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[Federal Register Volume 85, Number 247 (Wednesday, December 23, 2020)]
[Notices]
[Pages 84114-84119]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-28340]

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DEPARTMENT OF VETERANS AFFAIRS

Privacy Act of 1974; System of Records

AGENCY: Department of Veterans Affairs (VA).

ACTION: Notice of a Modified System of Records.

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SUMMARY: As required by the Privacy Act of 1974 (5 U.S.C. 552a(e)(4)), 
notice is hereby given that the Department of Veterans Affairs (VA) is 
amending the system of records entitled ``Veterans Health Information 
Systems and Technology Architecture (VistA) Records-VA'' (79VA10P2) as 
set forth in 77 FR 65939. VA is amending the system by revising the 
System Number, System Location, System Manager, Records Source 
Categories, Routine Uses of Records Maintained in the System, Policies 
and Practices for Retention and Disposal of Records, Physical, 
Procedural and Administrative Safeguards. VA is republishing the system 
notice in its entirety.

DATES: Comments on this amended system of records must be received no 
later than January 22, 2021. If no public comment is received during 
the period allowed for comment or unless otherwise published in the 
Federal Register by VA, the new system will become effective January 
22, 2021.

ADDRESSES: Comments may be submitted through www.Regulations.gov or 
mailed to VA Privacy Service, 810 Vermont Avenue NW, (005R1A), 
Washington, DC 20420. Comments should indicate that they are submitted 
in response to ``Veterans Health Information Systems and Technology 
Architecture (VistA) Records-VA (79VA10P2)''. Comments received will be 
available at regulations.gov for public viewing, inspection or copies.

FOR FURTHER INFORMATION CONTACT: Stephania Griffin, Veterans Health 
Administration (VHA) Privacy Officer, Department of Veterans Affairs, 
810 Vermont Avenue NW, Washington, DC 20420; telephone (704) 245-2492 
(Note: not a toll-free number).

SUPPLEMENTARY INFORMATION: The system number is being updated from 
79VA10P2 to 79VA10 to reflect the current VHA organizational routing 
symbol. The System Manager is being updated to reflect organization 
changes.
    The System Location is being updated to reflect electronic records 
being located at VA Enterprise Cloud Data Centers/Amazon Web Services 
and contracted data repository sites, such as the Cerner Technology 
Centers (CTC): Primary Data Center in Kansas City, MO and Continuity of 
Operations/Disaster Recovery (COOP/DR) Data Center in Lee Summit, MO.
    The Records Source Categories is being updated to include other VA 
information technology (IT) systems, including but not limited to, 
Master Person Index and Enrollment.
    Routine Use twenty-nine (29) is being added to state, ``VA may 
disclose health care information to DoD for the purpose of VHA health 
care operations as defined in the HIPAA Privacy Rule, 45 CFR parts 160 
and 164 and to the Defense Health Agency (DHA), as a health care 
provider, for the purpose of DHA heath care operations.'' VHA, as a 
health care provider, must be able to share health care information 
with other entities and health care providers for VA to perform certain 
health care operations, such as quality assessment and improvement 
activities and medical reviews.
    Routine Use thirty (30) is being added to state, ``VA may disclose 
information from this system of records to another Federal agency or 
Federal entity, when VA determines that information from this system of 
records is reasonably necessary to assist the recipient agency or 
entity in (1) responding to a suspected or confirmed breach or (2) 
preventing, minimizing, or remedying the risk of harm to individuals, 
the recipient agency or entity (including its information systems, 
programs, and operations), the Federal Government, or national 
security, resulting from a suspected or confirmed breach. VA needs this 
routine use for the data breach response and remedial efforts with 
another Federal agency.
    Routine Use thirty-one (31) is being added to state, ``VA may 
disclose relevant health care information to (a) a Federal agency or 
non-VA health care provider or institution when VA refers a patient for 
hospital or nursing home care or medical services, or authorizes a 
patient to obtain non-VA medical services, and the information is 
needed by the Federal agency or non-VA institution or provider to 
perform the services, or (b) a Federal agency or a non-VA hospital 
(Federal, State and local, public, or private) or other medical 
institution having hospital facilities, blood banks, or similar 
institutions, medical schools or clinics, or other groups or 
individuals that have contracted or agreed to provide medical services 
or share the use of medical resources under the provisions of 38 U.S.C. 
513, 7409, 8111, or 8153, when treatment is rendered by VA under the 
terms of such contract or agreement, or the issuance of an 
authorization, and the information is needed for purposes of medical 
treatment and/or follow-up, determining entitlement to a benefit, or 
recovery of the costs of the medical care.
    Policies and Practices for Retention and Disposal of Records is 
being updated to remove, ``Paper records and information stored on 
electronic storage media are maintained and disposed of in accordance 
with records disposition authority approved by the Archivist of the 
United States.'' This section will

