8242 Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices 

12 17 CFR 200.30–3(a)(12). 

change should be approved or 

disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NYSE–2021–06 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NYSE–2021–06. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 

submissions should refer to File 

Number SR–NYSE–2021–06 and should 

be submitted on or before February 25, 

2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.12

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–02265 Filed 2–3–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

34183] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

January 29, 2021. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of January 

2021. A copy of each application may be 

obtained via the Commission’s website 

by searching for the file number, or for 

an applicant using the Company name 

box, at http://www.sec.gov/search/ 

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by emailing the SEC’s 

Secretary at Secretarys-Office@sec.gov 

and serving the relevant applicant with 

a copy of the request by email, if an 

email address is listed for the relevant 

applicant below, or personally or by 

mail, if a physical address is listed for 

the relevant applicant below. Hearing 

requests should be received by the SEC 

by 5:30 p.m. on February 23, 2021, and 

should be accompanied by proof of 

service on applicants, in the form of an 

affidavit or, for lawyers, a certificate of 

service. Pursuant to Rule 0–5 under the 

Act, hearing requests should state the 

nature of the writer’s interest, any facts 

bearing upon the desirability of a 

hearing on the matter, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Commission’s Secretary at 

Secretarys-Office@sec.gov. 

ADDRESSES: The Commission: 

Secretarys-Office@sec.gov. 

FOR FURTHER INFORMATION CONTACT: 

Shawn Davis, Assistant Director, at 

(202) 551–6413 or Chief Counsel’s 

Office at (202) 551–6821; SEC, Division 

of Investment Management, Chief 

Counsel’s Office, 100 F Street NE, 

Washington, DC 20549–8010. 

American Independence Funds Trust 

[File No. 811–21757] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On December 7, 

2018, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of $357,000 

incurred in connection with the 

liquidation were paid by the applicant. 

Filing Dates: The application was 

filed on February 6, 2020, and amended 

on October 14, 2020, and Deember 29, 

2020. 

Applicant’s Address: tlesc@

csacompliance.com. 

Boston Income Portfolio [811–10391] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On June 12, 2020, 

applicant made a liquidating 

distribution to its shareholders based on 

net asset value. No expenses were 

incurred in connection with the 

liquidation. 

Filing Date: The application was filed 

on December 16, 2020. 

Applicant’s Address: jbeksha@

eatonvance.com. 

Equinox Funds Trust [File No. 811– 

22447] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to Campbell 

Systematic Macro Fund, a series of the 

RBB Fund, Inc., and on May 29, 2020 

made a final distribution to its 

shareholders based on net asset value. 

Expenses of $201,870.29 incurred in 

connection with the reorganization were 

paid by the acquiring fund’s investment 

adviser, and/or its affiliates. 

Filing Dates: The application was 

filed on August 11, 2020, and amended 

on November 10, 2020. 

Applicant’s Address: John.Ford@

Troutman.com. 

Holland Series Fund, Inc. [File No. 811– 

09060] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On December 2, 

2020, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of 

approximately $26,000 incurred in 

connection with the liquidation were 

paid by the applicant’s investment 

advisor. 

Filing Date: The application was filed 

on December 16, 2020. 

Applicant’s Address: Kschantz@

statestreet.com. 


jbell on DSKJLSW7X2PROD with NOTICES
Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices 8243 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

Lazard World Dividend & Income 

Fund, Inc. [811–21751] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to Lazard Global 

Total Return and Income Fund, Inc., 

and on December 3, 2019 made a final 

distribution to its shareholders based on 

net asset value. Expenses of 

$1,206,186.54 incurred in connection 

with the reorganization were paid by the 

applicant, the applicant’s investment 

adviser and the acquiring fund. 

Filing Date: The application was filed 

on December 30, 2020. 

Applicant’s Address: MVogel@

proskauer.com. 

Miles Funds, Inc. [811–08910] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On March 27, 

2020, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of $18,861.95 

incurred in connection with the 

liquidation were paid by the applicant’s 

investment advisor. 

Filing Dates: The application was 

filed on May 14, 2020, and amended on 

January 15, 2021. 

Applicant’s Address: jmiles@

clinewilliams.com. 

