alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 35.1

AMERICAN HONDA FINANCE CORPORATION

ANNUAL COMPLIANCE CERTIFICATE

PURSUANT TO SECTION 3.11(a) OF THE 

SALE AND SERVICING AGREEMENT AND

ITEM 1123 OF REGULATION AB

I, Paul C. Honda, do hereby certify that I am the Vice President and Assistant Secretary of American Honda Finance Corporation, a California corporation (the “Company”), and further certify on behalf of the Company in its capacity as servicer (the “Servicer” and “Sponsor”) under the Sale and Servicing Agreement (the “Agreement”) dated as of August 27, 2019 among the Servicer and Sponsor, American Honda Receivables LLC, as Seller, and Honda Auto Receivables 2019-3 Owner Trust, as follows:

|   | (i) | A review of the activities of the Servicer during the reporting period ended March 31, 2020, and of its performance under the Agreement has been made under my supervision. |
|--------|-----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|   | (ii) | To the best of my knowledge, based on such review, the Servicer has fulfilled all of its obligations under the Agreement throughout such period in all material respects. |
|--------|------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

IN WITNESS WHEREOF, I have hereunto set my hand this 29th day of May, 2020.

 

|   | /s/ Paul C. Honda                                    |
|--------|------------------------------------------------------|
|   | Paul C. Honda                                        |  |
|   | Vice President and Assistant Secretary               |  |
|   | (senior officer in charge of the servicing function) |  |
### §§2769 to 2769f. Repealed. Pub. L. 93–203, title VI, §614, Dec. 28, 1973, 87 Stat. 883

Section 2769, Pub. L. 88–452, title I, §161, as added Pub. L. 91–177, title II, §201, Dec. 30, 1969, 83 Stat. 833, set out Congressional statement of purpose in providing for special work and career development programs.

Section 2769a, Pub. L. 88–452, title I, §162, as added Pub. L. 91–177, title II, §201, Dec. 30, 1969, 83 Stat. 834, provided for special programs for unemployed.

Section 2769b, Pub. L. 88–452, title I, §163, as added Pub. L. 91–177, title II, §201, Dec. 30, 1969, 83 Stat. 834, provided for establishment of internal administrative procedures by Director covering special work and career development programs.

Section 2769c, Pub. L. 88–452, title I, §164, as added Pub. L. 91–177, title II, §201, Dec. 30, 1969, 83 Stat. 835, set out certain special conditions covering special work and career development programs.

Section 2769d, Pub. L. 88–452, title I, §165, as added Pub. L. 91–177, title II, §201, Dec. 30, 1969, 83 Stat. 835, set out criteria for program participants.

Section 2769e, Pub. L. 88–452, title I, §166, as added Pub. L. 91–177, title II, §201, Dec. 30, 1969, 83 Stat. 835, set out criteria for equitable distribution of assistance among States.

Section 2769f, Pub. L. 88–452, title I, §167, as added Pub. L. 91–177, title II, §201, Dec. 30, 1969, 83 Stat. 836, set limitations on Federal assistance.

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date of Repeal

Pub. L. 93–203, title VI, §614, Dec. 28, 1973, 87 Stat. 883, provided that the repeal by that section is effective with respect to fiscal years after June 30, 1974.
Contacts. With whom outside the FM has this proposal been discuFsed?

Organization Person Contacted I Date Response

National Business Aircraft Association Eli Cotti 1/»/01 ~

Rcgion::tl Airline Association Davc Lotterer

1JP/tfl. -

Aircrllft Owners & Pilots Assoria1ion Robcrt Hackman 1J~~1 -

ATA Craig Fabinn 9/]o/t/1 -
§ 287.2 Periodic reports. ( a ) Within 60 days after the end of each of its fiscal quarters, the Bank shall file with the Commission the following information: ( 1 ) Information as to any purchases or sales by the Bank of its primary obligations during such quarter.
( 2 ) Copies of the Bank's regular quarterly financial statement.
( 3 ) Copies of any material modifications or amendments during such quarter of any exhibits (other than ( i ) constituent documents defining the rights of holders of securities of other issuers guaranteed by the Bank, and
( ii ) loans and guaranty agreements to which the Bank is a party) previously filed with the Commission under any statute.
( b ) Copies of each annual report of the Bank to its Board of Governors shall be filed with the Commission within 10 days after the submission of such report to the Board of Governors.
§ 1006.850 What is the standard of proof in a debarment action? ( a ) In any debarment action, we must establish the cause for debarment by a preponderance of the evidence.
( b ) If the proposed debarment is based upon a conviction or civil judgment, the standard of proof is met.
#### § 1006.225 How do I know if a transaction in which I may participate is a covered transaction?