[[Page 84115]]

state, Record Control Schedule (RCS) 10-1, Item 2000.2 Information 
Technology Operations and Maintenance Records destroy 3 years after 
agreement, control measures, procedures, project, activity, or when 
transaction is obsolete, completed, terminated or superseded, but 
longer retention is authorized if required for business use (DAA-GRS-
2013-0005-0004, item 020). RCS 10-1, Item 2100.3 2100.3, System Access 
Records destroy 6 years after password is altered or user account is 
terminated, but longer retention is authorized if required for business 
use (DAA-GRS-2013-0006-0004, item 31).
    The Physical, Procedural and Administrative Safeguards section is 
being amended to add, ``Access to Cerner Technology Centers is 
generally restricted to Cerner employees, contractors or associates 
with a Cerner issued ID badge and other security personnel cleared for 
access to the data center. Access to computer rooms housing Federal 
data, hence Federal enclave, is restricted to persons Federally cleared 
for Federal enclave access through electronic badge entry devices. All 
other persons, such as custodians, gaining access to Federal enclave 
are escorted.''
    The Report of Intent to Amend a System of Records Notice and an 
advance copy of the system notice have been sent to the appropriate 
Congressional committees and to the Director of the Office of 
Management and Budget (OMB) as required by 5 U.S.C. 552a(r) (Privacy 
Act) and guidelines issued by OMB (65 FR 77677), December 12, 2000.

Signing Authority

    The Senior Agency Official for Privacy, or designee, approved this 
document and authorized the undersigned to sign and submit the document 
to the Office of the Federal Register for publication electronically as 
an official document of the Department of Veterans Affairs. James P. 
Gfrerer, Assistant Secretary of Information and Technology and Chief 
Information Officer, approved this document on November 10, 2020 for 
publication.

    Dated: December 18, 2020.
Amy L. Rose,
Program Analyst, VA Privacy Service, Office of Information Security, 
Office of Information and Technology, Department of Veterans Affairs.

SYSTEM NAME AND NUMBER:
    Veterans Health Information Systems and Technology Architecture 
(VistA) Records-VA (79VA10).

SECURITY CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Records are maintained at VA health care facilities, Regional Data 
Processing Centers and (in most cases), archival storage of the VistA 
data to back up tapes are maintained at off-site locations. Address 
locations for VA facilities are listed in VA Appendix 1. In addition, 
information from these records or copies of records may be maintained 
at the Department of Veterans Affairs, 810 Vermont Avenue NW, 
Washington, DC; VA Data Processing Centers, VA Office of Information & 
Technology (OI&T) Field Offices; Veterans Integrated Service Network 
(VISN) Offices; Employee Education Systems and VA Enterprise Cloud Data 
Centers/Amazon Web Services, 1915 Terry Avenue, Seattle, WA 98101 and 
contracted data repository sites, such as the Cerner Technology Centers 
(CTC): Primary Data Center in Kansas City, MO and Continuity of 
Operations/Disaster Recovery (COOP/DR) Data Center in Lees Summit, MO.

SYSTEM MANAGER(S):
    The official responsible for policies and procedures is the 
Director, Health Information Governance (HIG), Department of Veterans 
Affairs, 810 Vermont Avenue NW, Washington, DC 20420. Toll-free 
telephone number 1-877-461-5038.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    Title 38, United States Code, section 7301(a).

