of the operating beam to occur at a different point from that of the illuminating beam, although both pass through the same objective 12. FIG. 1 is schematic and is not accurate in scale and as to angles.

FIG. 1 also shows a collimation/decollimation lens assembly 38 which forms a part of the optics of the system 10. The combination of beam forming optics 32 and lens assembly 38 expand the illumination beam 30, and the lens assembly 38 focusses return reflected light traveling in the opposite direction. Thus, when the target (e.g. the eye 14) is precisely at the correct distance from the delivery objective 12, a reflection of the illumination light travels back into the system, having been specularly reflected from the tear layer 17 on the surface of the cornea. The edge beam rays 20 schematically illustrate that the reflected light returns through the objective 12 and again travels in a parallel path (or substantially parallel, similar to the path of the illumination light) indicated at 40. The edge rays are then indicated as being focussed by the collimation/decollimation lens assembly 38, through the beam splitter 34 and through a pinhole structure 42. A pinhole of the pinhole structure is located precisely at a beam waist 44, so that substantially the entire reflected light beam passes through the pinhole via the location of the beam waist 44.

Back of the pinhole structure 42 is a photodetector 46, which receives all of the reflected light passing through the optics when the beam waist is positioned properly at the pinhole, as illustrated in FIG. 1. Thus, maximum intensity is detected at the photodetector 46 in this condition.

A microprocessor 48 receives the light intensity signal from the photodetector 46, and in response sends a signal, indicated on line 50, to a motor or other servo device 52. The motor or servo device, as illustrated, is connected to the delivery objective lens assembly 12 and is capable of moving the objective in and out depthwise in response to signals from the microprocessor 48. As described earlier, if the signal at the photodetector becomes weaker, the system must search for a new position of the target insofar as depth is concerned. Thus, when the signal weakens as determined at the microprocessor 48, the microprocessor can direct the motor 52 to move the objective in a given direction exploring for a stronger or weaker signal, then move in the appropriate direction. Alternatively, if the pinhole/photodetector assembly is being dithered in and out very quickly, as described above, it can determine by means of the imbalance in the signal which direction produces an increase in signal. When the correct direction is ascertained, the objective assembly 12 is moved in that direction until the signal again reaches maximum. A feedback loop is therefore closed, by the optical and electronic sensing that the light level has again been maximized.

The signal at the photodetector becomes weaker on shifting of the target because the beam waist 44 becomes displaced from the pinhole 42. This effect is schematically indicated in FIGS. 2, 3, 4, 5 and 6.

In FIG. 2, the cornea tear layer 17 is shown at the precise focus of the objective. Light is reflected back along the same path, as indicated by the edge rays 20. At the other end of the system, as shown in FIG. 3, the beam waist 44 occurs precisely at the pinhole, causing the full intensity of the reflected light to be projected onto the sensing surface 54 of the photodetector 46.

If, on the other hand, the target and consequently, the reflective surface 17, are displaced in depth from the position in FIG. 2, as shown in FIG. 4, the optics of the returning reflected light are different. FIG. 4 shows that the cornea has moved closer to the system 10, i.e. to the delivery objective 12. Edge rays 20 of the approaching illumination beam strike the reflecting surface 17 of the tear layer not in focus, producing reflected return rays 58 which do not follow the edge ray paths shown in FIG. 1. The effect is shown in FIG. 6.

FIG. 6 shows that the reflection of the illuminating beam, indicated as lines 58, passes through the delivery objective closer to the center of the objective when as shown, the eye is closer than nominal to the objective. These return rays are of generally the same angulation (depending on the target curvature) as the illuminating edge rays 20, although inverted. Thus, since they pass through the objective closer to its center, they are divergent at 60, where the illuminating beam was substantially parallel. This causes the rear focal point o beam waist 44 to be pushed back, to a point indicated at 44a in the detail schematic view of FIG. 5. This is the point where the return rays would intersect, but the pinhole structure 42 crops all but a very small central region of the returning beam. Thus, the reflected light which actually reaches the photodetector plane 54 is of much less intensity than was the case with the target properly positioned (see FIGS. 1 and 3).

FIGS. 2 and 4 illustrate that the change in position of the reflective surface 17 causes a greater change in position of the focus of the edge rays of the illumination beam, leading to the beam waist shift shown in FIGS. 3 and 5.

