The EPA Regional Administrator, Jared Blumenfeld signed the following

proposed rule on June 12, 2013 and EPA is submitting it for publication in the Federal Register (FR). While we have taken steps to ensure the accuracy of this Internet version of the proposed rule, it is not the official version of the final rule. Please refer to the official version in a forthcoming FR publication appearing on the Government Printing Office’s FDsys website, http://fdsys.gpo.gov/fdsys/search/home.action and on Regulation.gov in Docket Number EPA-R09-OAR-2013-0384, http://www.regulations.gov



### . 

### Billing Code: 6560-50-P

ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part52 [EPA-R09-OAR-2013-0384; FRL- ] Approval and Promulgation of Implementation Plans; California; South Coast; Contingency Measures for 1997 PM2.5 Standards

AGENCY: U.S. Environmental Protection Agency (EPA).

ACTION: Proposed rule.

SUMMARY: EPA is proposing to approve a state implementation plan (SIP) revision submitted by California to address Clean Air Act (CAA) contingency measure requirements for the 1997 annual and 24-hour national ambient air quality standards (NAAQS) for fine particulate matter (PM 2.5 

### ) in the Los Angeles-South Coast Air Basin (South Coast). Final approval of this SIP revision

would terminate the sanctions clocks and a federal implementation plan (FIP) clock that were triggered by EPA’s partial disapproval of a related SIP submission on November 9, 2011 (76 FR 69928).

DATES: Any comments must arrive by [Federal Register Office insert date 30 days from publication in the Federal Register.]This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 2

ADDRESSES: Submit comments, identified by docket number EPAR09-OAR-2013-0384, by one of the following methods:

· Federal eRulemaking Portal: www.regulations.gov . Follow the

on-line instructions.

· E-mail: lo.doris@epa.gov

.

· Mail or deliver: Marty Robin, Office of Air Planning (AIR2), U.S. Environmental Protection Agency Region 9, 75 Hawthorne Street, San Francisco, CA 94105.

Instructions: All comments will be included in the public docket without change and may be made available online at www.regulations.gov , including any personal information provided, unless the comment includes Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Information that you consider CBI or otherwise protected should be clearly identified as such and should not be submitted through www.regulations.gov or e-mail.

The www.regulations.gov website is an “anonymous access” system, and EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send e-mail directly to EPA, your e-mail address will be automatically captured and included as part of the public comment. If EPA cannot read your comments due to technicalThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 3 difficulties and cannot contact you for clarification, EPA may not be able to consider your comment.

Docket : The index to the docket for this action is available electronically on the www.regulations.gov website and in hard copy at EPA Region 9, 75 Hawthorne Street, San Francisco, California, 94105. While all documents in the docket are listed in the index, some information may be publicly available only at the hard copy location (e.g., copyrighted material), and some may not be publicly available at either location (e.g., CBI). To inspect the hard copy materials, please schedule an appointment during normal business hours with the

contact listed in the FOR FURTHER INFORMATION CONTACT section

below. Copies of the SIP materials are also available for inspection at the following locations:

· California Air Resources Board, 1001 I Street, Sacramento, California 95814, and

· South Coast Air Quality Management District, 21865 E. Copley Drive, Diamond Bar, California 91765.

FOR FURTHER INFORMATION CONTACT: Doris Lo, Air Planning Office (AIR-2), U.S. Environmental Protection Agency, Region 9, (415) 972-3959, lo.doris@epa.govThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 4

SUPPLEMENTARY INFORMATION: Throughout this document, “we,” “us”

and “our” refer to EPA.

Table of Contents I. Background II. Summary of California Submittal

III. EPA Review of the SIP Revision A. SIP Procedural Requirements B. Substantive Requirements for Contingency Measures C. Section 110(l) of the Act IV. Proposed Action and Public Comment V. Statutory and Executive Order Reviews I. Background On July 18, 1997 (62 FR 36852), EPA established new national ambient air quality standards (NAAQS) for PM 2.5 

### , particulate matter with a diameter of 2.5 microns or less, including annual standards of 15.0 micrograms per cubic meter (μg/m 3 

### ) based on a 3-year average of annual mean PM 2.5 

### concentrations, and 24-hour (daily) standards of 65 μg/m 3 

### based on a 3-year average of the 98th percentile of 24-hour concentrations. 40 CFR 50.7. Effective April 5, 2005, EPA designated the “Los Angeles-South Coast Air Basin” in California(South Coast), including Orange County, the southwestern twothirds of Los Angeles County, southwestern San BernardinoThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 5 County, and western Riverside County, as nonattainment for the

1997 24-hour and annual PM 2.5 

### standards. See 70 FR 944 (January 5, 2005) and 40 CFR 81.305. 1 

### The local air district with primary responsibility for developing a plan to attain the PM 2.5 

### NAAQS in this area is the South Coast Air Quality Management District (SCAQMD or District).

California has made numerous SIP submittals to address the South Coast area’s nonattainment designation for the 1997 PM 2.5 

### NAAQS. The two principal ones are the SCAQMD’s “Final 2007 Air Quality Management Plan” (South Coast 2007 AQMP), submitted on November 28, 2007, and the California Air Resources Board’s (CARB’s) “State Strategy for California’s 2007 State Implementation Plan” (2007 State Strategy), submitted on November 16, 2007 and revised in 2009 and 2011 through CARB’s “2009 State Strategy Status Report” and “2011 Progress Report.” On November 9, 2011, EPA partially approved and partially disapproved the South Coast 2007 AQMP and the 2007 State Strategy (collectively the “South Coast PM 2.5 

### SIP”). 76 FR 69928. As part of this action, EPA disapproved the contingency measure provisions in the South Coast PM 2.5 

### SIP as failing to

1 EPA has also designated the South Coast area as nonattainment for the more stringent 24-hour PM 2

. 5 NAAQS of 35 μg/m 3 , which EPA promulgated on October 17, 2006 and codified in 40 CFR 50.13. 74 FR 58688 (November 13, 2009). In this preamble, all references to the PM 2

. 5 NA A QS, unless otherwise specified, are to the 1997 24-hour PM 2

. 5 standards of 65 μg /m 3 and annual standa r ds of 15 μg/m 3 as codified in 40 CFR 50.7.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 6 meet the requirements of CAA section 172(c)(9) and 40 CFR 51.1012, which require that the SIP for each PM 2.5 

### nonattainment area contain contingency measures to be implemented if the area fails to make reasonable further progress (RFP) or to attain the NAAQS by the applicable attainment date. See 76 FR at 41578- 41580 (July 14, 2011) and 76 FR at 69947 (November 9, 2011). EPA found that the suggested contingency measures contained in

the South Coast PM 2.5 

### SIP did not meet the minimum CAA requirements because, among other things, the measures were notfully adopted and the District had failed to quantify the SIPcreditable emission reductions they would achieve. Id. As EPA explained in the proposed rule, contingency measures must be fully adopted rules or control measures that are ready to be implemented quickly without significant additional action by the State, must be measures not relied on in the plan to demonstrate RFP or attainment, and should provide SIP-creditable emissions reductions equivalent to one year of RFP. See 76 FR 41652 (July 14, 2011) at 41578; see also “Final Technical Support Document and Response to Comments, Final Rulemaking Action on the South Coast 2007 AQMP for PM2.5 and the South Coast Portions of the Revised 2007 State Strategy,” Air Division, U.S. EPA Region 9, September 30, 2011 (“Final TSD for

South Coast PM 2.5 

### SIP”) at pp. 123-130. Additionally, the SIPThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 7 should contain trigger mechanisms for the contingency measures and specify a schedule for their implementation. Id. Although CARB’s 2011 Progress Report demonstrated that existing CARB mobile source measures would achieve 24 tons per day (tpd) of NOx reductions and 13 tpd of VOC reductions in 2015, the year after the attainment year, EPA found that these measures alone were not adequate to satisfy the Act’s contingency measure requirements. See 76 FR at 41478-80 and 76 FR at 69947-8, 69952. Specifically, EPA reviewed the information provided in the 2011 Progress Report and found that these post-attainment year emission reductions were notsufficient to achieve one year’s worth of RFP on a pollutantspecific basis. 2 

### 76 FR at 41579-41580. EPA also found that the

South Coast PM 2.5 

### SIP did not address the contingency measure requirement for the 2012 RFP year. Id. at Table 9. Accordingly, EPA disapproved the contingency measure provisions

in the South Coast PM 2.5 

### SIP for failure to satisfy the Act’s contingency measure requirements for the 2012 RFP year and for

the 2015 attainment date. Id. at 41580 and 76 FR at 69952. II. Summary of California Submittal