PURPOSE(S) OF THE SYSTEM:
    The records and information may be used for statistical analysis to 
produce various management, workload tracking and follow-up reports; to 
track and evaluate the ordering and delivery of equipment, services and 
patient care; the planning, distribution and utilization of resources; 
the possession and use of equipment or supplies; the performance of 
vendors, equipment, and employees; and to provide clinical and 
administrative support to patient medical care. The data may be used 
for research purposes. The data may be used also for such purposes as 
assisting in the scheduling of tours of duties and job assignments of 
employees; the scheduling of patient treatment services, including 
nursing care, clinic appointments, surgery, diagnostic and therapeutic 
procedures; the repair and maintenance of equipment and for follow-up 
activities to determine that the actions were accomplished and to 
evaluate the results; the registration of vehicles and the assignment 
and utilization of parking spaces; to plan, schedule, and maintain 
rosters of patients, employees and others attending or participating in 
sports, recreational or other events (e.g., National Wheelchair Games, 
concerts, picnics); for audits, reviews and investigations conducted by 
staff of the health care facility, the Network Directors Office, VA 
Central Office, and the VA Office of Inspector General (OIG); for 
quality assurance audits, reviews, investigations and inspections; for 
law enforcement investigations; and for personnel management, 
evaluation and employee ratings, and performance evaluations.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    The records include information concerning current and former 
employees, applicants for employment, trainees, contractors, sub-
contractors, contract personnel, students, providers and consultants, 
patients and members of their immediate family, volunteers, maintenance 
personnel, as well as individuals working collaboratively with VA.

CATEGORIES OF RECORDS IN THE SYSTEM:
    The records may include information related to:
    1. Workload such as orders entered, verified, and edited (e.g., 
engineering work orders, doctors' orders for patient care including 
nursing care, the scheduling and delivery of medications, 
consultations, radiology, laboratory and other diagnostic and 
therapeutic examinations); results entered; items checked out and items 
in use (e.g., library books, keys, x-rays, patient medical records, 
equipment, supplies, reference materials); work plans entered and the 
subsequent tracking (e.g., construction projects, engineering work 
orders and equipment maintenance and repairs assigned to employees and 
status, duty schedules, work assignments, work requirements); reports 
of contact with individuals or groups; employees' (including 
volunteers) work performance information (e.g., duties and 
responsibilities assigned and completed, amount of supplies used, time 
used, quantity and quality of output, productivity reports, schedules 
of patients assigned and treatment to be provided);
    2. Administrative procedures, duties, and assignments of certain 
personnel;
    3. Computer access authorizations, computer applications available 
and used, information access attempts,

[[Page 84116]]

frequency and time of use; identification of the person responsible 
for, currently assigned, or otherwise engaged in various categories of 
patient care or support of health care delivery; vehicle registration 
(motor vehicles and bicycles) and parking space assignments; community 
and special project participants and attendees (e.g., sports events, 
concerts, National Wheelchair Games); employee work related accidents. 
The record may include identifying information (e.g., name, date of 
birth, age, sex, Social Security number, taxpayer identification 
number); address information (e.g., home and mailing address, home 
telephone number, emergency contact information such as name, address, 
telephone number, and relationship); information related to training 
(e.g., security, safety, in-service), education and continuing 
education (e.g., name and address of schools and dates of attendance, 
courses attended and scheduled to attend, type of degree, certificate, 
grades etc.); information related to military service and status; 
qualifications for employment (e.g., license, degree, registration or 
certification, experience); vehicle information (e.g., type make, 
model, license and registration number); evaluation of clinical and 
technical skills; services or products purchased (e.g., vendor name and 
address, details about evaluation of service or product, price, fee, 
cost, dates purchased and delivered, employee workload and productivity 
data); employee work relate injuries (cause, severity, type of injury, 
body part affected);
    4. Financial information, such as service line and clinic budgets, 
projected and actual costs;
    5. Supply information, such as services, materials and equipment 
ordered; and
    6. Abstract information (e.g., data warehouses, environmental and 
epidemiological registries, etc.) is maintained in auxiliary paper and 
automated records;
    7. Electronic messages;
    8. The Social Security number and universal personal identification 
number of health care providers;
    9. Practitioner DEA registration numbers; and
    10. The Integration Control Number or Veterans Administration 
Person Identifier.

