RESPONSIBILITY OF COMMAND

including those hostages who were chained to potential tar-
gets as human shields. These images could only strengthen
the case for people who viewed the Bosnian Serbs as the “bad
guys.” The hostage crisis exposed, in dramatic fashion, the
dilemma UNPROFOR faced when trying to take enforcement
action. It demonstrated the futility of simultaneously conduct-
ing peacekeeping and enforcement action in Bosnia, and it
forced the international community to confront the choice
between the two.

As Gow has argued, after the Pale air strikes, General Smith
was able to strengthen his forces and begin to reduce the
ready supply of UN hostages.!°? In the aftermath of the Pale air
strikes, the British and French governments were unusually
quick to reinforce UNPROFOR with a 12,000-strong multina-
tional Rapid Reaction Force (RRF) to Bosnia.!°3 The Dutch also
contributed 180 soldiers to the force.!°* Honig and Both have
inferred from the speed of the offer to send the RRF that the
decision to reinforce UNPROFOR had been made before the
Pale air strikes.!0° Gow has suggested it was Rupert Smith's
idea to reinforce UNPROFOR and that British political author-
ities were supporting him, rather than Smith being the mere
executor of policy. Later Admiral Smith judged that if
Rupert Smith had not received the RRF, then Gen Smith prob-
ably would not have agreed to the Deliberate Force air strikes
a few months later.!°” The Pale air strikes and subsequent
hostage taking also contributed to the collapse of the UN’s
heavy weapons control regime, greatly reducing the number of
UN soldiers deployed in vulnerable positions around
Sarajevo.!°° Over the next three months, General Smith con-
tinued to redeploy his forces to more defensible sites.!°° By
dramatically demonstrating UNPROFOR’s untenable position,
Rupert Smith was able to reinforce and redeploy UNPROFOR,
thus removing the main obstacle to NATO air strikes.!!°

During the hostage crisis General Janvier repeatedly
restrained General Smith from using force in Bosnia and, with
Akashi, Janvier wanted to keep UNPROFOR from becoming a
tool for enforcement action. On the evening of 26 May, Janvier
returned from New York, where he had been to brief the Security
Council.!!! The next afternoon, at Rupert Smith’s urging, French

216



December 1997, London. Transcript of taped interview.
Author's personal collection.

Rosen, Stephen Peter. “Vietnam and the American Theory of
Limited War.” International Security 7, no. 2 (fall 1982).

Rowe, Peter. “The British Soldier and the Law.” In The Defence
Equation: British Military Systems Policy Planning and
Performance Since 1945. Edited by Martin Edmonds.
London: Brassey's, 1986.

Royal United Services Institute. The Democratic Management
of Defence. Whitehall Paper 16. London: RUSI, 1992.

. International Security Review 1995. London: RUSI,
1995.

. International Security Review 1996. London: RUSI,
1996.

Roxborough, Ian. “Clausewitz and the Sociology of War.” The
British Journal of Sociology 45, no. 4 (December 1994).

Royal Welch Fusiliers, 1** Battalion. White Dragon: The Royal
Welch Fusiliers in Bosnia. Wrexham, UK: RWF Regimental
Headquarters, 1995.

Rudd, Air Commodore Mike, RAF, NATO liaison officer to
UNPF Headquarters, Zagreb, Croatia, February-December
1995. Interviewed by author, 15 September 1997, Easton-
on-the-Hill, England. Transcript of tape recording.
Author's personal collection.

Ruggie, John Gerard. “The UN and the Collective Use of Force:
Whither and Whether?” In The UN Peace and Force.
Edited by Michael Pugh. London: Frank Cass, 1997.

Rupert, James. “Croatia Claims Victory in Serb Breakaway
Region.” Washington Post, 8 August 1995.

Rupert, James, and Daniel Williams. “Serbs Say Hospital Hit
by U.N. Shells; Russia Condemns Airstrikes.” Washington
Post, 10 September 1995.

Russett, Bruce. Controlling the Sword: The Democratic
Governance of National Security. Cambridge, Mass.:
Harvard University Press, 1990.

374



RESPONSIBILITY OF COMMAND

Department of Defense defined rules of engagement as “direc-
tives issued by competent military authority which delineate
the circumstances and limitations under which United States
forces will initiate and/or continue combat engagement with
other forces encountered.”!© Academic instruction given by
the US Air Force to its newly recruited lawyers explained that
ROE “are the primary means by which political authorities . . .
provide guidance to deployed forces in peacetime for handling
crises and, in wartime, to help control the level of violence.”?
Rules of engagement have usually been derived from legal,
political, and operational considerations.!°” The following dis-
cussion does not examine the legal dimension of ROE, but
instead addresses political considerations then operational
concerns.}° In general, ROE serves negative objectives. The
tension between positive objectives for using force and nega-
tive objectives served by ROE was reflected in an analysis by
Scott Sagan:

Rules of engagement . . . are designed to balance two competing goals:

the need to use force effectively to achieve the objective of an offensive

or defensive mission and the desire not to use military force in unnec-
essary circumstances or in an excessively aggressive manner. !°°

Rules of engagement can constrain the use of force so much
that it becomes militarily ineffective. Sagan referred to this as
a “weakness error.”!!° Alternatively, lax ROE can lead to too
much force being used for a given situation, resulting in what
he called an “escalatory error.”!!! The trick, as Sagan noted,
was to set the ROE between these two errors. Recognizing that
this demands an act of judgment on which political and mili-
tary authorities might differ, Sagan observed, “ROE decisions,
involving trade-offs between military effectiveness and broader
political objectives, are legitimately the province of senior
political authorities.”!!2 Sagan's analysis and conclusions
were sound, yet he failed to give adequate attention to the
responsibility commanders have for protecting their forces.
Highly restrictive rules of engagement, useful for preventing
unwanted escalation, can also increase the risks to the forces
involved in an operation. In Vietnam, the aerial rules of
engagement significantly increased the risks to American air-
crews and prevented them from taking appropriate measures

44



RESPONSIBILITY OF COMMAND

be put under political pressure before he veered from traditional
UN reluctance to endorse air strikes.

Srebrenica: 6-11 July 1995

The difficulties encountered by the UN and NATO in trying
to use airpower effectively at Srebrenica typified many prob-
lems with Deny Flight. First, there was a mismatch between
the capabilities of airpower and the expectations for airpower
on the part of some of the people involved in the decisions over
whether and how to use it. Second, concern for the safety of
UN soldiers led national political authorities to get directly
involved in decisions about using airpower. Third, there was
confusion over close air support (CAS) and air strikes; and
fourth, negotiations on other important issues helped to para-
lyze the UN chain of command. Fifth, the Serbs were able to
monitor NATO air operations and apparently timed their
ground activities so as to avoid air attacks. Lastly, the recrim-
inations after the fall of Srebrenica highlighted the accounta-
bility inherent in command, even when a commander lacks
the means and authority to fulfill his responsibilities.

When the Bosnian Serb assault against Srebrenica began in
the dark, early hours of 6 July, it followed a familiar pattern of
Serb ethnic cleansing.? The apparent random and sporadic
nature of the initial assault made it difficult for the battalion
of 450 Dutch peacekeepers and the remaining Muslim defend-
ers to predict the scale of the operation and its ultimate pur-
pose.? Though it would be several days before the Dutch com-
mander in Srebrenica, Lt Col Ton Karremans, concluded that
the Serbs were determined to take the entire safe area, he
phoned the UNPROFOR chief of staff in Sarajevo, Dutch Brig
Gen Cees Nicolais, to discuss the option of calling in NATO air-
power.’ With the attackers’ objectives still unclear and existing
UN policy against any action that might lead to an escalation
of violence, the two Dutch officers elected to forego a request
for air support.>

At first the UN was self-deterred from calling on airpower,
both by its policy of avoiding the use of airpower to prevent
retaliation and by its concerns about disrupting talks that
were going on between Carl Bildt and Serbian president

246



NATO AIR SUPPORT AND AIR STRIKES

80. Ibid.

81. Since NAC decisions required unanimity, each individual member
state had veto power.

82. MCM-KAD-084-93.

83. Various descriptions of the options can be found in Col Robert Owen,
Deliberate Force: A Case Study in Effective Air Campaigning (Maxwell AFB,
Ala.: Air University Press, 2000), 99, 283-85, 399-400, and 471. Of these,
the one on page 99 is, perhaps, the best, though it inexplicably lists CAS as
an example of a target to be hit under Option 3. For examples of flawed
descriptions, see Per Erik Solli, UN and NATO Air Power in the Former
Yugoslavia, NUPI Report no. 209 (Oslo: Norwegian Institute of International
Affairs, 1996), 52-53; and Hagman, 229.

84. MCM-KAD-084-93.

85. Ibid.

86. MCM-KAD-084-93.

87. Ibid.

88. Ibid.

89. Col Robert Owen, Deliberate Force, 99.

90. Hagman gets this evolution backward, mistakenly concluding that,
“Air Strikes were rarely aimed at a specific violating weapon system (or a
“hot barrel") but rather evolved to include any military target decided by
NATO/UN.” Hagman, 131.

91. This is discussed further in chap. 9.

92. Col Robert Owen, Deliberate Force, 471.

93. Briquemont, Do Something, 114 and 122; and Cot interview.

94. Briquemont, Do Something, 122.

95. Ibid.

96. Ibid., 123.

97. Ibid., 123-24.

98. Ibid., 110-11 and 120. Extracts from letters General Briquemont sent
to his wife during the week before he went to Vicenza clearly show that he

was already seriously concerned about air strikes before his trip to Italy.
99. Ibid., 121 and 124,

100. Ibid., 124-25.

101. Ibid., 125.

102. Ibid.

103. Ibid.

104. Ibid.

105. Ibid. General Ashy saw this meeting with Briquemont as a joint tar-
geting board (JTB), and Ashy believed General Briquemont validated
AFSOUTH's master target list. However, Briquemont’s memoir makes no
mention of this. During General Briquemont’s interview, he seemed to have
been unaware of a JTB, or a list of approved air strike targets. It seems
General Briquemont approved a list of targets he thought was meant for air
support, while General Ashy believed he had obtained approval for a list of
air strike targets. Other sources put the date of the first JTB in September,

109



198-200, 218-19, 227-32, 218, 250,
258, 293-95, 305, 324, 326

T-55, 166. See also tank

tactical determinism, 35-36, 46, 115-16,
147-48, 151, 313, 323

tank, 95, 115, 135, 138, 144, 154,
162-63, 166-67, 194-95

target, 31, 41-42, 83, 85-86, 93, 96, 109,
121, 127, 130, 132, 135-36, 138, 140,
161, 163, 165-67, 169-70, 172, 174,
180-82, 184, 192-93, 197, 199-200,
204, 206, 210, 249, 252, 255-56, 258,
262-63, 267-68, 277-80, 291-92,
295, 304, 320

TEZ. See Total Exclusion Zone

Tilford, Earl, 51, 54

Tomahawk. See cruise missile

Toner, James, 36, 53

Tornado, 183, 227

Total Exclusion Zone (TEZ), 126

Tudjman, Franjo, 258

Tuzla, 65, 99, 102, 121, 210, 215,
255-57, 311, 315

Udbina, 129, 160, 173-80, 182, 185,
197-98, 206, 218, 228, 315, 322,
324

UK chief of defense staff. See Harding,
Air Chief Marshal Sir Peter

UK. See United Kingdom

ultimatum, 58, 116, 122-26, 128-29,
138-39, 146, 151-53, 158, 183, 196,
287-88, 290, 295, 297, 300, 314,
318, 320

UN commander in Bosnia, 4, 7, 9, 18,
92-93, 95, 101, 112, 251. See also
Morillon, Lt Gen Philippe

UN Peace Force. See United Nations
Protection Force

UN safe areas policy, 102, 319. See also
UN Security Council Resolution 836

UN secretary general. See Boutros-Ghali,
Boutros

UN Security Council Resolution 816, 69

UN Security Council Resolution 824, 71

UN Security Council Resolution 836, 71,
74, 105, 317

UN Security Council Resolution 844,
77, 106

UN Security Council, 17, 24, 62, 64-66,
69, 74-78, 82, 85, 90-93, 96, 98, 103,

105-6, 112-13, 118, 120-22, 124,
142-43, 148-51, 154, 156-57,
160-61, 171, 176, 185, 187-88, 197,
208-10, 214, 216-17, 236, 253,
269-70, 284, 296, 316

UN spokesman. See Williams, Michael

UN undersecretary general for peace-
keeping. See Annan, Kofi

unauthorized bombing, 54-55. See also
Lavelle, Gen John

United Kingdom, 8, 17, 20-21, 24, 56-59,
66-67, 74, 75, 78, 82, 85, 115,
117-18, 126, 149, 166, 207, 236, 239,
252, 271, 302, 306, 309, 314, 322

United Nations Peace Force (UNPF),
208-9, 223, 261

United Nations Protection Force,
(UNPROFOR), 4, 8-9, 12-13, 17, 20,
62, 66, 73-108, 114-18, 120-25,
133-34, 136-37, 139-45, 147-49,
151-54, 156-57, 159-62, 164-74,
176-80, 182-87, 189-91, 193, 200,
204, 206-9, 211-17, 219, 222, 224,
227, 232-33, 235-38, 240, 245-46,
254, 256, 261, 263, 269, 303, 314-16,
322, 324

United States Air Forces Europe
(USAFE), 59-61, 68-69, 150, 196,
212, 226, 241, 270

UNPF commander. See Janvier, Lt Gen
Bernard; Lapresle, Lt Gen Bertrand

UNPF. See United Nations Peace Force

UNPROFOR commander, 12, 78-79, 87,
101, 106-7, 114, 121, 141, 153, 157,
160, 176-77, 179-80, 183, 185, 193,
232, 240, 245, 256. See also Nambiar,
Gen Satish; Cot, Gen Jean Michel

UNPROFOR. See United Nations
Protection Force

US ambassador to UN. See Albright,
Madeleine

US assistant secretary of state. See
Holbrooke, Richard

US defense secretary. See Perry, William

US national security advisor, 242, 259.
See also Lake, Anthony

US secretary of state, 58, 65, 71, 296.
See also Christopher, Warren

USAFE. See United States Air Forces
Europe

406



INTRODUCTION

sion.”?” Williams, who served as director of information and
senior spokesman for UNPROFOR, also claimed that “British
and French officers effectively restricted UNPROFOR's mission
to humanitarian assistance.”?* Williams was in a good position
to'draw his conclusions but gave few details to support them.

The second category of literature on intervention in Bosnia
describes the UN's peacekeeping efforts in Bosnia, thus pro-
viding a ground view of events rather than an airman’s per-
spective. Firsthand accounts by commanders during the early
stages of the UN's presence in Bosnia give excellent insights
into the ad hoc workings of UNPROFOR and the scope for ini-
tiative and influence afforded to commanders by the UN head-
quarters’ lax oversight and its inability to manage events so far
away from New York.?? UNPROFOR’s first commander, Gen
Satish Nambiar of India, particularly praised the French for
bringing to Bosnia five times the number of armored person-
nel carriers authorized by the UN.°° Canada’s Maj Gen Lewis
MacKenzie, the first UN commander in Bosnia, recounted his
July 1992 role in securing extra firepower for Canadian peace-
keepers by working around the UN bureaucracy and dealing
with his own government:

The UN never did authorize us to bring the missiles for the TOW [anti-
tank weapon]. We were authorized to bring the vehicle [it was mounted
on]. In the end, we cheated and brought the missiles anyway. Can you
imagine telling soldiers to bring the weapon but not the ammunition?
We were also told we could bring mortars, but not high-explosive
ammunition—only illuminating rounds to help us see at night. We
ignored that order also. (Emphasis added)*!

Interestingly, these early UN commanders had next to nothing
-to say on the topic of airpower, even though a public debate
about using airpower in Bosnia was underway during their
tours of duty in late 1992 and early 1993. When they did com-
ment on possible air operations, their views were mixed. In
July 1992, MacKenzie urged Nambiar to refuse offers for close
air support, writing “the use of air power on our behalf would
clearly associate us with the side not being attacked, and
thereafter we would very quickly be branded an intervention
force, as opposed to an impartial peacekeeping force.”3? Gen
Philippe Morillon of France commanded UN troops in Bosnia



Brodie, Bernard. Strategy in the Missile Age. Princeton, N.J.:
Princeton University Press, 1959.

. War and Politics. New York: Macmillan, 1973.

Broughton, Col Jack, USAF, retired. Going Downtown: The
War Against Hanoi and Washington. New York: Orion
Books, 1988.

. Thud Ridge. New York: Bantam Books, 1969.

Brown, Douglas P., et al. Operation Deny Flight Assessment:
Final Report. Alexandria, Va.: Science Applications
International Corporation, 1994. DNA-TR-94-63-N.

Brungess, Lt Col James R., USAF. Setting the Context:
Suppression of Enemy Air Defenses and Joint War Fighting
in an Uncertain World. Maxwell AFB, Ala.: Air University
Press, 1994.

Buchanan, Brig Gen Walter E., USAF, chief, Joint Operations
Division, US EUCOM/CENTCOM Branch, J-3, Joint
Chiefs of Staff, June 1994-September 1995. Interviewed

by author, 26 May 1998, Kalkar, Germany. Tape record-
ing. Author’s personal collection.

Bucknam, Maj Mark A., USAF. “Lethal Airpower and
Intervention.” Master's thesis, School of Advanced Airpower
Studies, Air University, Maxwell AFB, Ala., 1996. http://
tuvok.au.af.mil/au/saas/studrsch/ class.htm.

. “Talking Paper on Shoot Down of Galebs over Bosnia,” 29
April 1994. Briefing notes. Author's personal collection.

Burk, James. “The Logic of Crisis and Civil-Military Relations
Theory: A Comment on Desch, Feaver, and Dauber.”
Armed Forces and Society 24, no. 3 (spring 1998).

Burns, John F. “Muslim Defenders Disarmed, U.N. Says.”
New York Times, 22 April 1993.

. “Standoff for Muslim Enclave in Bosnia.” New York
Times, 23 April 1993.

. “U.N. Says Enclave Is Saved; Bosnians Call It
Surrender.” New York Times, 19 April 1993.

335



RESPONSIBILITY OF COMMAND

strikes beyond the parameters spelled out in these two NAC
decisions (i.e., beyond the vicinity of the safe areas or against
targets of any faction other than the Bosnian Serbs).
Furthermore, the NAC decided that

once air attacks have been carried out against a specific target set pur-
suant to these decisions, the NATO military authorities may continue
to carry out, in coordination with UNPROFOR, the attacks against that
target set until NATO military authorities judge the mission to be
accomplished (emphasis added).!7!

These NAC decisions were a mixed blessing for NATO com-
manders. While granting the commanders some autonomy and
room for initiative, they also left it to the military to work out
arrangements for air attacks with reluctant UNPROFOR leaders.

On the night of 22 April, Mr. Akashi received a briefing on the
proposed NATO air strikes, and he and his advisors were con-
vinced that hitting the dozen or so targets proposed by NATO
would only upset the Bosnian Serbs without compelling a posi-
tive change in their behavior.'”? The Bosnian Serbs missed the
first deadline, but Mr. Akashi, who was with General de Lapresle
in Belgrade for negotiations with Bosnian Serb leaders, blocked
NATO air action.!73 The BSA grudgingly, and only partially, with-
drew in accordance with the NATO ultimatums, burning and
destroying sections of Gorazde as they pulled back.'”* Hundreds
of Bosnian Serb combatants remained within three kilometers of
the center of Gorazde by posing as police officers, and UN forces
continued to find Serb heavy weapons within the 20-kilometer
exclusion zone.!75 However, the BSA ground advance and heavy-
weapons fire on Gorazde had stopped. On 26 April, UN officials
announced that Bosnian Serb progress toward compliance was
sufficient to drop the threat of air strikes.!”° Though the enclave
did not fall, and NATO publicly joined the UN in declaring suc-
cess, the events around Gorazde marked a turning point in
UN-NATO relations and seriously challenged the utility of NATO
airpower in Bosnia.!””

UN and NATO Missions in Bosnia: A Matter of
Interpretation and Political Guidance

As a result of the experience at Gorazde and the continued
vulnerability of UN forces, Generals Rose and de Lapresle

140



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

had flown 280 missions over North Vietnam during three com-
bat cruises. The day of Admiral Smith’s change of command,
General Mladic “agreed in principle” to withdraw his forces to
the line of demarcation between the Serbs and Muslims that
existed in late March.!28 However, the next day the Serbs
showed their true intentions by resuming the assault on
Gorazde, which precipitated NATO's first real air attack.!29
General Rose warned Mladic to stop or else face NATO air
attacks, and he asked General de Lapresle and Mr. Akashi to
approve a close air support mission.!°° When Rose was
informed of an intelligence intercept revealing that Mladic had
given orders to his commanders to raze Gorazde, Rose noted

the time for diplomacy or negotiations was over and a great weight was
lifted from my shoulders as I found myself back in the familiar busi-
ness of war fighting. It did not cross my mind for a moment that the
UN should refrain from using force. The lives of my soldiers and the
civilians in Gorazde were being directly threatened.15!

However, the only tools General Rose possessed for going to
war were NATO aircraft and a handful of forward air con-
trollers. Given the nature of the attacking Bosnian Serb forces,
the poor weather he would confront, and his own lack of
expertise in handling airpower, General Rose was not in a
strong position from which to fight. UN political approval for
close air support came shortly before 5:00 p.m., and with the
attack on Gorazde intensifying, General Rose coordinated with
Admiral Smith to have NATO attack a tank.!®2 Because of poor
weather, the first two flights of fighters failed to find the
tank.'5> When a two-ship of F-16s arrived over Gorazde at 6:00
P.M., poor weather conditions forced the pilots to go below a
cloud deck—with cloud bottoms at about 6,000 feet above sea
level—in an attempt to find the tank.!%4 In so doing, they
increased their risk of being shot down; for although they were
at the upper limits of small arms fire, they were well within
range of antiaircraft guns and surface-to-air missile systems.
Unable to visually acquire the tank, the F-16 pilots moved to
an alternate target selected by General Rose—a group of vehi-
cles and tents reportedly serving as an artillery command post
on the high ground overlooking Gorazde.'55 At approximately
6:25 p.m. on Sunday, 10 April 1994, the F-16s dropped their

135



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NATO AIR SUPPORT AND AIR STRIKES

Similarly, on the US side, the Clinton administration’s desire
to minimize the risks to US forces led it to adopt a lift and
strike policy; therefore, political pressure, mission accom-
plishment, and force protection all pointed in the same direc-
tion. General Briquemont was the exception. Briquemont was
from Belgium, and he was under political pressures from the
EC—led by Belgian foreign minister Willy Claes—to take
actions that would have entailed serious risks to the people
under his command. These EC pressures were not matched by
resources, and the people urging the action were largely unac-
countable for the consequences should things go wrong.
Unable to strike a satisfactory balance between accomplishing
the tasks being thrust upon him and an acceptable level of
risk to his forces, Briquemont quit—just as he had threatened
to do in August when looming NATO air strikes promised a
similar inability to manage his command responsibilities.

Notes

1. United Nations (UN) Security Council Provisional Verbatim Record
3228 (S/PV.3228), 4 June 1993 (hereafter cited as S/PV.3228).

2. Ibid. Also see Richard Caplan, Post-Mortem on UNPROFOR, London
Defence Studies, no. 33 (London: Brassey's for the Centre for Defence
Studies, 1996), 8-9.

3. Caplan, 287; and S/PV.3228.

4. UN Security Council Provisional Verbatim Record 3241 (S/PV.3241),
18 June 1993 (hereafter cited as S/PV.3241).

5. S/PV.3228,

6. Ibid.

7. UN Security Council Resolution (UNSCR) 836 (1993) (S/RES/836), 4
June 1993 (hereafter cited as S/RES/836).

8. Ibid.; and Report of the Secretary-General pursuant to UN Security
Council Resolution 836 (1993) (S/25939), 14 June 1993 (hereafter cited as
$/25939).

9. S/RES/836, par. 5; and S/25939. Note that UNSCR 836 also tasked
UNPROFOR “to monitor the cease-fire.” However, it would have been diffi-

cult to justify the use of force other than in self-defense to fulfill this task.
10. S/25939.

11. S/RES/836, par. 9.

12, Ibid.

13. Jan Willem Honig and Norbert Both, Srebrenica: Record of a War
Crime (London: Penguin Books, 1996), 114.

14. S/RES/836, par. 9.

105



MILITARY INFLUENCE ON THE USE OF AIRPOWER

Michael Clarke, “Foreign Policy Implementation: Problems and Approaches,”
British Journal of International Studies 5 (1979): 114.

62. Michael Walzer, “Two Kinds of Military Responsibility,” in The
Parameters of Military Ethics, eds. Lloyd J. Matthews and Dale E. Brown
(London: Pergamon-Brassey’s, 1989), 67-68; and Lewis S. Sorely,
“Competence as Ethical Imperative: Issues of Professionalism,” in Military
Ethics and Professionalism: A Collection of Essays, eds. James Brown and
Michael J. Collins (Washington, D.C.: National Defense University Press,
1981), 39-40 and 47-48.

63. James H. Toner, True Faith and Allegiance: The Burden of Military
Ethics (Lexington, Ky.: University Press of Kentucky, 1995), 43-44.

64. Ibid. The point of departure for Toner’s discussion on military com-
petence is Norman Dixon's list of 14 aspects of military incompetence. See
Norman Dixon, On the Psychology of Military Incompetence (London: Pimlico,
1976), 152-53.

65. Ibid.; and Sorely, 39-40 and 47-48.

66. Martin Edmonds, Armed Services and Society (King’s Lynn, England:
Leicester University Press, 1988), 30-31.

67. Ibid., 31.

68. Ibid., 33.

69. Luttwak, 102.

70. Nuclear operations will not be addressed because they are irrelevant
to the case of Bosnia.

71. For a discussion of airpower in the broader sense of the term, and its
use in peace support operations, see Air Vice-Marshal Tony Mason, “Air
Power in the Peace Support Environment,” in The Dynamics of Air Power,
eds. Group Capt Andrew Lambert and Arthur C. Williamson (Bracknell,
England: HMSO, 1996), 112-25; and idem, “Operations in Search of a Title:
Air Power in Operations Other than War,” 157-77.

72. Robert Osgood, Limited War Revisited (Boulder, Colo.: Westview
Press, 1979), 3.

73. Christopher M. Gacek, The Logic of Force: The Dilemma of Limited War
in American Foreign Policy (New York: Columbia University Press, 1994), 295.

74. Thid.

75. Ibid.

76. Janowitz, 264; Brodie, War & Politics, 191-92; and Townsend
Hoopes, The Limits of Intervention (New York: David Mckay Co., 1969), 62.

77. Janowitz, 343 and 435; Brodie, War & Politics, 496; Hoopes, 62.

78. Lt Col John G. Humphries, “Operations Law and the Rules of
Engagement in Operations Desert Shield and Desert Storm,” Airpower
Journal 6, no. 3 (fall 1992): 25-26 and 39.

79. Sanctuaries are distinct from ROE, but often the two are treated
together. For the purposes of this study, the distinction is not of great
enough importance to warrant a separate discussion of sanctuaries. For
more on the topic of sanctuaries, see Brodie, War & Politics, 67-68; Maj
Ricky James Drake, The Rules for Defeat: The Impact of Aerial Rules of

53



Operations Law Deployment Deskbook. Vol. 2. A textbook and
reference book used by the Air Force Judge Advocate
General School, Maxwell AFB, Ala.: International and
Operations Law Division, Office of the Judge Advocate
General, Department of the Air Force, 1996.

Osgood, Robert E. Limited War Revisited. Boulder, Colo.:
Westview Press, 1979.

Owen, David. Balkan Odyssey. London: Victor Gollancz, 1995;
Indigo, 1996.

. Balkan Odyssey. Academic ed. CD ROM version 1.1.
The Electric Company, 1995.

——.. and Laura Silber, “Hurd Hints at Croatia Sanctions,”
Financial Times (London), 16 July 1993.

Owen, Col Robert C., USAF. “The Balkans Air Campaign Study:
Part 1.” Airpower Journal 11, no. 2 (summer 1997).

. “The Balkans Air Campaign Study: Part 2.” Airpower

Journal 11, no. 3 (autumn 1997).

. Deliberate Force: A Case Study in Effective Air
Campaigning. Maxwell AFB, Ala.: Air University Press,
January 2000.

Owens, Mackubin Thomas. “Civilian Control: A National
Crisis?” Joint Forces Quarterly, no. 6 (autumn/winter
1994-1995).

———. “Lessons of the Gulf War.” Strategic Review 20, no. 1
(winter 1992).

Paladini, Col Steven M., USAF, deputy assistant chief of staff
for operations, AFSOUTH, Naples, February 1994-June
1996. Interviewed by author, 26 September 1997, RAF

Lakenheath, England. Tape recording. Author’s personal
collection.

Palmer, Gen Bruce, Jr., USA. The 25-Year War: America’s
Military Role in Vietnam. N.p.: University Press of
Kentucky, 1984; N.Y.: Simon and Schuster, 1985.

Pape, Robert A. Bombing to Win: Air Power and Coercion in
War. Ithaca, N.Y.: Cornell University Press, 1996.

367



PAVING THE WAY TO ENFORCEMENT

seeking.'5! General Janvier has denied being involved in any
negotiations over the hostages, which seems surprising.!®?
However, as other researchers have argued, even if Janvier
was involved in negotiating the release of the hostages, the
principal deal-making over the French hostages was going on
at a higher level, between Presidents Chirac and Milosevic.155
Given the Bosnian Serb claims about international guarantees
to President Milosevic, the most likely explanation is one sug-
gested by David Rohde: “Milosevic, desperate to curry favor
with the West and free the hostages, may have lied and told
the Bosnian Serbs he received a verbal assurance when he did
not.”!54 Whether General Janvier played a role in helping to
strike a deal for the release of the French hostages remains
unknown. However, if Janvier gave Mladic any assurances
against air strikes, he was probably acting under political
instructions. :

Apparently, the Bosnian Serbs also wanted to strike a deal
with the United States over O'Grady. Immediately following
the downing of O’Grady’s F-16, the Serbs claimed to have cap-
tured him, only to state a few days later that they had not.!55
Then, on 7 June, one of Mladic’s confidants, working through
a humanitarian organization, managed to contact Col Chuck
Wald, the American wing commander at Aviano Air Base in
Italy.15° The man claimed the Bosnian Serbs “were willing to
release the pilot, unharmed, in exchange for a secret line of
communication to the US.”!57 A pilot from O’Grady’s squadron
was sent with Air Force special agents and Italian intelligence
officers to meet Mladic’s representative in the coastal town of
Trieste, bordering Slovenia.!©* After negotiating through the
night and into the morning, one of the agents received word by
cellular phone that O'Grady had been rescued.!5° The
Americans abruptly walked out on the Serb, leaving Italian
authorities to do as they liked with him.'© Possible explana-
tions for the Bosnian Serb ruse are (1) they wanted’ the
Americans to give up the search for O’Grady so that Mladic’s
men could find him, or (2) they suspected he was dead or lost
and would not be found soon, thus giving them a chance to
extract guarantees against further air strikes by exploiting US
uncertainty over the fate of O'Grady.

221



RESPONSIBILITY OF COMMAND

during Deny Flight. The next day, with the Serb assault still in
progress, the UN leadership once again authorized close air
support. A British Sea Harrier was called in to find a tank, but
the Sea Harrier was not optimized for such a mission, and the
weather was again poor. After several passes at low altitude in
the target area, the Sea Harrier was shot down by a shoulder-
launched surface-to-air missile. '5° The pilot ejected sustaining
only minor injuries and was able to join his special forces com-
patriots in Gorazde.'5? When later asked by Admiral Smith's
aide why he had made multiple passes in the target area when
he knew he was being shot at, the Sea Harrier pilot explained
that he did it because his countrymen were in trouble.'*
However, Gorazde was a city of approximately 60,000 people,
and there were only a half dozen soldiers, whose movement
within the enclave was not restricted. If the soldiers really
were in harm's way, it would have been because they had gone
there intentionally—possibly looking for targets for NATO air-
power. Later on 16 April, American A-10s were tasked to pro-
vide air support for the British special forces in Gorazde, but
poor weather prevented them from accomplishing their mis-
sion.59 That evening, Russian mediator Vitaly Churkin
arranged for Mr. Akashi to suspend further air action in
exchange for Bosnian Serb pledges to release the UN hostages
and to meet for negotiations the next day.'®° While Karadzic
met with Akashi on 17 April, the UN hostages were supposed
to be freed, but only a few of them were, and more than a hun-
dred were still being detained by the BSA at day's end.’*!
Meanwhile the attack on Gorazde continued, and as NATO
readied for air strikes, General Rose ordered his special forces
troops out of the enclave.!®

North Atlantic Council Decisions and
the Gorazde Ultimatum

On 18 April, the same day General Rose’s forward air con-
trollers left Gorazde, Boutros-Ghali sent a letter to Manfred
Worner asking for “a decision by the North Atlantic Council to
authorize the commander in chief of NATO's Southern
Command to launch air strikes, at the request of the United
Nations, against artillery, mortar positions or tanks in or

138



RESPONSIBILITY OF COMMAND

to be the wrong helicopter; (2) it would be the right helicopter,
but it would fall on the wrong spot, perhaps killing innocent
people on the ground; or (3) failing (1) or (2) the downing of a
helicopter would not have an appreciable effect on the military
operations of the faction using the helicopter—and all sides
were conducting unauthorized helicopter flights.55 In
Chambers’s view, despite some high-level discontent with the
helicopter violations, no one wanted to take the responsibility
for overriding the commanders in the field by ordering that
helicopters be shot down.5¢

“Safe Areas” and “Lift and Strike”

On Wednesday, 20 January 1993, Bill Clinton was inaugu-
rated as the 42d president of the United States, and his
National Security Council soon took up the issue of military
intervention in Bosnia. Gen Colin Powell, in describing his
advice to the council about using airpower in Bosnia, claimed

I laid out the same military options that I had presented to President
Bush. Our choices ranged from limited air strikes around Sarajevo to
heavy bombing of the Serbs throughout the theater. I emphasized that
none of these actions was guaranteed to change Serb behavior. Only
troops on the ground could do that. Heavy bombing might persuade
them to give in, but would not compel them to quit. And, faced with
limited air strikes, the Serbs would have little difficulty hiding tanks
and artillery in the woods and fog of Bosnia or keeping them close to
civilian populations. Furthermore, no matter what we did, it would be
easy for the Serbs to respond by seizing UN humanitarian personnel
as hostages.°7

It was during one of these early meetings that General
Powell's protestations prompted Madeleine Albright, then
ambassador to the UN, to ask her now famous question: “What's
the point of having this superb military that you're always
talking about if we can’t use it?’5§ The Joint Chiefs of Staff
chairman replied by explaining the need for a clear political
objective, much as he had argued months earlier in print.59
The national security advisor, Tony Lake, who had served on
the National Security Council staff as a young man during the
Vietnam War, sided with General Powell, saying: “You know
Madeleine . . . the kinds of questions Colin is asking about

64



RESPONSIBILITY OF COMMAND

Ryan’s plan for a wider air campaign. After General Joulwan
proposed the ZOAs, planners in AFSOUTH were tasked to help
define them. One NATO officer suggested dividing all of Bosnia
into two zones, using a line taken from a map used for plan-
ning Dead Eye operations.®* The line had originally been
drawn on the map as a “do not cross line” for separating air-
craft that would be simultaneously attacking the northwest
and southeast segments of the Bosnian Serb air defense sys-
tem.®4 It had been nothing more than a tactical expedient for
avoiding midair collisions. When the UNPROFOR commander,
Gen Rupert Smith, saw the proposed zones, he suggested
modifying them by making the area around Tuzla part of both
zones; thus the Posavina corridor—a key route for Serb access
to western Bosnia—was in both zones (see fig. 3).°5

v4 TO INCLUDED
{ IN BOTH
ZOAs
ere
\4
\
“, B 4331N
f 7 A 1709E
7 SARAJEVO 4) a Moon
© fae
> feast
NORTHWEST
ZONE AOPTION 1&2
SOUTHEAST
OF ACTION SEAD ZONE
OF ACTION

Figure 3. Zones of Action and Target Distribution for Operation
Deliberate Force. The southeastern zone included all targets south and
east of the line defined by points A-B-C. The northwestern zone included tar-
gets north and west of the line defined by points A-B-D. Areas within the
wedge near Tuzla, defined by line C-B-D, were part of both zones.

Source: General Ryan, briefing to Air Power Conference, slide no. 8.

256



Acknowledgments

This research would not have been possible had senior lead-
ers in the US Air Force not believed in the value of higher edu-
cation for serving officers. It has been my great fortune to be
part of an organization that invests so generously in its people.
My special thanks go to the faculty at the School of Advanced
Air and Space Studies for selecting me to pursue my work at
King’s College, especially Col Phillip Meilinger, who steered me
toward London, Col Robert Owen, who supported my use of the
valuable information his team compiled for the Balkans Air
Campaign Study (BACS), and Prof. Hal Winton, for his con-
stant support and stellar example of scholarship. The men
and women at the US Air Force's Historical Research Agency
were a great help during my research with the BACS archival
material, and, in particular, 1 owe Lt Col Rick Sargent a big
thanks for making my time with the BACS Collection so prof-
itable.

My deep, sincere, and personal thanks go to Phil Sabin, my
advisor. His patience, high standards, thought-provoking views,
and occasional gentle prodding helped to guide me through
the travails of research. Though I am solely responsible for any
defects or limitations of this study, its merits owe much to
Phil’s mentoring. I would also like to acknowledge the superb
faculty of the War Studies Department. My main regret is that
the demands on both their time and mine kept me from
spending more hours with them than I did. The chief of the Air
Staff's Airpower Workshop acted as an adjunct faculty for my
learning, and I would particularly like to thank Group Captains
Andy Lambert and Stuart Peach for including me in their intel-
lectually stimulating work. In addition, I want to express my
appreciation to Chris Hobson, senior librarian at the Joint
Services Command and Staff College, Bracknell, for his friendly
assistance.

A glance through the footnotes and bibliography would
reveal the enormous debt I owe to the many military officers I
interviewed for this study—too many to recognize individually
here. Often their candor was startling, and their enthusiasm

xvii



PAVING THE WAY TO ENFORCEMENT

forces in Sarajevo recaptured an observation post at Vrbanja
Bridge from BSA soldiers who had taken it earlier in the day.1!?
Fighting at the bridge cost the French two dead and 14 wounded;
the Bosnian Serbs suffered four dead and an unknown number
of lesser casualties.!15 The Vrbanja Bridge episode also netted
the UN four Bosnian Serb “POWs,” putting the world body in an
awkward position.1!* As Honig and Both have shown, two days
after the Vrbanja Bridge incident, Janvier issued a policy direc-
tive to General Smith stating: “The execution of the mandate is
secondary to the security of UN personnel. The intention being to
avoid loss of life defending positions for their own sake and
unnecessary vulnerability to hostage-taking.”!45 On 2 June,
General Janvier blocked a request from General Smith to open a
road into Sarajevo, noting, “We must definitely avoid any action
which may degenerate into confrontation, further escalation of
tension, and [thus] the potential use of air power.”!!® A week
later, Janvier, Akashi, and Rupert Smith met in the Croatian
coastal town of Split to discuss the RRF that was being assem-
bled to support UNPROFOR in Bosnia.!!” During their meeting,
Smith argued that he did not want the RRF unless he could use
it for fighting.'!> According to Smith, “the Serbs want to conclude
this year and will take every risk to accomplish this,” and Serb
designs “will lead to a further squeezing of Sarajevo or an attack
on the eastern enclaves, creating a crisis that short of air strikes
we will have difficulty responding to.”!!° Janvier and Akashi dis-
agreed, doubting Smith’s analysis of Serb intentions and
explaining the need to return to traditional peacekeeping,!2°
When the meeting ended, Akashi informed the press that the
arrival of the RRF would not alter UNPROFOR's peacekeeping
mission.!?! Later that day, Boutros-Ghali wrote a letter to the
Security Council confirming that the RRF “would operate under
the existing UN rules of engagement.”!?? Clearly, Rupert Smith
did not enjoy support from Zagreb or New York in his effort to
clear the way for stronger action in Bosnia.

F-16 Downing and Hostage Deals

Hostage-taking was, as Gow has argued, the Bosnian Serbs’
primary tool for countering Western coercion.!? With General
Smith working successfully to remove this option, the Serbs

217



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

to do as much as they could to support the administration’s
strategy.116

AFSOUTH and UNPF Subject to Close Coordination

Though NATO—with the United States in the fore—was
moving toward more forceful action in Bosnia, General Janvier
was slow to accept plans for NATO bombing. After the 25 July
and 1 August NAC decisions, NATO’s military commanders
were left to work out the details for implementing the decisions
with their counterparts in UNPF and UNPROFOR, and it took
nearly two weeks before a basic procedural agreement was
reached.'!® During that time, General Janvier made his case
against using NATO airpower, but was overruled by political
authorities within the UN.'2° On 10 August, General Janvier
and Admiral Smith signed a memorandum of understanding
(MOU), which formalized and added some of the necessary
details to the military arrangements for implementing the
NATO decisions.!! For instance, Willy Claes had announced,
“There is a strong feeling among Allies that such [bombing]
operations, once they are launched, will not lightly be discon-
tinued.”!?? In working out the new dual-key arrangements,
this meant once bombing commenced, it would not stop until
the commanders agreed that the conditions precipitating the
bombing had been alleviated.° A dual-key decision by
General Janvier and Admiral Smith would be needed to stop
bombing, as well as to start it; according to the MOU, Janvier
would not stop it on his own. The commanders also adopted
the triggers for air strikes set by NATO: (1) by “any concentra-
tion of forces and/or heavy weapons, and the conduct of other
military preparations which, in the common judgment of the
NATO and UN military commanders, presents a direct threat
to the safe areas;” or (2) by “direct attacks (e.g., ground,
shelling, or aircraft) on the safe areas.”!24 To the NATO mili-
tary commanders, it seemed that these conditions for trigger-
ing bombing operations already existed at the time the deci-
sion was made establishing the triggers.!25 All it would take
was some event to precipitate a recommendation from the
commanders to commence air strikes.

261



Zandee, Dik, political advisor, NATO Headquarters.
| Interviewed by author, 28 April 1997, Brussels. Author's
| notes. Author’s personal collection.

Zoerb, Col Daniel R., USAF, director, Deny Flight Air

Operations Center, Naples, Italy, January 1994-May
1996. “AU’s DELIBERATE FORCE Report.” Remarks on
an early draft of the Balkans Air Campaign Study, 20
November 1996, for General Ryan.

. Interviewed by author, 29 April 1997, Spangdahlem

AB, Germany. Transcript of tape recording. Author's per-

sonal collection.

. Interviewed by author, 30 April 1997, Spangdahlem

AB, Germany. Transcript of tape recording. Author's per-

sonal collection.

. Interviewed by author, 25 August 1997, London. Tape

recording of telephone interview. Author's personal collec-

tion.

. Interviewed by author, 27 May 1998, Spangdahlem AB,

Germany. Author’s notes. Author's personal collection.

397



DELIBERATE FORCE

The Trigger

Shortly after 10:00 on Monday morning, 28 August 1995,
Serb shells began falling again on Sarajevo. Over the next 10
minutes, five rounds hit the capital, with the fourth round
landing in the crowded Markale market, killing at least 37 peo-
ple and wounding more than 80.” The Bosnian government
threatened to boycott the upcoming peace talks unless NATO
and the UN carried out air strikes against the Serbs.2 When
Admiral Smith learned of the blast, he phoned Zagreb to
inform the UN of his intent to turn the NATO key if, indeed,
the Serbs were the guilty party.? General Janvier was attend-
ing his son’s wedding in France when the blast occurred, thus
Gen Rupert Smith held the UN key for NATO air strikes.!° As
UN investigators sought to discover the origins of the blast, the
last of the British forces in Gorazde withdrew eastward into
Serbia. They reached Serbia around 8:30 p.m. on 28 August,
arriving safely in Belgrade early the next morning—a little less
than 24 hours before the first bombs of Deliberate Force
slammed into targets in southeastern Bosnia.!! UN investiga-
tors proved to General Smith's satisfaction that the Serbs had
shelled the market, and on the night of 28 August, he and
Admiral Smith decided to order air strikes against the Serbs.!2
However, General Smith asked for a one-day delay before
commencing the air campaign so that he could secure his
forces. In the final hours leading up to Operation Deliberate
Force, French soldiers withdrew from two observation posts
near Sarajevo, leaving no UN peacekeepers for the Bosnian
Serbs to take hostage.!4

When the market blast occurred, General Ryan was already
at the CAOC for an exercise—turned execution—of the Vulcan
plan.® By the next morning he was joined by a small team of
planners led by Colonel Zoerb.!® Admiral Smith sent a mes-
sage through NATO's military headquarters in Mons, Belgium,
recalling aircraft tasked to support Deny Flight.!7 Likewise, he
ordered the US aircraft carrier Theodore Roosevelt to steam
into the Adriatic within easy striking distance of targets in
Bosnia.'® On 29 August, CAOC leaders received official orders
to go ahead with the air campaign, but they elected to proceed

275



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

iation, the Bosnian Serbs threatened war against UNPROFOR
and took hundreds of peacekeepers hostage; three were
reportedly made to lie on the runway at Banja Luka. On
Thursday, the Bosnian Serbs, operating from a previously
undetected site near Danji Vakuf in central Bosnia, fired a
radar-guided SAM at two British F-3 Tornado aircraft on a
routine no-fly zone patrol.!5? Meanwhile, the ground offensive
against Bihac continued with the Bosnian Serb forces pushing
up from south of the enclave and overrunning the point at
which they had promised UNPROFOR they would stop.®* In
Brussels, the NAC met and declared, inter alia, its willingness
to activate the heavy weapons exclusion zone it had provi-
sionally declared seven months earlier when it created the
exclusion zone at Gorazde.!5° However, rather than unilater-
ally declaring a new heavy-weapons-free zone at Bihac via an
ultimatum as it had with Gorazde, the Council made the acti-
vation of the new zone contingent on UNPROFOR agree-
ment.'6° UNPROFOR found the task of policing the existing
exclusion zones burdensome and declined the opportunity to
create yet another.1*!

UNPROFOR's top military commanders opposed NATO air
strikes, and, while they wanted air support to protect UN
peacekeepers around Bihac, they refused to authorize NATO
air operations needed to reduce the surface-to-air threat in
northwestern Bosnia.'® In a meeting on 25 November, the
commander of UNPROFOR made it clear he viewed air strikes
as being fundamentally incompatible with his peacekeeping
mission.'©? The NATO officer sent to the meeting reported to
General Ryan and Admiral Smith that so long as General de
Lapresle commanded UNPROFOR, there was little hope the
UN would turn its key for air strikes.'°* That night, however,
when peacekeepers in the Bihac area came under fire, General
Rose personally called the CAOC for air support.!® The
increased SAM threat around Bihac precluded NATO com-
manders from sending a pair of fighters already in the no-fly
zone in response to the request; a larger package of aircraft
capable of protecting itself against Serb air defenses needed to
be assembled.'®* Because the peacekeepers in Bihac lacked
forward air controllers, NATO and UN officers had had to work

183



DELIBERATE FORCE

far NATO should go with its graduated air campaign than with
the use of the missiles, per se. The French had lost a Mirage
2000 on the first day of Deliberate Force, and its two-man
crew was still missing, so it would have been illogical for the
French to be upset about sending American missiles instead
of French airmen against the Serb air defenses. By 10
September when the missile attack was made, AFSOUTH com-
manders were running low on worthwhile Option 1 and 2 tar-
gets in southeastern Bosnia and wanted to ratchet up the
Pressure on the Serbs to get them to comply with the NATO
ultimatum from the previous week, 158 Hitting Dead Eye targets
in northwestern Bosnia not only gave commanders their long
awaited opportunity to eliminate threats to NATO aircrews but
also gave them more targets to bomb. General Janvier recog-
nized the larger military significance of the Bosnian Serb com-
mand and control facilities and other targets on the Dead Eye
list.'5° The Bosnian Serbs were facing a ground offensive from
Federation forces in western Bosnia, and Janvier viewed some
Dead Eye northwest strikes as equivalent to Option 2% air
strikes.'©° Admiral Smith recalled discussing the issue with
Janvier when General Ryan proposed hitting a large target
complex called the “Banja Luka SAM Repair Facility;” Smith
later said he told Janvier,

I could defend it as an Option 2 target because that’s where the facili-
ties are, and we know that damned well they've got some SAMs in
there. Or, I can say it's a 2%, to 3, and take it off [the list for now] and
let's try to get it later. I was frankly afraid, at this point, that if we over-
stepped at all, the NAC would say: Stop. Or the UN would say: Stop.
The UN had already told the RRF to cease and desist. They said:
“You're not an offensive force. Stop.”161

Thus, the French reaction to the cruise missile strike was
probably a signal of growing discomfort over the shape
Deliberate Force was taking, rather than a sign of displeasure
about the choice of weapons being used in the campaign. !62
Having nearly run out of Option 1 and 2 targets, Admiral
Smith refused to risk the lives of NATO airmen by sending
them to revisit targets that had been destroyed on earlier
attacks. However, the lack of targets created a problem for

295



RESPONSIBILITY OF COMMAND

212, Cot, “Dayton,” 122.

213. Guillot, 39.

214. General Nambiar, the first UNPROFOR commander, served a full
one-year tour. General Morillon’s case is ambiguous since he was ostensibly
replaced to make room for General Cot; however, it seems that he was on the
verge of being dismissed in April 1993 but was instead kept on until July
when Cot took the top position in UNPROFOR. For various reasons,
Generals Cot, Wahlgren, Briquemont, and MacKenzie left prematurely. On
the same subject, see Gow, Triumph, 139.

215. David Owen, Balkan Odyssey, 264-65.

216. Briquemont interview.

114



RESPONSIBILITY OF COMMAND

Zagreb confident the BSA commander would soon agree to
Western demands.® Admiral Smith and a small entourage
from Naples flew to Zagreb to meet Janvier at his compound
on the airport at Camp Pleso.® Janvier convinced Admiral
Smith he had made significant progress toward getting Mladic
to agree to halt BSA attacks on safe areas and to withdraw
heavy weapons from around Sarajevo.!° Without seeking
political approval, Smith agreed to Janvier’s proposal to
extend the pause to 96 hours in order to give Mladic time to
comply.!©! General Ryan’s chief of staff, who was at the meet-
ing between Janvier and Smith, notified the AIRSOUTH com-
mander that it looked as though Deliberate Force might be
over, but General Ryan “just postured the forces, getting ready
to go again.”102

The reactions of Holbrooke and Willy Claes to news of the
longer pause demonstrated the political-military tension coer-
cive diplomacy can engender over who gets to control the use
of force. Upon learning of the elongated pause, the two politi-
cal officials began pressing Admiral Smith and General
Janvier to resume bombing. Richard Holbrooke spoke to
Admiral Smith by phone, pushing him to restart the cam-
paign.!©3 Smith rebuffed pressures from outside the chain of
command! and, in Holbrooke’s opinion, the admiral “was
edging into an area of political judgments that should have
been reserved for civilian leaders.”!©5 As Holbrooke noted,
“Smith saw it differently: He told me that he was ‘solely
responsible’ for the safety and well-being of his forces, and he
would make his decision, under authority delegated to him by
the NATO Council, based on his own judgment.”1°6 However,
Admiral Smith could not easily dismiss General Joulwan’s
complaints.!°” Although Admiral Smith had been given the
NATO key for bombing, General Joulwan believed once opera-
tions commenced, he and the secretary-general were respon-
sible for ensuring proper execution.!°° Meanwhile, the NATO
secretary-general phoned Zagreb and asked Mr. Akashi to put
Janvier on the phone. Even though Janvier was not in the
NATO chain of command, Claes raged at the UN general for
agreeing to the longer pause.!°° Given that NATO's credibility
was at stake and given the importance of Holbrooke’s diplo-

286



RESPONSIBILITY OF COMMAND.

Command Relationships, Air Strikes, and Close
Air Support

In the two weeks leading up to General Rose's arrival in
Sarajevo, the UN streamlined its chain of command and
strengthened its civilian control over UNPROFOR. Mr. Yasushi
Akashi arrived in Zagreb as the UN secretary-general’s special
representative and the first full-time civilian head of
UNPROFOR.” Shortly after Akashi’s arrival, Boutros-Ghali
approached the French government about replacing General
Cot, who had had difficulties with his previous civilian supe-
rior, Thorvald Stoltenberg.?! On 2 February 1994, the UN
secretary-general informed the Security Council that General
Cot would be replaced by Lt Gen Bertrand de Lapresle.?2
Though it would be mid-March before de Lapresle took com-
mand of UNPROFOR, General Cot’s authority over UNPROFOR
had been curbed.

While the UN worked on replacing UNPROFOR's leadership,
NATO again threatened air strikes to relieve the siege of
Sarajevo, but obvious divisions between alliance members
weakened the impact of the threat. On 10 and 11 January,
NATO heads of state gathered in Brussels for a summit that
the US had hoped would spotlight the launch of its
Partnership for Peace proposal. However, with some instiga-
tion from Paris, NATO's role in Bosnia—and the absence of
American ground forces there—became a major topic of dis-
cussion.’5 The summit ended with a communiqué reiterating
the alliance’s readiness “to carry out air strikes in order to pre-
vent the strangulation of Sarajevo, the safe areas, and other
threatened areas in Bosnia-Herzegovina.”*4 Asked if NATO's
commitment to use air strikes should be taken seriously after
similar threats failed to produce any bombing the previous
August, President Clinton said that he believed some members
of the alliance were “more prepared to deal with this than they
were in August.”?> Indeed, France was more willing to support
air strikes, but the British were not.2¢

By mid-February, Boutros Boutros-Ghali had delegated to
Mr. Akashi the power to authorize close air support, but not
air strikes.” After the NATO summit, Mr. Akashi was instructed
to work with NATO to plan for the use of airpower to overcome

120



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In U.S. Civil-Military Relations: In Crisis or Transition?
Edited by Don M. Snider and Miranda A. Carlton-Carew.
Washington, D.C.: Center for Strategic and International
Studies, 1995.

———. “The  Civil-Military Problematique: Huntington,
Janowitz, and the Question of Civilian Control.” Armed
Forces and Society 23, no. 2 (winter 1996).

——. “Crisis as Shirking: An Agency Theory Explanation of
the Souring of American Civil-Military Relations.” Armed
Forces and Society 24, no. 3 (spring 1998).

. “Modeling Civil-Military Relations: A Reply to Burk
and Bacevich.” Armed Forces and Society 24, no. 4 (sum-
mer 1998).

———. “An Agency Theory Explanation of American Civil-
Military Relations during the Cold War.” Paper prepared
for the 1997 Annual Meeting of the Inter-University
Seminar on Armed Forces and Society. Baltimore,
Maryland, 24-26 October 1997.

Fedarko, Kevin. “Louder than Words.” Time, 11 September
1995.

Fenske, John. “France.” In Defence Policy Making: A
Comparative Analysis. Edited by G. M. Dillon. King’s
Lynn, England: Leicester University Press, 1988.

“Fighting Escalates, UN Role in Question.” UN Chronicle 32,
no. 3 (September 1995).

Finer, S. E. The Man on Horseback. London: Pall Mall Press,
1962; Rev. ed., Peregrine Books, 1976.
“Flashpoints.” Jane’s Defense Weekly, 8 July 1995.

Fletcher, Martin. “Clinton Wrestles over the Next Step Amid
Warnings of Vietnam.” Times (London), 29 April 1993.
Flintham, Victor. Air Wars and Aircraft: A Detailed Record of Air

Combat, 1945 to the Present. New York: Facts On File, 1990.
Flounders, Sara. Bosnia Tragedy: The Unknown Role of the

U.S. Government and Pentagon. New York: World View
Forum, 1995.

345



PAVING THE WAY TO ENFORCEMENT

131. O'Grady and Coplon, 24; and Senate, Briefing on Shootdown, 33.

132. Wald interview; and Maj Michael O. Beale, Bombs over Bosnia: The
Role of Airpower in Bosnia-Herzegovina (Maxwell AFB, Ala.: Air University
Press, 1997), 33.

133. Senate, Briefing on Shootdown, 54; O'Grady and Coplon, 25; and
Wald interview.

134. Ryan interview; Admiral Smith interview; Wald interview; and
Military Official U.

135. Senate, Briefing on Shootdown, 36; and O’Grady and Coplon, 28.

136. Senate, Briefing on Shootdown, 36, 45, and 52.

137. Bruce Clark and Laura Silber, “Bosnian Serbs Release 120 UN
Hostages: US Jet Downed as West Looks to Reconsider Military Role in
Former Yugoslavia,” Financial Times (London), 3 June 1995, 1.

138. Ibid.; and Facts On File 1995, 405.

139. Gow, Triumph, 267. Excerpts from the logbook of the UK’s battalion
commander in Gorazde could be interpreted as an indication that Gow is
correct. Royal Welch Fusiliers, 50. According to a news report by Jurek
Martin, US secretary of defense Perry defended the Pale air strikes, noting
“the risks to UN personnel had been taken account of in advance” [Martin’s
words, not Perry's]. Jurek Martin, “Clinton Pledge on Role of Troops in
Bosnia,” Financial Times (London), 1 June 1995, 2.

140. Bruce Clark, Laura Silber, and Jurek Martin, “US Jet Shot Down
over Serb-held Part of Bosnia,” Financial Times (London), 3 June 1995, 1;
George Parker and Bruce Clark, “Serbs Free 108 UN Hostages,” Financial
Times (London), 7 June 1995, 1; Barry James, “U.S. and Allies Set on
Collision Course Over Bosnia Policy,” International Herald Tribune, 1 July
1995, 5; and Starr, 24.

141. Gen George A. Joulwan, USA, supreme allied commander, Europe, 22
October 1993-11 July 1997, interviewed by author, 11 February 1998,
Washington, D.C., transcript of tape recording, author's personal collection.
General Joulwan went on to point out that he and Admiral Smith made just
as intense an effort to find the two French pilots who were shot down later,
on 30 August 1995, the first day of Operation Deliberate Force.

142. George Parker and Bruce Clark, “Hurd Warns over Bosnia Mission,”
Financial Times (London), 5 June 1995, 1.

143. Ibid.

144. Parker and Clark, “Serbs Free 108,” 1.

145. Laura Silber, “Serbs Claim Deal With West over Release of
Hostages,” Financial Times (London), 14 June 1995, 24.

146. Laura Silber, Harriet Martin, and Bruce Clark, “Diplomatic Effort
Stepped Up in Bosnia,” Financial Times (London), 20 June 1995, 2; James,
5; and Royal United Services Institute (RUSI), International Security Review
1996 (London: RUSI, 1996), 63.

147. For a well-reasoned analysis of Janvier’s role that concludes his
delays were probably not the result of an explicit deal, see Rohde, 359-73.

239



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

before NATO aircraft could engage them. NATO commanders
in the region could have mounted more no-fly zone patrols to
narrow the window of opportunity for the Serb violations, but
that would have required more aircraft, aircrews, and other
resources.'°! More importantly, patrols near Bihac would put
NATO aircraft in the midst of the Serbs’ most lethal SAM cov-
erage, which was concentrated in northwest Bosnia and east-
ern Croatia. In addition to the added costs and risks, any sub-
sequent violation would have been all the more damaging to
NATO's credibility. Until NATO commanders obtained author-
ity to attack aircraft on the ground in Croatia, there was little
they could do to stop the violations.

Udbina: November 1994

NATO commanders in the southern region, including the
recently arrived commander of AIRSOUTH, Lt Gen Mike Ryan,
wanted to stop the no-fly zone violations; and they examined
options for disabling Serb air activity from Udbina.'°? Ryan,
who had taken over from General Ashy in September, was also
a fighter pilot who had flown 100 missions over North
Vietnam. His father, Gen John D. Ryan, commanded all Air
Force units in the Pacific during the time that his son Mike
flew in Vietnam, and the senior Ryan had gone on to become
chief of staff of the US Air Force. As discussed in chapter 2,
Gen John Ryan was the man whose duty it had been to disci-
pline Gen John Lavelle for his actions related to the unautho-
rized bombings against North Vietnamese air defense targets
in late 1971 and early 1972.!°3 Gen Mike Ryan arrived in
Naples, having come from the Pentagon where he was an
assistant to the chairman of the Joint Chiefs of Staff. Thus,
the new AIRSOUTH commander would have been familiar not
only with the political mood in Washington where he had just
served but also particularly sensitive to political controls—
such as ROE—that might interfere with a commander's
responsibility to protect his forces.

On Friday, 18 November 1994, Serb jets from Udbina
attacked the Bosnian army’s 5th Corps headquarters near
Bihac using cluster bombs and napalm.!4 Then on Saturday,
a Serb aircraft making an attack on an ammunition factory

175



CONCLUSIONS

played a role in shaping Rose’s influence on the use of air-
power.

General de Lapresle did not share General Rose's expertise
in peacekeeping and seems to have been driven away from try-
ing to protect safe areas by the inadequacy of the means at his
disposal for executing tasks relating to safe areas.
Furthermore, de Lapresle, an armored officer, felt the need for
forces that could fill the gap between light infantry and NATO
fighter aircraft—unlike General Briquemont, who wanted
more ground forces, but not tanks. Again, evidence suggests
theater-level commanders were most comfortable employing
and advocating the need for forces with which they were most
familiar. That rule seemed to apply not just between services
(e.g., soldiers and airmen) but also to officers from different
backgrounds or branches within the same type of service.

Except for Rupert Smith, European army officers who
served as theater-level commanders with the UN exhibited the
sort of risk-averse behavior ascribed to the Vietnam genera-
tion of professional military officers in the United States.
General Briquemont, during the Mount Igman crisis, and
General Rose, during the assault on Gorazde, took risks with
their forces. However, the generals resisted political pressures
to do more when risks outweighed the value of taking tougher
action later in their tours. The same could be said of General
de Lapresle; he authorized General Rose's plan to send Special
Forces to Gorazde, but after that he became reluctant about
using airpower to uphold the UN safe areas policy. Generals
Rose, de Lapresle, and later, Janvier helped steer the UN mis-
sion away from enforcement of the UN's safe areas policy,
which held the greatest potential to endanger lives of UN
forces. What set General Smith apart from other UN theater-
level commanders was not a predilection for taking unneces-
sary risks with his troops. What set him apart was his view of
a worthwhile objective for taking short-term risks in order to
lower costs to his forces over the long term. Only when UN
commanders had a clear, attainable, positive objective for
using force were they willing to take risks with their forces.
Thus, responsibility for people's lives inherent in command
was a factor motivating senior UN commanders to resist polit-

319



RESPONSIBILITY OF COMMAND

that General Rose had given the Serbs a warning before the air
strike.29 While most observers appreciated the risks faced by
peacekeepers in Bosnia, a continual point of frustration for
senior NATO airmen was that few, if any, commentators
seemed to recognize the dangers confronting NATO aircrews.°°
General Rose believed warning the Bosnian Serbs was neces-
sary for limiting collateral damage, and that it was consistent
with the peacekeeping principles of maintaining consent and
the minimum use of force.5! Moreover, the warnings mini-
mized the chances of Bosnian Serb retaliation against Rose’s
peacekeepers. For Admiral Smith, warnings created an unjus-
tifiable risk to the lives of NATO aircrews, and he became furi-
ous with General Rose over the issue.°? Despite the admiral's
remonstrations, though, General Rose would ignore Smith’s
concerns and continue to warn the Serbs.*°

The warnings helped General Rose to lower the risks to his
forces. UNPROFOR did not just warn the Serbs in general that
they were about to be attacked but told them specifically what
would be attacked just prior to each strike.54 The practice of
giving the Serbs warning served the needs of the UN mission
in Bosnia and was intended to head off Bosnian Serb retalia-
tion against UNPROFOR peacekeepers. By warning the
Bosnian Serbs of NATO air attacks, UN commanders reduced
the chances of killing any BSA soldiers, thus helping to main-
tain the consent of the Serbs for the UN's presence and its
mission in Bosnia. This, in turn, reduced Serb motivations to
take revenge against UNPROFOR forces. Therefore, tactical
warnings prior to air strikes helped to maximize both mission
success and force protection for UNPROFOR. General Rose
considered warnings a principle of peacekeeping,®> and he
continued to issue warnings despite Admiral Smith’s strenu-
ous protests.°* Recounting a discussion with Admiral Smith,
General Rose recalled,

He [Admiral Smith] said: “If you issue a warning, you're hazarding my
pilots.” And I would say: “Sure there is a risk to your pilots, because
they're coming down quite low to deliver their ordnance, and these
guys could be ready for them. But the fact is they're only coming into
the theater of operations for minutes at a time.” I said: “We live, you
know, within the range of these weapons all the time, so what’s the

164


BACKGROUND ON THE USE OF AIRPOWER IN BOSNIA

Balkans remained vulnerable to reprisals, there was no serious
thought of conducting air strikes.14 Adm Jacques Lanxade, the
chief of defense staff, ruled out the use of force in November
only to do an about-face in December by speaking in favor of
either using force in Bosnia or getting out.!> However, this
apparent change of heart did not signal a change in French
opposition to air strikes in Bosnia.!®

The British military and government appear to have gone
| slightly further than the French in considering the possibility
of air action. The UK’s military leaders, like observers else-
| where, were concerned that Bosnia was the most unpropitious
environment for attempting limited precision air strikes.!”
Among the challenges to be overcome in Bosnia were its rough
terrain and frequent poor weather, the lack of clear front lines,
and the potential for simple countermeasures against air-
power such as hiding artillery, mortars, and tanks, or placing
them near schools, hospitals, or religious buildings.'* In con-
trast to the limited objective of using air strikes in support of
humanitarian aid delivery as proposed by the Bush adminis-
tration, the British military produced plans with the more
ambitious aim of compelling Belgrade to stop fomenting the
war.!® Senior British officers were convinced that for airpower
to be used effectively, it would have to be used in a big way,
not in small doses.”° The strategic bombing campaign envi-
sioned by the UK focused on targets in Serbia proper, and exe-
cuting it was within the capabilities of the Royal Air Force,
provided certain intelligence, command and control, and elec-
tronic warfare assets were made available through NATO.?!
Though the strategic air attacks were deemed politically unac-
ceptable, the option was at least considered.

Early USAFE Planning

Senior American Air Force officers began planning in
December 1992 for an air campaign in the Balkans, and they
initially modeled their plan on Gulf War air operations.
Though the first plan was shelved and never implemented, it
helped to initiate a continuous cycle of US planning that
would coexist alongside NATO efforts to enforce the no-fly zone
over Bosnia.

59



PAVING THE WAY TO ENFORCEMENT

208. Janvier interview; Admiral Smith interview; and Butcher, “NATO
Request,” 11.

209. Rohde, 419-21 n. 8; Honig and Both, 155-57; Senate, Briefing on
Shootdown, 42-43; Admiral Smith interview; and Janvier interview.

210. MCM-KAA-050-95, “Operation Deny Flight — Viability of No-Fly
Zone Enforcement,” 13 July 1995, File B4-2, BACS Collection; and Evans,
“Serb Radar Link-up,” 15.

211. Admiral Smith interview.

212. Ibid.

213. Ibid.; and de Lapresle interview, 13 January 1998.

214. MCM-KAA-050-95.

215. Ibid.

216. Walter B. Slocombe, undersecretary of defense for policy, cited in
Senate, Briefing on Shootdown, 44.

217. Senate, Briefing on Shootdown, 37; Watkins; Mate Granic, Croatian
minister of foreign affairs, TLS (photocopy), to Yasushi Akashi, Zagreb, 6
August 1995, BACS collection (The letter complains about Serb jets taking
off from Banja Luka to bomb a factory in Croatia); and Boutros Boutros-
Ghali, TLS (photocopy), to Willy Claes, Brussels, 15 August 1995, BACS
Collection (The letter turns down NATO requests to take preemptive action
against portions of the Serb integrated air defense network in Croatia).

218. Senate, Briefing on Shootdown, 58-59.

243



RESPONSIBILITY OF COMMAND

about how much risk to take in order to use airpower in
Bosnia. Commanders also demonstrated that responsibility
for people's lives served as more than just a basis for deci-
sions; it also worked as a tool for gaining autonomy and influ-
ence in operational matters.

How UN Commanders Influenced Airpower

The UN's theater-level commanders significantly influenced
the use of airpower in Bosnia. They all wanted close air sup-
port, and, with the exception of Gen Rupert Smith, all opposed
air strikes. Generals Briquemont and Cot were the first (and
last) UN commanders to attempt to reconcile the ambiguities
inherent in the safe areas policy. Both left their tours of duty
early because of clashes with civilian political authorities over
acquiring and controlling the means for fulfilling command
responsibilities of mission accomplishment and force protec-
tion. Unlike Briquemont and Cot, who sought clearer political
direction for their mission, General Rose offered his own inter-
pretation via his campaign plan. By winning approval in the
UK and the UN for a campaign plan focused on the humani-
tarian and peacekeeping elements of UNPROFOR’s mandate,
General Rose reduced UNPROFOR's needs for NATO airpower.
Later, General Rose not only shaped the terms of the Sarajevo
ultimatum to mirror the impartiality needed for peacekeeping,
he also used UN forces to help Bosnian Serbs meet the ulti-
matum deadline. In addition, he controlled information about
the degree of Bosnian Serb compliance with the ultimatum
and later lapses in Serb compliance with the exclusion zone
around Sarajevo in order to head off NATO air strikes. At
Gorazde, General Rose held tight control over NATO airpower,
and he attempted to conduct limited air strikes in the guise of
close air support for his special forces. However, after Gorazde,
he used the dual key to delay air strikes so he could issue
warnings to the Bosnian Serbs and control targeting decisions
for air strikes. General Rose was a central figure in influenc-
ing NATO's first-ever uses of airpower for bombing operations,
and the course he chose minimized the need to make trade-offs
between the lives of his soldiers and his interpretation of
UNPROFOR’s mission.

314



Meilinger, Col Phillip S., USAF. “Air Targeting Strategies: An
Overview.” In Air Power Confronts an Unstable World.
Edited by Dick Hallion. London: Brassey’s, 1997.

———. Ten Propositions Regarding Air Power. Washington,
D.C.: Office of Air Force History, 1995.

, ed. The Paths of Heaven: The Evolution of Airpower
Theory. Maxwell AFB, Ala.: Air University Press, 1997.

Melvin, Col R. A. M. S., British army, Engineering Battalion
commander in Bosnia, Sector Southwest, 1995.
Interviewed by author, 15 December 1998, RAF Bracknell,
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Menanteau, Gen Pierre, French air force, retired. “French Air
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1994).

Messervy-Whiting, Brigadier Graham, British army, military
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Metz, Lt Col Bernhard, French air force, Mirage 2000
squadron commander. Interviewed by author, 30 January
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Metz, David R. Land-Based Air Power in Third World Crises.
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Miller, David. “NATO Command and Information Systems.”
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Mills, Eleanor. “A Stiff Upper Lip and a Pair of Twinkling
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Moody, Peter R., Jr. “Clausewitz and the Fading Dialectic of
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Moore, Patrick. “An End Game in Croatia and Bosnia?”
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363



———.. “NATO Tailors Bombing Information.” Washington Post,
16 September 1995.

———.. “Put to the Test, NATO Shows Its Mettle.” International
Herald Tribune, 20 November 1995.

Avant, Deborah D. “Are the Reluctant Warriors Out of
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Post-Cold War Low-Level Threats.” Security Studies 6, no.
2 (winter 1996/1997).

+ “Conflicting Indicators of Crisis in American Relations.”
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Bacevich, Andrew J. “Absent History: A Comment on Dauber,
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~ “Civilian Control: A Useful Fiction?” Joint Forces

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———. “New Rules: Modern War and Military
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Bachelor, Wing Comdr Andy, Royal Air Force (RAF), head of
Battle Damage Assessment Cell during Operation
Deliberate Force. Interviewed by Maj John C. Orndorff,
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Bahnsen, John C., and Robert W. Cone. “Defining the
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Baker, James A., III, with Thomas M. DeFrank. The Politics of
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331



RESPONSIBILITY OF COMMAND

Method

This study employs a single case study method befitting a
contemporary history. The techniques of identifying, access-
ing, ordering, and evaluating evidence that one would employ
for writing history were enriched with interviews and first-
hand observations.®° This single case was addressed because
the use of airpower over Bosnia fits what Robert Yin called an
“extreme or unique case”—to be used when a situation is “so
rare that any single case is worth documenting and analyz-
ing.”>> Deny Flight is worth documenting and analyzing for a
number of reasons. Others have studied it in order to draw
theoretical lessons about the employment of airpower in peace
support activities,5” but no one has yet studied the roles of the
theater-level commanders and their influence on the use of
airpower. Deny Flight was unique in that divisions at the polit-
ical level within the UN, within NATO, and between the UN
and NATO made it impossible for political authorities in either
the UN or NATO to give clear instructions to their theater com-
manders about the objective for employing airpower. As is
argued at the outset of chapter 4, this left the operational com-
manders a great deal of leeway in helping their political mas-
ters sort out who would control NATO airpower, and to what
end. Moreover, the divided command chain between the UN
and NATO left army generals serving with the UN to contend
with senior NATO airmen about how to use airpower—a strug-
gle for control that has been ongoing for many years.

To test the hypotheses on the influence of theater-level com-
manders, this study endeavors to find the origins of the plans
they used, the objectives served by those plans, and the com-
manders’ methods of and success in promoting their plans. For
uses of airpower that were responses to provocations rather
than planned operations, this study attempts to determine
who made the targeting decisions and how targeting choices
were constrained in advance. To determine the role that expert-
ise and command responsibility played in affecting the actions
and decisions of commanders, commanders were asked to
explain their concerns and frustrations. They also were asked
if there were any actual or potential issues over which they
considered resigning. More importantly, in evaluating com-

16


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“World News in Brief.” Financial Times (London), 12 August
1993.

Wratten, Air Chief Marshal Sir William, RAF, commander, RAF
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Yost, David S. “France.” In The Defense Policies of Nations: A
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. “France and the Gulf War of 1990-1991:
Political-Military Lessons Learned.” The Journal of
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Zametica, John. The Yugoslav Conflict: An Analysis of the
Causes of the Yugoslav War, the Policies of the Republics
and the Regional and International Implications of the
Conflict. Adelphi Paper 270. London: Brassey's for The
International Institute for Strategic Studies, 1992.

396



PAVING THE WAY TO ENFORCEMENT

the trouble.®* In April—the third anniversary of the war in
Bosnia—the downhill spiral continued as Bosnian Croat forces
joined government forces against the Bosnian Serbs in central
Bosnia, fighting continued around Bihac, and on two consec-
utive days near mid-month, sniper fire in Sarajevo claimed the
lives of French peacekeepers.®

When the four-month cease-fire expired at the beginning of
May, the most significant fighting was not in Bosnia but in
eastern Croatia where Croatian government forces retook
western Slavonia—one of four UN protected areas.© Serbs in
Croatia launched rockets into Zagreb in retaliation for the
Croatian government offensive.®! The slide toward war contin-
ued in Bosnia as well, and, by the start of the second week in
May, Bosnian Serb shelling of Sarajevo prompted Gen Rupert
Smith to seek authorization for air strikes to silence the
guns.®? Smith's UN superiors rejected the request, but the
starter’s gun had been fired in the race by the warring factions
to win their shares of Bosnia.

Rupert Smith on the Use of Airpower in Bosnia

As Bosnia stumbled toward open warfare, Gen Rupert
Smith had a vision of how events might unfold and the role
airpower might play. In June 1994, Smith had warned a US
Senate committee that an all-out Bosnian Serb attack would
be “most unlikely to be halted by airpower alone.”®
Furthermore, he cautioned, “The mission of the air forces to
provide protection and support for UNPROFOR is different
from that required for stopping the Serb attacks. It is unlikely
that there would be sufficient resources to conduct both of
those missions simultaneously successfully.”64 After describ-
ing the messy UN withdrawal that air strikes might provoke,
General Smith rather presciently testified that the peacekeep-
ers guarding the heavy weapons control sites would be vul-
nerable to being taken hostage and that the weapons would
fall to whichever faction reached them first.6 Later on the
same day that Smith testified, Gen Mike Ryan spoke to the
same committee with similar prophetic accuracy, pointing out
that the first steps of a Serb attack would be directed against
“the outlying regions that they could take very quickly.”6 A

211



NATO AIR SUPPORT AND AIR STRIKES

US ambassador to the UN, demanded that they be disci-
plined.!°° In Briquemont’s view, what really bothered Mrs.
Albright was that “everyone knew” that Briquemont had said,
“If an aircraft of NATO is firing above Bosnia, without my per-
mission, I am going back to Brussels immediately.”©° In mak-
ing this assertion, Briquemont was appealing to a fundamen-
tal principle of war—unity of command—and as the
commander in Bosnia, he expected control over all forces
within his areas of responsibility.!!° Belgian political and mil-
itary authorities backed their general, and said, furthermore,
that since he was working for the UN, any punishment would
have to be pursued through the UN.!!! Through all of this,
General Briquemont felt he had the support of Mr.
Stoltenberg.!!? However, an unnamed aide of Kofi Annan, act-
ing without his boss’s permission and apparently on his own
imagined authority, sent a letter, bypassing General Cot,
directly to General Briquemont admonishing him.1!$ The fail-
ure of senior UN political authorities to clearly support or cen-
sure their commander in Bosnia highlighted a lack of coher-
ence and efficiency within the UN hierarchy that would
continue to plague UNPROFOR operations.

Generals Briquemont and Cot were skeptical of the US-
sponsored air campaign plan, and as they themselves testi-
fied, their disagreements with Generals Chambers and Ashy
over the utility of airpower owed much to the traditional soldier-
airman split. Looking back on the meeting in Vicenza, General
Briquemont recalled,

Thad seen the confrontation of two different strategic concepts. On the
one hand, there were the American airmen who were convinced that
the air force could win the war alone—on the other, there were the
ground-pounders, to which I belonged, convinced that only the close
coordination of actions between forces on the ground and in the air
would permit the attainment of the final objective, and convinced that
in this kind of internal civil war, the air forces could only be a sup-
porting force,!14

General Cot held similar views, noting,

I have endured, in Naples and Vicenza, briefings in the style of a High-
Mass, where only the Americans knew the business. One could char-
acterize it as directly transposed from the Gulf War, the successive
phases of total war . . . I admit having been concerned, as were other

89



INTRODUCTION

1998); and Col Bob Stewart, Broken Lives: A Personal View of the Bosnian
Conflict (London: HarperCollins, 1993).

30. Nambiar, 89.

31. MacKenzie, 310.

32. Ibid., 428.

33. Morillon, 213.

34, Lt Gen Francis Briquemont, Do Something, General! Chronique de
Bosnie-Herzégovine, 12 juillet 1993-24 janvier 1994 (Bruxelles: Editions
Labor, 1997).

35. Gen Jean Cot, “Dayton ou la Porte Etroite: Genese et Avenir d'un
Désastre,” Dernére Guerre Balkanique? ed. Jean Cot (France: Editions L’
Harmattan, 1996), 113-38; Gen Jean Cot, “L’Europe et I'Otan,” Défense
Nationale 53, no. 4 (October 1997): 89-97; and Gen Jean Cot, “Les Lecons
de l'ex-Yugoslavie,” Défense, no. 65 (March 1995): 85-86.

36. Lt Gen Sir Michael Rose, Fighting for Peace: Bosnia 1994 (London:
The Harvill Press, 1998).

37. Lt Gen Sir Michael Rose, “Bosnia Herzegovina 1994 - NATO Support
for UN Wider Peacekeeping Operations,” NATO's Sixteen Nations 39, no. 3
(1994): 8-11; Idem, “A Year In Bosnia: What Has Been Achieved,” RUSI
Journal 140, no. 3 (June 1995): 22-25; Idem, “A Year in Bosnia: What Was
Achieved,” Studies in Conflict and Terrorism 19, no. 3 (July-September
1996): 221-28.

38. Rose, Fighting, 177.

39. Jan Willem Honig and Norbert Both, Srebrenica: Record of a War
Crime (New York: Penguin Books, 1997).

40. Ibid., 141-59.

41. Ibid., 186.

42. David Rohde, A Safe Area, Srebrenica: Europe’s Worst Massacre Since
the Second World War (London: Pocket Books, 1997).

43. Hans-Christian Hagman, “UN-NATO Operational Co-operation in
Peacekeeping 1992-1995” (PhD diss., King’s College, University of London,
1997).

44. George D. Kramlinger, Sustained Coercive Air Presence (SCAP)
(Maxwell Air Force Base [AFB], Ala.: Air University, Air Command and Staff
College, School of Advanced Airpower Studies, 1996), 48-76.

45. Per Erik Solli, “In Bosnia, Deterrence Failed and Coercion Worked,”
in Use of Air Power in Peace Operations, ed. Carsten F. Ronnfeldt and Per
Erik Solli, NUPI Peacekeeping and Multinational Operations Report no. 7
(Oslo: Norwegian Institute of International Affairs, 1997); and Solli, UN and
NATO Air Power in the Former Yugoslavia, NUPI Report no. 209 (Oslo:
Norwegian Institute of International Affairs, 1997).

46. Maj Michael O. Beale, Bombs over Bosnia: The Role of Airpower in
Bosnia-Herzegovina (Maxwell AFB, Ala.: Air University Press, 1997).

47. Group Capt Stuart W. Peach, Royal Air Force (RAF), Air Power in
Peace Support Operations: Coercion versus Coalition, MPhil thesis (Downing
College, University of Cambridge, 1997), 70-76; and Maj Peter C. Hunt,

23



70.

PAVING THE WAY TO ENFORCEMENT

Joulwan interview, 11 February 1998. Also see Senate, Current

Operations Abroad-Bosnia, 12 January 1995, 11-13.

71.

“UN Stages Bosnia Pullout Drill,” Times (London), 20 February 1995,

12; Leurdijk, 66; and Facts On File 1995, 131.

72.

Shortly before taking up his post in Bosnia, General Smith was again.

in Washington, apparently meeting with members of the US JCS. Senate,

Current Operations Abroad-Bosnia, 12 January 1995, 21.
‘ 73.

For a fuller discussion of General Smith and the events leading up to

the Pale air strikes in May 1995, see Honig and Both, 141-59; and Gow,
265-70.

. Gow, 267-68.

. Honig and Both, 141-42,

. Ibid., 141-57.

. Gow, 267-68,

. Honig and Both, 150; and Facts On File 1995, 362.
. Honig and Both, 151.

. Ibid., 151-52.

. Ibid.

. Ibid.

. Ibid.

. Ibid., 152; and Janvier interview.

.. Janvier interview; and S/1995/444, par. 9.

. “Fighting Escalates, UN Role in Question,” UN Chronicles 32, no. 3

(September 1995): 31.

87.
88.
89.

Ibid.
S/1995/444, par. 11; and Janvier interview.
Ryan interview; and Renuart interview. Also see Honig and Both,

153-54,

90.
. Ryan interview.

. Janvier interview.

. Ibid.

. Ibid.

. Gow, 267-68; and Honig and Both, 149.

. Ryan interview; Ryan, transcript of Air Power Conference; and Zoerb

Renuart interview; and Zoerb interview, 29 April 1997.

interview, 29 April 1997.

97.
98.
99.

“Fighting Escalates,” 31; and Honig and Both, 154.
“Fighting Escalates,” 31,
Gow, 268.

100. Military Official U; and UN Official A.

101. Indeed, as Gow, Honig and Both, and General Ryan have suggested,
demonstrating the vulnerability of UNPROFOR was General Smith’s intention.

102. Gow, 267-68; and Gow, “Coercive Cadences: The Yugoslav War of
Dissolution,” in Strategic Coercion: Concepts and Cases, ed. Lawrence
Freedman (Oxford: Oxford University Press, 1998), 293.

103. Honig and Both, 155.

237



RESPONSIBILITY OF COMMAND

was a more important factor in the campaign's success, at
least around Sarajevo, especially because, unlike airpower, “it
did not depend on the weather of the moment.”!®? General
Briquemont believed what really mattered in 1995 was the
change in the balance of power on the ground against the
Serbs.'%3 Finally, General Rose did not give the air campaign
much credit for bringing the war to an end, noting,

‘The NATO air campaign in Bosnia in August and September 1995
formed part of a series of strategic actions taking place at that time.
These included the use of artillery and mortar by the UN Rapid
Reaction Force to neutralise [sic] the Bosnian Serb heavy weapons
around Sarajevo, the Croat-Muslim Federation ground offensive in the
west of Bosnia, and most important of all, the emergence of a political
settlement acceptable to all sides. The NATO air campaign was no
more than a useful signal to the Serbs that the peacekeeping option
had been suspended and that the West was now prepared to use a
greater level of enforcement than before.1%*

Such judgments were consistent with the thinking of these
generals during their tenures in command with the UN—
reflecting the traditional soldiers’ views of airpower as a sup-
porting arm for the land forces.

The views of NATO officers also changed little, and airmen
placed greater weight than did nonairmen on airpower’s con-
tribution to ending the war. General Ashy viewed the cam-
paign as a success, seeing it as an execution of the planning
he had done as far back as 1993.'%° General Ryan averred,
“There were lots of other things going on; there was a ground
operation going on in the west, there was diplomatic effort. . . .
There was a lot going on, but Air Power is a decisive force.”19°
The Balkans Air Campaign Study team reached the same con-
clusion.!97 Presumably, being a decisive force means that it
was a necessary but perhaps not a sufficient element amongst
the factors leading the Bosnian Serbs to comply with the 3
September NATO ultimatum. General Ryan’s chief planner,
Colonel Zoerb, considered the NATO airpower contribution far
more important than that of the RRF.!98 Admiral Smith, who
had been less enthusiastic about using airpower than his air
component commanders, believed there was “a confluence of
events that occurred in the June, July, August, September
time frame that all came together very, very nicely to make air-

300



PAVING THE WAY TO ENFORCEMENT

the theater-level commanders in NATO and the UN were lead-

ing actors in the move toward effective employment of air-
power in Bosnia.

Notes

1. For evidence of General Smith's role in precipitating the hostage crisis
in order to reinforce UNPROFOR and move the UN mission in Bosnia toward
enforcement action, see James Gow, Triumph of the Lack of Will:
International Diplomacy and the Yugoslav War (New York: Columbia
University Press, 1997), 267-70; and Jan Willem Honig and Norbert Both,
Srebrenica: Record of a War Crime (London: Penguin Books, 1996), 141-59.

2. Brig Gen Victor E. Renuart, USAF, interviewed by author, 28 May
1998, Spangdahlem, Germany, transcript of taped interview, author's per-
sonal collection; and Brig Gen Charles F. Wald, USAF, chief of plans CAOC
(June-November 1994), commander, 31° Fighter Wing, Aviano Air Base
(AB), Italy (May 1995-June 1997), interviewed by author, 7 May 1997,
Aviano AB, Italy, tape recording, author's personal collection.

3. Renuart interview; and Maj Gen Hal M. Hornburg, USAF, interviewed
by Maj Tim Reagan and Dr, Wayne Thompson, 16 October 1995, Vicenza,
Italy, transcript of tape recording, Balkans Air Campaign Study (BACS)
Collection, Air Force Historical Research Agency (AFHRA), Maxwell Air Force
Base (AFB), Alabama.

4. Renuart interview; and “B-H SEAD Campaign,” NATO CAOC briefing
of B-H Enemy Air Defenses, c. mid-December 1994, File B3d-3, BACS
Collection.

5. Maj Gen Hal M. Hornburg, USAF, interviewed by author, 17 July
1998, tape recording of telephone interview, author's personal collection;
Renuart interview; and Col Daniel R. Zoerb, USAF, director, Deny Flight Air
Operations Center, Naples, Italy, January 1994-May 1996, interviewed by
author, 27 May 1998, Spangdahlem AB, Germany, author's notes, author's
personal collection.

6. Gen Michael E. Ryan, USAF, commander, Allied Air Forces Southern
Europe and commander, US Sixteenth Air Force, September 1994-April
1996, interviewed by author, 6 June 1997, Ramstein AB, Germany, tran-
script of taped interview, author's personal collection; Col Daniel R. Zoerb,
interviewed by author, 30 April 1997, Spangdahlem AB, Germany, tran-
script of tape recording, author's personal collection; Hornburg interview by
Reagan and Thompson; Lt Col Lowell R. Boyd Jr., USAF, AFSOUTH staff offi-
cer, February 1993-1996, interviewed by Lt Col Rob Owen, 6 December
1995, Naples, Italy, transcript of taped interview, BACS Collection; and
Renuart. The targeting scheme for Colonel Zoerb’s air campaign plan was
married to a planning document called Deliberate Force some time around
May or early June of 1995.

7. Col Daniel R. Zoerb, USAF, director, Deny Flight Air Operations
Center, Naples, Italy, January 1994~-May 1996, interviewed by author, 29

233



RESPONSIBILITY OF COMMAND

25. R. W. Apple Jr., “NATO Again Plans Possible Air Raids on Serbs in
Bosnia,” New York Times, 12 January 1994, Al and A8.

26. Dick A. Leurdijk, The United Nations and NATO in Former Yugoslavia,
1991-1996: Limits to Diplomacy and Force (The Hague: The Netherlands
Atlantic Commission, 1996), 40; Pia Christina Wood, “France and the Post-
Cold War Order: The Case of Yugoslavia,” European Security 3, no. 1 (spring
1994): 148; and Apple, Al.

27. Letter from the Secretary-General to the President of the Security
Council, 28 January 1994 (S/1994/94, 28 January 1994) (hereafter cited as
S/1994/94); and Letter from the Secretary-General to the President of the
Security Council, 15 February 1994 (S/1994/182, 15 February 1994) (here-
after cited as S/1994/182).

28. S/1994/94.

29. Ibid.

30. Ibid.

31. Ibid.

32. Ibid.

33. S/1994/182.

34, The reorganization gave General Ashy command of the US Sixteenth
Air Force, making him “dual hatted,” since he retained his NATO position as
commander Allied Air Forces Southern Europe (COMAIRSOUTH). Dr.
Thomas S. Snyder and Dr. Daniel F. Harrington, USAFE Office of History,
USAFE Historical Highlights, 1942-1997: Fifty-fifth Anniversary Edition
(Ramstein Air Base, Germany: Headquarters USAFE, 1997), 168.

35. Ibid., 164-65.

36. The other two were General Ashy and the Italian commander of Fifth
ATAF, General Rossetti.

37. Lt Gen James E. Chambers, USAF, director of NATO’s Combined Air
Operations Center (CAOC), Vicenza, Italy, interviewed by author, 10 February
1998, Fairfax, Va., transcript of taped interview, author's personal collection.

38. Gen Joseph W. Ashy, USAF, interviewed by Lt Col Robert Owen, 29
April 1996, Washington, D.C. Unclassified version of “General Ashy’s Oral
History Interview,” (66 pp.) redacted by the Air Force Historical Research
Agency, October 1997. Office of History, Air Force Space Command, Peterson
AFB, Colo.; and Lt Col Lowell R. Boyd Jr., USAF, AFSOUTH staff officer,
February 1993-1996, transcript of taped interview by Lt Col Robert Owen, 6
December 1995, Naples, Italy, Balkans Air Campaign Study (BACS) Collection,
Air Force Historical Research Agency, Maxwell AFB, Ala.

39. Chambers interview; and Col Robert Lushbaugh, USAF, retired, chief
of Operations for Provide Promise and Deny Flight, CAOC, Vicenza, Italy,
February-June 1993, interviewed by author, 9 July 1998, Langley AFB, Va.,
author's notes, author's personal collection.

40. Silber and Little, 309; and the United Nations, Blue Helmets: A
Review of United Nations Peacekeeping, 3d ed. (New York: United Nations
Reproduction Section, 1996), 528.

150



Troops on Operations?” RUSI Journal 140, no. 3 (June
1995).

Deptula, Col David A., USAF. Firing for Effect: Change in the
Nature of Warfare. Defense Airpower Series. Arlington,
Va.: Aerospace Education Foundation, 1995.

DeRemer, Maj Lee E., USAF. “ROE: Leadership Between a
Rock and a Hard Place.” Air Power Journal 10, no. 3 (fall
1996).

Desch, Michael C. “A Historian’s Fallacies: A Reply to
Bacevich.” Armed Forces and Society 24, no. 4 (summer
1998).

——. “Soldiers, States, and Structures: The End of the Cold
War and Weakening U.S. Civilian Control.” Armed Forces
and Society 24, no. 3 (spring 1998).

Devroy, Ann, and Bradley Graham. “NATO Suspends Bombing
in Bosnia.” Washington Post, 15 September 1995.

Dillon, G. M., ed. Defence Policy Making: A Comparative
Analysis. King’s Lynn, England: Leicester University
Press, 1988.

“Discussions between the United Nations and NATO,” 27
October 1994. File B4-2, BACS Collection.

Dixon, Norman. On the Psychology of Military Incompetence.
London: Pimlico, 1976.

Dobbs, Michael. “White House Seeks to Defuse Russian,
Italian Concerns on Bosnia.” Washington Post, 13
September 1995.

Donegan, Comdr Kevin M., USN, aide and later Flag Lieutenant
to Admiral Smith; NATO liaison officer to UNPROFOR
during Operation Deliberate Force. Interviewed by author,
29 April 1998, London (Donegan was embarked aboard
the USS Stennis). Printout from E-mail. Author's personal
collection.

Doughty, Robert. The Seeds of Disaster: The Development of
French Army Doctrine, 1919-1939. Ithaca, N.Y.: Cornell
University Press, 1984.

342,



RESPONSIBILITY OF COMMAND

port and military responsiveness without the complications
associated with getting 16 nations to agree on a common posi-
tion and without having to act through military commanders
whose allegiances were to their forces and to diverse interna-
tional political authorities. As Holbrooke later wrote: “A great
deal of any good negotiation is improvisation within the frame-
work of a general goal.”!!° Improvisation would not be possi-
ble without some control over the “sticks” used in coercive
diplomacy. From the standpoint of a military commander, it
would have been desirable to get clear objectives and political
cover for operations without interference or remote steering
from outside the chain of command. In addition to potential
conflicts between military objectives of an operation and the
shifting aims inherent in improvised negotiations, people out-
side the chain of command are unlikely to be held accountable
for problems resulting from their interference in operational
matters. Thus, with coercive diplomacy, political-military ten-
sion over who gets to control the use of force is probably
inevitable.

The NATO ultimatum authorized General Janvier and
Admiral Smith to resume bombing at their discretion, but the
two commanders elected to give Mladic time to comply with
the ultimatum.!!” On the night of 4 September, poor weather
over Bosnia hindered NATO's attempts to verify signs of BSA
compliance.!!8 The weather cleared the next morning, and UN
and NATO commanders were soon convinced that the vast
majority of Serb heavy weapons remained inside Sarajevo's
exclusion zone; by mid-morning they decided to go ahead with
more air strikes.!!9 At 1:05 p.m. on 5 September, NATO air-
power once again began paring away at the BSA’s war-fighting
potential. !2°

Leveling the Playing
Field and Coercing the Serbs

As discussed in chapter 2, air strategy is mainly a matter of
targeting decisions intended to lead to the accomplishment of
some objective. By keeping a tight hold on information about
targets and battle damage assessment (BDA), General Ryan
and Admiral Smith controlled bombing strategy.

288



MILITARY INFLUENCE ON THE USE OF AIRPOWER

play and they command priority when it comes to resources.
Supporting forces, on the other hand, give aid, assistance,
resources, firepower, and so on, to the supported elements. !°9
This concept applies across military theaters as well as within
a given theater of operations. As applied in its intra-theater
sense, the supported-supporting concept determines which
forces (e.g., air, land, or maritime) play the predominant role,
and which ones assist.!4° Col John Warden has argued that
airpower ought to be the key instrument or force (i.e., the sup-
ported force) in operations where “ground or sea forces are
incapable of doing the job because of insufficient numbers or
inability to reach the enemy military centers of gravity.”!*! His
prescription for theater commanders was to identify a key (or
supported) element for each phase of a campaign and ensure
that competing service viewpoints did not interfere with their
campaign plans.\4? As obvious and logical as this sounds,
Warden noted that in joint military operations theater com-
manders often “failed to identify a key force, and . . . each [com-
ponent] either thought it was dominant or didn’t realize what
its role was in producing a coherent performance.”!43

The concept of supported and supporting forces is relevant
to military operations other than war, but, as this study
demonstrates, that concept was not easily or well applied in
Bosnia. The problems were due, in part, to the different views
held by soldiers and airmen on the uses and control of air-
power. This problem was compounded by the lack of an over-
all theater commander, with the added complexity of having
soldiers from European nations commanding UN forces on the
ground while airmen from the United States commanded NATO
air operations overhead. This created problems due to com-
peting national agendas typical of coalition operations without
the compensating benefits of unity of command and estab-
lishment of a common coalition objective. When NATO was
contemplating intervention in the spring of 1993, Field Marshal
Sir Richard Vincent, chairman of NATO's Military Committee,
warned: “For God’s sake, decide what you're trying to achieve
before you go out.”!44 However, after Deny Flight ended, Gen
Joe Ashy, the first commander of NATO air operations over

49



RESPONSIBILITY OF COMMAND

Boutros-Ghali told the NATO secretary-general he had issued
instructions to Mr. Akashi “to take all measures necessary to
protect the United Nations personnel in the theatre and to
reduce their vulnerability to retaliation and hostage taking.”®*
By stymieing the attempt to push control over air strikes down
to Generals Smith and Ryan, the UN secretary-general and the
NAC signaled the lingering reluctance at the political level to
fully endorse NATO air strikes. However, there was a definite
shift away from NATO's being a supporter of UNPROFOR
toward the Alliance’s becoming more of an independent actor
in Bosnia.

Events on the ground in Bosnia during late July led NATO
ambassadors to expand their threats to use airpower to stop
Serb military advances. On the first day of the London
Conference, the remaining Dutch peacekeepers taken hostage
at Srebrenica were freed, thus removing one of the factors
inhibiting NATO air attacks.® Four days later, on 25 July,
General Smith negotiated with General Mladic for the evacua-
tion of Zepa’s 17,000 Muslims, leaving just four of the original
six safe areas remaining.® Rather than attacking Gorazde as
anticipated, the Bosnian Serbs joined the Croatian Serbs and
rebel Muslim forces to launch a three-pronged assault on
Bihac.®” The Bosnian government forces around Bihac were
no match for the three factions arrayed against them, and as
the prospects of losing another safe area loomed, NATO con-
sidered extending the threat of air strikes to protect all four of
the remaining safe areas. Of all the Bosnian enclaves, Bihac
was the most difficult to support with airpower; the lines
between the warring factions were less clearly drawn there
than at the other safe areas, and the peacekeepers in Bihac
had no forward air controllers.© Moreover, Bihac lay near the
Bosnian Serb air defense stronghold in northwestern
Bosnia.”° On 27 July NATO concerns for Bihac eased some-
what as thousands of Croatian troops joined the fighting
against the Serbs.’! The Croatian assault quickly cut Serb
lines of communications south of Bihac and relieved the pres-
sure on the beleaguered government forces in the enclave.72

254



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

commander’s unit and other US forces in the vicinity from a
hostile act or demonstrated hostile intent.”!°* The first
option—conducting a SEAD campaign—was too extreme for
UN authorities.!°° The second option—conducting retrospec-
tive SEAD—was permitted on one occasion and then blocked
by UN commanders mainly because of the vulnerability of UN
forces. The UN commanders did not like the third option—
heavy SEAD escort over Bosnia—because it meant that NATO
aircraft could only fly over Bosnia during brief periods when
the specialized SEAD aircraft were available, thus greatly
reducing the UN’s ability to call on close air support. Moreover,
in the eyes of the Bosnian Serbs, these escorted missions were
indistinguishable from the large packages of aircraft used for
air strikes. The more threatened the Serbs felt, the more they
used their air defense system. The more they used their air
defense system, the more NATO felt the need to actually attack
the air defense. So, heavily escorted packages tended to feed
the cycle of escalating force. The final option—avoiding
Bosnian Serb air defenses—equated to abandoning NATO's
responsibilities over Bosnia, in order to secure force protection.
There were no good options that would permit both the UN
commanders and the NATO commanders to accomplish their
disparate missions within the bounds of acceptable risks to
their forces.

