DEPARTMENT OF ENERGY 

Semiannual Regulatory Agenda 

10 CFR Chs. II, III, and X 

48 CFR Ch. 9 

Regulatory Agenda 

AGENCY: Department of Energy. 

ACTION: Notice of semiannual regulatory agenda. 

SUMMARY The Department of Energy (DOE) has prepared and is making available its portion of the 

semiannual Unified Agenda of Federal Regulatory and Deregulatory Actions (Agenda), including its 

Regulatory Plan (Plan), pursuant to Executive Order 12866, “Regulatory Planning and Review,” and the 

Regulatory Flexibility Act. 

SUPPLEMENTARY INFORMATION 

The Agenda is a government-wide compilation of upcoming and ongoing regulatory activity, including a 

brief description of each rulemaking and a timetable for action. The Agenda also includes a list of 

regulatory actions completed since publication of the last Agenda. The Department of Energy’s portion of 

the Agenda includes regulatory actions called for by the Energy Policy Act of 2005, the Energy 

Independence and Security Act of 2007, and programmatic needs of DOE offices. 

The Internet is the basic means for disseminating the Agenda and providing users the ability to obtain 

information from the Agenda database. DOE’s entire Fall 2012 Agenda can be accessed online by going 

to: www.reginfo.gov. Agenda entries reflect the status of activities as of approximately December 30, 

2012. 

Publication in the Federal Register is mandated by the Regulatory Flexibility Act (5 U.S.C. 602) only for 

Agenda entries that require either a regulatory flexibility analysis or periodic review under section 610 of 

that Act. DOE’s regulatory flexibility agenda is made up of six rulemakings setting either energy efficiency 

standards or test procedures for the following products: 
 

 Battery chargers and external power supplies (energy efficiency standards) 

 Commercial Refrigeration Equipment (energy efficiency standards) 

 Distribution Transformers (energy efficiency standards) 

 Residential clothes washers (energy efficiency standards) 

 Residential refrigerators, refrigerator-freezers, and freezers (test procedures) 

 Walk-in coolers and freezers (energy efficiency standards) 

The Plan appears in both the online Agenda and the Federal Register and includes the most important 

of DOE’s significant regulatory actions and a Statement of Regulatory and Deregulatory Priorities. 

NAME: Gregory H. Woods, 

General Counsel. 
The 108 Regulatory Agendas

Departmental and Others - Proposed Rule

Title

Regulation 

Identifier 

Number

Price Competitive Sale of Strategic Petroleum Reserve Petroleum; Standard 1901-AB29

Transportation and Traffic Management 1901-AB33

Departmental and Others - Final Rule

Title

Regulation 

Identifier 

Number

Freedom of Information Act 1901-AA32

Economic Development Transfers of Real Property 1901-AA82

Coordination of Federal Authorizations for Siting of Electric Transmission Facilities 1901-AB18

Advanced Technology Vehicles Manufacturing Incentive Program 1901-AB25

Departmental and Others - Long-term Action

Title

Regulation 

Identifier 

Number

Administrative Procedures for the Import and Export of Natural Gas 1901-AB31

Departmental and Others - Completed Action

Title

Regulation 

Identifier 

Number

Monthly Data Collection Requirements for Electricity Exports and Presidential Permits 1901-AB30

Loan Guarantees for Projects That Employ Innovative Technologies 1901-AB32

Energy Efficiency and Renewable Energy - PreRule

Title

Regulation 

Identifier 

Number

Energy Conservation Standards for High-Intensity Discharge Lamps 1904-AC36

Test Procedures for Lighting Systems (Luminaires) 1904-AC50

Set-top Boxes and Network Equipment 1904-AC52

Commercial and Industrial Pumps 1904-AC54

Fans and Blowers 1904-AC55

Energy Conservation Standards for Residential Water Heaters 1904-AC78

Energy Efficiency Standards for Residential Dehumidifiers 1904-AC81

Standards for Packaged Terminal Air Conditioners and Packaged Terminal Heat Pumps 1904-AC82

Standards Ceiling Fans and Ceiling Fan Light Kits 1904-AC87

Energy Efficiency and Renewable Energy - Proposed Rule

Title

Regulation 

Identifier 

Number

Energy Conservation Standards for Walk-In Coolers and Walk-In Freezers 1904-AB86

Test Procedures for Residential Central Air Conditioners and Heat Pumps 1904-AB94

Energy Conservation Standards for Commercial Refrigeration Equipment 1904-AC19

Energy Conservation Standards for Residential Furnace Fans 1904-AC22
Energy Efficiency Standards for Certain Commercial and Industrial Electric Motors 1904-AC28

Test Procedure for Televisions 1904-AC29

Test Procedures for High-Intensity Discharge Lamps 1904-AC37

Energy Efficiency Standards for Automatic Commercial Ice Makers 1904-AC39

Energy Savings Performance Contract Procedures and Methods 1904-AC49

Test Procedures for Residential Water Heaters, Direct Heating Equipment and Pool Heaters (7 Year Review) 1904-AC53

Rulemaking Determination Regarding an Exclusion for 120 Volt, 100 Watt R20 Short Incandescent Reflector Lamp for

Spa Applications 1904-AC57

Enforcement of Regional Standards for Residential Furnaces and Central Air Conditioners and Heat Pumps 1904-AC68

Amendments and Corrections to Petitions for Waiver and Interim Waiver for Consumer Products and Commercial and

Industrial Equipment 1904-AC70

Energy Conservation Program for Consumer Products: Test Procedure for Induction Cooking Products 1904-AC71

Test Procedures for Illuminated Exit Signs 1904-AC72

Test Procedures for Traffic Signal Modules and Pedestrian Modules 1904-AC73

Test Procedures for Medium Base Compact Fluorescent Lamps 1904-AC74

Test Procedure for Residential Furnaces and Boilers 1904-AC79

Test Procedure for Residential Dehumidifiers 1904-AC80

Determination of Commercial and Industrial Compressors as Covered Equipment 1904-AC83

Labeling Requirements for Commercial and Industrial Equipment 1904-AC84

Energy Conservation Standards for Single Package Vertical Air Conditioners and Single Package Vertical Heat Pumps 1904-AC85

Energy Efficiency and Renewable Energy - Final Rule

Title

Regulation 

Identifier 

Number

Energy Efficiency Standards for Battery Chargers and External Power Supplies 1904-AB57

Test Procedures for Microwave Ovens (Standby and Off Mode) 1904-AB78

Inclusion of Electric Drive Vehicles in the Alternative Fuel Transportation Program 1904-AB81

Test Procedures for Residential Water Heaters, Direct Heating Equipment, and Pool Heaters (Standby Mode and Off

Mode) 1904-AB95

Fossil Fuel Energy Consumption Reduction for New Construction and Major Renovations of Federal Buildings 1904-AB96

Fleet Petroleum and Alternative Fuel Consumption Reduction Requirements for Federal Agencies 1904-AB98

Energy Efficiency Standards for Distribution Transformers 1904-AC04

Energy Efficiency and Sustainable Design Standards for New Federal Buildings 1904-AC13

Test Procedure for Residential Furnaces and Boilers (Standby Mode and Off Mode) 1904-AC44

Alternative Efficiency Determination Methods and Alternate Rating Methods 1904-AC46

Federal Building Standards Rule--Update--90.1-2010 1904-AC60

Federal Building Standards Rule--Update--IECC 2012 1904-AC61

Test Procedures for Showerheads, Faucets, Water Closets, Urinals, and Commercial Prerinse Spray Valves 1904-AC65

Proposed Determination to Treat Non-Compressor Residential Refrigeration Products as Covered Products 1904-AC66

Test Procedures for Light-Emitting Diode Lamps 1904-AC67

Test Procedures for Residential Refrigerators, Refrigerator-Freezers, and Freezers 1904-AC76

Energy Efficiency and Renewable Energy - Long-term Action

Title

Regulation 

Identifier 

Number

Energy Efficiency Standards for Metal Halide Lamp Fixtures 1904-AC00

Energy Efficiency Standards for Microwave Ovens (Standby and Off Mode) 1904-AC07

Energy Efficiency Standards for Manufactured Housing 1904-AC11

Energy Conservation Standards for ER, BR, and Small Diameter Incandescent Reflector Lamps 1904-AC15

Test Procedures for Residential Furnace Fans 1904-AC21

Energy Conservation Program for Consumer Products: Test Procedure for Microwave Ovens (Active Mode) 1904-AC26

Energy Conservation Standards for General Service Fluorescent Lamps and Incandescent Reflector Lamps 1904-AC43

Energy Conservation Standards for Wine Chillers and Miscellaneous Refrigeration Products 1904-AC51
Determination of Residential CAC Split-System Condensing Units and Residential HP Split-System Outdoor Units as a

Covered Product 1904-AC69

Energy Conservation Standards for Commercial Clothes Washers 1904-AC77

Energy Efficiency and Renewable Energy - Completed Action

Title

Regulation 

Identifier 

Number

Energy Efficiency Standards for Fluorescent Lamp Ballasts 1904-AB50

Energy Conservation Standards for Residential Clothes Washers 1904-AB90

Test Procedures for Residential Refrigerators and Freezers 1904-AB92

Test Procedures for Residential Dishwashers, Dehumidifiers, and Conventional Cooking Products--Standby and Off

Mode 1904-AC01

Test Procedures for Electric Motors 1904-AC05

Test Procedures for Residential Clothes Washers, Active, Standby, and Off Mode 1904-AC08

Energy Efficiency Test Procedures for Automatic Commercial Ice Makers 1904-AC38

Energy Efficiency Test Procedures for Commercial Refrigeration Equipment 1904-AC40

Test Procedures for General Service Incandescent Lamps, General Service Fluorescent Lamps, and Incandescent

Reflector Lamps 1904-AC45

Energy Conservation Program for Certain Industrial Equipment: Energy Conservation Standards for Commercial Heating,

Air Conditioning, and Water-Heating Equipment 1904-AC47

Energy Conservation Standards for Direct Heating Equipment 1904-AC56

Updating State Residential Building Energy Efficiency Codes--IECC 2012 1904-AC59

Notice of Intent to Negotiate Proposed Rule on Energy Efficiency Standards for Low Voltage Dry-Type Distribution

Transformers 1904-AC62

Energy Efficiency Standards for Dishwashers 1904-AC64

Interpretative Rule of the Definition of Ceiling Fans 1904-AC75

Office of General Counsel - Proposed Rule

Title

Regulation 

Identifier 

Number

Convention on Supplementary Compensation for Nuclear Damage Contingent Cost Allocation 1990-AA39

Proposed Rule to Relocate and Update Technology Investment Agreement Regulations 1990-AA40

Office of General Counsel - Final Rule

Title

Regulation 

Identifier 

Number

Technical Amendments to Processing Procedures Under the Federal Tort Claims Act 1990-AA35

Contractor Legal Management Requirements; Acquisition Regulations 1990-AA37

Implementation of Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act 1990-AA38

Patent Rights Administrative Appeal Procedures 1990-AA42

Office of General Counsel - Completed Action

Title

Regulation 

Identifier 

Number

Patent Compensation Board Regulations 1990-AA33

Procedural Patent Licensing Regulations 1990-AA41

Office of Procurement and Assistance Policy - Proposed Rule

Title

Regulation 

Identifier 

Number

Rescission of Obsolete Property Management Regulations 1991-AB73

Intellectual Property Update 1991-AB82

Update of the DEAR--Small Business Coverage 1991-AB92

Financial Assistance Rules 1991-AB94
DEAR--Miscellaneous Technical Amendments 1991-AC00

Office of Procurement and Assistance Policy - Final Rule

Title

Regulation 

Identifier 

Number

Access to and Ownership of Records 1991-AB85

Changes to DEAR To Conform to the FAR--Government Property 1991-AB86

Department of Energy Acquisition Regulation--Amendment to Implement Executive Order 13514 Federal Leadership in

Environmental, Energy and Economic Programs 1991-AB95

Acquisition Regulation: Export Control 1991-AB99

Office of Procurement and Assistance Policy - Long-term Action

Title

Regulation 

Identifier 

Number

DOE Acquisition Regulations--Management Contractor Compensation for Personal Services 1991-AB96

DOE Acquisition Regulation--Facility Management Contractor Liability Insurance 1991-AB97

Defense and Security Affairs - Proposed Rule

Title

Regulation 

Identifier 

Number

Criteria and Procedures for Determining Eligibility for Access to Classified Matter or Special Nuclear Material 1992-AA36

Chronic Beryllium Disease Prevention Program 1992-AA39

Occupational Radiation Protection 1992-AA42

Nuclear Safety Management 1992-AA43

Safeguarding of Restricted Data 1992-AA46

Defense and Security Affairs - Final Rule

Title

Regulation 

Identifier 

Number

Protective Force Personnel Medical, Training, and Access Authorization Standards 1992-AA40

Defense and Security Affairs - Long-term Action

Title

Regulation 

Identifier 

Number

Human Reliability Program 1992-AA44

National Nuclear Security Agency - Proposed Rule

Title

Regulation 

Identifier 

Number

Assistance to Foreign Atomic Energy Activities 1994-AA02

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AB29

 View Related Documents

Title: Price Competitive Sale of Strategic Petroleum Reserve Petroleum; Standard

Abstract: On December 21, 1983, DOE published in the Federal Register a final rule which governs the price competitive sales

of petroleum from the Strategic Petroleum Reserve (SPR) in the event that the SPR is drawn down to respond to a severe

energy supply interruption or to meet obligations of the United States under the Agreement on an International Energy Program.

The final rule provides for the publication and periodic update, as an appendix to the rule, of Standard Sales Provisions (SSPs)

containing or describing contract clauses, terms and conditions of sale, and performance and financial responsibility measures,

which may be used for particular sales of SPR petroleum. First published in interim final form on January 20, 1984, the SSPs

have since been updated several times, with the latest version published in the Federal Register on July 7, 2005 (70 FR 39364).

As provided in the rule, DOE has reviewed the current SSPs and made minor revisions to update some provisions regarding
procedures, delivery points and dates, payment methods, and increasing the ceiling amount for disputes.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 625 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6201 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

RIN Information URL: www.spr.doe/reports/ssps/ssp.htm

Agency Contact: Diana Greenhalgh 

Program Analyst, FE-46

Department of Energy

Departmental and Others

1000 Independence Ave., SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-0835 

E-Mail: diana.greenhalgh@hq.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AB33

 View Related Documents

Title: Transportation and Traffic Management

Abstract: Revision of the section of 41 CFR that describes DOE regulations governing transportation and traffic management

activities, arrangements for transportation, and related services by bill of lading.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 41 CFR 109 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: Not Yet Determined

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 10/00/2013 
Regulatory Flexibility Analysis Required: No Government Levels Affected: Undetermined

Federalism: No

Agency Contact: Stephen O'Connor 

Director, Office of Packaging and Transportation, EM-33

Department of Energy

Departmental and Others

1000 Independence Ave., NW, DC 20585

DC 20585 

Phone: 303 903-1431 

E-Mail: stephen.oconnor@em.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AA32

 View Related Documents

Title: Freedom of Information Act

Abstract: The Freedom of Information Act (FOIA), as amended, permits any person to request access to agency records. DOE

has promulgated a regulation at part 1004 of title 10 of the Code of Federal Regulations to implement the FOIA. DOE is revising

its FOIA regulations to reflect current procedures for processing request for information that are submitted to the Agency, to

ensure compliance with the Electronic Freedom of Information Act of 1996 and amendments in 2007 and 2009, and to make the

regulations more user friendly.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 1004 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 552

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/09/2008 73 FR 74658 

NPRM Comment Period End 01/08/2009 

Final Action 04/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Alexander Morris 

FOIA Officer

Department of Energy

Departmental and Others

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-3159 

E-Mail: alexander.morris@hq.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AA82

 View Related Documents

Title: Economic Development Transfers of Real Property
Abstract: This action establishes procedures for indemnifying and disposing of real property by sale or lease at DOE's defense

nuclear facilities for the purpose of permitting economic development. It also establishes procedures for reporting actions to

Congress, informing those acquiring the property of the availability of indemnification for injury to people or property from

releases or threatened releases of hazardous materials, requesting indemnification, and making claims for indemnification.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 770 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 105-85, sec 3158

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Interim Final Rule 02/29/2000 65 FR 10685 

Interim Final Rule Comment Period End 04/14/2000 

Final Action 03/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Mark C. Price 

Senior Realty Specialist, MA-50

Department of Energy

Departmental and Others

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-5422 

E-Mail: mark.price@hq.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AB18

 View Related Documents

Title: Coordination of Federal Authorizations for Siting of Electric Transmission Facilities

Abstract: Subsection 216(h) of the Federal Power Act (FPA) requires DOE to act as lead agency for purposes of coordinating

all applicable Federal authorizations and related environmental reviews as may be required under Federal law in order to site

transmission facilities. Subsection 216(h)(7)(A) further authorizes DOE to issue any regulations necessary to implement the

provisions of section 1221(a) of Energy Policy Act of 2005 and FPA 216, including provisions providing for pre-application

mechanisms to facilitate streamlining applicable Federal authorizations. Pursuant to this authority, DOE intends to promulgate

regulations to facilitate the coordination of such permits, special use authorizations, certifications, opinions, or other approvals

necessary to site transmission facilities. DOE notes that it has delegated to the Federal Energy Regulatory Commission certain

of the DOE's authorities under FPA section 216(h) and that the Commission has promulgated regulations concerning how it will

carry out that authority. 71 FR 69440.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 109-58 sec 1221(a)

Legal Deadline: None

Regulatory Plan:

Statement of Need:
Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 09/19/2008 73 FR 54461 

Interim Final Rule--To Set Administrative Procedures 09/19/2008 73 FR 54456 

Interim Final Rule Comment Period End 10/20/2008 

Second NPRM 12/13/2011 76 FR 77432 

Second NPRM Comment Period End 01/27/2012 

Comment Period Extended 02/27/2012 

Final Action 05/00/2013 

Additional Information: DOE is currently reviewing the comments received and is in the process of determining how to

proceed with this in the future.