RECORD SOURCE CATEGORIES:
    Information in this system of records is provided by the 
individual, supervisors, other employees, personnel records, or 
obtained from their interaction with the system, and from other VA 
information technology (IT) systems, including but not limited to, 
Master Person Index and Enrollment.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    To the extent that records contained in the system include 
information protected by 38 U.S.C. 7332, i.e., medical treatment 
information related to drug abuse, alcoholism or alcohol abuse, sickle 
cell anemia or infection with the human immunodeficiency virus, that 
information cannot be disclosed under a routine use unless there is 
also specific statutory authority permitting disclosure. VA may 
disclose protected health information pursuant to the following routine 
uses where required by law or permitted by 45 CFR parts 160 and 164.
    1. In the event that a record maintained by VA to carry out its 
functions indicates a violation or potential violation of law, whether 
civil, criminal or regulatory in nature, and whether arising by general 
statute or particular program statute, or by regulation, rule or order 
issued pursuant thereto, information may be disclosed to the 
appropriate agency whether Federal, state, local or foreign, charged 
with the responsibility of investigating or prosecuting such violation 
or charged with enforcing or implementing the statute or rule, 
regulation or order issued pursuant thereto.
    2. Disclosure may be made to any source from which additional 
information is requested (to the extent necessary to identify the 
individual, inform the source of the purpose(s) of the request, and to 
identify the type of information requested), when necessary to obtain 
information relevant to a Department decision concerning the hiring or 
retention of an employee, the issuance of a security clearance, the 
conducting of a security or suitability investigation of an individual, 
the letting of a contract, or the issuance of a license, grant, or 
other benefits.
    3. Disclosure may be made to an agency in the executive, 
legislative, or judicial branch, or the District of Columbia government 
in response to its request or at the initiation of VA, in connection 
with the hiring of an employee, the issuance of a security clearance, 
the conducting of a security or suitability investigation of an 
individual, the letting of a contract, the issuance of a license, 
grant, or other benefits by the requesting agency, or the lawful 
statutory, administrative, or investigative purpose of the agency to 
the extent that the information is relevant and necessary to the 
requesting agency's decision.
    4. Disclosure may be made to a Congressional office from the record 
of an individual in response to an inquiry from the Congressional 
office made at the request of that individual.
    5. Disclosure may be made to National Archives and Records 
Administration (NARA) and the General Services Administration in 
records management inspections and other activities conducted under 
Title 44.
    6. Disclosure may be made to the Department of Justice and United 
States Attorneys in defense or prosecution of litigation involving the 
United States, and to Federal agencies upon their request in connection 
with review of administrative tort claims filed under the Federal Tort 
Claims Act, 28 U.S.C. 2672.
    7. Hiring, performance, or other personnel-related information may 
be disclosed to any facility with which there is or there is proposed 
to be an affiliation, sharing agreement, contract, or similar 
arrangement for purposes of establishing, maintaining, or expanding any 
such relationship.
    8. Disclosure may be made to a Federal, State or local government 
licensing board and to the Federation of State Medical Boards or a 
similar nongovernment entity which maintains records concerning 
individual employment histories or concerning the issuance, retention 
or revocation of licenses, certifications, or registration necessary to 
practice an occupation, profession or specialty; in order for the 
Department to obtain information relevant to a Department decision 
concerning the hiring, retention or termination of an employee; or to 
inform a Federal agency, licensing boards or the appropriate 
nongovernment entities about the health care practices of a terminated, 
resigned or retired health care employee whose professional health care 
activity so significantly failed to conform to generally accepted 
standards of professional medical practice as to raise reasonable 
concern for the health and safety of patients receiving medical care in 
the private sector or from another Federal agency. These records may 
also be disclosed as part of an ongoing computer matching program to 
accomplish these purposes.
    9. For program review purposes, and the seeking of accreditation 
and/or certification, disclosure may be made to survey teams of The 
Joint Commission, College of American Pathologists, American 
Association of Blood Banks, and similar national accreditation agencies 
or boards with whom VA has