Responsibilities for different missions and for the protection
of different forces led to a temporary end in UN and NATO
cooperation for using airpower over Bosnia. Senior UNPROFOR
officials were unhappy with NATO’s apparent attempts to
hijack the mission in Bosnia and change its course from
peacekeeping to war fighting.°° The assessment of General
Rose and his staff summed this up well:

We all firmly believed that NATO should not act outside the principles
of peacekeeping. If NATO was [sic] only able to respond to such inci-
dents [as the SA-2 attack] in a way that risked collapsing the entire UN
mission, then it would be better not to respond at all.!97

General de Lapresle was of the same view:

I could no longer call for . . . air support action because of this SEAD.
. . As these air defense systems appeared, it was more and more dif-
ficult for me to have this [air support]. And I could either have nothing

189



DELIBERATE FORCE

tary even though the common position was unlikely to com-
pletely satisfy each individual nation—including the United
States.'%? Satisfied that NATO had established conditions for
success in Bosnia, General Joulwan did not want his subordi-
nates upsetting the fragile political consensus arranged in
Brussels. !83

Battle Damage Assessment and Target Selection

Commanders in AFSOUTH were tight-lipped about the
results of the bombing as Deliberate Force progressed, and
that helped them to preserve their autonomy.’ At the outset
of Deliberate Force, General Ryan saw to it that a message
went out directing all agencies involved in the operation to
refrain from issuing estimates of BDA.!°5 As General Ryan
later explained, previous air operations stretching back to
Vietnam taught him that tight controls were necessaty:

So that we didn’t have nations, or particular intelligence agencies brief-
ing BDA that was not corroborated and coming up with conclusions
from that. None of the nations knew what targets were approved. . . .
If you don't know what the target set is, you can’t measure how you're
doing, because you don't know what your objective is. And therefore,
none of the other agencies were empowered in any way to say...
whether we were accomplishing what we thought we needed to accom-
plish.13°

General Ryan tracked the BDA very closely and provided all of
the information to Admiral Smith, who then decided what to
release.'°” Even General Janvier complained that he had diffi-
culty getting BDA and never did get all of the damage assess-
ments.'*° By controlling the BDA closely, AFSOUTH com-
manders prevented people on the fringes of policy making and
people in the press from grading their performance.}9 It also
kept NATO political authorities from “helping” the command-
ers with operational decisions. Finally, tight controls on BDA
kept the Serbs in the dark about NATO operations and inten-
tions. Speaking about BDA, General Ryan said,

We didn’t let Washington control it, or any of the other nations’ capi-

tals control it, because you didn’t want to have people second-guessing

what you were doing. The people you wanted second-guessing what
you were doing were the Serbs, not the capitals.14°

291



RESPONSIBILITY OF COMMAND

and the organizations they represented. As the first anniver-
sary of the resolution creating the safe areas approached,
UNPROFOR leaders made their inputs to a UN report evaluat-
ing the safe areas policy. In light of their experiences at
Gorazde and their inability to secure the full complement of
reinforcements proposed for the light option, the UNPROFOR
commanders began distancing themselves from the enforce-
ment elements of their mandate. Meanwhile, the NAC took
sides against the Bosnian Serbs and delegated more responsi-
bility to the AFSOUTH commander. The experience at Gorazde
taught the senior airmen in AFSOUTH that in order to fulfill
their responsibilities as commanders, they needed to get
tighter control on the use of NATO airpower. It also reinforced
their preference for robust air strikes instead of CAS. In addi-
tion to the other mutually reinforcing factors at work, the
responsibilities of command were driving commanders in
AFSOUTH and UNPROFOR in different directions.

When the Bosnian Serb Army under General Mladic
attacked Gorazde in early April 1994, UNPROFOR’s com-
manders had no forces in the safe area and had to rely on
NATO airpower to block the assault. On 6 April, General Rose
sent a team of seven or eight special forces soldiers in the
guise of UN military observers into the enclave; this small
force doubled the meager UN presence in the safe area, which
had previously consisted of just a few liaison officers. !?4 These
special forces soldiers were deployed to provide Rose with reli-
able information and to act as forward air controllers for NATO
airpower.!?5 It was General Rose’s plan to send the forward air
controllers into Gorazde with high-tech communications gear,
and it indicated he was willing to try to use airpower to enforce
the UN mandate to protect the safe areas. General de Lapresle
had authorized the operation and,!”° in light of his lessons
from the Bihac incident, his subsequent efforts to educate and
gain the trust of Mr. Akashi, and the relative speed with which
CAS was approved at Gorazde, it seems reasonable to con-
clude that Mr. Akashi also understood the nature and purpose
of the soldiers deployed to the enclave.

On 8 April 1994, Admiral Smith took command of AFSOUTH
from Admiral Boorda.!27 Smith was a Navy attack pilot who

134



aa

Lt Gen James “Bear” Chambers was the first director of NATO’s Combined Air
Operations Center as a theater-level commander.

19



RESPONSIBILITY OF COMMAND

31. Petraeus, “Military Influence,” 495.

32. Petraeus, “American Military,” 104.

33. Ibid., 104 and 276.

34. Clodfelter, 208. Also see Guenter Lewy, “Some Political-Military
Lessons of the Vietnam War,” Parameters 14, no. 1 (spring 1984): 9-13.

35. Edward Marks, “The Vietnam Generation of Professional American
Military Officers,” Conflict 5, no. 1 (1983): 51.

36. Ibid.

37. F. G. Hoffman, Decisive Force: The New American Way of War
(Westport, Conn.: Praeger, 1966), 5-12, 100-102, and 103-5.

38. Ibid., 100.

39. Les Aspin, “The Use and Usefulness of Military Forces in the Post-
Cold War, Post-Soviet World,” address to the Jewish Institute for National
Security Affairs, Washington, D.C., 21 September 1992, excerpted and
reproduced as Appendix D in Haass, 185.

40. Ibid.

41. Ibid., 185-87.

42. Ibid., 188-89.

43. Betts, 9.

44, Carl Clausewitz, On War, ed. and trans. Michael Howard and Peter
Paret (Princeton, N.J.: Princeton University Press, 1976), 608.

45. Huntington, 77.

46. Bernatd Brodie, Strategy in the Missile Age (Princeton, N.J.:
Princeton University Press, 1959), 400-409.

47. Huntington, 11-14 and 71.

48. Janowitz, 418-23.

49. Ibid., 426-30.

50. Ibid., 266-77 and 418-20.

51. Ibid., 343 and 420-21.

52. Ibid., 305-11 and 343.

53. Ibid., 304~7, 315-18, and 430.

54. Betts, 12-13. Also see Petraeus, “Military Influence,” 495; and “The
American Military,” 249-50.

55. Betts, 155.

56. Betts, 155-56; and Graham T. Allison, Essence of Decision:
Explaining the Cuban Missile Crisis (n.p.: HarperCollins, 1971), 124-26 and
205-6.

57. Petraeus, “American Military,” 231 and 246.

58. Huntington, 14-16 and 72.

59. Kenneth W. Kemp and Charles Hudlin, “Civil Supremacy over the
Military: Its Nature and Limits,” Armed Forces and Society 19, no. 1 (fall
1992): 7-26.

60. Ibid.

61. Ibid., 8; and Huntington, 72. On the lack of clear boundaries between
policy making and implementation, see Betts, 14; Allison, 162-63; and

52



RESPONSIBILITY OF COMMAND

crashed into an apartment building in Cazin, 10 miles north
of Bihac.!°> Papers found amongst the dead pilot’s possessions
established his Serb identity.!°° With support from the
Croatian government, the UN Security Council agreed that day
to authorize a NATO air attack against Udbina.1°” The NAC
met on Sunday to issue a decision, giving Admiral Smith per-
mission to act on the new Security Council authority, provided
he did so in close coordination with UNPROFOR.!® Despite
political pressures to strike Udbina, the UNPROFOR com-
mander refused to turn his key that morning until he was
given the details of the planned attack.!°° In addition to con-
cerns over NATO targeting, there was a question within the
UNPROFOR chain of command as to whether General de
Lapresle needed Mr. Akashi, who was in Frankfurt en route
back to Zagreb, to authorize the attack.!!° The scheduled time
of attack was slipped back several times while UN command-
ers wrestled with these issues and took decisions about
whether or not to evacuate potential hostages from around
Udbina.'!! Shortly after noon, Mr. Akashi authorized the
attack, but with NATO aircraft taxiing for takeoff at bases
throughout Italy, the mission was scrubbed at the last
minute.!!? High cloud cover over Udbina was the reported rea-
son for canceling the mission that day.!!5 However, the strike
against Udbina may have been slipped a day because of the
delays induced by the UN or because of the need for NATO to
change targets or aircraft ordnance loads.'!+

Targeting Udbina

Concerned about retaliation against UN forces and civilian
aid workers in the region, General de Lapresle wanted to min-
imize the chances of causing Serb casualties, and he insisted
that only the runway at Udbina could be struck.!!5 As Admiral
Smith later recounted,

We had looked at Udbina, and I had wanted to take out everything. I

wanted to make a parking lot out of that place. I wanted to take out all

of the buildings. I didn’t want anything left standing. De Lapresle said:

“No.” He would only approve hitting the runway, because he didn’t

want to kill anybody."6

176



DELIBERATE FORCE

macy, Holbrooke and Claes apparently could not tolerate leav-
ing the bombing decisions entirely to the discretion of the the-
ater commanders.

The matter was finally settled by an ultimatum from the
NAC. On the evening of 2 September, NATO ambassadors met
to take up the issue of resuming Deliberate Force. Secretary-
General Claes, “ruling on his own authority,” told the NAC
ambassadors they were assembled to reaffirm an earlier com-
mitment to back the military commanders in their decisions:
they were not gathered to decide themselves whether to
resume bombing.'!° The meeting lasted into Sunday morning,
3 September, and ended with an ultimatum threatening to
resume air strikes if the Bosnian Serbs did not (1) remove all
heavy weapons from the 20-kilometer exclusion zone around

“ Sarajevo; (2) cease all attacks on the remaining four safe
areas; and (8) lift the siege of Sarajevo by allowing unhindered
access by road and air to the Bosnian capital.!!! According to
the ultimatum, the military commanders were free to recom-
mence bombing operations “at any moment.”!!2

The extended pause brought Admiral Smith and Richard
Holbrooke, the two officials responsible for the different
aspects of Western policy toward Bosnia, into conflict over who
would control NATO airpower. According to Holbrooke,
Admiral Smith used the risk to his forces and the authority
granted him by NATO as a shield to block Holbrooke's attempt
to influence bombing decisions. Holbrooke was leading negoti-
ations on behalf of the West and was responsible for the out-
come of what seemed to be the last, best chance to get a peace
deal not only in Bosnia but in all of the former Yugoslavia.!!3
Though he had a hand in stopping the bombing, he was
blocked by Admiral Smith and General Janvier from restarting
it. Moreover, according to Holbrooke, Admiral Smith forbade
General Ryan from having any contact with Holbrooke's
team.'!* Holbrooke could not invoke civilian control over the
military himself to restart the bombing, so he pressed his
views through those in Washington and Brussels who could
exert pressure on Admiral Smith through US and NATO
chains of command.''® From a negotiator’s perspective, it
would have been helpful to have the legitimacy of alliance sup-

287



Vance, Cyrus, 22, 71, 79

Vicenza, Italy, 63, 69, 87-90, 94, 108-9,
111, 150, 154, 166, 194, 196, 204,
206, 227, 233, 238, 241, 249, 268,
305. See also Combined Air
Operations Center

Vietnam, 2, 21, 29-33, 39, 41, 43-47,
50-52, 54-55, 60-61, 64-65, 87,
106, 135, 175, 190, 228, 291,
319-20

Vincent, Field Marshal Sir Richard, 49,
58, 68, 234, 241, 252, 266

Voorhoeve, Joris, 249, 265

Vrbanja Bridge, 217

Vulcan, 263, 275, 280-81

Wahlgren, General, 78-80, 99, 106, 114,
124, 133

Wald, Brig Gen Chuck, 154, 157-58, 162,
192-96, 198, 221, 226, 233-34, 239,
241

Walzer, Michael, 53

war crimes, 251, 267

warning, 45, 63, 68-69, 84, 129-30,
132, 159-60, 163-66, 170-73, 188,
191, 194, 199, 214-15, 219, 230,
250, 259, 294, 314-15, 318

Washington, 1, 20-21, 24, 41-43, 45,
51-56, 62, 67, 70, 108, 136, 150,
152, 175, 177, 192, 197, 200-201,

225, 234, 237, 239, 241, 259, 265,
267, 270, 285, 287, 291, 294, 296,
304-5, 307, 309-10, 324

Waxman, Matthew, 24

Wheeler, Gen Earl, 41

Wider Peacekeeping, 23, 118, 149, 194

Williams, Michael, 8, 22, 78, 106, 326

Wilsey, Gen John (UK), 126, 166, 235

Winton, Hal, 47, 50, 56

Worner, Manfred, 122, 138

Wratten, 242, 269

Wratten, Air Chief Marshal Sir William,
RAF, 242, 269

Zagreb, 21, 79-82, 93, 95, 101-2, 120-21,
132, 144, 156-57, 172-73, 176,
200-201, 208, 211, 214-15, 217, 243,
247, 250, 258, 265, 268-69, 275-76,
286, 303, 323,

Zepa, 65, 102, 121, 161, 215, 249, 252,
254, 267, 280

ZOA. See Zones of Action

Zoerb, Col “Doc,” 154-58, 192-96,
198-200, 204, 212, 226, 233-34,
237-38, 241-242, 262, 267-71, 275,
280, 284, 300, 302-5, 307, 309-11

Zones of Action (ZOA), 87, 253, 255-56,
263, 268, 315, 320

407



RESPONSIBILITY OF COMMAND

SUNDAY MONDAY | TUESDAY WEONESDAY | THURSDAY FRIDAY SATURDAY
NOVEMBER | 14 15 16 7 18 19
Serb jet
Serb jets from
from Udbina
Udbina crashes
drop during
napalm attack near
and Bihac
cluster
bombs UNSCR 958
near ‘okays
Bihac air strikes
in Croatia
20 Pal 22 23 24 25 26
NAC Largest | TwoSA-2s | TwoNATO Bosnian Bosnian NATO.
authorizes | NATO air | fired attacks target | Serbsfirea | Serbs tecon-
Udbina strike to | from Otoka | Serb SAMs. radar-guided | advancing | naissance
strike; date hits | site at at Otoka, Dvor, | SAM at on Bihac package
| UN balks | runway, | British and Bosanska | British F-3s | fire at with SEAD.
| taxiways, | Sea Harriers | Krupa patrolling UNPROFOR;| escort
Attack and air patrolling the no-fly Gen Rose aborted
| scrubbed | defenses | the no-fly zone alls for air
at Udbina | zone ——_ support
New NAC-
author- F-16s shot
izations at

Figure 1. Outline of Events around the Time of the Udbina Air Strike

collateral damage, and subject to the dual key arrangements
with the UN.'5°

Udbina and Otoka: November 1994

As NATO aircraft approached Otoka on Wednesday morn-
ing, several Serb SAM sites in northwestern Bosnia threatened
the strike package and fired missiles, thus fueling the escalat-
ing spiral of threats and uses of force from both sides. NATO
jets responded by firing high-speed, antiradiation missiles at
the Serb SAM batteries, including one which happened to be
inside Croatia, 10 miles north of Otoka.!54 Unable to complete
the planned destruction of the Otoka site because of the chal-
lenge from the other SAM sites, NATO commanders launched
another strike package that afternoon to hit Otoka.!55 In retal-

182



DELIBERATE FORCE

As Deliberate Force air operations were coming to a close,
commanders in AFSOUTH turned up the psychological pres-
sure on the Serbs, including President Milosevic. At a news
conference in Naples on 12 September, a member of the
AFSOUTH staff handed out fact sheets on the F-117 stealth
aircraft to journalists as they entered the room.173 When the
NATO spokesman, RAF Group Capt Trevor Murray, began tak-
ing questions, reporters asked about the F-117, a topic that had
not been featured in Murray's briefing.1”4 Apparently taken by
surprise, Group Capt Murray denied plans to bring F-117s
into theater, much to the bemusement of the journalists who
were left wondering why they had been given the fact
sheets.!75 F-117s had originally been a serious consideration
for attacks against Bosnian Serb air defenses, and support
equipment and personnel for the stealthy planes were already
in Italy.'”° By 12 September, F-117s were no longer needed for
Bosnia, and the apparent press conference snafu was a calcu-
lated attempt to make Serbia's president wonder what might
be coming next.!77 Around the same time, officials at
AFSOUTH began admitting to the press that NATO was Tun-
ning out of Option 1 and 2 targets, and it was time to consider
Option 3.'78 Admiral Smith and General Ryan believed these
psychological pressures might intimidate not only General
Mladic, but also Milosevic, who would have been concerned
already over the influx of refugees poised to enter Serbia
because of the Federation ground offensive in Bosnia.!79 Poor
weather over Bosnia led NATO to cancel nearly half of its sor-
ties on 13 September as Richard Holbrooke held a hastily
arranged meeting with Milosevic in Belgrade.!8° Holbrooke
later wrote that this was his “moment of maximum leverage”
and NATO bombing his “best bargaining chip.”!®! After several
hours of talks, Milosevic produced President Karadzic and
General Mladic, and that night the Serbs agreed to the terms
of the 3 September NATO ultimatum.1®2 The bombing was sus-
pended for 72 hours to give the Serbs a chance to comply with
the agreement they had signed. After another 72 hours to
allow the BSA to complete its withdrawal of heavy weapons
from around Sarajevo, Deliberate Force officially ended.

297



RESPONSIBILITY OF COMMAND.

UN military chiefs, about this excitement amongst airmen dreaming of
“breaking the Serbs,” and [who] were uninformed about the situation
in Yugoslavia, which they had only seen from their supersonic flights
over the country.!!5

There were other reasons for Generals Cot and Briquemont to
oppose air strikes but, clearly, their outlook as soldiers was an
important factor.

Despite General Briquemont's refusal to countenance NATO
air strikes, the threat of such strikes seemed to play an impor-
tant role in coercing the Serbs into halting their encirclement
of Sarajevo and relinquishing the territory they had captured.
The Bosnian Serbs had continued their advance around
Sarajevo in violation of their own promises in late July to halt
the offensive.!!® As Dick Leurdijk later explained,

On 18 August 1993, Boutros-Ghali informed the Security Council that

the UN now had the “initial operation [sic] capability for the use of air

power in support of UNPROFOR in Bosnia-Herzegovina.” On that same
day, NATO carried out its first air support exercise. On the ground, the

Bosnian Serbs stopped their attack on Mount Igman. The area came

under UNPROFOR control. It was the first time that the UN—through

NATO—really threatened to use force and the Bosnian Serbs gave in.

This outcome would have important consequences for later decisions

on air strikes in the context of NAC’s decisions on Sarajevo, Gorazde,

and the other safe areas.!17

Though this reasoning is essentially correct, the timing is in
error. Bosnian Serb troops began to withdraw from Mount
Igman and Mount Bjelasnica a week before the date cited by
Leurdijk, and they were reportedly gone completely two days
before it.!1® Moreover, if it was NATO airpower that coerced the
Serbs, then it was probably the threat of air strikes, rather
than air support, that had motivated them to give in. General
Briquemont, who ran the military negotiations for the BSA’s
withdrawal, recorded that the real Bosnian Serb willingness to
pull back came in the wake of the two NATO decisions to allow
air strikes.!!° The first Bosnian Serb overture came from
Karadzic in Geneva just after the NATO Council's decision to
authorize air strikes on 2 August.!2° Following that, General
Mladic negotiated and signed the military agreement to with-
draw his troops from Mount Igman on 10 August, the day after
NATO announced its approval of “Operational Options for Air

90



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

79. Ibid.

80. Senate, Briefing on Bosnia, 10 and 15; Ashy interview by Col Robert
Owen; and Ashy interview by author.

81. Senate, Briefing on Bosnia, 15-16; Rose, Fighting, 56 and 61-62;
Ashy interview by Col Robert Owen; and Ashy interview by author.

82. Ashy interview by Col Robert Owen.

83. The point here is to show that commanders do seek to preserve con-
trol and autonomy over operations and how they might do so. This chapter
and subsequent chapters show that at times it is, in large part, because
commanders have responsibility and expertise that they insist on control
and autonomy. Obviously, these demands could be motivated by other fac-
tors, such as national political pressures or military doctrine. In the case of
the Sarajevo ultimatum, the factors motivating the commanders were mutu-
ally reinforcing, so it is difficult to argue persuasively that any of them was
most important.

84. Gen Jean Cot, French army, UNPROFOR force commander, July
1993-March 1994, interviewed by author, 30 September 1998, Paris, tran-
script and translation of tape recording, author's personal collection.

85. Ibid.

86. Ibid.

87. Per Erik Solli, UN and NATO Airpower in the Former Yugoslavia, NUPI
Report no. 209 (Oslo: Norwegian Institute of International Affairs, 1996), 27.
Within two weeks of the shooting down of the Galebs, the author acquired a
copy of the cockpit video from the F-16 that shot down three of the Serb
planes. The tape was used along with a talking paper to brief officers at the
author's home unit.

88. Chambers interview; and Maj Mark A. Bucknam, USAF, talking
paper on “Shootdown of Galebs over Bosnia,” 29 April 1994, briefing notes,
author's personal collection.

89. Bucknam.

90. Ibid.

91. Ibid.; and Facts On File Yearbook 1994 (Facts on File, Inc., 1994),
134-35. The Galebs may have divided their formation and made two sepa-
rate attacks: one on Novi Travnik and another a few miles to the west at
Bugojno. See Air Vice-Marshal Tony Mason, Royal Air Force, Air Power: A
Centennial Appraisal (London: Brassey's, 1994), 180; and Maj Michael O.
Beale, USAF, Bombs over Bosnia: The Role of Airpower in Bosnia-Herzegovina
(Maxwell AFB, Ala.: Air University Press, 1997), 1.

92. Bucknam; and Chambers interview.

93. Bucknam; and Facts On File 1994, 135.

94. Bucknam; and Ashy interview by author.

95. Bucknam; Chambers interview; and Ashy interview by author.

96. Bucknam; Mason reported two landed at Banja Luka. See Air Power,
180. General Rose claimed the Serbs held a funeral for the pilots in Belgrade
the week after the downing. Rose, Fighting, 71.

97. Facts On File 1994, 135.

153



RESPONSIBILITY OF COMMAND

156. Ibid.

157. Ibid.

158. Ibid.; Briquemont, Do Something, 127; and Cot interview.

159. Cot, “Dayton,” 122.

160. Ibid.

161. Leurdijk, 77.

162. Briquemont interview.

163. Ibid.

164. Ibid.

165. Ibid.; and Cot, “Dayton,” 122.

166. Letter from the secretary-general to the president of the Security
Council, 19 September 1993 (S/26468, 30 September 1993).

167. The United Nations (UN), The Blue Helmets: A Review of United
Nations Peacekeeping, 3d ed. (New York: United Nations Reproduction
Section, 1996), 518; and UN Security Council Resolution 871 (S/RES/871),
4 October 1993.

168. UN, Blue Helmets, 518-19; UN Security Council Provisional
Verbatim Record 3286 (S/PV.3286), 4 October 1993; and UN Security
Council Resolution 908 (1994) (S/RES/908), 31 March 1994. Even though
close air support for Croatia was authorized by the UN on 31 March 1994,
NATO authorities did not agree to allow such missions until December 1994.
The new NATO authority was to be spelled out in Change 3 to OPLAN 40101,
but delays caused by negotiations with the Croatian government prevented
Change 3 from being issued. NATO aircrews finally received authority for
CAS in Croatia with Change 4 to the plan, promulgated in May 1995.

169. Philip Sabin, “Peace Support Operations—A Strategic Perspective,”
in The Dynamics of Air Power, ed. Group Capt Andrew Lambert and Arthur
C. Williamson (Bracknell, England: HMSO, 1996), 105-11.

170. The first air strikes conducted by NATO, derisively called “pin
pricks,” managed to avoid the logic problem described here because the UN
commander in Bosnia ensured that the Bosnian Serbs were warned in
advance and that targets were insignificant. The first significant air strike in
Bosnia by NATO took place in May 1995 at Pale, with predictable results.

171. The argument is not that it had to happen this way (ie., that
hostages had to be taken). Nothing was predetermined. The point is that if
NATO political authorities were convinced that bombing would lead to intol-
erable risks or costs, as seemed to be the case, then their logic for demand-
ing graduated options broke down.

172. Briquemont interview.

173. Cot interview.

174. Briquemont interview.

175. Ibid.; and Briquemont, Do Something, 137-38 and 142-43.

176. Briquemont interview.

177. Ibid.; and Cot, “Dayton,” 122.

178. David Owen, Balkan Odyssey, 204 and 232-37; and Gow, Triumph,
254-56.

112



RESPONSIBILITY OF COMMAND

104. Ibid.

105. Ibid.

106. Gow, Triumph, 269-70. Also see Sharp, 51-52.

107. Admiral Smith interview.

108. Blue Helmets, 557.

109. Gow, “Coercive Cadences,” 293; Gow, Triumph, 268; and Ryan tran-
script of Air Power Conference.

110. Ryan, transcript of Air Power Conference; Gow, Triumph, 267-68;
Gow, “Coercive Cadences,” 293; and Honig and Both, 153-54.

111. Janvier interview.

112, Blue Helmets, 557; “Fighting Escalates,” 31; and Janvier interview.
David Rohde claimed it was Smith who urged the French commander in
Sarajevo to take the action. David Rohde, A Safe Area, Srebrenica: Europe's
Worst Massacre Since the Second World War (London: Pocket Books, 1997), 27.

113. Janvier interview; and Blue Helmets, 557.

114, Janvier interview.

115. General Janvier, UNPROFOR directive 2/95, 29 May 1995, cited in
Honig and Both, 156.

116. Honig and Both, 156.

117. For an abridged account of the meeting based on an internal UN
document, see Rohde, 419-22.

118. Ibid., 420-21.

119. Ibid., 420.

120. Ibid., 420-22.

121. Ibid. On the proposed mission of the RRF, see Leurdijk, 71.

122. S/1995/470, 9 June 1995, cited in Leurdijk, 71.

123. Gow, “Coercive Cadences,” 290; and Triumph, 267-69.

124. Michael Lindemann, Bruce Clark, and Laura Silber, “West and
Russia in Bosnia Pact,” Financial Times (London), 30 May 1995, 1; Scott
O'Grady with Jeff Coplon, Return With Honor (London: Doubleday, 1995),
13; and Tim Ripley, “NATO Strikes Back,” World Airpower Journal 22
{autumn/winter 1995): 25.

125. O'Grady and Coplon, 10-20.

126. Senate, Briefing on the F-16 Shootdown in Bosnia and Current
Operations: Hearings before the Committee on Armed Services, 104th Cong.,
ist Sess., 13 July 1995, 52 (hereafter cited as Senate, Briefing on
Shootdown).

127. Admiral Smith interview; Senate, Briefing on Shootdown, 2 and 34;
Brig Gen David A. Sawyer, USAF, deputy director, Combined Air Operations
Center, Vicenza, Italy, interviewed by Maj Tim Reagan and Dr. Wayne
Thompson, 11 October 1995, Vicenza, Italy, transcript of tape recording,
BACS Collection; and Barbara Starr, “Deny Flight Shootdown May Put USAF
on the Offensive,” Jane’s Defence Weekly, 24 June 1995, 24.

128. Admiral Smith interview.

129. Sawyer interview; and Zoerb interview, 27 May 1998.

130. Sawyer interview.

238



RESPONSIBILITY OF COMMAND

Huntington's claim.'° In the first systematic study of the mili-
tary’s role in intervention decision making, Richard Betts
examined decisions during the period from 1945 until 1972.
He discovered that American military leaders tended to be less
bellicose than the most aggressive civilian advisors to the
presidents.” Moreover, military leaders tended to be least
effective when they advocated the use of force and most effec-
tive when they united in opposition to armed intervention.!8 A
decade after Betts debunked the myth of military warmonger-
ing, David Petraeus found that the Vietnam War had had a
chastening effect on the American military.!9 By the late
1980s, US military leaders were even less likely to advocate
the use of force than either their predecessors or the senior
civilian advisors of the day. Thus, Petraeus concluded that “In
short, the military since 1973 had conformed more closely to
the Huntington view (originally presented in 1957) than they
had during the period of Betts’s analysis.”2°

How to Use Force: Options, Influence, and
Overwhelming Force

As Richard Haass has argued, decisions about whether to
use force should be inextricably linked to considerations about
what force is available and how that force is to be used.2!
Betts’s study countered the “bureaucratic revisionists” who
suggested that military capabilities drove foreign policy.??. He
also noted that the traditional theoretical model—whereby
clearly articulated foreign policy served as a basis for military
strategy—was too neat for the real world.?° Describing the mil-
itary role in foreign policy making, Betts observed that

military officials’ task was not simply to study a policy, deduce the

appropriate strategy and forces to implement it, and recommend the

results to political leaders. Instead they were often in the position

where their advice on what could be achieved was to determine what
would be achieved.?4

As American involvement in Vietnam began to escalate, senior
officers saw untested theories of limited war substituted for
their professional advice on the use of force.25 This was espe-
cially true of the bombing of North Vietnam, where a strategy
of graduated pressure was employed to convince Hanoi’s leaders

30



Chapter 4

NATO Air Support and Air Strikes:
May-December 1993

The politicians had a great deal of difficulty understanding
the problems faced by the military in operations.

—Gen Francis Briquemont
Do Something, General!

During the second half of 1993, UNPROFOR's commanders
could not strike an acceptable balance between mission
accomplishment and force protection. In part, their difficulties
lay in the muddle of conflicting political guidelines governing
UNPROFOR's mission and the failure or inability of UN politi-
cal authorities to provide their commanders with clear, priori-
tized aims. In part, UNPROFOR’s problem lay in its lack of
ground forces needed to fully accomplish the enforcement ele-
ments of its mission. This shortage of means was exacerbated
by three factors. First, UN and EC political authorities repeat-
edly pressed the commanders to take risks for which the com-
manders felt they alone would be held accountable should
things go wrong. Second, UN political authorities refused, or
were unable, to give their commanders control over the air-
power, which was supposed to make up for the shortfall in UN
ground forces. Third, American Air Force generals in NATO's
southern region were pressing UNPROFOR’s top commanders
to support air strikes that would have endangered UN forces
and wrecked UNPROFOR’s prospects for fulfilling the human-
itarian elements of the UN mission. Deprived of a clear objec-
tive and lacking the means and authority to accomplish the
tasks thrust upon them, the UNPROFOR commanders had
nothing against which to balance the weight of responsibility
for protecting their forces.

In contrast to their UN counterparts, solving the conun-
drum over using airpower in Bosnia was less of a challenge for
NATO's commanders. Because General Ashy had been working

73



INDEX. 0... ec eens 399
Illustrations
Figure
1 Outline of Events around the Time
of the Udbina Air Strike. ...............005 182
2 Six-Day Outline of Attack on Srebrenica ...... 247
3 Zones of Action and Target Distribution for
Operation Deliberate Force ................ 256
4 Time Line of Operation Deliberate Force ...... 289
Photo
Lt Gen Bertrand de Lapresle, UN Secretary-
General Boutros Boutros-Ghali, Mr. Yasushi
Akashi, and Lt Gen Sir Michael Rose ........ 4
Lt Gen Sir Michael Rose and
Lt Gen Joseph Ashy ................00005 5
Lt Gen Rupert Smith ................0000, 7
Lt Gen Francis Briquemont ................ 11
Gen Jean Cot ........ cece eee ces 12
Lt Gen Bernard Janvier ................04. 15
Lt Gen James “Bear” Chambers ............ 19



RESPONSIBILITY OF COMMAND

201, On the absence of doctrine, see Owen, “Balkans: Part 1,” 11-12;
and Col Maris McCrabb's “US and NATO Doctrine for Campaign Planning,”
chap. 3 in Owen, Deliberate Force.

312


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ISBN 1-58566-115-5

1, Yugoslav War, 1991-1995 -- Aerial operations. 2. Command of troops. 3. Air
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RESPONSIBILITY OF COMMAND,

July to consider future options for Bosnia. From Srebrenica,
Mladic’s forces moved on to take the safe area of Zepa, which
was smaller and less well defended than Srebrenica.*? This
would make Gorazde, with its battalion of British soldiers, the
last of the safe areas in eastern Bosnia and the next likely tar-
get for ethnic cleansing by the Bosnian Serbs.*? In advance of
the London Conference, the uniformed chiefs of defense from
the United States, the United Kingdom, and France met in the
British capital to discuss military options for halting Mladic’s
forces.*4 At the meeting, General Shalikashvili reiterated US
calls for air strikes and briefed a three-phased air campaign
plan.*> France’s Adm Jacques Lanxade put forward several
options for reinforcing Gorazde with some or all of the UN’s
new RRF.“° The British did not have a plan of their own and
tentatively backed the American option for air strikes with the
stipulation that strikes take place only after British troops
were mostly out of harm’s way—British soldiers in Gorazde
were scheduled to leave at the end of August.”

The London Conference was partially successful as a con-
sensus-building exercise, and it demonstrated continuing
attempts by the United States, Britain, and France to wield
influence through their military commanders. When the con-
ferees met in London, at least one of them—Field Marshal Sir
Richard Vincent, chairman of NATO’s Military Committee—
could perceive no overall purpose for the gathering; however,
he noted that there were numerous bilateral meetings going
on behind the scenes.*® At the end of the London Conference,
Britain and the United States agreed, in general, to use air-
power to prevent the fall of Gorazde.*® France was skeptical of
the plan, and the Russian delegate refused to sanction the
option for a stronger use of NATO airpower.®° Even the British-
US agreement was an uneasy compromise. The British
insisted on retaining the dual-key arrangement that gave the
UN veto power over any air strikes proposed by the American-
dominated NATO chain of command.5! General Shalikashvili and
US secretary of defense Perry reportedly urged eliminating the
dual-key controls on airpower altogether.5? Through their
compromise in London, the British and Americans tentatively
agreed to remove UN civilians from the air strike decision-

252



RESPONSIBILITY OF COMMAND

500-pound Mk-82 bombs on the command post, marking
NATO's first-ever air-to-ground mission.'°° According to
General Rose, some senior BSA officers were killed in the
attack, including friends of Mladic, and the BSA commander
threatened Rose that “no UNPROFOR would leave their terri-
tory alive.”!97

The BSA assault ended shortly after the bombing, but the
Serbs resumed their attack the next day, 11 April.!9° CAS was
quickly approved, but before authorizing actual attacks,
General Rose had the planes conduct dramatic air presence
passes in the target area.!°9 Describing the activities for the
press in Washington, director of operations for the Joint Chiefs
of Staff Gen Jack Sheehan said,

The F-18s did not attack the targets immediately. They went through
a series of what I would call controlled flight profiles at the request of
General Rose. They did a couple of high speed, supersonic runs
against the target set, just to make sure the Serbs knew that they were
there, that this was a serious activity.14°

The threats had no effect, so shortly before noon General Rose
again called for close air support.'*! A British forward air con-
troller directed a pair of F/A-18s to hit some armored vehicles,
but once again poor weather created problems.'#? The bomb
attacks against the vehicles did not go well; out of four bombs,
one failed to release from its aircraft, and two others impacted
without detonating. 4% The lead F/A-18 pilot then proceeded to
make low-altitude strafing attacks on the vehicles.'44 This was
even more dangerous to the attacking aircraft than the previ-
ous day's CAS mission because the F/A-18 pilot was not only
vulnerable to antiaircraft guns and surface-to-air missile sys-
tems but he was also within range of small arms fire and was
repeatedly making passes near BSA forces he had just
bombed. Though unnoticed by most observers then, and
since, NATO's first two air-to-ground missions set off alarm
belis within AIRSOUTH.'4° The attacks demonstrated that
NATO aircrews could become so engrossed in successfully
accomplishing their missions that they would violate the most
basic tactical principles and endanger themselves in an
attempt to destroy relatively insignificant targets.'#° Such risks
might be justified if friendly forces needed immediate relief, or

136


RESPONSIBILITY OF COMMAND

demonstrates how a commander may set limits on risks when
attempting to accomplish a given mission.

Responsibility also gives commanders leverage for shaping
operations, and that influence is fortified when it is combined
with expertise and control over information. Because air strat-
egy revolves around targeting decisions, a commander who
controls information about targets has a good chance of pre-
serving operational autonomy while influencing air campaign
strategy. During Operation Deliberate Force, General Ryan
and Admiral Smith maintained a close hold on information
about the campaign to keep control of it and ensure its suc-
cess. However, this tight military governing of air operations
led to friction between NATO's theater-level commanders—
especially Admiral Smith—and some US and European politi-
cal authorities.

Defense of Sarajevo

As August drew to a close, Serb shelling of Gorazde and
Sarajevo prompted Bosnian government calls for NATO action.
The UN announced on 18 August that no new peacekeepers
would replace British forces set to leave Gorazde at month's
end—a move which the Bosnian government feared might sig-
nal the international community's abandonment of Gorazde’s
60,000 Muslims.! Four days later, a Bosnian Serb shell fell on
Sarajevo, killing six people and wounding nearly 40 others.”
The government in Sarajevo demanded the Serbs be punished,
but the UN refused to act because the Serb shelling was pro-
voked by Bosnian army attacks on the Serb suburb of
Vogosca.? A similar transaction near Gorazde also failed to
elicit air strikes.‘ While the Bosnian government seemed
intent on creating a cause for Western intervention, Bosnian
Serb leaders reportedly gathered in Belgrade and consented to
make Serbia’s President Milosevic their lead negotiator on the
six-member team that would represent breakaway Serbs at
upcoming US-led peace talks.5 Richard Holbrooke, speaking
on a US television news show on 27 August, warned Serbs of
Western intervention should the upcoming round of peace
talks fail. However, intervention was triggered before talks
even began.

274



Chapter 2

Military Influence
on the Use of Airpower

The military in the post-Vietnam period have exercised
considerable influence over how force has been used—
particularly in those cases in which the missions have been
especially demanding and complex, thereby increasing the
dependence of civilian policy makers on military judgment,
expertise, and information.
—David H. Petraeus

“Military Influence and the

Post-Vietnam Use of Force,”

PhD diss.,

Princeton University, 1987

Airpower was the central military component in the US pol-
icy for intervention in Bosnia. Airpower has also been at the
core of a long-running debate in the United States over how
much influence the military should exercise vis-a-vis their
civilian masters when it comes to using force.! To frame the
discussion in this study about the influence of theater-level
commanders on the use of airpower in Bosnia, the first section
of this chapter briefly addresses the larger issue of military
influence on the US use of force. The second section narrows
the focus to look at political controls on the use of airpower,
namely targeting controls, bombing pauses, and rules of engage-
ment. In addition to the political-military dimension of con-
trols on the use of airpower, soldiers and airmen have tradi-
tionally held contending beliefs about how best to employ this
type of military force.? The third section, therefore, highlights
the major causes and consequences of the disparate military
views on airpower. This chapter provides a theoretical construct
for analyzing the various dimensions of the struggle by theater-
level commanders to influence the use of airpower in Bosnia
between the summers of 1993 and 1995.

27



——. Security Council Resolution 1009 (1995) (S/RES/ 1009,
10 August 1995).

United States Department of Defense. Conduct of the Persian
Gulf War: Final Report to Congress. [Washington, D.C.]:
Government Printing Office, April 1992.

. “Special DoD News Briefing,” 11 April 1994 (3:00 p.m.),

Washington. Transcript of press conference. http://

www.dtic.mil:80//defenselink/news.

-————.. “DoD News Briefing.” The Pentagon, 29 August 1995
(1:30 p.m.). Transcript of press conference. http://www.
dtic.mil:80/ /defenselink/news.

. “DoD News Briefing.” The Pentagon, 5 September 1995
(1:30 p.M.). Transcript of press conference. http://www.
dtic.mil:80//defenselink/news.

. “DoD News Briefing.” The Pentagon, 7 September
1995. Transcript of press conference. http://www.dtic.
mil:80//defenselink/news.

——. “DoD News Briefing.” The Pentagon, 12 September
1995 (12:00 p.m.). Transcript of press conference. http://
www.dtic.mil:80//defenselink/news.

——. “DoD News Briefing.” The Pentagon, 14 September
1995 (2:30 p.m.). Transcript of press conference. http://
www.dtic.mil:80//defenselink/news.

Urban, Jan. “Sarajevo to NATO: Jetaime.” Transition 1, no. 20
(9 November 1995).

Urban, Mark. Big Boys’ Rules: The SAS and the Secret Struggle
Against the IRA. London: Faber and Faber, 1992.

US House. Unauthorized Bombing of Military Targets in North
Vietnam: Hearings before the Armed Services Investigating
Committee of the Committee on Armed Services. 92d
Cong., 2d Sess., 1972.

. Unauthorized Bombing of Military Targets in North
Vietnam: Report of the Armed Services Investigating
Committee of the Committee on Armed Services. 92d
Cong., 2d Sess., 1972.

390



——. “The Political and Strategic Dimensions of Military
Effectiveness.” In Military Effectiveness. Vol. 3, The
Second World War. Edited by Allan R. Millet and
Williamson Murray. London: Allen and Unwin, 1988.

Weinberger, Caspar. Fighting for Peace. New York: Warner
Books, 1990.

Wells, Mark K. Courage and Air Warfare: The Allied Aircrew
Experience in the Second World War. London: Frank Cass,
1995.

Wesley, Michael. “Blue Berets or Blindfolds? Peacekeeping and
the Hostage Effect.” International Peacekeeping 2, no. 4
(winter 1995).

Weston, David. “The Army: Mother, Sister and Mistress: the
British Regiment.” In The Defence Equation: British Military
Systems Policy Planning and Performance Since 1945.
Edited by Martin Edmonds. London: Brassey's, 1986.

Wheeler, Capt Michael O., USAF. “Loyalty, Honor, and the
Modern Military.” Air University Review 24, no. 4
(May-June 1973).

White, David. “NATO Backs Vance-Owen.” Financial Times
(London), 26 May 1993.

———. “NATO Wavers on Bosnia.” Financial Times (London),
27 May 1993.

——. “No Early End to Bloodshed: Proposals for Outside
Military Intervention All Have Their Risks.” Financial
Times (London), 16 April 1993.

White House, The. “US Policy on Reform of Multilateral Peace
Operations.” Presidential Decision Directive 25, 5 May
1994.

. A National Security Strategy of Engagement and
Enlargement. Washington, D.C.: Government Printing
Office, July 1994.

——. “Bosnia Rapid Reaction Force.” Text of letter from
President Clinton to Dole, Gingrich, 1 July 1995.

———. Statement by press secretary on Bosnia, 23 July 1995.

394



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

Conclusion

The growing split between UN and NATO commanders can
be viewed in terms of force protection and tactical determin-
ism; that is, it was impossible to prosecute smoking-gun-type
targets within the bounds of acceptable risk to NATO pilots
and the capabilities of NATO airpower. Unfortunately the most
realistic and safest way of employing NATO airpower clashed
with the security needs of UNPROFOR. These disparate limi-
tations and vulnerabilities of NATO and UNPROFOR were driv-
ing the commanders in the two organizations further and fur-
ther apart. Yet NAC decisions increasingly left it to the
operational commanders to try to find some workable middle
ground to do something whenever political pressures
mounted. AFSOUTH and UNPROFOR attempts to meet
halfway, however, manifested themselves in the compromised
safety of NATO pilots or UN peacekeepers. After Gorazde,
theater-level commanders gradually began to accept the tacti-
cal determinism that pulled them toward the separate ele-
ments in what was supposed to be a cooperative effort. Rather
than seeking political direction, Generals Rose and de
Lapresle sought to help define their own mission. General
Rose began the process with his campaign plan even before he
arrived in Bosnia. After Gorazde, the UN generals made their
input and added military legitimacy to the UN secretary-
general's report of 9 May, which moved UNPROFOR away from
responsibility for enforcing the safe areas policy. These were
the first steps in creating a division of labor, whereby
UNPROFOR conducted peacekeeping and NATO took respon-
sibility for enforcement action.

The difficulties and dangers of providing air presence and
close air support to UNPROFOR reinforced the AFSOUTH com-
manders’ preference for more militarily meaningful air
attacks. Moreover, it convinced the NATO commanders of the
wisdom of having airmen controlling airpower. Likewise, the
difficulties and dangers of having close air support at Gorazde
reinforced the UNPROFOR commanders’ desire to control air-
power. The theater-level commanders in both the UN and
NATO were trying to strike a proper balance between the risks
to their forces and accomplishment of their missions. For

147



RESPONSIBILITY OF COMMAND

Airpower and Policy Making in the
United States, France, and the United Kingdom

By late June of 1992, having “exhausted virtually all possi-
ble political and diplomatic measures” for a solution to the sit-
uation in Bosnia, US Secretary of State James Baker went to
National Security Advisor Brent Scowcroft, and the two men
agreed to propose “the use of force for the sole purpose of
delivering humanitarian assistance.”4 To support this limited
objective, a team of State Department advisors produced a
two-page outline plan calling for, inter alia, “multilateral air
strikes (e.g., against artillery in hills) as necessary to create
conditions for delivery of humanitarian relief."5 Even though
the plan specified that there would be no US combat troops on
the ground, Baker was chary enough about opposition from
Gen Colin Powell and Secretary of Defense Dick Cheney that
he took his proposal and “went directly to George Bush to try
to work around the interagency process and pre-cook the
result.” Baker's efforts paid off; on Friday, 26 June 1992 after
a vigorous debate amongst the administration’s top policy
makers, Baker noted that President Bush “squarely backed
the game plan I had outlined.”? By 10 July US Secretary of
Defense Dick Cheney had gone public with a proposal for US
airpower to support the delivery of humanitarian aid in
Bosnia.* Presumably, this would have accelerated the plan-
ning already being conducted by the US Air Force.

In France, air strikes apparently were not given serious con-
sideration by the military. President Francois Mitterand
opposed the idea of air strikes, and Roland Dumas, the French
foreign minister until April of 1993, was reportedly sympathetic
toward the Serb cause.!° With French foreign and security pol-
icy traditionally dominated by the “Quai,” or foreign ministry,
any military initiative for air strikes would likely have been
blocked.!! The French air force chief of staff, Gen Vincent
Lanata, believed that airpower could have imposed an end to
the fighting, not by threatening the Bosnian Serbs, but by giv-
ing an ultimatum to the Serb leaders in Belgrade to restrain
their forces in Bosnia, or face bombing in Serbia.!2 However,
the French military in general viewed intervention in Bosnia as
a job for the army.'° As long as the French peacekeepers in the

58



BACKGROUND ON THE USE OF AIRPOWER IN BOSNIA

adopted a policy of “lift and strike.” The weak commitment to
this policy owed less to military reluctance to get involved in
Bosnia than to internal divisions within the administration,
objections from America’s European allies, and the president's
tendency to focus on domestic programs, such as nationalized
health care.”* The British and French governments preferred
to dampen the effects of the war through the presence of
lightly armed, impartial UN peacekeepers, who were obviously
vulnerable to retaliation should the Serbs respond thus to
being attacked from the air. Over the next two years, the ebb
and flow of the war in Bosnia, and the consequent media
attention on human rights violations, generated undulating
pressure behind US ambitions for launching air attacks
against the Serbs. British and French resistance to air strikes
rose and fell as necessary to head off such US action, but the
policies in Washington, London, and Paris hardly changed.”
With policies set, the influence of senior military officers in
America, the United Kingdom, and France diminished, and the
influence of theater-level commanders serving in NATO and
the UN gradually increased.

Notes

1. Lawrence Freedman, “The Future of Air Power,” Hawk Journal (The
Independent Journal of the Royal Air Force Staff College, 1993), 44; and Air
Vice-Marshal Tony Mason, Air Power: A Centennial Appraisal (London:
Brassey's, 1994), 137-97.

2. Edward N. Luttwak, “Toward Post-Heroic Warfare,” Foreign Affairs 74,
no. 3 (May-June 1995): 109-22; Les Aspin, “The Use and Usefulness of
Military Forces in the Post-Cold War, Post-Soviet World,” address to the
Jewish Institute for National Security Affairs, Washington, D.C., 21
September 1992; and David Owen, Balkan Odyssey (London: Victor
Gallancz, 1995; Indigo, 1996), 15-16.

3. In addition to the evidence given below, see the testimony by Gen John
Shalikashvili, then Supreme Allied Commander Europe: Senate, Department
of Defense Authorization for Appropriations 1994, 1, 20, 21, and 22 April; 19
May; 17 and 23 June 1993, 222-53.

4. James A. Baker III and Thomas M. DeFrank, The Politics of Diplomacy:
Revolution, War and Peace, 1989-1992 (New York: G. P. Putnam's Sons,
1995), 648.

5. Ibid., 648-49.

6. Ibid., 649.

7. Thid., 649-50.

67



Re esponsibility

of Command
How UN and NATO Commanders
Influenced Airpower over Bosnia

Sth LOR0E00

|
|

Mark fA

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Colonel, USAF



RESPONSIBILITY OF COMMAND

in Bosnia—though the Serb military possessed by far the most
targets suitable for air strikes.!46 The list did not, however,
attempt to designate targets in terms of options or phases; it
was just one list of potential targets.14” Presumably, if the need
arose, they would have been grouped into phases to meet the
needs of a given contingency, and then proposed to UN and
NATO political authorities for approval. General Cot remained
opposed to air strikes, but he recognized NATO's need to plan,
and he saw no harm in maintaining his input into the air
strike planning process.'48 Furthermore, General Cot had an
incentive to maintain a good working relationship with
Admiral Boorda since he was to be Boorda’s deputy under
UN-NATO arrangements to implement the latest peace pro-
posal for Bosnia—the Union of Three Republics plan, which
seemed close to being signed during the third week in
September 1993.149

UNPROFOR Commanders Strive to Control
NATO Close Air Support

By the end of September, NATO and UN military command-
ers had a workable system for close air support, but the UN
apparatus for authorizing close air support rendered the sys-
tem ineffective. Generals Cot and Briquemont had agreed that
General Briquemont should be the one to initiate any request
for air support.!©° By the end of the month, staff officers at
Vicenza, using rules of engagement approved by NATO politi-
cal authorities, had written a set of procedures for conducting
close air support.'5! Just as with the air-to-air missions for
enforcing the no-fly zone, the procedures for air-to-ground
missions stipulated that ordnance could be expended over
Bosnia only with clearance from one of five senior NATO com-
manders, with General Chambers, the CAOC director, being
the lowest level of approval authority.!52 Senior commanders
in NATO's southern region ensured that all aircrews rotating
into the region for Deny Flight operations were thoroughly
briefed and trained to follow these rules of engagement.!®3 As
General Ashy described the arrangements, “We had a briefing
that was promulgated by me and approved by Admiral Boorda
that had to go to every aircrew before [they] flew . . . you had

94



RESPONSIBILITY OF COMMAND

In part, problems with the word proportionate may have
arisen from its connection to an important concept from laws
of armed conflict—one with which the airmen would have been
especially familiar. According to Green, the principle of pro-
portionality is one of the most basic concepts in the laws of
armed conflict that “prohibits military action in which the neg-
ative effects (such as collateral civilian casualties) clearly out-
weigh the military gain.”6! In applying this principle, much is
left to “the discretion of the commander of the forces involved,”
for he must judge whether the military advantage from the
attack warrants the likely unintended effects or “incidental
injuries” it might cause.” In making this determination, the
commander must consider the military gain “to the whole
operation and not merely the particular attack contem-
plated.”63 Although the principle of proportionality guided tar-
geting decisions in Bosnia, it was not the primary cause for
disagreement between UN and NATO commanders.

The term proportionate, as used to describe Deny Flight air
attacks, had to do with responding to provocations by the war-
ring factions with an amount of force commensurate with both
the provocation and the desired objective, without escalating
the level of violence.6+ However, UNPROFOR and AFSOUTH
were pursuing different objectives; and, more importantly,
UNPROFOR’s judgment of a proportionate response was dic-
tated by its vulnerability—especially to Bosnian Serb
reprisals.®° The scope for disagreement over the definition of
proportionate can be illustrated by considering the following
questions first from the viewpoint of a UN commander, then
second, from the perspective of a NATO commander: (1) Was
the objective of the air strike to get the BSA to return a stolen
weapon, or was it to change Bosnian Serb behavior toward
greater respect for the “safe areas”? (2) Was the air strike to be
proportionate to today’s provocation, or should the provoca-
tion be taken as the cumulative weight of transgressions lead-
ing up to today’s decision to respond with air strikes? (3)
Which was more important—attaining the objective for the air
strike or avoiding escalation?

UN and NATO commanders had different objectives and pri-
orities. AFSOUTH’s objective was to enforce the exclusion zone

168



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

General Rose, Peacekeeping, and Airpower

British influence over the UN mission and the use of air-
power in Bosnia increased markedly when Lt Gen Sir Michael
Rose replaced UNPROFOR's Belgian commander in Bosnia,
General Briquemont. In choosing General Rose, the British
purposely picked a strong-willed individual.? While Rose has
maintained that he was not under explicit instructions from
London, that does not mean he was not pursuing British inter-
ests.$ Stephen Hart's observation about Monty's “casualty con-
servation” approach to warfare during World War II seems apt:

Montgomery’s pursuit of British interests prompts consideration of

whether he received any formal instructions from the British govern-

ment concerning his conduct of the campaign. There is no evidence for
any such instructions, but then they were probably unnecessary. It is

inconceivable that a commander as senior as Montgomery . . . would
not have been aware of the British government's agenda.*

General Rose was well aware of Britain’s agenda. Shortly
before going to Bosnia, Rose met with Britain’s prime minister
and later recalled,

I left the meeting with a firm impression that John Major believed in
the humanitarian role being played by the UN in Bosnia, and that
Britain had a special contribution to make. He was not about to pull
out the troops. . . . [And] in 1994, he never altered the peacekeeping
basis upon which British troops were deployed.

Throughout General Rose’s time in Bosnia, his actions were in
consonance with the UK's interests and the British interpreta-
tion of UNPROFOR's role there.®

From the outset of his tour in Bosnia, General Rose focused
on the humanitarian and peacekeeping-like aspects of his
mission to the exclusion of enforcing the UN's safe areas pol-
icy. Although UNPROFOR began as a peacekeeping force in
Croatia, it never had a peacekeeping mission in Bosnia where
there was no peace to keep.’ The resolutions defining
UNPROFOR's mandate in Bosnia—770, 776, and 836—were
adopted under Chapter VII of the UN Charter dealing with
enforcement measures. However, in attempting to rescue
what he saw as “a collapsing mission” in Bosnia, General Rose
determined that he would concentrate “on the three main ele-
ments of the mission, which were, in order of priority: the

117



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

fight”; however, the UN wanted neither to be on the team nor
to join in the fight.?°°

Though Admiral Smith and General Ashy in Naples under-
stood the difficulties the UN faced when it came to using force
against the Serbs, the two senior airmen found that they could
no longer blithely countenance the practice of using NATO air-
power for “air presence” missions.?°” Restrictions against tar-
geting anything other than smoking-guns or the actual forces
threatening the UN was bad enough. Such constraints, how-
ever, could be justified in order to protect the lives of UN
peacekeepers on the ground. What concerned NATO opera-
tional commanders was the UN practice of calling on airpower
to intimidate one of the warring factions (almost always the
Bosnian Serbs), apparently without having the intention or the
political approval from within the UN to actually employ
force.?°8 Initially the mere presence of aircraft had been used
by the UN as a show of force to strengthen its hand at road
blocks, or to dampen heavy weapons fire.2 But, “the UN
became addicted to air presence,” according to one NATO offi-
cer.?1© General Chambers noted that over time UNPROFOR
found it necessary for the planes to fly lower and to make more
noise in order to intimidate the warring factions. General Rose
even requested some high-speed passes below an altitude of
500 feet, which would have made the aircraft vulnerable to
ground fire.?!! As a matter of routine, NATO continued the
practice of sending aircraft to the vicinity of UN peacekeepers
whenever a situation began to develop that might require close
air support.?!2 Air presence missions continued to be flown,
but with some restrictions.?!5 However, in the wake of the Sea
Harrier loss and the UN's refusal to employ airpower in a more
robust manner, senior NATO airmen became extremely reluc-
tant to give General Rose the same level of control over NATO
aircraft that he had exercised at Gorazde.?!*

General Rose held fundamentally different views of NATO
airpower and its role over Bosnia than did the senior airmen
in AFSOUTH. From General Rose's perspective, the NATO
commanders were presenting him with an all-or-nothing
choice—either he had to be willing to go after something other
than the smoking-guns, or he would get no air support at all.2!5

145



Responsibility of Command

How UN and NATO Commanders
Influenced Airpower over Bosnia

Mark A. BUCKNAM

Air University Press
Maxwell Air Force Base, Alabama

March 2003

DISTRIBUTION STATEMENT A
Approved for Public Release
Distribution Unlimited



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

For General de Lapresle, destroying the buildings, maintenance
facilities, and aircraft at Udbina, as Admiral Smith desired,
would have been counterproductive to both UNPROFOR's mis-
sion and the security of UN peacekeepers.!!7

Admiral Smith agreed to forego attacks against the aircraft,
buildings, and maintenance facilities, but he would not com-
promise on the need to aggressively suppress Serb air defenses
at Udbina.'!® As General Ryan later explained, NATO com-
manders took the position that “We're not going to tie the
hands of the force—to have them shoot at us first before we go
after them. . . . So the issue was force protection versus the
political fallout of having collateral damage.”!° Admiral Smith
explained to General de Lapresle the need to attack certain
radar-guided weapon systems, stating, “We don't hit that,
[then] we don't fly.”!2° General Rose was opposed to the attack
on Udbina because of concerns it would lead to Serb reprisals
in nearby Bosnia; in the end, though, the decision on how to
advise the UN's political leaders rested with General de
Lapresle.2! As the UNPROFOR commander later recalled,

This, I must say, was a very difficult decision—to give the green light
for an air strike when you know you will have some CIVPOL, or some
UNMOs, or some civil affairs people who will be held [as] hostages. And
the first thing you have to do is give the go-ahead order, and then, sec-
ond, immediately [make] contact with the Serbs . . . in order to get
[back] those guys who are hostages. 12?

Despite his concerns, once General de Lapresle was convinced
preemptive supression of enemy air defenses [SEAD] attacks
were essential for protecting NATO airmen, he supported the
demands of the AFSOUTH commanders.}?% Ultimately, NATO
was allowed to execute a tactically sound attack, which
included preemptively launching high-speed, anti-radiation
missiles (HARM) at Serb air defense systems. !2+

On Monday, 21 November, 39 strike aircraft attacked the
runway and taxiways at Udbina, and Dutch, American, British,
and French aircraft took part in the raid.!25 The Serbs responded
predictably with fresh provocations in Bosnia and by taking
hostages in Croatia. Though publicly touted as a success,
behind the scenes some high-level political authorities in
Washington and Brussels were upset that NATO commanders—

177



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

104. The United Nations, The Blue Helmets: A Review of United Nations
Peace-keeping, 3d ed. (New York: United Nations Reproduction Section,
1996), 535.

105. Warnes, 41; and Ryan interview.

106. Ibid.

107. UN Security Council Resolution 958 (1994) (S/RES/958, 19
November 1994).

108. Admiral Smith, transcript of press conference, 21 November 1994;
and NAMILCOM, “Implementation of Council Decision on Subsequent Air
Attacks against an Identified Surface-to-Air Weapons System,” Message to
SHAPE, 230800Z NOV 94, File B4-2, BACS Collection.

109. Military Official U.

110. Ibid.; and Admiral Smith interview.

111. Military Official U.

112. Ibid.

113. “Jags Are Back,” 34; and Facts On File 1994, 874.

114. De Lapresle interview, 13 January 1998; and Rose, Fighting, 201.
Both UN generals indicated targeting decisions made on 20 November
caused the one-day slip. Any changes in targets at that point would have
necessitated replanning and possibly reconfiguring the ordnance loads on
the jets. The following discussion, however, is not based on the supposition
that the delay was for any reason other than the one given—high cloud cov-
erage over the target.

115. De Lapresle interview, 13 January 1998; and Admiral Smith inter-
view.

116. Admiral Smith interview.

117. De Lapresle interview, 13 January 1998.

118. Adm Leighton W. Smith, USN, “NATO Air Strike Against Udbina
Airfield,” transcript of news conference, Naples, 21 November 1994 (3:30
P.M.).

119. Ryan interview.

120. Admiral Smith interview.

121. De Lapresle interview, 13 January 1998; and Rose, Fighting,
200-203,

122. De Lapresle interview, 13 January 1998.

123. Adm Leighton W. Smith, USN, “NATO Air Strike Against Udbina
Airfield—Mission Assessment,” transcript of news conference, Naples, 22
November 1994 (5:00 P.M.); and Admiral Smith interview.

124, Ryan interview.

125. Admiral Smith, transcript of news conference, 22 November 1994.

126. NATO Official C; Gen George A. Joulwan, USA, Supreme Allied
Commander Europe, 22 October 1993-11 July 1997, interviewed by author,
11 February 1998, Washington, transcript of tape recording, author’s per-
sonal collection; and Admiral Smith interview.

127. NATO Official C.

128. Admiral Smith, transcript of news conference, 22 November 1994.

197



commander of NATO's Southern Region.
See Smith, Adm Leighton

Congress, 149, 222, 259, 266, 268, 306

Contact Group, 210, 212, 260, 270

Cot, Gen Jean M., 4, 8, 10, 12, 23, 68,
80-82, 87, 89-90, 93-96, 98-105,
107, 109-14, 120, 128-33, 143,
152-54, 299, 311, 314-15, 318

Croatian capital. See Zagreb

Croatian president. See Tudjman,
Franjo

Croat-Muslim Federation. See Federation

Crowe, Adm William, 42, 54

cruise missile, 289, 294-95

Dayton Peace Talks, 14, 284

Dead Eye, 2034, 223, 226, 255-56,
258, 262, 280-81, 289, 294-95, 305,
311, 321, 324

Deliberate Force, 6, 14, 24, 69, 87, 109,
111, 192, 196, 201, 203-4, 216, 223,
226-27, 230, 233-34, 239, 241-42,
256-58, 260, 262-64, 266-71,
273-75, 277-87, 289-99, 301-12,
315, 320-22, 324

Denmark, 108

Deny Flight, 1, 3, 8, 13-14, 16-17,
20-21, 24, 49, 57, 63, 69-70, 82,
85, 87, 94, 111, 125, 138, 150, 154,
156, 160-61, 165, 167-68, 181, 192,
198, 204, 212, 219, 228, 226-29,
232-33, 238, 242-43, 246, 267, 271,
275, 298, 302, 313, 321, 324-25

Desert Storm, 33, 53-54, 60, 207-8,
227, 235, 277

desired mean point of impact (DMP,
277, 304, 310

Donegan, Cmdr Kevin, USN, 156-58

downing, 23, 63-64, 129-30, 146, 153,
203, 217-25, 227, 230, 232, 245,
322. See also shoot down

dual-key, 130, 159-60, 172, 187-88,
190-91, 219, 229, 231, 245, 252,
261-62

Dutch defense minister. See Voorhoeve,
Joris

Dutch, 113, 163, 177, 216, 220, 227,
246-51, 254

EC. See European Community
Edmonds, Martin, 37, 53

enclave, 134, 138-40, 151, 173, 183,
248-50, 254, 280

ethnic cleansing, 246, 252, 258. See
also Srebrenica

EU. See European Union

European Community (EC), 25, 71, 73,
105, 317

European Union (EU), 3, 22, 71, 80,
99-101, 265

exclusion zones, 144, 146, 148, 169,
171, 173, 183, 185, 192, 210, 223,
227, 257. See also heavy weapons
exclusion zones

F-117, stealth fighter, 297, 310

F-16, 130, 135, 153, 196, 199, 201,
203, 217-19, 221, 223-24, 227, 238,
245, 265

F-18, F/A-18, 136

Falklands, 118, 126

Feaver, Peter, 21, 313

Federation, 260, 290, 293, 295, 297,
300-301, 309

Federation, Croat-Muslim, See Federation

Finer, Samuel, 29

force protection, 4, 37, 46, 50, 65, 68,
73, 92, 98, 105, 115-16, 124, 129,
147, 159-61, 163-65, 167, 169-73,
175, 177-81, 183-85, 187, 189, 191,
193, 195, 197, 199, 201, 231,
262-63, 269, 277, 279, 281-82, 293,
303, 313-14, 323-25

Fornesiero, Lt Gen, 111

France, 8-10, 17, 20, 23, 57-58, 62,
65-68, 74, 78, 81, 85, 107-8, 120,
123, 126, 129, 149-50, 154, 184,
208, 223, 252-53, 259, 270, 275,
311, 322

Frasure, Robert, 260

Freedman, Lawrence, 67, 237

French chief of defense staff. See
Lanaxde, Jacques

French president. See Mitterand, Francois

friendly fire, 199, 235

Gacek, Christopher, 39, 53

Galeb, 129-30

George, Alexander, 43, 55

German cargo aircraft. See C-160

Germany, 17, 60, 69, 81, 132, 150, 154,
192, 196, 212, 227, 233-34, 241, 259,
265, 267-68, 270, 302-4, 310

401



Judah, Tim, and Philip Webster. “France Threatens to Pull
Troops Out of Bosnia.” Times (London), 29 April 1993.

Judd, Alan. “One of the Good Guys.” Sunday Times (London),
15 November 1998.

Kaplan, Robert D. Balkan Ghosts: A Journey through History.
New York: St. Martin’s Press, 1993.

Kehoe, Lt Gen Nicholas B., USAF, assistant chief of staff,
Operations and Logistics, Supreme Headquarters Allied
Powers Europe, Mons, Belgium, July 1992-October 1994.
Interviewed by author, 18 November 1997, Brussels.
Transcript of tape recording. Author's personal collection.

Kemp, Kenneth W., and Charles Hudlin. “Civil Supremacy
over the Military: Its Nature and Limits.” Armed Forces
and Society 19, no. 1 (fall 1992).

Kent, Sarah A. “Writing the Yugoslav Wars: English-Language
Books on Bosnia (1992-1996) and the Challenges of
Analyzing Contemporary History.” American Historical
Review, October 1997.

Kinnard, Douglas. “Civil-Military Relations: The President and
the General.” Parameters 15, no. 2 (summer 1985).

Kissinger, Henry. Diplomacy. New York: Simon and Schuster,
1994,

Kiszely, John. “The British Army and Approaches to Warfare

Since 1945.” The Journal of Strategic Studies 19, no. 4
(December 1996).

Kitson, Frank. Low Intensity Operations: Subversion, Insurgency,
and Peacekeeping. Boston: Faber and Faber, 1971.
Kohn, Richard H. “Out of Control: The Crisis in Civil-Military
Relations.” The National Interest, no. 35 (spring 1994).
Komarow, Steve. “U.N. Pullback Gives NATO Jets Breathing
Room.” USA Today, 13 September 1995.

Kramers, Diederik. “Dutch Peacekeepers under Fire in the
Aftermath of Srebrenica.” Transition 1, no. 20 (3
November 1995).

Kramlinger, Maj George D., USAF. “Sustained Coercive Air
Presence (SCAP): Provide Comfort, Deny Flight and the

357



NATO AIR SUPPORT AND AIR STRIKES

to be personally certified by your unit commander to me.. .
we didn’t want anybody out there winging it.”!** It was a
tightly controlled operation.

On the UN side, air support was also tightly controlled, but
at such a high level that it was useless to UNPROFOR's com-
manders. Only Boutros Boutros-Ghali could approve an air
attack. According to General Briquemont, early exercises
designed to test the UN's command and control system
demonstrated that, “Between Cot and myself, no problem. It
was very rapid, very quick reaction.”!5> However, the UN com-
mander in Bosnia found that the approval process stalled once
it got above General Cot.

In the most favorable circumstances, before having the release
[approval for an attack], I needed four to six hours. And we had aircraft
in the sky permanently. And I said to General Cot: “But, it’s impossi-
ble. We have the aircraft above our heads, and I must wait six hours
to have the release to . . . engage one tank, or two tanks,”!5°

Concerned about the security of his troops, General
Briquemont urged General Cot to obtain the authority to
approve close air support missions; the UN commander in
Bosnia later recalled arguing, “I can’t have casualties. I have
not enough troops on the ground. I have so many aircraft in
the sky, and I cannot use the aircraft to defend my own
troops!”!87 But, General Cot needed no prompting; the two
senior UN commanders were of the same mind about air sup-
port.!5§ As General Cot later wrote,

The Secretary-General personally reserved for himself the decision for
each possible attack. Yet the delay in the process, between Zagreb and
New York and back, of around four hours, was totally incompatible
with the urgency of such missions. Furthermore, it appeared unac-
ceptable to me that someone could decide in New York what ought to
have been left solely to my authority: the security of my units (emphasis
added).159

General Cot’s petition went unanswered,!©° and Boutros-Ghali
did not delegate the authority to approve air support to
UNPROFOR's military commanders until 1995.16! Frustrated
at this lack of control, General Briquemont suggested that the
UN commanders would be justified in by-passing their politi-
cal authorities in order to save the lives of their troops:

95



RESPONSIBILITY OF COMMAND

One of the earliest treatments of airpower in Bosnia
appeared as a book chapter in Air Vice-Marshal Tony Mason’s
Air Power: A Centennial Appraisa!.** The air vice-marshal’s
description of the airpower debates a‘ the policy-making level
was informative, and he documented the debate in Britain
particularly well. At the time of the book’s writing though,
NATO and the UN had used airpower primarily to enforce the
no-fly zone over Bosnia, and NATO attempts to affect the fight-
ing on the ground were just beginning. Mason's later contri-
butions on the use of airpower over Bosnia have been mostly
theoretical—extracting the broader Jessons about using air-
power in peace-support operations.*' Therefore, while Mason
identified and discussed issues such as proportionality,
impartiality, and consent—which lay at the heart of the air-
power disputes—he did so in an attempt to generalize from the
experiences of Bosnia, rather than to document the actions of
the theater-level commanders.

Tim Ripley, a journalist and photographer who covered mil-
itary operations in the former Yugoslavia, purveyed a solid
overview of Deny Flight in his book, Air War Bosnia.®° The book
supplemented Ripley’s many magazine articles,5! providing a
wealth of detailed information about air operations during
Deny Flight.”

Col Robert Owen headed a team of researchers to produce
the “Balkans Air Campaign Study” (BACS) sponsored by Air
University, the center for professiona! military education in
the US Air Force. The BACS report is the most comprehensive
work on the planning and execution of Operation Deliberate
Force—the brief NATO bombing campaign in late August and
September of 1995. Though the study deals primarily with
Deliberate Force, which was technically a part of Deny Flight,
it also reveals many previously unpublished aspects of Deny
Flight stretching back to 1993. The message of the report is
that airpower played a significant role in coercing the Bosnian
Serbs to comply with UN and NATO demands, thus ending the
three and one-half-year siege of Sarajevo and paving the way
for the Dayton peace talks. Because the study was directed by
and for the US Air Force, its strengths are its practical focus
and its wealth of information from American sources. These

14



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

147. Ryan interview; and Chambers interview.

148. Ryan interview; Admiral Smith interview; and Senate, “Briefing on
F-16 Shootdown,” 32-33 and 52.

149. A variety of radar types is used in most radar-guided SAM systems.
The different radar types perform different functions, such as early warning,
surveillance, target acquisition, and target tracking. Once a target tracking
radar is locked onto an aircraft and the aircraft is in range of the missile site,
the missile crew can shoot at the aircraft.

150. Vice Adm Norman W. Ray, USN, deputy chairman of NATO's
Military Committee, July 1992-December 1995, interviewed by author, 19
November 1997, Brussels, transcript of tape recording, author's personal
collection.

151. Admiral Smith interview; Zoerb interview, 29 April 1997.

152. Ryan interview; and Zoerb interview, 29 April 1997.

153. NAMILCOM, “Implementation of Council Decision,” Message to
SHAPE, 230800Z NOV 94.

154. Warnes, 42.

155. NATO, Press Release (94)111, 23 November 1994; and NATO, Press
Release (94)112, 23 November 1994.

156. Warnes, 42; and Facts On File 1994, 889.

157. Sawyer interview.

158. Military Official U.

159. NATO Press Release (94)114, 24 November 1994.

160. Ibid.

161. S/1994/555, 9 May 1994, par. 10; and Report of the Secretary-

General Pursuant to Resolution 987 (1995) (S/1995/444, 30 May 1995), pars.
49 and 50.

162. Facts On File 1994, 889.

163. De Lapresle interview, 8 September 1998; and Maj Gen Eldon W.
Joersz, USAF, message to CINCSOUTH (Adm Leighton W. Smith, USN) and
COMAIRSOUTH (Gen Michael E. Ryan, USAF), 25 November 1994, File B4-
2, BACS Collection.

164. Joersz, message to CINCSOUTH. General de Lapresle later con-
firmed this was an accurate reading of his position. De Lapresle interview, 8
September 1998.

165. Rose interview by author; and Sawyer interview. In his memoir,
General Rose placed this event on 24 rather than 25 November. He also
implied the claim he made about his forces being under fire may have been
a ruse to get NATO aircraft to the area when General Ryan might otherwise
have balked at Rose's request for planes. Rose, Fighting, 209.

166. Sawyer interview.

167. Zoerb interview, 27 May 1998. This type of CAS is known as “pro-
cedural control,” and it is inherently riskier, in terms of collateral damage
and danger of friendly fire, than close control CAS, because the forward air
controller cannot see the targets, the aircraft, or the friendly forces that

199



NATO AIR SUPPORT AND AIR STRIKES

Security Council be prepared to authorize military action in
order to meet this objective?” In the weeks following the pas-
sage of Resolution 836, comments by the UN representatives
from the US and the UK would make clear that nothing had
changed in their nations’ stances toward the use of airpower
in Bosnia.* Indeed, immediately after the vote on 836,
Madeleine Albright told the council, “The United States voted
for this resolution with no illusions. It is an intermediate
step—no more, no less.”> And, in an allusion to the Clinton
administration’s lift and strike policy, she added that the
Security Council had agreed to “keep open options for new and
tougher measures. . . . My government's view of what those
tougher measures should be has not changed.”6

Resolution 836 represented a wobbly step toward peace
enforcement. Adopted under Chapter VII of the UN Charter, it
was designed “to ensure full respect for the safe areas referred
to in Resolution 824.7 Until that time UNPROFOR had only
been mandated to use force to guarantee the delivery of
humanitarian aid in Bosnia.® In paragraph 5 of Resolution
836, the Security Council charged UNPROFOR with four tasks
which, depending on interpretation, might have required
UNPROFOR to use force other than in self-defense. They were
(1) “deter attacks against safe areas”; (2) “promote the with-
drawal of military or paramilitary units other than those of the
Government of the Republic of Bosnia and Herzegovina;” (3)
“occupy some key points on the ground”; and (4) participate
“in the delivery of humanitarian relief” (emphasis added).°
The first three of these four tasks were new.!° To discharge these
new responsibilities, the resolution authorized UNPROFOR to
use force, and it allowed UN member states to use airpower in
support of UNPROFOR."! But these authorizations were half-
hearted and unclear.

In long, convoluted sentences, Resolution 836 spun a web of
connections and conditions that would confound those military
officers whose duty it would be to implement it. While the
Security Council clearly decided to vest UNPROFOR with added
responsibility for protecting the safe areas, it simultaneously—
though less clearly—made it difficult for the force to fulfill
that responsibility. In paragraph 9, the resolution authorized

75



Rose, Lt Gen Sir Michael, British army, Sarajevo. TLS (photo-
copy), to Gen Ratko Mladic, Han Pijesak, with a copy to
Dr. Karadzic, 18 September 1994. BACS Collection.

. Sarajevo. Letter to the editor of the Times (London), 1
November 1994, published in Times (London), 2
November 1994.

. Sarajevo. Letter to Gen Ratko Mladic, Han Pijesak, 30
September 1994, published in Times (London), 2
November 1994.

. “Bosnia Herzegovina 1994—NATO Support for UN
Wider Peacekeeping Operations.” NATO’s Sixteen Nations
39, no. 3/4 (1994).

. “The Rubicon Crossed: Developments in Peacekeeping

at the End of the Twentieth Century.” The 1997 Kermit
Roosevelt Lecture. London, May 1997.

. “A Year In Bosnia: What Has Been Achieved.” RUSI
Journal 140, no. 3 (June 1995).

. “A Year in Bosnia: What Was Achieved.” Studies in
Conflict and Terrorism 19, no. 3 (July-September 1996).

, retired. “How Soon Could Our Army Lose a War?” Daily
Telegraph (London), 16 December 1997.

- “Among the Mad Dogs of War.” Sunday Times
(London), 15 November 1998.

——.. Fighting For Peace: Bosnia 1994, London: The Harvill
Press, 1998.

——. “Lies, Lies, Lies.” Sunday Times (London), 8 November
1998.

———. “My Private War.” Sunday Times (London), 1 November
1998.

- Interviewed by makers of the television series
Yugoslavia: Death of a Nation, c. 1995, transcript of filmed
interview. “Death of Yugoslavia” Collection, Box 18, File 4
(R-Z), 1, Liddell Hart Archives, King’s College, University
of London.

» retired. Commander, Bosnia-Herzegovina Command,
January 1994—January 1995. Interviewed by author, 10

373



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

relative safety of the airspace over the Adriatic.1”9 The move
made the patrols safer, but virtually ineffective. When NATO
aircraft returned to the skies over Bosnia on 5 December, they
were well escorted by SEAD aircraft.!®° In an effort to win the
release of UNPROFOR hostages and ease Bosnian Serb con-
cerns about NATO airpower, the UNPROFOR commander
broached the subject of reducing NATO air operations over
Bosnia with his NATO counterpart, CINCSOUTH.!®! Admiral
Smith responded to the request by acknowledging his contin-
ued support for the UN, but emphasized repeatedly that, even
if he were inclined to reduce NATO air activity, it would require
a political decision that he was not empowered to take on his
own.'®? On 8 December, the day of Admiral Smith’s reply, the
NAC agreed to change the rules of engagement for SEAD by
authorizing it as a stand-alone mission (i.e., no longer limited
to the support of CAS or air strike missions); this further cod-
ified the council's decision on retrospective SEAD from 23
November. !®° Two days later, UNPROFOR secured the release
of the remaining hostages taken during the week following the
Udbina air strike.!*4 That same day, 10 December, in a letter to
the Bosnian Serb president, Dr. Karadzic, Mr. Akashi explained
that NATO operated only in support of the UN mission and
that the alliance had four “primary missions in the airspace
over Bosnia”: no-fly zone enforcement, CAS for UNPROFOR,
enforcement of the heavy weapons exclusion zones around the
safe areas, and deterrence of armed attacks against the safe
areas.'®5 Mr. Akashi tried to assuage Serb fears of NATO air-
power by stating,

Except for self-defense, NATO aircraft will not conduct air-to-ground
operations without advance authorization from the Special
Representative of the Secretary-General. NATO will not use force
except in pursuit of these missions, or in self-defense when aircraft are
directly threatened by antiaircraft fire, surface-to-air missiles, locking
on of antiaircraft weapon tracking radars, or attack by aircraft. No
automatic firing of missiles will occur. If the armed forces in conflict
respect the terms of Security Council resolutions and the North
Atlantic Council decisions of 9 February 1994 and 22 April 1994, do
not attack UNPROFOR, and do not threaten NATO aircraft, they will
have nothing to fear from NATO.18°

185



BACKGROUND ON THE USE OF AIRPOWER IN BOSNIA

ity, Gen Joseph W. Ashy, USAF, interviewed by Lt Col Rob Owen, 29 April
1996, unclassified version redacted by the Air Force Historical Research
Agency for the Director of History at Air Force Space Command, October
1997, Peterson AFB, Colo.

29. United Nations Security Council Resolution (UNSCR) 781, 9 October
1992; and Facts On File Yearbook 1992 (USA: Facts on File, Inc., 1993), 761
and 988.

30. Ashy interview.

31. Ibid.

32. Lushbaugh interview.

33. Chambers interview.

34. Ibid.

35. Lushbaugh interview; and Gen Joseph W. Ashy, USAF, interviewed by
author, Fairfax, Va., 3 July 1998, author's notes, author's personal collection.

36. Chambers interview; Lushbaugh interview; and Ashy interview by
author.

37. Chambers interview.

38. Daniel Bethlehem and Marc Weller, eds., “The Yugoslav Crisis in
International Law,” General Issues Part 1, Cambridge International
Documents Series, vol. 5 (Cambridge, Mass.: Cambridge University Press,
1997), 45; and Jan Willem Honig and Norbert Both, Srebrenica: Record ofa
War Crime (London: Penguin Books, 1996), 89.

39. Honig and Both, 89; and Bethlehem and Weller, 32 and 45.

40. UNSCR 816, 31 March 1993, par. 4.

41. Ibid.

42. Ibid.

43, Dr. Thomas S. Snyder and Dr. Daniel F. Harrington, USAFE Office of
History, USAFE Historical Highlights, 1942-1997: Fifty-fifth Anniversary
Edition (Ramstein Air Base, Germany: Headquarters USAFE, 1997), 159.

44, Lushbaugh interview.

45. Chambers interview.

46. Lushbaugh interview; and Ashy, interview by Colonel Owen. Note:
General Rossetti took over command of 5ATAF on 7 April 1993, replacing Lt
Gen Giuseppe Degli Innocenti.

47. Ashy interview by Colonel Owen; Chambers interview: and
Lushbaugh interview.

48. Ashy interview by Colonel Owen; Chambers interview: and
Lushbaugh interview. Under Operation Provide Promise, the US began air-
dropping food in Bosnia in March 1993, shortly after the Clinton adminis-
tration took office.

49. Col Robert Owen, Deliberate Force: A Case Study in Effective Air
Campaigning (Maxwell AFB, Ala.: Air University Press, 2000), 381.

50. North Atlantic Treaty Organization Airborne Early Warning Force,
Operation Deny Flight: A History (U), February 1997, n.p., 17-page unit his-
tory, History Office, NATO CAOC, Vicenza, Italy, 9.

51. Chambers interview.

69



their foothold on Europe, Miller was tapped to lead a squad of
soldiers on a seemingly impossible mission to find and retrieve
a private whose three brothers had been killed in combat. In
one poignant scene, at the end of a long, grueling day Captain
Miller sits with a sergeant in a dark, shattered building. The
two laughingly reminisce about a particularly amusing young
soldier who had served with them months earlier during com-
bat in Italy. Suddenly, Miller turns somber. Reflecting on a sol-
dier who died in the Italian campaign, Miller explains to the
sergeant: “Ya see, when you end up killing one of your men,
you tell yourself it happened so you could save the lives of two
or three or 10 others. Maybe a hundred. . . . And that’s how
simple it is. That's how you rationalize making the choice
between mission and men.” The audience is left knowing that
the captain is not entirely satisfied with his rationale, but it
worked. It justified the deaths of the captain's forces.

Imagine, then, the difficulty of rationalizing the loss of one’s
forces in military actions where nothing is accomplished, where
no vital interest is at stake, or where the cause is ambiguous. To
many observers, that was the situation in Bosnia in the mid-
1990s. It was difficult to explain how events in the Balkans
related to the national interests of the United States, Britain,
France, Canada, or any of the other nations involved in the effort
to remedy the humanitarian disaster that accompanied the
breakup of Yugoslavia. The use of force seemed to serve little
purpose, and outside observers who spent time in Bosnia
reported atrocities by all three warring factions: Bosnian Mus-
lims, Bosnian Croats, and Bosnian Serbs. That moral ambi-
guity and the lack of a compelling national interest translated
into an intolerance for costs, a mental attitude that character-
ized the policies of Western nations as they intervened in
Bosnia. Of course, commanders sent to the region were informed
by political leaders back home that costs, such as collateral
damage, spent resources, and most importantly, friendly casual-
ties, were to be avoided.

And so the situation festered unhappily through 1992, 1993,
and 1994. An inadequate force of peacekeepers led by European
nations did what they could to dampen the fighting. Meanwhile,
to protect the Bosnian Muslims, the United States threatened

xiv



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

In contrast to AFSOUTH’s unhappy tolerance for UN con-
trols over enforcement measures relating to the safe areas,
Admiral Smith and General Ryan refused to accept the dual-
key factors that might endanger NATO airmen. Though the
NATO commanders succeeded in winning support to end the
UNPROFOR practice of issuing warnings before air strikes,
their victory had little effect because Generals Rose and de
Lapresle never asked for, or approved, another air strike
‘related to the safe areas. When the dual key prevented effec-
tive self-defense of airmen flying over Bosnia, the NATO com-
manders’ tolerance for the dual key ended. Unlike the respon-
sibility to deter attacks on the safe areas, which was supposed
to be shared by the UN and NATO, responsibility for the no-fly
zone belonged exclusively to the commanders in AFSOUTH.
Furthermore, only NATO airmen were endangered by the lack
of effective SEAD. From the perspective of the army generals
serving with the UN, SEAD strikes created the same adverse
consequences as air strikes for safe area enforcement; they
therefore blocked NATO's retrospective SEAD attacks. This
deprived General Ryan and Admiral Smith of the ability to
balance their responsibilities for force protection and mission
accomplishment in an area where they alone were account-
able. The dual key was not intended to interfere with NATO
airmen’s right of self-defense or with the enforcement of the
no-fly zone. But that is what it did. The conflict engendered by
the dual key has generally been misplaced. It was not inher-
ently a bad thing as many NATO airmen came to believe. It
was a necessary tool designed to help the supported com-
manders in the UN control risks to their forces on the ground.
The dual key was merely symptomatic of the real problem,
which was political disunity over the best approach to inter-
vention in Bosnia. This situation in turn gave birth to two
command chains with different missions and forces with dif-
ferent vulnerabilities.

Notes

1, For the United Nations's perspective, see Hans-Christian Hagman,
“UN-NATO Peacekeeping 1992-1995” (PhD diss., King’s College, University

191



MILITARY INFLUENCE ON THE USE OF AIRPOWER

Political Constraints on Airpower:
Targeting and Rules of Engagement

We turn now from the broader issues of whether and how
force is used to the means of constraining military autonomy
in the use of a particular form of military force—airpower. For
the purposes of this study, “airpower” is defined as that com-
ponent of military power derived from aerospace vehicles
capable of sustained and controlled flight. More specifically,
this study is concerned with the use, or threatened use, of
conventional force,” rather than with the variety of military
services or support functions that airpower can perform.”!
Constraints on the use of force can take many forms, and they
have been a common feature in limited wars and military oper-
ations other than war since World War II. For NATO member
states, all uses of military force since 1945 have been limited
in the sense of the term offered by Robert Osgood—that is,
limited in the means employed and the objectives pursued.7?
According to Christopher Gacek, the difficulty in reconciling
military means with limited political ends stems from the
nature of military force itself. Drawing heavily from
Clausewitz, Gacek describes the “logic of force” as that “pow-
erful tendency of war to reach for higher levels of violence.”73
Political constraints on the use of force serve the “logic of pol-
icy,” which seeks “to subordinate all means including force to
its own purposes.”’* The primacy of policy operates regardless
of the impact on the means that serve it—that is, regardless of
the effect it might have on the military.’5 In contrast to Gacek’s
view, Bernard Brodie and other observers have ascribed the
escalatory nature of conflict to the professional military's
unmitigated urge to “win at any cost.””° Unsurprisingly, those
observers valued tight political controls over military auton-
omy.” The degree to which American political authorities have
sought to control military force and inhibit operational auton-
omy has varied greatly from the hands-on techniques
employed during the Vietnam War to the relatively hands-off
approach adopted during the Gulf War.”® However, in all con-
flicts, the political controls on airpower have generally come in
three forms: direct control over targeting, bombing pauses,
and rules of engagement (ROE).”9

39



CONCLUSIONS,

what degree expertise and command responsibility motivated
commanders. UN commanders provided plenty of testimonial
evidence that their actions were guided by their concerns for
the safety of their forces and the need to sustain the UN mis-
sion in Bosnia. While that is a strong indicator in and of itself,
it cannot be counted as sufficient evidence.? To better gauge
their motivations, it is necessary to look at their actions, espe-
cially when expertise and responsibility pushed commanders
in directions that cannot be explained well by other factors.

General Briquemont warrants special attention because
national political pressures were not a strong factor for him.
Furthermore, political instigation from the EC directed
Briquemont toward more aggressive measures, which he
resisted. Briquemont took command shortly after creation of
the safe areas when UN leaders still expected to get the 7,600
reinforcements promised under the light option. Moreover, he
was not of the UN peacekeeping culture, and he was not
imbued with doctrinal ideas about peacekeeping. His failure to
see the coercive value in the threat of NATO air strikes was
consistent with a soldier's view of airpower. Interestingly,
Briquemont sought more infantry from the Danish ministry of
defense instead of tanks the Danes were planning to send to
Bosnia. This suggests that aside from differences between sol-
diers and airmen, soldiers from different army branches pre-
fer different weapon systems according to the soldiers’ back-
grounds. General Briquemont threatened to quit over air
strikes, but not because they were inconsistent with UNSCR
836; he accepted that the ambiguities in the resolution
allowed for such action. He threatened to quit because he con-
sidered himself the commander in Bosnia, and he demanded
control over operations in his area of responsibility—especially
when they might put his forces at risk. When General
Briquemont ultimately did quit, it was because he was pushed
to take greater risks and responsibilities by unaccountable
officials without being given the resources to fulfill additional
tasks being thrust upon him. Thus, for General Briquemont,
expertise as a soldier and the responsibility inherent in com-
mand weighed heavily in his decisions and actions.

317



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

184. Ibid.; Rose interview by author; Ashy interview by author; and
Zoerb interview.

185. De Lapresle interview; and Rose interview by author.

186. De Lapresle interview.

187. David Owen, CD-ROM reference 177, “UN-NATO disagreement over
the use of air power.” According to General de Lapresle, Akashi signed the
report from Zagreb on which the secretary-general’s report was based.
However, Mr. Akashi came to Zagreb unschooled in the workings of air-
power, and de Lapresle had mentored him. Moreover, they had spent a lot of
time together during the Gorazde crisis. Gen Bertrand de Lapresle,
UNPROFOR force commander, 15 March 1994-February 1995, interviewed
by author, 8 September 1998, Paris, transcript of tape recording, author’s
personal collection.

188. Report of the Secretary-General Pursuant to Resolution 844 (1993)
(S/1994/555, 9 May 1994).

189. S/1994/555, pars. 13 and 16.

190. Ibid., par. 17.

191. Ibid., par. 29.

192. Ibid., par. 32.

193. Ibid., pars. 13 and 24.

194. Ibid., pars. 16, 17, and 24.

195. See for instance, Report of the Secretary-General Pursuant to
Security Council Resolution 836 (1993) (S/25939, 14 June 1993).

196. De Lapresle interview, 8 September 1998.

197. S/1994/1389, 1 December 1994.

198. Joulwan interview, 11 February 1998; and Rose, Fighting, 127-28.

199. Ibid., and Rose, Fighting, 125-27. In General Rose’s account the
weapons were five old artillery pieces barely 100 meters inside the exclusion
zone, and that their range probably precluded them from threatening
Sarajevo.

200. Joulwan interview, 11 February 1998; and Rose, Fighting, 128.

201. Joulwan interview, 11 February 1998.

202. Ibid.

203. Rose interview by author.

204. Rose, Fighting, 126. Since there were soldiers from NATO nations in
UNPROFOR, I take General Rose’s use of “NATO” to mean more specifically
the United States.

205. Military Officials X and Z.

206. Rose, Fighting, 125-26.

207. Smith interview; and Donegan interview.

208. Smith interview; Chambers interview; Zoerb interview; and Wald
interview.

209. Smith interview; and Chambers interview.

210. Lowell Boyd interview.

211. Chambers interview.

212. Chambers interview; Smith interview; and Wald interview.

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DELIBERATE FORCE

ported element of the UN-NATO team. For Deliberate Force
bombing operations, Smith’s forces were at risk, not Janvier’s.
Furthermore, Admiral Smith, not the UN commander, was
responsible for mission accomplishment. In pressuring
Janvier, Admiral Smith invoked these two principal command
responsibilities—force protection and mission accomplish-
ment. As the commander accountable for the forces at risk
and the outcome of the operation, Admiral Smith expected and
even demanded support from Janvier—much as previous UN
commanders had demanded support from Admiral Smith.
General Janvier’s reluctance to authorize strikes against
targets labeled as barracks was emblematic of a lack of under-
standing about airpower and targets that persisted well after
Deliberate Force.”° The concept denoted by the term target had
changed with the advent of precision-guided munitions (PGM),
but the military vernacular had failed to keep up with this
technological change. Poor bombing accuracies in the Second
World War drove allied air forces to conduct area bombing—
even when theory and doctrine called for precision bombing.°°
By Desert Storm, some NATO air forces had the capability to
strike precisely at individual targets, such as buildings, com-
munications towers, and aircraft shelters. A large number of
such targets might be concentrated at one site, an airfield for
example; yet target libraries continued to refer to these sites,
or target complexes, as single targets.5! Planners at an opera-
tional headquarters were apt to use the term target to denote
the entire site, while a pilot flying a mission might use the
word target to describe the individual object to hit at the site.
With PGMs it became increasingly important to distinguish
between the two types of targets, but there was no official ter-
minology for doing so.5? For those whose business it was to
plan and execute air attacks, the term aim point or DMPI
(desired mean point of impact—pronounced dimp-ed was
used to differentiate the individual target from the larger tar-
get complex. As an air campaign, Deliberate Force was unique
in that the majority of bombs dropped were PGMs.®? After the
Pale air strikes and the many briefings General Janvier had
received on NATO air plans, Admiral Smith incorrectly
assumed the UN commander understood the distinction

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RESPONSIBILITY OF COMMAND

concept of operations for adding close air support to Operation
Deny Flight.°! Under the direction of Colonel Lushbaugh, the
CAOC staff quickly produced this concept of operations, and
General Chambers and Admiral Boorda took it to Zagreb for
UN coordination.®? However, while NATO forged ahead with
plans to implement close air support procedures under
Change-1 to its Deny Flight plan, OPLAN 40101,53 UNPROFOR
did nothing to capitalize on its access to NATO airpower prior
to General Cot’s arrival in July.54 When he showed up in
Zagreb, General Cot’s official link to NATO air operations was
through a NATO lieutenant colonel who had been dispatched
to Zagreb to help coordinate activities for the no-fly zone.®> Cot
quickly made arrangements to have a French-speaking gen-
eral officer from the UK's Royal Air Force who had experience
in air-to-ground operations assigned to his headquarters to
head up a NATO liaison team.5&

Adding air support to the mission in Bosnia also led NATO
political authorities to give some clear guidance to the military on
how to interpret the Security Council resolutions. Though NATO
had agreed in general terms to provide air support in June, it
was not until mid-July that the North Atlantic Council (NAC),
NATO's highest political deliberative body, specifically offered the
UN secretary-general aircraft for the new mission.5? NATO
ambassadors decided to limit the use of air support to the pro-
tection of UNPROFOR; it was not to be used for the wider mis-
sion of protecting the safe areas.5* Furthermore, although the
two resolutions authorizing airpower (836 and 844) stated that it
could be used “in and around the safe areas,” NATO ambassa-
dors decided close air support would be made available to
UNPROFOR throughout Bosnia.®° These two NATO interpreta-
tions of the Security Council resolutions reflected the French,
but more so the British, desires to both avoid escalation and to
protect their troops in Bosnia. Unlike the French, who were
deployed mainly in and around the safe areas of Bihac and
Sarajevo, British soldiers were spread out across central Bosnia,
where there were no safe areas. Furthermore, a Bosnian Serb
commander had already threatened the British that if NATO jets
attacked the Serbs, then the Serbs would target British troops.®!
Through their interpretations, NATO's political authorities were

82



DELIBERATE FORCE

field, he would have initiated a dynamic that would have been
difficult to control. As one senior NATO staff officer put it, “Lord
knows that once you kill somebody over there, it becomes a
family . . . vendetta, or religious thing, or whatever; and it’s
hard to stop the cycle.”°! AFSOUTH commanders knew that if
Deliberate Force succeeded and a peace agreement followed,
then NATO forces would be put on the ground in Bosnia to
implement the agreement—and they would be responsible for
commanding that force. In all likelihood, the commanders did
not want to poison the post-Deliberate Force environment by
giving the Bosnian Serbs cause for revenge. Thus, political and
practical reasons militated against targeting BSA soldiers.

The Bombing Pause

Negotiations for a comprehensive settlement in the former
Yugoslavia were ostensibly separate from the air strikes,
which were conducted for the much narrower purpose of alle-
viating the Bosnian Serb threat to safe areas. Although
General Ryan and Richard Holbrooke maintained an arms-
length relationship and denied any connection between the
negotiations and Deliberate Force, the two processes became
linked on the second day of the campaign.®? At Milosevic’s
instigation, through Paris and the UN—and with Holbrooke’s
support through Washington—General Janvier was invited to
meet with General Mladic to discuss a halt to the bombing.°%
Janvier asked for a 24-hour hold on air strikes, and Admiral
Smith consented. Late evening on 31 August, the CAOC staff
was notified to withhold all attacks after 4:00 a.m. the follow-
ing morning—about 50 hours after the campaign had started.

On 1 September, Generals Janvier and Mladic met in the
border town of Zvornik,®° and Janvier sought to gain Mladic’s
signature on a document pledging compliance with UN and
NATO demands.° The initial 24-hour pause was overcome by
events as the meeting between the two commanders stretched
toward the 14-hour mark. At the end of the meeting, Mladic
brought Janvier a letter promising a Bosnian Serb cease-fire
and a withdrawal from the Sarajevo exclusion zone so long as
NATO and Bosnian government forces fulfilled certain Serb
conditions.®” Janvier refused to sign Mladic’s letter but left for

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COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

use of airpower would create unacceptable risks to UN per-
sonnel on the ground.®° Furthermore, he questioned whether
the defense ministers really intended to make the use of NATO
airpower a higher priority than the security of United Nations
ground forces.*! Implicit in the record of the discussions was
the question of whether a few activist NATO states ought to be
recommending policies that might jeopardize the safety of
peacekeepers from over 30 troop-contributing countries.®? The
force commander believed a more forceful approach in Bosnia
would require a redeployment of UN peacekeepers that would,
in turn, change the nature of the tasks UNPROFOR could
accomplish.®? The message from the discussions was clear—
unless UNPROFOR were given a new mandate by the Security
Council, it would not support the proposals for stiffer enforce-
ment action.

In talks with Secretary Perry at Split in early October,
UNPROFOR leaders described the vulnerabilities of their
forces, their inability to enforce the exclusion zones, and the
importance of their humanitarian and peacekeeping mis-
sion. UN leaders explained that as a consequence of
UNPROFOR’s situation they could not afford to have NATO
doing the enforcing either.5 General Rose averred, “Any force
used had to be within the UN rules of engagement.”®° Since
the UN rules stipulated force could only be used in self-
defense, General Rose's claim virtually ruled out any use of air
strikes to enforce the exclusion zones.8? UNPROFOR leaders
did not want NATO air strikes, and they did not want to loosen
their control over them.

With support from high officials in the UN’s department of
peacekeeping, General de Lapresle managed to retain control
over air strikes. Following the meeting in Split, NATO and UN
officials conducted talks in New York about implementing new
procedures that would end warnings of impending strikes and
give NATO a stronger voice in selecting targets.°° Formal adop-
tion of these suggestions first raised at Seville was announced
in a late-October joint UN-NATO press statement which read,
in part,

While general warning may be given to an offending party, tactical

warning of impending air strikes, in principle, will not. Under normal

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RESPONSIBILITY OF COMMAND

Bosnia-Herzegovina.” For the remainder of this study, Colonel Zoerb's tar-
geting scheme is referred to as the Deliberate Force plan, but it was not an
official NATO plan akin to OPLAN 40101, “Deny Flight.” To the author's
knowledge, there was never an official US plan called Deliberate Force either.
According to the Balkans Air Campaign Study, Colonel Zoerb's planning
“existed in the form of briefing slides and memos only, and was the immedi-
ate precursor to DELIBERATE FORCE.” Owen, Deliberate Force, 98-102.

