UNITED STATES ENVIRONMENTAL PROTECTION AGENCY 

 WASHINGTON, D.C. 20460

 OFFICE OF THE ADMINISTRATOR 

 SCIENCE ADVISORY BOARD 

May 21, 2009 

EPA-CASAC-09-008 

The Honorable Lisa P. Jackson 

Administrator 

U.S. Environmental Protection Agency 

1200 Pennsylvania Ave., NW 

Washington, D.C. 20460 

Subject: Review of EPA’s Integrated Science Assessment for Particulate Matter (First 

External Review Draft, December 2008)

Dear Administrator Jackson: 

The Clean Air Scientific Advisory Committee (CASAC) and members of the CASAC 

Particulate Matter (PM) Review Panel met on April 1-2, 2009 to review the Integrated Science 

Assessment for Particulate Matter (First External Review Draft, December 2008, the PM ISA) 

and two planning documents related to this NAAQS review. The CASAC PM Review Panel 

also held a teleconference on May 7, 2009 to finalize this report. In this letter, we summarize the 

CASAC’s major recommendations on the ISA. Comments of individual panel members are 

enclosed. 

The CASAC commends the EPA Staff for the development of a generally excellent and 

comprehensive first-draft PM ISA. Most chapters were viewed as excellent, particularly for a 

first-draft document. The document draws on a massive base of evidence that is usefully 

summarized in tables and the appendices. The evidence is thoughtfully synthesized in a 

transparent fashion; the framework for classifying the strength of evidence has continued to 

evolve, and it provides transparency in documenting how determinations were made with regard 

to causation. The CASAC is particularly pleased that the Agency has adopted a uniform 

descriptive language for various levels of confidence in making causality determinations. We 

support the five-level hierarchy developed for causal determinations, and recommend it as the 

model for future ISAs. Chapter 2 (“Integrative Health Effects Overview”), which summarizes 

and integrates across the chapters, was thought to be an invaluable component of the ISA. 

Below are CASAC’s major recommendations for improvement, followed by responses to the 

charge questions. 

• The ISA should provide more context for the reader on the regulatory options considered 

in the last review, and on the divergence between EPA’s most recent PM decisions and 
CASAC’s advice. This background would help CASAC and the public in identifying the 

key new information summarized in the ISA. 

• In the summary chapter (Chapter 2, “Integrative Health Effects Overview”), building on 

sufficient discussion in subsequent chapters, the ISA should more fully integrate the body 

of evidence related to PM size and composition for both health and welfare outcomes. 

Since Chapter 2 is intended as a summary, we recommend integrating conclusions about 

welfare effects into this chapter, and, in fact, inserting the term “welfare” in the title of 

the chapter (“Integrative Health and Welfare Effects Overview”). In addition, we 

recommend bringing all important findings into this chapter, such as the Agency’s 

determinations on the effects of PM2.5 on cancer risk and on the health risks of various 

PM components. 

• Welfare effects addressed in the ISA were too narrowly restricted to visibility. There was 

little effort to apply the criteria of causality laid out for health endpoints, even for 

visibility for which the evidence is strongest among the various welfare outcomes. The 

implications of PM size and composition for climate effects need to be more thoroughly 

explored, both with regard to climate change and the associated health and welfare effects 

of climate change. The document’s restriction of the range of welfare effects may 

perhaps reflect a priori conclusions on the “policy-relevance” of various outcomes. For 

example, rather than focusing exclusively on the most tolerant plants, a search for 

sensitive receptors for specific endpoints might help to better focus the discussion of 

welfare effects and the search for a quantifiable concentration-response (C-R) 

relationship for guiding development of a separately determined secondary standard for 

PM. It would improve the ISA if the same causality framework were applied to PM and 

welfare effects, as for the health outcomes, emphasizing discrete endpoints and possible 

causal relationships. Visibility, it should be noted, is not fully separable from health 

outcomes since reduction of visibility may have consequences for quality of life and 

well-being, which are arguably health outcomes. Additional discussion and emphasis on 

“sense of well being” studies is needed as they relate to urban visibility. The implications 

of these studies should be highlighted in the summary section for Chapter 9 (“Ecosystem 

and Welfare Effects”) as well as in the full ISA summary in Chapter 2. 

As an additional point, visibility effects in eastern and urban areas (non-Class 1 areas) 

deserve far greater attention, particularly in view of the consideration of an urban 

visibility standard. EPA should also discuss those data needed for developing an 

alternative optical standard for visibility. 

• With respect to concentration-response functions, the ISA needs to set out as clearly as 

possible, the concentrations and their associated averaging times at which health effects 

have been observed in relation to short-term and long-term exposures. This information 

is needed in anticipation of use of these functions in the REA. This dimension of data 

display is currently lacking, but needs to be reflected in tables and figures. 

• Other chronic health endpoints deserve more attention in the ISA. In particular, the 

coverage of lung cancer is limited as is that of chronic obstructive pulmonary disease. 

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. 

• The document should more fully address implications of particle size and composition for 

risk to health. At the least, the major gaps in the evidence should be identified. 

• Revisions are needed to remove the impression that PM10 is a separate pollutant from 

PM2.5 and PM10-2.5. The ISA handles PM10, PM2.5, and PM10-2.5, as if they were separate 

entities, even though the latter two are components of PM10. The CASAC cautions 

against this approach and notes that PM10 is a mixture that contains varying proportions 

of particles in the smaller and larger size ranges. The current approach leads to 

inconsistencies in classification of evidence, with for example the evidence for 

respiratory morbidity classified as sufficient for PM2.5, but likely for PM10, which includes 

PM2.5. When possible, the particle size distribution of the PM10 mixture should be 

provided. To the extent possible, the document should take a more integrative approach 

in drawing inferences across the range of PM sizes. Similarly, a discussion of the 

relevance or importance of particle composition for the different particle size fractions is 

warranted. The ISA can be useful in identifying gaps related to particle size and 

composition that should be addressed with new research. 

Our specific responses to charge questions follow below: 

1. The framework for causal determination and judging the overall weight of evidence 

is presented in Chapter 1. Is this framework appropriately applied for this PM 

ISA? How might the application of the framework be improved for PM effects? 

The CASAC regards the framework for causal determination and judging the weight of 

evidence, as presented in Chapter 1, to be appropriate. The two-step approach, using first a 

categorization of the evidence in support of causation and second an evaluation of exposureresponse is a reasonable, logical process. By characterizing the level of certainty with regard to 

the presence of causal effects, the ISA sets out a range of adverse health and welfare effects, 

along with an implied statement as to the likelihood of benefits following control. The 

categorization gives guidance to the Administrator as to the potential for public health benefits 

from the PM (or other) National Ambient Air Quality Standards (NAAQS). The categorization 

reflects the strength of evidence and not the potential magnitude of public health benefits; those 

effects for which the evidence is less certain should also receive consideration in the Risk and 

Exposure Analysis (REA) and in policy deliberations. 

Because there is concern for susceptible and vulnerable populations, the concepts of 

confounding and effect modification need to be sufficiently developed so that readers of the ISA 

understand the relevance of the concept of effect modification when considering susceptibility. 

We suggest this topic be addressed in this chapter and then more comprehensively in Chapter 8 

with regard to susceptibility. 

Publication bias is likely to be relevant in the assessment of causality, and perhaps even 

more so in the assessment of the evidence characterizing concentration-response relationships. 

Discussion is needed on the implications of publication bias; how it is detected and how its 

consequences should be taken into account. 

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2. Chapter 2 presents the integrative summary and conclusions from the health effects 

evidence at the beginning of the ISA with the evidence characterized in detail in 

subsequent chapters. (Environmental and public welfare effects evidence is 

evaluated and summarized in Chapter 9.) Is this a useful and effective summary 

presentation? How does the Panel view the inclusion in Chapter 2 of only health 

categories with causal determinations of (a) likely to be a causal relationship or (b) a 

causal relationship? 

The ISA is comprehensive, lengthy, and complex. Chapters 3, 4, 5, 6, 7, and 8 are 

detailed and well documented, but are so extensive as to reduce the functionality of the document 

for readers. Consequently, the public and policy makers need the high-level summary provided 

in the 26 pages of Chapter 2, which provides an excellent overview of the major acute and 

chronic health impacts of PM. CASAC commends the inclusion of Chapter 2 and recommends 

similar chapters for future ISAs. Inevitably, there are conclusions that require further 

documentation, but one can easily find the corresponding sections of subsequent chapters. In 

answer to the charge question posed, we are affirmative and find it to be a “useful and effective 

summary presentation.” 

As discussed above, the five-level hierarchy developed for causal determination is 

appropriate. This is a reasonable approach to a central issue in the development of the ISAs (and 

previously the Criteria Documents). The EPA staff has critically reviewed the relevant literature 

on this topic and has made specific recommendations regarding their conclusions with regard to 

causality. We agree with the approach of starting with a list of the key health effects and a firm 

statement with regard to conclusions of causality and following this by a brief description of the 

key findings supporting the conclusions. The discussion in Chapter 2 should highlight the 

evidence leading to the assignments of classification regarding the strength of evidence within 

the five-level hierarchy. This approach should become a model for future ISA documents. 

In general, the CASAC concurs with focusing the summary on evidence with causal 

determinations of “(a) likely to be a causal relationship or (b) a causal relationship.” But we 

make two recommendations. First, the summary should point the reader to appropriate sections 

of Chapter 1 where the definitions of the five-level hierarchy of causal determination are given. 

Second, CASAC further recommends that the focus on outcomes for which the strength of 

evidence for causation is at the higher levels should not lead to exclusion of those outcomes for 

which the evidence is weaker. Third, emerging issues relevant to the PM NAAQS should also 

receive consideration. 

We also suggest that the findings of Chapter 9 for welfare effects be included in this 

summary and that the chapter title include welfare effects. Without including this material, the 

summary is imbalanced and does not give sufficient weight to the ecosystem and welfare effects. 

Additionally, CASAC recommends that the ISA should acknowledge and address the 

broader relationships between the ecosystem and welfare effects considered in Chapter 9 and 

human health. Climate change has diverse implications for human health and reduced visibility 

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is a potential environmental stressor. We also suggest addition of a section entitled “Emerging 

Issues.” This section could address health effects for which the evidence has not reached the top 

two categories of strength of evidence and point to research needs. It could address topics of 

likely concern in the future, such as epigenetic changes or influences of PM on premature birth 

and low birth weight babies. It could also highlight other topics that have been identified 

through the extensive review process underlying the development of the ISA. 

3. To what extent are the atmospheric chemistry and air quality characterizations 

clearly communicated, appropriately characterized, and relevant to the review of 

the PM NAAQS? Does the information on atmospheric sciences and exposure 

provide useful context and insights for the evaluation of human health effects of PM 

in the ISA? 

a. Is accurate and appropriate information provided regarding PM source 

characteristics, techniques for measuring PM and its components, policyrelevant background PM, and spatial and temporal patterns of PM 

concentration? Are the analyses and figures presented in Chapter 3 effective 

in depicting ambient PM characteristics? 

Chapter 3 generally describes the relevant atmospheric chemistry, air quality 

characterization and exposure assessments that are relevant to the NAAQS review. The chapter 

was well done and the length is justified, given the new data available. There are changes to be 

made that will provide improvements in the presentation and completeness of the material that 

has been introduced. For example, although the chapter indicates it will provide information on 

particle size, composition, and shape (line 23, page 3-3), there is no subsequent discussion of 

particle morphology or surface area with respect to the characteristics of the ambient aerosol. 

The section on measurement methods needs to be improved. There needs to be a more 

complete discussion of PM mass measurements and the serious limitations of the current Federal 

Reference Method (FRM) for PM. The current FRM does not provide complete and adequately 

time-resolved concentration data, nor does it provide an accurate indicator of mass concentration, 

given known losses of semivolatile constituents and retention of particle-bound water. There 

needs to be discussion of the quantification of PM10-2.5, and a justification of the use of PM10 as 

an indicator of coarse thoracic particle exposure. 

There is a lack of information on the presence of chemically reactive species, e.g., 

reactive oxygen species, associated with particles (particularly SOA and their formation by 

atmospheric chemistry) and of the chemical composition of coarse thoracic particles. 

The emission inventory data needs to be better integrated with source apportionment 

results and the quantification of contributions from primary and secondary sources needs to be 

better described. 

Changes from previous reviews in the rationale and methodology for estimating the 

policy relevant background should also be addressed. 

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b. Is the evidence relating human exposure to ambient PM and errors 

associated with PM exposure assessment presented clearly, succinctly, and 

accurately? Are there PM exposure issues that should be expanded, 

shortened, added or removed? 

The current exposure section should be reorganized to flow more logically and revised to 

discuss additional PM issues. Correspondingly, the section on PM exposure and socioeconomic 

status (SES) should be better integrated with the other exposure related issues. Presently, the 

section focuses primarily on 24 hr PM2.5 exposures and corresponding ambient concentrations. It 

should be modified to include discussions of shorter–term exposure (e.g., hourly) as well as 

exposures of longer duration (e.g., annual), and of PM10, PM10-2.5., and the components, in 

addition to PM2.5. Further, the section should discuss how the relation between ambient PM and 

personal exposure varies under different scenarios (e.g., populations measured at single points in 

time and intra- or inter-community comparisons). 

c. To what extent does the Panel find Annex A appropriate, adequate and 

effective in supporting the ISA? 

The balance of data between the Chapter and Annex is good, although the Annex needs a 

table of contents to make it more navigable. CASAC generally appreciated the completeness of 

the material presented in Appendix A. Using the “search and find” approach, it does prove 

useful in supporting the material in Chapter 3. Annex A would be more useful if text references 

to the Annex were more specific (e.g. by referring to Table a-2, etc.) rather than just a generic 

'see Annex A'. 

4. The dosimetry of PM is discussed in Chapter 4. The primary focus is on factors that 

might lead to differences in deposition and clearance between individuals, species, 

and as a function of the physicochemical properties of particles. Is the review of 

basic dosimetric principles presented in sufficient detail? Are the new particle 

translocation data adequately and accurately described? Recognizing an overall 

goal of producing a clear and concise chapter, are there topics that should added or 

receive additional discussion? Similarly, are there topics that should be shortened 

or removed? To what extent does the Panel find Annex B appropriate, adequate 

and effective in supporting the ISA? 

In general, the review of basic dosimetric principles is well written and presented in 

sufficient detail. It is a needed component of the ISA. Information about particle translocation is 

largely up to date. 

There is one evident gap to be addressed. A section is needed under “4.2.4 Biologic 

Factors Modulating Deposition” that addresses exercise, increased ventilation, and route of 

breathing (nose vs. mouth). For both children and adults, exercise has a strong effect on 

deposition and retention and hence on dose. First, greater amounts of PM are inhaled with 

exercise, the amount inhaled being proportional to minute ventilation. Second, deposition 

mechanisms are a function of linear velocity of the inhaled air, of residence time, and of other 

factors related to ventilation. Third, as ventilation increases, most people switch from nose 

6 
breathing to mouth breathing. The elimination of the nasal filter has a substantial impact on 

deposition, particularly the deposition of larger particles in the airways. For example, coarse 

thoracic particles, filtered by the nose under sedentary conditions, have a greater probability of 

reaching the large airways and being deposited there under oral breathing. 

The chapter also would be enriched by additional discussion of some specific PM 

components. For example, what are common leachable components, and how do they differ in 

their clearance mechanisms? What is the fate of metals coming from soluble particles? What 

organs do they reach and what are the implications of retention of PM components in the brain, 

heart, kidneys, liver, or other critical organs? 

Annex B is appropriate, adequate, and effective in supporting the dosimetry chapter. 

5. Chapter 5 is intended to support the evaluation of health effects evidence for both 

short-term and long-term exposures to PM. Some potential modes of action may 

underlie a number of health outcomes and may contribute to health effects of both 

short- and long-term exposures. Thus, the potential modes of action are described 

briefly in Chapter 5, and some specific study findings are discussed in more detail in 

the relevant sections of Chapters 6 or 7. What are views of the Panel on this 

approach and on the characterization of potential modes of action for PM-related 

effects in Chapter 5? 

