alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.1


 


AMENDMENT

TO

2018 STOCK INCENTIVE PLAN

OF

AKOUSTIS TECHNOLOGIES, INC.


 


This Amendment (“Amendment”)
to the 2018 Stock Incentive Plan (as amended, the “Existing Plan”; as amended hereby, the “Plan”)
of Akoustis Technologies, Inc., a Delaware corporation (the “Company”), is adopted by the Company’s Board of
Directors (the “Board”) as of August 26, 2022, subject to approval by the Company’s stockholders (the “Stockholders”).


 


Statement of Purpose


 


The Existing Plan was originally
approved by the Board on August 24, 2018, and by the Stockholders on November 1, 2018, upon which date it became effective.
Under Section 16(a) of the Existing Plan, the Board may amend the Existing Plan at any time, contingent on the approval of the
Stockholders if Stockholder approval is required by applicable law. The Board has determined that it is in the best interests of the Company
to amend the Existing Plan to: (1) increase the number of shares authorized for issuance and (2) increase the number of shares
that may be issued as Incentive Stock Options.


 


NOW, THEREFORE, the Existing
Plan is hereby amended as follows, subject to the approval of the Stockholders:


 


1. Capitalized
Terms. All capitalized terms used and not defined in this Amendment shall have the meanings given thereto
in the Existing Plan.


 


2. Amendment to Existing
Plan.


 


Section 5(a) “Shares
of Stock Subject to the Plan:” is hereby deleted in its entirety and replaced with the following:


 


“(a) Shares of Stock Subject
to the Plan: Subject to adjustments as provided in this Section 5, the maximum aggregate number of shares of Common Stock that
may be issued pursuant to Awards granted under the Plan shall not exceed 12,000,000 shares, plus any shares subject to an award granted
under any of the Prior Plans, which Prior Plan award is at any time forfeited, cancelled, terminated, expires or lapses for any reason
without the issuance of shares or pursuant to which such shares are forfeited or reacquired by the Company. Shares delivered under the
Plan shall be authorized but unissued shares, treasury shares or shares purchased on the open market or by private purchase. The Company
hereby reserves sufficient authorized shares of Common Stock to meet the grant of Awards hereunder.”


 


Section 5(b)(i) is
hereby deleted in its entirety and replaced with the following:


 


“The maximum aggregate number of
shares of Common Stock that may be issued under the Plan pursuant to the grant of Incentive Options shall not exceed 12,000,000 shares
of Common Stock.”


 


3. Reference to and
Effect on the Plan. The Plan, as amended hereby, and all other documents, instruments and agreements executed
or delivered in connection therewith, shall remain in full force and effect, and are hereby ratified and confirmed.


 


4. Governing
Law. This Amendment shall be governed by and construed in accordance with the laws of the State of Delaware.


 


*            *             *


 


Effective this 26th day
of August 2022, subject to Stockholder approval.
EXHIBIT 13.1  Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002  In connection with the Annual Report of Zena Capital Corp., a company organized under the British Columbia Company Act (the Company) on Form 20-F as filed with the Securities and Exchange Commission on the date hereof (the Report), the undersigned, Terry Amisano, President/CEO/Director of the Company, certifies, pursuant to 18 U.S.C. (S) 1350, as adopted pursuant to (S) 906 of the Sarbanes-Oxley Act of 2002, that:  (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and  (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.  /s/ Terry Amisano Terry Amisano, President/CEO/Director   Date: June 29, 2006
[Federal Register Volume 69, Number 248 (Tuesday, December 28, 2004)]
[Notices]
[Page 77759]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 04-28319]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

National Institutes of Health


National Cancer Institute; Notice of Closed Meeting

    Pursuant to section 10(d) of the Federal Advisory Committee Act, as 
amended (5 U.S.C. Appendix 2), notice is hereby given of the following 
meeting.
    The meeting will be closed to the public in accordance with the 
provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 
U.S.C., as amended. The grant applications and the discussions could 
disclose confidential trade secrets or commercial property such as 
patentable material, and personal information concerning individuals 
associated with the grant applications, the disclosure of which would 
constitute a clearly unwarranted invasion of personal privacy.

