United States Court of Appeals FOR THE EIGHTH CIRCUIT

_____________ No. 96-3231

_____________ United States of America, * * Appellee, * *
v. * Appeal from the United States * District Court for the Jim Guy Tucker, * Eastern District of Arkansas. * Appellant. *

_____________ Submitted: April 17, 1997 Filed: February 23, 1998

_____________ Before McMILLIAN, JOHN R. GIBSON, and BEAM, Circuit Judges.

_____________
JOHN R. GIBSON, Circuit Judge.
Ji m Guy Tucker, the Governor of Arkansas until his conviction in this case , appeals from his conviction for conspiracy and mail fraud. Tucker was indicted in a twe nty-one count indictment, together with James and Susan McDougal, the forme r controlling persons of Madison Guaranty Savings and Loan, a thrift institution tha t failed. The first count of the indictment charged an overarching conspiracy to misuse the funds of Madison and of Capital Management Services, a small busines s investment

c o mpany headed by alleged co-conspirator and key government witness David Hale.Count s 8-11 alleged substantive offenses in connection with a loan by Capital 1 Management Services to The Communication Company.
Counts 2-4 alleged various types of fraud in connection with a loan to Dea n 2 Paul. Counts 20 and 21 alleged misapplication of Capital Management's money and causing false statements to be entered in the books and re cords of Capital Management in connection with a loan by Capital Management to Southloop Construction.
-2- Tuck er was indicted on the conspiracy charge and ten substantive counts based o n ind ividual transactions. At the close of the government's case, the district cour t d i smissed Counts 8-11. The remainder of the case was submitted to the jury, which 1 acquitted Tucker of Counts 2 -4 and 20-21 and convicted him of Count 1, conspiracy, 2 18 U.S .C § 371 (1994), and Count 12, mail fraud in connection with a loan fro m Capi tal Management Services to Castle Sewer and Water Corp. 18 U.S.C. § 134 1 (1994).

On appeal, Tucker contends the convictions should be reversed because afte r tria lit was discovered that a juror was married to a former state prisoner to who m Tucker, as governor, had denied clemency. Tuck er also attempted to establish that the juror and her husband had engaged in discussions about the case during the trial

. Tucker further objected to the empaneling of a juror who gave answers to a written jury questionn aire that were inconsistent with a defendant's right to remain silent and th e presumpt ionof innocence. Tucker contends that there was insufficient evidence t o convict him of mail fraud and conspiracy . He also raises several points of evidentiary andinstructional error. We conclude that Tucker has not demonstrated error on an y ground exc ept for the limitations the district court imposed on the hearing concerning al legedmisconduct of one juror. We remand for a fuller hearing on the issue s pertaining to the one juror.

T he government's case involved the several mutually dependent busines s transactions of Jim Guy Tucker, Susan and James McDougal, and David Hale, as-3-

described in the testimony of David Hale. Hale was a municipal judge in Little Rock, where the McDougals operated Madison Guaranty and where Tucker practiced law. All were active in state politic s in one capacity or another and all had multifarious business interests.
Hale described a meeting between Tucker, James McDougal, and himself in the fall of 1985. The three went out to a new development called Castle Grande, whic h McDougal had developed, to view thirty-four acres of pro perty McDougal had just sold Tuc ker. In fact, McDougal had made Tucker buy the property as a prerequisite t o Madison loaning Tucker money he needed to pay off another debt. After viewing the thirty- four

acres, the three went to Tucker's house and sat around the kitchen table , visiting. James McDougal asked Hale about the lending limit of Capital Management Services, Hale's small business investment company. Hale told McDougal that th e lending limit was $150,000.

The lendin g limit was a function of the amount of capital Hale had available t o in vest in Capital Management Services. The owner of a small business investmen t company would invest a certain amount, and the Small Business Administration would then provide three times the amount of that capital for the company to lend to smal l businesses. The company could only lend a particular borrower an amount equal t o thirty percent of the company's capital. Since Hale had $5 00,000 capital in the company at that point, his lending limit to a particular borrower was therefore $150,000.
After asking Hale about his lending limit, James McDougal then turned to Tucker and sa id, "We're going to have to get some more money into David's SBIC [smal l bus iness investment company]." McDougal said, "I'm going to need some funds, an d JimGu y is going to need some funds, and we're going to have to clean up--clean u p some members of the political family. . . ." The three decided th at Hale should sell some property to generate the capital needed to increase Capital Management's lending-4-

limit to $300,000, so it could make loans for the benefit of Tucker and McDougal. They settled on a piece of property used for a restaurant known as Etta's Place. The thre e dis cussed whether the Etta's Place property would appraise out at a high enough value to generate a p rofit of $500,000, but McDougal said to let him worry about that. They agreed Hale

should sell this property to a straw man to generate a profit of $500,000. Madison would loan the purchase money t o the straw man. Hale would then invest the money in Capital Management Services. For every dollar Hale invested in Capita l Management, the Small Business Administrat ion would make available three dollars for Capital Management to loan to other businesses. In this way, t he friends could leverage a dollar lent by Madison to the straw man into four dollars of available money.

In order to get an appraisal to support the Etta's Place deal, Hale's colleague , William Watt, hired Robert Palmer to appraise the property. Upon first looking at the property, Palmer reported to Watt that it would only be worth $300-400,000. Watt told him that the appraisal was for David Hale, who was "doing a favor" for Jame s McDougal, and that Hale needed an appraisal of $750,000. Watt told Palmer to "d o whatever you have to do." Palmer issued an apprai sal valuing the property at $755,000, though he t

estified that he knew it was not an accurate appraisal. Hale found a buyer, Dean Paul, to serve as straw man in the Etta's Place transaction.
During t he time that the Etta's Place transaction was being worked out, Tucke r toldHale that Madison owned the sewer and water system at Castle Grande, and that Madis on needed to divest itself of this property before an upcoming federal regulatory examination, because Madison was not supposed to own a utility. Tucker was to set up

a corporation to buy the sewer and water system. To finance the sale, the corporatio n would borrow the down payment from Capital Management and the rest of the purchase price from Madison.-5-

Tucker incorporated Castle Sewer and Water Corp., naming two of hi s employees, Dwight H arlan and Lorita King, as president and secretary. Tucker owned two-thirds of the stoc k and the other third was owned by R. D. Randolph, a McDougal associate. Tucker then subm itted a loan application to Capital Management asking for a loan of $150,000, or $300,000 if p ossible. In the loan application, Tucker stated that the loa n proceeds would be used "for initial operating capital and maintenance an d painting of the [water] storage tank." Hale stated that at the time he received th e ap plication, he knew that this statement in the application was false, because the rea l purpose of the loan would be to make the down payment on the water and sewe r facilities. With the loan application, Tucker submitted a proposed, or pro forma, balance sheet showing what Castle Sewer and Water's financial c ondition would be if it received the propose d $300,000 loan. The pro forma balance sheet showed as assets both th e water and sewer facilit

y, valued at $1.5 million, and the $300,000 in proceeds from the loan. In fact, in order to obtain the sewer and water facility, the corporation would have to use the $300,000 as a down payment, and so would never have both the facility and th e $300,000 cash at the same time. Therefore, Tucker's pro forma balance shee t
ove rstated the corporation's assets by $300,000 and hid the fact that the loan fro m Capital Management was to be used as a down payment on the facility.
Capital Mana gement made the loan to Castle Sewer and Water in the amount of $150,000. The loan closed the same day as the straw man's purchase of Etta's Place

. Tucker received the check, personally endorsed it and deposited it in a Castle Sewer and Water bank account.
Tucker did not undertake any personal obligation in connection with the purchase. The co-owner of Castle Sewer and Water Corp., R. D. Randolph, signed a persona l guaranty of the corporate debt to Madison, although he testified at trial that he did not

rea lize he had done so at the time. Tucker later gave his stock to Randolph, wh o actually ran the utility for some time. Randolph made some interest payments on-6-

the loan from Capital Management, but eventually the cor poration defaulted on the debt. Randolph discharged the guaranty through personal bankruptcy.

After the Castle Sewer loan was made, Hale filled out and mailed to the Smal l Bus iness Administration a Form 1031, which was required by the administration fo r every loan. The Form 1031 required a statement of the purpose of the loan. Hale filled in the purpose: "working capital."

Hale testified that Tucker was angry when he discovered that Susan McDougal had drawn a real estate commission on Madison's sale of the sewer and water facility to Castle Sewer and W ater Corp. and that James McDougal had received a sizable bonus because of the sale. Hale testified that Tucker complained to him that the McDougals' "commissions could get us all put in jail." Later, Hale said Tucker called him from the governor's mansion, upset by newspaper articles about the Castle Sewer and Water loan. Hale said that Tucker said the article had some facts that no member of the Arkansa s press had the "IQ high enough to dig . . . out." Tucker told Hale not to talk to the press about the transaction, and he, Tucker, would "shut the locals down." Although there was a great quantity of evidence of other transactions, in light of the district court's dismissal of Counts 8-11 and the jury's acquittal of Tucker on Counts 2-4 and 20-21, it is unnecessary to recite it.

I.