Nuveen Strategy Funds, Inc. [File No. 

811–07687] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to TIAA–CREF 

Lifestyle Aggressive Growth Fund, 

TIAA–CREF Lifestyle Growth Fund, 

TIAA–CREF Lifestyle Moderate Fund, 

and TIAA–CREF Lifestyle Conservative 

Growth Fund, each a series of the 

TIAA–CREF Funds, and on October 16, 

2019 made a final distribution to its 

shareholders based on net asset value. 

Expenses of $935,360 incurred in 

connection with the reorganization were 

paid by Nuveen, LLC. 

Filing Date: The application was filed 

on December 7, 2020. 

Applicant’s Address: 

Mark.Czarniecki@nuveen.com. 

Pathway Capital Opportunity Fund, 

Inc. [811–22807] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to Prospect 

Flexible Income Fund, Inc., and on 

March 31, 2019 made a final 

distribution to its shareholders based on 

net asset value. Expenses of $767,223 

incurred in connection with the 

reorganization were paid by the 

applicant. 

Filing Dates: The application was 

filed on November 4, 2020, and 

amended on January 13, 2021. 

Applicant’s Address: 

InvestorRelations@prospectstreet.com. 

Rx Funds Trust [File No. 811–22878] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On December 30, 

2016, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. No expenses were 

incurred in connection with the 

liquidation. 

Filing Dates: The application was 

filed on February 6, 2020, and amended 

on October 14, 2020, and December 29, 

2020. 

Applicant’s Address: tlesc@

csacompliance.com. 

Short Duration High Income Portfolio 

[File No. 811–22662] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On June 12, 2020, 

applicant made a liquidating 

distribution to its shareholders based on 

net asset value. No expenses were 

incurred in connection with the 

liquidation. 

Filing Date: The application was filed 

on December 16, 2020. 

Applicant’s Address: jbeksha@

eatonvance.com. 

StrongVest ETF Trust [File No. 811– 

23196] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 13, 

2019, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of 

approximately $3,893.58 incurred in 

connection with the reorganization were 

paid by the applicant’s investment 

adviser. 

Filing Dates: The application was 

filed on March 3, 2020, and amended on 

September 18, 2020, and December 18, 

2020. 

Applicant’s Address: jeff.sutton@btninc.com. 

Worldwide Health Sciences Portfolio 

[811–07723] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On August 9, 

2019, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. No expenses were 

incurred in connection with the 

liquidation. 

Filing Date: The application was filed 

on December 16, 2020. 

Applicant’s Address: jbeksha@

eatonvance.com. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

J. Matthew DeLesDernier,

Assistant Secretary. 

[FR Doc. 2021–02269 Filed 2–3–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–91019; File No. SR–LTSE– 

2021–01] 

Self-Regulatory Organizations; LongTerm Stock Exchange, Inc.; Notice of 

Filing of a Proposed Rule Change To 

Amend LTSE Rule 14.501 To Specify 

the Process for Enforcing Compliance 

With LTSE Rule 14.425 for Listed 

Companies 

January 29, 2021. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on January 

19, 2021, Long-Term Stock Exchange, 

Inc. (‘‘LTSE’’ or ‘‘Exchange’’) filed with 

the Securities and Exchange 

Commission (‘‘Commission’’) the 

proposed rule change as described in 

Items I, II, and III below, which Items 

have been prepared by the Exchange. 

The Commission is publishing this 

notice to solicit comments on the 

proposed rule change from interested 

persons. 

I. Self-Regulatory Organization’s

Statement of the Terms of Substance of

the Proposed Rule Change

LTSE proposes to amend LTSE Rule 

14.501 to specify the process for 

enforcing compliance with LTSE Rule 

14.425 for listed companies. 

The text of the proposed rule change 

is available at the Exchange’s website at 

https://longtermstockexchange.com/, at 

the principal office of the Exchange, and 

at the Commission’s Public Reference 

Room. 

II. Self-Regulatory Organization’s

Statement of the Purpose of, and

Statutory Basis for, the Proposed Rule

Change

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of 

and basis for the proposed rule change 

and discussed any comments it received 


jbell on DSKJLSW7X2PROD with NOTICES