    Name of Committee: National Cancer Institute Special Emphasis 
Panel Cancer Prevention, Control, Behavioral and Population Sciences 
Career Development Award (K07) PAR-04-055.
    Date: January 27, 2005.
    Time: 2 p.m. to 3 p.m.
    Agenda: To review and evaluate grant applications.
    Place: National Institutes of Health, 6116 Executive Boulevard, 
Rockville, MD 20852, (Telephone Conference Call).
    Contact Person: Robert Bird, PhD, Scientific Review 
Administrator, Resources and Training Review Branch, National Cancer 
Institute, National Institutes of Health, 6116 Executive Blvd., MSC 
8328, Room 8113, Bethesda, MD 20892-8328, (301) 496-7978, 
<a href="/cdn-cgi/l/email-protection#24464d5640566449454d480a4a4d4c0a434b52"><span class="__cf_email__" data-cfemail="600209120412200d01090c4e0e09084e070f16">[email protected]</span></a>.

(Catalogue of Federal Domestic Assistance Program Nos. 93.392, 
Cancer Construction; 93.393, Cancer Cause and Prevention Research; 
93.394, Cancer Detection and Diagnosis Research; 93.395, Cancer 
Treatment Research; 93.396, Cancer Biology Research; 93.397, Cancer 
Centers Support; 93.398, Cancer Research Manpower; 93.399, Cancer 
Control, National Institutes of Health, HHS.)

    Dated: December 20, 2004
LaVerne Y. Stringfield,
Director, Office of Federal Advisory Committee Policy.
[FR Doc. 04-28319 Filed 12-27-04; 8:45 am]
BILLING CODE 4140-01-M


</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>
[Federal Register Volume 85, Number 231 (Tuesday, December 1, 2020)]
[Notices]
[Page 77224]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-26431]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

National Institutes of Health


National Institute of General Medical Sciences; Notice of Closed 
Meeting

    Pursuant to section 10(d) of the Federal Advisory Committee Act, as 
amended, notice is hereby given of the following meeting.
    The meeting will be closed to the public in accordance with the 
provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 
U.S.C., as amended. The grant applications and the discussions could 
disclose confidential trade secrets or commercial property such as 
patentable material, and personal information concerning individuals 
associated with the grant applications, the disclosure of which would 
constitute a clearly unwarranted invasion of personal privacy.

    Name of Committee: National Institute of General Medical 
Sciences Special Emphasis Panel; Review of NIGMS SCORE Applications.
    Date: December 17, 2020.
    Time: 4:00 p.m. to 5:00 p.m.
    Agenda: To review and evaluate grant applications.
    Place: National Institutes of Health, Natcher Building, 45 
Center Drive, Bethesda, MD 20892 (Video Meeting).
    Contact Person: John J. Laffan, Ph.D., Scientific Review 
Officer, Office of Scientific Review, National Institute of General 
Medical Sciences, National Institutes of Health, Natcher Building, 
Room 3AN18J, Bethesda, MD 20892, (301) 594-2773, 
<a href="/cdn-cgi/l/email-protection#f599949393949b9f9ab598949c99db9b9c9ddb929a83"><span class="__cf_email__" data-cfemail="f19d909797909f9b9eb19c90989ddf9f9899df969e87">[email protected]</span></a>.

(Catalogue of Federal Domestic Assistance Program Nos. 93.375, 
Minority Biomedical Research Support; 93.821, Cell Biology and 
Biophysics Research; 93.859, Pharmacology, Physiology, and 
Biological Chemistry Research; 93.862, Genetics and Developmental 
Biology Research; 93.88, Minority Access to Research Careers; 93.96, 
Special Minority Initiatives; 93.859, Biomedical Research and 
Research Training, National Institutes of Health, HHS)

    Dated: November 24, 2020.
Miguelina Perez,
Program Analyst, Office of Federal Advisory Committee Policy.
[FR Doc. 2020-26431 Filed 11-30-20; 8:45 am]
BILLING CODE 4140-01-P


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```

[Congressional Bills 109th Congress]
[From the U.S. Government Publishing Office]
[H.R. 2848 Introduced in House (IH)]

