alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
§ 41.49 Filing proposed margin rule changes with the Commission. ( a ) *Notification requirement for notice-designated contract markets.* Any self-regulatory authority that is registered with the Commission as a designated contract market under section 5f of the Act shall, when filing a proposed rule change regarding customer margin for security futures with the SEC for approval in accordance with section 19(b)(2) of the Exchange Act, concurrently provide to the Commission a copy of such proposed rule change and any accompanying documentation filed with the SEC.
( b ) *Filing requirements under the Act.* Any self-regulatory authority that is registered with the Commission as a designated contract market under section 5 of the Act shall, when filing a proposed rule change regarding customer margin for security futures with the SEC for approval in accordance with section 19(b)(2) of the Exchange Act, submit such proposed rule change to the Commission as follows: ( 1 ) If the self-regulatory authority elects to request the Commission's prior approval for the proposed rule change pursuant to section 5c(c)(2) of the Act, it shall concurrently file the proposed rule change with the Commission in accordance with § 40.5 of this chapter.
( 2 ) If the self-regulatory authority elects to implement a proposed rule change by written certification pursuant to section 5c(c)(1) of the Act, it shall concurrently provide to the Commission a copy of the proposed rule change and any accompanying documentation filed with the SEC. Promptly after obtaining SEC approval for the proposed rule change, such self-regulatory authority shall file its written certification with the Commission in accordance with § 40.6 of this chapter.
[67 FR 53171, Aug. 14, 2002, as amended at 77 FR 66346, Nov. 2, 2012]
Exhibit No. 32

# Certification of
Steven J. Smith, Chairman and Chief Executive Officer and Paul M. Bonaiuto, Executive
Vice President and Chief Financial Officer of Journal Communications, Inc.,
pursuant to 18 U.S.C. Section 1350

Solely for the purposes of complying
with 18 U.S.C. s.1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002, we, the undersigned Chairman and Chief Executive Officer and the Executive Vice
President and Chief Financial Officer of Journal Communications, Inc. (the
Company), hereby certify, based on our knowledge, that the Quarterly Report on
Form 10-Q of the Company for the quarter ended June 26, 2005 (the Report)
fully complies with the requirements of Section 13(a) of the Securities Exchange Act of
1934 and that information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.

/s/ Steven J. Smith
Steven J. Smith, Chairman
and Chief Executive Officer

/s/ Paul M. Bonaiuto
Paul M. Bonaiuto,
Executive Vice President and Chief Financial Officer
#### § 1305.5 Service of demands.

Demands for official documents, information or testimony must be in writing, and served on the General Counsel, Millennium Challenge Corporation, 875 Fifteenth Street NW., Washington, DC 20005-2221.
Michigan Supreme Court

Lansing, Michigan

Stephen J. Markman, Chief Justice

Brian K. Zahra

Bridget M. McCormack

David F. Viviano 

Richard H. Bernstein

Joan L. Larsen

Kurtis T. Wilder,

Justices

I, Larry S. Royster, Clerk of the Michigan Supreme Court, certify that the

foregoing is a true and complete copy of the order entered at the direction of the Court.

 June 16, 2017

Order 

Clerk

June 16, 2017

155657(115)

PEOPLE OF THE STATE OF MICHIGAN,

Plaintiff-Appellee, SC: 155657

v COA: 329456

Wayne CC: 14-001097-FH

TIMOTHY E. WHITEUS, Defendant-Appellant. 

_________________________________________/

On order of the Chief Justice, the motion of defendant-appellant to exceed the 

page limit restriction for his reply is GRANTED. The reply submitted on May 19, 2017, 

is accepted for filing.+
Editorial Note on Part 240
Editorial Note: Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

