Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices 8243 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

Lazard World Dividend & Income 

Fund, Inc. [811–21751] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to Lazard Global 

Total Return and Income Fund, Inc., 

and on December 3, 2019 made a final 

distribution to its shareholders based on 

net asset value. Expenses of 

$1,206,186.54 incurred in connection 

with the reorganization were paid by the 

applicant, the applicant’s investment 

adviser and the acquiring fund. 

Filing Date: The application was filed 

on December 30, 2020. 

Applicant’s Address: MVogel@

proskauer.com. 

Miles Funds, Inc. [811–08910] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On March 27, 

2020, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of $18,861.95 

incurred in connection with the 

liquidation were paid by the applicant’s 

investment advisor. 

Filing Dates: The application was 

filed on May 14, 2020, and amended on 

January 15, 2021. 

Applicant’s Address: jmiles@

clinewilliams.com. 

Nuveen Strategy Funds, Inc. [File No. 

811–07687] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to TIAA–CREF 

Lifestyle Aggressive Growth Fund, 

TIAA–CREF Lifestyle Growth Fund, 

TIAA–CREF Lifestyle Moderate Fund, 

and TIAA–CREF Lifestyle Conservative 

Growth Fund, each a series of the 

TIAA–CREF Funds, and on October 16, 

2019 made a final distribution to its 

shareholders based on net asset value. 

Expenses of $935,360 incurred in 

connection with the reorganization were 

paid by Nuveen, LLC. 

Filing Date: The application was filed 

on December 7, 2020. 

Applicant’s Address: 

Mark.Czarniecki@nuveen.com. 

Pathway Capital Opportunity Fund, 

Inc. [811–22807] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to Prospect 

Flexible Income Fund, Inc., and on 

March 31, 2019 made a final 

distribution to its shareholders based on 

net asset value. Expenses of $767,223 

incurred in connection with the 

reorganization were paid by the 

applicant. 

Filing Dates: The application was 

filed on November 4, 2020, and 

amended on January 13, 2021. 

Applicant’s Address: 

InvestorRelations@prospectstreet.com. 

Rx Funds Trust [File No. 811–22878] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On December 30, 

2016, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. No expenses were 

incurred in connection with the 

liquidation. 

Filing Dates: The application was 

filed on February 6, 2020, and amended 

on October 14, 2020, and December 29, 

2020. 

Applicant’s Address: tlesc@

csacompliance.com. 

Short Duration High Income Portfolio 

[File No. 811–22662] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On June 12, 2020, 

applicant made a liquidating 

distribution to its shareholders based on 

net asset value. No expenses were 

incurred in connection with the 

liquidation. 

Filing Date: The application was filed 

on December 16, 2020. 

Applicant’s Address: jbeksha@

eatonvance.com. 

StrongVest ETF Trust [File No. 811– 

23196] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 13, 

2019, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of 

approximately $3,893.58 incurred in 

connection with the reorganization were 

paid by the applicant’s investment 

adviser. 

Filing Dates: The application was 

filed on March 3, 2020, and amended on 

September 18, 2020, and December 18, 

2020. 

Applicant’s Address: jeff.sutton@btninc.com. 

Worldwide Health Sciences Portfolio 

[811–07723] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On August 9, 

2019, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. No expenses were 

incurred in connection with the 

liquidation. 

Filing Date: The application was filed 

on December 16, 2020. 

Applicant’s Address: jbeksha@

eatonvance.com. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

J. Matthew DeLesDernier,

Assistant Secretary. 

[FR Doc. 2021–02269 Filed 2–3–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–91019; File No. SR–LTSE– 

2021–01] 

Self-Regulatory Organizations; LongTerm Stock Exchange, Inc.; Notice of 

Filing of a Proposed Rule Change To 

Amend LTSE Rule 14.501 To Specify 

the Process for Enforcing Compliance 

With LTSE Rule 14.425 for Listed 

Companies 

January 29, 2021. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on January 

19, 2021, Long-Term Stock Exchange, 

Inc. (‘‘LTSE’’ or ‘‘Exchange’’) filed with 

the Securities and Exchange 

Commission (‘‘Commission’’) the 

proposed rule change as described in 

Items I, II, and III below, which Items 

have been prepared by the Exchange. 

The Commission is publishing this 

notice to solicit comments on the 

proposed rule change from interested 

persons. 

I. Self-Regulatory Organization’s

Statement of the Terms of Substance of

the Proposed Rule Change

LTSE proposes to amend LTSE Rule 

14.501 to specify the process for 

enforcing compliance with LTSE Rule 

14.425 for listed companies. 