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: No

Energy Affected: Undetermined

Agency Contact: Brian Mills 

Senior Planning Advisor, OE-20

Department of Energy

Departmental and Others

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8267 

E-Mail: brian.mills@hq.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AB25

 View Related Documents

Title: Advanced Technology Vehicles Manufacturing Incentive Program

Abstract: This rulemaking implements the Advanced Technology Vehicles Manufacturing (ATVM) Incentive Program authorized

by section 136 of the Energy Independence and Security Act of 2007, as amended. Section 136 of the Energy Independence

and Security Act of 2007 provides for loans and grants to automotive manufacturers and component suppliers for costs

associated with the re-equipping, expanding, and establishing of manufacturing facilities in the Untied States to produce

advanced technology vehicles and qualifying components that provide improvements in fuel economy performance beyond

certain specified levels and engineering integration performed in the United States for such vehicles and components.

Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 10 CFR 611 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 17013

Legal Deadline: 

Action Source Description Date

Other Statutory 11/29/2008 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:
Action Date FR Cite

Interim Final Rule 11/12/2008 73 FR 66721 

Interim Final Rule Comment Period End 12/12/2008 

Final Action 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: lpo.energy.gov

Agency Contact: David G. Frantz 

Acting Executive Director, Loan Guarantee Program, LP-10

Department of Energy

Departmental and Others

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8336 

E-Mail: david.frantz@hq.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AB31

 View Related Documents

Title: Administrative Procedures for the Import and Export of Natural Gas

Abstract: On December 29, 1989, DOE published in the Federal Register a final rule regarding the administrative procedures

governing the import and export of natural gas. The purpose of this final rule was to establish the rules and procedures required

to be followed by persons to obtain authorizations from DOE to import or export natural gas under the Natural Gas Act, and by

all other persons interested in participating in a natural gas import or export proceeding before the agency. Since the publishing

of this final rule, the domestic and international natural gas markets have evolved in structure and complexity. The current

business models and types of commercial transactions utilized by stakeholders in the natural gas industry require greater

flexibility on the part of DOE when evaluating import and export applications for issuance of an authorization than is provided for

by the current regulations, which were developed 21 years ago and have not been revised since their issuance. Additionally,

amendments to the Natural Gas Act, which were passed subsequent to the December, 1989 publishing of the current

regulations, have had a significant effect on the processes and procedures for the issuance of authorizations, and have not yet

been incorporated into the current regulations. This rulemaking project will consolidate existing DOE policies and procedures on

the import and export of natural gas by incorporating them into the regulations; it will allow DOE to address increasingly complex

natural gas market issues through increased regulatory flexibility; and it will streamline the regulations by eliminating those

regulations which are no longer applicable.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 590 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 15 USC 717b

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: John Albert Anderson 

Manager Natural Gas Import/Export Activities, FE-34

Department of Energy
Departmental and Others

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-6221 

E-Mail: john.anderson@hq.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AB30

 View Related Documents

Title: Monthly Data Collection Requirements for Electricity Exports and Presidential Permits

Abstract: This rule would amend the electricity export and import data collection requirements in DOE's administrative

regulations that pertain to the issuance of Presidential permits authorizing electric transmission facilities at the U.S. international

border and orders authorizing electricity exports to a foreign country. The responsibility for the data collection has been

transferred from DOE's Office of Electricity Delivery and Energy Reliability (OE) to DOE's Energy Information Administration

(EIA). The frequency of the reporting in the regulations is being changed from annual to monthly in order to be consistent with

the data collection procedures now required by EIA's Form OE-781R, "Monthly Electricity Imports and Exports Report."

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 7151; 42 USC 7172; 16 USC 824a

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Withdrawn 04/18/2012 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Christopher Lawrence 

Deputy Assistant Secretary for Permitting, Siting and Analysis

Department of Energy

Departmental and Others

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-5260 

E-Mail: christopher.lawrence@hq.doe.gov

Department of Energy (DOE) 

Departmental and Others ( ENDEP ) RIN: 1901-AB32

 View Related Documents

Title: Loan Guarantees for Projects That Employ Innovative Technologies

Abstract: Section 305 of the Consolidated Appropriations Act, 2012 amended section 1702(b) of title XVII by striking the

existing subsection (b) and inserting instead a provision that makes clear no guarantee shall be made unless an appropriation

for the cost of the guarantee has been made; the Secretary has received from the borrower a payment in full for the cost of the

guarantee and deposited the payment into the Treasury; or a combination of one or more appropriations and one or more

payments from the borrower has been made that is sufficient to cover the cost of the guarantee. This technical amendment to

the regulations for the loan guarantee program authorized by section 1703 of title XVII of the Energy Policy Act of 2005 (title
XVII) incorporates, without substantive change, the amendment to section 1702(b) of title XVII enacted by section 305 of the

Consolidated Appropriations Act, 2012.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 609 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 7254; 42 USC 16511 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Final Action 05/21/2012 77 FR 29853 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: lpo.energy.gov

Agency Contact: David G. Frantz 

Acting Executive Director, Loan Guarantee Program, LP-10

Department of Energy

Departmental and Others

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8336 

E-Mail: david.frantz@hq.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC36

 View Related Documents

Title: Energy Conservation Standards for High-Intensity Discharge Lamps

Abstract: EPCA directed the Secretary of Energy to determine if an energy efficiency standard was technically feasible,

economically justified, and would save energy. Upon completion of a positive determination, EPCA directs the Secretary to initiate

a test procedure and energy efficiency standard related to this equipment. On June 16, 2010, the Secretary determined that energy

efficiency standards for high-intensity discharge lamps were technically feasible, economically justified, and would save energy.

Priority: Other Significant Agenda Stage of

Rulemaking: PreRule

Major: Undetermined Unfunded Mandates:

Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6317

Legal Deadline: 

Action Source Description Date

Other Statutory 07/01/2014 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:
Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting; Framework Document Availability 02/28/2012 77 FR 11785 

Extended Comment Period End 04/12/2012 

Notice: Public Meeting, Preliminary Analysis 02/00/2013 

NPRM 06/00/2013 

Final Action 06/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels

Affected: No

Federalism: No

Energy Affected: Undetermined

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/high_intensity_discharge_lamps

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AA86

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC50

 View Related Documents

Title: Test Procedures for Lighting Systems (Luminaires)

Abstract: EPAct 1992 (Pub. L. No. 102-486), section 126, required DOE to support and monitor a national voluntary testing

and information program for widely used luminaires that have significant energy savings potential, and to issue a determination

as to whether the program developed was consistent with those objectives. The program was required to include specifications

for test procedures and labels that will enable purchasers of such luminaires to make more informed decisions about the energy

efficiency and costs of alternative products. If DOE determined that these test procedures and labels did not exist, EPAct 1992

directed DOE to develop them for luminaires. (42 U.S.C. 6292 note) Therefore, DOE will develop, as appropriate, test

procedures for lighting systems (luminaires).

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: PreRule

Major: No Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6292

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Request for Information 08/04/2011 76 FR 47178 

RFI Comment Period End 09/15/2011 

Request for Information 04/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined
Federalism: Undetermined

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC52

 View Related Documents

Title: Set-top Boxes and Network Equipment

Abstract: DOE is conducting a rulemaking for set-top boxes and network equipment, which will include a determination of

coverage whether set-top boxes and network equipment are covered products under the Energy Policy and Conservation Act

(EPCA). A final determination for coverage of set-top boxes and network equipment will be issued at a later stage in the

rulemaking process.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291(1); 42 USC 6292 (a)(20); 42 USC 6292(b)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Proposed Determination 06/15/2011 76 FR 34914 

Comment Period End 07/15/2011 

Request for Information; Notice of Public meeting 12/16/2011 76 FR 78174 

RFI Comment Period End 02/14/2012 

Comment Period Extended 03/15/2012 

Determination of Next Action 01/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Jeremy Dommu 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-9870 

E-Mail: jeremy.dommu@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC54

 View Related Documents

Title: Commercial and Industrial Pumps
Abstract: There are currently no federal standards or test procedures for commercial and industrial pumps. DOE has requested

information from interested parties regarding product markets, energy use, test procedures, and energy efficient product designs

to determine whether to initiate a rulemaking to establish a test procedure, energy conservation standard, and/or labeling

requirements. DOE will consider adding a definition for "Commercial and Industrial (Pumps)" in the Code of Federal Regulations

to clarify scope of coverage of any potential test procedure, energy conservation standard and/or label.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6311(A); 42 USC 6312

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Request for Information 06/13/2011 76 FR 34192 

RFI Comment Period End 07/13/2011 

Framework Document 03/00/2013 

Preliminary Analysis 08/00/2013 

NPRM 02/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Charles Llenza 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2192 

E-Mail: charles.llenza@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC55

 View Related Documents

Title: Fans and Blowers

Abstract: There are currently no federal standards or test procedures for commercial and industrial fans and blowers. DOE will

determine whether commercial and industrial fans and blowers qualify as covered products. DOE is also considering a definition

for "Commercial and Industrial Fans and Blowers" to clarify the scope of coverage of any potential test procedure, energy

conservation standard and/or labeling requirements.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6311(2)(B); 42 USC 6312

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:
Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice of Proposed Determination 06/28/2011 76 FR 37678 

NOPD Comment Period End 07/28/2011 

Framework Document 03/00/2013 

Preliminary Analysis 09/00/2013 

NPRM 03/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Charles Llenza 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2192 

E-Mail: charles.llenza@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC78

 View Related Documents

Title: Energy Conservation Standards for Residential Water Heaters

Abstract: DOE is requesting data and information about the impact of its recently amended energy conservation standards for

residential electric water heaters on utility programs that use high-storage-volume (above 55 gallons) electric storage water

heaters to reduce peak electricity demand. DOE amended its standards for residential water heaters on April 16, 2010, and

compliance with the amended standards is required beginning on April 16, 2015. Of particular relevance, the amended

standards for residential water heaters raised the minimum requirements for electric storage water heaters with storage volumes

above 55 gallons to levels that are currently achieved through the use of heat pump water heater technology. This request for

information solicits feedback on the effects of the amended energy conservation standards for electric storage water heaters on

such utility programs.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(e)(4)(B)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Request for Information 06/13/2012 77 FR 35299 

Comment Period End 07/13/2012 

Framework Document Availibility 02/00/2013 

Prelimiary Analysis 09/00/2013 

NPRM 09/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined
Agency Contact: Ashley Armstrong 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-6590 

E-Mail: ashley.armstrong@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC81

 View Related Documents

Title: Energy Efficiency Standards for Residential Dehumidifiers

Abstract: EPCA requires that, not later than 6 years after the issuance of a final rule establishing or amending a standard,

DOE publish a notice of proposed rulemaking (NOPR) proposing new standards or a notice of determination that the existing

standards do not need to be amended. (42 U.S.C. 6295(m)(1)) DOE is considering amended residential dehumidifier standards

in this rulemaking.

Priority: Economically Significant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 429; 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(cc)

Legal Deadline: 

Action Source Description Date

NPRM Statutory 03/23/2015 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting and Framework Document Availability 08/17/2012 77 FR 49739 

Comment Period Extended 08/28/2012 77 FR 51943 

Comment Period End 10/17/2012 

Preliminary Analysis 01/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: No

Agency Contact: Stephen Witkowski 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7463 

E-Mail: stephen.witkowski@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC82

 View Related Documents

Title: Standards for Packaged Terminal Air Conditioners and Packaged Terminal Heat Pumps

Abstract: DOE is required by EPCA to conduct an evaluation of test procedures every seven years to determine if amended
procedures would more accurately or fully comply with the requirements of sections 342(a)(2) and (3), and to either prescribe

amended test procedures or publish a notice in the federal register regarding a determination not to amend test procedures. (42

U.S.C 6314(a)(1)) DOE intends to conduct such an evaluation of the test procedures for PTACs and PTHPs in parallel with the

energy conservation standard rulemaking which is now starting to be developed. If DOE determines that test procedure

amendments are warranted, it will conduct a test procedure rulemaking to develop, propose, and prescribe appropriate

amendments.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291

Legal Deadline: 

Action Source Description Date

NPRM Statutory 10/31/2016 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting; Availability of the Framework Document 03/00/2013 

Preliminary Analysis 11/00/2013 

NPRM 10/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: Undetermined

Agency Contact: Ronald B. Majette 

Program Manager, Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7935 

E-Mail: ajett.majette@hq.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC87

 View Related Documents

Title: Standards Ceiling Fans and Ceiling Fan Light Kits

Abstract: DOE is initiating an energy conservation standard rulemaking for ceiling fans and ceiling fan light kits as required by

the Energy Policy and Conservation Act, specifically, pursuant to 42 U.S.C. 6595(ff)(5)-(6) . This rulemaking will consider

amendments to the standards for these products to reflect technological advances. All amended energy efficiency standards

must be technologically feasible and economically justified.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291 to 6309

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:
Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Framework Document 06/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Energy Affected: Undetermined

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB86

 View Related Documents

Title: Energy Conservation Standards for Walk-In Coolers and Walk-In Freezers

Abstract: The Energy Independence and Security Act of 2007 amendments to the Energy Policy and Conservation Act require

that DOE establish maximum energy consumption levels for walk-in coolers and walk-in freezers and directs the Department of

Energy to develop energy conservation standards that are technologically feasible and economically justified.

Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Yes Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(f)(4)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/01/2012 

Regulatory Plan:

Statement of Need: EPCA requires minimum energy efficiency standards for certain appliances and commercial equipment,

which has the effect of eliminating inefficient appliances and equipment from the market.

Legal Basis: Section 312 of EISA 2007 establishes definitions and standards for walk-in coolers and walk-in freezers. EISA

2007 directs DOE to establish performance-based standards for this equipment (42 U.S.C. 6313 (f)(4)).

Alternatives: The statute requires DOE to conduct rulemakings to review standards and to revise standards to achieve the

maximum improvement in energy efficiency that the Secretary determines is technologically feasible and economically justified.

In making this determination, DOE conducts a thorough analysis of the alternative standard levels, including the existing

standard, based on the criteria specified by the statute.