189. Ryan interview; and Admiral Smith interview.

190. Ryan interview.

191. Air Campaign Targeting Briefing, AIRSOUTH, Naples, Italy, 2 June
1995, cited in Owen, Deliberate Force, 285.

192. Zoerb interview, 30 April 1997.

193. Owen, Deliberate Force, 103-5, 285-88.

194. Hornburg interview by Reagan and Thompson; and Owen,
Deliberate Force, 98.

195. The concept of operations for what later became Deliberate Force
had been briefed to General Joulwan during the winter of 1994-1995.
However, the plan itself was still being refined when O'Grady was shot down.
Since Deliberate Force seems to have been the basis of General
Shalikashvili’s proposal when he met in London with the British and French
chiefs of defense staff on 16 July, the author concludes that General Ryan
most likely briefed the plan to the US national security advisor in June, or
early July at the latest.

196. Col David V. Nicholls, Royal Marines, “Bosnia: UN and NATO,” RUSI
Journal 141, no. 1 (February 1996): 34; and idem, interviewed by author, 9
January 1998, Exmouth, England, tape recording, author's personal collection.

197. Senate, Briefing on Shootdown, 37-38.

198. Ibid.; Hagman, 156-57; Beale, 33-34; and Steve Watkins, “Does
Deny Flight Still Work?” Air Force Times, 24 July 1995, 3.

199. Blue Helmets, 557.

200. Senate, Briefing on Shootdown, 48-49; Hagman, 156-57; Watkins;
and Tim Ripley, “Silence of the SAMS,” Aircraft Mlustrated 28, no. 1
(November 1995): 38.

201. Air Chief Marshal Sir William Wratten, RAF, commander RAF Strike
Command, September 1994—July 1997, telephone interview by author, 18
May 1998, London, author’s notes, author's personal collection.

202. Stacy Sullivan, Michael Evans, and Eve-Ann Prentice, “NATO Scales
Down ‘No-Fly’ Operation Despite Serb Threat,” Times (London), 21 June
1995, 13.

203. Rick Atkinson, “Germans Vote to Send Planes and Troops,”
International Herald Tribune, 1 July 1995, 1.

204. Admiral Smith interview; and Tim Butcher, “NATO Request for
Bosnia Air Strike,” Daily Telegraph (London), 22 June 1995, 11.

205. Admiral Smith interview.

206. Ibid.

207. Ibid.

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RESPONSIBILITY OF COMMAND

senior NATO and UN commanders had been warning since the
spring of 1993.54 First, the number of Bosnian Serb soldiers
attacking Srebrenica was at most a few thousand, and their
heavy weapons—hidden around the enclave—made difficult
targets for air strikes.5> Even when they were massed for an
attack, the Bosnian Serb forces were hard to find and hit from
the air, as the problems with CAS on 11 July demonstrated.
Second, the BSA had an SA-6 surface-to-air missile battery in
eastern Bosnia, so NATO aircrews could safely go to
Srebrenica only with SEAD escort.°* That translated into lim-
ited periods of air support by large packages of aircraft. Since
the Bosnian Serbs were able to monitor NATO air operations,
they could adjust the timing of their ground operations as nec-
essary and take cover whenever NATO aircraft approached.
Third, Dutch peacekeepers and citizens of Srebrenica were vir-
tual hostages from the outset. By the afternoon of 9 July,
hours before the first request for airpower reached UN leaders
in Zagreb, the Bosnian Serbs held 20 Dutch soldiers whom
they later threatened to kill when NATO started dropping
bombs. In summary, there was not much for NATO to bomb,
the conditions for bombing were poor, and the Serbs could and
did turn off the bombing by threatening to make things worse.
Though airpower could have been used sooner and perhaps
more effectively at Srebrenica, it would have been most unlikely
to stop the Bosnian Serbs from taking the enclave. Problems
with airpower and the fall of Srebrenica lay not with the slow-
ness of decisions or any failure in the execution of air support
but in the unrealistic expectation that airpower could defend
the enclave.

The attention and blame General Janvier has received since
the fall of Srebrenica highlight the accountability that accom-
panies command. Honig and Both noted that Janvier was in a
no-win situation, recognized it, and tried to raise the alarm.%”
So Janvier was not guilty of failing to see the danger at
Srebrenica. But rather than credit Janvier with foresight,
David Rohde concluded,

Whether Janvier was cynical or misguided, he is more responsible
than any other individual for the fall of Srebrenica. The restrictions on
the use of airpower that he actively endorsed and his decision not to

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RESPONSIBILITY OF COMMAND

151. Silber and Little, 329.

152. Ibid.; BBC and Discover Channel, Episode 5; and Rose, Fighting,
111-13.

153. Facts On File 1994, 269; and Rose, Fighting, 112.

154. Gow, Triumph, 150-51.

155, AFSOUTH, “Operation Deny Flight Fact Sheet,” 5 October 1995;
Ripley, 23; and Tim Ripley, Air War Bosnia: UN and NATO Airpower (Osceola,
Wisc.: Motorbooks International, 1996), 70 and 79.

156. Ripley, “Blue Sword,” 23; and Zoerb interview.

157. Ripley, “Blue Sword,” 23.

158. Cmdr Kevin M. Donegan, USN, interviewed by author, 29 April
1998, London, printout of E-mail, author's personal collection.

159. Ripley, Air War Bosnia, 70; and “Blue Sword,” 23.

160. Silber and Little, 330; and David Owen, Balkan Odyssey, CD-ROM
version 1.1, reference 177.

161. David Owen, Balkan Odyssey, CD-ROM version 1.1, reference 177.

162. Ripley, “Blue Sword,” 23; and Silber and Little, 331.

163. Annex to Letter from the Secretary-General to the President of the
Security Council, 18 April 1994 (S/1994/466, 19 April 1994).

164, Facts On File 1994, 269-70.

165. Ibid.

166. Ibid., 270 and 293.

167. NATO, Press Release (94)31, 22 April 1994.

168. NATO, Press Release (94)32, 22 April 1994.

169. Ibid.

170. Ibid.

171. Ibid.

172. Thomas Quiggin, military information analyst, UNPROFOR
Headquarters, Zagreb, interviewed by author, 20 December 1998, printout
of E-mail, author's personal collection; Ashy interview by author; Chambers
interview; and Military Official Y.

173. Report of the Secretary-General Pursuant to Resolution 913 (1994)
(S/1994/600, 19 May 1994).

174, Daniel Bethlehem and Marc Weller, eds., The “Yugoslav” Crisis in
International Law, General Issues Part I, Cambridge International
Documents Series, vol. 5 (Cambridge: Cambridge University Press, 1997),
56; and Facts On File 1994, 293-94 and 383.

175. S/1994/600, 19 May 1994.

176. Military Official Y.

177. Silber and Little, 332-34; and Leurdijk, 49-54.

178. De Lapresle interview; Gow, Triumph, 150-51; and Military Official W.

179. Rose, Fighting, 76.

180. Ibid., 111-15.

181. Gow, Triumph, 151.

182. Rose interview by author.

183. De Lapresle interview.

156



——. Security Council Resolution 787 (1992) (S/RES/787,
16 November 1992).

———.. Report of the secretary-general pursuant to Resolution
959 (1994), (S/1994/1389, 1 December 1994).

——. Statement by the president of the Security Council, 3
March 1993 (S/25361, 3 March 1993).

———.. Statement by the president of the Security Council, 17
March 1993 (S/25426, 17 March 1993).

——. Letter from the secretary-general to the president of
the Security Council, 19 March 1993 (S/25456, 22 March
1993).

——. Security Council Resolution 816 (1993) (S/RES/816,
31 March 1993).

——. Security Council Resolution 819 (1993) (S/RES/819,
16 April 1993).

——. Letter from the secretary-general to the president of the
Security Council, 9 April 1993 (S/25567, 10 April 1993).

——. Letter from the president of the Security Council to the
secretary-general, 10 April 1993 (S/25568, 10 April 1993).

——. Security Council Resolution 821 (1993) (S/RES/821,
28 April 1993).

. Report of the secretary-general pursuant to Security
Council Resolution 819 (1993) (S/25700, 30 April 1993)
(Reissued).

———.. Letter from the secretary-general to the president of the
Security Council, 30 April 1993 (S/25705, 30 April 1993).

——. Statement by the president of the Security Council, 3
May 1993.

——. Security Council Provisional Verbatim Record, 6 May
1993 (S/PV.3208, 6 May 1993).

. Security Council Resolution 824 (1993) (S/RES/824, 6
May 1993).

———. Statement by the president of the Security Council, 7
May 1993.

——. Statement by the president of the Security Council, 10
May 1993 (S/25746, 10 May 1993).

386



RESPONSIBILITY OF COMMAND

European political authorities on the air defense threat in
Bosnia.

Notwithstanding pressures from Brussels for more aggres-
sive policing of the no-fly zone, Admiral Smith refused to put
NATO aircrews at risk, forcing NATO to reevaluate the Deny
Flight mission. With Deny Flight operations greatly curtailed,
the Serbs began flying military jets from Banja Luka airfield in
northern Bosnia—perhaps baiting NATO for another SAM
trap.204 Admiral Smith recalled General Joulwan’s pressing for
more intensive air patrols over Bosnia to enforce the no-fly
zone, but Smith refused:

They had SAM sites up there, and we knew we couldn't take them out,

and I just said: “I'm not going to put our pilots in danger.” I mean, I did

that in Vietnam. I trolled around trying to get SAM sites to shoot at us

so that we could knock them down—that's dumb. And these were not
unsophisticated missiles. So I just told George: “We've got to change

the way we're doing business.” They had complete radar coverage. . . .

They knew exactly what we were doing . . . I told my boss: “You told me

not to do anything stupid, [well] . . . I'm not going to troll for missiles

up there. I'm not going to do it. Period. They can fly airplanes out of

Banja Luka all they want to.?05

The AFSOUTH commander saw three options open to NATO:
(1) let the Serbs fly; (2) destroy the Serb SAM threat and put
patrols back over Bosnia; or (3) conduct an air strike against
Banja Luka.” Despite NATO policy requiring its commanders
to coordinate closely with their UN counterparts, Admiral
Smith remembered being reprimanded for writing to General
Janvier suggesting air strikes at Banja Luka: “What a
firestorm that was . . . 1 had to go up to Brussels and spend a
little time with the secretary-general while he told me that I
was out of my box. So you're damned if you do, and damned
if you don’t.”2°7 The NATO Secretary-General, Willy Claes,
probably wanted to avoid a rerun of the impotent raid on
Udbina, which occurred in the first month of Claes’s tenure at
NATO. With backing from Mr. Akashi, General Janvier had
predictably refused the request anyway, so NATO was down to
two options: let the Serbs fly, or destroy the SAM threat.?°° But
Janvier and Akashi were still trying to revive the UN's mori-
bund peacekeeping mission and to reestablish ties with the
Bosnian Serbs; they were not about to let NATO go after the

228



Chapter 10

Conclusions: Military Influence on
Airpower in Bosnia

When the external threat is low, policy decisions appear
less consequential and so policy costs are lower—what does
it matter if civilian interference has disastrous side effects
when there is no Soviet menace to capitalize on the error?

—Peter D. Feaver
“Crisis as Shirking: An Agency
Theory Explanation of the Souring
of Civil-Military Relations”

Theater-level commanders in the UN and NATO served as
more than mere executors of policy, and, in so doing, they sig-
nificantly influenced the use of airpower in Bosnia between
the summers of 1993 and 1995. Of the various reasons com-
manders chose to play the roles that they did, their expertise
and responsibilities as commanders were important factors.
However, expertise and responsibility for mission accomplish-
ment and force protection often reinforced other forces moti-
vating theater-level commanders, such as national political
pressures and UN and NATO organizational preferences. If one
examines the actions of commanders across the entire period
of Deny Flight, certain patterns emerge indicating the role of
expertise and command responsibility. During Deny Flight,
theater-level commanders demonstrated an appreciation for
their responsibility for and to people under their command,
not just responsibility upward to the state or to multinational
political authorities. Unlike tactical determinism, which rests
on limitations in the capabilities of military means (i.e., What
feasibly can be done?), responsibility sets limits based on what
ought to be done and who will be held accountable (i-e., Is it
worth it?). Without clear, authoritative guidance about objec-
tives, theater-level commanders in NATO and the UN turned
to their own internal compasses for direction in decisions

313



RESPONSIBILITY OF COMMAND

During the first week of December 1992, senior officers within
the US Air Forces Europe (USAFE) command, based at
Ramstein Air Base in Germany, began developing an air cam-
paign plan for Bosnia. The detailed work fell to Col Bob
Lushbaugh, chief of operations on the USAFE staff, who began
his Air Force career by flying 200 night missions as a forward
air controller over Vietnam.?? Lushbaugh had arrived at
Ramstein six months before Saddam Hussein invaded Kuwait,
and during Operation Desert Storm he served as chief of staff
for Joint Task Force Proven Force (Proven Force included the
quasi-independent bombing missions against Iraq conducted
under USAFE leadership from Incirlik Air Base in Turkey).23
Early in December 1992, the vice commander of USAFE
tasked Lushbaugh to “draft a CONOPS [Concept of Operations]
for an air campaign in Bosnia like we did in Desert Storm.”24
A few days later when the USAFE commander approved
Lushbaugh’s concept for an air campaign, Lushbaugh was
assigned to work under the direction of Maj Gen James “Bear”
Chambers, commander of the US Seventeenth Air Force.?5

Besides commanding an American numbered Air Force,
Chambers also “wore a NATO hat”; that is, his position made
him simultaneously responsible to both US and Allied author-
ities. However, at this stage planning for an air campaign in
Bosnia was conducted strictly within US channels.2° With a
strong build, and a gruff, aggressive manner, Bear Chambers
had a reputation within the Air Force for possessing great tac-
tical expertise. He had begun his Air Force career as a flying
instructor when Dwight Eisenhower was president, and he
later served two combat tours as a fighter pilot flying missions
over North Vietnam. As a two-star general, he flew fighters
again in combat during Desert Storm, and he would continue
to log combat flying hours over Bosnia until he retired in late
1994. During his career, Chambers amassed an astounding
number of flying hours for a fighter pilot—topping 5,500 even
before NATO air operations began over Bosnia.2” Thus, the
American officers who conducted the initial planning for air
operations in Bosnia had learned their profession in the skies
over Vietnam and had recently been involved in the Desert
Storm air campaign.

60



RESPONSIBILITY OF COMMAND

States might send ground troops to help UN forces in Bosnia
regroup and reestablish their credibility.!®° Though American
public opinion militated against sending US ground forces to
Bosnia, the administration had promised to provide 25,000
soldiers to assist in a NATO withdrawal of UNPROFOR.
Leading administration officials believed breaking that prom-
ise might break the alliance.!”° Thus, from a US policy per-
spective, UNPROFOR had to be made to work, at least until a
solution could be found for Bosnia. In the meantime, airpower
was the only acceptable US military contribution to the equa-
tion. On 6 June, President Clinton’s top national security advi-
sors gathered at the first in a series of meetings that culmi-
nated in a new administration policy for the Balkans.!7!

The shooting down of O'Grady also demonstrated to US and
other NATO political authorities the sophisticated nature of
the Bosnian Serb integrated air defense system and the risks
to their airmen over Bosnia, thus adding political support to
military demands to neutralize the air defenses.'”* There had
always been a risk to NATO aircrews over Bosnia, and it had
increased significantly in late 1994 when the Serbs became
more active at employing their radar-guided SAMs. However,
the senior commanders in AFSOUTH had to contend with the
distinct lack of appreciation for these risks. The downing of a
state-of-the-art fighter with its American pilot changed the
perception in the United States that airpower was a risk-free
option; as General Ryan noted,

We were using force in Bosnia on the air side, and putting people at

risk on the air side, which for some strange reason isn’t considered

putting Americans at risk. It's only Americans at risk when you put
them on the ground. The stark reality of that was [revealed] when

O'Grady got shot down, and suddenly we have this hue and cry back
in the United States.!7°

As the facts surrounding the downing emerged, it did not take
long for politicians in the US to recognize the risks. Sen. John
Warner, then second ranking Republican on the Senate Armed
Services Committee, was the first to question Pentagon offi-
cials who had been sent to brief the committee on the down-
ing of the F-16. He got straight to the point: “We are still sub-
jecting our airmen to some measure of risk . . . thrust upon us

224



PAVING THE WAY TO ENFORCEMENT

The idea behind the planning was to level the playing field by
attriting certain BSA military capabilities so that the Bosnian
Serbs would see it as in their best interest to cease military
operations and genuinely seek a negotiated settlement in
Bosnia.° As General Ryan later explained,

that was the premise of the bombing operation. That was the heart of
the bombing operation—you'd heard about lift and strike. . . . Lift wasn't

going to occur. So if you're going to level the Playing field, you do it the
other way around by attriting.!

Ryan and his planners had studied the BSA and had seen how
it depended upon maneuvering its better. armed but less
numerous forces to dominate the Bosnian government
forces.!! During the fighting around Bihac in the autumn of
1994, NATO planners observed that General Mladic had taken
two and one-half weeks to maneuver his forces and equipment
through the Posavina corridor into western Bosnia.!2 Once in
place, the BSA forces drew from local caches of ammunition
and rapidly reversed the gains made by the Bosnian govern-
ment forces.1> By taking away the command, control, and
communications facilities on which Mladic depended for direct-
ing his forces and by hitting certain arms caches and targets
that would limit the BSA’s mobility, Ryan believed he could go
a long way toward leveling the playing field.!+

General Ryan had not been given political direction to initi-
ate plans for a wider air campaign, nor did he seek political
approval for the planning; he simply believed it prudent to
have such a plan because the course of events in Bosnia indi-
cated that it might be needed.'5 Though mildly concerned that
some NATO nations might object to military planning that had
not been directed by the NAC, General Ryan saw it as part of
his responsibility as a commander to order the planning. !¢
Later he observed,

If we didn't do the planning, I think we would have been as remiss as
the UN was in not upholding the mandates they were supposed to. ...
Inever did get called on that. We planned it, and I briefed it to Joulwan
and briefed it to—we started briefing it [in] March lor] April.!?

Thus, the need to properly defend NATO air forces over Bosnia
served as a catalyst for wider air campaign planning, and activi-
ties for both issues fell under General Ryan's responsibilities.

205



RESPONSIBILITY OF COMMAND

judgments. However, General Smith’s NATO counterparts
were consulted and, at his suggestion, so were some of his
subordinates. The consistency of these supporting interviews
lends credence to the findings.

This study assumes that all theater-level commanders were
subjected to political pressures from their respective national
capitals.®° All of the commanders in the UN and NATO were
sure that other commanders were receiving guidance from
home, though most of them denied receiving explicit orders
themselves.© In NATO, direct political pressure probably did
not reach below the regional commander, the four-star admi-
ral in charge of Allied Forces, South (AFSOUTH). However, this
study also assumes the two- and three-star Air Force generals
who were subordinate to the AFSOUTH commanders would
have been aware of guidance from Washington.

Structure

Chapter 2 discusses background theory concerning military
influence on the use of airpower. It first explores the findings
of Betts and Petraeus on the subject of military influence on
the use of force and then goes on to propose a theoretical basis
for military demands for autonomy in operational matters,
focusing on the special expertise and responsibility command-
ers have for managing violence. Chapter 2 also examines the
countervailing political controls that constrain a commander's
autonomy when using airpower. The chapter ends with a brief
discussion of the traditional division between soldiers and air-
men over the utility and control of airpower.

Chapter 3 briefly describes the background to Deny Flight,
giving special attention to the national policies of the US, the
UK, and France for using airpower in Bosnia. The organizing
principle of chapters 4 through 9 is chronological, with the
break points between chapters determined by changes of UN
commanders in Bosnia or turning points in the missions of
either UNPROFOR or the Deny Flight air forces. Those chapters
present the case study evidence and analysis. The final chap-
ter states conclusions, answering the questions set out above
and addressing the hypotheses of whether and why theater-level
commanders influenced the use of airpower in Bosnia.

20



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

Chambers consulted with the British and French senior
national representatives, and opted for the French Mirages.53
However, as soon as the Mirage pilots reported the target in
sight, they also announced they were low on fuel and needed
to depart.TM Late in the day and with NATO credibility on the
line, General Chambers ordered the A-10s to attack the
tank. At about 6:20 p.m., an A-10 strafed the tank, and the
dust kicked up highlighted the vehicle's location for the orbit-
ing Jaguars.°° The British pilots were then called in to drop
1,000-pound bombs on the tank, and one of the bombs report-
edly scored a hit.5’ The British bombs demonstrated the multi-
national nature of Deny Flight, boosting the apparent legiti-
macy of the operation and deflating concerns that only the
United States—with no troops on the ground—was doing all of
the bombing in Bosnia.5*

Proportionality

NATO's second air strike also revealed problems UN and
NATO commanders had in agreeing to what represented a
“proportionate” response to Serb provocations. In General
Rose's view: “By using force ina proportionate way and by not
attacking the targets proposed by Adm Leighton Smith, the
route to a peaceful resolution of the war in Bosnia still lay
open.”°° However, NATO commanders did not subscribe to
General Rose's judgment on proportionality, and the frustra-
tion this issue caused among NATO airmen was evident in a
comment later made by Gen Mike Ryan, who replaced General
Ashy in September 1994:

Proportionality is an awful word and I never want to hear it again. ...
All of us in our own minds understand proportionality, but none of us
would agree on what it is when we come to a certain situation. If we do
use it, then we ought to spell out very, very clearly what we mean by

proportionality.
However, even if commanders in AFSOUTH and UNPROFOR
had agreed upon a definition of proportionality, they were still
bound to disagree over how to apply the concept, given the dif-
ferences in the vulnerability of their forces and in their inter-
pretations of their missions.

167



PAVING THE WAY TO ENFORCEMENT

1995 NATO military staffs were actively planning for several
options ranging from the complete withdrawal of UNPROFOR
to its reinforcement.?§ The broad-ranging air campaign aimed
at the Bosnian Serbs could have been used to support several
options, including the one for the withdrawal of UNPROFOR.”?
However, should UNPROFOR try to withdraw, it was not at all
clear that the Bosnian Serbs would pose the greatest risk to
the departing peacekeepers.3° AFSOUTH planners continued
to maintain active lists of potential Bosnian government and
Bosnian Croat military targets—though there were scarcely
enough of these to warrant an air campaign plan.3! The
uncharacteristic speed with which Western governments
implemented military options in response to crises during the
spring and summer of 1995 underscored the value of these
early planning efforts.5?

New UN Commanders and Redefining UNPROFOR

Early in 1995, the two top UNPROFOR commanders com-
pleted their one-year tours of duty in the former Yugoslavia.
General Rose’s replacement had a background that suggested
he might have a better understanding of airpower and a more
flexible approach to ground operations in Bosnia than the
rigid peacekeeping formula followed by Rose. Near the end of
January, Lt Gen Sir Rupert Smith arrived in Sarajevo to take
over Bosnia-Herzegovina command from General Rose.33
General Smith was known to be an innovative problem solver
who had forged good relations with the US military during the
Gulf War. As commander of the First (UK) Armored Division
during Desert Storm, General Smith had witnessed first-hand
how coalition airpower had prepared the battlefield before the
ground war, and he had seen the difficulties of employing
CAS.*4 In the two years prior to taking command of the UN
forces in Bosnia, Smith served as the assistant chief of the
defense staff (Operations and Plans) in London, so he was inti-
mately familiar with the British contributions to both the UN
and NATO for operations in the former Yugoslavia.°5 Thus, his
recent joint-service responsibilities and his background prob-

ably gave Smith a less parochial view of the conflict than that
of his predecessor.°®

207



MILITARY INFLUENCE ON THE USE OF AIRPOWER

The lessons of Vietnam were reinforced by American experi-
ences in Lebanon, Operation Desert Storm, and Somalia. These
combined experiences produced a military culture averse to
engaging in small wars, and committed to ensuring rapid suc-
cess whenever and wherever military force was to be
employed.°? As Frank Hoffman has pointed out, the articula-
tion of this military “doctrine” owed much to Gen Colin Powell,
who formally propounded the ideas in the 1992 National
Military Strategy.** This preferred approach to employing force
was called “Decisive Force” by its authors. Less charitably,
Cong. Les Aspin labeled it the “all-or-nothing” school of
thought.°° Aspin, who was then chairman of the House Armed
Services Committee, claimed the most important tenet of the
all-or-nothing school stipulated that “military force should be
used only in an overwhelming fashion.”?° He criticized the all-
or-nothing school, which he associated with Colin Powell, and
stated that his own views were more closely aligned with what
he called the “limited objectives” school.*! For Aspin, compel-
lence and airpower lay at “the heart of the limited objectives
argument,” and Operation Desert Storm had demonstrated
airpower’s potential to deliver limited political objectives through
precise applications of force.*? Aspin’s comments about how to
use force, especially airpower, were made with an eye toward
US intervention in Bosnia. For now, one should note that as
US policy makers considered whether to get involved in
Bosnia, they were dealing with a generation of military ‘officers
who expected the freedom to decide how to use force once the
decision to use it was made.

Theoretical Bases of Demands for Operational
Autonomy: Expertise and Responsibility

Military commanders demand autonomy in operational
matters because they are experts in the employment of force
and are held accountable for their actions. Autonomy enables
them to influence how force is used.

While acknowledging the prerogative of political authorities
in questions of when and how to intervene, military officers
have resented infringements into the area of operational con-
trol of military forces.** Tensions in political-military relations

33



NATO AIR SUPPORT AND AIR STRIKES

They are functionaires [functionaries]. . . . They were... part
of the administration, but they had no responsibilities.’"2!° At
the beginning of 1994, General Cot began to complain publicly
about the problems with the UN operation, including the sec-
retary-general’s refusal to give Cot control over NATO air-
power.?!! By Cot's account this caused Boutros Boutros-Ghali
to seek his removal.

After having tried in vain, for six months, to obtain the delegation of
decision [for approving air support] through normal channels, I chose
to speak publicly of my requirement, which immediately led the
Secretary-General to ask the French government for my dismissal.?!2

Though the French government agreed to remove General Cot,
its foreign minister and defense minister registered their dissat-
isfaction with the UN’s management of UNPROFOR which, as
Philippe Guillot phrased it, “consumed generals at an immodest
rate” rather than fixing problems within the UN hierarchy.?!3
Indeed, only one of the six generals who served in UNPROFOR’s
top two posts had, by that time, managed to complete his full
tour of duty.?"4 To the diplomats in Geneva, General Cot’s bid
for control was part of an attempt to bypass even the secretary-
general and to open direct communications with the Security
Council.?!° To UNPROFOR's commanders it seemed that they
were on their own, with all of the responsibility, deprived of the
means and authority for accomplishing their mission, and at
times they did not even know how to get in touch with the polit-
ical authorities who could make decisions.2!6

Conclusion

The responsibilities of command and the expertise born of
service affiliation shaped the actions of the theater-level com-
manders who were attempting to find a way to use NATO air-
power in Bosnia during the second half of 1993. General Cot,
and to a greater degree General Briquemont, struggled under
the weight of their responsibilities in circumstances that
forced them to make trade-offs between accomplishing their
mission and protecting their forces. Though their NATO coun-
terparts, Admiral Boorda and Generals Ashy and Chambers,
often had to work fast and work hard to fulfill their duties as

103



RESPONSIBILITY OF COMMAND

autonomy. Despite suspicions that military leaders might
exaggerate the risks involved in a given military operation—
not just of failure, but of losing lives—it is politically risky to
order operations which the military advises against. Political
leaders can order operations despite military objections; how-
ever, as Edward Luttwak noted,

If they choose to go ahead, they must accept both the inherent politi-
cal risk of the envisaged action and the added political risk of having
overruled military advice—not something that is likely to remain secret
for very long in the aftermath of failure. . .. Understandably in the cir-
cumstances, prime ministers and presidents rarely overrule military
chiefs to order action. That, too, is a diminution of civilian control.

To the extent civilian political leaders take control over opera-
tional matters, they become accountable for the consequences.
This leads back to the issue of expertise. For as Luttwak
observed, “micro-management . . . implies responsibilities that
prudent leaders must strive to avoid” because the ability and
authority to control does not confer the expertise to manage
successfully.

To summarize, in the military tradition of Western democra-
cies, promotion in rank is ostensibly based on one’s ability to
handle increased responsibility. The highest ranking officers
selected for operational command are expected to use their
professional expertise to fulfill their responsibilities for achiev-
ing mission success with the least risk and cost to their forces.
Demands for operational autonomy are a natural consequence
of holding a person accountable for human lives and for the
accomplishment of a mission for which that person possesses
a special expertise. Therefore, military commanders demand
autonomy in operational matters because they are experts in
the employment of force and because they expect to be held
accountable for both mission success and the lives of the peo-
ple under their command. They can also use their expertise
and the responsibility inherent in command to obtain opera-
tional autonomy. To the extent theater commanders are given
or can otherwise get autonomy, they can influence how force
is used.

38


RESPONSIBILITY OF COMMAND

. no aircraft over Bosnia, or thirty aircraft together, completely
changing the spirit of my mission and the psychological perception of
the Bosnian Serbs of what I was up to.'%°

By December, the UN generals no longer wanted air support
on the terms NATO was offering.

The situation was equally vexing for NATO commanders who
also saw their forces and their enforcement mission jeopard-
ized by UNPROFOR's limitations on the use of airpower. As
General Ryan reflected afterward,

I was the commander of the air campaign in Bosnia and had lived with

almost-Vietnam rules the first year that I was there, and it was the

most frustrating thing that I have ever dealt with. . . . 1 may have been
frustrated as an aircrewman by some of the stupidity in Vietnam, but

I was doubly frustrated [in Bosnia] because . . . I guess I took it on

myself to be frustrated for all our aircrews, when [the Bosnian Serbs]

could shoot at us with SAMs and we had to go back and ask the UN's
permission to come back and take out the same site.

Despite the NAC authorization for stand-alone air defense
suppression missions, in early December NATO commanders
could not get their UNPROFOR counterparts to agree to air
strikes or retrospective SEAD.

Conclusion

Dual key worked as intended for air strikes; however, it was
seriously dysfunctional for other no-fly zone operations. By
giving UNPROFOR commanders veto control over air strikes,
the dual key permitted Generals Rose and de Lapresle the
power to manage the risks to their forces. UN army generals
used the dual key to influence targeting decisions so as to pre-
vail with their concept of proportionality, thus helping them to
maintain Bosnian Serb consent for UNPROFOR's presence.
Because air strikes were supposed to be in support of
UNPROFOR’s mandate to deter attacks on the safe areas,
Admiral Smith and General Ryan had little choice but to tol-
erate this aspect of the dual-key arrangement. Moreover,
Admiral Smith sympathized with General de Lapresle’s need to
protect UN peacekeepers in Bosnia, so he did not push very
hard for air strikes.

190



RESPONSIBILITY OF COMMAND

The Council decides that, ten days from 2400 GMT 10th February
1994, heavy weapons of any of the parties found within the Sarajevo
exclusion zone, unless controlled by UNPROFOR, will, along with their
direct and essential military support facilities, be subject to NATO air
strikes which will be conducted in close coordination with the UN
secretary-general and will be consistent with the North Atlantic
Council's decisions of 2d and 9th August 1993.5¢

Significantly, paragraph 6 of the ultimatum expanded the
potential list of targets by defining heavy weapons beyond the
“artillery or mortar positions . . . responsible for attacks,”
which Boutros-Ghali had mentioned in his request. More
importantly, paragraph 10 included the rather broad category
of potential targets called “direct and essential military sup-
port facilities.”

The terms of the NATO ultimatum reflected the influences of
both General Rose and the commanders in NATO. Confirming
his influence, General Rose wrote,

Determined not to allow the UN peace process in Bosnia to be hijacked
by NATO, I phoned an old friend who was involved in the discussions
in Brussels, Lt Gen Rupert Smith, and told him it was crucial that the
UN and NATO demands regarding the cease-fire and withdrawal of
heavy weapons be completely aligned. . . . It was particularly important
that the text of the NATO ultimatum being drafted that afternoon accu-
rately reflected the wording of the negotiated agreement that had just
been obtained in Sarajevo, and that the threat of NATO air strikes
would be directed against any party that reneged on the Agreement.
Fortunately, Rupert was able to introduce the necessary clauses into
the document.”

The same sort of peacekeeping impartiality, in a situation
where enforcement was called for, had gotten former UNPROFOR
commanders Generals Lars Wahlgren and Philippe Morillon in
trouble with the UN Security Council 10 months earlier at
Srebrenica.®* Moreover, it was, arguably, contrary to the intent
of Resolution 836, which had mandated the use of airpower to
support UNPROFOR to “promote the withdrawal of military or
paramilitary units other than those of the Government of the
Republic of Bosnia and Herzegovina.”5° However, as a com-
mander, General Rose was responsible for both his mission
and force protection. By inserting the reference to Bosnian gov-
ernment weapons in the ultimatum, General Rose strove to
uphold the peacekeeping principle of impartiality necessary for

124


DELIBERATE FORCE

power look a lot better, perhaps, than airpower was.”!9° The
point here is not to decide which judgment on the air cam-
paign best captures its significance in the confluence of events
during the summer of 1995, but to note that the participants’
views on airpower changed little as a result of the campaign

and that airmen placed a higher value on the airpower contri-
bution than did soldiers.

Conclusion

During Deliberate Force, the soldier-airman dimension of the
struggle for control over NATO airpower was less significant than
the political-military dimension. Once General Janvier approved
the first list of targets at the start of the campaign, tension
between Janvier and Admiral Smith diminished greatly. This
reflected the alignment of expertise and command responsibility;
airmen controlled airpower in pursuit of a mission for which they
were responsible. As the responsible air commander, General
Ryan was given the freedom to use his expertise to manage the
campaign and the risks to his forces. Thanks largely to Rupert
Smith, UN ground forces were able to defend themselves and had
little need to call for air support.2 Because General Smith was
delegated UN control for CAS, and Ryan had agreed that Smith
would nominate CAS targets, General Smith Possessed virtually
complete control over the CAS mission. Therefore, as the respon-
sible ground commander, Smith controlled resources commen-
surate with his responsibilities. These arrangements worked well
not because of any formal doctrine (there was none) but because
they reflected the advantages, from a military perspective, of
marrying expertise, responsibility, and autonomy.?0!

The political-military aspect of the contest to control NATO
airpower was less harmonious, Because the bombing gave
Holbrooke leverage in his negotiations, he wanted some con-
trol over airpower—more than Admiral Smith was willing to
concede. Holbrooke’s negotiations were part of a larger policy
that Deliberate Force supported. Therefore, it was only natu-
ral for Holbrooke to want to control NATO airpower, especially
in light of his limited ability to influence other elements sup-
porting his coercive diplomacy, such as the Federation ground
offensive. However, Admiral Smith’s superior expertise in mil-

301



RESPONSIBILITY OF COMMAND

have arisen when political authorities have dispensed with
military advice and entered the professional military domain of
managing violence. Clausewitz testified to the abiding condi-
tion of problems arising when nonexpert political authorities
attempt to control military force:

When people talk, as they often do, about harmful political influence
on the management of war, they are not really saying what they mean.
Their quarrel should be with the policy itself, not with its influence. . . .
Only if statesmen look to certain military moves and actions to produce
effects that are foreign to their nature do political decisions influence
operations for the worse. In the same way as a man who has not fully
mastered a foreign language sometimes fails to express himself cor-
rectly, so statesmen often issue orders that defeat the purpose they are
meant to serve. Time and again that has happened, which demon-
strates that a certain grasp of military affairs is vital for those in charge
of general policy.

Thus, military expertise has long been recognized as a basis
for effective control over operational matters. Samuel
Huntington went so far as to say that military disobedience of
political orders would be justified in cases where a “military
officer . . . is ordered by a statesman to take a measure which
is militarily absurd when judged by professional standards
and which is strictly within the military realm without any
political implications.”*> The final qualification, “without any
political implications,” was as crucial to Huntington's argu-
ment as it was unlikely to pertain in the limited military oper-
ations following World War II. Moreover, at the time
Huntington wrote, the advent of nuclear weapons was already
rendering traditional military expertise largely irrelevant.**
Still, for Huntington, the superior expertise of soldiers and
statesmen in their respective military and political domains
served as the basis for a civil-military division of labor, and it
fortified military demands for autonomy.*”

Writing in 1960, Morris Janowitz argued for more integrated
civil-military relations, and he was far less deferential toward
military expertise than Huntington.*® For Janowitz, the mili-
tary had to forego its absolutist tendencies and accept the
blurring of civilian-military responsibilities.*° For the world to
survive in the nuclear age, the management of violence could
no longer be governed by military logic; rather, the military

34



———. The Policy Implications of US Involvement in Bosnia:
Hearings before the Committee on Armed Services. 103d
Cong., 1st Sess., 1993.

. Developments in Europe and the Former Yugoslavia:
Hearings before the Subcommittee on Europe and the
Middle East, Committee on Foreign Affairs. 103d Cong.,
1st Sess., 1993.

. The Crisis in the Former Yugoslavia and the U.S. Role:
Hearings before the Committee on Foreign Affairs. 103d
Cong., 1st Sess., 1993.

“US Peace Plan for Bosnia Attacked.” Financial Times
(London), 16 August 1995.

US Senate. Yugoslavia: The Question of Intervention: Hearings
before the Subcommittee on European Affairs, Committee
on Foreign Relations. 102d Cong., 2d Sess., 1992.

. Ethnic Cleansing of Bosnia-Herzegovina: A Staff Report

to the Committee on Foreign Relations. 102d Cong., 2d

Sess., 1992.

. Situation in Bosnia and Appropriate US and Western
Responses: Hearings before the Committee on Armed
Services. 102d Cong., 2d Sess., 1992. S. Hrg. 102-840.

. American Policy in Bosnia: Hearings before the
Committee on Foreign Relations. 103d Cong., 1st Sess.,
1993. S. Hrg. 103-33.

——. To Stand Against Aggression: Milosevic, the Bosnian
Republic, and the Conscience of the West: A Report to the
Committee on Foreign Relations. By Sen. Joseph R. Biden
Jr. 103d Cong., 1st Sess., 1993. S. Prt. 103-33.

. Joint Chiefs of Staff Briefing on Current Military
Operations in Somalia, Iraq, and Yugoslavia: Hearings
before the Committee on Armed Services. 103d Cong., Ist
Sess., 1993. S. Hrg. 103-76.

. Subcommittee of the Committee on Appropriations.
Department of Defense Appropriations for Fiscal Year 1994,
Part 1. 103d Cong., 1st Sess., 1993. S. Hrg. 103-53, pt. 1.

. Department of Defense Authorization for Appropriations
for Fiscal Year 1994 and the Future Years Defense

391



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

183. “Operation Deliberate Force Factual Review,” 2-1.

184. Facts On File 1994, 995.

185. Note that the first and third missions are not consent-based peace-
keeping activities. Yasushi Akashi, Zagreb, TLS (photocopy), to Dr. Radovan
Karadzic, Pale, 10 December 1994, BACS Collection.

186. Ibid.

187. Gamble interview. The NAC decision of 8 December 1994 allowed
stand-alone SEAD missions in response to hostile acts against UN or NATO
aircraft,

188. Ryan, transcript of Air Power Conference.

189. CJCSI 3121.01, Standing Rules of Engagement for US Forces

(Washington: Office of the Chairman of the Joint Chiefs of Staff, 1 October
1994), A-5.

190. Ibid., A-1.

191. Under US doctrine, the ground commander and the air commander
work for a common superior, the Joint Task Force commander. In Bosnia,
there was no equivalent overall commander, no unity of command, and no
unity of purpose guided by a common objective. See Admiral Smith’s com-
ments in, “The Jane's Interview: Admiral Leighton W. Smith, USN,” Jane’s
Defence Weekly, 28 January 1995, 32.

192. The “Block 50” variant of the F-16C was somewhat of an exception
t» this generalization; however, these aircraft were just being fielded, and
were not readily available in Europe. “SEAD Role for F-16 Comes Closer,”
Jane’s Defence Weekly, 20 August 1994, 14.

193. Again, certain fighters adapted for SEAD missions are rare excep-
tions, and even these generally have to be fitted with weapons for a particu-
lar mission, rather than being able to go out equally well prepared to per-
form SEAD and another mission. Given their scarcity and the high demand
for them worldwide, commanders in AFSOUTH could not expect to employ
them in such an inefficient way for very long.

194. CJCSI 3121.01, A-3, A-4, and A-6, For further discussions on
SROE, see Lt Col Ronald M. Reed, “Chariots of Fire: Rules of Engagement in
Operation Deliberate Force,” in Deliberate Force: A Case Study in Effective
Air Campaign Planning, ed. Col Robert C. Owen (Maxwell AFB, Ala.: Air
University Press, 2000), 381-430; and Richard Grunawalt, “The JCS
Standing Rules of Engagement: A Judge Advocate’s Primer,” The Air Force
Law Review 42 (1997): 245-58.

195. Admiral Smith interview; Rose, Fighting, 200.

196. Military Official U; Rose interview by author; and de Lapresle, inter-
view, 13 January 1998.

197. Rose, Fighting, 203.

198. De Lapresle interview, 8 September 1998.

199. Gen Michael E. Ryan, USAF, cited in Tirpak, “The Chief Holds
Course,” 39 (bracket comments in original).

201



RESPONSIBILITY OF COMMAND

* complete freedom of movement for the UN forces and recognized
humanitarian aid distribution assets, as well as free access to
Sarajevo airport. !??

CINCSOUTH stressed, “Those objectives remain, they are not
negotiable.”!23 This suggested these three conditions for ending
Deliberate Force had existed from the beginning of the campaign,
but no such terms had been publicly articulated prior to the NAC
ultimatum issued on 3 September.!?4 More revealingly, Admiral
Smith concluded the press conference by saying,

Let me just tell you that we have a pretty good idea of what we want to
accomplish in these operations. And whether it's visible to us or not,
at this point I think we're making progress towards achieving the level
that we desired. So I'm satisfied that we know enough about existing
targets to affect the military capability if we continue this process. 175

These remarks suggested the objective of Deliberate Force was
to achieve a certain level of destruction against the Bosnian
Serb military; that is, to level the playing field between BSA
and Federation forces. Admiral Smith later conceded that “we
never said what our objective was publicly,” and that the
objective was, in fact, to draw down the BSA’s military capa-
bility in order to put them on a more even level with their
adversaries, }26

As a result of Admiral Smith’s press conference on 6
September, General Joulwan issued a “Media Policy for
Operation Deliberate Force.”!2” The new policy directed subor-
dinate commanders to “above all, keep NATO political author-
ities properly informed.”!?° Aimed at preventing the first news
about operations from reaching NATO ambassadors via their
televisions, the new policy required all NATO officers to get
clearance from Brussels before making any statements.!?°
Admiral Smith subsequently left it to one of his senior staff
officers, Group Capt Trevor Murray, to conduct press confer-
ences for the remainder of Deliberate Force.'%° General
Joulwan later explained that “a very important part for the
strategic commander is to acquire the political consensus to
give the operational commander flexibility, and to insure you
hold 16 nations together.”!3! In General Joulwan’s view, when
the NATO nations got together in the council and forged a
position, then that one position set the objectives for the mili-

290



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

57. Ibid.; Wald interview; and Zoerb interview, 29 April 1997. There was
some question as to whether the bombs actually hit the tank. See for
instance, Rose, Fighting, 177.

58. In some accounts of the attack, only the Jaguar contribution was
mentioned. See for instance, Tim Ripley, Air War Bosnia: UN and NATO
Airpower (Osceola, Wisc.: Motorbooks International, 1996), 70; “The Jags
Are Back,” Air Forces Monthly, October 1995, 34; and Rose, Fighting, 177.

59. Rose, Fighting, 180.

60. Gen Michael E. Ryan, USAF, transcript of briefing to Air Power
Conference, London, 13 September 1996.

61. L. C, Green, The Contemporary Law of Armed Conflict (Manchester,
England: Manchester University Press, 1993), 120, citing Department of
Defense (DOD), Conduct of the Persian Gulf War, 611.

62. Green, 120.

63. Ibid., 121.

« 64. Zoerb interview, 29 April 1997; and Hagman, 131-32, citing NATO
Doctrine for Peace Support Operations (Draft, 20 October 1993, Annex D,
Rules of Engagement).

65. De Lapresle interview; Rose, Fighting, 160-61 and 180; Admiral
Smith interview; and Zoerb interview, 29 April 1997.

66. Admiral Smith interview; and Hagman, 198.

67. Zoerb interview, 29 April 1997.

68. Ibid.

69. Ibid.

70. Report to the Secretary-General Pursuant to Resolution 844 (1993)
(S/1994/555, 9 May 1994), par. 10.

71. Ibid.

72. Hagman, 126, 131-32, and 182-83; Rose, Fighting, 15; and Zoerb
interview, 29 April 1997.

73. Zoerb interview, 29 April 1997; Ashy interview by author.

74. De Lapresle interview, 8 September 1997.

75. Rose, Fighting, 235-36.

76. MCM-KAD-084-93,

77. “Record of Discussions: Meeting SRSG, FC and Staff to Review Fixed
Targets, and the Implications of NATO Defence Ministers,” Meeting—
Seville—30 September 1994, c. 8 October 1994, File B4-2, BACS Collection:
and Admiral Smith interview.

78. Gregory L. Schulte, “Former Yugoslavia and the New NATO,” Survival
39, no. 1 (spring 1997): 27-28; and Admiral Smith interview.

79. “Record of Discussions: Meeting SRSG, FC and Staff:” Schulte,
27-28; and Rose, Fighting, 182.

80. “Record of Discussions: Meeting SRSG, FC and Staff,” 3.

81. Ibid.

82. Ibid.

83. Ibid.

84. Rose, Fighting, 182-83.

195



RESPONSIBILITY OF COMMAND

powerful device for persuading their counterparts in the
military-to-military dialogue over using airpower, as was evident
at Udbina. Both sets of commanders in UNPROFOR and in
AFSOUTH could—and to some extent did—take advantage of
their expertise and the threat to their forces to further their
respective missions. The argument was one-sided with
UNPROFOR holding the floor until the summer of 1994 when
the Serb SAM threat began to mount. After that, NATO com-
manders were able to take a firmer stand in dictating how air-
power would be used. An example of the leverage commanders
gain by the need to protect their forces occurred during
Deliberate Force. AFSOUTH commanders expanded and pro-
longed bombing in Bosnia by prosecuting attacks against
Dead Eye targets in the northwestern part of the country.
General Janvier (and almost certainly the French government)
saw this as a circumvention of controls on the NATO bombing
campaign. Ironically, policy makers in Washington suspected
AFSOUTH commanders were not doing enough to keep the
bombing campaign going. Despite suspicions and grumbling
on both sides—against and for continuation of the bombing—
AFSOUTH commanders were not overruled. Thus, the com-
manders’ prerogative to ensure force protection undoubtedly
strengthened their demands for control over operational mat-
ters and allowed them to shape the use of airpower over
Bosnia.

Political controls on military commanders can at best trans-
fer, but not eliminate, the responsibility that goes with com-
mand. Some observers have advocated that NATO adopt the
UN practice of assigning a special representative of the secre-
tary-general to work alongside theater commanders.‘ This
might be desirable for political leaders who wish to exercise
tighter control over their theater commanders. The special
representative could detect and curb unwanted independence
on the part of commanders, while also providing a single point
of contact for political inputs to commanders. However, the
experience from Deny Flight indicates that to be effective a
special representative would need real decision-making
authority and, more importantly, would have to have account-
ability within the chain of command. Without authority, the

324



Chapter 7

Paving the Way to Enforcement:
January-June 1995

Our field commanders carry out Political decisions; they do
not make them. Soldiers can prosecute war when ordered to
do so; they cannot declare war.

—Kofi Annan, November 1994

Through their planning, initiative, and insistence on opera-
tional autonomy in the first half of 1995, theater-level com-
manders in the UN and NATO paved the way for enforcement
action later in the year. The first section of this chapter
describes the origins of two key NATO plans for airpower:
Dead Eye and Deliberate Force. Created at General Ryan’s ini-
tiative, these plans later defined the shape of NATO air actions
against the Bosnian Serbs. Another step in the process of
clearing the way for NATO air action in Bosnia took place
when General Rose’s successor, Gen Rupert Smith, precipi-
tated a hostage crisis for the UN. Though other researchers
have analyzed General Smith’s role in that regard, the second
section presents evidence showing that making airpower more
useable in Bosnia was probably an element in Smith’s caleu-
lations rather than a coincidence.! The third section argues
that the shooting down of a US F-16 in the no-fly zone had a
major impact on furthering AFSOUTH plans to use airpower in
Bosnia. The F-16 downing was important because it high-
lighted for Western political leaders the dangers to NATO air-
men posed by the Bosnian Serb air defense system, thus help-
ing AFSOUTH commanders acquire material resources and
broader political support for their Dead Eye and Deliberate
Force plans. This chapter's final section shows how Admiral
Smith helped raise European political awareness—particularly
within NATO—of problems with the no-fly zone. Fortified by
his expertise and sense of responsibility to his forces, the
AFSOUTH commander refused pressures that would have

203



BACKGROUND ON THE USE OF AIRPOWER IN BOSNIA

in Italy—a base long used by the Americans—were scuttled,
because planners felt that using Aviano would tend to cut
America’s allies out of the operation.*® In the end, NATO’s 5th
Allied Tactical Air Force (5ATAF) Headquarters at Vicenza was
selected as the site from which to direct the no-fly zone
enforcement, and its commander, Lt Gen Antonio Rossetti of
Italy, was to head the operation.*® Because Rossetti worked for
General Ashy, the NATO chain of command in the southern
region ran from Admiral Boorda, to General Ashy, to General
Rossetti, to General Chambers, who quickly began directing
the day-to-day operations from Vicenza’s combined air opera-
tions center (CAOC).*? This arrangement increased General
Ashy’s role in controlling the air operations over Bosnia; how-
ever, the command relations were a bit muddled, because
General Chambers retained both his title as a US JFACC and
commander of the non-NATO, US air operations in the region,
such as the Provide Promise humanitarian airdrops.*®

The way NATO commanders in the southern region dealt
with helicopters violating the no-fly zone illustrated the influ-
ence of these theater-level commanders on the use of air-
power. In order to maintain tight control over Operation Deny
Flight, NATO authorities decided that orders to shoot down
aircraft caught violating the no-fly zone could not be made by
anyone below the CAOC director, General Chambers.*? The
no-fly zone resolution banned unauthorized flights by helicop-
ters, as well as by fixed-wing aircraft.>° Initially NATO had
some success at curtailing helicopter flights. By intercepting
the helicopters and making warning passes, NATO pilots got
many of the helicopters to land during the first weeks of Deny
Flight.5! But, as General Chambers later recalled, it only
worked for about the first 100 intercepts, after which the
unauthorized helicopters began to heed NATO's warnings less
and less, eventually flouting the no-fly zone openly.®? Though
no one below Chambers knew it at the time, he and his supe-
riors, Ashy and Boorda, were not going to authorize the down-
ing of helicopters over Bosnia.5* However the mounting num-
ber of violations by helicopters soon drew criticism from
above.*4 In defending the decision, Chambers later explained
that if NATO did shoot down a helicopter (1) it would turn out

63



Douhet, Giulio. The Command of the Air. Translated by Dino
Ferrari. 1942. Reprint, Washington: Office of Air Force
History, 1983.

Dowden, Richard. “NATO Angers UN in Bosnia Arms Mystery.”
Independent (London), 27 February 1995.

Downes, C. J. “To Be or Not To Be a Profession: The Military
Case.” Defense Analysis 1, no. 3 (1985).

Drake, Maj Ricky James, USAF. The Rules for Defeat: The Impact
of Aerial Rules of Engagement on USAF Operations in North
Vietnam, 1965-1968. Maxwell AFB, Ala.: Air University
Press, 1993.

Drew, Dennis M. “Air Power in Peripheral Conflict.” In The War
in the Air 1914-1994. Edited by Alan Stephens. Fairbairn,
Australia: Air Power Studies Centre, 1994.

Dunalp, Col Charles J., USAF. “Melancholy Reunion: A Report
from the Future on the Collapse of Civil-Military Relations
in the United States.” Airpower Journal 10, no. 4 (winter
1996-1997).

. “The Origins of the American Military Coup of 2012.”
Parameters 22, no. 4 (winter 1992-1993).

Eade, Gen George J. “Reflections on Air Power in the Vietnam
War.” Air University Review 25, no. 1 (November-
December 1973).

“Early NATO Lesson: Smooth Political Links.” Aviation Week
and Space Technology, 18 September 1995.

Edemskii, Andrei. “Russian Perspective.” In International
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Danchev and Thomas Halverson. London: Macmillan,
1996.

Edmonds, Martin. Armed Services and Society. King’s Lynn,
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. “Central Organizations of Defence in Great Britain.” In

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, ed. Central Organizations of Defense. Boulder, Colo.:
Westview Press, 1985.

343



DELIBERATE FORCE

that were sympathetic to the Bosnian Serb side, but had lost
patience with the leaders in Pale, could go along with the bomb-
ing while genuinely claiming (naively perhaps) not to support
measures that favored the Federation forces. Thus, the secrecy
with which commanders in AFSOUTH guarded their objective,
the targets they were hitting, and the progress of the campaign
served to enhance the commanders’ operational autonomy,
alliance solidarity, and UN acquiescence while the bombs were
falling. As the Balkans Air Campaign Study noted, secrecy was
also necessary for operational security, enhancing both force
protection and mission accomplishment.!5 Finally, it gave com-
manders and their political masters flexibility in deciding how far
to go in prosecuting the campaign, making it difficult for out-
siders to challenge claims that the operation succeeded in
achieving the planned objectives. From the perspective of com-
manders responsible for the outcome of the campaign, there was
no immediate downside to controlling information about target-
ing, BDA, or the campaign objective.

SEAD, Option 2'2, and Coercion

When NATO commanders finally got around to attacking the
heart of the Bosnian Serb air defense system in northwestern
Bosnia, the attacks served several different objectives, thus
demonstrating the potential leverage that force protection
gives commanders for influencing the use of airpower. Shortly
after bombing resumed on 5 September, Admiral Smith and
General Ryan sought to eliminate the heart of the BSA air
defense network in northwestern Bosnia. Admiral Smith later
stated he had received intelligence reports that the BSA had
moved SAM batteries south from Banja Luka to positions from
which they could threaten NATO aircraft traveling to and from
their targets.’ Individual missile batteries were difficult to
track; however, the threat they posed to NATO aircraft could
be greatly reduced by destroying about a dozen command,
control, and communications facilities located in northwest-
ern Bosnia.” In that way, missile batteries would be forced to
work in an autonomous mode without the benefit of informa-
tion provided by the larger integrated air defense system.
Operating autonomously, missile batteries would need to use

293



RESPONSIBILITY OF COMMAND

on air campaign plans since December 1992, he and Admiral
Boorda were able to quickly meet the needs of NATO political
authorities during the crisis in August at Mount Igman near
Sarajevo. The political-military tension that might have
resulted from the struggle to control such a campaign
remained in the background because no bombs were dropped.
The AFSOUTH commanders also smoothly discharged their
responsibilities for supporting UNPROFOR with close air sup-
port but, again, with no bombs dropped and with self-restraint
from the Serb air defenses, the AFSOUTH commanders were
not subjected to the same challenges that actual operations
would have imposed.

UNSCR 836: “Safe Areas” and
Airpower—Expanding the UNPROFOR
Mandate and the Role of NATO: May-July 1993

On 4 June 1993, after the Bosnian Serbs had repeatedly
rejected the Vance-Owen Peace Plan, the UN Security Council
resolved, in Resolution 836, to protect the populations in the
safe areas by expanding UNPROFOR's mandate and by allow-
ing UN member states to use airpower to support UNPROFOR.
However, Resolution 836 was not a political compromise
between governments for and against using airpower in
Bosnia; it was in fact a failure to compromise, which shifted
the focus of the airpower debate from the political arena to the
military. It embodied contradictions and vague language that
reflected the divisions between Security Council members—
not least those who had sponsored it: France, Russia, the
United States, the United Kingdom, and Spain.! One of the
Security Council’s leading proponents of safe areas in Bosnia,
Amb. Diego Arria of Venezuela, felt compelled to abstain from
voting for 836, which he described as a charade cloaking inac-
tion.? He reproached the council for failing to address funda-
mental questions, such as: “What would be the United
Nations’s responsibility if the aggressors were to accept the
establishment of safe areas but later refused to withdraw from
their surroundings? Would the United Nations then be obliged
to use force in order to make them withdraw? Would the

74



RESPONSIBILITY OF COMMAND.

Influence and Autonomy:
The US Military and the Use of Force

This section explores American military influence after 1945
on when, how, and with what constraints on military auton-
omy force has been used. Since World War II, American mili-
tary leaders have usually played only a minor role in decisions
over whether the United States should employ military force.
Once decisions to use force have been made, military influence
over how force is used has been relatively more significant.
Furthermore, when force has been called for, military officers
have lobbied hard to preserve their autonomy in operational
matters. Two elements of military professionalism—expertise
and responsibility—create the foundation for military demands
for autonomy. Contrary to the military's desire for autonomy,
American political leaders have felt the need to constrain or
even control the use of force in military operations since 1945.
Balancing the imperatives of policy against the demands for
military autonomy has often led to tension in civil-military
relations.

This study uses the word influence in a rather ordinary
sense. Influence is the “power to sway or affect based on pres-
tige, wealth, ability, or position.” This avoids unnecessary
restrictions found in more technical definitions. For instance,
Roger Scruton excludes coercion from the definition of influ-
ence. However, if a military commander attempted to coerce
other military or political authorities in order to shape the use
of airpower, that would certainly be of interest here.* Dennis
Wrong makes a distinction between intended and unintended
influence. The focus here is on intended influence though adopt-
ing Wrong’s definition would be impractical since intended influ-
ence is what Wrong calls “power”’—the definition of which takes
up two chapters of his book.® Richard Betts defines influence
as “causing decision makers to do something they probably
would not have done otherwise.”° Though generally compatible
with the definition used in this study, Betts’s definition could
be interpreted to mean that military influence had to be causal.
This would exclude military influence that served merely as a
catalyst, enabler, or shaper of action that decision makers
would have taken anyway. Finally, the ordinary definition

28


Chapter 5

Airpower Threats, Uses, and
Disappointments: January-June 1994

Hitting one tank is peacekeeping. Hitting infrastructure,
command and control, logistics, that is war.
—Lt Gen Sir Michael Rose
Roger Cohen, “UN General Opposes
More Bosnia Force,” New York Times,
29 September 1994

And then the business of low passes and flying around
scaring people with noise—Rose was trying to use the
threat of airpower, and the Bosnian Serbs knew, after a
very short period of time, that Rose wasn’t going to carry
through on that threat.

—Adm Leighton W. Smith
Interviewed by author
10 February 1998

During the first half of 1994, new UN military commanders
in the former Yugoslavia aided their civilian superiors in redefin-
ing UNPROFOR's mission. In the process, UNPROFOR began
to discard the elements of its mandate relating to the enforce-
ment of the safe areas policy. This would bring UNPROFOR’s
mission, as the UN commanders interpreted it, in line with
UNPROFOR's capabilities. It was tactical determinism—where
the limitations of the means available determine the ends one
pursues—working at the implementation level! The new
approach reduced the need for the UN commanders to make
some of the more difficult trade-offs between mission accom-
plishment and force protection that their predecessors had
faced. It also enjoyed political support from the United
Kingdom (UK) and was much more in line with traditional
peacekeeping activities favored by UN headquarters in New
York. But, redefining the mission came at the price of aban-
doning the safe areas policy. UNPROFOR’s approach not only

115



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22 September 1998, London. Author’s notes. Author's
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Voorhoeve, Joris. “Protecting the Peacekeepers on the Day
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Vuono, Gen Carl E., USA. “Desert Storm and the Future of
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Wald, Brig Gen Charles F., USAF, chief of plans, CAOC
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Walzer, Michael. Just and Unjust Wars: A Moral Argument with
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Warden, Col John A., III, USAF. The Air Campaign: Planning for
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———. “Airpower in the Gulf.” Daedalus Flyer, spring 1996.

. “The Enemy as a System.” Airpower Journal 9, no. 2
(spring 1995).

Warnes, Alan. “The Battle for Bihac.” Air Force Monthly,
January 1995.

Watkins, Steve. “Does Deny Flight Still Work?” Air Force
Times, 24 July 1995.

Waxman, Matthew C. “Coalitions and Limits on Coercive
Diplomacy.” Strategic Review 25, no. 1 (winter 1997).
Weigley, Russell F. “The American Military and the Principle of
Civilian Control from McClellan to Powell.” Journal of

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——. The American Way of War. Bloomington, Ind.: Indiana
University Press, 1973.

393



NATO AIR SUPPORT AND AIR STRIKES

ethnically oriented republics.” Though General Briquemont
supported the plan, he did so while holding the somewhat
incoherent conviction that “the political objective was to save
Bosnia; and to save Bosnia means that the three communities
in Bosnia—the Serb community, the Croatian community,
and the Muslims—can live together.”!®° Unlike Briquemont,
General Cot was critical of the Geneva-based diplomacy,
believing it was premature to negotiate while there was still
fighting.'*' He later blamed the negotiations—including the
tactics allegedly used by Owen and Stoltenberg in the second
half of 1993—for inciting some of the fighting in Bosnia and
for prolonging the war.'? Furthermore, the UNPROFOR gen-
erals were not inclined to take directions from the UN peace-
keeping department in New York.'® In contrast to some previ-
ous commanders in UNPROFOR, notably Gen Lewis MacKenzie
and Gen Lars Wahlgren, Cot and Briquemont did not have
backgrounds as peacekeepers. Generals Cot and Briquemont
were not part of a UN peacekeeping culture. They and most of
their staff officers were NATO officers in blue helmets.}8*
Absent clear political direction or a firm commitment to UN
peacekeeping doctrine to guide them, Generals Cot and
Briquemont were left to set their own course.

Responsibility, Risks, and Accountability

Even as they tried to interpret their mission, the top UN
commanders in the former Yugoslavia discovered they did not
have the authority needed to fulfill their responsibilities as
commanders. As partial fulfillment of the European Union
pledge to support the UN’s light option, the Danish,
Norwegian, and Swedish governments sent a joint Nordic bat-
talion to Bosnia. When General Briquemont protested that he
did not need the Leopard tanks that the Danish were prepar-
ing to send, the Danish military informed him that the tanks
would be coming anyway.'®> After the well-armed Nordic bat-
talion arrived at Tuzla, General Briquemont ordered it to leave
that quiet part of Bosnia and to go to Srebrenica where it was
needed—twice he gave the order.!8° On both occasions, as
General Briquemont recounted: “The colonel said: ‘General I
cannot execute. The governments refuse to deploy any units in

99



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

ordered Mladic to step down. The general refused, and two
days later 18 Bosnian Serb generals signaled their support for
Mladic.1© As one news reporter put it: “Mr. Radovan Karadzic,
leader of the Bosnian Serbs, has lost control of his armed
forces, whose commanders now clearly take their orders from
Belgrade.”1°9 For NATO planners, knowing whether this family
squabble amongst the Serbs was genuine or merely affected
was important; if General Mladic really was more responsive
to Milosevic than to Karadzic, then a NATO strategy based on
coercing the Bosnian Serbs would have to focus on Belgrade,
not just Pale. After the late July NATO decision for a graduated
air campaign, a trio of NATO generals—one British, one
American, and one French—was dispatched to Belgrade to
give General Mladic a final warning, but Mladic was unim-
pressed by the threat of NATO bombing.!%

In August of 1995, the Clinton administration committed
itself to taking the lead in the West's approach to Bosnia. With
the political risks attending this new assertiveness, the US
wanted as much control as possible over the various compo-
nents in its strategy for the Balkans. By 1 August, US national
security advisor Anthony Lake had worked out a new US strat-
egy for Bosnia.’ A week later, after several meetings with
President Clinton and his top national security advisors, Mr.
Lake traveled to the capitals of the other Contact Group!*
countries—France, Germany, Russia, and Britain—to present
the administration’s latest plan for a comprehensive settle-
ment in the former Yugoslavia.!°’ In contrast to earlier admin-
istration efforts to win allied acceptance for its policies, one
reporter noted, “this time Lake was given permission to pres-
ent the US plan as something Clinton was determined to pur-
sue with or without the allies’ support.”!°8 In another account,
President Clinton acknowledged that by taking the lead on
Bosnia: “I'm risking my presidency.” On 11 August as
Congress left Washington for its summer recess, President
Clinton vetoed a bill lifting the arms embargo on the
Muslims—temporarily making it easier for the Europeans to
follow America’s lead in the Balkans.!!° Meanwhile, Assistant
Secretary of State Richard Holbrooke visited leaders in former
Yugoslavia to push the administration’s new plan.!!! Though

259



RESPONSIBILITY OF COMMAND

57. David Owen and Laura Silber, “Hurd Hints at Croatia Sanctions;”
Financial Times (London), 15 July 1993, 2; and George Graham, “Aspin
Orders Military Support to the Adriatic,” Financial Times (London), 16 July
1993, 2.

58. Gow, Triumph, 136.

59. Atlantic News, No. 2542, 9 July 1993, cited in Leurdijk, 37.

60. Col Bob Stewart, Broken Lives: A Personal View of the Bosnian Conflict
(London: HarperCollins, 1993), 86.

61. Ibid., 303.

62. Serb leaders expected UNPROFOR to shoot back in self-defense and
apparently accepted this. See Briquemont, Do Something, 94.

63. Gow, “British Perspective,” 95-97.

64. Facts On File Yearbook 1993 (USA: Facts on File, Inc., 1993), 401 and
570.

65. Ibid., 570.

66. Leurdijk, 37.

67. Ibid., 37-38.

68. Ibid., 37.

69. Notably Canada and Britain, but also Denmark and, to a lesser
degree, France. Leurdijk, 38; and Facts On File Yearbook 1993, 605.

70. Statement of the North Atlantic Council, 2 August 1993, cited in
Leurdijk, 38.

71. Gen Joseph W. Ashy, USAF, interviewed by Lt Col Robert Owen, 29 April
1996, Washington. Unclassified version of General Ashy’s Oral History
Interview (66 pp.) redacted by the Air Force Historical Research Agency,
October 1997. Office of History, Air Force Space Command, Peterson AFB,
Colo.

72. bid.; and Lt Gen James E. Chambers, USAF, director of NATO's
Combined Air Operations Center (CAOC), Vicenza, Italy, interviewed by
author, 10 February 1998, Fairfax, Va., author's notes, author's personal
collection.

73. Ashy interview by Owen; and Gen Joseph W. Ashy, USAF, interviewed
by author, 3 July 1998, Fairfax, Va., author's notes, author’s personal col-
lection.

74. Leurdijk, 38; and Lt Gen Nicholas B. Kehoe, USAF, assistant chief of
staff, Operations and Logistics, Supreme Headquarters Allied Powers
Europe, Mons, Belgium, July 1992-October 1994, interviewed by author, 18
November 1997, Brussels, transcript of tape recording, author's personal
collection.

75. Kehoe interview.

76. MCM-KAD-084-93, “Operational Options for Air Strikes,” Memorandum
for the Secretary-General, North Atlantic Treaty Organization, NAC Decision
Statement, 8 August 1993 (hereafter cited as MCM-KAD-084-93).

77. Ibid.

78. Leurdijk, 38-39.

79. NATO, Press Release (93)52, 9 August 1993.

108


RESPONSIBILITY OF COMMAND

85. Ibid.

86. Ibid., 183.

87. Despite such constraints, General Rose himself threatened the
Bosnian government with air strikes against its forces in mid-August and
again in September 1994. Rose, Fighting, 163 and 184; and Facts On File
1994, 562 and 711. In his memoir, Rose erroneously claimed that on the
occasion of his threat in September, Bosnian government forces were violat-
ing a September 1993 NATO ultimatum making them subject to NATO air
strikes. There was no such NATO ultimatum.

88. “Discussion between the United Nations and NATO,” 27 October
1994, File B4-2, BACS Collection.

89. NATO, “Press Statement Issued Jointly by UN and NATO,” Press
Release (94)103, 28 October 1994.

90. Gen Bertrand de Lapresle, interviewed by author, 13 January 1998,
Paris, transcript of tape recording, author's personal collection.

91. Admiral Smith interview.

92. Zoerb interview, 29 April 1997; Military Official U; and Senate,
“Briefing on F-16 Shootdown in Bosnia and Current Operations: Hearings
before the Committee on Armed Services,” 104‘ Cong., Ist Sess., 13 July
1995, S. Hrg. 104-421, 33.

93. Dr. Thomas S. Snyder and Dr. Daniel F. Harrington, USAFE Office of
History, USAFE Historical Highlights, 1942-1997: Fifty-fifth Anniversary
Edition (Ramstein AB, Germany: Headquarters USAFE, 1997), 175.

94, Ibid., 176.

95. S/1994/1389; and Chambers interview.

96. Lt Gen Sir Michael Rose, Sarajevo, TLS (photocopy), to Gen Ratko
Mladic, Han Pijesak, 18 September 1994, BACS Collection.

97. As is discussed in the next section.

98, Alan Warnes, “The Battle for Bihac,” Air Force Monthly, January
1995, 40-41; Facts On File 1994, 874-75; and Ryan interview.

99. Facts On File 1994, 849-50; and Tim Ripley, “NATO Strikes Back,”
World Airpower Journal 22 (autumn/winter 1995): 18-27.

100. Wald interview; Ryan interview; Admiral Smith interview; and
Senate, “Briefing on F-16 Shootdown,” 32-33 and 52.

101. Adm Leighton Smith, USN, commander in chief NATO Allied Forces
Southern Europe, briefing to US Air Force Air War College, Maxwell AFB,
Ala., 9 November 1995, videocassette of briefing, file MISC-19, folder H-4,
BACS Collection; and Gen Michael E. Ryan, USAF, “NATO Air Operations in
Bosnia-Herzegovina: ‘Deliberate Force,’ 29 August-14 September 1995,”
transcript of briefing to Air Power Conference, London, 13 September 1996.

102. Admiral Smith interview; Ryan interview; Chambers interview;
Zoerb interview, 30 April 1997; and Brig Gen David A. Sawyer, USAF, deputy
director, Combined Air Operations Center, Vicenza, Italy, interviewed by Maj
Tim Reagan and Dr. Wayne Thompson, 11 October 1995, Vicenza, Italy,
BACS Collection.

103. See chap. 2, ROE discussion.

196



NATO AIR SUPPORT AND AIR STRIKES.

179. The partition, which violated the principles laid down by the first
London Conference establishing the Geneva-based negotiations, motivated
Lord Owen to resist efforts by the warring factions to call it the Owen-
Stoltenberg plan. David Owen, Balkan Odyssey, 204.

180. Briquemont interview.

181. Cot, “Dayton,” 127 and 129.

182. Ibid.

183. General Cot opined that: “The civilian component of the UN is con-
trolled by mandarins, whose careers depend primarily on the suppleness of
their spines.” Cot, “Dayton,” 127. In his interview General Cot noted that Kofi
Annan was an exception—that Annan knew when to stand up and say no.

184. Briquemont, Do Something, 127.

185. Ibid., 138; and Briquemont interview.

186. Briquemont interview; and Briquemont, Do Something, 282-83.

187. Briquemont interview. .

188. Ibid.; and Briquemont, Do Something, 283.

189. Cot interview.

190. Ibid.

191. Honig and Both, 118.

192. Ibid. As the Dutch reluctantly agreed to do in November 1993.

193. Briquemont, Do Something, 127.

194, Ibid., 277-78; and Briquemont interview. Also see David Owen,
Balkan Odyssey, 249-50.

195. Briquemont, Do Something, 92 and 278.

196. Ibid., 286-87; and Briquemont interview.

197. Briquemont interview.

198. Ibid.

199, Ibid.

200. Cot interview; and Briquemont interview.

201. Cot interview.

202. Ibid.

203. Briquemont interview.

204. Ibid.

205. Ibid. General Briquemont noted that the French foreign minister,
Alain Juppé, whose country had the greatest number of peacekeepers on the
ground in the former Yugoslavia, was one exception to this generalization.

206. Report of the secretary-general submitted pursuant to paragraph 29 of
General Assembly Resolution 48/88 (A/48/847, 7 January 1994) (hereafter
cited as A/48/847); and Gen Sir Michael Rose, Fighting for Peace: Bosnia 1994
(London: The Harvill Press, 1998), 1.

207. A/48/847.

208. Letter from the secretary-general to the president of the Security
Council, 28 January 1994 (S/1994/94, 28 January 1994).

209. Cot, “Dayton,” 122.

210. Ibid.

211. Guillot, 39,

113



RESPONSIBILITY OF COMMAND

very extensive search ongoing. And Willy came to dinner that night and
said: “You know the French are concerned that any rescue attempt
may interfere with their hostage negotiations.” And I said: “Willy, this
is a NATO pilot. We're going to find him. And I'm going to use every-
thing at my disposal to find him.”!4

This exchange illustrated a central feature of hostage taking in
Bosnia: matters were quickly taken out of military hands and
worked at the political level. Though the French could not stop
American generals in NATO from taking action, they could cer-
tainly give instructions to the French generals working for the
UN in the former Yugoslavia.

Even before O’Grady’s fate was known, General Mladic
sought assurances against air strikes in exchange for the UN
hostages. #2 Within two days of the downing, the UN reported
that Mladic wanted to meet with General Janvier; Mladic was
refusing to discuss the hostages until he was given guarantees
his forces would not come under further air attacks.'43 When
O'Grady was rescued on 8 June, the Bosnian Serbs still held
more than 140 UN soldiers hostage.!44 Within a week of the
rescue, leaders in Pale claimed Serbia’s President Milosevic
had secured international guarantees against further NATO
air strikes.45 Allegations of a secret deal with the French to
block NATO air strikes arose soon after the last hostages were
freed on 18 June,'4° and General Janvier’s delay in authoriz-
ing close air support for Dutch peacekeepers when Srebrenica
fell in July seemed to lend credence to the charge.!47 At the
end of May, Janvier's predecessor, General de Lapresle, was
dispatched by the French government to negotiate the release
of the hostages, and he later confirmed that Mladic pressed
him for guarantees against NATO air strikes.!4° But the former
UN commander said he told Mladic that the Bosnian Serbs
would have to discuss that with Janvier and Akashi.'49
General de Lapresle recalled that while he was trying to win
back the French soldiers, “Janvier was simultaneously, of
course, involved in the process of trying to obtain the release
of these hostages, and so, I expect, were a lot of other guys—
Churkin . . . and many others.”!5° But the problem for the
Bosnian Serbs, according to de Lapresle, was that they did not
know who could reliably deliver on the promise they were

220



PAVING THE WAY TO ENFORCEMENT

Peace,” he sounded a more pessimistic note about the UN's abil-
ity to conduct enforcement and the difficulties of subcontracting
enforcement to regional organizations such as NATO.*®
Moreover, Boutros-Ghali expressed concern over “using force,
other than in self-defense, in a peace-keeping context.” This
was one step away from acknowledging the incompatibility of
simultaneously conducting peacekeeping while taking enforce-
ment action.

In late May, at Boutros-Ghali’s insistence, General Janvier
traveled to New York to brief the Security Council on, among
other things, UNPF’s inability to enforce the safe areas policy
and to explain the requirement for a new, more realistic man-
date if UN forces were to stay in Bosnia.*”? The US ambassador
to the UN, Madeleine Albright, and others who viewed it as a
call to abandon the UN’s principal mission in Bosnia harshly
criticized Janvier’s presentation.** Nonetheless, on 30 May
Boutros-Ghali submitted a report to the Security Council rec-
ommending a new mandate for UNPF that would limit the
force strictly to peacekeeping duties.*2 Gone was the talk of
early 1994, when Boutros-Ghali wanted to remind the warring
factions in Bosnia that “UNPROFOR’s mandate for the safe
areas has been adopted under Chapter VII of the United
Nations Charter. Accordingly, UNPROFOR is not obliged to
seek the consent of the parties for operations which fall within
the mandate conferred upon it under Security Council
Resolution[s] 836 (1993) and 844 (1993).”5° UN demands for
more resources to carry out its enforcement duties in Bosnia
had gradually yielded to an acceptance of the incompatibility
of simultaneously attempting peacekeeping and enforce-
ment.®! Considering the limitations of UNPROFOR’s means,
the UN had little option but to choose peacekeeping,

While UNPROFOR adopted a peacekeeping posture, NATO
picked up the enforcement mission in Bosnia. This division of
labor made life increasingly difficult for theater commanders,
especially Admiral Smith. The AFSOUTH commander recalled
being at a high-level exercise at SHAPE in April 1995 during
which the NATO secretary-general and an undersecretary-
general from the UN gave speeches acknowledging the

209



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

if the air missions were the only way to halt a ground attack.
However, AFSOUTH commanders believed there were safer
ways and more appropriate targets if the goal was to signal
Mladic that the UN and NATO meant business.

The BSA assault on Gorazde tapered off after General Rose
threatened another air attack, but Bosnian Serb president
Radovan Karadzic claimed his forces would shoot down NATO
aircraft, and the Bosnian Serbs broke off all contacts with
UNPROFOR.!47 During the lull in fighting from 12 to 14 April,
General Mladic’s forces took approximately two hundred UN
peacekeepers as hostages or detained them as virtual
hostages.'4® This was the first instance of what would become
the standard Bosnian Serb response to NATO air attacks. As
with subsequent bombings, four things happened: 1) the
Bosnian Serbs interfered with humanitarian aid deliveries, 2)
they broke off negotiations with the UN, 3) they took hostages,
and 4) they became more aggressive about firing on NATO air-
craft. 149

On the 15th, Mladic renewed his assault. That night, in
Gorazde two British special forces soldiers were injured when
the Bosnian government forces defending the city withdrew
precipitately, leaving the British soldiers exposed to fire from
onrushing BSA forces.!©° General Rose in Sarajevo phoned Mr.
Akashi who was in Pale meeting with Radovan Karadzic. 15!
Rose desperately wanted immediate approval for close air sup-
port to halt the attack, but Akashi demurred.152 One of the sol-
diers died from the wounds suffered that night, but Akashi’s
delay most probably was not a factor in the soldier's death, 153
However, as Gow has argued, what seemed to matter most to
General Rose was that in the heat of combat—with soldiers he
had put in harm’s way wounded and still taking fire—the
general had called upon Mr. Akashi to deliver NATO airpower,
and Mr. Akashi had balked. !54

With UN peacekeepers as hostages, Mladic’s forces began

hitting back at NATO airpower. On 15 April, a reconnaissance

version of the French Etendard fighter-bomber flying over
Gorazde was hit by a heat-seeking surface-to-air missile, but
managed to land safely back aboard the carrier
Clemenceau.'°° It was the first NATO combat aircraft to be hit

137



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

virtually gave up trying to use airpower as a means to help
protect the safe areas.!7® By General Rose’s account,
“Peacekeepers had to believe that any risks they took or sacri-
fices they made would be justified by results. No one is pre-
pared to sacrifice himself or his comrades for a failed mis-
sion.”!”° Losing a highly skilled soldier due to apparent
Bosnian army malfeasance undoubtedly colored General
Rose’s view of the government whose people he was trying to
protect at Gorazde.'®° Furthermore, if Mr. Akashi could not be
counted on to authorize air support and NATO pilots could not
find their targets when air support was authorized, then
General Rose could not ensure that the risks and sacrifices of
his forces “would be justified by the results,”!8! Gorazde
apparently changed General Rose from being rather punchy
about using NATO airpower to help protect the safe areas, to
virtually unwilling to call on it. Contrary to that impression,
General Rose claimed that he remained willing to use air-
power; he was just unwilling to go beyond the smoking-gun-
type targets that he equated with option 1 air strikes. As Rose
later said, “I was a great exponent of airpower, but I was not
Soing to go to level two.”1®? As the next chapter shows, General
Rose was indeed unwilling to go to option 2 targets, but he
also seemed to have lost his enthusiasm for airpower alto-
gether.

General de Lapresle saw Gorazde as a turning point for him-
self and for General Rose. The UNPROFOR commander
recalled, “We had this first experience in Gorazde, which
unfortunately confirmed completely what Michael Rose and
myself had in mind as to what Harriers and other aircraft
could bring us in a very woody, and mountainous, and diffi-
cult terrain.”!® By all accounts, including their own, the UN
commanders suffered no lack of confidence in what unre-
strained airpower was capable of doing in a combat sce-
nario.'®* However, UNPROFOR’s vulnerability made a more
robust use of airpower off limits,185 Referring to the risks to
the lives of UN soldiers, General de Lapresle said,

What sort of explanation would we have to give to their children, or
their wives, and so on? Was it really worth the lives of those soldiers

141



CONCLUSIONS

special representative would likely hinder timely decision
making. Without accountability, the special representative
would probably find commanders unwilling to recognize the
representative's authority to make decisions affecting the
safety of friendly forces.

Perhaps the most important lesson of Deny Flight is the
need for political and military leaders to explicitly recognize
and agree upon the political objectives for using force and
their shared responsibility for determining the acceptable
costs for doing so. The dictate to Do Something, General! is no
substitute for a clear objective. However, it may well be indica-
tive of the guidance military commanders are likely to get as
fewer and fewer elected officials in Western states have any
personal experience serving in the military. The challenge for
theater commanders will be to marry the means available to
the desired political objectives and to do so within the bounds
of acceptable costs. In Western democracies where the military
is subordinate to civilian control, presidents and prime minis-
ters sit atop the military chains of command. Therefore, polit-
ical leaders at the highest level cannot entirely escape the
responsibilities and accountability that go with commanding
military operations. They are forced to share the concerns of
theater commanders, who must strike a proper balance
between force protection and mission accomplishment.
Political leaders can best help to strike the right balance by
establishing a positive objective for which force is to be used
and a sense for the acceptable level of costs, including friendly
losses, collateral damage, time, and material costs. However,
these are variables that cannot be spelled out in precise terms,
and they are likely to change over time. Therefore, theater
commanders may not be able to wait for an objective to be
assigned; they may have to become partners in establishing
objectives and willingly embrace the responsibility for the con-
sequences of their plans. The theater-level commander who
can gauge the political currents and come up with a plan to
connect the means available to the desired ends while staying
within the bounds of acceptable costs will be well positioned
to win political support. Thus, theater-level commanders will
need to anticipate, plan, and expect to be held accountable if

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RESPONSIBILITY OF COMMAND

51. “Supplement to an Agenda for Peace,” pars. 35 and 36; and
$/1995/444, par. 62. The foregoing discussion should not be taken as a
criticism of the UN secretariat. As others have noted, the Security Council
members, especially the permanent members, failed to resolve their political
differences and bequeathed an impossible task to the UN secretariat and to
UNPROFOR ({i.e., implementing Resolution 836 to the satisfaction of the
Security Council members who could not agree on it themselves). See for
instance, Dick A. Leurdijk, The United Nations and NATO in Former
Yugoslavia, 1991-1996: Limits to Diplomacy and Force (The Hague: The
Netherlands Atlantic Commission, 1996), 35-37; Richard Caplan, Post-
Mortem on UNPROFOR, London Defence Studies, no. 33 (London: Brassey's
for the Centre for Defence Studies, 1996), 7-9; Honig and Both, 5-6 and
152-53; and Gow, 136-37.

52. Adm Leighton W. Smith, USN, interviewed by author, 10 February
1998, Arlington, Va., transcript of tape recording, author's personal collection.

53. Ibid.

54. “Three Separate Operations Created on 31 March,” UN Chronicle 32,
no. 2 (June 1995): 25-27.

55. Ibid.; and Facts On File Yearbook 1995 (USA: Facts On File, Inc.,
1995), 36.

56. The United Nations, The Blue Helmets: A Review of United Nations
Peace-keeping, 3d ed. (New York: United Nations Reproduction Section,
1996), 556; Facts On File 1995, 221; and Honig and Both, 143.

57. This was the first shelling of Gorazde since NATO established an
exclusion zone around the safe area on 23 April 1994. Gorazde was shelled
again on 11 April 1995. For more on the deteriorating conditions at Gorazde,
see Royal Welch Fusiliers (RWF), 1st Battalion, White Dragon: The Royal
Welch Fusiliers in Bosnia (Wrexham, UK: RWF Regimental Headquarters,
1995), 44-45 and 110.

58. Facts On File 1995, 221.

59. Ibid., 288.

60. Blue Helmets, 549-50; Facts On File 1995, 362-63.

61. Facts On File 1995, 325.

62. Ibid., 362; and Honig and Both, 150-51.

63. Senate, Impact of the Unilateral United States Lifting of the Arms
Embargo, 23 June 1994, 20-21.

64. Ibid., 20.

65. Ibid., 20-22.

66. Ibid., 81.

67. Fox, 17.

68. Lowell Boyd interview; and Joulwan interview, 11 February 1998. Also
see Hans-Christian Hagman, “UN-NATO Operational Co-operation in
Peacekeeping 1992-1995” (PhD diss., King’s College, University of London,
1997), 264 n. 130.

69. Lowell Boyd interview.

236



RESPONSIBILITY OF COMMAND

148. Gen Bertrand de Lapresle, UNPROFOR force commander, 15 March
1994-28 February 1995, interviewed by author, 13 January 1998, Paris,
transcript of tape recording, author's personal collection.

149. Ibid.

150. Ibid.

151. Ibid.

152. Janvier interview.

153. Jane Sharp, citing a report based on a 19 June cable from Akashi
to Annan, says the guarantee was made over the course of three phone calls
between the two presidents on 3, 9, and 11 June 1995. Citing different
sources, David Rohde offers corroborating evidence of the Chirac-Milosevic
phone calls about the hostages. Sharp, 53; and Rohde, 359-64.

154. Rohde, 364.

155. Facts On File 1995, 405.

156. Maj Paul C. Strickland, USAF, “Trouble In Trieste,” Daedalus Flyer,
winter 1996, 9.

157. Ibid.

158. Ibid., 9-10. The pilot, Maj Paul Strickland, was sent to help deter-
mine whether or not the Bosnian Serbs in fact had O'Grady.

159. Ibid.

160. Ibid., 12.

161. Senate, Situation in Bosnia: Hearings before the Committee on Armed.
Services, 103d Cong., 2d Sess., 1 December 1994, 18.

162. Gen Charles G. Boyd, USAF, “Making Peace with the Guilty,” Foreign
Affairs 74, no. 5 (September/October 1995): 30-31; and Military Official Y.

163, General Boyd, 30-31; and Military Official Y.

164, General Boyd, 30-31.

165. Bob Woodward, The Choice: How Clinton Won (New York: Simon &
Schuster, 1996), 263-65.

166. A Pentagon official briefing the Senate Armed Services Committee
said the Department of Defense study of the shootdown concluded it was an
act of retaliation for the Pale air strikes. Senate, Briefing on Shootdown, 52.

. 167. Senate, Briefing on Shootdown, 44 and 52.

168. Public opinion polls showed that American public interest in Bosnia
was never very high. Typically the number of survey respondents who fol-
lowed the war in Bosnia “very closely” hovered around the 10 to 15 percent
level. American interest peaked at the time of Capt Scott O’Grady’s shoot-
down and rescue, with 24 percent of Americans—about double the aver-
age—claiming to follow events in Bosnia “very closely.” The Pew Research
Center for the People & the Press, “Support for Independent Candidate in
96 Up Again,” transcript of media survey, 24 August 1995. Despite the low
numbers of Americans claiming to follow the war closely, a Harris poll con-
ducted in June of 1995 found that more than 85 percent of Americans had
“seen, heard, or read” something “about the recent fighting in Bosnia and
the former Yugoslavia.” Louis Harris and Associates, “Public Opinion
Survey, Study no. 951103,” June 1995.

240



RESPONSIBILITY OF COMMAND

29. Ibid.

30. Honig and Both, 19, and 45-66.

31. Rohde, 343-49. Rohde uses the Red Cross figure of 7,079.

82, Honig and Both, 21.

33. Rohde, 354.

34. For examples, see comments by General Briquemont in chap. 4, first
paragraph of section entitled “Airpower and coercion at Mount Igman:
August 1993”; by General de Lapresle in chap. 5, section entitled “Turning
Point: Gorazde, April 1994”; and by Generals Ryan and Rupert Smith, chap.
7, section entitled “The Beginning of the End.” Also see comments by
General Ryan from April 1993 in, Elaine Sciolino, “U.S. Military Split on
Using Air Power against the Serbs,” New York Times, 29 April 1993, Al.

35. Facts On File Yearbook 1995 (USA: Facts on File, Inc., 1995), 494;
and Military Official Y.

36. Senate, Briefing on Shootdown, 33 and 45; and Honig and Both, 19.
The SA-6 in eastern Bosnia was one of the first targets hit at the start of
Operation Deliberate Force. On 30 August 1995, it was located near the
town of Sokolac between Pale and Srebrenica.

37. Honig and Both, 151-53 and 182-83.

38. Rohde, 368.

39. Honig and Both, 182.

40. Rohde, 366.

41. See chap. 4, section entitled “Command without Control:
September-December 1993.”

42. Facts On File 1995, 513.

43. Ibid.

44, Bruce Clark, Bernard Gray, and Lionel Barber, “Doubts Grow Over
UN Bosnia Role,” Financial Times (London), 17 July 1995, 1; and MOD
Officials F and J.

45. MOD Official J.

46, Bruce Clark, John Kampfner, and Anthony Robinson, “Split Over
Bosnia Air Strike Threat: Meeting Fails to Back US Calls for Tough Action
Against Serbs,” Financial Times (London), 22 July 1995, 1; Facts On File
1995, 513; and MOD Officials F and J.

47. MOD Officials F and J.

48. Lord (Field Marshal) Richard Vincent, chairman of NATO's Military
Committee, interviewed by author, 22 September 1998, London, author's
notes, author's personal collection.

49, Clark, Kampfner, and Robinson.

50. Ibid.

51. Ibid.; Bernard Gray, “Clinton Fights Uphill Battle with Congress: The
Bosnia Crisis - Europe and the US Struggle to Agree on What to Do Next,”
Financial Times (London), 20 July 1995, 2; and Anthony Robinson and
Bernard Gray, “Taking of Hostages Will Not Deter Attacks, Serbs Warned.”
Financial Times (London), 22 July 1995, 2.

52. Gray; and Robinson and Gray.

266



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

political decision makers might insist that individuals exercis-
ing control also take accountability for the consequences of the
operations. The CAS request system in Bosnia worked on dual
paths once a request reached the UN’s Air Operations Control
Center, and the NATO path required no real decision making—
it operated on the assumption that UN approval would come in
a timely manner.® The airplanes would be ushered to the area
where CAS was needed while the request worked its way
through the UN chain of command.!© The NATO key was, in
effect, in the “on” position. According to a February 1994 report
by seasoned defense journalist Craig Covault, “the CAS system
set up under UN/NATO agreement is designed to react so
quickly that [Admiral] Boorda may not know the action is
underway until it has commenced.”!°! Though perhaps true in
theory, this was a bit of an overstatement.!© In practice,
General Chambers had time to inform his superiors of the situ-
ation, and they would discuss the pending operation.!°
Typically, Chambers would then direct operations while General
Ashy and Admiral Boorda monitored events closely by radio, by
phone, and by a computerized aircraft situation display in
Naples.!°* Chambers’s superiors never overruled him, and
NATO never refused a legitimate CAS request from the UN,
though NATO commanders eventually became wary of the UN
practice of using the threat of airpower as a bluff.!05

While NATO could and did respond quickly to CAS requests,
the UN approval process remained flawed. On 12 March 1994,
French troops near Bihac came under fire from Bosnian Serb
guns.1°° Within minutes, two A-10s were overhead the besieged
French forces, awaiting clearance from the UN.!°? The A-10s
were later replaced by an AC-130 gunship, which orbited near
Bihac with an offending Serb weapon under the crosshairs of
the plane's fire-control system, watching the Serb gun fire
from time to time.!°° This situation, with NATO aircraft stand-
ing by for orders to attack, went on for several hours, while the
UN hierarchy tried to reach a decision on whether to approve
the CAS mission.’ After French soldiers were injured,
General Cot demanded that Akashi make a decision.!!°
Despite having been delegated authority in mid-February to
issue such approval, Akashi checked with Boutros-Ghali in

131



RESPONSIBILITY OF COMMAND

taking command. And in that time, General Briquemont had
come to see a “strange dysfunction in the strategy of the inter-
national community,” whereby nations advocating air
strikes—especially the US—were unwilling to take risks asso-
ciated with putting troops on the ground; and those nations
taking such risks were unwilling to endorse air strikes.!2° The
UN commander in Bosnia was acutely aware of the risks he
himself was taking by putting soldiers on Mount Igman, and
he felt the weight of his responsibilities.

I had never experienced quite as profoundly what it meant to be
responsible for the lives of so many men. The vast majority of them
were the age of my children, because at 58 I was undoubtedly the old-
est military man in the field. I have always acted with the thought that
a drop of blood of one of my men was a drop of my own blood, and I
am convinced that every officer worthy of the name thinks this way.!3!

He knew that in war it was necessary to take casualties, but
this was not war.!*? Though Briquemont's civilian political
advisor, Viktor Andreev, assured him that the Security
Council resolutions were so unclear that the general could
always justify his decisions and his actions,!%3 General
Briquemont himself worried that what he was doing at Mount
Igman was both dangerous and beyond the mission mandated
to UNPROFOR by the Security Council.!* As he later wrote, “I
knew that I was engaging in an operation which did not con-
form at all with the mandate of UNPROFOR, but, on the other
hand, I had decided to do everything in order to help restart
the negotiations in Geneva.” Five years after sending UN
troops onto Mounts Bjelasnica and Igman, General Briquemont
recalled that

it was a military mission. If ] had thirty casualties or dead soldiers on

Mount Igman, I'm sure that I [would have been] before the [court-

martial] in my country, because it was [outside] of the mandate of the
United Nations—but Stoltenberg asked [me to do it].!95

In fact, though, moving the French onto Mount Igman was
entirely consistent with the mandate established in Resolution
836, which tasked UNPROFOR to “promote the withdrawal of
military or paramilitary units other than those of the
Government of the Republic of Bosnia Herzegovina,” and to
“occupy some key points on the ground.”!5” The real problem

92



Gray, Bernard. “Clinton Fights Uphill Battle with Congress:
The Bosnia Crisis—Europe and the US Struggle to Agree
on What to Do Next.” Financial Times (London), 20 July
1995.

Gray, Bernard; Laura Silber; and Harriet Martin. “US Senate
Votes to End Arms Embargo on Bosnia.” Financial Times
(London), 27 July 1995.

Green, L. C. The Contemporary Law of Armed Conflict.
Manchester, England: Manchester University Press, 1993.

Greenwood, David. “The United Kingdom.” In The Defense
Policies of Nations: A Comparative Study. Edited by
Douglas J. Murray and Paul R. Viotti. 3d ed. Baltimore,
Md.: Johns Hopkins University Press, 1994.

Grunawalt, Prof. Richard J. “The JCS Standing Rules of
Engagement: A Judge Advocate’s Primer.” The Air Force
Law Review 42 (1997).

Guerrero, Tech Sgt Phillip L., and Maj Martha Smythe,
Arizona Air National Guard. “Resolute in Deny Flight.”
National Guard 48, no. 12 (December 1994).

Guillot, Philippe. “France, Peacekeeping, and Humanitarian
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Haass, Richard N. Intervention: The Use of American Military
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. “Military Intervention: A Taxonomy of Challenges and
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. “Serbs Claim Deal With West over Release of Hostages.”
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Silber, Laura, and Bruce Clark. “UN in Split with NATO on
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13 September 1995.

Silber, Laura, and Bruce Clark. “US Warns Serbs as Bosnia
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Silber, Laura; Judy Dempsey; and Anthony Robinson.
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Silber, Laura, and Allan Little. Yugoslavia: Death of a Nation.
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378


DELIBERATE FORCE

sets of plans. Air strike targets were initially chosen from the
Vulcan plan.® Air defense targets came from a portion of the
Dead Eye plan.© The heart of the operation—the logic behind
the prosecution of the campaign—derived from the Deliberate
Force plan.®!

Ryan’s execution of Operation Deliberate Force supported
an observation made a century earlier by Moltke the Elder:

Only the layman sees in the course of a campaign a consistent execu-
tion of a preconceived and highly detailed original concept pursued
consistently to the end. Certainly the commander in chief (Feldherr)
will keep his great objective (Zweck) continuously in mind, undisturbed
by the vicissitudes of events. But the path on which he hopes to reach
it can never be firmly established in advance.®

Moltke’s comment fits the case of Deliberate Force, because in
prosecuting the campaign General Ryan was guided by his
view of the objective more than by details of existing plans.®
Ryan was bent on undermining the BSA’s military advan-
tage.®4 In his view that was the surest way to end the threat to
safe areas and to get Mladic to comply with UN resolutions
and NATO ultimatums.® Mladic would determine whether
bombing would lead to a quick cease-fire or whether air strikes
would continue until BSA fighting potential was drawn down
to a level on a par with Bosnian government forces. The speed
with which General Ryan prosecuted Deliberate Force targets
demonstrated his desire to level the playing field as much as

possible before Mladic gave in or international political will
gave out.®

Collateral Damage and Other Priorities

By doing his utmost to limit collateral damage, General
Ryan again faced the potential need to make a trade-off
between force protection and mission accomplishment;
though, as with the decision to delay prosecuting the north-
west part of Dead Eye, added risks were minimal. Collateral
damage concerns factor into targeting decisions whenever
Western nations consider employing airpower.*’ In operations
other than war, such as Deliberate Force, it is probably safe to
say that avoiding collateral damage will usually rank just
behind protection of friendly forces as a commander’s top pri-

281



. “French Air Power in Bosnia,” Air Pictorial 56, no. 8,
August 1994.

. “NATO Strikes Back.” World Airpower Journal 22
(autumn/winter 1995).

. “NATO's Air Command—Backing Up the Blue Helmets.”
International Defense Review 28, November 1995.

——. “Operation Deliberate Force.” World Airpower Journal
24 (spring 1996).

——. Operation Deliberate Force: The UN and NATO
Campaign in Bosnia 1995. Foreword by Nik Gowing.
Lancaster, UK: Centre for Defence and International
Security Studies, 1999.

. “Operation Deny Flight.” World Airpower Journal 16
(spring 1994).
. “Reasons for Being.” Flight International, 24-30
January 1996.

. “Silence of the SAMs.” Aircraft Illustrated 28, no. 1,
November 1995.

Roach, Capt J. Ashley, USN. “Rules of Engagement.” Naval
War College Review 36, no. 1 (January-February 1983).

Roberts, Adam. “From San Francisco to Sarajevo: The UN and
the Use of Force.” Survival 37, no. 4 (winter 1995-1996).

Robinson, Anthony, and Bernard Gray. “Taking of Hostages
Will Not Deter Attacks, Serbs Warned.” Financial Times
(London), 22 July 1995.

Rohde, David. A Safe Area, Srebrenica: Europe’s Worst
Massacre Since the Second World War. London: Pocket
Books, 1997.

Romjue, John L. “The Evolution of American Army Doctrine.”
In The Origins of Contemporary Doctrine. Edited by John
Gooch. The Occasional, no. 30. Camberley, England:
Strategic and Combat Studies Institute, 1997.

Ronnfeldt, Carsten, and Per Erik Solli, eds. Use of Air Power in
Peace Operations. NUPI Peacekeeping and Multinational
Operations Report, no. 7. Oslo: Norwegian Institute of
International Affairs, 1997.

