03/02/201 0 15:4 0 FAX 2024935142 FAA * DMS iOOI/OO S 

Q 3 •^''•'V 2 6 20K? 

U.S. DEPARTMENT OF TRANSPORTATION ^^ARlhi Q DOCk'P T 

FEDERAL AVIATION ADMINISTRATION ^ ^ ^ 

OFFICE OF HEARINGS 

WASHINGTON, D.C. 

In. the Matter of Helicopters Flite, Inc. 

FAA Docket No. CP09EA0015 

Judge Benkin 

AGENCY'S SECOND SUPPLEMENTAL LIST OF EXHIBITS AND WITNESSES 

The Federal Aviation Adminisiratian (FAA), by counsel, hereby files its supplemental 

list of exhibits, pcj" the Administrative Law Judge's Prehearing Order Establishing 

Procedures. In addition to tiie exhibits already identified and provided, the following 

is a hst of additional exhibits that the Agency intends to offer into evidence: 

(1) Exceipt from FAA Order 2150.3B, page B-4, B-5, B12-B15. 

Although this was not submitted until after the ALJ's deadline, there is no prejudice as 

FAA Order 2150.3B is public information and there is no prejadice. 

RespectfiJly submitted, 

Alfred R. Johnson, Jr. 

Regional Counsel 

By: _ 

Zachary 

Attorney 

PH: (718) 553-3258 

FAX: (718)995-5699 
03/02/201 0 15:4 0 FAX 2024935142 FAA 

" * DMS 0002/009 

10/01/07 2150.3B 

Maximum $16,250-$25,a00 

Moderate $8,750-$ 16,249 

Minimum $l,850-$8,749 

GROUP 11 - small business concern (for violations covered under 49 U.S.C. § 46301 (a)(5XA)): 

Maximum $8.250-$l 1,000 

Moderate $3,850-$8,249 

Minimum $935-$3,849 

GROUP 11 - small husiness concern (for violations covered under 49 U.S.C. § 46301(a)(1)(A) 

or (B) but nol under 49 I LS.C. |j 46301(a)(5)(A)): 

Maximum $750-$ 1,100 

Modcralc $450-$ 749 

Minimum $250 $ 449 

GROUP III -for violations covered under 4*> U.S.C. § 4630l(a)(5KA): 

Maximum $7,150-$ I 1,000 

Moderate $3,300-$7.149 

Minimum $825>$3,299 

GROUP 111 - for violations covered under 49 U.S.C. § 4630i(a)( I KA) or (13) but not under 4V 

U.S.C. § 46301(a)(5)(A): 

Maximum $650-$ 1.100 

Moderate $400-$ 649 

Minimum $150-$ 399 

GROUP IV -for violations covered under 49 U.S.C. § 46301(a)(5)(A): 

Maximum $4,400-$ 11,000 

Moderate $2,200-$4,399 

Minimum $550-$2,199 

GROUP IV - for violations covered under 49 U.S.C. § 46301(a)(1)(A) or (B) but not under 49 

U.S.C. §46301(a)(5)(A): 

Maximum $500-$!,100 

Moderate $300-$499 

B ^ 
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10/01/07 2150.3B 

Minimum S100-$299 

(2) VIOLATION COMMITTED BY PART 129 OPERATOR 

Ma.\imum $18,750-$25,000 

Moderate $10,000-$ 18,749 

Minimum $2.000-$9,999 

(3) VIOLA fION COMMHTR D RY PARI 125 OPF-RATOR. 

Large Business Concern: 

Maximum $16,250-$25,000 

Moderate $8,750-$ 16,249 

Minimum $L850-$8,749 

Small Business Concern (for violations covered under 49 U.S.C. § 46301(a)(5)(A)): 

Maximum $8,250-$ 11,000 

Moderate $3,850-$8,249 

Minimum $935-$3,849 

Small Business Concern (for violations covered under 49 U.S.C, § 46301(a)( I)(A) or (B) but 

not under 49 U.S.C. § 46301(a)(5)(A)): 

Maximum S750-$1.100 

Moderate $450-$749 

Minimum $250 $449 

(4) VIOLATION COMMITTED BY AIR AGENCY (INCLUDING RF.PAIR STATION). 

Large Business Concern: 

Maximum $16,250-$25,000 

Moderate $8,750-$ 16,249 

Minimum $l,850-$8,749 

Small Business Concern (for violations covered under 49 U.S.C. § 46301(a)(5)(A)): 

Maximum $7,150-$ 11,000 

Moderate $3,850-$7,149 

Minimum £935-$3,849 

B-5 
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10/01/07 2150,3B 

11. All individuals and entities: Failure to Surrender Certificate, Authorization, or Other 

Approval, 

i-ig. n-ii. 

