Federal Register / Vol. 75, No. 211 / Tuesday, November 2, 2010 / Notices 67431 

28See Securities Exchange Act Release Nos. 

55531 (March 26, 2007), 72 FR 15736 (April 2, 

2007) (SR–CBOE–2006–94) (order approving 

proposal to establish off-floor Delegated Primary 

Market-Makers); 57747 (April 30, 2008), 73 FR 

25811 (May 7, 2008) (SR–CBOE–2008–49) (notice of 

filing and immediate effectiveness to establish offfloor Lead Market-Makers); 57568 (March 26, 2008), 

73 FR 18016 (April 2, 2008) (SR–CBOE–2008–32 

(notice of filing and immediate effectiveness to 

establish ability of off-floor Delegated Primary 

Market-Makers to operate in any options class 

traded on Hybrid); and 52827 (November 23, 2005), 

70 FR 72139 (December 1, 2005) (SR–PCX–2005– 

56) (approval order establishing Lead Market 

Makers). 

29 15 U.S.C. 78f(b). 

30 15 U.S.C. 78f(b)(5). 31 17 CFR 200.30–3(a)(12). 

A–7 that a Remote Specialist is 

exempted from the specialist obligation 

to advise a Floor Broker about 

cancellations. Additionally, the 

Exchange proposes to state in Advice B– 

3 that a Remote Specialist is exempted 

from the requirement that an ROT, 

including a specialist, trade a certain 

percentage of volume on the Exchange 

in person. 

Surveillance 

The Exchange has developed 

surveillance procedures for its auction 

and electronic markets. The Exchange 

will use the surveillance procedures 

now in place regarding specialists to 

perform surveillance of Remote 

Specialists. 

Conclusion 

The Exchange believes that its 

proposal to enable Remote Streaming 

Quote Traders to act as Remote 

Specialists where no on-floor specialists 

are willing to accept, or retain, an 

option allocation would enable Remote 

Specialists to provide a market that does 

not otherwise exist on the Exchange to 

the benefit of traders, investors, and 

public customers making hedging and 

trading decisions. The Exchange 

believes that allowing specialists to 

function off-floor also removes an 

operational issue by allowing off-floor 

specialists that are not required to be 

present on the trading floor in respect of 

certain option issues. Accordingly, the 

Exchange believes that the proposed 

rule change is designed to promote just 

and equitable principles of trade and to 

be in the public interest. 

Finally, the Exchange notes that the 

Commission has approved, or options 

exchanges have filed for immediate 

effectiveness, proposals that allow these 

exchanges to have off-floor (remote) 

market makers that are similar in 

concept to the proposed Remote 

Specialists.28 The Exchange does not 

believe that this filing raises any novel 

issues. 

2. Statutory Basis 

The Exchange believes that its 

proposal is consistent with Section 6(b) 

of the Act 29 in general, and furthers the 

objectives of Section 6(b)(5) of the Act 30

in particular, in that it is designed to 

prevent fraudulent and manipulative 

acts and practices, to promote just and 

equitable principles of trade, to foster 

cooperation and coordination with 

persons engaged in facilitating 

transactions in securities, and to remove 

impediments to and perfect the 

mechanisms of a free and open market 

and a national market system by 

allowing Exchange option specialists 

that are not on an Exchange floor where 

the Exchange determines that it cannot 

allocate options to a floor based 

specialist. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition not 

necessary or appropriate in furtherance 

of the purposes of the Act. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants or Others 

No written comments were either 

solicited or received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Within 45 days of the date of 

publication of this notice in the Federal 

Register or within such longer period (i) 

as the Commission may designate up to 

90 days of such date if it finds such 

longer period to be appropriate and 

publishes its reasons for so finding or 

(ii) as to which the Exchange consents, 

the Commission shall: (a) By order 

approve or disapprove such proposed 

rule change, or (b) institute proceedings 

to determine whether the proposed rule 

change should be disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an e-mail to rulecomments@sec.gov. Please include File 

Number SR–Phlx–2010–145 on the 

subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Elizabeth M. Murphy, Secretary, 

Securities and Exchange Commission, 

100 F Street, NE., Washington, DC 

20549–1090. 