372



RESPONSIBILITY OF COMMAND.

with a scaled-down schedule of sorties that day in order to
mask preparations for the next day's attacks.!®

The Targets

Aware of impending air strikes, General Janvier hastily
returned to his compound in Zagreb, arriving Tuesday morn-
ing, 29 August. At 9:30 a.m., his staff updated him on the sit-
uation; at the end of the meeting Janvier announced that as
of that moment he once again held the UN key.?° Though he
did not overrule General Smith’s decision to turn the key, that
evening Janvier demurred when it came time to approve the
first batch of air strike targets.?! Inexplicably, General Janvier
had not been shown the proposed list of 13 targets until late
in the afternoon.” With the first wave of attacks just a few
hours away, Admiral Smith phoned for word of Janvier's
approval. Janvier asked for more time to consider the targets,
but the AFSOUTH commander pressed him for a decision. In
doing so, Admiral Smith later claimed he told Janvier: “My
pilots are showing up in the ready rooms, and they don’t know
which targets to go hit, so I've got to have your answer now
because you're endangering the lives of my pilots and I won't
put up with that.”?? Under pressure from Admiral Smith,
General Janvier agreed to hit five of the 13 targets nominated
by General Ryan. It was the only time Admiral Smith said he
could recall losing his temper in his dealings with General
Janvier.” Smith later said he told Janvier: “This is crazy. I will
start the bombing operations, but I must tell you that I’m
going to write a letter up my chain of command telling them
that you've abrogated your side of the agreement, and that
this is a failed campaign at the very outset.”?6 After quick con-
sultations with his advisors in Zagreb, Janvier consented to
authorize 10 of the 13 targets, but he refused to approve three
targets that had the word barracks in their title.2” Admiral
Smith gave General Ryan the go-ahead to hit the 10 targets
and told him to change the names of the three barracks to
more accurately reflect the nature of the objects NATO wanted
to bomb at those sites.?6

Admiral Smith's frustration with General Janvier reflected
the shift for AFSOUTH from being the supporting to the sup-

276



MILITARY INFLUENCE ON THE USE OF AIRPOWER

6. Betts, 5.

7. S. E. Finer, Man on Horseback (London: Pall Mall Press, 1962; revised
edition, Peregrine Books, 1976), 86.

8. Ibid.

9. Betts, 1-2.

10. Morris Janowitz, The Professional Soldier: A Social and Political
Portrait (London: Collier and Macmillan, 1960; reprinted with new prologue
and preface, 1971), 3-5.

11. Karen A. McPherson, “The American Military in Fiction Since 1945,”
Armed Forces and Society 9, no. 4 (summer 1983): 650; and David H.
Petraeus, “The American Military and the Lessons of Vietnam: A Study of
Military Influence and the Use of Force in the Post-Vietnam Era” (PhD diss.,
Princeton University, 1987), 3. Brodie is particularly critical of the “military
mind.” See Bernard Brodie, War & Politics (New York: Macmillan Press,
1973), 479-96.

12. Brodie, 486.

13. Betts, 116-17, 120, and 127-28.

14. Ibid., 5-6.

15. Samuel P. Huntington, The Soldier and the State: Theory and Practice
of Civil-Military Relations (Cambridge, Mass.: Harvard University Press),
68-69.

16. Petraeus, 258.

17. Betts, 5-6.

18. Ibid., 11-12 and 96.

19. Petraeus, 6; and David H. Petraeus, “Military Influence and the Post-
Vietnam Use of Force,” Armed Forces and Society 15, no. 4 (summer 1989):
493.

20. Petraeus, “American Military,” 6.

21, Richard N. Haass, Intervention: The Use of American Military Force in
the Post-Cold War World (Washington, D.C.: Brookings Institution for the
Carnegie Institution for International Peace, 1994), 68.

22. Betts, 103.

23. Ibid., 96.

24, Ibid., 97.

25. Stephen Peter Rosen, “Vietnam and the American Theory of Limited
War,” International Security 7, no. 2 (fall 1982): 84-94.

26. H. R. McMaster, Dereliction of Duty: Lyndon Johnson, Robert
McNamara, The Joint Chiefs of Staff, and the Lies That Led to Vietnam (New
York: HarperCollins, 1947), 40-47.

27. Betts, 11.

28. Earl H. Tilford Jr., Setup: What the Air Force Did in Vietnam and Why
(Maxwell AFB, Ala.: Air University Press, 1991), 104; Mark Clodfelter, The
Limits of Air Power; the American Bombing of North Vietnam (New York: Free
Press; Collier Macmillan, 1989), 76-77; and McMaster, 143.

29. McMaster, 106.

30. Petraeus, “American Military,” 249-50.

51



MILITARY INFLUENCE ON THE USE OF AIRPOWER

A competent commander, then, would be one who sought to
fulfill military and policy objectives with the least risks and
losses to his forces.®° A more explicit statement of this con-
nection between responsibility and command was put forth by
Martin Edmonds. Edmonds pointed out that military organi-
zational structures linked rank with authority; rank, in turn,
was linked to responsibility—not just to the state, but also
“responsibility to the individuals within the military for whom
operations mean risking their lives.”®* “Above all,” asserted
Edmonds, “the dominant consideration affecting armed serv-
ices as organizations is the prospect of their members being
killed in the course of fulfilling their duty; it is this that dom-
inates their organizational practices.”®” Military organizations
link operational responsibility and accountability in a clear
chain of command. And, Edmonds noted, a commander's
responsibility “must include the responsibility for both the
operational effectiveness of the unit under his or her command
and the lives of the people in it in difficult and dangerous situ-
ations” (emphasis added).®°

Military demands for autonomy in operations are a logical
outgrowth of these responsibilities and the clear accountabil-
ity that commanders face. Theater-level commanders are pri-
marily responsible and accountable for both mission accom-
plishment and the lives of the people under their command.
The responsibilities of command are lightened for a com-
mander who is free to pursue a course of action that fulfills his
mission and poses the least amount of risk to his forces.
However, when circumstances demand a trade-off, a com-
mander has to have a clear objective and some sense of its
worth before being able to strike an appropriate balance
between mission accomplishment and force protection.
Moreover, a commander must also have the means to accom-
plish his mission, and control over those means, to sensibly
manage the risks his forces will face in fulfilling the mission.
Without autonomy, a commander cannot work the often deli-
cate balancing act needed to best achieve his given objective
with the least risk of getting his people killed.

Like expertise, responsibility is not only a basis for military
demands for autonomy, it can also work as a tool for obtaining

37



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

4. Honig and Both, 4-17.

5. Ibid., 8.

6. Ibid.; and Rohde, 23 and 81-82. Bildt replaced Lord David Owen as
the EU cochairman to the Geneva peace conference when Owen resigned in
June of 1995,

7. Honig and Both, 10; and Rohde, 41 and 79.

8. Honig and Both, 13.

9. Ibid., 16.

10. Rohde, 99.

11. Honig and Both, 18.

12. Tbid., 19-20; and Rohde, 118-24.

13. Honig and Both, 20; and Rohde, 133.

14. Honig and Both, 21-22; and Rohde, 132-33.

15. Honig and Both, 22; and Adm Leighton W. Smith, USN, “NATO Close
Air Support-Srebrenica-11 July 95,” transcript of news conference, Naples,
Italy, 12 July 1995, http://www.afsouth.nato.int/archives/archives.htm.

16. Gen Michael E. Ryan, USAF, commander, Allied Air Forces Southern
Europe and commander US Sixteenth Air Force, September 1994~April
1996, interviewed by author, 6 June 1997, Ramstein Air Base (AB),

Germany, transcript of taped interview, author’s personal collection; and
Admiral Smith transcript.

17. Honig and Both, 23.

18. Ibid., 20; and Rohde, 133.

19. Honig and Both, 22; and Rohde, 144.

20. Honig and Both, 23-25.

21. Ibid. The ability of the Bosnian Serbs to monitor NATO flying activi-
ties closely, and the networking of the Serbian air defense system and that
of the Bosnian Serbs, was well known at the time. See Senate, Briefing on
the F-16 Shootdown in Bosnia and Current Operations: Hearings before the
Committee on Armed Services, 104th Cong., Ist Sess., 1995, 36, 45, and
51-52; and Tim Ripley, “Silence of the SAMS,” Aircraft Illustrated 28, no. 1
(November 1995): 36-37.

22. Honig and Both, 24. A “Blue Sword” order was used for CAS—not air
strikes.

23. Ibid., 23-24.

24. Ibid., 25; and Admiral Smith transcript.

25. Honig and Both, 25; and Rohde, 162.

26. Honig and Both, 25; and Rohde, 162.

27. Honig and Both, 25-26; Joris Voorhoeve, “Protecting the
Peacekeepers on the Day Srebrenica Fell,” Washington Post, 20 November
1995, A20. Note: In the Washington Post article, Voorhoeve says: “I called UN
headquarters in Zagreb at 4 p.m. and asked to call offa new round of air sup-
port.” Other sources indicate that Honig and Both’s version is accurate; so

that even if Voorhoeve phoned Zagreb at 4:00 p.M., he apparently phoned the
CAOC first.

28. Ryan interview.

265



Chapter 6

Competing Missions and Demands for
Force Protection: August-December 1994

The whole business of dual key again caused a certain
amount of discussion. But when you've got two chains of
command, slightly different mandates, you're going to have
to have a dual key. There’s no other way of running an
operation.

—Gen Sir Michael Rose
Interviewed by author
10 December 1997

In the second half of 1994, NATO airmen believed the UN’s
piecemeal and highly restrained use of airpower held little
prospect for affecting the behavior of the Bosnian Serbs.
Furthermore, NATO commanders began to believe that the
influence of UNPROFOR's commanders over the conduct of air
attacks unnecessarily jeopardized the safety of NATO airmen.
Conversely, commanders in UNPROFOR became convinced—
especially after events at Gorazde in April 1994—that NATO
airpower could easily create more problems than it was likely
to solve. Though willing to accept air support in extremis, they
harbored serious misgivings over NATO plans for air strikes.
Under the “dual key” control arrangements, the UN could veto
NATO's more muscular air options, and an unhealthy tension
between soldiers and airmen and the organizations they rep-
resented grew during the summer and fall of 1994.

This chapter shows how military commanders in NATO and
the UN clashed over their competing concerns for force pro-
tection and mission accomplishment. The first section
addresses UN-NATO friction over the UNPROFOR practice of
warning the Bosnian Serbs of pending air attacks. It also
examines UN-NATO disputes over “proportionality” in respond-
ing to Bosnian Serb provocations around Sarajevo. The UN
dimension of this struggle has been addressed elsewhere, but

159



Sobel, Richard. “U.S. and European Attitudes toward
Intervention in the Former Yugoslavia: Mourir pour la
Bosnie?” In The World and Yugoslav’s Wars. Edited by
Richard H. Ullman. New York: The Council on Foreign
Relations, 1996.

Solli, Per Erik. “In Bosnia, Deterrence Failed and Coercion
Worked.” In Use of Air Power in Peace Operations. Edited
by Carsten F. Ronnfeldt and Per Erik Solli. NUPI
Peacekeeping and Multinational Operations Report no. 7.
Oslo: Norwegian Institute of International Affairs, 1997.

. UN and NATO Air Power in the Former Yugoslavia. NUPI
Report no. 209. Oslo: Norwegian Institute of International
Affairs, 1996.

Sorely, Lewis S. “Competence as Ethical Imperative: Issues of
Professionalism.” In Military Ethics and Professionalism: A
Collection of Essays. Edited by James Brown and Michael

J. Collins. Washington, D.C.: National Defense University
Press, 1981.

Starr, Barbara. “Deny Flight Shootdown May Put USAF on the
Offensive.” Jane’s Defence Weekly, 24 June 1995.

. “Serbs Feel Force from NATO's CAS Missions.” Jane’s
Defence Weekly, 16 April 1994.

Stein, David J. The Development of NATO Tactical Air Doctrine,
1970-1985. Santa Monica, Calif.: RAND, 1987. RAND
R-3385-AF.

Stephens, Alan, ed. The War in the Air 1914-1994, Fairbairn,
Australia: Air Power Studies Centre, 1994.

Stevenson, Charles A. “The Evolving Clinton Doctrine on the
Use of Force.” Armed Forces and Society 22, no. 4 (sum-
mer 1994).

Stewart, Col Bob. Broken Lives: A Personal View of the Bosnian
Conflict. London: HarperCollins, 1993.

. “Love In a Cold Place.” Sunday Times (London), 12
October 1997.

——. “Massacre of the Innocents.” Sunday Times (London),
12 October 1997.

381



NATO AIR SUPPORT AND AIR STRIKES

or 3.° It was not until operation Deliberate Force in the sum-
mer of 1995 that the original concept of linking groups of tar-
gets to options, or phases, was reapplied. However, by then the
safe areas were lumped together in two wider “zones of
action,” thus further blurring the distinction between some
Option 2 and 3 targets.®! On 13 August 1993, NATO published
Change-2 to the plan governing Deny Flight, CINCSOUTH
OPLAN 40101, incorporating new procedures and ROE for air
strikes.°?

Airpower and Coercion at
Mount Igman: August 1993

In his reaction to NATO pressures for air strikes, General
Briquemont demonstrated his traditional army views on air-
power. With America pushing NATO toward air strikes against
the Bosnian Serbs, General Cot suggested to General
Briquemont that he should go to Vicenza to learn about allied
plans for employing airpower; however, General Briquemont
already held strong convictions about the use and limitations
of airpower in Bosnia. As General Briquemont saw the situ-
ation,“These ambiguous resolutions (836 and 844), which
everyone could interpret as he liked,” were the cause of
UNPROFOFR's difficulties, and in his judgment

the UN, lacking the means for these resolutions, turned to NATO and
air support to compensate for the shortages of means on the ground.
After Vietnam and Afghanistan, and considering the terrain in Bosnia,
how could anyone still persist in this mistaken thinking about opera-
tional strategy?°*

To General Briquemont, the appeal to airpower was a political
gambit based on the minimal risks to NATO airpower and
unrealistic beliefs held by NATO politicians about high-tech
aerial warfare.®° Moreover, he claimed,“What troubled me the
most was that this mission was the responsibility of NATO (M.
Boorda) and of M. Cot and that, at least initially, the UNPROFOR
commander in Bosnia seemed to be considered a secondary
player.”°* Enroute to Vicenza, General Briquemont resolved to
himself and told his staff, “Nothing happens in Bosnia without
my consent, and if it does, I will be returning to Brussels

87



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

SUNDAY MONDAY TUESDAY WEDNESDAY

THURSDAY

SATURDAY

JULY 2 3 4 5

“Teo

4 authorizes
CAS 1210 hrs

Figure 2. Six-Day Outline of Attack on Srebrenica. The shaded area

shows the days Srebrenica was under attack.

Milosevic over Serb recognition of Bosnia.§ By Saturday evening,
8 July, the Bosnian Serbs had taken their first Dutch soldiers
as prisoners, and, by the next afternoon, they held 20 peace-
keepers hostage.” On 9 July, American demands within NATO
for air strikes against the Bosnian Serbs were overridden by
the Dutch because, as Honig and Both have revealed, the
Dutch considered air strikes “dangerous” and “counterpro-

ductive.”8

The Fall of Srebrenica: July 1995

Repeated Serb assaults on Srebrenica led the Dutch peace-
keepers to finally ask for air support on the morning of 10
July, but the request was turned down within the UN chain of
command.°® Despite the UN’s reluctance to call on NATO, a
swarm of combat aircraft gathered over the Adriatic.!° When
another Serb attack developed that evening, the peacekeepers
in Srebrenica issued a second request for air support, and the
UN battalion submitted a list of approximately 40 targets
around Srebrenica.'! This time the request made it quickly to

247



RESPONSIBILITY OF COMMAND

after they had been given a more muscular mandate under
chapter 7 of the UN Charter. In his memoir, Morillon’s only
remark about airpower was more positive than MacKenzie’s.
“It is not sufficient to be passively protected against the threats,
it is necessary to be able to make them stop by responding to
them . . . against artillery, the use of aviation is essential.”*
However, Morillon, like the other early commanders, left the
former Yugoslavia before NATO airpower was ready for air-to-
ground missions in Bosnia.

Lt Gen Francis Briquemont of Belgium succeeded General
Morillon, and Briquemont had much more to say about NATO
airpower in his memoir, Do Something, General! ** The title of
his book characterized the specificity of the political guidance
given to Briquemont and his superior, General Cot of France,
during most of their time in Bosnia.*° They were the first UN
generals to exercise some influence on the use of airpower in
Bosnia, as is discussed in detail in chapters 4 and 5 of this
study. However, no bombs fell while either of them served with
the UN. Briquemont’s replacement, General Rose, also wrote
about his experiences as head of the UN’s Bosnia-Herzegovina
Command.°° Though generally restrained in his remarks
about the limitations of airpower®’ during and just after his
tour in Bosnia, in his memoir Rose vented some of the frus-
tration from his run-ins with the theater-level commanders in
NATO who wanted to use airpower more aggressively.5° Rose’s
book also gave his version of the large role he played in shap-
ing NATO air action through the end of 1994—a topic
addressed in chapters 5 and 6 of this study.

In Srebrenica: Record of a War Crime, Jan Honig and Norbert
Both revealed the divergence of views between the two princi-
pal UN commanders, French general Bernard Janvier and his
subordinate British commander in Bosnia, Gen Rupert Smith,
during 1995.9 During the spring of 1995, UN commanders
disagreed over whether to take more forceful action in Bosnia,
including air strikes. Of special interest were the authors’ rev-
elations about the role of Rupert Smith in helping statesmen
in the UN and NATO confront the impossibility of simultane-
ously attempting to do peacekeeping and enforcement.*° Though
Honig and Both provided excellent evidence and analysis on

10


PAVING THE WAY TO ENFORCEMENT

air strike.®? According to Janvier, Mr. Akashi consulted with
Boutros-Ghali before the strikes.°? However, Janvier criticized
the UN’s lack of forethought and its failure to give advance
warning to its own forces and to the many aid workers in
Bosnia.** Had Janvier been in Zagreb, he probably would have
blocked the strikes or at least picked a less forceful bombing
option. Moreover, given his criticism of the resulting hostage
crisis, he would have been unlikely to approve the attacks
without doing more to prevent UN peacekeepers from being
taken hostage.

Gow, as well as Honig and Both, has suggested that Rupert
Smith was intentionally trying to force the responsible officials
in the international community to confront the choice between
peacekeeping and enforcement in Bosnia because the UN
could no longer go on pretending to do both.®> General Ryan
and his chief planner in Naples also believed that General
Smith's decision to strike the Pale ammo dump was a risk he
took aimed more at influencing the UN than the warring fac-
tions.° The Serbs responded to the first strike by shelling all
of the safe areas except Zepa with especially appalling results
in Tuzla, where 70 civilians were killed and more than a hun-
dred others were wounded.” After the second strike, the Serbs
rounded up UN peacekeepers throughout Bosnia, taking more
than 300 hostages and using many as human shields against
further attacks.°°

The Pale air strikes lanced the Bosnia boil, and although
there was an awful mess to be cleaned up, the procedure
helped to cure the underlying problems inhibiting the use of
airpower in Bosnia.” The first problem the UN had to deal
with was getting its hostages back, but the hostage crisis itself
proved useful to UNPROFOR and to those who wished to inter-
vene more forcefully against the Bosnian Serbs. Whereas
Smith’s predecessor had reportedly discouraged the use of the
term hostage to describe UN peacekeepers taken by the
Bosnian Serbs after the air strikes at Gorazde and again after
the SEAD strikes in November of 1994,!°° General Smith did
nothing to downplay the fact that the Serbs held hundreds of
his men hostage against further NATO air strikes.!°! The UN
hostages were seen around the world for what they were,

215



PAVING THE WAY TO ENFORCEMENT

and its allies by provoking the United States while shielding
themselves behind UN hostages.

Kicking the Problem Back Upstairs

The F-16 downing forced political authorities in the United
States and NATO to recognize the threat posed by the Bosnian
Serb air defense system, and, in the process, it paved the way
for the execution of air operations planned in AFSOUTH.
Disagreement between the US, Britain, and France over the
best strategy for Bosnia had been one of the principal weak-
nesses of international efforts to intervene in the former
Yugoslavia.

These unresolved political disputes had been passed down
to military proxies in AFSOUTH and UNPF, but the military
efforts to work out a solution had failed. The shooting down of
O'Grady helped to kick the problem back upstairs where it
could get resolved. Because the shootdown failed to net a
hostage, there was no US inhibition to counter the increased
frustration American political authorities felt over the loss of
the F-16.167 General Ryan was ready with the Dead Eye plan
and a plan for a wider air campaign—Deliberate Force. At the
same time, Admiral Smith forced political authorities in NATO
to confront the need to eliminate the Bosnian Serb air defense
threat by refusing to send aircraft over Bosnia without heavy
SEAD escorts. These restrictions made it impossible for NATO
to enforce the no-fly zone or the heavy weapons exclusion
zones, leading NATO to reassess its Deny Flight operations.

US Response to the F-16 Downing

O’Grady’s downing added to the factors impelling the
Clinton administration to take a leading role in the Balkans
while simultaneously highlighting the risks American airmen
faced because of the dual key. At a time when the 1996 pres-
idential race was starting to heat up, the shooting down and
subsequent rescue of O'Grady aroused American public inter-
est in Bosnia more than any event before it.!6° Under domes-
tic political pressure, the administration backed away from
hints made by the president at the end of May that the United

223



RESPONSIBILITY OF COMMAND

major points of friction that lay at the heart of debates over
NATO's use of airpower in Bosnia.!6 This masked some of the
tension that existed within NATO and glossed over significant
strains in civil-military relations within the UN. Still,
Leurdijk’s work served as a ready reference for documentation
on NATO decisions to use airpower in Bosnia.

Amb. Richard Holbrooke’s memoir, To End a War, told one
side of the story about disputes he had with Adm Leighton
Smith, the theater commander of forces in NATO’s southern
region, while Holbrooke was serving as assistant secretary of
state for European and Canadian affairs. Holbrooke wanted
more control over NATO bombing during his coercive diplo-
macy with the Serbs in September 1995, but Smith resisted
interference in operational matters from outside the chain of
command. Holbrooke recognized the admiral’s responsibility
for the lives of NATO airmen, but he interpreted Smith’s claim
that NATO was running out of targets during the Deliberate
Force bombing campaign to mean: “Smith did not wish to let
the bombing be ‘used’ by the negotiators, and would decide
when to stop based on his own judgment.”!” The thrust of
Holbrooke’s account was that for his important negotiations
he needed some control over the coercive “sticks” being used,
and Admiral Smith was overly cautious in resisting
Holbrooke's inputs into bombing decisions.

James Gow, research officer in the Centre for Defence
Studies at the University of London, proposes as his central
thesis in Triumph of the Lack of Will that the international
community could have intervened before the summer of 1995
to stop the war in the former Yugoslavia.’® Echoing a note
sounded by Lord Owen, Gow argued that had there been suf-
ficient international political will to use force to impose the
Vance-Owen Peace Plan in the spring of 1993—or to impose
successive settlement plans thereafter—then much of the vio-
lence over the next two and one-half years probably could
have been avoided. Gow went further than Leurdijk in detail-
ing the problems of “dual key” command and control over
NATO airpower, and the friction generated between UN mili-
tary commanders and their civilian superiors over the latter's
reluctance to use force.! He also gave a fuller account of the


NATO AIR SUPPORT AND AIR STRIKES

Strikes.”!2! Finally, the threat of NATO air strikes was kept
alive as the terms of the Mount Igman agreement were imple-
mented.!2? Though the sequence of events does not prove that
the threat of airpower worked, it would have been reasonable
for NATO ministers to conclude that there was a connection
between their threats and Serb compliance, as Leurdijk
asserted.

Contrary to the NATO view described by Leurdijk, General
Briquemont believed the threat of air strikes was counterpro-
ductive to his endeavors to negotiate a solution to the Mount
Igman crisis, and that air strikes exacerbated the risks to his
troops.!?3 General Briquemont knew that the Serbs had other
reasons to quit Mount Igman; in particular, General Mladic
was short on manpower and wanted to use UNPROFOR to help
consolidate his gains.!2* With ambiguous Security Council reso-
lutions to work from and Do Something, General! as his guid-
ance from Mr. Stoltenberg, General Briquemont began trying
to calm the situation in Bosnia by negotiating an end to the
fighting around Sarajevo.!2° He hoped that the Sarajevo
agreement would, in turn, enhance negotiations in Geneva
and reduce the suffering amongst the people in Bosnia.12°
However, the threat of NATO air strikes, ostensibly in support
of UNPROFOR, jeopardized the UN’s impartiality in Bosnia,
especially since the threats were being directed only at the
Serbs.!2”? The NATO threat, he felt, hindered his negotiations
and, if carried out, would endanger his forces.!?° Briquemont
did not see how NATO air strikes could help him, and he did
not credit them for securing the Serb withdrawal from Mount
Igman. Just as Betts had observed, proponents and oppo-
nents of airpower could find justification for their opposing
beliefs in the same evidence.1?9

Command without Control:
September-December 1993
The crisis over Mount Igman brought General Briquemont
face-to-face with his responsibilities as a commander and

forced him to choose between mission accomplishment and
force protection. The crisis occurred within six weeks of his

91



, ed. The Defence Equation: British Military Systems
Policy Planning and Performance Since 1945. London:
Brassey’s, 1986.

“End-of-year Cease-fire Signed, Further Negotiations Urged.”
UN Chronicle 32, no. 1 (March 1995).

Ethell, Jeffrey, and Alfred Price. Air War South Atlantic.
London: Sidgwick and Jackson, 1983.

Evans, M. G. D. “The Challenge of Integrating Civilians and
the Military in Peace Support Operations.” In Meeting the
Challenges of International Peacekeeping Operations:
Assessing the Contribution of Technology. Edited by Alex
Gliksman. Proceedings from a conference held in
Livermore, California, 9-10 September 1996. Livermore,
Calif.: Center for Global Security Research, June 1998.

Evans, Martin. “The French Army and the Algerian War: Crisis
of Identity.” In War and Society in Twentieth-Century
France. Edited by Michael Scriven and Peter Wagstaff.
Oxford: Berg Publishers, 1991.

Evans, Michael. “RAF Prepares for NATO Bombing Raids on
Serbs.” Times (London), 28 April 1993.

. “Serb Radar Link-up Poses Challenge to NATO Pilots.”

Times (London), 29 June 1995.

. “Srebrenica Shield May Force Change in Bosnia

Policy.” Times (London), 23 April 1993.

. “UK Officer Speaks Up for NATO's Top Brass.” Times
(London), 29 April 1993.

——. “West Weighs Risks and Rewards of Air Strikes.” Times
(London), 29 April 1993.

Facts On File Yearbook 1992. USA: Facts On File, Inc., 1993.
Facts On File Yearbook 1993. USA: Facts On File, Inc., 1994.
Facts On File Yearbook 1994. USA: Facts On File, Inc., 1995.
Facts On File Yearbook 1995. USA: Facts On File, Inc., 1996.

Fadok, Maj David S., USAF. John Boyd and John Warden: Air
Power’s Quest for Strategic Paralysis. Maxwell AFB, Ala.:
Air University Press, 1995.

344



London Conference, 22, 113, 195-96,
234, 251-52, 254, 268-69, 280, 292,
304-5

Lushbaugh, Col Robert, 60-62, 68-69,
82, 107, 111, 150

Luttwak, Edward N., 21, 38, 50, 53,
56, 67

MacKenzie, Gen Lewis, 9, 22, 99, 114

Major, John, 117, 119

MANPAD. See surface-to-air missile

Mason, Air Vice-Marshal Tony, 14, 24,
53, 67, 153

massacre, 23, 238, 264. See also
Srebrenica

McMaster, H. R., 51, 54-55,

MCM-KAD-084-93, 108-9, 194-95, 304.
See also operational options for air
strikes

McNamara, Steve, 48, 50-51, 56

McPeak, Gen Merrill M., 68

media, 65, 67, 123, 240, 290, 308

Meilinger, Phil, 41, 50, 54, 56

Messervy-Whiting, Brigadier Graham, 8,
22, 106

Mirage, 166-167, 295, 305

Mirage 2000, 295, 305

Mitterand, Francois, 58

Mladic, Gen Ratko, 91, 134-37, 151,
173, 196, 205, 220-21, 249, 252,
254, 257-59, 262, 267, 269, 278,
281, 284-86, 288, 297

Mogadishu, 193

Montgomery, Field Marshal, 117, 148

Morillon, Lt Gen Philippe, 9-10, 22-23,
78-79, 81, 106-7, 114, 124

Mount Igman, 74, 83, 87, 90-92, 98,
192, 260, 266, 319

NAC. See North Atlantic Council

Nambiar, Gen Satish, 9, 22-23, 114

Naples, 17, 61, 70, 80, 84, 90, 107, 131,
145, 150, 161, 175, 192, 197, 200,
204, 206, 215, 233, 242, 255, 265,
267, 271, 283, 286, 297-98, 302-3,
308, 310-11

National Security Council, 64

NATO headquarters, 17, 122, 125, 149,
181, 294, 298, 307. See also Brussels

NATO. See North Atlantic Treaty
Organization

negotiations, 6, 42, 81, 90-93, 99-100,
110, 112-13, 135, 137-38, 140,
220-21, 246, 273, 284-85, 287-88,
296, 301

Netherlands, 22, 71, 106, 126, 150, 236,
267. See also Dutch

NFZ. See no-fly zone

Nicholls, Col David V., Royal Marines,
242, 268-69, 271, 306

Nixon, President Richard, 41, 43

no-fly zone (NFZ), 13-14, 59, 61-63, 70,
82, 94, 129-30, 132, 173-75,
178-80, 182-88, 190-91, 198, 203,
210, 218, 223, 227-31, 243, 320-22

North Atlantic Council (NAC), 18, 61, 82,
85, 90, 97, 108-9, 121-25, 134,
138-40, 147, 149, 152, 161, 170,
176, 181-83, 185-86, 190, 194, 201,
205, 227, 253-55, 257, 261, 268,
279, 287, 290, 294-95, 298

North Atlantic Treaty Organization
(NATO), 1-2, 4-8, 10, 12-14, 16-24,
39, 49, 56-57, 59-63, 65-71, 73-77,
79-91, 93-99, 101-13, 116, 119-47,
149-201, 203-10, 212-16, 218-20,
222-34, 236, 238, 241-43, 245-50,
252-70, 273-98, 300-310, 312-24,
326

Northern Ireland, 118, 126

O'Grady, Capt Scott, 218-25, 227, 230,
232, 235, 238-40, 242, 245, 322

Operation Antelope. See Antelope

Operation Rolling Thunder. See Rolling
Thunder

Operation Vulcan. See Vulcan

operational options for air strikes,
84-85, 91, 108, 146, 194, 255

Option 1, 86, 141, 262, 295-97. See also
operational options for air strikes

Option 2, 86-87, 141, 146, 255, 293,
295. See also operational options for
air strikes

Option 3, 109, 158, 253, 297. See also
operational options for air strikes

Osgood, Robert, 39, 53

Osirak, 40

Otoka, Bosnia, 180-82

Owen, Col Robert, 14, 24, 69, 107-9,
111, 150-53, 192, 201, 234, 241,
267-68, 282, 302-4, 307

403



RESPONSIBILITY OF COMMAND

UNPROFOR, that meant reinterpreting the mission so as to
avoid responsibility for the safe areas and the exclusion zones.
For AFSOUTH, striking the right balance meant not putting
forces at risk unless there was a commensurate payoff. That,
in turn, led the commanders in AFSOUTH to favor air strikes
over CAS, and to curtail the reflex of giving UNPROFOR air
presence. As noted before, the commanders’ responsibilities
were reinforced by national political pressures, differing areas
of expertise, and organizational biases. The next chapter fur-
ther assesses the role of responsibility in motivating the com-
manders and shows their actions as part of a broader pattern
of behavior.

Notes

1. Richard K. Betts, Soldiers, Statesmen, and Cold War Crises
(Cambridge, Mass.: Harvard University Press, 1977; reprint with new pref-
ace and epilogue, New York: Columbia University Press, 1991), 154-56.
Betts’s discussion focused on tactical determinism working at the policy-
making level while policy was still being formed. As this chapter demon-
strates, the process can also work backward, reshaping policy after it has
been made. And, in this case, military commanders in the field played an
important role.

2. British Ministry of Defence Official F.

3. Gen Sir Michael Rose, British army, retired, Fighting for Peace: Bosnia
1994 (London: The Harvill Press, 1998), 13, 16, and 53.

4, Stephen Hart, “Montgomery, Morale, Casualty Conservation, and
Colossal Cracks: Twenty-First Army Group’s Operational Technique in
North-West Europe, 1944-45,” The Journal of Strategic Studies 19, no. 4
(December 1996): 144,

5. Rose, 13.

6. Laura Silber and Allan Little, Yugoslavia: Death of a Nation (n.p.: TV
Books, Inc., 1996), 310-17. For a spirited (if not spleenful) discussion of
General Rose's role in pursuing British interests, see Jane Sharp, Honest
Broker or Perfidious Albion: British Policy in Former Yugoslavia (London:
Institute for Public Policy Research, 1997), 32-34 and 43-46. Also see Mark
Almond, “A Far Away Country,” in With No Peace to Keep: United Nations
Peacekeeping and the War in the Former Yuguslavia, eds. Ben Cohen and
George Stamkoski (London: Grainpress, 1995), 125-41.

7. The principal Security Council resolutions defining UNPROFOR's
mandate, 770, 776, and 836, were all based on chap. 7 of the United Nations
(UN) Charter, though Resolution 776's connection to chap. 7 was through
Resolution 770 rather than an explicit reference in 776 itself. Richard
Caplan incorrectly claimed that “Res. 776 imposed constraints on the use of

148


RESPONSIBILITY OF COMMAND

Aftermath: More of the Same

Though Deliberate Force helped end the war in Bosnia, it
did nothing to resolve two of the principal tensions underlying
the contest to control airpower during Deny Flight: (1) the
political-military tension over who controls the use of force
and (2) the soldier-airman controversy over the efficacy of air-
power. As NATO planners made preparations for the peace
implementation force (IFOR), they sought to “NAC proof” the
aerial rules of engagement to make sure NATO airmen would
not again be hobbled in using force for self-defense.1®
Meanwhile, to make sure Admiral Smith was responsive to
political direction from Brussels, someone at NATO headquar-
ters proposed sending to Naples a special representative of the
NATO secretary-general.'® This political overseer would oper-
ate much the same as Mr. Akashi had for the UN secretary-
general.!® Admiral Smith balked at the suggestion, later
claiming,

I got a call one time from Mons saying that the NAC was going to send

a Secretary-General’s Special Rep to whom I would be responsible. . . -

‘And I said: “Well when you send him, send another CINC, because I'm
going to be gone.” They didn't send him.186

When Smith later came under fire for not using the authority
granted to him in the Dayton accords to apprehend suspected
war criminals, he claimed,

I told [NATO political authorities] time and again: “You want me to go
after the [war] criminals, fine. You give me the orders, get . . . out of the
way, but understand there's a price. There are going to be a lot of peo-
ple killed. Probably going to set this peace process back a long way.
But you give me the order, we'll go get them. We may not be success-
ful, but we'll give it a. . . good try.” They didn't like that.187

Admiral Smith apparently believed that whatever authority was
given to him under the Dayton agreement, he still needed spe-
cific political orders from Brussels before using alliance forces in
dangerous circumstances. And once given those orders, he
wanted the alliance’s political authorities to stay out of the oper-
ational details. At his change of command and premature retire-
ment in July 1996,!8 Admiral Smith cautioned his successor,

298



——. “January in Bosnia: Bizarre Diplomacy.” Transition, 15
March 1995.

Moran, Lord. The Anatomy of Courage: The Classic Study of the
Soldier’s Struggle Against Fear. 1945. Reprint, Garden
City, N.Y.: Avery, 1987.

Morgan, Robert. “Hurd Warns of Dangers in Air Strikes
Against Serbs.” Times (London), 20 April 1993.

Morillon, Gen Philippe, French army. Croire et Oser: Chronique
de Sarajevo. Paris: Bernard Grasset, 1993.

——. “UN Operations in Bosnia: Lessons and Realities.”
RUSI Journal 138, no. 6 (December 1993).

Mortimer, Edward. “Slicing Up the Bosnian Cake: Brute Force
Is Triumphing over Diplomacy in the Balkans.” Financial
Times (London), 8 August 1995.

——. “Twin Track to Bosnia Peace: Air Attacks and Military
Aid Are Complimentary, Not Alternatives.” Financial
Times (London), 12 May 1993.

Murray, Douglas J., and Paul R. Viotti, eds. The Defense
Policies of Nations: A Comparative Study. 3d ed.
Baltimore, Md.: Johns Hopkins University Press, 1994.

Murray, Group Capt Trevor, RAF, AFSOUTH chief of opera-
tions and plans and AFSOUTH spokesman. Interviewed
by author, 17 April 1997, Uxbridge, England. Tape
recording. Author's personal collection.

. Interviewed by author, 10 October 1997, Uxbridge,
England. Author's notes and tape recording. Author's
personal collection.

Murray, Williamson. “Air War in the Gulf: The Limits of Air
Power.” Strategic Review 26, no. 4 (winter 1998).

Nambiar, Lt Gen Satish, Indian army. “A Commander's
Perspective on the Role of the Developing States in Peace
Operations.” In Meeting the Challenges of International
Peacekeeping Operations: Assessing the Contribution of
Technology. Edited by Alex Gliksman. Proceedings from a
conference held in Livermore, California, 9-10 September
1996. Livermore, Calif.: Center for Global Security
Research, June 1998.

364



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

41. Silber and Little, 309-31; Blue Helmets, 528; and Gen Sir Michael
Rose, transcript of filmed interview, “The Death of Yugoslavia” collection,

Box 18, File 4 (R-Z), 1 {Liddell Hart Archives, King’s College, University of
London).

42. Blue Helmets, 529.

43. S/1994/131, 6 February 1994, cited in Blue Helmets, 529.

44. Gregory L. Schulte, “Former Yugoslavia and the New NATO,” Survival
39, no. 1 (spring 1997): 22-23.

45. BBC and the Discovery Channel, “Episode 5: No Escape.”

46. Gen Sir Michael Rose, interview with author, 10 December 1997,
London, transcript of tape recording, author’s personal collection; Rose,
transcript of filmed interview, 3; and Silber and Little, 310-15.

47. Rose, transcript of filmed interview, 1-6; Silber and Little, 313-15;
and Rose, Fighting, 47-51.

. Rose, Fighting, 47-48; and Silber and Little, 313.

Pr Silber and Little, 315.

50. Ibid., 313.

51. Ibid., 313-14; and Wood, 148.

52. NATO, Press Release (94) 15, 9 February 1994, par. 6.

53. Ibid., par. 6.

54. Ibid., par. 7.

55. Senate, Briefing on Bosnia and Other Current Military Operations, 23
February 1994, 13.

56. NATO, Press Release (94) 15, 9 February 1994, par. 10.

57. Rose, Fighting, 51-52.

58. A report by a Security Council team that traveled to Bosnia and vis-
ited Srebrenica criticized the two UNPROFOR commanders for agreeing to
disarm the government forces in Srebrenica and for pressuring the enclave's
leaders into accepting terms dictated by General Mladic for surrendering the
enclave. Report of the Secretary-General Pursuant to Security Council
Resolution 819 (1993) (S/25700, 30 April 1993) (Reissued). Also see Jan
Willem Honig and Norbert Both, Srebrenica: Record of a War Crime (London:
Penguin Books, 1996), 106.

59. Security Council Resolution 836 (1993) (S/RES/836, 4 June 1993).
Technically Rose’s agreement did not violate the letter of the resolution.
Because the Bosnian government was not being asked to withdraw its heavy
weapons or any associated units, it merely had to turn them over to
UNPROFOR. Arguably, it ran counter to the intent not to disarm the
Bosnian government forces.

60. Schulte, 22. Obviously the exclusion zone created a mechanism for
the sort of wider bombing advocated by the United States. However,
Schulte’s explanation accurately reflected the limitations of airpower, thus
demonstrating the double nature of tactical determinism (i.e., as a real con-
straint and as a possible expedient for shaping policy).

61. General Ashy’s interview with Colonel Owen indicated that there
were three options based on the level of compliance with the ultimatum {not

151



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

120. Ibid.

121. Ibid.

122. Ibid.

123. Ibid.

124. Rose, Fighting, 100; Tim Ripley, “Blue Sword over Bosnia,” World
Airpower Journal 19 (winter 1994): 22; and Silber and Little, 327-28. Silber
and Little asserted the soldiers were all from the British Special Air Service.

125. De Lapresle interview; Ashy interview by author; and Hagman, 125.
Rose hints at the forward air controller status of these soldiers without
directly saying that that is what they were. Rose, Fighting, 101.

126. De Lapresle interview,

127. Facts On File 1994, 96 and 207.

128. David Owen, Balkan Odyssey, CD-ROM version 1.1, Academic
Edition (The Electric Company, 1995), reference 177.

129. Department of Defense (DOD), “Special DOD News Briefing,” 11
April 1994.

130. Rose, Fighting, 106-7.

131. Ibid.

132. Ibid., 147. General Rose reported that the approval process took
over an hour because Akashi, who was in Paris, had to check with New York
before approving the mission.

133. Smith, press conference, 11 April 1994; and Ripley, 22.

134. Smith, press conference; and Zoerb interview.

135. DOD, “Special News Briefing,” 11 April 1994; and Rose, Fighting, 107.

136. Snyder and Harrington, 170-71; DOD, “Special News Briefing,” 11
April 1994; and Facts On File 1994, 253.

137. Rose interview by author; Silber and Little, 328; and Rose, Fighting,
107-8.

138. DOD, “Special News Briefing,” 11 April 1994; and Rose, Fighting, 108.

139. DOD, “Special News Briefing,” 11 April 1994; and Ripley, 23.

140. DOD, “Special News Briefing,” 11 April 1994,

141. Ripley, 23.

142. Ibid.; Smith, press conference, 11 April 1994; and DOD, “Special
News Briefing,” 11 April 1994.

143. Ripley, 23; and Zoerb interview.

144, DOD, “Special News Briefing,” 11 April 1994; Ripley, 23; and Zoerb
interview.

145. Zoerb interview.

146. Ibid.

147. Facts On File 1994, 254.

148. Silber and Little, 328; and Facts On File 1994, 269.

149. These consequences did not follow the first NATO air strikes in
August and September of 1994 because the Serbs had been warned in
advance of the strikes, and UN commanders elected to strike symbolic, and
militarily insignificant, targets.

150. Rose interview by author.

155



RESPONSIBILITY OF COMMAND

the BACS collection. The second of those trips netted over 100
pages of notes from classified sources, which were reviewed for
classification and then declassified as necessary.

In five of the interviews conducted, including the interviews
with General Janvier and Air Force general James “Bear”
Chambers, the limitations of interview data were reduced
somewhat because the interviewees kept journals and other
documentary evidence from their tours of duty, and they
referred to those notes during the interviews. In addition, an
interview with the commander of NATO air forces for the
southern region, Lt Gen Joseph Ashy, was based on a detailed
classified briefing, and the redacted transcript of the interview
contained 66 pages of text accompanied by more than 40 over-
head slides. It included a verbatim mission statement from the
North Atlantic Council, concepts of operations for different
types of missions, and air orders of battle for the Balkan
states. Interviews with principal decision makers also revealed
information unlikely to be captured in documents, such as
details of important meetings, briefings, and phone calls.
When several individuals from different organizations with
potentially different interests at stake provided similar
accounts of events that were also consistent with publicly
available information, the information was considered reliable.
Where accounts differed, interviewees were invited to explain
the apparent contradictions or to elaborate on the differences
in perspective. Sometimes this helped to clarify what took
place. In other cases this resulted in conflicting or incomplete
versions of what had occurred. The text and endnotes
throughout this study indicate where differing accounts of the
same events were not reconciled or where alternative explana-
tions should be considered. Unfortunately, some of the offi-
cials interviewed spoke only on the condition of anonymity.
Others asked to see the work before agreeing to be cited by
name. Both the anonymous interviewees and those who might
be named later are cited in the endnotes as Military Official A,
MOD Official B, and so on. Regrettably, Gen Rupert Smith, the
UN commander in Bosnia during 1995 was not interviewed.
Given General Smith’s pivotal role, the absence of an interview
may have implications for the absolute reliability of certain

18



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

sent of the warring factions. The division of labor—with the UN
focusing on peacekeeping and NATO focusing on enforcement—
led to radically different approaches to using airpower.

From the summer of 1994, planners in Naples worked on
target matrices to guide NATO commanders should they wish
to propose air strikes in response to provocations from any of
the warring factions.? These matrices were to be used in con-
junction with five thick target books maintained at the head-
quarters of the principal commanders in the region:
AFSOUTH, AIRSOUTH, 5ATAF/CAOC, UNPROFOR, and
Bosnia-Herzegovina Command.® Each book contained identi-
cal information—such as photographs and target descriptions—
on targets approved by the UN-NATO joint targeting board.+
Additionally, the books included copies of UN Security Council
resolutions and NAC decisions relevant to air operations in the
former Yugoslavia.5 Targets were divided into categories
according to the type of target and were also divided into five
sets—one for each safe area, but with only one set for Zepa
and Srebrenica combined.® Next to each typical provocation
and suggested response, NATO planners identified the author-
izing Security Council resolutions and NATO decisions as well
as the appropriate ROE from Deny Flight plan 40101.” The
target books incorporated targets for the three warring factions
in Bosnia: the Bosnian Serbs, Bosnian Croats, and Bosnian gov-
ernment forces. However, many factors—including the UN
safe areas concept, the supporting NATO ultimatums, and the
fact that the Bosnian Serbs possessed the preponderance of
heavy weapons and other likely targets—made it easier for
NATO planners to identify Bosnian Serb targets and more
likely that those targets would be nominated for air strikes.?
Officers working in the air component of Admiral Smith’s
headquarters went to great lengths to keep these books
updated so UN and NATO commanders could react quickly
and appropriately to a provocation.!°

During the summer of 1994, General Rose proposed a new
scheme for using airpower though the proposal convinced
some airmen that the UN's commander in Bosnia did not
understand the vulnerabilities of airpower or share their views
on its proper employment.'! Labeled Operation Antelope, the

161



RESPONSIBILITY OF COMMAND

alone. The fall of Srebrenica might have served to make that
point had airpower been used earlier and with greater com-
mitment. However, as political factors aligned behind US lead-
ership for a more robust use of airpower, heralding its limita-
tions would not have served the interests of America, the US
commanders in NATO, or, arguably, the Alliance. As Western
impatience with the UN's approach in Bosnia opened the door
for forceful air operations, NATO theater-level commanders
and Gen Rupert Smith actively pushed back the boundaries
constraining the use of airpower.

This set the stage so that when airpower was called for, it
could be used in a way the commanders believed was most
effective. Moreover, senior airmen insisted upon preapproval
for a SEAD campaign in the event of NATO air operations. By
building a plan around real tactical limitations, and setting it
as a precondition for air strikes, the NATO commanders
ensured General Janvier would not falter in decisions to
authorize SEAD during Deliberate Force. Amongst the theater-
level commanders, General Janvier harbored the greatest
misgivings about the utility of a NATO bombing campaign, and
he resisted the shift from UN to NATO primacy. Ultimately,
however, Janvier took his political orders and went along with
the NATO plans, even though he remained uneasy about a pol-
icy that publicly implied the continuation of the UN's primacy
and its impartial role in Bosnia but in reality was headed in a
more belligerent direction. However, Janvier's mission was
waning, and his forces were growing increasingly less vulner-
able even as the importance of NATO’s mission and the likeli-
hood that NATO airmen would be put in harm’s way were

growing.

Notes

1, As the footnotes show, the next six paragraphs are mainly a distilla-
tion of research done by others, especially Honig and Both, but with a focus
on NATO airpower. The author would be remiss not to acknowledge a debt
to them at the outset.

2. Jan Willem Honig and Norbert Both, Srebrenica: Record of a War Crime
(London: Penguin Books, 1996), 4.

3. Ibid., 4-7; and David Rohde, A Safe Area, Srebrenica: Europe's Worst
Massacre Since the Second World War (London: Pocket Books, 1997), 23.

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359



RESPONSIBILITY OF COMMAND

needed to find a new way to exploit international political divi-
sions and to stymie American intervention. In retrospect, the
downing of an American aircraft over Bosnia may have been an
attempt by the Bosnian Serbs to net a US pilot to help forestall
more forceful intervention by the international community.
Following the Pale air strikes, the Bosnian Serbs declared all
agreements with the UN void and, as with earlier NATO air
attacks, the Bosnian Serbs also threatened to shoot down
NATO aircraft.!24 A few days later, on 2 June 1995, a Bosnian
Serb SA-6 surface-to-air missile system shot down US Air
Force Capt Scott O’Grady, who was flying an F-16 over Bosnia
on a no-fly zone patrol.!2> The Serbs were thought to have
intentionally targeted a US aircraft.!26 In what was later rec-
ognized as a “trap,” the Serbs had moved a mobile SA-6 from
the known SAM sites to a position 40 kilometers south of
Banja Luka airfield and were flying military jets from Udbina
near the border with Bosnia.!?” As Admiral Smith recalled,

When Scott O'Grady got shot down, we were . . . trying to shoot down
[a Serb] airplane as he came slipping across the border [from Croatia
to Bosnia]. We were hoping he'd come across the border, but they were
flying these feints. You know in retrospect it looks like what they did is
just set us up, and I should have been smarter—I mean I should have
seen that. . . . They were setting up a trap. But as you go down that
path, it doesn’t look that way.'2°

NATO commanders had gradually relaxed the requirements
put in place at the end of 1994 for all flights over Bosnia to be
escorted by SEAD aircraft. The escorted packages of aircraft
gradually gave way to unescorted flights relying on looser pro-
tection from specialized SEAD aircraft operating independ-
ently over Bosnia instead of being dedicated to protect specific
missions.!2° Eventually, commanders in AFSOUTH allowed
flights into Bosnia without any SEAD protection, so long as
the aircraft remained outside of the range of known SAM
sites, 19°

O’Grady’s flight, call-sign BASHER 51, purposely avoided
Serb SAM coverage.'5! The flight lead demonstrated a small
measure of complacency by continuing to orbit over north-
western Bosnia after he was momentarily illuminated by an
SA-6 tracking radar.'5? However, given the rules of engagement

218



NATO AIR SUPPORT AND AIR STRIKES.

turned to frustration a week later when it became clear that
the European ministers, who were determined to have
UNPROFOR guarantee the security of several humanitarian
aid routes in Bosnia, were not going to provide the additional
4,000 troops that General Briquemont estimated would be
needed to do the job.1°° After a second EU meeting, which took
place in Geneva on 29 November, General Briquemont decided
he had had enough: “At the end of the day, no European coun-
try has said one word about my reinforcements. And that day
I said to my minister of foreign affairs, ‘No. No, I don’t play
ball. I go back to Belgium.’”!9? The UN commander in Bosnia
maintained that generals have a stronger obligation in time of
war to obey their political authorities than in military opera-
tions where no vital interests are threatened.!°* Furthermore,
according to Briquemont:

The generals must dare to say “no” to the politicians. I went out of
Bosnia, because in November of ’93 I have said: “No. It’s impossible to
play that. I don’t accept to risk the lives of so many soldiers with such
a mandate, with such a mission, without the means [which] are neces-
sary to fulfill the mission. It's impossible.” (Emphasis added)!

Both Generals Cot and Briquemont were irked by
UNPROFOR's flawed command chain that seemed to invite
unaccountable officials to try to usurp the generals’ command
authority. For Cot, Stoltenberg’s absence from Zagreb, and the
primacy of his negotiating duties in Geneva, was a particular
problem.” The UNPROFOR commander rejected the notion
that Stoltenberg’s chosen representative, General Eide, had
any legitimate role in the UN chain of command.2°! As Cot
later explained,

I never accepted that Eide could give me orders, therefore we had very
big difficulties with Stoltenberg in Zagreb. I had asked to be the
deputy, and he sent me a boss. If you like, Stoltenberg made or desig-
nated Eide his assistant, his deputy, and I did not want to be under
the orders of that general.?

General Briquemont resented politicians pushing for him to
act, since he believed that he himself, and not those urging the

action, would be held accountable if things went wrong. He
stated,

101



NAMILCOM. “Implementation of Council Decision on
Subsequent Air Attacks Against an _ Identified
Surface-to-Air Weapons System.” Message. 230800 NOV
94. To SHAPE. File B4-2, BACS Collection.

NATO Airborne Early Warning Force. “Operation Deny Flight:
A History.” N.p.: February 1997. Unclassified, 17-page
unit history. History Office, NATO CAOC, Vicenza, Italy.

NATO. “Decisions Taken at the Meeting of the North Atlantic
Council on 9 August 1993.” Press Release (93)52, 9
August 1993.

. “Declaration of the Heads of State and Government

Participating in the Meeting of the North Atlantic Council

Held at NATO Headquarters, Brussels, on 10-11 January

1994.” Press Communiqué M-1(94)3, 11 January 1994.

. “Decisions Taken at the Meeting of the North Atlantic
Council on 9th February 1994.” Press Release (94)15, 9
February 1994.

. “Decisions Taken at the Meeting of the North Atlantic
Council on 22nd April 1994.” Press Release (94)31, 22
April 1994.

———. Press Release (95)55, 27 May 1994.

———.. “Decisions on the Protection of Safe Areas Taken at the
Meeting of the North Atlantic Council on 22nd April
1994.” Press Release (94)31, 22 April 1994.

-———. “Decisions on the Protection of Safe Areas Taken at the
Meeting of the North Atlantic Council on 22nd April
1994.” Press Release (94)32, 22 April 1994.

. “Decisions Taken at the Meeting of the North Atlantic

Council on 9th August 1993.” Press Release (93)52, 9

August 1994.

. “NATO Aircraft Attack Bosnian-Serb Tank.” Press
Release (94)90, 22 September 1994.

——. “Press Statement Issued Jointly by UN and NATO.”
Press Release (94)103, 28 October 1994.

———. Press Release (94)111, 23 November 1994.

———. Press Release (94)112, 23 November 1994.

365



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

making process by delegating the UN key to Gen Rupert
Smith. This, however, bypassed the senior French officer,
General Janvier.** On the NATO side, General Ryan would
hold the key for air strikes. As General Ryan later recalled, “At
first they wanted to push it down to Rupert and me, because
they wanted to cut Janvier out of it. But then that didn’t make
any sense.”>4 It did not make sense because France, the
nation with the most soldiers on the ground in Bosnia, would
not have had a role in decisions to use airpower.

Decision to Use Airpower to Protect Gorazde

In late July, decisions made in Brussels and New York mod-
ified the agreement reached between the US and Britain over
the dual key and further demonstrated the influence of theater
commanders in shaping the use of airpower in Bosnia.*> On
25 July, the NAC met for almost 12 hours before finally
authorizing more robust air strikes in response to any Bosnian
Serb attacks on Gorazde.** Significantly, General Joulwan
urged NATO political authorities to consider wider zones of
action rather than limiting air operations to the vicinity of
Gorazde, and NATO Secretary-General Willy Claes included the
suggestion in a letter to his UN counterpart outlining NATO
plans for air strikes.5” The next day, Boutros-Ghali wrote back
to Claes agreeing that the new NATO initiative for air strikes
could be authorized within the bounds of existing UN Security
Council resolutions and that he had “instructed United
Nations military commanders in the former Yugoslavia to com-
mence preparations for defining . . . the ‘zones of action’
referred to in your letter.”>* Boutros-Ghali also acknowledged
that “the question of Option 3 remains to be decided, both
within the North Atlantic Council and in the United Nations
Security Council.”®° Significantly, the UN secretary-general
agreed to delegate the UN's key for NATO airpower to the mil-
itary commanders beneath Mr. Akashi.©° However, instead of
delegating it to General Smith, authority to request NATO air
strikes was passed to General Janvier.®! Janvier would then
have to coordinate air strikes with Adm Leighton Smith rather
than with General Ryan. For CAS, Janvier was authorized to
further delegate the UN key to General Smith.® Finally,

253



RESPONSIBILITY OF COMMAND

in danger while accepting a short-term degradation in their
respective missions also indicated they not only took seriously
their own responsibilities for protecting their people, but they
also respected and honored, as best they could, each other's
needs in this regard. Admiral Smith’s decision to forgo more
lucrative targets at Udbina angered some of his superiors,!6
leading General de Lapresle to note that: “Leighton Smith was
rather alone in his clear understanding on what was [on] my
mind and what was going on in the field.”!57 General de
Lapresle reciprocated. After Admiral Smith convinced the
UNPROFOR commander of the need for preemptive SEAD,
Admiral Smith recalled: “UN New York tried to disapprove the
integrated air defense target, and de Lapresle said: ‘No.
Admiral Smith is exactly correct. He cannot go in there with-
out taking those out first.’”!°° In peace support operations
where vital interests are not at stake, a commander might
expect to eventually recover from setbacks to the mission, but
he cannot recoup a lost life. Thus, when trade-offs must be
made between force protection and mission accomplishment
in these types of interventions, protecting people will likely
trump mission accomplishment.

“Retrospective SEAD” and the Growing
UN-NATO Rift: November-December 1994

For AFSOUTH and UNPROFOR, the air strikes at Udbina
began an eventful week that highlighted the growing concerns
for force protection in NATO. For more than 18 months, NATO
aircraft had flown combat air patrols, reconnaissance flights,
and practice air support missions within range of Serb radar-
missile defenses without being fired upon.'°° However, on
Tuesday, the day after the Udbina airfield attack, a Serb
surface-to-air missile site at Otoka in northwestern Bosnia
fired two radar-guided SA-2 missiles at a pair of British Sea
Harriers patrolling the no-fly zone.!4° Though the jets escaped
unharmed, the Serb firing of radar-guided missiles signaled a
serious new challenge to NATO.'*! Since the Serbs possessed
more modern, more capable, and mobile radar-guided mis-
siles such as the SA-6, NATO airmen had to assume that these
too might be used against them. In response to this challenge,

180



———.. “Operation Deliberate Force.” Fact Sheet, 5 October
1995.

- “Operation Deny Flight.” Fact Sheet, 5 October 1995.

Allison, Graham T. Essence of Decision: Explaining the Cuban
Missile Crisis. N.p.: HarperCollins, 1971.

Almond, Mark. “A Faraway Country.” In With No Peace to
Keep: United Nations Peacekeeping and the War in the
Former Yugoslavia. Edited by Ben Cohen and George
Stamkoski. London: Grainpress, 1995.

Almond, Peter. “US Angry over Bosnia Arms Delivery Claim.”
Daily Telegraph (London), 4 March 1995,

Anderson, Jon R. “Rivalries on U.S. Side Emerged in
Airstrikes.” Air Force Times, 9 October 1995, 6.

Andrews, Lt Col William F., USAF. Airpower Against an Army:
Challenge and Response in CENTAF’s Duel with the
Republican Guard. CADRE Paper. Maxwell AFB, Ala.: Air
University Press, 1998.

Annex E: “Rules of Engagement (ROE),” to CINCSOUTH

OPLAN 40101, Change 2, 13 August 1993. File B3e,
NPL-21, BACS Collection.

AP 3000, 2d ed. Royal Air Force (UK) Air Power Doctrine, 1993.
Apple, R.W., Jr. “NATO Again Plans Possible Air Raids on Serbs
in Bosnia.” New York Times, 12 January 1994.

Army (UK). Army Doctrine Publication. Vol. 2: Command. March
1995.

Army Field Manual (AFM) (UK). Wider Peacekeeping. London:
HMSO, 1995.

Arno Press. Air War—Vietnam. Introduction by Drew
Middleton. New York: Arno Press, 1978.

Ashy, Gen Joseph W., USAF. Interviewed by Lt Col Rob Owen,
29 April 1996, Washington, D.C. Unclassified version of
General Ashy’s Oral History Interview, (66 pp.) redacted
by the Air Force Historical Research Agency, October

1997. Office of History, Air Force’ Space Command,
Peterson AFB, Colo.

329



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

approve close air support on Monday, July 10, had disastrous
results.%*

As Honig and Both have pointed out, “General Janvier, in par-
ticular, has unjustly been much maligned. He is often blamed
for losing Srebrenica because he did not authorize massive air
strikes.”°° Though they disagreed about whether to fault
Janvier, neither Rohde nor Honig and Both made mention of
any civilian policy maker singled out in the manner in which
Janvier was. General Smith was away on leave during the fall
of Srebrenica, so he largely escaped any blame.*° General
Janvier inherited the problems associated with Srebrenica.
Like his predecessors, he lacked control over the forces under
his command; he could neither remove the Dutch peacekeep-
ers nor reinforce them. Nor could he order air strikes without
higher UN approval, and, in this case, without Dutch national
approval. An alternative evaluation of Janvier’s role, opposed
to the one offered by Rohde, is that Janvier believed he could
not stop the fall of Srebrenica, and he saw no point in further
endangering the Dutch peacekeepers or the people of
Srebrenica by authorizing air attacks against the Bosnian
Serbs. General Briquemont had previously quit as the UN
commander in Bosnia rather than persist in a situation where
he lacked the means and authority to fulfill the responsibili-
ties for accomplishing his mission and protecting his forces.*!
And as Briquemont had noted, the clear accountability that
goes with command explains to a large extent why generals
and not policy makers have been called to The Hague to
answer questions about war crimes. The focus on Janvier after
Srebrenica has illustrated one of Briquemont’s principal con-
cerns during his tenure in Bosnia: Commanders are likely to
be held accountable even when they are not given the tools to
fulfill their responsibilities.

The London Conference
and the Decisions to Use Airpower

Stung by the debacle at Srebrenica and their own inability
to take effective action in the face of Serb audacity, Western
governments decided to meet at a conference in London on 21

251



Chapter 8

Srebrenica and the Decisions
to Use Airpower: July-August 1995

The problem is not only that the boundaries between policy,
strategy, and tactics are rarely clear but that civilian lead-

ers may insist on the right to control operations because of
their political implications.

—Richard K. Betts
Soldiers, Statesmen
and Cold War Crises

The fall of Srebrenica in July 1995 had a major impact on
Western governments’ policies toward Bosnia. In addition to
the Pale hostage crisis and the downing of O’Grady’s F-16, the
loss of the safe area and reports of atrocities afterwards led the
UN and NATO to endorse US proposals to use airpower in
Bosnia. Srebrenica also reinforced Western concerns of UN
impotence and the problems inherent in the dual-key controls
over NATO airpower. However, as the first section of this chap-
ter argues, the notion that airpower could have defended
Srebrenica was unrealistic, and the blame heaped upon
General Janvier for delaying the use of airpower was more
indicative of the hazards of command than of any mistake on
his part.

After the fall of Srebrenica, the United States faced a dilemma
in pushing to use airpower more forcefully in Bosnia. Acting uni-
laterally would have been easier but potentially devastating to
NATO, the UN, and many bilateral foreign relationships; how-
ever, acting within the existing UN-NATO framework promised to
emasculate or even paralyze attempts to use airpower. The sec-
ond part of this chapter shows how theater military command-
ers remained caught up in the political struggles over using air-
power in Bosnia, American commanders in NATO and the
UNPROFOR commander, General Smith, willingly pushed at the
boundaries constraining airpower while General Janvier had to

245



RESPONSIBILITY OF COMMAND

the details of the plan remained secret, Bosnian foreign min-
ister Muhamed Sacirbey revealed to the press that “the
Bosnian government will play a role in compelling the Serbs to
accept the plan, and our military is an integral part of this
process.”!!2 Such candidness about a secret plan was indica-
tive of the limits of US influence over Bosnian Croat and gov-
ernment Federation forces. On 17 August in a note about
Croatian military forces passed from Robert Frasure, the head
US negotiator for the Balkans, to Richard Holbrooke, Frasure
wrote: “Dick: We ‘hired’ these guys to be our junkyard dogs
because we were desperate. We need to try to ‘control’ them.
But this is no time to get squeamish about things.”!!> When
Frasure was killed in a road accident on Mount Igman two
days later, Holbrooke took over as the lead US negotiator and
quickly moved to sideline the Contact Group, while still pre-
serving it, so that it could later “endorse and legitimize any
agreement” he might achieve.!!4 With the high political stakes
the US administration was facing, it needed as much control as
possible over the disparate components of its Balkan strategy.
The extent of US control over NATO airpower remains
unclear. Senior US officials were aware of General Ryan's
Deliberate Force plan, and robust air strikes had long been a
part of the administration’s policy toward Bosnia.'!5 However,
Richard Holbrooke, a long-time supporter of bombing the
Bosnian Serbs, has claimed that there was no connection
between the US diplomatic initiative and NATO bombing:

Almost everyone came to believe that the bombing had been part of a
master plan. But in fact in none of our discussions prior to our [late-
August diplomatic] mission had we considered bombing as part of a
negotiating strategy.'!6

A different account, supposedly based on interviews with
Anthony Lake, apparently contradicted Holbrooke’s assertion:
The Europeans loved the diplomatic effort with Clinton putting the rep-
utation of the United States on the line, but they hated the idea of
bombing. But Lake insisted that the two were bound together and that

the president had already decided on US policy.”

Holbrooke was doubtful of European support for an air cam-
paign, and, in all likelihood, he had no choice but to depend
on America’s theater commanders working within the alliance

260



RESPONSIBILITY OF COMMAND

month after the Senate hearings, General Smith reportedly
“spelled out the options of extending NATO air action to bomb-
ing a number of Bosnian Serb targets simultaneously” in a
briefing to the foreign ministers of the contact group nations
meeting in Geneva.®”

During the winter of 1994-95, General Smith was exposed
to elements of General Ryan’s emerging air campaign plan,
even though Smith might not have been fully aware of all of
the details of it. In early 1995 NATO was busy planning to sup-
port a withdrawal of UNPROFOR, and the airpower portion of
those plans was linked to Colonel Zoerb’s air campaign plan.®*
As one AFSOUTH officer responsible for withdrawal planning
later explained, “As we were writing the withdrawal plans, we
were writing in the flexibility for an air campaign. Colonel
Zoerb and the people in the Deny Flight Air Ops Cell were all
heavily involved in writing a campaign plan but not calling it
that” because of NATO political sensitivities.©° General
Joulwan recalled,

There was a great hue and cry that the UN might have to withdraw. So

my instructions were to plan a withdrawal option. So we had both a peace

implementation option and a withdrawal option for Bosnia. Then in

January [of 1995], all the CHODS [NATO Chiefs of Defense Staff] went to

The Hague and talked about a reinforcement plan for the UN. So there

was a series of plans by AFSOUTH that had hybrid pieces to it. But the

consistent part of that was a series of air targets. We went through all of

the detailed planning. Included were the targeting of air defense sites, of
key installations, of all the associated sites. (Emphasis added)”°

In February 1995, General Smith traveled to the NATO
wargaming center at Ramstein, Germany (home of USAFE
Headquarters), for a computer-assisted exercise of a possible
UNPROFOR withdrawal from Bosnia.”! From an air planner's
perspective, preventing the BSA from interfering with
UNPROFOR’s withdrawal required the same initial actions as
for Colonel Zoerb’s campaign plan. Neutralizing the Bosnian
Serb air defenses would be the first step. Next would come key
BSA command and control sites that had not already been
destroyed when the integrated air defense systems (IADS) were
attacked. After that the courses of action might vary, but as
General Joulwan noted, the core list of targets for a number of
options was pretty much the same. In short, for at least 11

212



RESPONSIBILITY OF COMMAND

raising to three the number of lieutenant generals in Italy
ostensibly responsible for air operations over Bosnia.3®
General Rossetti, the Italian commander of Fifth Allied
Tactical Air Forces generally did not play much of a role in
operational matters, but instead worked with his country’s
military and political superiors, keeping them informed and
taking care of the many host-nation support issues.3” General
Ashy was senior to General Chambers, and higher up in the
NATO chain of command, so Ashy and his staff worked on pol-
icy issues such as coordinating plans and rules of engagement
with SHAPE and NATO Headquarters.38 Meanwhile, General
Chambers and the staff at the combined air operations center
planned and ran the day-to-day flying activities.2° Though
Ashy’s new title as a US commander did not change the work-
ing arrangements for air operations over Bosnia, it did give
him easier access to US resources and strengthened his posi-
tion. By the beginning of February, the two camps contending
for control of airpower had fortified their positions at the oper-
ational level.

The Sarajevo Ultimatum: February 1994

An explosion in a Sarajevo market triggered a NATO threat
to launch air strikes against the Bosnian Serbs, and it marked
the beginning of increased military influence over the possible
use of air strikes. On 5 February 1994, a shell exploded in an
unusually crowded Sarajevo market, killing approximately 60
people and wounding more than 140 others.*° Though the ori-
gins of the blast could not be confirmed, the presumption of
Bosnian Serb guilt was strong.*! Referring to Resolution 836,
Boutros-Ghali informed the UN Security Council of the need
to prepare for the use of airpower in Bosnia to forestall further
attacks on Sarajevo.* He also asked NATO secretary-general
Manfred Wérner to secure “a decision by the North Atlantic
Council (NAC) to authorize the commander in chief of NATO’s
Southern Command [Admiral Boorda] to launch air strikes at
the request of the United Nations, against artillery or mortar
positions in and around Sarajevo which are determined by
UNPROFOR to be responsible for attacks against civilian tar-
gets in that city.”4° This amounted to a very limited and spe-

122



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

peacekeeper in a raid on the Ilidza weapons control point west
of Sarajevo and took five heavy weapons.!® Yasushi Akashi
was away on vacation, and according to General Rose, General
de Lapresle agreed with Admiral Smith “to authorize NATO to
attack Gulf War-style targets, including Serb ammunition
bunkers and communications sites.”2° However, General Rose
intervened, asserted his rights as the responsible commander,
and designated a new target for the attack, which turned out
to be a derelict tank destroyer.?! NATO launched over a dozen
French, British, and Dutch aircraft, but after long delays and
problems with weather, two US A-10s under the control of a
French forward air controller made the attack.22 NATO’s first
“air strike” involved no bombs. The A-10s made several straf-
ing passes on the vehicle, which was miles from Ilidza and
which AFSOUTH airmen only later realized had already been
out of commission.”* Throughout the attack, the UN com-
manders held tight control over events. While General Rose
coordinated with General Chambers on which target to hit,24
General de Lapresle held one phone to Chambers’s NATO
superiors in one hand, and in the other he held a phone
through which he issued demands to Momcilo Krajisnik, pres-
ident of the Bosnian Serb Assembly.?° The Serbs agreed to
return the weapons after the attack on the broken down vehi-
cle, and General Rose later rejected notions that this was a
“pin prick” strike, stating: “This air strike by NATO proved a
textbook example of the precise use of force ina peacekeeping
mission.”?6 Admiral Smith had a different view:

I was frustrated as hell when Michael Rose would give us one target,
and drop the bomb, and that was it. And I tried my damndest to get
him to understand that you've got to do more than go after some
derelict tank in the middle of a field.?”

The underlying problem was that the two commanders were
pursuing different missions. The UN general was practicing
peacekeeping, and the NATO admiral was attempting to
enforce UN mandates and NATO ultimatums.”8

Warnings

Compounding Admiral Smith’s frustration over having the
attack directed against a disused vehicle was his discovery

163



RESPONSIBILITY OF COMMAND

between larger target complexes and individual targets, or
DMPIs, that were going to be bombed.4

In Bosnia, targets such as the Hadzici and Pale ammunition
storage sites contained up to 20 bunkers or buildings, each a
separate target with a specific aim point.5> NATO planners
analyzed each of these individual targets with its respective
aim point in terms of the utility for hitting it and its potential
for collateral damage.°° Moreover, in Bosnia, several large tar-
get complexes were concentrated in certain areas. In the vicin-
ity of Hadzici, there were at least three target sites: a military
vehicle repair facility, a military equipment storage site, and
an ammunition storage site.3” The number of individual targets
at these three target sites ranged from 10 to more than 60.% It
was two days after Deliberate Force began that Admiral Smith
finally realized General Janvier had not distinguished between
larger target sites and individual DMPIs.°° Furthermore, many
targets or target complexes in Bosnia still bore their old Cold
War labels that by 1995 no longer reflected the true nature of
the sites.*° A target labeled a barracks might no longer have
served primarily for housing troops. Target sites actually con-
taining barracks often held other buildings or objects that
NATO wished to bomb. For example, the Sarajevo army bar-
racks contained BSA air defense assets and military storage
facilities.4! As directed by Admiral Smith, AFSOUTH planners
changed the names of the three barracks, later resubmitted
them for General Janvier’s approval, and NATO aircrews
bombed them without hitting any buildings housing Mladic’s
soldiers.”

General Janvier’s reluctance to approve air strike targets
was not due solely to inadequate time for considering the tar-
get list or concerns about what NATO was going to bomb. Even
after he was delegated the UN key, Janvier continued to dis-
cuss all bombing decisions with Mr. Akashi, and Akashi
remained philosophically opposed to NATO bombing opera-
tions.*° In addition, General Janvier remained uncomfortable
participating in the charade of UN impartiality while NATO
conducted a campaign aimed solely at the Bosnian Serbs.*#
Richard Holbrooke has claimed that direct pressure from Kofi
Annan, who was then serving as UN undersecretary-general

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London Defence Studies no. 11. London: Brassey's for the
Centre for Defence Studies, May 1992.

Graham, Bradley. “U.S. Fires Cruise Missiles at Bosnia Serb
Sites.” Washington Post, 11 September 1995.

Graham, George. “Aspin Orders Military Support to the
Adriatic.” Financial Times (London), 16 July 1992.

Granic, Mate, Croatian minister of foreign affairs. TLS (photo-

copy), to Yasushi Akashi, Zagreb, 6 August 1995. BACS
Collection.

349



MILITARY INFLUENCE ON THE USE OF AIRPOWER

In Vietnam, American political leaders ordered bombing
pauses in futile attempts to win similar restraint from Hanoi.9”
President Johnson did not consult with the military before
suddenly ordering the first bombing halt of the Rolling
Thunder campaign in May of 1965.9 Had he done so, he
would have met resistance from his top commanders.
Commander in chief of the Pacific theater Admiral Sharp later
wrote, “We had enough experience in negotiating with the
Communists to know that military pressures must be sus-
tained throughout the negotiating period.”89 The Johnson
administration ordered subsequent cessations in the bombing
of North Vietnam despite warnings from commanders in the
field that the North “exploited them to resupply, prepare for
attacks, redeploy forces and commit violations.”!© To Admiral
Sharp, “It seemed pointless to allow the enemy the luxury of
such respites, which, in the end, would only translate to
higher casualties on our side.”!°! The bombing of North
Vietnam had been drastically reduced before the Nixon admin-
istration came to Washington. However, Henry Kissinger,
Nixon's chief negotiator noted: “Hanoi bargained only when it
was under severe pressure—in particular, whenever America
resumed bombing.”!02

Political authorities may wish to turn bombing off or on to
suit their strategies for coercive diplomacy. But, as Alexander
George has noted, “If pushed too far, the civilian authority’s
effort to transform military force into a highly refined, dis-
criminating instrument of diplomacy and coercive bargaining
will eventually break down.”!°3 Such breakdowns, George
noted, leave negotiators with one of two unpalatable choices:
make major negotiating concessions or escalate.!°* Controls
that regulate bombing in conjunction with coercive diplomacy
are meant to serve positive objectives; however, they seriously
infringe upon a commander's autonomy, and commanders will

likely oppose them, especially if the pauses increase costs to
friendly forces.

Rules of Engagement: Circumstances for Force

Rules of engagement have also served as a powerful con-
straint on military autonomy in air operations. The US

43



RESPONSIBILITY OF COMMAND

resources, they were driven by their responsibilities as com-
manders to give priority to force protection. At the same time
they were pressing for more control over NATO airpower, the
senior UNPROFOR commanders vainly solicited clearer politi-
cal direction from their political authorities. General Briquemont
recalled,

I have never had terms of reference for my mission. I've asked [for]
that. [Brigadier Vere] Hayes asked [for] that. I have said to Mr.
Stoltenberg: “Yes, but you asked me to go to Mount Igman, and it was
probably the most dangerous mission that we have ever fulfilled with
‘blue helmets.’ The Security Council has never approved this mission—
Mount Igman."!72

General Cot recalled meeting with similar frustration:

I was never able to get Stoltenberg to give me written orders.
Stoltenberg, as well as Boutros-Ghali, always told me: “There are the
UN resolutions which were made by the Security Council; you know
how to read the Security Council resolutions as well as I do, therefore
we have nothing more to tell you.” And that was very distressing. Very,
very distressing.'73

General Briquemont later said: “I think it's very important for
the generals to understand what [are] the political objectives.
The problem was that we had no politicians to explain that to
us.”!74 While General Briquemont believed that he had excel-
lent civilian political advisors, and a well-intentioned political
representative, he noted that they possessed no real political
authority: “It was impossible for them to take a decision. They
were permanently reporting to New York for anything.”!75 To
rectify this situation, the UNPROFOR generals repeatedly
asked New York to send them a full-time political representa-
tive.!76 But, by the time Boutros-Ghali designated one, both
Generals Briquemont and Cot were on the verge of leaving.!77

With poor ties to the UN's civilian hierarchy, the senior
UNPROFOR commanders fell out of step with the shifting UN
diplomacy in Geneva and the career peacekeepers in New
York. From mid-June until late September, negotiators in
Geneva sought agreement from the warring factions on the
Union of Three Republics peace plan, also known as the
Owen-Stoltenberg Plan.!7° Authored by the Serbs and Croats,
the plan embodied the de facto partition of Bosnia into three

98



BACKGROUND ON THE USE OF AIRPOWER IN BOSNIA

Around mid-December 1992, shortly after planning began
at USAFE, Lt Gen Joseph Ashy took command of Allied Air
Forces Southern Europe (AIRSOUTH), making him the senior
Air Force officer in NATO’s southern region. Like most of the
Air Force's senior leadership, Ashy was a fighter pilot who had
flown in Vietnam. As a general officer, Ashy had commanded
the prestigious 57th Fighter Weapons Wing, and later the
Tactical Fighter Weapons Center. He was well known within
the Air Force fighter community for his direct, no-nonsense,
and sometimes abrupt style. Though Ashy was responsible for
NATO air operations in the southern region and outranked
Chambers, it would have been inappropriate for Ashy to run

the US-only planning because he was not directly in the US
chain of command.?8

NATO Involvement in Bosnia

General Ashy became involved in planning air operations for
the Balkans on his first day on the job, and he quickly became
aware of the planning being done by USAFE. NATO foreign
ministers meeting in Brussels on 17 December agreed to sup-
port a UN call to enforce the Bosnia no-fly zone, which the UN
had declared in October.” General Ashy recalled being at the
NATO officers’ club at Naples just after his change of com-
mand and still greeting guests in the reception line when “I got
a tap on the shoulder and [they] said, ‘We really need you over
at Admiral Boorda’s office ASAP [as soon as possible].’”°° Adm
Jeremy M. Boorda was the American commander of NATO’s
southern region, or Allied Forces Southern Europe
(AFSOUTH). In Admiral Boorda’s office, General Ashy and the
other assembled officers were informed that they “needed to
do some serious planning for an air operation in the Balkans
. . . specifically over Bosnia, in response to a possible UN res-
olution and . . . NAC [North Atlantic Council] guidance, to
police a no-fly zone.”3!

Chambers and Lushbaugh flew to Naples the next morning,
and they briefed their concept of operations for an air cam-
paign to General Ashy and a small group of American planners
from Boorda’s command.°*? The objective of the nascent plan
was “to cause the Bosnian Serbs to cease and desist, and to

61



RESPONSIBILITY OF COMMAND

itary matters and his responsibility for the lives of allied
forces—not just US forces—led him to resist pressures coming
from outside the chain of command. Expertise, control of
information, and responsibility for NATO forces also worked
for theater-level commanders as powerful tools for keeping
control over Operation Deliberate Force. This strong military
influence in such a highly politicized operation did not sit well
with some of the political authorities concerned.

Notes
1. Facts On File Yearbook 1995 (USA: Facts On File, Inc., 1996), 619.
2. Ibid.
3. Ibid., 629.
4.

_ David Binder, “Bosnia's Bombers,” The Nation, 2 October 1995, 337;
and Joris Janssen Lok, “Deny Flight Turns to Affirmative Action,” Jane’s
Defence Weekly, 9 September 1995, 57.

5. Kevin Fedarko, “Louder Than Words,” Time, 11 September 1995, 57;
and John Ridding, Harriet Martin, and Laura Silber, “Bosnian Threat to Quit
Talks Unless NATO Punishes Serbs,” Financial Times (London), 30 August
1995, 1.

6. Laura Silber and Bruce Clark, “US Warns Serbs as Bosnia Moves
Resume,” Financial Times (London), 28 August 1995, 2.

7. Rick Atkinson, “The Anatomy of NATO's Decision to Bomb Bosnia,”
International Herald Tribune, 17 November 1995, 2; Binder, 336-37; and
Bruce W. Nelan, “The Balkans: More Talking, More Bombing,” Time, 18
September 1995, 76.

8. Nelan, 76; and Harriet Martin, “UN Threatens Raids as Mortar Attack
Kills 37 in Sarajevo,” Financial Times (London), 29 August 1995, 1.

9. Maj Gen Michael C. Short, USAF, chief of staff, Allied Air Forces
Southern Europe, July 1995-May 1996, Naples, interviewed by author, 2
May 1997, Ramstein Air Base (AB), Germany, tape recording, author's per-
sonal collection; Col Daniel R. Zoerb, USAF, director, Deny Flight Air
Operations Center, Naples, Italy, January 1994-May 1996, interviewed by
author, 25 May 1997; Col Steven Teske, USAF, CAOC director of plans,
May-November 1995, interviewed by author, 6 May 1997, Aviano AB, Italy,
tape recording, author's personal collection; and Atkinson, 2.

10. Military Official Q.

11. Royal Welch Fusiliers (RWF), Ist Battalion, White Dragon: The Royal
Welch Fusiliers in Bosnia (Wrexham, UK: RWF Regimental Headquarters,
1995), 69-70.

12. Atkinson, 2; Col Robert C. Owen, Deliberate Force: A Case Study in
Effective Air Campaigning (Maxwell Air Force Base (AFB), Ala.: Air University
Press, 2000), 135; and Military Official Q.

13. Owen, 131.

302



RESPONSIBILITY OF COMMAND

Photo by Tim Ripley

Gen Jean Cot, French army, commander of UNPROFOR from July 1993 to
March 1994

the role of UN commanders in influencing the use of airpower
in Bosnia, that was not the principal focus of their book. They
did not discuss the role of NATO commanders, and in the final
footnote of the book, the authors erroneously concluded, “air
attacks, which the Clinton administration so favoured and
executed, proved relatively ineffective in September 1995. The
NATO air forces quickly ran out of targets and, in 750 attack
missions, bombed the same 56 targets over and over again.”*?
Such a misconception by these otherwise well-informed schol-
ars was indicative of the paucity of information on NATO air
operations available at the time they wrote. Another book on
Srebrenica by investigative journalist David Rohde, provided
supplementary evidence and worthwhile analysis of the roles
played by the top UNPROFOR officials in decisions over the
use of airpower during the summer of 1995.”

Hans-Christian Hagman’s PhD thesis, “UN-NATO Operational
Cooperation in Peacekeeping, 1992-1995,” examined the
efforts by the two international organizations to work together

12



, commander, Allied Air Forces Southern Europe (AIR-
SOUTH), December 1992-September 1994, and com-
mander, US Sixteenth Air Force, February-September
1994, Interviewed by author, 3 July 1998, Fairfax, Va.
Author’s notes. Author's personal collection.

Aspin, Les. “The Use and Usefulness of Military Forces in the
Post-Cold War, Post-Soviet World.” Address. Jewish
Institute for National Security Affairs, Washington, D.C.,
21 September 1992. In Richard N. Haass, Intervention:
The Use of American Military Force in the Post Cold War
World. Washington, D.C.: The Brookings Institution for
the Carnegie Endowment for International Peace, 1994,

Aspin, Les, and William Dickinson, representatives of the US
Congress. Defense for a New Era: Lessons of the Persian
Gulf War. Washington, D.C.: Brassey's, 1992.

“At Least: Slow the Slaughter.” New York Times, 4 October
1992.

Atkeson, Maj Gen Edward B., USA, retired. “When Duty
Demands: Resigning In Protest.” Army 42, no. 12
(December 1992).

Atkins, Ralph. “Parliament and Politics: PM Fails to Calm
Fears of Bosnia Action.” Financial Times (London), 29
April 1993.

Atkinson, Rick. “Air Assault Set Stage for Broader Role.”
Washington Post, 15 November 1995.

. “The Anatomy of NATO's Decision to Bomb Bosnia.”

International Herald Tribune, 17 November 1995.

. Crusade: The Untold Story of the Persian Gulf War. New

York: Houghton Mifflin, 1993.

. “In Almost Losing Its Resolve, NATO Alliance Found

Itself.” Washington Post, 16 November 1995.

“Germans Vote to Send Planes and Troops.”

International Herald Tribune, 1 July 1995.

. “NATO's Gunboat Diplomacy Not Assured of Smooth

Sailing.” Washington Post, 14 September 1995.

330



RESPONSIBILITY OF COMMAND

menting a Yugoslav peace plan, which put NATO’s Admiral
Boorda at the top, a French general as second in command,
and the general commanding NATO's Allied Rapid Reaction
Corps in charge of operations in Bosnia.*° Though the Vance-
Owen Peace Plan—for which this chain of command was orig-
inally intended—was never implemented, the French govern-
ment secured the top UNPROFOR billet in Zagreb for Gen
Jean Cot, the man designated as Boorda’s number two for
implementing the peace plan.*! Whether the UN or NATO led
the effort in the former Yugoslavia, General Cot was poised to
play a central role. Had the UN and NATO worked together to
implement a peace plan, this might not have been a bad
arrangement. But adding a layer of civilian authority that was
geographically separated from the UN military commanders
(Stoltenberg was based in Geneva) only complicated matters
for the UNPROFOR generals as they later tried to interpret
their mission.

Two months after Stoltenberg was installed, the UN replaced
the top two commanders in UNPROFOR with senior infantry
generals whose backgrounds and experiences suggested they
would be likely to hold the traditional army view of airpower.
On 1 July 1993, General Cot, the only four-star general to
command UNPROFOR, replaced General Wahlgren—the latter
having lasted just four months in his UN post. Cot, at 59 years
of age, had spent nearly 40 years of his life in uniform and was
one of the most senior generals in the French army.*? In April
1990, General Cot was promoted to four-star general and
named commander of the French Ist Army. He had been in
his post for more than a year by the summer of 1991 when he
was tasked to Jead secret Western European Union (WEU)
planning for possible military intervention in Yugoslavia.*?
After being designated as the ground commander under
Admiral Boorda for implementing the Vance-Owen plan, Cot
traveled to Naples at least twice to discuss implementation
planning before taking up command of UNPROFOR; during
these visits he was briefed on the US-authored air campaign
plan, and he was not impressed.*4

Though France contributed the largest number of troops to
UNPROFOR, it could not expect to retain the two leading

80



. “The Lessons of Bosnia for the British Military.” In
Brassey’s Defence Yearbook, 1995. Edited by The Centre
for Defence Studies, King's College London. London:
Brassey’s, 1995.

. “Threats and Challenges in the UK’s Security
Environment.” In Perspectives on Air Power: Air Power in
Its Wider Context. Edited by Stuart Peach. London: The
Stationery Office, 1998.

Clausewitz, Carl. On War. Ed. and trans. by Michael Howard
and Peter Paret. Princeton, N.J.: Princeton University
Press, 1976.

“Clinton Considers Sending Troops to Help in Bosnia: Lord
Owen to Step Down as Peace Envoy.” Financial Times
(London), 1 June 1995.

Clodfelter, Mark. The Limits of Air Power: the American
Bombing of North Vietnam. New York: Free Press; Collier
Macmillan, 1989.

Cohen, Ben, and George Stamkoski, eds. With No Peace to
Keep: United Nations Peacekeeping and the War in the
Former Yugoslavia. London: Grainpress, 1995.

Cohen, Eliot A. “Constraints on America’s Conduct of Small
Wars.” International Security 9, no. 2 (fall 1984).

. “The Mystique of U.S. Air Power.” Foreign Affairs 73,
no. 1 (January/February 1994).

Cohen, Eliot A., and John Gooch. Military Misfortune: The
Anatomy of Failure in War. New York: Free Press, 1990,
Vintage Books, 1991.

Collins, Lt Col Joseph J., USA. “Desert Storm and the Lessons
of Learning.” Parameters 22, no. 3 (autumn 1992).

Conversino, Maj Mark J., USAF. “Sawdust Superpower:
Perceptions of U.S. Casualty Tolerance In the Post-Gulf
War Era.” Strategic Review 25, no. 1 (winter 1997).

“Correspondence.” Strategic Review 22, no. 3 (summer 1994).

Corsini, Col Roberto, Italian air force. “The Balkan War: What

Role for Airpower?” Airpower Journal 9, no. 4 (winter
1995). .

339



Col Mark A. Bucknam is chief of the organizational policy
branch within the Policy Division, under the director for strate-
gic plans and policy (J-5) of the Joint Staff at the Pentagon.
Colonel Bucknam was born 25 September 1959 in Philadelphia,
Pennsylvania. He earned a Bachelor of Science degree in physics
and a Master of Science degree in materials science and engi-
neering from Virginia Tech in June 1981 and April 1982, respec-
tively. He was a distinguished graduate from Squadron Officer
School in 1985 and from Air Command and Staff College in
1995. In 1996 Colonel Bucknam graduated from the School of
Advanced Airpower Studies, and in 1999 he was awarded a PhD
in war studies from the University of London. He is a distin-
guished graduate of the National War College.

Colonel Bucknam earned his wings in May 1983 at Sheppard
Air Force Base, Texas. His first operational tour was to Royal Air
Force Bentwaters, United Kingdom, where he flew the A-10 and
served as an instructor pilot, air show demonstration pilot, and
the wing's chief functional check-flight pilot. From October 1987
until October 1988, Colonel Bucknam worked in the Pentagon

xt



RESPONSIBILITY OF COMMAND

get them to the bargaining table.” The plan consisted of three
phases and, like its Gulf War progenitor, the first phase was
designed to achieve control of the airspace over the area of
operations—this served as a starting point for AFSOUTH plan-
ning of the no-fly zone.*4 However, NATO enforcement of the
zone would not begin until April 1993. In the meantime,
Chambers and Lushbaugh continued to work on an air cam-
paign plan as part of a larger US joint-service effort, and they
kept General Ashy informed about it.3> By the end of January
1993, Chambers’s team had completed their plan, and
General Chambers briefed it in Washington; then “it got put on
the shelf,” never to be implemented.3° However, General
Chambers’s plan was the first air plan built within the theater,
and General Chambers perceived a similarity between this
first plan and plans later built by General Ashy for NATO air
strikes.”

Enforcing the No-Fly Zone

On 13 March, aircraft flying from Serbia bombed the
Bosnian villages of Gladovici and Osatica.** The flights from
Serbia were observed by UN military monitors, and the attacks
were condemned by the UN Security Council.3° On 31 March
1993 the Security Council passed Resolution 816 citing
Chapter VII of the UN Charter and authorizing “all necessary
measures” for enforcement of the six-month-old no-fly zone
over Bosnia.*° The ban covered “flights by all fixed-wing and
rotary-wing aircraft in the airspace of the Republic of Bosnia
and Herzegovina” other than those authorized by the UN.*!
Responses to violations were to be “proportionate” and “sub-
ject to close coordination with the secretary-general and
UNPROFOR.”42

Originally, General Chambers was named the joint force air
component commander for US air operations in the Balkans,
but the advent of the NATO no-fly zone caused Ashy’s respon-
sibilities to overlap with Chambers'’s.4? Sometime around
February 1993, with preparations well under way for enforce-
ment of the ban on military flights over Bosnia, France
demanded that the operation be directed by a non-British
European.“ Plans to run air operations from Aviano Air Base

62



RESPONSIBILITY OF COMMAND

8. Mason, 169.

9. Lord David Owen, 27; and Pia Christina Wood, “France and the Post-
Cold War Order: The Case of Yugoslavia,” European Security 3, no. 1 (spring
1994): 142.

10. Philippe Guillot, “France, Peacekeeping and Humanitarian
Intervention,” International Peacekeeping 1, no. 1 (spring 1994): 38.

11. William T. Johnsen and Thomas-Durell Young, “France's Evolving
Policy Toward NATO,” Strategic Review 23, no. 3 (summer 1995): 18.

12. Gen Vincent Lanata, chief of staff of the French air force, interviewed
by author, 8 September 1998, Paris, and tape recording, author's personal
collection.

13. Lanata interview; Gen Jean Cot, interviewed by author, 30 September
1998, Paris, transcription and translation of tape recording, author's personal
collection; Lt Gen Frangois Régnault, French air force, chief of Employment of
Forces Division of the Joint Services Headquarters, 1 October 1992-1 October
1993, interviewed by author, 9 September 1998, Paris, tape recording,
author's personal collection; and Oliver Lepick, “French Perspective,” in
International Perspectives on the Yugoslav Conflict, eds. Alex Danchev and
Thomas Halverson (London: Macmillan, 1996), 80-81.

14, Cot interview; Lanata interview; Régnault interview. The French gov-
ernment provided peacekeepers for operations in former Yugoslavia from
March 1992, when the UN Protection Force mission began. A battalion of
British peacekeepers were first sent to Bosnia in October 1992.

15. Wood, 143.

16. Lepick, 81-82.

17. MOD Officials B and D. MOD stands for the British Ministry of
Defence.

18. MOD Officials B and E. Also see congressional testimony by the USAF
chief of staff Gen Merrill M. McPeak warning of these problems: Senate,
Department of Defense Appropriations for Fiscal Year 1994, Part 1, 20-22, 28,
and 29 April 1993, 213-14.

19. MOD Official G.

20. Ibid., and MOD Official D.

21. MOD Official G.

22. Col Robert Lushbaugh, USAF, retired, interviewed by author, Langley
Air Force Base (AFB), Va., 9 July 1998, author's notes, author's personal col-
lection.

23. Ibid.

24. Ibid.

25. Ibid.; and Lt Gen James E. Chambers, USAF, retired, interviewed by
author, Fairfax, Va., 10 February 1998, author's notes, author's personal
collection.

26. Chambers interview.

27. Ibid.

28. Gen Joseph W. Ashy was deputy commander in chief of USAFE for
the Southern Region. That was a titular position without much real author-

68



RESPONSIBILITY OF COMMAND

soldiers were potential hostages and, thus, a block to the more
forceful option.® Yet, if the UN eschewed force and UNPROFOR
were tasked strictly with peacekeeping, then there was no
point in keeping UN soldiers in the safe areas, which seemed
set to become the center of fighting between the factions.
After hearing the commanders’ arguments, the UN secretary-
general insisted that Janvier brief the Security Council on
these military proposals.§*

On 24 May while Janvier was at the UN headquarters in
New York for his briefing, fighting intensified around Sarajevo,
and the Bosnian Serbs removed some heavy weapons from a
UN collection point.6° General Smith issued a démarche to the
Bosnian government and to the Bosnian Serbs warning them
that “their forces would be attacked from the air if all heavy
weapons did not cease firing by 1200 the next day.”8° In addi-
tion, Smith demanded the Bosnian Serbs return the heavy
weapons they had recently confiscated from UN weapons con-
trol sites.®” By this point, little had been done to reduce the
risks to UNPROFOR from Bosnian Serb retaliation.®&

On the afternoon of 25 May, after the Serbs failed to return
the stolen heavy weapons by the UN deadline, NATO aircraft
attacked an ammunition storage facility near the Bosnian
Serb capital of Pale. The next day, the Bosnian Serbs failed to
meet another deadline for returning the heavy weapons, and a
second round of strikes destroyed the remainder of the ammu-
nition bunkers at the same storage site near Pale. While still
more demonstrative than militarily significant, the strike was
considerably more robust than the two previous air strikes
requested by the UN.® General Smith clearly had a different
view of proportionality than his predecessor. General Ryan
later recalled,

If we had an incident occur, we'd pull out the book, go to the matrix,
and say: “What can we do under the current guidelines.” And the
guidelines kept getting piled on. . . . It was wacko, but those were the
political rules that we were given. I don't know whether those books are
still around, but it . . . was from that that we did things like the Pale
raid... . And we stretched it a little bit actually on that one.®!

General Janvier was in New York when the first démarche was
issued, and he did not return to Zagreb until after the second

214



Bosnia-Herzegovina Command (FWD), Sarajevo. TLS (photo-
copy), to chief of staff, HQ UNPROFOR, Zagreb, 1 January
1995. BACS Collection.

“Bosnia’s Real Lesson.” The Economist, 9 September 1995.
“Bosnia Update.” New York Times, 23 April 1993.

Bourne, Christopher M. “Unintended Consequences of
Goldwater-Nichols: The Effects On Civilian Control of the
Military.” In Essays On Strategy XIV. Edited by Mary A.
Sommerville. Washington, D.C.: National Defense
University Press, 1997.

Boutros-Ghali, Boutros, United Nations secretary-general.

TLS (photocopy) to NATO secretary-general Willy Claes,
Brussels, 26 July 1995. BACS Collection.

———. TLS (photocopy) to Willy Claes, NATO secretary-general,
Brussels, 15 August 1995. BACS Collection.

Boyd, Gen Charles G., USAF, retired. “Making Peace with the
Guilty.” Foreign Affairs 74, no. 5 (September/October 1995).

. Deputy commander in chief US European Command,

October 1992-August 1995. Interviewed by author, 12

February 1998, Washington, D.C. Transcript of taped
interview. Author's personal collection.

Boyd, Lt Col Lowell R., Jr., USAF, AFSOUTH staff officer,
February 1993-1996. Interviewed by Lt Col Rob Owen, 6
December 1995, Naples, Italy. Transcript of taped inter-
view. BACS Collection.

Bradford, Zeb B., Jr., and James R. Murphy. “A New Look at
the Military Profession.” In American Defense Policy. 6th
ed. Edited by Schuyler Foerster and Edward N. Wright.
Baltimore, Md.: Johns Hopkins University Press, 1990.

Bradley, Omar N., and Clay Blair. A General’s Life. New York:
Simon and Schuster, 1983.

Brady, Christopher, and Sam Daws. “UN Operations: The
Political-Military Interface.” International Peacekeeping 1,
no. 1 (spring 1994).

Brand, Joel. “Rose Considered Showing Airstrike Plans to
Serbs.” Times (London), 16 January 1995.

333



DELIBERATE FORCE

83. Smith, “NATO Air Strikes,” press conference, 31 August 1995; Rick
Atkinson, “NATO Tailors Bombing Information,” Washington Post, 16
September 1995, A20; and William Matthews, “Accuracy is Phenomenal,”
Air Force Times, 2 October 1995, 10.

84. Smith, briefing to Air War College.

85. When the author interviewed General Janvier in 1998 and asked
about the photo, the general had his military aid fetch the framed photo-
graph from his office.

86. Zoerb interview, 29 April 1997.

87. Ryan interview.

88. Short interview.

89. Amb. Christopher Hill, US State Department, interviewed by Lt Col
Robert Owen, 27 February 1996, transcript of tape recording, File H-1,
BACS Collection. Also see Beale, 37. Note: The figure of 25 killed is not to be

taken as an official or reliable estimate of the number of casualties from
Deliberate Force.

90. Janvier interview.

91. Lt Gen Patrick K. Gamble, USAF, assistant chief of staff, Operations
and Logistics, SHAPE, interviewed by author, 2 July 1998, Washington, tape
recording, author's personal collection.

92. The connections between the two appear to have been indirect, with
Holbrooke working through the State Department or NATO Headquarters,
only once calling Admiral Smith directly.

93. Janvier interview; Holbrooke, 107-14; and Atkinson, “Anatomy of
NATO's Decision.”

94. AFSOUTH, “Operation Deliberate Force” Fact Sheet, 5 October 1995, 4.

95. Janvier interview; Facts On File Yearbook 1995, 645.

96. Military Official Q.

97. Ibid.

98. Short interview; Rick Atkinson, “Put to the Test, NATO Shows Its
Mettle,” International Herald Tribune, 20 November 1995, 2; and Military
Official Q.