\. U.S. AIR CARRIERS. U.S. COMMERCIAL OPERATORS. PART 125 OPERATORS. AND 

PART 12V OPERATORS. 

F\f>, B-I-a. Maintenance Manual 

(1) railure to maintain current manual 

(2) Failure to provide adequaie 

instructions and procedures in 

manuul 

(3) Failure to distribute manual lo appropriate personnel 

(4) Release of aircraft without required equipment 

Civil Penalty 

Minimum 

Moderate to Maximum 

Minimum to Modcmc 

Moderate to Maximum 

Certiflctitc 

Action 

Up to 7-day 

suspension 

Up 10 7-day 

suspension 

Fig. B-l-b. A/W Directive 

(I) 1-ailure to comply 

Civil Penalty 

Moderate fo Maximum 

Certificate 

Action 

Fig, B-l-c. Op«rations Specifications 

(1) Exceed inspection or overhaul time limitation 

(2) Operation contrary to ops specs - iL-chnical 

noncompliance 

(3) Operation contrary to ops specs - likely porcntiiil or actual 

adverse cfTcci on .safe operation 

Civil Pcnuity 

Modcralc 

Minimum 

Moderate lo Mu.ximijm 

Certificate | 

Aciion 

Up lo 7-day 

suspcn.sion 

Fig, B-l-d. Facilities and Equipment 

(1) Failure to provide adequately for proper ."lervicing, 

maintenance, repair, or inspection of facilities and equipment 

Civil Penalty 

Maximum 

Certificate 

Action 

Indefinite 

Suspcn.-iion 

until proper 

servicing, 

maintenance, 

repair and 

in,5pection of 

facilities and 

equipment i;^ 

provided lo 

Revocation 

B-12 
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10/01/07 2150.3B 

Fig. B-l-«. Maintenance and Inspection Organization 

(1) Failure U) provide or maintain a maintenance and 

inspection organization 

Civil Penalty 

Maximum 

Certificate 

Action 

Indefinite 

Suspension 

until an 

appropriate 

maintenance 

and 

inspection 

organisation 

is provided to 

Revocation 

Fig. B-l-f. Training Program 

(1) Failure to have training program 

(2) Failure to maintain training program 

(3) Failure to train personnel adequately 

Civil Penalty 

Maximum 

Moderate to Ma.xlmuin 

Moderate lo Maximum 

Certificate 

Action 

Indefinite 

Suspension 

until 

compliance 

to 

Reyocaijon 

Fig. B-l-g. Maintenance or Aircraft Paperworlt 

(1) Incomplete or unsigned release 

(2) Failure to revise a/c data alter repair 

Civil Pcniiity 

Minimum lo Ma,\imum 

Moderate lo Maximum 

Certificate 

Action 

Fig. B-I-h. Performance of Maintenance 

(1) By unauthorized person 

(2) Failure to perform or improper maintenance 

Civil Penalty 

Ma.\imum 

Moderate to Maximum 

C'ertificate 

Action 

Fig. B-l-L SFAR36 

(I) Failure to comply - second offense 

Civil Penalty 

Ma.ximum 

Certificate 

Action 

Fig. B-l-j. Records and Reports 

(1) Deliberate violation 

(a) Intentionally fal.se or fraudulent entry, 

reproduction, or alteration in record or 

repon 

(b) Other 

Civil Penalty Certificate 

Action 

Revocation 

180-day 

Suspension 

to 

Revocation 

B-13 
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10/01/07 2150,38 

I'iK- H-i-j. Rccor<i.'! «& Reports cont. 