All submissions should refer to File 

Number SR–Phlx–2010–145. This file 

number should be included on the 

subject line if e-mail is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street, NE., 

Washington, DC 20549, on official 

business days between the hours of 10 

a.m. and 3 p.m. Copies of such filing 

also will be available for inspection and 

copying at the principal office of the 

Exchange. All comments received will 

be posted without change; the 

Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File No. SR–Phlx–2010– 

145 and should be submitted on or 

before November 23, 2010. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.31

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–27645 Filed 11–1–10; 8:45 am] 

BILLING CODE 8011–01–P 

DEPARTMENT OF STATE 

[Public Notice: 7221] 

State-40, Employee Contact Records 

SUMMARY: Notice is hereby given that 

the Department of State proposes to 


hsrobinson on DSK69SOYB1PROD with NOTICES
67432 Federal Register / Vol. 75, No. 211 / Tuesday, November 2, 2010 / Notices 

amend an existing system of records, 

Electronic Telephone Directory 

(e*Phone), State-40, pursuant to the 

provisions of the Privacy Act of 1974, as 

amended (5 U.S.C. 552a) and Office of 

Management and Budget Circular No. 

A–130, Appendix I. The Department’s 

report was filed with the Office of 

Management and Budget on September 

XX, 2010. 

It is proposed that the name of the 

current system, ‘‘Electronic Phone 

Directory (e*Phone)’’ be changed to 

‘‘Employee Contact Records.’’ It is also 

proposed that the amended system 

description will include substantive 

and/or administrative changes to the 

following sections: System name; 

Categories of individuals; Categories of 

records; Authority; Purpose; Routine 

uses; Safeguards; and Record source. 

Any persons interested in commenting 

on the amended system of records may 

do so by submitting comments in 

writing to Director, Office of 

Information Programs and Services, A/ 

GIS/IPS, Department of State, SA–2, 515 

22nd Street, Washington, DC 20522– 

8001. This system of records will be 

effective 40 days from the date of 

publication, unless we receive 

comments that will result in a contrary 

determination. 

The amended system description, 

‘‘Employee Contact Records, State-40,’’ 

will read as set forth below. 

Dated: September 20, 2010. 

Steven J. Rodriguez, 

Deputy Assistant Secretary of Operations, 

Bureau of Administration, U.S. Department 

of State. 

STATE–40 

SYSTEM NAME: 

Employee Contact Records. 

SECURITY CLASSIFICATION: 

Sensitive but Unclassified (SBU). 

SYSTEM LOCATION: 

Department of State; 2201 C Street, 

NW.; Washington, DC 20520. 

CATEGORIES OF INDIVIDUALS COVERED BY THE

SYSTEM: 

All Foreign Service, Civil Service, 

Locally Employed Staff and contract 

employees of the Department of State. 

CATEGORIES OF RECORDS IN THE SYSTEM: 

This system contains the following 

employee contact information: name, 

office contact information, personal 

contact information, employeedesignated emergency contact 

information and employment type 

(government or contractor). 

AUTHORITY FOR MAINTENANCE OF THE SYSTEM: 

5 U.S.C. 301 (Management of the 

Department of State); 22 U.S.C. 2581 

(General Authority of Secretary of 

State); 22 U.S.C 2651a (Organization of 

the Department of State); 5 U.S.C. 301, 

22 U.S.C. 2581; National Security 

Presidential Directive (NSPD)–51/ 

Homeland Security Presidential 

Directive (HSPD)–20 (May 4, 2007); 

National Continuity Policy 

Implementation Plan (August 2007); and 

Federal Continuity Directive 1 (February 

2008). 

PURPOSE(S): 

The public and non-public 

information contained in the system is 

collected and maintained by the 

Department and is (1) used to develop 

the official locator directories for all 

personnel; and/or (2) used to 

communicate with employees in the 

event of an emergency in which 

designated contact information will be 

used; and/or (3) communicate with 

employee-designated emergency 

contact. 

ROUTINE USES OF RECORDS MAINTAINED IN THE

SYSTEM, INCLUDING CATEGORIES OF USERS AND

PURPOSES OF SUCH USES: 

The Department of State periodically 

publishes in the Federal Register its 

standard routine uses that apply to all 

of its Privacy Act systems of records. 

The notices appear in the form of a 

Prefatory Statement. All standard 

routine uses apply to the Employee 

Contact Records, State-40. 

POLICIES AND PRACTICES FOR STORING, 

RETRIEVING, ACCESSING, RETAINING AND

DISPOSING OF RECORDS IN THE SYSTEM: 

STORAGE: 

Electronic media. 

RETRIEVABILITY: 

Individual’s name. 

SAFEGUARDS: 

All users are given cyber security 

awareness training which covers the 

procedures for handling Sensitive but 

Unclassified information, including 

personally identifiable information. 