FIG. 7 is a simplified flow chart showing the control of the motor or servo device 52 by the microprocessor 48, in response to changes of signal at the photodetector 46.

The above described preferred embodiment is intended to illustrate the principles of the invention, but not to limit its scope. Other embodiments and variations to this preferred embodiment will be apparent to those skilled in the art and may be made without departing from the spirit and scope of the invention as defined in the following claims.

## Claims

1. An optical system for detecting and correcting for movements in a depth direction of a target at which a treatment laser beam is directed, the treatment laser beam passing through a common objective lens with the optical system, comprising, adjacent to a target lying on an optical axis of the objective lens means and genteelly at the focus of the objective lens means, through the objective lens means, to an illuminating beam focus at the position of a reflective surface associated with the target when the target is in a nominal position, from the reflective surface associated with the target and passed through the objective lens means and for focussing the reflected light to a rear focus or beam waist, target is in a nominal position with the reflective surface at the illuminating beam focus, the illuminating beam as reflected from the reflective surface of the target and passed through the objective lens means, the optical means and the pinhole, the photodetector means including means for measuring the intensity of light received through the pinhole, folding the treatment laser beam into the optical system so as to pass the treatment laser beam through the objective lens means toward a treatment laser focus at the target, with other optical means for steering the treatment laser beam independently of the illuminating light beam, and driving means for moving the objective lens means outwardly toward the target or inwardly away from the target so as to maintain essentially constant focus of the illuminating light beam on the target, the target following means including feedback means responsive to a reduction in light intensity at the photodetector means, for moving the objective lens means until the light level sensed at the photodetector means is maximized, indicating the location of the beam waist at the pinhole and the location of the reflective surface at the focus of the illuminating light beam, whereby the focus of the treatment laser beam is properly relocated relative to the target as desired.

2. A system according to claim 1, wherein the reflective surface associated with the target is a tear layer of the cornea of a human eye.

3. A method for detecting and correcting for movements in a depth direction of a target at which a treatment laser beam is directed, comprising, toward the target through an objective lens means, to a focus at the position of a reflective surface associated with the target, the objective lens means, associated with the target, and receiving the reflected light through the objective lens means and through the optical system to a rear focus or beam waist of the reflected light at the pinhole when the target is in a nominal position with the reflective surface at the focus of the illuminating light beam, treatment laser focus at the target, which may be a different focus from the focus of the illuminating light beam but in a known relationship thereto, the treatment laser beam having optics enabling the independent manipulation of its focus, photodetector means positioned behind the pinhole, and the target or inwardly away from the target in response to a reduction in light intensity sensed by the photodetector means behind the pinhole, until the light level sensed at the photodetector means is maximized thereby indicating the location of the beam waist at the pinhole and the location of the reflective surface at the focus of the illuminating light beam, and thereby refocussing the treatment laser beam at the proper depth at the target, thereby maintaining essentially constant focus on the target.

4. The method of claim 3, wherein the reflective surface associated with the target is a tear layer of the cornea of a human eye, and wherein the treatment laser beam is of such power and repetition rate as to be capable of therapeutic treatment inside the eye.

5. The method of claim 3, wherein the movement of the objective lens means to maximize sensed light level is accomplished by monitoring an intensity signal from the photodetector means in a microprocessor, and automatically directing a motor means with the microprocessor to move the objective lens means in a way as to maximize sensed light intensity after a decrease in light level is detected.

6. A method for detecting and correcting for movements in a depth direction of a target at which a treatment laser beam is directed, comprising; toward the target through an objective lens means, to a focus at the position of a reflective surface associated with the target, the objective lens means, associated with the target, and receiving the reflected light through the objective lens means and through the optical system to a rear focus or beam waist of the reflected light at the pinhole when the target is in a nominal position with the reflective surface at the focus of the illuminating light beam, treatment laser focus at the target, which may be a different focus from the focus of the illuminating light beam but in a known relationship thereto. photodetector means positioned behind the pinhole, and determine which direction of travel results in an increased light level at the photodetector when the target has moved, and then moving the objective lens means in the appropriate direction as determined from the dithering until the sensed light level at the photodetector is maximized, equivalent to obtaining a balanced dither signal, thereby indicating the location of the reflective surface at the focus of the illuminating light beam, and thereby refocussing the treatment laser beam at the proper depth at the target.