2 EPA estimated one year’s worth of RFP to be approximately 49 tpd of NOx, 29 tpd of VOC, 0.7 tpd of direct PM2.5 and 3.8 tpd of SOx reductions. See Final TSD at Table I-2 (pg. 128). Thus, the 24 tpd of NOx reductions and 13 tpd of VOC reductions achieved in 2015 by CARB’s mobile source measures would amount to approximately half of those NOx and VOC measures needed to achieve one year’s worth of RFP reductions.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 8 On November 14, 2011, CARB submitted the “South Coast Air Quality Management District Proposed Contingency Measures for the 2007 PM2.5 SIP” (dated October 2011) (“Contingency Measures SIP”) as a revision to the California SIP. The November 14, 2011 submittal includes a copy of the Contingency Measures SIP itself; a letter dated November 14, 2011 from James N. Goldstene, Executive Officer, California Air Resources Board, to Jared Blumenfeld, Regional Administrator, U.S. Environmental Protection Agency Region 9, submitting the adopted Contingency Measures SIP for EPA review; CARB Executive Order S-11-023 adopting the Contingency Measures SIP; a letter dated October 26, 2011 from Barry R. Wallerstein, Executive Officer, SCAQMD, to James Goldstene, Executive Officer, CARB, submitting the adopted Contingency Measures SIP for CARB review and approval; SCAQMD Resolution No. 11-24 approving the Contingency Measures SIP; and public process documentation. On April 24, 2013, the District submitted a technical clarification to the Contingency Measures SIP, including updated

emissions data for 2012. See letter dated April 24, 2013, from Elaine Chang, Deputy Executive Officer, SCAQMD, to Deborah Jordan, Director, Air Division, EPA Region 9, Re: “Update of the 2012 RFP Emissions and 2015 Reductions from Contingency Measures for the 2007 Annual PM2.5 Air Quality Management Plan for theThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 9 South Coast Air Basin,” including attachments (hereinafter “2013 Supplement”). The Contingency Measures SIP, as supplemented in 2013, contains: (1) the District’s demonstration that actual emission

levels in the South Coast in 2012 were below the RFP“benchmarks” for the 2012 RFP year; (2) identification of SIPcreditable control measures that will provide emission

reductions in 2015 in excess of those relied on to demonstrate RFP and attainment; and (3) the SCAQMD’s analysis of significant air quality improvements in the South Coast area that the

District believes EPA should take into account in its review of

and action on the SIP submission.

III. EPA Review of the SIP Revision A. SIP Procedural Requirements CAA sections 110(a) and 110(l) require that revisions to a SIP be adopted by the State after reasonable notice and public hearing. EPA has promulgated specific procedural requirements for SIP revisions in 40 CFR part 51, subpart F. These requirements include publication of notices, by prominent advertisement in the relevant geographic area, of a public hearing on the proposed revisions, a public comment period of at least 30 days, and an opportunity for a public hearing.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 10 CARB’s SIP submission includes public process documentation for the Contingency Measures SIP, including documentation of a duly noticed public hearing held by the District on October 7, 2011 on the proposed Contingency Measures SIP. On November 14, 2011, CARB adopted the Contingency Measures

SIP as a revision to the California SIP and submitted it to EPA for action pursuant to CAA section 110(k). 3 

### We find that the process followed by CARB and the District in adopting the Contingency Measures SIP complies with the procedural requirements for SIP revisions under CAA section 110 and EPA’s implementing regulations.

B. Substantive Requirements for Contingency Measures Section 172(c)(9) of the CAA requires that the SIP for each nonattainment area “provide for the implementation of specific

measures to be undertaken if the area fails to make reasonable further progress, or to attain the [NAAQS] by the attainment date applicable under [part D of title I]” and requires that these measures “take effect without further action by the State or EPA.” The Act does not specify how many contingency measures are required or the magnitude of emissions reductions that must be provided by these measures. Consistent with the text of

3 The 2013 Supplement is not subject to additional procedural requirements under the Act as it is a technical clarification that does not alter the substance of the Contingency Measures SIP.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 11 section 172(c)(9), however, these measures must be specific, adopted measures that are ready to be implemented quickly upon

failure to meet RFP or failure of the area to meet the standard by its attainment date. 4 

### EPA provided guidance on the section 172(c)(9) contingency measure requirement in an interpretative document entitled “State Implementation Plans; General Preamble for the Implementation of Title I of the Clean Air Act Amendments of 1990,” 57 FR 13498 (April 16, 1992) (“General Preamble”). As EPA explained in the General Preamble, “contingency measures should, at a minimum, ensure that an appropriate level of emissions reduction progress continues to be made if attainment [or] RFP is not achieved and additional planning by the State is

needed.” 57 FR at 13511. These emission reductions would be in addition to those that were already scheduled to occur in accordance with the plan for the area. Id. at n. 2 and 13543- 544. Additionally, States must show that their contingency measures can be implemented with minimal further action on their part and with no additional rulemaking actions such as public hearings or legislative review. In general, EPA expects all actions needed to effect full implementation of the measures to

4 We refer to those measures addressing failure to make RFP as “RFP contingency measures” and those measures addressing failure to attain as “attainment contingency measures.”This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 12 occur within 60 days after EPA notifies the State of its failure. 57 FR at 13512 and 13543-544; see also 59 FR 41998 at 42014-42015 (August 16, 1994)(“PM-10 Addendum”). Consistent with these longstanding interpretations of the Act, EPA explained in the preamble to its 2007 implementation

rule for the 1997 PM 2.5 

### NAAQS that the SIP should contain trigger mechanisms for the contingency measures, specify a schedule for implementation, and indicate that the measures will be implemented without significant further action by the State or

EPA. See 72 FR 20586 at 20642-20645 (April 25, 2007) and 40 CFR

51.1012. 5 

### Contingency measures can include federal measures and local measures already scheduled for implementation that provide emissions reductions in excess of those needed to provide for RFP or expeditious attainment. The key is that the statute requires that contingency measures provide for additional

emission reductions that are not relied on for RFP or attainment

5 Although the U.S. Court of Appeals for the District of Columbia (D.C. Circuit) recently remanded this rule and directed EPA to re-promulgate it pursuant to subpart 4 of part D, title I of the CAA ( see Natural Resources Defense Council v. EPA , 706 F.3d 428 (D.C. Cir., Jan. 4, 2013)), the court’s ruling in this case does not affect EPA’s action on the Contingency Measures SIP. Subpart 4 of part D, title I of the Act contains no specific provision governing contingency measures for PM 10 o r PM 2 .5 nonattainmen t areas that supersedes the general contingency measure requirement for all nonattainment areas in CAA section 172(c)(9). Thus, even if EPA applies the subpart 4 requirements to our evaluation of the Contingency Measures SIP and disregards the provisions of the 2007 PM 2 .5 impleme n tation rule recently remanded by the court, the general requirement for contingency measures in CAA section 172(c)(9) and EPA’s longstanding interpretation of it continue to apply.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 13

and that are not included in the RFP or attainment demonstrations. The purpose is “to provide a cushion while the plan is being revised to meet the missed milestone.” 72 FR at 20642-20643. Nothing in the statute precludes a State from implementing such measures before they are triggered. See, e.g., LEAN v. EPA , 382 F.3d 575 (5th Cir. 2004) (upholding contingency measures that were previously required and implemented and which provided emissions reductions in excess of those in the attainment demonstration and RFP SIP). The EPA has approved numerous SIPs under this interpretation – i.e., SIPs that use as contingency measures one or more federal or local measures that are in place and provide reductions that are in excess of the reductions required by the attainment demonstration or RFP plan. See, e.g. , 62 FR 15844 (April 3, 1997) (direct final rule approving Indiana ozone SIP revision); 62 FR 66279 (December 18, 1997) (final rule approving Illinois ozone SIP revision); 66 FR 30811 (June 8, 2001) (direct final rule approving Rhode Island ozone SIP revision); 66 FR 586 (January 3, 2001) (final rule approving District of Columbia, Maryland, and Virginia ozone SIP revisions); and 66 FR 634 (January 3, 2001) (final rule approving Connecticut ozone SIP revision). The State may use the same measures for purposes of both RFP and attainment contingency if the measures will provideThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 14 reductions in the relevant years. Should these measures first be triggered for failure to make RFP, however, the State would need to submit replacement contingency measures for attainment

purposes. See 57 FR at 13511. With respect to the level of emission reductions associated with contingency measures, EPA has recommended that states consider “the potential nature and extent of any attainment

shortfall for the area” and the amount of actual emissions reductions required by the SIP control strategy to attain the standards. PM-10 Addendum at 42015; see also 72 FR at 20643. The contingency measures are to be implemented in the event that the area does not meet RFP or attain the standards by the attainment date, and “should represent a portion of the actual emissions reductions necessary to bring about attainment in [the] area.” 72 FR at 20643. Generally, EPA has recommended that the emissions reductions anticipated by the contingency measures should be equal to approximately 1 year's worth of emissions reductions necessary to achieve RFP for the area. See

id. and PM-10 Addendum at 42015. 1. 2012 RFP Contingency Measures The Contingency Measures SIP states that the District has identified several already-adopted rules that will achieve additional emission reductions for the 2012 RFP year beyondThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 15 those reductions already accounted for in the South Coast PM 2.5 

### SIP. Additionally, the Contingency Measures SIP provides the District’s rationale for concluding that significant PM 2.5 

### air quality improvements in the South Coast area should be accounted for in evaluating the 2012 RFP contingency measure requirement

for the area. See Contingency Measures SIP at 5-11. Finally, the 2013 Supplement to the Contingency Measures SIP provides a

demonstration that the South Coast area achieved its 2012 RFP benchmarks. Based on our review of the District’s analyses and our independent review of available PM 2.5 