Tucker's most substantial argument is that the district court erred in denyin g Tucker's mot ion for a new trial on the grounds of alleged misconduct of Juror Rene e Johnson Hayes in failing torespond to questions on voir dire and in engaging in private communications about the case during trial.For instance, the Judge said to the jury: 3

Let me give you [an] example. Suppose we have a juror who has rea d certain articles about this case and, . . . you talked with a friend wh o knows everything that goes o n in the State of Arkansas, and you take the positio n I will do my best to base my verdict on that evidence that i s presented during the next six or eight weeks, but I don't know, that friend of mi ne, he's pretty close to me. I might give his views some weight

. Now, if that's disclosed, the lawyers would ask the Court to excuse that juror for cause. During the questioning of

the individual venire members concerning whether they had been a victim of crime or involved in law enforceme nt, or had relatives or close friends who were involved in law enforcement, the district judge asked:
Is thereanything that you think, I don't care how insignificant you might regard it, anything that you think you should disclose that might hav e -7- A. (1.)
Johnson's juror questionnaire contained answers that she was single, that qu estions concerning a spouse were not applicable, and that she had one three-month- old child. In response to a question asking whether "any member of your family had ever bee n charged with a crime," she stated that a member of her family had a drug conviction and was serving four years. She stated that she had not formed an opinion regarding the guilt or innocence of any of the defendants.
During the district court's comments to the jury following the reading of th e indictment in the voir dire examination, the judge repeatedly emphas ized the need for the venire memb ers to reveal possible sources of bias during voir dire and gave the m multiple opportunities to disclose anything that could have any bearing on thei r partiality. 3some bearing on whether you can be fa ir and impartial to both the United States Go vernment and each defendant. Now, it's going to take u s approx imately six to eight weeks to try this lawsuit. Anything that yo u would like to disclose that might have some bearing. After several responses the court stated further:

Is thereanything you would like to disclose at this point that might have
som e bearing on whether or not you can be fair and impartial to both sides, and is there anything that you think that you should disclose tha t might have some bearing on whether you can be fair and impartial to both sides?

The court further stated that:

We also want to avoid not only impropriety in fact, but even th e appearance of it.
-8- The judge assured the venire members that they could bring up matters privately: But let me admonish you that in the event there is a question that you feel that you would like to respond in private, you make that request, I'l l consider it, and we will retire to chambers.

The prosecutor then addressed a group of four jurors including Ms. Johnson, in a small group:

I want to cast this question in the broadest terms as possible, and I have touched on this specifically with regard to the areas we've covere d bef ore now, but is there anything that comes to mind of any of you, Mr

. Swope, is there anything you can tell us that would affect your ability t o serve fairly and impartially in this case? It may not be something I've-9-

asked you about directly but it may be someth ing that is in the back of your mind, hasn't come up before now, hasn't oc curred to you before now, before your opportunity to tell about it now, and maybe it's something you don't want to talk about publicly. If that's the case, we can make arrangements to tell the Court outside the public forum. This is true for each of you. Is there anything that you can bring to our attention that woul d affect your ability to serve fairly and impartially in this case. Mr. Swope? A. No, sir. Q. Ms. Johnson?
A. No.

Counsel for Tucker asked that same group of four jurors: Q. As you sit here this afternoon is there anything at all, and I'm saying you are the only one that knows this, is there anything at all negative that you harbor about him? . . . Q. Ms. Johnson?
A. I have no opinion. Q. As I asked the others, I will ask you, just examin e yourself. What do you think? How do you feel? How do you feel about Governor Tucker?
A. I have no opinion. I don't know. Q. You have no feelings at all?
A. Yes, I have feelings. Q. Tell me what those are.Acopy of the marriage license was attached to Tucker's motion as Exhibit 7 ; 4 the license was is sued March 14, 1996, and the marriage was performed on that date. (The voir dire in this case began on March 4, 1996 and the first day of trial was March 11, 1996.) The marriage license stated that Hayes's mother was "Emma McIntosh." 5 In o ur opinion affirming the grant of habeas corpus, we recited that Hayes , 6 Tommy McIntosh, and Crawford were arrested together and charged with the sam e crime. Hayes v. Lockhart , 989 F.2d 505 (8th Cir. 1993) (unpublished).
-10- A. About Governor Tucker? I guess he's been a good governor.

No one asked Ms. Johnson any question particularly directed to the statement in her quest ionnaire that a member of her family had previously been convicted of dru g charges.
(2.)
After trial, Tuck

er filed a new trial motion alleging that he learned after trial that Juror ReneeJohnson married Charles Marvin Hayes during the trial. Tucker's motion 4 alleged that he had reason to b elieve that Hayes was the father of Juror Johnson's child.

Tuc ker's motion contained detailed factual allegations. It stated that there wa s reason to believe that Haye s's mother was Emma Ruth McIntosh Hayes, which would 5 make Charles Hayes the nephew of Robert "Say" McIntosh. Hayes had been convicted of posses sion of two kilograms of cocaine and received a forty year sentence. He was arrested and convicted together with Maurice Dan Crawford and Tommy McIntosh, the 6 son of Say McIntosh, w ho would have been a first cousin of Charles M. Hayes. While Tucker was serving as Acting Go vernor of Arkansas, State Senator William L. Walker, Jr., asked Tucker to exercise executiv e clemency in favor of Hayes. Tucker sent Hayes a letter denying his application for executive clemency. Later, when Tucker-11-

was Gov ernor, under the Arkansas Constitution State Senator Jerry Jewell becam e Acting Governor whenever Tucker left the state of Arkansas. When Tucker left the state to attend President Clinton's inauguration, Jewell, as Acting Go vernor, granted executive clemency to Tommy McI ntosh. As a result of instructions given by Tucker to his chief of staff, Hayes did not receive clemency from Jewell.
Hayes thereafter received habeas relief and was released from imprisonment. See Hayes v. Lockhart , 989 F.2d 505 (8th Cir. 1993) (unpublished).
Tucker's motion alleged that when Juror Johnson was before the c ourt on voir dire she must have known that Tucker had denied clemency to Hayes, but, when Johnso n
was asked about any prejudice against any party, she said nothing about Hayes or hi s history with Tucker.

Tucker's motion alleged that Say McIntosh, Hayes's uncle, had made frequen t public demonstrations of hatred and contempt for Tucker, including demonstrations in front of the courthouse. Tucker submitted the affidavits of two Arkansas policeme n reporting that Say McIntosh "frequentlydistributed leaflets attacking Governor Tucker" and "h as appeared frequently at public events where Governor Tucker was present , criticizing the Governor, and on occasion been very loud and disruptive." Appended to the affidavits were fliers, said to be representative of those Say McIntosh routinel y distributed. The fliers accused Tucker of racism in failing to exercise clemency for a black prisoner sentenced to death and compared Tucker's criminal activity to th e prisoner's, labeling Tucker "A Real Thief." One flier stated: "Our governor who has 14 felony indictments will kill an innocent man just for racist reasons, and try to make

some w hite jury sympathetic of his 14 indictments." The flier concluded: "If th e governor goes through with the killing of Barry Lee Fairchild, e very ounce of blood shed on the streets of Little Rock, the Governor, Jim Guy Tucker, will be sadly responsible for."-12-

Tuc ker alleged that he had information that Juror Johnson receive d communications during trial from Hayes and/or Tommy McIntosh regarding the matters

on trial, and i n support he filed the affidavit of State Senator William L. Walker, Jr. , who had requested clemency for Hayes, Tommy McIntosh, and Maurice Crawford

. Walker stated that he "personally vigorously advocated to Governor Tucker on behalf of all three men." Walker recounted the story of how Acting Governor Je well commuted McIntosh's sentence, but not Hayes's. Walker stated, "I know that as a result of action take n by Governor Tucker, Hayes and Crawford remained in prison." Walker said , "Hayes expressed anger over the den ial of his applications." Walker said he knew that during Tucker's trial, Hayes told Tommy McIntosh that Hayes's wife, Renee Hayes, was on the Tucker jury. Walker also said that during the course of the trial Tommy McIntosh called him and said, "[W]e have someone on the jury." Walker took McIntosh to mean that the McIntosh family had someone on the jury. Walker said he knew that Tommy McIntosh talked several times with Hayes, and that Hayes discussed the trial with hi s wife during the trial.
Tucker filed his own affidavit, recounting how he was able to prevent Jewell from commuti ng Hayes's and Crawford's sentences by instructing his chief of staff to tel l Senator Jewell that no commutation could be granted if the prisoner's files were not in his office.

Tucker alleged that if Juror Johnson had revealed her relationship to the Haye s case at voir dire, Tucker could have successfully challenged her for cause. He alleged that her presence on the jury denied him his right to a fair trial.
(3.)

On A ugust 1, 1996, the district court conducted a hearing. Before takin g evidence, the court sta

ted that it was persuaded that Tucker had not submitted specific evidence demonstrating impropriety on the part of Juror Johnson or the entire panel and-13-

that Tucke r had only submitted rank hearsay based on speculation and conjecture. "Erring on the side of caution," however, the court gr anted a hearing at which the jurors, including Ju ror Johnson, could be examined under oath to allow the United States t o demonstrate that no extraneous evidence entered into the jury room during deliberations. The court stated that it would track the decision of the Eighth Circuit in United States

v. Swinto n , 75 F.3d 374 (8th Cir. 1996). The court determined that Tucker's counse l would be allowed to cross-examine, bu t limited such examination to the area developed by the government. Tucker's counsel a sked for clarification of the scope of the hearing, stating that Tucker's motion had two thrusts--one that Juror Johnson was not candid on voir dire, and the other that she was "in touch" with Charles Marvin Hayes, whom she marrie d during the trial. The court responded that Tucker would be limited to th e extraneous evidence issue, but that T ucker could proffer anything he liked for the Court of Appeals in the form of a summary, but not in the form of questions and answers.
At the hearing, Renee Johnson Hayes tes tified that at the time she served as juror she did not know that her husband had ever applied for executive clemen cy while he was in prison. She did not know her husband while he was in prison. She testified that at the time she served as a juror, she was not aware that Governor Tucker had denied he r husband's clemency petition and therefore never told any other juror that Tucker ha d denied her husband clemency.

On cross-examination, Johnson testified that she had become engaged to marry Hayes i n 1994, but they had "never set a date." Tucker's counsel was permitted t o establish that she had lived with Hayes, but counsel was not permitted to ask how long she had lived with him. Johnso n said she knew when she began to live with Hayes that he had been in the Arkansas prison. She also knew Hayes had an uncle named Sa y McIntosh, but she did not know him.-14-

Counsel began to inquire about her answer to the jury questionnaire item asking whether "any member of [her] family [had] ever been charged with a crime," but th e court prohibited the question on the ground that it was outside the scope of the hearing.

Counsel then asked Johnson whether she was aw are that her husband's uncle was picketing outside the courthouse during the trial , telling people that Tucker was a crook; the court again disallowed the question as beyond the scope of the hearin g. Johnson said she knew of a mock cemetery Say McIntosh had set up on the south side of Little Rock, but she had not read any signs on it saying that Tucker was a crook, although she passed the cemetery when she was going that direction.