Annual refresher training is mandatory. 

Before being granted access to Employee 

Contact Records, a user must first be 

granted access to the Department of 

State computer network. 

Remote access to the Department of 

State network from non-Department 

owned systems is authorized only 

through a Department approved access 

program. Remote access to the network 

is configured in accordance with the 

Office of Management and Budget 

Memorandum M–07–16 security 

requirements, which includes but is not 

limited to two-factor authentication and 

time out function. 

All users with authorized access have 

undergone a thorough security 

background investigation. Access to the 

Department of State, its annexes and 

posts abroad is controlled by security 

guards and admission is limited to those 

individuals possessing a valid 

Department of State identification card 

or individuals under proper escort. All 

records containing personal information 

are maintained in secured file cabinets 

in restricted areas, access to which is 

limited to authorized personnel only. 

Access to computerized files is 

password-protected and under the 

direct supervision of the system 

manager. The system manager has the 

capability of printing audit trails of 

access from the computer media, 

thereby permitting regular and ad hoc 

monitoring of computer usage. 

When it is determined that a user no 

longer needs access, the user account is 

disabled. 

RETENTION AND DISPOSAL: 

These records will be maintained 

until they become inactive, at which 

time they will be retired or destroyed in 

accordance with published record 

schedules of the Department of State 

and as approved by the National 

Archives and Records Administration 

(NARA). More specific information may 

be obtained by writing to the Director; 

Office of Information Programs and 

Services (A/GIS/IPS); SA–2; Department 

of State; 515 22nd Street, NW.; 

Washington, DC 20522–8001 or by fax at 

202–261–8571. 

SYSTEM MANAGER AND ADDRESS: 

Bureau of Administration, Office of 

Emergency Management, Planning and 

Preparedness Division, 2430 E Street 

NW., Washington, DC 20520. Bureau of 

Information Resource Management, 

Enterprise Resource Management, 2201 

C Street, NW., Washington, DC 20520. 

NOTIFICATION PROCEDURE: 

Individuals who have cause to believe 

that the Employee Contact Records 

might have records pertaining to them 

should write to the Director; Office of 

Information Programs and Services (A/ 

GIS/IPS); Department of State; SA–2; 

515 22nd Street, NW.; Washington, DC 

20522–8001. The individual must 

specify that he/she requests that the 

records of the Employee Contact 

Records be checked. 

RECORD ACCESS AND AMENDMENT PROCEDURES: 

Individuals who wish to gain access 

to or amend records pertaining to them 

should write to the Director, Office of 


hsrobinson on DSK69SOYB1PROD with NOTICES
Federal Register / Vol. 75, No. 211 / Tuesday, November 2, 2010 / Notices 67433 

Information Programs and Services 

(address above). 

CONTESTING RECORD PROCEDURES: 

(See above). 

RECORD SOURCE CATEGORIES: 

The information is compiled directly 

from the individual and from 

Department automated sources. 

SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS

OF THE ACT: 

None. 

[FR Doc. 2010–27667 Filed 11–1–10; 8:45 am] 

BILLING CODE 4710–24–P 

DEPARTMENT OF STATE 

[Public Notice: 7220] 

Waiver of Restriction on Assistance to 

the Government of Saudi Arabia 

Pursuant to Section 7041 of the 

Department of State, Foreign 

Operations, and Related Programs 

Appropriations Act, 2010 (Division F, 

Pub. L. 111–117) (‘‘the Act’’), I hereby 

determine that it is in the national 

interest of the United States to waive 

Section 7041 of the Act, and hereby 

waive this restriction. 

This determination shall be reported 

to the Congress, and published in the 

Federal Register. 

Dated: February 22, 2010. 

Hillary Rodham Clinton, 

Secretary of State. 

[FR Doc. 2010–27665 Filed 11–1–10; 8:45 am] 

BILLING CODE 4710–31–P 

DEPARTMENT OF TRANSPORTATION 

Federal Transit Administration 

Federal Fiscal Year 2011 Annual List of 

Certifications and Assurances for 

Federal Transit Administration Grants 

and Cooperative Agreements 

AGENCY: Federal Transit Administration, 

DOT. 

ACTION: Notice. 

SUMMARY: Pursuant to 49 U.S.C. 5323(n), 

FTA is authorized to consolidate the 

certifications and assurances required 

by Federal law or regulations for its 

programs into a single document. FTA 

is also required by 49 U.S.C. 5323(n) to 

publish a list of those certifications and 

assurances annually. 