As a participant in a transaction, you will know that it is a covered transaction because the agency regulations governing the transaction, the appropriate agency official, or participant at the next higher tier who enters into the transaction with you, will tell you that you must comply with applicable portions of this part.
FORM 13F COVER PAGE

Report for the Calendar Year or Quarter Ended: June 30,2004

Check here if Amendment [   ]; Amendment Number:
This Amendment (Check only one.):  [   ] is a restatement.
                                   [   ] adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:    Continental Casualty Company
Address: CNA Plaza
	 Chicago, IL 60685


13F File Number:  28-387

The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.


Person Signing this Report on Behalf of Reporting Manager:

Name:  Lynne Gugenheim
Title: Senior Vice President and Deputy General Counsel
Phone: (312) 822 4921
Signature, Place, and Date of Signing:
August 13,2004
Chicago, Illinois,60685
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934

Report Type (Check only one.):

 [    ]              13F HOLDINGS REPORT.

 [  x ]              13F NOTICE.

 [    ]              13F COMBINATION REPORT.

List of Other Managers Reporting for this Manager:

The securities on which Continental Casualty Company exercises
shared investment discretion have been reported upon by CNA
Financial Corporation on behalf of Continental Casualty Company.
<Page>
CHEMICALS – PLASTICS - 
Eastman Chemical Company

 A global manufacturer of chemicals, plastics and 

headquartered in Kingsport headquartered in Kingsport, Tennessee Tennessee

 Founded in 1920 in Kingsport, TN by George Ea Spun off from Eastman Kodak in 1994 and beca

Spun off from Eastman Kodak in 1994 and beca

publically-traded company

 Produces over 1200 products 2010 Sales Revenue of $5.8 billion 10,000 employees worldwide
Tennessee Operations – Kingsport, TN

 One of 10 largest One of 10 largest withdrawers of cooling wat

withdrawers of cooling wat

US manufacturing sector (up to 500 MGD)

 Located on South Fork of the Holston River, 

headwater stream to the Tennessee River sy

 3 CWIS located 4-5.8 km below a TVA dam w

rel ld t ith f t d i ifi 

leases cold wa

ter with

frequen

t an

d signific

fluctuations in flow volume and velocity caustheir h

y g droelectric 

generation schedule 

 Utilize un-modified course mesh traveling sc
Impingement Costs

• Costs do not include the 4 re

q ,p ,p 

uired entrainment studies, peer reviews, potential en

permitting, operation & maintenance, facility downtime, business interruption, or immonitoring.

** Engineering cost estimate to replace Ristroph screens, reduce velocity and reduce p

entrapment = $120M 
Academy of Natural Sciences River St

 Si 1965 Since 1965, th Phil d l hi A d f N t 

the Phil

a

d

elphia 

Aca

demy o

f

N

a

tura

Sciences has conducted biological surveys of thu

pstream and downstream from Eastman.
Academy of Natural Sciences Fish Stud

 Low species diversity at both the upstream reference site an

the CWIS attributed to Patrick Henry dam.

 Predominate s

pecies near CWIS are nongame fish: white s

(42%), Tennessee snubnose darters (18%), common carp (and central stonerollers (9%). Other species 

≤ 3% of total ca

 “The structure of the fish assemblage at Zone 2A does not a

be particularly vulnerable to impingement, 

based on habitat and size structure of fish caught.”
Third Party pg Im in ement Study

 Collected impinged fish from B-269 and B-63 CW

(approximately half of the total intake volume) ov24 hour peri do s.

 One minnow caught resulting in 

an impingement rate of an impingement rate of

0.0023 fish/MG or 378 fish/year.
Eastman’s Position on Proposed CW

 EPA should not impose 316(b) standards where 

exceed the benefits exceed the benefits.

 Impingement control requirements should be bas

site specific site specific determination or a determination or

a deminimus deminimus impin

impin

rate.

 Eastman can not pass along the costs to our cus

not pass along the costs to our cus

 Manufacturing facilities are unique and different 

utility sector utility sector. EPA should not impose the same st

EPA should not impose the same st

on existing manufacturing facilities and existing u
§ 1203.735-215 General conduct prejudicial to the Government. ( a ) An employee shall not engage in criminal, infamous, dishonest, immoral, or notoriously disgraceful conduct, or other conduct prejudicial to the Government.
( b ) An employee abroad is also obligated to obey the laws of the country in which the employee is present.
( c ) An employee shall observe the requirements of courtesy, consideration, and promptness in dealing with or serving the public.
**ARTICLES      OF AMENDMENT**

