Federal Register / Vol. 86, No. 1 / Monday, January 4, 2021 / Notices 147 

Express International, Priority Mail 

International & First-Class Package 

International Service Contract 2 to 

Competitive Product List and Notice of 

Filing Materials Filed Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Gregory Stanton; Comments Due: 

January 6, 2021. 

2. Docket No(s).: MC2021–55 and 

CP2021–57; Filing Title: USPS Request 

to Add International Priority Airmail, 

Commercial ePacket, Priority Mail 

Express International, Priority Mail 

International & First-Class Package 

International Service Contract 10 to 

Competitive Product List and Notice of 

Filing Materials Filed Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Gregory Stanton; Comments Due: 

January 6, 2021. 

3. Docket No(s).: MC2021–56 and 

CP2021–58; Filing Title: USPS Request 

to Add Priority Mail & Parcel Select 

Contract 5 to Competitive Product List 

and Notice of Filing Materials Under 

Seal; Filing Acceptance Date: December 

28, 2020; Filing Authority: 39 U.S.C. 

3642, 39 CFR 3040.130 through 

3040.135, and 39 CFR 3035.105; Public 

Representative: Matthew R. Ashford; 

Comments Due: January 6, 2021. 

4. Docket No(s).: MC2021–57 and 

CP2021–59; Filing Title: USPS Request 

to Add Priority Mail & First-Class 

Package Service Contract 186 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Jennaca D. Upperman; Comments Due: 

January 6, 2021. 

5. Docket No(s).: MC2021–58 and 

CP2021–60; Filing Title: USPS Request 

to Add Priority Mail Contract 686 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Christopher C. Mohr; Comments Due: 

January 6, 2021. 

6. Docket No(s).: MC2021–59 and 

CP2021–61; Filing Title: USPS Request 

to Add Priority Mail Express, Priority 

Mail & First-Class Package Service 

Contract 73 to Competitive Product List 

and Notice of Filing Materials Under 

Seal; Filing Acceptance Date: December 

28, 2020; Filing Authority: 39 U.S.C. 

3642, 39 CFR 3040.130 through 

3040.135, and 39 CFR 3035.105; Public 

Representative: Matthew R. Ashford; 

Comments Due: January 7, 2021. 

7. Docket No(s).: MC2021–60 and 

CP2021–62; Filing Title: USPS Request 

to Add Priority Mail Express & Priority 

Mail Contract 122 to Competitive 

Product List and Notice of Filing 

Materials Under Seal; Filing Acceptance 

Date: December 28, 2020; Filing 

Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Lyudmila Y. Bzhilyanskaya; Comments 

Due: January 7, 2021. 

8. Docket No(s).: MC2021–61 and 

CP2021–63; Filing Title: USPS Request 

to Add Priority Mail & First-Class 

Package Service Contract 187 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Jennaca D. Upperman; Comments Due: 

January 7, 2021. 

9. Docket No(s).: MC2021–62 and 

CP2021–64; Filing Title: USPS Request 

to Add Priority Mail & First-Class 

Package Service Contract 188 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Jennaca D. Upperman; Comments Due: 

January 7, 2021. 

10. Docket No(s).: MC2021–63 and 

CP2021–65; Filing Title: USPS Request 

to Add Parcel Select Contract 46 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Lyudmila Y. Bzhilyanskaya; Comments 

Due: January 7, 2021. 

11. Docket No(s).: MC2021–64 and 

CP2021–66; Filing Title: USPS Request 

to Add Priority Mail Contract 687 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: 

Christopher C. Mohr; Comments Due: 

January 8, 2021. 

12. Docket No(s).: MC2021–65 and 

CP2021–67; Filing Title: USPS Request 

to Add Priority Mail & First-Class 

Package Service Contract 189 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: December 28, 2020; 

Filing Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: Katalin 

K. Clendenin; Comments Due: January 

8, 2021. 

13. Docket No(s).: MC2021–66 and 

CP2021–68; Filing Title: USPS Request 

to Add Priority Mail Express, Priority 

Mail, First-Class Package Service & 

Parcel Select Contract 8 to Competitive 

Product List and Notice of Filing 

Materials Under Seal; Filing Acceptance 

Date: December 28, 2020; Filing 

Authority: 39 U.S.C. 3642, 39 CFR 

3040.130 through 3040.135, and 39 CFR 

3035.105; Public Representative: Katalin 

K. Clendenin; Comments Due: January 

8, 2021. 

This Notice will be published in the 

Federal Register. 

Erica A. Barker, 

Secretary. 

[FR Doc. 2020–29080 Filed 12–31–20; 8:45 am] 

BILLING CODE 7710–FW–P 

POSTAL SERVICE 

International Product Change— 

International Priority Airmail, 

Commercial ePacket, Priority Mail 

Express International, Priority Mail 

International & First-Class Package 

International Service Agreement: 

Postal ServiceTM

ACTION: Notice. 

SUMMARY: The Postal Service gives 

notice of filing a request with the Postal 

Regulatory Commission to add an 

International Priority Airmail, 

Commercial ePacket, Priority Mail 

Express International, Priority Mail 

International & First-Class Package 

International Service contract to the list 

of Negotiated Service Agreements in the 

Competitive Product List in the Mail 

Classification Schedule. 

DATES: Date of notice: January 4, 2021. 

FOR FURTHER INFORMATION CONTACT: 

Christopher C. Meyerson, (202) 268– 

7820. 

SUPPLEMENTARY INFORMATION: The 

United States Postal Service® hereby 

gives notice that, pursuant to 39 U.S.C. 

