alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 33.11

 

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REPORT ON ASSESSMENT OF COMPLIANCE WITH APPLICABLE SECURITIES AND

EXCHANGE COMMISSION’S REGULATION AB SERVICING CRITERIA

 

 

For the calendar year ending December 31, 2019, National Tax Search, LLC has been a Tax Service Vendor for Wells Fargo Bank (the “Servicer”).

National Tax Search, LLC (“NTS”) is responsible for assessing compliance as of December 31, 2019 and for the period from January 1, 2019 through December 31, 2019 (the “Reporting Period”) with the servicing criteria set forth in Title 17, Section 229.1122(d) of the Code of Federal Regulations (the “CFR”).  NTS has used the servicing criteria communicated to NTS by the Servicer to assess compliance with the applicable servicing criteria.  Only servicing criteria 1122(d)(1)(ii), 1122(d)(1)(iv), 1122(d)(2)(ii), 1122(d)(2)(v), 1122(d)2(vi), 1122(d)(4)(xi), and 1122(d)(4)(xii) (the “Applicable Servicing Criteria”) are applicable to the activities NTS performs with respect to the transactions covered by this report.  NTS has determined that the remaining servicing criteria set forth in Item 1122(d) of the SEC Regulation AB are not applicable to the activities it performs with respect to the transactions covered by this report.  The transactions covered by this report include all tax payments made on behalf of the Servicer using NTS’s TaxQ system (the “Platform Transactions”).

NTS, as a vendor, has assessed its compliance with the Applicable Servicing Criteria for the Reporting Period and has concluded that NTS has complied, in all material respects, with the Applicable Servicing Criteria as of December 31, 2019 and for the Reporting Period with respect to the Platform Transactions taken as a whole.

Plante & Moran, PLLC, an independent registered public accounting firm, has issued an attestation report on the assessment of compliance with the Applicable Servicing Criteria as of December 31, 2019 and for the Reporting Period as set forth in this assertion.

National Tax Search, LLC, as Vendor to Servicer

 

/s/ Lori D. Eshoo

Lori D. Eshoo

Executive,Operations

January 30, 2020
#### Lieselotte J. Friedman, as Administratrix of the Estate of Julius L. Friedman, Deceased, Appellant, v. Society of the New York Hospital, Respondent, et al., Defendants.

No opinion. Settle order on notice. Present — Peck, P. J., Glennon, Dore, Cohn and Callahan, JJ.
#### Chester A. Alberts et al., Doing Business as C. A. Alberts *&*Co., Respondents, v. Irving Friedricks, Appellant, et al., Defendant.

Order unanimously affirmed, with $20 costs and disbursements to respondents. If there are any third parties asserting claims to this property, they may be brought in on proper application. Present — Cohn, J. P., Callahan, Breitel, Botein and Rabin, JJ.
§ 1003.7 Judicial review. Any person may file a complaint against the Inter-American Foundation in the appropriate U.S. district court, as provided in 5 U.S.C. 552a(g), whenever the Inter-American Foundation: ( a ) Makes a determination not to amend an individual's record in accordance with his or her request, or fails to make such review in conformity with that section;
( b ) Refuses to comply with an individual request;
( c ) Fails to maintain any record concerning any individual with such accuracy, relevance, timeliness, and completeness as is necessary to assure fairness in any determination relating to the qualifications, character, rights, or opportunities of, or benefits to the individual that may be made on the basis of such record, and consequently a determination is made which is adverse to the individual; or
( d ) Fails to comply under any other provision of 5 U.S.C. 552a, or any Inter-American Foundation regulation promulgated thereunder, in such a way as to have an adverse effect on an individual.
H. R. 3992 

One Hundred Twelfth Congress 

of the 

United States of America 

AT THE SECOND SESSION 

Begun and held at the City of Washington on Tuesday, 

the third day of January, two thousand and twelve 

An Act 

To allow otherwise eligible Israeli nationals to receive E–2 nonimmigrant visas 

if similarly situated United States nationals are eligible for similar nonimmigrant 

status in Israel. 