109th CONGRESS
  1st Session
                                H. R. 2848

  To extend the suspension of duty on reaction products of phosphorus 
  trichloride with 1,1'-biphenyl and 2,4-bis(1,1-dimethylethyl)phenol.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                              June 9, 2005

 Mrs. Myrick introduced the following bill; which was referred to the 
                      Committee on Ways and Means

_______________________________________________________________________

                                 A BILL

 
  To extend the suspension of duty on reaction products of phosphorus 
  trichloride with 1,1'-biphenyl and 2,4-bis(1,1-dimethylethyl)phenol.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. REACTION PRODUCTS OF PHOSPHORUS TRICHLORIDE WITH 1,1'-
              BIPHENYL AND 2,4-BIS(1,1-DIMETHYLETHYL)PHENOL.

    (a) In General.--Heading 9902.04.07 of the Harmonized Tariff 
Schedule of the United States (relating to reaction products of 
phosphorus trichloride with 1,1'-biphenyl and 2,4-bis(1,1-
dimethylethyl)phenol) is amended by striking ``12/31/2006'' and 
inserting ``12/31/2008''.
    (b) Effective Date.--The amendment made by subsection (a) applies 
to goods entered, or withdrawn from warehouse for consumption, on or 
after the 15th day after the date of the enactment of this Act.
                                 <all>
```
<TABLE> <S> <C>


<ARTICLE>                     5
<MULTIPLIER>                                   1
<CURRENCY>                                     U.S.
       
<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                              DEC-30-1997
<PERIOD-START>                                 JAN-01-1997
<PERIOD-END>                                   SEP-30-1997
<EXCHANGE-RATE>                                1
<CASH>                                         215,613
<SECURITIES>                                   0
<RECEIVABLES>                                  4,823,750
<ALLOWANCES>                                   0
<INVENTORY>                                    0
<CURRENT-ASSETS>                               0
<PP&E>                                         316,030
<DEPRECIATION>                                 0
<TOTAL-ASSETS>                                 6,269,269
<CURRENT-LIABILITIES>                          0
<BONDS>                                        0
<PREFERRED-MANDATORY>                          0
<PREFERRED>                                    5,895,873
<COMMON>                                       6,413
<OTHER-SE>                                     0
<TOTAL-LIABILITY-AND-EQUITY>                   6,269,269
<SALES>                                        0
<TOTAL-REVENUES>                               612,936
<CGS>                                          0
<TOTAL-COSTS>                                  208,931
<OTHER-EXPENSES>                               0
<LOSS-PROVISION>                               0
<INTEREST-EXPENSE>                             43,604
<INCOME-PRETAX>                                404,006
<INCOME-TAX>                                   0
<INCOME-CONTINUING>                            404,006
<DISCONTINUED>                                 0
<EXTRAORDINARY>                                0
<CHANGES>                                      0
<NET-INCOME>                                   404,006
<EPS-PRIMARY>                                  .00
<EPS-DILUTED>                                  .00
        

</TABLE>
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United States District Court

For the Northern District of California

IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

ARTHUR CHING, on behalf of himself and

all others similarly situated,

Plaintiff,

 v.

STATE FARM MUTUAL AUTOMOBILE

INSURANCE COMPANY,

Defendant. /

No. C 09-2613 MMC

ORDER DENYING PLAINTIFF’S MOTION

TO STRIKE; GRANTING PLAINTIFF’S

MOTION FOR LEAVE TO FILE SURREPLY; CONTINUING HEARING ON

DEFENDANT’S MOTION FOR

SUMMARY JUDGMENT

Before the Court is plaintiff’s Administrative Motion, filed April 7, 2010, to “Strike

Portions of State Farm’s Reply Memorandum in Support of its Motion for Summary

Judgment or, in the Alternative, For Leave to File a Surreply.” Defendant State Farm

Mutual Automobile Insurance Company (“State Farm”) has filed opposition. Having read

and considered the administrative motion and opposition thereto, the Court rules as follows. 

Plaintiff argues the Court should strike State Farm’s reply to the extent it raises

issues for the first time therein, and, in the alternative, that he is entitled to file a sur-reply to

address those issues. The Court finds the parts of the reply identified as Section III,

Subsection E, Parts 2 and 3 (see Reply at 9:21-12:11), are legal arguments made for the

first time in State Farm’s reply. The Court further finds such arguments were prompted by