Costs and Benefits: Because DOE has not yet proposed candidate standard levels for this equipment, DOE cannot provide

an estimate of combined aggregate costs and benefits for these actions. DOE will, however, in compliance with all applicable

law, issue standards that provide the maximum energy savings that are technologically feasible and economically justified.

Estimates of energy savings will be provided when DOE issues the notice of proposed rulemaking for this equipment.

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 01/06/2009 74 FR 411 

Notice: Public Meeting, Data Availability 04/05/2010 75 FR 17080 

Comment Period End 05/20/2010 

NPRM 04/00/2013 

Final Action 12/00/2013 
Additional Information: Comments pertaining to this rule may be submitted electronically to WICF-2008-STD0015@ee.doe.gov.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: Local; State

Federalism: Undetermined

RIN Information

URL: www.eere.energy.gov/buildings/appliance_standards/commercial/wicf.html Public Comment URL: www.regulations.gov

Related RINs: Related to 1904-AB85

Agency Contact: Charles Llenza 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2192 

E-Mail: charles.llenza@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB94

 View Related Documents

Title: Test Procedures for Residential Central Air Conditioners and Heat Pumps

Abstract: The Energy Independence and Security Act of 2007 (EISA 2007) amended the Energy Policy and Conservation Act

of 1975 (EPCA) to require the test procedures for all covered products, including central air conditioners and heat pumps, be

amended to measure standby mode and off mode energy consumption. This rule addresses test procedure requirements for

standby mode and off mode, as well as other requirements to test these products.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking:

Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(gg)(2)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/02/2010 75 FR 31224 

NPRM Comment Period End 08/16/2010 

Supplemental NPRM 04/01/2011 76 FR 18105 

SNPRM Comment Period End 05/02/2011 

Second Supplemental NPRM 10/24/2011 76 FR 65616 

Second SNPRM Comment Period End 11/23/2011 

Second SNPRM Comment Period Extended 12/21/2011 76 FR 79135 

Second NPRM Comment Period Extention End 01/20/2012 

Third Supplemental NPRM 02/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Local;

State

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/central_ac_ph.html

Related RINs: Related to 1904-AB47

Agency Contact: Lucas Adin 
Project Manager, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1317 

E-Mail: lucas.adin@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC19

 View Related Documents

Title: Energy Conservation Standards for Commercial Refrigeration Equipment

Abstract: DOE is reviewing and updating energy conservation standards, as required by the Energy Policy and Conservation

Act, to reflect technological advances. All amended standards must be technologically feasible and economically justified. As

required by EPCA, DOE published previously a final rule establishing energy conservation standards for ice-cream freezers,

self-contained commercial refrigerators, freezers, and refrigerator-freezers without doors, for equipment manufactured after

January 1, 2012. (74 FR 1092, Jan. 9, 2009) DOE is required to issue a final rule for this second review of energy conservation

standards for commercial refrigeration equipment no later than January 1, 2013.

Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(c)(5)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/01/2013 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 05/06/2010 75 FR 24824 

Comment Period End 06/07/2010 

Notice: Public Meeting, Data Availability 03/30/2011 76 FR 17573 

Comment Period End 05/16/2011 

NPRM 07/00/2013 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Charles Llenza 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2192 

E-Mail: charles.llenza@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC22

 View Related Documents
Title: Energy Conservation Standards for Residential Furnace Fans

Abstract: DOE is initiating its first rulemaking to consider new energy conservation standards or energy use standards for

purposes of circulating air through duct work, as required under 42 U.S.C. 6295(f)(4)(D). DOE commonly refers to these

products as "furnace fans." EPCA, as amended, requires DOE to publish a final rule establishing any final energy conservation

or energy use standards not later than December 31, 2013.

Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Yes Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295 (f)(4)(D)

Legal Deadline: 

Action Source Description Date

Other Statutory 12/31/2013 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 06/03/2010 75 FR 31323 

Comment Period End 07/06/2010 

Preliminary Analysis 06/10/2012 77 FR 40530 

Comment Period End 09/10/2012 

NPRM 08/00/2013 

Final Action 04/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC28

 View Related Documents

Title: Energy Efficiency Standards for Certain Commercial and Industrial Electric Motors

Abstract: The Energy Independence and Security Act of 2007 (EISA 2007) updated the energy efficiency standards for electric

motors covered in Energy Policy and Conservation Act (EPCA) and established energy efficiency standards for a larger scope of

motors previously not covered. EPCA requires that a final rule determining whether to amend standards be published no later

than 24 months after the effective date of the previous final rule (3 years after the enactment of EISA 2007, December 19,

2010).

Priority: Economically Significant Agenda Stage of Rulemaking:

Proposed Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 10 CFR 431.25 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(b)(4)(B)

Legal Deadline: 

Action Source Description Date

Other Statutory 12/19/2012 
Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting; Framework Document Availability 09/28/2010 75 FR 59657 

Comment Period End 11/24/2010 

Preliminary Analysis 07/23/2012 77 FR 43015 

Comment Period End 09/07/2012 

NPRM 11/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/electric_motors.html

Related RINs: Duplicate of 1904-AC14

Agency Contact: James Raba 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8654 

E-Mail: jim.raba@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC29

 View Related Documents

Title: Test Procedure for Televisions

Abstract: Televisions sets are a covered product under the Energy Policy and Conservation Act of 1975 (EPCA), as amended

by the 1987 National Energy Conservation Policy Act (NAECA). DOE is now taking the steps required to ensure that a test

procedure is modernized.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6292(a)(12)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Request for Information; Comments 09/03/2010 75 FR 54048 

RFI Comment Period End 10/04/2010 

NPRM 01/19/2012 77 FR 2830 
NPRM Comment Period End 04/03/2012 

Supplemental NPRM 03/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Jeremy Dommu 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-9870 

E-Mail: jeremy.dommu@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC37

 View Related Documents

Title: Test Procedures for High-Intensity Discharge Lamps

Abstract: EPACT 1992 required DOE to publish a determination whether to establish energy conservation standards for highintensity discharge lamps. This determination was positive and was published on July 1, 2010 (75 FR 37975). As a result of this

positive determination, DOE is required to develop a test procedure within 30 months of this determination (by December 31,

2012).

Priority: Substantive, Nonsignificant

Agenda Stage of

Rulemaking: Proposed

Rule

Major: Undetermined Unfunded Mandates:

Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6317(a)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/01/2013 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/15/2011 76 FR 78174 

NPRM Comment Period End 02/28/2012 

NPRM Comment Period End 02/28/2012 

Supplemental NPRM 02/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels

Affected: Undetermined

Federalism: Undetermined

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/high_intensity_discharge_lamps

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AC36

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585
Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC39

 View Related Documents

Title: Energy Efficiency Standards for Automatic Commercial Ice Makers

Abstract: EPCA, as amended by EPACT 2005, requires the Secretary to determine whether updating the statutory standards for

automatic commercial ice makers is technically feasible and economically justified. If justified, the Secretary will issue amended

standards by January 1, 2015. DOE will also consider expanding the scope of coverage for this equipment.

Priority: Other Significant

Agenda Stage of

Rulemaking: Proposed

Rule

Major: Undetermined Unfunded Mandates:

Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(d)(2) and (3)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/01/2015 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice of Public Meeting: Availability of Preliminary Technical Support

Document 01/24/2012 77 FR 3404 

Comment Period Extended 03/05/2012 77 FR 13026 

Extended Comment Period End 04/22/2012 

NPRM 04/00/2013 

Final Action 12/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels

Affected: Undetermined

Federalism: Undetermined

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/automatic_ice_making_equipment.html

Public Comment

URL: regulations.gov

Related RINs: Related to 1904-AC38

Agency Contact: Charles Llenza 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2192 

E-Mail: charles.llenza@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC49

 View Related Documents
Title: Energy Savings Performance Contract Procedures and Methods

Abstract: This rulemaking would amend the regulations governing Federal energy management and planning programs to

reduce Federal energy consumption and promoting life cycle cost effective investments in building energy systems, building

water systems and energy and water conservation measures for Federal buildings. The rulemaking would amend the existing

regulations governing energy savings performance contracts entered into by Federal agencies for implementation of privately

financed investment in building and facility energy conservation measures for existing Federally owned buildings. The revised

regulations would reflect amendments to the relevant statutes as well as changes in the program based on current best

practices.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 10 CFR 436 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 8287 to 8287d

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 04/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

Agency Contact: Cyrus Nasseri 

Office of Federal Energy Management Program (FEMP), EE2L

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-9138 

E-Mail: cyrus.nasseri@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC53

 View Related Documents

Title: Test Procedures for Residential Water Heaters, Direct Heating Equipment and Pool Heaters (7 Year Review)

Abstract: EISA 2007 amended EPCA to require that at least once every 7 years, DOE must review test procedures for all

covered products and either amend test procedures (if the Secretary determines that amended test procedures would more

accurately or fully comply with the requirements of 42 U.S.C. 6293(b)(3)) or publish notice in the Federal Register of any

determination not to amend a test procedure. (42 U.S.C. 6293(b)(1)(A)) Under this requirement, DOE must review the test

procedures for residential heating products not later than December 19, 2014 (i.e., 7 years after the enactment of EISA 2007).

The final rule resulting from this rulemaking will satisfy the requirement to review the test procedures for residential heating

products within seven years of the enactment of the EISA 2007 amendments to EPCA.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b)(1)

Legal Deadline: 

Action Source Description Date

Other Statutory 12/19/2014 

Regulatory Plan:
Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Request for Information 10/12/2011 76 FR 63211 

Request for Information Comment Period End 11/28/2011 

NPRM 05/00/2013 

Final Action 09/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC57

 View Related Documents

Title: Rulemaking Determination Regarding an Exclusion for 120 Volt, 100 Watt R20 Short Incandescent Reflector Lamp for

Spa Applications

Abstract: DOE is granting the National Electrical Manufacturers Association's (NEMA's) petition to undertake a rulemaking to

determine whether to exclude from energy conservation standards under the Energy Policy and Conservation Act (EPCA, 42

U.S.C. 6291, et seq.), a type of incandescent reflector lamp (IRL). Specifically, NEMA seeks an exclusion for 120 volt (V), 100

watt (W), R20 short (having a maximum overall length (MOL) of 3 5/8 (or 3.625) inches) lamps ("R20 short lamps") marketed for

use in hot tub spas. Such a review for exclusion is authorized under 42 U.S.C. 6291(30)(E), which allows the Secretary, by rule,

to exclude a fluorescent or incandescent lamp if standards for such lamp would not result in significant energy savings because

such lamp is designed for special applications or because the lamp has special characteristics not available in reasonably

substitutable lamp types.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291(30)(E)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Request for Information 09/08/2011 76 FR 55609 

RFI Comment Period End 10/11/2011 

NPRM 03/00/2013 

Final Action 06/00/2013 
Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC68

 View Related Documents

Title: Enforcement of Regional Standards for Residential Furnaces and Central Air Conditioners and Heat Pumps

Abstract: DOE has developed three separate possible approaches to enforcement of regional standards for residential

furnaces and residential central air conditioners and heat pumps set forth by direct final rule published in the Federal Register

on June 27, 2011 (76 FR 37549. Adoption of these regional standards was addressed on October 31, 2011 (76 FR 67037).

DOE intends to select one of these three approaches, or a combination of elements in these approaches, as a framework for an

enforcement plan for regional standards. DOE is also considering a possible waiver process for regional standards applicability.

DOE is required to promulgate an enforcement final rule covering the enforcement of regional standards "[n]ot later than 15

months after the date of the issuance of a final rule that establishes a regional standard." 42 U.S.C. 6295(o)(6)(G)(ii)(III).

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 429; 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 62905(o)(6)(G)(ii)(l)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/31/2013 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice of Data Availability; Public Meeting 12/07/2011 76 FR 76328 

Comment Period End 02/06/2012 

NPRM 05/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Ashley Armstrong 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-6590 

E-Mail: ashley.armstrong@ee.doe.gov

Department of Energy (DOE) 
Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC70

 View Related Documents

Title: Amendments and Corrections to Petitions for Waiver and Interim Waiver for Consumer Products and Commercial and

Industrial Equipment

Abstract: DOE proposes minor amendments and corrections to portions of its regulations governing petitions for waiver and

interim waiver from DOE test procedures. In finalizing the March 7, 2011 final certification, compliance and enforcement rule for

consumer products and commercial equipment, DOE inadvertently deleted language pertaining to petitions for waiver and

interim waiver of DOE's test procedure requirements for consumer products. This notice addresses that error by proposing to

restore the omitted text. Additionally, the notice proposes to make minor modifications to the waiver provisions for both

consumer products and commercial equipment and to clarify certain aspects related to the submission and processing of a

waiver petition.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 10 CFR 430.27; 10 CFR 431.401 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/00/2012 

Final Action 07/00/2013 

Additional Information: Includes Retrospective Review under E.O. 13563 with small business burden reduction.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Ashley Armstrong 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-6590 

E-Mail: ashley.armstrong@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC71

 View Related Documents

Title: Energy Conservation Program for Consumer Products: Test Procedure for Induction Cooking Products

Abstract: DOE is developing the test procedure to measure energy consumption of induction cooking products including, but

not limited to, induction cooking tops and induction cooking tops with ranges.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291

Legal Deadline: None

Regulatory Plan:
Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 02/00/2013 

Final Action 04/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Energy Affected: Undetermined

Agency Contact: Wes Anderson 

Mechanical Engineer, Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7335 

E-Mail: wes.anderson@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC72

 View Related Documents

Title: Test Procedures for Illuminated Exit Signs

Abstract: On December 8, 2006, DOE published a final rule (71 FR 71340) adopting test procedures for 11 types of products

and equipment identified in the Energy Policy Act of 2005 which amended EPCA, including illuminated exit signs. Per the

Energy EISA 2007 requirements, DOE is conducting its periodic review of the test procedures for illuminated exit signs.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b)(1) and(9)

Legal Deadline: The Energy Independence and Security Act of 2007 (EISA 2007) amended the Energy Policy and

Conservation Act (EPCA) to require that DOE review test procedures for covered products at least once every 7 years. Because

test procedures for illuminated exit signs were issued prior to EISA 2007, the DOE determined that the 7-year review period

started with the enactment of EISA 2007 on December 19, 2007. DOE will therefore amend the test procedures by December

19, 2014.

Action Source Description Date

Other Statutory 12/19/2014 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 02/00/2013 

Final Action 01/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No
Federalism: No

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC73

 View Related Documents

Title: Test Procedures for Traffic Signal Modules and Pedestrian Modules

Abstract: On December 8, 2006, DOE published a final rule (71 FR 71340) adopting test procedures for 11 types of products

and equipment identified in the Energy Policy Act of 2005 (EPACT 2005, which amended EPCA), including traffic signal

modules and pedestrian modules. Per EISA 2007 requirements, DOE is conducting its periodic review of the test procedures for

traffic signal modules and pedestrian modules.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b)(11)

Legal Deadline: The Energy Independence and Security Act of 2007 (EISA 2007) amended the Energy Policy and

Conservation Act (EPCA) to require that DOE review test procedures for covered products at least once every 7 years. Because

test procedures for traffic signal modules and pedestrian modules were issued prior to EISA 2007, DOE determined that the

review period started with the enactment of EISA 2007 on December 19, 2007 and will amend the test procedures by

December, 19, 2014.

Action Source Description Date

Other Statutory 12/19/2014 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 01/00/2013 

Final Action 01/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC74

 View Related Documents
Title: Test Procedures for Medium Base Compact Fluorescent Lamps

Abstract: On December 8, 2006, DOE published a final rule (71 FR 71340) adopting test procedures for 11 types of products

and equipment identified in the Energy Policy Act of 2005 (EPACT 2005, which amended EPCA), including medium base

compact fluorescent lamps. Per EISA 2007 requirements, DOE is conducting its periodic review of the test procedures for

medium base compact fluorescent lamps.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b) (1) and (12)

Legal Deadline: The Energy Independence and Security Act of 2007 (EISA 2007) amended the Energy Policy and

Conservation Act (EPCA) to require that DOE review test procedures for covered products at least once every 7 years. Because

test procedures for medium base compact fluorescent lamps were issued prior to EISA 2007, DOE determined that the 7-year

review period started with the enactment of EISA 2007 on December 19, 2007. DOE will therefore amend the test procedures

by December 19, 2014.