3642 and 3632(b)(3), on December 28, 

2020, it filed with the Postal Regulatory 

Commission a USPS Request to Add 

International Priority Airmail, 

Commercial ePacket, Priority Mail 

Express International, Priority Mail 

International & First-Class Package 

International Service Contract 10 to 

Competitive Product List. Documents 

148 Federal Register / Vol. 86, No. 1 / Monday, January 4, 2021 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

4See Nasdaq Marketplace Rule 5635 and NYSE 

American Company Guide Sections 712 and 713. 

5See Securities Exchange Act Release No. 34– 

88572 (April 6, 2020); 85 FR 20323 (April 10, 2020) 

(SR–NYSE–2020–30). (waiving certain requirements 

of Section 312.03 through June 30, 2020). See also 

Securities Exchange Act Release No. 89219 (July 2, 

2020); 85 FR 41640 (July 10, 2020) (SR–NYSE– 

2020–58) (extending the waiver through September 

30, 2020). See also Securities Exchange Act Release 

No. 90020 (September 28, 2020); 85 FR 62357 

(October 2, 2020) (SR–NYSE–2020–79) (extending 

the waiver through December 31, 2020). 

6For purposes of Section 312.03, Section 

312.04(e) provides that: ‘‘[a]n interest consisting of 

less than either five percent of the number of shares 

of common stock or five percent of the voting power 

outstanding of a company or entity shall not be 

considered a substantial interest or cause the holder 

of such an interest to be regarded as a substantial 

security holder.’’ 

are available at www.prc.gov, Docket 

Nos. MC2021–55 and CP2021–57. 

Joshua J. Hofer, 

Attorney, Federal Compliance. 

[FR Doc. 2020–29035 Filed 12–31–20; 8:45 am] 

BILLING CODE 7710–12–P 

POSTAL SERVICE 

International Product Change— 

International Priority Airmail, 

International Surface Air Lift, 

Commercial ePacket, Priority Mail 

Express International, Priority Mail 

International & First-Class Package 

International Service Agreement: 

Postal ServiceTM

ACTION: Notice. 

SUMMARY: The Postal Service gives 

notice of filing a request with the Postal 

Regulatory Commission to add an 

International Priority Airmail, 

International Surface Air Lift, 

Commercial ePacket, Priority Mail 

Express International, Priority Mail 

International & First-Class Package 

International Service contract to the list 

of Negotiated Service Agreements in the 

Competitive Product List in the Mail 

Classification Schedule. 

DATES: Date of notice: January 4, 2021. 

FOR FURTHER INFORMATION CONTACT: 

Christopher C. Meyerson, (202) 268– 

7820. 

SUPPLEMENTARY INFORMATION: The 

United States Postal Service® hereby 

gives notice that, pursuant to 39 U.S.C. 

3642 and 3632(b)(3), on December 28, 

2020, it filed with the Postal Regulatory 

Commission a USPS Request to Add 

International Priority Airmail, 

International Surface Air Lift, 

Commercial ePacket, Priority Mail 

Express International, Priority Mail 

International & First-Class Package 

International Service Contract 2 to 

Competitive Product List. Documents 

are available at www.prc.gov, Docket 

Nos. MC2021–54 and CP2021–56. 

Joshua J. Hofer, 

Attorney, Federal Compliance. 

[FR Doc. 2020–29032 Filed 12–31–20; 8:45 am] 

BILLING CODE 7710–12–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–90803; File No. SR–NYSE– 

2020–85] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Filing of Proposed Rule Change To 

Amend the NYSE Listed Company 

Manual To Revise the Shareholder 

Approval Requirements in Sections 

312.03 and 312.04 and the 

Requirements for Related Party 

Transactions in Section 314.00 

December 28, 2020. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that, on December 

16, 2020, New York Stock Exchange 

LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I, II, and III below, which Items 

have been prepared by the selfregulatory organization. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend 

Sections 312.03, 312.04 and 314.00 of 

the NYSE Listed Company Manual 

(‘‘Manual’’). The proposed rule change 

is available on the Exchange’s website at 

www.nyse.com, at the principal office of 

the Exchange, and at the Commission’s 

Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and the 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

Paragraphs (b) and (c) of Sections 

312.03 of the Manual require listed 

companies to obtain shareholder 

approval prior to certain kinds of equity 

issuances. The Exchange believes that 

these requirements can make it 

unnecessarily difficult for listed 

companies to raise necessary capital in 

private placement transactions that are 

in the interests of the company and its 

shareholders. Consequently, the 

Exchange proposes to modify these 

provisions, bringing its shareholder 

approval requirements into closer 

alignment with those of Nasdaq and 

NYSE American,4 by providing listed 

companies with flexibility that exists 

under the rules of those other listing 

markets. The Exchange has waived 

certain requirements under Section 

312.03 to provide listed companies with 

greater flexibility to raise capital during 

the COVID–19 crisis.5 Among other 

things, the current proposal includes 

amendments that are identical in effect 

to the current waiver. The Exchange has 

observed that a significant number of 

companies have benefited from the 

flexibility provided by the waiver and 

has not observed any significant 

problems associated with companies’ 

completion of transactions permitted by 

the waiver. 

Proposed Amendments to Section 

312.03(b) 

Subject to an exception for early stage 

companies set forth therein, Section 

312.03(b) of the Manual requires 

shareholder approval of certain 

issuances of common stock, or securities 

convertible into or exercisable for 

common stock, to: 

• A director, officer or substantial 

security holder 6 of the company (each