**TO      THE**

**ARTICLES      OF INCORPORATION OF**

**MEDICAL      MEDIA TELEVISION, INC.**

**“ARTICLE      IV - CAPITAL STOCK**

|   | **The                Corporation is authorized to issue Two Hundred Seventy-Five Million                (275,000,000) shares of capital stock, designated as follows: (a)                Two                Hundred Fifty Million (250,000,000) shares of Common Stock, par value                $0.0005 per share which shall be designated as “Common Stock”; and (b)                Twenty-Five Million (25,000,000) shares of Preferred Stock, no par                value                per share, which shall be designated “Preferred Stock,” to be issued in                such series with such designations, rights, privileges and preferences,                dividends, splits, conversions or other issues as shall be determined                from                time to time by the Board of Directors of the                Corporation.”** |   |
|--------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|

|         |                                    |                             |
|--------------|-----------------------------------------|----------------------------------|
|         | MEDICAL MEDIA TELEVISION, INC.          |
|    |                               |                        |
|         | By:                           | /s/              Philip M. Cohen |
|         | Philip              M. Cohen, President |

|   |                                     |                              |
|--------|------------------------------------------|-----------------------------------|
|   | By:                            | /s/                Teresa J. Bray |
|   | Teresa                J. Bray, Secretary |

----
#### § 128.14 Confidentiality of proceedings.

Proceedings under this part are confidential. The documents referred to in § 128.17 are not, however, deemed to be confidential. Reports of the Administrative Law Judge and copies of transcripts or recordings of hearings will be available to parties and, to the extent of their own testimony, to witnesses. All records are available to any U.S. Government agency showing a proper interest therein.

[61 FR 48834, Sept. 17, 1996]
#### § 449.3 Form G-FIN-4, notification by persons associated with financial institutions that are government securities brokers and dealers pursuant to section 15C(a)(1)(B)(i) of the Securities Exchange Act of 1934 and § 400.4 of this chapter.

This form is to be used by associated persons of financial institutions that are government securities brokers or dealers to provide certain information to the financial institution and the appropriate regulatory agency concerning employment, residence, and statutory disqualification. The form is promulgated by the Department of the Treasury and is available from the Board of Governors of the Federal Reserve System, the Comptroller of the Currency, the Federal Deposit Insurance Corporation, and the SEC.

[52 FR 27956, July 24, 1987, as amended at 79 FR 38456, July 8, 2014]

###### Editorial Note

#### Editorial Note:

For Federal Register citations affecting Form G-FIN-4, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at *www.govinfo.gov.*
### §16524. Study on the benefits of economic dispatch

#### (a) Study

The Secretary, in coordination and consultation with the States, shall conduct a study on—

(1) the procedures currently used by electric utilities to perform economic dispatch;

(2) identifying possible revisions to those procedures to improve the ability of nonutility generation resources to offer their output for sale for the purpose of inclusion in economic dispatch; and

(3) the potential benefits to residential, commercial, and industrial electricity consumers nationally and in each state 1 if economic dispatch procedures were revised to improve the ability of nonutility generation resources to offer their output for inclusion in economic dispatch.

#### (b) Definition

The term "economic dispatch" when used in this section means the operation of generation facilities to produce energy at the lowest cost to reliably serve consumers, recognizing any operational limits of generation and transmission facilities.

#### (c) Report to Congress and the States

Not later than 90 days after August 8, 2005, and on a yearly basis following, the Secretary shall submit a report to Congress and the States on the results of the study conducted under subsection (a), including recommendations to Congress and the States for any suggested legislative or regulatory changes.

(Pub. L. 109–58, title XVIII, §1832, Aug. 8, 2005, 119 Stat. 1138.)

1 So in original. Probably should be capitalized.
#### Susan Brady et al., Appellants, v Bisogno & Meyerson et al., Respondents.

[819 NYS2d 558]

In an action to recover damages for legal malpractice, the plaintiffs appeal from an order of the Supreme Court, Kings County (Douglass, J.), dated March 23, 2005, which granted the defendants’ motion for summary judgment dismissing the complaint, and denied their cross motion for summary judgment on the issue of liability.

Ordered that the order is affirmed, with costs.

“On a cause of action to recover damages for legal malpractice, a plaintiff must prove that the defendant failed to exercise the care, skill, and diligence commonly possessed and exercised by a member of the legal profession, that the defendant’s negligence was a proximate cause of the loss sustained, that the plaintiff incurred actual damages as a result of the defendant’s actions or inaction, and that but for the defendant’s negligence, the plaintiff would have prevailed in the underlying action or would not have sustained any damages” *(Pistilli v Gandin,*10 AD3d 353, 354 [2004]; *see Arnav Indus., Inc. Retirement Trust v Brown, Raysman, Millstein, Felder & Steiner,*96 NY2d 300, 303-304 [2001]; *see also Hartman v Morganstern,*28 AD3d 423 [2006]). An attorney has the responsibility to investigate and prepare every phase of his or her client’s case *(see Parksville Mobile Modular v Fabricant,*73 AD2d 595, 598 [1979]).

