10604 Federal Register / Vol. 86, No. 33 / Monday, February 22, 2021 / Notices 

1See Docket No. RM2018–3, Order Adopting 

Final Rules Relating to Non-Public Information, 

June 27, 2018, Attachment A at 19–22 (Order No. 

4679). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

The NRC Commission Meeting 

Schedule can be found on the internet 

at: 

https://www.nrc.gov/public-involve/ 

public-meetings/schedule.html. 

The NRC provides reasonable 

accommodation to individuals with 

disabilities where appropriate. If you 

need a reasonable accommodation to 

participate in these public meetings or 

need this meeting notice or the 

transcript or other information from the 

public meetings in another format (e.g., 

braille, large print), please notify Anne 

Silk, NRC Disability Program Specialist, 

at 301–287–0745, by videophone at 

240–428–3217, or by email at 

Anne.Silk@nrc.gov. Determinations on 

requests for reasonable accommodation 

will be made on a case-by-case basis. 

Members of the public may request to 

receive this information electronically. 

If you would like to be added to the 

distribution, please contact the Nuclear 

Regulatory Commission, Office of the 

Secretary, Washington, DC 20555, at 

301–415–1969, or by email at 

Tyesha.Bush@nrc.gov. 

The NRC is holding the meetings 

under the authority of the Government 

in the Sunshine Act, 5 U.S.C. 552b. 

Dated: February 17, 2021. 

For the Nuclear Regulatory Commission. 

Denise L. McGovern, 

Policy Coordinator, Office of the Secretary. 

[FR Doc. 2021–03529 Filed 2–18–21; 11:15 am] 

BILLING CODE 7590–01–P 

POSTAL REGULATORY COMMISSION 

[Docket Nos. MC2021–69 and CP2021–72] 

New Postal Products 

AGENCY: Postal Regulatory Commission. 

ACTION: Notice. 

SUMMARY: The Commission is noticing a 

recent Postal Service filing for the 

Commission’s consideration concerning 

a negotiated service agreement. This 

notice informs the public of the filing, 

invites public comment, and takes other 

administrative steps. 

DATES: Comments are due: February 24, 

2021. 

ADDRESSES: Submit comments 

electronically via the Commission’s 

Filing Online system at http://

www.prc.gov. Those who cannot submit 

comments electronically should contact 

the person identified in the FOR FURTHER

INFORMATION CONTACT section by 

telephone for advice on filing 

alternatives. 

FOR FURTHER INFORMATION CONTACT: 

David A. Trissell, General Counsel, at 

202–789–6820. 

SUPPLEMENTARY INFORMATION: 

Table of Contents 

I. Introduction 

II. Docketed Proceeding(s) 

I. Introduction 

The Commission gives notice that the 

Postal Service filed request(s) for the 

Commission to consider matters related 

to negotiated service agreement(s). The 

request(s) may propose the addition or 

removal of a negotiated service 

agreement from the market dominant or 

the competitive product list, or the 

modification of an existing product 

currently appearing on the market 

dominant or the competitive product 

list. 

Section II identifies the docket 

number(s) associated with each Postal 

Service request, the title of each Postal 

Service request, the request’s acceptance 

date, and the authority cited by the 

Postal Service for each request. For each 

request, the Commission appoints an 

officer of the Commission to represent 

the interests of the general public in the 

proceeding, pursuant to 39 U.S.C. 505 

(Public Representative). Section II also 

establishes comment deadline(s) 

pertaining to each request. 

The public portions of the Postal 

Service’s request(s) can be accessed via 

the Commission’s website (http://

www.prc.gov). Non-public portions of 

the Postal Service’s request(s), if any, 

can be accessed through compliance 

with the requirements of 39 CFR 

3011.301.1

The Commission invites comments on 

whether the Postal Service’s request(s) 

in the captioned docket(s) are consistent 

with the policies of title 39. For 

request(s) that the Postal Service states 

concern market dominant product(s), 

applicable statutory and regulatory 

requirements include 39 U.S.C. 3622, 39 

U.S.C. 3642, 39 CFR part 3030, and 39 

CFR part 3040, subpart B. For request(s) 

that the Postal Service states concern 

competitive product(s), applicable 

statutory and regulatory requirements 

include 39 U.S.C. 3632, 39 U.S.C. 3633, 

39 U.S.C. 3642, 39 CFR part 3035, and 

39 CFR part 3040, subpart B. Comment 

deadline(s) for each request appear in 

section II. 