§ 240.15b9-1 Exemption for certain exchange members. Any broker or dealer required by section 15(b)(8) of the Act (15 U.S.C. 78 o (b)(8)) to become a member of a registered national securities association shall be exempt from such requirement if it: ( a ) Is a member of a national securities exchange;
( b ) Carries no customer accounts; and
( c ) Effects transactions in securities solely on a national securities exchange of which it is a member, except that with respect to this paragraph (c): ( 1 ) A broker or dealer may effect transactions in securities otherwise than on a national securities exchange of which the broker or dealer is a member that result solely from orders that are routed by a national securities exchange of which the broker or dealer is a member to comply with § 242.611 of this chapter or the Options Order Protection and Locked/Crossed Market Plan; or
( 2 ) A broker or dealer may effect transactions in securities otherwise than on a national securities exchange of which the broker or dealer is a member, with or through another registered broker or dealer, that are solely for the purpose of executing the stock leg of a stock-option order. A broker or dealer seeking to rely on this exception shall establish, maintain and enforce written policies and procedures reasonably designed to ensure and demonstrate that such transactions are solely for the purpose of executing the stock leg of a stock-option order. Such broker or dealer shall preserve a copy of its policies and procedures in a manner consistent with § 240.17a-4 until three years after the date the policies and procedures are replaced with updated policies and procedures.
[88 FR 61893, Sept. 7, 2023]
No: 13-072 September 5, 2013

CONTACT: David McIntyre, 301-415-8200 

NRC Schedules 12 Meetings Nationwide on Waste Confidence 

Proposed Rule and Environmental Study

The Nuclear Regulatory Commission staff will hold 12 meetings nationwide this autumn to 

receive public comment on a proposed rule on the extended storage of spent nuclear fuel at closed 

reactor sites and the draft environmental study that supports the rule. The goal of these meetings is to 

ensure that the NRC’s review is comprehensive, open, and inclusive and will inform the next phase of 

the agency’s work.

The proposed rule and environmental study, collectively known as “waste confidence,” are 

scheduled to be published Sept. 13. Publication will initiate a 75-day public comment period (through 

Nov. 27). The 12 meetings that follow will support the public comment period.

The proposed rule was developed to replace a provision in NRC’s environmental regulations 

that was updated in 2010 but struck down last year by the U.S. Court of Appeals for the District of 

Columbia Circuit. Following the court ruling, the Commission directed the staff to develop a new rule 

and a generic environmental impact statement (GEIS) on the extended storage of spent fuel beyond a 

reactor’s licensed life.

The meetings are scheduled for the following dates and cities. Details on venues are available in 

a Federal Register notice to be published Sept. 6.

 October 1, NRC headquarters, Rockville, Md.

 October 3, Denver.

 October 7, San Luis Obispo, Calif.

 October 9, Carlsbad, Calif.

 October 15, Perrysburg, Ohio.

 October 17, Minnetonka, Minn.

 October 28, Chelmsford, Mass.

 October 30, Tarrytown, N.Y.
Page | 2

 November 4, Charlotte, N.C.

 November 6, Orlando, Fla.

 November 14, NRC headquarters, Rockville, Md.

Responding to public interest, the staff will hold an additional meeting in Illinois during the 

public comment period. Details of this meeting will be announced on the NRC’s waste confidence 

webpage as they are finalized.

The regional meetings will be held from 7-10 p.m. local time, and will be transcribed. The 

meetings at NRC headquarters will run from 2-5 p.m. EST, and will be webcast as well as transcribed. 

NRC staff members will be available for informal discussions an hour before each meeting.
#### Marketplace Realty et al., Respondents, v Estate of Joseph Robinson et al., Appellants.

[716 NYS2d 890]

—In an action to recover a real estate brokerage commission, the defendants appeal (1), as limited by their brief, from so much of an order of the Supreme Court, Suffolk County (Oliver, J.), dated August 11, 1999, as granted the plaintiffs’ motion for summary judgment on the complaint and denied their cross motion for summary judgment dismissing the complaint, and (2) from a judgment of the same court, dated September 16, 1999, which is in favor of the plaintiffs and against them in the principal sum of $14,100.

Ordered that the appeal from the order is dismissed; and it is further,

Ordered that the judgment is affirmed; and it is further,

Ordered that the respondents are awarded one bill of costs.

The appeal from the intermediate order must be dismissed because the right of direct appeal therefrom terminated with the entry of judgment in the action *(see, Matter of Aho,*39 NY2d 241, 248). The issues raised on appeal from the order are brought up for review and have been considered on the appeal from the judgment (CPLR 5501 [a] [1]).