Johnson said she had no con tact with Tommy McIntosh. She said she knew that her husband w as imprisoned as a result of an incident involving Tommy McIntosh, her husband's cousin, and Mauri ce Crawford. She couldn't say whether her husband is still in touch w ith Tommy McIntosh. Tucker's counsel asked whether there had been an y ph one calls between Tommy McIntosh and her husband, and the court sustained a n objection to the question.

Johnson testified that her husband never discussed Governor Tucker with her

. Counsel asked whether she was aware of Say McIntosh's animosity toward Tucker, but the court sustained the government's objection to the question. She said she and he r husbandnever discussed the trial in any manner, "not a word." She said her husband

nev er discussed with her the circumstances under which clemency was granted t o Tommy McIntosh, but

denied to Hayes himself, nor did he express bitterness about his unjust conviction on the drug charge. The court sustained an objection when counse l asked wheth er she and her husband had ever discussed his conviction on the dru g charge. She answered that she did not tell about her husband's conviction when sh e filled out her jury questionnaire. When counsel asked if she told about the brother-inlaw's convicti on, the government objected, arguing that Tucker had waived the right to-15-

inquire abo ut the jury questionnaire by not asking about it at voir dire. The court sustained the objection.

Tucker's counsel asked Johnson if she got married over a noon hour during the trial, and Johnson said she really didn't know the time. Counsel asked if it was one of the days when"we had an hour and a ha lf" for lunch, and she said, "I think so." She did not mention to any of the other jurors that she got married over the lunch break

. Tucker's counsel asked whether she considered herself part of a family with Charle s Hayes and her child before the trial; the court sustained the government's objection t o that question.
The government then called the other jurors and as ked whether any of them knew before reaching a verdict that Tucker had denied a petition for executive clemency for Renee Johnson's husband, or whether this was discussed in the jury room. All answered

no. One juror testified that after the trial was over she had talked with Ms. Johnso n abo ut Tucker's position on executive clemency for Hayes. The court sustained a n objection to further inquiry about that conversation.

At the co nclusion of the evidence, the government stated that the recor d established that no extraneous matters were injected before the jury.

Tucker's counsel then asked to make hi s proffer. Counsel stated that Tucker was prepared to prove everything alleged in the motion papers.
Additionally, counsel offered to prove th at when Governor Tucker was out of the state and Jerry Jewell became Acting Governor, Jewell asked for Charles Hayes' s cl emency file, but that Tucker's staff kept the file away from Jewell so that he did no t succeed in granting Hayes clemency. Tucker's counsel stated that there would b e te stimony that the Hayes-McIntosh family was aware that Tucker's staff prevente d Jewell from granting Hayes clemency that day. Counsel additionally stated that he-16-

wouldprove by Juror Johnson that she formed a family with Hayes some time around the beginning of 1994, and that th ey were living together as man and wife at the time of the voir dire. Tucker's counsel proffered the birth certificate showing the birth o f John son's child, Taylor, in November, 1995, with the father shown as Charles Hayes

. Th e Hayes-Johnson marriage license and Hayes's prison records were also proffered

. Counsel stated that Johnson's sister, Celina, is m arried to Charles Hayes's brother, Brian Hayes. Counsel offered to prove that the family visits back and forth. Counsel stated tha t telephone records would show telephone calls between Charles Hayes, Sa y McIntosh, and Tommy McIntosh from ti me to time. Tucker's counsel further offered to prove that Renee Johnson's answer to the jury questionnaire about family members who had been charged with crime rela ted to her brother-in-law, who was in prison on a drug charge, and not to her husband.

The court deni ed the new trial motion, because the court was not persuaded that the jury had access to extraneous evidence in deliberating on the verdict.
(4.)

Tucker argues that his Sixth Amendment right to an impartial jury was violated because Juror Johnson concealed her relationship to Ha yes and the McIntosh family and becau se she was subjected to outside influence. These are two discrete legal theories, calling for proof of different facts. The first theory is juror bias; in other words, when Johnson arrived at voir dire, she had an existing bias that should have disqualified her from serving as a juror in this case, but that she con cealed the bias during voir dire. The second theory is private communication, contact, or tampering with a juror--th e allegation that Johnson discussed the trial during its pendency with someone who tried to influence its outcome.The opinions concurring and concurring in judgment in McDonough , 7 representing five justices altogether, state that dishonesty is merely a factor relevant to the ultimate issue of whether a juror is biased. 464 U.S. at 556, 557-58. We hav e counted the votes in McDonough and concluded: "It would thus appear that a juror's dis honesty is not a predicate to obtaining a new trial. The focus is on bias." Cannon v. Lockhart , 850 F.2d 437, 440 (8th Cir. 1 988). Cf. United States v. Wright , 119 F.3d 630, 636 (8th Cir. 1997) ( McDonough analysis ends once court concludes there was
no show ing of dishonesty). However, Tucker has briefed his case under th e McDonoug h

plurality's standard, and does not ask us to decide whether he coul d receive a new trial without a showing of dishonesty.
-17- B. (1.)
Tucker bases his claim of concealed juror bias on McDonou gh Power Equipment, Inc. v. Greenwood , 464 U.S. 548 (1984). In McDonough , after a products liability trial, the plaintiff dis covered that one of the jurors had failed to respond to a question during voir dire about whether any one in his family had had any serious acci dent. Actually, the juror's son had suffered a broken leg in an explosion. The Court o f Appeals held that the juror's fail ure to respond showed bias, because it showed the juror had a particularl y
narrow concept of what constitutes a serious injury. 464 U.S. at 552. Writing for a plurality of the Supreme Court, Justice Rehnquist stated:

We hold tha t to obtain a new trial in such a situation, a party must firs t demons trate that a juror failed to answer honestly a material question o n voirdire , and then further show that a correct response would hav e provided a valid basis for challeng e for cause. The motives for concealing inform ation may vary, but only those reasons that affect a juror' s impartiality can truly be said to affect the fairness of a trial.

Id

. at 556. Thus, Tucker would have to prove three things about the voir dire: 1) that Juror Johnson answered dishonestly, not just inaccurately; 2) that she was motivated 7-18-

by partiality; and 3) that the t rue facts, if known, would have supported striking her for

cause.

The distric t court did not allow Tucker to put on evidence on the McDonoug h claim, but instead limited the new trial hearing to the extraneous evidence theory. The district court has broad discretion in handling allegations that jurors have not answered voir dire questions honestly, and we defer to its discretion in deciding whether a posttrial hearing is necessary. See United States v. W illiams , 77 F.3d 1098, 1100 (8th Cir.), cert. denied , 117 S. Ct. 392 (1996). That discretion is not unlimited, however, and a
mo vant who makes a sufficient showing of McDonough -type irregularities is entitle d to the court's help in getting to the bottom of the matter. In United States v. St. Clair , 855 F.2d 51 8 (8th Cir. 1988), the defendant discovered after trial that a juror had no t responded to a voir dire question about whether any one had experience with explosives, although th e juror had seven years' such experience. The district court failed to permit the defe ndant to question the juror under oath "as to his reasons for holding back thi s p e rtinent information, and his ability in having reached a guilty verdict without relying on hi s specialized knowledge." Id. at 523. We reversed the district court and ordered a new trial. Id. Accord United States v. Boney , 68 F.3d 497, 502-03 (D.C. Cir. 1995) (party with McDonough

claim entitled to cross-examine juror; limited inquiry permitted by district court "virtually assured that the hearing would fail to discover any possible prejudice.") Therefore, taking into account the district court's discretion in responding to the situation, we must nevertheless examine Tucker's motion papers and proffer of

ev idence to determine if he made a sufficient showing to entitle him to a McDonoug h hearing.

In his newtrial motion, Tucker contended that Juror Johnson deceived the court by not responding to the general questions about sources of bias and by giving a n i n complete response to the question about whether "any member of your family" had
ever been charged with a crime. Tucker contended that Johnson shared a familia l relationship with H ayes in fact if not in law, and that this relationship was so important-19-

that Johnson deceived the court in not revealing Hayes's conviction or her relationship to him.
Although Tucker asks us to order a new trial, the present state of the record is not complete enough to warrant such a drastic step. Any evidence that Johnson deceive d the court is only circumstantial. As for her failure to respond to the numerous general questions about sources of bias, the only direct evidence is that Johnson herself wa s
unaware of

any grudge her husband and his family harbored against Tucker. Sh e testified that she did not know Hayes until he got out of jail, and that at the time sh e served as a juror, she did not know Governor Tucker had denied her husband's clemency petition. Even more categorically, she denied that she and her husband had eve r discussed Governor Tuck

er. She testified they never discussed the trial in any manner, "not a word." Significantly, one fellow juror testi fied that after the trial she and Johnson had d iscussed Tucker's denial of clemency to Hayes, but the district court cut of f ques tioning before counsel could find out what Johnson said. Tucker had subpoenaed Hayes, but the court did not permit Tucker to examine him as part of the proffer.
On this record, we canno t say that Tucker has established that Johnson deceived the court, but only that he made enough of a showing to entitle him to a hearing an d findings of fact on thi s issue. Johnson's own testimony indicates that she was in a state of complete ignorance about events that nearly caused her husband to spend much of his life in prison. On the other hand, Tucker offered affidavits that indicated tha t Johnson's husband and exten ded family were quite preoccupied with those very events. Accordin g to Tucker's proffer, Hayes expressed anger to Walker over the denial of his applications for clemency. During the trial, Hayes's uncle Say McIntosh was outside the

c o urthouse decrying Tucker. Tucker's affidavits contain fliers McIntosh distributed in Little Rock, characterizing Tucker's de nial of clemency to a black prisoner as racist and jux taposing the innocence of the prisoner with Tucker's guilt. One flier specificall y derides Tucker's expectation of a "sympathetic" white jury. According to Tucker's-20-