### air monitoring data for the 2002 to 2012 period, EPA is proposing to find that the RFP requirement for the 2012 RFP year has been met and that, therefore, the contingency measure requirement for that year is

now moot. 6 

### According to the District, recent modeling analyses indicate that “existing air quality at all monitoring stations is already better than it would be if emissions were at the levels projected in the plan for RFP, and an additional one year’s worth of reductions had been implemented (i.e., simulated

6 Given our proposal to conclude that contingency measures for the 2012 RFP year are no longer required, we do not evaluate here the incentive programs and voluntary measures that the Contingency Measures SIP discusses for purposes of addressing the 2012 RFP contingency measure requirement. To the extent the District discusses these same measures to address the attainment contingency measure requirement, however, we have reviewed those analyses and discuss our evaluation of them in Section III.B.2.b, infra (“Attainment Contingency Measures”).This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 16 implementation of contingency measure on top of actually meeting RFP).” Contingency Measures SIP at 2. The District states that the speciated regional modeling analysis in the South Coast PM 2.5 

### SIP had predicted that implementation of the plan would result in a reduction in the basin-wide design concentration from 22.7 μg/m 3 

### in 2005 to a value of 17.98 μg/m 3 

### in 2010. Id. at 5. The maximum observed design value for 2010 at the design value site 7 

### (Rubidoux 8 

### ), however, was 15.01 μg/m 3 

### according to the District, 17 percent lower than the concentrations projected in the plan. See id.; see also id. at 10, Table 2. Accounting for temporary

reductions in ambient PM 2.5 

### levels due to favorable weather and reduced economic activity, the District estimates the PM 2.5 

### design value “improvement” attributable to implementation of its plans, compared to previous projections, to be approximately 1.88 μg/m 3 

### in 2010. Id. at 8-10 and Table 2. If PM 2.5 

### air quality at the design site (Rubidoux) were to remain at 2010 levels through 2012, the difference between the predicted and observed design value would show a 1.47 μg/m 3 

### improvement over

7 Consistent with EPA’s definition of “design value” in 40 CFR 58.1, we use the term “design value site” to refer to the monitoring site that records the highest calculated pollutant concentration (according to the applicable appendix of 40 CFR part 50) in the nonattainment area. 8 Although the current design value site for the area is the Mira Loma (Van Buren) monitoring station, this site was not accounted for in the analyses underlying the South Coast PM 2 .5 SIP as i t was not operational until 2007. See Contingency Measures SIP at 5, n. 2. Therefore, the District compared the projected and observed values for the Rubidoux monitoring site, which was the design value site prior to 2007.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 17 the 2012 projections underlying the South Coast PM 2.5 

### SIP. Id. at 5. According to the District, these PM 2.5 

### air quality improvements equate to approximately 420 tons per day (tpd) of

NOx emission reductions in 2012. Id. Additionally, the District’s 2013 Supplement includes a

demonstration that the South Coast area achieved its emission reduction benchmarks for the 2012 RFP year. Specifically, the updated emissions inventory data 9 

### provided in this technical supplement show that emissions of direct PM 2.5 

### , NOx, VOC, and SOx were all below the corresponding 2012 benchmarks in the South

Coast PM 2.5 

### SIP. See id. at Attachment 1 (“Updated Table C-2, South Coast Air Basin PM2.5 Reasonable Further Progress”). Based on the District’s evaluation of these updated emissions data, the District concludes that it satisfied its 2012 RFP benchmarks and, accordingly, that RFP contingency measures for this milestone year are no longer needed. See id. We agree with the District’s conclusion that the South

Coast area met the 2012 RFP benchmarks in the South Coast PM 2.5 

### SIP and that RFP contingency measures for 2012 are, therefore, no longer needed. EPA reviewed the updated 2012 emissions

9 This updated emissions data is based on emissions inventory data that the District adopted in December 2012 as part of its Final 2012 Air Quality Management Plan, which CARB submitted to EPA as a SIP revision on February 13, 2013. See letter dated February 13, 2013, from James Goldstene, Executive Officer, CARB, to Jared Blumenfeld, Regional Administrator, EPA Region 9, transmitting 2012 AQMP and enclosures.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 18 inventory data provided by the District in the 2013 Supplement

and confirmed that the data are consistent with the emissions inventory data recently submitted to EPA as part of the District’s 2012 AQMP, which includes the State’s plan to provide

for attainment of the 2006 PM 2.5 

### NAAQS in the South Coast area.

See Memorandum from Wienke Tax to File dated May 30, 2013. The updated data in the 2013 Supplement show that actual emissions

of direct PM 2.5 

### , NOx, VOC, and SOx in the South Coast were all below the corresponding 2012 benchmarks in the South Coast PM 2.5 

### SIP. 10 

### See id.

Additionally, EPA independently reviewed PM 2.5 

### air quality data available in EPA’s “Air Quality System” (AQS) for the 2002- 2012 period to assess the District’s representations regarding

PM 2.5 

### air quality improvements in the South Coast area, 11 

### as well

as the District’s estimates of the amounts of emission reductions that these air quality improvements represent. We believe these assessments further support a conclusion that

emission levels in the South Coast area were below the 2012 RFP

benchmarks in the South Coast PM 2.5 

### SIP. For more detail on our

10 Emissions in the area were well below both the 2012 RFP benchmarks that EPA approved as part of the South Coast PM 2 .5 SIP (see 76 FR at 41578, Table 8, “revised projected controlled emissions levels” for 2012) and the RFP “targets” listed in Attachment 1 of the 2013 Supplement, identified as “linear benchmarks” in the plan. See CARB 2011 Progress Report (Hearing Date: April 28, 2011), at Table C-2. 11 For a more detailed discussion of the air quality data that EPA evaluated, see Section III.B.2.c, infra (“PM 2 .5 air quality data”).This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 19 technical evaluations, see Memorandum from Carol Bohnenkamp to File dated May 30, 2013.

Based on this information, EPA proposes to find that the RFP contingency measure requirement for 2012 is now moot as applied to the South Coast. The sole purpose of RFP contingency measures is to provide continued progress if the area fails to meet its RFP goal. Failure to meet the 2012 benchmark would have required California to implement RFP contingency measures

and to revise the South Coast PM 2.5 

### SIP to assure that the plan still provided for attainment by the attainment date of April 5, 2015. In this case, however, the 2013 Supplement submitted by

the District demonstrates that actual emission levels in 2012 met the SIP-approved benchmarks for all four pollutants (PM 2.5 

### , NOx, VOC, and SOx), and both the District’s and EPA’s

evaluations of the substantial PM 2.5 

### air quality improvements in the South Coast area further support a conclusion that emission

levels in the area were well below the 2012 RFP benchmarks. Accordingly, RFP contingency measures for 2012 no longer have meaning or purpose, and the requirement for them is moot. 2. Attainment Contingency Measures a. Regulatory measures and programs

The South Coast PM 2.5 

### SIP, as partially approved and partially disapproved by EPA in November 2011 (76 FR 69928),This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 20 provides for the continuing implementation of existing CARB mobile source measures that will achieve 24 tpd of NOx reductions and 13 tpd of VOC reductions in 2015. See 76 FR 41562 at 41580, Table 9, and Final TSD for South Coast PM 2.5 

### SIP at 126. These mobile source emission reductions are surplus to the reductions relied upon to demonstrate RFP and attainment because they occur in 2015 (after implementation of all control measures necessary for expeditious attainment) 12 

### and will achieve approximately one half of the NOx and VOC emission reductions needed to achieve 1 year’s worth of RFP. 13 

### The Contingency Measures SIP also identifies two stationary

source control measures that the District believes should be creditable towards meeting the attainment contingency measure requirement: (1) the “SOx RECLAIM Shave,” which is projected to achieve 1.10 tpd of SOx reductions in 2014, and (2) SCAQMD Rule 1113 (Architectural Coatings), which is projected to achieve 1.30 tpd of VOC reductions in 2015. See Contingency Measure SIP at 12-13, 17 and 2013 Supplement, Attachment 2. 14

12 Consistent with CAA section 172(c)(1) and 40 CFR 51.1007(b), the South Coast PM 2 .5 SIP prov i des for the implementation of all control measures needed for attainment as expeditiously as practicable and no later than the beginning of the year prior to the attainment date ( i.e., by January 2014). See 76 FR 69928 at 69942 (November 9, 2011). 13 See n. 2, supra. 14 The Contingency Measures SIP identifies emission reductions for 2014 but in the 2013 Supplement, the District provided updated 2015 emission reductions for Rule 1113 and several other measures. See 2013 Supplement, Attachment 2.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 21 EPA approved the SOx RECLAIM Shave into the California SIP on August 12, 2011. See 76 FR 50128. Because all of the SOx emission reductions associated with these rule improvements have already been credited toward the PM 2.5 