Action Source Description Date

Other Statutory 12/19/2014 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/00/2013 

Final Action 01/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC79

 View Related Documents

Title: Test Procedure for Residential Furnaces and Boilers

Abstract: DOE is initiating a rulemaking and data collection process to consider amendments to DOE's test procedure for

residential furnaces and boilers in active mode. This rulemaking is intended to fulfill DOE's statutory obligation to review its test

procedures for covered products at least once every seven years.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291(1) and (2); 42 USC 6292(a)(5)

Legal Deadline: None

Regulatory Plan:

Statement of Need:
Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 07/00/2013 

Final Action 12/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC80

 View Related Documents

Title: Test Procedure for Residential Dehumidifiers

Abstract: EPCA requires that DOE amend the test procedure at least once every 7 years, unless it determines that the existing

test procedure does not need to be amended. (42 U.S.C. 6293(b)(1)) DOE is considering amended the residential dehumidifier

test procedure to address active mode issues in this rulemaking. DOE is addressed standby mode and off mode energy use, as

well as certain active mode provisions, in the dehumidifier test procedure in a separate rulemaking, issued on October 10, 2012.

In addition, DOE is considering amended energy conservation standards for residential dehumidifiers in a rulemaking for which a

NOPR is expected to publish in 2015. Therefore, DOE expects to publish this test procedure final rule in advance of the 2019

EPCA deadline

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 429; 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b)(13)

Legal Deadline: 

Action Source Description Date

Other Statutory 12/31/2019 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/00/2013 

Final Action 02/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Energy Affected: No

Related RINs: Related to 1904-AC01
Agency Contact: Stephen Witkowski 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7463 

E-Mail: stephen.witkowski@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC83

 View Related Documents

Title: Determination of Commercial and Industrial Compressors as Covered Equipment

Abstract: DOE will issue a proposed determination regarding whether or not commercial and industrial compressors meet the

criteria for covered equipment under part A-1 of title III of the Energy Policy and Conservation Act (EPCA), as amended (42

U.S.C. 6311 et seq.), if DOE makes the proposed determination that commercial and industrial compressors are covered

equipment, DOE will issue a final determination after which time DOE may develop energy conservation standards to improve

the efficiency of electric motors and pumps and certain other industrial equipment.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 42 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6311(2)(B)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Proposed Determination 01/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: James Raba 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8654 

E-Mail: jim.raba@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC84

 View Related Documents

Title: Labeling Requirements for Commercial and Industrial Equipment

Abstract: DOE is requesting information from interested parties, including manufacturers and other stakeholders, regarding the

potential for establishing labeling requirements for commercial and industrial equipment established as covered equipment

under 42 U.S.C. 6311. This action may result in DOE commencing a rulemaking to establish labeling requirements for certain

covered commercial and industrial equipment in order to fulfill statutory requirements to consider such a rulemaking in 42

U.S.C. 6315.
Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6315

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 03/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Lucas Adin 

Project Manager, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1317 

E-Mail: lucas.adin@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC85

 View Related Documents

Title: Energy Conservation Standards for Single Package Vertical Air Conditioners and Single Package Vertical Heat Pumps

Abstract: This NOPR discusses DOE's analysis of single package vertical air conditioners and single package vertical heat

pumps and proposes to adopt amended energy conservation standards with respect to this equipment.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(a)(6)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 01/00/2013 

Final Action 01/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No
Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB57

 View Related Documents

Title: Energy Efficiency Standards for Battery Chargers and External Power Supplies

Abstract: In addition to the existing general definition of "external power supply," the Energy Independence and Security Act of

2007 (EISA) defines a "Class A external power supply" and sets efficiency standards for those products. EISA directs DOE to

publish a final rule to determine whether the standards set for Class A external power supplies should be amended. EISA also

requires DOE to issue a final rule prescribing energy conservation standards for battery chargers, if technologically feasible and

economically justified or to determine that no energy conservation standard is technically feasible and economically justified.

Priority: Economically Significant Agenda Stage of Rulemaking:

Final Rule

Major: Yes Unfunded Mandates: Private

Sector

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(u)

Legal Deadline: 

Action Source Description Date

Other Statutory 07/01/2011 

Regulatory Plan:

Statement of Need: EPCA requires minimum energy standards for appliances, which has the effect of eliminating inefficient

appliances and equipment from the market.

Legal Basis: Title III of EPCA sets forth a variety of provisions designed to improve energy efficiency. Part A of title III (42

U.S.C. 6291 to 6309) provides for the Energy Conservation Program for Consumer Products other than Automobiles. EPCA

directs DOE to conduct a rulemaking to establish energy conservation standards for battery chargers or determine that no

energy conservation standard is technically feasible and economically justified (42 U.S.C. 6295 (u)(1)(E)(i)-(ii)and (w)(3)(D)). In

addition to the existing general definition of "external power supply," EPCA defines a "Class A external power supply" (42

U.S.C. 6291(36)(C)) and sets efficiency standards for those products (42 U.S.C. 6295(u)(3)). EPCA directs DOE to publish a

final rule to determine whether amended standards should be set for external power supplies or classes of external power

supplies. If such determination is positive, DOE must include any amended or new standards as part of that final rule. DOE

completed this determination in 2012. 75 FR 7170 (May 14, 2010) DOE is bundling these separate rulemaking requirements into

a single rulemaking action.

Alternatives: The statute requires DOE to conduct rulemakings to review standards and to revise standards to achieve the

maximum improvement in energy efficiency that the Secretary determines is technologically feasible and economically justified.

In making this determination, DOE conducts a thorough analysis of the alternative standard levels, including the existing

standard, based on the criteria specified by the statute.

Costs and Benefits: DOE believes that the benefits to the Nation of the proposed energy standards for battery chargers and

external power supplies (such as energy savings, consumer average lifecycle cost savings, an increase in national net present

value, and emission reductions) outweigh the burdens (such as loss of industry net present value). DOE estimates that energy

savings from electricity will be 2.16 quads over 30 years and the benefit to the Nation will be between $6.68 billion and $12.44

billion

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 06/04/2009 74 FR 26816 

Comment Period End 07/20/2009 

Notice: Public Meeting, Data Availability 09/15/2010 75 FR 56021 

Comment Period End 10/15/2010 

Final Rule (Technical Amendment) 09/19/2011 76 FR 57897 

NPRM 03/27/2012 77 FR 18478 
Final Rule: Technical Amendment 04/16/2012 77 FR 22472 

NPRM Comment Period End 05/29/2012 

NPRM Comment Period Reopened 06/29/2012 77 FR 38743 

Reopened NPRM Comment Period End 07/16/2012 

Final Action 02/00/2013 

Additional Information: Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: Business Government Levels

Affected: Local; State

Federalism: Yes

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/battery_external.html

Related RINs: Related to 1904-AB75

Agency Contact: Jeremy Dommu 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-9870 

E-Mail: jeremy.dommu@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB78

 View Related Documents

Title: Test Procedures for Microwave Ovens (Standby and Off Mode)

Abstract: The Energy Independence and Security Act of 2007 amends the Energy Policy and Conservation Act to require the

test procedures for microwave ovens be amended to include standby mode and off mode energy consumption. The test

procedure has been amended to include standby mode and off mode energy consumption and is not being updated to the most

current industry standard.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking:

Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(gg)(2)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 10/17/2008 73 FR 62134 

NPRM Comment Period End 12/31/2008 

Supplemental NPRM 07/22/2010 75 FR 42612 

Supplemental NPRM Comment Period End 10/04/2010 

Interim Final Rule 03/09/2011 76 FR 12825 

Interim Final Rule Effective 04/08/2011 

Supplemental NPRM 11/23/2011 76 FR 72332 

SNPRM Comment Period End 12/23/2011 

Supplemental NPRM 05/16/2012 77 FR 28805 

SNPRM Comment Period End 06/15/2012 

Final Rule 02/00/2013 
Regulatory Flexibility Analysis Required: No Government Levels

Affected: Local; State

Federalism: No

Energy Affected: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/cooking_products.html

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AB49

Agency Contact: Wes Anderson 

Mechanical Engineer, Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7335 

E-Mail: wes.anderson@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB81

 View Related Documents

Title: Inclusion of Electric Drive Vehicles in the Alternative Fuel Transportation Program

Abstract: Under the Alternative Fuel Transportation Program certain State and Alternative Fuel Provider fleets are required to

acquire alternative fueled vehicles. Under the Energy Policy Act of 1992, as amended by the Energy Independence And Security

Act of 2007, DOE is directed to establish credits under the Program for acquisitions of certain electric drive and hybrid-electric

vehicles. This rulemaking will define the acquisitions that will qualify for credit and the corresponding credit values.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 490 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 13258

Legal Deadline: 

Action Source Description Date

Other Statutory 01/31/2009 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 10/31/2011 76 FR 67288 

Final Action 04/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: State

Federalism: No

RIN Information

URL: www.eere.energy.gov/vehiclesandfuels/epact/state/afc_docket.html Public Comment URL: www.regulations.gov

Agency Contact: Dana O'Hara 

Office of FreedomCAR and Vehicle Technologies Program, EE-2G

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8063 

E-Mail: dana.o'hara@ee.doe.gov
Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB95

 View Related Documents

Title: Test Procedures for Residential Water Heaters, Direct Heating Equipment, and Pool Heaters (Standby Mode and Off

Mode)

Abstract: The Energy Independence and Security Act of 2007 amends the Energy Policy and Conservation Act to require the

test procedures for residential pool heaters, direct heating equipment, and water heaters to be amended to include standby

mode and off mode energy consumption, taking into consideration the most recent applicable revisions of standards from the

International Electrotechnical Commission (IEC).

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final

Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(gg)(2)

Legal Deadline: 

Action Source Description Date

Other Statutory 03/31/2010 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 08/30/2010 75 FR 52892 

NPRM Comment Period End 11/15/2010 

Supplemental NPRM 09/13/2011 76 FR 56347 

SNPRM Comment Period End 10/13/2011 

Final Action 12/00/2012 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Local;

State

Federalism: No

RIN Information

URL: www.eere1.energy.gov/buildings/appliance_standard/residential/direct_heating.html

Related RINs: Related to 1904-AA90

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB96

 View Related Documents

Title: Fossil Fuel Energy Consumption Reduction for New Construction and Major Renovations of Federal Buildings

Abstract: This rulemaking implements provisions of the Energy Independence and Security Act of 2007 that require DOE to

establish revised performance standards for the construction of all new Federal buildings, including commercial, multi-family

high-rise residential and low rise residential buildings. This rulemaking specifically addresses the reduction of fossil fuelgenerated energy consumption in new buildings and buildings undergoing major renovations, as well as how agencies may
petition DOE for a downward adjustment of the requirements if they believe meeting required energy reduction levels would be

technically impracticable.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 433; 10 CFR 435 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6834(a)(3)(D)

Legal Deadline: 

Action Source Description Date

Other Statutory 12/19/2008 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 10/15/2010 75 FR 63404 

NPRM Comment Period End 12/14/2010 

Final Action 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

Related RINs: Related to 1904-AC13

Agency Contact: Michael Erbesfeld 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1874 

E-Mail: michael.erbesfeld@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB98

 View Related Documents

Title: Fleet Petroleum and Alternative Fuel Consumption Reduction Requirements for Federal Agencies

Abstract: This rulemaking implements the required reduction in petroleum consumption and increase in alternative fuel

consumption in Federal Fleets under section 142 of the Energy Independence and Security Act of 2007.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 438 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 110-140 sec 142; 42 USC 6374e

Legal Deadline: 

Action Source Description Date

Other Statutory 06/16/2009 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:
Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 03/12/2012 77 FR 14482 

Request for Information 03/28/2012 77 FR 18718 

NPRM Comment Period End 04/11/2012 

RFI Comment Period End 04/27/2012 

Final Action 04/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

Agency Contact: Cyrus Nasseri 

Office of Federal Energy Management Program (FEMP), EE2L

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-9138 

E-Mail: cyrus.nasseri@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC04

 View Related Documents

Title: Energy Efficiency Standards for Distribution Transformers

Abstract: The current distribution transformer efficiency standards for medium-voltage-transformers apply to transformers

manufactured or imported on or after January 1, 2010, and to low-voltage, dry type transformers manufactured or imported on or

after January 1, 2007. As a result of a settlement agreement, DOE agreed to conduct a review of the standards for liquidimmersed and medium-voltage dry-type distribution transformers to determine if, pursuant to EPCA. the standards for these

products need to be amended. As a result of the review, DOE published in the Federal Register a notice of proposed rulemaking

which included new proposed standards for these products as well as low-voltage, dry-type transformers. Under the settlement

agreement, DOE is obligated to publish in the Federal Register, no later than October 1, 2012, a final rule including any

amendments to the standards for liquid-immersed and medium-voltage dry-type distribution transformers.

Priority: Economically Significant Agenda Stage of

Rulemaking: Final Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6317(a); 42 USC 6313(a)(6)(C)

Legal Deadline: 

Action Source Description Date

Other Judicial Determination or NOPR 10/01/2011 

Other Judicial 10/01/2012 

Regulatory Plan:

Statement of Need: EPAC requires minimum energy efficiency standards for appliances, which has the effect of eliminating

inefficient appliances and equipment from the market.

Legal Basis: EPCA of 1975 established an energy conservation program for major household appliances. The National Energy

Conservation Policy Act of 1978 amended EPCA to add part C of title III, which established an energy conservation program for

certain industrial equipment. The Energy Policy Act of 1992 amended EPCA to add certain commercial equipment, including

distribution transformers. DOE published a final rule in October 2007 that established energy conservation standards for liquidimmersed and medium-voltage dry-type distribution transformers. 72 FR 58190 (October 12, 2007); see 10 CFR 431.196(b)-(c).

During the course of that rulemaking, EPACT 2005, Public Law 109–58, amended EPCA to set standards for low-voltage drytype distribution transformers. (EPACT 2005, section 135(c); codified at 42 U.S.C. 6295(y)) Consequently, DOE removed these

transformers from the scope of that rulemaking. 72 FR 58191. Prior to publishing the energy conservation standard, DOE

published a final rule test procedure for distribution transformers on April 27, 2006. 71 FR 24972; see appendix A to subpart K

of 10 CFR 431. DOE is currently conducting a rulemaking to review and amend the energy conservation standards in effect for

distribution transformers. This new rulemaking includes liquid-immersed, medium-voltage dry-type, and low-voltage dry-type

distribution transformers. On July 29, 2011, DOE gave notice that it intends to establish a negotiated rulemaking subcommittee

under the Energy Efficiency and Renewables Advisory Committee (ERAC) in accordance with the Federal Advisory Committee

Act (FACA) and the Negotiated Rulemaking Act(NRA) to negotiate proposed Federal standards for the energy efficiency of
liquid-immersed and medium-voltage dry-type distribution transformers. 77 FR 4547. On August 12, 2011, DOE gave notice that

it intends to establish a negotiated rulemaking subcommittee under the ERAC in accordance with the FACA and the NRA to

negotiate proposed Federal standards for the energy efficiency of low-voltage dry-type distribution transformers. 76 FR 50148.

ERAC subcommittees met several times from September to December 2011. Subcommittee members included manufacturers,

utilities, and energy efficiency advocates. The medium-voltage subcommittee reached consensus on standards for mediumvoltage, dry-type distribution transformers, but consensus was not reached for the two other transformer types. DOE's February

publication of the proposed rule for energy conservation standards for liquid-immersed, medium-voltage dry-type, and lowvoltage dry-type distribution transformers fulfills DOE's obligation under a court order. 77 FR 7282 (February 10, 2011).

Alternatives: The statute requires DOE to conduct rulemakings to review standards and to revise standards to achieve the

maximum improvement in energy efficiency that the Secretary determines is technologically feasible and economically justified.

In making this determination, DOE conducts a thorough analysis of the alternative standard levels, including the existing

standard, based on the criteria specified by the statute.