The text of the proposed rule change 

is available at the Exchange’s website at 

https://longtermstockexchange.com/, at 

the principal office of the Exchange, and 

at the Commission’s Public Reference 

Room. 

II. Self-Regulatory Organization’s

Statement of the Purpose of, and

Statutory Basis for, the Proposed Rule

Change

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of 

and basis for the proposed rule change 

and discussed any comments it received 


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8244 Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices 

3See LTSE Rule 14.001 (‘‘The consequences of a 

failure to meet LTSE’s listing standards are 

contained in the LTSE Rule Series 14.500.’’). 4See Securities Exchange Act Release No. 86722 

(August 21, 2019), 84 FR 44953 (August 27, 2019) 

(order approving proposed rule change to adopt 

LTSE Rule 14.425). 5 Id. at 44954. 

6 In addition, the Exchange plans to monitor 

Company compliance with Rule 14.425 annually 

and on an ad hoc basis. 

7LTSE Rule 14.501(d) provides that in case of a 

deficiency not specified in subparagraphs (1)–(4), 

LTSE staff will issue either a Staff Delisting 

Determination or a Public Reprimand Letter. 

8See, e.g., LTSE Rules 14.408(a) (Meetings of 

Shareholders), 14.408(c) (Quorum), 14.411(Review 

of Related Party Transactions), 14.412 (Shareholder 

Approval), 14.406 (Code of Conduct), 

14.407(a)(4)(D) (Partner Meetings of Limited 

Partners), 14.407(a)(4)(E) (Quorum of Limited 

Partnerships), 14.407(a)(4)(G) (Related Party 

Transactions of Limited Partnerships), 14.413 

(Voting Rights), or 14.414 (Internal Audit Function). 

The proposed rule change also would remove two 

erroneous ‘‘or’’s in LTSE Rule 14.501(d)(2)(A)(iii). 

9Notwithstanding the mandated period to submit 

a Plan of Compliance and regain compliance under 

LTSE Rule 14.501(d)(2), as set forth in LTSE Rule 

14.501(c) and repeated in LTSE Rule 14.207(b)(2), 

‘‘a listed Company that receives a notification of 

deficiency from the Exchange is required to make 

a public announcement by filing a Form 8–K, where 

required by SEC rules, or by issuing a press release 

disclosing receipt of the notification and the Rule(s) 

upon which the deficiency is based, and describing 

each specific basis and concern identified by the 

Exchange in reaching its determination that the 

Company does not meet the listing standard.’’ For 

avoidance of doubt, a request for information by 

LTSE staff pursuant to LTSE Rule 14.207(a)(1), 

absent a notification of deficiency, will not require 

a public announcement by the subject Company 

pursuant to LTSE Rules 14.501(c) or 14.207(b)(2). 

10See supra note 4. 

on the proposed rule change. The text 

of these statements may be examined at 

the places specified in Item IV below. 

The self-regulatory organization has 

prepared summaries, set forth in 

Sections A, B, and C below, of the most 

significant aspects of such statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Exchange proposes to amend 

Rule 14.501(d)(2)(A)(iii) to specify the 

process for enforcing compliance with 

the Long-Term Policies pursuant to 

LTSE Rule 14.425 under LTSE Rule 

Series 14.500.3 LTSE Rule 14.425(a) 

requires Companies to adopt and 

publish the following policies: A LongTerm Stakeholder Policy; a Long-Term 

Strategy Policy; a Long-Term 

Compensation Policy; a Long-Term 

Board Policy; and a Long-Term Investor 

Policy (collectively, the ‘‘Policies’’). 

While Companies have flexibility to 

develop appropriate Policies for their 

businesses, each of the Policies must be 

consistent with the set of principles 

articulated in LTSE Rule 14.425(b) 

(collectively, the ‘‘Principles’’).4

Companies also are required to at least 

annually review their Policies, make 

them publicly available and free of 

charge on or through their websites, and 

provide related disclosures in certain 

filings with the Commission, as 

provided for in LTSE Rule 14.425(c). 

