[Federal Register Volume 85, Number 228 (Wednesday, November 25, 2020)]
[Notices]
[Pages 75391-75392]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-26113]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IA-5633]


Notice of Intention To Cancel Registration Pursuant to Section 
203(H) of the Investment Advisers Act of 1940

November 20, 2020.
    Notice is given that the Securities and Exchange Commission (the 
``Commission'') intends to issue an order, pursuant to section 203(h) 
of the Investment Advisers Act of 1940 (the ``Act''), cancelling the 
registration of Trevor Stewart Burton & Jacobsen Inc [File No. 801-
10369], hereinafter referred to as the ``registrant.''
    Section 203(h) provides, in pertinent part, that if the Commission 
finds that any person registered under section 203, or who has pending 
an application for registration filed under that section, is no longer 
in existence, is not engaged in business as an investment adviser, or 
is prohibited from registering as an investment adviser under section 
203A, the Commission shall, by order, cancel the registration of such 
person.
    The registrant has not filed a Form ADV amendment with the 
Commission as required by rule 204-1 under the Act and appears to be no 
longer in business as an investment adviser or is otherwise not engaged 
in business as an investment adviser.\1\ Accordingly, the Commission 
believes that reasonable grounds exist for a finding that this 
registrant is no longer eligible to be registered with the Commission 
as an investment adviser and that the registration should be cancelled 
pursuant to section 203(h) of the Act.
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    \1\ Rule 204-1 under the Act requires any adviser that is 
required to complete Form ADV to amend the form at least annually 
and to submit the amendments electronically through the Investment 
Adviser Registration Depository.
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    Notice is also given that any interested person may, by December 
15, 2020, at 5:30 p.m., submit to the Commission in writing a request 
for a hearing on the cancellation, accompanied by a statement as to the 
nature of his or her interest, the reason for such request, and the 
issues, if any, of fact or law proposed to be controverted, and he or 
she may request that he or she be notified if the Commission should 
order a hearing thereon. Any such communication should be emailed to 
the Commission's Secretary at <a href="/cdn-cgi/l/email-protection#194a7c7a6b7c6d786b606a34567f7f707a7c596a7c7a377e766f"><span class="__cf_email__" data-cfemail="bdeed8decfd8c9dccfc4ce90f2dbdbd4ded8fdced8de93dad2cb">[email protected]</span></a>.
    At any time after December 15, 2020, the Commission may issue an 
order cancelling the registration, upon the basis of the information 
stated above,

[[Page 75392]]

unless an order for a hearing on the cancellation shall be issued upon 
request or upon the Commission's own motion. Persons who requested a 
hearing, or who requested to be advised as to whether a hearing is 
ordered, will receive any notices and orders issued in this matter, 
including the date of the hearing (if ordered) and any postponements 
thereof. Any adviser whose registration is cancelled under delegated 
authority may appeal that decision directly to the Commission in 
accordance with rules 430 and 431 of the Commission's rules of practice 
(17 CFR 201.430 and 431).

ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#b7e4d2d4c5d2c3d6c5cec49af8d1d1ded4d2f7c4d2d499d0d8c1"><span class="__cf_email__" data-cfemail="e4b7818796819085969d97c9ab82828d8781a4978187ca838b92">[email protected]</span></a>.

FOR FURTHER INFORMATION CONTACT: Christine Ayako Schleppegrell, Senior 
Counsel, at 202-551-6727; SEC, Division of Investment Management, 
Investment Adviser Regulation Office, 100 F Street NE, Washington, DC 
20549-8549.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.\2\
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    \2\ 17 CFR 200.30-5(e)(2).
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J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-26113 Filed 11-24-20; 8:45 am]
BILLING CODE 8011-01-P


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