[[Page 84117]]

a contract or agreement to conduct such reviews, but only to the extent 
that the information is necessary and relevant to the review.
    10. Disclosure may be made to a State or local government entity or 
national certifying body which has the authority to make decisions 
concerning the issuance, retention or revocation of licenses, 
certifications or registrations required to practice a health care 
profession, when requested in writing by an investigator or supervisory 
official of the licensing entity or national certifying body for the 
purpose of making a decision concerning the issuance, retention or 
revocation of the license, certification or registration of a named 
health care professional.
    11. Any information which is relevant to a suspected violation or 
reasonably imminent violation of law, whether civil, criminal or 
regulatory in nature, and whether arising by general or program statute 
or by regulation, rule or order issued pursuant thereto, may be 
disclosed to a Federal, State, local or foreign agency charged with the 
responsibility of investigating or prosecuting such violation, rule or 
order issued pursuant thereto.
    12. Disclosure may be made to officials of labor organizations 
recognized under 5
    U.S.C. chapter 71 when relevant and necessary to their duties of 
exclusive representation concerning personnel policies, practices, and 
matters affecting working conditions.
    13. Disclosure may be made to the VA-appointed representative of an 
employee, including all notices, determinations, decisions, or other 
written communications issued to the employee in connection with an 
examination ordered by VA under medical evaluation (formerly fitness-
for duty) examination procedures or Department-filed disability 
retirement procedures.
    14. Disclosure may be made to officials of the Merit Systems 
Protection Board, including the Office of the Special Counsel, when 
requested in connection with appeals, special studies of the civil 
service and other merit systems, review of rules and regulations, 
investigation of alleged or possible prohibited personnel practices, 
and such other functions, promulgated in 5 U.S.C. 1205 and 1206, or as 
may be authorized by law.
    15. Disclosure may be made to the Equal Employment Opportunity 
Commission when requested in connection with investigations of alleged 
or possible discrimination practices, examination of Federal 
affirmative employment programs, compliance with the Uniform Guidelines 
of Employee Selection Procedures, or other functions vested in the 
Commission by the President's Reorganization Plan No. 1 of 1978.
    16. Disclosure may be made to the Federal Labor Relations 
Authority, including its General Counsel, when requested in connection 
with investigation and resolution of allegations of unfair labor 
practices, in connection with the resolution of exceptions to 
arbitrator awards when a question of material fact is raised and 
matters before the Federal Service Impasses Panel.
    17. Disclosure may be made in consideration and selection of 
employees for incentive awards and other honors and to publicize those 
granted. This may include disclosure to other public and private 
organizations, including news media, which grant or publicize employee 
awards or honors.
    18. Disclosure may be made to consider employees for recognition 
through administrative and quality step increases and to publicize 
those granted. This may include disclosure to other public and private 
organizations, including news media, which grant or publicize employee 
recognition.
    19. Identifying information such as name, address, Social Security 
number and other information as is reasonably necessary to identify 
such individual, may be disclosed to the National Practitioner Data 
Bank at the time of hiring or clinical privileging/re-privileging of 
health care practitioners, and at other times as deemed necessary by VA 
in order for VA to obtain information relevant to a Department decision 
concerning the hiring, privileging/re-privileging, retention or 
termination of the applicant or employee.
    20. Disclosure of relevant information may be made to the National 
Practitioner Data Bank or to a State or local government licensing 
board which maintains records concerning the issuance, retention or 
revocation of licenses, certifications, or registrations necessary to 
practice an occupation, profession or specialty when under the 
following circumstances, through a peer review process that is 
undertaken pursuant to VA policy, negligence, professional 
incompetence, responsibility for improper care, or professional 
misconduct has been assigned to a physician or licensed or certified 
health care practitioner: (1) On any payment in settlement (or partial 
settlement) of, or in satisfaction of a judgment in a medical 
malpractice action or claim; or, (2) on any final decision that 
adversely affects the clinical privileges of a physician or 
practitioner for a period of more than 30 days. These records may also 
be disclosed as part of a computer matching program to accomplish these 
purposes.
    21. Disclosure of medical record data, excluding name and address, 
unless name and address is furnished by the requester, may be made to 
epidemiological and other research facilities for research purposes 
determined to be necessary and proper and approved by the Under 
Secretary for Health.
    22. Disclosure of names and addresses of present or former 
personnel of the Armed Services, and their dependents, may be made to: 
(a) A Federal department or agency, at the written request of the head 
or designee of that agency; or (b) directly to a contractor or 
subcontractor of a Federal department or agency, for the purpose of 
conducting Federal research necessary to accomplish a statutory purpose 
of an agency. When disclosure of this information is made directly to a 
contractor, VA may impose applicable conditions on the department, 
agency, or contractor to insure the appropriateness of the disclosure 
to the contractor.
    23. The Social Security number, universal personal identification 
number and other identifying information of a health care provider may 
be disclosed to a third party where the third party requires the agency 
to provide that information before it will pay for medical care 
provided by VA.
    24. Relevant information may be disclosed to individuals, 
organizations, private or public agencies, etc., with whom VA has a 
contract or agreement to perform such services as VA may deem practical 
for the purposes of laws administered by VA, in order for the 
contractor to perform the services of the contract or agreement.
    25. Disclosure of relevant health care information may be made to 
individuals or organizations (private or public) with whom VA has a 
contract or sharing agreement for the provision of health care or 
administrative or financial services.
    26. Disclosure to other Federal agencies may be made to assist such 
agencies in preventing and detecting possible fraud or abuse by 
individuals in their operations and programs.
    27. VA may, on its own initiative, disclose any information or 
records to appropriate agencies, entities, and persons when (1) VA 
suspects or has confirmed that the integrity or confidentiality of 
information in the system of records has been