The Exchange enforces the provisions 

of LTSE Rule 14.425 by ensuring that 

each LTSE-listed issuer has addressed 

all of the elements enumerated in each 

of the Policies, consistent with the 

Principles, and has made the Polices 

publicly available without cost.5 A 

number of rules in the Rulebook enable 

the Exchange to ensure such 

compliance. First, with respect to 

identification of a deficiency, LTSE Rule 

14.500(a) provides that LTSE staff is 

responsible for identifying deficiencies 

that may lead to delisting. Additionally, 

LTSE Rule 14.410 requires a Company 

provide the Exchange with prompt 

notification after an Executive Officer of 

the Company becomes aware of any 

noncompliance by the Company with 

the LTSE Rule Series 14.400, which 

includes Rule 14.425. Second, the 

Exchange retains the authority to elicit 

necessary information for reaching a 

deficiency determination, as LTSE Rule 

14.207(a)(1) provides that the Exchange 

may request any additional information 

or documentation, public or non-public, 

deemed necessary to make a 

determination regarding a Company’s 

continued listing, and a Company may 

be denied continued listing if it fails to 

provide such information within a 

reasonable period of time.6

Third, LTSE Rule 14.501 sets forth the 

provisions regarding the Exchange’s 

process for notifying Companies 

regarding different types of deficiencies 

and their corresponding consequences. 

There are four types of Company 

deficiency notifications that the 

Exchange may issue pursuant to LTSE 

Rule 14.501(a): (i) Staff Delisting 

Determinations, which are notifications 

of deficiencies that, unless appealed, 

subject the Company to immediate 

suspension and delisting; (ii) 

notifications of deficiencies for which 

the Company may submit a plan of 

compliance for staff review; (iii) 

notifications of deficiencies for which a 

Company is entitled to an automatic 

cure or compliance period; and (iv) 

Public Reprimand Letters. LTSE Rule 

14.501(d) identifies the deficiencies that 

fall within each of these four 

categories.7

The proposed rule change would 

amend LTSE Rule 14.501(d)(2)(A)(iii) to 

specify that deficiencies relating to 

LTSE Rule 14.425 would include those 

for which a Company may submit a plan 

of compliance (‘‘Plan of Compliance’’) 

for staff review, similar to how other 

corporate governance rules are handled 

generally in LTSE Rule 

14.501(d)(2)(A)(iii).8 The timeline for 

such a Plan of Compliance is governed 

by LTSE Rule 14.501(d)(2)(C), which 

establishes that a Company has 45 

calendar days to submit a plan to regain 

compliance. LTSE staff may extend this 

deadline for up to an additional 5 

calendar days upon good cause shown 

and may request such additional 

information from the Company as is 

necessary to make a determination 

regarding whether to grant such an 

extension. The Exchange believes that 

this time period appropriately balances 

the interests of the Exchange in ensuring 

compliance with its listing standards 

with the application of principles-based 

listing standards by the Company.9

The process for reviewing such a Plan 

of Compliance is set forth in LTSE Rule 

14.501(d)(2)(B) and would be 

unchanged. Under this subparagraph 

(B), LTSE may provide the Company 

with up to 180 days to regain 

compliance (with certain exceptions), 

issue a Staff Delisting Determination 

letter, or issue a Public Reprimand 

Letter in accordance with LTSE Rule 

14.501(d)(4). As set forth in LTSE Rule 

14.500(a), a Public Reprimand Letter or 

Staff Delisting Determination, upon 

timely request by a Company, is subject 

to review by a Listings Review 

Committee, which will adjudicate the 

request in accordance with procedures 

and timelines set forth in LTSE Rules 

14.502, 14.504 and 14.505. 

LTSE Rule 14.425 provides 

Companies flexibility in developing 

what they believe to be appropriate 

Policies for their businesses; however, 

each of the required Policies must 

include certain minimum elements, and 

must be consistent with the Principles. 

The Exchange has represented to the 

Commission that it will enforce the 

provisions of LTSE Rule 14.425 by 

ensuring that each Company has 

addressed all of the requirements 

enumerated for each of the prescribed 

Policies, that the Company’s Policies are 

consistent with the Principles, and it 

has made the Policies publicly available 

without cost.10 Additionally, LTSE Rule 

14.425(c) mandates that Companies 

annually review their Policies because 

the Exchange has anticipated that, over 

time, Companies may choose to or need 

to recalibrate their Policies with new 

objectives or initiatives, provided that 

the amended Policies continue to align 

with the Principles noted in LTSE Rule 


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Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices 8245 

11For the avoidance of doubt, each Company 

shall be solely responsible for ensuring any changes 

in its practices to conform to its Policies do not 

violate any legal, regulatory, contractual, or other 

requirements applicable to the Company. 

12 15 U.S.C. 78f. 

13 15 U.S.C. 78f(b)(5). 

14See Securities Exchange Act Release No. 85828 

(May 10, 2019), 84 FR 21841 (May 15, 2019) (order 

approving the application of Long Term Stock 

Exchange, Inc. for registration as a National 

Securities Exchange). 

