Federal Register / Vol. 85, No. 250 / Wednesday, December 30, 2020 / Notices 86583 

Physician’s/Medical Officer’s Statement 

(CM–787). 

OMB Control Number: 1240–0020. 

Affected Public: Individuals or 

Households. 

Estimated Number of Respondents: 

1,325. 

Frequency: Annual. 

Total Estimated Annual Responses: 

1,325. 

Estimated Average Time per 

Response: Varies. 

Estimated Total Annual Burden 

Hours: 679 hours. 

Total Estimated Annual Other Cost 

Burden: $0. 

Authority: 44 U.S.C. 3506(c)(2)(A). 

Anjanette Suggs, 

Agency Clearance Officer. 

[FR Doc. 2020–28897 Filed 12–29–20; 8:45 am] 

BILLING CODE 4510–CK–P 

OFFICE OF PERSONNEL 

MANAGEMENT 

Submission for Review: Application for 

Refund of Retirement Deductions, SF 

3106 and Current/Former Spouse(s) 

Notification of Application for Refund 

of Retirement Deductions Under FERS, 

SF 3106A 

AGENCY: Office of Personnel 

Management. 

ACTION: 60-Day notice and request for 

comments. 

SUMMARY: Retirement Services, Office of 

Personnel Management (OPM) offers the 

general public and other federal 

agencies the opportunity to comment on 

a revised information collection request 

(ICR), Application for Refund of 

Retirement Deductions, Federal 

Employees Retirement System, SF 3106 

and Current/Former Spouse’s 

Notification of Application for Refund 

of Retirement Deductions under FERS, 

SF 3106A. 

DATES: Comments are encouraged and 

will be accepted until March 1, 2021. 

ADDRESSES: You may submit comments, 

identified by docket number and/or 

Regulatory Information Number (RIN) 

and title, by the following method: 

—Federal Rulemaking Portal:http://

www.regulations.gov. Follow the 

instructions for submitting comments. 

All submissions received must 

include the agency name and docket 

number or RIN for this document. The 

general policy for comments and other 

submissions from members of the public 

is to make these submissions available 

for public viewing at http://

www.regulations.gov as they are 

received without change, including any 

personal identifiers or contact 

information. 

FOR FURTHER INFORMATION CONTACT: A 

copy of this ICR with applicable 

supporting documentation, may be 

obtained by contacting the Retirement 

Services Publications Team, Office of 

Personnel Management, 1900 E Street 

NW, Room 3316–L, Washington, DC 

20415, Attention: Cyrus S. Benson, or 

sent via electronic mail to 

Cyrus.Benson@opm.gov or faxed to 

(202) 606–0910 or via telephone at (202) 

606–4808. 

SUPPLEMENTARY INFORMATION: As 

required by the Paperwork Reduction 

Act of 1995 (Pub. L. 104–13, 44 U.S.C. 

chapter 35) as amended by the ClingerCohen Act (Pub. L. 104–106), OPM is 

soliciting comments for this collection 

(OMB No. 3206–0121). The Office of 

Management and Budget is particularly 

interested in comments that: 

1. Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of functions 

of the agency, including whether the 

information will have practical utility; 

2. Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

3. Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

4. Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submissions 

of responses. 

Standard Form 3106, Application for 

Refund of Retirement Deductions under 

FERS is used by former Federal 

employees under FERS, to apply for a 

refund of retirement deductions 

withheld during Federal employment, 

plus any interest provided by law. 

Standard Form 3106A, Current/Former 

Spouse(s) Notification of Application 

for Refund of Retirement Deductions 

under FERS, is used by refund 

applicants to notify their current/former 

spouse(s) that they are applying for a 

refund of retirement deductions, which 

is required by law. 

Analysis 

Agency: Retirement Operations, 

Retirement Services, Office of Personnel 

Management. 

Title: Application for Refund of 

Retirement Deductions (FERS) and 

Current/Former Spouse’s Notification of 

Application for Refund of Retirement 

Deductions under FERS. 

OMB Number: 3206–0170. 

Frequency: On occasion. 

Affected Public: Individuals or 

Households. 

Number of Respondents: SF 3106 = 

8,000; SF 3106A = 6,400. 

Estimated Time per Respondent: SF 

3106 = 30 minutes; SF 3106A = 5 

minutes. 

Total Burden Hours: 4,533. 

Office of Personnel Management. 

Alexys Stanley, 

Regulatory Affairs Analyst. 

[FR Doc. 2020–28900 Filed 12–29–20; 8:45 am] 

BILLING CODE 6325–38–P 

OFFICE OF PERSONNEL 

MANAGEMENT 

Submission for Review: 3206–0121, 

Application for Deferred Retirement 

(for Persons Separated on or After 

October 1, 1956), OPM 1496A 

AGENCY: Office of Personnel 

Management. 

ACTION: 60-Day notice and request for 

comments. 

SUMMARY: Retirement Services, Office of 

Personnel Management (OPM) offers the 

general public and other federal 

agencies the opportunity to comment on 

a revised information collection request 

(ICR), Application for Deferred 

Retirement (for Persons Separated on or 

after October 1, 1956), OPM 1496A. 

DATES: Comments are encouraged and 

will be accepted until March 1, 2021. 

ADDRESSES: You may submit comments, 

identified by docket number and/or 

Regulatory Information Number (RIN) 

and title, by the following method: 

—Federal Rulemaking Portal: http://

www.regulations.gov. Follow the 

instructions for submitting comments. 

All submissions received must include 

the agency name and docket number or 

RIN for this document. The general 

policy for comments and other 

submissions from members of the public 

is to make these submissions available 

for public viewing at http://

www.regulations.gov as they are 

received without change, including any 

personal identifiers or contact 

information. 