proffer, Sa y McIntosh's acrimony arose at least in part from Tucker's role in denyin g Hayes and Cr awford clemency and in stymieing their backup plan of receiving relie f from Jewell when Tucker left the state. The information in Tucker's proffer is ver y difficult to recon cile with Johnson's testimony that she knew nothing about her family's grudge against Tucker. Tucker has raised enough question about what Johnson knew at the ti me of voir dire to entitle him to a full hearing on this issue, including crucia l credibility determinations.
Apart fro m her failure to respond to questions about whether she had any bias , Tucker also contends that Johnson intentionally failed to identify Hayes as a famil y member in order to conceal her relationship with him. Specifically, Tucker argues that she deceived the court in failing to report Hayes's conviction in the questionnaire item about whether she had any family member who had been charged with a crime. Johnson testified a t the hearing that her response on the questionnaire, "Drug conviction--guilty (serving four years)," did not refer to Hayes, who originally had a forty-year sentence and who was not in jail at the time of v oir dire. Counsel offered to prove that Johnson's questionnaire answer referred to her brother-in-law, who was in prison on a drug charge. The court would not permit Tucker's counsel to ask Johnson whether she considere d herself to be part of a family with Hayes at the time of the voir dire.
The gov ernment argues that Johnson's answer to the questionnaire was accurate because sh e was not married to Hayes at the time of the voir dire and therefore he was not her family. The government's argument receives some support from United States v. Wright , 119 F.3d 630, 636 (8th Cir. 1997), in which a juror failed to respond to a question asking whether he was related to any "law enforceme nt officer." His uncle was a tribal children' s court judge. We said the juror "could have honestly believed" that a tribal court judge was not a law enforcement officer, so we rejected the def endant's claim of bias with out a hearing. Id. (citing Bolin v. Black , 875 F.2d 1343, 1350 (8th Cir.) ( no need for hearing to ascertain juror's subjective honesty when juror's-21-

answer was literally true), cert. denied , 493 U.S. 993 (1989)). We do not believ e Wright represents a per se rule that if a question is ambiguous, an answer that is correct under any interpre tation of the question cannot be a "false" answer under McDonough

. Rather, in Wright

the court made an assessment that the answer was a reasonable one. Moreov er, the alleged misrepresentation in Wright was not particularly material an d probably would not have led to a successful challenge for cause. See United States v. Humphreys , 982 F.2d 254, 261 (8th Cir. 1992) (to obtain new trial, must sho w misrepresentation showed actual bias or prejudice), cert denied , 510 U.S. 814 (1993); Coughlin v. Tailhook Ass'n , 112 F. 3d 1052, 1062 (9th Cir. 1997) (dishonesty limited to collateral matters; no relief granted).

In c ontrast to the facts in Wright , Johnson was alleged to have concealed a relati onship of great significance to her and one that would have been of grea t significance to Tucker if he had known of it. According to Tucker's proffer, Johnso n lived with Hayes, had a child with him, and was only a few days away from marrying him at the time of voir dire. Wh ether a juror in such a position would either understand Hayes t o be included in the term "family" or at least would understand that th e questionnaire meant to ask about people with whom she shared such a clos e relationship, is, we believe, an issue that requires further detailed inquiry. Therefore, we hold tha t Tucker made a sufficient showing to entitle him to a McDonough hearing on whether Johnson meant to deceive the court in her questionnaire answer.
If Tucker can prove that Johnson deceived the court at voir dire, he will also have to prove th at she did so because of partiality, rather than for some reason that i s irrelevant to the fairness of the trial. "The m otives for concealing information may vary, but only those reasons that affect a juror's impartiality can truly be said to affect th e fairness of a trial." McDono ugh , 464 U.S. at 556. In St. Clair , we emphasized that the court should have questioned the juror to find out "his reasons for holding back . . . his pert inent information," 855 F.2d at 523. If Tucker can prove the facts alleged in hi s proffer, there will be a sufficient showing to support a finding that the incompleteThis is a shorthand way of referring to both the common law categories o f 8 challenge for cause and challenge for favor. See28 U.S.C. § 1870 (1994) (recognizing challenges for cause and favor); U nited States v. Boney , 977 F.2d 624, 641 (D.C. Cir. 1992)(Randolph J., concurring) (explaining distinction between challenge for cause , based on lack of statutory qualification, and challenge for favor, based on bias).
-22- answer was motivated by partiality. However, it is also possible that the evidence at a hearing could support a finding of some other motivation for incomplete answers, such as embarrassment. See United States v. Boney , 68 F.3d a t 502 (once dishonesty shown, need further inquiry to determine whether dishonesty motivated by bias); United States v. Boney , 977 F.2d 624, 634-35 (D.C. Cir. 1992) (same).
Finally, under the McDonough test, Tucker must prove that if Johnson had given complete and honest answers at voir dire, she would have been subject to challenge for

cau se. There are various grounds for such a challenge, see 28 U.S.C. § 1865 (listing

8 conditions that would disqualify a person for jury service); H umphreys , 982 F.2d at 260- 61 (claim of juror disqualification because of felon status). The ground Tucker alleges is partiality, known at common law as a challenge for favor (which coincides to a large ext ent with the second element of the McDonough test). "[T]o challenge for cause, a party must show actual partiality growing out of the nature and circumstances of [the] parti cular case." United States v. Bascope-Zurita , 68 F.3d 1057, 1063 (8th Cir. 1995) (citatio n and internal quotations omitted), cert. denied , 116 S.Ct. 741 (1996). Th e decision of whether a particular juror should be excused for bias is entruste d to the sound discretion of the district

court, see Bascope-Zurita , 68 F.3d at 1063, although of course that discretion has limits. See Kirk v. Raymark Industries, Inc. , 61 F.3d 147, 152-56 (3d Cir. 1995) (reversing district court for failure to strike jurors whose comments showed they were biased), cert. denied , 116 S.Ct. 1015 (1996). The matte rs asserted in Tucker's proffer would support a decision by the district court to strike Juror Johnson for cause. See Cox v. N orris , No. 97-1280, 1997 WL 790331 at *5 (8th Cir. Dec. 29, 1997 ) ("ample reason" to excuse juror for cause where "she was acquaintedTucker also argues that the court erred in refusing to strike another juror, Jerry 9 Haus tein, whose responses to the questionnaire were inconsistent with a defendant' s right to silence and the presumption of innocence. After the questionnaires had been completed , Tucker moved to strike Haustein on the basis of the questionnaire. Th e district cour

t did not grant the motion. The district court then held a voir dire hearing, at which the parties were p ermitted to ask the jurors about problematic answers to the questionnaires. The district c ourt excused some jurors after their oral responses made it cle ar that they were biased, while in other cases, the oral examination cleared u p problems that appeared in the qu estionnaires. Tucker did not question Haustein about the questionnaire answers. After the district court refused to strike Haustein on th e basis of the answers to the questionnaire items, which could have been confusing to
a lay person , it was incumbent on Tucker to press his objection at the hearing. Hi s failure to do so resulted in waiver of the objection. See United States v. Hoelscher , 914 F.2d 1527, 1542-43 (8th Cir. 1990), cert. denied , 500 U.S. 943 (1991).
-23- with, and had reason to have animosity toward, the prosecution."); United States v

. Campbell , 845 F.2d 782, 786 (8th Cir.) (juror properly excused for cause where parentsin-law had worked for defendant's political campaign), cert. denied , 488 U.S. 96 5 (1988); U nited States v. Perkins , 748 F.2d 1519, 1532 (11th Cir. 1984) (challenge can be for "remote" relationship with party).

Tucker has therefore made a sufficient showing of a McDonough claim to entitle him to a hearing on his claim that he was denied his right to an impartial jury.

The government contends that Tucker waived Juror Johnson's bias by failing to ask questions about it in voir dire. Failure to ask the questions necessary to expose bias at voir dire can result in w aiver of objections to a juror. See United States v. Williams , 77 F.3d 10 98, 1100-01 (8th Cir.), cert. denied , 117 S.Ct. 392 (1996); Johnson v

. Armontrout , 961 F.2d 748, 754 (8t h Cir. 1992) (if defendant fails to object to juror, has Sixth Amen dment claim only if proves actual bias). Nevertheless, the government' s argument i s beside the point, because in this case Tucker asked the questions and h e contends that Johnson gave incorrect or incomplete responses. 9-24-

Tucker c ontends that he has made a showing sufficient to compel a finding o f partiality and that we should reverse his co nvictions outright. To the contrary, we have

a woefully incomplete record, with most of Tucker's allegations supported only by his

cou nsel's narrative offer of proof. We cannot anticipate what facts a full hearing ma y bring out and what credibility determinations the district court will make. We therefore reject Tucker's suggestion that we reverse or grant a new t rial, and instead remand to the district court for a hearing on the issues we have outlined.
(2.)

Tucker also contends that the district court wrongly prevented him from proving that Juro r Johnson was subjected to outside influence during the trial. Before th e hearing, the district court stated that it was convinced that Tucker had "no t submitted any specific e vidence demonstrating any impropriety on the part of juror Johnson, or th e entire panel, but has submitted rank hearsay." However, out of abundance of caution, the district judge allowed Tuc ker to examine Johnson and the other jurors on the model of the hearing prescribed in United States v. Swinton , 75 F.3d 374, 381-82 (8th Cir

. 1996), anothe r case in which he served as trial judge. Swinton involved the jury' s consideration of an extraneous fact not in evidence, rather than an allegation that a juror
was subjected to outside influence, as in this case. Id. at 381. Following the Swinton

mo del, the district court focussed on what was said in the jury room, but largel y excluded e vidence of what was said to Juror Johnson outside the jury room. Tucke r offered the affidavit of Arkansas State Senator Walker stating: "I know that Tomm y McI ntosh talked several times with Hayes and that Hayes discussed the trial with hi s wife during the trial." However , the court did not allow Tucker to call Walker, Tommy McIntosh, or Charles Hayes to substantiate these assertions.

To gain a new trial on the ground of juror misconduct, a movant must presen t evidence that is not barred by Federal Rule of Evidence 606(b) and that establishes-25-

grounds recognized as adequate to overturn a jury verdict. See United States v

. Caldwell , 83 F.3d 954, 956 (8th Cir. 1996).