The plaintiffs established their entitlement to summary judg*432ment on the complaint *(see, Ormond Park Realty v Round Hill Dev. Corp.,*266 AD2d 523). Contrary to the defendants’ contention, the Supreme Court properly concluded that they were liable as agents for an undisclosed or unidentified principal *(see, Kaplon-Belo Assocs. v Farrelly,*221 AD2d 321). O’Brien, J. P., Thompson, H. Miller and Schmidt, JJ., concur.
#### The People of the State of New York, Respondent, v Alphonso Di Tillio, Appellant.

(Appeal No. 2.)

[715 NYS2d 683]

—Resentence unanimously affirmed *(see, People v Saunders,*190 AD2d 1092, 1093, *Iv denied*81 NY2d 1019). (Appeal from Resentence of Niagara County Court, Broderick, J.— Resentence.) Present — Pigott, Jr., P. J., Wisner, Kehoe and Balio, JJ.
#### § 123.12 Shipments between U.S. possessions.

An export license is not required for the shipment of defense articles between the United States, the Commonwealth of Puerto Rico, and U.S. possessions. A license is required, however, for the export of defense articles from these areas to foreign countries.
Exhibit 32.2





CERTIFICATION PURSUANT TO


18 U.S.C. SECTION 1350,


AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002








In connection with the Quarterly Report of Ocean Smart, Inc. (the “Company”) on Form 10-Q for the period ending February 28, 2010, as filed with the Securities and Exchange Commission on the date hereof (the “Report’), I, Michael Boswell, Acting Chief Accounting Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:





(1)  The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and





(2)  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated.








Date:  April 19, 2010





/s/  Michael Boswell


Acting Chief Accounting Officer
<TABLE> <S> <C>


<ARTICLE>                     5

<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                             DEC-31-2000
<PERIOD-START>                                APR-1-2000
<PERIOD-END>                                  JUN-30-2000
<CASH>                                        6,944,754
<SECURITIES>                                  1,103,843
<RECEIVABLES>                                 301,932
<ALLOWANCES>                                  (10,000)
<INVENTORY>                                   357,291
<CURRENT-ASSETS>                              8,778,499
<PP&E>                                        651,820
<DEPRECIATION>                                (412,508)
<TOTAL-ASSETS>                                9,066,213
<CURRENT-LIABILITIES>                         258,695
<BONDS>                                       0
<PREFERRED-MANDATORY>                         0
<PREFERRED>                                   0
<COMMON>                                      13,975
<OTHER-SE>                                    8,780,019
<TOTAL-LIABILITY-AND-EQUITY>                  9,066,213
<SALES>                                       389,765
<TOTAL-REVENUES>                              389,765
<CGS>                                         342,339
<TOTAL-COSTS>                                 910,670
<OTHER-EXPENSES>                              (221,587)
<LOSS-PROVISION>                              0
<INTEREST-EXPENSE>                            150
<INCOME-PRETAX>                               (299,468)
<INCOME-TAX>                                  0
<INCOME-CONTINUING>                           (299,468)
<DISCONTINUED>                                0
<EXTRAORDINARY>                               0
<CHANGES>                                     0
<NET-INCOME>                                  (299,468)
<EPS-BASIC>                                   (.02)
<EPS-DILUTED>                                 (.02)



</TABLE>
**Exhibit 32.2**

 

CERTIFICATIONPURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with theQuarterly Report of MarkWest Hydrocarbon, Inc. (the “Company”), on Form 10-Qfor the period ending March 31, 2004, as filed with the Securities and ExchangeCommission on the date hereof (the “Report”), I, Ted S. Smith, Chief AccountingOfficer of the Company, certify, to the best of my knowledge, pursuant to 18U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002,that:

 

(1) The Report fullycomplies with the requirements of section 13(a) or 15(d) of the SecuritiesExchange Act of 1934; and

 

(2) The informationcontained in the Report fairly presents, in all material respects, thefinancial condition and results of operations of the Company.

 

 
| /s/ Ted S. Smith          |   |
|---------------------------|--------|
|                      |
| Ted S. Smith              |
| Chief  Accounting Officer |
|                      |
| May 12, 2004              |

 

1

----
#### § 38.255 Risk controls for trading.