99. Smith interview; Short interview; and Military Official Q.

100. Ibid.

101. Smith interview; and Military Official Q.

102. Short interview; and Atkinson, “Put to the Test.”

103. Joulwan interview, 11 February 1998; Smith interview: and
Holbrooke, 118.

104. Smith interview; Holbrooke, 118.

105. Holbrooke, 118.

106. Ibid.

107. Smith interview; Joulwan interview, 11 February 1998; and
Holbrooke, 118-19.

108. Joulwan interview, 11 February 1998. In my interview with General
Joulwan, he said he cited the terms of reference set up by the first SACEUR,

307



Chapter

6

Page
The Sarajevo Ultimatum: February 1994 ..... 122
Military Influence ....... 0. ccc cece eens 123
Airpower, Control, and Autonomy........... 125
No-Fly Zone Enforcement and First CAS
Approval: February-March 1994............ 129
NATO Downs Serb Aircraft
in the No-Fly Zone 129
Close Air Support ...........000. -.. 130
Turning Point: Gorazde, April 1994 ........ 133
North Atlantic Council Decisions
and the Gorazde Ultimatum ............. 138
UN and NATO Missions in Bosnia:
A Matter of Interpretation
and Political Guidance ..............005 140
Trust, Expertise, and Forces at Risk seve 148
Conclusion... 0... 6.6.0. eee e eee eeeee eee 147
Notes 2.6... cece ele ee eee 148
COMPETING MISSIONS AND DEMANDS
FOR FORCE PROTECTION:
AUGUST-DECEMBER 1994 .............0.- 159
NATO Air Strikes and the Clash over Warnings
and Control: August-October 1994.......... 160
NATO’s First Air Strike, 5 August 1994...... 162
WArningS. 0... ccc cece cece eee n eens 163
NATO’s Second Air Strike,
22 September 1994
Proportionality ......
Attempts to Control Air Strikes

Udbina: Mission Accomplishment

Versus Force Protection ...............005
Udbina: November 1994 .
Targeting Udbina .......
Interpreting the Results

“Retrospective SEAD” and the Growing

UN-NATO Rift: November-December 1994 .... 180
Udbina and Otoka: November 1994......... 182

vii



RESPONSIBILITY OF COMMAND

General Eisenhower, to support his case for taking the role as chief execu-
tor for Operation Deliberate Force.

109. Janvier interview; and Atkinson, “Put to the Test.”

110. Holbrooke, 120; NATO Officials C and D.

111. DOD News Briefing, Pentagon, 5 September 1995.

112. NATO, “Statement by the Secretary-General Following Council
Meeting-2 September 1995,” Press Release, 3 September 1995.

113. Holbrooke, 119.

114, Ibid., 145 and 362.

115. Holbrooke, 118-20.

116. Ibid., 111.

117. NATO, “Statement Following Council Meeting,” 3 September 1995.

118. Admiral Smith, “NATO Recommences Air Strikes Against Bosnian
Serbs,” transcript of press conference, 6 September 1995.

119. Smith, “NATO Recommences;” and Military Official Q.

120. Smith, “NATO Recommences;” and John Thornhill, John Ridding,
and Bruce Clark, “Hardline Serbs Solve West's Dilemma,” Financial Times
(London), 6 September 1995, 2.

121. Admiral Smith, “NATO Air Strike Against Bosnian Serbs,” transcript
of news conference, Naples, 31 August 1995.

122. Smith, “NATO Recommences.”

123. Ibid.

124. Smith interview.

125. Ibid.

126. Ibid.

127. Joulwan interview, 11 February 1998; and Atkinson, “NATO
Tailors.”

128. Gen George Joulwan, cited in Atkinson, “NATO Tailors.”

129, Joulwan interview, 11 February 1998; and Atkinson, “NATO
Tailors.”

130. Admiral Smith next appeared at a press conference on 15
September, a day after suspending Deliberate Force bombing operations.
Group Captain Murray ran the meetings with the media on 9, 11, and 12
September. Group Captain Murray's press conferences were all held at 5:00
P.M. Central European Time (CET), in keeping with General Joulwan’s guid-
ance. See transcripts of AFSOUTH press conferences 6, 9, 11, 12, and 15
September 1995; and Atkinson, “NATO Tailors.”

131. Joulwan interview, 11 February 1998.

132. Ibid.

133. Ibid.

134, For a discussion of the other reasons for controlling BDA during
Deliberate Force, see the chapter by Maj Mark McLaughlin entitled, “Combat
Assessment: A Commander's Responsibility,” in Owen, Deliberate Force.

135. Ryan interview. See also Owen, Deliberate Force, 183-84; and
Owen, “Balkans: Part 2,” 13.

136. Ryan interview.

308



NATO AIR SUPPORT AND AIR STRIKES

against UNPROFOR.'® As discussed earlier in this chapter,
NATO ambassadors had interpreted Resolutions 836 and 844
to take this into account. However, BSA tolerance for UN self-
defense was likely to evaporate if UNPROFOR’s need for self-
defense was provoked by UN soldiers aggressively trying to ful-
fill their mandate and then counting on NATO air support to
back them up. Thus, the weaker UNPROFOR was, the less
likely it was to deter BSA attacks on the safe areas, and the
less aggressive it could afford to be in helping to deliver
humanitarian aid in Bosnia.

The “Operational Options” approved by the NAC in August
were also of questionable utility. As long as NATO political
authorities remained self-deterred by fears of Bosnian Serb
retaliation, they would have difficulty choosing one of the first
two options: the demonstrative phase or the follow-on
phase.'”° Those options would have served merely as a signal
to the Bosnian Serbs to begin taking hostages. !7! While it was
far from certain that a robust air campaign would succeed in
compelling the Serbs to quit attacking a safe area, the dangers
of trying to get to phase III in a graduated fashion seemed to
rule out the possibility of ever making an attempt. Thus,
somewhat paradoxically, the weaker UNPROFOR was on the
ground, the less it could afford to have NATO airpower
attempting to enforce Serb compliance with the safe areas pol-
icy. By keeping UNPROFOR in place and weak, and by refus-
ing to give its commanders timely access to NATO air support,
the responsible political authorities practically guaranteed
that airpower would not be used effectively and that UNPRO-
FOR could not succeed in helping to enforce the safe areas
policy. Air strikes and more robust enforcement on the ground
could only come at the price of increased risks to
UNPROFOR's soldiers. Thus, under the circumstances, the
light option became a prescription for paralysis.

Absent Political Guidance

Without clear political objectives or guidance, UNPROFOR
commanders were left to interpret the ambiguous Security
Council resolutions and to decide for themselves what their
mission was. In doing so and in light of their meager

97



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———. “Airpower and Peacekeeping.” Airpower Journal 9, no.
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Baylis, John. “The Evolution of British Defense Policy,
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Edited by Martin Edmonds. London: Brassey's, 1986.

Beale, Maj Michael O., USAF. Bombs over Bosnia: The Role of
Airpower in Bosnia-Herzegovina. Maxwell AFB, Ala.: Air
University Press, 1997.

Bertram, Christoph. “Multilateral Diplomacy and Conflict
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Bethlehem, Daniel, and Marc Weller, eds. The “Yugoslav”
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Betts, Richard K. Soldiers, Statesmen, and Cold War Crises.
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Binder, David. “Bosnia’s Bombers.” The Nation, 2 October
1995.

Binyon, Michael. “Outburst Puts the Spotlight On Troops’
Dilemma.” Times (London), 29 April 1993.

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Blechman, Barry M. “The Intervention Dilemma.” The
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Thompson, Air Vice Marshal John H., RAF, NATO liaison offi-
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November 1994-February 1995. Interviewed by author, 7
November 1997, RAF Cranwell, England. Author's notes.
Author's personal collection.

Thompson, Julian. “Command at Anzio and in the Falklands:
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Thompson, Wayne W. “Al Firdos: The Last Two Weeks of

Strategic Bombing in Desert Storm.” Air Power History 43,
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Thompson, Wayne W., and Bernard Nalty. Within Limits: The
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Thornberry, Cedric. “The Lessons of Yugoslavia.” In Brassey’s
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Thornhill, John. “Debates on NATO's Role Sparks Fighting in
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September 1995.

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“Three Separate Operations Created on 31 March.” UN
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383



RESPONSIBILITY OF COMMAND

law, would have implied far greater responsibilities for the UN
in seeing that they were indeed safe.” Significantly,
Resolution 824 invoked Chapter VII of the UN Charter, and in
paragraph 4 of the resolution, the council called for
the immediate cessation of armed attacks or any hostile act against
these safe areas, and the withdrawal of all Bosnian Serb military or
paramilitary units from the towns to a distance where from they cease

to constitute a menace to their security and that of their inhabitants.
(Emphasis added)?!

Hopes for the Vance-Owen plan dwindled, and in early June
the Security Council tried to make the safe areas safe, by giv-
ing UNPROFOR a tougher mandate and by supporting the
force with NATO airpower.7?

Conclusion

The Gulf War had a big impact on the debates over whether
to use airpower in Bosnia. By the time the Gulf War ended in
March 1991, high-technology airpower had acquired an image
as a near antiseptic instrument capable of destroying without
killing, and winning without risking. Most military profession-
als in the United States, United Kingdom, and France recog-
nized the limitations as well as the capabilities of airpower,
and they knew that expectations were running ahead of capa-
bilities. Informed commentators tended to highlight airpower’s
limitations and the challenges of using it in Bosnia, but pub-
lic debates on the issue were often ill informed.” Furthermore,
the well-known difficulty of measuring the effectiveness of air-
power only served to confound efforts, even by informed
observers, to separate the enduring and general lessons of the
Gulf War from observations applicable only to fighting an inept
dictator in a desert environment. A less obvious, though not
surprising, consequence of the Gulf War was that it created a
cadre of airmen—especially in America—who were confident in
airpower's abilities and schooled in its application.

By May of 1993, the American and British policies for using
airpower in Bosnia had been set and would change little until
1995. Consistent with the findings of Betts and Petraeus, the
US military had relatively little influence in shaping that policy.
Despite Powell's protestations, the Clinton administration

66



RESPONSIBILITY OF COMMAND

September and to repeated radar activity over Prijedor/Bihac areas,
which include activation of target tracking radar modes. These activi-
ties are perceived to be acts of aggression, and I feel compelled to warn
you of NATO's prerogative for response.

NATO aircraft, having the inherent right of self-defence, can immedi-
ately and decisively exercise that right if challenged by your threat mis-
sile systems. This response is totally a NATO decision and does not
require UN coordination.°>

This implied that NATO aircraft could shoot in response to
“hostile intent” from the Bosnian Serbs and that the UN had
no control over such actions. Both implications were false.°” In
addition to the growing surface-to-air threat, by November the
Serbs began flouting the no-fly zone, flying fixed-wing jets on
bombing missions inside Bosnia to support a BSA counterof-
fensive around Bihac.°® NATO commanders were losing the
initiative in the airspace over Bosnia, and they were clearly
failing in their responsibilities to enforce the no-fly zone.
However, they could do little to respond to these Bosnian Serb
challenges without additional authority from New York and
Brussels, and consent from UNPROFOR's leaders for enforce-
ment measures.

The Serbs used the sanctuary of Croatian airspace and their
air defense network to good advantage, making it nearly
impossible for NATO aircraft to engage Serb planes violating
the no-fly zone. After an initially successful Bosnian Muslim
ground offensive launched from within the safe area of Bihac
in October, Croatian Serbs joined the BSA and the forces of
rebel Muslim leader Fikret Abdic in a counteroffensive that
quickly reversed the government forces’ gains.® Serb pilots flew
supporting missions from Udbina airfield in Serb-controlled
eastern Croatia. So long as they remained in Croatian airspace,
Serb aircraft could not be engaged by NATO pilots, whose
authority to enforce the no-fly zone was limited to Bosnia. By
monitoring NATO combat air patrols via the Serbian air
defense network, the Udbina-based aircraft could time their
flights into Bosnia whenever NATO aircraft were refueling or
otherwise not in a position to respond.!° Udbina was only a
few minutes’ flying time away from Bihac. Thus, it was fairly
easy for the Serb pilots to make attacks into Bosnia and land

174



NATO AIR SUPPORT AND AIR STRIKES

for General Briquemont was doing it without taking casual-
ties. Recounting a discussion with his civilian political advisor
at the outset of Briquemont’s tenure in Bosnia, the general
recalled that

I said: “Okay, I have understood. The resolutions of the Security
Council cannot help me in my mission.” And the rules of engagement
were foreseen for peacekeeping operations. We had no peace. It was the
war between the three parties, and I was there with a few “blue hel-
mets,” and it was impossible to respect the rules of engagement. I have
said: “Bon. We shall never speak about the rules of engagement. We
shall do our best to avoid casualties—point [period, full-stop]” (empha-
sis added).18°

Thus, General Briquemont uneasily confronted the contradic-
tory tasks and restrictions bequeathed to him by the Security
Council. Avoiding casualties among UNPROFOR's peacekeep-
ers, easing the suffering of the Bosnian people, and facilitating
negotiations in Geneva became his priority tasks.'5° Protecting
the safe areas, the principal objective stated in Security
Council Resolution 836 defining UNPROFOR’s mandate in
Bosnia, was impossible with the means available to
Briquemont. He simply could not attempt to accomplish this
mission within the bounds of acceptable risks to his forces.
In late August and September, Admiral Boorda assuaged the
UN commanders’ concerns about air strikes and obtained
UNPROFOR approval for a joint UN-NATO target list. It had
bothered General Briquemont that he had been left out of the
decision making and planning for air strikes until senior NATO
officers had tried to pressure him into approving an air cam-
paign.!#° And General Ashy had been very direct in attempting
to get the UN commander in Bosnia to accept an air cam-
paign.'*1 On 21 August, Admiral Boorda attended a dinner
hosted by General Cot in Zagreb during which he conveyed to
Generals Cot and Briquemont a sense that he understood
their situation and,'4? more importantly, he shared their con-
cerns about the risks involved with air strikes.!4 However,
General Briquemont seems to have been left out of further dis-
cussions on air strikes.'44 In September, General Cot met
again with Admiral Boorda for the first UN-NATO joint target-
ing board in order to review and approve a list of air strike tar-
gets.!*5 The list included targets for all three warring factions

93



RESPONSIBILITY OF COMMAND

Most of the references to airpower in the report dealt with
close air support for UNPROFOR, not air strikes. However, sev-
eral remarks alluded to the possibility for broader air action.
These included “emphasis must be placed on a credible air
strike capability” to help UNPROFOR “resist a concentrated
assault on any of the safe areas."?4 Despite an assessment by
UNPROFOR’s commander, Lt Gen Lars Eric Wahlgren, that
some 34,000 troops would be needed to implement the safe
areas policy, Boutros-Ghali justified recommending a “light
option” of only 7,600 reinforcements because “while this
option cannot, in itself, completely guarantee the defence of
the safe areas, it relies on the threat of air action against any
belligerent.” On 18 June 1993, the Security Council passed
Resolution 844, approving Boutros-Ghali’s report, authorizing
7,600 reinforcements for UNPROFOR and reaffirming “its
decision in paragraph 10 of Resolution 836 (1993) on the use
of airpower in and around the safe areas to support the force
in the performance of its mandate.”?¢ In brief speeches to the
Security Council made immediately after passing Resolution
844, the representatives from the US, France, Russia, and the
UK emphasized their own national spins on implementing the
safe areas policy.?” Nothing had changed. Much was being left
to the interpretations of those who would have to implement
these resolutions.

According to Michael Williams, a former director of informa-
tion and senior UNPROFOR spokesman who has written about
the UN’s troubled political-military relations, Generals
Wahlgren and Morillon “had little idea how to proceed” with
the implementation of the safe areas resolutions.” Honig and
Both have shown that on 5 June, the day before the Security
Council authorized enforcement of the safe areas, General
Wahlgren prophetically warned UN political authorities in New
York, “If one allowed no controls of the military or paramilitary
units of the Bosnian government, one would create a scenario
which would encourage the use of the safe areas as havens
where forces could refit, rearm, train and prepare for further
military operations.”?° Moreover, after 836 was issued, General
Wahigren worried that the safe areas concept jeopardized the
impartiality of his forces in Bosnia, who were supposed to

78



RESPONSIBILITY OF COMMAND

September 1994.41 In the CAOC at Vicenza, General
Chambers sat with the French and British senior national rep-
resentatives and orchestrated the NATO response; over the
next several hours, the CAOC team would endeavor to make
this particular air strike more overtly multinational than pre-
vious allied air attacks.‘?

As with NATO's first air strike, General Rose once again
intervened to warn the Serbs and to redirect the attack against
a target of lesser military significance than the one agreed to
by his UNPROFOR superior, General de Lapresle. On 22
September, French peacekeepers around Sarajevo came under
direct fire from Bosnian Serb forces at several different loca-
tions, and at least two Frenchmen were injured.** General
Rose had just returned to the UK temporarily, and his French
deputy, General Soubirou, was in charge in Bosnia.‘
Generals Soubirou and de Lapresle were preparing to strike an
ammunition depot at Pale in response to this latest provoca-
tion*® when General Rose was alerted of the pending operation
by his staff in Sarajevo.*6 Working with General Wilsey in the
UK, General Rose was able to halt the planned attack and then
redirect it toward a target of Rose’s choosing—a T-55 tank in
the Sarajevo exclusion zone.*” Moreover, General Rose again
ensured the Serbs were warned about the planned attack,
later stating, “Adm Leighton Smith had ordered that no warn-
ing be given to the Serbs prior to the attack in order to avoid
giving them time to alert their air defense system, putting
NATO pilots at greater risk. I told my chief of staff in Sarajevo,
Brinkman, to ignore that order."4®

Though a pair of US A-10s were the first aircraft on scene
and the pilots could see the target, NATO commanders with-
held the A-10s in favor of non-US aircraft. Two French
Mirage 2000s were brought in, but the pilots had difficulty
finding the target and eventually departed the target area for
in-flight refueling.®° After about an hour's delay, the situation
grew tense at the CAOC.®! The airmen in the CAOC, who were
aware the Serbs had been warned, worried that NATO would
lose credibility if they were unable to follow through with the
attack and that the Serbs might shoot down an attacking air-
craft.52 RAF Jaguars were available for the attack, but General

166


COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

and coerce the Bosnian Serbs into tespecting the safe areas. 6
Whenever an incident occurred that NATO officers believed
merited a response, they would recommend the UN targets
(selected from the target books using the target matrices) that
were geographically near the provocation and could logically
be linked to it.°7 NATO officers preferred fixed targets, which
could be safely attacked in nearly any weather and by any type
of aircraft, not just planes capable of dropping precision-
guided munitions. Thus, Serb military depots around
Sarajevo, including the ammunition storage site near Pale,
were attractive targets for NATO planners whenever there was
a BSA provocation around Sarajevo.®? Moreover, NATO airmen
were relatively immune from retaliation; thus, their com-
manders had less to fear from escalation, making it easier for
NATO commanders to prioritize their objective of coercion
above their desire to avoid escalation. Since May 1994,
UNPROFOR had been trying to shrug off responsibilities for
the NATO-declared exclusion zones.7° Enforcing the exclusion
zones reduced UNPROFOR’s ability to fulfill its other respon-
sibilities, which were closer to peacekeeping.”! When pressed
to cooperate with NATO, the UN preferred smoking-gun-type
targets because they could be directly linked to self-defense or
protection of the safe areas, and attacks against them were
less likely to jeopardize the UN's impartial status.72

In determining UN views on proportionality, UNPROFOR's
vulnerability was more important than UN objectives for
ordering air strikes; thus, the Bosnian Serbs exercised a pow-
erful vote in deciding what was, or was not, a proportionate
response.’* As General de Lapresle explained,

My main concern, of course, and so was Michael Rose's, was to avoid,
first of all, that countries who had sent their boys and girls on a peace
mission would find themselves with body bags coming back to their
capital after a sort of military and war action which was not the point
lof the mission]; and the second . . . concern, was not to obtain a mil-
itary victory, but to come to a cease-fire, [and] to have this cease-fire
standing as long as possible in Croatia and in Bosnia. And so when we
tried to combine this first objective of no UN lives lost, and hostages,
and so on, and so on, and then trying to keep the arms as silent as
possible, of course we were not very much enticed into having a strong
and efficient use of NATO airpower.”*

169



MILITARY INFLUENCE ON THE USE OF AIRPOWER

for self-defense. The rules of engagement prohibited attacks
against surface-to-air missile (SAM) sites and other air defense
targets except in reaction to an immediate threat.!! Because
the North had networked its radar, SAM batteries could get fir-
ing cues without turning on their own radar, thus allowing
them to shoot with little or no warning to US aircraft. By forc-
ing the aircrews to wait for clear indications of a threat, the
ROE greatly reduced the chances that the crews could take
effective defensive actions.!!4

In the spring of 1972, Gen John Ryan, Air Force chief of
staff, relieved Gen John Lavelle, commander of US Air Forces
in Vietnam, when subordinates in Lavelle’s command were
found to be falsifying reports to cover up the fact that Lavelle
had ordered preplanned strikes against the North’s air
defenses." It frustrated Lavelle, as it had other commanders
before him, to operate under complex rules that seemed to
needlessly jeopardize the lives of his men.!!6 In his testimony
before the House subcommittee investigating the unautho-
rized bombings, Lavelle jokingly told the congressmen, “We
have a saying we used in Vietnam, that we finally found out
why there were two crew members in the F-4. One is to fly the
airplane and one is to carry the briefcase full of the rules of
engagement.”1!” However, it was no joking matter for the air-
crews involved, as one study later explained:

To many aircrews, it seemed impossible to find a way to do what was
ordered and not get killed by the enemy or hanged by the United States
government in the process. The ROEs made many aircrews feel as if
they were fighting two enemies: the North Vietnamese and American
leaders in the White House.1!8

Lavelle’s solution was to interpret the rules of engagement in
a way that allowed strikes against elements of the North's air
defenses even in the absence of a clear indication that the air
defenses were about to engage US aircraft.1!9 Although officers
on the joint staff at the Pentagon apparently sympathized with
what Lavelle was trying to do, authorities in Washington did
not change the rules until after—and perhaps as a result of—
Lavelle’s dismissal.!2° Despite giving guidance that led to the
ROE violations, Lavelle was praised by several congressmen
during the hearings on the unauthorized bombings for trying

45



MILITARY INFLUENCE ON THE USE OF AIRPOWER

rapidity with which targets are struck, their geographical loca-
tions, the sequence in which they are to be hit, the weight of
effort assigned to each target, and the weapon systems and
types of ordnance employed against the targets. Shortly after
World War I, Guilio Douhet averred that strategy in air warfare
was no more than the sum of these targeting factors: “The
selection of objectives, the grouping of zones, and determining
the order in which they are to be destroyed is the most diffi-
cult and delicate task in aerial warfare, constituting what may
be defined as aerial strategy.”®> In 1995, Col Phillip Meilinger,
then dean of the US Air Force School of Advanced Airpower
Studies, demonstrated that Douhet's idea still had currency
when he wrote “In essence, air power is targeting;” and “select-
ing objectives to strike or influence is the essence of air strat-
egy.”®4 Direct controls on targeting, then, constitute one of the
greatest infringements on the autonomy of airmen.

The nadir in US military autonomy over targeting in air
operations came during the Vietnam War. According to the
prevailing theories of limited war, a nuanced approach to
using force was needed to send the right message to Hanoi,
and military considerations about what was to be struck were
decidedly secondary. As Richard Betts put it,

Orchestration of the use of force was a Political tool, a signaling device.

Whether the United States bombed a surface-to-air missile site or oil

depot near Hanoi would communicate a message to the enemy and

was hence a political decision that had to be made by political author-

ity; it was not a purely military decision to be made by a subordinate
commander.®5

President Johnson's personal control over target selection was
summed up in his boast that “I won't let those Air Force gen-
erals bomb the smallest outhouse north of the 17th parallel
without checking with me.”®6 Significantly, up until mid-1967,
Johnson operated without the benefit of any direct military
advice.*” After congressional intervention, Gen Earl Wheeler,
then chairman of the Joint Chiefs of Staff, was permitted to
attend weekly White House targeting sessions.** Later, during
the Nixon administration, bombing of the North was signifi-
cantly curtailed.®° However, up until 1972, targets in North
Vietnam were still being selected by civilians in Washington.

41



RESPONSIBILITY OF COMMAND

when congressionally legislated defense reorganization gave
theater commanders a stronger role in controlling decisions
over the use of force.®

A hypothesis tested in this study is that theater-level com-
manders were influential in affecting decisions over the use of
airpower in Bosnia, rather than being mere executors of pol-
icy. Theater-level commanders are defined here as military
commanders responsible for a given theater of operations and
their principal subordinate commanders.® A theater comman-
der’s job is to help plan military options to obtain policy objec-
tives and, when directed, to translate military actions into
political objectives.’ If theater-level commanders sometimes
played a leading role in shaping policy, rather than just plan-
ning for and executing policies on the use of force, it would be
interesting to know why they did so. Some observers have cited
the apparent risk-averse nature of the American military,
largely ascribed to experiences of the Vietnam War, as the root
cause for military transgressions into policy decisions.®
Indeed, former chairman of the Joint Chiefs of Staff, Gen Colin
Powell, was a prime example of the Vietnam generation of offi-
cers, and his opposition to US intervention in Bosnia has been
scrutinized by commentators interested in civil-military rela-
tions.° However, Petraeus noted that the US military's increased
reluctance to intervene abroad after Vietnam was an intensifi-
cation of existing attitudes rather than a newfound cautious-
ness.!° This suggested the basis for risk aversion lay in more
enduring elements of the military profession. Another hypoth-
esis tested here, then, is that the role UN and NATO theater-
level commanders chose to play, when acting as more than
just executors of policy in Bosnia, was rooted in military pro-
fessionalism and can be explained, in part, in terms of com-
manders’ special expertise and responsibility as managers of
violence.

The central question of this study is how did theater-level
commanders in the UN and NATO influence the use of air-
power in Bosnia? To analyze this military influence, first con-
sider several subsidiary questions. First, what patterns were
there to the military positions on using airpower in Bosnia?
Were American commanders more apt to push for forceful



RESPONSIBILITY OF COMMAND

The downing of O’Grady’s jet indicated that the Bosnian
Serbs may have been trying to capture an American pilot in
order to neutralize the primary force behind NATO air
strikes—the United States. Netting a US airman held several
advantages over taking UN soldiers hostage. It was in the
Bosnian Serbs’ interest to keep the UN in Bosnia,!®! and tak-
ing its peacekeepers hostage could only dampen the enthusi-
asm of troop-contributing nations and the UN secretariat for
continuing UNPROFOR’s mission. By 1995, the BSA was war
weary and outnumbered.!® Its adversaries were growing
stronger with outside help.!® Belgrade was less able—and
arguably less willing—to offer assistance to the Bosnian
Serbs.'®4 The best hope for the Serbs was to use the UN to try
to hang on to their territorial gains, much as they had done in
Croatia prior to losing Western Slavonia. If war were to come,
UNPROFOR could be pushed aside where necessary, and it
could be used to block NATO air strikes—either through UN
self-deterrence and the dual key, or through more hostage
taking. If the UN pulled out, the dual key and the potential
hostages would be gone. By the spring of 1995, it looked as
though UNPROFOR might be withdrawn from Bosnia, thus
removing the dual key and the potential hostages. Moreover,
the Clinton administration was under pressure from Congress
to act unilaterally.!® The Bosnian Serbs may have reasoned
they needed a US pilot as a hostage to continue to neutralize
the threat of air strikes.

There is not enough evidence to reach a definite conclusion
about whether the shootdown of O’Grady was a premeditated
attempt to capture an American airman or just an act of retri-
bution for the Pale air strikes.1° The bid to open a secret line
of communication through the US Air Force wing at Aviano,
however, suggests the Bosnian Serbs were trying to make a
deal with the United States. Because the downing of an
American jet held the potential to evoke more of the air strikes
the Serbs were trying to avoid, retribution would seem to have
been an insufficient motive for setting what appears to have
been a baited trap. The Serbs were probably trying to capture
an American pilot or drive a wedge between the United States

222



RESPONSIBILITY OF COMMAND

are complicated affairs, and only senior military officers fully master
their conduct.3!

These observations are axiomatic rather than lessons of any
particular conflict, but they again underscore the importance
of expertise in giving the military influence over how force gets
used.

From the Vietnam War, Army and Air Force officers drew
somewhat different lessons about the use of force. Petraeus
found that the American military emerged from Vietnam with
an acute and lasting awareness of (1) the “finite limits of pub-
lic support for protracted military operations,” (2) “doubts
about the efficacy of military force in solving certain interna-
tional problems,” and (3) “greater disillusionment with, and
heightened wariness of, civilian officials."°? The Army and
Marine Corps bore the deepest scars, according to Petraeus,
while the Navy was the least affected service.5> However,
Petraeus did not elaborate on the US Air Force. Mark
Clodfelter has argued that Air Force leaders concluded from
Vietnam that “since Linebacker II demonstrated bombing
effectiveness, political leaders must realize that bombing can
win limited wars if unhampered by political controls.”*+ This
suggested that senior Air Force officers might be just as wary
of civilian officials as their Army counterparts, but they were
less pessimistic about the utility of airpower. Edward Marks’s
study of the Vietnam generation of professional military offi-
cers found that career officers from all of the services firmly
supported civilian supremacy, insisted on clear-cut political
decisions and clear objectives for using force, and wanted to
know that risks taken with American lives would “be for a
worthwhile purpose.”*> Marks’s study also found that the
Vietnam generation of officers believed that once the military
was given clear objectives, it should then be free from political
interference in achieving those aims; that is, the officers
believed they should be given operational autonomy.** So,
while soldiers and airmen drew different conclusions about
the effectiveness of airpower in Vietnam, both groups agreed
the military should control decisions about how to use force in
future operations.

32



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

No matter where a triggering event might occur, NATO would
be able to strike targets in the area where the zones over-
lapped.®° Smith’s modifications also meant that a provocation
in Tuzla could trigger air strikes in the zone of the command-
ers’ choosing. General Joulwan, who was intent on being able
to limit the maneuverability of Mladic’s forces, approved the
zones.’ However, General Janvier initially balked at the larger
zones, telling Admiral Smith he had been contemplating zones
25 to 30 kilometers around the safe areas—slightly larger than
the heavy weapons exclusion zones at Sarajevo and Gorazde.®°

Though the military commanders in AFSOUTH wanted
political guidance and needed political approval for their
actions, they also controlled access to their plans so as to
maintain operational security and their own autonomy.
Commenting on briefings of Deliberate Force given in the sum-
mer of 1995, Admiral Smith recalled, “We wanted very much
to not let the Military Committee and the NAC get into the
details of those targets.”®° General Ryan was given a broad
mission statement by the NAC, which had the “aim of deter-
ring attacks on safe areas and responding, if necessary,
through the timely and effective use of airpower . . . until
attacks on or threats to the safe areas have ceased.”® This
broad guidance suited General Joulwan, who believed NAC
involvement in operational decisions would be politically divi-
sive, hurting both alliance cohesion and military effective-
ness.°! Though Admiral Smith did not want any “help” in
operational matters, he would have preferred to have political
authorities in the UN and NATO come to an agreement on a
common approach for the operation rather than leaving it to
him and General Janvier to sort out matters.®? General Ryan
appreciated and would soon make good use of the latitude
given him by the NAC mission statement. At an airpower con-
ference on the anniversary of Operation Deliberate Force,
Ryan observed,

The biggest lesson I think we learned is that if we have a chance on the

military side to be influential in writing the mission statement, we'd

better have our best people standing there doing it, because that's
what you're going to get graded on.®

257



RESPONSIBILITY OF COMMAND

65. Ibid.; and Ryan, transcript of Air Power Conference.

66. General Ryan and a handful of other CAOC leaders and US planners
hardly slept from the outset of Deliberate Force until the pause two days
later. Owen, “Balkans: Part 2,” 10; Owen, Deliberate Force, 113, 364, and
487; Teske interview by author; and Ryan interview.

67. See, for example, United States Department of Defense, Conduct of
the Persian Gulf War: Final Report to Congress (n.p.: Government Printing
Office, April 1992), appendix O, “The Role of the Law of War,” esp. 611-17;
and Royal United Services Institute (RUSI), The Democratic Management of
Defence, Whitehall Paper 16 (London: RUSI, 1992), 48-52.

68. Ryan interview; and Ryan, transcript of Air Power Conference.

69. The reason why the priorities ought to align this way follows the
same logic as in the discussion of ROE, weakness errors, and escalation
errors covered in chap. 2, section entitled “Rules of Engagement:
Circumstances for Force.”

70. Owen, Deliberate Force, 383 and 416-21. Admiral Smith made this
point repeatedly in his press conferences during Deliberate Force and in his
briefing to the Air War College.

71. Owen, Deliberate Force, 150 and 411-12.

72. Ibid.

73. Owen, “Balkans: Part 2,” 17-18.

74, Smith, briefing to Air War College; and Ryan, transcript of Air Power
Conference.

75. Smith, briefing to Air War College.

76. NATO Official C.

77. Ryan, transcript of Air Power Conference.

78. As discussed in chap. 6. For a discussion of collateral damage, pro-
portionality, and future implications regarding PGMs, see Owen, Deliberate
Force, 410-12 and 416-21.

79. NATO, Press Release (95) 73, 30 August 1995; and Smith, transcript
of news conference, 31 August 1995.

80. Smith interview; Owen, “Balkans: Part 2,” 14. A key planner and
Chief G2/G3 on the RRF Operations Staff (RRFOS), Col D. V. Nicholls, made
no mention in his article for RUSI Journal of UN orders to halt offensive oper-
ations. However, RUSI's annual International Security Review for 1996
reported the RRF fired 1,000 shells before the pause on 1 September, and
an RRFOS briefing showed 1,381 total rounds fired when the campaign
ended on 14 September. Col David V. Nicholls, Royal Marines, “Bosnia: UN
and NATO,” RUSI Journal 141, no. 1 (February 1996): 35-36; Royal United
Services Institute, International Security Review 1996 (London: RUSI, 1996),
69; Rapid Reaction Force Operations Staff, “HQ 1 (UK) ARMD DIV RRFOS
Brief, 17 November 95,” slide no. 25.

81. For a discussion of collateral damage, proportionality, and future
implications regarding PGMs, see Owen, Deliberate Force, chap. 14 by Lt Col
Ronald M. Reed.

82. Smith, briefing to Air War College.

306



RESPONSIBILITY OF COMMAND

Petraeus found that critics of military advice have suspected
false claims of tactical determinism, while military planners
have supposed that the critics were willing to ignore real-world
limitations if they clashed with the critics’ preferred solu-
tions.®” The point to note here is that special military expertise
is needed to judge the limits of what military means can
accomplish, and that the same expertise can give the military
leverage in gaining autonomy.

Another element of professionalism, responsibility, serves
as a basis for the military insistence on autonomy in opera-
tional matters. The unique requirement for the military to
manage violence on behalf of the state implies certain respon-
sibilities. Huntington discussed three forms of military responsi-
bility: representative, advisory, and executive.5* This study
focuses mainly on executive responsibility, because theater-
level commanders are primarily responsible for executing pol-
icy. Huntington argued that in its executive capacity the mili-
tary profession's first duty was obedience, even when a
professional officer disagreed with a policy he was tasked to
fulfill. Two military ethicists, Kenneth Kemp and Charles
Hudlin, examined the limits of the obligation for military obe-
dience.®° They analyzed the possible moral, legal, political, and
private bases for disobedience, and they concluded there was
almost no scope for either passively refusing orders or for pos-
itively acting in defiance of orders, unless the orders were
clearly illegal or grossly immoral.®° However, for Kemp and
Hudlin, as with Huntington, the rigid distinction between obe-
dience and disobedience mirrored an equally inflexible divi-
sion of labor between policy making and policy implementa-
tion that seldom, if ever, exists.*! Moreover, the responsibilities
faced by a commander are more complex than the one-way
model—from the military to the political authority—posed by
Huntington.

Commanders are also responsible for and to the people who
serve under them.® As James Toner argued, to command is to
exercise moral and military competence in fulfillment of extraor-
dinary responsibilities. Furthermore, he claimed that the
foremost sign of military incompetence is being careless or
wasteful with the lives of the people under one’s command.

36



This study examines the role that theater-level
commanders in the UN and NATO played in
influencing airpower over Bosnia between April
1993 and December 1995. Because it is
presented in a chronological order, it offers the .
first coherent account of Operation Deny Flight.
In attempting to strike the proper balance
among considerations of force protection,
mission accomplishment, and civilian political
control, commanders drew on their own
experience and expertise, causing an eventual
split between UN army generals and senior
NATO airmen on the topic of best use of
airpower.

The theater-level commanders acted as more |
than executors of policy as they helped to define

their own missions, tried to control the use of

airpower, and struggled to maintain operational \
autonomy in order to fulfill their responsibilities 4
for mission accomplishment and force
protection.

Col Mark A. Bucknam, USAF, is
assigned to the Policy Division,
J-5, on the Joint Staff at the
Pentagon. He is a fighter pilot
with more than 2,300 hours in
the F-16C, A-10, and AT-38
aircraft. He is a 1996 graduate of
the US Air Forces's School of
Advanced Airpower Studies, and
he holds the PhD degree in war
studies from King's College,
University of London. Colonel
Bucknam commanded the 8th
Operations Support Squadron
with the 8th Fighter Wing "Wolf
Pack" in Korea, and he is a
distinguished graduate of the
National War College.

PUNE

1903 - 2003

fess mend
y

USAF

ISBN 1-58566-115-5



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

Dutch F-16s, guided by a Dutch forward air controller, exe-
cuted attacks against two tanks just south of the town.?* The
next flight into the area was a pair of USAF F-16s, but the
pilots failed to find their target—an artillery piece in a heavily
wooded area.” Following the attacks on the tanks, the Serbs
threatened to kill the peacekeepers they were holding hostage
and to shell the civilians and soldiers in the enclave unless the
air attacks ceased.?6 With another batch of fighters scheduled
into the Srebrenica area, the news raced up the Dutch
national chain of command; Defense Minister Voorhoeve
phoned directly from The Hague to a Dutch officer at NATO's
air operations center in Vicenza and ordered an immediate
end to air operations.”” Left out of the decision-making loop,
the NATO commanders aboard the Lassalle were caught by
surprise.2® General Ryan insisted on going ahead with the
attacks, but the forward air controller on the ground honored
the demands of the Dutch government and ordered the NATO
aircraft away.?9

Within days, Srebrenica was “ethnically cleansed” of its
Muslim population, and 23,000 more women and children
became refugees of the war. Herded, with methodical Serb
assistance, to the town of Potocari just north of Srebrenica,
the women and children then moved westward, out of Bosnian
Serb-held territory, to Kladanj.°° Thousands of men went
missing during the cleansing and were presumably killed.
When the Bosnian Serbs finished with Srebrenica, they moved
on to the safe area of Zepa, 12 miles to the southeast.

Expectations and Blame

The fall of Srebrenica demonstrated the unrealistic expecta-
tions of airpower that some people held—participants and
observers. On the night before Srebrenica fell, the Dutch bat-
talion commander thought massive air strikes would force
Mladic to back off, or make the BSA suffer grave consequences
with “bombing everywhere.”®? David Rohde later claimed that “if
NATO close air support had been used earlier, . . . the 7,079
missing might still be alive today.”*> Neither air strikes, nor
close air support would have made that much difference at
Srebrenica. Airpower alone could not defend the safe areas, as

249



BACKGROUND ON THE USE OF AIRPOWER IN BOSNIA

goals are exactly the ones the military never asked during
Vietnam.”© By 10 February, the new administration had com-
pleted a policy review, and it soon became clear that American
military intervention was not in the offing.®

However, by the beginning of May 1993 the situation in
Bosnia had worsened, and the Clinton administration settled
on the “lift and strike” policy that it pursued over the next two
and one-half years. Lift and strike referred to lifting the arms
embargo on the Bosnian government, and conducting air
strikes against Serb military targets. The US ambassador to
the UN, Madeleine Albright, advocated unilateral US action
“under existing United Nations authority.”©? But President
Clinton decided he was not ready to act without allied partic-
ipation.®? Under intense media and public pressure to “do
something” in Bosnia, both London and Paris expressed a will-
ingness to consider using airpower in Bosnia.** However,
France and Britain remained firmly opposed to any lifting of
the arms embargo because they feared such action would lead
to increased fighting in Bosnia, which, in turn, would jeop-
ardize the safety of French and British peacekeeping forces in
Bosnia as part of the UN Protection Force.® Neither Britain
nor the United States was willing to send troops to intervene
in the ground fighting, and France would not take tougher
measures on the ground in Bosnia without the other two
countries.® Unless something were done to affect the balance
of power on the ground, there seemed little point in conduct-
ing air strikes.°7 When US Secretary of State Warren
Christopher toured European capitals in early May, he failed
to win support for the administration’s lift and strike policy.
Throughout the month of May, NATO nations continued to
mull over the idea of using military force, especially airpower,
either to implement the moribund Vance-Owen peace plan or
to help protect the six newly created “safe areas.”6°

On 6 May 1993, just after the Bosnian Serb Parliament
rejected the Vance-Owen peace plan, the UN Security Council
passed Resolution 824 declaring Bihac, Sarajevo, Tuzla, Zepa,
and Gorazde safe areas.®° Altogether there were six safe areas,
because Srebrenica had been made a safe area in April, but
they were not safe havens—a label which, under international

65



RESPONSIBILITY OF COMMAND

Thus, maintaining operational autonomy was one of the prin-
cipal purposes for the tight controls over BDA.

In addition to restricting the release of BDA information,
General Ryan exercised personal control in selecting every air
strike target during Deliberate Force, further enhancing his
autonomy.!4! Mike Ryan and Rupert Smith nominated targets
for approval by Admiral Smith and General Janvier. Once
those targets or target complexes were approved, General
Ryan decided what to hit. In explaining his extraordinary
degree of control over targeting, General Ryan told a US Air
Force team studying the campaign that he was motivated
mainly by his concern for collateral damage, saying:

You cannot delegate selection . . . There will be no time in the future

when [the air commander] will have the option to say, I delegate that

responsibility. The commander must be accountable for all actions
taken by his forces. '4?

A year after the Deliberate Force campaign, General Ryan
expanded on that point at an airpower conference in London,
noting: “Your targeting is always going to be joint, it’s always
going to be political, and I guarantee it’s going to be on CNN,
so you'd better get it right.”!4° As the commander who was
clearly responsible and accountable for the campaign, Ryan
demanded control. Close control of target selection and, more
importantly, the secrecy surrounding the target lists meshed
well with controls on BDA to help General Ryan ensure he
maintained autonomy in executing the campaign. Through the
chain of command, General Ryan kept the NATO secretary-
general informed of the campaign and its progress.'** As noted
above, Ryan did not want people outside the chain of com-
mand second-guessing his decisions, and keeping a tight con-
trol over targeting supported his freedom to operate without
interference.

By controlling access to information about targets and BDA,
General Ryan made it extremely difficult for outsiders to critique
his performance. Undoubtedly it also helped maintain alliance
cohesion and UN cooperation, at least for the duration of the
campaign. Keeping quiet about the objective of leveling the play-
ing field prevented nations in the UN or NATO that might have
opposed weakening the BSA from breaking ranks. Governments

292


DELIBERATE FORCE

45. Richard Holbrooke, To End A War (New York: Random House, 1998), 99
and 103. According to Holbrooke: “Annan’s gutsy performance in those twenty-
four hours was to play a central role in Washington's strong support for him a
year later as the successor to Boutros Boutros-Ghali as secretary-general of the
United Nations. Indeed, in a sense, Annan won the job on that day.”

46. Smith interview.

47. Adm Leighton W. Smith, USN, “NATO Air Strike Against Bosnia
Serbs,” transcript of news conference, 31 August 1995 (10:00 a.m.)
http://www.afsouth.nato.int/archives/archives.htm.

48. Owen, “Balkans: Part 2,” 9.

49. Ryan interview; and Zoerb interview, 29 April 1997.

50. Owen, “Balkans: Part 2,” 9; Lt Gen Hal M. Hornburg, USAF, deputy
commander Sixteenth Air Force and CAOC director, November
1994-September 1996, interviewed by Maj Tim Reagan and Dr. Wayne
Thompson, 16 October 1995, Vicenza, Italy, transcript of tape recording,
BACS Collection; Zoerb interview, 30 April 1997; and Short interview.

51. Owen, “Balkans: Part 2,” 9; and Owen, Deliberate Force, 159-60 and
410-11.

52. Gen Michael E. Ryan, USAF, “NATO Air Operations in Bosnia-
Herzegovina: Deliberate Force, 29 August-14 September 1995,” transcript of
briefing to Air Power Conference, London, 13 September 1996; and Zoerb
interview, 29 April 1997.

53. Ryan, transcript of briefing to Air Power Conference; and Zoerb inter-
view, 29 April 1997. .

54. Ryan, transcript of briefing to Air Power Conference; and Zoerb inter-
view, 29 April 1997.

55. Owen, Deliberate Force, 111 and 136-37.

56. The French Mirage 2000 shot down on the first day of Deliberate
Force was hit by a shoulder-fired, infrared-guided SAM near Sarajevo.
Attacking the Bosnian Serb IADS could do little to neutralize such threats,
and the best defense against them was to stay above their reach.

57. See chap. 7 of this publication.

58. Owen, “Balkans: Part 2,” 7.

59. Owen, Deliberate Force, 111 and 136.

60. Zoerb interview, 29 April 1997; and Owen, Deliberate Force, 111 and

61. Ryan interview; and Zoerb interview, 30 April 1998.

62. Daniel J. Hughes, ed., Moltke on the Art of War (Novato, Calif.:
Presidio Press, 1993), 45.

63. To differentiate between the types of targets that were bombed, I will
refer to targets hit in order to degrade the BSA’s war-fighting potential as
“Deliberate Force targets,” using that term interchangeably with “air strike
targets.” The other category of targets hit during Operation Deliberate Force
will be referred to as “Dead Eye targets," a term I will alternate with “air
defense targets” or “IADS targets.”

64. Ryan interview.

305



RESPONSIBILITY OF COMMAND

NATO airpower were so closely supervised that they might not
have had autonomy if bombing operations had gone forward.
The responsibility borne by the NATO commanders was lifted
by higher military and political authorities who arrogated
authority over the decision not to bomb. Because there was no
bombing, commanders did not need to cope with infringe-
ments on their operational autonomy. Still, the actions of
these UN and NATO commanders illustrated how command-
ers, convinced of their own expertise and charged with respon-
sibility for their mission and their forces, might seek to control
military operations and preserve their own autonomy—
whether acting against or in concert with political pressures.®3
General Cot’s role in the run-up to the ultimatum deadline
also suggested that open political support for a course of
action reduces the weight of responsibility borne by a com-
mander. During the ultimatum period, Cot was in close con-
tact with General Rose and Admiral Boorda, and he was
dependent on them for his information; moreover they, not he,
were controlling the forces involved.* As a result, Cot lacked
both control and autonomy. Yet, the UN force commander
later denied being very apprehensive about the prospect of
bombing and claimed that, while he was glad there was no
bombing, he had been quite prepared to go along with it if the
BSA had failed to comply.® In an interview, Cot professed,
“You seem to think I was afraid of air strikes. No. I didn’t want,
and the UN didn’t want, the Americans to make an American
war in the former Yugoslavia. And if the Americans made an
American war in Yugoslavia, then they needed to send battal-
ions to Sarajevo, Bihac, and Mostar, eh?” However, unlike
General Rose's situation, General Cot’s government was com-
paratively supportive of air strikes, and Cot seems to have
been more ambivalent about them, later recalling,
Mitterrand telephoned me, and said to me: “Do we strike? Do we fire?
Or do we not fire?” I said to him: “Boorda and I agree that the ultima-
tum is properly respected, therefore we are not going to strike.” If the

ultimatum had not been respected, we would have struck. That's obvi-
ous, eh?

President Mitterrand’s willingness to condone air strikes—not
just in the phone call but also openly at the NATO summit in

128



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

interference with UN operations in Srebrenica, Zepa, and at
the Tuzla airport.?® Though plans for using airpower were
aimed ostensibly at all parties, it was obvious that the BSA
was most in danger of becoming the target of NATO air
action.?° In late January, four days after General Rose took
command in Bosnia, Boutros-Ghali informed the UN Security
Council by letter that “for operations relating to Srebrenica
and Tuzla, I have delegated to my Special Representative, Mr.
Akashi, the authority to approve a request for close air support
from the Force Commander.”*° Though UNPROFOR was ill pre-

pared to protect these two safe areas, the secretary-general
warned that

the parties should, however, be aware that UNPROFOR's mandate for
the safe areas has been adopted under Chapter VII of the United
Nations Charter. Accordingly, UNPROFOR is not obliged to seek the
consent of the parties for operations which fall within the mandate
conferred upon it under Security Council Resolutions 836 (1993) and
844 (1993).3!

In the same letter, the UN secretary-general made clear the
distinction between close air support and air strikes, and
noted that “NATO forces are not authorized to launch air
strikes, which would require a further decision of the North
Atlantic Council.”®? Finally, on 16 February, Boutros-Ghali
wrote to the Security Council, stating, “I am delegating the
necessary authority to my Special Representative . . . author-
ity to approve a request from the Force Commander of
UNPROFOR for close air support for the defence of United
Nations personnel anywhere in Bosnia and Herzegovina.”*
Thus, within five weeks of his arrival in Zagreb as the new
civilian head of UNPROFOR, Mr. Akashi was apparently vested
with full authority to approve requests for close air support
anywhere in Bosnia.

On 1 February 1994 General Ashy became a commander in
the US chain of command, strengthening his position, but fur-
ther tangling the awkward lines of responsibility below
Admiral Boorda.** Back in September of 1993, the US Air
Forces in Europe had created a new directorate for General
Chambers, making him the US air component commander for
the region.*> By then, Chambers had received his third star,

121



to bomb the Bosnian Serbs, who were widely seen as the insti-
gators of the war in Bosnia. The Bosnian Serbs could easily
retaliate against the UN peacekeepers in Bosnia, so governments
of nations providing those peacekeepers strongly opposed bomb-
ing. Before long NATO’s airpower was checked by Bosnian Serb
threats against UN peacekeepers.

In the summer of 1994, things were going badly for the UN,
and the Bosnian Serbs became more aggressive in threatening
NATO aircraft enforcing the UN-declared no-fly zone over
Bosnia. Washington grew increasingly frustrated as leaders
there struggled unsuccessfully to forge an effective policy for
Bosnia that would be politically acceptable at home and com-
patible with the approach of America’s friends and allies in
NATO and the UN. Throughout that autumn, the prospects for
successful intervention appeared to grow ever dimmer, and by
December, it seemed likely that the UN peacekeepers would
have to be pulled out of Bosnia. That was expected to be a
messy operation that would precipitate an even bloodier civil
war than Bosnia had experienced up to that point. Yet, 10
months later, a NATO bombing campaign played an important
part in helping Amb. Richard C. Holbrooke achieve a negoti-
ated end to the war in Bosnia. While much has been written
about the war in Bosnia and the efforts to end it through
diplomacy and peacekeeping, this book is the first to analyze
the significant role of military commanders in influencing the
use of airpower during Operations Deny Flight and Deliberate
Force, which lasted from April 1993 until September 1995.

For some policy makers and editorialists, airpower—so aptly
employed in the 1991 Gulf War—had always promised a quick,
clean, and cheap solution to the problem in Bosnia. To this
day some of them believe airpower could have ended the war
in Bosnia had it been used properly early on. However, for the
vast majority of professional military officers, Bosnia seemed
the least propitious environment for using airpower. For this
latter group, airpower was just one of several necessary ele-
ments in a confluence of events leading to an end to the war
in Bosnia.

One reason Bosnia presented a difficult environment for
employing airpower is that the intervening nations could not



RESPONSIBILITY OF COMMAND

71. Facts On File 1995, 549 and 565.

72. Silber and Robinson, 20; and Laura Silber, Judy Dempsey, and
Anthony Robinson, “ ‘Underdog’ Croatia Learns How to Bite: Zagreb Has
Made Good Use of the Backing it Receives from the US, Germany, and
Austria,” Financial Times (London), 2 August 1995, 2.

73. NATO, “Press Statement on Other Safe Areas by the Secretary-
General Following North Atlantic Council Meeting on 1 August 1995.”

74, MCM-KAD-057-95, “NATO Air Operations to Stabilize Bosnia-
Hercegovina Beyond Gorazde,” Memorandum to the Secretary-General,
North Atlantic Treaty Organization, 31 July 1995, cited in Owen, Deliberate
Force, 105 and 128 n. 19; “Operational Options” is discussed in chap. 4,
section entitled NATO Air-to-Ground Missions: June-August 1993.”

75. Leurdijk, 76; and NATO, “Press Statement . . . 1 August 1995.”

76. Owen, Deliberate Force, 105; and Col Steven Teske, USAF, inter-
viewed by author, 6 May 1997, Aviano AB, Italy, tape recording, author's
personal collection. As Colonel Owen's study pointed out, these “plans” for
the individual safe areas were little more than target lists and overhead
briefing slides. As of May 1997, the individual safe area plans were still
being held in a historical file in a safe in the Guidance Apportionment and
Targeting Cell at the CAOC in Vicenza.

77. Admiral Smith transcript; Ryan interview; and Zoerb, 29 April 1997.

78. Ryan interview. This was consistent with General Ryan's testimony
to Congress in April 1993; see Elaine Sciolino, Al and A6.

79. Ryan interview.

80. Col Robert C. Owen, USAF, “The Balkans Air Campaign Study: Part
2,” Airpower Journal 11, no. 3 (autumn 1997): 14.

81. Owen, Deliberate Force, 105-110.

82. Allied Forces Southern Europe (AFSOUTH), “Operation Deliberate
Force,” Fact Sheet, 5 October 1995, 3. The NAC decision for the wider zones
of action reflected acceptance of a memorandum from the Military
Committee to the secretary-general supporting “the wider application [of]
airpower in a wider context.” MCM-KAD-057-95, “NATO Air Operations to
Stabilize Bosnia-Hercegovina Beyond Gorazde,” cited in Owen, Deliberate
Force, 105 and 128 n. 19.

83. Owen, “Balkans: Part 2,” 19.

84. Ibid.; and Zoerb, 30 April 1997.

85. Gen Michael E. Ryan, “NATO Air Operations in Bosnia-Herzegovina:
‘Deliberate Force,’ 29 August-14 September 1995,” transcript of Air Power
Conference, London, 13 September 1996; and Zoerb, 30 April 1997.
Generals Smith and Ryan were meeting in Kiseljak on 29 July 1995 to begin
the process of coordinating NATO air operations with ground operations by
the RRF. They had their key planners with them, including Colonel Zoerb,
USAF, and Col David Nicholls, Royal Marines. General Smith may have
made his input for the wider zones at this meeting. Col David V. Nicholls,
Royal Marines, “Bosnia: UN and NATO,” RUST Journal 141, no. 1 (February

268



———. Statement by the president of the Security Council, 14
May 1993.

. Security Council Resolution 827 (1993) (S/RES/827,
25 May 1993).

. Statement by the president of the Security Council, 1
June 1993.

. Security Council Provisional Verbatim Record, 4 June
1993 (S/PV.3228, 4 June 1993).

. Security Council Resolution 836 (1993) (S/RES/836, 4
June 1993).

- Report of the secretary-general pursuant to Security
Council Resolution 836 (1993) (S/25939, 14 June 1993).

. Addendum to the report of the secretary-general on the
financing of UNPROFOR, 17 June 1993 (A/47n4 I /Add.
1, 17 June 1993).

. Addendum to the report of the secretary-general pur-
suant to Security Council Resolution 836 (1993)
(S/25939/Add. 1, 17 June 1993).

. Security Council Provisional Verbatim Record, 18 June
1993 (S/PV.3241, 18 June 1993).

. Security Council Resolution 844 (1993) (S/RES/844,
18 June 1993).

. Further report of the secretary-general pursuant to
Security Council Resolution 815 (1993) (S/25993, 24
June 1993).

. Letter from the secretary-general to the president of
the Security Council, 18 August 1993 (S/26335, 20
August 1993).

. Letter from the president of the Security Council to the
secretary-general, 20 August 1993 (S/26336, 20 August
1993).

———. letter from the secretary-general to the president of
the Security Council, 19 September 1993 (S/26468, 30
September 1993).

. Security Council Provisional Verbatim Record, 4
October 1993 (S/PV.3286, 4 October 1993).

387



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

cific request to get NAC approval for air strikes, if requested by
the UN, and then only against smoking-gun-type targets des-
ignated by UNPROFOR.*#

Despite British reluctance, NATO issued an ultimatum
backed by the threat of air strikes to compel the Serbs to end
the siege of Sarajevo. On 8 February the British Cabinet met
in emergency session, and Foreign Minister Douglas Hurd
reportedly urged his government to put alliance solidarity
ahead of other British concerns by going along with the US
and French-sponsored move in NATO toward tougher action.*®
Meanwhile, General Rose worked hard to finalize an agree-
ment that would obviate any need for NATO air strikes.** Rose
shuttled, mediated, and even coerced the Bosnian government
and the Bosnian Serbs into a verbal agreement for defusing
the situation around Sarajevo.*” The media and the threat of
air strikes were Rose’s most potent weapons in forcing the two
sides to accept his four-point plan for relieving the siege of
Sarajevo.*® But, as the council met in Brussels, General Rose
had nothing but verbal assurances to show for his efforts.*°
The British were alone within NATO as they sought to dampen
enthusiasm for enforcement action.®° With France and the US
in the fore, alliance ministers issued an ultimatum on 9

February 1994 establishing a heavy weapons exclusion zone
around Sarajevo.>!

Military Influence

The NATO ultimatum went beyond Boutros-Ghali’s request
in two significant ways: (1) it broadened the list of potential
targets, and (2) it included restrictions on Bosnian govern-
ment forces. The ultimatum called for the Bosnian Serbs to
withdraw their heavy weapons from “an area within 20 kilo-
metres of the centre of Sarajevo, and excluding an area within
two kilometres of the centre of Pale.”5? Rather than removing
their heavy weapons from the exclusion zone, the Serbs had
the option of placing them “under UNPROFOR control.”55
Bosnian government forces were called upon to relinquish
their heavy weapons*TM and put them under UNPROFOR con-
trol.*5 The real teeth to the ultimatum were contained in para-
graph 10, which reads as follows:

123



RESPONSIBILITY OF COMMAND

Political controls on airpower can be meant to serve either a
positive or a negative objective. Political authorities can limit
military autonomy and exercise control over airpower so that
force becomes part of policy in helping to achieve a desired
positive political objective. The types of positive objectives for
which force might be used include signaling, coercion, retri-
bution, or destruction through bombing (e.g., the Israeli attack
on Iraq's Osirak nuclear facility in 1981).®° In contrast to these
positive objectives, negative objectives, as Mark Clodfelter has
called them,®! are likely to come into play in all wars but espe-
cially in limited wars and operations other than war where tra-
ditional military objectives may compete with, rather than
complement, important policy aims.®? In highly constrained
uses of force, what gets bombed—if bombing occurs at all—is
often determined less by the positive aim for using force than
by what is left over after satisfying all of the negative objec-
tives. The negative objectives that might be served by political
controls on bombing include preventing the spread of a con-
flict outside its current boundaries, preventing escalation of a
conflict within its given boundaries, avoiding collateral dam-
age, and avoiding friendly losses. Significantly, this last nega-
tive objective—casualty avoidance—overlaps with a comman-
der’s responsibility to protect his forces. Thus, external
pressure to limit friendly casualties can serve to reinforce a
commander's own internal pressures to minimize the losses to
his forces. If any of these negative objectives are set too
firmly—thus becoming absolute prohibitions—they can inter-
fere with achievement of the positive objective for which force
is being used. As discussed under ROE below, that might be
an acceptable price to pay, and it will be up to political author-
ities to decide whether the negative objectives that constrain
force outweigh the positive objectives for using force.

Targeting as Air Strategy: What to Attack,
What Not to Attack

Civilian political authorities have exercised control over tar-
geting in order to keep the military means of airpower in line
with their policy objectives. Controls over targeting extend
beyond decisions on what targets to bomb to include the

40



To all who serve or have served in our armed, (forces,
and especially fo the spouses, children, and other supporting
family members, whose unheralded. sacrifices make possible the

serurce of our soldiers, sailors, airmen, marines, and coasties.



Tirpak, John A. “The Chief Holds Course.” Air Force Magazine
81, no. 1 (January 1998).

——. “Deliberate Force.” Air Force Magazine 80, no. 10
(October 1997).

Toner, James H. True Faith and Allegiance: The Burden of
Military Ethics. Lexington, Ky.: University Press of
Kentucky, 1995.

Towle, Philip. “The British Debate About Intervention in
European Conflicts.” In Military Intervention in European
Conflicts. Edited by Lawrence Freedman. London:
Blackwell Publishers, 1994.

Towle, Philip Anthony. Pilots and Rebels: The Use of Aircraft in
Unconventional Warfare, 1918-1988. London: Brassey's,
1989.

Trainor, Lt Gen Bernard E., USMC, retired. “Air Power in the
Gulf War: Did it Really Succeed?” Strategic Review 22, no.
1 (winter 1994).

Trinquier, Roger. Modern Warfare: A French View of
Counterinsurgency. Translated by Daniel Lee, with an intro-
duction by Bernard B. Fall. London: Pall Mall Press, 1964.

Tubbs, Maj James O., USAF. Beyond Gunboat Diplomacy:
Forceful Applications of Airpower in Peace Enforcement
Operations. Maxwell AFB, Ala.: Air University Press, 1997.

Tucker, Robert W., and David C. Hendrickson. “America and
Bosnia.” The National Interest, no. 33 (fall 1993).

“Turn of the Tide?” The Economist, 5 August 1995.

Twining, David T. “Vietnam and the Six Criteria for the Use of
Military Force.” Parameters 15, no. 4 (winter 1985).

“U-2 Crashes in England.” Aviation Week and Space
Technology, 4 September 1995.

Ullman, Richard H. The World and Yugoslavia’s Wars. New
York: Council on Foreign Relations, 1996.

United Kingdom Parliament. House of Commons. Defence
Committee. Fourth Report. United Kingdom Peacekeeping
and Intervention Forces. Report together with the proceed-

384


RESPONSIBILITY OF COMMAND

the NATO perspective has been largely unrecognized or misin-
terpreted.! The second section shows how the commanders of
UNPROFOR and AFSOUTH accepted short-term degradation
of their missions during the air strike against the Serb-controlled
Udbina airfield and how they cooperated in order to support
each other’s needs for force protection. The third section
details some previously neglected issues concerning NATO's
response in late 1994 to the growing Bosnian Serb surface-to-
air threat. Though NATO commanders won formal political
approval to change the rules of engagement (ROE) governing
suppression of air defenses, the commander of UNPROFOR
used the dual-key mechanism to prevent NATO airmen from
acting on their new authority. This inhibited the ability of
NATO airmen to act in self-defense, causing a serious split
between UNPROFOR and AFSOUTH. Thus, despite some com-
promises on both sides, by the end of 1994 the divergent
responsibilities of UN and NATO commanders contributed to a
breakdown in cooperation between them, rendering Deny
Flight virtually ineffective.

NATO Air Strikes and the Clash over
Warnings and Control: August-October 1994

By the summer of 1994, commanders in UNPROFOR and
AFSOUTH were working at cross-purposes in Bosnia even as
they tried to cooperate to implement the same Security
Council resolutions. The divided UN-NATO command arrange-
ments reflected and were reinforced by conflicting national
political pressures, different means available, different types
of military expertise, and different responsibilities. With US
support for the Bosnian government cause, commanders in
AFSOUTH came under increasing political pressure to enforce
Bosnian Serb compliance with the NATO-decreed exclusion
zone around Sarajevo. The one-sided nature of this sort of
intervention threatened to unhinge Serb consent for the UN
forces, whose mandate the exclusion zone was meant to serve.
Meanwhile, UNPROFOR commanders endeavored to preserve
the humanitarian and peacekeeping focus of their mission,
which meant remaining impartial and maintaining the con-

160



RESPONSIBILITY OF COMMAND

out a scheme whereby an ersatz forward air controller would
clear NATO aircraft to attack Bosnian Serb forces within an
improvised grid.'®” A couple of hours later when the requisite
force was assembled, the situation had quieted and General
Rose did not have a specific target for NATO to strike!
However, he still wanted NATO aircraft to fly into northwest-
ern Bosnia.'©° NATO airmen demurred; they would put their
forces at risk to fulfill a specific mission, but not, in this par-
ticular case, for air presence.}7°

Some UN officials were wary of retrospective SEAD, because
they suspected that NATO airmen were more interested in ret-
ribution than self-defense.!”! Others accepted NATO’s need for
force protection but still believed the new air operations
against the Serbs created a cycle of escalation that was detri-
mental to UNPROFOR's mission and the safety of its peace-
keepers.!7? The Serbs again fired a SAM at a pair of F-16s at
the end of the week; however, on Saturday, 26 November,
General Ryan was thwarted in his efforts to send a heavily
escorted reconnaissance package into northwestern Bosnia to
pinpoint a SAM site that had fired at NATO aircraft.!73 As the
force marshaled over the Adriatic, high-level French interven-
tion through NATO headquarters!” forced General Ryan to
recall the reconnaissance package.!75 With some 250
UNPROFOR hostages, Britain and France, as well as the UN
leadership in the former Yugoslavia, were uneasy about the
escalating use of force in Bosnia.!7° Moreover, some ambassa-
dors believed the AFSOUTH commanders were baiting the
Serb air defenses, and intense discussions over ROE and hos-
tile intent raged in Brussels.!”” The recriminations over the
week of activities around Bihac were so intense that Lord
Owen later described this point in time as “the nadir in UN-
NATO and US-EU relations.”178

NATO and UN Split over Airpower: December 1994

By early December, while NATO formalized new rules for
protecting its aircraft in the no-fly zone, UNPROFOR pressed
NATO to minimize its flights over Bosnia. Unable to take
actions necessary for protecting NATO airmen, General Ryan
and Admiral Smith briefly shifted the no-fly zone patrols to the

184



RESPONSIBILITY OF COMMAND

At the beginning of March, Lt Gen Bernard Janvier of France
took over from his compatriot, General de Lapresle. Janvier,
like Rupert Smith, had also worked well with American mili-
tary officers during Desert Storm where Janvier commanded
the “Daguet Division,” or Sixth Light Armored Division. When
asked after he had left Bosnia about the basis for his knowl-
edge of airpower, Janvier cited first and foremost his experi-
ences as a young officer in Algeria where in the early 1960s he
had learned about close air support.” He held views similar to
General de Lapresle’s regarding the UN's role in Bosnia and
the use of NATO airpower.°* So, Janvier's arrival did not
change the cordial but occasionally tense nature of the rela-
tionship between UNPROFOR and AFSOUTH.

Soon after General Janvier took over in Zagreb, the UN
Security Council reorganized UNPROFOR. However, the move
had no real impact on the responsibilities of UNPROFOR's
principal commanders.*° General Smith’s command in Sarajevo
took the name UNPROFOR, which had previously applied to
the overall theater UN force headquartered in Zagreb. The the-
ater force, commanded by Janvier, was renamed the United
Nations Peace Force (UNPF), and it remained under Mr.
Akashi’s political direction.4° Smith’s command continued to
be subordinate to Janvier's.

Calling the overall theater command a “Peace Force” aptly
reflected the growing efforts by the UN secretariat to divest the
force of any enforcement responsibility in the former
Yugoslavia.4! In December of 1994, Boutros Boutros-Ghali
issued ‘a report on the safe areas lamenting the failings of the
light option and the difficulties experienced by the UN when try-
ing to use airpower to compensate for UNPROFOR's inadequate
ground forces.4? He made it clear that UNPROFOR's ability “to
enforce respect for the safe areas by unwilling parties is extremely
limited, unless additional troops and the necessary weapons and
equipment are made available” (emphasis added).*? Though wor-
ried enforcement action would jeopardize the humanitarian por-
tion of the UN’s mission in Bosnia, Boutros-Ghali at least paid
lip service to the idea of taking enforcement action if UNPROFOR
were given the necessary forces.44 A month later, when the UN
secretary-general published his “Supplement to an Agenda for

208



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

force; unlike 770, it was a chapter 6 resolution.” Richard Caplan, “Post-
Mortem on UNPROFOR,” London Defense Studies, no. 33 (London: Brassey's
for the Centre for Defence Studies, 1996), 11. Also see James Gow, Triumph
of the Lack of Will: International Diplomacy and the Yugoslav War (New York:
Columbia University Press, 1997), 270-71, n. 9.

8. Jerzy Ciechanski, “Enforcement Measures under Chapter 7 of the UN
Charter: UN Practice After the Cold War,” in The UN Peace and Force, ed.
Michael Pugh (London: Frank Cass, 1997), 86-93.

9. Rose, 12.

10. Ibid., 14 and 24; and Military Official G.

11. Rose, 11.

12. John Gerard Ruggie, “The UN and the Collective Use of Force:
Whither and Whether?” in The UN Peace and Force, ed. Michael Pugh
(London: Frank Cass, 1997), 9-10.

13. House of Commons, Defence Committee, Fourth Report, United
Kingdom Peacekeeping and Intervention Forces, 13 July 1993, 27 and 38-39.

14. Ibid., 28; and Army Field Manual (AFM) (UK),Wider Peacekeeping
(London: HMSO, 1995), 12.

15. Rose, 13.

16. Ibid., 15.

17. See for example: Robert A. Pape, Bombing to Win: Air Power and
Coercion in War (Ithaca, N.Y.: Cornell University Press, 1996), 240-53; and Maj
Stephen T. Ganyard, USMC, “Where Air Power Fails,” U.S. Naval Institute
Proceedings 121, no. 1 (January 1995): 36-39. Also see United States
Department of Defense, “Conduct of the Persian Gulf War: Final Report to
Congress,” (n.p.: Government Printing Office, April 1992), 158-59 and 179;
and Lt Col William F. Andrews, USAF, Airpower Against an Army: Challenge
and Response in CENTAF's Duel with the Republican Guard, CADRE Paper
(Maxwell Air Force Base [AFB], Ala.: Air University Press, 1998).

18. As discussed in chap. 4.

19. Military Official W.

20. David Owen, Balkan Odyssey (London: Victor Gollancz, 1995; Indigo,
1996), 264. Akashi’s predecessor as SGSR continued his duties as the UN
cochairman of the International Conference on the Former Yugoslavia in
Geneva.

21. Ibid.; and Philippe Guillot, “France, Peacekeeping and Humanitarian
Intervention,” International Peacekeeping 1, no. 1 (spring 1994): 39.

22. Letter from the Secretary-General to the President of the Security
Council, 2 February 1994 (S/1994/121, 4 February 1994).

23. Alan Ridding, “France Presses U.S. for Stronger Stand on Bosnia,” New
York Times, 6 January 1994, A8; and Douglas Jehl, “In NATO Talks, Bosnia
Sets Off A Sharp Debate,” New York Times, 11 January 1994, Al and A8.

24. North Atlantic Treaty Organization, “Declaration of the Heads of
State and Government Participating in the meeting of the North Atlantic
Council held at NATO Headquarters, Brussels, on 10-11 January 1994,”
Press Communiqué M-1(94)3, 11 January 1994, par. 25.

149



Chapter 3

Background on the Use of
Airpower in Bosnia: 1992-April 1993

The one cliché as popular as “air power can do anything” is
“bombing doesn’t work.”

—Richard Betts
Soldiers, Statesmen
and Cold War Crises

The long-lived debates over the utility of airpower could
have gone on without the crisis in the former Yugoslavia in the
1990s, but the war in Bosnia emerged as a useful foil for any-
one wishing to caution against drawing too many lessons from
the experiences of the Gulf War.! For some observers, high-
technology airpower, showcased in the 1991 Gulf War, offered
a politically attractive option for intervention.”

Precision-guided munitions and the survivability of modern
aircraft seemed to provide a means for threatening or using
force while simultaneously minimizing risks and costs. However,
the majority view amongst senior military officers in three of
the most influential NATO nations—the United States, Britain,
and France—was one of deep skepticism about the prospects
for using airpower to quell the violence in Bosnia.®
Notwithstanding these military misgivings, NATO airpower
was gradually added to the Balkan equation. Air campaign
planning modeled on the Gulf War began shortly after United
Nations peacekeepers started arriving in Bosnia under a man-
date that authorized “all measures necessary” for getting
humanitarian aid to victims of the war. To establish the back-
ground necessary for analyzing the role of theater-level com-
manders in influencing the use of airpower in Bosnia, this
chapter describes United States, United Kingdom (UK), and
French national policies for using airpower in Bosnia and
reveals the actions of the American commanders who set up
Operation Deny Flight in NATO.

57



Photo by Tim Ripley

Lt Gen Francis Briquemont, Belgian army,
Command from July 1993 to January 1994

11

commander of Bosnia-Herzegovina



MILITARY INFLUENCE ON THE USE OF AIRPOWER

95. Henry Kissinger, Diplomacy (New York: Simon and Schuster, 1994),
684; Paul Seabury and Angelo Codevilla, War: Ends & Means (New York:
Basic Books, 1989), 246.

96. Gen William W. Momyer, Air Power in Three Wars (WWI, Korea,
Vietnam) (Washington, D.C.: US Air Force Office of History, 1978), 23-29;
and Admiral Sharp, 81-83 and 145.

97. Kissinger, 684; and Seabury and Codevilla, 246-53.

98. McMaster, 283-85; and Admiral Sharp, 81-82.

99. Admiral Sharp, 83. Also see Kissinger, 488 and 684; Seabury and
Codevilla, 246-53.

100. Admiral Sharp, 145.

101. Ibid.

102. Kissinger, 684.

103. Alexander L. George, “Crisis Management: The Interaction of
Political and Military Considerations,” Survival 26, no. 5
(September/October 1984): 226-27.

104. Ibid., 227.

105. Joint Chiefs of Staff, U.S. Department of Defense Dictionary of
Military Terms (London: Greenhill Books, 1991), 341.

106. “Operations Law Deployment Deskbook,” vol. 2 (Maxwell AFB, Ala.:
International and Operations Law Division, Office of the Judge Advocate
General, Department of the Air Force, 1996), H-1 and H-2.

107. For excellent primers on ROE, see Capt J. Ashley Roach, “Rules of
Engagement,” Naval War College Review 36, no. 1 (January/February 1983):
46-55; and Bradd C. Hayes, Naval Rules of Engagement: Management Tools
for Crisis (Santa Monica, Calif.: The RAND Corp., 1989), 1-34.

108. For an authoritative discussion of the legal dimension, see Col W.
Hays Parks, USMCR, “Air War and the Law of War,” The Air Force Law
Review (1990): 1-225.

109. Scott D. Sagan, “Rules of Engagement,” Security Studies 1, no. 1
(autumn 1991): 88.

110. Ibid.

111. Ibid.

112. Ibid., 87.

113. House Committee on Armed Services, Unauthorized Bombing of
Military Targets in North Vietnam, report of the Armed Services Investigating
Subcommittee, 15 December 1972, 2-4, 8, and 9 (hereafter cited as “House,
Unauthorized report”).

114. Ibid.

115. House, Bombing Hearing, 4, 35, 45, 48-49, and 52.

116. Ibid., 50-51; Col Jack Broughton, Going Downtown: The War
Against Hanoi and Washington (New York: Orion Books, 1988), 10 and
173-74; Sharp, 4, 13, and 102-3; and Drake, 14-15.

117. House, Bombing Hearing, 51.

118, Drake, 15.

119. House, Bombing Hearing, 7.

55



RESPONSIBILITY OF COMMAND

New York before finally giving the go ahead for close air sup-
port.!!! Moreover, Akashi caused further delays in an attempt
to reach Bosnian Serb leader Radovan Karadzic by phone.!!?
Finally, “Cot lost his temper,” according to General Rose, who
was present in the UN headquarters as Cot and Akashi spoke
on a speaker phone:

[Cot] told Akashi that the time for negotiation was over and he wanted
either a yes or a no from him, warning him that if he said no, then he
would bear all responsibility for the decision. Akashi ignored this and
. .. Cot repeated that he wanted either a yes or a no, adding that if
Akashi said no, then the press would hear about it the next day.19

At about midnight, when the mission was finally approved by
the UN, execution was delayed because of problems with the
weather and with communications between the ground-based
forward air controllers and the gunship.''* During the long
delay, the AC-130 had left the target area, and upon return-
ing, its crew needed to reacquire sight of the target.!!5 When
these problems were finally overcome, the forward air con-
trollers withheld permission to expend ordnance because they
had lost sight of the Serb weapon and could not verify that the
crew aboard the AC-130 had reacquired the correct target.1!6
As with the no-fly zone, timely decision making was needed for
CAS to succeed. Unable to control the decision-making
process, General Cot refused to be held accountable for the
consequences of the delays.

The Bihac CAS episode made a strong impression on
General Cot’s replacement, Lt Gen Bertrand de Lapresle, who
had arrived in Zagreb two days before the incident and was
due to take command at mid-month.!!7 General de Lapresle
was an armored cavalry officer who had commanded an
armored division in Germany, and he considered himself a
NATO officer who happened to be assigned to the UN rather
than a peacekeeper.!!® De Lapresle, who was present during
the heated exchange between Cot and Akashi on 12 March,
drew an important lesson from the incident: never to surprise
Mr. Akashi with the need for an instantaneous decision.!!9 In
order for Mr. Akashi to respond favorably to any request to use
force, General de Lapresle believed two things were necessary.
First, Akashi had to be kept appraised of all military activities

132



RESPONSIBILITY OF COMMAND

Despite the relative surfeits of airpower American forces
have enjoyed in the conflicts since 1945, the struggle within
the US military to control airpower has, at times, been intense.
Army and Marine Corps officers have long felt, with justifica-
tion, that their needs for close air support would fare poorly if
left entirely to the Air Force.!5° Conversely, Air Force officers
have traditionally believed, also with justification, that soldiers
tend not to appreciate airpower’s potential to influence events
beyond the battlefield.'®! As a consequence of these competing
views, centralized control of airpower by an airman has long
been a leading tenet of Air Force doctrine:

Aerospace forces should be centrally controlled by an airman to
achieve advantageous synergies, establish effective priorities, capital-
ize on unique strategic and operational flexibilities, ensure unity of
purpose, and minimize the potential for conflicting objectives.'52

Steve McNamara has detailed the resulting soldier-airman
struggle to control airpower.'5* When the US military reorgan-
ized in the mid-1980s, airmen succeeded in having the position
of an “air boss” written into joint doctrine. In 1986 the concept
of a joint force air component commander (JFACC) was offi-
cially sanctioned in doctrine on counterair operations.!*4 The
idea gradually gained wider currency in the joint arena and
was applied to all airpower missions. Of course establishing
and defining the position of an air boss in US doctrine did not
eliminate the services’ different approaches to warfare or their
desires to control airpower.'*5 The concept was first tested in
the Gulf War, where it was criticized by ground commanders
who felt that the targets they nominated were too often ignored
by the Air Force officers running the air war.!°6 In addition, the
Marine Corps had difficulty accepting infringement on control
of its airpower.'°” The issue was finally settled after the Gulf
War and after more than a little friction. The second C in
JFACC stood for “commander,” which implied the authority to
control air assets, and not “coordinator’—as the Marines had
argued—which implied a much weaker position. 138

The relative control that an airman or a soldier exercises over
airpower will depend largely on who is supporting whom. In US
military doctrine, the “supported” commander and forces are
the focus of an operation; they have the predominant role to

48



CONCLUSIONS,

in the successful working of each system. In addition, his
efforts to make Deny Flight bombing operations overtly multi-
national boosted the apparent legitimacy of the operation.

General Ryan demonstrated the value of having a plan
ready in advance of political orders for such planning. He and
Admiral Smith greatly increased the impact of Deliberate
Force by making Dead Eye an automatic component of NATO
air operations. Admiral Smith’s earlier refusal to patrol the no-
fly zone more aggressively without first suppressing Bosnian
Serb air defenses was a helpful precursor for Dead Eye opera-
tions, heightening political awareness within NATO of the
threat to allied airmen. Together General Ryan and Admiral
Smith controlled information about targets, BDA, and the mil-
itary objective of Deliberate Force to maintain operational
autonomy during the campaign. Efforts by NATO theater-level
commanders to influence the use of airpower were fairly con-
ventional and confined to the NATO chain of command, and
they all moved NATO toward a forceful air campaign.3

Why NATO Commanders Influenced Airpower

The factors motivating NATO commanders tended to be
mutually reinforcing. Thus, explaining why they chose to
influence airpower as they did raises the same difficulties
encountered in trying to explain the actions of UN command-
ers. For the most part, the capabilities and limitations of air-
power, the commanders’ expertise, the imperative for protect-
ing their forces, and US political pressure all worked together
to push commanders toward robust air operations. However,
Admiral Smith demonstrated a willingness to upset some US
and NATO superiors in order to meet his responsibility for the
people under his command. Admiral Smith’s behavior under-
scored the dilemma a commander might face in trying to ful-
fill responsibilities up and down the chain of command.

At the risk of stating the obvious, negative objectives cannot
substitute for positive objectives when a commander weighs
the responsibility for forces against the objectives for using
force. Yet, for much of 1994 the absence of an overriding pos-
itive objective for using force meant that negative objectives
defined how and when airpower was used in Bosnia. This was

321



RESPONSIBILITY OF COMMAND

ta as

Left to right (foreground): Lt Gen Bertrand de Lapresle, UN Secretary-General
Boutros Boutros-Ghali, Mr. Yasushi Akashi, and Lt Gen Sir Michael Rose

provided sporadic glimpses of theater commanders serving the
United Nations Protection Force (UNPROFOR). Of particular
interest here, he noted the political-military friction in early
1994 between Gen Jean Cot, the overall force commander, and
senior civilian officials with the UN, including Secretary-
General Boutros Boutros-Ghali, over the control of airpower.!?
Lord Owen also delivered a snapshot of the tension between Lt
Gen Sir Michael Rose, the UN commander in Bosnia during
1994, and US officials over the need for suppressing the Bosnian
Serb surface-to-air missile threat in November 1994.!3 Owen
captured the issue well in the brief coverage he gave to it, but
his anonymous references to NATO missed the important role
played by the alliance’s two theater-level commanders in the



Silber, Laura, and Gillian Tett, “Fighting Threatens Talks on
Bosnia.” Financial Times (London), 19 August 1993.

Silber, Laura, and Gillian Tett. “Karadzic Warns of War if
NATO Air Strikes Go Ahead.” Financial Times (London),
11 August 1993.

Silber, Laura, and Gillian Tett. “Serbs Agree to Pull Back Their
Forces.” Financial Times (London), 14 August 1993.
Silber, Laura; Gillian Tett; and George Graham. “Bosnian
Peace Plan Under Fire.” Financial Times (London), 25

August 1993.

Silber, Laura; Gillian Tett; and George Graham. “Sarajevo
Accord Puts UN In Charge.” Financial Times (London), 19
August 1993.

Silber, Laura, and David White. “Serb Forces Defy UN in New
Attack.” Financial Times (London), 28 April 1993.

Simmons, Dr. Dean; Dr. Phillip Gould; Dr. Verena Vomaslic;
and Col Phillip Walsh, USMC, retired. “Air Operations
over Bosnia.” US Naval Institute Proceedings 123, no. 5
(May 1997).

Simpson, John. “We Are All Air Strikers Now.” The Spectator, 9
September 1995.

Slater, Jerome. “Apolitical Warrior or Soldier-Statesman.”
Armed Forces and Society 4, no. 1 (November 1977).
Slim, Hugo. “The Stretcher and the Drum: Civil-Military

Relations in Peace Support Operations.” International
Peacekeeping 3, no. 2 (summer 1996).
Smith, Lt Col Kevin W., USAF. Cockpit Video: A Low Cost BDA
Source. Maxwell AFB, Ala.: Air University Press, 1993.
Smith, Adm Leighton W., USN, Naples. TLS (photocopy) to Gen
Bertrand de Lapresle, Zagreb, 8 December 1994. File Bla,
BACS Collection.

. Transcript of News Conference. Naples, 11 April 1994.
http: //www.afsouth.nato.int /archives /archives.htm.
—_——. Transcript of News Conference. Naples, 5 August 1994
(9:00 a.m). http:/, /www.afsouth.nato.int/archives /archives,

htm.

379



INTRODUCTION

Notes

1. Richard K. Betts, Soldiers, Statesmen, and Cold War Crises
(Cambridge, Mass.: Harvard University Press, 1977; reprinted with new
preface and epilogue, New York: Columbia University Press, 1991), 1.

2. Ibid., 11-12.

3. David H. Petraeus, “Military Influence and the Post-Vietnam Use of
Force,” Armed Forces and Society 15, no. 4 (summer 1989): 495; and David
H. Petraeus, “American Military and the Lessons of Vietnam: A Study of
Military Influence and the Use of Force in the Post-Vietnam Era” (PhD diss.,
Princeton University, 1987), 249-53.

4. Petraeus, “American Military,” 255.

5. Some observers believed legislation went too far in empowering theater
commanders. See Robert Previdi, Civilian Control versus Military Rule (New
York: Hippocrene Books, 1988), 123; and Christopher Bourne, Unintended
Consequences of Goldwater-Nichols: The Effect on Civilian Control of the
Military, Essays on Strategy XIV, ed. Mary A. Sommerville (Washington, D.C.:
National Defense University Press, 1997), 249-56.

6. The UN side focuses on the overall force commanders headquartered
in Zagreb and their subordinate commanders for operations in Bosnia. For
NATO, the focus is on officers filling the positions of Supreme Allied
Commander, Europe (SACEUR), Commander in Chief Allied Forces
Southern Europe (CINCSOUTH), and Commander of Allied Air Forces
Southern Europe (COMAIRSOUTH). This study also includes General
Chambers, the first director of NATO’s Combined Air Operations Center as
a theater-level commander, because he was the US joint force air component
commander until his departure in November 1994.

7. Joint Publication 3-0, Doctrine for Joint Operations, 1 February 1995,
III-4 and III-5. The UK's Defense Doctrine, published after Deny Flight, envi-
sioned the planning function taking place at a higher level, though still with
input from the operational commanders. JWP 0-01, British Defence Doctrine,
1.8-1.9.

8. Previdi, 91; Peter D. Feaver, Civil-Military Conflict and the Use of Force,
eds. Don M. Snider and Miranda A. Carlton-Carew (Washington, D.C.:
Center for Strategic and International Studies, 1995), 114 and 122; Richard
H. Kohn, “Out of Control: The Crisis in Civil-Military Relations,” The National
Interest, no. 35 (spring 1994): 3-17; Edward N. Luttwak, “Washington’s
Biggest Scandal,” Foreign Affairs 74, no. 3 (May/June 1995): 109-22.

9. Michael R. Gordon, “Powell Delivers a Resounding No on Using
Limited Force in Bosnia,” New York Times, 28 September 1992; Colin L.
Powell, “Why Generals Get Nervous,” New York Times, 8 October 1992. For
claims of a crisis in civil-military relations, see Russell F. Weigley, “The
American Military and the Principle of Civilian Control from McClellan to
Powell,” The Journal of Military History, Special Issue 57 (October 1993):
27-58; Kohn, 3-17; and Luttwak, 29-33. For examples of commentators
uncomfortable with Powell's actions but who stop short of declaring a crisis,
see Andrew J, Bacevich, “Civilian Control: A Useful Fiction?” Joint Forces

21



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

Essentially, by this report, Generals de Lapresle and Rose
received political support for their preferred interpretation of
UNPROFOR's mission—one that reflected the limitations of
their forces. This interpretation saw the safe areas as mecha-
nisms to further an overall humanitarian mission aimed at
alleviating suffering and promoting conditions for peace.!%
The UNPROFOR interpretation would prevent the safe areas
from becoming an end in themselves that would drain away
scarce UN resources, or worse still, serve as a mechanism for
justifying enforcement action that might drag UNPROFOR into
the fighting.!°* This interpretation of UNPROFOR’s mission
with regard to the safe areas was entirely consistent with the
views long held within the UN secretariat.!9° Unlike Generals
Briquemont and Cot, who quarreled with the UN staff in New
York, and the secretary-general’s special representatives,
Generals Rose and de Lapresle added their endorsement and
military legitimacy to Mr. Akashi’s report. The shift away from
enforcement was not just a change in policy; it was also a
reflection of the reality of UNPROFOR’s inability to take
enforcement action. As General de Lapresle noted, “you can
change every word of any Security Council resolution; if you
do not have soldiers who have been sent there to fight, you
cannot change their behavior on the field. So, what I meant
when discussing with Akashi . . . [was] that if we were
expected to behave differently, we would need some means.”!%
Though UNPROFOR commanders increasingly took the posi-
tion that their mission was peacekeeping and not peace
enforcement, the Security Council never passed a resolution
superseding 836, nor did it offer any clarification of
UNPROFOR’s mission in relation to the safe areas.!®’ However,
because the Security Council did not dispute UNPROFOR’s
interpretation, which obviously enjoyed the support of Boutros
Boutros-Ghali, Generals de Lapresle and Rose had good
grounds for adhering to their view of UNPROFOR’s mission.

Trust, Expertise, and Forces at Risk

In May, just as UNPROFOR was seeking Security Council
approval for its interpretation of its mission with regard to the
safe areas, Gen George Joulwan and NATO’s deputy secretary-

143



PAVING THE WAY TO ENFORCEMENT

refusing to turn the UN key for air strikes, whether they were
urged by NATO or by General Smith.

Likewise, Admiral Smith refused to accept greater risks
without clearer political direction. However, unlike Janvier,
Admiral Smith’s mission was primarily one of enforcement,
and his efforts to minimize the short-term risks to his forces
pushed NATO toward forceful action. Admiral Smith's refusal
to expose NATO aircrews to the SAM threat in Bosnia was an
important factor in forcing political authorities in NATO to face
squarely the dilemma posed by the dual-key controls over
SEAD strikes. If the Bosnian Serbs were attempting to capture
an American pilot, then the AFSOUTH commander's contribu-
tion may have been more important than previously recog-
nized. However, Admiral Smith did not seem to have that spe-
cific possibility in mind. He was, instead, trying to balance
force protection and mission accomplishment, and he refused
to put NATO airmen at an increased risk just to keep up
appearances in the no-fly zone. This eventually helped to kick
the dual key problem back upstairs where it could get resolved.
By his own account, Admiral Smith felt that his expertise and
responsibility demand that he take a strong stand and accept
the consequences of displeasing his superiors.

One level below the theater commanders, the principal sub-
ordinate commanders, Generals Rupert Smith and Mike Ryan,
were stronger advocates of enforcement. To push enforcement,
Mike Ryan and Rupert Smith were willing to take greater
risks—especially General Smith—and in so doing they helped
to shape events as they unfolded. General Ryan was consis-
tent in pressing for enforcement action in the no-fly zone over
Bosnia. His initiative to use American officers assigned to
NATO for air campaign planning, rather than officers from the
US Sixteenth Air Force, might have raised the ire of some
NATO nations. Though he might have been told to stop, there
was little serious risk associated with the planning.
Conversely, sending no-fly zone patrols over northern Bosnia
without SEAD escort right after the bombing of Pale was risky.
This may have been intended to draw ineffective fire from
older, long-range SA-2s and SA-3s operating from well-known
fixed sites. NATO fighters could more easily defeat those older

231



RESPONSIBILITY OF COMMAND

When political authorities are using military force for sig-
naling, they are likely to demand more direct control over tar-
geting in order to ensure that the intended signal is sent.
Moreover, when signaling is a positive aim, negative objectives
will usually play a strong role in determining what does or
does not get bombed. Such was the case in the air strikes
against Libya in April 1986, which, according to the chairman
of the Joint Chiefs of Staff at the time, Adm Bill Crowe, was
meant to “send an unequivocal signal that Washington was
serious and that terrorist actions would not go unpunished.”®!
Crowe later wrote that “In the final analysis, our tactical deci-
sions were based on political considerations. . . . We did not
want casualties . . . and the other major political goal was to
minimize Libyan civilian casualties.”®? The final target selec-
tion list included “about half’ of what Crowe had recom-
mended, but it also included suspected terrorist targets that
were not on the admiral’s list but were added in order to send
a signal about terrorism. Because of concerns over potential
collateral damage, the decision makers in Washington “sacri-
ficed a number of the best targets.”° When signaling rather
than achieving military results is the positive aim, political
authorities will take a more direct role in targeting decisions,
and those decisions can easily be driven more by negative
objectives than by the positive purpose for the bombing.

Bombing Pauses: When to Bomb or Not Bomb

The ultimate targeting control is the ability to stop or start
bombing. When bombing forms part of coercive diplomacy,
military commanders will likely find themselves competing
with diplomats for control over decisions about how to regu-
late bombing. Whether bombing should be halted to permit
negotiations or continued to enhance leverage during negotia-
tions is clearly a matter for political authorities to decide.
However, they should expect their commanders to resist
bombing cessation whenever a pause might erase the gains for
which the military has already paid a significant price or
whenever the pause is expected to increase the costs of oper-
ations once bombing is resumed.°°

42


RESPONSIBILITY OF COMMAND

neutralize the Bosnian Serb air defenses.?!4 Furthermore, the
military authorities in Brussels supported Admiral Smith in
his decision to control the risks to alliance aircrews by shift-
ing the no-fly zone patrols to the airspace over the Adriatic.?!5
Back in the United States, the undersecretary of defense for
policy, in a briefing to the Senate Armed Services Committee,
said of the NATO commanders: “If they at any point make a
determination that they think the risk to American or other
NATO flyers is unacceptable, we will fully back them in either
standing down the operation or modifying it to a level that they
find is acceptable.”2!®© Though some NATO officials were dis-
pleased about the disruption of the no-fly zone, apparently no
one was willing to accept the responsibility for overruling
Admiral Smith. Until the end of August when Operation
Deliberate Force began, NATO air operations over Bosnia
remained severely curtailed because of the SAM threat.?!7
However, the downing of O’Grady’s jet and Admiral Smith’s
restrictions moved NATO political authorities to accept more
liberal ROE for SEAD, including preemptive attacks against
early warning radar in the event future air strikes were needed
to defend the safe areas.?!®

Conclusion

During the first half of 1995, theater-level commanders in
the UN and NATO laid the groundwork for more effectively
using airpower in Bosnia. However, the strongest advocates for
enforcement were not at the top of the theater chains of com-
mand for either the UN or NATO. They were one level down, at
the level of their principal subordinate commanders—
Generals Rupert Smith and Mike Ryan. This represented no
real shift in General Ryan’s attitude, but it was a marked
change for the UN command in Bosnia. Absent clear policy
direction, the commanders at the top of each chain, General
Janvier and Admiral Smith, refused to take greater risks to
accomplish the enforcement elements of their respective mis-
sions. General Janvier consistently acted so as to minimize
short-term risks to UN forces and to move the mission in
Bosnia toward peacekeeping. He did this through policies
restricting Gen Rupert Smith's initiative on the ground and by

230



INTRODUCTION

Photo by Tim Ripley

Lt Gen Rupert Smith, British army, UN commander in Bosnia, 1995

divisions within NATO over air strikes, though, for the most
part, he focused on differences between the nations rather
than on the tensions between civilian and military leaders, or the
divisions within the various military organizations involved.2° Of
significance to this study, Gow analyzed the change of heart by
Gen Sir Michael Rose after the failed attempt to use airpower



RESPONSIBILITY OF COMMAND

borne warning and control system (AWACS), the flight lead of
the two F-16s descended to low altitude to visually identify the
radar contacts, and found six Galebs—small, single-seat jets
used by the Serbs—in the ground attack role.® The F-16 flight
lead managed to maneuver into a position behind the Galebs,
apparently without his presence being detected.°° While the
F-16 pilot was waiting for guidance from the NATO AWACS, he
saw the Galebs commit a hostile act—attacking a ground tar-
get in the central Bosnian town of Novi Travnik—and the pilot
reported this to the AWACS.°! When an officer in the CAOC
informed General Chambers of the violation, Chambers imme-
diately ordered the planes shot down.°? In rapid succession
the F-16 pilot downed three of the Serb jets.° A second flight
of two American F-16s engaged and shot down a fourth
Galeb.% Two of the Galebs were not thought to have been shot
down, but it was suspected that one of the planes might have
crashed in Croatia, perhaps due to fuel starvation.% At least
one Galeb reportedly landed at an air base near Banja Luka in
Serb-controlled northern Bosnia, further underscoring the
military cooperation amongst the Serb communities in
Croatia, Bosnia, and Serbia. The entire operation, from the
time NATO aircrews first detected the Galebs until the fourth
one was shot down, lasted approximately 15 minutes.”

The downing of the four Galebs highlighted the importance
of timely decisions for enforcing the no-fly zone, and the ease
of decision making when mission accomplishment can be
achieved with little risk to one’s forces. Though Resolution
816, which authorized enforcement of the no-fly zone, stipu-
lated that NATO air operations were “subject to close coordi-
nation with the secretary-general and the force,” there was no
dual-key control over decisions to take enforcement action
against aircraft caught violating the zone.°* A few minutes’
delay in authorizing the F-16s to engage and the Galebs could
have been safely on the ground somewhere in Bosnia or out-
side of Bosnian airspace.

Close Air Support

General Cot's actions during a failed NATO CAS mission illus-
trated how commanders deprived of control over operations by

130



RESPONSIBILITY OF COMMAND

UNPROFOR “to take the necessary measures, including the
use of force, in reply to bombardments against the safe areas
. . or to armed incursion into them or in the event of any
deliberate obstruction in or around those areas to the freedom
of movement of the Force or of protected humanitarian con-
voys.”!2 This authorization circumscribed the range of possi-
ble interpretations open to UNPROFOR and, for example, pre-
cluded its commanders from proactively using force against
the Bosnian Serbs as a means to fulfill the task to “promote
the withdrawal of military or paramilitary units” from around
the safe areas. More importantly, at the insistence of the
British, French, and Spanish,'* the debilitating clause “acting
in self-defence” appeared just before the authorization to use
force,'4 and rendered the new authorization meaningless,
because UNPROFOR had always had the right to use force in
self-defense.}5 Permission to use force in self-defense was not
something the Security Council needed to grant to UNPROFOR,
nor could the council properly proscribe it.'° Indeed, the
clause acting in self-defence could have been seen as a step
backwards from the authority UNPROFOR already possessed
because, from its inception, the force in Bosnia had been
allowed to use “all necessary measures” to assist in the deliv-
ery of humanitarian aid.!? Thus, while paragraph 9 ostensibly
added to UNPROFOR’s authority to use force in Bosnia, it also
contained a clause undermining that same authority.
Paragraph 10 of Resolution 836 added airpower to the mix,
but in a way that was open to conflicting interpretations. 18 Tt
stated that “Member-states, acting nationally or through
regional organizations may take . . . all necessary measures,
through the use of air power . . . to support the force in the
performance of its mandate.”!® Airpower had not been specif-
ically included or excluded in the paragraph authorizing
UNPROFOR to use force (para. 9), and UNPROFOR had no air-
power of its own. This seemed to imply a division of labor
whereby UNPROFOR was only authorized to use force “acting in
self-defence,” but NATO—or indeed any individual UN member
state acting alone or in cooperation with others—could poten-
tially use airpower to pursue options barred to UNPROFOR. The
freedom to use airpower was, however, constrained in two

76


DELIBERATE FORCE.

137. Ibid.; and Smith interview.

138. Janvier interview.

139. Owen, “Balkans: Part 2,” 13; and Owen, Deliberate Force, 360.

140. Ryan interview.

141. Owen, “Balkans: Part 2,” 9.

142. Gen Michael E. Ryan, USAF, interviewed by Balkans Air Campaign
Study team, 7 February 1996, Maxwell AFB, Ala., cited in Owen, Deliberate
Force, 57-58.

143. Ryan, transcript of Air Power Conference.

144. Joulwan interview, 11 February 1998; Smith interview; and Ryan
interview.

145. Owen, Deliberate Force, 185.

146. Smith, briefing to Air War College.

147. 7490 Composite Wing (P), memorandum for CAOC, 7 September
1995, File C2a(2), BACS Collection.

148. Smith, briefing to Air War College.

149. Smith interview; and Bradley Graham, “U.S. Fires Cruise Missiles
at Bosnia Serb Sites,” Washington Post, 11 September 1995, A18.