### attainment demonstration as part of EPA’s November 9, 2011 final action on the South Coast

PM 2.5 

### SIP, the 1.10 tpd of SOx reductions identified in the Contingency Measure SIP are not surplus to attainment requirements and, therefore, cannot be treated as contingency

measures. See 76 FR 41562 at 41569, Table 3 (July 14, 2011) and 76 FR 69928 at 69948, Table 1 (November 9, 2011). EPA has also approved SCAQMD Rule 1113 (Architectural Coatings) into the California SIP. 78 FR 18244 (March 26, 2013). The 1.30 tpd of 2015 VOC reductions associated with this measure in the Contingency Measure SIP are not relied on for RFP or attainment purposes in the South Coast PM 2.5 

### SIP. See South Coast 2007 AQMP at p. 4-10, Table 4-2A; see also 76 FR 41562 at 41569, Table 3 (July 14, 2011) and 76 FR 69928 at 69948, Table 1 (November 9, 2011). EPA therefore agrees with the District that Rule 1113 may serve as an attainment contingency measure for purposes of the PM 2.5 

### NAAQS. Additionally, the 2013 Supplement identifies two new stationary source control measures scheduled for adoption in May 2013 that are expected to collectively achieve 0.6 tpd of directThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 22

PM 2.5 

### emission reductions in 2015. See 2013 Supplement, Attachment 2 (identifying SCAQMD Rule 444 and Rule 445). The 0.6 tpd of direct PM 2.5 

### emission reductions associated with these two measures in the Contingency Measure SIP are not relied on for RFP or attainment purposes in the South Coast PM 2.5 

### SIP. See 76 FR 41562 at 41569, Table 3 (July 14, 2011) and 76 FR 69928 at 69948, Table 1 (November 9, 2011). On May 3, 2013, the District adopted both measures and CARB submitted them to EPA on June 12, 2013. In a separate notice published in today’s Federal Register , EPA is proposing to approve these rules into the

California SIP. See “Revisions to the California State Implementation Plan, South Coast Air Quality Management District,” pre-publication proposed rule signed June 12, 2013. Finally, the Contingency Measures SIP states that an additional 17.6 tpd of NOx reductions, 4.5 tpd of VOC reductions, and 1.1 tpd of SOx reductions will be achieved in 2015 through continued implementation of the District’s 2007 Ozone Attainment Plan, and that these “backstop” emission reductions provide the equivalent of contingency measures for

the South Coast PM 2.5 

### SIP. See Contingency Measures SIP at 10-11

and Table 3

. Although control measures relied upon in an ozone attainment plan may qualify for approval as contingency measures

for the PM 2.5 

### NAAQS, provided the measures are surplus to PM 2.5This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 23 attainment and RFP requirements and meet all other EPA criteria for SIP approval, the Contingency Measures SIP does not provide

EPA with sufficient information to determine whether the referenced ozone-related measures meet these approval criteria. Accordingly, we cannot at this time propose to approve these “backstop” ozone-related measures as PM 2.5 

### contingency measures

at this time. In sum, taking into account surplus emission reductions in

the South Coast PM 2.5 

### SIP that EPA previously identified as available for contingency measure purposes, the total amount of emission reductions from regulatory control measures that we are proposing to approve as part of the Contingency Measures SIP are as follows: 24 tpd of NOx reductions from fleet turnover; 14.3 tpd of VOC reductions from fleet turnover and SCAQMD Rule 1113; and 0.6 tpd of direct PM 2.5 

### emission reductions from SCAQMD Rule 444 and Rule 445, which will be available for contingency purposes upon final EPA approval of these rules into the SIP.

See Table 4. b. Voluntary measures, incentive programs, and miscellaneous

“excess reductions” The Contingency Measures SIP identifies several voluntary measures and incentive programs that the District believes should qualify for approval as PM 2.5 

### contingency measures becauseThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 24 emission reductions achieved by these measures have not been

accounted for in the South Coast PM 2.5 

### SIP. The submittal also identifies certain miscellaneous “excess reductions” resulting from economic conditions and source operations below permit limits, which the District believes should qualify for approval as contingency measures. We discuss each of these programs/measures and our evaluations below. Carl Moyer Memorial Air Quality Standards Attainment Program The Contingency Measures SIP identifies a portion of the Carl Moyer Memorial Air Quality Standards Attainment Program (Carl Moyer Program) as a contingency measure for the PM 2.5 

### NAAQS. See Contingency Measures SIP at 14 and 17, Table 4 and 2013 Supplement, Attachment 2. We are proposing to approve specific amounts of emission reductions from the Carl Moyer Program, as identified in the District’s submissions, for this

purpose. The Carl Moyer Program is a California grant program established in 1998 that provides funding to encourage the voluntary purchase of cleaner-than-required engines, equipment, and other emission reduction technologies. See generally California Air Resources Board, “The Carl Moyer Program Guidelines, Approved Revisions 2011,” Release Date: February 8,This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 25 2013, at Chapter 1 ( available electronically at http://www.arb.ca.gov/msprog/moyer/moyer.htm ). In its first 12 years, the Carl Moyer Program provided over $680 million in state and local funds to reduce air pollution emissions from equipment statewide, e.g., by replacing older trucks with newer, cleaner trucks , retrofitting controls on existing engines, and encouraging the early retirement of older, more polluting

vehicles. Id. The Contingency Measures SIP, as supplemented in 2013, states that certain Carl Moyer Program projects funded beginning in program year 2005-06 to program year 2009-2010 will provide 3.2 tpd of NOx reductions and 0.2 tpd of PM2.5 reductions in 2015 that may be treated as contingency measures. See Contingency Measures SIP at 14 and 17, Table 4 and 2013 Supplement, Attachment 2 (“2015 Emission Reductions Beyond 2007 AQMP SIP Commitment Available for Contingency”). 15 

### In the 2013 Supplement, the District clarified that these emission reductions would be obtained from the following source categories participating in Carl Moyer programs: on-road heavy

15 The Contingency Measures SIP, as initially submitted in November 2011, provides emission reductions for 2014 (4.43 tpd of NOx reductions, 0.06 tpd of PM reductions, and 0.17 tpd of VOC reductions), but we are evaluating the updated 2015 emission reductions provided in the 2013 Supplement because 2015 is the relevant year for attainment contingency measure purposes.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 26 duty engines, off-road diesel equipment, marine engines, and locomotive engines. See 2013 Supplement, Attachment 2, notes. Under EPA’s long-standing policy, voluntary mobile source emission reduction programs (VMEPs) that meet certain minimum criteria may qualify for a limited amount of SIP credit under

the CAA. See generally Memorandum dated October 24, 1997 from Richard D. Wilson, Acting Assistant Administrator for Air and Radiation, to EPA Regional Administrators, Regions 1-10, entitled “Guidance on Incorporating Voluntary Mobile Source Emission Reduction Programs in State Implementation Plans (SIPs)” (hereinafter “1997 VMEP”). To qualify for SIP credit, a VMEP must be consistent with SIP attainment and RFP requirements and must achieve emission reductions that are quantifiable, surplus, enforceable, and permanent. See 1997 VMEP at 6, 7. Additionally, the VMEP submission must be accompanied by sufficient technical support for EPA to determine that the statutory criteria for approval are met – e.g., procedures designed to compare projected emission reductions with actual emissions reductions achieved; State commitments to monitor, assess, and report on program implementation and actual emission reductions achieved; and procedures for the State to remedy emission reduction shortfalls in a timely manner. Id. The State must also demonstrate that it has adequate personnel andThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 27 program resources to implement the program and that the VMEP does not interfere with other requirements of the Act. Id. EPA has generally limited the amount of emission reductions allowed for VMEPs in a SIP to three percent (3%) of the total projected future year emission reductions required to attain the relevant NAAQS, and with respect to any particular SIP submittal to demonstrate attainment or maintenance of the NAAQS or progress toward attainment (RFP), 3% of the specific statutory requirement. Id. at 5. Consistent with these criteria, the SCAQMD submitted an enforceable commitment in 2007 to take “all actions necessary to ensure that emission reductions resulting from projects funded by the Carl Moyer Program will meet U.S. EPA criteria (surplus, quantifiable, enforceable, and permanent for life of project) and requirements for SIP creditability to meet federal Clean Air Act requirements.” See South Coast AQMD Board Resolution No. 07-9, dated June 1, 2007 (adopting South Coast 2007 AQMP) (“2007 Resolution”). Specifically, the 2007 Resolution includes the District’s commitments to: (1) calculate emission reductions from Carl Moyer Program projects using established quantification protocols specified in the applicable Carl Moyer Program Guidelines; (2) verify surplus emission reductions through a comprehensive inspection, monitoring and reportingThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 28 program for each project funded by the Carl Moyer Program, (3) conduct onsite inspections, random audits, and other monitoring activities to ensure that funded projects are implemented according to contract terms; (4) submit reports to EPA by November 30 of each calendar year, verifying the amounts of actual emission reductions achieved by the Carl Moyer Program grants for the preceding funding cycle, and (5) take specific actions to remedy any shortfalls in emission reductions, to

ensure that contracted emission reductions occur. Id. The

District also submitted technical support documentation describing the Carl Moyer Program, the District’s policies for implementing the program, and the methodologies for predicting

emissions benefits. See generally South Coast 2007 AQMP, Appendix IV-B-3, “District Implementation of the Carl Moyer Memorial Air Quality Standards Attainment Program,” available electronically at https://www.aqmd.gov/aqmp/07aqmp/aqmp/Appendix_IV-B