plaintiff’s separate arguments, made in plaintiff’s opposition, with respect to plaintiff’s claim

Case 3:09-cv-02613-MMC Document 50 Filed 04/13/10 Page 1 of 2
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under § 17200 of the California Business and Professions Code. Under such

circumstances, the Court will deny the request to strike and will afford plaintiff leave to file a

sur-reply addressing the arguments made in those two sections. As to Section III,

Subsection E, Part 1 (see id. at 9:14-20), however, the Court finds the arguments made

therein were not made for the first time in State Farm’s reply, and, consequently, plaintiff is

not entitled to file a sur-reply addressing that part of the reply. 

Accordingly, to the extent plaintiff seeks to file a sur-reply addressing State Farm’s

arguments raised in Section III, Subsection E, Parts 2 and 3 of the reply, plaintiff’s

administrative motion is hereby GRANTED. Plaintiff’s sur-reply shall be filed no later than

April 21, 2010 and shall not exceed five pages in length. In all other respects the motion is

hereby DENIED. 

The hearing on defendant’s Motion for Summary Judgment is hereby CONTINUED

to May 7, 2010, at 9:00 a.m.

IT IS SO ORDERED.

Dated: April 13, 2010 

MAXINE M. CHESNEY

United States District Judge

Case 3:09-cv-02613-MMC Document 50 Filed 04/13/10 Page 2 of 2
EXHIBIT
      32.2





CERTIFICATION
      OF THE PRINCIPAL FINANCIAL OFFICER


PURSUANT
      TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002





In
      connection with the annual report of GlobalOptions Group, Inc., (the “Company”)
      on Form 10-K for the year ended December 31, 2007 as filed with the Securities
      and Exchange Commission on the date hereof (the “Report”), I, Jeffrey O.
      Nyweide, Principal Financial Officer of the Company, certify, pursuant to 18
      U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
      Act of 2002, that, to my knowledge:





1.
            The
                report fully complies with the requirements of Section 13(a) or 15(d)
                of
                the Securities Exchange Act of 1934;
                and





2.
            The
                information contained in the report fairly presents, in all material
                respects, the financial condition and results of operations of the
                Company.





March
                28, 2008
            /s/
                Jeffrey O. NyweideName:
            Jeffrey
                O. NyweideTitle:
            Chief
                Financial Officer, Executive Vice
              President
                - Corporate Development, and
              Secretary
              (Principal
                Financial Officer and
              Principal
                Accounting Officer)
§ 576.202 Means of carrying out grant activities. ( a ) *States.* If the recipient is a State, the recipient may use an amount consistent with the restrictions in § 576.100 and § 576.108 to carry out administrative activities through its employees or procurement contracts. If the recipient is a State, and has been identified as the HMIS lead by the Continuum of Care, the State may use funds to carry out HMIS activities set forth in § 576.107(a)(2). The recipient must subgrant the remaining funds in its fiscal year grant to: ( 1 ) Units of general purpose local government in the State, which may include metropolitan cities and urban counties that receive ESG funds directly from HUD; or
( 2 ) Private nonprofit organizations, provided that for emergency shelter activities the recipient obtains a certification of approval from the unit of general purpose local government for the geographic area in which those activities are to be carried out.
( b ) *Recipients other than States; subrecipients.* The recipient, if it is not a State, and all subrecipients may carry out all eligible activities through their employees, procurement contracts, or subgrants to private nonprofit organizations. If the recipient is an urban county, it may carry out activities through any of its member governments, so long as the county applies to its members the same requirements that are applicable to local government subrecipients under this part.
Exhibit 12.1
 Certification by the Principal Executive Officer
Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
      (a)
    
    Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our
supervision, to ensure that material information relating to the
Company, including its consolidated subsidiaries, is made known to us
by others within those entities, particularly during the period in
which this report is being prepared;(b)
    
    Evaluated the effectiveness of the Companys disclosure controls and
procedures and presented in this report our conclusions about the
