12498 Federal Register / Vol. 86, No. 40 / Wednesday, March 3, 2021 / Notices 

Division, in the Federal Bureau of 

Investigation. 

4. Affected public who will be asked 

or required to respond, as well as a brief 

abstract: 

Primary: Law enforcement, academia, 

and the general public. 

Abstract: This survey is needed to 

collect feedback on the functionality of 

the Crime Data Explorer in order to 

make improvements to the application. 

5. An estimate of the total number of 

respondents and the amount of time 

estimated for an average respondent to 

respond: The Federal Bureau of 

Investigation Uniform Crime Reporting 

Program’s Crime Data Explorer Burden 

Estimation: It is estimated the Crime 

Data Explorer will generate 200 

feedback responses per year with an 

estimated response time of two minutes 

per response. 

6. An estimate of the total public 

burden (in hours) associated with the 

collection: There are approximately 

seven hours, annual burden, associated 

with this information collection. 

If additional information is required 

contact: Melody Braswell, Department 

Clearance Officer, United States 

Department of Justice, Justice 

Management Division, Policy and 

Planning Staff, Two Constitution 

Square, 145 N Street NE, 3E.405A, 

Washington, DC 20530. 

Dated: February 25, 2021. 

Melody Braswell, 

Department Clearance Officer for PRA, U.S. 

Department of Justice. 

[FR Doc. 2021–04322 Filed 3–2–21; 8:45 am] 

BILLING CODE 4410–02–P 

NATIONAL ARCHIVES AND RECORDS 

ADMINISTRATION 

[NARA–21–0004; NARA–2021–020] 

Records Schedules; Availability and 

Request for Comments 

AGENCY: National Archives and Records 

Administration (NARA). 

ACTION: Notice of availability of 

proposed records schedules; request for 

comments. 

SUMMARY: The National Archives and 

Records Administration (NARA) 

publishes notice of certain Federal 

agency requests for records disposition 

authority (records schedules). We 

publish notice in the Federal Register 

and on regulations.gov for records 

schedules in which agencies propose to 

dispose of records they no longer need 

to conduct agency business. We invite 

public comments on such records 

schedules. 

DATES: NARA must receive comments 

by April 19, 2021. 

ADDRESSES: You may submit comments 

by either of the following methods. You 

must cite the control number, which 

appears on the records schedule in 

parentheses after the name of the agency 

that submitted the schedule. 

• Federal eRulemaking Portal: http:// 

www.regulations.gov. 

• Mail: Records Appraisal and 

Agency Assistance (ACR); National 

Archives and Records Administration; 

8601 Adelphi Road, College Park, MD 

20740–6001. 

FOR FURTHER INFORMATION CONTACT: 

Kimberly Keravuori, Regulatory and 

External Policy Program Manager, by 

email at regulation_comments@

nara.gov. For information about records 

schedules, contact Records Management 

Operations by email at 

request.schedule@nara.gov, by mail at 

the address above, or by phone at 301– 

837–1799. 

SUPPLEMENTARY INFORMATION: 

Public Comment Procedures 

We are publishing notice of records 

schedules in which agencies propose to 

dispose of records they no longer need 

to conduct agency business. We invite 

public comments on these records 

schedules, as required by 44 U.S.C. 

3303a(a), and list the schedules at the 

end of this notice by agency and 

subdivision requesting disposition 

authority. 

In addition, this notice lists the 

organizational unit(s) accumulating the 

records or states that the schedule has 

agency-wide applicability. It also 

provides the control number assigned to 

each schedule, which you will need if 

you submit comments on that schedule. 

We have uploaded the records 

schedules and accompanying appraisal 

memoranda to the regulations.gov 

docket for this notice as ‘‘other’’ 

documents. Each records schedule 

contains a full description of the records 

at the file unit level as well as their 

proposed disposition. The appraisal 

memorandum for the schedule includes 

information about the records. 