Costs and Benefits: DOE believes that the benefits to the Nation of the proposed energy standards for distribution

transformers (such as energy savings, consumer average lifecycle cost savings, an increase in national net present value, and

emission reductions) outweigh the burdens (such as loss of industry net present value). DOE estimates that energy savings

from electricity will be 1.58 quads over 30 years and the benefit to the Nation will be between $2.9 billion and $12.1 billion.

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting; Preliminary Technical Support Document

Availability 03/02/2011 76 FR 11396 

Comment Period End 04/18/2011 

Notice of Intent to Negotiate NPRM for MVDT 07/29/2011 76 FR 45471 

MVDT NOI Comment Period End 08/15/2011 

Notice of Intent to Negotiate NOPR for LVDT 08/12/2011 76 FR 50148 

LVDT NOI Comment Period End 08/20/2011 

Notice of Public Meeting of Working Group 09/09/2011 76 FR 55834 

NPRM 02/10/2012 77 FR 7282 

NPRM Correction 02/24/2012 77 FR 10997 

NPRM Comment Period End 04/10/2012 

Comment Period End 06/29/2012 

Final Action 12/00/2012 

Additional Information: RIN 1904-AC62 was merged into this rulemaking.

Regulatory Flexibility Analysis Required: Business Government Levels

Affected: Undetermined

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/distribution_transformers.html

Public Comment

URL: www.regulations.gov

Related RINs: Merge with 1904-AC62

Agency Contact: James Raba 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8654 

E-Mail: jim.raba@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC13

 View Related Documents

Title: Energy Efficiency and Sustainable Design Standards for New Federal Buildings

Abstract: This rulemaking implements provisions of the Energy Conservation and Production Act, as amended by the Energy

Policy Act of 2005 and the Energy Independence and Security Act of 2007, which require DOE to establish revised performance

standards for the construction of new Federal buildings and major renovations of Federal buildings. This rulemaking specifically

addresses the use of sustainable design principles for siting, design, and construction; and the use of water conservation

technologies to achieve energy efficiency. This rulemaking also provides criteria for identifying a certification system and level for

green buildings that encourages a comprehensive and environmentally sound approach to certification of green buildings.
Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 433; 10 CFR 435 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6834

Legal Deadline: 

Action Source Description Date

Other Statutory 08/08/2006 

Other Statutory 12/19/2008 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/28/2010 75 FR 29933 

NPRM Comment Period End 07/27/2010 

Final Action 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Small Entities Affected: No Federalism: No

Energy Affected: No

Related RINs: Merge with 1904-AB82; Related to 1904-AB96

Agency Contact: Michael Erbesfeld 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1874 

E-Mail: michael.erbesfeld@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC44

 View Related Documents

Title: Test Procedure for Residential Furnaces and Boilers (Standby Mode and Off Mode)

Abstract: Per the EISA 2007 amendment to EPCA, DOE test procedures for residential furnaces and boilers are to be

amended to include methods for measuring standby and off mode energy, taking into consideration the most recent applicable

versions of standards from the International Electrotechnical Commission (IEC). DOE completed the required action in 2010 by

publishing a final rule which incorporated by reference IEC Standard 62301(First Edition) (75 FR 64621, October 20, 2010). This

rulemaking will further amend the test procedure to incorporate by reference the new IEC standard 62301 (Second Edition),

which has the potential to improve measurements and reduce testing burden.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(gg)(2)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:
Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 09/13/2011 76 FR 56339 

Correction 10/06/2011 76 FR 61999 

NPRM Comment Period End 11/28/2011 

Final Action 12/00/2012 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC46

 View Related Documents

Title: Alternative Efficiency Determination Methods and Alternate Rating Methods

Abstract: DOE is conducting a rulemaking for Alternative Efficiency Determination Methods and Alternate Rating Methods to

revise and expand its existing regulations governing the use of particular methods as alternatives to testing for the purposes of

certifying compliance with the applicable energy conservation standards and the reporting of related ratings for certain

consumer products and commercial and industrial equipment covered by energy conservation standards.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking:

Final Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6311(2); 42 USC 6312

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Request for Information 04/18/2011 76 FR 21673 

RFI Comment Period End 05/18/2011 

NPRM 05/31/2012 77 FR 32038 

NPRM Comment Period End 07/02/2012 

Final Action 01/00/2013 

Additional Information: Includes Retrospective Review under E.O. 13563 with small business burden reduction.

Regulatory Flexibility Analysis Required: Undetermined Government Levels

Affected: Undetermined

Federalism: Undetermined

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/certification_enforcement.html

Public Comment

URL: www.regulations.gov
Agency Contact: Ashley Armstrong 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-6590 

E-Mail: ashley.armstrong@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC60

 View Related Documents

Title: Federal Building Standards Rule--Update--90.1-2010

Abstract: This action implements provisions in the Energy Conservation and Production Act (ECPA) that require DOE to

update the baseline Federal energy efficiency performance standards for the construction of new Federal buildings, including

commercial and multi-family high-rise residential buildings. This action addresses Federal commercial standard to the American

Society of Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE) Standard 90.1-2010.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 433 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6834(a)(3)(B)

Legal Deadline: 

Action Source Description Date

Other Statutory One year after publication of ASHRAE 90.1-2010 10/28/2011 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Final Action 02/00/2013 

Additional Information: Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

RIN Information URL: www.energycodes.gov/federal/

Agency Contact: Michael Erbesfeld 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1874 

E-Mail: michael.erbesfeld@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC61

 View Related Documents

Title: Federal Building Standards Rule--Update--IECC 2012

Abstract: This rulemaking implements provisions in the Energy Conservation and Production Act (ECPA) that require DOE to
update the baseline Federal energy efficiency performance standards for the construction of new Federal buildings, including

low-rise residential buildings one year after the date of approval of each subsequent update of the International Energy

Conservation Code (IECC). This rulemaking addresses the baseline Federal residential standard and 2012 IECC.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 435 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6834(a)(3)(B)

Legal Deadline: 

Action Source Description Date

Other Statutory One year after publication of the IECC 07/31/2012 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Direct Final Rule 05/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

RIN Information URL: www.energycodes.gov/federal/

Agency Contact: Michael Erbesfeld 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1874 

E-Mail: michael.erbesfeld@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC65

 View Related Documents

Title: Test Procedures for Showerheads, Faucets, Water Closets, Urinals, and Commercial Prerinse Spray Valves

Abstract: DOE is conducting a rulemaking to revise its test procedures for showerheads, faucets, water closets, urinals by

incorporating by reference the most recent versions of the ASME/ANSI test procedures for these products; to revise the test

procedure for commercial prerinse spray valves by incorporating by reference the most recent version of the ASTM test

procedure for that product; to add definitions for certain covered product types; and, if deemed necessary based upon

comments received from stakeholders, to amend certain certification, compliance, and enforcement provisions for these

products.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 429; 10 CFR 430; 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293 (b)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:
Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/30/2012 77 FR 31742 

NPRM Comment Period End 08/13/2012 

Final Action 05/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Lucas Adin 

Project Manager, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1317 

E-Mail: lucas.adin@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC66

 View Related Documents

Title: Proposed Determination to Treat Non-Compressor Residential Refrigeration Products as Covered Products

Abstract: DOE is proposing to make a determination that residential refrigeration products that do not contain a compressor as

an integral part of the cabinet assembly (including thermoelectric and absorption products) are covered products under the

Energy Policy and Conservation Act (EPCA).

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6292(a)(1)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Proposed Determination 11/08/2011 76 FR 69147 

Comment Period End 12/08/2011 

Final Determination 03/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Lucas Adin 

Project Manager, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1317 

E-Mail: lucas.adin@ee.doe.gov
Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC67

 View Related Documents

Title: Test Procedures for Light-Emitting Diode Lamps

Abstract: This rulemaking is to establish test procedures for LED lamps to support the implementation by the Federal Trade

Commission of labeling provisions under 42 U.S.C. 6294(a)(6). The rulemaking will included methods for determining lumen

output, input power, correlated color, temperature, and rated lifetime.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6294(a)(6)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 04/09/2012 77 FR 21038 

NPRM Comment Period End 06/25/2012 

Final Action 02/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC76

 View Related Documents

Title: Test Procedures for Residential Refrigerators, Refrigerator-Freezers, and Freezers

Abstract: DOE is conducting a rulemaking to amend the existing test procedures for residential refrigerators, refrigeratorfreezers, and freezers in order to provide a test for measuring ice maker energy use and to address other matters that were

raised during the previous test procedure rulemaking for these products.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b)(2)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:
Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Final Action 03/00/2013 

NPRM 07/00/2013 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: Undetermined

Federalism: No

Agency Contact: Lucas Adin 

Project Manager, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1317 

E-Mail: lucas.adin@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC00

 View Related Documents

Title: Energy Efficiency Standards for Metal Halide Lamp Fixtures

Abstract: Section 324 of the Energy Independence and Security Act of 2007 amends the Energy Policy and Conservation Act to

require DOE issue a final rule by January 1, 2012, to determine if the energy conservation standards should be amended.

Priority: Economically Significant

Agenda Stage of

Rulemaking: Long-term

Action

Major: Undetermined Unfunded Mandates:

Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(hh)(2)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/01/2012 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 12/30/2009 74 FR 69036 

Comment Period End 01/29/2010 

Notice: Public Meeting, Data Availability 04/01/2011 76 FR 18127 

Comment Period End 05/16/2011 

NPRM 12/00/2013 

Final Action 04/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels

Affected: Undetermined

Federalism: Undetermined

RIN Information Public Comment
URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/metal_halide_lamp_ballasts.html URL: www.regulations.gov

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC07

 View Related Documents

Title: Energy Efficiency Standards for Microwave Ovens (Standby and Off Mode)

Abstract: DOE published a NPRM for microwave ovens on October 17, 2008 (73 FR 62034), and a final rule on April 8, 2009

(74 FR 16040). In the NPRM, DOE proposed establishing energy conservation standards for standby mode and off mode. The

April 2009 final rule did not contain standards for microwave ovens in these modes because a revised test procedure for

microwave ovens was not finalized. DOE is continuing the microwave oven test procedure rulemaking and is revisiting the

energy conservation standard rulemaking to consider whether standards for microwaves ovens in standby-mode and off-mode

are technologically feasible and economically justified.

Priority: Economically Significant Agenda Stage of Rulemaking:

Long-term Action

Major: Yes Unfunded Mandates: Private

Sector

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(m)

Legal Deadline: None

Regulatory Plan:

Statement of Need: EPAC requires minimum energy efficiency standards for appliances, which has the effect of eliminating

inefficient appliances and equipment from the market.

Legal Basis: EPCA (42 USC 6295 (h)), as amended, requires DOE to determine whether amended, more stringent standards

would be technologically feasible and economically justified. On April 8, 2009, DOE published a final rule amending the energy

conservation standards for gas and electric kitchen ranges and ovens. DOE raised the standards for gas kitchen ranges and

ovens and determined that standards for electric kitchen ranges and ovens did not warrant revision-a "no-standard" standard.

Dehumidifiers and dishwashers were originally included in this rulemaking, but have been excluded because EISA 2007

prescribed standards for both of these products. EISA 2007 also amended EPCA to direct DOE to amend its test procedure for

kitchen ranges and ovens to include measures of standby mode and off mode energy consumption. Microwave oven standbymode and off-mode energy use were also originally considered in this rule, as well as in a separate rulemaking for microwave

oven test procedures. Interested party comments on both of these rules generally supported incorporating into the test

procedure language expected to be codified in an international standby power test procedure, which was scheduled to publish

in July 2009. The microwave test procedure amendments addressing standby-mode and off-mode energy use has since been

published and a rulemaking addressing standby-mode and off-mode energy use standards is being considered in a separate

rulemaking.

Alternatives: The statute requires DOE to conduct rulemakings to review standards and to revise standards to achieve the

maximum improvement in energy efficiency that the Secretary determines is technologically feasible and economically justified.

In making this determination, DOE conducts a thorough analysis of the alternative standard levels, including the existing

standard, based on the criteria specified by the statute.

Costs and Benefits: DOE believes that the benefits to the Nation of the proposed energy standards for microwave ovens

(such as energy savings, consumer average lifecycle cost savings, an increase in national net present value, and emission

reductions) outweigh the burdens (such as loss of industry net present value). DOE estimates that energy savings from

electricity will be 0.41 quads over 30 years and the benefit to the Nation will be between $1.82 billion and $3.59 billion

Risks:

Timetable:

Action Date FR Cite

Final Action 

Supplemental NPRM 02/14/2012 77 FR 8525 

Supplemental NPRM Comment Period End 04/16/2012 
Regulatory Flexibility Analysis Required: No Government Levels

Affected: Undetermined

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/cooking_products.html

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AB78

Agency Contact: Wes Anderson 

Mechanical Engineer, Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7335 

E-Mail: wes.anderson@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC11

 View Related Documents

Title: Energy Efficiency Standards for Manufactured Housing

Abstract: The rule would establish energy efficiency standards for manufactured housing and a system to ensure compliance

with, and enforcement of, the standards.

Priority: Economically Significant Agenda Stage of Rulemaking: Long-term Action

Major: Yes Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 460 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 17071

Legal Deadline: 

Action Source Description Date

Other Statutory 12/19/2011 

Regulatory Plan:

Statement of Need: EISA 2007 requires minimum energy efficiency standards for appliances, which has the effect of

eliminating inefficient appliances and equipment from the market.

Legal Basis: Section 413 of EISA 2007, 42 U.S.C. 17071, directs DOE to develop and publish energy standards for

manufactured housing.

Alternatives: The statute requires DOE to conduct a rulemaking to establish standards based on the most recent version of

the International Energy Conservation Code (IECC), except in cases in which the Secretary finds that the IECC is not cost

effective or a more stringent standard would be more cost effective based on the impact of the IECC on the purchase price of

manufactured housing and on total lifecycle construction and operating costs.

Costs and Benefits: Because DOE has not yet proposed energy efficiency standards, DOE cannot provide an estimate of

combined aggregate costs and benefits for these actions. DOE will, however, in compliance with all applicable law, issue

standards that provide for increased energy efficiency that are economically justified. Estimates of energy savings will be

provided when DOE issues the notice of proposed rulemaking.

Risks:

Timetable:

Action Date FR Cite

ANPRM 02/22/2010 75 FR 7556 

ANPRM Comment Period End 03/24/2010 

NPRM 12/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information

URL: www.energycodes.gov/status/mfg_housing.stm Public Comment URL: www.regulations.gov

Agency Contact: Michael Erbesfeld 

General Engineer, EE-2J

Department of Energy
Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1874 

E-Mail: michael.erbesfeld@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC15

 View Related Documents

Title: Energy Conservation Standards for ER, BR, and Small Diameter Incandescent Reflector Lamps

Abstract: Amendments to Energy Policy and Conservation Act of 1975(EPCA) in the Energy Independence and Security Act of

2007 (EISA 2007) amended the energy conservation standards to extend coverage to certain classes of incandescent reflector

lamps (IRL) that had previously been outside the statutory definition of "incandescent reflector lamp," although certain of these

lamps were excluded from the statutory standard levels at that same time. However, EISA 2007 authorized DOE to amend

these standards if such amendments were warranted. Therefore, DOE is undertaking this rulemaking to consider establishing

efficiency standards for previously exempt small diameter, ER, and BR lamps, which are commonly used in track lighting and

recessed cans.

Priority: Economically Significant

Agenda Stage of

Rulemaking: Long-term

Action

Major: Yes Unfunded Mandates:

Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291(30)(C)(ii) and (F); 42 USC 6295(i)

Legal Deadline: None

Regulatory Plan:

Statement of Need: EPCA requires minimum energy efficiency standards for appliances, which has the effect of eliminating

inefficient appliances and equipment from the market.

Legal Basis: Section 322 of EISA 2007 established definitions and standards for ER, BR, and BPAR incandescent reflector

lamps. (42 U.S.C. 6291(54)and (56); 42 U.S.C. 6295 (i)) Furthermore, section 305 of EISA 2007 directs DOE to, not later than

6 years after issuance of any final rule establishing or amending a standard, publish either a notice of determination that

standards do not need to be amended or a notice of proposed rulemaking including new proposed standards. (42 U.S.C. 6295

(m))

Alternatives: The statute requires the Department to conduct rulemakings to review standards and to revise standards to

achieve the maximum improvement in energy efficiency that the Secretary determines is technologically feasible and

economically justified. In making this determination, the Department conducts a thorough analysis of the alternative standard

levels, including the existing standard, based on the criteria specified by the statute.