In the instant case, the affidavit of the defendants’ expert established, prima facie, that the defendants followed the accepted and customary practices of the legal profession in determining which party controlled or maintained the parking lot where the injured plaintiff fell *(see generally Zuckerman v City of New York,*49 NY2d 557, 562 [1980]). The affidavit of the plaintiffs’ expert failed to rebut this, and stated only in conclusory fashion that the defendants should have been able to determine that the subject property was controlled by a third party. Conclusory expert opinions are insufficient to raise a triable issue of fact *(see Schrader v Sunnyside Corp.,*297 AD2d 369, 371 [2002]). Therefore, the Supreme Court properly granted the defendants’ motion for summary judgment dismissing the complaint and denied the plaintiffs’ cross motion for summary judgment on the issue of liability. Miller, J.P., Goldstein, Spolzino and Dillon, JJ., concur.
EXHIBIT 32.1


Written Statement of the Chief Executive Officer


of CNA Financial Corporation


Pursuant to 18 U.S.C. § 1350


(As adopted by Section 906 of the Sarbanes-Oxley Act of 2002)


The undersigned, the Chief Executive Officer of CNA Financial Corporation (the Company), hereby certifies that, to his knowledge:


• the Company’s Annual Report on Form 10-K for the year ended December 31, 2022 filed on the date hereof with the Securities and Exchange Commission (the Report) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and


• the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.


Dated:February 7, 2023By/s/ Dino E. RobustoDino E. RobustoChief Executive Officer


The foregoing certification is being furnished solely pursuant to 18 U.S.C. § 1350 and is not being filed as part of the Report or as a separate disclosure document.
§ 37.1400 Core Principle 14—System safeguards. The swap execution facility shall: ( a ) Establish and maintain a program of risk analysis and oversight to identify and minimize sources of operational risk, through the development of appropriate controls and procedures, and automated systems, that: ( 1 ) Are reliable and secure; and
( 2 ) Have adequate scalable capacity;
( b ) Establish and maintain emergency procedures, backup facilities, and a plan for disaster recovery that allow for: ( 1 ) The timely recovery and resumption of operations; and
( 2 ) The fulfillment of the responsibilities and obligations of the swap execution facility; and
( c ) Periodically conduct tests to verify that the backup resources of the swap execution facility are sufficient to ensure continued: ( 1 ) Order processing and trade matching;
( 2 ) Price reporting;
( 3 ) Market surveillance; and
( 4 ) Maintenance of a comprehensive and accurate audit trail.
#### In the Matter of 293 North Broadway Corp. et al., Petitioners, against Arthur Lange et al., Constituting the Zoning Board of Appeals of the City of Yonkers, Respondents, and Samuel Eidelberg, Intervener, Respondent.

Three neighboring property owners seek by this proceeding, pursuant to article 78 of the Civil Practice Act, to review the determination of the zoning boarC of appeals of the city of Yonkers granting an area variance to the intervener, permitting him to erect a fifty-five-family apartment house on property which under the zoning ordinance would permit only a forty-two-family apartment house. The proceeding was transferred to this court pursuant to section 1296 ol the Civil Practice Act. Determination unanimously confirmed, without costs. Although one who purchases land with knowledge of a use restriction will not be permitted to claim special hardship *(Matter of Ciarle*V. *Board of Zoning Appeals,*301 N. Y. 86), that rule does not apply to a variance of an are? restriction. *(Matter of Leone*v. *Yates,*280 App. Div. 823.) Present — Adel Acting P. J., Wenzel, MaeCrate, Schmidt and Beldock, JJ.
#### § 1305.11 Procedure in the event of an adverse ruling.

If the court or other competent authority declines to stay the demand in response to a request made in accordance with § 1305.10, or if the court or other competent authority rules that the demand must be complied with irrespective of the instructions from the General Counsel not to produce the material or disclose the information sought, the employee or former employee upon whom the demand has been made shall respectfully decline to comply with the demand (*United States ex rel. Touhy* v. *Ragen,* 340 U.S. 462 (1951)).
#### § 1413.2 Public observation of meetings.

Every portion of every meeting of the Board shall be open to public observation, except as provided in § 1413.4, and Board members shall not jointly conduct or dispose of agency business other than in accordance with the provisions of this part.
#### § 1006.915 Agent or representative.

*Agent or representative* means any person who acts on behalf of, or who is authorized to commit, a participant in a covered transaction.