Rule 6 06(b) specifically allows a juror to testify "on the question whethe r extra neous prejudicial information was improperly brought to the jury's attention o r whether any outside influence was improperly brought to bear upon any juror."

When there has been an outside intrusion into the jury's privacy and secrec y during trial, a party is entitled to a new trial if he has been p rejudiced by the impropriety. Under Remmer v. United States , 347 U.S. 227 (1954) ( Remmer I ):

In a criminal case, any private communication, contact, or tampering, direc tly or indirectly, with a juror during a trial about the matter pendin g before the juryis, for obvious reasons, deemed presumptively prejudicial, if not made in pursuance of known rules of the court and the instructions and direction of the court ma de during the trial, with full knowledge of the parties.

Id. at 229; ac cord Caldwell , 83 F.3d at 956; United States v. Melius , 123 F.3d 1134 , 1139 (8th Cir. 1997), cert. denied , 118 S. Ct. 871 (1998). Ou r circuit does not apply the presumption shifting the burden of proof to the government if the contact pertained t o outside legal adv ice, not extraneous facts. See United States v. Hall , 85 F.3d 367, 371 (8th Cir. 1996). We do not have sufficient facts before us to ascertain whether th e pre sumptionof prejudice should apply, since Walker's affidavit does not reiterate th e sub stance of the alleged communications between Johnson and Hayes. However, th e type of contact suggested by the record is neither outside legal advice nor exposure to ext raneous facts, but private communication, contact, or tampering. Tampering wa s exactly the sort of contact involved in Remm er I , in which the Supreme Court stated the presumption rule. See347 U.S. at 229. But whether the presumption shifts the burden of proof to the government or not, the ultimate question is the same: "Did the-26-

intrusion affect the jury's deliberations an d thereby its verdict?" United States v. Olano , 507 U.S. 725, 739 (1993).

We defer to a district court's discretion in deciding how to handle allegations of intrusions on the jury. See Caldwell , 83 F.3d at 95 7; United States v. Williams , 97 F.3d 240, 246 (8th Cir. 1997 ). However, if a party shows that outside contact with the jury presents a reasonable possibility of prejudice to the verdict, he is entitled to a hearing on the matter. See Remmer , 347 U.S. at 230; Rushen v. Spain , 464 U.S. 114, 119-2 0 (1983) (pe r curiam); Smith v. Phillips , 455 U.S. 209, 215 (1982); see generally United States v. Madrid , 842 F.2d 1090, 1093-94 (9t h Cir.), cert. denied , 488 U.S. 912 (1988); 26 Moore's Federal Practice ¶ 633.07[1] and n.3 (Matthew Bender 3d ed. 1997). The Supreme Court "has long held that the remedy for allegations of juror partiality is a hearing in which the defendant has the opportunity to prove actual bias." Smith , 45 5 U.S. at 215. The Eleventh Circuit has summarized its cases on the parameters of th e district court's discretion in investigating allegations of juror misconduct:

Exa minationof all of the cited authorities . . . leads us to the conclusio n that the ca ses fall along a continuum focusing on two factors. At one end of the spectrum the case s focus on the certainty that some impropriety has occurred. The more speculative or unsubstantiated the allegation o f misconduct, the less the burden to i nvestigate . . . . At the other end of the cont inuum

lies the seriousness of the accusation. The more serious th e potential jury contamination, especially where alleged extrinsic influence is involved, the heavier the burden to investigate.

United S tates v. Caldwell , 776 F.2d 989, 998 (11th Cir. 1985). In sum, the depth o f inv estigation required depends on both the gravity of the alleged misconduct and th e substantiality of the movant's showing of misconduct.-27-

In this case, Tucker presented the affidavit of Walker, that Walker ha d knowledge

that Hayes and Johnson had talked about the case. Walker's affidavit must be contrasted to the anonymous t ips discounted by the Eleventh and Fifth Circuits. See Caldwell , 776 F.2d at 999; United States v. Sedigh , 658 F.2d 1010, 1013-14 (5th Cir. 1981), cert. denied , 455 U.S. 921 (1982). Significantly, Walker had champione d Hayes's caus e in the effort to obtain clemency, and Tucker had denied his request

. Wal ker's earlier alliance with the McIntosh-Hayes family gives added credence to hi s report that they have engaged in wrongdoing.
The backgro und of Walker's assertions makes the alleged misconduct far graver than an ordinary case of husband and wife communication during trial. Cf. Caldwell , 83 F.3d at 956 (allegation that a juror's husband was present in the jury room was to o
v a gue to warrant further investigation); United States v. Williams-Davis , 90 F.3d 490, 495-99 (D .C. Cir. 1996) (juror's contact with husband harmless, since juror did no t appear to be influenced by husband's "two cents' worth"), cert. denied , 117 S. Ct. 986 (1997). The allegations of ex parte contact must be viewed in light of the extraordinary saga of Hay es's attempts to gain clemency; Tucker's frustration of those attempt s directly and then by hiding Hayes's file from Jewell; and the Mc Intosh family's campaign against Tucker. With these facts in the background, the assertion that Johnson an d Hayes had discussed the case during the trial must be taken as an allegation of serious misconduct, with a significant potential for prejudice to Tucker. See Swinton , 75 F.3d at 381 (jur or's statement that another juror said defendant had criminal record hold s sufficient potential for prejudice to require full hearing).

The d istrict court's investigation of the misconduct focussed on whether th e
co ntaminationwas spread throughout the jury, but the court foreclosed a thoroug h in quiry into the existence and effect of the alleged communication to Johnson. Th e district court underlined its narrow view of the issues presented in its written orde r denyi ng Tucker's new trial motion: "Each juror, under oath, denied knowledge o f Tucker's action in denying clemency of Johnson's husband, and stated that the matter-28-

was ne ver discussed during deliberations. Hence, the Court finds that no extraneou s prejudicial information was improperly brought to the jury's attention and that no outside influenc e was improperly brought to bear upon any juror." The question of prejudic e dep ends on whether "there is any reasonable chance that the jury would have bee n deadl ocked or would have reached a different verdict but for the fact that even on e reasonable juror

was exposed to prejudicial extraneous matter." United States v. Hall , 116 F.3d 1253, 1255 (8th Cir. 1997) (emphasis added), pet'n f or cert. filed , No. 97-7602 (Nov. 19, 1997). Therefore, prejudice is possible even if Johnson was the only juror to be contaminated.
In extraneous evidence cases, we have looked to see the extent and timing of jury exposure to the extraneous fact. See United States v. Blumeyer , 62 F.3d 1013, 101 7 (8th Cir. 1995), cert. denied , 116 S.Ct. 1263 (1996); Hall , 85 F.3d at 371. This is simply part of the calculation in determining how much weight to accord one improperl y received fact in the context of a trial's worth of other facts. Contamination of a different kind occurs wh en, rather than being exposed to a fact not in evidence, a juror i s subjected to psychological pressure by an outsider trying to coopt that juror's vote. In such a case, t he effect on the particular juror is intense and can be harmful to th e litig ants, even though the rest of the jury remains unaware of the impropriety and even though noextraneous evidence is admitted. For instance, in Remmer v. United States , 350 U.S. 37 7 (1956) ( Remmer II ), the Supreme Court vacated the conviction an d ordered a new trial because an outsider had made an overture of a bribe to one juror

. The district court h ad found that the incident was harmless because it did not affect the integrity of the jury's deliberations. Id. at 379. The Supreme Court reversed, holdin g that the bribery attempt did indeed affect the state of mind of the one juror involved, and that this d eprived the defendant of a fair trial. "[The juror] had been subjected t o extraneous influences to which no juror should be subjected, for it is the law's objective to gua rd jealously the sanctity of the jury's right to operate as freely as possible fro m outs ide unauthorized intrusions purposefully made." Id. at 382. More recently, i n United States v. Cheek , 94 F.3d 136 (4th Cir. 1996), the Fourth Circuit held-29-

that a ha beas petitioner was entitled to relief because of an implicit bribery attemp t directed at one juror by a co-defendant. On habeas, the district court held the incident was innocuous because the juror was not exposed t o extraneous facts, he did not tell the other jurors about the incident, and he testified that he listened to all the evidence and based his vote on the evidence. Id. at 141. The Fourth Circui t reversed, holding that the evidence showed the juror was "devastated and fearful" after the incident. Id. at 144. "Objectively, there is at least a reasonable possibility that the extrane ous contact affected the verdict." I d. Similarly, in United States v. Maree , 934 F.2d 196, 202 (9th Cir

. 1991), the Ninth Circuit held that there was actual prejudice where a juror was subjected only to "a ggressive" comments on the case by her friends, without any additiona l extraneous facts or contamination of the rest of the jury. See also Church v. Sullivan , 942 F.2d 1501, 1508 ( 10th Cir. 1991) (habeas petitioner entitled to hearing on whether jurors were exposed to jailer's wife's expressions of moral outrage); Stockton v. Virginia , 852 F.2d 740, 742, 746 (4th Cir. 1988) (habeas granted where jurors exposed to opinion in diner that "they ought to fry" petitioner), cert. denied , 489 U.S. 1071 (1989). Thus,

a hearing limited to the issues of whether the other jurors were exposed to extraneous facts was not suited to the kind of impropriety alleged in this case--intense emotiona l pressure brought to bear on one juror.

Johnson te stified that she and her husband did not talk about the case during the tri al, and the other jurors testified that she had not mentioned anything about he r husband. However, the court denied Tucker the opportunity to test that evidence b y examining Walker, Tommy McIntosh, and Charles Hayes, whom Tucker has reason to believe could tell

a different story from Juror Johnson's. We conclude that a defendant who m akes an allegation of serious misconduct by a juror, supported by evidentiar y materials with significant indicia of reliability, is entitled to a more thoroug h in vestigation of his complaint than merely asking the juror whether he committed th e mis conduct. In United States v. Brantley , 733 F.2d 1429, 1439 (11th Cir. 1984), cert. denied , 470 U.S. 1006 (1985), after an allegation that one juror had informed the others of a fact not in evidence, the district court questioned the juror, who denied the-30-

misconduct. The court only permitted the parties to submit written quest ions and refused to ask many of the questions submitted by counsel. The Eleventh Circuit held that a
more searching inquiry was required, since the juror's "natural inclination would be to deny making those remarks." Id. at 144 0-41. See also United States v. Boney , 68 F.3d at 502-03. We do not suggest that a juror's testimony on the subject of his own conduct is "inherently suspect," Smith , 455 U.S. at 217 n.7, but only that, since other sources of evidence are available, Tucker should be allowed to use them.