Chapter 5 (“Possible Pathways/Modes of Action”) is essential to establishing a 

foundation for interpreting the evidence on the health risks of PM. It outlines basic mechanisms 

of action, and thus contributes to understanding the plausibility of the findings presented in 

subsequent chapters. The common fundamental toxic mechanisms, limited in number, are well 

described, particularly the role of reactive oxygen species (ROS). The chapter is short, focused, 

and incorporates informative illustrations that describe the interplay of pathogenic mechanisms. 

Each section provides a clear summary of biological effects. However, it is important to 

establish whether these effects are similar across species and under what conditions. This could 

be true for paths of activation, species sensitivity and/or tolerance, gender-based differences in 

response. 

CASAC recommends expansion of section 5.1.3 on inflammation. Inflammation is an 

important pervasive mechanism, and additional highlights of neutrophil biology and the 

inflammatory process should be delineated. There should also be a discussion of acute 

inflammation as well as chronic inflammation. This will undergird sections on acute responses 

to air pollutants (e.g., bronchoconstriction, thrombosis and cardiovascular effects such as heartrate variability) versus responses influenced by chronic inflammation (e.g. proteolysis, 

emphysema, fibrosis, atherosclerosis, and other persistent anatomic changes). 

CASAC notes the omission of one important mechanism—epigenetic effects of PM 

exposure. We recommend the addition of a new section after 5.1.10 on this topic. There is 

increasing evidence of PM-induced epigenetic changes in DNA, particularly DNA methylation 

and changes in histones. These epigenetic changes may be far more common and possibly more 

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important than PM-induced changes in the primary structure of DNA. Such epigenetic changes, 

now readily measurable, can have a profound effect on gene expression and cytokine levels. 

There are both animal studies as well as epidemiologic studies that demonstrate significant 

epigenetic changes in response to PM exposure. 

We welcome the section entitled gaps in knowledge. It is an excellent addition to the 

chapter. Other gaps could also be listed: 

a. Changes in effects due to timing of exposure and timing post-exposure 

b. The anatomic spatial distribution of retained particles and the implications of the 

distribution, e.g., airways vs. the deep lung and retention at carinal ridges 

c. Deposition, uptake, translocation, and clearance of ultrafine particles. 

6. To what extent are the discussion and integration of evidence on the health effects of 

PM from the animal toxicological, human clinical, and epidemiologic studies, 

technically sound, appropriately balanced, and clearly communicated? Does the 

integration of health evidence focus on the most policy-relevant studies or health 

findings? 

a. Are the tables and figures presented in Chapters 6 and 7 appropriate, 

adequate and effective in advancing the interpretation of these health 

studies? To what extent does the Panel find Annexes C, D and E 

appropriate, adequate and effective in supporting the ISA? 

b. In Chapters 6 and 7, toxicological studies were included in the PM ISA text if 

they were conducted at PM concentrations <2 mg/m3

. The toxicological 

focus in these chapters was on inhalation studies, with intratracheal 

instillation studies and in vitro studies included only if they contributed 

significantly to the understanding of health effects from exposure to PM. 

The toxicological studies excluded from the text are presented in Annex D. 

What are the Panel members’ thoughts on this approach and the selection 

criteria?

Chapter 6 does a reasonable job of integrating toxicology, human clinical studies and 

epidemiological studies for each of the exposure scenarios discussed as well as for each of the 

outcomes of interest. However, the summary text sections need to be edited for consistency in 

approach and also to assure that the discussions are grounded and consistent with the antecedent 

sections that describe the evidence. Generally, the text relating to evidence characterization was 

satisfactory, but the review of details of the evidence was sometimes uneven. A discussion of 

the basis for assigning a level of causality needs to be presented for each of the pollutantoutcome causality statements. Further discussion is also required for both Chapters 6 and 7 on 

the level of causality for the PM components. Justification needs to be presented as to how 

evidence related to PM10 might have a lower level of certainty than PM2.5 (or PM10-2.5) when 

PM10 is comprised of both. 

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There is an appropriate discussion of the time-series studies, but this section needs to 

have an explicit finding that the evidence supports a relationship between PM and mortality that 

is seen in these studies. This conclusion should be followed by the discussion of statistical 

methodology and the identification of any threshold that may exist. 

 

In general the tables and figures of Chapter 6 are used effectively to communicate the 

copious information in a succinct manner. Annexes C, D and E are thorough, appropriate, 

adequate and effective in supporting the goals of the PM ISA. 

 

With regard to the judgment of consistency of results, significant effects that move in 

opposite directions (HRV effects) do not necessarily imply inconsistency, but rather the lack of 

understanding of potential underlying mechanisms. Results presented need to incorporate 

specific issues of exposure, including concentration and duration, variability of exposure and PM 

composition when possible. In reviewing the evidence, consideration also needs to be given to 

the characteristics of the population studied. 

Inclusion of toxicological studies utilizing PM concentrations < 2 mg/m3

 serves to limit 

the inclusion of non-specific toxicological effects. Yet, even at these concentrations non-specific 

or off-target effects can be observed. It is recommended to include high dose inhalation and 

instillation studies only when the findings inform as to mechanisms leading to the biological 

effects of PM. Effort should be made to distinguish inhalation from instillation studies 

throughout the ISA. 

 

7. What are the views of the Panel on the conclusions drawn in the draft ISA 

regarding the strength, consistency, coherence and plausibility of the evidence for 

health effects of PM? In evaluating the evidence to draw preliminary judgments on 

causality, EPA carefully considered evidence from the various scientific disciplines 

for the PM indicators and general health or environmental effect categories. 

Examples of a few specific health categories are listed below that were particularly 

difficult in reaching a causal determination. We would appreciate CASAC 

comments on all of the causal determinations presented in this first draft ISA. 

• Short-term exposure to PM2.5 and cardiovascular and respiratory morbidity. 

• Short-term exposure to PM2.5 and cardiovascular and respiratory mortality. 

• Short-term exposure to PM10-2.5 and respiratory and cardiovascular morbidity, 

and mortality. 

• Long-term exposure to PM2.5 and cardiovascular and respiratory mortality and 

lung cancer. 

This chapter provides a reasonably balanced presentation of most of the outcomes of 

interest. However, there are several aspects of the presentation of findings that need to be 

addressed in the second draft. First, there needs to be specificity in interpreting associations that 

come from cross-sectional studies as reflecting exposure differences across regions and not 

increases in PM levels. Second, there needs to be greater balance in the presentation and 

discussion of study results, without undue weight being given to positive findings or 

characterization of estimates with confidence intervals that include the null as “positive”. This 

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lack of balance is most evident for intermediate outcomes related to cardiovascular disease 

(CVD). The summary statements at the end of the sections are more balanced, but the text needs 

to be more even. Further in the respiratory section there is a tendency to report primarily 

positive endpoints from studies with multiple endpoints by drawing on the individual authors’ 

interpretations of their findings. In spite of this limitation, the overall conclusions regarding 

causality in the respiratory section are reasonable. 

 

Studies support a link between long-term exposure of airborne particle pollution to 

progression of intermediate cardiovascular endpoints such as surrogate measures of 

atherosclerosis, including coronary artery calcium and carotid artery internal medial thickness. 

These studies must be interpreted in the context of their insensitivity to detect small changes in 

either IMT or coronary artery calcium. In addition, the relation of chronic health impacts to 

acute health impacts should be discussed. In particular, this discussion should examine whether 

chronic health impacts occur through similar or different biological pathways. 

Regarding the assessment of cancer mortality, particularly related to lung cancer, 

CASAC recommends that the cohort study findings on mortality be incorporated in the cancer 

incidence section rather than placing that discussion in the following section on mortality. For 

lung cancer, because of the poor survival, mortality and incidence are quite close. The literature 

search should be strengthened and better reflect the most relevant, earlier studies as well as 

relevant occupational studies. The section needs to better consider the plausibility of lung 

cancer, given the presence of known carcinogens in PM mixtures. 

8. What are the views of the Panel on the definitions of susceptibility and vulnerability 

in Chapter 8? Are the characteristics included within the broad susceptibility and 

vulnerability categories appropriate and consistent with the definitions used? 

CASAC generally supports the inclusion of the material in this chapter as part of the ISA. 

However, the title of the chapter is not descriptive of the content and should be revised, perhaps 

to “Public Health and Welfare Considerations”. In general, there was strong support for having 

synthesis material such as that found in Chapter 8 to try to tie together in a succinct and policyrelevant way material presented in more detail in earlier sections. The introduction should more 

clearly motivate the need for and implications of characterizing susceptible and vulnerable 

subgroups. The policy-relevance of “vulnerable” subgroups that tend to have higher exposures 

suggests a need to better quantify inter-individual variability, as well as spatial and temporal 

variability, in exposure, and to consider multiple PM sizes and components in the context of 

exposure. The policy-relevance of “susceptible” subgroups is that they may have different 

concentration-response functions than the general population or that “effect modifiers” need to 

be considered. The concentration-response function material would have a better context if 

presented after the susceptibility material. 

 Furthermore, impaired visibility has generally been treated as an aesthetic effect without 

health-related consequences. In fact, most if not all visibility preference and valuation studies 

have emphasized in their participant instructions, explicit guidance to value only the aesthetic 

impact of impaired visibility and not to value any perceived health, psychological, or other 

effects. The committee questions this separation. It is well documented that impaired visibility 

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or haziness can cause feelings of gloominess, confinement, loss of freedom, and in some cases 

depression. Conversely, good visibility can cause one to have feelings of well-being and 

freedom and can be linked to positive health outcomes. 

Several panelists expressed concern that the term “vulnerable” might not be the best term 

to use in capturing the range of population characteristics that affect the risks to health from air 

pollution exposure. CASAC recommends that key terms be carefully defined, such as 

“susceptible,” vulnerable,” and “characteristics,” and that a stronger conceptual framework be 

developed for understanding the implications of these factors for risks to health. 

CASAC recommends that Table 8-1 be revised to be a more complete “road map” that 

not only lists the “characteristics” of susceptible and vulnerable groups, but provides an 

indication of the weight of evidence and strength of association for each. These can be indicated 

qualitatively. EPA is encouraged to either further expand Table 8-1 or create additional tables 

that would more clearly lay-out how the “characteristics” map to health effects endpoints with 

respect to time frame of the effect (long-term, short-term), PM size ranges (PM2.5, PM10, PM10-

2.5, and ultrafine), PM components of particular concern (e.g., black carbon, organic carbon, 

elemental carbon, sulfate, nitrate, and transition metals), and health effect(s) of particular 

concern (e.g., specific morbidity and mortality outcomes). 

CASAC recommends greater consistency in the content of Table 8-1 and the explanatory 

text of the chapter, and for a consistent approach to defining and using terms and 

“characteristics.” For example, some “characteristics” are evaluated using surrogates rather than 

direct measurements (e.g., for socioeconomic status). Furthermore, there may be some 

unavoidable overlap among characteristics and between susceptible and vulnerable 

subpopulations. For example, socioeconomic status may be associated with conditions that lead 

to higher exposures (e.g., because of locations or activity patterns of the subpopulation) but also 

to higher susceptibility (e.g., because of health care history and pre-existing conditions). For 

purposes of transparency, EPA should identify and explain such overlap and the basis of a 

judgment to assign an issue to a particular subgroup or category. 

9. How useful and complete is the scientific evidence presented and summarized in 

Chapter 9 regarding the effects of atmospheric PM on the environment, including 

(a) effects on visibility, (b) effects on individual organisms, (c) direct and indirect 

effects on ecosystems, (d) effects on materials, and (e) effects on climate? To what 

extent do the discussions and integration of evidence correctly represent and clearly 

communicate the state of the science? 

A summary of the Chapter 9 welfare effects should be added, and integrated with the 

health effects summaries in the Chapter 2 integrative overview. CASAC found that the Chapter 

9 summary of welfare effects of PM (on visibility, individual organisms, ecosystems, materials, 

and climate) was complete, if uneven. The clarity of the chapter could be improved by adding 

more detailed explanations of fundamental concepts like urban vs. rural visibility and providing 

better definitions of acronyms and specialized technical jargon. Some of the conclusions on 

causality could be stated with more specificity, in ways that might provide a better indication of 

11 
which effects might be most responsive to changes in PM concentrations and exposure durations, 

size fractions or chemical components. 

The section on PM effects on climate needs significant editing for clarity and focus and 

there are some mistakes that need corrections. Potential benefits and harms of each PM 

component should be summarized along with the uncertainties. 

This added specificity would be particularly useful for the section on climate effects, 

which would benefit from more detail on differential effects of different PM components, the 

relative contributions of PM components originating in the US to global aerosol and radiation 

budgets, and discussion of potential health effects of PM-induced climate changes. 

The Chapter 9 discussion of visibility effects is substantially more detailed than the 

discussion of other public-welfare effects. To a large extent, this is justified by the strong and 

reasonably well-understood relationship between PM2,5 concentration and visibility impairment. 

However, the detail with which direct impacts on organisms and ecosystems are addressed is 

inadequate relative to the amount of information available and the potential importance of the 

issue. Important steps can be taken at this time toward causality determination, although it is 

recognized that quantitative findings of causality may not be possible from available data. In the 

well-defined process of causality determination, it is clear that the intermediate levels imply 

uncertainty that should drive future research to inform the next review cycle. 

Chapter 9’s focus on “recent” visibility information, available since the 2004 Criteria 

Document, relies heavily on information generated through the Regional Planning Organizations 

(RPO’s) to support State Implementation Plans (SIPs) under EPA’s Regional Haze Rule. One 

limitation of these data is that relatively little information is provided on visibility in the 

suburban and urban areas, which are not protected by the Regional Haze Rule, and for which a 

possible secondary PM standard could provide benefits complementary to those provided by the 

Regional Haze Rule. Another limitation is that the PM/visibility association is described 

exclusively in terms of the chemical-species-specific reconstructed extinction approach that 

forms the basis of the Regional Haze Rule. While a similar approach could conceivably be used 

as an “indicator” for a secondary PM standard in urban areas, Chapter 9 could do a better job 

laying the groundwork for considering other potential visibility indicators, such as the 

relationship with sub-daily PM2.5 indicator recommended in the last NAAQS review cycle, and 

the potential use of optical indicators. There is strong support for using a nephelometer and 

aethalometer combination fitted with size selective inlets to routinely and continuously measure 

fine and coarse particle scattering and absorption. In addition to measuring a variable directly 

related to visibility, the measurement also yields an estimate of fine and coarse particle mass on a 

semi-continuous basis. Additional discussion of the strengths and limitations of the different PM 

and optical measurement methods and their potential use as indicators for a secondary standard 

would be very helpful. 

Panel members also suggest that additional discussion would be useful on the importance 

of (and ways to include measures of) coarse particle contributions to visibility impairment which 

are especially important in urban areas in western states. Added discussion on the value of 

continuous particle size distribution measurements would be useful, as would some discussion of 

12 
the importance of particle densities and differences between internally and externally mixed 

aerosols. 

Chapter 9 includes literature citations that relate to the effects of impaired visibility on 

psychological wellbeing, but it does not summarize the findings of those studies, nor does it 

discuss the relevance of these findings to development of a more appropriate secondary standard 

that is different in form from the present identical primary and secondary standards for PM. 

With respect to the eventual formulation of proposal(s) in this review cycle for the 

secondary PM NAAQS, the scientific literature demonstrates visibility impairment from PM at 

mass concentration levels below those of the current PM primary and secondary NAAQS and at 

averaging times shorter than those of the current PM primary and secondary NAAQS. As the 

Clean Air Act requires review and advice to the Administrator on secondary NAAQS by the 

CASAC that specify a level of air quality requisite to protect the public welfare from any known 

or anticipated adverse effects, CASAC would expect to review policy-relevant summary results 

describing EPA analyses relating the proposal(s) for light extinction indicator(s) for secondary 

PM NAAQS to the proposal(s) for the primary PM NAAQS. These analyses should also address 

the variation and ranges of PM mass concentrations, chemical composition, size distributions, 

and contributing sources across the nation relevant to the secondary PM NAAQS in order to 

assist CASAC in providing advice to the Administrator. 

10. This first external review draft PM ISA is of substantial length and reflects the 

copious amount of research recently conducted on PM. EPA has attempted to 

succinctly present and integrate the policy-relevant scientific evidence for the review 

of the PM NAAQS. Does the Panel have opinions on how the document can be 

shortened without eliminating important and necessary content? 