effectiveness of the disclosure controls and procedures, as of the end
of the period covered by this report based on such evaluation; and(c)
    
    Disclosed in this report any change in the Companys internal control
over financial reporting that occurred during the period covered by
the annual report that has materially affected, or is reasonably
likely to materially affect, the Companys internal control over
financial reporting; and
  (a)
    
    All significant deficiencies and material weaknesses in the design or
operation of internal control over financial reporting which are
reasonably likely to adversely affect the Companys ability to record,
process, summarize and report financial information; and(b)
    
    Any fraud, whether or not material, that involves management or other
employees who have a significant role in the Companys internal
control over financial reporting.
  By:
    /s/ Richard Jiangong DaiName:
    Richard Jiangong DaiTitle:
    Chief Executive Officer
§ 4.13 Limitation of assistance subject to section 102(d). ( a ) In making the certification for assistance subject to Section 102(d), the Secretary will consider the aggregate amount of assistance from the Department and from other sources that is necessary to ensure the feasibility of the assisted activity. The Secretary will take into account all factors relevant to feasibility, which may include, but are not limited to, past rates of returns for owners, sponsors, and investors; the long-term needs of the project and its tenants; and the usual and customary fees charged in carrying out the assisted activity.
( b ) If the Department determines that the aggregate of assistance within the jurisdiction of the Department to a housing project from the Department and from other governmental sources exceeds the amount that the Secretary determines is necessary to make the assisted activity feasible, the Department will consider all options available to enable it to make the required certification, including reductions in the amount of Section 8 subsidies. The Department also may impose a dollar-for-dollar, or equivalent, reduction in the amount of HUD assistance to offset the amount of other government assistance. In grant programs, this could result in a reduction of any grant amounts not yet drawn down. The Department may make these adjustments immediately, or in conjunction with servicing actions anticipated to occur in the near future (*e.g.,* in conjunction with the next annual adjustment of Section 8 rents).
( c ) If an applicant does not meet the $200,000 disclosure requirement in § 4.7(b), an applicant must certify whether there is, or is expected to be made, available with respect to the housing project any other governmental assistance. The Department may also require any applicant subject to this subpart A to submit such a certification in conjunction with the Department's processing of any subsequent servicing action on that project. If there is other government assistance for purposes of the two preceding sentences, the applicant must submit such information as the Department deems necessary to make the certification and subsequent adjustments under Section 102(d).
( d ) The certification under Section 102(d) shall be retained in the official file for the housing project.
#### The People of the State of New York v. Allan Coulter.

Motion for leave to dispense with printing granted to the extent and on the *462terms and conditions contained in the order of this court entered herein. Concur — Botein, P. J., Breitel, Stevens and Eager, JJ.
#### § 330.40 Consultation.

The Association may consult with persons or entities in such manner as the Association deems appropriate to ensure the efficient commencement and operation of the Multiclass Securities program.
### **CHAPTER 501—POLICY, STUDIES, AND REPORTS**

Sec.
50101.
Objectives and policy.
50102.
Survey of merchant marine.
50103.
Determinations of essential services.
50104.
Studies of general maritime problems.
50105.
Studies and cooperation relating to the construction of vessels.
50106.
Studies on the operation of vessels.
50107.
Studies on marine insurance.
50108.
Studies on cargo carriage and cargo containers.
50109.
Miscellaneous studies.
50110.
Securing preference to vessels of the United States.
50111.
Submission of annual MARAD authorization request.
50112.
National Maritime Enhancement Institutes.
50113.
Use and performance reports by operators of vessels.
50114.
National maritime strategy.

#### **Editorial Notes**

#### Amendments

**2022**—Pub. L. 117–263, div. C, title XXXV, §3542(b)(3), Dec. 23, 2022, 136 Stat. 3098, added item 50114.

**2015**—Pub. L. 114–92, div. A, title X, §1074(c)(2), Nov. 25, 2015, 129 Stat. 997, substituted "Submission of annual MARAD authorization request" for "Reports to Congress" in item 50111.