We th erefore remand with instructions that the district court permit Tucker a hearing on the private communicatio n, contact, or tampering issue, with the opportunity to examine Walker, Tommy McIntosh, and Hayes on the subject of privat e communications to Juror Johnson during trial and the eff ect of any such communications on Johnson's ability to serve impartially.

II.

Tucker contends that there was not sufficient evidence to convict him.
In reviewing a claim of insufficiency of the evidence, we viewthe evidence in the lightmo st favorable to the government, with all reasonable inferences and credibilit y determinations made i n support of the jury's verdict. See Glasser v. United States , 315 U.S. 60, 80 (19 42); United States v. Liebo , 923 F.2d 1308, 1311 (8th Cir. 1991). We mustup hold the verdict if any reasonable jury could have found the elements of th e crime beyond a reasonable doubt. Liebo , 923 F.2d at 1311. Conversely, we will reverse only if the jury must have had a reasonable doubt about an essential element of th e crime. Id.
Additionally, once the existence of a con spiracy has been established, even slight evidence connecting a particular defendant to the conspiracy will suffice to proveTo prove a conspiracy, the government must prove that "there was a n 10 agreement to achieve some illegal purpose, that the defendant knew of the agreement, and that the def

endant knowingly became a part of the conspiracy." United States v. Bass , 121 F.3d 1218, 1220 (8th Cir. 1997). Additionally, one of the conspirators must have acted to effect the object of the conspiracy. United States v. Dolan , 120 F.3d 856, 868 (8th Cir. 1997).
-31- invol vement. See United States v. Maza , 93 F.3d 1390, 1399 ( 8th Cir. 1996), cert

. denied , 117 S. Ct. 1008 (1997).

Tucker attacks his conspiracy conviction, saying that there is no evidence that 10 he was anything but a bystander to a conspiracy between Hale and James McDougal

. Tucker co ntends that the conspiracy was said to be for the benefit of "the politica l family," and there was no reliable evi dence that Tucker was related to that family. This argu ment ignores the whole context of the "political family" remark. At the sam e meeting, indeed in the same sentence in which Hale said McDougal referred to th e "political family," McDougal said specificall y, "Jim Guy is going to need some funds..." There is no ambiguity about whe ther the conspiracy, as reported by Hale, was meant to include and benefit Tucker.

Tucker also points out that on cross examination, Hale undermined his ow n testimony about the meeting around Tucker's kitchen table. Tuck er's counsel asked Hale abo ut a television interview he had given about when the "political family matter" first came up, in which he indicated that it may have been in a phone call or meeting after that evening meeting around the kitchen table.
Q: Bu t you don't know whether it came up with Jim Guy there or not, do you? A: Not positive. You're right.-32-

This unce rtainty is powerful ammunition that could have severely damaged Hale' s credibility in

front of the jury. However, we believe it stops short of rendering Hale's testimony in sufficient to support the verdict. Hale's credibility was for the jury t o determine. Even without Tucker's presence for the "political family" remark, Hale' s testimony still establishes that he, McDougal, and Tucker arranged the Castle Sewer and Water transaction so as to conceal the fact that Capital M anagement was providing the down payment for a business in which Tucker made no investment. According to Hale, the Castle Sewer and Water plan was first revealed to him by Tucker himself, who said that he was undertaking the tran saction because it was urgent for Madison to divest itself of the sewer and water system to avoid trouble with the regulators. Hale said he talked to Tucker about it more than once and that Tucker sa id: "We need to get this loan done for McDougal. He's really got problems and we need to at least show

some type of due diligence." Tucker described to Hale the transaction, including the hundred percent financing of the purchase, and Tucker "prepared most all of the [loan] documents." Though the conversation around Tucker's kitchen table may have summed

u p the government's theory of the conspiracy in a nutshell, the case does not stand or fall on Tucker's presence at one conversation. "The agreement which lies at the heart of any co nspiracy case need not, of course, be expressly stated. Instead, th e Government must only establish a tacit understanding between the par ties, and this may be shown wholly through the circumstantial evidence of [the defendant's] actions. " Bass , 121 F.3d at 1220 (internal quotation omitted). Hale's testimony, together with the transactions that took place, pro vides abundant evidence of a conspiracy to extract

mo ney from Madison and Capital Management by fraud. Once the conspiracy i s
es tablished, even slight evidence will suffice to connect the defendant with th e conspiracy. Maza , 93 F.3d at 1399. There is more than slight evidence that Tucke r voluntarily linked himself with the scheme.

Tuck er contends that he was not proved to be a member of the conspirac y because he had no "stake" in the cycle of benefits conferred by the interlocke d transactions. Tucker contends he did not receive any benefit from the Etta's PlaceAs we already stated, the jury acquitted Tucker on the substantive charge s 11 arising out of the Etta's Pl ace transaction. Acquittal by the jury on those charges does not affect our analysis on the sufficiency of the evide nce of the conspiracy charge. See United States v. Suppenbach , 1 F.3d 679, 681 (8th Cir. 1993).
-33- transaction, because the Castle Sewer and Water loan closed on February 28, 1986,

1 1 and the Etta's Place proceeds were not deposited to Capital Management' s account until April 2, 1986. This argument ignores the role of James McDougal as source of th e Etta's Place money and ultimate beneficiary of the Castle Sewer and Water loan

. According to Hale, Tucker's purchase of the sewer and water system was a n accommoda tion of McDougal's need to get ownership of the utility out of Madiso n Financial. Therefore, Hale's fraudulent loan to Tucker to finance the purchase of the
sewer an d water system was a way of benefitting McDougal indirectly. In turn , McD ougal was about to finance an extremely lucrative transaction for Hale's benefit. Participation in the Castle Water and Sewer transaction may not have been to Tucker's great advantage, but there is certainly evidence that he was a kno wing participant in the scheme, rather than a bystander. It is not necessary to show that Tucker profited i n order to prove he was part of the conspiracy.

Moreover, it is not true that Tucker had nothing to gain from the conspiracy , since t here was evidence of a pattern of favors and reciprocal obligations runnin g between James McDougal and Tucker. For inst ance, Hale said that on the night of the first meeting out at Castle Grande, it was mentioned that McDougal was going to let Tucker put his cable television company at Castle Grande. There was also evidence that McDougal had Mad ison loan Tucker money when Tucker was liable on a note in default at another institution. However, the money did not come without strings

. Tucker had to buy from McDougal the 34 acres near Castle Grande that Hale described

as a "turk ey." Hale described a symbiotic relationship in which benefitting on e conspirator would eventually work to the good of all.18 U.S.C. § 1341 provides: 12 Whoever, having devised or inte nding to devise any scheme or artifice to defraud, o r for obtaining money or property by means of false o r fraudulen t

pretenses . . . for the purpose of executing such scheme . .

. places in any post office . . . any matter or thing whatever to be sent o r deliveredby the Postal Service . . . or knowingly causes to be delivered by mail . . . any such matter or thing, shall be fined under this title o r imprisoned not more than five years, or both. The statute requ ires proof of: (1) a scheme to defraud; (2) use of the mails for the purpose of

executing such scheme; and (3) intent to defraud. United States v

. Midtaune , 589 F.2d 370, 374 (8th Cir.), cert. denied , 442 U.S. 917 (1979).
-34- Tucker also argues that the mail ing of the Form 1031 did not satisfy the mailing element of 18 U.S.C. § 1341, citing United States v. Maze , 414 U.S. 395 (1974). We 12 have dealt at length with

the identical argument in our decision in the case of Tucker's co-defendant, Susan McDougal, filed today, and have conclud ed that the mailing of the Form 1031's did indeed perpetuate a fraud. See United States v. McDougal , No. 96- 3270, slip o p. at p. ___ (8th Cir. ________, 1997). We will not repeat what we have written there. The evidence showe d that Tucker himself prepared the loan application hidi ng the fact that the purpose of the Castle Sewer loan was to make the dow n payme nt on a facility for a corporation in which there was no investor money, onl y loans from Madison and Capital Management. In this context, a jury could certainly

conc lude that Hale's incorporation of the "working capital" language from Tucker' s application into the Form 1 031 perpetuated a falsehood to avoid scrutiny by the Small Business Administration.

Fin ally, Tucker contends that the loan application offered into evidence wa s superse ded by a different application, which was lost between the date of th e transaction an d the trial. He points to records showing that an associate in his fir m spent time preparing a loan application for Castle Sewer and Wa ter Corp. after the date-35-

Tucker submitted the application th at was in evidence at trial. The billing records are a very thi n reed on which to hang a theory of multiple, superseding loan applications, espec ially since the associate in question does not remember any such supersedin g applicat ionand since the trial revealed other instances of backdating. At any rate , Tucker's argument is that the billing record s could support an alternative version of the facts in which the Cast

le Sewer and Water Corp. transaction would not be fraudulent. However, under our standard of review of a jury verdict, we must resolve dispute d fac ts in favor of the verdict, not against it. "The evidence need not exclude ever y reasonable hypothesis except that of guilt." United States v. Termini , 992 F.2d 879, 881 (8th Cir. 1993). There is sufficient evidence to support the conviction.