We recognize the length of the document reflects the very extensive literature and data 

that were considered. Some shortening might be accomplished by removing descriptions of 

individual studies, unless highlighting of strengths and weaknesses of particular studies is needed 

because of their importance. The document also needs a listing of the acronyms to assist readers. 

We thank the Agency for the opportunity to provide advice early in the PM NAAQS 

review process, and look forward to the review of the Second Draft ISA in October 2009. 

Sincerely, 

 

Dr. Jonathan M. Samet, Chair 

Clean Air Scientific Advisory Committee 

Enclosures: CASAC Particulate Matter Review Panel Roster 

 Compendium of Individual Comments 

13 
NOTICE 

This report has been written as part of the activities of the EPA's Clean Air Scientific 

Advisory Committee (CASAC), a federal advisory committee independently chartered to 

provide extramural scientific information and advice to the Administrator and other officials of 

the EPA. CASAC provides balanced, expert assessment of scientific matters related to issues and 

problems facing the Agency. This report has not been reviewed for approval by the Agency and, 

hence, the contents of this report do not necessarily represent the views and policies of the EPA, 

nor of other agencies within the Executive Branch of the federal government. In addition, any 

mention of trade names or commercial products does not constitute a recommendation for use. 

CASAC reports are posted on the EPA Web site at: http://www.epa.gov/casac.

14 
Enclosure A

Clean Air Scientific Advisory Committee 

Particulate Matter Review Panel 

CHAIR 

Dr. Jonathan M. Samet, Professor and Chair, Department of Preventive Medicine, University 

of Southern California, Los Angeles, CA 

CASAC MEMBERS 

Dr. Joseph Brain, Philip Drinker Professor of Environmental Physiology, Department of 

Environmental Health, Harvard School of Public Health, Harvard University, Boston, MA 

Dr. Ellis B. Cowling, University Distinguished Professor At-Large Emeritus, Colleges of 

Natural Resources and Agriculture and Life Sciences, North Carolina State University, Raleigh, 

NC 

Dr. James Crapo, Professor of Medicine, Department of Medicine , National Jewish Medical 

and Research Center, Denver, CO 

Dr. H. Christopher Frey, Professor, Department of Civil, Construction and Environmental 

Engineering, College of Engineering, North Carolina State University, Raleigh, NC 

Dr. Donna Kenski, Data Analysis Director, Lake Michigan Air Directors Consortium, 

Rosemont, IL 

Dr. Armistead (Ted) Russell, Professor, Department of Civil and Environmental Engineering , 

Georgia Institute of Technology, Atlanta, GA 

CONSULTANTS

Dr. Lowell Ashbaugh, Associate Research Ecologist, Crocker Nuclear Lab, University of 

California, Davis, Davis, CA 

Prof. Ed Avol, Professor, Preventive Medicine, Keck School of Medicine, University of 

Southern California, Los Angeles, CA 

Dr. Wayne Cascio, Professor, Medicine, Cardiology, Brody School of Medicine at East 

Carolina University, Greenville, NC 

Dr. Douglas Crawford-Brown, Professor Emeritus, Department of Environmental Sciences and 

Engineering, University of North Carolina at Chapel Hill, Chapel Hill, NC 

Dr. David Grantz, Director, Botany and Plant Sciences and Air Pollution Research Center, 

Riverside Campus and Kearney Agricultural Center, University of California, Parlier, CA 

15 
16 

Dr. Joseph Helble, Dean and Professor, Thayer School of Engineering, Dartmouth College, 

Hanover, NH 

Dr. Rogene Henderson, Senior Scientist Emeritus, Lovelace Respiratory Research Institute, 

Albuquerque, NM 

Dr. Philip Hopke, Bayard D. Clarkson Distinguished Professor, Department of Chemical 

Engineering, Clarkson University, Potsdam, NY 

Dr. Morton Lippmann, Professor, Nelson Institute of Environmental Medicine, New York 

University School of Medicine, Tuxedo, NY 

Dr. Helen Suh MacIntosh, Associate Professor, Environmental Health, School of Public 

Health, Harvard University, Boston, MA 

Dr. William Malm, Research Physicist, National Park Service Air Resources Division, 

Cooperative Institute for Research in the Atmosphere, Colorado State University, Fort Collins, 

CO 

Mr. Charles Thomas (Tom) Moore, Jr., Air Quality Program Manager, Western Governors' 

Association, Cooperative Institute for Research in the Atmosphere, Colorado State University, 

Fort Collins, CO 

Dr. Robert F. Phalen, Professor, Department of Community & Environmental Medicine; 

Director, Air Pollution Health Effects Laboratory; Professor of Occupational & Environmental 

Health, Center for Occupation & Environment Health, College of Medicine, University of 

California Irvine, Irvine, CA 

Dr. Kent Pinkerton, Professor, Regents of the University of California, Center for Health and 

the Environment, University of California, Davis, CA 

Mr. Richard L. Poirot, Environmental Analyst, Air Pollution Control Division, Department of 

Environmental Conservation, Vermont Agency of Natural Resources, Waterbury, VT 

Dr. Frank Speizer, Edward Kass Professor of Medicine, Channing Laboratory, Harvard 

Medical School, Boston, MA 

Dr. Sverre Vedal, Professor, Department of Environmental and Occupational Health Sciences, 

School of Public Health and Community Medicine, University of Washington, Seattle, WA 

SCIENCE ADVISORY BOARD STAFF 

Dr. Holly Stallworth, Designated Federal Officer, EPA Science Advisory Board Staff Office, 

Washington, DC 
Enclosure B 

Compendium of Comments 

CASAC Particulate Matter Review Panel on 

PM Integrated Science Assessment (First External Review Draft, Dec. 2008) 

Comments from Dr. Lowell Ashbaugh ____________________________________________ 2

Comments from Mr. Ed Avol____________________________________________________ 4

Comments from Dr. Joseph Brain _______________________________________________ 9

Comments from Dr. Wayne Cascio ______________________________________________ 11

Comments from Dr. Ellis Cowling ______________________________________________ 35

Comments from Dr. James Crapo_______________________________________________ 39

Comments from Dr. Douglas Crawford-Brown ____________________________________ 41

Comments from Dr. David Grantz ______________________________________________ 45

Comments from Dr. Joseph Helble ______________________________________________ 49

Comments from Dr. Rogene Henderson__________________________________________ 51

Comments from Dr. Phil Hopke ________________________________________________ 52

Comments from Dr. Donna Kenski______________________________________________ 55

Comments from Dr. Mort Lippmann ____________________________________________ 60

Comments from Dr. William Malm______________________________________________ 65

Comments from Dr. Kent Pinkerton _____________________________________________ 69

Comments from Dr. Robert Phalen______________________________________________ 73

Comments from Mr. Rich Poirot________________________________________________ 76

Comments from Dr. Ted Russell ________________________________________________ 86

Comments from Dr. Frank Speizer ______________________________________________ 89

Comments from Dr. Helen Suh MacIntosh ______________________________________ 100

Comments from Dr. Sverre Vedal ______________________________________________ 104

1 
Comments from Dr. Lowell Ashbaugh 

Review of Chapter 9 – Ecosystem and Welfare Effects 

Charge questions

1. How useful and complete is the scientific evidence presented and summarized in Chapter 

9 regarding the effects of atmospheric PM on the environment, including (a) effects on 

visibility, (b) effects on individual organisms, (c) direct and indirect effects on 

ecosystems, (d) effects on materials, and (e) effects on climate? To what extent do the 

discussions and integration of evidence correctly represent and clearly communicate the 

state of the science? 

2. This first external review draft PM ISA is of substantial length and reflects the copious 

amount of research recently conducted on PM. EPA has attempted to succinctly present 

and integrate the policy-relevant scientific evidence for the review of the PM NAAQS. 

Does the Panel have opinions on how the document can be shortened without eliminating 

important and necessary content? 

The authors of this chapter have done an excellent synthesis of the relevant science regarding the 

effects of atmospheric PM on the environment. Some sections require technical editing for 

grammar and spelling, but the technical evidence is complete and is presented well. The 

presentation could be made more useful in several ways. 

The spatial distribution of aerosol extinction and contribution of species to extinction in Figures 

9-7 through 9-23 would be more useful if the contour intervals were standardized for groups of 

related figures. As they are presented they show the spatial patterns well but standardized 

intervals and ranges would also illustrate the temporal changes. If it makes sense to standardize 

the different species it would also better illustrate the relative impact of the different species in 

different time periods. If the levels for each species are too different, it would still be helpful to 

standardize the scales for each time period of a given species. It’s also not clear on these figures 

why the highest contour level has a different spacing than the others. That makes the red 

(highest) contour levels misleading. 

The sentence on lines 3-5 of page 9-31 is not clear. It’s either a run-on sentence or is missing a 

crucial piece that would tie it together. 

Because Figures 9-12 and 9-13 (also 9-14 & 9-15 and 9-16 & 9-17), are compared in the text, it 

would be helpful to place each pair on the same page or on facing pages so the reader can 

visually compare them more easily. 

In the discussion comparing IMPROVE and CSN data, there should be some mention of the 

different methods of handling blank subtraction. IMPROVE subtracts a blank from each sample 

for ions and carbon analyses, but CSN does not. This makes comparing the concentrations 

between the networks a little more difficult; not impossible, but not straightforward. 

The discussion of IMPROVE and CSN carbon data should comment on the different methods 

used to obtain the fractions. In fact, the discussion of carbon measurements in any network 

should include the method used to make them and how that may affect the results. Comparison 

2 
of total carbon between networks is less sensitive to the method used, but comparison of the 

fractions is highly dependent on the method. 

The statement on lines 7-8 of page 9-40 regarding fine soil and coarse mass is not entirely 

correct. The different ratio suggests a different composition of coarse mass but does not 

necessarily suggest a difference in the size distribution of suspendable soil materials. The 

statement is valid only if the assumption is true that fine soil is a good surrogate for coarse mass. 

In my experience that is just not true at all. 

There is a mention on page 9-40 of the confounding effect of meteorologically driven interannual 

variability, but I would like to see an explicit statement calling for the investigation of the 

meteorological and climate-driven effects on particle concentrations and speciation. This is 

particularly relevant for the comment on page 9-44 regarding the depression of wintertime 

particulate nitrate for several years measured by the IMPROVE network. This feature may be 

due to meteorological influences, but has not yet been investigated. 

There are several mentions of “upwind sources” in the discussion on page 9-46. Presumably, this 

refers to the San Francisco Bay Area, but it should be more clearly stated. 

I found a couple of references that were missing or misdirected. All references should be 

checked for accuracy. The reference to McDade (2006) is not in the list of references (see line 14 

on page 9-44). The reference for the comment on lines 6-9 of page 9-48 (Pitchford, et al., 2007) 

does not seem to be accurate. I could not find those statistics in that paper. I’m also skeptical of 

the statement on line 11 of page 9-50 that over half the sulfate in remote areas of the Pacific 

coastal sites is from outside the U.S. If this is a model result, it should be labeled as suspect. 

The discussion of fine particles on page 9-84 should mention nanoparticle emissions as a direct 

source of fine particles. On page 9-87, “occult deposition” should be defined. 

On page 9-88, the discussion of dry deposition should include mention of the surrogate surface 

work and sampler developed by Dr. Cliff Davidson of Carnegie-Mellon University. 

I believe there is some redundancy in section 9.5.1.2, and possibly elsewhere in the document. I 

suspect this may be due to the number of authors required to produce such a comprehensive 

document. It may be possible to reduce its size by having a single person go through the entire 

document for consistency and to remove redundancy. This task may be too time-consuming to 

actually carry it out, though. 

I will list a few detailed comments: 

• On page 9-2 is the statement that nitrate important in most of California. It would be accurate to 

say “much of California”, but not “most”. 

• Equation 9-2 needs work. It looks like it was copied unsuccessfully from another document. For 

example, “Large” is printed as “L arg e”. Also, the text refers to bold text but there is none. 

• There are grammatical errors throughout the chapter, but most of them are before section 9.3.5. 

For example, there are several uses of the word “dominate” that should be “dominant”. There are 

cases of misplaced parentheses and some minor typographical spelling errors. The chapter needs 

to be reviewed carefully for grammatical accuracy. 

3 
Comments from Mr. Ed Avol 

General Comments:

The First Draft ISA is a remarkable overview of the breadth of recent PM research conducted 

primarily in the United States over the past several years. EPA staff should collectively be 

congratulated and acknowledged for distilling an amazing array of data from multiple sources 

into one central location for consideration. The authors and reviewers listed as participating in 

the document’s preparation are among the acknowledged experts in their respective fields, and 

EPA should be congratulated for assembling such a talented team to review this vast amount of 

material. There are, inevitably, differences of opinion in inferences, nuances, approaches, and 

conclusions, but the major accomplishment of assembling this material should not go unnoticed. 

There are at least two comments/concerns I have with the stated approach. I was disappointed in 

the decision to minimize or dismiss extended consideration of ultra-fine particles or trafficrelated pollution exhaust. The accumulating number of carefully-performed and peer-reviewed 

research describing the observed associations between fresh combustion exhaust (primarily from 

motor vehicles) and a range of health outcomes (respiratory, cardiovascular, birth-related, and 

even developmental) suggest that there is a rapidly accumulating body of information on which 

to objectively and seriously consider the need for a criteria standard. If this consideration does 

not move forward within the context of the periodic review of the current PM standards, I am 

concerned about what and where the EPA believes the appropriate venue to be. Other countries, 

most notably in the European Union, have moved forward in quantifying, monitoring, and 

regulating ultra-fine PM, while the United States has been slower to respond. In my opinion, this 

decision should be re-considered and re-opened for discussion. 

I was also disappointed to see the decision to effectively restrict document consideration of 

health endpoints to primarily respiratory and cardiovascular results. Although the discussion 

“door” has arguably been left slightly ajar to allow some natal or pre-natal health outcomes to 

possibly stand in the proverbial doorway, the decision to not endorse and include these and other 

developmental outcomes as important and critical in our overall understanding of PM health 

effects seems outdated and short-sighted. Our responsibility to review the science and make 

recommendations that will lead to the development of standards that protect the public health 

extends to the full distribution of the population, and ought to include the widest breadth of 

available credible scientific information in those deliberations. Our understanding of the 

mechanisms and pathways of exposure and effect have evolved beyond limiting our review to 

primary target organs of immediately present receptors, and our consideration of viable data for 

deliberations in standard-setting ought to, as well. 

The document needs some clarifying comments regarding health outcomes to be considered 

based on the strength of relationships. The current implication that only the two uppermost 

levels -- causal and likely causal – are being considered beyond this initial point is apparently 

mistaken, based on Staff comments, but the document leaves the reader with that impression. 

The Agency’s “official” perspective on Climate Change is inconsistently presented and 

prioritized in the current document (mostly in Chapter 9). Given the importance of carbon 

4 
aerosol in both air pollution and global climate matters, the ISA should raise the visibility and 

discussion of such issues. 

Finally, no other pollutant so readily lends itself to consideration of multi-pollutant mixtures and 

multi-pollutant exposures than PM. The chemical variability, as well as the size and source 

differences, make this an especially challenging exposure of interest, but the opportunity to view 

Pm as a multi-pollutant entity and develop a means of dealing with it in the context of the review 

process would be an invaluable step forward towards true consideration of multi-pollutant 

mixtures, compared to the current, and much less-realistic, approach of considering individual 

specific pollutants. 

Specific Comments

P1-14, lines 12-30 – Emphasis on clinical studies, given both the multi-pollutant nature of 

ambient exposures and the multi-compositional (and size) nature of PM, makes elucidation in 

clinical studies even a higher threshold to surmount than for other pollutant reviews. Is there 

some way to take this into consideration? 

Chapter 3: Source to Human Exposure

P3-1, Introduction – There is a lot of discussion here (in the Introduction?) about soluble organic 

aerosols (SOAs), without adequate justification as to why or what other other key constituents 

might be present. In my opinion, this should be moved or at least prefaced by some transitional 

justification. 

P3-1, lines 20-29, P3-2 lines 1-10 – move this to after SOA discussion in Section 3.3. 