3_section1.pdf. EPA approved these District commitments into the California SIP as part of our November 2011 final action on the South Coast

PM 2.5 

### SIP, thereby making the commitments federally enforceable.

See 76 FR 69928 at 69954 (November 9, 2011) and 40 CFR 52.220(c)(398)(ii)(A)( 2 ) (codifying SCAQMD commitment “toThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 29 fulfill USEPA Requirements for the use of emissions reductions [from] the Carl Moyer Program in the State Implementation Plan, June 1, 2007”). EPA also approved the District’s technical documentation describing the Carl Moyer Program as part of the

South Coast PM 2.5 

### SIP. See 40 CFR 52.220(c)(398)(ii)(A)( 1 ). In the 2013 Supplement, the District affirmed its SIP-approved commitments to “take all actions necessary to assure that emissions reductions resulting from the projects funded by the Carl Moyer Program will meet U.S. EPA criteria . . . and requirements for SIP creditability,” including its obligation to prepare and submit annual reports to EPA by November 30 of each year identifying actual emission reductions achieved compared to predicted emissions reductions and audit information for each grant issued. See letter dated April 24, 2013, from Elaine Chang, Deputy Executive Officer, SCAQMD, to Deborah Jordan, Air Division Director, U.S. EPA Region 9, transmitting 2013 Supplement. The SIP-approved commitments in the 2007 Resolution enable the District to quantify the emission reductions attributed to the Carl Moyer Program, verify that those emission reductions are surplus to other CAA requirements, enforce the conditions of the Carl Moyer Program grants to ensure that contracted emission reductions are achieved, and monitor the continuingThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 30 implementation of program grants to ensure that emission reductions are “permanent” throughout the life of each project. The 3.2 tpd of NOx reductions and 0.2 tpd of PM 2.5 

### reductions attributed to the Carl Moyer Program in 2015 for contingency measure purposes each amount to less than 2% of the total projected emission reductions of each pollutant needed to attain

the PM 2.5 

### NAAQS in the South Coast area. 16 

### Finally, information provided in the South Coast 2007 AQMP demonstrates that the District has adequate personnel and program resources to implement the Carl Moyer Program. See generally , South Coast 2007 AQMP, Appendix IV-B-3, “District Implementation of the Carl Moyer Memorial Air Quality Standards Attainment Program,” at Section 1, available electronically at https://www.aqmd.gov/aqmp/07aqmp/aqmp/Appendix_IV-B

3_section1.pdf.

Based on our evaluation of the District’s enforceable SIP commitments regarding the Carl Moyer Program and technical

16 The South Coast PM 2 .5 SIP projects that the total amounts of emission reductions needed to attain the PM 2 .5 NA A QS, from a 2002 base year to a 2014 attainment year, are as follows: 633 tpd of NOx reductions, 370 tpd of VOC reductions, 13 tpd of direct PM 2 .5 reduc t ions, and 33 tpd of SOx reductions. See 76 FR 69928 at 69950, Table 4 (November 9, 2011) and Final TSD at 97 (Table F-9). Thus, the Carl Moyer Program reductions identified in the Contingency Measures SIP amount to approximately 0.5 percent of the NOx reductions and 1.5 percent of the PM 2 .5 r eductions needed for timely attainment of the PM 2 .5 NAAQS. T he Contingency Measures SIP provides these Carl Moyer Program emission reductions for the sole purpose of fulfilling the requirements for contingency measures in CAA section 172(c)(9) and not for the purposes of demonstrating attainment or maintenance of the NAAQS or progress toward attainment (RFP).This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 31 documentation provided by the District in its SIP submissions, we propose to find that the 2015 emission reductions associated with the Carl Moyer Program in the Contingency Measures SIP, as supplemented in 2013, satisfy the statutory criteria for SIP credit for contingency measure purposes. The Carl Moyer Program procedures have served as models for the design of national, state, and local credit validation systems for mobile source subsidy programs, and California continuously refines these guidelines to accurately reflect the reductions associated with the program subsidies. The procedures address emission reduction quantification issues associated with both baseline

emissions and the amount of reductions achievable from the various repower, retrofit, and replacement technologies and alternative fuel options, as well as issues associated with project life and enforceable requirements to ensure that

reductions continue within the nonattainment area. Given all of these considerations, we propose to approve these Carl Moyer Program emission reductions as attainment contingency measures for the PM 2.5 

### NAAQS. Upon EPA’s final approval of the Contingency Measures SIP, the District will be obligated to monitor, assess, and report to EPA on implementation of the Carl Moyer Program with respect to the four specific source categories identified in the 2013This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 32 Supplement (on-road heavy duty engines, off-road diesel equipment, marine engines, and locomotive engines). See 2013 Supplement, Attachment 2. Additionally, should EPA subsequently

determine that the South Coast area has failed to attain the

PM 2.5 

### NAAQS by the applicable attainment date of April 5, 2015, the District will be obligated to verify through its next annual report to EPA whether the 3.2 tpd of NOx reductions and 0.2 tpd

of PM 2.5 

### reductions identified in the 2013 Supplement occurred in 2015, and if not, to take specific actions to remedy any emission reduction shortfalls consistent with its SIP-approved commitments in 40 CFR 52.220(c)(398)(ii)(A)( 2 ). We are proposing to approve these Carl Moyer Program emission reductions for the sole purpose of satisfying the attainment contingency measure requirement in CAA section 172(c)(9) for the

1997 PM 2.5 

### NAAQS in the South Coast. Other voluntary measures and incentive programs The Contingency Measures SIP identifies several other voluntary measures and incentive programs that the District believes should qualify for approval as PM 2.5 

### attainment contingency measures. 17 

### For the reasons provided below, these

17 According to the District, all but one of these measures will achieve surplus emission reductions in both 2012 and 2014 and may, therefore, serve both as 2012 RFP contingency measures and as attainment contingency measures. As explained above in Section III.B.1, EPA is not evaluating the 2012 emission reduction estimates that the District provided for each of theseThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 33 programs do not qualify for approval as contingency measures at

this time. First, the submittal states that the “average vehicle ridership” (AVR) portion of SCAQMD Rule 2202 (On-Road Mobile Source Vehicle Mitigation Options) requires employers with 250 or more employees to develop rideshare programs or help fund an air quality improvement program to achieve equivalent emissions reductions to meet the AVR target. Contingency Measures SIP at 13. The District states that this measure will achieve 1.32 tpd of NOx reductions and 0.06 tpd of direct PM 2.5 

### reductions in 2014 beyond those relied on for attainment, and that the measure could therefore serve as an attainment contingency measure. Id. at 17, Table 4. EPA does not currently have sufficient

information to evaluate the emission reductions associated with this measure as the State has not submitted the measure or any supporting documentation to EPA. Thus, we cannot propose to approve this measure as a contingency measure at this time. Second, the submittal states that the AB 2766 program provides annual funding to local governments in the South Coast air basin to reduce mobile source emissions and that the SCAQMD

measures, given our proposal to conclude that the 2012 RFP contingency measure requirement is now moot for this area. See n. 6, supra. We therefore evaluate only the emission reduction estimates associated with these measures for attainment contingency measure purposes ( i.e., for 2015), as provided in the 2013 Supplement.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 34 submits annual reports about the emission reductions under AB 2766 to CARB. Contingency Measures SIP at 13. The District states that this measure will achieve 1.90 tpd of NOx reductions and 0.30 tpd of direct PM 2.5 

### reductions in 2014 beyond those relied on for attainment, and that this measure could therefore serve as an attainment contingency measure. Id. at 17, Table 4. EPA does not currently have sufficient information to evaluate

the emission reductions associated with this measure as the State has not submitted the measure or any supporting documentation to EPA. Thus, we cannot approve this measure as a contingency measure at this time. Third, the submittal states that the Ports of Los Angelesand Long Beach (POLA/POLB) have been facilitating use of shoreside power as part of the San Pedro Bay Ports Clean Air Action Plan (referred to as the “Ocean-Going Vessel At-Berth”), and

that these measures reduce emissions further than those achieved by a statewide (CARB) regulation that requires a percentage of certain ocean-going vessels (OGVs) to use shore-side power while at berth. Contingency Measures SIP at 14. The District states that these POLA/POLB measures will achieve 3.3 tpd of NOx reductions and 0.06 tpd of direct PM 2.5 

### reductions in 2014 beyond those relied on for attainment, and that the measures may therefore serve as attainment contingency measures. Id. at 17,This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 35 Table 4. EPA does not currently have sufficient information to

evaluate the emission reductions associated with these measures as the State has not submitted the measures or any supporting documentation to EPA. Thus, we cannot approve these measures as contingency measures at this time. Finally, the submittal states that early implementation of certain provisions of the “SCAQMD Surplus Off-Road Opt-In for NOx” (SOON) program, adopted by the SCAQMD in May 2008, will achieve 0.30 tpd of PM 2.5 

### emission reductions in 2014 beyond those relied on for attainment, and that this program could therefore serve as an attainment contingency measure. Contingency Measures SIP at 15 and 17, Table 4. CARB submitted this measure (Rule 2449) to EPA on July 18, 2008 but EPA has not yet taken any action on it. Thus, we cannot propose to approve this measure as a contingency measure at this time. EPA is currently working with the State and districts to develop reliable processes for documenting the emission reductions associated with voluntary and incentive programs for SIP purposes. The goal is to develop processes that ensure that the emission reductions resulting from voluntary and incentive programs are surplus, quantifiable, enforceable and permanent consistent with the Act as interpreted in EPA guidance. EPA strongly encourages CARB and the SCAQMD to continue implementingThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 36 effective incentive programs and voluntary measures as part of their strategies for meeting air quality goals and to continue discussing with EPA the potential incorporation of these incentive programs and measures into SIP planning processes going forward. We welcome public comments on how to ensure that emission reductions resulting from these programs meet the Act’s requirements for SIP credit.