1. Docket No(s).: MC2021–69 and 

CP2021–72; Filing Title: USPS Request 

to Add Parcel Select and Parcel Return 

Service Contract 13 to Competitive 

Product List and Notice of Filing 

Materials Under Seal; Filing Acceptance 

Date: February 16, 2021; Filing 

Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Christopher C. Mohr; Comments Due: 

February 24, 2021. 

This Notice will be published in the 

Federal Register. 

Erica A. Barker, 

Secretary. 

[FR Doc. 2021–03501 Filed 2–19–21; 8:45 am] 

BILLING CODE 7710–FW–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–91139; File No. SR–BX– 

2021–002] 

Self-Regulatory Organizations; Nasdaq 

BX, Inc.; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change To Amend Rule 4759 

February 16, 2021. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on February 

3, 2021, Nasdaq BX, Inc. (‘‘BX’’ or 

‘‘Exchange’’) filed with the Securities 

and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change as described in Items I and II 

below, which Items have been prepared 

by the Exchange. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend 

Rule 4759 (Data Feeds Utilized) to 

change the primary and secondary 

source of quotation data of certain 

market centers in the list of proprietary 

and network processor feeds that the 

Exchange utilizes for the handling, 

routing, and execution of orders as well 

as regulatory compliance processes 

related to those function. 

The text of the proposed rule change 

is available on the Exchange’s website at 

https://listingcenter.nasdaq.com/ 

rulebook/bx/rules, at the principal office 

of the Exchange, and at the 

Commission’s Public Reference Room. 


tkelley on DSKBCP9HB2PROD with NOTICES
Federal Register / Vol. 86, No. 33 / Monday, February 22, 2021 / Notices 10605 

3 15 U.S.C. 78f(b). 

4 15 U.S.C. 78f(b)(5). 

5 15 U.S.C. 78s(b)(3)(A). 

6 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– 

4(f)(6)(iii) requires a self-regulatory organization to 

give the Commission written notice of its intent to 

file the proposed rule change, along with a brief 

description and text of the proposed rule change, 

at least five business days prior to the date of filing 

of the proposed rule change, or such shorter time 

as designated by the Commission. The Exchange 

has satisfied this requirement. 

II. Self-Regulatory Organization’s

Statement of the Purpose of, and

Statutory Basis for, the Proposed Rule

Change

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s

Statement of the Purpose of, and

Statutory Basis for, the Proposed Rule

Change

1. Purpose

The Exchange proposes to update and

amend the data feeds table in Rule 4759, 

which sets forth on a market-by-market 

basis the specific proprietary and 

network processor feeds that the 

Exchange utilizes for the handling, 

routing, and execution of orders, and for 

performing the regulatory compliance 

processes related to each of those 

functions. Specifically, the table would 

be amended to reflect that the Exchange 

will receive a direct feed from MIAX 

PEARL, LLC (‘‘MIAX PEARL’’) and 

MEMX LLC (‘‘MEMX’’) as its primary 

quotation data source and CQS/UQDF 

will become its secondary data source 

for the handling, routing and execution 

of orders and for performing regulatory 

compliance processes related to each of 

those functions. The change to the 

primary sources reflects the Exchange’s 

effort to include an additional source 

and the use of secondary sources in the 

event the primary source is unable to 

provide data. 

The Exchange proposes to implement 

the proposed rule change no later than 

ninety (90) days following the effective 

date of the proposed rule change. The 

Exchange notes this additional time 

gives the Exchange time to configure its 

system accordingly. 

2. Statutory Basis

The Exchange believes that its

proposal is consistent with Section 6(b) 

of the Act,3 in general, and furthers the 

objectives of Section 6(b)(5) of the Act,4

in particular, in that it is designed to 

promote just and equitable principles of 

trade, to remove impediments to and 

perfect the mechanism of a free and 

open market and a national market 

system, and, in general to protect 

investors and the public interest. 

The Exchange believes that the 

proposed rule change removes 

impediments to and perfects the 

mechanism of a free and open market 

because updating its data feeds table of 

market centers for which the exchange 

consumes quotation data through a 

direct feed will provide clarity to market 

participants. Additionally, it is 

necessary and consistent with the 

public interest and the protection of 

investors to update the Exchange’s table 

of market centers in Rule 4759 in order 

to provide transparency with respect to 

all the direct proprietary and network 

processor feeds from which the 

Exchange obtains market data. 