[[Page 84118]]

compromised; (2) the Department has determined that as a result of the 
suspected or confirmed compromise, there is a risk of embarrassment or 
harm to the reputations of the record subjects, harm to economic or 
property interests, identity theft or fraud, or harm to the security, 
confidentiality, or integrity of this system or other systems or 
programs (whether maintained by the Department or another agency or 
entity) that rely upon the potentially compromised information; and (3) 
the disclosure is to agencies, entities, or persons whom VA determines 
are reasonably necessary to assist or carry out the Department's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm. This routine use permits 
disclosures by the Department to respond to a suspected or confirmed 
data breach, including the conduct of any risk analysis or provision of 
credit protection services as provided in 38 U.S.C. 5724, as the terms 
are defined in 38 U.S.C. 5727.
    28. VA may disclose relevant provider information to a state 
prescription drug monitoring program, or similar program, for the 
purpose of submitting to or receiving from the program information 
regarding prescriptions to an individual for controlled substances, as 
required under the applicable state law.
    29. VA may disclose health care information to DoD for the purpose 
of VA health care operations as defined in the HIPAA Privacy Rule, 45 
CFR parts 160 and 164 and to the Defense Health Agency (DHA), as a 
health care provider, for the purpose of DHA heath care operations.
    30. VA may disclose information from this system of records to 
another Federal agency or Federal entity, when VA determines that 
information from this system of records is reasonably necessary to 
assist the recipient agency or entity in (1) responding to a suspected 
or confirmed breach or (2) preventing, minimizing, or remedying the 
risk of harm to individuals, the recipient agency or entity (including 
its information systems, programs, and operations), the Federal 
Government, or national security, resulting from a suspected or 
confirmed breach.
    31. VA may disclose relevant health care information to (a) a 
Federal agency or non-VA health care provider or institution when VA 
refers a patient for hospital or nursing home care or medical services, 
or authorizes a patient to obtain non-VA medical services, and the 
information is needed by the Federal agency or non-VA institution or 
provider to perform the services, or (b) a Federal agency or a non-VA 
hospital (Federal, State and local, public, or private) or other 
medical institution having hospital facilities, blood banks, or similar 
institutions, medical schools or clinics, or other groups or 
individuals that have contracted or agreed to provide medical services 
or share the use of medical resources under the provisions of 38 U.S.C. 
513, 7409, 8111, or 8153, when treatment is rendered by VA under the 
terms of such contract or agreement, or the issuance of an 
authorization, and the information is needed for purposes of medical 
treatment and/or follow-up, determining entitlement to a benefit, or 
recovery of the costs of the medical care.

POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
    Records maintained on paper, microfilm, magnetic tape, disk, or 
laser optical media. In most cases, archival storage of the VistA data 
to backup tapes are maintained at off-site locations.

POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
    Records are retrieved by name, Social Security number or other 
assigned identifiers of the individuals on whom they are maintained.

POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
    RCS 10-1, Item 2000.2 Information Technology Operations and 
Maintenance Records destroy 3 years after agreement, control measures, 
procedures, project, activity, or when transaction is obsolete, 
completed, terminated or superseded, but longer retention is authorized 
if required for business use (DAA-GRS-2013-0005-0004, item 020). RCS10-
1, Item 2100.3 2100.3, System Access Records destroy 6 years after 
password is altered or user account is terminated, but longer retention 
is authorized if required for business use (DAA-GRS-2013-0006-0004, 
item 31).

ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
    1. Access to VA working and storage areas is restricted to VA 
employees on a ``need- to-know'' basis. Strict physical security 
control measures are enforced to ensure that disclosure to these 
individuals is also based on this same principle. Generally, VA file 
areas are locked after normal duty hours and the facilities are 
protected from outside access by the Federal Protective Service or 
other security personnel.
    2. Access to computer rooms at health care facilities and regional 
data processing centers is generally limited by appropriate locking 
devices and restricted to authorized VA employees and vendor personnel. 
Automated Data Processing (ADP) peripheral devices are placed in secure 
areas (areas that are locked or have limited access) or are otherwise 
protected. Information in VistA may be accessed by authorized VA 
employees. Access to file information is controlled at two levels. The 
systems recognize authorized employees by series of individually unique 
passwords/codes as a part of each data message, and the employees are 
limited to only that information in the file which is needed in the 
performance of their official duties. Information that is downloaded 
from VistA and maintained on laptops and other approved government 
equipment is afforded similar storage and access protections as the 
data that is maintained in the original files. Access to information 
stored on automated storage media at other VA locations is controlled 
by individually unique passwords/codes.
    Access by Office of Inspector General (OIG) staff conducting an 
audit, investigation, or inspection at the health care facility, or an 
OIG office location remote from the health care facility, is controlled 
in the same manner.
    3. Information downloaded from VistA and maintained by the OIG 
headquarters and Field Offices on automated storage media is secured in 
storage areas for facilities to which only OIG staff have access. Paper 
documents are similarly secured. Access to paper documents and 
information on automated storage media is limited to OIG employees who 
have a need for the information in the performance of their official 
duties. Access to information stored on automated storage media is 
controlled by individually unique passwords/codes.
    4. Access to Cerner Technology Centers is generally restricted to 
Cerner employees, contractors or associates with a Cerner issued ID 
badge and other security personnel cleared for access to the data 
center. Access to computer rooms housing Federal data, hence Federal 
enclave, is restricted to persons Federally cleared for Federal enclave 
access through electronic badge entry devices. All other persons, such 
as custodians, gaining access to Federal enclave are escorted.

RECORD ACCESS PROCEDURE:
    Individuals seeking information regarding access to and contesting 
of records in this system may write, call or visit the VA facility 
location where they are or were employed or made contact.

[[Page 84119]]

CONTESTING RECORD PROCEDURES:
    (See Record Access Procedures above.)

NOTIFICATION PROCEDURE:
    Individuals who wish to determine whether this system of records 
contains information about them should contact the VA facility location 
at which they are or were employed or made contact. Inquiries should 
include the person's full name, Social Security number, dates of 
employment, date(s) of contact, and return address.

EXEMPTIONS PROMULGATED FOR THE SYSTEM:
    None.

HISTORY:
    Last full publication provided in 69 FR 5667.

[FR Doc. 2020-28340 Filed 12-22-20; 8:45 am]
BILLING CODE P
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