III.
Tucker argues that several evidentiary rulings were abuses of discretion. First, he argues that the district court abused its discretion in letting the government impeach James McDougal with a prior statement to the FBI that Tuc ker was a "thief who would steal anything that wasn't nailed down." Tucker did not testify, so his credibility was not in issue. McDougal had initially testified that he had known Tucker thirty-fiv e years and knew of nothing Tucker had ever done that was illegal. During the course of his testimony, McDougal deni ed participating in the various crimes he was accused of, sta ting that he had not entered a conspiracy with Tucker or committed wire fraud, etc. In cross-examination, the government gave notice that it wanted to use th e statement to the FBI for impeachment. Tucker objected vehemently, but the court permitted the use of the statement. The court gave a cautionary instruction:
The government is about to elicit certain infor mation from Mr. McDougal to develop from a document a statement previously made by Mr

. McDougal [that] might be inconsistent with the testimony that he ha s given already. Now, you are admonished, and I want to make this crystal clear, it is being received for one purpose and one purpose only , impeachment.-36-

The distric t court's decision to admit evidence is reviewed only for abuse o f discretion. See United States v. Fairchi ld , 122 F.3d 605, 610 (8th Cir. 1997), pet'n for cert

. filed , No. 97-7312 (Dec. 22, 1997). In this case, the impeachment was not a perfe ctfit with the statements the government now points to as prior inconsisten t statements. The statement in the FBI report was vague, amounting to little more than name-calling, and was not directly contrary to, fo r instance, McDougal's statement that he and Tu cker had not committed wire fraud. Nevertheless, we cannot say that th e decision to allow the impeachment was an abuse of discretion. Moreover, the limiting instruction channeled the jury's use of this evidence. See United States v. Delpit , 94 F.3d 1134, 1144-45 (8th Cir. 1996).

Tucker also contends the district court abused its discretion in allowin g testimony by William Watt that he did not believe a statement Tucker made about one of the transactions on which Tucker was acquitted. The district court admitted thi s evidence as lay opinio n under Fed. R. Evid. 701. Regardless of whether this was an appropriate use of Rule 701, we can say that in light of Tucker's acquittal on th e substantive count and in the context of the entire trial, admission of Watt's statement
was harmless beyond a reasonable doubt. See Fed. R. Crim. P. 52(a); United States

v. C ortez , 935 F.2d 135, 140 (8th Cir. 1991) (opinion as to veracity of witness wa s harmless error), cert. denied , 502 U.S. 1062 (1992).

IV.

Tucker contends that the district court erred in denying his request for jur y instruc tions about various regulatory requirements. Tucker contends that thes e instru ctions were appropriate because there had been testimony that variou s transactions were structured to avoid violating regulations or to conce al such violations.-37-

A defendant who requ ests a specific instruction is entitled to an instruction that conveys the substance of his request if his request is tim ely, it is supported by evidence in the case, and is a correct statement of the law. See Unit ed States v. Darden , 70 F.3d 1507, 1544 (8th Cir. 1995), cert. denied , 116 S. Ct. 1449 (1996). The defendant is not

en titledto any particular formulation, as long as the instructions given adequatel y convey t he law. Id. We review the district court's decision to give or deny a n instruction for abuse of discretion, considering the court's ruling in the context of the entire charge. See United States v. Lynch , 58 F.3d 389, 391 (8th Cir. 1995); United States v. Parker , 32 F.3d 395, 400 (8th Cir. 1994).

The court denied Tucker's requests for instructions about the substance o f particular regulatio ns, but gave an instruction that was actually more to the point. The court instructed the jury:
You have heard testimony durin g this trial concerning certain federal and state regulations of financial institutions, including regulations of th e Small Business Administration, the F ederal Home Loan Bank Board, and regulations of the State of Arkansas concerning savings and loa n institutions. Such federal and state regulations are civil, not criminal laws. Therefore, viola

tion of any such regulations should not be considered by you as a violation of the criminal law.

This ins truction correctly told the jury that regulatory violations were not elements of the charged crimes. In contrast, Tucker's proposed instructions would have required
even fu rther instructions to avoid misleading the jury and would have focussed th e jury's atte ntion on collateral issues. Tucker introduced evidence about one of thes e regulati ons; this was the appropriate way to undermine what he considers to b e misleading testimony by Hale a bout the effect of such regulations on Tucker's actions. The district court did not abuse its discretion in denying the requested instructions.Section 1341 does not use the word "wilfully." Cf. United States v. Jain , 93 13 F.3 d 436, 440-41 (8th Cir. 1996) (looking at Medicare anti kick-back statute's use of "wilfully" to decide whether court should give instruction), cert. denied , 117 S. Ct

. 2452 (1997).
-38- Tucker co ntends the district court erred in denying his proposed instructio n number 7, to wit: "An act is done 'wilfully' if done voluntarily and intentionally with the purpose o f violating a known legal duty." Thus, Tucker wanted the court t o 13 instruc t the jury that Tucker had to intend to break the law. "The critical inquiry [i n mail fr aud] is not whether [the defendant] intended to break the law, but, rather , whether he intended to defraud . . . ." United States v. Wicker , 80 F.3d 263, 267 (8th Cir. 1996) (internal quotations omitted). Tucker's requested instruction would hav e misled the jury, and therefore the court did not err in declining to give it.

* * *

We conclude that the district court did not err with respect to the issue s discuss ed in parts II, III and IV, but remand with instructions that the district cour t conduct a full hearing on the issues discussed in part I pertaining to Juror Johnson.
BEAM, Circuit Judge, concurring in part and dissenting in part,

I concur in Par

ts II, III, and IV of the court's decision. However, I respectfully dissent fro m Part I because, in my view, the district court did not err in finding tha t Tucker had failed to raise reasonable grounds for a more searching post-trial hearing t h an that conducted. Indeed, under clearly established law, the pleadings and papers advanced by Tucker required no hearing whatsoever. Thus, the court violates th e applicable "abuse of discretion" standard of review with this remand.-39-

The district court determined that Tucker failed to submit "any specific evidence demonstrating any impropriety on the part of juror Johnson, or the entire panel, but has submitt ed rank hearsay." Tr. of Hr'g at 3 (August 1, 1996). The district cour t charac terized the Tucker argument as "based on speculation and conjecture." Id

. Ev erything before the court, on appeal, supports the district court's conclusion. Th e
co urt, in conducting its erroneous analysis, has converted conclusory allegations b y Tucke r into findings of fact at odds with evidentiary rulings and credibilit y determinations reached by the district court, the tribunal with sole discretion to resolve these iss ues. See Smith v. Phillips , 455 U.S. 209, 222 (1982) (O'Connor, J. , concurring).

Tucker p resents a concoction of speculation and conjecture based on th e pu rported state of mind of one Robert "Say" McIntosh, juror Johnson's uncle b y marria ge whom she did not know, and of Charles Hayes, Johnson's fiancé turne d husband, a person that she apparent ly had little if anything to do with at times relevant to most of Tucker's allegations. The issue is, of course, the state of mind of Johnson and no one else. Because Tucker advanced onl y speculative allegations with regard to Johnson's state of mind, the court's remand order requires it to make unsupporte d factual and legal leaps of unprecedented proportions.

The court correctly observes that Tucker's motion—alleging that his Sixth Amendment right to an impartial jury requires a new trial—raises two sepa rate theories. First , Tucker alleges that Johnson harbored a bias against him and that she failed t o answer honestly certain questions during voir dire that would have revealed her bias. Next, Tucker contends that Johnson received improper communications dur ing the trial. The district court refused to conduct a post-trial hearing into the juror bias claim and conducted a limited inquiry into the improper communications allegation. Because an appellate court is genera

lly not the proper tribunal to vacate a verdict and order a new trial, see McDonough Power Equip., Inc. v. Greenwood , 464 U.S. 548, 551 n.3 (1984),-40-

we must only decide whether the district court erred in not conducti ng a more extensive investigation into Tucker's allegations. I find no error in that regard.
The mere fact that post-verdict al legations of juror bias or misconduct are made does n ot automatically create a right to a hearing. See also McDonough , 464 U.S. at 556 (Blackmun, J., concurring) (stating that the d ecision to conduct a post-trial hearing to determ ine juror bias remains within the "trial court's option"); United States v

. Moses , 15 F.3d 774, 778 (8th Cir. 1994) (same). Clearly, our limited ju dicial resources prevent us from ferreting out every instance of alleged bias or otherwise guaranteeing perfect trials. See Lutwak v. United States , 344 U .S. 604, 619 (1952). Needless posttrial interviews of jurors could result in juror harassment and cause grave danger to the effe ctiveness of our jury system. See Tanner v. United States , 483 U.S. 107, 12 0 (1 987) (observing that the jury system would likely not survive efforts at perfection).
Thus, be fore ordering a post-trial hearing, the district court must determin e wh ether an allegation of concealed juror bias or misconduct even warrants furthe r investigation. See United States v. Caldwell , 83 F.3d 954, 957 (8th Cir. 1996). We give b road deference to the district court in this determination because it is bette r pos itionedto consider the relevance and materiality of supporting facts and th e possibilit y of bias. Id. The district court's duty to investigate is primarily determined by the na ture of the losing litigant's allegations supporting the claim of bias o r misconduct and the severity of the allegations. See United States v. C aldwell , 776 F.2d 989, 998 (11th Cir. 1985). In the absence of subst antiated, non-speculative allegations of material, pre-existin g bias or misconduct, we need not permit convicted defendants "to w aste the time of a district judge or inconvenience jurors merely to conduct a fis hing expedition." United States v. Moten , 582 F.2d 654, 667 (2d Cir. 1978); se e also Moses , 15 F.3d at 778 (holding that a convicted defendant is not entitled to a posttrial hearing on the i ssue of juror misconduct based on a vague and uncertain affidavit of a juror that "never explains the basis of his suspicion"). I disagree with the court's conclusions that Tucker's allegations provide reasonable grounds for a po st-trial hearingThese answers respond to the court's concerns, anteat 20, that Tucker' s counsel 14
was not permitted to question Johnson at the post-trial hearing on whether sh e considered herself a "part of a family with Hayes" at the time of voir dire. Obviously she did not because she considered herself single. She did respond that she had a child of "3 months." If her relationships were actually un known to him or as important as he now contends, nothing prohibited Tucker from making further inquiry at voir dire as to the identity of the father of Johnson's child and her association with him. Tucker failed to do so.
-41- int o the allegations of concealed juror bias and that Tucker's allegation of imprope r communic ations warrants any more searching a hearing than that conducted. Mos t important, however, I believe that the district court acted within its discretion.