15See supra note 3. 

14.425. The Exchange believes the 

ability to tailor Policies, if necessary, to 

changing circumstances, while 

remaining anchored to the Principles, is 

essential for ensuring that the Policies 

are effective and meaningful tools for 

supporting long-term value creation for 

Companies and their investors. 

The Exchange holds that, in case of a 

deficiency, Companies may achieve 

compliance by changing Policies or 

practices 11 related to the deficiency, 

amending the applicable Policies or 

some combination of both, provided 

that the changes are consistent with the 

Principles discussed in LTSE Rule 

14.425. The Exchange’s objective is to 

help foster long-term value creation for 

each Company and the Exchange 

believes that providing an opportunity 

for remediation to Companies that face 

a deficiency with respect to LTSE Rule 

14.425 will aid in achieving that goal by 

allowing Companies to formulate 

effective Policies tailored to Companyspecific needs. At all times, the 

Exchange may exercise its broad 

discretionary authority under LTSE 

Rule 14.101 to suspend or delist 

Companies based on any event, 

condition, or circumstance that exists or 

occurs that makes initial or continued 

listing of the securities on the Exchange 

inadvisable or unwarranted in the 

opinion of the Exchange to protect 

investors and the public interest, among 

other objectives. 

2. Statutory Basis 

The Exchange believes that the 

proposed rule change is consistent with 

the provisions of Section 6 of the Act,12

in general, and furthers the objectives of 

Section 6(b)(5) of the Act,13 in 

particular, because it is designed to 

prevent fraudulent and manipulative 

acts and practices, to promote just and 

equitable principles of trade, to foster 

cooperation and coordination with 

persons engaged in facilitating 

transactions in securities, to remove 

impediments to and perfect the 

mechanism of a free and open market 

and a national market system and, in 

general, to protect investors and the 

public interest, particularly those 

investors with a long-term focus. 

Further, the Exchange believes the 

proposal is not designed to permit 

unfair discrimination between issuers or 

to regulate by virtue of any authority 

conferred by the Act matters not related 

to the purposes of the Act or the 

administration of the Exchange, for the 

reasons set forth below. 

The Exchange believes that the 

proposed rule change brings 

deficiencies with respect to LTSE Rule 

14.425 in alignment with other LTSE 

rules pertaining to corporate governance 

that allow a Company to submit a Plan 

of Compliance in the case of a 

deficiency. The proposed rule change 

furthers the Exchange’s objective to 

promote long-term value creation while 

retaining effective enforcement 

mechanisms for deficiencies with 

respect to LTSE Rule 14.425. Pursuant 

to the proposed amendment, Companies 

will be provided an opportunity to 

regain compliance with LTSE Rule 

14.425 by formulating appropriate 

Policies that remain anchored to the 

Principles enumerated in LTSE Rule 

14.425 through an existing process that 

has already been determined to be 

consistent with the Act in that it 

removes impediments to and perfects 

the mechanism of a free and open 

market and a national market system, 

consistent with the protection of 

investors and the public interest.14

The Exchange believes that its 

proposed rule change is fair and not 

unfairly discriminatory because it is 

applicable to all listed Companies that 

experience a deficiency with respect to 

LTSE Rule 14.425 and is part of the 

adjudicatory process set forth in the 

LTSE Rule Series 14.500.15

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change would impose 

any burden on competing venues that is 

not necessary or appropriate in 

furtherance of the purposes of the Act. 

The degree to which the proposed 

amendment could impose any burden 

on intermarket competition is extremely 

limited because other national securities 

exchanges may propose similar listing 

standards with appropriate remediation 

mechanisms and issuers are able to list 

on other national securities exchanges. 

Further, issuers that do not wish to meet 

the Exchange’s listing standards also are 

able to list on other national securities 

exchanges. 

LTSE also does not believe that the 

proposed rule change will result in any 

burden on intramarket competition 

since it is applicable to all listed 

Companies without differentiation. 