Miscellaneous “excess reductions” The Contingency Measures SIP states that permitted sources in the South Coast area often achieve “excess reductions” beyond those assumed in the SIP. For example, the District states that sources typically emit at levels well below allowable levels to maintain adequate compliance margins, or they may comply with stringent control standards through preconstruction review processes that reduce emissions below the levels assumed in the SIP. Contingency Measures SIP at 15. Furthermore, the District states that the recent recession in the region “would further lower the growth projections that were previously assumed in the

2007 PM2.5 SIP.” Id. The District states that these factors combined caused significantly lower emissions in 2010 compared to the levels projected for that year in the South Coast PM2.5

SIP. Id. According to the District, these circumstances will result in approximately 6.42 tpd of NOx reductions, 0.45 tpd ofThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 37 PM2.5 reductions, and 8.75 tpd of VOC reductions in 2014 beyond the reductions relied on for attainment, which collectively equate to about 14 tpd of “NOx equivalent” emission reductions for that year. Id. at 15 and 17, Table 4. We disagree with these statements. Emission reductions

that occur as a result of business decisions to maintain adequate compliance margins or due to an unexpected economic recession are not approvable as contingency measures unless such reductions are quantifiable, surplus, enforceable, and permanent and meet all applicable CAA requirements for approval. Even assuming the “excess” emission reductions identified in the Contingency Measures SIP are in fact surplus to those that are specifically relied upon in the South Coast PM 2.5 

### SIP for attainment purposes, these reductions are not SIP-creditable without adequate documentation to show that the reductions are also quantifiable, enforceable, and permanent consistent with long-standing EPA policy. The Contingency Measures SIP provides no such documentation. Accordingly, the “excess” reductions associated with 14 tpd of “NOx equivalent” emission reductions

in 2015 are not SIP-creditable at this time. c. PM2.5 air quality data The Contingency Measures SIP provides the District’s rationale for concluding that significant PM 2.5 

### air qualityThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 38 improvements in the South Coast area should be accounted for in evaluating the attainment contingency measure requirement for

the area. See Contingency Measures SIP at 5-11. Based on our review of the District’s analyses and our independent review of

available PM 2.5 

### air monitoring data for the 2002-2012 period, EPA agrees that these air quality improvements should be taken into account in evaluating the level of emission reductions needed for purposes of meeting the attainment contingency measure requirement under CAA section 172(c)(9). Although these airquality improvements do not, in themselves, represent SIPcreditable emission reductions, we believe the significant

decline in ambient PM 2.5 

### levels observed during the 2002-2012 period provides a reasonable basis for concluding that emission reductions amounting to less than 1 year’s worth of RFP are adequate for PM 2.5 

### attainment contingency measure purposes in this particular nonattainment area. Under EPA regulations at 40 CFR 50.7, the 1997 annual primary and secondary PM 2.5 

### standards are met when the annual arithmetic mean concentration, as determined in accordance with 40 CFR part 50, appendix N, is less than or equal to 15.0 μg/m 3 

### at all relevant monitoring sites in the subject area. The 1997 24-hour primary and secondary PM 2.5 

### standards are met when the

98 th 

### percentile 24-hour concentration, also as determined inThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 39 accordance with appendix N, is less than or equal to 65 μg/m 3 

### at all relevant monitoring sites. 40 CFR 50.7(b), (c). EPA independently reviewed PM 2.5 

### air quality data available in EPA’s “Air Quality System” (AQS) for the 2002-2012 period to assess the District’s representations regarding PM 2.5 

### air quality improvements in the South Coast area. 18 

### The SCAQMD currently operates 20 regulatory PM 2.5 

### monitoring sites in the South Coast air basin and annually reports quality-assured ambient PM 2.5 

### data from these sampling sites to the EPA AQS database. See SCAQMD, Annual Air Quality Monitoring Network Plan (July 2012), at 7-9 and 21, Table 5. EPA has approved the District’s monitoring network as satisfying the network design and data adequacy requirements of 40 CFR part 58. See letter dated April 18, 2013, from Matthew Lakin, Manager, Air Quality Analysis Office, EPA Region 9, to Dr. Matt Miyasato, Deputy Executive Officer, Science and Technology Advancement, SCAQMD. Quality-assured and certified ambient air quality data collected through the District’s monitoring network and available in AQS show that

PM 2.5 

### levels in the South Coast nonattainment area were significantly lower in the years leading to 2012 than the levels

18 EPA evaluated these data only preliminarily, for purposes of determining whether the Contingency Measures SIP satisfies the requirements of CAA section 172(c)(9), and is not at this time proposing to make any formal determination regarding attainment for the South Coast PM2.5 nonattainment area.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 40 projected in the South Coast PM 2.5 

### SIP for this period, and that

both annual and 24-hour concentrations have declined significantly at all monitors in the area. See U.S. EPA, Air Quality System, Preliminary Design Value Report, PM 2.5 

### , 2002-2012 (Report Date: May 10, 2013); see also U.S. EPA, Data Quality Indicator Report, SCAQMD, California, PM 2.5 

### (April 26, 2012) and letter dated May 1, 2012, from Chung Liu, Deputy Executive Officer, Science and Technology Advancement, SCAQMD, to Jared Blumenfeld, Regional Administrator, U.S. EPA Region 9 (certifying air quality data submitted to AQS).

Table 1 lists the annual mean PM 2.5 

### concentration at each monitor in the South Coast air basin during the 2002-2012 period. Table 1. PM2.5 Annual Mean concentrations, 2002-2012

Sit e A Q S I D One

- y e a r A nnu a l M e a n ( μg /m 3 )

2 002 2 003 2 004 2 005 2 006 2 007 2 008 2 009 2 010 2 011 2 012 A z u sa 0 60 3 70 0 02 20 .7 19 .3 18 .3 17 .0 15 .4 15 .7 14 .0 13 .1 10 .8 12 .1 11 .0 B u r b a n k

– P a lm A ve. 0 60 3 71 0 02 24 .0 22 .1 19 .1 17 .8 16 .5 16 .9 13 .9 15 .3 12 .8 13 .5 12 .6

LA

– N o r t h M a in 0 60 3 71 1 03 22 .0 21 .3 19 .7 17 .8 15 .6 16 .8 16 .1 14 .4 12 .6 13 .5 13 .2

Re s e da 0 60 3 71 2 01 18 .9 16 .5 15 .7 13 .9 12 .8 13 .3 11 .8 11 .4 10 .1 10 .2 10 .5 Ly n w ood 0 60 3 71 3 01 23 .3 20 .3 18 .5 17 .5 16 .7 16 .0 14 .6 C om p ton 0 60 3 71 3 02 12 .4 14 .7 12 .5 12 .5 11 .7 P ico R i v e r a #1 0 60 3 71 6 01 24 .0 20 .6 20 .0 15 .2

P ico R i v e r a #2 0 60 3 71 6 02 22 .3 16 .6 16 .6 14 .9 14 .8 12 .5 12 .5 11 .9

P a s a d e na 0 60 3 72 0 05 20 .3 18 .6 16 .6 15 .1 13 .4 14 .4 12 .8 12 .3 10 .2 10 .8 10 .1 L o n g B e a ch 0 60 3 74 0 02 19 .5 18 .0 17 .9 15 .9 14 .1 14 .6 14 .1 12 .8 10 .4 11 .3 10 .6

L o n g 0 60 3 74 0 04 20 .6 16 .5 14 .7 14 .4 13 .7 13 .7 12 .5 10 .4 10 .7 10 .9This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 41

B e a ch

– P CH A n a h e im 0 60 5 90 0 07 18 .6 17 .3 17 .0 14 .7 14 .0 14 .4 13 .1 12 .1 10 .5 11 .1 10 .0 Mi ss ion V i e jo 0 60 5 92 0 22 15 .5 13 .1 12 .0 10 .6 11 .0 11 .1 10 .4 9 .5 8 .0 8 .5 7 .9

R i v e r s ide 0 60 6 51 0 03 27 .1 22 .6 20 .8 17 .9 16 .9 18 .3 13 .3 13 .3 11 .0 11 .8 11 .4 R ubid o ux 0 60 6 58 0 01 27 .5 24 .8 22 .1 20 .9 18 .9 19 .0 16 .4 15 .6 13 .3 13 .8 13 .7 Mi r a L om a 0 60 6 58 0 05 20 .8 20 .9 18 .3 17 .2 15 .5 15 .9 15 .3 On t a r io 0 60 7 10 0 25 25 .4 23 .8 20 .9 18 .8 18 .4 18 .3 15 .8 14 .7 13 .0 13 .3 12 ,4 Fo n t a na 0 60 7 12 0 02 24 .3 22 .1 19 .9 18 .8 17 .5 18 .9 15 .3 14 .2 11 .9 12 .6 12 .8 B i g B e ar 0 60 7 18 0 01 11 .5 10 .6 9 .6 12 .0 11 .3 10 .3 9 .1 9 .9 8 .4 8 .4 8 .0 S a n B er n a r dino 0 60 7 19 0 04 25 .8 22 .2 21 .9 17 .3 17 .6 17 .9 13 .4 13 .0 11 .1 12 .2 11 .8 Source: U.S. EPA, Air Quality System, Preliminary Design Value Report, PM 2 .5 , 2002-2012 (Report Date: May 10, 2013). 