<.^) l-;iihire Lo m;il;c accurate mechanical interruption summary 

report 

< .1) lailure lo iniike available report of major alteration or 

lepuir 

(I) Failure to make accurate mechanical reliability report 

(5) Failure to make required entry in aircraft log 

(6) Failure to make available pilot record 

^7) Failure to make available load manifest 

(«) Failure to monitor and record enroute radio communication 

Civil Penalty 

Moderate lo Ma.xinuint 

Moderate to Maximum 

Moderate to Maximum 

Minimum to Maximum 

Moderate to .Maximum 

Moderate to Maximum 

Moderate to Maximum 

OniHcate 

.Vction 

liiileilnitc 

Suspension 

10 

Revociiiion 

Indelliiilc 

Susp<;n.si<^n 

to 

Revocation 

Indefinite 

Suspension 

to 

Revocation 

Fig. B-I-k. Dispatch and Flight Release Rules 

(1) Any violation of subpart U of 14 CFR part 121 

Fig. B-l-l. Operation of unairworthy aircraft 

(1) Technical non-conformity ro TC; no likely effect on safe 

operation 

(2) Non-Conformity lo TC that may have, or has, adverse 

effect on safe operation 

(3) Release of aircraft without required equipment 

Civil Penalty 

Moderate to Maximum 

Civil Penalty 

Minimum 

Moderate to Maximum 

Moderate to Maximum 

Fig. B-l-m. Provisions specific to pas.senger-carrying 

(1) Boarding, or serving alcoholic beverage to, a person who 

appears to be intoxicated 

(2) Failure to brief passengers 

(3) Failure to ensure seat and belt for each passenger 

(4) Operation w/o operable public address system 

(5) Failure to store baggage properly 

Fig, B-l-n. Provisions specific to flight deck crew 

(1) Use of crewmcmbcT with expired medical cenificate 

(2) Failure to make flight deck seat available lo authorized 

enroute in.spector 

Civil Penalty 

Maximum 

Moderate to Maximum 

Maximum 

Maximum 

Moderate 

Civil Penalty 

Minimum to Moderate 

Maximum 

Certificate 

Aciion 

Certificate 

Action 

Up to 7.day 

suspcn.5ion 

Certificate 

Action 

Certificate 

Action 

B-14 
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10/01/07 2150,3B 

Fig. B-l-n. Provisions .ipecilic to flight deck crew cont. 

(3) lJ.se of unqualified crewmember 

(4) Flight and Duty Time violation 

Fig. B-I-4K Other provisions 

(1) Improperly Rctuminn Aircraft to service 

Civil Penally 

Maximum 

Moderate 

(2) Illegal carriage of controlled substance with knowledge of 

carrier, that is, knowledge of, or involvement in, conduct by 

top management personnel 

(3) Use of unqualified personnel other than flight deck 

crcwmember 

Civil Penalty 

Maximum 

Maximum 

Fig. B-l-p. Operations at airporD requiring Slots 

(I) Operation without a reservation from ATC 

(2)" Operation with a reservation, but at the wrong time 

(3) Use of international slot fur domestic flight 

(4) Use of aircraft not meeting criteria in 

I4C.F.R. §93.123(c)(2) in commuter .slot 

Civil Penalty 

Moderate 

Moderate 

Moderate 

Moderate 

Cviiillcute 

.Vction 

Certificate 

,\c(ion 

I<ev<>(.'a(i»iii 

Ccrrifioile 

Action 

2. PERSONNEL OF AIR CARRIERS. COMMERCIAL OPERATORS. AND PART >25 

OPERATORS. 

Fig. B-2-b. Inspection 

(1) 1-ailure to make required inspection 

<2) Making improper inspection 

(3) Improper release of aircraft to service 

(4) Releasing aircraft for service without required equipment 

Civil Penalty 

Fig, B-2--.I. Maintenance, including inspection 

(1) Performing maintenance without cenificate, rating, or 

authorization 

(2) Perfomning maintenance that exceeds limitations 

(3) Failure to perform maintenance properly 

Civil Penalty 

Maximum 

Certificate ; 

Action 

30-to 45-day 

Suspen.sion 

30-to 120-

day 

Suspension 

Certificate 

Action 

30- lo 60-day 

Suspension 

30-to 120-

day 

Suspension 

30 to 60-day 

Saspension 

30 lo 60-day 

Suspension 

B-15 
03/02/2010 15:41 FAX 2024935142 FAA + DMS l2|008/009 

CERTIFICATE OF SKRVICE 

I hereby certify that the foregoing Agency's Second Supplemental List of Exhibits lias been 

sent via first class mail and facsimile on this date Lo the following: 

Christopher T. Powell, Jr., lisq. 

Powell Law 

527 Linden Street 

Scranton, PA 18503 

Telefax: (570)342-1232 

The Honorable Isaac Benkin, Administrative Law Judge 

Office of Heelings, M-20 

U.S. Department of Traiisportzition 

1200 New Jersey Avenue, S.E, 

East Building Ground Floor, Room £12-320 

Washington, D.C. 20590 

Telefax: (202)366-7536 

1 hereby certify that the foregoing Agency's Supplemental \A<X of Exhibits and Wimcsscs 

has been sent via first cla:ss mail and facsimile on this date to the following: 

Federal Aviation Administration (Original ajid one copy) 

800 Independence Avenue, S.W. 

Washington, D.C. 20591 

Attn: Hearing Docket Clerk, AGC-43 0 

Wilbur Wright Building - Room 2014 

T hereby certify that the foregoing Agency'.s Second Supplemental List of Exliibits has been 

sent via facsimile on this dale to the following: 

Floyd I ioffiiian 

President, Helicopter Flights 

Tclelax: (570)427-8725 A 

Dale: 

Carolyn 6'^c h "^^ ^" ^ 

L^gal Technician 

Federal Aviation Administration 

Office of Regional Counsel 

1 Aviation Plaza 

Jamaica, NY 11434