P3-2, lines20-22 – “Within a street canyon,...” seems to be tacked on to this paragraph and out 

of place (no real connection to the paragraph, except only in the broadest possible sense). 

P3-2, line 23 – “receptor modeling studies indicate that the main source...” sounds odd – isn’t 

receptor modeling focused on receptors? 

P3-2, line 27 – Is the observation that “vegetative burning and traffic-related emissions were less 

consistently identified...”, both which would presumably be in smaller-than-PM2.5 size ranges 

close to the source, really a surprise? PM2.5 has a more regional spatial character. 

P3-9, line 1 – It would be more accurate to begin this sentence “US national average...” 

P3-23, line 10 – So what is the conclusion one is to draw from all of this? 

P3-26, line20 – There is LOTS of information presented on instrumentation and sampling; what 

to do with all of this to make it accessible? A summary table (such as the one in the Annex) 

would be helpful here, or reference to the annex table... 

P3-26, line 21 – Why does this paragraph begin with this comment about ”maximum 

concentration sites”? I would suggest that the paragraph begin with the sentence “...The AQS 

5 
contains measurements...” in line 23, and the previous two sentences be reversed in order and 

moved to P3-27, line 2. 

P3-27, lines 8-9 – Isn’t this description about neighborhood scale monitoring? How do air 

pollution episodes relate to micro <100m) or middle (100-500m) scales? 

P3-27, line 15 – “Urban scale – This scale applies for assessment of air quality at an urban scale” 

is not much of an explanation...! 

P3-27 – Reference is made to a number of different monitoring networks (NAMS, SLAMS, 

CSN, IMPROVE, NCORE,...) without ever explaining what they are or how they overlap or 

differ. How about a summary table showing the major networks, the frequency of sampling, 

typical monitoring array, sampling requirements, etc? 

P3-28, line 4 – replace “built” with “located” 

P3-28, line 21 – “...local conditions...” comment should be clarified; it refers to atmospheric or 

meteorology (temperature, humidity, pressure). 

P3-33, Tables 3-5 to 3-10, include units in title (“...aged _ years...”) 

P3-38, line 12-13 – The comment is made here that there is a large amount of new information 

about ultra-fines...but then the decision is made to not consider it in the context of the PM 

review...seems a bit inconsistent. 

P3-38, lines 27-28. While I don’t disagree with the Watson et al comment about spatial scales of 

interest, from a health standpoint, micro or middle scales (100s of meters) may be a critically 

important consideration (for example, in the context of proximity to busy roads). 

P3-44, Table 3-12 – where was the 828 ug/m3 1 hour average reading observed, and what was its 

explanation? 

P3-85, Figure 3-41 – It seems surprising that naphthalene, which typically is present in 

concentrations a magnitude higher than other PAHs, is in the bottom half of these plots...? 

P3-90 – The layout of figures and text through this section is confusing to the reader, in that the 

text under a given figure does not describe or relate to that figure...can this be adjusted? 

P3-92 – What is the purpose and utility of this “EPA region office” presentation of data? It is 

arguably a bit deceptive, since Region 9 (for example) shows a nice downward or flat trend in 

Figure 3-47 that is below the NAAQS line, but within that region [Southern 

California/Riverside] large areas are out of compliance and will remain so for several years to 

come (according the AQMP estimates by the local agency). 

6 
P3-94, Figure 3-49 – Here, too, the plots by EPA region office is deceptive. The trend lines look 

to be well under the NAAQS, but Southern California is still out of compliance. Are the most 

appropriate metrics being plotted and presented? 

P3-132 – The discussion on this and the previous pages about temporal, spatial, and physical 

activity effects on exposure seems a little thin. There has been a LOT of work looking at 

personal exposures, time-activity, and spatial determinations (diary-based, for the most part, until 

recently). None of it, as it relates to PM exposure, is summarized or referenced here...? 

P3-134, “New Developments in Microenvironmental Exposure Monitoring Techniques – I 

expected to see something about the NIH Exposure Biology Initiative samplers and innovations 

here (lab-on-a-chip, miniaturized samplers, etc) but no apparent mention...? 

P3-135, line 4 – replace “guiet” with “quiet” 

P3-135, lines 4-10 – “Personal clouds”, variable locations, and other microenvironmental 

considerations may provide legitimate reasons for differences between personal measurements 

and fixed-site ambient measurements. The paragraph in the text makes it sound like the personal 

measurements are less credible or somehow fall short of being “equal” to a fixed-site monitor, 

when the true state of reality might very well be the reverse. 

P3-138, lines 9-19 – Important points are raised in this section, but it should also be noted that 

one might infer from this discussion that zip codes are the appropriate unit for community 

assessment and assignment of exposure. This could be quite misleading in areas where the 

population is such that a given zip code covers a wide geographic, or variable topographic, or 

variable trafficked/road-coverage/vehicle-loaded, area. Accordingly, there should be some 

caveats or considerations associated with the document text. 

P3-138, lines 20 and 22 – replace “among” with “between” 

P3-147, line 13 – Is “0.3%” a printing error? This doesn’t seem like much to be concerned 

about...? 

Miscellaneous Comments: 

Chapter 6 is important, but could be dramatically trimmed in size by moving the “criteria-type” 

litany of study reports to the annex (e.g., page 6-112 discussion about asthmatic children and the 

page 6-116 discussion on asthmatic adults), and replacing these with a chapter-wide, more 

consistent summary of recent studies. 

Chapter 8 was difficult to integrate. The title (Public Health Impacts) seems misleading, since 

what was presented were portions about concentration-response relationships and susceptibility 

vs vulnerability. Table 8-1 is an evolutionary improvement, but the vulnerability portion of the 

table is inconsistent and in need of revision. Some of the listed factors are subsets of other 

factors, while still others don’t quite fit with the nomenclature as described. Alternatively, this 

sort of presentation and consideration is a real improvement and should be continued (but this 

7 
specific presentation needs some work). Arguably, Chapter 8 should appear as the executive 

summary, or as the concluding chapter, but its current location seems out-of-place. 

 

 

 

 

 

8 
Comments from Dr. Joseph Brain 

Chapter 1: I presume that this document, the ISA-PM draft, sets the stage for recommendations 

regarding the confirmation or changes in the current NAAQS Standard for PM. I appreciate 

Table 1-1, which outlines the evolution of this standard, from 1971-2006. But the document is 

less clear as to the future of the PM standard. What options are being considered? Would 

changes be likely in regard to the size of the aerosol, the level of the aerosol, or the averaging 

time? As we consider the evidence, it would be helpful to know the options that are being 

considered. 

Section 1.2 delineates many of the issues which have been critical in the past. But some 

additional paragraphs at the end of this section should highlight the most controversial aspects of 

the latest EPA final decision (September 21, 2006), and both the timing of future decisions and 

the possible scope. This would help CASAC and the public know what to look for. What are 

the critical issues, e.g. level, indicator size distribution, or averaging time? Are there other issues 

that need to be considered, e.g. the relationship between outdoor and indoor air? 

Is this a topic that should be addressed? The majority of time for US citizens is spent in indoor 

environments. This may become an important driver of environmental considerations for human 

health. Don’t we need to do a better job in discussing the extent to which indoor air – although 

not regulated by the EPA – is influenced by outdoor PM sources? 

Chapter 3: The fields of nanotechnology and nanotoxicology are expanding rapidly. In addition 

to highly engineered novel particles, such as fullerenes and quantum dots, we are also 

recognizing that common polydisperse aerosols, such as diesel particles or road dust, have a nano 

component. Data in Chapter 3 show that there are significant numbers of particles that are 

smaller than 0.1 μm (100 nm). The presence of nanoparticles should be explicitly 

acknowledged. In this and in other chapters, we need to acknowledge the possibility that these 

small particles have a significant role which is out of proportion to their contribution to mass. 

Even though their relative weight is small, their relative number and surface area may be large. 

This is an area of active research, and this should be acknowledged. Some of this is included in 

Section 3.4.1.3, but the fact that ultrafines are comparable to nanoparticles should be 

acknowledged, and the growing body of research on nanoparticles should – in the future – be 

incorporated. 

I’m also concerned about Section 3.4.1.2, PM Speciation. There is a section on speciation, as 

well as on cations, but I believe that there should be a section entitled “Metals.” There is 

increasing evidence that metal constituents of PM such as iron, manganese, vanadium, or 

manganese are responsible for many of the PM effects. For example, certainly on a mass basis, 

they are more toxic than elemental carbon. Some data on the variety of metals seen and their 

health effects should be noted in Chapter 3. PM metal content is an important determinant of 

toxicity. 

Chapter 3 also is weighted down by a large amount of figures showing spatial and temporal 

variation of PM and PM components. Is this all necessary? It’s difficult for the reader to learn 

much from some of these data. For example, see Figure 3-22 or Table 3-15. See also Figure 3-

9 
29 and Table 3-17. Should some of these data be eliminated or put into an appendix? It’s heavygoing for much of this chapter, and it’s difficult to identify the most important conclusions. This 

point is underlined by the shear number of figures in Chapter 3. There are 81 figures. That may 

be excessive. 

10 
Comments from Dr. Wayne Cascio 

Chapter 6 

General comments: The authors, contributors, and reviewers of Chapter 6: Integrated Health 

Effects of Short-Term PM Exposure of the ISA for Particulate Matter have produced an 

comprehensive compendium of environmental health data that in large part achieves its goal of 

providing a thorough source of relevant human clinical and epidemiological data, and animal 

toxicological data along with an integrated and balanced discussion of its public health 

implications. This draft document appears to be unprecedented in scope and detail. In spite of 

the broad range of content and complexity the descriptions of the cited studies have an 

exceptional degree of accuracy and integration. The discussion is in general balanced, and the 

evidence supports the conclusions. The style of the PM ISA for is consistent and the document is 

easy to read and the concepts are clearly communicated. 

In general the Tables and Figures of Chapter 6 are used effectively to communicate the copious 

information in a succinct manner. Annexes C, D and E are appropriate, adequate and effective in 

supporting the goals of the PM ISA. 

The decision to include in Chapters 6 and 7 only toxicological inhalation and intratracheal 

instillation studies when conducted at PM concentrations <2 mg/m3, and in vitro studies when 

they contributed significantly to the understanding of health effects is logical because it is under 

these conditions that such studies provide the most support of biological plausibility for the 

health effects. 

Specific Comments:

Figure 6-1. Excess risk estimates per 10μg/m3 increase in PM10, PM2.5, and PM10 2.5 for studies 

of CVD ED visits and hospitalizations. Appropriate. The PM10 2.5 should read PM10-2.5. The 

graphics of Figure 6-1 could be improved by placing the PM10, PM2.5, and PM10-2.5 on the left 

hand side of Figure 6-1 in the same way as it is done in Table 6-6. 

Figure 6-2; 6-3; 6-4. The graphics could be improved by placing the PM10, PM2.5, and PM10-2.5

on the left hand side of Figure 6-2; 6-3; 6-4 in the same way as it is done in Table 6-6. 

6-8, L. 3. ApoE-/- mice. This genetic model of atherosclerosis in the mouse is primarily a model 

of peripheral vascular disease rather than coronary artery disease. In the future other models 

should be incorporated into the atherosclerosis research, arrhythmia and cardiac dysfunction. 

Models that for example that modify the function of cells and proteins involved in the 

atherosclerotic process should be incorporated. Mouse models available today that might provide 

more relevant information for coronary heart disease include the ApoE/LDL receptor double 

KO, the macrophage uPA-transgenic/apoE KO, SR-BI/apoE dKO, and the SR-BI/ApoE-R61h/h.

6-8. 6.2.1. Heart Rate Variability. The measures of heart rate variability (HRV) include time- and 

frequency-domain measures. The interpretation of HRV finding continues to be a challenge 

11 
because studies judged to be well designed and with appropriate methods continue to show 

disparate findings. These unanticipated outcomes rather than explained by chance perhaps are 

indicating that the HRV result is reflecting a fundamental response of an individual that is 

determined in part by a number of factors including age and the presence of co-morbid 

conditions. It is also possible that time- and frequency-domain measure of HRV are inadequate 

to capture the true nature of PM’s effect on heart rhythm. For example, no data contained in the 

previous AQCD or the current ISA describes any studies utilizing non-linear measures of HRV. 

Non-linear functions capture the structure and complexity of RR intervals and have the potential 

to provide a more detail of randomness of the RR dynamics and possibly be more prognostic. 

6-16, L. 4. With respect to the paper by Gong et. al. 2003a, “This effect was observed 

immediately following the exposure and at 2-days post-exposure, ...”, it should read “.. and at 1 

day post-exposure, ...”. 

6-23, L. 13-25, The papers referenced regarding the assessment of arrhythmia by Dockery and 

colleagues (Dockery et al. 2005a, and 2005b were the first studies to investigate the association 

of air pollutants with arrhythmia utilizing an advanced internal cardiac defibrillator with the 

capability to store electrograms thereby allowing a qualified cardiologist to distinguish 

arrhythmia from artifact, and supraventricular from ventricular arrhythmia. This is an important 

point because such characterization was not present in the original paper by Peters et al. in 2000. 

6-24, L. 11. “dame” should read “same”. 

6-24, L. 12. “frome” should read “frame”. 

6-27, L. 1-4. The following statement “Ectopic beats are defined as extra cardiac depolarizations 

and are the most common disturbance in heart rhythm. Ectopic beats are usually benign, and may 

present with or without symptoms, such as palpitations or dizziness. When three or more occur 

in succession, this is called a non-sustained ventricular tachycardia.” should be rewritten because 

of some inaccuracy. Consider the following, “Ectopic beats are defined as heart beats that 

originate at a location in the heart outside of the sinus node. They are the most common 

disturbance in heart rhythm. Ectopic beats are usually benign, and may present with or without 

symptoms, such as palpitations or dizziness. Such beats can arise in the atria or ventricles. When 

the origin is in the atria the beat is called an atrial or supraventricular ectopic beat. When such a 

beat occurs earlier than expected it is referred to as a premature supraventricular or atrial 

premature beat. Likewise, when the origin is in the ventricle the beat is defined as a ventricular 

ectopic beat, or when early a premature ventricular beat. When three or more occur ectopic beats 

occur in succession, this is called a non-sustained run of either supraventricular (atrial) or 

ventricular origin. When the rate of the run is greater than 100 beats per minute it is defined as a 

tachycardia.” 

6-29. L. 15. For completeness the following sentence, “.... likely owing to their rapid heart rates 

(~600 and ~350 bpm, respectively).” should be amended to, “... likely owing to their rapid heart 

rates (~600 and ~350 bpm, respectively) and repolarizing currents.”. 

6-29, L. 18-19. For accuracy the following phrase, “...ventricular depolarization elicits the QRS 

12 
complex, and the biopotential recovery of the ventricles is reflected by the T-wave. “ should be 

amended to, “...ventricular depolarization elicits the QRS complex, and the T-wave represents 

the repolarization of the ventricles.” 

6-33. 6.2.3.2. Human Clinical Studies. L. 21-26. Mills et al. (2007) assume that increased ST 

depression during exercise represents an increased magnitude of ischemia. This is a reasonable 

conclusion particularly in view of canine studies indicating that CAPS decreases coronary artery 

blood flow (Bartoli et al. 2008). Yet, it is not proven that the ST depression in man under 

conditions of PM exposure is caused by greater ischemia. An alternative interpretation is that the 

greater ST depression could be secondary to heterogeneity of electrophysiological effects of 

particulate exposure on the myocardium that is enhance by the metabolic and ionic conditions 

associated with ischemia or increased heart rate. 

6-36. L. 4. “bronchia” should read “bronchial”. 

6-40. L. 8-16. Brauner et al. 2008 showed that eliminating particles with a HEPA filter in the 

homes of healthy aged adults improved microvascular function significantly. The effect was 

attributed to the removal of PM as gases were not impacted by the HEPA filter. These findings 

are similar to those observed in the California Freeway Study funded by the California Air 

Resource Board under the direction of Dr. William Hinds at UCLA School of Public Health 

where the filtering of PM from the passenger cab of a van containing research subjects riding on 

the 405 and 710 freeways in Los Angeles, California experienced fewer arrhythmias and a 

relative decrease in pro-NT BNP. These findings (Cascio et. al. 2009) will be presented at 

American Thoracic Society in May 2009. Like Brauner et al. 2008 these outcomes were based 

on the elimination of PM rather than gases or the stress associated with being a passenger while 

traveling on the freeway. 