FOR FURTHER INFORMATION CONTACT: A 

copy of this ICR with applicable 

supporting documentation, may be 

obtained by contacting the Retirement 

Services Publications Team, Office of 

Personnel Management, 1900 E Street 

NW, Room 3316–L, Washington, DC 

20415, Attention: Cyrus S. Benson, or 

86584 Federal Register / Vol. 85, No. 250 / Wednesday, December 30, 2020 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

4Rule 1.1(k) defines ‘‘Exchange Traded Product’’ 

as a security that meets the definition of ‘‘derivative 

securities product’’ in Rule 19b–4(e) under the Act. 

ETPs include, for example, securities listed and 

traded on the Exchange pursuant to the following 

Exchange rules: Rule 5.2(j)(3) (Investment Company 

Units); Rule 5.2(j)(5) (Equity Gold Shares); Rule 

5.2(j)(6) (Index-Linked Securities); Rule 8.100 

(Portfolio Depositary Receipts); Rule 8.200 (Trust 

Issued Receipts); Rule 8.201 (Commodity-Based 

Trust Shares); Rule 8.202 (Currency Trust Shares); 

Rule 8.203 (Commodity Index Trust Shares); Rule 

8.204 (Commodity Futures Trust Shares); Rule 

8.600 (Managed Fund Shares); and Rule 8.700 

(Managed Trust Securities). 

5 ‘‘UTP Security’’ is defined as a security that is 

listed on a national securities exchange other than 

the Exchange and that trades on the Exchange 

pursuant to unlisted trading privileges. See Rule 

1.1. 

6See Securities Exchange Act Release No. 82945 

(March 26, 2018), 83 FR 13553, 13568 (March 29, 

2018) (SR–NYSE–2017–36) (approving Exchange 

rules to trade securities on a UTP basis on the Pillar 

trading platform). 

sent via electronic mail to 

Cyrus.Benson@opm.gov or faxed to 

(202) 606–0910 or via telephone at (202) 

606–4808. 

SUPPLEMENTARY INFORMATION: As 

required by the Paperwork Reduction 

Act of 1995 (Pub. L. 104–13, 44 U.S.C. 

chapter 35) as amended by the ClingerCohen Act (Pub. L. 104–106), OPM is 

soliciting comments for this collection 

(OMB No. 3206–0121). The Office of 

Management and Budget is particularly 

interested in comments that: 

1. Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of functions 

of the agency, including whether the 

information will have practical utility; 

2. Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

3. Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

4. Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submissions 

of responses. 

OPM Form 1496A is used by eligible 

former Federal employees to apply for a 

deferred Civil Service annuity. 

Analysis 

Agency: Retirement Operations, 

Retirement Services, Office of Personnel 

Management. 

Title: Application for Deferred 

Retirement (for Persons Separated on or 

After October 1, 1956). 

OMB Number: 3206–0121. 

Frequency: On occasion. 

Affected Public: Individuals or 

Households. 

Number of Respondents: 2,800. 

Estimated Time per Respondent: 1 

hour. 

Total Burden Hours: 2,800. 

Office of Personnel Management. 

Alexys Stanley, 

Regulatory Affairs Analyst. 

[FR Doc. 2020–28899 Filed 12–29–20; 8:45 am] 

BILLING CODE 6325–38–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–90775; File No. SR–NYSE– 

2020–86] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Filing of Proposed Rule Change for a 

New Rule 5.2(j)(8) 

December 22, 2020. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that, on December 

18, 2020, New York Stock Exchange 

LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I, II, and III below, which Items 

have been prepared by the selfregulatory organization. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes (1) a new 

Rule 5.2(j)(8) establishing ‘‘generic’’ 

listing standards for Exchange-Traded 

Products that are permitted to operate in 

reliance on Rule 6c–11 under the 

Investment Company Act of 1940, and 

(2) a new Rule 7.18(d)(2) that would 

govern trading halts for listed ExchangeTraded Products. The proposed rule 

change is available on the Exchange’s 

website at www.nyse.com, at the 

principal office of the Exchange, and at 

the Commission’s Public Reference 

Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and the 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Exchange proposes a new Rule 

5.2(j)(8) establishing ‘‘generic’’ listing 

standards for Exchange-Traded Products 

(‘‘ETPs’’) 4 that are permitted to operate 

in reliance on Rule 6c–11 under the 

Investment Company Act of 1940 (the 

‘‘1940 Act’’). The Exchange also 

proposes a new Rule 7.18(d)(2) that 

would govern trading halts for listed 

ETPs. 

Background 

Currently, the Exchange trades 

securities, including ETPs, on its Pillar 

trading platform on an unlisted trading 

privileges (‘‘UTP’’) basis, subject to 

Pillar Platform Rules 1P–13P.5 ETPs 

traded on a UTP basis on the Exchange 

are not assigned to a Designated Market 

Maker (‘‘DMM’’) but are available for 

Floor brokers to trade in Floor-based 

crossing transactions.6

The Exchange’s rules permit it to list 

ETPs under Rules 5P and 8P. 

Specifically, Rules 5P (Securities 

Traded) and 8P (Trading of Certain 

Exchange-Traded Products) provide for 

the listing of certain ETPs on the 

Exchange that (1) meet the applicable 

requirements set forth in those rules, 

and (2) do not have any component 

NMS Stock that is listed on the 

Exchange or is based on, or represents 

an interest in, an underlying index or 

reference asset that includes an NMS 

Stock listed on the Exchange. ETPs 

listed under Rules 5P and 8P would be 

‘‘Tape A’’ listings and traded pursuant 

to the rules applicable to NYSE-listed 

securities. Accordingly, once an ETP is 

listed, it would be assigned to a DMM 

pursuant to Rule 103B and the assigned