Costs and Benefits: Because DOE has not yet proposed candidate standard levels for this equipment, DOE cannot provide

an estimate of combined aggregate costs and benefits for these actions. DOE will, however, in compliance with all applicable

law, issue standards that provide the maximum energy savings that are technologically feasible and economically justified.

Estimates of energy savings will be provided when DOE issues the notice of proposed rulemaking for this equipment.

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availibility 05/03/2010 75 FR 23191 

Comment Period End 06/17/2010 

Comment Period Extended 06/18/2010 75 FR 34656 

Comment Period Extention Ends 07/09/2010 

NPRM 12/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels

Affected: Undetermined

Federalism: Undetermined

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/incandescent_lamps.html

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AA92

Agency Contact: Lucy Debutts 
Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC21

 View Related Documents

Title: Test Procedures for Residential Furnace Fans

Abstract: DOE is initiating its first rulemaking to consider new energy conservation standards or energy use standards for

purposes of circulating air through duct work, as required under 42 U.S.C. 6295(f)(4)(D). DOE commonly refers to these

products as "furnace fans." EPCA directs DOE to establish test procedures in conjunction with new energy conservation

standards for furnace fans (42 U.S.C. 6295(r)). To fulfill this requirement, DOE is simultaneously initiating a test procedure

rulemaking for furnace fans in addition to the conservation standards rulemaking, which must be completed by December 31,

2013. DOE's test procedure is intended to provide an efficiency descriptor and the methods necessary to adequately measure

the performance of such fans.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(f)(4)(D); 42 USC 6295(r)

Legal Deadline: 

Action Source Description Date

Other Statutory 12/31/2013 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/15/2012 77 FR 28674 

NPRM Comment Period End 07/30/2012 

Final Action 12/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC26

 View Related Documents

Title: Energy Conservation Program for Consumer Products: Test Procedure for Microwave Ovens (Active Mode)
Abstract: DOE proposes to establish test procedures to measure the cooking efficiency (active mode energy use) for

microwave ovens.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice of Public Meeting 07/22/2010 75 FR 42611 

Notice of Data Availability; Request for Comment 06/05/2012 77 FR 33106 

NODA Comment Period End 06/25/2012 

NPRM 12/00/2013 

Final Action 05/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Related RINs: Related to 1904-AC07; Related to 1904-AC25

Agency Contact: Wes Anderson 

Mechanical Engineer, Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7335 

E-Mail: wes.anderson@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC43

 View Related Documents

Title: Energy Conservation Standards for General Service Fluorescent Lamps and Incandescent Reflector Lamps

Abstract: Amendments to the Energy Policy and Conservation Act of 1975 (EPCA) established energy conservation standards

for certain classes of general service fluorescent lamps (GSFL) and incandescent reflector lamps (IRL), and directed DOE to

conduct two cycles of rulemakings to determine if GSFL and IRL standards should be amended (42 U.S.C. 6295(i)(3) and (4)).

DOE completed its first review and published amended standards in July 2009 (74 FR 34080, July 14, 2009). This rulemaking

constitutes DOE's second review of energy conservation standards for GSFL and IRL.

Priority: Economically Significant Agenda Stage of Rulemaking: Long-term Action

Major: Yes Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(i)(4)

Legal Deadline: 

Action Source Description Date

Other Statutory 07/14/2014 

Regulatory Plan:

Statement of Need:

Legal Basis:
Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Framework Document Availability; Public Meeting 09/14/2011 76 FR 56678 

Comment Period End 10/31/2011 

Notice of Public Meeting; Availability of Preliminary Technical Support

Document 12/00/2013 

NPRM 02/00/2014 

Final Action 07/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC51

 View Related Documents

Title: Energy Conservation Standards for Wine Chillers and Miscellaneous Refrigeration Products

Abstract: DOE is considering conducting a rulemaking to establish definitions and set standards for residential wine chillers

and similar products. Because of the operational differences between refrigerators that are already covered be the statutory

framework laid out by the Energy Policy and Conservation act of 1975, as amended, and other refrigeration product types, such

as wine chillers, DOE is weighing the possibility of setting standards for these other refrigeration product types.

Priority: Economically Significant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6292(a)(1); 42 USC 6295(a)(2)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting; Framework Document Availability 02/13/2012 77 FR 7547 

Notice of Public Meeting; Availability or Preliminary Technical Support

Document 12/00/2013 

NPRM 06/00/2014 

Final Action 02/00/2015 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: No

Agency Contact: Lucas Adin 

Project Manager, EE-2J

Department of Energy
Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1317 

E-Mail: lucas.adin@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC69

 View Related Documents

Title: Determination of Residential CAC Split-System Condensing Units and Residential HP Split-System Outdoor Units as a

Covered Product

Abstract: The U.S. Department of Energy (DOE) proposes to determine whether Residential Central Air Conditioner SplitSystem Condensing Units and Residential Heat Pump Split-System Outdoor Units may qualify as a covered product under part

A of title III of the Energy Policy and Conservation Act, as amended (42 U.S.C. 6291 et seq.).

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6292; 42 USC 6295(1)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Next Action Undetermined 

Proposed Determination 01/11/2012 77 FR 1649 

Comment Period End 02/10/2012 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Ashley Armstrong 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-6590 

E-Mail: ashley.armstrong@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC77

 View Related Documents

Title: Energy Conservation Standards for Commercial Clothes Washers

Abstract: The Energy Policy and Conservation Act (EPCA), as amended by the Energy Policy Act of 2005, requires the

Department of Energy to publish a final rule no later than January 1, 2015 determining whether to amend the energy

conservation standards for commercial clothes washers beyond the standard levels that were established by the January 8,

2010 final rule (75 FR 1122). This rulemaking will fulfill this requirement by publishing a final rule no later than January 1, 2015.

Priority: Economically Significant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: Undetermined
CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(e)(2)(B)

Legal Deadline: 

Action Source Description Date

Other Statutory Energy Policy Act of 2005, 42 USC 6313(e)(2)(B)(i) 01/01/2015 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 08/13/2012 77 FR 48108 

Comment Period End 10/15/2012 

NPRM 01/00/2014 

Final Action 12/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Related RINs: Related to 1904-AB93; Related to 1904-AC08

Agency Contact: Stephen Witkowski 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7463 

E-Mail: stephen.witkowski@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB50

 View Related Documents

Title: Energy Efficiency Standards for Fluorescent Lamp Ballasts

Abstract: DOE is reviewing and updating energy efficiency standards, as required by the Energy Policy and Conservation Act,

to reflect technological advances. All amended energy efficiency standards must be technologically feasible and economically

justified. This is the second review of the statutory standards for fluorescent lamp ballasts.

Priority: Economically Significant

Agenda Stage of

Rulemaking: Completed

Action

Major: Yes Unfunded Mandates:

Private Sector

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(g)

Legal Deadline: 

Action Source Description Date

Other Judicial 10/28/2011 

Regulatory Plan:

Statement of Need: The Energy Policy and Conservation Act requires minimum energy efficiency standards for appliances,

which has the effect of eliminating inefficient appliances and equipment from the market.

Legal Basis: The Energy Policy and Conservation Act (EPCA) of 1975 (42 U.S.C. 6291 to 6309) established an energy

conservation program for major household appliances. Amendments to EPCA in the National Appliance Energy Conservation

Amendments of 1988 (NAECA 1988) established energy conservation standards for fluorescent lamp ballasts. These

amendments also required that DOE (1) conduct two rulemaking cycles to determine whether these standards should be
amended, and (2) for each rulemaking cycle, determine whether the standards in effect for fluorescent lamp ballasts should be

amended to apply to additional fluorescent lamp ballasts. (42 U.S.C. 6295(g)(7)(A) and (B)). On September 19, 2000, DOE

published a final rule in the Federal Register, which completed the first rulemaking cycle to amend energy conservation

standards for fluorescent lamp ballasts. 65 FR 56740. This rulemaking encompasses DOE's second cycle of review to determine

whether the standards in effect for fluorescent lamp ballasts should be amended and whether the standards should be

applicable to additional fluorescent lamp ballasts.

Alternatives: The statute requires DOE to conduct rulemakings to review standards and to revise standards to achieve the

maximum improvement in energy efficiency that the Secretary determines is technologically feasible and economically justified.

In making this determination, DOE conducts a thorough analysis of the alternative standard levels, including the existing

standard, based on the criteria specified by the statute.

Costs and Benefits: DOE believes that the benefits to the Nation from energy standards for fluorescent lamp ballasts (energy

savings, consumer average lifecycle cost (LCC) savings, national net present value (NPV) increase, and emission reductions)

outweigh the burdens (loss of NPV and LCC increases of some small electric motor users). DOE estimates that energy savings

from electricity will be between 3.7 and 6.3 quads over 30 years and the benefits to the Nation will be between $8.1 and $24.7

billion.

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 01/22/2008 73 FR 3653 

Notice: Public Meetings, Data Availability 03/24/2010 75 FR 14319 

NPRM 04/11/2011 76 FR 20090 

NPRM Comment Period End 06/11/2011 

Notice of Data Availability (NODA); Request for Comments 08/24/2011 76 FR 52892 

NODA Comment Period End 09/14/2011 

Final Action 11/14/2011 76 FR 70548 

Final Action Effective 01/13/2012 

Regulatory Flexibility Analysis Required: Business Government Levels

Affected: Local; State

Federalism: Yes

Energy Affected: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/fluorescent_lamp_ballasts.html

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AB77; Related to 1904-AA99

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB90

 View Related Documents

Title: Energy Conservation Standards for Residential Clothes Washers

Abstract: This rulemaking will implement a provision in the Energy Independence and Security Act of 2007 that amended the

Energy Policy and Conservation Act to require the Secretary of Energy to publish by December 31, 2011, a final rule

determining whether to amend energy conservation standards for residential clothes washers, with any amended standards

applicable to clothes washers manufactured on or after January 1, 2015.

Priority: Economically Significant Agenda Stage of Rulemaking:

Completed Action

Major: Yes Unfunded Mandates: Private

Sector

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(g)(9)

Legal Deadline: 

Action Source Description Date
Other Statutory 12/31/2011 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice: Public Meeting, Framework Document Availability 08/28/2009 74 FR 44306 

Comment Period End 09/20/2009 

Direct Final Rule 05/31/2012 77 FR 32308 

NPRM 05/31/2012 77 FR 32381 

NPRM Comment Period End 09/18/2012 

Direct Final Rule Comment Period End 09/18/2012 

Direct Final Rule Effective 09/28/2012 

Final Action 10/01/2012 77 FR 59719 

Additional Information: Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: Undetermined

RIN Information

URL: www.eere.energy.gov/buildings/appliance_standards/residential/clothes_washers.html

Related RINs: Related to 1904-AB88; Related to 1904-AC08

Agency Contact: Stephen Witkowski 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7463 

E-Mail: stephen.witkowski@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AB92

 View Related Documents

Title: Test Procedures for Residential Refrigerators and Freezers

Abstract: DOE is amending existing test procedures for residential refrigerators and freezers pursuant to the Energy Policy and

Conservation Act. DOE is also engaged in a rulemaking to issue energy conservation standards for these products.

Priority: Substantive, Nonsignificant

Agenda Stage of

Rulemaking: Completed

Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b)(2)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:
Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/27/2010 75 FR 29824 

NPRM Comment Period End 08/10/2010 

Final Rule and Interim Final Rule 12/16/2010 75 FR 78810 

Interim Final Rule Comment Period End 02/14/2011 

Comment Period Reopened 09/15/2011 76 FR 57612 

Reopened Comment Period End 10/17/2011 

Final Action 01/25/2012 77 FR 3559 

Final Action Effective 02/24/2012 

Regulatory Flexibility Analysis Required: No Government Levels

Affected: Local; State

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/refrigerators_freezers.html

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AB79

Agency Contact: Lucas Adin 

Project Manager, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1317 

E-Mail: lucas.adin@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC01

 View Related Documents

Title: Test Procedures for Residential Dishwashers, Dehumidifiers, and Conventional Cooking Products--Standby and Off

Mode

Abstract: Section 310 of the Energy Independence and Security Act of 2007 amends the Energy Policy and Conservation Act

to require the test procedure for dishwashers, ranges and ovens, and dehumidifiers to be amended to include standby mode

and off mode energy consumption. DOE is also considering amendments to active mode test procedures.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking:

Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(gg)(2); 42 USC 6293

Legal Deadline: 

Action Source Description Date

Other Statutory 03/31/2011 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/02/2010 75 FR 75290 

NPRM Comment Period End 02/15/2011 

Supplemental NPRM 09/20/2011 76 FR 58346 
SNPRM Comment Period End 10/20/2011 

Second Supplemental NPRM 05/25/2012 77 FR 31444 

Second SNPRM Comment Period End 06/25/2012 

Third Supplemental NPRM 08/15/2012 77 FR 49063 

Third SNPRM Comment Period End 08/30/2012 

Final Action 10/31/2012 77 FR 65492 

Final Action Effective 11/28/2012 

Additional Information: The Notice of Proposed Rulemaking and Supplemental Notice of Proposed Rulemaking were

published with the RIN 1904-AC27. That RIN was withdrawn as a duplicate number.

Regulatory Flexibility Analysis Required: No Government Levels Affected: Local;

State

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/dishwashers.html

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AB49; Duplicate of 1904-AC27

Agency Contact: Wes Anderson 

Mechanical Engineer, Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7335 

E-Mail: wes.anderson@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC05

 View Related Documents

Title: Test Procedures for Electric Motors

Abstract: Section 302 of the Energy Independence and Security Act of 2007 amends the Energy Policy and Conservation Act

to require that test procedures for all covered products (including electric motors) be reviewed at least once every seven years.

The test procedure amendments for electric motors were originally bundled with the test procedure for small electric motors in a

NPRM published on December 22, 2008 (73 FR 78220). DOE published a final test procedure for small electric motors on July

7, 2009 (74 FR 32059). As part of that notice, DOE indicated that it had left open certain technical issues raised in response to

the NPRM to be addressed in a supplemental NPRM to be issued later. DOE issued this supplemental NPRM, covering test

procedures for both small electric motors and electric motors, on January 5, 2011 (76 FR 648).

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking:

Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6314(a)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Supplemental NPRM 01/05/2011 76 FR 648 

Supplemental NPRM Comment Period End 02/04/2011 

Final Action 05/04/2012 77 FR 26608 

Final Action Effective 06/04/2012 
Regulatory Flexibility Analysis Required: No Government Levels

Affected: Local; State

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/electric_motors.html

Public Comment

URL: www.regulations.gov

Related RINs: Split From 1904-AB71

Agency Contact: James Raba 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8654 

E-Mail: jim.raba@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC08

 View Related Documents

Title: Test Procedures for Residential Clothes Washers, Active, Standby, and Off Mode

Abstract: Section 302 of the Energy Independence and Security Act of 2007 (EISA) amends the Energy Policy and

Conservation Act to require that test procedures for all covered products (including residential clothes washers) be reviewed at

least once every 7 years. EISA requires that DOE publish a final rule by June 30, 2009, amending the test procedures for

residential clothes washers to include test procedures for measuring energy use in the standby mode and off mode.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking:

Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b)(1); 42 USC 6295(gg)(2)

Legal Deadline: 

Action Source Description Date

Other Statutory 06/30/2009 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 09/21/2010 75 FR 57556 

NPRM Comment Period End 12/06/2010 

Supplemental NPRM 08/09/2011 76 FR 49238 

Supplemental NPRM Comment Period End 09/08/2011 

Supplemental NPRM 11/09/2011 76 FR 69870 

SNPRM Comment Period End 12/09/2011 

Final Action 03/07/2012 77 FR 13888 

Final Rule Correction 04/04/2012 77 FR 20291 

Regulatory Flexibility Analysis Required: No Government Levels

Affected: Local; State

Federalism: No

Energy Affected: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/clothes_washers.html

Public Comment

URL: www.regualtions.gov

Related RINs: Merge with 1904-AB88; Related to 1904-AB90

Agency Contact: Stephen Witkowski 
Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7463 

E-Mail: stephen.witkowski@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC38

 View Related Documents

Title: Energy Efficiency Test Procedures for Automatic Commercial Ice Makers

Abstract: In this rulemaking, DOE is considering adoption of new industry test procedures for automatic commercial ice makers

pursuant to 42 USC 6314(a)(7)(B).