A. Juror Bias
In support of his theory of concealed juror bias, Tucker relies upon the fact that, during his trial, Johnson married Charles Hayes, a former prisoner who had b een denied executive clemency by Tucker. Tucker also alleges that Hayes i s the nephew of a local activist, Say McIntosh, who frequently spoke out against Tucker before and during the criminal trial. Tucker argues that Johnson improperly failed to reveal thes e relationships during voir dire questionin g, preventing him from discovering her alleged bias.

On a written jury questionnaire, which she answered prior to her courthous e marriage, Johnson indicated that she was single (as opposed to married, divorced , widowed or separated as set forth in the inquiry) and responded "n/a" (not applicable) to family information inquiries co ncerning a spouse. Johnson was also asked, "Have 14 you or any member of your family ever been charged with a crime?" She answered, yes. Next, the questionnaire stated, "If yes, what was the charge?" Johnson answered, "Drug [c]onviction." The questionnaire th en asked, "How did the case end?" Johnson answered, "guilty (serving 4 years)." Tucker contends that Johnson's affirmative-42-

answer referred to her brother-in-law and his drug conviction and no t to Charles Hayes. This is probably a correct c ontention because Johnson's sister was, at the time of trial, married t o Hayes's brother, Brian, who was apparently then serving a four-year sentence on a drug conviction. Charles Hayes, on the other hand, had been released fromprison in April of 1993, which, according to the record, occurred prior t o
com mencement

of the Johnson/Charles Hayes relationship. In any event, Tucke r asked no further questions about this answer during the voir dire examination.

Johnson' s answers to the questions posed were honest, complete, and correc t because "family" does not include one's fiancé. See United States v. Rushing , No. 93- 3745, 1994 WL 131757 (8th Cir. Apr. 15, 1994) (holding that "family" does no t include a girlfriend's son). The court mistakenly breathes new life into this relatively

narro w question. As the record reveals, Johnson and Charles Hayes were merel y engaged an d had not even set a wedding date at the time of voir dire. We hav e previously rejected similarly broad post-trial interpretations of voir dire questions. See id. ; United States v. Wright , 119 F.3d 630, 636 (8th Cir. 1997); United States v

. Williams , 77 F.3d 1098, 1100-01 , cert. denied , 117 S. Ct. 392 (1996); Bolin v. Black , 875 F.2d 1343, 1350 (8th Cir. 19 89). Here, Johnson did not deliberately conceal any bias or even answer incorrectly—she merely answered the questions posed

. Consequently, the district court reasonably concluded that no further inquiry into the questionnaire was warranted.
Furthermore, Tucker waived any bias claim based on Johnson's questionnair e
answer . If Johnson had interpreted "family" to include her fiancé, her answer would have been substantially similar to that given. Thus, if Tucker was really interested in the subject, he had

an obligation to ask more probing questions during voir dire about her family member's drug conviction

. See United States v. Humphreys , 982 F.2d 254, 261 (8th Cir. 1992) (holding that a defendant may waive post-trial claim of juror bias if the defendant does not "diligently and timely discover the relevant information")

. Tucker failed to do so, possibly in a gamble that Johnson would be more sympathetic-43-

to the defense. The court posits that the alleged inaccuracy in Johnson's answer to the question precludes a waiver analysis. See ante at 23. However, as earlier noted , Johnso n's "family" member with a drug conviction was Charles Hayes's brother, who was, at the time of voir dire, married to Johnson's sister and in prison. Therefore, i f Tuc ker had pursued the issue, as he should have, he would have at least discovere d Jo hnson's general association with the Hayes family, regardless of the allegedl y inaccurate questionn aire answer. His failure to do so waived the concealed juror bias claim.

The court also finds that Johnson's failure to respond to general question s regarding any potential sources of bias entitles Tucker to a post-trial hear ing. However, Tucker failed to support his motion for a n ew trial with anything remotely approaching what is required—substantiated, non-speculative allegations of material, pre-existing bias on the part of Johnson. See Moses , 15 F.3d at 778; Moten , 582 F.2d at 667. The tes t focuses on whether Tucker raised reasonable grounds demonstrating conceale d bias on the part of Johnson, not on the part of her husband or mem bers of her husband's

ex tended family. Considering the speculative and vague nature of the allegations that T u cker offered, the district court properly refused to conduct a post-trial hearing into those allegations.

The serious mistake the c ourt makes in this regard is its apparent acceptance of Tuck er's claim that Hayes was a part of Johnson's family at the time of th e questionnaire and voir dire. This allegation , of course, does not accurately depict their relationship. Hayes was not a member of her family at the time of voir dire and was correctly not considered a family member by Johnson. Her answers were therefor e fully re sponsive, correct, and truthful, and they serve to establish no pre-existing bias whatsoever.

Even if we were to accept the rationale that Johnson did, or should have , considered Charles Hayes a part of her family, a proposition supported only by-44-

speculation, inference, and an overreaching search for a definition of the term "family," Tucker h as advanced no support for his allegation that Johnson was biased. Se e McDonough , 464 U .S. at 556; id. (Blackmun, J., concurring) (stating that the "proper inquiry" is on the juror's impartiality); id. at 557-58 (Brennan, J., concurring) (stating that a litigant should be required to show that the juror was biased). Tucker has only raised support for the allegation that Johnson's husband and extended family harbored a bias against Tucker, which is, of course, irrelevant to t he issue of Johnson's partiality.
In spite of Tucker's failure to come forth with evidence of John son's alleged bias, th e court validates a fishing expedition that allows Tucker to attempt to develop th e kind of fac ts necessary to permit a post-trial inquiry in the first instance. The cour t commands this exploratory expedition in the face of statements under oath by Johnson, credited by the district court, that she knew nothing of Charles Hayes's or Sa y McIntosh's state of mind toward Tucker. As indicated, Tucker has offered absolutely nothing that re futes Johnson's testimony, but now wishes to attack her court-accepted credibility i n an effort to overcome the factual shortcomings inherent in his assault on her purported state of mind. This approach is clearly contrary to McDonough , Moten , Humphreys , and numerous other cases from this circuit. Indeed, the court does not cite a single case in support of this result and I have found none.

B. Improper Communications Allegation

We als o review for an abuse of discretion the scope of a post-trial hearing into an allegatio n of improper communication with a juror. See Caldwell , 83 F.3d at 957; Moten , 582 F.2d at 665-66. Here, considering the vague allegations made by Tucker, I woul d find that the district court clearly acted within its discretion. Remanding this matte r will only result in another unnecessary fishing expedition and the imprope r harassment of Johnson.-45-

The co urt makes two significant errors in its analysis: first, that Tucker' s all egation of improper communications is "supported by evidentiary materials with significant indicia of reliability;" and second, that the post-trial hearing consisted merely of "asking the juror whether [she] committed the misconduct." Ante at 29.

The hearsay-riddled, conclusory affidavit of an Arkansas State Senator stating that he was told by Tommy McIntosh that Tommy had talked to Charles Hayes and that Charles had told Tommy that Charles had talked about the tria l with his wife during the trial is not evidence with any "significant indicia of reliability" that is relevant to any proper inquiry in this case. The affidavit merely state s that Hayes talked about the trial "with his wife during the trial," and it falls short of even speculating abo ut the substance of the conversations betw een Hayes and Johnson. This is fatal to Tucker's claim. The court again overemphasizes the purported animosity that Charles Hayes and hi s extended family have exhibited toward Tucker without giving due consideration t o wheth er Tucker offered any substantiated, non-speculative allegations of materia l improper communications.
“Erring on the side of caution,” the district court held a post-trial hearing t o investigate the matter further. Tr. of Hr’g at 3. Tucker had the opportunity to examine all twelve jurors, each of whom testified that no extraneous informatio n entered the jury

room. Tucker also questioned Johnson about whether she discussed the trial with her husban d while empaneled. Johnson testified and emphatically denied that sh e imp roperly discussed the trial with her husband. She also testified that she had n o know ledge of the activities of her husband's uncle. The district court obviousl y credited Johnson's testimony and under controlling law this court has no authority t o hold that finding of fact to be erroneous.
Given this evidence, the court engages in speculation and conjecture of its own

on its way to its erroneous conclusion. The court states that "[c]ontamination of a different kind [other than exposure of a juror to an extrane ous fact] occurs when, rather-46-

than bei ng exposed to a fact not in evidence, a juror is subjected to psychologica l pressure by an outsider trying to c oopt that juror's vote." Ante at 28. Of course, there is no ev idence that such pressure existed. Indeed, the evidence given under oath b y Johnson is flatly to the contrary. She specifically testified in response to Tucker' s questions that she only knew of Say McIntosh, and that she kn ew of no communication by Say McIntosh to anyone during the trial. Tr. of Hr'g at 12. She also testified that although she knew her husb and had been in prison, she knew nothing of the clemency matter which appears to have occurred well before they became closely acquainted and before this court granted habeas relief, releasing Charles Hayes from prison in 1993. See id. at 10, 11 and 12; Hayes v. Lockhart , No. 92-2979, 1993 WL 91269 (8th Cir. Mar. 31 , 1993). The court simply elevates Tucker's speculative, unsupporte d allegatio ns to the status of fact in erroneously arriving at its decision to remand thi s matter for further hearing.

Tucker has failed to identify the nature of the extraneous information that h e suggests was communicated to Johnson, but now claims that the district court erred in precluding him from examining her husband, her husband's cousin, and th e state senator who spoke to her husband's cousin about the trial. Such a far-reaching hearing is not warranted in the absence of substantiated, n on-speculative allegations of material juror misconduct. See Caldwell , 83 F.3d at 957. Tucker had his chance to present suc h allegations at the post-trial hearing and on h is proffer of evidence before this court, but presented only allegations "based on speculation and conjecture." Tr. of Hr'g at 3

. Accordingly, I disagree with the court's decision t o remand this case to conduct a more expansive hearing into the allegation of improper communications.

Because I do not believe federal law or the Constitution requires the distric t courts to w aste scarce judicial resources by guiding post-trial fishing expeditions into naked allegations of juror bias or misconduct, I dissent from Part I.-47-

A true copy.

Attest:

CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.