B. Self-Regulatory Organization’s

Statement on Burden on Competition

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition not 

necessary or appropriate in furtherance 

of the purposes of the Act. The 

proposed rule change is not designed to 

address any competitive issue; instead, 

its purpose is to enhance transparency 

with respect to the operation of the 

Exchange and its use of market data 

feeds. 

C. Self-Regulatory Organization’s

Statement on Comments on the

Proposed Rule Change Received From

Members, Participants, or Others

No written comments were either 

solicited or received. 

III. Date of Effectiveness of the

Proposed Rule Change and Timing for

Commission Action

Because the foregoing proposed rule 

change does not: (i) Significantly affect 

the protection of investors or the public 

interest; (ii) impose any significant 

burden on competition; and (iii) become 

operative for 30 days from the date on 

which it was filed, or such shorter time 

as the Commission may designate, it has 

become effective pursuant to Section 

19(b)(3)(A) of the Act 5 and Rule 19b– 

4(f)(6) thereunder.6

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. If the 

Commission takes such action, the 

Commission shall institute proceedings 

to determine whether the proposed rule 

change should be approved or 

disapproved. 

IV. Solicitation of Comments

Interested persons are invited to

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

BX–2021–002 on the subject line. 

Paper Comments 

• Send paper comments in triplicate

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–BX–2021–002. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 


tkelley on DSKBCP9HB2PROD with NOTICES
10606 Federal Register / Vol. 86, No. 33 / Monday, February 22, 2021 / Notices 

7 17 CFR 200.30–3(a)(12). 

1Applicants also request relief for future 

registered unit investment trusts (collectively, with 

Strategas Trust, the ‘‘Trusts’’) and series of the 

Trusts (‘‘Series’’) that are sponsored by Strategas or 

any entity controlling, controlled by or under 

common control with Strategas or any successor in 

interest to any such entity (together with Strategas, 

the ‘‘Depositor’’). Any existing or future entity that 

relies on the requested order will comply with the 

terms and conditions of the application. All existing 

entities that currently intend to rely on the 

requested order are named as applicants. 

submissions should refer to File 

Number SR–BX–2021–002 and should 

be submitted on or before March 15, 

2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.7

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–03460 Filed 2–19–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

34195; 812–15160] 

Strategas Trust and Strategas 

Securities, LLC 

February 16, 2021. 

AGENCY: Securities and Exchange 

Commission (‘‘Commission’’). 

ACTION: Notice. 

Notice of an application under (a) 

section 6(c) of the Investment Company 

Act of 1940 (‘‘Act’’) for an exemption 

from sections 2(a)(32), 2(a)(35), 14(a), 

19(b), 22(d) and 26(a)(2)(C) of the Act 

and rules 19b–1 and rule 22c–1 

thereunder and (b) sections 11(a) and 

11(c) of the Act for approval of certain 

exchange and rollover privileges. 

APPLICANTS: Strategas Securities, LLC 

(‘‘Strategas’’) and Strategas Trust.1

SUMMARY OF APPLICATION: Applicants 

request an order to permit certain unit 

investment trusts (‘‘UIT’’) to: (a) Impose 

sales charges on a deferred basis and 

waive the deferred sales charge in 

certain cases; (b) offer unitholders 

certain exchange and rollover options; 

(c) publicly offer units without requiring 

the Depositor to take for its own account 

$100,000 worth of units; and (d) 

distribute capital gains resulting from 

the sale of portfolio securities within a 

reasonable time after receipt. 

FILING DATES: The application was filed 

on September 18, 2020, and amended 

on January 5, 2021. 

HEARING OR NOTIFICATION OF HEARING: An 

order granting the requested relief will 

be issued unless the Commission orders 

a hearing. Interested persons may 

request a hearing by emailing the 

Commission’s Secretary at SecretarysOffice@sec.gov and serving applicants 

with a copy of the request, by mail. 

Hearing requests should be received by 

the Commission by 5:30 p.m. on March 

15, 2021, and should be accompanied 

by proof of service on the applicants, in 

the form of an affidavit, or, for lawyers, 

a certificate of service. Pursuant to rule 

0–5 under the Act, hearing requests 

should state the nature of the writer’s 

interest, any facts bearing upon the 

desirability of a hearing on the matter, 

the reason for the request, and the issues 

contested. Persons who wish to be 

notified of a hearing may request 

notification by emailing the 

Commission’s Secretary at SecretarysOffice@sec.gov. 