Be it enacted by the Senate and House of Representatives of 

the United States of America in Congress assembled, 

SECTION 1. NONIMMIGRANT TRADERS AND INVESTORS FROM ISRAEL. 

Israel shall be deemed to be a foreign state described in section 

101(a)(15)(E) of the Immigration and Nationality Act (8 U.S.C. 

1101(a)(15)(E)) for purposes of clauses (i) and (ii) of such section 

if the Government of Israel provides similar nonimmigrant status 

to nationals of the United States. 

Speaker of the House of Representatives. 

Vice President of the United States and

President of the Senate.
#### § 274.54 Form N-54C, notification of withdrawal of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(c) of the Investment Company Act of 1940.

This form shall be used pursuant to section 54(c) of the Investment Company Act of 1940 [15 U.S.C. 80a-53(c)] by a business development company to file a notice of withdrawal of its election under section 54(a) of the Investment Company Act of 1940 [15 U.S.C. 80a-53(a)].

The text of the form is set forth in the appendix to this release.[3]

[47 FR 10520, Mar. 11, 1982]

###### Editorial Note

#### Editorial Note:

For Federal Register citations affecting Form N-54C, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at *www.govinfo.gov.*

###### Footnotes -
  274.54

[3] A copy of Form N-54C accompanied this release as originally filed in the Office of the Federal Register.
#### ICC, International Cargo Charters, Canada, Ltd., et al., Respondents, v AeroTransporte de Carga Union, S.A., de C.V., Appellant.

[821 NYS2d 79]

Order, Supreme Court, New York County (Charles Edward Ramos, J.), entered April 27, 2005, which denied defendant’s motion for summary judgment and granted plaintiffs’ cross motion for summary judgment as to liability, unanimously affirmed, with costs.

The relevant agreements contained noncircumvention clauses prohibiting defendant air cargo service from soliciting the business of plaintiffs’ customers for a prescribed period following termination. Although defendant does not dispute that it compelled plaintiffs’ customers to contract with it within the prohibited period, thereby breaching the noncircumvention provisions, it argues that plaintiffs lacked standing to pursue these claims because certain aircraft were subsequently assigned to a third party, and in any event, the agreements were never intended to be binding.

The only affirmative defense advanced by defendant was that plaintiffs are foreign corporations not authorized to do business in New York. This is not the same as lack of standing, which was never pleaded as an affirmative defense *(see Charles Offset Co. v Hobart-McIntosh Paper Co.,*192 AD2d 419 [1993]). In any *747event, even assuming, as defendant maintains, that the standing objection may be invoked at any time, the assignments in question pertained to certain aircraft leases and not the agreements at issue here. Plaintiffs clearly remained the parties in interest under their agreements with defendants.

Moreover, there is no evidentiary support for defendant’s contention that the detailed agreements, which were carefully negotiated between the parties and from which defendant certainly benefitted, are not enforceable.

We have considered defendant’s remaining arguments and find them unavailing. Concur — Mazzarelli, J.P., Marlow, Nardelli, Gonzalez and McGuire, JJ.
§ 1006.425 When do I check to see if a person is excluded or disqualified? As an agency official, you must check to see if a person is excluded or disqualified before you— ( a ) Enter into a primary tier covered transaction;
( b ) Approve a principal in a primary tier covered transaction;
( c ) Approve a lower tier participant if agency approval of the lower tier participant is required; or
( d ) Approve a principal in connection with a lower tier transaction if agency approval of the principal is required.
###### Editorial Note on Part 260

#### Editorial Note:

Nomenclature changes to part 260 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