6-52. L 5-7. For clarity the “QA interval” can be used interchangeably with the term “systolic 

time interval”. The term “QA interval” appears throughout the text. For those less familiar with 

the terminology using the “QA interval” might be confusing. A reference might be helpful as 

well. For example, Cambridge D and Whiting MV. Evaluation of the QA interval as an index of 

cardiac contractility in anaesthetized dogs: responses to changes in cardiac loading and heart 

rate. Cardiovascular Res. 1986: 444-50, would provide the basis for this measurement. 

6-49. L. 7-16. Wellenius et al. 2007 reported that in a group of subjects with LV dysfunction that 

PM did not affect measurements of BNP, failing to prove the hypothesis that PM can worsen LV 

function. Yet, BNP the active peptide has a very short half-life and might not be the best 

biomarker for such a study. NT-pro BNP, the inactive peptide also responsive to LV ventricular 

pressure but with a substantially longer half-life might have been a better biomarker to assess 

transient changes in LV function associated with PM and other air pollutants. Thus the absence 

of a correlation between PM and BNP does not prove that PM does not have an impact on RV or 

LV function in individuals with impaired cardiac mechanics. 

6-59. Section 6.2.8. “Blood Coagulation” is more appropriately named “Hemostasis, Thrombosis 

and Coagulation Factors”. 

13 
6-97. L. 15-7. Just published in Environmental Health Perspectives are the findings of a CAPS 

coarse particle study. The reference is Graff DW, Cascio WE, Pappold A, Zhu H, Huang Y-C T, 

Devlin RB. Exposure to concentrated coarse air pollution particles causes mild cardiopulmonary 

effects in healthy young adults. EHP doi: 10.1289/ehp.0900558. Available 23 March 2009. In 

this study 14 healthy young volunteers were exposed to coarse concentrated ambient particles 

(CAPS) and filtered air. Coarse Particle concentration averaged 89.0 μg/m3 (range was 23.7 – 

159.6). Volunteers were exposed to coarse CAPS and filtered air for two hours while undergoing 

intermittent exercise in a single-blind, cross-over study. Pulmonary, cardiac, and hematological 

endpoints were measured before exposure, immediately after exposure, and again 24 hours after 

exposure. Compared to filtered air exposure, coarse CAPS exposure produced mild pulmonary 

inflammation as evidenced by a small increase in polymorphonuclear neutrophils (PMNs) in the 

bronchoalveolar lavage (BAL) fluid 20 hours post-exposure. Changes in pulmonary function 

were not observed. Blood tissue plasminogen activator (tPA) was decreased 20 hours after 

exposure. SDNN, a measure of overall HRV was decreased 20 hours after exposure to CAPS. 

Consequently it is concluded that coarse CAPS exposure induces a mild physiologic response in 

healthy young volunteers approximately 20 hours after exposure. These changes are similar in 

type and magnitude to changes reported previously for healthy volunteers exposed to fine CAPS, 

suggesting that both size fractions are comparable at inducing acute cardiopulmonary changes. 

6-99. L. 10. “PM2.” Should read “PM2.5”. 

6-100. L. 21 and 23. “H” should read either “HR” or “heart rate”. 

6-101, L. 29. “... organic and EC fraction..” should be written either as “...organic and elemental 

carbon....” , or “OC and EC”. 

6-106, L. 22. “H” should read “heart rate”. 

6-107, L. 23-24. “There is one study that used an indirect measure of cardiac contractility (QAinterval) during ultrafine CAPs...” should be written as, “There is one study that used an indirect 

measure of cardiac contractility, the systolic time interval, as assessed by the QA-interval during 

ultrafine CAPs...”. 

6-125, L. 30-32., and 6-126, L.1. “Pietropaoli et al. (2004) observed a significant reduction in 

MMEF and DLCO in healthy adults 21 hours after a 2-h exposure to ultrafine carbon particles 

(50 μg/m3). This reduction in DLCO may reflect a PM-induced vasoconstrictive effect on the 

pulmonary vasculature.” This observation might be important to the observation in the California 

Freeway Study (Cascio et al. accepted for presentation at ATS May 2009) in which exposure to 

traffic related particles produced a relative increase in arrhythmia and NT-proBNP compared to 

filtered air. The release of NT-proBNP is consistent with an acute increase in pulmonary 

pressures due to pulmonary vasoconstriction with attendant RV stress. 

6-134, L. 13. “Differenct” should be written “Differences”. 

6-142, L. 25-26. Write out, “fine+ultrafine”. 

14 
6-6-150, L. 10 . “patter” should read “pattern”. 

6-197, L. 22. “domaminergic” should be written as “dopaminergic”. 

6-198, 6.4.3. Summary and Causal Determination. It is agreed that the weight of the evidence is 

inadequate to assign a causal relationship between PM10, PM2.5, PM10-2.5, ultrafine particles, or 

specific PM components to CNS outcomes. Yet, this data is some of the most intriguing. These 

early findings should stimulate more comprehensive studies to elucidate mechanism in the 

animal models and man. 

6-240, L. 16. “causes-specifici” should be written, “cause-specific”. 

6-243, L.11. “HAs” should be written out as, “hospital admissions”. 

Chapter 7. 

The conclusions related to causation are conservative and supported by the evidence. 

7-2, L. 17-19. The statement, “The advanced lesion that develops from this process can occlude 

perfusion to distal tissue, causing ischemia, and erode, degrade, or even rupture, revealing 

coagulant initiators (tissue factor) that cause major clotting disorders and infarction or stroke.” 

Should be clarified. Consider the following, “The advanced lesion that develops from this 

process can occlude perfusion to distal tissue, causing ischemia, and erode, degrade, or even 

rupture, revealing initiators of thrombosis (tissue factor) that cause major disorders caused by 

arterial thrombosis and thromboembolism such as coronary artery syndrome or stroke.” 

7-3, L. 8. The statement, “Agatston scores are frequently used to classify individuals into one of 

five groups (zero; mild; moderate; severe; extensive) or according to age- and sex-specific 

percentiles of the CAC distribution (Erbel et al., 2007).” Should be amended to read, “...the 

CAC distribution (Erbel et al., 2007) and as such the greatest utility of the Agatson score is in 

ascribing a long-term clinical risk for cardiac events. Yet, the Agatson score is not sensitive to 

low levels of vascular calcium and as such this insensitivity might limit its utility in longitudinal 

epidemiological studies.” 

7-3, L. 9-20. Carotid artery internal medial thickness is an established measurement of large 

vessel atherosclerosis. Yet, recent clinical trials have raised the issue of its suitability as a 

measure of progression of atherosclerosis. As recent study puts this issue into perspective. 

(Doggan S, Plantinga Y, Evans GW, Meijer R, Grobbee DE, Cots MS, Opal Investigators. 

Ultrasound protocols to measure carotid intima-media thickness: a post-hoc analysis of the 

OPAL study. Curr Med Res Opin 2009; 25(1):109-22.). In their study they showed that in 

“healthy middle-aged subjects mean common CIMT protocols that include measurements at both 

near and far walls at multiple (> or = 2) angles provide highest reproducibility combined with 

largest estimates of CIMT progression measured with high precision...” Such approaches are 

generally not taken this most likely limits the sensitivity of the assay. 

15 
7-4, L. 3-14. As discussed previously the Agatston scale is expected to be insensitive to small 

changes in vascular wall calcium. 

7-84, L. 27. The font of “infant mortality” should be changed to match the text. 

7-86, L. 4. The “n” should be written out as “numbers of subjects”. 

Chapter 8. 

Comment: The C-R relationship focuses on mortality effects with short- and long-term exposure 

to PM. The mortality endpoint is a hard endpoint but is also less sensitive indicator of health 

effects attendant to PM. Hospitalizations for clinical conditions are likely to provide greater 

sensitivity in determining the C-R relationship. From a public health perspective having a more 

sensitive indicator will be important to fully understanding the potential health impact of PM, 

particularly at low concentrations. Yet, such data is limited and not sufficient to establish firm 

conclusions. More data is needed in this area. 

The definitions of susceptibility and vulnerability are logical and functional. Such definitions can 

be effectively used to categorize and summarize clinical studies with similar characteristics. 

Pg. 8-6. L. 2. Spelling. “Medixare” should read “Medicare”. 

References 

R-3. The full citation is now available: Andersen, Z. J., P. Wahlin, et al. (2008). "Size 

distribution and total number concentration of ultrafine and accumulation mode particles and 

hospital admissions in children and the elderly in Copenhagen, Denmark." Occup Environ Med

65(7): 458-66. 

R-7. Full reference now available. Bell, M. L., K. Ebisu, et al. (2008). "Seasonal and regional 

short-term effects of fine particles on hospital admissions in 202 US counties, 1999-2005." Am J 

Epidemiol 168(11): 1301-10. 

New References of Relevance not included in PM ISA and their Abstracts 

Carder, M., R. McNamee, et al. (2008). "Interacting effects of particulate pollution and 

cold temperature on cardiorespiratory mortality in Scotland." Occup Environ Med 65(3): 

197-204. To determine whether the effect of black smoke on cardiorespiratory mortality is 

modified by cold temperatures. METHODS: Poisson regression models were used to investigate 

the relationship between lagged black smoke concentration and daily mortality, and whether the 

effect of black smoke on mortality was modified by cold temperature for three Scottish cities 

from January 1981 to December 2001. MAIN RESULTS: For all-cause respiratory and noncardiorespiratory mortality, there was a significant association between mortality and lagged 

black smoke concentration. Generally the maximum black smoke effect occurred at lag 0, 

although these estimates were not statistically significant. A 10 mugm(-3) increase in the daily 

16 
mean black smoke concentration on any given day was associated with a 1.68% (95% CI 0.72 to 

2.65) increase in all-cause mortality and a 0.43% (95% CI -0.97 to 1.86), 5.36% (95% CI 2.93 to 

7.84) and 2.13% (95% CI 0.82 to 3.47) increase in cardiovascular, respiratory and noncardiorespiratory mortality, respectively, over the ensuing 30-day period. The effect of black 

smoke on mortality did not vary significantly between seasons (cool and warm periods). For allcause, cardiovascular and non-cardiorespiratory mortality the inclusion of interaction terms did 

not improve the models, although for all-cause and non-cardiorespiratory mortality there was a 

suggestion for interaction between temperature and recent black smoke exposure. The results of 

this study suggested a greater effect of black smoke on mortality at low temperatures. Since 

extremes of cold and particulate pollution may coexist, for example during temperature 

inversion, these results may have important public health implications. 

Franco Suglia, S., A. Gryparis, et al. (2008). "Association between traffic-related black 

carbon exposure and lung function among urban women." Environ Health Perspect

116(10): 1333-7. BACKGROUND: Although a number of studies have documented the 

relationship between lung function and traffic-related pollution among children, few have 

focused on adult lung function or examined community-based populations. OBJECTIVE: We 

examined the relationship between black carbon (BC), a surrogate of traffic-related particles, and 

lung function among women in the Maternal-Infant Smoking Study of East Boston, an urban 

cohort in Boston, Massachusetts. METHODS: We estimated local BC levels using a validated 

spatiotemporal land-use regression model, derived using ambient and indoor monitor data. We 

examined associations between percent predicted pulmonary function and predicted BC using 

linear regression, adjusting for sociodemographics (individual and neighborhood levels), 

smoking status, occupational exposure, type of cooking fuel, and a diagnosis of asthma or 

chronic bronchitis. RESULTS: The sample of 272 women 18-42 years of age included 57% who 

self-identified as Hispanic versus 43% white, and 18% who were current smokers. Mean +/- SD 

predicted annual BC exposure level was 0.62 +/- 0.2 microg/m3. In adjusted analysis, BC (per 

interquartile range increase) was associated with a 1.1% decrease [95% confidence interval (CI), 

-2.5% to 0.3%] in forced expiratory volume in 1 sec, a 0.6% decrease (95% CI, -1.9% to 0.6%) 

in forced vital capacity, and a 3.0% decrease (95% CI, -5.8% to -0.2%) in forced mid-expiratory 

flow rate. We noted differential effects by smoking status in that former smokers were most 

affected by BC exposure, whereas current smokers were not affected. CONCLUSION: In this 

cohort, exposure to traffic-related BC, a component of particulate matter, independently 

predicted decreased lung function in urban women, when adjusting for tobacco smoke, asthma 

diagnosis, and socioeconomic status.

Goldberg, M. S., N. Giannetti, et al. (2008). "A panel study in congestive heart failure to 

estimate the short-term effects from personal factors and environmental conditions on 

oxygen saturation and pulse rate." Occup Environ Med 65(10): 659-66. This daily diary 

panel study in Montreal, Quebec, was carried out to determine whether oxygen saturation and 

pulse rate were associated with selected personal factors, weather conditions and air pollution. 

Thirty-one subjects with CHF participated in this study in 2002 and 2003. Over a 2-month 

period, the investigators measured their oxygen saturation, pulse rate, weight and temperature 

each morning and recorded these and other data in a daily diary. Air pollution and weather 

conditions were obtained from fixed-site monitoring stations. The study made use of mixed 

regression models, adjusting for within-subject serial correlation and temporal trends, to 

17 
determine the association between oxygen saturation and pulse rate and personal and 

environmental variables. Depending on the model, we accounted for the effects of a variety of 

personal variables (e.g., body temperature, salt consumption) as well as nitrogen dioxide (NO2), 

ozone, maximum temperature and change in barometric pressure at 8:00 from the previous day. 

RESULTS: In multivariable analyses, the study found that oxygen saturation was reduced when 

subjects reported that they were ill, consumed salt, or drank liquids on the previous day and had 

higher body temperatures on the concurrent day (only the latter was statistically significant). 

Relative humidity and decreased atmospheric pressure from the previous day were associated 

with oxygen saturation. In univariate analyses, there was negative associations with 

concentrations of fine particulates, ozone, and sulphur dioxide (SO2), but only SO2 was 

significant after adjustment for the effects of weather. For pulse rate, no associations were found 

for the personal variables and in univariate analyses the study found positive associations with 

NO(2), fine particulates (aerodynamic diameter of 2.5 microm or under, PM(2.5)), SO2, and 

maximum temperature, although only the latter two were significant after adjustment for 

environmental effects. The findings from the present investigation suggest that personal and 

environmental conditions affect intermediate physiological parameters that may affect the health 

of CHF patients. 

Liao, D., E. A. Whitsel, et al. (2009). "Ambient particulate air pollution and ectopy--the 

environmental epidemiology of arrhythmogenesis in Women's Health Initiative Study, 

1999-2004." J Toxicol Environ Health A 72(1): 30-8. The relationships between ambient 

PM(2.5) and PM(10) and arrhythmia and the effect modification by cigarette smoking were 

investigated. Data from U.S. Environmental Protection Agency (EPA) air quality monitors and 

an established national-scale, log-normal kriging method were used to spatially estimate daily 

mean concentrations of PM at addresses of 57,422 individuals from 59 examination sites in 24 

U.S. states in 1999-2004. The acute and subacute exposures were estimated as mean, geocoded 

address-specific PM concentrations on the day of, 0-2 d before, and averaged over 30 d before 

the electrocardiogram (ECG) (Lag(0); Lag(1); Lag(2); Lag(1-30)). At the time of standard 12-

lead resting ECG, the mean age (SD) of participants was 67.5 (6.9) yr (84% non-Hispanic White; 

6% current smoker; 15% with coronary heart disease; 5% with ectopy). After the identification 

of significant effect modifiers, two-stage random-effects models were used to calculate centerpooled odds ratios and 95% confidence intervals (OR, 95% CI) of arrhythmia per 10 mug/m(3) 

increase in PM concentrations. Among current smokers, Lag(0) and Lag(1) PM concentrations 

were significantly associated ventricular ectopy (VE)-the OR (95% CI) for VE among current 

smokers was 2 (1.32-3.3) and 1.32 (1.07-1.65) at Lag(1) PM(2.5) and PM(10), respectively. The 

interactions between current smoking and acute exposures (Lag(0); Lag(1); Lag(2)) were 

significant in relationship to VE. Acute exposures were not significantly associated with 

supraventricular ectopy (SVE), or with VE among nonsmokers. Subacute (Lag(1-30)) exposures 

were not significantly associated with arrhythmia. Acute PM(2.5) and PM(10) exposure is 

directly associated with the odds of VE among smokers, suggesting that they are more 

vulnerable to the arrhythmogenic effects of PM. 