Priority: Substantive, Nonsignificant

Agenda Stage of

Rulemaking:

Completed Action

Major: No Unfunded

Mandates: No

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6314(a)(7)(B)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 04/04/2011 76 FR 18428 

NPRM Comment Period End 06/03/2011 

Final Action 01/11/2012 77 FR 1591 

Regulatory Flexibility Analysis Required: No Government Levels

Affected: No

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/commercial/automatic_ice_making_equipment.html

Public Comment

URL: regulations.gov

Related RINs: Related to 1904-AC39

Agency Contact: Charles Llenza 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2192 

E-Mail: charles.llenza@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC40

 View Related Documents

Title: Energy Efficiency Test Procedures for Commercial Refrigeration Equipment
Abstract: DOE is reviewing the test procedures for commercial refrigeration equipment in support of the energy conservation

standard rulemaking for this equipment.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 USC 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6314(a)(6)(E) and (F)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 11/24/2010 75 FR 71596 

NPRM Comment Period End 01/24/2011 

Final Action 02/21/2012 77 FR 10292 

Final Action Effective 03/22/2012 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Public Comment URL: regulations,gov

Agency Contact: Charles Llenza 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2192 

E-Mail: charles.llenza@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC45

 View Related Documents

Title: Test Procedures for General Service Incandescent Lamps, General Service Fluorescent Lamps, and Incandescent

Reflector Lamps

Abstract: Under the Energy Policy and Conservation Act (EPCA) DOE is authorized to amend or establish new test procedures

as appropriate for covered products including general service fluorescent lamps (GSFL), incandescent reflector lamps (IRL) and

general service incandescent lamp (GSIL). DOE is conducting this review of GSFL, IRL and GSIL test procedures under 42

U.S.C. 6293(b) which specifically directs DOE to review and amend as appropriate test procedures for these products every

seven years. Additionally, the Energy Independence and Security Act (EISA) of 2007 amended EPCA to prescribe minimum

rated lifetime requirements for certain GSIL that must be met by January 1, 2012. 42 U.S.C. 6295(i). EPCA states that

compliance with energy conservation standards shall be determined using test procedures established by DOE. 42 U.S.C.

6295(s). DOE has not prescribed a test procedure for measuring lamp lifetime for GSILs, so this rule establishes such a

procedure.

Priority: Substantive, Nonsignificant

Agenda Stage of

Rulemaking: Completed

Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430; 10 CFR 429 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6293(b); 42 USC 6295(s)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/01/2011 
Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 09/14/2011 76 FR 56661 

NPRM Comment Period End 11/28/2011 

Final Action 01/27/2012 77 FR 4203 

Final Action Effective 02/27/2012 

Regulatory Flexibility Analysis Required: No Government Levels

Affected: No

Federalism: No

RIN Information

URL: www1.eere.energy.gov/buildings/appliance_standards/residential/incandescent_lamps.html

Public Comment

URL: www.regulations.gov

Related RINs: Related to 1904-AC43

Agency Contact: Lucy Debutts 

Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC47

 View Related Documents

Title: Energy Conservation Program for Certain Industrial Equipment: Energy Conservation Standards for Commercial Heating,

Air Conditioning, and Water-Heating Equipment

Abstract: The Energy Policy and Conservation Act of 1975 (EPCA), as amended, directs the U.S. Department of Energy (DOE)

to establish energy conservation standards for certain commercial and industrial equipment, including commercial heating, airconditioning, and water-heating products. The statute also requires that each time the corresponding consensus standard--the

American Society of Heating, Refrigerating and Air-Conditioning Engineers, Inc. (ASHRAE)/ Illuminating Engineering Society of

North America Standard 90.1--is amended by the industry, DOE must assess whether there is a need to update the uniform

national energy conservation standards for the same equipment covered under EPCA.

Priority: Other Significant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(a)

Legal Deadline: 

Action Source Description Date

Other Statutory 04/27/2012 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:
Timetable:

Action Date FR Cite

Notice of Data Availability 05/05/2011 76 FR 25622 

Comment Period End 06/06/2011 

NPRM 01/17/2012 77 FR 2356 

Supplemental NPRM 03/22/2012 77 FR 16769 

NPRM/SNPRM Comment Period End 04/02/2012 

Final Action 05/16/2012 77 FR 28928 

Final Action Effective 07/16/2012 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC56

 View Related Documents

Title: Energy Conservation Standards for Direct Heating Equipment

Abstract: DOE is amending its definitions pertaining to direct heating equipment. Specifically, the definition of "vented hearth

heater" is being changed to modify the conditions contained in the existing definition for the subset of such product to be

considered decorative in nature and, therefore, not subject to the DOE's minimum energy conservation standards for vented

hearth heaters.

Priority: Other Significant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6292(a)(9); 42 USC 6295(e)(4)(A) and (B)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 07/22/2011 76 FR 43941 

NPRM Comment Period Extended 09/12/2011 76 FR 56125 

Extended NPRM Comment Period Ends 10/14/2011 

Final Action 11/18/2011 76 FR 71836 

Final Action Effective 12/19/2011 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Agency Contact: Mohammed Khan 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585
Washington , DC 20585 

Phone: 202 586-7892 

E-Mail: mohammed.khan@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC59

 View Related Documents

Title: Updating State Residential Building Energy Efficiency Codes--IECC 2012

Abstract: This action is a determination as to whether the 2012 edition of the International Code Council (ICC International

Energy Conservation Code (IECC)(2012 IECC or 2012 edition) would achieve greater energy efficiency in low-rise residential

buildings than the 2009 IECC. Upon publication of an affirmative final determination, States would be required to file certification

statements to DOE that they have reviewed the provisions of their residential building code regarding energy efficiency and

made a determination as to whether to update their code to meet or exceed the 2012 IECC. Additionally, this Notice provides

guidance to States on how the codes have changed from previous versions, how to submit certifications, and how to request

extensions of the deadline to submit certifications.

Priority: Other Significant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: None (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6833(a)(5)

Legal Deadline: 

Action Source Description Date

Other Statutory One year after publication of the IECC 07/31/2012 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice of Preliminary Determination 10/19/2011 76 FR 64924 

Notice of Preliminary Determination Comment Period End 11/18/2011 

Final Action 05/17/2012 77 FR 29322 

Regulatory Flexibility Analysis Required: No Government Levels Affected: State

Federalism: No

RIN Information

URL: www.energycodes.gov/status/determinations_res.stm Public Comment URL: www.regulations.gov

Agency Contact: Michael Erbesfeld 

General Engineer, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1874 

E-Mail: michael.erbesfeld@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC62

 View Related Documents

Title: Notice of Intent to Negotiate Proposed Rule on Energy Efficiency Standards for Low Voltage Dry-Type Distribution

Transformers

Abstract: In support of its Energy Conservation Standards Rulemakings, DOE's Appliance Standards Program conducts in-
depth technical and economic analyses based on publicly reviewed methodologies. The results of these analyses determine

whether new or amended standards are appropriate, and if so, which standard levels should be adopted. DOE continually seeks

data and public input to improve the methodologies used to conduct these important analyses.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 431 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6313(a)(6)(C); 42 USC 6317(a)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice of Intent to Negotiate a Proposed Rule 08/12/2011 76 FR 50148 

NOI Comment Period End 08/20/2011 

Open Meeting--Negotiated Rulemaking Work Group 09/28/2011 

Notice of Open Meeting--MV and LV Groups 10/04/2011 76 FR 61288 

Notice of Open Meeting--MV and LV Groups 10/13/2011 76 FR 63566 

Notice of Open Meeting - MV and LV Groups 11/14/2011 76 FR 70376 

Merged With 1904-AC04 03/28/2012 

Additional Information: Merged with 1904-AC04

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Related RINs: Merge with 1904-AC04

Agency Contact: James Raba 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-8654 

E-Mail: jim.raba@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC64

 View Related Documents

Title: Energy Efficiency Standards for Dishwashers

Abstract: Section 310 of the Energy Independence and Security Act of 2007 (EISA 2007) amends the Energy Policy and

Conservation Act (EPCA) to require that DOE publish a final rule no later than January 1, 2015, determining whether to amend

the standards for dishwashers manufactured on or after January 1, 2018. On July 30, 2010, DOE received a Consensus

Agreement from joint petitioners, including manufacturers, energy and environmental advocates, and consumer groups,

containing proposed dishwasher standards that would have a compliance date of January 1, 2013. DOE is considering the

proposed standards from the Consensus Agreement in this rulemaking.

Priority: Economically Significant Agenda Stage of Rulemaking: Completed Action

Major: Yes Unfunded Mandates: No

CFR Citation: 10 CFR 429; 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6295(g)(10)

Legal Deadline: 

Action Source Description Date

Other Statutory 01/01/2015 
Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/30/2012 77 FR 31964 

Direct Final Rule 05/30/2012 77 FR 31918 

NPRM Comment Period End 09/17/2012 

Final Action 10/01/2012 77 FR 59712 

Additional Information: Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Stephen Witkowski 

Office of Building Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-7463 

E-Mail: stephen.witkowski@ee.doe.gov

Department of Energy (DOE) 

Energy Efficiency and Renewable Energy ( EE ) RIN: 1904-AC75

 View Related Documents

Title: Interpretative Rule of the Definition of Ceiling Fans

Abstract: This is an interpretive rulemaking to set out DOE's views on the definition of "ceiling fans" in the DOE's regulations

related to the energy conservation program for consumer products and represents DOE's interpretation of its existing

regulations.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 10 CFR 430 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 6291 to 6309

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Withdrawn 10/17/2012 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Agency Contact: Lucy Debutts 
Office of Buildings Technologies Program, EE-2J

Department of Energy

Energy Efficiency and Renewable Energy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1604 

E-Mail: lucy.debutts@ee.doe.gov

Department of Energy (DOE) 

Office of General Counsel ( OGC ) RIN: 1990-AA39

 View Related Documents

Title: Convention on Supplementary Compensation for Nuclear Damage Contingent Cost Allocation

Abstract: The U.S. Department of Energy proposes to issue regulations under section 934 of the Energy Independence and

Security Act of 2007 to establish a retrospective risk pooling program by which nuclear suppliers will reimburse the United

States government for any contribution it is obliged to make to an international supplementary fund under the Convention on

Supplementary Compensation for Nuclear Damage (CSC) in the event of certain nuclear incidents not covered by the PriceAnderson Act. The risk pooling program will involve a premium to be assessed retrospectively (i.e., a deferred payment) based

on a risk-informed formula taking into account specified risk factors and exclusionary criteria to provide a fair and equitable

proration of costs among U.S. nuclear suppliers benefited by the CSC.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 17373

Legal Deadline: Three years after enactment of the Energy Independence and Security Act of 2007

Action Source Description Date

Other Statutory 12/19/2010 

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Notice of Inquiry; Request for Comment 07/27/2010 75 FR 43945 

Comment Period Extended 10/20/2010 75 FR 64717 

Extended NOI Comment Period End 11/30/2010 

NPRM 03/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information

URL: gc.doe.gov/civilian_nuclear_programs.htm

Agency Contact: Sophia Angelini 

Attorney-Advisor, GC-52

Department of Energy

Office of General Counsel

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-0319 

E-Mail: sophia.angelini@hq.doe.gov

Department of Energy (DOE) 
Office of General Counsel ( OGC ) RIN: 1990-AA40

 View Related Documents

Title: Proposed Rule to Relocate and Update Technology Investment Agreement Regulations

Abstract: DOE proposes to move the provisions of 10 CFR part 603 ("Technology Investment Agreements") governing the use

of "other transaction" (OT) agreements to new 10 CFR part 650 ("Other Transaction Agreements") within new subchapter J

("Other Transactions") of chapter II, title 10 of the Code of Federal Regulations. DOE also proposes to delete miscellaneous

references to 10 CFR part 600 from the provisions governing the use of OT agreements and incorporate the relevant

requirements from 10 CFR part 600 into the new 10 CFR part 650. DOE also proposes to delete the provisions of 10 CFR part

603 that govern the use of a special type of cooperative agreement with more flexible provisions tailored for commercial firms

(as distinct from a cooperative agreement subject to all of the requirements of 10 CFR part 600). DOE will consider

incorporating provisions allowing the use of special cooperative agreements into 10 CFR part 600 in a future rulemaking.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 650 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 7256(g)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 03/00/2013 

Final Action 05/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Matthew Dunne 

Deputy Chief Counsel, Advanced Research Projects Agency-Energy, AR-1

Department of Energy

Office of General Counsel

1000 Independence Ave, SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-6079 

E-Mail: matthew.dunne@hq.doe.gov

Department of Energy (DOE) 

Office of General Counsel ( OGC ) RIN: 1990-AA35

 View Related Documents

Title: Technical Amendments to Processing Procedures Under the Federal Tort Claims Act

Abstract: DOE is making technical amendments to its regulations pertaining to processing claims under the Federal Tort

Claims Act. The technical amendments will remove references to positions, other than the General Counsel, delegated authority

to act on tort claims so that the General Counsel may redelegate his or her authority to DOE employees on an individual basis.

These regulatory amendments do not alter substantive rights or obligations under current law.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 1014 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 28 USC 2672 et seq

Legal Deadline: None

Regulatory Plan:
Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Final Action 03/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Steve Duarte 

Legislation, Regulation and Energy Efficiency, GC-71

Department of Energy

Office of General Counsel

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2951 

E-Mail: steve.duarte@hq.doe.gov

Department of Energy (DOE) 

Office of General Counsel ( OGC ) RIN: 1990-AA37

 View Related Documents

Title: Contractor Legal Management Requirements; Acquisition Regulations

Abstract: The Department of Energy is revising 10 CFR part 719, Contractor Legal Management Requirements, to amend the

requirements and procedures for management of outside counsel agreements and costs by the Department and certain of its

contractors. Associated Department of Energy Acquisition Regulation sections addressing legal management costs are also

being amended.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 719; 48 CFR 931; 48 CFR 952; 48 CFR 970 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 40 USC 486c; 42 USC 2201; 42 USC 5418; 42 USC 5814

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/28/2011 76 FR 81408 

NPRM Comment Period End 02/27/2012 

NPRM Comment Period Reopened 03/02/2012 77 FR 12754 

NPRM Comment Period Reopened End 03/16/2012 

Final Action 05/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information Public Comment
URL: http://www.regulations.gov/#!documentDetail;D=DOE-HQ2012-0005-0001

URL: http://www.regulations.gov/#!documentDetail;D=DOE-HQ2012-0005-0001

Agency Contact: Eric F. Mulch 

Attorney-Advisor, GC-61

Department of Energy

Office of General Counsel

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-5746 

E-Mail: eric.mulch@hq.doe.gov

Department of Energy (DOE) 

Office of General Counsel ( OGC ) RIN: 1990-AA38

 View Related Documents

Title: Implementation of Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Abstract: Pursuant to section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Department of

Energy (DOE) has reviewed DOE regulations that require the use of an assessment of the credit-worthiness of a security or

money market instrument. DOE has identified regulatory provisions that may be subject to section 939A(b), regulations

implementing the loan guarantee program created by title XVII of the Energy Policy Act of 2005 and regulations implementing

the standby support program for certain nuclear plant delays promulgated pursuant to section 638 of the Energy Policy Act of

2005. As a consequence of its review, DOE is initiating a rulemaking to consider modifying these regulatory provisions pursuant

to section 939A.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 111-203

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 11/02/2011 76 FR 67622 

NPRM Comment Period End 12/02/2011 

Final Action 06/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: No

Agency Contact: Samuel Walsh 

Attorney-Advisor, GC-1

Department of Energy

Office of General Counsel

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-6732 

E-Mail: samuel.walsh@hq.doe.gov

Department of Energy (DOE) 