We will post comments, including 

any personal information and 

attachments, to the public docket 

unchanged. Because comments are 

public, you are responsible for ensuring 

that you do not include any confidential 

or other information that you or a third 

party may not wish to be publicly 

posted. If you want to submit a 

comment with confidential information 

or cannot otherwise use the 

regulations.gov portal, you may contact 

request.schedule@nara.gov for 

instructions on submitting your 

comment. 

We will consider all comments 

submitted by the posted deadline and 

consult as needed with the Federal 

agency seeking the disposition 

authority. After considering comments, 

we will post on regulations.gov a 

‘‘Consolidated Reply’’ summarizing the 

comments, responding to them, and 

noting any changes we have made to the 

proposed records schedule. We will 

then send the schedule for final 

approval by the Archivist of the United 

States. You may elect at regulations.gov 

to receive updates on the docket, 

including an alert when we post the 

Consolidated Reply, whether or not you 

submit a comment. If you have a 

question, you can submit it as a 

comment, and can also submit any 

concerns or comments you would have 

to a possible response to the question. 

We will address these items in 

consolidated replies along with any 

other comments submitted on that 

schedule. 

We will post schedules on our 

website in the Records Control Schedule 

(RCS) Repository, at https://

www.archives.gov/records-mgmt/rcs, 

after the Archivist approves them. The 

RCS contains all schedules approved 

since 1973. 

Background 

Each year, Federal agencies create 

billions of records. To control this 

accumulation, agency records managers 

prepare schedules proposing retention 

periods for records and submit these 

schedules for NARA’s approval. Once 

approved by NARA, records schedules 

provide mandatory instructions on what 

happens to records when no longer 

needed for current Government 

business. The records schedules 

authorize agencies to preserve records of 

continuing value in the National 

Archives or to destroy, after a specified 

period, records lacking continuing 

administrative, legal, research, or other 

value. Some schedules are 

comprehensive and cover all the records 

of an agency or one of its major 

subdivisions. Most schedules, however, 

cover records of only one office or 

program or a few series of records. Many 

of these update previously approved 

schedules, and some include records 

proposed as permanent. 

Agencies may not destroy Federal 

records without the approval of the 

Archivist of the United States. The 

Archivist grants this approval only after 

thorough consideration of the records’ 

administrative use by the agency of 

origin, the rights of the Government and 

of private people directly affected by the 


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Federal Register / Vol. 86, No. 40 / Wednesday, March 3, 2021 / Notices 12499 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3 15 U.S.C. 78s(b)(3)(A)(iii). 

4 17 CFR 240.19b–4(f)(6). 

5See Cboe Rule 3.9(e). 

6See Cboe Rule 3.9(e)(3). 

7See Cboe Rule 3.9(e)(1). 

8See Cboe Rule 3.9(e)(4). 

Government’s activities, and whether or 

not the records have historical or other 

value. Public review and comment on 

these records schedules is part of the 

Archivist’s consideration process. 

Schedules Pending 

1. Department of Homeland Security, 

Immigration and Customs Enforcement, 

Non-Evidentiary Video Audio Records 

(DAA–0567–2021–0001). 

Laurence Brewer, 

Chief Records Officer for the U.S. 

Government. 

[FR Doc. 2021–04311 Filed 3–2–21; 8:45 am] 

BILLING CODE 7515–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–91211; File No. SR–CBOE– 

2021–011] 

Self-Regulatory Organizations; Cboe 

Exchange, Inc.; Notice of Filing and 

Immediate Effectiveness of a Proposed 

Rule Change To Amend an Exchange 

Rule Relating to Inactive Nominees 

February 25, 2021. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on February 

19, 2021, Cboe Exchange, Inc. (the 

‘‘Exchange’’ or ‘‘Cboe Options’’) filed 

with the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I and II below, which Items have 

been prepared by the Exchange. The 

Exchange filed the proposal as a ‘‘noncontroversial’’ proposed rule change 

pursuant to Section 19(b)(3)(A)(iii) of 

the Act 3 and Rule 19b–4(f)(6) 

thereunder.4 The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

Cboe Exchange, Inc. (the ‘‘Exchange’’ 

or ‘‘Cboe Options’’) proposes to amend 

an Exchange Rule relating to Inactive 

Nominees. The text of the proposed rule 

change is provided below. 