#### § 260.10a-4 Consent of trustee to service of process.

At the time of filing an application pursuant to Rule 10a-1 (§ 260.10a-1 of this chapter) and at such time as it files a statement of eligibility to act as trustee under an indenture qualified under the Act, an indenture trustee organized and doing business under the laws of a foreign government shall furnish to the Commission on Form F-X (§ 249.250 of this chapter) a written consent of the trustee and power of attorney designating a U. S. person with an address in the United States as agent upon whom may be served any process, pleadings, subpoenas or other papers in any Commission investigation or administrative proceeding and any civil suit or action brought against the trustee or to which the trustee has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States, or of the District of Columbia or Puerto Rico, where the investigation, proceeding or cause of action arises out of or relates to or concerns the securities in relation to which the indenture trustee proposes to act as trustee pursuant to any rule or order under section 310(a) of the Act and stipulates and agrees that any such suit, action or proceeding may be commenced by the service of process upon said agent for service of process, and that such service shall be taken and held in all courts to be as valid and binding as if due personal service thereof had been made.

[56 FR 30077, July 1, 1991]
§ 5.16 Prohibition of guarantees against loss. ( a ) No retail foreign exchange dealer, futures commission merchant or introducing broker may in any way represent that it will, with respect to any retail foreign exchange transaction in any account carried by a retail foreign exchange dealer or futures commission merchant for or on behalf of any person: ( 1 ) Guarantee such person against loss;
( 2 ) Limit the loss of such person; or
( 3 ) Not call for or attempt to collect security deposits, margin, or other deposits as established for retail forex customers.
( b ) No person may in any way represent that a retail foreign exchange dealer, futures commission merchant or introducing broker will engage in any of the acts or practices described in paragraph (a) of this section.
( c ) This section shall not be construed to prevent a retail foreign exchange dealer, futures commission merchant or introducing broker from assuming or sharing in the losses resulting from an error or mishandling of an order.
( d ) This section shall not affect any guarantee entered into prior to October 18, 2010, but this section shall apply to any extension, modification or renewal thereof entered into after such date.
From: Telander.Jeff@epamail.epa.gov [mailto:Telander.Jeff@epamail.epa.gov]

Sent: Tuesday, February 15, 2011 2:40 PM

To: Brian Sims

Cc: Susan Miller; Marinshaw, Richard; Holloway, Thomas C. (Tom); Raymond, Gabrielle

Subject: Re: Jenkins Brick and Tile Company

‐ 114 letter

Dear Mr. Sims,

We approve of your request for submittal of the 2007 and 2008 stack test results to fulfill the

requirements of the information request that was sent to you on 11/17/2010. However, we reserve the

right to require testing for metals and chlorine if we identify any QA issues with the stack test data

provided by Jenkins Brick and Tile or if we receive insufficient data from the rest of the industry.

Sincerely,

Jeff Telander

Jeff Telander

Sector Policies and Programs Division

Office of Air Quality Planning and Standards

(D243

‐ 02)

RTP, NC 27711

919

‐ 541

‐ 5427

919

‐ 541

‐ 5450 (FAX)

Overnight mail address:

US EPA

Mail Code D243

‐ 02

109 TW Alexander Drive

RTP, NC 27709
#### §§ 120.8-120.9 [Reserved]
EXHIBIT 32.1

                    CERTIFICATION OF CHIEF EXECUTIVE OFFICER
                                  AND TREASURER
                       PURSUANT TO 18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report on Form 10-KSB of HiEnergy Technologies,
Inc. (the "Company") for the fiscal year ended April 30, 2005 as filed with the
Securities and Exchange Commission on the date hereof (the "Report"), I, Bogdan
C. Maglich, Chief Executive Officer and Treasurer of the Company, hereby
certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906
of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge:

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of
the Securities Exchange Act of 1934, as amended; and

(2) The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.


                                          By:  /s/ Bogdan C. Maglich
                                              -------------------------------
                                          Bogdan C. Maglich,
                                          Chief Executive Officer, President,
                                          Treasurer and Chief Scientific Officer
                                          (Principal Executive Officer and
                                          Principal Financial Officer)

August 15, 2005

This certification accompanies the Report pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the
Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended.
### §2297h–12. AVLIS

#### (a) Exclusive right to commercialize

The Corporation shall have the exclusive commercial right to deploy and use any AVLIS patents, processes, and technical information owned or controlled by the Government, upon completion of a royalty agreement with the Secretary.