ADDRESSES: The Commission: 

Secretarys-Office@sec.gov. Applicants: 

Gus Demopolous, Strategas Trust, 52 

Vanderbilt Avenue, 8th Floor, New 

York, NY 10017 and Bradley Berman 

and Anna T. Pinedo, Mayer Brown LLP, 

1221 Avenue of the Americas, New 

York, NY 10020–1001. 

FOR FURTHER INFORMATION CONTACT: 

Laura L. Solomon, Senior Counsel, at 

(202) 551–6915, or Kaitlin C. Bottock, 

Branch Chief, at (202) 551–6821 

(Division of Investment Management, 

Chief Counsel’s Office). 

SUPPLEMENTARY INFORMATION: The 

following is a summary of the 

application. The complete application 

may be obtained via the Commission’s 

website by searching for the file 

number, or an applicant using the 

Company name box, at http://

www.sec.gov/search/search.htm or by 

calling (202) 551–8090. 

Applicants’ Representations 

1. Strategas Trust and any future Trust 

will be a UIT registered under the Act. 

Strategas, a limited liability company, is 

registered under the Securities 

Exchange Act of 1934 as a broker-dealer 

and will be the Depositor of Strategas 

Trust. Each Series will be created by a 

trust agreement between the Depositor, 

the evaluator, and a banking institution 

or trust company as trustee. 

2. The Depositor acquires a portfolio 

of securities, which it deposits with the 

series trustee (‘‘Trustee’’) in exchange 

for certificates representing units of 

fractional undivided interest in the 

Series’ portfolio (‘‘Units’’). The Units are 

offered to the public through the 

Depositor and dealers at a price which, 

during the initial offering period, is 

based upon the aggregate market value 

of the underlying securities, or, the 

aggregate offering side evaluation of the 

underlying securities if the underlying 

securities are not listed on a securities 

exchange, plus a front-end sales charge, 

a deferred sales charge or both. The 

maximum sales charge may be reduced 

in compliance with rule 22d–1 under 

the Act in certain circumstances, which 

are disclosed in the Series’ prospectus. 

3. The Depositor may, but is not 

legally obligated to, maintain a 

secondary market for Units of an 

outstanding Series. Other broker-dealers 

may or may not maintain a secondary 

market for Units of a Series. If a 

secondary market is maintained, 

investors will be able to purchase Units 

on the secondary market at the current 

public offering price plus a front-end 

sales charge. If such a market is not 

maintained at any time for any Series, 

holders of the Units (‘‘Unitholders’’) of 

that Series may redeem their Units 

through the Trustee. 

A. Deferred Sales Charge and Waiver of 

Deferred Sales Charge Under Certain 

Circumstances 

1. Applicants request an order to the 

extent necessary to permit one or more 

Series to impose a sales charge on a 

deferred basis (‘‘DSC’’). For each Series, 

the Depositor would set a maximum 

sales charge per Unit, a portion of which 

may be collected ‘‘up front’’ (i.e., at the 

time an investor purchases the Units). 

The DSC would be collected 

subsequently in installments 

(‘‘Installment Payments’’) as described 

in the application. The Depositor would 

not add any amount for interest or any 

similar or related charge to adjust for 

such deferral. 

2. When a Unitholder redeems or sells 

Units, the Depositor intends to deduct 

any unpaid DSC from the redemption or 

sale proceeds. When calculating the 

amount due, the Depositor will assume 

that Units on which the DSC has been 

paid in full are redeemed or sold first. 

With respect to Units on which the DSC 

has not been paid in full, the Depositor 

will assume that the Units held for the 

longest time are redeemed or sold first. 

Applicants represent that the DSC 

collected at the time of redemption or 

sale, together with the Installment 

Payments and any amount collected up 

front, will not exceed the maximum 

sales charge per Unit. Under certain 

circumstances, the Depositor may waive 

the collection of any unpaid DSC in 

connection with redemptions or sales of 

Units. These circumstances will be 

disclosed in the prospectus for the 

relevant Series and implemented in 

accordance with rule 22d–1 under the 

Act. 

3. Each Series offering Units subject to 

a DSC will state the maximum charge 


tkelley on DSKBCP9HB2PROD with NOTICES