(additions are italicized; deletions are 

[bracketed]) 

* * * * * 

Rules of Cboe Exchange, Inc. 

* * * * * 

Rule 3.9. Responsible Persons and Nominees 

* * * * * 

(e) A TPH organization may designate one 

or more inactive nominees. An ‘‘inactive 

nominee’’ of a TPH organization is an 

individual who is eligible to become an 

effective nominee of that organization with 

respect to any Floor Broker Trading Permit or 

Market-Maker Floor Trading Permit which 

the organization holds. The following 

requirements shall apply to inactive 

nominees: 

(1) To become an inactive nominee of a 

TPH organization, an individual must be 

approved to be a Trading Permit Holder and 

become an effective nominee of the TPH 

organization, with authorized trading 

functions, within 90 days of the approval to 

be a Trading Permit Holder; 

(2) an individual may be an inactive 

nominee of only one TPH organization; and 

(3) an inactive nominee shall have no 

rights or privileges of a Trading Permit 

Holder and shall have no right of access to 

the trading floor of the Exchange to trade as 

a Trading Permit Holder, unless and until the 

inactive nominee becomes an effective 

Trading Permit Holder pursuant to Rule 

3.11.[; and 

(4) if at any time an individual remains an 

inactive nominee for 9 consecutive months, 

the individual’s eligibility to be a Trading 

Permit Holder will be terminated and the 

individual must reapply to be a Trading 

Permit Holder in order to again become 

eligible for inactive nominee status.] 

* * * * * 

The text of the proposed rule change 

is also available on the Exchange’s 

website (http://www.cboe.com/ 

AboutCBOE/ 

CBOELegalRegulatoryHome.aspx), at 

the Exchange’s Office of the Secretary, 

and at the Commission’s Public 

Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Exchange proposes to amend a 

certain requirement related to inactive 

nominees. Specifically, the Exchange 

proposes to amend Cboe Options Rule 

3.9 (Responsible Persons and Nominees) 

with respect to inactive nominee status. 

By way of background, an inactive 

nominee is an individual who is eligible 

to become an effective nominee of that 

organization with respect to any Floor 

Broker Trading Permit or Market-Maker 

Floor Trading Permit which the 

organization holds.5 An inactive 

nominee shall have no rights or 

privileges of a TPH and shall have no 

right of access to the trading floor of the 

Exchange to trade as a TPH, unless and 

until the inactive nominee becomes an 

effective TPH.6 To become an inactive 

nominee of a TPH organization, an 

individual must be approved to be a 

TPH and become an effective nominee 

of the TPH organization, with 

authorized trading functions, within 90 

days of the approval to be a TPH.7

Additionally, if at any time an 

individual remains an inactive nominee 

for 9 consecutive months, the 

individual’s eligibility to be a TPH will 

be terminated and the individual must 

reapply to be a TPH in order to again 

become eligible for inactive nominee 

status.8

The Exchange proposes to eliminate 

Rule 3.9(e)(4) which provides that if an 

individual remains an inactive nominee 

for 9 consecutive months, the 

individual’s eligibility to be a TPH will 

be terminated and the individual must 

reapply to be a TPH in order to again 

become eligible for inactive nominee 

status. Particularly, the Exchange 

doesn’t believe the 9-month inactive 

status deadline adds any meaningful 

value, but rather is an arbitrary 

administrative requirement that the 

Exchange believes is unnecessary and 

no longer wishes to (nor does it believe 

is required to) maintain. For example, if 

a TPH organization wishes to add a new 

inactive nominee, such organization can 

merely request that the Exchange make 

that individual ‘‘effective’’ in the 

System and then request that the 

nominee be switched to the inactive 

status in the system just moments later 

to restart the clock. The Exchange does 

not believe such a deadline is necessary 

and therefore does not wish to maintain 

it. 

2. Statutory Basis 

The Exchange believes the proposed 

rule change is consistent with the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) and the rules and regulations 

thereunder applicable to the Exchange 


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