Appendix A of this Notice contains 

the comprehensive compilation of 

FTA’s Certifications and Assurances 

applicable to the various Federal 

assistance programs that FTA will 

administer during Federal FY 2011. 

FTA’s Certifications and Assurances for 

Federal FY 2011 reflect Federal 

statutory, regulatory, and programmatic 

changes that have now become effective. 

DATES: Effective Date: These FTA 

Certifications and Assurances are 

effective on October 1, 2010, the first 

day of Federal FY 2011. 

FOR FURTHER INFORMATION CONTACT: FTA 

staff in the appropriate FTA Regional 

Office or FTA Metropolitan Office listed 

herein. For copies of other related 

documents and information, see the 

FTA Web site at http://www.fta.dot.gov 

or contact FTA’s Office of 

Administration at 202–366–4022. 

Region 1: Boston 

States served: Connecticut, Maine, 

Massachusetts, New Hampshire, Rhode 

Island, and Vermont. Telephone # 617– 

494–2055. 

Region 2: New York 

States served: New York and New 

Jersey. Telephone # 212–668–2170. 

Region 3: Philadelphia 

States served: Delaware, Maryland, 

Pennsylvania, Virginia, and West 

Virginia. Telephone # 215–656–7100. 

Region 4: Atlanta 

States served: Alabama, Florida, 

Georgia, Kentucky, Mississippi, North 

Carolina, South Carolina, Tennessee, 

Territories served: Puerto Rico and the 

U.S. Virgin Islands. Telephone # 404– 

865–5600. 

Region 5: Chicago 

States served: Illinois, Indiana, 

Michigan, Minnesota, Ohio, and 

Wisconsin. Telephone # 312–353–2789. 

Region 6: Dallas/Ft. Worth 

States served: Arkansas, Louisiana, 

New Mexico, Oklahoma, and Texas. 

Telephone # 817–978–0550. 

Region 7: Kansas City 

States served: Iowa, Kansas, Missouri, 

and Nebraska. Telephone # 816–329– 

3920. 

Region 8: Denver 

States served: Colorado, Montana, 

North Dakota, South Dakota, Utah, and 

Wyoming. Telephone # 720–963–3300. 

Region 9: San Francisco 

States served: Arizona, California, 

Hawaii, Nevada, Territories served: 

Guam, American Samoa, and the 

Northern Mariana Islands. Telephone 

#415–744–3133. 

Region 10: Seattle 

States served: Alaska, Idaho, Oregon, 

and Washington. Telephone # 206–220– 

7954. 

Chicago Metropolitan Office 

Area served: Chicago Metropolitan 

Area. Telephone # 312–886–1616. 

Los Angeles Metropolitan Office 

Area served: Los Angeles 

Metropolitan Area. Telephone # 213– 

202–3950. 

Lower Manhattan Recovery Office 

Area served: Lower Manhattan. 

Telephone # 212–668–1770. 

New York Metropolitan Office 

Area served: New York Metropolitan 

Area. Telephone # 212–668–2201. 

Philadelphia Metropolitan Office 

Area served: Philadelphia 

Metropolitan Area. Telephone # 215– 

656–7070. 

Washington DC Metropolitan Office 

Area served: Washington DC 

Metropolitan Area. Telephone # 202– 

219–3562/219–3565. 

SUPPLEMENTARY INFORMATION: 

1. Purposes 

The purposes of this Notice are to: 

• Publish FTA’s Federal FY 2011 

Certifications and Assurances for 

Applicants for Federal assistance 

administered by FTA and the Projects 

for which they seek Federal assistance 

awarded by FTA. 

• Highlight the changes within the 

new FTA Certifications and Assurances 

for Federal FY 2011 now in effect. 

• Identify locations where these FTA 

Certifications and Assurances may be 

viewed, and 

• Provide directions for submitting 

these FTA Certifications and Assurances 

for Federal FY 2011 to FTA. 

2. Background 

a. FTA’s Responsibilities. Since 

Federal FY 1995, FTA has been 

consolidating the various certifications 

and assurances that may be required of 

its Applicants and their projects into a 

single document for publication in the 

Federal Register. FTA intends to 

continue publishing this document 

annually, when feasible in conjunction 

with its publication of the FTA annual 

apportionment notice, which sets forth 

the allocations of funds made available 

by the latest U.S. Department of 

Transportation (U.S. DOT) annual 

appropriations act. Because U.S. DOT’s 

full-year appropriations for Federal FY 

2011 were not signed into law on 


hsrobinson on DSK69SOYB1PROD with NOTICES