Ljungman, P. L., N. Berglind, et al. (2008). "Rapid effects of air pollution on ventricular 

arrhythmias." Eur Heart J 29(23): 2894-901. Air pollution has been associated with ventricular 

arrhythmias in patients with implantable cardioverter defibrillators (ICDs) for exposure periods 

of 24-48 h. Only two studies have investigated exposure periods <24 h. We aimed to explore 

18 
such effects during the 2 and 24 preceding hours as well as in relation to distance from the place 

of the event to the air pollution monitor. METHODS AND RESULTS: We used a case-crossover 

design to investigate the effects of particulate matter <10 microm in diameter (PM10) and 

nitrogen dioxide (NO2) in 211 patients with ICD devices in Gothenburg and Stockholm, 

Sweden. Events interpreted as ventricular arrhythmias were downloaded from the ICDs, and air 

pollution data were collected from urban background monitors. We found an association 

between 2 h moving averages of PM10 and ventricular arrhythmia [odds ratio (OR) 1.31, 95% 

confidence interval (CI) 1.00-1.72], whereas the OR for 24 h moving averages was 1.24 (95% CI 

0.87-1.76). Corresponding ORs for events occurring closest to the air pollution monitor were 

1.76 (95% CI 1.18-2.61) and 1.74 (95% CI 1.07-2.84), respectively. Events occurring in 

Gothenburg showed stronger associations than in Stockholm. CONCLUSION: Moderate 

increases in air pollution appear to be associated with ventricular arrhythmias in ICD patients 

already after 2 h, although future studies including larger numbers of events are required to 

confirm these findings. Representative geographical exposure classification seems important in 

studies of these effects. 

Lucking, A. J., M. Lundback, et al. (2008). "Diesel exhaust inhalation increases thrombus 

formation in man." Eur Heart J 29(24): 3043-51. Although the mechanism is unclear, 

exposure to traffic-derived air pollution is a trigger for acute myocardial infarction (MI). The aim 

of this study is to investigate the effect of diesel exhaust inhalation on platelet activation and 

thrombus formation in men. METHODS AND RESULTS: In a double-blind randomized 

crossover study, 20 healthy volunteers were exposed to dilute diesel exhaust (350 microg/m(3)) 

and filtered air. Thrombus formation, coagulation, platelet activation, and inflammatory markers 

were measured at 2 and 6 h following exposure. Thrombus formation was measured using the 

Badimon ex vivo perfusion chamber. Platelet activation was assessed by flow cytometry. 

Compared with filtered air, diesel exhaust inhalation increased thrombus formation under lowand high-shear conditions by 24% [change in thrombus area 2229 microm(2), 95% confidence 

interval (CI) 1143-3315 microm(2), P = 0.0002] and 19% (change in thrombus area 2451 

microm(2), 95% CI 1190-3712 microm(2), P = 0.0005), respectively. This increased 

thrombogenicity was seen at 2 and 6 h, using two different diesel engines and fuels. Diesel 

exhaust also increased platelet-neutrophil and platelet-monocyte aggregates by 52% (absolute 

change 6%, 95% CI 2-10%, P = 0.01) and 30% (absolute change 3%, 95% CI 0.2-7%, P = 0.03), 

respectively, at 2 h following exposure compared with filtered air. CONCLUSION: Inhalation of 

diesel exhaust increases ex vivo thrombus formation and causes in vivo platelet activation in 

man. These findings provide a potential mechanism linking exposure to combustion-derived air 

pollution with the triggering of acute MI. 

Pereira Filho, M. A., L. A. Pereira, et al. (2008). "Effect of air pollution on diabetes and 

cardiovascular diseases in Sao Paulo, Brazil." Braz J Med Biol Res 41(6): 526-32. Type 2 

diabetes increases the risk of cardiovascular mortality and these patients, even without previous 

myocardial infarction, run the risk of fatal coronary heart disease similar to non-diabetic patients 

surviving myocardial infarction. There is evidence showing that particulate matter air pollution is 

associated with increases in cardiopulmonary morbidity and mortality. The present study was 

carried out to evaluate the effect of diabetes mellitus on the association of air pollution with 

cardiovascular emergency room visits in a tertiary referral hospital in the city of Sao Paulo. 

Using a time-series approach, and adopting generalized linear Poisson regression models, we 

19 
assessed the effect of daily variations in PM10, CO, NO2, SO2, and O3 on the daily number of 

emergency room visits for cardiovascular diseases in diabetic and non-diabetic patients from 

2001 to 2003. A semi-parametric smoother (natural spline) was adopted to control long-term 

trends, linear term seasonal usage and weather variables. In this period, 45,000 cardiovascular 

emergency room visits were registered. The observed increase in interquartile range within the 2-

day moving average of 8.0 microg/m(3) SO2 was associated with 7.0% (95%CI: 4.0-11.0) and 

20.0% (95%CI: 5.0-44.0) increases in cardiovascular disease emergency room visits by nondiabetic and diabetic groups, respectively. These data indicate that air pollution causes an 

increase of cardiovascular emergency room visits, and that diabetic patients are extremely 

susceptible to the adverse effects of air pollution on their health conditions. 

Pope, C. A., 3rd, D. G. Renlund, et al. (2008). "Relation of heart failure hospitalization to 

exposure to fine particulate air pollution." Am J Cardiol 102(9): 1230-4. Cardiopulmonary 

disease has been associated with particulate matter (PM) air pollution. There is evidence that 

exposure to elevated PM concentrations increases risk of acute ischemic heart disease events, 

alters cardiac autonomic function, and increases risk of arrhythmias. It is plausible, therefore, 

that PM exposure may exacerbate heart failure (HF). A case-crossover study design was used to 

explore associations between fine PM (PM(2.5): particles with an aerodynamic diameter < or 

=2.5 microm) and 2,628 HF hospitalizations. Patients lived on Utah's Wasatch Front and were 

drawn from those hospitalized at Intermountain Healthcare facilities with a primary diagnosis of 

HF. A 14-day lagged cumulative moving average of 10 microg/m(3) PM(2.5) was associated 

with a 13.1% (95% confidence interval 1.3 to 26.2) increase in HF admissions. The strongest 

PM(2.5)-HF associations were for elderly patients who had previously been admitted for HF and 

who required only a short period of hospitalization. HF hospitalizations are associated with 

lagged cumulative exposure to PM(2.5) of approximately 2 weeks. In conclusion, particulate air 

pollution may play a role in precipitating acute cardiac decompensation in otherwise wellmanaged patients with HF, perhaps through effects of PM on myocardial ischemia, cardiac 

autonomic function, and/or arrhythmic effects. 

Rundell, K. W. and R. Caviston (2008). "Ultrafine and fine particulate matter inhalation 

decreases exercise performance in healthy subjects." J Strength Cond Res 22(1): 2-5. The 

purpose of this study was to investigate effects of PM1 (particulate matter with aerodynamic 

diameter 0.02-2 microm) inhalation on exercise performance in healthy subjects. Inhalation of 

internal combustion-derived PM is associated with adverse effects to the pulmonary and muscle 

microcirculation. No data are available concerning air pollution and exercise performance. 

Fifteen healthy college-aged males performed 4 maximal effort 6-min cycle ergometer trials 

while breathing low or high PM1 to achieve maximal work accumulation (kJ). Low PM1 

inhalation trials 1 and 2 were separated by 3 days; then after a 7 day washout, trials 3 and 4 

(separated by 3 days) were done while breathing high PM1 generated from a gasoline engine; 

CO was kept below 10 ppm. Lung function was done after trial 1 to verify nonasthmatic status. 

Lung function was normal before and after low PM1 exercise. PM1 number counts were not 

different between high PM1 trials (336,730 +/- 149,206 and 396,200 +/- 82,564 for trial 3 and 4, 

respectively) and were different from low PM1 trial number counts (2,260 +/- 500) (P < 0.0001). 

Mean heart rate was not different between trials (189 +/- 6.0, 188 +/- 7.6, 188 +/- 7.6, 187 +/- 

7.4, for low and high PM1 trials; respectively). Work accumulated was not different between low 

PM1 trials (96.1 +/- 9.38 versus 96.6 +/- 10.83 kJ) and the first high PM1 trial (trial 3, 96.8 +/- 

20 
10.65 kJ). Work accumulated in the second high PM1 trial 4, 91.3 +/- 10.04 kJ) was less than in 

low PM1 trials 1 and 2, and high PM1 trial 3 (P = 0.004, P = 0.003, P = 0.0008; respectively). 

Acute inhalation of high (PM1) typical of many urban environments could impair exercise 

performance. 

Sint, T., J. F. Donohue, et al. (2008). "Ambient air pollution particles and the acute 

exacerbation of chronic obstructive pulmonary disease." Inhal Toxicol 20(1): 25-9. 

Investigation has repeatedly demonstrated an association between exposure to ambient air 

pollution particles and numerous indices of human morbidity and mortality. Individuals with 

chronic obstructive pulmonary disease (COPD) are among those with an increased sensitivity to 

air pollution particles. Current and ex-smokers account for 80 to 85% of all those with COPD. 

The human breathing in an urban site with a significant level of particulate matter (PM) may be 

exposed to 720 microg daily. A single cigarette introduces 15,000 to 40,000 microg particle into 

the respiratory tract of the smoker. It is subsequently confounding why such a relatively small 

mass of airborne PM should have any biological effect in the patient with COPD, as these 

individuals are repeatedly exposed to particles (with a similar size and composition) at perhaps a 

thousandfold the mass of ambient PM. Regarding this increased sensitivity of COPD patients to 

air pollution particles, there are several possible explanations for this seeming contradiction, 

including correlations of PM levels with other components of air pollution, an accumulation of 

multiple independent risk factors in a patient, changes in individual activity patterns, disparities 

in dosimetry between healthy subjects and COPD patients, and some unique characteristic of an 

ambient air pollution PM. Regardless of the underlying mechanism for the increased sensitivity 

of COPD patients, exposures of these individuals to elevated levels of PM should be 

discouraged. To provide a greater awareness of PM levels, the U.S. Environmental Protection 

Agency now includes levels of air pollution particles in an air quality index.

Rhoden, C. R., E. Ghelfi, et al. (2008). "Pulmonary inflammation by ambient air particles 

is mediated by superoxide anion." Inhal Toxicol 20(1): 11-5. Lung inflammation is a key 

response to increased levels of particulate air pollution (PM); however, the cellular mechanisms 

leading to this response remain poorly understood. We have previously shown that oxidants are 

critical mediators of the inflammatory response elicited by inhalation of ambient air particles. 

Here we tested the possible role of a specific oxidant, superoxide anion, by using the membranepermeable analog of superoxide dismutase, Mn(III) tetrakis(4-benzoic acid)porphyrin chloride 

(MnTBAP). Adult Sprague-Dawley rats were instilled with either urban air particles (UAP) or 

saline. MnTBAP-treated rats received 10 mg/kg (ip) MnTBAP 2 h prior to exposure to UAP. 

Recruitment of inflammatory cells into bronchoalveolar lavage was evaluated 4 h after 

instillation. Rats exposed to UAP showed significant increases in the total cell number (8.9 +/- 

0.6 x 10(6); sham: 5.1 +/- 0.6 x 10(6), p < .02), the numbers of polymorphonuclear leukocytes 

(26 +/- 4%; sham: 6 +/- 1%, p < .0001), protein levels (1.2 +/- 0.5 mg/ml, sham: 0.4 +/- 0.1 

mg/ml, p < .001), and a trend of increase in myeloperoxidase levels (5 +/- 1; sham: 2 +/- 1 

mU/ml) in bronchoalveolar lavage (BAL). Pretreatment with MnTBAP at a dose that prevented 

UAP-induced increases in oxidants effectively prevented increase in BAL cells (2.7 +/- 0.6 x 

10(6), p < .0001 vs. UAP), PMN influx into the lungs (4 +/- 3%, p < .0001 vs. UAP), and 

increase in myeloperoxidase (2 +/- 1 mU/ml) and protein levels in BAL (0.1 +/- 0.1 mg/ml). 

These data indicate that superoxide anion is a critical mediator of the inflammatory response 

elicited by PM deposition in the lung. 

21 
Yatera, K., J. Hsieh, et al. (2008). "Particulate matter air pollution exposure promotes 

recruitment of monocytes into atherosclerotic plaques." Am J Physiol Heart Circ Physiol

294(2): H944-53. Epidemiologic studies have shown an association between exposure to 

ambient particulate air pollution <10 microm in diameter (PM(10)) and increased cardiovascular 

morbidity and mortality. We previously showed that PM(10) exposure causes progression of 

atherosclerosis in coronary arteries. We postulate that the recruitment of monocytes from the 

circulation into atherosclerotic lesions is a key step in this PM(10)-induced acceleration of 

atherosclerosis. The study objective was to quantify the recruitment of circulating monocytes 

into vessel walls and the progression of atherosclerotic plaques induced by exposure to PM(10). 

Female Watanabe heritable hyperlipidemic rabbits, which naturally develop systemic 

atherosclerosis, were exposed to PM(10) (EHC-93) or vehicle by intratracheal instillation twice a 

week for 4 wk. Monocytes, labeled with 5-bromo-2'-deoxyuridine (BrdU) in donors, were 

transfused to recipient rabbits as whole blood, and the recruitment of BrdU-labeled cells into 

vessel walls and plaques in recipients was measured by quantitative histological methodology. 

Exposure to PM(10) caused progression of atherosclerotic lesions in thoracic and abdominal 

aorta. It also decreased circulating monocyte counts, decreased circulating monocytes expressing 

high levels of CD31 (platelet endothelial cell adhesion molecule-1) and CD49d (very late 

antigen-4 alpha-chain), and increased expression of CD54 (ICAM-1) and CD106 (VCAM-1) in 

plaques. Exposure to PM(10) increased the number of BrdU-labeled monocytes adherent to 

endothelium over plaques and increased the migration of BrdU-labeled monocytes into plaques 

and smooth muscle underneath plaques. We conclude that exposure to ambient air pollution 

particles promotes the recruitment of circulating monocytes into atherosclerotic plaques and 

speculate that this is a critically important step in the PM(10)-induced progression of 

atherosclerosis. 

Baccarelli, A., P. A. Cassano, et al. (2008). "Cardiac autonomic dysfunction: effects from 

particulate air pollution and protection by dietary methyl nutrients and metabolic 

polymorphisms." Circulation 117(14): 1802-9. Particulate air pollution is associated with 

cardiovascular mortality and morbidity. To help identify mechanisms of action and 

protective/susceptibility factors, we evaluated whether the effect of particulate matter <2.5 mum 

in aerodynamic diameter (PM(2.5)) on heart rate variability was modified by dietary intakes of 

methyl nutrients (folate, vitamins B(6) and B(12), methionine) and related gene polymorphisms 

(C677T methylenetetrahydrofolate reductase [MTHFR] and C1420T cytoplasmic serine 

hydroxymethyltransferase [cSHMT]). METHODS AND RESULTS: Heart rate variability and 

dietary data were obtained between 2000 and 2005 from 549 elderly men from the Normative 

Aging Study. In carriers of [CT/TT] MTHFR genotypes, the SD of normal-to-normal intervals 

was 17.1% (95% CI, 6.5 to 26.4; P=0.002) lower than in CC MTHFR subjects. In the same 

[CT/TT] MTHFR subjects, each 10-mug/m(3) increase in PM(2.5) in the 48 hours before the 

examination was associated with a further 8.8% (95% CI, 0.2 to 16.7; P=0.047) decrease in the 

SDNN. In [CC] cSHMT carriers, PM(2.5) was associated with an 11.8% (95% CI, 1.8 to 20.8; 

P=0.02) decrease in SDNN. No PM(2.5)-SSDN association was found in subjects with either 

[CC] MTHFR or [CT/TT] cSHMT genotypes. The negative effects of PM(2.5) were abrogated in 

subjects with higher intakes (above median levels) of B(6), B(12), or methionine. PM(2.5) was 

negatively associated with heart rate variability in subjects with lower intakes, but no PM(2.5) 

effect was found in the higher intake groups. CONCLUSIONS: Genetic and nutritional 

22 
variations in the methionine cycle affect heart rate variability either independently or by 

modifying the effects of PM2.5. 