The designated contract market must establish and maintain risk control mechanisms to prevent and reduce the potential risk of price distortions and market disruptions, including, but not limited to, market restrictions that pause or halt trading in market conditions prescribed by the designated contract market.
#### § 1422.19 Tally of ballots.

Upon the conclusion of the election, the Regional Director shall cause to be furnished to the parties a tally of ballots.
§ 247.775 Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities. ( a ) A bank that meets the conditions for an exception or exemption from the definition of the term “broker” except for the condition in section 3(a)(4)(C)(i) of the Act (15 U.S.C. 78c(a)(4)(C)(i)), is exempt from such condition to the extent that it effects a transaction in a *covered security,* if: ( 1 ) Any such security is neither traded on a national securities exchange nor through the facilities of a national securities association or an interdealer quotation system;
( 2 ) The security is distributed by a registered broker or dealer, or the sales charge is no more than the amount permissible for a security sold by a registered broker or dealer pursuant to any applicable rules adopted pursuant to section 22(b)(1) of the Investment Company Act of 1940 (15 U.S.C. 80a-22(b)(1)) by a securities association registered under section 15A of the Act (15 U.S.C. 78o-3); and
( 3 ) Any such transaction is effected: ( i ) Through the National Securities Clearing Corporation; or
( ii ) Directly with a transfer agent or with an insurance company or separate account that is excluded from the definition of transfer agent in Section 3(a)(25) of the Act.
( b ) *Definitions.* For purposes of this section: ( 1 ) *Covered security* means: ( i ) Any security issued by an open-end company, as defined by section 5(a)(1) of the Investment Company Act (15 U.S.C. 80a-5(a)(1)), that is registered under that Act; and
( ii ) Any variable insurance contract funded by a separate account, as defined by section 2(a)(37) of the Investment Company Act (15 U.S.C. 80a-2(a)(37)), that is registered under that Act.
( 2 ) *Interdealer quotation system* has the same meaning as in 17 CFR 240.15c2-11.
( 3 ) *Insurance company* has the same meaning as in 15 U.S.C. 77b(a)(13).
[72 FR 56554, Oct. 3, 2007, as amended at 73 FR 20780, Apr. 17, 2008]
#### § 1008.515 Are there any exceptions to those actions?

The Inter-American Foundation may waive with respect to a particular award, in writing, a suspension of payments under an award, suspension or termination of an award, or suspension or debarment of a recipient if the Inter-American Foundation determines that such a waiver would be in the public interest. This exception authority cannot be delegated to any other official.
~.

#'. • .:••

State of Washington

JOHN SPELLMAN. Governor

Mr. John R. Spencer

Regional Administrator

Region X

United States Environmental

Protection Agency

1200 Sixth Avenue

Seattle, WA 98101

Dear Mr. Spencer:

May 3, 1982 OFFICE OF THE GOVERNOR

fR?@:@@;D \l!l§fDJ

MAY 6 1982

WASTE MANAGEMENT BRANCH

In accordance with Public Law 94-580, Subtitle C, Section 3006(c), 1976,

the state of Washington hereby applies Interim Authorization for Phase I

and Phase II, components A and B, to administer the State Dangerous Waste

Management program in lieu of the Federal program.

The attached application and its component parts represent over a year

of effort in its preparation, including the adoption of new Dangerous

Waste Regulations. We feel that the evidence submitted in this application

will show that the State Program is substantially equivalent to the Federal

Program and, as such, should be granted interim authtDrization.

I would like to extend my appreciation to the Environmental Protection

Agency's Region X and Headquarters hazardous waste staff who provided us

with a continuous review of the component parts of the application as

they were developed.

If there are any questions or if additional information is needed,

please contact Donald W. Moos, Director of the Department of Ecology.

Enclosure

cc: Senator Henry M. Jackson, wlo encl.

Senator Slade Gorton, wlo encl.

Representative Don Bonker, wlo encl.

Representative Norman D. Dicks, wlo encl.

Representative Thomas S. Foley, wlo encl.

Representative Mike Lowry, wlo encl.

Representative Sid W. Morrison, wlo encl.