#### (b) Transfer of related property to Corporation

#### (1) In general

To the extent requested by the Corporation and subject to the requirements of the Atomic Energy Act of 1954 (42 U.S.C. 2011, et seq.), the President shall transfer without charge to the Corporation all of the right, title, or interest in and to property owned by the United States under control or custody of the Secretary that is directly related to and materially useful in the performance of the Corporation's purposes regarding AVLIS and alternative technologies for uranium enrichment, including—

(A) facilities, equipment, and materials for research, development, and demonstration activities; and

(B) all other facilities, equipment, materials, processes, patents, technical information of any kind, contracts, agreements, and leases.

#### (2) Exception

Facilities, real estate, improvements, and equipment related to the gaseous diffusion, and gas centrifuge, uranium enrichment programs of the Secretary shall not transfer under paragraph (1)(B).

#### (3) Expiration of transfer authority

The President's authority to transfer property under this subsection shall expire upon the privatization date.

#### (c) Liability for patent and related claims

With respect to any right, title, or interest provided to the Corporation under subsection (a) or (b), the Corporation shall have sole liability for any payments made or awards under section 157b.(3) of the Atomic Energy Act of 1954 (42 U.S.C. 2187(b)(3)), or any settlements or judgments involving claims for alleged patent infringement. Any royalty agreement under subsection (a) of this section shall provide for a reduction of royalty payments to the Secretary to offset any payments, awards, settlements, or judgments under this subsection.

(Pub. L. 104–134, title III, §3114, Apr. 26, 1996, 110 Stat. 1321–348.)

#### **Editorial Notes**

#### References in Text

The Atomic Energy Act of 1954, referred to in subsec. (b)(1), is act Aug. 1, 1946, ch. 724, as added by act Aug. 30, 1954, ch. 1073, §1, 68 Stat. 919, which is classified principally to this chapter (§2011 et seq.). For complete classification of this Act to the Code, see Short Title note set out under section 2011 of this title and Tables.

#### Codification

Section was enacted as part of the USEC Privatization Act and also as part of the Omnibus Consolidated Rescissions and Appropriations Act of 1996, and not as part of the Atomic Energy Act of 1954 which comprises this chapter.
Editorial Note on Part 200
Editorial Note: Nomenclature changes to part 200 appear at 76 FR 60371, Sept. 29, 2011.

§ 200.508 Requests for mandatory review for declassification. ( a ) Requests for mandatory review of a Commission document for declassification may be made by any United States citizen or permanent resident alien, including Commission employees, or a Federal agency, or a State or local government. The request shall be in writing and shall be sent to the Office of the Chief Operating Officer, Attn: Mandatory Review Request, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549.
( b ) The request shall describe the material sufficiently to enable the Commission to locate it. Requests with insufficient description of the material will be returned to the requester for further information.
( c ) Within 5 days of receiving a request for declassification, the Commission shall acknowledge its receipt. If the document was derivatively classified by the Commission or originally classified by another agency, the request and the document shall be forwarded promptly to the agency with original classification authority together with the Commission's recommendation to withhold any of the information where appropriate. The requester shall be notified of the referral.
( d ) If the request requires the provision of services by the Commission, fair and equitable fees may be charged under title 5 of the Independent Offices Appropriation Act, 65 Stat. 290, 31 U.S.C. 483a.
[44 FR 65737, Nov. 15, 1979, as amended at 47 FR 47237, Oct. 25, 1982; 51 FR 5315, Feb. 13, 1986; 73 FR 32226, June 5, 2008]
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Health and Human Services

###### National Institutes of Health

Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended, notice is hereby given of the following meeting.

The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.