Gallus, S., E. Negri, et al. (2008). "European studies on long-term exposure to ambient 

particulate matter and lung cancer." Eur J Cancer Prev 17(3): 191-4. European 

epidemiological studies on ambient air pollution and cancer published before December 2006 are 

reviewed, with focus on five analytic studies providing data on the association between various 

measures of particulate matter (PM) and lung cancer. A case-control study of 755 men who died 

from lung cancer in Trieste, Italy, reported that, compared with less than 0.18 g/m/day of 

deposition of particulate, the relative risk (RR) was 1.1 [95% confidence interval (CI): 0.8-1.5] 

for 0.18-0.30 and 1.4 (95% CI: 1.1-1.8) for more than 0.30 g/m/day. In the Netherlands Cohort 

Study on Diet and Cancer with 60 deaths from lung cancer, the RR was 1.06 (95% CI: 0.43-2.63) 

for an increase of 10 mug/m in black smoke. In the French Pollution Atmospherique et 

Affections Respiratoires Chroniques study cohort based on 178 deaths from lung cancer, the RR 

associated with an increase in exposure to 10 mug/m of total suspended particulate was 0.97 

(95% CI: 0.94-1.01). A nested case-control study within the European Prospective Investigation 

on Cancer and Nutrition included 113 nonsmokers or exsmokers diagnosed with lung cancer and 

312 controls. The RRs were 0.91 (95% CI: 0.70-1.18) for an increase in PM with diameter </=10 

mum (PM10) of 10 mug/m, and 0.98 (95% CI: 0.66-1.45) for exposure over 27 mug/m compared 

with less than 27 mug/m. In a Norwegian record linkage study, based on 1453 lung cancer 

deaths, no significant excess risk was found for men, and a modest association was observed for 

women. European studies of PM exposure and lung cancer do not show a clear association, but 

uncertainties remain for the measurement of exposure and latency. 

Jerrett, M., R. T. Burnett, et al. (2009). "Long-term ozone exposure and mortality." N Engl 

J Med 360(11): 1085-95. Although many studies have linked elevations in tropospheric ozone to 

adverse health outcomes, the effect of long-term exposure to ozone on air pollution-related 

mortality remains uncertain. We examined the potential contribution of exposure to ozone to the 

risk of death from cardiopulmonary causes and specifically to death from respiratory causes. 

METHODS: Data from the study cohort of the American Cancer Society Cancer Prevention 

Study II were correlated with air-pollution data from 96 metropolitan statistical areas in the 

United States. Data were analyzed from 448,850 subjects, with 118,777 deaths in an 18-year 

follow-up period. Data on daily maximum ozone concentrations were obtained from April 1 to 

September 30 for the years 1977 through 2000. Data on concentrations of fine particulate matter 

(particles that are < or = 2.5 microm in aerodynamic diameter [PM(2.5)]) were obtained for the 

years 1999 and 2000. Associations between ozone concentrations and the risk of death were 

evaluated with the use of standard and multilevel Cox regression models. RESULTS: In singlepollutant models, increased concentrations of either PM(2.5) or ozone were significantly 

associated with an increased risk of death from cardiopulmonary causes. In two-pollutant 

models, PM(2.5) was associated with the risk of death from cardiovascular causes, whereas 

ozone was associated with the risk of death from respiratory causes. The estimated relative risk 

of death from respiratory causes that was associated with an increment in ozone concentration of 

10 ppb was 1.040 (95% confidence interval, 1.010 to 1.067). The association of ozone with the 

risk of death from respiratory causes was insensitive to adjustment for confounders and to the 

type of statistical model used. CONCLUSIONS: In this large study, we were not able to detect 

an effect of ozone on the risk of death from cardiovascular causes when the concentration of 

23 
PM(2.5) was taken into account. We did, however, demonstrate a significant increase in the risk 

of death from respiratory causes in association with an increase in ozone concentration. 

Pope, C. A., 3rd, M. Ezzati, et al. (2009). "Fine-particulate air pollution and life expectancy 

in the United States." N Engl J Med 360(4): 376-86. Exposure to fine-particulate air pollution 

has been associated with increased morbidity and mortality, suggesting that sustained reductions 

in pollution exposure should result in improved life expectancy. This study directly evaluated the 

changes in life expectancy associated with differential changes in fine particulate air pollution 

that occurred in the United States during the 1980s and 1990s. METHODS: We compiled data 

on life expectancy, socioeconomic status, and demographic characteristics for 211 county units 

in the 51 U.S. metropolitan areas with matching data on fine-particulate air pollution for the late 

1970s and early 1980s and the late 1990s and early 2000s. Regression models were used to 

estimate the association between reductions in pollution and changes in life expectancy, with 

adjustment for changes in socioeconomic and demographic variables and in proxy indicators for 

the prevalence of cigarette smoking. RESULTS: A decrease of 10 microg per cubic meter in the 

concentration of fine particulate matter was associated with an estimated increase in mean (+/-

SE) life expectancy of 0.61+/-0.20 year (P=0.004). The estimated effect of reduced exposure to 

pollution on life expectancy was not highly sensitive to adjustment for changes in 

socioeconomic, demographic, or proxy variables for the prevalence of smoking or to the 

restriction of observations to relatively large counties. Reductions in air pollution accounted for 

as much as 15% of the overall increase in life expectancy in the study areas. CONCLUSIONS: A 

reduction in exposure to ambient fine-particulate air pollution contributed to significant and 

measurable improvements in life expectancy in the United States. 

Kamdar, O., W. Le, et al. (2008). "Air pollution induces enhanced mitochondrial oxidative 

stress in cystic fibrosis airway epithelium." FEBS Lett 582(25-26): 3601-6. We studied the 

effects of airborne particulate matters (PM) on cystic fibrosis (CF) epithelium. We noted that PM 

enhanced human CF bronchial epithelial apoptosis, activated caspase-9 and PARP-1; and 

reduced mitochondrial membrane potential. Mitochondrial inhibitors (4,4-

diisothiocyanatostilbene-2,2'disulfonic acid, rotenone and thenoyltrifluoroacetone) blocked PMinduced generation of reactive oxygen species and apoptosis. PM upregulated pro-apoptotic Bad, 

Bax, p53 and p21; and enhanced mitochondrial localization of Bax. The anti-apoptotic Bcl-2, 

Bcl-xl, Mcl-1 and Xiap remained unchanged; however, overexpression of Bcl-xl blocked PMinduced apoptosis. Accordingly, we provide the evidence that PM enhances oxidative stress and 

mitochondrial signaling mediated apoptosis via the modulation of Bcl family proteins in CF. 

Nadadur, S. S., N. Haykal-Coates, et al. (2009). "Endothelial effects of emission source 

particles: acute toxic response gene expression profiles." Toxicol In Vitro 23(1): 67-77. Air 

pollution epidemiology has established a strong association between exposure to ambient 

particulate matter (PM) and cardiovascular outcomes. Experimental studies in both humans and 

laboratory animals support varied biological mechanisms including endothelial dysfunction as 

potentially a central step to the elicitation of cardiovascular events. We therefore hypothesized 

that relevant early molecular alterations on endothelial cells should be assessable in vitro upon 

acute exposure to PM components previously shown to be involved in health outcomes. Using a 

model emission PM, residual oil fly ash and one of its predominant constituents (vanadium-V), 

we focused on the development of gene expression profiles to fingerprint that particle and its 

24 
constituents to explore potential biomarkers for PM-induced endothelial dysfunction. Here we 

present differential gene expression and transcription factor activation profiles in human vascular 

endothelial cells exposed to a non-cytotoxic dose of fly ash or V following semi-global gene 

expression profiling of approximately 8000 genes. Both fly ash and it's prime constituent, V, 

induced alterations in genes involved in passive and active transport of solutes across the 

membrane; voltage-dependent ion pumps; induction of extracellular matrix proteins and 

adhesion molecules; and activation of numerous kinases involved in signal transduction 

pathways. These preliminary data suggest that cardiovascular effects associated with exposure to 

PM may be mediated by perturbations in endothelial cell permeability, membrane integrity; and 

ultimately endothelial dysfunction. 

Sun, Q., P. Yue, et al. (2008). "Air pollution exposure potentiates hypertension through 

reactive oxygen species-mediated activation of Rho/ROCK." Arterioscler Thromb Vasc 

Biol 28(10): 1760-6. OBJECTIVE: Fine particulate matter <2.5 microm (PM(2.5)) has been 

implicated in vasoconstriction and potentiation of hypertension in humans. We investigated the 

effects of short-term exposure to PM(2.5) in the angiotensin II (AII) infusion model. METHODS 

AND RESULTS: Sprague-Dawley rats were exposed to PM(2.5) or filtered air (FA) for 10 

weeks. At week 9, minipumps containing AII were implanted and the responses studied over a 

week. Mean concentration of PM(2.5) inside the chamber was 79.1+/-7.4 microg/m(3). After AII 

infusion, mean arterial pressure was significantly higher in PM(2.5)-AII versus FA-AII group. 

Aortic vasoconstriction to phenylephrine was potentiated with exaggerated relaxation to the Rhokinase (ROCK) inhibitor Y-27632 and increase in ROCK-1 mRNA levels in the PM(2.5)-AII 

group. Superoxide (O(2).(-)) production in aorta was increased in the PM(2.5)-AII compared to 

the FA group, inhibitable by apocynin and L-NAME with coordinate upregulation of NAD(P)H 

oxidase subunits p22(phox) and p47(phox) and depletion of tetrahydrobiopterin. In vitro 

exposure to ultrafine particles (UFP) and PM(2.5) was associated with an increase in ROCK 

activity, phosphorylation of myosin light chain, and myosin phosphatase target subunit 

(MYPT1). Pretreatment with the nonspecific antioxidant N-acetylcysteine and the Rho kinase 

inhibitors (Fasudil and Y-27632) prevented MLC and MYPT-1 phosphorylation by UFP 

suggesting a O(2)(.-)-mediated mechanism for PM(2.5) and UFP effects. CONCLUSIONS: 

Short-term air pollution exaggerates hypertension through O(2)(.-)-mediated upregulation of the 

Rho/ROCK pathway.

Min, K. B., J. Y. Min, et al. (2008). "The relationship between air pollutants and heart-rate 

variability among community residents in Korea." Inhal Toxicol 20(4): 435-44. Air 

pollution, both particulate and gaseous, is known to cause adverse health effects and is associated 

with increased cardiovascular mortality and morbidity. With a growing recognition in the 

importance of the autonomic nervous system in air pollution, we examined the effects of air 

pollutants, namely, particulate matter (PM10), sulfur dioxide (SO2), and nitric dioxide (NO2), on 

cardiac autonomic function by measuring heart-rate variability (HRV) among community 

residents. This study was conducted at Taein Island, located off the southern coast of South 

Korea; 1349 subjects (596 males and 753 females) were included in this analysis. Subjects 

responded to the interview about general characteristics and an HRV examination was 

conducted. Exposure data were collected from the Environmental Management Corporation 

during the same period of HRV measurement. Linear regression analyses were carried out to 

evaluate the association over 72 h, and the parameters of HRV indices were presented as the 

25 
percentage change. The exposures to PM(10), SO(2), and NO2 were associated with reduced 

HRV indices, and significant decreases in the standard deviation of the normal to normal interval 

(SDNN) and low frequency (LF) domain effect, and the effect was largely continued until 12 h. 

Our results suggest that air pollutants stimulate the autonomic nervous system and provoke an 

imbalance in cardiac autonomic control. Thus, these subclinical effects may lead to pathological 

consequences, particularly in high-risk patients and susceptible subjects. 

Stafoggia, M., J. Schwartz, et al. (2008). "Does temperature modify the association between 

air pollution and mortality? A multicity case-crossover analysis in Italy." Am J Epidemiol

167(12): 1476-85. Adverse health effects of particulate matter <10 microm in aerodynamic 

diameter (PM(10)) and high temperatures are well known, but the extent of their interaction on 

mortality is less clear. This paper describes effect modification of temperature in the PM(10)-

mortality association and tests the hypothesis that higher PM(10) effects in summer are due to 

enhanced exposure to particles. All deaths of residents of nine Italian cities between 1997 and 

2004 were selected. The case-crossover approach was adopted to estimate the effect of PM(10) 

on mortality by season and temperature level. Three strata of temperature corresponding to low, 

medium, and high "ventilation" were identified, and the interaction between PM(10) and 

temperature within each stratum was examined. Season and temperature levels strongly modified 

the PM(10)-mortality association: for a 10-microg/m(3) variation in PM(10), a 2.54% increase in 

risk of death in summer (95% confidence interval: 1.31, 3.78) compared with 0.20% (95% 

confidence interval: -0.08, 0.49) in winter. Analysis of the interaction between PM(10) and 

temperature within temperature strata resulted in positive but, in most cases, nonstatistically 

significant coefficients. The authors found much higher PM(10) effects on mortality during 

warmer days. The hypothesis that such an effect is attributable to enhanced exposure to particles 

in summer could not be rejected.

Tamagawa, E., N. Bai, et al. (2008). "Particulate matter exposure induces persistent lung 

inflammation and endothelial dysfunction." Am J Physiol Lung Cell Mol Physiol 295(1): 

L79-85. Epidemiologic and animal studies have shown that exposure to particulate matter air 

pollution (PM) is a risk factor for the development of atherosclerosis. Whether PM-induced lung 

and systemic inflammation is involved in this process is not clear. We hypothesized that PM 

exposure causes lung and systemic inflammation, which in turn leads to vascular endothelial 

dysfunction, a key step in the initiation and progression of atherosclerosis. New Zealand White 

rabbits were exposed for 5 days (acute, total dose 8 mg) and 4 wk (chronic, total dose 16 mg) to 

either PM smaller than 10 mum (PM(10)) or saline intratracheally. Lung inflammation was 

quantified by morphometry; systemic inflammation was assessed by white blood cell and platelet 

counts and serum interleukin (IL)-6, nitric oxide, and endothelin levels. Endothelial dysfunction 

was assessed by vascular response to acetylcholine (ACh) and sodium nitroprusside (SNP). 

PM(10) exposure increased lung macrophages (P<0.02), macrophages containing particles 

(P<0.001), and activated macrophages (P<0.006). PM(10) increased serum IL-6 levels in the first 

2 wk of exposure (P<0.05) but not in weeks 3 or 4. PM(10) exposure reduced ACh-related 

relaxation of the carotid artery with both acute and chronic exposure, with no effect on SNPinduced vasodilatation. Serum IL-6 levels correlated with macrophages containing particles 

(P=0.043) and ACh-induced vasodilatation (P=0.014 at week 1, P=0.021 at week 2). Exposure to 

PM(10) caused lung and systemic inflammation that were both associated with vascular 

endothelial dysfunction. This suggests that PM-induced lung and systemic inflammatory 

26 
responses contribute to the adverse vascular events associated with exposure to air pollution.

Yatera, K., J. Hsieh, et al. (2008). "Particulate matter air pollution exposure promotes 

recruitment of monocytes into atherosclerotic plaques." Am J Physiol Heart Circ Physiol

294(2): H944-53. Epidemiologic studies have shown an association between exposure to 

ambient particulate air pollution <10 microm in diameter (PM(10)) and increased cardiovascular 

morbidity and mortality. We previously showed that PM(10) exposure causes progression of 

atherosclerosis in coronary arteries. We postulate that the recruitment of monocytes from the 

circulation into atherosclerotic lesions is a key step in this PM(10)-induced acceleration of 

atherosclerosis. The study objective was to quantify the recruitment of circulating monocytes 

into vessel walls and the progression of atherosclerotic plaques induced by exposure to PM(10). 

Female Watanabe heritable hyperlipidemic rabbits, which naturally develop systemic 

atherosclerosis, were exposed to PM(10) (EHC-93) or vehicle by intratracheal instillation twice a 

week for 4 wk. Monocytes, labeled with 5-bromo-2'-deoxyuridine (BrdU) in donors, were 

transfused to recipient rabbits as whole blood, and the recruitment of BrdU-labeled cells into 

vessel walls and plaques in recipients was measured by quantitative histological methodology. 