150. Joulwan interview, 11 February 1998; Smith interview; and NATO
Official D.

151. Lt Col Joseph Wood, USAF, commander 492d Fighter Squadron, F-
15Es, interviewed by author, 5 March 1997, London, transcript of tape
recording, author's personal collection.

152. Owen, “Balkans: Part 2,” 12; Smith interview; NATO Official D; and
Tim Ripley, Operation Deliberate Force (Lancaster, UK: Centre for Defence
and International Security Studies, University of Lancaster, 1999).

153. Smith interview; and Zoerb interview, 29 April 1998.

154. Joulwan interview, 11 February 1998; and NATO Official D.

155. Joulwan interview, 11 February 1998; Smith interview; Gamble
interview; and NATO Official D.

156. Smith interview.

157. NATO Official D.

158. Short interview; Ryan interview; and Smith interview.

159. Janvier interview; and Military Official Q.

160. Janvier interview.

161. Smith interview.

162. The nature of Deliberate Force and the coincidental Federation
ground offensive have made it difficult to determine whether the connection
between the two campaigns was preplanned or opportunistic. Research for
this study has not uncovered any evidence to contradict official claims that
it was not preplanned, but that is hardly surprising or definitive.

163. Holbrooke, 145-51.

164. Ryan interview.

165. The officer running the BDA cell for General Ryan was RAF Wing
Comdr Andy Bachelor. He told BACS researchers that during the campaign
there was no intentional bombing of targets that had already been

309



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

130. Zoerb interview, 30 April 1997.

131. Ibid.

132. Ryan transcript of Air Power Conference.

133. Ibid.

134. Owen, Deliberate Force, 107-8 and 281-85.

135. Military Official Q.

136. Owen, Deliberate Force, 105; Zoerb interview, 29 April 1997.

137. Owen, Deliberate Force, 111 and 483; and Col Daniel R. Zoerb,
director, Deny Flight Air Operations Center, Naples, Italy, January
1994-May 1996, “AU's Deliberate Force Report, Remarks on an Early Draft
of the Balkans Air Campaign Study, 20 November 1996 for General Ryan.”

138. AFSOUTH, “Operation Deliberate Force,” Fact Sheet, 3; Ryan tran-
script of Air Power Conference; and Owen, Deliberate Force, 106.

139. Nicholls, 35; Ryan transcript of Air Power Conference; and Ryan
interview.

140. Ryan transcript of Air Power Conference; Ryan interview; and Zoerb
interview, 30 April 1997.

141. Owen, Deliberate Force, 106; Ryan transcript of Air Power
Conference; and Ryan interview. See also Nicholls, 35.

142. Ryan transcript of Air Power Conference: and Ryan interview.

143. Rapid Reaction Force Operations Staff, “HQ 1 (UK) ARMD DIV
RRFOS Brief,” 17 November 1995, slide no. 18; and Nicholls, 35.

271



RESPONSIBILITY OF COMMAND

213. Smith interview; Zoerb interview; and Wald interview.

214, Smith interview; Donegan interview.

215. Rose interview by author.

216. Rose, Fighting, 114.

217. See discussion in chap. 4 on “Operational Options.” Targets NATO
might have considered “strategic level” would have been part of phase 3, or
option 3, as it came to be called.

218. Rose, Fighting, 114.

219. Smith interview. Also note the mission statement given to General
Ashy in August of 1993 cited in chap. 4, the terms of the Sarajevo ultimatum,
and the terms of the Gorazde ultimatum, which followed the loss of the Sea
Harrier. Each of these directed NATO commanders to prepare for enforcement
action in situations where Bosnian Serb consent was nonexistent.

220. Smith interview.

221. Schulte, 22-23,

222. The topic of limiting risks to NATO aircrew is discussed extensively
in the next chapter.

223. Ashy interview by author; Smith interview; and Zoerb interview.

158



MILITARY INFLUENCE ON THE USE OF AIRPOWER

adopted for this study is somewhat broader than Samuel Finer’s
concept of influence, which, in his typology, is the lowest level
of military intervention into politics for.countries with devel-
oped political cultures.” For Finer, influence meant “the effort
to convince the civil authorities by appealing to their reason or
their emotions.” This level is the constitutional and legitimate
one, entirely consistent with the supremacy of the civil power.®
However, Finer’s definition would exclude influence within
military organizations themselves and would presuppose the
legitimacy of military influence. For this study, the simple def-
inition of influence will work best.

Deciding to Use Force: Military Reluctance and
Influence

In the period since World War II, the American military has
been neither as belligerent nor as influential in intervention deci-
sion making as popular stereotypes suggest.®° In fact, the military
has become quite the opposite of the hawkish image once popu-
larized in movies and books. Writing in 1960, Morris Janowitz
described and decried this stereotype in his classic sociological
portrait of the American military elite, The Professional Soldier.'°
But in the recriminations over Vietnam, the limitations of the
“military mind” and the military stereotype found renewed outlet
in the United States.!! Writing in 1973, Bernard Brodie argued
that a “Chief of Staff is one who shares with his colleagues a
great belief in the efficacy of force in dealing with recalcitrant
peoples or regimes abroad.”!? Though the stereotype was cer-
tainly exaggerated and far from universal, the pugnacious atti-
tudes of certain military leaders of the early 1960s, especially the
Air Force generals at the top of Strategic Air Command, tended
to lend credence to the popular images.'°

Contrary to the view of American military leaders as belli-
cose elites who have pushed their reluctant civilian masters
unwillingly into foreign interventions, military leaders have
not been particularly warlike or influential when it comes to
decisions over whether or not to use force.!4 That professional
military officers would normally caution against using military
force was a point argued by Samuel Huntington in The Soldier
and the State,!® and subsequent research has tended to confirm

29



RESPONSIBILITY OF COMMAND

52. Ibid.; and Lt Col Lowell R. Boyd Jr., USAF, AFSOUTH staff officer,
Naples, Italy, April 1993-December 1995, interviewed by Lt Col Rob Owen,
6 December 1995, Naples, Italy, transcript of taped interview, Balkans Air
Campaign Study (BACS) Collection, Air Force Historical Research Agency,
Maxwell AFB, Ala. Colonel Boyd recalled the issue of intercepting helicopters
coming to a head and being resolved in the first two weeks of Deny Flight
operations.

53. Chambers interview; Ashy interview by author; and Lowell Boyd
interview.

54. Chambers interview.

55. Ibid.

56. Ibid. The wisdom of AFSOUTH's policy on helicopters was validated
ayear later when USAF F-15s accidentally downed two US Army Blackhawk
helicopters in the no-fly zone over northern Iraq, killing 26 people.

57, Colin Powell with Joseph E. Persico, My American Journey (New York:
Random House, 1995), 576.

58. Ibid.

59. Ibid., 576-77; Colin Powell, “Why Generals Get Nervous,” New York
Times, 8 October 1992, A35; and Colin Powell, “US Forces: Challenges
Ahead,” Foreign Affairs 72, no. 5, (winter 1992-1993): 32-45.

60. Powell, My American Journey, 577.

61. Susan L. Woodward, Balkan Tragedy: Chaos and Dissolution after the
Cold War (Washington, D.C.: Brookings Institution, 1995), 306; and Owen,
Balkan Odyssey, 123.

62. Michael R. Gordon, “12 In State Department Ask Military Move
Against Serbs,” New York Times, 23 April 1993, sec. Al and A12.

63. Gwen Ifill, “Clinton Considers Bosnia Air Strikes; Sees Allied Accord,”
New York Times, 24 April 1993, sec. Al and A6.

64, Ifill; and Robert Morgan, “Hurd Warns of Dangers in Air Strikes
Against Serbs,” Times (London), 20 April 1993, 8.

65. James Gow, “British Perspectives,” in International Perspectives on
the Yugoslav Conflict, eds. Alex Danchev and Thomas Halverson (London:
Macmillan, 1996), 95; and Oliver Lepik, “French Perspective,” in
International Perspectives on the Yugoslav Conflict, eds. Alex Danchev and
Thomas Halverson (London: Macmillan, 1996), 83.

66. Peter Riddell and Martin Ivens, “Hurd Presses on for Quicker
Response to Global Ills,” Times (London), 21 April 1993, 9; and Thomas
Halverson, “American Perspective,” in International Perspectives on the
Yugoslav Conflict, eds. Alex Danchev and Thomas Halverson (London:
Macmillan, 1996), 13.

67. Michael Evans, “West Weighs Risks and Rewards of Air Strikes,”
Times (London), 29 April 1993, 12; Elaine Sciolino, “US Military Split on
Using Air Power Against the Serbs,” New York Times, 29 April 1993, Al and
A6; and Michael Gordon, “NATO General Is Reticent About Air Strikes in
Bosnia,” New York Times, 23 April 1993, Al and A12.

70



PAVING THE WAY TO ENFORCEMENT

169. Jurek Martin, “Protests Force Clinton to Retreat on Troops,”
Financial Times (London), 5 June 1995, 2; and Facts On File 1995, 406.

170. Woodward, 255-57; and Richard Holbrooke, To End A War (New
York: Random House, 1998), 65-67.

171. Thomas W. Lippman and Ann Devroy, “Clinton’s Policy Evolution:
June Decision Led to Diplomatic Gamble,” Washington Post, 11 September
1995, A16; and Woodward, 254-55. Note: Woodward's version confirms the
timing of the increased policy attention but credits the UN hostage crisis as
the catalyst for it.

172. Lord (Field Marshal) Richard Vincent, chairman of NATO's Military
Committee, interviewed by author, 22 September 1998, London, author’s
notes, author's personal collection; Senate, Briefing on Shootdown, 36-37,
42-43, and 51-54; and Michael Evans, “Serb Radar Link-up Poses
Challenge to NATO Pilots,” Times (London), 29 June 1995, 15.

173. Ryan interview.

174. Senate, Briefing on Shootdown, 42.

175. Ibid.

176. Ibid., 43.

177. Ryan interview; and Hornburg interview by Reagan and Thompson.

178. Maj Jim Riggins, USAF, chief, Force Application, HQ USAF/KOOC
(CHECKMATE), “Five at ATAF Combined Air Operations Center: History,
Organization, and Function, From April 1993,” Draft Edition 2, December
1995 (Vicenza, Italy: History Office, NATO CAOC), 9; Ryan interview;
Hornburg interview by Reagan and Thompson; Sawyer interview; and
Renuart interview.

179. Ryan interview.

180. Hornburg interview by Reagan and Thompson.

181. Ibid.

182. Col Robert Owen, USAF, “The Balkans Air Campaign Study: Part 1,”
Airpower Journal 11, no. 2 (summer 1997): 21.

183. Ibid.; Owen, Deliberate Force, 55-56, 97, and 482; and Riggins,
9-11 and 41.

184. Brig Gen Walter E. Buchanan, USAF, chief, Joint Operations
Division, US EUCOM/CENTCOM Branch, J-3, Joint Chiefs of Staff, inter-
viewed by author, 26 May 1998, Kalkar, Germany, tape recording, author’s
personal collection; and Wald interview.

185. Dr. Thomas S. Snyder and Dr. Daniel F. Harrington, USAFE Office
of History, USAFE Historical Highlights, 1942-1997: Fifty-fifth Anniversary
Edition (Ramstein AB, Germany: Headquarters USAFE, 1997), 182.

186. “USAF Fact Sheet: 4190th Provisional Wing.” On 1 January 1996,
the 7490th Provisional Wing became the 4190th Provisional Wing.

187. Owen, Deliberate Force, 55, 98, and 127 n. 13; and Zoerb interview,
27 May 1998.

188. Deliberate Force was originally the name of a planning document
that was used in conjunction with a targeting scheme built by Colonel Zoerb.
The targeting scheme had previously been simply called “Air Operations in

241



RESPONSIBILITY OF COMMAND

destroyed. Due to the shortage of targets with a higher payoff, some partially
destroyed targets were reattacked late in the campaign. Wing Comdr Andy
Bachelor, RAF, head of Battle Damage Assessment Cell during Operation
Deliberate Force, interviewed by Maj John C. Orndorff, USAF, 14 February
1996, Ramstein AB, Germany, tape recording, BACS Collection. Ratios for
bombs dropped compared to targets, or DMPlIs, attacked supported
Bachelor's assertion: 2.8 PGMs and 6.6 general-purpose bombs per DMPI.
PGMs are usually dropped in pairs, and general-purpose bombs (i.e., non-
PGMs) are usually dropped in multiples of two, with six per pass being com-
mon. General Ryan, transcript of Air Power Conference. Also see Richard P.
Hallion, “Precision Guided Munitions,” Air Power History 43, no. 3 (fall
1996): 13.

166. Smith interview.

167. Ibid.; Ryan, transcript of Air Power Conference; and Ryan interview.

168. Laura Silber and Bruce Clark, “UN in Split with NATO on Bosnia
Bombing Campaign,” Financial Times (London), 13 September 1995, 22.

169. Facts On File 1995, 662.

170. Smith interview.

171. Holbrooke, 146.

172. Ibid.

173. Military Official X.

174, AFSOUTH, transcript of press briefing, Naples, 12 September 1995.

175. Military Official X.

176. General Ryan requested six F-117s on 8 September. They were
approved by the US secretary of defense on 9 September. Personnel and
equipment needed to support F-117 operations were deployed to Italy, but
on 11 September the Italian government turned down the American request
to bring the planes into Italy. Owen, Deliberate Force, 243-45; and Ryan,
transcript of Air Power Conference.

177. Ryan interview; and Smith interview.

178, Daniel Williams and Rick Atkinson, “Limits on Targets Hamper
NATO, U.N. Officers Say,” Washington Post, 13 September 1995, Al and
Al4; Eric Schmitt, “NATO Commanders Face Grim Choices,” New York
Times, 14 September 1995, 1; Bruce Clark, “Bombing Raids Damage
Diplomatic Bridges,” Financial Times (London), 14 September 1995, 2.

179. Smith interview; and Ryan interview.

180. AFSOUTH, “Operation Deliberate Force,” Fact Sheet, 7; and
Holbrooke, 146-48.

181. Holbrooke, 151.

182. Ibid., 148-52.

183. Private discussion with US Air Force officer responsible for IFOR
planning.

184, Smith interview; and Zoerb interview, 27 May 1998.

185. Joulwan interview, 11 February 1998; Smith interview; and Zoerb
interview, 27 May 1998.

186. Smith interview.

310



Chapter 9

Deliberate Force:
August-September 1995

“The General who values his good name,” wrote Marmont,
“must see to it that he has a completely free hand. Either he
must not be interfered with, or he must be removed from his
command.” But he must have a sufficiently clear-cut plan of
his own on which to base his firmness. Nothing tends more
surely to provoke interference from above than a lack of
assurance below.
—Charles de Gaulle
The Edge of the Sword

Well, everybody had an opinion, but nobody [else] had a
plan. So, we were the only ones that had a plan; so we got
to execute.

—Gen Michael Ryan
Interview by author
6 June 1997

Operation Deliberate Force highlighted the political-military
dimension of the struggle by theater-level commanders to
influence the use of airpower in Bosnia. The ascendancy of
Richard Holbrooke in negotiations for a settlement of the wider
Yugoslav conflict led him to seek some control over NATO air-
power. In his attempt to influence the campaign, Holbrooke
clashed with Admiral Smith, the commander responsible for
NATO forces and the success of Deliberate Force. The first sec-
tion of this chapter shows that Admiral Smith invoked his
command responsibilities to maintain control over operations:
first with General Janvier to win UN approval for proposed tar-
gets and later with Holbrooke during a pause in the bombing.
The need to balance risks to one’s forces and mission accom-
plishment is a serious responsibility borne by commanders,
and because of their military expertise, commanders may be
the best judges of risks. The second section of this chapter

273



RESPONSIBILITY OF COMMAND

proposal called for NATO to respond to the unauthorized
removal of heavy weapons from UN control points by striking
the exact piece of equipment that had been illegally taken.!?
From an airman’s viewpoint, this concept of operations was
grossly inefficient and seemed quite risky for UN and NATO
forces involved. The CAOC chief of plans who headed the proj-
ect for NATO, Col Chuck Wald, recalled,

[General Rose] wanted to hit the exact weapon or tank they took out of
a cantonment area. And he'd asked us if we could get a C-130 gunship
to work with their Lynx helicopters, with their special ops guys on
them, with FLIR [Forward Looking Infrared] to go out and find, if we
could, a tank that they [the Serbs] had stolen, follow it through towns
if we had to, and then hit that particular tank. . .. We planned an oper-
ation to do that. I planned it. And we practiced it... . It was ludi-
crous.!3

The large number of supporting aircraft required by such a
mission—refueling tankers, defense suppression planes,
standby close air support aircraft, and search and rescue
assets—would create a signature, tipping off the Serbs that some
air action was about to occur.'4 Furthermore, the helicopters and
the relatively unmaneuverable AC-130 gunships would have
been vulnerable to BSA air defenses.!5 It would have been sim-
ple for the Serbs to counter an operation like Antelope by seizing
weapons from several sites at the same time or merely waiting for
poor weather to steal heavy weapons from the United Nations.®
No attempt was ever made to actually execute Operation
Antelope, but General Rose apparently had it in mind when the
Bosnian Serbs confiscated heavy weapons from UNPROFOR in
early August; Rose later wrote, “My plan was to hit the vehicles
and weapons with air strikes as they left the weapons collection
point.”!7 However, the plan did not work in this case; as one
observer noted: “Once a UN helicopter, which was tracking the
stolen weapons, was struck by ground fire, it was forced to give
up the chase. NATO then launched 16 fighters.”!®

NATO's First Air Strike, 5 August 1994

NATO's first air strike demonstrated the large and growing
gap between the UN and NATO over using airpower. On the
morning of 5 August, Bosnian Serb forces injured a Ukrainian

162



RESPONSIBILITY OF COMMAND

129. Ripley, “NATO Strikes Back,” 23; and Facts On File 1994, 889.

130. Admiral Smith interview; Ryan interview; Zoerb interview, 30 April
1997; and Rose, Fighting, 201-2.

131. For instance, see Hagman, 147. In his analysis, Hagman correctly
notes the strike had “no effect on the Serb encirclement of Bihac” but incor-
rectly concludes that was the raid’s purpose, saying he found “no indication
that enforcement of the ‘no-fly zone’ was the primary aim.” My research indi-
cates that because of no-fly zone violations by aircraft flying from Udbina,
planners in AFSOUTH began looking at options for attacking Udbina around
mid-1994. This was before the Bosnian government offensive from Bihac
and the ensuing Bosnian Serb counteroffensive. Zoerb interview, 30 April
1997; and Chambers interview.

132. De Lapresle interview, 8 September 1998; Rose, Fighting, 169 and
200-202; Ryan interview; and Wald interview.

133. Charles Skinner, political-economic advisor to USNATO, inter-
viewed by author, 28 April 1997, Brussels, notes and tape recording,
author's personal collection.

134, Philip Sabin, “Counter-Air Mission in Peace Support Operations,” in
The Dynamics of Air Power, eds. Group Capt Andrew Lambert and Arthur C.
Williamson (Bracknell, England: HMSO, 1996), 165.

135. Admiral Smith interview; and De Lapresle interviews, 13 January
1998 and 8 September 1998.

136. NATO Official C; Military Official X; Military Official U; and Richard
Holbrooke, To End A War (New York: Random House, 1998), 61.

137. De Lapresle interview, 8 September 1998.

138. Admiral Smith interview. Also see Admiral Smith, transcript of news
conference, 22 November 1994.

189. Sawyer interview. General Chambers left the CAOC earlier in
November and retired from the US Air Force; his replacement, Maj Gen Hal
Hornburg, did not arrive until the end of November.

140. NATO Press Release (94)111, 23 November 1994; and Warnes, 42.

141. Prior to this incident, only heat seeking surface-to-air missiles
(SAM) had been fired at aircraft over Bosnia. The SA-2 radar-guided SAMs
could engage NATO aircraft at much greater ranges than could heat seeking
missiles. Moreover, radar-guided missiles such as the SA-2 and SA-3 car-
ried a much larger warhead, and they could engage aircraft at any altitude
(recall that an early version of the SA-2 shot down Gary Powers in a high-
flying U-2 over the Soviet Union in 1960).

142. Sawyer interview.

143, Ibid.

144, Annex E: “Rules of Engagement (ROE),” to CINCSOUTH OPLAN
40101, Change 2, 13 August 1993, File B3e, NPL-21, BACS Collection.

145. MCM-KAE-090-94, “Operation Deny Flight ROE,” 22 November
1994, File D2 a-c, BACS Collection.

146. NAMILCOM, “Implementation of Council Decision,” Message to
SHAPE, 230800Z NOV 94.

198



Hagman, Hans-Christian. “UN-NATO Operational Co-operation
in Peacekeeping 1992-1995.” PhD diss., King’s College,
University of London, 1997.

Hallion, Richard P. “Precision Guided Munitions.” Air Power
History 43, no. 3 (fall 1996).

——. Storm Over Iraq: Air Power in the Gulf War.
Washington, D.C.: Smithsonian Institute Press, 1992.

, ed, Air Power Confronts an Unstable World. London:
Brassey’s, 1997.

Halperin, Morton H. Bureaucratic Politics and Foreign Policy.
Washington, D.C.: The Brookings Institution, 1974.

. “The President and the Military.” Foreign Affairs 50,
no. 2 (January 1972).

Halverson, Thomas. “American Perspective.” In International
Perspectives on the Yugoslav Conflict. Edited by Alex
Danchev and Thomas Halverson. London: Macmillan, 1996.

Hamilton, Cong. Lee H., chairman of the House Committee on
Foreign Affairs. “Air Strikes? Not Yet.” New York Times, 24
April 1993.

Hammond, Paul Y. “On Taking Peacekeeping Seriously.” In To
Sheathe the Sword. Edited by John P. Lovell and David E.
Albright. London: Greenwood Press, 1997.

Hanford, Capt Thomas O., USAF, weapons officer 31st Fighter
Wing; flight lead for O'Grady rescue. Interviewed by
author, 2 May 1997, Ramstein Air Base, Germany. Tape
recording. Author's personal collection.

Harding, Marshal of the Royal Air Force Sir Peter, RAF, UK,
chief of defense staff, December 1992-March 1994.
Interviewed by author, 19 May 1998, Camberley,
England. Tape recording. Author's personal collection.

Harmon, Christopher C. “Illustrations of Learning in
Counterinsurgency.” Comparative Strategy 11, no. 1
(January-March 1992).

Harries-Jenkins, Gwyn. “The Concept of Military
Professionalism.” Defense Analysis 6, no. 2 (1990).

351



RESPONSIBILITY OF COMMAND

dual-key control over SEAD strikes interfered with the air-
men’s right to self-defense.

Nearly every NATO aircraft operating over Bosnia was inca-
pable of an immediate riposte in self-defense to SAM firings.
Even multirole aircraft, suitable for air-to-air and air-to-
ground missions, were incapable of effectively responding to
having a missile fired at them.!%? Unlike certain UN soldiers
who had armored vehicles that were sufficiently well protected
to drive through Serb roadblocks, the NATO airmen for their
survival had to depend primarily on avoiding fire rather than
withstanding it. An aircraft that had just dodged a missile
would not be well positioned to return fire against the offend-
ing site. Therefore, NATO air forces needed specialized SEAD
aircraft to cope with the Bosnian Serb SAM threat. These spe-
cialized aircraft were scarce resources and were generally not
suitable for other missions such as close air support or enforc-
ing the no-fly zone.!®5 Moreover, the Bosnian Serb integrated
air defense system allowed the launching of missiles with very
little or no warning to the aircrews being fired upon. This tac-
tic greatly reduced the time SEAD aircraft would have for
responding to a threat, and this, in turn, would degrade the
protection afforded by SEAD escort.

Commanders in AFSOUTH were responsible for missions to
enforce Security Council resolutions and NATO decisions, and
in practice these missions were directed almost exclusively
against the Bosnian Serbs. Therefore, the Bosnian Serbs were
most unlikely to consent to having NATO aircraft overhead the
parts of Bosnia where enforcement might be needed. This sit-
uation left NATO with five possible courses of action: (1) con-
duct a SEAD campaign to destroy the Bosnian Serb air
defenses; (2) make forceful responses through retrospective
SEAD to induce self-restraint from the Bosnian Serbs; (3) pro-
vide SEAD escorts for missions over Bosnia; (4) avoid the
Bosnian Serb air defenses; and (5) ignore the threat and con-
tinue to operate over Bosnia. This last option would have been
a gross dereliction of duty by NATO commanders. Moreover,
the US SROE clearly and repeatedly stated: “A commander
has the authority and obligation to use all necessary means
available and to take all appropriate action to defend that

188



Hillen, John F., III. “UN Collective Security: Chapter Six and a
Half.” Parameters 24, no. 1 (spring 1994).

Hitchins, Diddy R. M., and William A. Jacobs. “United
Kingdom.” In The Political Role of the Military. Edited by
Constantine P. Danopoulos and Cynthia Watson. London:

Greenwood Press, 1996.

Hoffman, Bruce. British Airpower in Peripheral Conflict,
1919-1976. A Project AIR FORCE report prepared for the
United States Air Force. Santa Monica, Calif: RAND
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Hoffman, F. G. Decisive Force: The New American Way of War.
Westport, Conn.: Praeger, 1996.

Hoffman, Stanley. “The Politics and Ethics of Military
Intervention.” Survival 37, no. 4 (winter 1995-1996).

Holbrooke, Richard. To End A War. New York: Random House,
1998.

———. US assistant secretary of state. Interviewed by Maj
Mark McLaughlin and Dr. Karl Mueller, 24 May 1996,

New York. Transcript of taped interview. File H-1, BACS
Collection.

Honig, Jan Willem, and Norbert Both. Srebrenica: Record of a
War Crime. London: Penguin Books, 1996.

Hood, Ronald Chalmers, III. “Bitter Victory: French Military
Effectiveness during the Second World War.” In Military
Effectiveness. Vol. 3, The Second World War. Edited by
Allan R. Millet and Williamson Murray. London: Allen and
Unwin, 1988.

Hoopes, Townsend. The Limits of Intervention. New York: David
McKay Company, 1969.

Hornburg, Lt Gen Hal M., USAF, deputy commander,
Sixteenth Air Force and CAOC director, November
1994-September 1996. Interviewed by author, 17 July
1998, tape recording of telephone interview, London to
Shaw AFB, S. C. Author's personal collection.

. Interviewed by Maj Tim Reagan and Dr. Wayne
Thompson, 16 October 1995, Vicenza, Italy. Transcript of
tape recording. BACS Collection.

353,



MILITARY INFLUENCE ON THE USE OF AIRPOWER

Soldiers and Airmen:
Efficacy and Control of Airpower

One of the main justifications for firm civilian political con-
trol over the use of force, according to Bernard Brodie, was the
parochial mindset of senior military officers married to their
unbalanced commitment to victory.!25 The down side of the
expertise officers gained from combat experience and profes-
sional study was that it tended to create a situation where “the
services are normally not strategy-minded but rather means-
minded.”}?° Moreover, Brodie asserted,

Military officers have usually spent their entire careers perfecting their
skills with respect to some means of war, whether those means be bat-
tleships, or carriers, or bombers, and they become deeply attached
emotionally to those means.!27

In examining the American uses of force from World War II
through the end of the Vietnam War, Richard Betts found sup-
port for Brodie’s assertion, especially on the issue of airpower.

Since World War II the debates have pitted the air force, a majority of
the Navy, and right-of-center civilians against the army, a minority of
the navy, and left-of-center civilians. The former coalition has argued
that bombing is more decisive and economical than a strategy based
on ground forces and has been decisive except in those instances
where civilian authorities refused to let it be so by curtailing the scope
and intensity of the air campaigns. The latter group has argued that
bombing can only support the achievement of a military decision,
which must be done primarily on the ground by occupying territory
and controlling population and that air campaigns are not cost-
effective. Both theories have become articles of faith.!28

Soldiers, though doubtful about what independent air opera-
tions can achieve, have generally recognized the value of air
support. As Hal Winton has pointed out, soldiers on the bat-
tlefield usually depend on air support in a way that is not bal-
anced by a reciprocal need amongst airmen for Army support:
“The asymmetry of this dependence lies at the root of many of
the tensions that exist between the Army and the Air Force
regarding air-ground operations.”!2° Principal manifestations
of these tensions have been the doctrinal and operational con-
tests over who should control airpower and to what ends.

47



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

ahead.!°> By this point, General Janvier had come to accept
the two wider zones of action, each covering over half of
Bosnia. The target sets for the safe area defense plans cover-
ing Sarajevo and Gorazde contained many of the same targets,
so with the wider ZOAs approved, planners at the CAOC com-
bined the two into one overall plan called Operation Vulcan. 136
The targets approved by Janvier on 14 August also belonged
to the Vulcan target set and served as the initial menu of tar-
gets for Operation Deliberate Force two weeks later.!37

Additional procedural arrangements between UNPROFOR
and AIRSOUTH were ironed out on Thursday, 17 August,
when General Ryan, General Smith, and Maj Gen David
Pennefather, who headed the operations staff of the RRF, met
to discuss a draft Air-Land Coordination Document.!38 With
no doctrine to guide them, the UN and NATO commanders
invented the air-land document to coordinate and deconflict,
among other things, targets and use of the airspace over
Bosnia.'*° If air operations commenced, Generals Ryan and
Smith would nominate targets to Admiral Smith and General
Janvier, who would decide whether to approve the attacks, 49
In agreeing on procedures for nominating targets, General
Ryan proposed that General Smith pick all CAS targets and
that the two commanders share responsibility for nominating
interdiction targets near the RRF.!*! General Ryan would be
responsible for picking air strike targets farther afield and for
deciding which air defense targets to strike.'42 This division of
responsibilities reflected the needs of the commanders to
ensure force protection and mission accomplishment. For
General Smith to be able to use airpower to protect his forces,
he needed control over CAS. Likewise, Ryan needed to have a
free hand in selecting air defense targets. Since part of General
Smith’s mission was to forestall a BSA attack on Sarajevo, he
needed to be able to nominate the close-in interdiction tar-
gets.'*> For Ryan, interdiction targets were important to limit-
ing BSA mobility and attriting its military capability.

Conclusion

In the judgment of the UN and NATO theater commanders,
it was not possible to defend the safe areas with airpower

263



BACKGROUND ON THE USE OF AIRPOWER IN BOSNIA

68. Edward Mortimer, “Iwin Track to Bosnia Peace: Air Attacks and
Military Aid Are Complimentary, Not Alternatives,” Financial Times
(London), 12 May 1993, 18; David White, “NATO Backs Vance-Owen,”
Financial Times (London), 26 May 1993, 3; and David White, “NATO Wavers
on Bosnia,” Financial Times (London), 27 May 1993, 3. Former US secretary
of state Cyrus Vance and former British foreign secretary Lord David Owen
had crafted a peace plan under the auspices of the International Conference
on the Former Yugoslavia (ICFY). ICFY was a joint UN-EU effort. Vance was
the representative of the UN Secretary General, and Owen was the European
Community (later the European Union) representative. Vance and Owen
began to work together in September 1992, and their proposed peace deal
became known as the Vance-Owen Peace Plan.

69. UNSCR 824, 6 May 1993.

70. Laura Silber and Allan Little, Yugoslavia: Death of a Nation (n.p.: TV
Books, Inc., 1996), 274; Honig and Both, 104; Dick A. Leurdijk, The United
Nations and NATO in Former Yugoslavia, 1991-1996: Limits to Diplo
and Force (The Hague: The Netherlands Atlantic Commission, 1996), 33-34.

71. UNSCR 824, par. 4.

72. UNSCR 836, 4 June 1993.

73. Mason, Air Power, 168.

74. James A. Gow, Triumph of the Lack of Will: International Diplomacy
and the Yugoslav War (New York: Columbia University Press, 1997), 213.

75. The French policy seemed to migrate slightly toward that of the US
in February 1994 when the French proposed a heavy weapons exclusion
zone around Sarajevo, a measure long sought by the Bosnian Muslims, and
one that would be enforced through air strikes. In August and September,
when limited air strikes took place, they were in the vicinity of Sarajevo, for
which the French were primarily responsible. However, it was French oppo-
sition in the UN and NATO which first limited, then blocked, more robust air
strikes in November 1994. British opposition to air strikes was much more
uniform and resolute, at least until 1995.

71



DELIBERATE FORCE

for peacekeeping, was necessary in order for Janvier and
Akashi to give in to NATO demands for bombing on 29
August.*> Describing the target approval process with Janvier
after the first stormy experience, Admiral Smith later said: “It
was pretty pro forma after that.”4° Overall, Janvier’s reluc-
tance to initiate Deliberate Force stemmed to some degree
from his lack of expertise and confidence in airpower; but
more importantly, Janvier’s hesitation derived from his need
for political direction—despite public pronouncements about
his authority over decisions for air strikes.

The Execution

Once Admiral Smith and General Janvier approved the pro-
posed targets, General Ryan was responsible for executing
Deliberate Force. Speaking at a press conference on the sec-
ond day of Deliberate Force, Admiral Smith said: “Once
General Janvier and I decided it was time to execute air oper-
ations, we turned the air operations over to General Ryan and
he is responsible for execution.”*7 General Ryan’s means of
control over the air operation were many. Within physical,
meteorological, and logistical constraints, Ryan could decide
which of the approved targets to hit, the sequence for attack-
ing, and how rapidly to strike.*® He determined how far to go
in attacking the Bosnian Serb air defense system before going
after other BSA targets.*° The theater air commander was also
free to choose which aim points to strike within a given target
complex, what time of day to attack, and which aircraft and
ordnance to employ.® Finally, General Ryan determined what
restrictions or special instructions to issue to aircrews who
were attacking the targets.5! The latitude given to Ryan by
Admiral Smith and the broad mission statement from the NAC
allowed General Ryan to use airpower in a manner he thought
most effective.

From the outset of Deliberate Force, General Ryan's decisions
reflected the way in which a commander must use individual
expertise to balance force protection against mission accom-
plishment. Given time, General Ryan would have preferred to
destroy the entire Bosnian Serb integrated air defense system
(IADS) before hitting any other BSA targets.52 However, he felt

279



DELIBERATE FORCE

187. Ibid.

188. Admiral Smith received his fourth star in conjunction with his
assignment as commander in chief Allied Forces Southern Europe. When he
retired two years later, he still had not reached the 35-year mandatory
retirement point.

189. Remarks of Admiral Smith in, AFSOUTH, “AFSOUTH Change of
Command,” transcripts from change of command ceremony, 31 July 1996.
Admiral Smith was later given an honorary knighthood by Britain, which
some observers viewed as a gesture of appreciation for Smith’s resistance to
using force more often in Bosnia.

190. Richard K. Betts, Soldiers, Statesmen, and Cold War Crises
(Cambridge, Mass.: Harvard University Press, 1977; reprint with new pref-
ace and epilogue, New York: Columbia University Press, 1991), 36 and 76.

191. Betts, 203.

192. Gen Jean Cot, French army, “Dayton ou la Porte Etroite: Genese et
Avenir d’un Désastre,” in Derniére Guerre Balkanique? 2d ed., ed. Jean Cot
(France: Editions LHarmattan, 1996), 123.

193. Lt Gen Francis Briquemont, Do Something, General!: Chronique de
Bosnie-Herzégovine 12 juillet 1993-24 janvier 1994 (Bruxelles: Editions
Labor, 1997), 133.

194. Gen Sir Michael Rose, British army, retired, Fighting for Peace:
Bosnia 1994 (London: The Harvill Press, 1998), 238. General Rose erro-
neously claimed that “nearly 100 cruise missiles” were fired during
Deliberate Force. The actual number of cruise missiles fired was 13—all on
10 September.

195. Ashy interview by Owen. The targets struck during Operation
Deliberate Force had their roots in the planning begun under General Ashy.
Like Deliberate Force, General Ashy’s plans would have degraded the BSA’s
military capability. However, research done for this study suggests the logic
behind Deliberate Force was based on studies of the BSA undertaken dur-
ing General Ryan’s tenure. The center of gravity analysis, determination of
an end state, and heavy reliance on PGMs were the product of planning con-
ducted under General Ryan. Moreover, Dead Eye was also produced during
General Ryan's time in Naples.

196. Ryan, transcript of Air Power Conference.

197. Owen, “Balkans: Part 2,” 24.

198. Zoerb interview, 27 May 1998.

199. Smith interview.

200. Ten CAS missions were executed the first day of Deliberate Force,
all against preplanned heavy weapons sites. As the CAOC plans director, Col
Steve Teske, describes these missions, they were really battlefield air inter-
diction with forward air controllers, rather than what would normally be
considered close air support. Despite the large number of CAS sorties flown
just in case they might be needed, few expended ordnance because the BSA

did not attack UN forces. One exception to this occurred around Tuzla on 10
September.

311



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Transcript of taped telephone interview (Wilmington, Del.,

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347



NATO AIR SUPPORT AND AIR STRIKES

34, Gen Jean Cot, French army, UNPROFOR force commander, July
1993-March 1994, interviewed by author, 30 September 1998, Paris.
Transcript and translation of tape recording. Author's personal collection.

35. David Owen, Balkan Odyssey (London: Victor Gollancz, 1995; Indigo,
1996), 157-59.

36. Ibid., 189 and 264; and Gow, Triumph, 101.

37. Messervy-Whiting, 15.

38. Ibid., 28.

39. Michael Littlejohns, “Bosnia on the Brink: UN Weighs New Measures,”
Financial Times (London), 7 May 1993.

40. Messervy-Whiting, 14-15 and 41; and Owen, 161-62.

41. General Morillon says he learned about the shake-up in June, but,
Philippe Guillot has implied that Morillon may have actually found out
about it in May when “he went back to France for a weekend for family rea-
sons but reportedly also secretly met the new Minister of Defence, M.
Léotard.” Morillon, 202; and Philippe Guillot, “France, Peacekeeping, and
Humanitarian Intervention,” International Peacekeeping 1, no. 1 (spring
1994): 38.

42. Cot’s longtime friend, and subordinate commander in UNPROFOR,
Gen Francis Briquemont claimed Cot was the oldest general in the French
army. Lt Gen Francis Briquemont, interviewed by author, 11 August 1998,
Brussels, transcript of tape recording, author's personal collection.

43. Gen Jean Cot, French army, “L'Europe et l'Otan,” Défense Nationale
53, no. 3 (July 1997): 94; and idem, “Dayton ou la Porte Etroite: Genese et
Avenir d'un Désastre,” in Derniére Guerre Balkanique? 2d ed., ed. Jean Cot
(France: Editions L'Harmattan, 1996), 113. Cot’s chief of staff at the time
was Maj Gen Philippe Morillon. Morillon, Croire, 11.

44. Cot interview; and idem, “Dayton,” 113 and 124,

45. Morillon, Croire, 202.

46. Ibid.

47. Lt Gen Francis Briquemont, Do Something, General!: Chronique de
Bosnie-Herzégovine, 12 juillet 1993-24 Janvier 1994 (Bruxelles: Editions
Labor, 1997), 17-20.

48. Briquemont interview.

49. Ibid.; and Briquemont, Do Something, 34.

50. Messervy-Whiting, 16.

51. Lushbaugh.

52. Ibid.

53. Lt Col Lowell R. Boyd Jr., USAF, AFSOUTH staff officer, February
1993-1996, interviewed by Lt Col Robert Owen, 6 December 1995, Naples,
Italy. Transcript of taped interview. Balkans Air Campaign Study (BACS)
Collection, Air Force Historical Research Agency, Maxwell AFB, Alabama.

54. Messervy-Whiting, 16; and Cot interview.

55. Messervy-Whiting, 16.

56. Ibid.

107



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

General Ryan ordered the deputy director of the CAOC, Brig
Gen Dave Sawyer, to locate the exact position of the offending
SAM site and to set in motion plans to attack it.!42 Meanwhile,
General Ryan worked on getting the UN and NATO keys
turned for an air strike against the site.145 Up until this point,
SEAD was not an authorized mission for Deny Flight opera-
tions except as a defensive element in support of actual CAS
or air-strike missions.'#4 By autumn of 1994, the growing sur-
face-to-air threat over Bosnia had generated efforts at NATO
headquarters to change this policy even before the missile fir-
ings from Otoka.!*5 Because it was already under active con-
sideration in Brussels, AFSOUTH was able to get NAC
approval the next day, 23 November, to conduct what became
known as “retrospective SEAD.”!46

While the Deny Flight rules of engagement had always per-
mitted NATO airmen to use force in self-defense, nearly all
NATO aircraft flying over Bosnia were unsuited to respond to
missile firings. Thus, when threatened, a NATO aircrew would
take evasive action and leave the area covered by the missile
system. Once away from the threat, NATO forces were prohib-
ited by ROE from going back and attacking it.!47 Such operat-
ing procedures ceded the initiative to the Serb missile crews,
who were tied into a larger air defense network and could pick
on NATO aircraft that were least likely to be able to shoot
back.'48 Within NATO, the British and French were reluctant
to approve air defense suppression in response to the Serb
practice of menacing NATO aircraft with target tracking
radar.'#° So long as the Serbs were not firing missiles, NATO
ministers from some of the troop-contributing nations
remained unwilling to authorize a new mission that could lead
to an escalating use of force in Bosnia.!®° Once the Serbs
began firing radar-guided missiles, NATO commanders in the
region wanted to take out the entire Serb integrated air
defense system.!5! Barring that, they pushed to be able to go
back “retrospectively” with an appropriately equipped force
and eliminate an offending missile site.!5? For senior command-
ers in NATO’s southern region, it was a matter of self-defense.
On 23 November, the NAC authorized retrospective SEAD but
stipulated that any response ought to be proportional, without

181



_——. Transcript of News Conference. Naples, 6 August 1994
(9:45 am).  http:/ /www.afsouth.nato.int/ archives/
archives.htm.

__—_., “NATO Air Strike Against Bosnian Serbs.” Transcript of
News Conference. Naples, 31 August 1995 (10:00 a.m.).
http:// www.afsouth.nato.int/archives /: archives. htm.

. “NATO Air Strike Against Udbina Airfield.” Transcript of
News Conference. Naples, 21 November 1994 (3:30 P.m.).
http:/ /www.afsouth.nato.int/ archives /archives.htm.

. “NATO Air Strike Against Udbina Airfield—Mission

Assessment.” Transcript of News Conference. Naples, 22

November 1994 (5:00 p.m.). http: / /www.afsouth.nato.

int/archives/archives.htm.

. “NATO Close Air Support - Srebrenica - 11 July 95.”

Transcript of News Conference. Naples, 12 July 1995.

http:/ /www.afsouth.nato.int/ archives /archives.htm.

. “NATO Recommences Air Strikes Against Bosnian

Serbs.” Transcript of press conference, Naples, 6

September 1995 (9:00 a.m.). http:/ /www.afsouth.nato.int

/archives/archives.htm.

. Commander in Chief NATO Allied Forces Southern

Europe. Briefing to the US Air Force Air War College.

Maxwell AFB, Ala., 9 November 1995. Videocassette. File

MISC-19, folder H-4, BACS Collection.

. Interviewed by author, 10 February 1998, Arlington, Va.
Transcript of tape recording. Author's personal collection.

Snow, Donald M., and Dennis M. Drew. From Lexington to
Desert Storm: War and Politics in the American Experience.
Armonk, N.Y.: M. E. Sharpe, Inc., 1994.

Snyder, Jack. “Civil-Military Relations and the Cult of the
Offensive, 1914-1918.” International Security 9, no. 1
(summer 1984).

Snyder, Dr. Thomas S., and Dr. Daniel F. Harrington, USAFE
Office of History. USAFE Historical Highlights, 1942-1997:
Fifty-fifth Anniversary Edition. Ramstein Air Base (AB),
Germany: Headquarters USAFE, 1997.

380



RESPONSIBILITY OF COMMAND

at a meeting between Admiral Boorda and General Cot, as discussed in the
next section of this chapter.

106. Ibid., 126.

107. Ibid., 128; and Facts On File Yearbook 1993, 606.

108. Briquemont, Do Something, 129; Briquemont interview, and Laura
Silber and Gillian Tett, “Fighting Threatens Talks on Bosnia,” Financial
Talks (London), 11 August 1993.

109. Briquemont interview.

110. Ibid.; and Briquemont, Do Something, 125.

111. Laura Silber, Gillian Tett, and George Graham, “Sarajevo Accord
Puts UN In Charge,” Financial Times (London), 19 August 1993; and
Briquemont interview.

112. Briquemont interview.

113. Briquemont, Do Something, 131.

114, Ibid., 126.

115. Cot, “Dayton,” 124.

116. Briquemont, Do Something, 103; and Facts On File Yearbook 1993,
570.

117. Leurdijk, 39.

118. “World News in Brief,” Financial Times (London), 12 August 1993;
Laura Silber, “Bosnia Factions Agree UN Control of Sarajevo,” Financial
Times (London), 17 August 1993; and Briquemont, Do Something, 108.

119. Briquemont did not credit the threat of NATO air strikes for the Serb
withdrawal. However, his detailed recounting of events between 4-15 August
1993 provide evidence that Serb concessions in negotiations followed each
successive threat of air strikes by NATO.

120. Briquemont, Do Something, 103.

121. Ibid., and 113-18.

122. Laura Silber and Gillian Tett, “Karadzic Warns of War if NATO Air
Strikes Go Ahead,” Financial Times (London), 11 August 1993; and idem,
“Serbs Agree to Pull Back Their Forces,” Financial Times (London), 14
August 1993.

123. Briquemont, Do Something, 109-11, 126-28.

124. Ibid., 104.

125. Ibid., 103 and 122; and Briquemont interview.

126. Briquemont, Do Something, 112 and 119.

127. Ibid., 119; and Briquemont interview.

128. Briquemont, Do Something, 110, 120, and 138.

129. Richard K. Betts, Soldiers, Statesmen, and Cold War Crises
(Cambridge, Mass.: Harvard University Press, 1977; reprint with new pref-
ace and epilogue, New York: Columbia University Press, 1991), 203.

130. Ibid., 110 and 127-28. Note: This is nearly a direct translation of
what Briquemont himself has written, Do Something, 127.

131. Ibid., 112.

132. Ibid.

133. Ibid.

110



Parker, George, and Bruce Clark. “Hurd Warns over Bosnia
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. “Plans Director’s Thoughts.” Contemporaneous notes.
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. “Deny Flight: A Joint and Combined Operation.” 2 May
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Peck, Brig Gen William A., Jr., USAF, chief of plans for Deny
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368


———. Security Council Provisional Verbatim Record, 31
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———. letter from the secretary-general to the president of
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———. Letter from the secretary-general to the president of

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———. Letter from the secretary-general to the president of
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April 1994).

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——.. Security Council Resolution 1004 (1995) (S/RES/1004,
12 July 1995).

389



INTRODUCTION

Photo by Tim Ripley

Lt Gen Bernard Janvier, French army, commander of UN Peace Forces, 1995

strengths, however, tend to eclipse the role played by UN advi-
sors and commanders in influencing the use of airpower, and
the study does not analyze events before the Pale air strikes in
May 1995. Two summary articles appeared in Airpower
Journal,®* and a final report was published in 2000.54

15



Lakenheath, England. Tape recording. Author's personal
collection.

. Interviewed by Maj Mark Conversino, USAF, 16
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Sarajevo: Paris Broadens Aims.” Financial Times
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Leader Threatens to Quit Peace Talks.” Financial Times
(London), 30 August 1995.

- “Bosnian Threat to Quit Talks Unless NATO Punishes
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——. Air War Bosnia: UN and NATO Airpower. Osceola,
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International Defense Review 27, no. 1 (1994).

371



CONCLUSIONS

Zagreb that the contributing countries were unwilling to see
their soldiers put at risk. These external political pressures to
guard the lives of forces entrusted to UN commanders rein-
forced the internal pressures or responsibilities borne by com-
manders to balance mission accomplishment against force
protection. The need to contemplate trade-offs between mis-
sion and lives emerged for NATO commanders when the sur-
face-to-air threat increased dramatically during the second
half of 1994.

The sum of external and internal pressures for minimizing
costs to friendly forces repeatedly worked to convince UN and
NATO theater-level commanders to avoid the dangerous mid-
dle ground between peacekeeping and enforcement actions.
The measure of a “good” commander is probably best demon-
strated by how well that commander balances responsibility
for accomplishing a mission with the responsibility to avoid
unnecessary costs to the lives of people in the command. In
Bosnia, theater-level commanders sought to affect the shape
of their missions, their forces, and their rules of engagement
in a way that would avoid trade-offs between their missions
and their people’s lives. When trade-offs had to be made, com-
manders often shouldered the responsibility. They had to
decide how much risk to accept. They were usually the ones
held accountable, or they expected to be held to account.
When objectives for a military operation were unclear, or
patently beyond the capabilities of the available forces, then it
became impossible for commanders to strike a balance between
mission and men. Under such circumstances, theater-level
commanders leaned toward force protection. They tolerated,
however unhappily, restrictions that kept them from accom-
plishing their missions, provided those restrictions did not
also unnecessarily jeopardize the lives of their people. After
briefly flirting with efforts to combine consent-based peace-
keeping and enforcement actions in early 1994, theater-level
commanders eschewed the middle ground and accepted the
incompatibility of the two approaches.

As with tactical determinism, the responsibility for the lives
of people under one’s command can serve as a tool for shap-
ing policy. Commanders in Bosnia used force protection as a

323



RESPONSIBILITY OF COMMAND

who came to keep peace and not to fight a war against the Serbs? This
was a daily concern, of course.!®6

These concerns were undoubtedly heightened when the BSA
took the first UNPROFOR hostages as a result of the air
attacks on 10 and 11 April. It seemed that trying to employ
airpower, even in a relatively passive or defensive mode of CAS
for UN soldiers, exceeded the Bosnian Serbs’ tolerance and
consent for UNPROFOR’s presence. Rather than compensating
for the UN's shortage of ground forces as the light option envi-
sioned, NATO airpower jeopardized UNPROFOR's security and
its humanitarian mission with no compensating return in
terms of protecting the safe areas. Although UN commanders
had been aware of this potential problem, vivid affirmation of
their beliefs at Gorazde came just as General de Lapresle and
Mr. Akashi were making their inputs to a UN report on the sta-
tus of the safe areas.!®” Thus, not only was Gorazde a personal
turning point for General Rose, it was also a turning point in
the UNPROFOR mission.

In a9 May report to the Security Council, the UN secretary-
general pointed out the difficulties of using force to secure the
safe areas, the risks of retaliation against UNPROFOR, and the
vulnerability of peacekeepers to hostage taking. Furthermore,
he noted that member-states had failed to provide the 7,600
troops called for under the light option.'®* Given these diffi-
culties and the ambiguities from the accretion of resolutions
and reports concerning UNPROFOR, Boutros Boutros-Ghali
conveyed UNPROFOR's interpretation of its mission with
regard to the safe areas. The mission, as UNPROFOR inter-
preted it, was to deter attacks on the safe areas merely
through its own presence.'® If deterrence failed, UNPROFOR
“could be required to resort to close air support to protect its
own members or to request air strikes to compel an end to the
attack on the safe areas.”!©° Finally, Boutros-Ghali sought
Security Council confirmation or clarification on UNPROFOR's
interpretation of its mission'®! and closed his report with a
recommendation that “the Security Council approve the state-
ment of UNPROFOR’s mission in relation to the safe areas as
set out in the present report.”1%?

142



Lambert and Arthur C. Williamson. Bracknell, England:
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362



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

problem? What's the big deal? When you're a peacekeeper you ought
to take risks.”97

Moreover, General Rose claimed his intent was to give the
Serbs only 20 or 30 minutes’ warning—enough time for them
to evacuate their own forces and to help minimize collateral
damage but not enough time to organize their air defenses
against the attack.**

Warning the Serbs, however salutary for UNPROFOR, miti-
gated the effects of air strikes and put NATO aircrews at
increased risk of being shot down. The UN warnings gave the
Bosnian Serbs an opportunity to move or protect whatever
NATO was going to attack, and to prepare any available air
defenses already in the area of the intended target. Combined
with other factors detracting from airpower’s effectiveness—
such as poor weather, mountainous and wooded terrain, the
inherent difficulties of spotting individual weapons, and UN
reticence to authorize more robust air attacks—the warnings
helped to soften whatever signal air strikes were meant to
send. As the Bosnian Serb surface-to-air threat increased dur-
ing the summer of 1994, warnings of NATO attacks height-
ened the likelihood the BSA would shoot down another NATO
aircraft. So while warnings improved mission accomplishment
and force protection for UN peacekeeping, it had the opposite
effect on NATO’s enforcement action.

NATO's Second Air Strike, 22 September 1994

NATO's second air strike again highlighted the UN and
NATO disagreements over targeting and warning, but it also
demonstrated that nations with troops on the ground in
Bosnia were involved in the air strikes. Maintenance of
alliance cohesion was an implied objective for NATO com-
manders, and participation by as many nations as possible in
any air strike was one of NATO's stated goals.2° However, by
September 1994, only American aircraft had prosecuted NATO
air attacks, thus distorting the image of Deny Flight by mask-
ing its multinational character.4° Commanders in AFSOUTH
were anxious to include non-US allies in the next use of NATO
airpower, and they got their chance when General Rose’s
deputy, Maj Gen André Soubirou, called for an air strike on 22

165



Chapter

AFSOUTH and UNPF
Subject to Close Coordination ..........-
Conclusion :

9 DELIBERATE FORCE:
AUGUST-SEPTEMBER 1995.........-.0005
Defense of Sarajevo ......

The Trigger .....
The Targets ...

The Execution ..... 0 cece cece en eee : : : :
Collateral Damage and Other Priorities .....

The Bombing Pause ..........eseeeeeeee

Leveling the Playing Field and Coercing
the Serbs 2... ee ee eee eee
New Objectives

Battle Damage Assessment

and Target Selection ............eeeeee
SEAD, Option 2%, and Coercion ...........

Aftermath: More of the Same ...........55
Conclusion .... 0.6... cece eee eee
Notes

10 CONCLUSIONS: MILITARY INFLUENCE
ON AIRPOWER IN BOSNIA...........000005
How UN Commanders Influenced
AGPPOWET . 0. ee eee
Why UN Commanders Influenced
AIPOWEF 2. eee eee
How NATO Commanders Influenced +
AIPOWEr ow eee ee
Why NATO Commanders Influenced
AiFPOWEF . 0. eee eee
Objectives, Authority, and Responsibility .
Notes

SELECT BIBLIOGRAPHY. .......... 00-00 0e

ix

261
263
264

273
274
275
276
279
281
285

288
289

291
293
298

301
302

313

314

316



Gorazde, 8, 65, 90, 116, 125, 129,
133-35, 137-42, 144-45, 147,
157-59, 183, 192, 210, 215, 236,
239, 252-55, 257, 263, 266-68, 270,
274-75, 280, 314, 318-20, 322. See
also safe area

Gow, James, 6, 22, 70-71, 106, 149,
213, 233

Gulf War, 39, 48, 54, 57, 59, 62, 66, 81,
90, 118-19, 149, 195, 207, 235, 283,
306

Haass, Richard, 30, 51-52, 54

Hadzici, 278, 304

Hagman, Hans-Christian, 12-13, 23,
106, 109, 154-55, 191, 194-95, 198,
200, 236, 242

Harding, Air Chief Marshal Sir Peter, 126

Harrier, 138, 145-46, 158, 318. See also
Sea Harrier

Hayes, Brigadier Vere, 89, 98

heavy weapons exclusion zones, 185, 210,
223, 257. See also exclusion zones

heavy weapons, 71, 116, 123-26,
139-40, 144-45, 151, 161-63, 183,
185, 192, 210-11, 214, 216, 223,
248, 250, 257, 261, 286-89, 297,
300, 311, 320

helicopters, 63-64, 70, 133, 162

Holbrooke, Richard, 1, 6, 22, 50, 198,
241, 259-60, 270, 273-74, 278,
285-87, 289, 295-97, 305

Honig, Jan Willem, 10, 23, 69, 71, 78,
106, 113, 151, 213, 215-17, 233-38,
243, 247, 250-51, 264-66, 304

Hornburg, Lt Gen Hal, 111, 198, 200,
204, 225-26, 233-34, 241-42, 305

hostages, 64, 97, 112, 137-38, 142, 146,
169-70, 176-77, 184-85, 213-16,
219-23, 232, 239-40, 250, 266

hostile intent, 174, 184, 186, 189

Hunt, Peter, 23

Huntington, Samuel, 29-30, 34, 36,
51-52

Hurd, Douglas, 123, 213

ICFY. See International Conference on
the Former Yugoslavia

Tlidza, 163

intercepts, 63

International Conference on the Former
Yugoslavia (ICFY), 3, 22, 71, 149

Jaguar, 195

Jamerson, Gen James, USAF, 269

Janowitz, Morris, 29, 34, 51

Janvier, Lt Gen Bernard, 10, 15, 18, 23,
107, 208-9, 213-17, 220-21,
228-32, 235, 237-40, 243, 245, 248,
250-51, 253, 257, 261-64, 269-70,
273, 275-79, 283, 285-88, 291-92,
295, 301, 303, 305, 307-9, 311,
315, 319, 324

JFACC., See Joint Forces Air Component
Commander

Johnson, President Lyndon, 41, 43, 51,
54, 56

Joint Forces Air Component Commander
(JFACC), 48, 63

joint targeting board, 109, 161, 262

Juppe, Alain, 113

Karadzic, Radovan, 90, 110, 132,
137-38, 185, 201, 258-59, 267, 297

Karremans, Lt Col Ton, 246

Kiseljak, 268-69

Kissinger, Henry, 43, 55

Kohn, Richard, 21

Krajina, 258, 269

Krajisnik, Momcilo, 163

Kramlinger, George, 13, 23

Lake, Anthony, 259-60

Lambert, Andrew, 24, 53, 112, 198, 200

Lanata, Gen Vincent, 58, 68, 234

Lanxade, Jacques, 59, 100, 252

Lapresle, Lt Gen Bertrand, 4,120,
132-35, 140-43, 154-57, 163, 166,
169-73, 176-80, 183, 189-91,
193-201, 208, 220, 240, 243, 266,
315-16, 319

Lassalle, 248-49

Lavelle, Gen John, 45-46, 56,175

law of war, 55, 306. See also laws of
armed conflict

laws of armed conflict, 168, 283

Leurdijk, Dick A., 5-6, 22, 71, 84,
90-91, 106, 108, 110, 112, 150, 152,
156, 236-38, 267-68, 270

lift and strike, 64-65, 67, 75, 79, 105,
205

light option, 78, 96-97, 99, 133-34, 142,
208, 317

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Interviewed by author, January-February 1998. Printouts
of E-mails between London and Seoul, South Korea.
Author's personal collection.

Hayes, Bradd C. Naval Rules of Engagement: Management
Tools for Crisis. Santa Monica, Calif.: RAND Corporation,
1989. N-2963-CC.

Hays, Col Guy, French air force, French air attaché in London.
Interviewed by author, 22 April 1998, London. Author's
notes. Author's personal collection.

Hays, Peter L.; Brenda J. Vallence; and Alan R. Van Tassel,
eds. American Defense Policy. 7th ed. Baltimore, Md.:
Johns Hopkins University Press, 1997.

Healy, Melissa. “US General Asks West to Do More in Balkans.”
Los Angeles Times (Wash. ed.), 12 January 1993.

Henry, John B., II. “February 1968.” Foreign Policy, no. 4 (fall
1971).

Herbst, Col Chet, USAF, staff officer, USNATO. Interviewed by
author, 28 April 1997, Brussels. Author’s notes and tape
recording. Author's personal collection.

Higgins, Rosalyn. “The New United Nations and Former
Yugoslavia.” International Affairs 69, no. 3 (1993).

Hill, Amb. Christopher. Interviewed by Lt Col Robert Owen and
Maj Mark McLaughlin, 27 February 1996. Transcript of
taped interview. File H-1, BACS Collection.

352



RESPONSIBILITY OF COMMAND

of London, 1997), 140-42; and Gen Sir Michael Rose, Fighting for Peace:
Bosnia 1994 (London: The Harvill Press, 1998), 160-80.

2. Col Daniel R. Zoerb, USAF, director, Deny Flight Air Operations
Center, Naples, Italy, January 1994-May 1996, interviewed by author, 30
April 1997, Spangdahlem Air Base (AB), Germany, transcript of tape record-
ing, author's personal collection; and Gen Michael E. Ryan, USAF, com-
mander Allied Air Forces Southern Europe (COMAIRSOUTH) and com-
mander US Sixteenth Air Force, September 1994-April 1996, interviewed by
author, 6 June 1997, Ramstein, Germany, transcript of taped interview,
author's personal collection.

3. “Operation Deliberate Force Factual Review,” draft edition, 14
November 1995, prepared by the CAOC, Balkans Air Campaign Study
(BACS) Collection, Air Force Historical Research Agency (AFHRA), Maxwell
Air Force Base (AFB), Ala. The first target books shared by the UN and NATO
were built during the second half of 1993 after the Mount Igman crisis (see
chap. 4). These were constantly updated to reflect changes, such as the cre-
ation of the exclusion zones at Sarajevo and Gorazde. Gen Joseph W. Ashy,
USAF, interviewed by Lt Col Robert C. Owen, 29 April 1996, Washington,
unclassified version of “General Ashy's Oral History Interview” (66 pp.),
redacted by the AFHRA, October 1997, Office of History, Air Force Space
Command, Peterson AFB, Colo.; and Lt Col Lowell R. Boyd Jr., USAF,
AFSOUTH staff officer, February 1993-1996, interviewed by Lt Col Robert C.
Owen, 6 December 1995, Naples, Italy, transcript of taped interview, BACS
Collection.

4. Zoerb interview, 30 April 1997; and Ashy interview by Owen.

5. Ryan interview.

6. “Operation Deliberate Force, Factual Review,” 2-2; and Zoerb inter-
view. The targets were divided into six categories: heavy weapons in the
Exclusion Zone (EZ); heavy weapons outside the EZ; weapons collection
points; direct and essential support facilities; command and control facili-
ties; and air defenses.

7. Zoerb interview; and Ryan interview.

8. Col Daniel R. Zoerb, USAF, interviewed by author, 29 April 1997,
Spangdahlem AB, Germany, transcript of tape recording, author's personal
collection; and Ashy interview by Owen.

9. Zoerb interview, 30 April 1997.

10. Ibid.; Lowell Boyd interview; Ashy interview by Owen; and Ryan
interview.

11. Military Official W; and Brig Gen Charles F. Wald, USAF, CAOC chief
of plans, (June-November 1994), commander, 31st Fighter Wing, Aviano AB,
Italy, (May 1995-June 1997), interviewed by author, 7 May 1997, Aviano AB,
Italy, taped recording, author's personal collection.

12. Wald interview. General Rose hints at this option in his memoir,
Fighting, 144 and 160.

13. Wald interview.

14, Ibid.

192



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

preserving BSA consent for UNPROFOR. Thus, by hewing to
peacekeeping, he was limiting his need to make the difficult
trade-off between mission and men, which enforcing the safe
areas policy entailed.

NATO military influence—mainly by Gen George Joulwan
and General Ashy—affected the potential targets to be struck
around Sarajevo, and reflected a desire to enforce the safe
areas while limiting the risks to NATO aircrews. Greg Schulte,
the civilian head of NATO's Bosnia Task Force at NATO head-
quarters, later explained, “From a military perspective, finding
and attacking a specific smoking-gun was extremely difficult
and risky for the aircraft involved. Therefore, NATO agreed to
establish a 20 km ‘exclusion zone’ around Sarajevo.”© Using
NAC guidance from the previous summer's “Operational
Options” memorandum, General Ashy developed several
response options for attacking targets within the exclusion
zone.®! At least one of Ashy’s options included “direct and
essential military support facilities,” which was a category of
targets listed in “Operational Options.”®? General Ashy had
also identified the wide range of heavy weapons spelled out in
paragraph 6 of the ultimatum; however, it was Gen George
Joulwan, the new SACEUR, who intervened at the end of the
council meeting for formulating the ultimatum to suggest that
the term heavy weapons be specified. As a result, the NAC
added tanks, rocket launchers, missiles, and antiaircraft
weapons under the heavy weapons rubric, in addition to the
artillery and mortars specified by Boutros-Ghali in his request
for air strikes.®* These inputs from NATO officers were signifi-
cant because the terms of the exclusion zone around Sarajevo
guided NATO policy on air strikes until the end of Deny Flight,
and they served as a template for the exclusion zone created
at Gorazde in April. Thus, NATO and UN theater-level com-
manders influenced the ultimatum in ways that made it safer for
their forces and more favorable for the missions they preferred.

Airpower, Control, and Autonomy

The actions of General Rose as well as those of senior NATO
officers during the ultimatum period demonstrated how mili-
tary commanders sought to preserve autonomy and avoid out-

125



Lushbaugh, Col Robert, USAF, retired, chief of operations for
Provide Promise and Deny Flight, CAOC, Vicenza,
February—-June 1993. Interviewed by author, 9 July 1998,
Langley AFB, Va. Author's notes. Author's personal col-
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1994,

MacKenzie, Maj Gen Lewis, Canadian army. Peacekeeper: The
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360


RESPONSIBILITY OF COMMAND

orities. Although Deliberate Force seemed like combat,
General Ryan was acutely aware NATO was not at war.® In
total war, an air component commander's priorities are likely
to be (1) mission accomplishment; (2) force protection; and (3)
collateral damage—in that order. In operations other than war,
the priorities are more likely to be (1) force protection; (2) col-
lateral damage; and (3) mission accomplishment.® As Lt Col
Ronald M. Reed, a contributor to the Balkans Air Campaign
Study averred, this was definitely the case in Deliberate
Force.”° And, as the surface-to-air threat declined in Bosnia,
General Ryan's concern for collateral damage motivated him
to issue instructions that appeared to place collateral damage
on a near equal footing with force protection.”! Several BACS
contributors described a policy during the last two days of
Deliberate Force restricting tactics during bombing attacks so
as to further reduce chances for collateral damage. These
examples clearly highlight how a commander must apply
expertise to make judicious trade-offs between force protection
and mission accomplishment.7?

Col Robert Owen, head of the US Air Force’s Balkans Air
Campaign Study, has shown that commanders in AFSOUTH
were more sensitive to collateral damage than the American
diplomats involved in Deliberate Force.”? However, General
Ryan and Admiral Smith believed European and UN political
sensibilities mattered as much as American tolerance for
unintended damage.” At a briefing to the US Air Force’s Air
War College a few weeks after the campaign, Admiral Smith
highlighted this point when he explained that had General
Ryan been less diligent in planning air strikes, or NATO air-
crews less careful when executing them, then

I believe that we would have lost the political and the public support

to continue these operations. They would have ceased. And I do not

think we would have people in Dayton today talking about peace.

That's a firm conviction of mine, and believe me, I'm probably as good

as anybody in terms of experience and knowledge to make that judg-
ment, because I was there watching it day by day.”5

One high-ranking NATO official later put it in more personal
terms, describing General Ryan's painstaking efforts to avoid
collateral damage as “very wise because, if something had

282



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——. Supreme Allied Commander Europe, 22 October
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Intensify.” Times (London), 28 April 1993.

356



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

on the ground, and he had to be helped to anticipate decisions
about the use of force.!2° Second, Akashi had to be confident
that the UNPROFOR commanders were recommending the
right course of action for the situation at hand.!2! This second
condition required General de Lapresle to begin a process of
earning Akashi’s trust and educating him on airpower and
procedures for controlling it—explaining to him how to stop air
attacks if necessary and informing him of the likely conse-
quences of using airpower.!?? Significantly, General de
Lapresle was skeptical of the safe areas concept and even
more doubtful about the logic behind the light option.

I had the normal experience of a NATO officer, having served in the
armored forces, and used close air support. And I knew how important
it was in order to obtain some military effect on the ground—tactical
effect, not strategic—to have this combination of infantry, tanks, heli-
copters, and aircraft. I knew very well that you can not have light
infantry—which we had in the UN—and air support, without anything
in this huge gap between light infantry and F-18s or F-16s. And I was
horrified when, I was not yet in charge, this concept of safe areas was
imposed to the UN, because in my mind it was completely clear that
we would not, or the UN would not, be able to implement the mission
as far as safe areas were concerned, if this gap was not filled. General
Wahlgren . . . asked for 35,000 more men. . . . The “light option” was
7,500 men, and the gap between 7,500 and 35,000 being filled with the
fact that aircraft would be overhead. . . . I was not very hopeful that
airpower would really make the difference. !23

Like the other UN army generals who had come to the former
Yugoslavia, General de Lapresle started his tour with firm
ideas about the utility of airpower in Bosnia. Unlike his pred-
ecessor, de Lapresle would work closely with the UN secretary-
general's special representative and would thus have a greater
impact on clarifying UNPROFOR's mission in Bosnia—lending
military legitimacy to the UN secretariat’s preferred interpre-
tation of UNPROFOR's mission instead of combating the sec-
retariat as Cot had done.

Turning Point: Gorazde, April 1994

The attempt by UN and NATO commanders to use airpower
at Gorazde in April 1994 highlighted the bankruptcy of the
light option and served as a turning point for the commanders

133



RESPONSIBILITY OF COMMAND

SAM systems. General Ryan would then have had grounds to
press the UN for SEAD strikes. There is, however, no evidence
for or against that hypothesis. If O'Grady had been captured
or killed, or if another airplane had been shot down, it is quite
possible that Admiral Smith would have asked for a new air
component commander. Though the shooting down of Captain
O'Grady had a significant impact on the future use of airpower
in Bosnia, it is difficult to credit that to General Ryan, since
there is no evidence he intentionally exposed O'Grady to the
threat. Indeed, it was Ryan's effort to make Deny Flight safe
for his pilots and to make it succeed rather than letting the
mission fail, that inadvertently led to the downing. General
Ryan's main influence during this period, then, was to direct
the air campaign planning that became an important element
in the US government's policy for Bosnia.

Gen Rupert Smith did the most to clear the way for the
effective use of force in Bosnia, including airpower. The
UNPROFOR commander took a big risk in order to end the
facade that the UN and NATO were okay just muddling
through in Bosnia. The UN hostage crisis after the Pale air
strikes proved what others had argued about the nonviable
nature of UNPROFOR's bifurcated mandate for enforcement
and peacekeeping. Though he raised the short-term risks to
his forces by precipitating the hostage crisis, he undoubtedly
lowered the longer-term risks of perpetuating UNPROFOR's
untenable peacekeeping mission in a land where there was no
peace. The UNPROFOR commander was also taking risks with
his own career, for if the Bosnian Serbs had killed some
hostages, General Smith very well might have been replaced.
Janvier and Akashi would have been vindicated in arguing
against the use of force and would have been in a stronger
position to push for the UN’s preferred option of peacekeeping
without enforcement. General Smith did not succeed entirely
in removing the Bosnian Serbs’ primary countercoercive
weapon: hostages. However, he prepared the ground so that he
could succeed later. The Bosnian Serbs would get to play the
hostage card one more time, at Srebrenica in early July. After
that, the importance of General Ryan's air campaign planning
would come into play. With the exception of General Janvier,

232



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395



DELIBERATE FORCE

14. Lt Gen Bernard Janvier, French army, commander of United Nations
Protection Force, Zagreb, Croatia, March 1995-December 1995, interviewed
by author, 12 January 1998, Paris, author's notes, author's personal collec-
tion; and Maj Michael O. Beale, Bombs over Bosnia: The Role of Airpower in
Bosnia-Herzegovina (Maxwell AFB, Ala.: Air University Press), 36. A report
citing a US admiral said that by the end of August the UN had reduced the
number of peacekeepers in Bosnia from a peak of “22,000 to fewer than
3,600.” Steve Komarow, “U.N. Pullback Gives NATO Jets Breathing Room,”
USA Today, 13 September 1995, 1. There were some Russian soldiers in a
Bosnian Serb-held area near Sarajevo but, because of the traditional close
relationship between the Serbs and Russians, they were not expected to be
in any danger of being taken hostage. Facts On File Yearbook 1995, 630.

15. Col Robert C. Owen, USAF, “The Balkans Air Campaign Study: Part
2,” Airpower Journal 11, no. 3 {autumn 1997): 7, (hereafter cited as Owen,
“Balkans: Part 2”).

16. Owen, Deliberate Force, 110.

17. Ibid., 131-32; Col Steve Teske, USAF, interviewed by Lt Col
Christopher Campbell, et al., 14 February 1996, Ramstein AB, Germany,
transcripts of taped interview, Balkans Air Campaign Study (BACS)
Collection, Air Force Historical Research Agency, Maxwell AFB, Ala.; and Col
Daniel R. Zoerb, interviewed by author, 29 April 1997, Spangdahlem AB,
Germany, transcript of tape recording, author's personal collection.

18. United States Department of Defense (DOD), “DOD News Briefing,”
Pentagon, 29 August 1995 (1:30 p.m), transcript of press conference,
http: / /www.dtic.mil:80//defenselink/news.

19. Owen, Deliberate Force, 135; and Teske, 14 February 1996.

20. Military Official Q.

21. Adm Leighton W. Smith, USN, interviewed by author, 10 February
1998, Arlington, Virginia, transcript of tape recording, author's personal col-
lection; Short interview; and Atkinson.

22, Janvier interview; and Smith interview.

23. Smith interview. Admiral Smith admitted he was exaggerating the
urgency slightly because the first round of strikes were going after air
defense targets and did not require Janvier’s approval. However, the second
batch of strikes, which Janvier did need to approve, was scheduled within
two hours of the first.

24. Ibid.

25. Ibid.

26. Ibid.

27. Tbid.; Janvier interview; Military Official Q; and Owen, Deliberate
Force, 410.

28. Smith interview; and Zoerb interview, 29 April 1997.

29. During and after Deliberate Force, some observers interpreted the
repeated bombing of certain targets as wasted attacks against holes in the
ground. See Allied Forces Southern Europe (AFSOUTH), “NATO Operation
Deliberate Force,” transcript of press briefing, Naples, 9 September 1995

303



ings of the committee relating to the report. Session
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385



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

around [any] . . . of the safe areas.”!63 President Clinton
strongly endorsed the UN request, and on 20 April the NAC
met to consider it.6* However, council members adjourned
without taking a decision, Teportedly because they wanted
military commanders to assess the targeting options and the
probable effectiveness of air strikes.!®° Two days later, after
the Bosnian Serbs repeatedly made and broke pledges for
cease-fires around Gorazde, the council met again in emer-
gency session.'® Subsequently, NATO issued two statements
on decisions taken by the NAC that day. The first dealt with
the immediate relief of the situation at Gorazde, and the sec-
ond established conditions under which NATO air strikes
might take place for all of the safe areas in Bosnia.
Significantly, the list of potential targets once again included
direct and essential support facilities, and it also reflected the
broader definition of heavy weapons stemming from General
Joulwan’s input during the establishment of the exclusion
zone for Sarajevo.

Of immediate consequence, the decisions established a pair
of ultimatums for the Bosnian Serbs with respect to Gorazde:
one ultimatum demanded that the Bosnian Serbs—and only
the Bosnian Serbs—demilitarize the area within three kilome-
ters of the center of the town and that they grant the UN unim-
peded access to the enclave by 0001 GMT on 24 April 1994;167
the other ultimatum established a 20-kilometer heavy-
weapons exclusion zone around Gorazde, with a deadline of
0001 GMT on 27 April 1994.16 Of greater long-term signifi-
cance, the NAC removed itself almost completely from the
decision-making process needed to authorize air strikes
around the safe areas. Council decisions would no longer be
necessary for air strikes within 20 kilometers of the safe areas
so long as the strikes were against Bosnian Serb heavy
weapons and “their direct and essential military support facil-
ities, including but not limited to fuel installations and muni-
tions sites.”!®° It was left for “NATO Military Authorities to ini-
tiate air attacks . . . in coordination with UNPROFOR” and in
accordance with the NAC “decisions of 2d and 9th August
1993.”!7° NATO's military authorities would only require fur-
ther decisions from the NAC if they wanted to conduct air

139



RESPONSIBILITY OF COMMAND

policy. General Rose demonstrated the enduring truth in
Betts’s finding: “Advocates of an existing plan have an advan-
tage over opponents who do not have one of their own.”! By
introducing his own campaign plan, Rose moved the UN mis-
sion away from enforcement. UN Security Council ambassa-
dors such as Madeleine Albright, who favored a more forceful
approach in Bosnia, had no military advocate in the UN to
counter General Rose’s plan. Likewise, General de Lapresle’s
endorsement of the interpretation of UNPROFOR’s mission put
forward by Mr. Akashi effectively altered UN policy, and divi-
sions within the Security Council prevented it from overruling
UNPROFOR’s interpretation. Even after the UN agreed to go
along with NATO demands for multiple targets, General de
Lapresle remained master of the decision-making process for
air strikes.

Why UN Commanders Influenced Airpower

Answering the question of why commanders chose to influ-
ence the use of airpower in the ways they did is more complex
than seeing how they exercised their influence. As shown
throughout this study, the factors impelling theater-level com-
manders to try to win control over airpower were often mutu-
ally reinforcing rather than in tension with one another. The
UN Secretariat's organizational bias for peacekeeping meshed
well with the British government's reluctance to see NATO
conduct air strikes. British army doctrine for peacekeeping
added to the list of reasons that might explain why, for
instance, General Rose resisted applying all but minimal
doses of airpower in Bosnia. French political pressures were
also consistent with British and UN desires to avoid the sort of
robust air attacks that American commanders in NATO
believed were needed to coerce the Serbs. Although army com-
manders were skeptical about using airpower while air force
generals advocated its use, the unusual alignment of com-
manders (i.e., European US soldiers commanding UN forces
and US airmen commanding in NATO) makes it difficult to test
the theoretical proposition that army and air force officers
took their respective positions because of their service affilia-
tions. The challenge, then, is to determine when, how, and to

316



Group Capt Andrew Lambert and Arthur C. Williamson.
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——. Director, Bosnia Task Force, NATO International Staff.
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Sciolino, Elaine. “U.S. and France Resolve Dispute on NATO
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376



MILITARY INFLUENCE ON THE USE OF AIRPOWER

to abandon their support for the insurgent Vietcong guerrillas
fighting in South Vietnam.”* A vignette from the outset of the
bombing operations illustrated the disparate civilian and mil-
itary views:
In early 1965, Chief of Naval Operations David McDonald had returned
from a White House meeting where, over the objections of the Joint
Chiefs who favored heavy and decisive bombing, the civilian policy
makers were planning the program of limited and graduated bombing.
He reportedly told his aide that graduated response was militarily
senseless and that when the war was over, the civilians responsible

would no longer be in office and the only group left answerable for the
war would be the military.?”

Air Force plans called for hitting the entire list of 94 strategic
targets in North Vietnam within a month.?® Regardless of one’s
views on the wisdom of either bombing strategy, the point to
be noted here is that even when the questions of whether and
how to use force were considered together, the answers did not
always reflect the preferred military options. This left military
commanders to implement a strategy that they believed could
not succeed.?9

As Petraeus studied the period after Vietnam, he found that
military influence over how force was used surpassed the
influence that uniformed leaders exercised on decisions over
whether force was to be used. Petraeus concluded that

the military have exercised the most influence, however, once the deci-
sion to use force has been made—when the focus has become how to
use force, and when decision makers have turned to consideration of
the options available to accomplish the objectives established by the
president. Options are the military's area of expertise, and expertise,
particularly when concentrated in one institution, yields influence.*°

Thus, with responsibility for formulating plans, the military

gains influence. In describing the military's unique expertise
in this area Petraeus averred that

the development of military options is a complex undertaking that
requires knowledge, experience, and creativity. Detailed and timely
information about one’s own forces is essential, as is current intelli-
gence on the target of the military action. An understanding of the
systems established for planning, coordination, and command and
control of military operations is necessary as well. Military operations

31



RESPONSIBILITY OF COMMAND

April 1997, Spangdahlem AB, Germany, transcript of tape recording, author’s
personal collection.

8. Ibid.; and Ryan interview.

9. Ryan interview; and Zoerb interview, 29 April 1997.

10. Ryan interview.

11. Ibid.; Zoerb interview, 29 April 1997; and Military Official Y.

12, Ryan interview.

13. Ibid.; Gen Michael E. Ryan, USAF, “NATO Air Operations in Bosnia-
Herzegovina: ‘Deliberate Force,'” 29 August-14 September 1995. Transcript
of briefing to Air Power Conference, London, 13 September 1996; and
Renuart interview.

14. Ibid.; and Zoerb interview, 29 April 1997.

15. Ryan, transcript of Air Power Conference; Ryan interview; and
Hornburg interview by Reagan and Thompson.

16. Ryan interview.

17. Ibid.

18. Military Official Y; and Renuart interview.

19. Ryan, transcript of Air Power Conference; Ryan interview; and Zoerb
interview, 29 April 1997.

20. Ryan, transcript of Air Power Conference; Wald interview; Renuart
interview; Col Robert C. Owen, Deliberate Force: A Case Study in Effective Air
Campaigning (Maxwell AFB, Ala.: Air University Press, January 2000), 55,
98, and 101-2.

21. Renuart interview; Hornburg interview by Reagan and Thompson;
Owen, Deliberate Force, 101.

22. Renuart interview; Wald interview; and Owen, Deliberate Force, 101.

23. Gen Joseph W. Ashy, USAF, interviewed by Lt Col Robert Owen, 29
April 1996, Washington. Unclassified version of General Ashy's Oral History
Interview, (66 pp.) redacted by the AFHRA, October 1997. Office of History,
Air Force Space Command, Peterson AFB, Colo.

24. Lowell Boyd interview.

25. Gen George A. Joulwan, USA, supreme allied commander Europe, 22
October 1993-11 July 1997, interviewed by author, 11 February 1998; Lowell
Boyd interview; and Senate, Current Operations Abroad-Bosnia, 12 January
1995, 11-13.

26. Joulwan interview, 11 February 1998; and MOD Official D.

27. Joulwan interview, 11 February 1998; Gen Vincent Lanata, chief of
staff of the French air force, 1991-1994, interviewed by author, 8 September
1998, Paris, tape recording, author's personal collection; and MOD Official
D; and Senate, Current Operations Abroad-Bosnia, 12 January 1995, 13.

28. Joulwan interview, 11 February 1998.

29. Lowell Boyd interview.

30. Honig and Both, 158-59 n. 4.

31. Zoerb interview, 29 April 1997; and Renuart interview.

32. This statement refers to the reinforcement of UNPROFOR with the
Rapid Reaction Force after the Pale air strike and the expansion and imple-

234



RESPONSIBILITY OF COMMAND

33. Rose interview by author; and Admiral Smith interview.

34. Rose, Fighting, 177; Rose interview by author; Admiral Smith inter-
view; Wald interview; and Military Official W.

35. Rose interview by author; and Rose, “Bosnia-Herzegovina
1994-NATO Support for UN Wider Peacekeeping Operations,” NATO's
Sixteen Nations 39, no. 3/4 (1994): 9. Elsewhere, General Rose referred to
warning as one of the “rules for the use of force in peacekeeping” rather than
a principle of peacekeeping, per se. See Rose, “A Year In Bosnia,” 24.

36. Rose interview by author; Admiral Smith interview; and Military
Official W.

37. Rose interview by author.

38. Ibid.

39. MCM-KAD-084-93, “Operational Options for Air Strikes,”
Memorandum for the Secretary-General, North Atlantic Treaty Organization,
NAC Decision Statement, 8 August 1993. File Blc-2, BACS Collection.

40. For instance, at a press conference after the air strike on 6 August
1994, a reporter asked Admiral Smith, “Why does it seem that it's always
American planes that do the bombing?” Admiral Smith, transcript of a news
conference, 6 August 1994.

41. Wald interview; Lt Gen James E. Chambers, USAF, director of
NATO's Combined Air Operations Center (CAOC), Vicenza, Italy, interviewed
by author, 10 February 1998, Fairfax, Va., author's notes, author's personal
collection; and Ashy interview by author.

42. Wald interview; and Chambers interview.

43. Facts On File 1994, 710-11; and Rose, Fighting, 176.

44. Rose, Fighting, 176.

45. General Rose has written that his commander, General de Lapresle,
took a special interest in the event because he had a son commanding one
of the units involved. Rose, Fighting, 176. Hagman claims that General
Soubirou had a son-in-law in one of the participating French units.
Hagman, 140.

46. De Lapresle interview; and Rose, Fighting, 176-77.

47. Rose, Fighting, 177.

48. Ibid.

49. Wald interview.

50. Ibid.; and North Atlantic Treaty Organization, “NATO Aircraft Attack
Bosnian-Serb Tank,” Press Release (94) 90, 22 September 1994.

51. NATO, Press Release (94) 90; Wald interview; and Chambers inter-
view.

52. Wald interview.

53. Ibid.; and Chambers interview.

54. Wald interview.

55. Ibid.

56. NATO, Press Release (94) 90.

194



PAVING THE WAY TO ENFORCEMENT

months prior to his request for air strikes in May 1995,
General Smith had been contemplating future scenarios for
UNPROFOR, and airpower seemed to be a recurring theme in
those scenarios.”? Therefore, it seems reasonable to conclude
that General Smith’s efforts to reinforce UNPROFOR and to
use force proactively in Bosnia were made with the intention
of including NATO airpower.

Pale Air Strikes and UNPROFOR Hostages:
25-26 May 1995

Gen Rupert Smith helped to keep UNPROFOR from getting
further entangled in the war in Bosnia, and in the process he
made the use of airpower a safer, hence more viable, option for
the UN.” But to do so, he first took what at the time appeared
to be an inordinate risk with the lives of his troops.’4 Research
by Honig and Both has shown that by early March 1995
General Smith was pretty sure of Bosnian Serb intentions to
go on a final offensive that year.”> Furthermore, given the
mutually exclusive options of making UNPROFOR a purely
peacekeeping force or turning it into a force capable of taking
enforcement action, Smith preferred enforcement.” James
Gow suggests the same thing and argues further that it was
British support for General Smith and the reinforcement of
UNPROFOR that primarily shaped the Western response to the
situation in Bosnia in 1995.’? Smith asked for air strikes on
Monday, 8 May, to curb Bosnian Serb shelling near Sarajevo
but was turned down by Boutros-Ghali who was acting on
advice from Akashi and Janvier.”® As Honig and Both have
revealed, in a move uncharacteristic for the British govern-
ment, Foreign Secretary Douglas Hurd wrote a letter to
Boutros-Ghali complaining about the decision to deny the air
strikes.79

At a meeting in Paris a few days after the refused air strike,
Generals Smith and Janvier told Boutros-Ghali that UN forces
in Bosnia needed to be able to use force more decisively or
stick exclusively to peacekeeping.®° For either option, the UN
generals wanted to redeploy their most vulnerable soldiers out
of the eastern safe areas and away from weapons control
points to more secure positions in central Bosnia.8! The UN

213



Chapter

NATO and UN Split over Airpower:
December 1994... 6... cece cece eee eee
Conclusion

7 PAVING THE WAY TO ENFORCEMENT:
JANUARY-JUNE 1995 ...... eee eee eee
Air Campaign Plans and UNPROFOR Changes:
Winter 1994-1995 .

New UN Commanders and
Redefining UNPROFOR ...........00.05
The Beginning of the End................
Rupert Smith on the
Use of Airpower in Bosnia..............
Pale Air Strikes and UNPROFOR Hostages:
25-26 May 1995 ........ cece eee eee ee
F-16 Downing and Hostage Deals. . . . oe
Kicking the Problem Back Upstairs ...
US Response to the F-16 Downing ...
NATO Response to the F-16 Downing. . .
Conclusion ......... 00.00. c eee eee ee
NOLES 0. eee eee eee

8 SREBRENICA AND THE DECISIONS
TO USE AIRPOWER: JULY-AUGUST 1995 ....
Srebrenica: 6-11 July 1995...........
The Fall of Srebrenica: July 1995 oe
Expectations and Blame ...........0.005
The London Conference and
the Decisions to Use Airpower ............
Decision to Use Airpower to

Decision to Use Airpower in Defense of
Other “Safe Areas” ............ ee eee
Changing Landscape and US
Political Leadership .........-00000000.

viti

Page

184
190
191

203
204
204
204

207
210



PAVING THE WAY TO ENFORCEMENT

Deptula to come to Vicenza to teach the CAOC staff what
Deptula had learned through experience as one of the princi-
pal “Black Hole” planners for the air campaign in Desert
Storm.'* Though the date on which General Ryan briefed the
plan for Deliberate Force to US political authorities is unclear,
evidence suggests the briefing took place sometime in June or
early July.!°> Broader allied participation in the planning and
integration of the air plans with the RRF’s ground scheme of
action did not begin until late July when NATO was more
united in its approach to Bosnia.!%° If General Ryan had
delayed planning until the North Atlantic Council (NAC)
specifically directed it, he would not have had a viable air cam-
paign plan to offer US political authorities when they suddenly
felt compelled to come up with a new policy on Bosnia.

NATO Response to the F-16 Downing

While General Ryan worked on the plans, Admiral Smith
forced political authorities in NATO to confront the implica-
tions of the SAM threat; however, doing so strained his rela-
tions with some of his superiors. After the downing of
O’Grady’s F-16, NATO’s Deny Flight mission took a clear back
seat to the safety of forces in the region. All practice air sup-
port to UNPROFOR stopped, and combat air patrols to enforce
the no-fly zone were shifted south from Bosnian airspace to
the skies above the Adriatic.!°° The UN abandoned the weapons
control regime, and, without UN cooperation, NATO ceased to
be able to enforce the exclusion zones around the safe
areas.'® Only essential missions were flown over Bosnia, and
these required heavy SEAD escorts.? Despite RAF protests,
Admiral Smith refused to permit British F-3 Tornado aircraft
to fly over Bosnia because he deemed their electronic counter-
measures equipment inadequate.”°! The Dutch ministry of
defense recalled to Holland six of its 18 F-16s supporting Deny
Flight? Meanwhile, in a historic move, Germany's parlia-
ment voted to deploy 16 jets to the southern region, including
eight Tornado aircraft specially equipped for dealing with sur-
face-to-air threats.?°° Thus, with help from Admiral Smith, the
downing of O’Grady’s jet focused the attention of NATO's

227



RESPONSIBILITY OF COMMAND

Coalition Warfare Considerations for the Air Component Commander (Maxwell
AFB, Ala.: Air University Press, 1998), 48-65. Also see Matthew C. Waxman,
“Coalitions and Limits on Coercive Diplomacy,” Strategic Review 25, no. 1
(winter 1997): 38-47,

48. Air Vice-Marshal Tony Mason, RAF, Air Power: A Centennial
Appraisal (London and Washington: Brassey's, 1994), 168-97.

49. Air Vice-Marshal Tony Mason, RAF, “Operations in Search of a Title:
Air Power in Operations Other than War,” in Air Power Confronts an Unstable
World, ed. Dick Hallion (London: Brassey's, 1997), 157-77.

50. Tim Ripley, Air War Bosnia: UN and NATO Airpower (Osceola, Wisc.:
Motorbooks International, 1996).

51. The articles by Ripley include: “Operation Deny Flight,” World
Airpower Journal 16 (spring 1994): 20-29; “Blue Sword over Bosnia,” World
Airpower Journal 19 {winter 1994): 18-25; “NATO Strikes Back,” World
Airpower Journal 22 (autumn/winter 1995): 18-27; “Operation Deliberate
Force,” World Airpower Journal 24 (spring 1996): 20-29; “Airpower
Vindicated,” Flight International, 1-7 January 1995, 31-35; “Reasons for
Being,” Flight International, 24-30 January 1996, 25-28; “A ‘Deliberate Force’
on the Mountain,” International Defense Review 28 (October 1995): 27-30;
“NATO's Air Command—Backing Up the Blue Helmets,” International Defense
Review 28 (November 1995): 61-62; and “Bosnia Mission Stretches Airborne
Eyes and Ears,” International Defense Review 27, no. 1 (1994): 54-56.

52. In 1999, Ripley published a book on intervention in Bosnia. The book
presents a lot of new information on the ground campaigns in Bosnia and
Croatia during 1995. Tim Ripley with foreword by Nik Gowing, Operation
Deliberate Force: The UN and NATO Campain in Bosnia 1995 (Lancaster,
England: Centre for Defence and International Security Studies, 1999).

53. Robert Owen, “The Balkans Air Campaign Study: Part 1,” Air Power
Journal 11, no. 2 (summer 1997): 4-24; and idem, “The Balkans Air Campaign
Study: Part 2,” Air Power Journal 11, no. 3 (autumn 1997): 6-26 (hereafter
cited as Owen, “Balkans: Part 1,” and Owen, “Balkans: Part 2).”

54. Col Robert C. Owen, USAF, Deliberate Force: A Case Study in Effective
Air Campaigning (Maxwell AFB, Ala.: Air University Press, 2000).

55. Robert K. Yin, Case Study Research: Design and Methods (London:
Sage Publications, 1984), 18-20.

56. Ibid., 44.

57. For instance, see Mason, Operations in Search of a Title, 157-78; and
Group Capt Andrew Lambert and Arthur C. Williamson, eds., The Dynamics
of Air Power (RAF Staff College, Bracknell, UK: HMSO, 1996), 105-73,

58. A valuable compendium of UN Security Council resolutions, debates,
and UN secretary-general reports prior to May of 1994 is contained in Daniel
Bethlehem and Marc Weller, eds., The ‘Yugoslav’ Crisis in International Law,
General Issues Part I, Cambridge International Documents Series, vol. 5
(Cambridge, Mass.: Cambridge University Press, 1997).

59. Williams, 46.



CONCLUSIONS

General Rose’s immediate superior in the UN chain of com-
mand, General de Lapresle, initially played a less direct role in
influencing the use of NATO airpower. De Lapresle helped
solidify the UN's stance against the use of airpower to enforce
the safe areas policy. He did this by educating Mr. Akashi in
the ways of using airpower and by adding military legitimacy
to the UN Secretariat's position that UNPROFOR’s job was to
deter through its presence and that it could not be expected to
act more forcefully without the necessary ground forces for
doing so. Later in 1994, General de Lapresle took a more direct
role in shaping the employment of airpower by using the dual
key to limit NATO air strikes at Udbina and to block SEAD
operations after the first air defense suppression missions on
23 November 1994. De Lapresle’s successor, General Janvier,
was equally opposed to robust air action and tried to restrain
his more activist subordinate, Gen Rupert Smith. Though
influential in advising against air strikes in early May of 1995
and in delaying close air support at Srebrenica, Janvier was
ultimately outmaneuvered by other theater-level commanders
and overruled by political authorities. Rather than dumping
the enforcement elements of UNPROFOR’s mandate, as
Janvier and the UN Secretariat preferred, General Smith
cleared the way for forceful action, including NATO air strikes.
He did so by precipitating a hostage crisis. He also helped
commanders in NATO broaden the allowable zone for air
strikes by proposing that the area around Tuzla.be contained
in both zones of action for Deliberate Force.

Generals Briquemont, Cot, de Lapresle, and Janvier used
fairly conventional means to try to influence the use of air-
power in Bosnia. Except for Briquemont’s public criticism of
air strikes in August 1993 and Cot’s complaints to the press
about not having approval authority for close air support mis-
sions, these commanders generally worked within the UN
chain of command or their own national chains of command.
The other UN commanders, Michael Rose and Rupert Smith,
took unusual measures to influence the use of airpower: Rose,
by issuing warnings to the Serbs; Smith, by causing the
hostage crisis. Even when working within the UN chain of
command, certain commanders took active roles in shaping

315



RESPONSIBILITY OF COMMAND

15. L. C. Green, The Contemporary Law of Armed Conflict (Manchester,
England: Manchester University Press, 1993), 323-24.

16. Ibid.

17. UN Security Council Resolution 776 (1992) (S/RES/776), 14
September 1992 (hereafter cited as S/RES/776).

18. For other interpretations and discussions, see Dick A. Leurdijk, The
United Nations and NATO in Former Yugoslavia, 1991-96 (The Hague: The
Netherlands Atlantic Commission, 1996), 35-36; Caplan, 7-9; Honig and
Both, 5-6; and James Gow, Triumph of the Lack of Will: International
Diplomacy and the Yugoslav War (New York: Columbia University Press,
1997), 135-36 and 270-71 n. 9.

19. S/RES/836, par. 10.

20. Ibid.

21. Ibid.

22. This “objectives v. objections” manner of expression comes from
James Gow’'s, “British Perspectives,” in International Perspectives on the
Yugoslav Conflict, eds. Alex Danchev and Thomas Halverson (London:
Macmillan, 1996), 88 and 97. It is roughly equivalent to Clodfelter’s positive
objectives and negative objectives introduced in chap. 2. Mark Clodfelter,
The Limits of Airpower; the American Bombing of North Vietnam (New York:
Free Press; Collier Macmillan, 1989), 141-42.

23. S/25939.

24, Ibid.

25. Ibid. Lt Gen Lars Eric Wahlgren of the Swedish army was the second
commander of UNPROFOR. He took up his post at the beginning of March
1993 and was replaced just four months later.

26. UN Security Council Resolution 844 (1993) (S/RES/844), 18 June
1993 (hereafter cited as S/RES/844).

27. S/PV.3241.

28. Michael Williams, Civil-Military Relations and Peacekeeping, Adelphi
Paper 321 (London: International Institute for Strategic Studies), 25. Maj
Gen Philippe Morillon of the French army began his assignment in the
Balkans as the first chief of staff for UNPROFOR. In October 1992, he took
command of Bosnia-Herzegovina Command.

29. Honig and Both, 115-16.

30. Brigadier Graham Messervy-Whiting, Peace Conference on Former
Yugoslavia: The Politico-Military Interface, London Defence Studies 21
(London: Brassey's for the Centre for Defense Studies, 1994), 40 n. 27.

31. Gen Philippe Morillon, French army, Croire et Oser: Chronique de
Sarajevo (Paris: Bernard Grasset, 1993), 202.

32. Ibid., 213.

33. Wahlgren to Annan, “Provision of Air to Ground Support—Safe Areas,”
23 June 1993, cited in Hans-Christian Hagman, “UN-NATO Operational Co-
operation in Peacekeeping 1992-1995,” (PhD diss., King’s College,
University of London, 1997), 171.

106



RESPONSIBILITY OF COMMAND

might be near the target area. Under close control the forward air controller
typically can see all three.

168. Sawyer interview. Jane Sharp, citing a newspaper article by E.
Vulliamy, claimed that “CIA interceptions of SAS communications later
revealed, however, that as NATO planes took off from Aviano in Southern
Italy, Rose (who had recently learned that Belgrade had supplied the
Bosnian Serbs with new SAM antiaircraft missiles) was ordering his SAS
spotters in the field not to identify any targets.” Jane M. O. Sharp, Honest
Broker or Perfidious Albion: British Policy in Former Yugoslavia (London:
Institute for Public Policy Research, 1997), 43. Whether or not the report is
true, it gives an indication of the intensity of the split between AFSOUTH
and UNPROFOR in late November 1994.

169. Admiral Smith interview; and Sawyer interview.

170. Admiral Smith interview; and Sawyer interview.

171. Military Official U, and Hagman, 131, 133, and 148.

172. Rose interview by author; and de Lapresle interview, 13 January
1998. For a discussion of the political-military trade-offs when dealing with
air defense suppression in peace support operations, see Philip Sabin,
“Counter-Air Mission in Peace Support Operations,” in The Dynamics of Air
Power, eds. Group Capt Andrew Lambert and Arthur C. Williamson
(Bracknell, England: HMSO, 1996), 169-71.

173. Sawyer interview; and Ryan interview.

174. David Owen, Balkan Odyssey (London: Victor Gollancz, 1995), 327;
and NATO Official C.

175. Military Official U; Ryan interview. General Ryan and others were
less specific about the origins of the order to recall the package.

176. Military Official U; NATO Official C; and Hagman, 150-51.

177. Ray interview; and Lt Gen Patrick K. Gamble, USAF, assistant chief
of staff, Operations and Logistics, SHAPE, interviewed by author, 2 July
1998, Washington, tape recording, author's personal collection.

178. Owen, 331.

179. Sawyer interview; Zoerb interview, 27 May 1998; and Lt Gen Hal M.
Hornburg, USAF, interviewed by author, 17 July 1998, tape recording of
telephone interview, author's personal collection.