Office of General Counsel ( OGC ) RIN: 1990-AA42

 View Related Documents
Title: Patent Rights Administrative Appeal Procedures

Abstract: DOE is establishing the administrative appeal procedures pursuant to which a DOE action under a patent rights

clause may be appealed. This action is consistent with requirements set forth in Department of Commerce regulations governing

the rights to inventions made by nonprofit organizations and small business firms under Federal government grants, contracts

and cooperative agreements at 37 CFR part 401.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 785 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 35 USC 200 to 212

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Final Action 05/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: John T. Lucas 

Assistant General Counsel for Technology Transfer and Intellectual Property

Department of Energy

Office of General Counsel

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2939 

E-Mail: john.t.lucas@hq.doe.gov

Department of Energy (DOE) 

Office of General Counsel ( OGC ) RIN: 1990-AA33

 View Related Documents

Title: Patent Compensation Board Regulations

Abstract: DOE is amending its Patent Compensation Board regulations to provide that the Under Secretary for Nuclear Security

shall appoint a three member panel to serve as the Patent Compensation Board to hear and decide cases falling under the

subject matter jurisdiction of the Board. This function was previously performed by the Energy Board of Contract Appeals, which

has been abolished.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 780 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2183; 41 USC 2187; 41 USC 2223

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:
Timetable:

Action Date FR Cite

Final Action 02/01/2012 77 FR 4885 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: John T. Lucas 

Assistant General Counsel for Technology Transfer and Intellectual Property

Department of Energy

Office of General Counsel

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2939 

E-Mail: john.t.lucas@hq.doe.gov

Department of Energy (DOE) 

Office of General Counsel ( OGC ) RIN: 1990-AA41

 View Related Documents

Title: Procedural Patent Licensing Regulations

Abstract: DOE is issuing a final rule amending its patent licensing regulations to remove outdated sections and provide for the

creation of a new appeal authority to serve as the Invention Licensing Appeal Board. Under the new regulations, the DOE

Deputy General Counsel for Technology Transfer and Procurement shall hear and decide appeals relating to licensing of

federally-owned inventions; and to copyright licenses granted in works created under management and operating (M & O)

contracts with DOE, but not including M & O contracts administered by the National Nuclear Security Administration (NNSA) for

NNSA facilities. The NNSA Deputy General Counsel for Procurement shall hear and decide appeals under management and

operating contracts administered by NNSA for NNSA facilities.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 781 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2186; 42 USC 2201(g); 35 USC 207 to 209

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Final Action 02/01/2012 77 FR 4887 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: John T. Lucas 

Assistant General Counsel for Technology Transfer and Intellectual Property

Department of Energy

Office of General Counsel

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-2939 

E-Mail: john.t.lucas@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB73
 View Related Documents

Title: Rescission of Obsolete Property Management Regulations

Abstract: This action would rescind obsolete DOE property management provisions.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 41 CFR 109 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2201; 42 USC 7101; 50 USC 2401

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Helene M. Abbott 

Industrial Property Management Specialist, MA-632

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1593 

E-Mail: helene.abbott@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB82

 View Related Documents

Title: Intellectual Property Update

Abstract: This rulemaking amends the DOE Acquisition Regulation to update, clarify, and streamline the regulations addressing

patent rights, rights in data, and technology transfer.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 927; 48 CFR 970 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2201; 42 USC 2282a to c

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 04/00/2013 
Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Nancy Harvey 

Procurement Analyst, MA-611

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1358 

E-Mail: nancy.harvey@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB92

 View Related Documents

Title: Update of the DEAR--Small Business Coverage

Abstract: Update small business provisions at part 919 and update other socioeconomic provisions of part 926.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 919; 48 CFR 926 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 40 USC 486(c); 42 USC 7101 et seq; 42 USC 2201; 50 USC 2401 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Related RINs: Related to 1904-AB87

Agency Contact: Jason Taylor 

Procurement Analyst, MA-611

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 278-2945 

E-Mail: jason.taylor@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB94

 View Related Documents

Title: Financial Assistance Rules

Abstract: This action updates the Department of Energy Assistance Regulations and ensures consistency with Office of

Management and Budget guidance.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Proposed Rule
Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 600 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 31 USC 6301 to 6380

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Ellen M. Colligan 

Procurement Analyst, MA-611

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1776 

E-Mail: ellen.colligan@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AC00

 View Related Documents

Title: DEAR--Miscellaneous Technical Amendments

Abstract: DOE is proposing to amend the Department of Energy Acquisition Regulation (DEAR) to make changes to conform

to the Federal Acquisition Regulation (FAR), remove out-of-date coverage, and update references. This rule would not alter

substantive rights or obligations under current law.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 9 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2201; 42 USC 7101; 50 USC 2401

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Nancy Harvey 
Procurement Analyst, MA-611

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1358 

E-Mail: nancy.harvey@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB85

 View Related Documents

Title: Access to and Ownership of Records

Abstract: Establish special ownership of employee safety- and health-related records, which must be maintained for periods in

excess of the contract term.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 904; 48 CFR 970 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2201; 42 USC 2282a to c; 42 USC 7101 et seq; 42 USC 2401 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/24/2010 75 FR 28772 

NPRM Comment Period End 06/23/2010 

Final Action 04/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Richard B. Langston 

Procurement Analyst, MA-61

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1339 

E-Mail: richard.langston@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB86

 View Related Documents

Title: Changes to DEAR To Conform to the FAR--Government Property

Abstract: This rulemaking amends the DEAR--parts 908, Required Sources of Supplies and Services, and 945, Government

Property--to include related parts of 952 update, remove obsolete coverage, update references, and conform to the FAR.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 908; 48 CFR 945 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: Not Yet Determined
Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 03/04/2011 76 FR 11985 

NPRM Comment Period End 04/04/2011 

Final Action 04/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Helene M. Abbott 

Industrial Property Management Specialist, MA-632

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1593 

E-Mail: helene.abbott@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB95

 View Related Documents

Title: Department of Energy Acquisition Regulation--Amendment to Implement Executive Order 13514 Federal Leadership in

Environmental, Energy and Economic Programs

Abstract: This rulemaking will amend the Department of Energy Acquisition Regulation to implement Executive Order 13514

Federal Leadership in Environmental, Energy and Economic Programs

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 923; 48 CFR 970 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 7101 et seq; 50 USC 2401 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Interim Final Rule 09/22/2010 75 FR 57690 

Interim Final Rule Comment Period End 10/22/2010 

Final Action 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Small Entities Affected: No Federalism: No

Agency Contact: Richard B. Langston 
Procurement Analyst, MA-61

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1339 

E-Mail: richard.langston@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB99

 View Related Documents

Title: Acquisition Regulation: Export Control

Abstract: This rulemaking updates the DEAR to add export control implementation requirements to exports that the DOE and

contractors are aware of and are in full compliance with U.S. export control laws and regulations as they apply tot he

performance of the DOE contracts.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: Not Yet Determined

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

Final Action 01/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Nancy Harvey 

Procurement Analyst, MA-611

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1358 

E-Mail: nancy.harvey@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB96

 View Related Documents

Title: DOE Acquisition Regulations--Management Contractor Compensation for Personal Services

Abstract: This rulemaking will re-state the policy and procedures for personal services and liability insurance under contracts

for management of DOE facilities.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 970 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 7101 et seq; 50 USC 4210 et seq; 42 USC 2101; 42 USC 2282

Legal Deadline: None
Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Ellen I. Leyba 

Senior Contractor Benefits Analyst, MA-631

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1633 

E-Mail: ellen.leyba@hq.doe.gov

Department of Energy (DOE) 

Office of Procurement and Assistance Policy ( PR ) RIN: 1991-AB97

 View Related Documents

Title: DOE Acquisition Regulation--Facility Management Contractor Liability Insurance

Abstract: This rulemaking will restate the policy and procedures regarding liability insurance under contracts for management

of DOE facilities.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 970 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 7101 et seq; 50 USC 2401 et seq; 42 USC 2101; 42 USC 2282

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Ellen I. Leyba 

Senior Contractor Benefits Analyst, MA-631

Department of Energy

Office of Procurement and Assistance Policy

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 287-1633 
E-Mail: ellen.leyba@hq.doe.gov

Department of Energy (DOE) 

Defense and Security Affairs ( DSA ) RIN: 1992-AA36

 View Related Documents

Title: Criteria and Procedures for Determining Eligibility for Access to Classified Matter or Special Nuclear Material

Abstract: This rulemaking revises 10 CFR 710 to adopt the "concerns" from the Adjudicative Guidelines published pursuant to

Executive Order 12968 as the DOE criteria for adjudicating adverse information concerning an access authorization applicant or

holder. Other revisions streamline requirements, tighten time limits, and clarify provisions.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 710 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2165; EO 12968

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Mark R. Pekrul 

Personnel Security Policy Program Manager, HS-1.4

Department of Energy

Defense and Security Affairs

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-3249 

E-Mail: mark.pekrul@hq.doe.gov

Department of Energy (DOE) 

Defense and Security Affairs ( DSA ) RIN: 1992-AA39

 View Related Documents

Title: Chronic Beryllium Disease Prevention Program

Abstract: DOE regulations established a program to reduce the number of workers currently exposed to beryllium in the

course of their work at the DOE facilities managed by DOE or its contractors, minimize the levels of, and potential for, exposure

to beryllium, and establish medical surveillance requirements to ensure early detection of disease. DOE is amending the

regulations based on collecting nearly ten years of job, exposure, and health data and new research information related to

chronic beryllium disease, in order to improve and strengthen the current provisions.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 850 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2201(i)(3) and (p); 29 USC 668

Legal Deadline: None
Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 05/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Jacqueline D. Rogers 

Industrial Hygienist, HS-11

Department of Energy

Defense and Security Affairs

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-4714 

E-Mail: jackie.rogers@hq.doe.gov

Department of Energy (DOE) 

Defense and Security Affairs ( DSA ) RIN: 1992-AA42

 View Related Documents

Title: Occupational Radiation Protection

Abstract: This action amends DOE's Occupational Radiation Protection regulations, to update appendix D, Surface

Contamination Values, to be consistent with the values in DOE's environmental requirements. DOE is considering clarifying its

requirements for when radiation safety training is required and clarifying expectations regarding when controls are required for

naturally occurring radioactive material which has been technologically enhanced. DOE continues to evaluate the plausibility of

adopting international consensus standards for occupational radiation dose limits.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 10 CFR 835 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2201; 42 USC 2282(a); 42 USC 7191; 28 USC 2461 note; 50 USC 2410

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

RIN Information

URL: www.hss.energy.gov/HealthSafety/WSHP/radiationrule.html

Agency Contact: Peter V. O'Connell 

Health Physicist
Department of Energy

Defense and Security Affairs

Office of Health, Safety and Security, HS-11, 1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 301 903-5641 

E-Mail: peter.o'connell@eh.doe.gov

Department of Energy (DOE) 

Defense and Security Affairs ( DSA ) RIN: 1992-AA43

 View Related Documents

Title: Nuclear Safety Management

Abstract: This action amends 10 CFR part 830, Nuclear Safety Management, to address improvements to DOE nuclear safety

program since the 2001 publication of the rule, and update references to consensus standards, DOE technical standards and

directives, particularly those identified as safe harbor methodologies. The amendments incorporate requirements currently

contained in Departmental Directives (DOE Orders) and may include changes to the scope of facilities subject subpart B or

Safety Basis Requirements, or the rule.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 830 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2201; 42 USC 7101 et seq; 50 USC 2410 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Final Action 12/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: William Mark Blackburn 

Program Manager, HS-31

Department of Energy

Defense and Security Affairs

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 301 903-8396 

E-Mail: mark.blackburn@hq.doe.gov

Department of Energy (DOE) 

Defense and Security Affairs ( DSA ) RIN: 1992-AA46

 View Related Documents

Title: Safeguarding of Restricted Data

Abstract: The Atomic Energy Act of 1954, as amended, spells out the requirements to grant access and to develop the

protection requirements for Restricted Data (RD) and Formerly Restricted Data (FRD) to the Department of Energy. The current

policy only contains requirements for licensees. The purpose of this revision is to provide language relating to Other

Government Agencies (OGA) and their access to and safeguarding requirements for RD and FRD. This will better fulfill the

intent of the policy and provide greater assurances that licensees and OGAs have clear and concise guidance as it pertains to

RD. Because of the sensitivity of this type of information, failure to protect this information from unauthorized individuals could
be much more costly and detrimental to National Security than implementation.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 1016 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2011 et seq

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 06/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Federal

Federalism: No

Agency Contact: Linda F. Ruhnow 

Security Specialist, HS-51

Department of Energy

Defense and Security Affairs

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 301 903-2661 

E-Mail: linda.ruhnow@hq.doe.gov

Department of Energy (DOE) 

Defense and Security Affairs ( DSA ) RIN: 1992-AA40

 View Related Documents

Title: Protective Force Personnel Medical, Training, and Access Authorization Standards

Abstract: These amendments ensure that DOE Protective Force (PF) medical and fitness requirements are consistent with the

Privacy Act (5 USC 52(a)) and 10 CFR part 1008, and with policy changes made since the publication of the last version of this

rule. The amendments also ensure that PF personnel are evaluated on a case-by-case basis and only on their ability to perform

the essential functions of their positions without posing a direct threat to themselves or others, the facility, or the general public.

The amendments further ensure that reasonable accommodations are considered before there is a determination that an

individual cannot perform the essential functions of a particular position. The amendments provide new medical review

processes that are available to provide for due process should PF personnel be disqualified from medical certification.

Additionally, the title "Physical Protection of Security Interests" was revised to "Protective Force Personnel Medical, Physical

Fitness, Training, and Access Authorization Standards" to more accurately reflect the contents.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 1046 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 12101 et seq; 42 USC 2011 et seq; 42 USC 7101 et seq; 50 USC 2401 et seq; 5 USC 52(a)

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:
Risks:

Timetable:

Action Date FR Cite

NPRM 03/06/2012 77 FR 13206 

Extended NPRM Comment Period End 04/13/2012 

Final Action 02/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Federal

Federalism: Undetermined

RIN Information URL: www.regulations.doe.gov

Agency Contact: Richard E. Faiver 

Program Analyst, HS-51

Department of Energy

Defense and Security Affairs

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 301 903-4613 

E-Mail: richard.faiver@hq.doe.gov

Department of Energy (DOE) 

Defense and Security Affairs ( DSA ) RIN: 1992-AA44

 View Related Documents

Title: Human Reliability Program

Abstract: This rulemaking revises 10 CFR 712, DOE's Human Reliability Program by will streamlining and bringing greater

efficiency to DOE's Human Reliability Program in several areas, particularly with regard to alcohol testing, mental health and

operational processes.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 712 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2165

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 12/00/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Regina Griego Cano 

Human Reliability Program Manager, HS-53

Department of Energy

Defense and Security Affairs

1000 Independence Ave. SW, Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-4455 

E-Mail: regina.cano@hq.doe.gov

Department of Energy (DOE) 

National Nuclear Security Agency ( NNSA ) RIN: 1994-AA02
 View Related Documents

Title: Assistance to Foreign Atomic Energy Activities

Abstract: DOE is amending its regulations at 10 CFR part 810 concerning unclassified assistance to foreign atomic energy

activities. These regulations provide that persons subject to the jurisdiction of the United States, who engage directly or

indirectly in the production of special nuclear material outside the United States, must be authorized to do so by the Secretary

of Energy.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 10 CFR 810 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 2077

Legal Deadline: None

Regulatory Plan:

Statement of Need:

Legal Basis:

Alternatives:

Costs and Benefits:

Risks:

Timetable:

Action Date FR Cite

NPRM 09/07/2011 76 FR 55278 

NPRM Comment Period Extended 10/24/2011 76 FR 65634 

NPRM Comment Period End 12/07/2011 

Supplemental NPRM 02/00/2013 

Final Action 05/00/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Richard Goorevich 

Supervisory Foreign Affairs Specialist, NA 243

Department of Energy

National Nuclear Security Agency

1000 Independence Avenue SW., Washington, DC 20585

Washington , DC 20585 

Phone: 202 586-0589 

E-Mail: richard.goorevich@hq.doe.gov