Consequently, LTSE does not believe 

that the proposed change will impose 

any burden on intramarket competition 

that is not necessary or appropriate in 

furtherance of the purposes of the Act. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

Written comments were neither 

solicited nor received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Within 45 days of the date of 

publication of this notice in the Federal 

Register or within such longer period (i) 

as the Commission may designate up to 

90 days of such date if it finds such 

longer period to be appropriate and 

publishes its reasons for so finding or 

(ii) as to which the Exchange consents, 

the Commission shall: (a) By order 

approve or disapprove such proposed 

rule change, or (b) institute proceedings 

to determine whether the proposed rule 

change should be disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

LTSE–2021–01 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–LTSE–2021–01. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 


jbell on DSKJLSW7X2PROD with NOTICES
8246 Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices 

16 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 90653 

(December 14, 2020), 85 FR 82539. Certain 

comments filed in response to File No. SR–NYSE– 

2020–96 by Paul Conn, President, Global Capital 

Markets, Computershare, dated January 11, 2021, 

and Niels Holch, Executive Director, Shareholder 

Communications Coalition, dated January 20, 2021, 

also address this proposed rule change. These 

comments on the proposed rule change are 

available at: https://www.sec.gov/comments/srnyse-2020-96/srnyse202096.htm. 

4 15 U.S.C. 78s(b)(2). 

5 Id. 

6 17 CFR 200.30–3(a)(31). 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 

submissions should refer to File 

Number SR–LTSE–2021–01, and should 

be submitted on or before February 25, 

2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.16

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–02267 Filed 2–3–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–91011; File No. SR–NYSE– 

2020–98] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Designation of a Longer Period for 

Commission Action on a Proposed 

Rule Change To Amend Its Rules To 

Prohibit Member Organizations From 

Seeking Reimbursement, in Certain 

Circumstances, From Issuers for 

Forwarding Proxy and Other Materials 

to Beneficial Owners 

January 29, 2021. 

On November 30, 2020, New York 

Stock Exchange LLC filed with the 

Securities and Exchange Commission 

(‘‘Commission’’), pursuant to Section 

19(b)(1) of the Securities Exchange Act 

of 1934 (‘‘Act’’) 1 and Rule 19b–4 

thereunder,2 a proposed rule change to 

amend its rules to prohibit member 

organizations from seeking 

reimbursement from issuers for 

forwarding proxy and other materials to 

beneficial owners who received shares 

of a security from their broker at no cost 

or at a price substantially less than the 

market price in connection with a 

promotion by the broker. The proposed 

rule change was published for comment 

in the Federal Register on December 18, 

2020.3

Section 19(b)(2) of the Act 4 provides 

that, within 45 days of the publication 

of notice of the filing of a proposed rule 

change, or within such longer period up 

to 90 days as the Commission may 

designate if it finds such longer period 

to be appropriate and publishes its 

reasons for so finding, or as to which the 

self-regulatory organization consents, 

the Commission shall either approve the 

proposed rule change, disapprove the 

proposed rule change, or institute 

proceedings to determine whether the 

proposed rule change should be 

disapproved. The 45th day after 

publication of the notice for this 

proposed rule change is February 1, 

2021. The Commission is extending this 

45-day time period. 

The Commission finds that it is 

appropriate to designate a longer period 

within which to take action on the 

proposal so that it has sufficient time to 

consider the proposed rule change and 

the comments received. Accordingly, 

the Commission, pursuant to Section 

19(b)(2) of the Act,5 designates March 

18, 2021, as the date by which the 

Commission shall either approve or 

disapprove, or institute proceedings to 

determine whether to disapprove, the 

proposed rule change (File No. SR– 

NYSE–2020–98). 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.6

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–02264 Filed 2–3–21; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #16666; Washington 

Disaster Number WA–00088] 

Declaration of Economic Injury; 

Administrative Declaration 

Amendment of an Economic Injury 

Disaster for the State of Washington 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 1. 

SUMMARY: This is an amendment of an 

Economic Injury Disaster Loan (EIDL) 

declaration for the State of Washington 

dated 09/16/2020. 

Incident: Civil Unrest. 

Incident Period: 05/26/2020 through 

01/28/2021. 

DATES: Issued on 01/29/2021. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 06/16/2021. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW, Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: The notice 

of an Economic Injury declaration for 

the State of Washington dated 09/16/ 

2020, is hereby amended to establish the 

incident period for this disaster as 

beginning 05/26/2020 and continuing 

through 01/28/2021. 

All other information in the original 

declaration remains unchanged. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

Tami Perriello, 

Acting Administrator. 

[FR Doc. 2021–02328 Filed 2–3–21; 8:45 am] 

BILLING CODE 8026–03–P 

SOCIAL SECURITY ADMINISTRATION 

[Docket No SSA–2021–0002] 

Agency Information Collection 

Activities: Proposed Request and 

Comment Request 

The Social Security Administration 

(SSA) publishes a list of information 

collection packages requiring clearance 

by the Office of Management and 

Budget (OMB) in compliance with 

Public Law 104–13, the Paperwork 

Reduction Act of 1995, effective October 

1, 1995. This notice includes revisions 

of OMB-approved information 

collections. 


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