180. Sawyer interview; Hornburg interview; and Tim Ripley, “Silence of
the SAMS,” Aircraft Illustrated 28, no. 1 (November 1995): 25. Ripley claimed
NATO's move out of Bosnian airspace was requested by UNPROFOR in order
to facilitate peace talks. It seems likely that visits by high-level diplomats to
Sarajevo on 4 December may have prevented the resumption of flights over
Bosnia before that date. However, research (including the sources cited here)
revealed that the reason for the pullback to the air space over the Adriatic
was because NATO could not defend itself adequately.

181. Gen Bertrand de Lapresle, Zagreb, TLS (photocopy), to Adm
Leighton Smith, Naples, 7 December 1994, File Bla, BACS Collection.

182. Adm Leighton Smith, Naples, TLS (photocopy), to Gen Bertrand de
Lapresle, Zagreb, 8 December 1994, File Bla, BACS Collection.

200



INTRODUCTION

measures than officers from other nations? Were Army gener-
als consistently more or less willing than Air Force generals to
support the use of airpower? Second, what were the primary
factors that shaped the various military attitudes toward using
airpower? Specifically, how well do expertise and responsibility—
two elements of military professionalism—explain the deci-
sions and actions of the theater-level commanders? Third, how
were the demands for impartiality and proportionality recon-
ciled with traditional military principles of the objective, offense,
mass, and surprise? Fourth, what methods did military lead-
ers use to exert their influence? To what extent were military
attempts to influence the use of force confined to traditional or
prescribed military roles, and when, if ever, did military lead-
ers seek unconventional means of influencing policy? Did
commanders work strictly through the chains of command?
Did subordinate commanders follow policy decisions and
orders from above so as to implement policy, or did they try to
affect the shape of policy? Finally, what happened? In what
ways did military advisors and commanders succeed or fail in
influencing the use of airpower? How was airpower used?

Existing Literature

Of the books, articles, and other studies on the war in
Bosnia, few focus on Deny Flight, and none takes military
influence on the use of airpower as its central theme. However,
other works touch upon the topic studied here and are divided
here into three categories according to the primary focus taken
by their authors: political and diplomatic, UN military, and
airpower. Lord David Owen recorded important elements of
the debates about using airpower in Bosnia in Balkan
Odyssey, the detailed accounting of his role as the European
Union’s (EU) principal negotiator to the International
Conference on the Former Yugoslavia (ICFY).!! Despite his
numerous references to airpower, though, Lord Owen was pri-
marily concerned with providing an accurate and detailed
account of the attempts by the ICFY to produce a negotiated
settlement in the former Yugoslavia. Therefore, in his book he
understandably gave pride of place to the role of political lead-
ers rather than to operational commanders. However, Owen



Brand, Joel, and Michael Evans. “UN Troops Set To Defend
Srebrenica from Serbs.” Times (London), 22 April 1993.

Bremner, Charles. “Leaders Lose the Appetite for Action.”
Times (London), 20 April 1993.

Brett, Gordon, member of the Bosnia Task Force, NATO
International Staff. Interviewed by author, 25 May 1998,
Brussels. Tape recording. Author's personal collection.

Briquemont, Lt Gen Francis. Do Something, Generall:
Chronique de Bosnie-Herzégovine 12 juillet 1993-24 jan-
vier 1994. Bruxelles: Editions Labor, 1997.

, Belgian army, commander of _UNPROFOR's
Bosnia-Herzegovina Command, July 1993-January
1994. Interviewed by author, 11 August 1998, Brussels.
Transcript of tape recording. Author's personal collection.

British Broadcasting Corporation, The, and The Discovery
Channel. “Episode 1: The Cracks Appear.” In Yugoslavia:
Death of a Nation. Produced by Brian Lapping Associates.
Discovery Communications. 50 min., 1996. Videocassette.

. “Episode 2: Descent Into War.” In Yugoslavia: Death of
a Nation. Produced by Brian Lapping Associates.
Discovery Communications. 50 min., 1996. Videocassette.

—_——. “Episode 3: The Collapse of Unity.” In Yugoslavia:
Death of a Nation. Produced by Brian Lapping Associates.
Discovery Communications. 50 min., 1996. Videocassette.

. “Episode 4: The Gates of Hell.” In Yugoslavia: Death of

a Nation. Produced by Brian Lapping Associates.

Discovery Communications. 50 min., 1996. Videocassette.

. “Episode 5: No Escape.” In Yugoslavia: Death of a

Nation. Produced by Brian Lapping Associates. Discovery

Communications. 50 min., 1996. Videocassette.

. “Episode 6: Pax Americana.” In Yugoslavia: Death of a
Nation. Produced by Brian Lapping Associates. Discovery
Communications. 50 min., 1996. Videocassette.

Broadbent, Sir Ewen. The Military and Government: From
Macmillan to Heseltine. Foreword by Harold Macmillan.
London: Macmillan Press, 1988.

334



come to consensus on an appropriate approach to the war in
Bosnia. Should they try peacekeeping? Should they try a more
muscular form of intervention, such as peace enforcement? Or
should they coerce the warring factions through aerial bomb-
ing? Intervening powers could not agree, and the questions of
whether, when, and how to employ airpower became inextri-
cably intertwined with debates over policy for Bosnia.

Because of the disagreement in the international political
arena, military commanders were dragged deeper into political
struggles than they, or some observers, believed appropriate.
According to the precepts of democracy, especially the concept
of civilian control of the military, political leaders set policy and,
where appropriate, military leaders carry it out. That tidy model
did not pertain to Western intervention in Bosnia. To be sure,
military commanders tried to be responsive to their civilian
bosses. However, when those bosses disagreed—that is, when
political leaders in the UN, NATO, and within individual nations
delivered conflicting guidance—military commanders in the
field were left to decide what to do. Time and again, as com-
manders tried to reconcile their conflicting policy guidance,
they confronted the choice between taking action and avoiding
unnecessary risks to their troops. When the mission was
unclear, the objectives ill defined, or chances for success
seemed dubious, the imperative to avoid casualties weighed
heavily in the balance. How could risks be justified when the
consequences of military action were so much in doubt? The
following account challenges some popular assumptions
about military leaders, their motivations, and the state of civil-
military relations during the conflict in Bosnia. For instance,
the supposed American sensitivity to casualties—purportedly
born of experience in Vietnam—could be seen in the behavior
of Belgian, French, and British commanders as well.

xvi



. Security Council Resolution 871 (1993) (S/RES/871, 4
October 1993).

. Report of the secretary-general submitted pursuant to
paragraph 29 of General Assembly Resolution 48/88
(A/48/847, 7 January 1994).

——. Statement by the president of the Security Council, 7
January 1994 (S/PRST/1994/1, 7 January 1994).

———. Letter from the secretary-general to the president of
the Security Council, 18 January 1994 (S/1994/50, 18
January 1994).

———. letter from the secretary-general to the president of
the Security Council, 28 January 1994 (S/1994/94, 28
January 1994).

—. Letter from the secretary-general to the president of
the Security Council, 2 February 1994 (S/1994/121, 4
February 1994).

. Letter from the president of the Security Council to the
secretary-general, 4 February 1994 (S/1994/122, 4
February 1994).

. Report of the secretary-general (S/1994/154, 10
February 1994).

. Letter from the secretary-general to the president of

the Security Council, 11 February 1994 (S/1994/159, 11

February 1994).

. Letter from the secretary-general to the president of

the Security Council, 15 February 1994 (S/1994/182, 16

February 1994).

. Security Council Provisional Verbatim Record, 4 March

1994 (S/PV.3344, 4 March 1994).

. Security Council Resolution 900 (1994) (S/RES/900, 4
March 1994).

——. Report of the secretary-general pursuant to Resolution
871 (1993) (S/1994/300, 16 March 1994).

. Report of the secretary-general pursuant to Security

Council Resolutions 844 (1993), 836 (1993), and 776

(1992) (S/1994/333, 24 March 1994).

388



Chapter

Contents

Page
DISCLAIMER... 1... ee ce eee ii
DEDICATION .... 0... 6 cece ee eee eee tit
ABOUT THE AUTHOR xi
PREFACE 2.0... cee cee ees xiii
ACKNOWLEDGMENTS .......... 000000 ce eee xvii
INTRODUCTION ...... 0.0.0.0. c eee eee 1
Existing Literature ........ 0.0... eee eee 3
Method. . . 16
Structure -. 20
Notes 2.6... eee eee eee 21
MILITARY INFLUENCE ON THE USE
OF AIRPOWER ... 1.6... cece ee eee 27
Influence and Autonomy:
The US Military and the Use of Force......... 28
Deciding to Use Force:
Military Reluctance and Influence ......... 29
How To Use Force: Options,
Influence, and Overwhelming Force ........ 30
Theoretical Bases of Demands for
Operational Autonomy: Expertise
and Responsibility ....... 60.0 c cece ee eee 33
Political Constraints on Airpower:
Targeting and Rules of Engagement.......... 39
Targeting as Air Strategy:
What to Attack, What Not to Attack......... 40
Bombing Pauses:
When to Bomb or Not Bomb... .......00006 42
Rules of Engagement:
Circumstances for Force ..... 6. eee cece eee 43
Soldiers and Airmen:
Efficacy and Control of Airpower........... 47
Summary... 6... ee eee eee eee 50
Notes 2... eee eee 50



RESPONSIBILITY OF COMMAND

delivery of humanitarian aid, the creation of conditions for a
political settlement of the war, and the prevention of the con-
flict from spreading beyond Bosnia.” While these mission
elements might have required enforcement action, they left
out the nettlesome safe areas aspect of UNPROFOR’s man-
date. Staff officers at the UK's Army Staff College in Camberley
built a campaign plan around General Rose’s three mission
elements, and Rose went to New York to discuss his ideas
about UNPROFOR's mission with some of the Security Council
ambassadors and department of peacekeeping officials.!°
During this trip, he found support for his plans from Kofi
Annan, head of the peacekeeping department. Thus, the
mutually reinforcing political, military, organizational, and
personal factors uniting the camp opposed to using robust air-
power in Bosnia to enforce the safe areas policy grew stronger
with General Rose's appointment to head UNPROFOR.

General Rose's interpretation of his mission in Bosnia was
also a product of his expertise as a British army officer. He
was well versed in the doctrinal discussions on peacekeeping
then percolating within the UK’s army, which would emerge
during Rose’s one-year tour in Bosnia in the form of official
British army doctrine, “Wider Peacekeeping.”!! The doctrine of
wider peacekeeping undoubtedly evolved as the British army
drew lessons from events in Bosnia during Rose’s tenure
there,!? but many of its fundamental concepts—such as the
imperative for consent, and the strict boundary between
peacekeeping and peace enforcement—were prefigured in the
parliamentary report from July 1993, which had suggested
that new peacekeeping doctrine was needed.!? The British
army’s experiences in Northern Ireland, where Rose had
served as a brigade commander in the 1980s, was the well-
spring from which much of the British wisdom on peacekeep-
ing flowed. 4 Like his predecessor in Bosnia, Rose, too, was an
infantry officer and had missed the Gulf War. With a proud
record from the Falklands War and as a former commander of
British Special Forces, General Rose’s military expertise and
his outlook on the situation in Bosnia were, unsurprisingly,
those of a soldier.

118



RESPONSIBILITY OF COMMAND

true at Gorazde in April, for the air strikes around Sarajevo in
August and September, and for the attack against Udbina in
November. In each case, there was a positive objective for air
operations, but it was not sufficiently important to overcome
the negative objectives, or objections, for using airpower. By
the end of 1994, Admiral Smith had seen enough to know that
NATO was not politically united behind a positive objective for
its air operations. After that he twice restricted no-fly zone
activities over Bosnia to avoid unnecessary risks to NATO air-
men: first at the end of November 1994 and again after the
downing of O’Grady. As Deliberate Force wound down, Smith
again resisted air operations that might have needlessly put
NATO airmen in harm’s way when he refused to stretch out
the bombing campaign to hit previously destroyed targets.

Smith’s actions suggest that when a commander must
decide how much risk to take with forces, there is need for a
positive objective (one not overshadowed by negative aims).
Without a positive objective, commanders cannot judge
whether they are taking excessive risk. A policy of getting
tough or being more forceful is unlikely to suffice. Overall,
expertise and command responsibility were strong motivators
shaping the actions of NATO theater-level commanders in
their attempts to influence the use of airpower over Bosnia—
even if the importance of responsibility was most clearly dis-
cernible on the rare occasions when it ran counter to other
factors motivating commanders.

Objectives, Authority, and Responsibility

The absence of a palpable threat to national interests
robbed those who chose to intervene in Bosnia’s war of a
rationale for accepting costs and risks. As leading nations—
principally the US, the UK, and France—tried to resolve their
differences, they did so in a cost-intolerant environment.
Theater-level commanders who served in the UN and NATO
were enlisted in the battle to hold down costs (a negative
objective) aside from whatever positive objectives they were
supposed to pursue. In addition to pressures from home,
political and military leaders from nations contributing troops
to UNPROFOR constantly reminded UN commanders in

322



DELIBERATE FORCE

gone wrong, he would have been on the next plane out.”76
Moreover, General Ryan personally accepted responsibility for
collateral damage, later telling an audience in London,

If you're the commander of an air operation [collateral damage is] your
business, nobody else’s business. . . . Don’t let it get down to the indi-
vidual aircrew or unit. If they screw it up, it's normally your screw-up,
not theirs.77

The lack of tolerance for collateral damage amongst NATO’s
political authorities was consistent with the concept of pro-
portionality from the laws of armed conflict.”® According to
official NATO statements, there was no military objective other
than to defend the remaining safe areas.7° UN political author-
ities reportedly directed the RRF to halt offensive operations
after the second day of Deliberate Force, demonstrating the
absence of official support within the UN for any positive mil-
itary objective.®° With no enemy, ostensibly, and no overt polit-
ical backing for leveling the playing field, it would have been
difficult for NATO commanders to make the case that any
appreciable collateral damage was proportional to the overall
objective of the operation.*! By minimizing collateral damage,
General Ryan and Admiral Smith were working within the
confines of the laws of armed conflict and the narrow objective
for bombing established by the UN.

AFSOUTH commanders’ concerns for collateral damage
were apparently driven mainly by their desire to maintain
political cohesion within the alliance and with the UN.®2 From
the outset of Deliberate Force, NATO officers in Naples con-
ducted a precision-attack marketing pitch. As with press con-
ferences during the Gulf War, AFSOUTH displayed cockpit
videos of precision munitions slamming into military targets.
In addition to these public presentations, Admiral Smith pre-
sented General Janvier a photograph to impress upon the UN
commander NATO's sensitivity toward collateral damage and
the alliance’s ability to limit it.84

Contained in the photo was a large building with a red cross
ringed by other buildings. The picture, taken by French
reconnaissance aircraft, clearly showed the outermost build-
ings flattened, inner buildings left standing as a buffer, and
the large building bearing the red cross untouched.®>

283



RESPONSIBILITY OF COMMAND

It’s very strange for generals to say that, but when you are responsible
for the lives of your soldiers on the ground, you don't react as in peace-
time. Eh? I said to General Cot, but, if I am engaged by the Serbs, or
the Croats, or the Muslims, I shall not ask the release of the political
side,16

However, the UN commanders realized that Admiral Boorda
would block any request for air support unless he knew that the
UN commanders had political approval for an attack.'® Unlike
air strikes, the UN generals wanted close air support. But, with-
out the means to approve requests for air support in a timely
manner, UNPROFOR could make little use of NATO airpower.

General Briquemont was also concerned about the vulnera-
bility of Belgian troops, who were not under his command but
were stationed in Croatia where close air support had not yet
been authorized.!** Briquemont pressed General Cot to solicit
authority from New York for close air support in Croatia;
though again, Cot needed no urging.!®© On 19 September,
Boutros-Ghali wrote to the president of the Security Council
informing him of General Cot’s desire to have close air support
in Croatia.'6° And in early October the Security Council
renewed the UNPROFOR mandate in Croatia for six months—
this time under Chapter VII of the UN Charter.!©” However, the
council postponed authorizing air support there, and the
extension of close air support to the territory of Croatia did not
come until the end of March of 1994, two weeks after General
Cot relinquished command of UNPROFOR.!®

Without effective air support, which the UNPROFOR com-
manders were unable to acquire, the logic of the “light option”
broke down and so, too, did the whole safe areas policy. But
the logic of the light option was suspect to begin with. At first
blush, it seemed logical to assert that the weaker UNPROFOR
was on the ground, then the more it would have to rely on
NATO airpower. The presence of UN forces would deter attacks
on the safe areas, and if the deterrence broke down, then
UNPROFOR soldiers could call on NATO airpower for close air
support. This assumed the Bosnian Serbs—the most likely
target of air attacks by the very nature of the UN's safe areas
policy—would tolerate CAS if the BSA attacked first, but might
respond to other air attacks by taking hostages or by retaliating

96



RESPONSIBILITY OF COMMAND:

Engagement on USAF Operations in North Vietnam (Maxwell AFB, Ala.: Air
University Press, 1993), 4~5 and 25-26; Adm U.S. Grant Sharp, Strategy for
Defeat: Vietnam in Retrospect (Novato, Calif.: Presidio Press, 1978), 204; Rick
Atkinson, Crusade: The Untold Story of the Persian Gulf War (New York:
Houghton Mifflin, 1993), 288-90; Richard P. Hallion, Storm Over Iraq; Air
Power in the Gulf War (Washington, D.C.: Smithsonian Institute Press,
1992), 199; Michael R. Gordon and Gen Bernard E. Trainor, The Generals’
War: The Inside Story of the Conflict in the Gulf (New York: Little, Brown and
Co., 1995), 326-29; and Wayne W. Thompson, “Al Firdos: The Last Two
Weeks of Strategic Bombing in Desert Storm,” Air Power History 43, no. 2
(summer 1996): 52.

80. For a more thorough discussion of the types of positive objectives
that might be served by using force, see Haass, Intervention, especially chap.
3; and idem “Military Intervention: A Taxonomy of Challenges and
Responses” in The United States and the Use of Force in the Post-Cold War
Era (Queenstown, Md.: Aspen Institute, 1995), 1-18.

81. Clodfelter, 141.

82. David Gates, “Air Power and Aspects of Civil-Military Relations,” in
Perspectives on Air Power: Air Power in Its Wider Context, ed., Stuart Peach
(London: HMSO, 1998), 28; Also Mason, “Operations in Search,” 158-60;
Michael Clarke, “Air Power and Force in Peace Support Operations,” 173;
Sabin, “The Counter-Air Mission in Peace Support Operations” in The
Dynamics of Air Power, 158.

83. Giulio Douhet, The Command of the Air, trans. by Dino Ferrari (New
York: Coward-McCann, 1942; reprinted, Washington: Office of Air Force
History, 1983), 50.

84. Col Philip S. Meilinger, Ten Propositions Regarding Air Power
(Washington, D.C.: Office of Air Force History, 1995), 20-21.

85. Betts, 14.

86. Johnson is quoted in Rowland Evans and Robert Novak, Lyndon B.
Johnson: The Exercise of Power (New York: New American Library, 1966),
538-39, cited in Betts, 10.

87. McMaster, 208-9.

88. Betts, 8.

89. Tilford, 153.

90. House Committee on Armed Services, Unauthorized Bombing of
Military Targets in North Vietnam: Hearing Before the Armed Services
Investigating Subcommittee, 12 June 1972, 46 (hereafter cited as House,
Bombing Hearing).

91. Adm William J. Crowe with David Chanoff, The Line of Fire: From
Washington. to the Gulf, the Politics and Battles of the New Military (New York:
Simon & Schuster, 1993), 132. Also see Caspar Weinberger, Fighting for Peace:
Seven Critical Years in the Pentagon (New York: Warner Books, 1990), 97.

92. Crowe with Chanoff, 134.

93. Ibid., 135.

94. Ibid., 134.

54



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

15. Ibid.; Gen Sir Michael Rose, British army, retired, commander,
Bosnia-Hercegovina Command, January 1994-January 1995, interviewed
by author, 10 December 1997, London, transcript of taped interview,
author's personal collection; and Rose, Fighting, 175.

16. Wald interview.

17. Rose, Fighting, 160.

18. “Maryland's 175th FG Pilots Go ‘Hot’ and Destroy Serb Target,”
National Guard 49, no. 3 (March 1995): 18.

19. Report of the Secretary-General Pursuant to Resolution 959 (1994)
(S/1994/1389, 1 December 1994).

20. Rose, Fighting, 160; Facts On File Yearbook 1994 (USA: Facts On File,
Inc., 1994), 561; and S/1994/1389.

21. Rose, Fighting, 160-61; Rose interview by author; Facts On File 1994,
561; and S/1994/1389.

22. Facts On File 1994, 561; and “Maryland's 175th FG Pilots,” 19.
According to General Ashy, the A-10 pilots were not expecting to work with
a forward air controller (FAC), because they were on an air strike mission.
However, the FAC came up on the radio frequency used by the A-10 pilots
and aborted an attack in progress. After that, the A-10s completed the mis-
sion under the FAC's control. Gen Joseph W. Ashy, commander, Allied Air
Forces Southern Europe (AIRSOUTH), December 1992-September 1994,
and commander, US Sixteenth Air Force, February-September 1994, inter-
viewed by author, 3 July 1998, Fairfax, Va., author’s notes, author's per-
sonal collection.

23. Facts On File 1994, 561; “Maryland's 175th FG Pilots,” 18-19; and
Zoerb interview, 29 April 1997.

24. Rose, Fighting, 160-61.

25. Gen Bertrand de Lapresle, UNPROFOR commander, 15 March
1994-28 February 1995, interviewed by author, 8 September 1998, Paris,
transcript of tape recording, author's personal collection.

26. Rose, Fighting, 161.

27. Adm Leighton W. Smith, USN, interviewed by author, 10 February
1998, Arlington, Va., transcript of tape recording, author's personal collec-
tion.

28. Ibid.; Rose, Fighting, throughout. In his memoir, General Rose char-
acterized NATO's goals, as pursued by Admiral Smith, as war-fighting rather
than peace enforcement. Though the brand of peacekeeping General Rose
was practicing allowed a greater use of force than traditional peacekeeping,
it was based on peacekeeping principles. It also envisioned a definite divide
between peacekeeping and peace enforcement that was not to be crossed.
General Rose called this dividing line the Mogadishu line.

29. Military Official W; and Admiral Smith interview.

30. Admiral Smith interview; and Ryan interview.

31. Rose interview by author; and Rose, “A Year in Bosnia: What Has
Been Achieved,” RUSI Journal 140, no. 3 (June 1995): 24.

32. NATO Official W; and Admiral Smith interview.

193



RESPONSIBILITY OF COMMAND

effectively at Gorazde in April 1994.7! Of General Rose, Gow
noted, “Like any good commander, his loyalty was with his
troops: if the UN could not be relied on to back him and the
force in critical moments, then for the sake of the soldiers’
morale and credibility it was simply better not to move to a use
of force.”22 Gow has also described how Rose’s successor, Gen
Rupert Smith, precipitated a hostage crisis for the UN that
ultimately helped to make a NATO air campaign in Bosnia a
viable option.23 Chapter 7 of this study builds on the founda-
tion set by Gow.

In contrast to Gow, Jane Sharp, a senior research fellow in
the Centre for Defence Studies at King’s College in London,
England, took a highly critical view of General Rose in her
report: Honest Broker or Perfidious Albion. For Sharp, Rose
consistently acted as a surrogate for the British government,
and, together their concern for British peacekeepers in Bosnia
and alleged sympathy toward the Serbs led them to do every-
thing within their power to block NATO air strikes.?4 Though
Gow and Sharp believed General Rose played an important
role in reducing the likelihood of the UN's use of airpower,
Sharp saw greater continuity in Rose's reluctance to take
enforcement action against the Bosnian Serbs. Sharp's praise
for General Smith reinforced Gow’s argument about Smith's
role in paving the way for NATO air strikes in Bosnia.” Overall,
however, Sharp downplayed the dangers UN forces faced when-
ever NATO used airpower, and she did not address legitimate
concerns of UN commanders responsible for those forces.

Two works on political-military interaction during Deny
Flight shed a little light on the influence of theater-level com-
manders in affecting policy and the use of airpower in Bosnia.
Brigadier Graham Messervy-Whiting of the British army served
as Lord Owen's first military advisor in Geneva. Although
Messervy-Whiting left his post in Geneva in August 1993, just
after NATO authorized air-to-ground operations in Bosnia, he
recorded General Cot'’s role in establishing a NATO liaison ele-
ment to compensate for the lack of airpower expertise within
the UN.?6 In a broader look at civil-military relations, Michael
Williams argued that “France and the UK, rather than the UN
Secretariat, tended to define UNPROFOR's operational mis-


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354



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

January—reduced the weight of Cot’s responsibility. The
majority of UN soldiers on the ground in Bosnia came from
France. Cot was a French general, and it was Mitterrand’s pre-
rogative to accept accountability for the consequences to
French soldiers as a result of NATO bombing.

No-Fly Zone Enforcement and First
CAS Approval: February-March 1994

Two events between the Sarajevo ultimatum and the crisis
at Gorazde two months later illustrated the value of timely
command decisions in the control of airpower over Bosnia.
The first, the downing of four Serb aircraft caught violating the
no-fly zone, showed how quickly a well-designed command
and control (C?) system could function while still maintaining
tight control over operations. In the case of the no-fly zone
enforcement, there was not much risk to the NATO forces
involved, thus no real need for NATO commanders to make
weighty decisions in choosing between mission accomplish-
ment and force protection. Moreover, they enjoyed control and
autonomy in their actions.

In the second event, a failed CAS mission at Bihac, the slow
UN approval process caused the mission to fail. General Cot,
who professed equanimity over the possibility of bombing as a
result of the Sarajevo ultimatum, was outraged a month later
when Mr. Akashi was slow to approve the CAS mission and
French soldiers were under Bosnian Serb fire. Cot threatened
to hold Akashi accountable for the consequences of the delays,
clearly demonstrating the connection Cot saw between opera-
tional control and responsibility.

NATO Downs Serb Aircraft in the No-Fly Zone

A well-designed C? system and speedy decisions were
needed to enforce the no-fly zone over Bosnia. On 28 February
1994, UN forces in Croatia saw Serb Galeb aircraft taking off
from Udbina Airfield.®” Soon afterwards, two American fight-
ers over Bosnia picked up radar contacts on aircraft entering
Bosnian airspace at low-level from Croatia and notified a
NATO early warning aircraft.8° With permission from the air-

129



RESPONSIBILITY OF COMMAND

In addition, General Ryan began to gain a reputation at the
Pentagon for issuing short-term requests for limited, high-
demand aircraft such as KC-10 tankers and electronic combat
aircraft, and then holding onto them long past the time cov-
ered by his requests.'* In another step in the process of
preparing for air action in Bosnia, USAFE established a new
command at Aviano Air Base in Italy on 1 July: the 7490"
Wing (Provisional). According to USAFE historians, “The pur-
pose of the action was to bring all aircraft supporting Deny
Flight at the base under a single chain of command.”!® Col
Chuck Wald, commander of the 31st Fighter Wing perma-
nently based at Aviano, commanded the new organization.1®°
The move enhanced America’s ability to employ its airpower in
the region, whether it intended to act unilaterally or in concert
with its NATO allies.

Because General Ryan had ordered air campaign planning
months earlier, he had something to offer US political author-
ities when the need to settle matters in Bosnia came to the fore
in June 1995. The week of the Pale air strikes, a team of US
Air Force officers from the “Checkmate” division at the
Pentagon visited Italy to analyze Colonel Zoerb's plans for air
operations in Bosnia!®’—hereafter referred to as the
Deliberate Force plan.!® Although General Ryan believed
Deliberate Force would be needed, he and Admiral Smith were
not ready to share the details of the plan with other NATO
members. As General Ryan later recalled,

I briefed it to [General] Shali{kashvili] on the US side, and I briefed it

to the national security advisor. So, on the US side they were fairly

familiar with what we were doing, what we were planning. We did not
take it around to [the other NATO] capitals.1°°

Deliberate Force aimed at an objective not all NATO capitals
were willing to endorse: “[To] adversely alter BSA advantage to
conduct military operations against the BiH fi.e., the Bosnian
government army].”!9! The Deliberate Force plan also targeted
the entire Bosnian Serb air defense system as well as their
command and control facilities so it overlapped with the Dead
Eye plan.!*? Throughout June General Ryan and his staff con-
tinued to refine both plans and the lists of associated targets
that went with them.!%° General Hornburg invited Col Dave

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361



as an air staff training (ASTRA) officer in the Inspector General
and Programming Directorates.

Colonel Bucknam’s next assignment was as an instructor pilot
in the fighter lead-in training program at Holloman Air Force
Base, New Mexico, where he served as a flight commander and
later as chief of wing training. In 1990 he was the Tactical Air
Command instructor pilot of the year for the AT-38 aircraft,
and in 1991 he was named by the Big Brothers/Big Sisters of
America organization as the national big brother of the year for
the entire United States.

After completing F-16 qualification training in September
1991, Colonel Bucknam flew the F-16 at Homestead Air Force
Base until August 1992, when Hurricane Andrew forced his unit
to move to Shaw Air Force Base, South Carolina. At Shaw, he
spent a year as an assistant operations officer, during which
his squadron transitioned to the newest variant of the F-16,
the Block-50. Colonel Bucknam then moved up to head the
current operations flight of the 20th Operations Support Squad-
ron for a year.

He moved to Maxwell Air Force Base, Alabama, where he
attended Air Command and Staff College and the School of
Advanced Airpower Studies. In 1996 Colonel Bucknam was
assigned to King’s College, University of London, where, in
1999, he earned a doctoral degree in war studies. His disser-
tation focused on the use of airpower over Bosnia during
Operations Deny Flight and Deliberate Force. Colonel Bucknam
next commanded the 8th Operations Support Squadron, Kun-
san Air Base, Korea, flying F-16s with the Wolf Pack.

Colonel Bucknam is a command pilot with nearly 2,400 hours
in the A-10, AT-38, and F-16 aircraft. He is married to the for-
mer Barbara Ann Russell of Norfolk, Virginia. They have two
children: eight-year-old Elaine and six-year-old John.



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

was that air strikes were avoided, peacekeeping was not aban-
doned, “and that the UN controlled what was happening in
Bosnia both from the air as well as on the ground.”?5

Commanders in NATO also wanted to control NATO airpower
but, despite their efforts to maintain operational autonomy,
their actions were subjected to detailed political supervision.”6
Admiral Boorda and General Ashy had been to Brussels with
sample target folders to brief NATO ambassadors on plans for
air strikes.”” The commanders used the target folders to illus-
trate the types of targets they intended to strike and the care
that had been taken to minimize chances for collateral dam-
age.”® By showing just a few sample targets and avoiding a
detailed presentation on all of them, the commanders sought to
earn the trust of NATO political authorities while inhibiting
micromanagement from Brussels.’”? However, on the eve of the
deadline, the defense ministers and chiefs of defense staff from
the four nations providing aircraft for the strikes, plus the min-
ister of defense (MOD) and chief of defense staff from Italy, gath-
ered at Aviano Air Base with the principal NATO commanders,
General Joulwan, Admiral Boorda, and General Ashy.®° Under
this high-level supervision, Admiral Boorda and General Ashy
assessed the level of Bosnian Serb compliance being reported,
mostly by General Rose.®! As General Ashy recalled,

When we got down to midnight that night, with Secretary Perry, Shali,
Joulwan, and all the MODs and CHODs in that room, we were still ver-
ifying that the last of these was either in a holding point or was being
observed under UN control or had been removed, or we would have

been triggered to bomb this stuff. It was the damndest thing I've ever
been through.®

Like General Rose, the NATO commanders had hoped to avoid
political “help” in operational matters, and their control over
information was a tool for maintaining their autonomy.
However, unlike General Rose, they did not succeed.

As discussed in chapter 2, a commander will want control
over forces and autonomy in using those forces if he is to be
held accountable for the consequences of operations that take
place under his command. General Rose had plenty of auton-
omy and control on the ground but no real control over NATO
airpower. Conversely, the American commanders controlling

127



George, Alexander L. “Crisis Management: The Interaction of
Political and Military Considerations.” Survival 26, no. 5
(September /October 1984).

George, Alexander L., and William E. Simmons, eds. The Limits
of Coercive Diplomacy. Boulder, Colo.: Westview Press, 1994.

. “A Gift to the Serbs: NATO Commanders Should Leave
Politics to Politicians.” Times (London), 29 April 1993.

Goldfein, Maj David, USAF, aide-de-camp to Gen Michael
Ryan, July 1995-July 1997. Interviewed by author, 1 May
1997, Ramstein Air Base, Germany. Tape recording.
Author's personal collection.

Gombert, David C. “The United States and Yugoslavia’s Wars.” In
The World and Yugoslav’s Wars. Edited by Richard H.
Ullman. New York: The Council on Foreign Relations, 1996.

Gordon, Michael R. “12 in State Dept. Ask Military Move
against Serbs.” New York Times, 23 April 1993.

. “NATO General Is Reticent about Air Strikes in

Bosnia.” New York Times, 21 April 1993.

. “Powell Delivers a Resounding No on Using Limited
Force in Bosnia.” New York Times, 28 September 1992.

Gordon, Michael R., and Gen Bernard E. Trainor. The
Generals’ War: The Inside Story of the Conflict in the Gulf.
New York: Little, Brown and Company, 1995.

Gordon, Philip H. A Certain Idea of France: French Security
Policy and the Gaullist Legacy. Princeton, N.J.: Princeton
University Press, 1993.

Goulding, Marrack. “The Use of Force by the United Nations.”
International Peacekeeping 3, no. 1 (spring 1996).

Gow, James. “After the Flood: Literature on the Context
Causes and Course of the Yugoslav War—Reflections and
Refractions.” The Slavonic and East European Review 75,
no. 3 (July 1997).

. “British Perspectives.” In International Perspectives on

the Yugoslav Conflict, eds. Alex Danchev and Thomas

Halverson. London: Macmillan, 1996.

348



Select Bibliography

UN Documents. The endnotes used the UN system of refer-
encing UN documents. They are listed here chronologically,
under “United Nations.”

BACS Collection. The Balkans Air Campaign Study was
commissioned by Air University and headed by Col Robert C.
Owen, USAF. In addition to producing its own study, the team
of researchers was chartered to collect. documentary information
on the background, Planning, and execution of Operation
Deliberate Force. The archival material from that study is held
at the US Air Force Historical Research Agency at Maxwell Air
Force Base (AFB) in Montgomery, Alabama. In this bibliography,
the shortened form “BACS Collection” is used to refer to that
archival material, in lieu of “Balkans Air Campaign Study
Collection, Air Force Historical Research Agency, Maxwell
AFB, Alabama.”

Military Rank. For published works, or contemporaneous
documents, the rank cited is that held by an individual at the
time the cited item was produced. Interviews reflect the rank
at the time of the interview; however, the position(s) listed are
those held during the period of interest. For instance, the
entry for Lt Gen Régnault includes posts he held as a brigadier
general and as a major general.

Multiple works by same author. For news articles, books,
and so forth, the order is alphabetical. For Congressional
reports it is chronological. For transcripts of news conferences
or press releases, the order is chronological.

7490 Composite Wing (P). Memorandum for CAOC, 7
September 1995. File C2a(2), BACS Collection.

Adams, Paul, and Laura Silber. “UN in Talks with Serbs as
Zepa Safe Haven Falls: International Tribunal Charges

Karadzic and Mladic With War Crimes.” Financial Times
(London), 26 July 1995.

327



RESPONSIBILITY OF COMMAND

they wish to maintain operational autonomy and avoid orders
to just “do something.” If political leaders want action from
commanders, they should recognize the limits to which mili-
tary commanders can resolve unsettled political issues and
understand that commanders will want clear positive objec-
tives and explicit authority to act so that they can best balance
the responsibilities for mission success and the lives of
friendly forces. Striking the right balance will continue to be in
the interest of both political authorities and their theater com-
manders, and it will continue to motivate commanders as they
seek to influence the use of airpower in future interventions.
While political leaders have the right to be wrong in ordering
military operations, it will be in their interest and in the
national interest that they get things right whenever military
forces are put in harm’s way, because disastrous side effects,
so blithely dismissed in the opening epigraph, are just that—
disastrous.

Notes

1. Richard K. Betts, Soldiers, Statesmen, and Cold War Crises
(Cambridge, Mass.: Harvard University Press, 1977; reprint with new pref-
ace and epilogue, New York: Columbia University Press, 1991), 153.

2. Robert Jervis, Perceptions and Misperceptions in International Politics
(Princeton, N.J.: Princeton University Press, 1976), 382-87. In Jervis's dis-
cussion of cognitive dissonance, he explains that decision makers become
committed to their decisions, and they will seek justifications for their
actions or decisions after the fact, which might not reveal their true reason-
ing at the time of the decision.

3. This conclusion would be challenged if later evidence revealed the
commanders were intentionally baiting the Bosnian Serb SAM operators,
and knowingly exposing NATO aircrews to added risks to create a cause for
eliminating the SAMs.

4, This was a consideration as NATO readied to deploy IFOR in latter
1995. Also see Michael C. Williams, Civil-Military Relations and
Peacekeeping, Adelphi Paper 321 (London: International Institute for
Strategic Studies, 1998), 17 and 30.

326



Clark, Bruce, David Buchan, and Harriet Martin. “West Sets
Tough Military Goals in Bosnia.” Financial Times
(London), 5 June 1995.

Clark, Bruce, and Bernard Gray. “Poor Prospects for a
Formula: The Chances of Finding a Solution in Bosnia
Remain Bleak for the UN.” Financial Times (London), 3
June 1995.

. “United Front Splinters: NATO Powers Are Putting
National Interests First in Bosnia.” Financial Times
(London), 30 May 1995.

Clark, Bruce, Bernard Gray, and Lionel Barber. “Doubts Grow
Over UN Bosnia Role.” Financial Times (London), 17 July
1995.

Clark, Bruce, John Kampfner, and Anthony Robinson. “Split
over Bosnia Air Strike Threat: Meeting Fails to Back US
Calls for Tough Action against Serbs.” Financial Times
(London), 22 July 1995.

Clark, Bruce, and Harriet Martin. “NATO Poised to Resume
Raids Despite Cease-fire by Serbs.” Financial Times
(London), 5 September 1995.

Clark, Bruce, and Laura Silber. “Bosnian Serbs Release 120
UN Hostages: US Jet Downed as West Looks to Reconsider
Military Role in Former Yugoslavia.” Financial Times
(London), 3 June 1995.

Clark, Bruce, Laura Silber, and Harriet Martin. “US Jet Shot
Down over Serb-held Part of Bosnia.” Financial Times
(London), 3 June 1995.

Clark, Col Dan, USAF, Zagreb. TLS (photocopy) to Brigadier
General Sawyer, USAF, Vicenza, Italy, 12 January 1995.
BACS Collection.

Clarke, Michael. “Air Power and Force in Peace Support
Operations.” In The Dynamics of Air Power. Edited by
Group Capt Andrew Lambert and Arthur C. Williamson.
Bracknell, UK: HMSO, 1996.

——. “Foreign Policy Implementation: Problems and
Approaches.” British Journal of International Studies 5
(1979).



RESPONSIBILITY OF COMMAND

General Rose echoed that sentiment: “My primary responsibil-
ity was to the countries that had contributed peacekeeping
troops to the mission and I could not allow them to become
combatants, hostages, or casualties in a war.””> Through the
dual key mechanism, the UN commanders exercised control in
decisions over what constituted a proportionate response. In
making their decisions, commanders in UNPROFOR were
guided by their complementary concerns for force protection
and for accomplishing their mission.

Attempts to Control Air Strikes

At the end of September, NATO defense ministers intervened
to give their commanders in AFSOUTH more control over air
strikes, but UNPROFOR's leaders resisted the move. The
“Operational Options” memo, approved by the NAC in August
1993, stated that if commanders in AFSOUTH and UNPROFOR
could not agree about air strikes, then they were to refer the
matter to higher military and political authorities.” But
UNPROFOR had no higher military authorities. Therefore, dis-
agreements in the divided UN-NATO military command system
could only be reconciled by higher political authorities. When
NATO defense ministers met for an informal conference in
Seville at the end of September, US officials, led by Secretary
of Defense William Perry, urged ending the UNPROFOR prac-
tice of issuing tactical warnings in advance of NATO air
attacks.”? In addition, Perry advocated a process whereby once
UNPROFOR requested an air strike, NATO commanders would
decide which target to hit using a list of three or four prese-
lected candidate targets that had been mutually agreed upon
by UNPROFOR and NATO commanders.7® Because this was an
informal meeting, no decisions were taken, but Perry's pro-
posal was referred to Brussels and New York for formal con-
sideration. After leaving Seville, the American defense secre-
tary went to visit UNPROFOR's leaders—Akashi, de Lapresle,
and Rose—in Split, Croatia, to discuss air strikes in Bosnia.”°

Before Perry's arrival at Split, and again after the meeting,
UNPROFOR’s leaders worked out the arguments against the
Seville proposals and against more forceful air strikes. The UN
force commander made clear his concern that a more robust

170



RESPONSIBILITY OF COMMAND

General Cot left Bosnia because he clashed with the civilian
hierarchy in the UN over control of close air support. The frus-
trations that precipitated his departure came at a time when
fighting in Bosnia was escalating and UN forces were increas-
ingly endangered. He was already on his way out when the
Sarajevo ultimatum nearly led to NATO air strikes, and his
responsibilities were lightened by the open accountability of
elected political leaders (especially President Mitterrand) for
the pending strikes. However, three weeks later, when French
soldiers came under fire at Bihac, he demanded air support
and threatened to make Mr. Akashi bear the blame for the
consequences of inaction. Thus, Cot’s behavior also indicated
the importance of responsibility and accountability for human
lives as a factor motivating his behavior.

General Rose’s repeated attempts to employ Special Forces
in Bosnia, first at Gorazde, later as part of Operation Antelope,
and again at Bihac, indicated the influence of his past and his
expertise as a former commander of Special Forces. Rose had
cause to be embittered toward the Bosnian government after
its forces apparently created the situation leading to the death
of the Special Forces soldier Rose had sent to Gorazde. Given
the risk he took with his Special Forces in sending them to
Gorazde to help protect the safe areas and the urgency with
which he pleaded to Mr. Akashi for CAS, it seems reasonable
to argue that Rose was motivated by his sense of responsibil-
ity to his forces to block later uses of airpower, to select mean-
ingless targets, and to issue warnings to the Serbs. These
actions lowered the risks to his forces and increased his
chances of succeeding in the UN’s humanitarian mission but
not in its mission to protect the safe areas. However, General
Rose’s case is complicated because, presumably, the British
government would have put extra pressure on Rose to be less
aggressive after a British soldier was killed in Gorazde and a
British Sea Harrier was shot down the next day. Furthermore,
the British government sent hundreds of peacekeepers to
Gorazde in the spring of 1994, giving leaders in London strong
reasons for wanting to avoid confrontation with the Serbs.
Thus, national political pressures, doctrinal beliefs, expertise,
and responsibility all pointed in the same direction, and all

318



February 1999, London. Printouts of E-mail. Author's
personal collection.

Rapid Reaction Force Operations Staff. “HQ 1 (UK) ARMD DIV
RRFOS Brief,” 17 November 1995.

Ray, Vice Adm Norman W., USN, deputy chairman of NATO's
Military Committee, July 1992-December 1995.
Interviewed by author, 19 November 1997, Brussels.
Transcript of tape recording. Author's personal collection.

“Record of Discussions: Meeting SRSG, FC and Staff to Review
Fixed Targets, and the Implications of NATO Defence
Ministers’ Meeting—Seville—30 September 1994.”
(Includes additional points discussed by SRSG, FC, and
HCA on 7 October 1994), c. 8 October 1994. File B4-2,
BACS Collection.

Régnault, Lt Gen Francois, French air force, chief of
Employment of Forces Division of the Joint Services
Headquarters, October 1992-October 1993; chief of the
Joint Operational Command Center, October
1993-September 1994; operations assistant of the Air
Force Staff, September 1994-September 1995; assistant
for Operations to the French Chief of the Joint Staff, 1
September 1995-1 June 1997. Interviewed by author, 9
September 1998, Paris. Tape recording. Author's personal
collection.

Rehbein, Robert E. Informing the Blue Helmets: The United
States, UN Peacekeeping Operations, and the Role of
Intelligence. The Martello Papers Series. Kingston,
Canada: Centre for International Relations, Queen's
University, 1996.

Renuart, Brig Gen Victor E., USAF, chief of plans, NATO
CAOC, Vicenza, Italy, November 1994-May 1995; assis-
tant director of operations, Headquarters US Air Forces in
Europe, June 1995-April 1996. Interviewed by author, 28
May 1998, Spangdahlem Air Base, Germany. Transcript
of tape recording. Author's personal collection.

Richardson, Col Douglas J., USAF, chief of operations and
chief of staff, NATO CAOC, Vicenza, Italy, July 1994—June
1996. Interviewed by author, 27 September 1997, RAF

370



INTRODUCTION

in Bosnia. In 1994, Hagman was a staff officer with
UNPROFOR. For that reason he was an authoritative source on
UNPROFOR's views on the use of airpower, and he marshaled
some of the staff analysis he himself produced as evidence for
his research. Because his focus was on peacekeeping rather
than on enforcement, he devoted very little attention to
NATO’s responsibility to enforce the no-fly zone over Bosnia.
Moreover, throughout the thesis, the term air strike is often
preceded by the word punitive or followed by the word retribu-
tion. Air attacks, other than close air support requested by the
UN, were virtually illegitimate in Hagman’s view, because one
of his key assumptions was that NATO air operations were
subordinate to UNPROFOR's mission. As such, airpower was
really meant to be supporting UN peacekeeping. That was ore
view of what NATO should have been doing in Bosnia, but, as
Hagman noted, NATO officers held different views.

Only a handful of works have focused specifically on air-
power in Bosnia; however, in research theses and reports pro-
duced after Deny Flight, several air force officers took an alter-
native view from the one taken by Hagman of NATO's role over
Bosnia. According to Maj George Kramlinger, in “Sustained
Coercive Air Presence (SCAP),” from February 1994 onward,
NATO was in a struggle with the UN over whether to coerce the
Bosnian Serbs.** As with the other researchers, Kramlinger
captured the high points of Deny Flight, but did not dwell on
or analyze decisions over the use of airpower. Norwegian com-
mentator Per Erik Solli also saw Deny Flight as an exercise in
coercion rather than as a peacekeeping venture.*® Similarly, in
Bombs over Bosnia: The Role of Airpower in Bosnia-Herzegovina,
Maj Michael O. Beale aimed to provide an account within the
political and historical context of the war in Bosnia of Deny
Flight’s evolution from constrained deterrence to more proac-
tive coercion.** By going out of his way to consider the Serb:
viewpoint, Beale revealed many of the complexities of using:
force in Bosnia. Finally, a pair of research reports on airpower:
in coalition operations built on the assumption that NATO air-
power was over Bosnia for coercion and that the UN was largely"
in the way.*” In addition to their informative texts, these reports’
contained useful bibliographies. ‘

13



RESPONSIBILITY OF COMMAND

counting option one, which was to simply monitor the exclusion zone in the
event of full compliance). However, the redacted interview transcript was
unclear as to what the range of options was and what criteria were to be
used in selecting the appropriate option.

62. Ashy interview with Col Robert Owen.

63. Gen George Joulwan, interviewed by author, 11 February 1998,
Washington, transcript of tape recording, author's personal collection.
Joulwan replaced General Shalikashvili as SACEUR in October 1993, when
Shalikashvili became chairman of the US Joint Chiefs of Staff.

64, Joulwan interview, 11 February 1998.

65. The term dual key may have entered the lexicon at a NATO meeting
on 10 February, the day after the NAC ultimatum. Representing the military
at the meeting, Vice Adm Norman Ray, the deputy chairman of NATO's
Military Committee, described UNPROFOR's control over NATO airpower
using the dual key analogy, thus easing the concerns of ambassadors who
feared that the ultimatum had gone too far. The term would have been famiI-
jar to those in the room who understood nuclear safeguards, whereby two
keys, far enough apart that one person could not activate them both, needed
to be turned simultaneously in order to launch a nuclear missile. Vice Adm
Norman W. Ray, USN, interviewed by author, 19 November 1997, Brussels,
transcript of tape recording, author's personal collection.

66. Rose, Fighting, 55-56.

67. Ibid., 52.

68. Ibid., 52-53.

69. Ibid., 55-56; and Silber and Little, 314-17.

70. Gow, Triumph, 147-48; and Silber and Little, 316-17.

71. Leurdijk, 42-43; Craig Covault, “NATO Flights Accelerate for Sarajevo
Recon,” Aviation Week and Space Technology, 21 February 1994, 34.

72. Rose, transcript of filmed interview, 7; and BBC and Discovery
Channel, “Episode 5.”

73. Rose, Fighting, 56 and 61-62; and Senate, Briefing on Bosnia, 23
February 1994, 15-16.

74. Rose, Fighting, 57.

75. Ibid., 55.

76. Cot interview; Ashy interview by Col Robert Owen.

77. Ashy interview by Col Robert Owen; Lt Gen Nicholas B. Kehoe, USAF,
assistant chief of staff, Operations and Logistics, Supreme Headquarters
Allied Powers Europe, Mons, Belgium, July 1992-October 1994, interviewed
by author, 18 November 1997, Brussels. Transcript of tape recording,
author's personal collection; Ray interview; and Ashy interview by author.
The date of Ashy and Boorda’s visit to Brussels remains undetermined. In
General Ashy's interview with Colonel Owen, Ashy seemed to indicate it took
place around the time of the Sarajevo ultimatum; however, it might have
been as early as some time in 1993. The timing would not affect the point
made here about control of information and operational autonomy.

78. Ashy interview by author.

152



RESPONSIBILITY OF COMMAND

General Janvier also agreed to NATO control over air strikes
for suppressing Bosnian Serb air defenses, but he remained sus-
picious of SEAD operations. Admiral Smith and General Ryan
insisted that once a dual-key decision was made to initiate air
attacks, then the NATO commanders would be free to execute all
or part of the Dead Eye plan without requesting further approval
from General Janvier. As Admiral Smith recalled: “When we put
together the MOU, we included that in writing—that the turning
of the key would authorize me to strike, at will, those targets
which I thought were necessary to neutralize the integrated air
defense sites.”!26 It was a matter of force protection, and Janvier
understood it and agreed to it in principle.!?” However, he was
wary that Ryan and Admiral Smith might use Dead Eye to con-
duct air strikes unrelated to the Bosnian Serb air defenses in cir-
cumvention of the target approval procedures governing
Deliberate Force; therefore, Janvier insisted he be kept informed
of all Dead Eye operations. !?6

On 14 August, General Ryan presented a detailed briefing
on his concept of operations for Deliberate Force to General
Janvier and Admiral Smith.!29 The meeting also served as a
joint targeting board, whereby the commanders vetted poten-
tial targets to ensure they were valid military targets that
could be linked to desired military and political objectives. In
this case the objective was to make the BSA stop attacking or
threatening a safe area.!°° As General Ryan's chief planner,
Colonel Zoerb, later noted, this objective was easy to state but
it did not do much to define the shape the air operations would
eventually take.!9! The military objective of Deliberate Force
was to destroy the things that gave the BSA superiority over
their adversaries. '5? This meant attacking BSA command and
control facilities as well as certain supply and infrastructure
targets that Mladic needed in order to maneuver his more
capable, but less numerous, forces.'* Of approximately 150
potential targets General Ryan put before the board, just
under 90 were approved as viable Option 1 and 2 candidates
for NATO air strikes.!5+ While General Janvier agreed these
were valid air strike targets, he was very careful to ensure he
was not giving his advanced approval for hitting the entire list
of targets should he decide to turn the UN key in the days

262



RESPONSIBILITY OF COMMAND

circumstances, several targets, where possible three or four, will be
authorized for each air strike, which will be carried out by NATO in
close coordination with UNPROFOR.

Dual-key arrangements remain in effect, ensuring that decisions on
targeting and execution will be taken jointly by UN and NATO military
commanders. The principle of proportionality in response to a violation
will continue to be respected, as will the need to avoid unacceptable
casualties.®°

Though the agreement proscribed warnings “in principle,” it
did little else to affect UN control over air strikes. As General
de Lapresle later described his view,
Of course, they [NATO] wanted to be master of the choice of the target,
and I could not accept that, because I knew, and they did not know,

who was in the proximity and the vicinity of these targets—UNMOs,
CIVPOLs, civil affairs guys, and so on.°°

It did not take long for NATO commanders to discover that
nothing had changed; as Admiral Smith recounted,

De Lapresle goes back to Zagreb; I call him up and I said: “Well, I guess
what I'm looking at is ain't nothing changed. You're still going to give
me one target, and I get to bomb it, and that's about it?” He said:
“That's exactly correct.” He said: “My conscience is clear. I have gone
pack to New York; I have read the documents; I have gotten no new
political guidance. My conscience is clear.”*?

Thus, the political intervention had failed to win NATO com-
manders greater control over air strikes; the UN was still
firmly in charge.

After just two air strikes in the summer of 1994, UNPROFOR
and AFSOUTH commanders deadlocked over whether and
how to proceed with future strikes. The paralysis was a con-
sequence of the commanders’ competing efforts to maintain
their chances for both mission success (as they had inter-
preted their different missions) and force protection. The
UNPROFOR mission, once its commanders had abandoned
attempts to enforce the safe areas policy, was one of peace-
keeping and support for humanitarian aid agencies. Coupled
with its modest military capabilities and its widely dispersed
mode of deployment on the ground in Bosnia, UNPROFOR's
mission dictated that its commanders adhere to peacekeep-
ing principles by acting only with the consent of the warring

172



—

Chilton, Patricia. “French Policy on Peacekeeping.” In
Brassey’s Defence Yearbook, 1995. Edited by The Centre
for Defence Studies, King’s College London. London:
Brassey's, 1995.

Christman, Lt Gen Daniel W., USA, US military representative
to the NATO Military Committee, September
1993-October 1994; assistant to the chairman of the
Joint Chiefs of Staff, October 1994-June 1996.
Interviewed by author, 18 July 1997, West Point, N.Y.
Tape recording. Author’s personal collection.

Chuter, David. Humanity’s Soldier: France and International
Security, 1919-2001. Oxford: Berghahn Books, 1996.

Ciechanski, Jerzy. “Enforcement Measures under Chapter VII
of the UN Charter: UN Practice after the Cold War.” In The
UN Peace and Force. Edited by Michael Pugh. London:
Frank Cass, 1997.

Cimbala, Stephen J. “United States.” In The Political Role of the
Military. Edited by Constantine P. Danopoulos and
Cynthia Watson. London: Greenwood Press, 1996.

CJCSI 3121.01. Standing Rules of Engagement for U.S. Forces.
Washington, D.C.: Office of the Chairman of the Joint
Chiefs of Staff, 1 October 1994.

Clark, Arthur L. Bosnia: What Every American Should Know.
New York: Berkley Books, 1996.

Clark, Bruce. “Bombing Raids Damage Diplomatic Bridges.”
Financial Times (London), 14 September 1995.

~——. “NATO and Russia Enter Cold Peace.” Financial Times
(London), 12 September 1995.

——. “NATO Strikes in Bosnia.” Financial Times (London),
31 August 1995.

——. “UN Mission in Bosnia to End Soon, Says US: NATO
Fires Cruise Missiles at Serbs.” Financial Times (London),
11 September 1995.

. “West Shows Frustration with Serbs.” Financial Times
(London), 26 May 1995.

337



RESPONSIBILITY OF COMMAND

The NATO commanders were not without political oversight,
though. On 3 August, in Italy, General Ryan and Admiral
Smith briefed NATO Secretary-General Claes and General
Joulwan on the Dead Eye plan, the Deliberate Force plan, and
the target sets for the individual safe area defense plans.* For
his part, Secretary-General Claes attempted to reassure the
commanders about the depth of political backing for a robust
air campaign. While the commanders wanted operational
autonomy, it appears they also wanted, or needed, some form
of political blessing from Brussels.

Changing Landscape and US Political Leadership

Croatian “ethnic cleansing” of Serbs from UN protected
areas marked the further decline of UN influence in the former
Yugoslavia and set the stage for American leadership within
NATO. On 4 August, the Croatian army launched an offensive
to retake the Serb-controlled Krajina region of Croatia. It did
not help UN-NATO relations, when, on the first day of the
Croatian offensive, US aircraft providing air presence to
Canadian peacekeepers in Croatia fired two antiradiation mis-
siles in self-defense against a Krajina Serb SAM site near
Knin.® To make matters worse, a Croatian air force MiG air-
craft attacked a UN observation post, killing a Danish peace-
keeper; yet, NATO was not empowered to conduct counterair
operations against Croatia.°” In four days, the fighting was
mostly over, and Croatian forces sent 150,000 Serb refugees
fleeing into Serbia and Bosnia.°° The operation highlighted the
UN’s impotence. Even worse, from a UN standpoint, the
Croatian move appeared to have US support, or at least acqui-
escence.°

Neither the BSA nor the Yugoslav army rendered assistance
to their Krajina kinsmen, fueling speculation that Presidents
Tudjman and Milosevic had made an agreement to let Zagreb
take control of the Serb-occupied lands within Croatia.!©° In
Bosnia, Karadzic was publicly critical of Milosevic, and the
Bosnian Serb leader reportedly attempted to dismiss his army
commander, General Mladic. Mladic had supposedly been
meeting with Milosevic in Belgrade just prior to the Croatian
assault.!°! On the first day of the Croatian offensive, Karadzic

258



Index

16th Air Force, 116, 150, 192-93, 231,
233, 265, 304-5

7th Air Force commander during
Vietnam. See Lavelle, Gen John

A-10, 167, 193, 235

Abdic, Fikret, 174

AC-130 gunship, 131-32, 154, 162

AFSOUTH chief of staff. See Short, Maj
Gen Mike

AFSOUTH commander, 134, 203, 209,
228-29, 231, 276, 289. See also
‘Smith, Adm Leighton

aim point, 277-78, 304. See also desired
mean point of impact.

air strike, 13, 78, 84-86, 94, 109,
111-12, 119, 160, 162-68, 170, 172,
177, 181-82, 185, 191, 193-94, 197,
213, 215, 228, 235, 242, 252,
262-63, 266, 276, 278, 281, 292,
305, 308

air support, 9, 13, 47-48, 73-75, 77-79,
81-85, 87-91, 93-97, 99, 101-3,
105, 107, 109, 111-13, 119-21, 130,
132-83, 135-38, 141-42, 145, 147,
154, 159, 162, 180, 183, 187-90,
208, 220, 227, 246-51, 265, 299,
301, 311, 314-15, 318, 320. See also
close air support.

Airborne Warning and Control System,
129-30

airdrop, 63, 173

airlift, 173

airpower, 1-10, 12-17, 20, 23-24,
27-29, 31-33, 35, 37, 39-41, 43,
45-51, 53, 55-59, 61, 63-67, 69, 71,
73-83, 87-91, 96-98, 102-4, 106,
115-25, 127-29, 131, 133-35,
137-47, 149, 151-53, 155-57, 159,
161-62, 165, 169, 171, 184-85, 187,
189-90, 195-96, 203, 206-8,
211-13, 215, 219, 224, 226, 229-30,
232-33, 238-39, 241, 245-47,
249-55, 257, 259-61, 263-69, 271,
273, 277, 279, 281, 287-88, 292-93,
298-301, 303, 313-22, 324, 326

AIRSOUTH Commander. See Ashy, Lt
Gen Joseph; Ryan, Gen John

Akashi, Yasushi, 4, 102, 120-21, 129,
131-85, 137-88, 140-43, 149, 155,
157, 163, 170, 176, 185-86, 201,
208, 210, 213, 215-17, 220, 228,
232, 240, 243, 248, 253-54, 278-79,
286, 298, 315-16, 318

Albright, Madeleine, 64-65, 75, 89, 119,
209, 316

Allison, Graham, 35, 52

ammunition bunkers, 146, 163, 214

ammunition storage site, 169, 278

Annan, Kofi, 79, 89, 106, 113, 118, 203,
240, 278, 305

Antelope, 161-62, 318

arms embargo, 65, 236, 259

Ashy, Lt Gen Joseph, 5, 18, 49, 56,
61-63, 68-70, 73, 84, 88-89, 93-94,
104, 108-9, 111, 116, 119, 121-22,
125, 127, 131, 145, 150-58, 167, 175,
192-95, 234, 300, 304, 311, 320

Atkinson, Rick, 54, 235, 242, 302, 307,
310

Aviano, 62-63, 127, 154, 192, 200,
221-22, 226, 233, 268, 302

AWACS. See Airborne Warning and
Control System

Baker, James, 58, 67

Banja Luca, 130, 153, 183, 218, 228,
243, 298, 295

barracks, 276-78, 284, 304

Basher, 51, 52, or Basher Flight. See
O'Grady, Capt Scott

battle damage assessment, 288, 291-93,
308-10, 321

Beale, Michael, 13, 23, 153, 239, 303

Belgium, 10, 17, 25, 81, 84, 100-101,
105, 108, 152, 206,275 _

Belgrade, 58-59, 119, 140, 153, 200,
222, 258-59, 274-75, 296-97

Betts, Richard, 1, 21, 28, 30, 41, 47, 50,
57, 110, 148, 245, 299, 311, 326

Bihac, 65, 82, 86, 100, 128-29, 131-32,
134, 154, 173-76, 178-79, 182-84,
196, 198, 205, 210-11, 254-55, 318

Bildt, Carl, 22, 246

bombing pause, 285, 289

399



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

Decision to Use Airpower in Defense of
Other “Safe Areas”

Not to be outflanked, NATO announced a decision on 1
August to extend the threat of air strikes against any faction
threatening any of the remaining safe areas.7? The NAC deci-
sion authorized NATO military authorities to conduct gradu-
ated air operations up to Option 2—a reference to the
“Operational Options for Air Strikes,” developed two years ear-
lier.74 In a statement to the press, Secretary-General Claes
claimed that: “These decisions are intended to protect the safe
areas and not to help any party fight against the other.”75
Allied officers at the CAOC, not just Americans, built target
lists, so that by early August there were individual “plans” for
Sarajevo, Tuzla, Bihac, and Gorazde.”° However, senior airmen
in AFSOUTH believed it was impossible to defend the safe
areas with airpower alone.”” At the suggestion of using air-
power to defend the safe areas, General Ryan later exclaimed,

Not defend the “safe areas"! I FOUGHT that language—that language

was going around, and I said: “There’s no way we can defend those

‘safe areas.’ You cannot defend the ‘safe areas’ with air. . . you can’t
defend the ‘safe areas’ without a competent ground force.”78

In General Ryan's view the best way to relieve the threat to the
safe areas was to compel the Bosnian Serbs to stop attacking
them by using airpower to attrit Bosnian Serb military capa-
bilities.” While this approach may have been the best way to
use airpower to stop attacks on the safe areas, it could not
help but upset the balance of military power among the war-
ring factions.®° Throughout August, planners at the CAOC and
in Naples continued to refine plans for the safe areas, the
Dead Eye plan, and plans for a wider air campaign.®!

NATO ministers helped to open the door for General Ryan's
air campaign plan by agreeing to “authorize operations ‘to
support the defense of the Safe Areas within a wider zone of
action’ (ZOA) than had previously been considered.”®? By
authorizing wider ZOAs, NATO ministers freed their military
commanders from restrictions limiting air strikes to only those
targets in the vicinity of a particular safe area. This, in turn,
helped to push NATO thinking on airpower toward General

255



RESPONSIBILITY OF COMMAND

America’s allies remained opposed to air strikes due to con-
cerns for their soldiers in Bosnia;® however, following 10
hours of debate on 2 August, the alliance issued the following
warning:
The Alliance has now decided to make immediate preparations for
undertaking, in the event that the strangulation of Sarajevo and other
areas continues, including wide-scale interference with humanitarian
assistance, stronger measures including air strikes against those
responsible, Bosnian Serbs and others, in Bosnia-Herzegovina.”°

NATO air forces could mount these air strikes quickly because
of earlier US planning and because air strikes did not require
the complex system for air-ground coordination like the one
needed for close air support.

Commanders in AFSOUTH quickly responded to calls from
Brussels for a plan of action. The mission statement from the
NATO Council to its military authorities directed them “to
assist with the relief of the siege of Sarajevo and, if directed,
help relieve sieges of other safe areas in Bosnia-Herzegovina,”
and in addition “when authorized conduct expanded air
strikes elsewhere in B-H.”’! Working from the planning mate-
rials that had been accumulated and refined since General
Chambers first built his air campaign plan at the start of the
year, General Ashy and a few members of his staff in Naples
quickly put together a list of targets for a robust set of air
strikes aimed at crippling the BSA.” Admiral Boorda liked the
plan, and a colonel from General Ashy’s staff was dispatched
to Belgium to brief the air strike plan to Gen John
Shalikashvili, the Supreme Allied Commander, Europe
(SACEUR).”° General Shalikashvili accepted the plan, so that
within just a few days of the order from Brussels to get ready
for air strikes, AFSOUTH had a plan it could execute.

To ensure flexibility and control over air strikes, NATO
ambassadors ordered their military authorities to consult with
UNPROFOR and then to report back with some options.” In
response to this tasking, staff officers in Brussels and at SHAPE
produced a memorandum titled “Operational Options for Air
Strikes.””> A slim document of about 10 pages, “Operational
Options” spelled out, in broad terms, how air strikes were to be
authorized.”© Among other things, the memorandum directed

84



RESPONSIBILITY OF COMMAND

side “interference” in accomplishing their mission. General
Rose knew that he had a hand on the UN key in the dual key
arrangement for authorizing NATO air strikes,®5 and he resisted
pressures to go along with NATO—including pressure from the
United Kingdom’s chief of defence (CHOD) staff, marshal of the
Royal Air Force (RAF) Sir Peter Harding.© In taking this stand,
Rose was fortified in knowing he enjoyed the support of Gen
John Wilsey, who visited Rose in Sarajevo on the first day of
the ultimatum period.*” Wilsey was the UK-based joint com-
mander of British Forces in the former Republic of Yugoslavia,
and Rose noted,
We spoke almost daily throughout my time in Bosnia as I felt it was
important that there was someone in Britain who would defend, at the
strategic and political level [sic], what I was trying to do at the tactical
level. I had seen for myself how British lives had been unnecessarily
lost in the Falklands because of political interference and John had
suffered the same experience commanding in Northern Ireland. In
John Wilsey I was fortunate to have someone who instinctively under-
stood and supported the peace process. . . . It was also perhaps con-
venient for us both that as I was serving in a UN post, he could not
directly give me orders.

Thus, Rose used his UK connections to push his own aims, while
shielding himself behind his status as a UN general to ward off
unwanted national pressures. However, General Rose feared he
might be overridden by higher authorities, thus losing control
over military operations in his area of responsibility if the
Bosnian Serbs did not comply with the ultimatum.® The Serbs
were slow to show any sign of compliance, and once they began
to move their heavy weapons, it remained unclear whether they
would meet the NATO deadline.”” Meanwhile, approximately 200
combat and support aircraft from four NATO nations—the US,
Britain, France, and the Netherlands—stood ready to enforce the
ultimatum.”! As the deadline approached, General Rose’s sol-
diers went to extraordinary lengths to verify Bosnian Serb com-
Pliance, even assisting the BSA in moving some of its equip-
ment.” The reports from his soldiers were essential in the
decision not to bomb.” Rose later remarked that in the end,
“both sides concealed a substantial number of weapons within
the TEZ [Total Exclusion Zone], but as long as they did not use
them, this hardly mattered.” What mattered to General Rose

126



RESPONSIBILITY OF COMMAND

compelled, initially, to confine attacks against air defenses to
southeastern Bosnia and to forego the heart of the IADS in the
northwest.®? Eliminating the entire IADS would have delayed
attacks Ryan believed were needed to diminish Bosnian Serb
military capability.54 Despite tough talk from some Western
political leaders after the London Conference, experience sug-
gested permission to continue bombing might not last long.
Therefore, General Ryan opted to begin strikes against BSA
targets after just one wave of attacks aimed at degrading Serb
air defenses in the southeast zone of action.®> Added risk to
NATO aircrews caused by a delay in fully prosecuting Dead
Eye was small so long as aircraft stayed clear of northwestern
Bosnia.®° By putting off attacks against the northwestern
component of the air defense system, Ryan applied his expert-
ise to fulfill his principal responsibilities as a commander—
achieving his assigned mission with the least unnecessary
risks and costs to his forces.

Though air operations between 30 August and 14 September
1995 have become known as Operation Deliberate Force, they
were not simply an execution of the Deliberate Force plan
crafted by Col Doc Zoerb earlier that year.5” Operation Deliberate
Force, as it unfolded, embodied elements of three distinct sets
of plans built during the nine months before the Sarajevo mar-
ket blast. First, in late 1994, planners at the CAOC developed
a plan called Dead Eye, which was designed solely for defeat-
ing Bosnian Serb air defenses. The second relevant plan took
shape in early 1995 when General Ryan instructed his plan-
ners to develop a campaign plan for degrading the BSA’s fight-
ing potential. The plan built by Colonel Zoerb—referred to
herein as the Deliberate Force plan—contained targets
throughout Bosnia and was not linked to the defense of any
particular safe area. Third, after Srebrenica and Zepa fell,
Western leaders vowed to prevent loss of the remaining four
safe areas, and planners at the CAOC created target lists for
the defense of each remaining enclave. In August, the plans for
defending Gorazde and Sarajevo were combined into one new
plan called Vulcan, which Ryan went to the CAOC to exercise
on the morning of 28 August. When General Ryan executed
Deliberate Force, the operation contained elements of all three

280



NATO AIR SUPPORT AND AIR STRIKES

ways. First, any use of airpower had to be “subject to close
coordination with the secretary-general and the Force.”2° And
second, the use of airpower was meant to support UNPROFOR
“in the performance of its mandate set out in paragraphs 5
and 9 above."?! By requiring close coordination with the UN
and linking the use of airpower to both UNPROFOR’s
expanded mandate and its convoluted authority for using
force (when “acting in self-defence”), the authors of Resolution
836 left open the possibility for two very different interpreta-
tions of how airpower could be used in Bosnia. One way to
interpret this constraint was to give precedence to the objec-
tive of the resolution—protecting the people in the safe areas—
and to argue that airpower could be used proactively for air
strikes in order to execute the tasks spelled out in paragraph
5, which UNPROFOR was proscribed from accomplishing by
paragraph 9 (e.g., bombing the Bosnian Serb forces in order
“to promote the withdrawal of military or paramilitary units”
from around the safe areas). In addition, this first interpreta-
tion would permit airpower to be used in support of UNPROFOR
forces when they lacked adequate means for self-defense.
Alternatively, another interpretation—which appealed to those
objecting to the widespread use of airpower—was to say that
paragraph 9 of Resolution 836 clarified UNPROFOR’s status
as a peacekeeping force by limiting it to the use of force only
when “acting in self-defence.”22 Since airpower was intended
to support UNPROFOR, it could only be used legitimately for
air support. Rather than resolving conflicting agendas through
compromise, Resolution 836 merely served as a vehicle for
transferring the struggle to a new stage—a stage where theater

commanders in UNPROFOR and AFSOUTH would play impor-
tant roles.

UNSCR 844: Implementing an Ambiguous Policy

The ambiguity over airpower continued as the Security
Council took steps to implement its safe areas policy. On 14
June, Boutros Boutros-Ghali submitted a report advising the
Security Council on the implementation of Resolution 836 in
which he noted, “NATO confirmed its willingness to offer
‘protective air power in case of attack against UNPROFOR’”23

77



RESPONSIBILITY OF COMMAND

(5:00 p.m.), http://www.afsouth.nato.int/archives/archives.htm; idem, 12
September 1995; and Jan Willem Honig and Norbert Both, Srebrenica:
Record of a War Crime (London: Penguin Books, 1996), 186 n.11.

30. Col W. Hays Parks, “ ‘Precision’ Bombing and ‘Area’ Bombing: Who
Did Which, and When?” Journal of Strategic Studies 18, no. 1 (March 1995):
145-74.

31. Target Descriptions: Pale Ammo Depot South and Hadzici Ammo
Storage Depot, File C2a(2), BACS Collection.

32. The DOD Dictionary of Military Terms contains four US definitions for
the word target and five NATO definitions. The first definition offered for both
United States and NATO usage is: “a geographical area, complex, or instal-
lation planned for capture or destruction by military forces.” The dictionary
does not include a listing for either aim point or desired mean point of impact,
or DMPI, which air planners, targeteers, and aircrews use to denote specific
targets within a larger target complex. Joint Chiefs of Staff, US Department
of Defense, Dictionary of Military Terms (London: Greenhill Books, 1991), 388.

33. Owen, Deliberate Force, 199; and Gen Michael E. Ryan, USAF, com-
mander Allied Air Forces Southern Europe and commander US Sixteenth Air
Force, September 1994-April 1996, slides from a briefing to Air Power
Conference, London, 13 September 1996, slide nos. 43 and 44. Of the total
1,026 bombs dropped, 738 were PGMs.

34. Adm Leighton W. Smith, commander in chief NATO Allied Forces
Southern Europe, briefing to the US Air Force Air War College, Maxwell AFB,
Ala., 9 November 1995, videocassette of briefing, File MISC-19, folder H-4,
BACS Collection.

35. Target Descriptions: Pale Ammo Depot South and Hadzici Ammo
Storage Depot, File C2a(2), BACS Collection.

36. Owen, Deliberate Force, 410-11; and Gen Joseph W. Ashy, USAF,
interviewed by Lt Col Robert Owen, 29 April 1996, Washington, unclassified
version of “General Ashy’s Oral History Interview,” (66 pp.) redacted by the
Air Force Historical Research Agency, October 1997, Office of History, Air
Force Space Command, Peterson AFB, Colo. MCM-KAD-084-93, “Operational
Options for Airstrikes,” from August of 1993 contained an explicit statement
directing NATO commanders to try to minimize collateral damage.

37. Target Descriptions: Hadzici Ammo Storage Depot, Military Repair
Depot, and Storage Facility, File C2a(2), BACS Collection.

38. Ibid.

39. Smith, briefing to Air War College.

40. Zoerb interview, 29 April 1997.

41. Target Description: Sarajevo Army Barracks and Ordnance Depot,
File C2a(2), BACS Collection.

42. Smith, briefing Air War College; and Col Daniel R. Zoerb, USAF, inter-
viewed by author, 30 April 1997, Spangdahlem AB, Germany, transcript of
tape recording, author's personal collection.

43. Smith interview; and Military Official Q.

44, Janvier interview; and Military Official Q.

304



RESPONSIBILITY OF COMMAND

Through the winter and into the early spring of 1995, plan-
ners at Naples and Vicenza returned the focus of air-strike
planning to its original, robust form. By the time General Ryan
had arrived in theater, the accretion of political restrictions
and lessons about what air-strike options the UN would
accept had driven air-strike plans to become little more than
a series of disjointed target lists associated with the safe areas
or with specific attacks like the one at Udbina. 18 General Ryan
reversed that trend and became involved in the planning. He
spent many hours pondering what it was that constituted the
Bosnian Serb's center of gravity and how to use airpower to
affect that center of gravity in a way that would compel the
Serbs to quit fighting.'® Ryan also brought in various outside
experts and agencies in an attempt to identify which of over
150 possible targets to strike in order to produce the desired
effect on the BSA.2° Meanwhile, planners at the CAOC
attempted their own analysis of the Bosnian Serb air defense
system.?! After their initial effort, they received (from Kelly Air
Force Base in San Antonio, Texas) a visit by US Air Force
experts who specialized in command, control, and communi-
cations warfare.22 The planning General Ryan ordered in late
1994 was not entirely different from earlier efforts; in fact, it
reversed the evolution that had led to air strikes for one-off
attacks against individual symbolic targets. General Ryan's
initiative returned the planning focus to a more comprehen-
sive view of air operations similar to those envisioned in
1993.75

NATO air campaign planning could also support plans to
reinforce or withdraw the UN from Bosnia.** By December
1994, NATO planners in Belgium had been tasked to develop
a plan to extricate UNPROFOR from the former Yugoslavia,
and the withdrawal from Bosnia was expected to be messy.?5
When senior NATO officers saw the magnitude of the effort
that would be needed to withdraw UNPROFOR, they raised the
question of whether such a large force might be better used to
reinforce the UN in the former Yugoslavia, rather than to con-
summate its failure.26 By consequence, allied chiefs of defense
staff meeting that winter in The Hague decided that plans for
reinforcing UNPROFOR should be drawn up.?” Thus, by early

206



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

Udbina than they did, but they compromised mission accom-
plishment in deference to the UNPROFOR commanders’ con-
cerns for the safety of their soldiers. Some officials may have
hoped the raid would deter the Serb assault on Bihac; but if
they did, then UNPROFOR’s efforts to limit attacks to the run-
way probably undermined that objective. UNPROFOR’s open
reluctance to risk casualties, even amongst Serb military per-
sonnel at Udbina, could only enfeeble any deterrent signal the
attack might have conveyed. A NATO official later described
the dilemma in using force for deterrent effect in Bosnia:
Deterrence often depends on a credible threat to use a great
deal of force, while peacekeeping operations are based on a
minimum use of force.!°5 And, as Sabin has noted, in peace
support operations, “there is a . . . risk that a perceived paral-
ysis of command could lead to a failure of deterrence and
could encourage locals to challenge the intervening forces with
impunity.”'5* That pretty well describes what happened at
Bihac and in the no-fly zone over Bosnia after the Udbina raid.

The Udbina attack forced both General de Lapresle and
Admiral Smith to make trade-offs between accomplishing their
missions and protecting their forces. As one might expect in
an intervention where vital national interests were not engaged,
mission accomplishment came in second behind force protec-
tion. Broadly speaking, UN and NATO commanders were sup-
posed to be cooperating to achieve the same overall goal.
However, practically speaking, the disparate capabilities and
vulnerabilities of their forces and the discordant political
voices telling the commanders what to do had driven them to
a division of labor—with the UN doing peacekeeping, and
NATO doing the enforcing.'°> Just as Admiral Smith compro-
mised his mission by targeting only the runways and taxiways,
the UNPROFOR commander accepted the inevitable disrup-
tions to his peacekeeping mission in Croatia. However, both
commanders stood firm when it came to the issues most likely
to affect the safety of their forces; General de Lapresle refused
to countenance attacks most likely to give the Serbs cause for
retaliation while Admiral Smith demanded permission for pre-
emptive attacks against air defenses. That both commanders
resisted compromising on issues most likely to put their forces

179



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Cruickshanks, Air Commodore Colin, RAF, NATO liaison offi-
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341



Preface

This book examines the role that theater-level commanders
in the UN and NATO played in influencing the use of airpower
over Bosnia between the spring of 1993 and the end of 1995.
It also uncovers factors explaining why top UN and NATO
commanders in the region acted as they did. The central the-
sis of this study is that the commanders’ needs to balance the
various responsibilities inherent in command powerfully
affected their actions when they tried to influence the use of
airpower. Stress on these commanders was greatest when they
felt forced to make trade-offs that put their forces at risk with-
out a corresponding payoff in terms of mission accomplish-
ment. In attempting to strike the proper balance between mis-
sion accomplishment, acceptable risk, and obedience to civilian
political control, commanders drew on their own expertise and
that of their staffs. Not surprisingly then the traditional divi-
sion between soldiers and airmen over the utility of airpower
manifested itself in a split dividing UN army generals from
senior NATO airmen. That split also helps to explain the com-
manders’ actions.

Because this case is presented in a chronological fashion, it
offers a coherent account of Operation Deny Flight—the NATO
air operations over Bosnia from April 1993 until December
1995. From start to finish, theater-level commanders acted as
more than mere executors of policy. They helped to define
their own missions, strove to control the use of airpower, and
generally struggled to maintain operational autonomy so they
could fulfill their responsibilities for mission accomplishment
at acceptable levels of risk to their forces.

When people are killed in military service, there is a power-
ful need to justify their deaths and to understand why they
died. Even in World War II, where the cause was manifestly
just and where the stakes were high, good commanders ago-
nized over the rectitude of decisions that led to the deaths of
their troops. The Academy Award-winning film Saving Private
Ryan illustrated this point well. Actor Tom Hanks played Capt
John Miller, an Army officer who survived the D day landings
of World War II. While the Allies were attempting to secure

xiii



NATO AIR SUPPORT AND AIR STRIKES.

reducing the chances of Serb reprisals.®* These NATO interpre-
tations were driven as much by objections, or negative
objectives—avoiding escalation and friendly casualties—as by
the positive aim of assisting in the delivery of humanitarian aid;
though, in this case the positive and negative objectives comple-
mented each other well.

In August 1993, Bosnian Serb Army (BSA) pressure on
Sarajevo led NATO to threaten the Bosnian Serbs with air
strikes. Because American commanders in NATO had been
planning for air strikes already, they were able to move NATO
policy toward the sort of forceful use of airpower preferred by
the US government. However, NATO political authorities
established procedures for controlling the amount of force
used and the rules for initiating air strikes. The potential for
friction between the American theater-level commanders, who
favored robust air action, and NATO political authorities, who
wished to restrain airpower, did not materialize in 1993
because air strikes were blocked by UN commanders, particu-
larly General Briquemont. However, tensions quickly peaked
at the military level, where the vulnerability of UNPROFOR
ground forces helped to push the UN commanders even fur-
ther toward those political authorities who were opposed to air
strikes.

Increasing Bosnian Serb pressure on Sarajevo during June
and July of 1993 led the US government to push its allies for
air strikes against the Serbs. The assault on Sarajevo began
with increased shelling at the end of May, and by late July,
BSA units were systematically taking government territory
around the Bosnian capital.** By early August, the Serbs took
Mount Bjelasnica south of Sarajevo and were threatening to
capture nearby Mount Igman, creating a crisis for the inter-
national community.® If left unchecked, Serb forces encircling
Sarajevo looked set to take control of all land routes into and
out of the city.6 As General Briquemont attempted to negoti-
ate a cease-fire with the Bosnian Serbs, the US government
pressed its allies to accept a broad interpretation of Resolution
836 by endorsing air strikes to relieve the strangulation of
Sarajevo.°” The American government even suggested it was
ready to act alone, according to Dick Leurdijk.6* Some of

83



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Jackson, Bill, and Dwin Bramall. The Chiefs: The Story of the
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James, Barry. “U.S. and Allies Set on Collision Course over
Bosnia Policy.” International Herald Tribune, 1 July 1995.

“The Jane's Interview: Adm Leighton W. Smith, USN.” Jane’s
Defence Weekly, 28 January 1995.

Janis, Irving L. Air War and Emotional Stress: Psychological
Studies of Bombing and Civilian Defense. 1951. Reprint,
Westport, Conn.: Greenwood Press, 1971.

Janowitz, Morris. The Professional Soldier: A Social and
Political Portrait. 1960. Reprint, with new prologue and
preface, Glencoe, Ill.: Free Press, 1971.

Janvier, Lt Gen Bernard, French army, commander of United
Nations Protection Force (UNPF), Zagreb, Croatia, March
1995-December 1995. Interviewed by author, 12 January
1998, Paris. Author's notes. Author’s personal collection.

355



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

factions, with minimum use of force, and with impartiality. In
light of their responsibilities, the military commanders in
UNPROFOR felt compelled to issue warnings to the targeted
factions in Bosnia—invariably the Bosnian Serbs—prior to
authorizing NATO air attacks. Conversely, the warnings
endangered the lives of NATO airmen and weakened enforce-
ment measures, so, commanders in AFSOUTH wanted some
flexibility in targeting decisions and an end to the warnings.
Though the issue was formally reconciled in NATO's favor,
according to procedures proposed at Seville and thrashed out
in New York, the UNPROFOR commanders in Zagreb and
Sarajevo retained final control over air operations via the dual
key arrangements. There were no more air strikes related to
enforcing either the safe areas policy or the exclusion zones
until May 1995 after new UN commanders replaced Generals
Rose and de Lapresle. .

Udbina: Mission Accomplishment
Versus Force Protection

Subtle Bosnian Serb challenges to the no-fly zone in the
summer of 1994 grew more blatant in the fall, prompting a
NATO response and a serious split between UN soldiers and
NATO airmen. NATO airmen were convinced of substantial
support from Serbia for the summer buildup and continued
functioning of the Bosnian Serb integrated air defense sys-
tem.% In mid-July the United States suspended humanitarian
airlift into Sarajevo after two C-141 transports sustained hits
from small arms fire on consecutive days.°° A month later, an
American C-130 and a German C-160 cargo aircraft con-
ducted the last airdrops of Operation Provide Promise by para-
chuting supplies to the isolated Muslim enclave of Bihac.®*
Though the needs of that enclave and others remained acute,
the increasing Bosnian Serb surface-to-air threat made fur-
ther airdrops in Bosnia too dangerous. In a mid-September
letter to General Mladic, General Rose warned him to stop
menacing NATO aircraft, stating,

I am deeply concerned about actions directed against NATO aircraft
flying in Bosnia-Hercegovina airspace. Specifically, I refer to the MAN-
PAD [shoulder launched surface-to-air missiles] missile firing on 8

173



RESPONSIBILITY OF COMMAND

immediately.”*” Thus, before he had arrived at Vicenza, General
Briquemont already held serious doubts about the ability of
NATO airpower to compensate for the inadequacies of his ground
forces, and he was disturbed that other senior officers might be
infringing on his command prerogatives.

At Vicenza, Briquemont showed the sort of authority and
control he expected to exercise as the commander in Bosnia.
On 11 August, General Briquemont met with Generals Ashy
and Chambers at Vicenza, where a NATO staff officer briefed
the UN commander on “the concept of an air campaign...
with different phases, and lists of targets for each phase: their
type, their location, their proximity to UNPROFOR troops and
their potential for collateral damage."®? After 20 minutes,
General Briquemont interrupted the briefing to point out that
this was not what he wanted.!© While the NATO airmen
seemed to be focused exclusively on bombing Bosnian Serb
targets, General Briquemont’s concerns also included the
fighting in central Bosnia between the Bosnian Croats and the
mostly Muslim Bosnian government forces.!°! The UN com-
mander went on to tell the NATO officers that he wanted close
air support only, and not “a wide ranging air campaign.”!02
According to General Briquemont, Generals Ashy and
Chambers understood his situation, but they claimed that
they had their orders from NATO.!°3 Briquemont responded by
reminding them he was the supported commander in Bosnia,
and that “NATO should be supporting me, rather than trying
to impose its vision of operations on me.”!©4 Briquemont went
on to discuss and approve potential air support targets includ-
ing Bosnian Croat and Bosnian Serb targets.!°5 Before General
Briquemont left Vicenza on 12 August, General Ashy told him
that one day they would execute the US-authored air cam-
paign, to which Briquemont replied,“As long as I am the com-
mander in Bosnia, I don’t think so.”106

The next day, Briquemont used the press to explain his
views and to dampen enthusiasm for air strikes; the fallout
from his comments illustrated the weakness in the UN chain
of command.’°” On 13 August, when General Briquemont and
his chief of staff, Brigadier Vere Hayes, voiced their criticisms
of the American push for air strikes, Madeleine Albright, the

88


RESPONSIBILITY OF COMMAND

incompatibility of the UN and NATO missions. According to
Admiral Smith, Willy Claes and the UN official agreed that

“The problem that we have here is that NATO is in peace enforcement
and the UN has been peacekeeping, and those are incompatible goals.”
And when they finished up, I thought: God, that’s magnificent. They've
finally realized the problem. I've been saying that for months.5?

The admiral expected this recognition to lead to a resolution
of the problem. However, the division of labor persisted and
the two organizations continued to pursue their dichotomous
agendas through their theater commanders. Admiral Smith
concluded that the political authorities in NATO and the UN
were ducking their duties and pinning the blame for failure in
Bosnia on the military commanders:

They were shirking their responsibility. . . . So why did they have to

have a contact group? Why? Because two political bodies [the UN and

NATO] that were involved in this thing couldn't talk to each other. They

were getting absolutely nowhere, and they were just beating [up] their
military leaders because that happened to be a lucrative target.

The problem was especially acute for Admiral Smith because
in addition to enforcing the no-fly zone and the heavy weapons
exclusion zones, he was also supposed to support the UN com-
manders. Conversely, the UN commanders were not obliged to
help NATO with enforcement, especially since the UN secre-
tariat backed the move to peacekeeping, and the Security
Council failed to insist on enforcement.

The Beginning of the End

Throughout early 1995, in Bosnia peace talks foundered,
the cessation of hostilities agreement negotiated in December
1994 was repeatedly violated, and the rhetoric and actions of
the warring factions prefigured a renewed bout of intensified
fighting.54 Fighting between Bosnian Serbs and Bosnian gov-
ernment forces continued around Bihac through January and
February.®>, During the third week in March, Bosnian govern-
ment forces launched a major offensive.5° The Serbs shelled
Tuzla, Gorazde,®” and Sarajevo in reply, and the UN threat-
ened air strikes to stop attacks on civilians. At the same time,
Mr. Akashi condemned the Bosnian government for instigating

210



DELIBERATE FORCE

The further away people are from the problems, the more apt they are
to have a solution for them. And . . . those who shout loudest for this
or that action, are the ones who bear absolutely no responsibility for
the consequences of those actions, 18?

Political authorities are unlikely to be comfortable making
the sort of explicit commitments Admiral Smith desired. As
Richard Betts argued, diplomats and politicians value flexibil-
ity just as military officers value commitment to policy objec-
tives.'°° Moreover, using force creates a dynamic all of its own,
and there is little incentive for a politician to commit to sup-
Porting a course of action that might lead to unintended and
undesired consequences. It is far safer, politically, to keep
one’s choices open and to keep an arms-length relationship
with policy implementation when it has the potential to back-
fire. This calculus can lead to political pressure for action
without guarantees of political support for a commander
should things go wrong. The riskier the venture, the greater
disincentive a political official would have for making himself
accountable for the consequences. However, when an opera-
tion poses high risks, military commanders will want to make
their political masters aware of potential dangers and will
want assurances that a Proposed course of action is really
what is desired. Guarantees from special representatives,
secretary-generals, and assistant secretaries of executive depart-
ments are unlikely to suffice. Their authority is derivative, and
they may have agendas not fully supported by the elected
political leaders at the top of the chain of command.
Furthermore, because of the clear accountability that goes
with a military chain of command, commanders cannot
depend on these second- and third-tier officials for top cover,
Though the need to use airpower diminished greatly with the
end of Deliberate Force, the political-military tension over con-
trolling the use of force in Bosnia continued.

Assessments of Deliberate Force have confirmed Richard
Betts’s conclusion that beliefs for and against airpower tend to
become articles of faith and that people on both sides of the
airpower debate often draw opposite conclusions from the
same evidence.'®! General Cot saw the Deliberate Force air
strikes as long-range air support, and he judged that the RRF

299



DELIBERATE FORCE

SUNDAY MONDAY | TUESDAY _| WEDNESDAY | THURSDAY | FRIDAY SATURDAY
AUGUST 27 | 28 29 P3000 31] SEPTEMBER 1
Trigger psd % | Pause
3 q a ee Co
Pause Pause |. : enters Bate ]

aj 8 : Tie 15

Cease-fire

Figure 4. Time Line of Operation Deliberate Force. (The shaded area
shows days on which NATO conducted bombing operations. Although 1
September is not shaded, NATO did drop bombs that day before the pause
went into effect at 4:00 a.m. Central European Time.)

In doing so, the two sought to minimize risks to their forces
while maximizing their chances of achieving the objectives of
Deliberate Force. In the process though, Admiral Smith fur-
ther alienated himself from Richard Holbrooke and upset
some NATO political authorities who believed bombing opera-
tions were going too far.

New Objectives

During the bombing pause, NATO clarified the official objec-
tive of Deliberate Force, giving General Ryan a better chance
to level the playing field and allowing Richard Holbrooke more
scope to use the campaign as part of his coercive diplomacy.
As Admiral Smith later put it, “The goalposts got moved.” The
day prior to the pause, the AFSOUTH commander told the
press, “Our operation has one objective. It was stated clearly
by Secretary-General Claes at NATO and that objective is to
reduce the threat to the Sarajevo safe area and to deter further
attacks there or on any other safe area.”!2! However, at his
first press conference after the pause, Smith stated,

Now there are three conditions and you know that they are

* no attacks on safe areas,

* begin immediately a withdrawal of all heavy weapons from the 20-
kilometer exclusion zone and complete that withdrawal without any
halts or delays, and

289



COMPETING MISSIONS AND DEMANDS FOR FORCE PROTECTION

multinational force are consistent with the policy guidance on
unit self-defense and with rules for individual self-defense
contained in this document.”!°° However, even after NATO
ROE changed to reflect a more robust approach to dealing
with the Bosnian Serb SAM threat, NATO commanders could
not make the UN accept the US view of proportionality. Unlike
enforcement of the exclusion zone around Sarajevo, UNPROFOR
had no responsibility to enforce the no-fly zone or to do any-
thing else in the airspace over Bosnia. Moreover, its forces
were not threatened by SAM firings. Conversely, freedom from
the SAM threat was the sine qua non for NATO operations.
Suppressing Bosnian Serb air defenses was an issue of self-
defense for the commanders in AFSOUTH, and they could not
tolerate dual-key controls over their aircrew’s right to self-
defense. The dual-key concept was embedded in the Security
Council resolutions and supporting NATO decisions that
authorized the use of airpower in Bosnia. It reflected the
ground commanders’ need to have control over air actions
affecting the security of ground forces. Although the term dual
key was new for air operations, the same fundamental concept
had always governed close air support, and was not something
unique to Bosnia. That is to say, the ground commander ulti-
mately controlled the process for designating targets and
approving attacks. However, two aspects of this dual-key prin-
ciple were new in Bosnia. First, it applied to air strikes, which
would normally fall under the purview of the air component
commander rather than that of the ground commander.!*!
Second, and more importantly, the rationale for the dual key
stemmed from the ground commanders’ responsibilities for
force protection and mission success. In a combat scenario
these responsibilities would normally be complementary, and
airpower would support both the security of the ground forces
and the accomplishment of a common mission. In Bosnia, how-
ever, when AFSOUTH commanders used airpower for enforce-
ment, they endangered both UNPROFOR's forces and its pri-
mary mission. UNPROFOR commanders needed the dual-key
mechanism to fulfill their command responsibilities. However,
when the Bosnian Serb surface-to-air threat increased, the

187



. “NATO Airstrikes Again in Bosnia-Herzegovina.” Press

Release (95)53, 26 May 1995.

. Secretary-General’s Opening Remarks to the NAC,

Noordwijk, 30 May 1995.

. Press Communiqué M-DPC/NPG-1 (95)57, 8 June
1995.

——. “Meeting of the North Atlantic Council on 12 July
1995.” Press Release (95)69, 12 July 1995.

———. “Press statement on Gorazde by Secretary-General
Willy Claes, following North Atlantic Council meeting on
25 July 1995.” In NATO Review, September 1995.

——.. “Press statement on Other Safe Areas by the
Secretary-General following North Atlantic Council meet-
ing on 1 August 1995.” In NATO Review, September 1995.

——. “Statement by the Secretary-General of NATO.” NATO
Press Release (95)73, 30 August 1995.

. “Statement by the Secretary-General Following

Council Meeting - 2 September 1995.” NATO Press

Release, 3 September 1995.

. “Statement by the Secretary-General of NATO.” NATO
Press Release (95)79, 5 September 1995.

“NATO Uses Tomahawk on Serb Targets.” Jane’s Defence
Weekly, 16 September 1995.

Nelan, Bruce W. “The Balkans: More Talking, More Bombing.”
Time, 18 September 1995.

New, Lt Col Terry L., USAF. “Where to Draw the Line between Air
and Land Battle.” Air Power Journal 10, no. 3 (fall 1996).

Nicholls, Col David V., Royal Marines. “Bosnia: UN and NATO.”
RUSI Journal 141, no. 1 (February 1996).

. Interviewed by author, 9 January 1998, Exmouth,

England. Tape recording. Author's personal collection.

Nixon, Richard. No More Vietnams. New York: Avon Books, 1985.

O'Grady, Capt Scott, USAF, with Jeff Coplon. Return with
Honor, London: Doubleday, 1995.

“Operation Deliberate Force Factual Review.” Draft ed., 14
November 1995, prepared by the CAOC. BACS Collection.

366



RESPONSIBILITY OF COMMAND

especially Admiral Smith—had not ordered bombing against
more lucrative targets at Udbina.!?6 According to one high-
ranking NATO official, the decision not to hit aircraft was a
political one, and Admiral Smith had gone beyond the bounds
of his military authority by making the decision to agree with
General de Lapresle without first consulting Brussels.!2”
Responding to a reporter’s question at a press conference the
day after the attack, Admiral Smith defended the UN rationale
for limiting the attack and explained his own role as the sup-
porting commander:
General de Lapresle and I have had many conversations on this sub-
ject. He, and the other members of the United Nations Protection Force
command structure with whom I talk, believe that their principle [sic]
concern is the safety of their forces and their mission, being peacekeep-
ing. So, response is going to be, in their view, proportional to the
offense and measured, rather than what some of us might consider
more militarily effective. General de Lapresle spoke with me several
times before this strike and he specifically asked that we limit our
strike to the runways, and I later added the taxiways, and the purpose
was to ensure to the best that we could, that we would minimize the
number of people on the ground that were injured as a result of this
strike, and minimize collateral damage (emphasis added).12°

Clearly, negative objectives drove the targeting at Udbina.
Despite efforts to limit collateral damage and Serb casualties,
Serb forces in Croatia threatened retaliation and took UN
peacekeepers hostage—including two Czech soldiers stationed
as observers near Udbina.!?9 The day after the Udbina raid,
Serb air defenses inside Bosnia fired the first radar-guided
missiles at NATO jets patrolling the no-fly zone.

Interpreting the Results

Though not unrelated to the BSA ground offensive against
Bihac, the attack on Udbina was designed primarily to stop
violations of the UN-declared no-fly zone over Bosnia rather
than to affect the BSA.!°° Therefore, it would be inappropriate
to criticize the raid for failing to deter the Serb attack on Bihac,
as some observers have done.'$! The bombing of Udbina came
at political insistence, with urging from AFSOUTH officers,
and against the desires of UNPROFOR.'*? NATO commanders
insisted on the attack and wanted to destroy much more at

178



RESPONSIBILITY OF COMMAND

commanders, their responsibilities were much lighter because
they did not have to make a similar trade-off between mission
and men. In addition to their different responsibilities, the UN
and NATO commanders came from markedly different back-
grounds and had different service expertise. Generals Ashy
and Chambers had solid expertise for planning the conven-
tional air operations called for by NATO, and they were confi-
dent that airpower could be used to coerce the Bosnian Serbs.
Conversely, Generals Briquemont and Cot held the traditional
army view that airpower was best used for supporting ground
forces, and they were skeptical of plans to coerce the Serbs
through bombing.

To a remarkable degree, the factors affecting the command-
ers on either side of the airpower debate were mutually rein-
forcing. On one side, senior US airmen serving in a traditional
military alliance—NATO—pushed for a US-backed air cam-
paign, which entailed little risk to the forces under their com-
mand. On the other, European army generals working for the
UN strove to fulfill a largely humanitarian mission favored by
the European governments with vulnerable ground forces in
UNPROFOR. Of these multiple, mutually reinforcing factors,
the clash of cultures between the UN and NATO played the
least significant role in shaping the decisions and actions of
the theater-level commanders. They all considered themselves
NATO officers, none had any peacekeeping experience, and the
UNPROFOR commanders were driven toward a peacekeeping-
like mission by the limitations of their means, rather than
starting with traditional peacekeeping doctrine to guide their
thoughts and actions.

National ties were stronger than organizational associa-
tions, and they played an important role in influencing how
the theater commanders viewed plans for using airpower.
However, it is difficult to disentangle the national political
pressures from the responsibilities of the commanders, since
they were all bound up together. The French government’s
approach to Bosnia was part and parcel of General Cot’s. Paris
helped him to obtain resources and UN permission for his
actions, and both Cot and the French government were con-
cerned for the lives of the French soldiers in UNPROFOR.