Representative Joel Pritchard, wlo encl.

Representative Al Swift, wlo encl.

MAY 5 ;982

Or;:.:E ~.F

REGIONAL ADMINISTR&.'fftR ", .' .. ' -.. - ... ..

Legislative Building • Olympia, Washington 98504 • (206) 753-6780 • (Scan) 234-6780

~3
[Federal Register Volume 69, Number 240 (Wednesday, December 15, 2004)]
[Notices]
[Pages 75072-75073]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 04-27441]


-----------------------------------------------------------------------

FEDERAL MARITIME COMMISSION


Ocean Transportation Intermediary License Revocations

    The Federal Maritime Commission hereby gives notice that the 
following Ocean Transportation Intermediary licenses have been revoked 
pursuant to section 19 of the Shipping Act of 1984 (46 U.S.C. app. 
1718) and the regulations of the Commission pertaining to the licensing 
of Ocean Transportation Intermediaries, effective on the corresponding 
date shown below:

    License Number: 017473F.
    Name: Eagle Pacific, Corp.
    Address: 182-16 149th Road, Rm. 288, Jamaica, NY 11413.
    Date Revoked: November 12, 2004.
    Reason: Failed to maintain a valid bond.

    License Number: 003621F.
    Name: I.C.C. Products, Inc. dba I.C.C. Cargo Services.
    Address: 9939 NW. 89th Avenue, Bay 2, Medley, FL 33178.
    Date Revoked: November 15, 2004.
    Reason: Failed to maintain a valid bond.

    License Number: 017600N.
    Name: KTL International, Inc.
    Address: 1280 Louis Avenue, Elk Grove Village, IL 60007.
    Date Revoked: November 12, 2004.

[[Page 75073]]

    Reason: Surrendered license voluntarily.

    License Number: 015646N.
    Name: Universe Freight Brokers, Inc. dba Seacarriers.
    Address: 3625 NW. 82nd Avenue, Suite 401, Miami, FL 33126.
    Date Revoked: October 30, 2004.
    Reason: Failed to maintain a valid bond.

Sandra L. Kusumoto,
Director, Bureau of Certification and Licensing.
[FR Doc. 04-27441 Filed 12-14-04; 8:45 am]
BILLING CODE 6730-01-P
§ 9.1 Scope of rules. ( a ) *Matters included.* This part governs the review by the Commission, pursuant to section 8c of the Act, as amended, of any suspension, expulsion, disciplinary or access denial action, or other adverse action by an exchange.
( b ) *Matters excluded.* This part does not apply to and the Commission will not accept notices of appeal, or petitions for stay pending review, of: ( 1 ) Any arbitration proceeding, regardless of whether the proceeding involved a controversy between members of an exchange;
( 2 ) Except as provided in §§ 9.11(a), (b)(3)(i) through (v), and (c), and 9.12(a) and 9.13 (concerning the notice, effective date and publication of a disciplinary or access denial action), any summary action permitted under the provisions of part 37, appendix B, Core Principle 2, paragraph (a)(13) of this chapter or part 38, appendix B, Core Principle 13, paragraph (a)(6) of this chapter imposing a minor penalty for the violation of exchange rules relating to decorum or attire, or relating to the timely submission of accurate records required for clearing or verifying each day's transactions or other similar activities; and
( 3 ) Any exchange action arising from a claim, grievance, or dispute involving cash market transactions which are not a part of, or directly connected with, any transaction for the purchase, sale, delivery or exercise of a commodity for future delivery, a commodity option, or a swap.
( 4 ) The Commission will, upon its own motion or upon motion filed pursuant to § 9.21(b), promptly notify the appellant and the exchange that it will not accept the notice of appeal or petition for stay of matters specified in this paragraph. The determination to decline to accept a notice of appeal will be without prejudice to the appellant's right to seek alternate forms of relief that may be available in any other forum.
( c ) *Applicability of these part 9 rules.* Unless otherwise ordered, these rules will apply in their entirety to all appeals, and matters relating thereto.
[52 FR 25366, July 7, 1987, as amended at 59 FR 5701, Feb. 8, 1994; 83 FR 1546, Jan. 12, 2018]