*Name of Committee:*                         National Institute of Allergy and Infectious Diseases Special Emphasis Panel; “Advancing mAbs to Achieve a Drug-free Sustained HIV Virologic Remission”.                    

*Date:*                         February 12, 2019.                    

*Time:*                         1:00 p.m. to 4:00 p.m.                    

*Agenda:*                         To review and evaluate grant applications.                    

*Place:*                         National Institutes of Health, 5601 Fishers Lane, Rockville, MD 20892 (Telephone Conference Call).                    

*Contact Person:*                         Cynthia L. De La Fuente, Ph.D., Scientific Review Program, DEA/NIAID/NIH/DHHS, 5601 Fishers Lane, MSC-9823, Rockville, MD 20852, 240-669-2740,                         *cynthia.delafuente@nih.gov.*

This meeting notice is being published less than 15 days in advance of the meeting due to the partial Government shutdown of December 2018.

(Catalogue of Federal Domestic Assistance Program Nos. 93.855, Allergy, Immunology, and Transplantation Research; 93.856, Microbiology and Infectious Diseases Research, National Institutes of Health, HHS)

Dated: January 17, 2019.

Natasha M. Copeland,

Program Analyst, Office of Federal Advisory Committee Policy.

[FR Doc. 2019-00185 Filed 1-28-19; 8:45 am]

 BILLING CODE 4140-01-P
[Federal Register Volume 69, Number 238 (Monday, December 13, 2004)]
[Notices]
[Pages 72222-72223]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 04-27390]


=======================================================================
-----------------------------------------------------------------------

NATIONAL CREDIT UNION ADMINISTRATION


Notice of Meeting; Sunshine Act

TIME AND DATE: 10 a.m., Thursday, December 16, 2004.

PLACE: Board Room, 7th Floor, Room 7047, 1775 Duke Street, Alexandria, 
VA 22314-3428.

STATUS:  Open.

MATTERS TO BE CONSIDERED:
    1. Missouri Member Business Loan Rule Proposed Changes.
    2. Texas Member Business Loan Rule Proposed Changes.
    3. National Credit Union Share Insurance Fund (NCUSIF) Operating 
Level for 2005.

RECESS: 11:15a.m.

TIME AND DATE:  11:30 a.m., Thursday, December 16, 2004.

PLACE:  Board Room, 7th Floor, Room 7047, 1775 Duke Street, Alexandria, 
Va 22314-3428.

STATUS: Closed.

MATTERS TO BE CONSIDERED: 1. Administrative Action under section

[[Page 72223]]

206(g)(7) of the Federal Credit Union Act. Closed pursuant to 
exemptions (6) and (8).

FOR FURTHER INFORMATION CONTACT:  Mary Rupp, Secretary of the Board, 
telephone: (703) 581-6304.

Mary Rupp,
Secretary of the Board.
[FR Doc. 04-27390 Filed 12 -9-04; 3:47 pm]
BILLING CODE 7535-01-M
§ 246.3 Base risk retention requirement. ( a ) *Base risk retention requirement.* Except as otherwise provided in this part, the sponsor of a securitization transaction (or majority-owned affiliate of the sponsor) shall retain an economic interest in the credit risk of the securitized assets in accordance with any one of §§ 246.4 through 246.10. Credit risk in securitized assets required to be retained and held by any person for purposes of compliance with this part, whether a sponsor, an originator, an originator-seller, or a third-party purchaser, except as otherwise provided in this part, may be acquired and held by any of such person's majority-owned affiliates (other than an issuing entity).
( b ) *Multiple sponsors.* If there is more than one sponsor of a securitization transaction, it shall be the responsibility of each sponsor to ensure that at least one of the sponsors of the securitization transaction (or at least one of their majority-owned or wholly-owned affiliates, as applicable) retains an economic interest in the credit risk of the securitized assets in accordance with any one of §§ 246.4, 246.5, 246.8, 246.9, or 246.10.