### Table 2 lists the annual PM 2.5 

### design value at each monitor in the South Coast air basin for the 2002-2012 period. Table 2. Annual PM2.5 Design Values, 2002-2012

Sit e A Q S I D A nnu a l D e s i g n Va l u e ( μg /m 3 ) 19

2 002 2 003 2 004 2 005 2 006 2 007 2 008 2 009 2 010 2 011 2 012 A z u sa 0 60 3 70 0 02 20 .8 20 .6 19 .4 18 .2 16 .9 16 .0 15 .1 14 .3 12 .7 12 .0 11 .3 B u r b a n k

– P a lm A ve. 0 60 3 71 0 02 23 .3 23 .6 21 .7 19 .7 17 .8 17 .1 15 .8 15 .4 14 .0 13 .9 12 .9

LA

– N o r t h M a in 0 60 3 71 1 03 22 .2 22 .0 21 .0 19 .6 17 .7 16 .7 16 .1 15 .8 14 .4 13 .5 13 .1

Re s e da 0 60 3 71 2 01 18 .4 17 .9 17 .0 15 .4 14 .1 13 .3 12 .6 12 .1 11 .1 10 .6 10 .3 Ly n w ood 0 60 3 71 3 01 23 .6 22 .7 20 .7 18 .7 17 .5 16 .7 15 .8 15 .3 14 .6 C om p ton 0 60 3 71 3 02 12 .4 13 .5 13 .2 13 .4 12 .4 P ico R i v e r a #1 0 60 3 71 6 01 24 .4 23 .3 21 .5 18 .6 17 .6 15 .2

P ico R i v e r a #2 0 60 3 71 6 02 22 .3 19 .5 18 .5 16 .0 15 .4 14 .1 13 .3 12 .3

P a s a d e na 0 60 3 72 0 05 20 .2 19 .9 18 .5 16 .8 15 .0 14 .3 13 .5 13 .2 11 .8 11 .1 10 .4 L o n g B e a ch 0 60 3 74 0 02 20 .1 19 .6 18 .5 17 .3 16 .0 14 .9 14 .3 13 .9 12 .4 11 .5 10 .8

L o n g B e a ch – P CH 0 60 3 74 0 04 20 .6 18 .6 17 .3 15 .2 14 .3 13 .9 13 .3 12 .2 11 .2 10 .7

A n a h e im 0 60 5 90 0 07 22 .0 20 .4 17 .6 16 .3 15 .2 14 .3 13 .8 13 .2 11 .9 11 .2 10 .8

19 Most but not all of these design values are based on data that meet EPA’s completeness criteria in 40 CFR part 50, appendix N, section 4.0. See Memorandum from Meredith Kurpius to File dated May 10, 2013.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 42

Mi ss ion V i e jo 0 60 5 92 0 22 15 .4 14 .8 13 .5 11 .9 11 .2 10 .9 10 .8 10 .3 9 .3 8 .7 8 .1

R i v e r s ide 0 60 6 51 0 03 26 .9 25 .9 23 .5 20 .5 18 .6 17 .7 16 .2 15 .0 12 .5 12 .0 11 .4 R ubid o ux 0 60 6 58 0 01 28 .9 27 .8 24 .8 22 .6 20 .6 19 .6 18 .1 17 .0 15 .1 14 .2 13 .6 Mi r a L om a 0 60 6 58 0 05 20 .8 20 .9 20 .0 18 .8 17 .0 16 .2 15 .6 On t a r io 0 60 7 10 0 25 25 .3 25 .2 23 .4 21 .2 19 .4 18 .5 17 .5 16 .2 14 .5 13 .7 12 .9 Fo n t a na 0 60 7 12 0 02 24 .6 23 .8 22 .1 20 .3 18 .7 18 .4 17 .2 16 .1 13 .8 12 .9 12 .4 B i g B e ar 0 60 7 18 0 01 10 .9 11 .1 10 .6 10 .8 11 .0 11 .2 10 .3 9 .8 9 .1 8 .9 8 .3 S a n B er n a r dino 0 60 7 19 0 04 25 .9 24 .7 23 .3 20 .5 18 .9 17 .6 16 .3 14 .7 12 .5 12 .1 11 .7 Source: U.S. EPA, Air Quality System, Preliminary Design Value Report, PM 2 .5 , 2002-2012 (Report Date: May 10, 2013). 

### Table 3 lists the 24-hour PM 2.5 

### design value at each monitor in the South Coast air basin for the 2002-2012 period. Table 3. 24-hour PM2.5 Design Values, 2002-2012

Sit e A Q S I D 24

- h o u r D e s i g n Va lu e ( μg /m 3 ) 20

2 002 2 003 2 004 2 005 2 006 2 007 2 008 2 009 2 010 2 011 2 012 A z u sa 0 60 3 70 0 02 59 57 54 54 48 47 41 42 38 36 31 B u r b a n k

– P a lm A ve. 0 60 3 71 0 02 69 62 55 53 48 48 43 41 34 34 32

LA

– N o r t h M a in 0 60 3 71 1 03 62 58 57 56 49 48 43 42 35 34 32

Re s e da 0 60 3 71 2 01 51 49 48 45 40 34 30 29 29 28 30 Ly n w ood 0 60 3 71 3 01 60 57 53 51 49 46 41 39 33 C om p ton 0 60 3 71 3 02 13 25 28 34 31 P ico R i v e r a #1 0 60 3 71 6 01 65 58 53 51 52 51

P ico R i v e r a #2 0 60 3 71 6 02 58 51 50 43 41 35 33 31

P a s a d e na 0 60 3 72 0 05 53 51 48 46 41 40 37 38 31 30 27 L o n g B e a ch 0 60 3 74 0 02 54 48 46 45 41 39 38 38 33 30 28

L o n g B e a ch – P CH 0 60 3 74 0 04 53 48 44 38 36 35 34 31 28 27

A n a h e im 0 60 5 90 0 07 54 53 49 47 42 42 38 37 30 29 27 Mi ss ion V i e jo 0 60 5 92 0 22 43 43 41 36 32 31 29 29 23 23 21

R i v e r s ide 0 60 6 51 0 03 65 62 58 50 47 49 48 44 33 30 27 R ubid o ux 0 60 6 58 0 01 73 72 67 65 57 55 50 45 38 35 34 Mi r a L om a 0 60 6 58 0 05 62 53 56 53 49 41 39 37

20 See ibid

.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 43

On t a r io 0 60 7 10 0 25 62 63 61 59 50 47 45 43 37 34 32 Fo n t a na 0 60 7 12 0 02 64 60 58 55 52 52 52 48 37 31 32 B i g B e ar 0 60 7 18 0 01 30 30 28 30 34 38 36 32 30 29 29 S a n B er n a r dino 0 60 7 19 0 04 68 64 66 58 55 54 53 49 35 32 30 Source: U.S. EPA, Air Quality System, Preliminary Design Value Report, PM 2 .5 , 2002-2012 (Report Date: May 10, 2013). 

