exv4w1





 






	COMMON STOCK            
COMMON STOCK
IH-001 CUSIP 452834 10 4
SEE REVERSE FOR


CERTAIN DEFINITIONS



NCORPORATED UNDER THE LAWS OF THE STATE OF FLORIDA THIS CERTIFIES THAT
is the record holder of



FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE OF

Imperial Holdings, Inc.



transferable on the books of the Corporation in person or by duly authorized attorney upon
surrender of this Certificate properly endorsed. This
Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized
officers. COUNTERSIGNED AND REGISTERED:


AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
TRANSFER AGENT AND REGISTRAR

BYAUTHORIZED
DATED:CHIEF EXECUTIVE OFFICER            PRESIDENT









 









 








Imperial Holdings, Inc.












     Acquisition of 10% or more of the common stock of Imperial Holdings, Inc. is subject
to approval by the Florida Office of Insurance Regulation under Section 628.4615, Florida
statutes.




     The corporation will furnish to any shareholder upon request and without charge a full
statement of the designations, preferences, limitations, and relative rights of the shares
of each class of stock authorized to be issued.









     The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full according to
applicable laws or regulations:





	 	 	 	 	 

	TEN COM

	 	–
	 	as tenants in common
	 
	TEN ENT

	 	–
	 	as tenants by the entireties
	 
	JT TEN

	 	–
	 	as joint tenants with rights 

of survivorship and not as 


tenants in common









	 	 	 

	UNIF GIFT MIN ACT –

	 	                             Custodian                               
	 

	 	            (Cust)                                (Minor)
	 
	 

	 	under Uniform Gifts to Minors
	 
	 	 
	 

	 	Act                                                                     
	 

	 	(State)
	 
	 	 
	UNIF TRF MIN ACT –

	 	                     Custodian (until age                      )
	 

	 	     (Cust)
	 
	 

	 	                                   under Uniform Transfers
	 

	 	     (Minor)
	 
	 

	 	to Minors Act                                                     
	 

	 	     (State)











Additional abbreviations may also be used though not in the above list.



For Value
Received, ___________________________________________ hereby sell, assign and transfer unto




  PLEASE INSERT SOCIAL SECURITY NUMBER OR OTHER

       IDENTIFYING NUMBER OF ASSIGNEE









 
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE OF ASSIGNEE



 
 



 
 



 
Shares of the Common Stock represented by the within Certificate, and do(es) hereby irrevocably
constitute and appoint



                                     
                                     
                                     
Attorney to transfer the said stock on the books of the within named
Corporation with full power of substitution in the premises.



Dated                                                             




	 	 	 	 	 

	 

	 	X	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	X	 	 
	 

	 	 	 	 
	NOTICE

	 	:
	 	THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND
	 

	 	 	 	WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE
	 

	 	 	 	CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION
	 

	 	 	 	OR ENLARGEMENT , OR ANY CHANGE WHATEVER .





Signature(s) Guaranteed:




	 	 	 	 	 

	By

	 	 	 	 
	 

	 	 	 	 
	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
 (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN
 APPROVED MEDALLION SIGNATURE
GUARANTEE PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.