104



RESPONSIBILITY OF COMMAND

Bosnia observed, “The bottom line was we did not have unity
of command and unity of purpose.”!45

Summary

There are at least four dimensions to military influence on
the use of airpower that might come into play once military
forces are committed in a situation where airpower is likely to
be used. First, there is the logic of force or the urge for mili-
tary victory, which is in tension with the logic of policy; that is,
the necessity to make sure the ends dictate the means and not
vice-versa. Second, while acting under political constraints, a
commander must try to balance his responsibilities for both
mission success and force protection. Third, one must con-
sider the competing views that soldiers and airmen are likely
to hold on the proper uses of airpower. Fourth, in multina-
tional operations there are likely to be different definitions of
success stemming from different views of the conflict and dif-
ferent organizational doctrines. These various dimensions of
military influence should be borne in mind as we turn now to
the question of the theater-level commanders’ roles in influ-
encing the use of airpower in Bosnia.

Notes

1. For recent contributions to the debate, see Richard Holbrooke, To End
a War (New York: Random House, 1998), 60-152; and Edward N. Luttwak,
“From Vietnam to Desert Fox, Civil-Military Relations in Modern
Democracies,” Foreign Affairs 74, no. 3 (May/June 1995): 99-112.

2, Richard K. Betts, Soldiers, Statesmen, and Cold War Crises
(Cambridge, Mass.: Harvard University Press, 1977), 203; Lt Col Stephen
McNamara, Air Power's Gordian Knot: Centralized versus Organic Control
(Maxwell AFB, Ala.: Air University Press, 1994), 81-85; and Harold R.
Winton, “An Ambivalent Partnership: US Army and Air Force Perspectives
on Air-Ground Operations” in Col Philip S. Meilinger, ed., The Paths of
Heaven: The Evolution of Airpower Theory (Maxwell AFB, Ala.: Air University
Press, 1997), 399-442,

3. The American Heritage Dictionary of the English Language, 3d ed. (New
York: Houghton Mifflin Co., 1992).

4. Roger Scruton, A Dictionary of Political Thought, 2d ed. (London:
Macmillan, 1982; Pan Books, 1996), 262.

5. Dennis H. Wrong, Power: Its Forms, Bases, and Uses (New York:
Harper and Row, 1995), 1-32.

50



PAVING THE WAY TO ENFORCEMENT

Bosnian Serb integrated air defense system.2°° With the UN
unwilling to make use of NATO airpower, and NATO’s own
commander in the region refusing to put aircrews at increased
risk to enforce the no-fly zone, NATO was forced to conduct a
complete reassessment of Deny Flight operations.2!°

Admiral Smith believed his expertise and his responsibility
as a commander obligated him to stand firm when it came to
decisions over how to conduct air operations in Bosnia.2!!
Furthermore, he was willing to accept the backlash that came
from standing up to the people above him in both the US and
NATO chains of command. The AFSOUTH commander later
averred,

I knew more about air strikes and air operations than anybody above
me, and I figured if they didn’t like what I was doing, then they could
just remove me, and that was just fine with me. It’s real easy to say
that when you have absolutely no promotion potential, but I was pre-

pared to be fired on a lot of issues. One of them was trolling in SAM
sites,?)!2

Admiral Smith recognized that General Janvier was the sup-
ported commander, and without the permission of his UN
counterpart, Admiral Smith could not eliminate the SAM
threat. As Smith saw it: :

Western militaries are obligated to follow the political guidance of their
masters. They had very clear guidance. I had sort of fuzzy guidance. I
was getting pushed to do more, do more, do more. And yet, I couldn't
do it without the permission of the ground commander, so I was sort
of caught between a rock and a hard place.?!3 :

Admiral Smith could have easily ordered a resumption of air
operations over Bosnia that entailed greater risks to NATO air-
crews, but instead, he stood his ground. As a result, the prob-
lems created by the SAM threat and the dual-key controls over
the proper defense for aircrews were kicked back upstairs to
the political level.

The viability of enforcing the no-fly zone was in question,
and NATO political authorities in Brussels tasked their mili-
tary staff to come up with options for the future continuance
of the flight ban over Bosnia. The military committee
responded by presenting six options ranging from doing noth-
ing, that is, abandoning the no-fly zone, to attacks that would

229



RESPONSIBILITY OF COMMAND

120. House, Unauthorized report, 2-4, 8, and 9.

121. For words of praise from four congressmen, see House, Bombing
Hearing, 45, 48, 49, and 50.

122, Ibid., 45.

123. For an essay on leadership, integrity, and ROE, which focuses on
the Lavelle case, see Maj Lee E. DeRemer, “ROE: Leadership Between a Rock
and a Hard Place,” Air Power Journal 10, no. 3 (fall 1996): 87-94.

124, Luttwak, 108; Gates, 30; and Michael Clarke, “Threats and
Challenges in the UK's Security Environment,” in Perspectives on Air Power:
Air Power in Its Wider Context, ed. Stuart Peach (London: HMSO, 1998),
16-17.

125. Brodie, War & Politics, 475 and 492.

126. Ibid., 465.

127. Ibid., 471-72.

128. Betts, 203.

129. Harold R. Winton, “An Ambivalent Partnership: US Army and Air
Force Perspectives on Air-Ground Operations,” in The Paths of Heaven: The
Evolution of Airpower Theory, ed. Col Philip S. Meilinger, USAF (Maxwell
AFB, Ala.: Air University Press, 1997), 401-2.

130. James A. Winnefeld and Dana J. Johnson, Joint Air Operations:
Pursuit of Unity in Command and Control (Annapolis, Md.: Naval Institute
Press, 1993), 10-11; and Michael Leurs, “Joint Doctrine: New Pubs: Old
Controversies,” Joint Forces Quarterly, no. 10 (summer 1994), 111.

131. Betts, 203.

132. Air Force Manual 1-1, Basic Aerospace Doctrine of the United States
Air Force, vol. 1 (Washington, D.C.: Government Printing Office, 1992), 8.

133. McNamara, 103-13.

134. See for instance, Gordon and Trainor, 310-12.

135. Ibid., 310-12, 330-31, and 410-11.

136. Winnefeld and Johnson, 163-64; and McNamara, 2-3.

137. Leurs, 12; and Joint Pub 3-0, Doctrine for Joint Operations, I-11
and 12; and I-20.

138. Joint Pub 3-0, GL-12.

139. Joint Pub 1, Joint Warfare of the US Armed Forces, 58.

140. Col John A. Warden III, USAF, The Air Campaign: Planning for
Combat (Washington, D. C.: National Defense University Press, 1988:
Pergamon-Brassey's, 1989), 126.

141. Ibid., 124-27.

142. Ibid., 127.

143. Michael Evans, “RAF Prepares for NATO Bombing Raids on Serbs,”
Times, 28 April 1993.

144. Gen Joe Ashy, interviewed by author, 3 July 1998, Fairfax, Va., tape
recording, author's personal collection.

145. Ibid.

56



RESPONSIBILITY OF COMMAND

Mr. Akashi’s letter sent mixed signals, for it implied NATO
aircrews might act if merely threatened but not fired upon; at
the same time it stated that, “no automatic firing of missiles
will occur.” In fact, NATO ROE did not allow aircraft patrolling
the no-fly zone or performing other routine missions such as
reconnaissance or CAS training to use force in response to
“hostile intent” such as lock-ons by Serb target-tracking
radar.1®” That was why the heavy escorts were needed, so that
NATO airmen could shoot back right away in response to a
hostile act. The NAC decision of 8 December 1994 merely rec-
ognized the need for stand-alone SEAD missions in response
to hostile acts against UN or NATO aircraft. Even with this new
authorization, NATO commanders needed dual key approval
to conduct strikes against offending surface-to-air weapon
sites. The Serbs would have to fire first, then NATO com-
manders in AFSOUTH would have to coordinate with
UNPROFOR over a proportional response.

UNPROFOR-AFSOUTH agreement on proportionality was
most unlikely for SEAD because, unlike air strikes, SEAD had
nothing to do with the UN commanders’ responsibilities, and
everything to do with the responsibilities of NATO command-
ers. From General Ryan's perspective, the debates on propor-
tionality reached the point of absurdity over SEAD:
“Proportionality by some said that if they shoot at you with a
SAM missile and they miss, then you can shoot a missile back,
but you have to miss them!”!®° In contrast to those urging a
minimum use of force, the US chairman of the Joint Chiefs of
Staff had recently published new Standing Rules of
Engagement for US Forces (SROE), which included guidelines
on proportionality for the use of force in self-defense:

Proportionality. The force used must be reasonable in intensity, dura-
tion, and magnitude, based on all facts known to the commander at
the time, to decisively counter the hostile act or hostile intent and to
ensure the continued safety of US forces (emphasis added).!®°

Although General Ryan was part of an alliance operation, that
did not free him from following the new ROE guidance. Page
one of the SROE contained a notice that forces under multi-
national control would remain so, “only if the combatant com-
mander and higher authority determine that the ROE for that

186



RESPONSIBILITY OF COMMAND

their own radar, giving allied aircrews more warning while
simultaneously making SAM operators more susceptible to
attack from NATO SEAD aircraft. By deciding to execute the
remainder of the Dead Eye plan, Admiral Smith and General
Ryan made Deliberate Force operations safer for NATO air-
crews. 148

The response from Brussels over a cruise missile attack
during the execution of Dead Eye-northwest demonstrated the
accountability thrust upon commanders, even for problems
they had not caused. To reduce risks to allied airmen, Admiral
Smith requested permission from Washington to use cruise
missiles against air defenses, and President Clinton reportedly
authorized the attacks on 7 September.!4° However, the mis-
sile attacks, scheduled for the night of 8-9 September, were
delayed for approximately 36 hours by General Joulwan so he
could give NATO political authorities advance notice.!5° The
AFSOUTH commanders elected to go ahead with the first
strikes into northwestern Bosnia early on 9 September, using
stand-off munitions from NATO aircraft. Hurriedly put
together and marred by technical glitches, the raid achieved
disappointing results.'5! When cruise missile strikes finally
did go ahead on 10 September, they caused an uproar in
Brussels, particularly from the French who complained NATO
military authorities had overstepped their bounds by using
cruise missiles.!52 For the military planners in AFSOUTH, the
cruise missile was just another weapon, and it had the advan-
tage of accuracy without risk to the lives of NATO airmen.}59
The missile attack was coordinated through NATO headquar-
ters, but notification to NAC ambassadors went out late
Sunday afternoon, 10 September, and the attack was made
that evening.'®4 Although the delays in notification originated
in Brussels,!55 and even though AFSOUTH had approval from
NATO Headquarters and Washington before the strike,
Admiral Smith was made to bear the brunt of the political crit-
icism for the cruise missile attack.!5° This indicated there
would be no political shielding from Brussels if military oper-
ations went awry.!57

The political consternation over the cruise missile strikes
probably had more to do with political sensitivities over how

294



Stoltenberg, Thorvald. “Introducing Peacekeeping to Europe.”
International Peacekeeping 2, no. 2 (summer 1995).

Strachan, Hew. The Politics of the British Army. Oxford:
Clarendon Press, 1997.

Strickland, Maj Paul C., USAF. “Trouble in Trieste.” Daedalus
Flyer 36, no. 4 (winter 1996).

Sullivan, Stacy; Michael Evans; and Eve-Ann Prentice. “NATO
Scales Down ‘No-Fly’ Operation Despite Serb Threat.”
Times (London), 21 June 1995.

Summers, Col Harry G., USA. On Strategy: A Critical Analysis
of the Vietnam War. Novato, Calif.: Presidio Press, 1982.

Sweetman, Group Capt A. D., RAF. “Close Air Support Over
Bosnia-Hercegovina.” RUSI Journal 139, no. 4 (August
1994).

“Target Description: Hadzici Ammo Storage Depot.” File
C2a(2), BACS Collection.

“Target Description: Hadzici Military Repair Depot.” File
C2a(2), BACS Collection.

“Target Description: Hadzici Storage Facility.” File C2a(2),
BACS Collection.

“Target Description: Pale Ammo Depot South.” File C2a(2),
BACS Collection.

“Target Description: Sarajevo Army Barracks and Ordnance
Depot.” File C2a(2), BACS Collection.

Taylor, Telford. “Military Intervention in Civil Wars: Do Law
and Morality Conflict?” In The Parameters of Military
Ethics. Edited by Lloyd J. Matthews and Dale E. Brown.
London: Pergamon-Brassey’s, 1989.

Teske, Col Steven, USAF, CAOC director of plans,
May-November 1995. Interviewed by Lt Col Christopher
Campbell, Lt Col Brad Davis, and Maj Chris Orndorff, 14
February 1996, Ramstein AB, Germany. Transcript of
taped interview. File H-1, BACS Collection.

. Interviewed by author, 6 May 1997, Aviano AB,
Italy. Tape recording. Author's personal collection.

382



RESPONSIBILITY OF COMMAND

ical pressures to “do something” until that something was
defined and weighed against the risks of attempting to do it.
While the Vietnam War undoubtedly sensitized a generation of
American officers to the imperative of avoiding risks in the
absence of worthwhile and achievable objectives, their risk
aversion was not a uniquely American phenomenon. Nor was
it confined to one generation. Risk aversion is a natural prod-
uct of the special expertise and responsibility of professional
military officers, and theater-level commanders are likely to
possess an uncommonly high degree of both expertise and
responsibility.

How NATO Commanders Influenced Airpower

American commanders in NATO also influenced the use of
airpower beyond being mere executors of policy. General
Joulwan helped define heavy weapons to include elements of
the BSA that were only indirectly related to the siege of
Sarajevo, and his inputs were incorporated in the terms of the
Gorazde ultimatum as well. He called for zones of action that
helped move NATO political thinking beyond the offending
weapons surrounding each individual safe area, thus opening
the door for General Ryan’s air campaign. Finally, General
Joulwan pushed his subordinate commanders, especially
Admiral Smith, to resume bombing during the pause in
Deliberate Force and to avoid saying anything to the press
about broader implications of the campaign that might disturb
alliance cohesion.

General Ashy’s early planning and his apparent success in
winning General Briquemont’s approval for NATO's target list
helped move NATO toward the sort of robust air action favored
by the US government. In addition, Ashy's efforts with Admiral
Boorda to limit details of target information presented to NATO
ambassadors, while convincing them that AFSOUTH com-
manders had done everything necessary to limit collateral
damage, was intended to prevent micromanagement from
Brussels. General Chambers’s main contribution was to set
up an efficient system for enforcing the no-fly zone and for
providing close air support to the UN. There was nothing
unusual about how he did this, but his expertise was evident

320



for my research was an encouraging sign to me of the worth of
my chosen topic.

My deepest affection and gratitude go to my wife Barbara for
her friendship and support throughout this unique and chal-
lenging endeavor.

xviii



185-86, 195, 198, 201, 217-18, 298,
306, 323

Russia, 74, 78, 238, 259, 270, 284, 296

Ryan, Gen John, 45, 175

Ryan, Lt Gen Michael, 5, 167, 175, 177,
181, 183-84, 186, 190-93, 203-6,
211-12, 214-15, 219, 223-27,
230-34, 248-49, 253-58, 260,
262-63, 273-76, 279-89, 291-97,
300-301, 320-21

SA-2, 180, 189, 198. See also surface-
to-air missile

SA-3, 198. See also surface-to-air missile

SA-6, 180, 218-19, 250, 266. See also
surface-to-air missile

Sabin, Prof. Phil., 54, 112, 179, 198, 200

Sacirbey, Muhamed, 260

safe area, 5, 23, 65, 86, 97, 100, 102, 134,
161, 174, 191, 236, 238, 245-46, 249,
252, 254-55, 258, 262-64, 268, 280,
289, 320. See also Bihac, Gorazde,
Sarajevo, Srebrenica, Tuzla, Zepa

Sagan, Scott, 44, 55

SAM. See surface-to-air missile

sanctuaries, 53

sanctuary, 174

Sarajevo, 14, 22, 64-65, 71, 74, 81-84,
86, 90-91, 100, 102, 106, 110, 116,
120, 122-26, 128-29, 137, 139, 144,
146, 152-53, 157-60, 163, 166, 169,
173, 187, 192, 196, 200, 207-8,
210-11, 213-14, 216-17, 238, 246,
255, 257, 263, 274-75, 278, 280,
285-90, 297, 300, 302-5, 314, 318,
320, 322

SAS. See Special Air Service

Schulte, Greg, 22, 125, 151, 158, 195

Sea Harrier, 138, 145-46, 158, 318. See
also Harrier

SEAD. See suppression of enemy air
defenses

Secretary General's special representa-
tive. See Akashi, Yasushi

Security Council. See UN Security
Council

self-defense, 45-46, 75-77, 97, 105,
108, 119, 160, 169, 171, 181,
184-88, 191, 209, 258, 298

Serb aircraft, 129, 174-75. See also
Galeb

Serbian capital. See Belgrade

Seville, Spain, 170-71, 173, 195

Shalikashvili, Gen John, 67, 84, 111,
152, 242, 252

Sharp, 8, 22, 43, 54-55, 148-49, 200,
235, 238, 240, 269

Sharp, Adm U.S. Grant, 54

Sharp, Jane, 8, 148, 200, 240

Sheehan, Gen Jack, 136

shoot down, 63, 137, 165-66, 218. See
also downing

Short, Maj Gen Mike, 302-3, 305, 307,
309

Smith, Adm Leighton, 6, 134-35, 138,
145-46, 161, 163-64, 172, 176-80,
183-85, 190-91, 193-201, 203,
209-10, 216, 218-19, 223, 226-32,
238-39, 242-43, 248, 257-58,
261-63, 265, 268-70, 273-79,
282-83, 285-301, 303, 306-8, 311,
320-22

Smith, Lt Gen Rupert, 7, 8, 18, 20, 124,
145, 164, 190-91, 203, 207-8,
211-17, 219, 228, 231-33, 235, 237,
245, 251, 253-54, 262-63, 268,
275-77, 279, 283, 286-87, 292-94,
297, 301, 315, 319

Sokolac, 266

Solli, Per Erik, 13, 23, 109, 153

Soubirou, Andre, 165-66, 194

Special Air Service (SAS), 155, 200

special forces, 118, 134, 187-38, 314,
318-19

Split, Croatia, 170

Srebrenica, 10, 12, 23, 65, 69, 99-100,
102, 106, 121, 124, 151, 161, 220,
232-33, 235, 238, 245-55, 257, 259,
261, 263-67, 269, 271, 280, 304, 315

stealth fighter. See F-117

Stewart, Col Bob, 23, 108

Stoltenberg, Thorvald, 22, 79-80, 89,
91-92, 98-101, 120

suppression of enemy air defenses
(SEAD), 177, 180-82, 184-91, 201,
204, 215, 218, 223, 227, 230-33,
235, 250, 262, 264, 293-94, 315

Supreme Allied Commander Europe,
(SACEUR), 21, 67, 84, 197, 234,
239, 267

surface-to-air missile, 4, 41, 45, 135-38,
173, 175, 180, 181-84, 186-88,

405



Scruton, Roger. A Dictionary of Political Thought. 2d ed.
London: Macmillan, 1982; Pan Books, 1996.

Seabury, Paul, and Angelo Codevilla. War: Ends and Means.
New York: Basic Books, 1989.

“SEAD Role for F-16 Comes Closer.” Jane’s Defence Weekly,
20 August 1994.

Seidt, Hans-Ulrich. “Lessons Learnt from the Crisis in the
Balkans.” European Security 5, no. 1 (spring 1996).

Shalikashvili, Gen John, USA. Edited excerpts of SACEUR
interview with Nick Doughty, Reuters TV and Wire News
Service, 21 January 1993, SHAPE, Belgium. In ACE OUT-
PUT. Vol. 12, no. 1 (February 1993).

Shanahan, John N. T. “No-Fly Zone Operations: Tactical
Success and Strategic Failure.” In Essays on Strategy
XIV. Edited by Mary A. Sommerville. Washington, D.C.:
National Defense University Press, 1997.

Sharp, Jane M. O. Bankrupt in the Balkans: British Policy in
Bosnia. London: Institute for Public Policy Research, 1993.

. Honest Broker or Perfidious Albion: British Policy in

Former Yugoslavia. London: Institute for Public Policy
Research, 1997.

Sharp, Adm U.S. Grant, USN. Strategy for Defeat: Vietnam in
Retrospect. With foreword by Hanson W. Baldwin. Novato,
Calif.: Presidio Press, 1978.

Shea, Jamie, NATO spokesman. Interviewed by author, 28
April 1997, Brussels. Tape recording. Author’s personal
collection.

Sheffield, G. D., ed. Leadership and Command: The Anglo-
American Military Experience Since 1861. London:
Brassey's, 1997.

Short, Maj Gen Michael C., USAF, chief of staff, Allied Air
Forces Southern Europe, July 1995-May 1996, Naples.
Interviewed by author, 2 May 1997, Ramstein Air Base,
Germany. Tape recording, Author's personal collection.

377



RESPONSIBILITY OF COMMAND

In his memoir, General Rose says that Admiral Smith “would
only accept strategic-level targets, such as major HQs, com-
munications sites, or logistic installations such as ammuni-
tion bunkers. I told him that neither NATO nor the UN had
authority to escalate the use of air power in this manner.”2!6
In truth, these were precisely the sorts of targets spelled out
under option 2 of NATO’s “Operational Options for Air
Strikes,” and by labeling them “strategic level targets,” Rose
indicated the gulf between his view of airpower and that
shared by NATO commanders.?!” More significantly, General
Rose believed that NATO should be prepared to lose some air-
craft, noting that the downing of the Sea Harrier “was unfor-
tunate . . . but the incident should be considered a routine
hazard of peacekeeping.”2!® The American airmen in NATO
disagreed with this on two counts: first, they did not see their
mission as peacekeeping,?!9 and second, they viewed the risks
as unjustifiable and unnecessary. The principal reason for
attempting to employ airpower in Bosnia was to make use of a
tool for enforcement action, which carried minimal risks. That
Admiral Smith felt the risks were unjustified and unnecessary
is clear from General Rose’s account. They were unjustifiable
because the UN would halt the use of airpower as soon as the
Bosnian Serbs stopped shooting;??° thus, the results were
ephemeral, and the Bosnian Serbs could, and did, resume
their attacks when the weather worsened or after they had
taken UN hostages. Under these circumstances, the risks were
being taken for no discernible payoff. The rationale for going
beyond smoking-gun-type targets during the Sarajevo ultima-
tum was to get more payoff for less risk.??1 In the days and
months after the downing of the Sea Harrier, senior airmen in
AFSOUTH and their political masters in Brussels would
repeatedly demonstrate just how little risk to NATO aircraft
they were willing to accept.??? Furthermore, the risks were
unnecessary in the eyes of the NATO commanders because
they believed there was a better way to use airpower and that
was to strike more significant targets that might actually com-
pel the Bosnian Serbs to respect the UN safe areas and the
NATO exclusion zones.?25

146



PAVING THE WAY TO ENFORCEMENT

for Deny Flight and the prohibition against preemptively elim-
inating such threats, it was not uncommon for NATO airmen
to continue their missions after being locked onto by SAM
radar.'°5 This was precisely the environment General Ryan
and Admiral Smith had hoped to avoid when they moved to
eliminate the SAM threat in late 1994, but British and French
reluctance and the dual-key control over NATO airpower pre-
cluded such proactive steps. !54 When O'Grady was locked onto
by the SA-6’s radar, he blindly took evasive maneuvers, but
within a few seconds, the second of two missiles Serb forces
fired at him split his aircraft in two.!5> The BSA forces operat-
ing the SA-6 battery were able to take the shots, with little
warning to O'Grady, by drawing on radar information from the
wider integrated air defense network rather than using their
own radar.'8° With hundreds of UN hostages—some being
used as human shields—the Bosnian Serbs could be fairly cer-
tain that the downing of a US aircraft would not lead to any
immediate retaliatory action.

O’Grady’s downing complicated the release of the UN
hostages taken after the Pale raids and indicated that the
Bosnian Serbs may have been trying to capture an American
pilot. On 2 June the Bosnian Serbs began releasing some of
the 377 hostages taken following the raids on Pale, but they
began taking additional peacekeepers hostage.'®7 One hun-
dred twenty-one hostages were freed that day, but 61 others
were taken.!°° Though Milosevic was credited with helping to
win the release of UNPROFOR troops, Gow has suggested that
General Smith was confident that the Bosnian Serbs would
release the hostages unharmed.!8° Whatever Smith's calcula-
tions, the downing of an American combat aircraft led to
renewed pressure from the United States for air strikes
against the Serb SAM sites.!4° Furthermore, any attempt to
rescue O’Grady threatened to lead to an escalating use of force
in Bosnia, especially if one of the rescue aircraft were shot
down. General Joulwan recalled French anxieties over the
F-16 downing,

The French were very concerned that we would mount a rescue of

O'Grady. In fact, I was having a dinner the night O'Grady was shot
down. Willy Claes was coming to the dinner. . . . And we already had a

219



Burridge, Brian. Defence and Democracy: The Control of the
Military. London Defence Studies no. 44. London:
Brassey's for the Centre for Defence Studies, 1998.

Burridge, Air Commodore Brian, RAF. Interviewed by author,
3 February 1998, RAF, Bracknell, England. Author's
notes. Author's personal collection.

Butcher, Tim. “NATO Request for Bosnia Air Strike.” Daily
Telegraph (London), 22 June 1995.

Calic, Marie-Janine. “German Perspectives.” In International
Perspectives on the Yugoslav Conflict. Edited by Alex
Danchev and Thomas Halverson. London: Macmillan, 1996.

Campbell, Kenneth J. “Once Burned, Twice Cautious:
Explaining the Weinberger-Powell Doctrine.” Armed
Forces and Society 24, no. 3 (spring 1998).

Caplan, Richard. Post-Mortem on UNPROFOR. London Defence
Studies no. 33. London: Brassey’s for the Centre for
Defence Studies, 1996.

Carney, James. “Finally, The Leader of NATO Leads.” Time, 11
September 1995, 54.

“Cautious Welcome, But End to War May Be Far Off.”
Financial Times (London), 9 September 1997.

Cerami, Joseph R. “Presidential Decision Making and
Vietnam: Lessons for Strategists.” Parameters 26, no. 4
(winter 1996-1997).

Chambers, Lt Gen James E., USAF, director of NATO's
Combined Air Operations Center (CAOC), Vicenza, Italy.
“Outstanding Air Support of UNPROFOR.” Message to
participating NATO units, 13 March 1994. BACS
Collection.

. Interviewed by author, 10 February 1998, Fairfax, Va.
Author's notes. Author's personal collection.

Cheshire, Air Chief Marshal Sir John, RAF, assistant chief of
Staff Policy, Supreme Headquarters Allied Powers Europe,
Mons, Belgium, 1992-1994; UK military representative to
the NATO Military Committee, 1995. Interviewed by
author, 1 June 1998, RAF High Wycombe, England. Tape
recording. Author's personal collection.

336



NATO AIR SUPPORT AND AIR STRIKES

NATO military authorities to prioritize and group together pro-
posed targets by target type and by location in order to facilitate
political oversight and decisions.””? On 9 August NATO ambas-
sadors approved the “Operational Options” memo, but the
alliance softened the tone of its threat to use air strikes,”* noting,

Air strikes foreseen by the Council decisions of August 2 are limited to
the support of humanitarian relief, and must not be interpreted as a
decision to intervene militarily in the conflict. . . . [Furthermore], NATO's
actions take place under the authority of the United Nations Security
Council, within the framework of the relevant UNSC resolutions, includ-
ing the UN Security Council Resolutions 770, 776, and 836, and in sup-
port of UNPROFOR as it carries out its overall mandate.’

The NAC also agreed “with the position of the UN Secretary-
General that the first use of air power in the theatre shall be
authorized by him,” and the council reserved for itself the
political authority within NATO to launch air strikes, rather
than delegating that authority to the NATO secretary-general.®°
In this way, France and the UK could counter any unwanted
pressure from the US to initiate air strikes, either indirectly (as
permanent members of the UN Security Council), by pressur-
ing Boutros Boutros-Ghali, or directly, by blocking the NAC
authorization.®!

Despite NATO’s tight political controls over air strikes and
the limited nature of its stated aims for conducting them, the
air strike options approved by the NATO council allowed for
militarily significant attacks in graduated steps. “Operational
Options for Air Strikes” envisaged an escalating application of
force in three phases: an initial demonstrative response to a
provocation; a slightly more robust follow-on phase; and-an
expanded phase of air strikes.°? These graduated steps
allowed political authorities to work their way up through the
phases as necessary to increase the coercive pressure on the
Bosnian Serbs. NATO and UN authorities—both political and
military—continued to reference these options for air strikes
until the end of Deny Flight. However, analyses of NATO air
strikes in Bosnia have been plagued by attempts to draw more
clarity about the distinctions between the three phases—or
options as they came to be called—than the words of the NATO
document could provide.** While the title of the document

85



INTRODUCTION

Photo by Tim Ripley

Lt Gen Sir Michael Rose, British army, commander of Bosnia-Herzegovina
Command, 1994 (right), shown with US military official Lt Gen Joseph Ashy,
USAF, commander AIRSOUTH, 1992-94

region, Lt Gen Michael Ryan and Adm Leighton Smith. Overall,
Balkan Odyssey is a valuable reference book that details inter-
national diplomacy in the region, thus establishing part of the
broader context for viewing theater-level commanders’ strug-
gles to control airpower.

Dick Leurdijk’s The United Nations and NATO in Former
Yugoslavia, 1991-1996: Limits to Diplomacy and Force focused
more on international efforts to use force in Bosnia than
Balkan Odyssey.'* Leurdijk’s book also presented the UN per-
spective of the conflict, thus complementing the European
viewpoint offered by Lord Owen.!5 Leurdijk reconstructed
events and important decisions related to the UN's “safe area”
policy in Bosnia and NATO's use of airpower. Though full of
insights into the give-and-take amongst the various nations in
NATO, Leurdijk diplomatically sidestepped or downplayed



MILITARY INFLUENCE ON THE USE OF AIRPOWER

needed to develop new expertise in ways of limiting the use of
force.© Janowitz warned that until the military became imbued
with a “constabulary force” outlook, it threatened to trans-
gress the boundaries of civilian control.5! He foresaw this as a
likely problem in limited wars and wars against insurgency.52
So, while Janowitz accepted the connection between expertise
and professionalism, he was not sanguine about giving the
military autonomy to use its expertise until the military pro-
fession could be rid of the outdated and dangerous influences
of the “absolutist” heroic leaders and transformed into a pro-
fession led by “pragmatic” military managers. Moreover, he
perceived the greatest need for change to be in the US Air
Force, dominated as it was by generals from the Strategic Air
Command.®$

Betts showed how expertise could be used by the military to
help preserve autonomy in operational affairs.5+ Sometimes,
limitations in military capabilities impose constraints on what
can be achieved in a given situation. This is known as tactical
determinism, where the means more or less determine the
ends. In the past, military leaders have falsely asserted tacti-
cal determinism or built plans around real limitations in mili-
tary capabilities so as to prevent political authorities from
interfering in operational matters. A classic example, cited by
Betts, occurred at the outset of World War I when “General
Moltke falsely claimed the rigidity of plans as an excuse to
refuse a last-minute change in strategy to concentration on
the Russian front.”5> However, tactical determinism is not
merely a ploy used by experts to maximize their control over
the use of force. It is often a real and important factor in deci-
sions over when and how to use force. As an example, Betts
showed that Graham Allison was wrong to accuse military
leaders of falsely asserting the limits of airpower during the
Cuban missile crisis in order to strengthen the chances of a
more robust bombing operation or a full-scale invasion.5* The
limitations of airpower were all too real. This example high-
lights an important point: in the absence of mutual respect
and trust, political leaders might dismiss relevant and accu-
rate military advice, or come to believe that their own judg-
ments on the use of force can substitute for military expertise.

35



NATO AIR SUPPORT AND AIR STRIKES

command billets, so General Morillon had to give up his post
in Sarajevo.*> In late June, General Morillon learned that an
old friend, Lt Gen Francis Briquemont of Belgium, would
replace him.** General Briquemont was a 58-year-old infantry
officer who had recently received his third star and was about
to take command of the 1st Belgian Corps headquartered in
Cologne, Germany, when another of his French colleagues,
General Cot, phoned and invited him to come to work in the
former Yugoslavia.*”7 Briquemont was at the zenith of his
career in the Belgian army and had already commanded at the
brigade and division levels in units earmarked for .NATO.*®
Before going to Bosnia, he had not been privy to details of the
US-built air campaign plan. On Monday, 12 July 1993,
General Cot presided over the change of command in Sarajevo
between Generals Morillon and Briquemont. The French gen-
erals then departed for Zagreb, leaving Briquemont in
Sarajevo with his new and ill-defined responsibilities.4° The
two francophone army generals at the top of UNPROFOR had
not participated in the Gulf War, and their familiarity with air-
power was limited mainly to close air support. Nor were they
experienced at peacekeeping or peace support operations. Yet
both now held command in organizations virtually devoid of
airpower expertise,5° and they would soon find themselves
caught up in negotiations with the Bosnian Serbs whilst out-
siders attempted to bring pressure to bear on the Serbs by
threatening air strikes. It was the perfect setup for the tradi-
tional soldier-airman split over how to use airpower, reinforc-
ing the political tensions between France and Britain on one
hand and the US on the other.

NATO Air-to-Ground Missions:
June-August 1993

The need for air support to compensate for UNPROFOR's
inadequate ground forces led the UN’s new commanders to
avail themselves of NATO’s airpower expertise and resources;
however, from the outset, Cot and Briquemont were highly
skeptical of the utility of NATO air strikes. NATO agreed to pro-
vide unspecified air support to UNPROFOR on 10 June, and
Admiral Boorda tasked planners at the CAOC to develop a

81



Owen, Lord David, 3-6, 8, 17, 22, 68,
71, 113, 184, 265

Pale, 15, 112, 123, 137, 166, 169, 201,
213-16, 218-20, 222, 226, 231-32,
235, 237, 239-40, 245, 259, 266,
277-78, 293, 304

peacekeepers, 8-9, 17, 57-58, 67-68, 93,
98-99, 113, 137, 141-42, 145, 147,
164, 166, 171, 177-78, 183-84, 190,
207, 211, 215, 219-20, 222, 246-51,
254, 258, 265, 274-75, 303, 318

peacekeeping, 9-10, 12-13, 17, 22-23,
65, 68, 77, 79, 81, 93, 99, 104, 106-7,
112, 115, 117-18, 124-25, 127, 143,
146-50, 154, 160-61, 163-65,
169-72, 178-79, 183, 189, 191,
193-94, 201, 207, 209-10, 213-17,
228, 230, 232, 236, 279, 300, 314,
316-17, 319, 323, 326

Peck, Brig Gen William, 111

Pennefather, Maj Gen David, 263

Pentagon, 17, 45, 54, 175, 224-26, 240,
303, 308

Perry, William, 127, 170-71, 239, 252

Petraeus, David, 1-2, 20-22, 27, 30-32,
36, 51-52, 66

PGM, 277

Portillo, Michael, 269

Posavina, 205, 256

Powell, Gen Colin, 2, 21, 33, 58, 64,
66, 70

precision-guided munitions (PGM), 57,
169, 277

press conference, 155, 178, 194, 197,
279, 289-90, 297, 303, 307-8

proportionality, 3, 14, 159, 167-69, 172,
186-87, 190, 214, 283, 306

proportionate, 62, 167-70

Quiggin, Thomas, 156

Ramstein, 60, 69, 150, 192, 196, 212,
233, 241, 265, 270, 302-3, 310

Rapid Reaction Force (RRF), 216-17,
227, 235, 238, 252, 263, 268, 271,
283, 295, 299-300, 306

Rapid Reaction Force operations staff,
271, 306

reconnaissance, 137, 180, 184, 186, 283

Reed, Ronald, 201, 282, 306

Regnault, Lt Gen Francois, 68

responsibility, 2-4, 6, 8, 10, 12-14, 16,
18, 20, 22, 24, 28, 30-34, 36-38, 40,
42, 44, 46, 48, 50, 52-54, 56, 58, 60,
62, 64, 66, 68, 70, 73-76, 78, 80, 82,
84, 86-90, 92, 94, 96, 98-100,
102-4, 106, 108, 110, 112, 114, 116,
118, 120-22, 124, 126, 128-30, 132,
134, 136, 138, 140, 142, 144,
146-48, 150, 152-54, 156, 158, 160,
162, 164, 166, 168, 170, 172,
174-76, 178, 180, 182, 184, 186-88,
190-92, 194, 196, 198, 200, 203-6,
208, 210, 212, 214, 216, 218, 220,
222, 224, 226, 228-32, 234, 236,
238, 240, 242, 246, 248, 250, 252,
254, 256, 258, 260, 262-64, 266,
268, 270, 273-74, 276, 278, 280,
282-84, 286, 288, 290, 292, 294,
296, 298-302, 304, 306, 308, 310,
312-14, 316-26

responsible, 2, 8, 31, 36-37, 60-61, 71,
84, 92, 96-97, 100, 102, 122, 124,
163, 188, 212, 215, 250, 263, 273,
277, 279, 285-87, 292-93, 298, 301,
310

retrospective SEAD, 180-81, 184-85,
188-91. See also suppression of
enemy air defenses

Ripley, Tim, 5, 7, 11-12, 14-15, 24,
155-56, 195-96, 200, 238, 242, 265,
309

risk, 2, 37-38, 101, 104-5, 129-30, 135,
143-44, 146-48, 164-66, 179, 184,
207, 213, 215, 217, 224-25, 228-32,
277, 280, 287, 294-95, 314, 317-18,
320-23

Rohde, David, 12, 23, 221, 238-40, 243,
249-51, 264, 266

Rolling Thunder, 43,

Rose, Lt Gen Sir Michael, 4-5, 7-8, 10,
23, 67, 113, 115-121, 123-28, 132,
134-38, 140-49, 151-59, 161-67,
169-71, 173, 177, 182-84, 189-201,
203, 207, 235, 300, 311, 314-16,
318-19

Rosen, Stephen Peter, 51

Rossetti, Lt Gen, 63, 69, 111, 122, 150

Royal Welch Fusiliers, 236, 239, 302

RRF. See Rapid Reaction Force

rules of engagement, 27, 39, 43-46, 53,
55, 93-94, 122, 160, 171, 181,

404



PAVING THE WAY TO ENFORCEMENT

by virtue of the UN decision as they balance the risk to the air-
men against the risk to the ground forces.”!”4 The senator
wanted to know, “Why do not the American commanders say:
Well by God, we are not going to put our American airmen at
risk?”!”5 When the briefers explained that there were no risk-
free military operations and that technically the NATO airmen
were not combatants in Bosnia, Warner retorted: “You are not
a combatant, but you are taking combatant consequences. . . .
Ijust do not know how our commander in chief, the president,
and others in authority can continue to submit these men in
the aircraft to risks because of a policy decision by the United
Nations.”!76

The downing of O’Grady’s jet was a reveille for Washington,
and America’s newfound attention to Bosnia opened the flood-
gates for US resources to the CAOC.!77 It strengthened the
case of those arguing for preemptive attacks against Bosnian
Serb air defenses in the event of any air campaign against the
BSA, and it helped ensure General Ryan would get the equip-
ment he needed to prosecute air attacks against both the air
defenses and the BSA.!78 As General Ryan recalled,

O'Grady going down caused an uproar and a substantial increase in
the help we were getting. It was very difficult to get funding for the
CAOC . . . and after O'Grady went down, we got all kinds of help.!7°

CAOC Director, Maj Gen Hal Hornburg, was later asked if the
UN hostage crisis was a contributing factor to the sudden US
interest in Bosnia; his tongue-in-cheek response was “What
hostage crisis? It was Scott O'Grady.”"®° According to Hornburg:
We had requirements identified long before Scott O'Grady got shot
down, but everybody thinks that we only started wondering about

where we were going to go in the CAOC on the 2d of June. That is not
true. That is when Washington started caring.'®

Generals Ryan and Hornburg invited a Pentagon team to eval-
uate the CAOC and to recommend any changes or additional
equipment needed to modernize it.1®? The CAOC expanded sig-
nificantly before the end of August with an influx of American
personnel and computer hardware and software for managing
an air campaign. 8°

225



INTRODUCTION

manders’ actions, this study looks for patterns reflecting their
approaches to using airpower and checked for changes over
time. Interviews and documentary evidence sought to estab-
lish the causes of the apparent patterns and any changes. In
analyzing evidence, the focus is on cases where command
responsibilities and military expertise were likely to lead to
courses of action different from those predicted if other factors
were driving the commanders’ decisions; for example, national
political pressures, peacekeeping doctrine, personal advance-
ment, and UN or NATO organizational biases.

Evidence for this case study was gathered from press
accounts, secondary studies of Deny Flight and UNPROFOR,
investigative journalists’ accounts, memoirs, and transcripts
from press conferences and press releases from the White
House, the Pentagon, NATO headquarters in Brussels, and
Allied Forces Southern Europe (AFSOUTH) in Naples. The aca-
demic version of Lord Owen’s encyclopedic CD-ROM compan-
ion to Balkan Odyssey provided useful data, as did the
archival holdings for the BBC/Discovery Channel program,
Yugoslavia: Death of a Nation, held at the Liddell Hart Archives,
King’s College, University of London. Sources included UN
documents, including records of Security Council debates,
resolutions, and reports from the secretary-general.** Also
information was drawn from US congressional and United
Kingdom (UK) parliamentary reports, unclassified portions of
military studies (mainly US), organizational histories, brief-
ings, and reports. Extensive travel in Britain, Belgium,
Germany, France, Italy, and the US to interview diplomats,
NATO and UN staff officers, and participants—peacekeepers
and pilots—allowed identification of important events, major
decision points, and actors involved in shaping Deny Flight.
Theater-level commanders and other senior officials in the US,
UK, France, and Belgium were interviewed. Accessing French
sources and securing and conducting interviews in Paris
meant learning French. In all, over 60 separate interviews
were conducted, roughly half of them with general officers or
admirals. Two separate two-week-long visits to the US Air
Force Historical Research Agency (AFHRA) were made to con-
duct documentary research and to review oral histories held in

17



RESPONSIBILITY OF COMMAND

98. Chambers interview. Citation from Security Council Resolution 816,
31 March 1993 (S/RES/816, 31 March 1993).

99. Col Daniel R. Zoerb, USAF, director, Deny Flight Air Operations
Center, HQ AFSOUTH, interviewed by author, 29 April 1997, Spangdahlem,
Germany, transcript of tape recording, author's personal collection; and
Covault, 35.

100. Brig Gen Charles F. Wald, USAF, interviewed by author, 7 May
1997, Aviano, Italy, tape recording, author's personal collection; Zoerb inter-
view; and Covault, 35.

101. Covault, 35.

102. Ashy interview by author.

103. Covault, 35; Wald interview; and Chambers interview.

104. Ashy interview by author; and David Miller, “NATO Command and
Information Systems,” International Defense Review 27, no. 6 (1994): 57-64.

105. Chambers interview; and Adm Leighton W. Smith, USN, interviewed
by author, 10 February 1998, Arlington, Va., transcript of tape recording,
author's personal collection. The next chapter addresses the aborted close
air support mission at Bihac in November 1994.

106. The number and types of weapons firing on the French are uncer-
tain. It seems that a mobile antiaircraft gun and possibly a tank were
involved. Rose, Fighting, 85; Mason, 180; Lowell Boyd interview; Solli,
49-50; and Hans-Christian Hagman, “UN-NATO Operational Co-operation
in Peacekeeping 1992-1995” (PhD diss., King’s College, University of
London, 1997), 123.

107. Chambers interview; and Zoerb interview.

108. Chambers interview.

109. Ibid.; Ashy interview by author; and Maj Gen James Chambers,
“Outstanding Air Support of UNPROFOR,” photocopy of electronic message, 13
March 1994, Vicenza, Italy [to participating NATO units], BACS Collection.

110. Gen Jean Cot, French army, “Dayton ou la Porte Etroite: Genese et
Avenir d'un Désastre,” in Derniére Guerre Balkanique?, 2e ed., ed. Jean Cot
(France: Editions L'Harmattan, 1996), 123; Gen Bertrand de Lapresle, inter-
viewed by author, 13 January 1998, Paris, transcript of tape recording,
author's personal collection; and Rose, Fighting, 85.

111. Cot, “Dayton,” 123; Rose, Fighting, 85; Ashy interview by author;
and Chambers interview.

112. Cot, “Dayton,” 123; and Rose, Fighting, 85.

113. Rose, Fighting, 85.

114. Lowell Boyd interview.

115. Solli claimed that NATO aircraft left at the request of the UN. Solli,
UN and NATO, 49. NATO sources indicated that the AC-130 left to refuel in-
flight. Lowell Boyd interview; and Zoerb interview.

116. Lowell Boyd interview; and Ashy interview by author.

117. De Lapresle interview.

118. Ibid.

119. Ibid.

154



Foerster, Schuyler, and Edward N. Wright, eds. American
Defense Policy. 6th ed. Baltimore, Md.: Johns Hopkins
University Press, 1990.

Forget, Gen Michel, French air force. Puissance Aérienne et
Stratégies. France: Addim, 1996.

Fox, Robert. “Bosnian Muslims Armed by Secret Flights.”
Daily Telegraph (London), 28 February 1995.

——. “Gulf Commander Named to Take Over from Rose.”
Daily Telegraph (London), 10 December 1994.

—.. “Rehearsal Rules Out NATO Cover for Bosnia Retreat.”
Daily Telegraph (London), 20 February 1995.

Franzen, Lt Henning, Norwegian army, UNPROFOR peace-
keeper, October 1993-May 1994. Interviewed by author,
18 February 1997, London. Transcript of taped interview.
Author's personal collection.

Freedman, Lawrence. “The Future of Air Power.” Hawk
Journal (The Independent Journal of the Royal Air Force
Staff College), 1993.

——. “Why the West Failed.” Foreign Policy 97 (winter
1994-1995).

. ed. Military Intervention in European Conflicts. Oxford:

Blackwell Publishers, 1994.

, ed. Strategic Coercion. Oxford: Oxford University
Press, 1998.

Fulghum, David A. “U.S. Crews Strike Serb Positions.”
Aviation Week and Space Technology, 18 April 1994.

Fuller, J. F. C. Generalship: Its Diseases and Their Cure: A
Study of the Personal Factor in Command. Harrisburg, Pa.:
Military Service Publishing Co., 1936.

Gacek, Christopher M. The Logic of Force: The Dilemma of
Limited War in American Foreign Policy. New York:
Columbia University Press, 1994.

Gal, Reuven. “Commitment and Obedience in the Military: An
Israeli Case Study.” Armed Forces and Society 11, no. 4
(summer 1985).

346



Program: Part 1: Military Posture, Unified Commands,
Specified Commands, Service Chiefs, Budget Impact,
Conversion and Reinvestment Program, Weapons
Reduction and Arms Control: Hearings before the
Committee on Armed Services. 103d Cong., Ist Sess.,
1993. S. Hrg. 103-303, pt. 1.

——. Briefing on Bosnia and Other Current Military
Operations: Hearings before the Committee on Armed
Services. 103d Cong., 2d Sess., 1994. S. Hrg. 103-800.

. Impact of a Unilateral United States Lifting of the Arms

Embargo on the Government of Bosnia-Herzegovina:

Hearings before the Committee on Armed Services. 103d

Cong., 2d Sess., 1994. S. Hrg. 103-777.

. Situation in Bosnia: Hearings before the Committee on

Armed Services. 103d Cong., 2d Sess., 1994. S. Hrg.

103-1010.

. Current Operations Abroad—Bosnia, North Korea, and
Somalia: Hearings before the Committee on Armed
Services. 104th Cong., 1st Sess., 1995. S. Hrg. 104-219.

——. Condition of the Armed Forces and Future Trends:
Hearings before the Committee on Armed Services. 104th
Cong., Ist Sess., 1995. S. Hrg. 104-231.

. Briefing on the F-16 Shootdown in Bosnia and Current
Operations: Hearings before the Committee on Armed
Services. 104th Cong., 1st Sess., 1995. S. Hrg. 104-421.

———.. Situation in Bosnia: Hearings before the Committee on
Armed Services. 104th Cong., 1st Sess., 1995. S. Hrg.
104-587.

“USAF Fact Sheet: 4190th Provisional Wing.” Aviano AB, Italy:
31st Fighter Wing Public Affairs Office, August 1996.

Van Creveld, Martin. Command in War. Cambridge, Mass.:
Harvard University Press, 1985.

Vennesson, Pascal. “Institution and Airpower: The Making of
the French Air Force.” Journal of Strategic Studies 18, no.
1 (March 1995).

Vincent, Lord (Field Marshal) Richard, UK chief of Defence
Staff, 1991—-December 1992; chairman of NATO’s Military

392



AIRPOWER THREATS, USES, AND DISAPPOINTMENTS

General Rose’s views on airpower were fundamentally dif-
ferent from those of the NATO airmen with whom he would
soon have to cooperate. He did not favor air strikes, though he
believed some use could be made of close air support. Before
leaving for Bosnia, General Rose told British prime minister
John Major, “Although NATO air power certainly had an
important role to play in Bosnia, it could not be applied much
above a tactical level without collapsing the entire mission.”!>
The day after expressing that view, Rose flew to New York,
where US ambassador to the UN Madeleine Albright asked
him what he thought of air strikes, to which he replied, “There
was no case for mounting a strategic air campaign in Bosnia
similar to the one in the Gulf War. The circumstances were
entirely different. However, I had no problem with the use of
close air support in self-defense or to support the mandate.”!®

Significantly, in this recollection of the discussion, pub-
lished nearly five years after the event, Rose described two
extremes for using airpower with no middle ground between
those extremes. Lost by this elision was any discussion of a
robust air campaign against the Bosnian Serb Army (BSA). By
seeming to equate bombing other than for close air support
(CAS) with a strategic air campaign akin to the one in the Gulf
War, Rose was ruling out what was arguably the most effective
airpower option. Even some of the staunchest critics of strate-
gic bombing during the Gulf War praised airpower for its effect
at the operational level of war, that is, for destroying the fight-
ing potential of Iraq’s army.?”

Furthermore, the air strike options favored by General Ashy
and approved at SHAPE, focused mainly on the Bosnian Serb
Army, not Belgrade.!8 Whether Rose’s apparent airpower
astigmatism was real or affected was unknown, but it is
apparent in the observation of a frustrated NATO airman who,
during Rose's time in Bosnia, claimed that “General Rose
either cannot, or will not, understand airpower.”!® What is
clear, though, is that General Rose did not have the same view
of airpower and its potential usefulness in Bosnia as did the
senior American airmen in NATO.

119



Chapter 1

Introduction

This thin edge between what is appropriate for the military
to decide and what the civilians decide is a constantly shift-

ing kaleidoscope in history, depending on the circumstances
and political factors. It is the core of the decision on when
you use airpower.

—Amb. Richard C. Holbrooke
Interview, 24 May 1996

This study focuses on the influence theater-level command-
ers had on the use of airpower in Bosnia during Deny Flight—
the North Atlantic Treaty Organization (NATO) air operation
over Bosnia between April 1993 and December 1995. In par-
ticular, the aim here is to examine how theater-level command-
ers in the United Nations (UN) and NATO affected the use of
airpower and, to the extent possible, to explain why they acted
as they did. This is the first in-depth, academic study of Deny
Flight as a whole.

Military influence on the use of force has often been assumed
but not researched, according to Richard Betts, in his study of
post-1945 interventions: Soldiers, Statesmen, and Cold War
Crises.' Betts broke new ground and found that senior US mil-
itary officers have generally been less influential than widely
believed in decisions over whether to use force. But, when it
came to the question of how to intervene, Betts concluded that
military leaders jealously protected what they saw as their pre-
rogative for control over operational matters.2 A decade after
Betts’s pioneering work, further research by author David H.
Petraeus into military influence on the use of force showed
that the military has been far more influential in decisions
over how force is used than whether it is used.? Moreover,
Petraeus found that theater commanders had the greatest
impact when they “submitted plans that satisfied the objec-
tives of the decision makers in Washington.”* Petraeus’s work
considered intervention decision making prior to 1987, just



RESPONSIBILITY OF COMMAND

Minimizing the number of BSA soldiers killed by Deliberate
Force air operations was also important for keeping the UN on
board with NATO, and it was something General Ryan elected
to make a priority based on the peace-support nature of his
mission. General Ryan's chief planner, Colonel Zoerb, identi-
fied certain elite BSA troops as desirable targets, believing the
best way to stop Mladic was to attack his most effective fight-
ing forces.®° Two years after the campaign, when asked about
the myriad political constraints bounding the air operation,
General Ryan added,

There was one that was unsaid . . . no one ever told me to do this, but,

limit carnage—limit loss of life. So, we didn't hit buildings that had

apparent administrative functions. . . . So we limited by time of day, by
function, by location, loss of life on the Bosnian Serb Army side.®”

As his chief of staff noted, “Anytime there was doubt, we did-
n't bomb. . . . When we went after targets where there might
be people around, we went at two o'clock in the morning in a
clear attempt on Mike's part to minimize loss of life.”®® General
Ryan’s efforts not only helped to keep the UN from breaking
ranks, they also apparently facilitated the peace negotiations
later at Dayton. At the Dayton peace talks, one member of the
Bosnian Serb negotiating team alleged large numbers of casual-
ties and collateral damage in an apparent attempt to strengthen
the Serb bargaining position, but President Milosevic dis-
missed the ruse, claiming “that there were only 25 fatalities in
the whole air campaign.”®?

General Ryan had good political and practical reasons for
limiting BSA casualties. Political consent for the campaign,
especially from the UN, dictated that NATO bombing go only
so far in attacking the Serbs.° Avoiding BSA casualties as
much as possible kept NATO from crossing a fuzzy line
between coercive diplomacy and war. The UN could not have
openly endorsed a campaign against the BSA without a new
Security Council resolution, and Russia would certainly have
vetoed that. Without the UN's legitimizing acquiescence for the
campaign, NATO would probably have called for an end to
Deliberate Force, leaving the US to decide whether to stop or
continue with an ad hoc coalition. Moreover, had General
Ryan purposely targeted BSA troops in their barracks or in the

284



Boorda, Adm Mike, 61, 63, 74, 80, 82, 84,
87, 93-96, 104, 110-11, 121-22,
127-28, 131, 134, 152, 320

Bosnia commander. See Briquemont, Lt
Gen Francis; Rose, Lt Gen Sir Michael;
Smith, Lt Gen Rupert

Bosnian capital. See Sarajevo

Bosnian Muslim capital. See Sarajevo

Bosnian Serb Army, 83-84, 90, 97, 119,
121, 125-26, 128, 136-38, 140, 142,
162, 164-65, 168-69, 174, 178,
204-6, 212, 217, 219, 222, 225-26,
247-50, 258, 262-63, 278-81,
284-86, 288, 290, 292-93, 297, 305,
311, 320

Bosnian Serb Assembly, 163

Bosnian Serb capital. See Pale

Bosnian Serb president. See Karadzic,
Radovan

Both, Norbert, 10, 23, 69, 106, 151,
233, 264, 304

Boutros-Ghali, Boutros, 4, 77, 85, 95,
100, 103, 120, 142-43, 208, 243,
267, 305

Briquemont, Lt Gen Francis, 10-11,
23, 25, 73, 81, 83, 87-96, 98-105,
107-14, 116-17, 143, 251, 266, 300,
311, 314-15, 317, 319-20

British Army doctrine. See Wider
Peacekeeping

British chief of defense staff. See
Vincent, Field Marshal Sir Richard

British foreign minister. See Hurd,
Douglas

British prime minister. See Major, John

Brodie, Bernard, 29, 39, 47, 51-52

Brussels, 17, 61, 79, 84, 88-89, 100,
107-8, 120, 123-24, 127, 146, 149,
152, 170, 174, 177-78, 181, 183-84,
198-99, 228-30, 243, 253, 258, 267,
287, 290-91, 294, 298, 320

BSA commander. See Mladic, Gen Ratko

BSA. See Bosnian Serb Army

Bush, President George, 58-59, 64

C-130, 162, 173

C-141, 173

C-160, 173

CAOC director (after October 1994). See
Hornburg, Lt Gen Hal

CAOC director (until October 1994). See
Chambers, Lt Gen James “Bear”

CAOC. See Combined Air Operations
Center

CAS. See close air support

casualty avoidance, 40

chairman of the Joint Chiefs of Staff
during the Vietnam War. See Wheeler,
Gen Earl

chairman of the Joint Chiefs of Staff,
October 1993-October 1997. See
Shalikashvili, Gen John.

Chambers, Lt Gen James “Bear,” 18-19,
21, 60-64, 68-70, 82, 84, 88-89, 94,
104, 108, 111, 121-22, 130-31, 145,
150, 153-54, 156-57, 163, 166-67,
194, 196, 198-99, 320

Chapter VII of the UN Charter, 62, 66,
75, 96, 117, 121, 209

Checkmate, 226, 241

Cheney, Vice President Dick, 58

chief, Balkans Air Campaign Study. See
Owen, Col Robert, USAF

Christopher, Warren, 65, 79, 296

Churkin, Vitaly, 138, 220

CINCSOUTH. See Smith, Adm Leighton

Claes, Willy, 101, 105, 210, 219, 228,
243, 253, 261, 267, 286

Clausewitz, Carl von, 34, 39, 52

Clinton, President William,12, 64-66,
69-70, 75, 79, 105, 120, 139, 222-24,
239-41, 259-60, 266, 270, 294

Clodfelter, Mark, 32, 40, 51, 106

close air support, 9, 13, 48, 74, 78,
81-82, 84, 88, 94-96, 111-12,
119-21, 130, 132-33, 135-38, 142,
145, 147, 154, 162, 187-89, 208,
220, 246, 249, 251, 311, 314-15,
318, 320. See also air support

co-chairman of ICFY. See Owen, Lord
David: Stoltenberg, Thorvald

coerce, coercion, 13, 23, 28, 40, 87, 104,
149, 169, 217, 237, 266, 293, 316

collateral damage, 40, 42, 46, 88, 127,
164-65, 177-78, 182, 199, 278,
281-84, 292, 304, 306, 320, 325

Combined Air Operations Center (CAOC),
19, 21, 63, 69, 82, 94, 108, 111, 122,
130, 150, 161-62, 166, 181, 183, 192,
194, 196, 198, 204, 206, 225, 227,
233, 238, 241, 255, 263, 265, 268,
275, 280, 285, 302, 305-6, 309, 311.
See also Vicenza, Italy

400



RESPONSIBILITY OF COMMAND

to protect American airmen.'?! In Cong. William Dickinson's
words to General Lavelle, “I think if I had been in your posi-
tion, . . . I would have done exactly what you did. I think you
would be less than a man if you were not trying to do all you
could, and if stretching the rules [of engagement] is part of it,
then good for you.”!22 The Lavelle case demonstrated the
dilemma commanders faced in Vietnam, where overly restric-
tive ROE were costing US airmen their lives.!?°

The principle of civilian control of the military dictates that
commanders abide by political restrictions even if that means
failing to achieve the desired positive objective for using air-
power. Commanders are still obliged to apply their expertise in
an effort to fulfill their responsibilities for mission success and
force protection within the bounds of the constraints set by
their political masters. When political restrictions jeopardize
the safety of a commander's forces, he must decide how far to
go in risking the lives of the people under his command since
losing friendly forces will be an undesired side effect of a
restriction, rather than an intended consequence. The prob-
lem for the commander is that it may take expertise, which
those above him setting the restrictions lack, to recognize that
the constraints are increasing the risks to friendly forces. If a
commander balks at political constraints, he might be per-
ceived as falsely exaggerating the dangers they cause, just as
military advisors are sometimes suspected of making false
claims of tactical determinism. A commander's difficulties are
compounded if his mission is not in pursuit of a clearly
defined objective because he will be unable to judge even for
himself whether or not the risks to friendly forces are justified
by the expected outcome. Little of the foregoing discussion is
unique to airpower, but the problems can be especially acute
for airpower because of its potential to cause collateral dam-
age, the inordinate stigma that goes with losing an aircraft and
its crew, and the political sensitivities over dropping bombs. 174
Moreover, the complexities of electronic warfare and aerial tac-
tics required for self-defense are not as easily grasped as are
requirements for self-defense by ground forces.

46



RESPONSIBILITY OF COMMAND

increased the risks to NATO pilots. This precipitated a NATO
review of operation Deny Flight and lowered political resist-
ance to the type of forceful SEAD operations favored by senior
airmen in AFSOUTH.

Air Campaign Plans and
UNPROFOR Changes: Winter 1994-1995

From late December 1994 until June 1995, two key plans
were developed to change the status quo. The first was designed
to win back the airspace over Bosnia; the second to attrit the
BSA’s military capability.

Dead Eye

Planning for an air campaign that was eventually executed
in the summer of 1995 owed something to plans developed at
the CAOC to neutralize the Bosnian Serb surface-to-air threat.
In the autumn of 1994, planners at the CAOC in Vicenza
began looking at ways to deal with the new Serb surface-to-air
threat.2 They solicited and received approval from the new
CAOC director, Maj Gen Hal Hornburg, to build a plan aimed
at destroying the Serb air defense system.®

By mid-December they had put together a plan called Dead
Eye that would win back control of the airspace over Bosnia
by systematically attacking the entire Bosnian Serb integrated
air defense system.* When this plan was presented to General
Ryan, he expanded the initiative and ordered that an air cam-
paign plan be built—one aimed at attriting the BSA’s military
capability.®

Deliberate Force

The wider air campaign plan was developed under the direc-
tion of Col Daniel R. “Doc” Zoerb, an American on General
Ryan's staff in Naples, and it eventually was given the title
“Deliberate Force.”® Zoerb had worked on various air plans
and targeting schemes at Naples since his arrival in January
of 1994.7 Between December 1994 and June 1995, his team
drew from existing target lists to craft an air campaign plan to
take away the BSA’s military advantage over its adversaries.®

204



RESPONSIBILITY OF COMMAND

prevented UN forces from taking enforcement action, it also
meant that NATO airpower had to be restrained as well.

This chapter shows that commanders in NATO’s southern
region were moving in the opposite direction from their UN
counterparts, but for the same reason: tactical determinism.
The problems associated with finding heavy weapons, hitting
them, and getting coercive leverage by attacking them rein-
forced the allied commanders’ preferences for targeting larger
and more militarily significant targets in Bosnia. A previously
unnoticed aspect of the Sarajevo ultimatum in February
shows how NATO commanders sought to preserve their auton-
omy in case they were given the opportunity to bomb. Later
this chapter highlights the importance of timely decisions for
the effective employment of NATO airpower over Bosnia. It also
demonstrates that when commanders are accountable for the
consequences of military action, they are much more likely to
demand operational autonomy. After disappointing attempts
to use airpower around Gorazde in April 1994, the biggest
obstacle to the effective employment of airpower came from
the civilian and military leaders in UNPROFOR. The chapter
further argues that Gorazde was a turning point, after which
opposing camps in the contest to control NATO airpower hard-
ened their positions. Commanders in the UN and NATO found
that their responsibilities for balancing mission accomplish-
ment and force protection pulled them in opposite directions
and added to the mutually reinforcing factors on both sides of
the struggle over the use of airpower in Bosnia.

Commanders and Command Relationships

Near the end of January 1994, Lt Gen Francis Briquemont
relinquished command of UN operations in Bosnia and was
replaced by British army officer Lt Gen Sir Michael Rose. A
week later, Lt Gen Joseph W. Ashy was named commander of
the US Sixteenth Air Force headquartered in Italy. Prior to
that, General Ashy had not been part of the US chain of com-
mand, and he therefore had not controlled US operations over
Bosnia. These two changes would strengthen the opposing
military camps vying for control of NATO airpower.

116



RESPONSIBILITY OF COMMAND

Srebrenica. It’s too dangerous.’ A safe area too dangerous!”!87
Rather than receiving support from the UN headquarters, offi-
cials there complained to General Briquemont about the fric-
tion he had created amongst the ambassadors in New York.1®

General Cot was not in a good position to help General
Briquemont, for as Cot remembered,

Stoltenberg in Geneva was very much afraid that I would take a deci-
sion, which would be contrary to the diplomatic negotiations that he
was conducting in Geneva. Therefore Stoltenberg often told me that: “I
don't want you to move a single section of soldiers without my author-
izations.” And me, I always responded: “I will move whoever I would
like to, without your authorization.” Therefore we have had difficult
relations. 169

In order to surmount such difficulties, General Cot would typ-
ically ask the French Chief of Defense Staff, Admiral Lanxade,
with whom he often spoke, to grant UNPROFOR the resources
he needed or to have the French government put pressure on
Boutros Boutros-Ghali to get him to approve the course of
action Cot wanted.!9° However, the French were primarily
responsible for the safe areas of Bihac and Sarajevo, and the
French government had already declined to provide additional
soldiers to implement the safe areas policy elsewhere in
Bosnia.'9! So, Generals Cot and Briquemont could only wait
until another troop-contributing nation volunteered forces for
Srebrenica.!9? Despite being commanders, they were deprived
of the requisite authority for controlling the forces under their
respective commands. Without that control, they were unable
to execute their mission, which was supposed to include pro-
viding protection to the safe areas.

By November 1993, General Briquemont had had enough of
commanding in a situation where he had insufficient means
and inadequate authority to meet the responsibilities of his
mission. Generals Cot and Briquemont, who had not been
invited to visit New York or Brussels to discuss their situation
with political leaders,!°? were delighted to be asked to attend a
meeting of European Union foreign ministers in Luxembourg
on 22 November 1993.'% Belgium held the presidency of the
EU during the second half of 1993, so its foreign minister,
Willy Claes, ran the meeting.!®° However, Briquemont’s hopes

100



RESPONSIBILITY OF COMMAND

General Janvier, but by the time he consulted his staff, Mr.
Akashi, the Bosnian Serbs, the Dutch government, and NATO,
it was after 9:00 p.m., the fighting had died down, and air sup-
port no longer seemed like a useful option.!2 Janvier asked
that a strong NATO air force be available for the next morning,
but he stipulated it would be used only for CAS and only if the
BSA used heavy weapons in their attack.!3 Somehow the mes-
sage was misconstrued or misinterpreted, so that the com-
mander of the besieged peacekeepers expected massive air
strikes against the BSA forces surrounding the enclave on the
morning of 11 July.!4

The next morning, NATO put up a package of approximately
60 aircraft, including a dozen attack jets for the forward air
controllers in the enclave.!5 Below the orbiting air armada,
General Ryan and Admiral Smith monitored the situation
from a specially equipped command and control ship, the USS
Lassalle.'* At 10:00 a.M., with clear skies over Srebrenica, the
Dutch requested air support, but the anticipated Serb attack
had yet to materialize.!” Although the request was forwarded
to General Janvier and Mr. Akashi shortly before 11:00 a.m.,
the situation did not meet the criteria for air support specified
by Janvier the night before.!® By 11:00 a.m. the package had
been holding in its orbit over the Adriatic for approximately
four hours and had reached the limit of its endurance.!° Soon
after the package of NATO aircraft began returning to Italy, the
final Serb ground assault on Srebrenica began.2° The Bosnian
Serbs had evidently been tipped off through their air defense
network that the NATO planes were departing and would not
be available to provide air support.?! About an hour after the
final assault began and while NATO aircraft were being serv-
iced in preparation for an afternoon package, General Janvier
signed a “Blue Sword” order authorizing CAS.2?

The Serbs moved quickly to take the city, and as the enclave’s
Muslim defenders made for the hills in an effort to escape the
hopeless situation, the Dutch peacekeepers found themselves
surrounded, outgunned, and swamped by refugees.2? Several
peacekeepers had been taken hostage by the BSA in the first
days of the assault, but from the outset, everyone in
Srebrenica was a virtual hostage. At around 2:30 p.m., two

248



Corum, James S. “Airpower and Peace Enforcement.”
Airpower Journal 10, no. 4 (winter 1996).

Cot, Gen Jean, French army. “Dayton ou la Porte Etroite:
Genese et Avenir d’un Désastre.” In Derniére Guerre
Balkanique? 2d ed. Edited by Jean Cot. France: Editions
L’'Harmattan, 1996.

——. “L’Europe et l'Otan.” Défense Nationale 53, no. 4
(October 1997).

——. “Ex-Yugoslavie: une paix baclée.” Défense Nationale
53, no. 3 (July1997).

—. “Les Lecons de I’ex-Yugoslavie.” Défense no. 67 (March
1995).

, ed. Derniére Guerre Balkanique?: Ex-Yugoslavie:
Témoignages, analyses, perspectives. 2e ed. Paris:
Editions L'Harmattan, 1996.

——. UNPROFOR force commander, July 1993-March
1994. Interviewed by author, 30 September 1998, Paris.
Transcript and translation of tape recording. Author's
personal collection.

Covault, Craig. “Air Power Alters Bosnia Equation.” Aviation
Week and Space Technology, 4 September 1995.

. “NATO Air Strikes Target Serbian Infrastructure.”

Aviation Week and Space Technology, 11 September 1995.

. “NATO Flights Accelerate for Sarajevo Recon.” Aviation

Week and Space Technology, 21 February 1994.

. “NATO Hits Missile Sites; Large Force Bombs Air Base.”

Aviation Week and Space Technology, 28 November 1994.

. “Precision Missiles Bolster NATO Strikes.” Aviation
Week and Space Technology, 18 September 1995.

“Croatia's Blitzkrieg.” The Economist, 12 August 1995.

Crowe, Adm William J., Jr., U.S. Ambassador to the United
Kingdom (June 1994 - September 1997). Interview by
author, 4 August 1997, London. Tape recording. Author’s
personal collection.

Crowe, Adm William J., Jr., USN, with David Chanoff. The Line
of Fire: From Washington to the Gulf, the Politics and

340



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

1996): 34-35; and Col Daniel R. Zoerb, “Notes From Kiseljak Meeting,” 29
July 1995, File B4-3, BACS Collection.

86. Ryan transcript of Air Power Conference.

87. Joulwan interview, 11 February 1998; Ryan transcript of Air Power
Conference; and Zoerb interview, 29 April 1997.

88. Admiral Smith transcript; and Nicholls, 34-35,

89. Admiral Smith transcript.

90. Gen Michael E. Ryan, “NATO Air Operations in Bosnia-Herzegovina,”
slides from a briefing to Air Power Conference, London, 13 September 1996,
slide no. 6.

91. Joulwan interview, 11 February 1998.

92. Admiral Smith transcript.

93. Ryan transcript of Air Power Conference.

94. AFSOUTH, “Operation Deliberate Force,” Fact Sheet, 3; Owen,
Deliberate Force, 481; Ryan interview; and Zoerb interview, 30 April 1997.

95. Zoerb interview, 30 April 1997.

96. Lt Gen Bernard Janvier, French army, commander of United Nations
Protection Force, Zagreb, Croatia, March 1995-December 1995, interviewed
by author, 12 January 1998, Paris, author's notes, author's personal collec-
tion; The United Nations, The Blue Helmets: A Review of United Nations
Peace-keeping, 3d ed. (New York: United Nations Reproduction Section,
1996), 552; and Laura Silber and Anthony Robinson, “Croats Unleash
Attack on Krajina,” Financial Times (London), 5 August 1995, 1.

97. Silber and Robinson, “Croats Unleash;” UN Security Council

Resolution 1009 (1995) (S/RES/1009, 10 August 1995); and Facts On File
1995, 565.

98. Blue Helmets, 552.
99. Facts On File 1995, 565-66.
100. Ibid.; “Turn of the Tide?” The Economist, 5 August 1995, 47; and

Patrick Moore, “An End Game in Croatia and Bosnia?” Transition, 3
November 1995, 10.

101. Facts On File 1995, 566.

102. Ibid.; and “Croatia's Blitzkrieg,” The Economist, 12 August 1995, 41.

103. Edward Mortimer, “Slicing Up the Bosnian Cake: Brute Force Is
Triumphing over Diplomacy in the Balkans,” Financial Times (London), 8
August 1995, 13.

104. The officers were Gen James Jamerson, USAF, Air Chief Marshal
Sir William Wratten, RAF, and a French army major general serving in the
operations directorate of the French joint staff. After the meeting, Air Chief
Marshal Wratten reported to the British Secretary of State for Defence,
Michael Portillo, that the message had been delivered and that Mladic
showed no signs of taking it seriously. Air Chief Marshal Sir William
Wratten, telephone interview by author, 18 May 1997, London, author's
notes, author's personal collection. Also see Jane M. O. Sharp, Honest
Broker or Perfidious Albion: British Policy in Former Yugoslavia (London:

269



RESPONSIBILITY OF COMMAND

It was not a problem to take decisions. It was not a problem. Because
nobody was criticizing my decisions. So long as you have no casualties,
you can take all the decisions for the politicians; it's good. You take the
decisions in place of the politicians. When you have casualties, it's
another problem. Because then they ask you: “Why have you done
that?” or “Why have you not done that?”?0>

In contrast to the clear military chain of accountability, the
diffuse nature of the political pressures to “do something” in
Bosnia left Briquemont feeling exposed: He went on to say that

there was no political leadership . . . General Cot was alone in Zagreb,
there was nobody in Sarajevo . . . I can say we were alone there, and
we tried to do our best to solve the problems. And it is the reason why
we must answer all of the questions of the Tribunal of The Hague.
Because the Tribunal of The Hague cannot speak with the politicians
who were responsible in Bosnia. There were so many politicians who
were responsible for something in Bosnia that it is impossible to say
that: “You were responsible for that, or that, or that.”2°4

Though he would remain at the head of Bosnia-Herzegovina
Command until late January of 1994, General Briquemont
decided at the end of November to leave rather than be pushed
into accepting ever-greater risks and responsibilities by polit-
ical officials who, for the most part, were unaccountable them-
selves.205

By the beginning of 1994, with the UN safe areas policy fail-
ing, General Cot precipitated his own departure by pushing
even harder for the UN to grant him control over NATO air-
power. The average number of artillery and mortar rounds
falling on the safe area of Sarajevo had climbed to over 1,000
per day, sniping was rampant in the capital, and UNPROFOR
had received fewer than 3,000 of the 7,600 reinforcements
authorized six months earlier.2°° The Bosnian Serbs also
refused to allow Tuzla airport to be opened.?°7 At Zepa and
Srebrenica, the Bosnian Serbs controlled access to the safe
areas, and blocked the rotation of UNPROFOR units.
Though UN Secretary-General Boutros-Ghali had named Mr.
Yasushi Akashi to be his full-time special representative in
Zagreb, this was cool comfort for General Cot if all decisions to
use air support still had to be referred to New York.?° As
General Briquemont recalled, “General Cot has said: ‘We are
not discussing with the representatives of Mr. Boutros-Ghali.

102



SREBRENICA AND THE DECISIONS TO USE AIRPOWER

53. Ryan interview; and Robinson and Gray.

54. Ryan interview.

55. Allied Forces Southern Europe (AFSOUTH), “Operation Deliberate
Force,” Fact Sheet, 5 October 1995, 2. Col Robert C. Owen's Deliberate
Force: A Case Study in Effective Air Campaigning (Maxwell AFB, Ala.: Air
University Press, 2000) covers the evolution of NATO and US target plan-
ning. However, different aspects of the planning are captured with varying
degrees of fidelity in three chapters of the book. The following discussion
draws from Col Owen's book and other sources. See Col Owen Deliberate
Force, 54-57, 98-103, and 285-91.

56. Dick A. Leurdijk, The United Nations and NATO in Former Yugoslavia,
1991-1996: Limits to Diplomacy and Force (The Hague: The Netherlands
Atlantic Commission, 1996), 76; and NATO, “Press statement on Gorazde by
Secretary-General Willy Claes, following North Atlantic Council meeting on
25 July 1995.”

57. Gen George A. Joulwan, USA, Supreme Allied Commander Europe,
22 October 1993-11 July 1997, interviewed by author, 11 February 1998,
Washington, D.C., transcript of tape recording, author's personal collection;
Col Daniel R. Zoerb, USAF, director, Deny Flight Air Operations Center,
Naples, Italy, January 1994-May 1996, interviewed by author, 29 April
1997, Spangdahlem AB, Germany, transcript of tape recording, author's
personal collection.

58. Boutros Boutros-Ghali, UN secretary-general, TLS (photocopy), to
Willy Claes, NATO secretary-general, Brussels, 26 July 1995, BACS
Collection, Air Force Historical Research Agency, Maxwell AFB, Alabama.

59. Ibid.

60. Ibid.

61. Ibid.

62. Facts On File 1995, 530.

63. Boutros-Ghali, TLS, to Willy Claes, 26 July 1995.

64. Ibid.

65. Facts On File 1995, 529.

66. Paul Adams and Laura Silber, “UN in Talks with Serbs as Zepa ‘Safe
Haven’ Falls: International Tribunal Charges Karadzic and Mladic With War
Crimes,” Financial Times (London), 26 July 1995, 1; and Facts On File 1995,
529. On the day Smith and Mladic met, the Yugoslav War Crimes Tribunal
announced charges against Mladic and Bosnian Serb President Radovan
Karadzic for “genocide, war crimes, and crimes against humanity.”

67. Facts On File 1995, 530 and 549; and Laura Silber and Anthony
Robinson, “Fear of Wider Conflict as Croatians Attack Serbs: UN and NATO
Finalise Procedure for Air Strikes,” Financial Times (London), 29 July 1995, 20.

68. Facts On File 1995, 549.

69. NATO, “Press Statement on Gorazde:” and Col Daniel R. Zoerb,
USAF, interviewed by author, 30 April 1997, Spangdahlem AB, Germany,
transcript of tape recording, author’s personal collection.

70. Senate, Briefing on Shootdown, 33.

267



PAVING THE WAY TO ENFORCEMENT

mentation of plans for a SEAD campaign and a wider air campaign after the
O'Grady shootdown and the Srebrenica crisis respectively.

33. Before leaving Bosnia, Rose’s Promotion to four-star general had
already been announced. Some observers viewed the promotion as a reward
from the British government for a job well done. See Joel Brand, “Rose
Considered Showing Airstrike Plans to Serbs,” Times (London), 16 April
1995, 12; and Jane M. O. Sharp, Honest Broker or Perfidious Albion: British
Policy in Former Yugoslavia (London: Institute for Public Policy Research,
1997), 46.

34. Nine British soldiers under General Smith's command were killed by
“friendly fire” from American A-10 aircraft. See Rick Atkinson, Crusade: The
Untold Story of the Persian Gulf War (New York: Houghton Mifflin, 1998),
464; and House of Commons, Defence Committee, Fifth Report,
Implementation of Lessons Learned from Operation Granby [Granby was the
British name for Desert Storm], session 1993-1994, 25 May 1994, 23. Prior
to the Gulf War, General Smith had also been briefed about the planned air
campaign by Gen Buster Glosson, USAF, who directed air operations and
ran the “Black Hole” planning group. MOD Official G.

35. Robert Fox, “Gulf Commander Named to Take Over from Rose,” Daily
Telegraph (London), 10 December 1994, 17.

36. As noted earlier, General Rose’s primary avenue of influence was
through the British army, Specifically through General Wilsey at Wilton.

37. Lt Gen Bernard Janvier, interviewed by author, 12 January 1998,
Paris, author's notes, author's personal collection.

38. Janvier interview.

39. “Three Separate Operations Created on 31 March,” UN Chronicles 32,
no. 2 (June 1995): 23-24,

40. Ibid., 23.

41. Gow, 270-71 n. 9.

42. UN, Report of the Secretary-General Pursuant to Resolution 959
(1994)(S/1994/1389, 1 December 1994).

43. Ibid., par. 42.

44. Ibid., pars. 57 and 58.

45. UN, Report of the Secretary-General on the Work of the Organization.
“Supplement to an Agenda for Peace: Position Paper of the Secretary-
General on the Occasion of the Fiftieth Anniversary of the United Nations”
(A/50/60, S/1995/1, 3 January 1995), pars. 77-79.

46. Ibid., par. 79.

47. Janvier interview; and Honig and Both, 152-53.

48. Honig and Both, 153.

49. UN, Report of the Secretary-General Pursuant to Resolution 987
(1995) (S/1995/444, 30 May 1995), pars. 72 and 78-82 (hereafter cited as
$/1995/444).

50. UN, Letter from the Secretary-General to the President of the
Security Council, 28 January 1994 (S/1994/94, 28 January 1994).

235



RESPONSIBILITY OF COMMAND

Richard Holbrooke because NATO bombing was a useful tool
for his negotiations with Milosevic. '©* As General Ryan recalled,

Holbrooke did some coordination, in telephone calls with [Admiral]
Snuffy [Smith], and with Joulwan, and through the State Department.
But, his biggest thing was: “Keep it up.” That was his advice. ... Keep
hitting them. Because it’s giving me great leverage, particularly over in
Serbia.

But the AFSOUTH commanders needed something to bomb in
order to continue the campaign.’©> Admiral Smith later pro-
fessed he was willing to get fired over certain issues, and “one
of them was going back after targets that didn’t make any dif-
ference, and bombing holes in the ground.”6° By 12
September, there were few targets and DMPIs left to bomb,
and poor weather continued to interfere with Deliberate Force
operations. Though they could scrape together enough targets
for about another two days’ worth of bombing, the command-
ers in AFSOUTH believed they were reaching the point of
diminishing returns with Option 1 and 2 targets. 167
Furthermore, the UN secretary-general appeared to be trying
to find a way to end the bombing,’® and on 12 September
Russia introduced a draft resolution in the Security Council,
calling for an end to Deliberate Force.!6° As Admiral Smith
later recalled,

When we started getting down to the bottom of that funnel, and we were
running out of targets, I was encouraged by at least one individual up the
chain of command to go back and hit targets a second time. And I said:
“No. I've been down that road, too. And I ain't going to send these pilots
in there hitting holes in the ground because we don't have the political
stomach to ratchet up the price. And we're not going to do that.”!7°

According to Richard Holbrooke, some people in Washington did
not believe the NATO commanders were running out of targets.
[US Secretary of State Warren] Christopher told me he doubted that
the military had really exhausted all its authorized Option Two targets.
But there was no way to question the military within its own area of

responsibility—the military controlled the information and independ-
ent verification was virtually impossible.'7!

Holbrooke was forced to make an unplanned return to
Belgrade on 13 September to try to get a cease-fire before
NATO commanders ran out of targets.’

296



Chapter Page

“3 BACKGROUND ON THE USE OF AIRPOWER

IN BOSNIA: 1992-APRIL 1993............... 57
Airpower and Policy Making in the United
States, France, and the United Kingdom... .. 58
Early USAFE Planning ..... 59
NATO Involvement in Bosnia -» 61
Enforcing the No-Fly Zone ..............0. 62
“Safe Areas” and “Lift and Strike” 64
Conclusion................000000e -. 66
NOteS . 6. eee eee eee nee 67

4 NATO AIR SUPPORT AND AIR STRIKES:
MAY-DECEMBER 1993 .................05 73
UNSCR 836: “Safe Areas” and
Airpower—Expanding the UNPROFOR Mandate

and the Role of NATO: May-July 1993 ...... 74
UNSCR 844: Implementing
an Ambiguous Policy ...........0.220004 77
New Leadership for UNPROFOR...........+ 79
NATO Air-to-Ground Missions:
June-August 1993 ............. 000008. 81
Airpower and Coercion at
Mount Igman: August 1993.............. 87
Command without Control:
September-December 1993 ............... 91
UNPROFOR Commanders Strive to Control
NATO Close Air Support 94
Absent Political Guidance . 97
Responsibility, Risks, and Accountability. ..... . 99
Conclusion ........ 0... cece e cece ee eee 103
NOteS 0... eee cece cee eee eee 105
5 AIRPOWER THREATS, USES, AND
DISAPPOINTMENTS: JANUARY-JUNE 1994 ..... 115
Commanders and Command Relationships .... 116
General Rose, Peacekeeping, and Airpower..... 117

Command Relationships, Air Strikes,
and Close Air Support ...........00..00- 120

vi


NATO AIR SUPPORT AND AIR STRIKES.

enforce its one-sided restrictions.°° General Morillon’s memoir
refers to the safe areas only obliquely.*! However, he seems to
have favored using airpower when necessary to ensure the
success of UNPROFOR's mission.®? Though Wahlgren wrote to
the UN’s undersecretary-general for peacekeeping, Kofi
Annan, proclaiming the importance of airpower in compensat-
ing for the inadequate number of ground reinforcements,** the
force commander's successor believed Wahlgren was funda-
mentally opposed to the more forceful bent of his new man-
date and, in consequence, wanted nothing to do with NATO
airpower.* In any event, Generals Wahlgren and Morillon left
their UN posts just a few weeks after Resolution 844 was
passed and before NATO made aircraft available for air sup-
port. Thus, it fell to their successors to sort out what to do
about airpower and to try to extract a coherent mission from
the tangled verbiage of Resolutions 836 and 844.

New Leadership for UNPROFOR

Weaknesses in the UNPROFOR chain of command were
complicated, not rectified, by changes made in May of 1993. At
the beginning of May, former Norwegian foreign minister
Thorvald Stoltenberg took over from Cyrus Vance as the UN
co-chairman to the peace conference in Geneva.** Unlike
Vance, however, Stoltenberg was designated the UN Secretary-
General’s special representative for the former Yugoslavia,
thus making Stoltenberg the civilian head of UNPROFOR.** To
assist him in the discharge of his military responsibilities,
Stoltenberg recruited his fellow countryman Gen Vigliek Eide,
who had recently retired from NATO’s most senior military
post—chairman of the military committee in Brussels.2” By
August, General Eide was based in Zagreb, heading a team of
three officers who were to act as the liaison between
Stoltenberg and the commander of UNPROFOR.** Also in early
May, around the time of Warren Christopher's trip to sell the
Clinton administration’s lift and strike policy, Boutros-Ghali
received support from Paris in insisting that the UN, rather
than NATO, should oversee the implementation of any peace
plan in the Balkans.®° However, in early May, the French
government also agreed to a chain of command for imple-

79



RESPONSIBILITY OF COMMAND

Quarterly, no. 6 (autumn/winter 1994-1995): 76-79; and Thomas E. Ricks,
“The Widening Gap Between the Military and Society,” The Atlantic Monthly
280, no. 1 (July 1997): 66-78.

10. Petraeus, “American Military,” 258.

11. David Owen, Balkan Odyssey (London: Indigo, 1996).

12. Ibid., 264-65.

13. Owen, 329.

14. Dick A. Leurdijk, The United Nations and NATO in Former Yugoslavia,
1991-1996: Limits to Diplomacy and Force (The Hague: The Netherlands
Atlantic Commission, 1996).

15. The London Conference of August 1992 established the ICFY, which
was cochaired by a UN and an EC/EU negotiator. The UN chairman was
Cyrus Vance until 1 May 1993, then Thorvald Stoltenberg. The EC/EU
chairman was Lord Owen until 12 June 1995, then Carl Bildt. For an
overview of NATO's role and perspective, see Gregory L. Schulte, “Former
Yugoslavia and the New NATO,” Survival 39, no. 1 (spring 1997): 19-42.

16. For instance, Leurdijk provides little discussion on the “dual key”
command and control arrangements whereby NATO and the UN jointly con-
trolled the authority to authorize air strikes.

17. Richard Holbrooke, To End a War (New York: Random House, 1998),
146.

18. James Gow, The Triumph of the Lack of Will: International Diplomacy
and the Yugoslav War (New York: Columbia University Press, 1997), 1-7.

19. Ibid., 137-39 and 149-54.

20. Ibid., 136 and 146.

21. Ibid., 151.

22. Ibid.

23. Ibid., 267-69.

24. Jane M. O. Sharp, Honest Broker or Perfidious Albion: British Policy in
Former Yugoslavia (London: Institute for Public Policy Research, 1993),
32-34 and 42-46.

25. Ibid., 50-54.

26. Brigadier Graham Messervy-Whiting, Peace Conference on Former
Yugoslavia: The Politico-Military Interface, London Defence Studies 21
(London: Brassey's for the Centre for Defence Studies, 1944), 16.

27. Michael C. Williams, Civil-Military Relations and Peacekeeping
(Oxford and New York: Oxford University Press for the International Institute
for Strategic Studies, 1998), 46.

28. Ibid.

29. Maj Gen Lewis MacKenzie, Peacekeeper: The Road to Sarajevo
(Vancouver: Douglas and McIntyre, 1993); Gen Philippe Morillon, Croire et
Oser: Chronique de Sarajevo (Paris: Bernard Grasset, 1993); Lt Gen Satish
Nambiar, “A Commander's Perspective on the Role of the Developing States
in Peace Operations,” in Meeting the Challenges of International
Peacekeeping Operations: Assessing the Contribution of Technology, ed. Alex
Gliksman (Livermore, Calif: Center for Global Security Research, June

22


Rutledge, Brig Gen John W., USAF, executive officer to the
deputy commander in chief, US European Command.
Interviewed by author, 6 February 1998, RAF High
Wycombe, England. Author’s notes. Author's personal
collection.

Ryan, Gen Michael E., USAF, commander Allied Air Forces
Southern Europe (COMAIRSOUTH) and commander US
Sixteenth Air Force, September 1994-April 1996. “NATO
Air Operations in Bosnia-Herzegovina: Deliberate Force,
29 August-14 September 1995.” Briefing. USAF School of
Advanced Airpower Studies, Maxwell AFB, Ala., 7 February
1996. Author’s personal notes.

. “NATO Air Operations in Bosnia-Herzegovina:
Deliberate Force, 29 August-14 September 1995.”
Transcript of briefing. Air Power Conference, London, 13
September 1996.

- “NATO Air Operations in Bosnia-Herzegovina:
Deliberate Force, 29 August-14 September 1995.” Slides
from briefing. Air Power Conference, London, 13
September 1996.

. Interviewed by author, 6 June 1997, Ramstein AB,
Germany. Transcript of taped interview. Author's per-
sonal collection.

Sabathe, Maj Gen Emile, French air force, French senior
national representative to CAOC, Vicenza, Italy, 4
April-30 December 1993. Interviewed by author, 7
September 1998, Paris. Tape recording. Author's personal
collection.

Sabin, Philip. “Air Power in Joint Warfare.” In Perspectives on
Air Power: Air Power in Its Wider Context, ed. Stuart
Peach. London: The Stationery Office, 1998.

. “The Counter-Air Contest.” In The Dynamics of Air
Power. Edited by Group Capt Andrew Lambert and Arthur
C. Williamson. Bracknell, England: HMSO, 1996.

——. “The Counter-Air Mission in Peace Support
Operations.” In The Dynamics of Air Power. Edited by

375



RESPONSIBILITY OF COMMAND.

general Sergio Balanzino visited UNPROFOR leadership in
Zagreb and Sarajevo. General Joulwan expressed his concern
that the UN had not been forceful enough in its use of air-
power at Gorazde, and that it was unacceptable for the Serbs
to maintain heavy weapons inside the exclusion zones.}%
General Rose assured SACEUR that any weapons inside the
exclusion zones were broken down.!% From Zagreb, the NATO
visitors went with General Rose to Sarajevo. En route to the
UN commander’s headquarters, the group came under fire,
which General Joulwan was convinced came from a mortar.
General Rose suggested it was merely rocket-propelled
grenade fire, hence not from a banned heavy weapon.” Inside
General Rose's headquarters, General Joulwan asked the UN
chief of intelligence if red pins dotting a map of the Sarajevo
area and inside the exclusion zone represented broken-down
heavy weapons. According to Joulwan, the intelligence officer
assured SACEUR that they represented active heavy weapons,
leading General Rose to explain that he had been away from
his headquarters for a while.?°! From that point on, General
Joulwan said he felt he could not trust General Rose.
According to the NATO commander:
It is important that when you commit forces, you must make sure that
you have trust and confidence of those you're working with . . . [further-
more,] it's not just right to be politically correct; you better be militar-
ily correct when you have forces involved. And so | insisted upon bru-
tal truth, brutal honesty when you're putting aircrews, and ground
crews, and tank crews, and ships at risk. And I didn't get brutal hon-
esty; I got a shaky answer from Rose.?°?

The lack of trust was mutual, for General Rose felt that,
“Joulwan and his team tried to bounce the UN in May into
using more force. And [the UN] just [said]: ‘You’re not doing
it.’”203 General Rose already had forces at risk, and he did not
appreciate a NATO general pushing for risky actions when
NATO was unwilling to deploy forces on the ground in
Bosnia.2°* Compounding the difficulties was General
Joulwan’s tendency at this stage to treat the UNPROFOR
commanders as his subordinates since they came from NATO
nations.?°5 Joulwan’s motto as SACEUR was “one team, one

144



NATO AIR SUPPORT AND AIR STRIKES

134. Ibid., 111-12.

135. Ibid., 112.

136. Briquemont ‘interview. General Briquemont’s interview was con-
ducted in English. The bracketed comments in the quotation correct the
general's grammar without changing the meaning.

137. S/RES/836, par. 5.

138. Briquemont interview.

139. Briquemont, Do Something, 133.

140. Ibid., 123-24.

141. Ashy interview.

142. Briquemont, Do Something, 177.

143. Cot interview; Briquemont interview; and Briquemont, Do
Something, 198.

144. In his memoir, General Briquemont notes the meeting with Admiral
Boorda on 22 September, but makes no mention of air strikes. In his inter-
view General Briquemont claimed to be unaware of a JTB list of targets for
air strikes. Briquemont, Do Something, 198-99.

145. “Operation Deliberate Force Factual Review,” 2.2, BACS Collection;
Cot interview; and Col Robert Owen, Deliberate Force, 99.

146. Ashy interview; Briquemont, Do Something, 125; and Laura Silber,
Gillian Tett, and George Graham, “Bosnian Peace Plan Under Fire,”
Financial Times (London), 25 August 1993.

147. Ashy interview.

148. Cot interview; Cot, “Dayton,” 124; and Cot, “Les Lecons de I’ex-
Yougoslavie,” Défense, no. 67 (March 1995): 85.

149. David Owen, Balkan Odyssey, 234-35; and Briquemont, Do
Something, 198-99.

150. Briquemont, Do Something, 127.

151. In addition to the previously mentioned changes to OPLAN 40101,
new close air support and air strike procedures were written into
Commander Fifth Allied Tactical Air Force Operations Order 45101.5, Deny
Flight, 30 September 1993. Col Robert Owen, Deliberate Force, 399 n. 78;
and Brig Gen William Peck, USAF, chief of plans, Deny Flight CAOC,
Vicenza, Italy, July 1993-June 1994, “Plans Directors’ Thoughts,” undated
contemporaneous notes.

152. Col Robert Owen, Deliberate Force, 381. The five command positions
(commanders) were SACEUR (Shalikashvili/Joulwan), CINCSOUTH (Boorda/
Leighton Smith), COMAIRSOUTH (Ashy/Ryan), 5ATAF commander (Rossetti/
Fornesiero), and, finally, the CAOC director (Chambers/Hornburg).

153. Brig Gen William Peck, USAF, chief of plans, Deny Flight CAOC,
Vicenza, Italy, July 1993-June 1994, interviewed by author, 9 July 1998,
Langley Air Force Base, Virginia, tape recording, author's personal collec-
tion; idem, “Deny Flight: A Joint and Combined Operation,” unpublished
article dated 2 May 1994; Lowell Boyd interview; and Lushbaugh interview.

154. Ashy interview by Owen.

155. Briquemont interview.



RESPONSIBILITY OF COMMAND

Institute for Public Policy Research, 1997), 57; and Owen, Deliberate Force,
480 and 519 n. 46.

105. Thomas W. Lippman and Ann Devroy, “Clinton's Policy Evolution:
June Decision Led to Diplomatic Gambles,” Washington Post, 11 September
1995, Al and Al6.

106. The Contact Group was an outgrowth of the international peace
conference in Geneva. Established in April 1994, the Contact Group came
up with a “take it or leave it” plan, which the Bosnian Serbs rejected in July
1994. The group was hamstrung by pretty much the same disparate align-
ment of allegiances that prevented effective action from the UN Security
Council. By 1995, the Contact Group had become just another forum for
disagreement between Britain, France, Russia, Germany, and the US.

107. Lippman and Devroy, A16; Bob Woodward, The Choice: How Clinton.
Won (New York: Simon & Schuster, 1996), 267-68.

108. James Carney, “Finally, The Leader of NATO Leads,” Time, 11
September 1995, 54. President Clinton's determination to go it alone if nec-
essary is also discussed in Woodward, 267-68.

109. Woodward, 265.

110. Facts On File 1995, 590-91.

111. Richard Holbrooke, To End a War (New York: Random House, 1998),
3-4 and 74-75; Facts On File 1995, 590; and “US Peace Plan for Bosnia
Attacked,” Financial Times, 16 August 1995, 2.

112. Harriet Martin, Bruce Clark, and John Ridding, “Bosnia Hails Force
Element in US Plan,” Financial Times (London), 17 August 1995, 2.

113. Holbrooke, 73.

114. Ibid., 84.

115. Ibid., 102; Woodward; and Ryan interview.

116. Holbrooke, 104.

117. Woodward, 268.

118. Holbrooke, 103-4.

119. Admiral Smith transcript; and Ryan interview.

120. NATO Official D; Military Official Q; Admiral Smith transcript; and
Zoerb interview, 29 April 1997.

121. Dr. Thomas S. Snyder and Dr. Daniel F. Harrington, USAFE Office
of History, USAFE Historical Highlights, 1942-1947: Fifty-fifth Anniversary
Edition (Ramstein AB, Germany: Headquarters USAFE, 1997), 184;
AFSOUTH, “Operation Deliberate Force,” Fact Sheet, 3; and Leurdijk, 78.

122. NATO, “Press Statement on Gorazde,” 25 July 1995.

123. Zoerb interview, 30 April 1997; and Military Official Q.

124, Owen, Deliberate Force, 406-7; and AFSOUTH, “Operation
Deliberate Force,” Fact Sheet, 2-3.

125. Ryan interview; and Ryan transcript of Air Power Conference.

126. Admiral Smith transcript.

127. Janvier; and Military Official Q.

128. Janvier; and Military Official Q.

129. Owen, Deliberate Force, 57, 107-8, and 282.

270



RESPONSIBILITY OF COMMAND

referred to options, the guidance on targeting contained in it
spoke of phases.** The options stemmed from being able to
choose how far to go when executing the phases. Thus, the
options, or phases, originally referred to coherent groups of
targets rather than a means of differentiating between individ-
ual targets for one-off attacks—an interpretation later adopted
by UNPROFOR.®5

Considering the confusion that has grown up around
Option 1, 2, and 3 targets and their discussion later in this
study, it is worth pausing to examine them. For each of the
three phases in the “Operational Options” memo, the docu-
ment’s authors offered examples, “for illustrative purposes
only,” of the types of targets military authorities should con-
sider grouping together when proposing strikes.®° The initial
response option, or phase I, could include any militarily sig-
nificant target threatening a safe area, and a “smoking gun” (a
weapon which had recently fired on UNPROFOR or a safe area)
was seen as an ideal target for phase 1.8” There was, however,
never a requirement to hit only smoking guns in phase I.
Targets outside of Bosnia would not be hit except in phase III
of a response. But, distinguishing between phases II and III
targets inside Bosnia sometimes required an act of judgment
because similar examples and words were used to describe
appropriate targets for these phases.® In general, the closer a
target was to a threatened safe area and the more direct its
contribution to the threat to that safe area, then the more
likely it was to be hit in phase II of a response to a provoca-
tion. Conversely, targets located farther from a threatened safe
area and bearing a less direct connection to the threat against
it would not be hit unless bombing were expanded to phase III.
Accordingly, a weapons depot near Sarajevo might be hit in
phase II of an operation if Sarajevo were threatened. But the
same target, if it were struck at all, would be attacked in phase
III of a response to a threat against Bihac.®° By the time NATO
executed its first air strike—a year after NATO approved
“Operational Options”—the idea of conducting strikes against
groups of targets in escalating phases of a coercive bombing
campaign had given way to the practice of one-off attacks
against individual targets which were labeled as Options 1, 2,

86


INTRODUCTION

60. General Briquemont appears to have been the exception, though he
was pressured by the European Community (EC) at a time when his coun-
try, Belgium, filled the rotating post of EC president.

25



Responsibility of Command

How UN and NATO Commanders
Influenced Airpower over Bosnia

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