### According to these certified ambient air quality data, the highest annual mean PM 2.5 

### concentration in the South Coast area dropped from 27.5 μg/m 3 

### in 2002 (at Rubidoux) to 15.3 μg/m 3 

### in 2012 (at Mira Loma), and the annual PM 2.5 

### design value for the area dropped from 28.9 μg/m 3 

### to 15.6 μg/m 3 

### during this same timeframe. Daily PM 2.5 

### design values at all monitors in the South Coast area also declined significantly, from 73 μg/m 3 

### (at Rubidoux) in 2002 to 37 μg/m 3 

### (at Mira Loma) in 2012. All

monitors in the South Coast area have recorded 24-hour PM 2.5 

### design values below the 24-hour PM 2.5 

### standard of 65 μg/m 3 

### since at least 2006, and as of 2010 most monitors were also recording 24-hour design values below the more stringent 2006 24-hour standard of 35 μg/m 3



### . 21



### These data indicate that actual emission levels in the area during the years leading to 2012 were significantly lower than the levels projected for this period in the South Coast PM 2.5 

### SIP. The data also indicate that the area is already attaining

the 1997 24-hour PM 2.5 

### standard (65 μg/m 3 

### ) and may also attain the

21 See also Final TSD for South Coast PM 2 .5 SIP at 8, Figure IB-3 (“South Coast AQMP 1997 24-hour PM 2 .5 Design Value Con c entration Trends 2000-2010”).This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 44 annual standard (15 μg/m 3 

### ) in advance of the applicable attainment date of April 5, 2015. Accordingly, compared to the assumptions underlying the South Coast PM 2.5 

### SIP, in reality the likelihood that attainment contingency measures will never need to be triggered is much greater, and the extent of any potential attainment shortfall much lower, than was predicted. Therefore, given the proximity of the applicable attainment date (April 5, 2015) and the probability that the area will attain the PM 2.5 

### standards by that date 22 

### or, in the event it fails to attain,

that a smaller amount of additional emission reductions (compared to the levels identified in the plan as needed to achieve 1 year’s worth of RFP) will be needed to bring about attainment in the area, we believe it is appropriate to find that emission reductions amounting to less than 1 year’s worth of RFP are adequate to satisfy the attainment contingency measure requirement in these particular circumstances. This conclusion is consistent with EPA’s long-standing recommendation that states should consider “the potential nature and extent of any attainment shortfall for the area” and that contingency measures “should represent a portion of the actual emissions

22 EPA is not aware of any information indicating significant changes (such as a sharp upturn in economic or population growth, or dramatic meteorological shift) that might adversely affect the consistent historical trend in the area to improved air quality, during the relatively short amount of time remaining before April 5, 2015.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 45 reductions necessary to bring about attainment in the area.”

See PM-10 Addendum at 42015 and 72 FR at 20643.

d. Surplus emission reductions in South Coast PM 2.5 

### SIP The Contingency Measures SIP states that the South Coast

PM 2.5 

### SIP identified emission reductions sufficient for the South Coast air basin to reach 15.00 μg/m 3 

### by April 2015, which is more than necessary to demonstrate timely attainment according to EPA modeling guidelines. Specifically, the District states that EPA guidelines allow states to demonstrate attainment at a level of 15.04 μg/m 3 

### rather than 15.00 μg/m 3 

### , and that the additional 0.04 μg/m 3 

### of air quality improvement accounted for in its attainment demonstration equated to a “surplus” of 11 tpd of NOx-equivalent

emission reductions. See Contingency Measures SIP at 15. In the 2013 Supplement, the District characterized this amount as a “surplus” of 0.8 tpd of SOx reductions, in accordance with conversion factors provided in Appendix C of a CARB Staff Report entitled “2007 State Implementation Plan for the South Coast Air Basin PM2.5 and 8-Hour Ozone NAAQS.” See 2013 Supplement,

Attachment 2. EPA agrees that the District may demonstrate attainment using 15.04 μg/m 3 

### as the target emission level in its modelingThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 46 analyses 23 

### and that, because the South Coast PM 2.5 

### SIP models attainment at a level of 15.0 μg/m 3 

### , some amount of emission reductions accounting for the additional 0.04 μg/m 3 

### of air quality improvement may be characterized as “surplus” to attainment needs. We are not equating these air quality improvements with a specific amount of SIP credit at this time

but we have reviewed the District’s conversions of these concentrations into NOx-equivalent and SOx-equivalent emission reductions and find the approximations to be reasonable. See Memorandum from Carol Bohnenkamp to File dated May 30, 2013. These analyses generally support our conclusion that attainment contingency measures achieving less than 1 year’s worth of RFP are adequate for this particular nonattainment area. e. Summary In sum, the Contingency Measure SIP, as supplemented in 2013, identifies SIP-creditable attainment contingency measures that will achieve a total of 27.2 tpd of NOx reductions, 14.3 tpd of VOC reductions, and 0.2 tpd of direct PM 2.5 

### reductions in 2015. The 2013 Supplement identifies two additional control measures that will, upon final EPA approval of the measures, achieve an additional 0.6 tpd of direct PM 2.5 

### reductions, for a

23 See “Guidance on the Use of Models and Other Analyses for Demonstrating Attainment of Air Quality Goals for Ozone, PM 2 .5 , and Region a l Haze,” April 2007, EPA -454/B-07-002, at p. 21 (referencing EPA’s rounding convention in 40 CFR part 50, appendix N for calculation of annual average PM 2

. 5 values)

.This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 47 total of 0.8 tpd of direct PM 2.5 

### reductions in 2015. These emission reductions amount to approximately 56% of the NOx reductions, 49% of the VOC reductions, and more than 100% of the

direct PM 2.5 

### reductions that would be needed to achieve approximately 1 year’s worth of RFP in 2015. 24 

### See Table 4. Table 4. Summary of 2015 emission reductions creditable as attainment contingency measures (in tons per day) NOx VOC PM2.5 SOx

Fleet turnover 24 13

Rule 1113 1.3 Carl Moyer 3.2 0.2 Rule 444* 0.2 Rule 445* 0.4 TOTAL EMISSION REDUCTIONS: 27.2 14.3 0.8 0

1 year RFP 25 

### 49 29 0.7 3.8 Total as percentage of 1-year RFP 56% 49% 114% 0

* Creditable only upon EPA’s final approval of these rules into the SIP pursuant to CAA section 110.

We are proposing to fully approve these measures and surplus emission reductions as satisfying the attainment contingency measure requirement in CAA section 172(c)(9) for the

1997 PM 2.5 

### NAAQS in the South Coast nonattainment area. All of these emission reductions are provided by control measures or

24 The Contingency Measure SIP does not specifically provide SIP-creditable SO x reductions in 2015 for contingency measure purposes. 25 See n. 2, supra .This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 48 incentive programs that are fully adopted under State law and currently being implemented by the District. These measures and programs provide SIP-creditable emission reductions that are not

relied on in the South Coast PM 2.5 

### SIP to demonstrate RFP or attainment and provide for an appropriate level of continued emissions reduction progress should the South Coast area fail to attain by the statutory attainment date and necessitate additional planning. C. Section 110(l) of the Act Section 110(l) of the Act prohibits EPA from approving any SIP revision that would interfere with any applicable requirement concerning attainment and RFP or any other applicable requirement of the Act. The Contingency Measures SIP corrects SIP deficiencies identified in EPA’s November 9, 2011 partial approval and partial disapproval of the South Coast PM 2.5 

### SIP (76 FR 69928). Specifically, the Contingency Measures SIP, as supplemented in 2013, contains: (1) the District’s

demonstration that actual emission levels in the South Coast in 2012 were below the 2012 RFP benchmarks, (2) identification of

SIP-creditable control measures that will achieve emission

reductions in 2015 in excess of those relied on for RFP and expeditious attainment, and (3) an analysis of significant air quality improvements in the South Coast area that the DistrictThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 49 believes EPA should take into account as part of our action on the SIP submission. We propose to determine that our approval of the Contingency Measures SIP, as supplemented in 2013, would comply with CAA section 110(l) because the proposed SIP revision would not interfere with the on-going process for ensuring that requirements for RFP and attainment of the NAAQS are met, and

the submitted SIP corrects SIP deficiencies that were the basis for EPA’s November 9, 2011 partial disapproval of the South

Coast PM 2.5 

### SIP. IV. Proposed Action and Public Comment For the reasons discussed above, we are proposing to conclude that the Contingency Measures SIP submitted by CARB on November 14, 2011, as supplemented on April 24, 2013, satisfies the attainment contingency measure requirement in CAA section 172(c)(9) for the 1997 PM 2.5 

### NAAQS in the South Coast nonattainment area, and to fully approve this submission into the California SIP. Simultaneously, we are proposing to conclude that the RFP contingency measure requirement in CAA section 172(c)(9) for the 2012 milestone year is moot as applied

to the South Coast because the area achieved its emission reduction benchmarks for the 2012 RFP year. Final approval of the Contingency Measures SIP, as supplemented, would correct the deficiencies that were the basisThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 50 for EPA’s partial disapproval of the South Coast PM 2.5 

### SIP on November 9, 2011 (76 FR 69928) and would, therefore, terminate the CAA section 179(b) sanctions clocks triggered by that action and the obligation on EPA to promulgate a FIP within two years

of that action. EPA will accept public comments on this proposal for the next 30 days. V. Statutory and Executive Order Reviews Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA’s role is to approve State choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this proposed action merely proposes to approve State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this proposed

action:

• is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 51

• does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);

• is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.);

• does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Public Law 104-4);

• does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);

• is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);

• is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);

• is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act;

andThis document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 52

• does not provide EPA with the discretionary authority to address disproportionate human health or environmental effects with practical, appropriate, and legally permissible methods under Executive Order 12898 (59 FR 7629, February 16, 1994).

In addition, this proposed action does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the State, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.

List of Subjects in 40 CFR Part 52

Environmental protection, Air pollution control, Intergovernmental relations, Nitrogen dioxide, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides, Volatile organic compounds.

AUTHORITY: 42 U.S.C. 7401 et seq.

________________ ______________________ Dated: Jared Blumenfeld, Regional Administrator,This document is a prepublication version signed by EPA Regional

Administrator Jared Blumenfeld on June 12, 2013. We have taken steps to ensure the accuracy of this version, but it is not the official version. 

### 53 Region IX.