Exposure to PM(10) caused progression of atherosclerotic lesions in thoracic and abdominal 

aorta. It also decreased circulating monocyte counts, decreased circulating monocytes expressing 

high levels of CD31 (platelet endothelial cell adhesion molecule-1) and CD49d (very late 

antigen-4 alpha-chain), and increased expression of CD54 (ICAM-1) and CD106 (VCAM-1) in 

plaques. Exposure to PM(10) increased the number of BrdU-labeled monocytes adherent to 

endothelium over plaques and increased the migration of BrdU-labeled monocytes into plaques 

and smooth muscle underneath plaques. We conclude that exposure to ambient air pollution 

particles promotes the recruitment of circulating monocytes into atherosclerotic plaques and 

speculate that this is a critically important step in the PM(10)-induced progression of 

atherosclerosis. 

Totlandsdal, A. I., M. Refsnes, et al. (2008). "Particle-induced cytokine responses in cardiac 

cell cultures--the effect of particles versus soluble mediators released by particle-exposed 

lung cells." Toxicol Sci 106(1): 233-41. Increased levels of particulate matter have been 

associated with adverse effects in the respiratory as well as the cardiovascular system. The 

biological mechanisms behind these associations are still unresolved. Among potential 

mechanisms, particulate matter-associated cardiac effects may be initiated by inhaled small-sized 

particles, particle components and/or mediators related to inflammation that translocate into the 

pulmonary circulation. In the present study cytokine responses (interleukin [IL]-6, IL-1beta, and 

tumor necrosis factor [TNF]-alpha) of primary rat cardiomyocytes and cardiofibroblasts in 

mono- and cocultures induced by direct exposure to particles, were compared with cytokine 

responses induced by mediators released by particle-exposed primary rat epithelial lung cells 

(conditioned media). Cells were exposed to a model ultrafine particle (ultrafine carbon black, 

Printex 90) and in selected experiments to an urban air particle sample (SRM 1648, St Louis, 

MO). In lung cell cultures both particle types induced release of IL-6 and IL-1beta, whereas 

TNF-alpha was only detected upon exposure to St Louis particles. The release of IL-6 by cardiac 

cells was strongly enhanced upon exposure to conditioned media, and markedly exceeded the 

response to direct particle exposure. IL-1, but not TNF-alpha, seemed necessary, but not 

sufficient, for this enhanced IL-6 release. The role of IL-1 was demonstrated by use of an IL-1 

receptor antagonist that partially reduced the effect of the conditioned media, and by a 

27 
stimulating effect on the cardiac cell release of IL-6 by exogenous addition of IL-1alpha and IL1beta. These in vitro findings lend support to the hypothesis that particle-induced cardiac 

inflammation and disease may involve lung-derived mediators. 

Totlandsdal, A. I., T. Skomedal, et al. (2008). "Pro-inflammatory potential of ultrafine 

particles in mono- and co-cultures of primary cardiac cells." Toxicology 247(1): 23-32.

Inhalation of particulate air pollution has been associated with increased risks for cardiovascular 

mortality and morbidity, but the underlying mechanisms are still under discussion. One possible 

pathway may be that inhaled particles cross the air-blood barrier and interact directly with 

cardiac tissue. The aim of the present study was to examine the pro-inflammatory potential of 

particles in cardiac cells. Mono- and co-cultures of primary adult male Wistar (Han) rat 

cardiomyocytes (CMs) and cardiofibroblasts (CFs) were exposed to increasing concentrations of 

ultrafine (<100nm) carbon black particles (Printex 90). Expression and release of cytokines (IL6, IL-1beta and TNF-alpha) were measured by using quantitative real-time PCR and ELISA, 

respectively. Cytotoxicity was estimated by measuring cellular release of lactate dehydrogenase 

(LDH). A particle concentration-dependent increase in IL-6 release was observed in both CM 

mono- and co-cultures (EC(50) approximately 57microg/ml). Furthermore, IL-6 levels detected 

in both control and particle-exposed co-cultures were synergistically increased compared to 

mono-cultures (10-19-fold, dependent on the exposure). Experiments with contact and noncontact co-cultures indicate that direct cellular contact is of key importance for the enhanced 

release of IL-6 in co-cultures. An apparent particle-induced release of IL-1beta was only detected 

in co-cultures. The release of TNF-alpha was low and did not seem notably influenced by 

particle exposure. Treatment with an IL-1 receptor antagonist apparently eliminated the particleinduced release of IL-6. In conclusion, ultrafine particles have a pro-inflammatory potential in 

primary cardiac cells. Furthermore, IL-1 seems critical in triggering particle-induced release of 

IL-6. These pro-inflammatory responses may be elicited when particles are translocated into the 

pulmonary circulation upon inhalation or administered intravascularly during medical 

procedures. 

Lee, S. J., S. Hajat, et al. (2008). "A time-series analysis of any short-term effects of 

meteorological and air pollution factors on preterm births in London, UK." Environ Res

106(2): 185-94. Although much is known about the incidence and burden of preterm birth, its 

biological mechanisms are not well understood. While several studies have suggested that high 

levels of air pollution or exposure to particular climatic factors may be associated with an 

increased risk of preterm birth, other studies do not support such an association. To determine 

whether exposure to various environmental factors place a large London-based population at 

higher risk for preterm birth, we analyzed 482,568 births that occurred between 1988 and 2000 

from the St. Mary's Maternity Information System database. Using an ecological study design, 

any short-term associations between preterm birth and various environmental factors were 

investigated using time-series regression techniques. Environmental exposures included air 

pollution (ambient ozone and PM(10)) and climatic factors (temperature, rainfall, sunshine, 

relative humidity, barometric pressure, and largest drop in barometric pressure). In addition to 

exposure on the day of birth, cumulative exposure up to 1 week before birth was investigated. 

The risk of preterm birth did not increase with exposure to the levels of ambient air pollution or 

meteorological factors experienced by this population. Cumulative exposure from 0 to 6 days 

before birth also did not show any significant effect on the risk of preterm birth. This large study, 

28 
covering 13 years, suggests that there is no association between preterm births and recent 

exposure to ambient air pollution or recent changes in the weather. 

Rankin, J., T. Chadwick, et al. (2009). "Maternal exposure to ambient air pollutants and 

risk of congenital anomalies." Environ Res 109(2): 181-7. 

Studies have suggested an association between maternal exposure to ambient air pollution and 

risk of congenital anomaly. The aim of this study is to investigate the association between 

exposure to black smoke (BS; particulate matter with aerodynamic diameter <4 microg/m(3)) 

and sulphur dioxide (SO(2)) during the first trimester of pregnancy and risk of congenital 

anomalies. We used a case-control study design among deliveries to mothers resident in the UK 

Northern health region during 1985-1990. Case data were ascertained from the population-based 

Northern Congenital Abnormality Survey and control data from national data on all births. Data 

on BS and SO(2) from ambient air monitoring stations were used to average the total pollutant 

exposure during the first trimester of pregnancy over the daily readings from all monitors within 

10 km of the mother's residence. Logistic regression models estimated the association via odds 

ratios. A significant but weak positive association was found between nervous system anomalies 

and BS (OR=1.10 per increase of 1000 microg/m(3) total BS; 95% CI: 1.03, 1.18), but not with 

other anomaly subtypes. For SO(2), a significant negative association was found with congenital 

heart disease combined and patent ductus arteriosus: OR significantly <1 for all quartiles relative 

to the first quartile. The relationship between SO(2) levels and other anomaly subtypes was less 

clear cut: there were either no significant associations or a suggestion of a U-shaped relationship 

(OR significantly <1 for moderate compared to lowest levels, but not with high SO(2) levels). 

Overall, maternal exposure to BS and SO(2) in the Northern region had limited impact on 

congenital anomaly risk. Studies with detailed exposure assessment are needed to further 

investigate this relationship. 

Son, J. Y., Y. S. Cho, et al. (2008). "Effects of air pollution on postneonatal infant mortality 

among firstborn infants in Seoul, Korea: case-crossover and time-series analyses." Arch 

Environ Occup Health 63(3): 108-13. Infants are known to be susceptible to the adverse health 

effects of ambient air pollution. The authors examined the relationship between air pollution and 

postneonatal mortality from all causes among firstborn infants in Seoul, Korea, during 1999-

2003, using both case-crossover and time-series analyses. Using a bidirectional control-sampling 

approach, the authors compared the effects of various types of air pollution on postneonatal 

mortality. The relative risk of postneonatal mortality from all causes was 1.000 (95% confidence 

interval [CI] = 0.998-1.002) for particulate matter with a diameter <10 mum, 1.002 (95% CI = 

0.994-1.009) for nitrogen dioxide, 1.015 (95% CI = 0.973-1.058) for sulfur dioxide, 1.029 (95% 

CI = 0.833-1.271) for carbon monoxide, and 0.984 (95% CI = 0.977-0.992) for ozone for each 1-

unit increase of air pollution level in the 1:6 control selection scheme. The authors observed a 

positive association between air pollution and infant daily mortality except for the studied 

particulate matter and ozone, although it was not statistically significant. They obtained similar 

results in the time-series analysis. The risk of postneonatal infant death from all causes was 

positively associated with all studied air pollutants except ozone. The authors also confirmed that 

the bidirectional method with many controls will give a more efficient estimator than will a 

method with fewer controls.

Epton, M. J., R. D. Dawson, et al. (2008). "The effect of ambient air pollution on 

29 
respiratory health of school children: a panel study." Environ Health 7: 16. Adverse 

respiratory effects of particulate air pollution have been identified by epidemiological studies. 

We aimed to examine the health effects of ambient particulate air pollution from wood burning 

on school-age students in Christchurch, New Zealand, and to explore the utility of urine and 

exhaled breath condensate biomarkers of exposure in this population. METHODS: A panel study 

of 93 male students (26 with asthma) living in the boarding house of a metropolitan school was 

undertaken in the winter of 2004. Indoor and outdoor pollution data was continuously monitored. 

Longitudinal assessment of lung function (FEV1 and peak flow) and symptoms were undertaken, 

with event studies of high pollution on biomarkers of exposure (urinary 1-hydroxypyrene) and 

effect (exhaled breath condensate (EBC) pH and hydrogen peroxide concentration). RESULTS: 

Peak levels of air pollution were associated with small but statistically significant effects on lung 

function in the asthmatic students, but not healthy students. No significant effect of pollution 

could be seen either on airway inflammation and oxidative stress either in healthy students or 

students with asthma. Minor increases in respiratory symptoms were associated with high 

pollution exposure. Urinary 1-hydroxypyrene levels were raised in association with pollution 

events by comparison with low pollution control days. CONCLUSION: There is no significant 

effect of ambient wood-smoke particulate air pollution on lung function of healthy school-aged 

students, but a small effect on respiratory symptoms. Asthmatic students show small effects of 

peak pollution levels on lung function. Urinary 1-hydroxypyrene shows potential as a biomarker 

of exposure to wood smoke in this population; however measurement of EBC pH and hydrogen 

peroxide appears not to be useful for assessment of population health effects of air pollution. 

Some of the data presented in this paper has previously been published in Kingham and coworkers Atmospheric Environment, 2006 Jan; 40: 338-347 (details of pollution exposure), and 

Cavanagh and co-workers Sci Total Environ. 2007 Mar 1;374(1):51-9 (urine hydroxypyrene 

data). 

Ma, L., M. Shima, et al. (2008). "Effects of airborne particulate matter on respiratory 

morbidity in asthmatic children." J Epidemiol 18(3): 97-110. The effects of airborne 

particulate matter (PM) are a major human health concern. In this panel study, we evaluated the 

acute effects of exposure to PM on peak expiratory flow (PEF) and wheezing in children. 

METHODS: Daily PEF and wheezing were examined in 19 asthmatic children who were 

hospitalized in a suburban city in Japan for approximately 5 months. The concentrations of PM 

less than 2.5 mum in diameter (PM(2.5)) were monitored at a monitoring station proximal to the 

hospital. Moreover, PM(2.5) concentrations inside and outside the hospital were measured using 

the dust monitor with a laser diode (PM(2.5(LD))). The changes in PEF and wheezing associated 

with PM concentration were analyzed. RESULTS: The changes in PEF in the morning and 

evening were significantly associated with increases in the average concentration of indoor 

PM(2.5(LD)) 24 h prior to measurement (-2.86 L/min [95%CI: -4.12, -1.61] and -3.59 L/min 

[95%CI: -4.99, -2.20] respectively, for 10-mug/m(3) increases). The change in PEF was also 

significantly associated with outdoor PM(2.5(LD)) concentrations, but the changes were smaller 

than those observed for indoor PM(2.5(LD)). Changes in PEF and concentration of stationarysite PM(2.5) were not associated. The prevalence of wheezing in the morning and evening were 

also significantly associated with indoor PM(2.5(LD)) concentrations (odds ratios = 1.014 

[95%CI: 1.006, 1.023] and 1.025 [95%CI: 1.013, 1.038] respectively, for 10-microg/m(3) 

increases). Wheezing in the evening was significantly associated with outdoor PM(2.5(LD)) 

concentration. The effects of indoor and outdoor PM(2.5(LD)) remained significant even after 

30 
adjusting for ambient nitrogen dioxide concentrations. CONCLUSION: Indoor and outdoor 

PM(2.5(LD)) concentrations were associated with PEF and wheezing among asthmatic children. 

Indoor PM(2.5(LD)) had a more marked effect than outdoor PM(2.5(LD)) or stationary-site 

PM(2.5). 

O'Connor, G. T., L. Neas, et al. (2008). "Acute respiratory health effects of air pollution on 

children with asthma in US inner cities." J Allergy Clin Immunol 121(5): 1133-1139 e1.

Children with asthma in inner-city communities may be particularly vulnerable to adverse effects 

of air pollution because of their airways disease and exposure to relatively high levels of motor 

vehicle emissions. OBJECTIVE: To investigate the association between fluctuations in outdoor 

air pollution and asthma morbidity among inner-city children with asthma. METHODS: We 

analyzed data from 861 children with persistent asthma in 7 US urban communities who 

performed 2-week periods of twice-daily pulmonary function testing every 6 months for 2 years. 

Asthma symptom data were collected every 2 months. Daily pollution measurements were 

obtained from the Aerometric Information Retrieval System. The relationship of lung function 

and symptoms to fluctuations in pollutant concentrations was examined by using mixed models. 

RESULTS: Almost all pollutant concentrations measured were below the National Ambient Air 

Quality Standards. In single-pollutant models, higher 5-day average concentrations of NO2, 

sulfur dioxide, and particles smaller than 2.5 microm were associated with significantly lower 

pulmonary function. Higher pollutant levels were independently associated with reduced lung 

function in a 3-pollutant model. Higher concentrations of NO2 and particles smaller than 2.5 

microm were associated with asthma-related missed school days, and higher NO2 concentrations 

were associated with asthma symptoms. CONCLUSION: Among inner-city children with 

asthma, short-term increases in air pollutant concentrations below the National Ambient Air 

Quality Standards were associated with adverse respiratory health effects. The associations with 

NO2 suggest that motor vehicle emissions may be causing excess morbidity in this population. 

Odajima, H., S. Yamazaki, et al. (2008). "Decline in peak expiratory flow according to 

hourly short-term concentration of particulate matter in asthmatic children." Inhal 

Toxicol 20(14): 1263-72. The aim was to investigate the effects of the 3-h mean concentration of 

suspended particulate matter (SPM) on peak expiratory flow (PEF) in asthmatic children. 

Subjects were 4- to 11-year-old boys and girls with asthma in Fukuoka, Japan. Daily 

measurements of PEF were made between April 2002 and March 2003. PEF was measured 

morning and evening. To assess the association between 3-h mean concentrations of SPM and 

morning PEF and evening PEF separately, we used generalized estimating equations. All models 

took into consideration seasonal effects: modified effects were examined using a two-level 

indicator variable for the warmer months (April through September) and the colder months 

(October through March). Among the 70 asthmatic children, 44 were boys. In warmer months, 

declines in morning PEF for 10 microg/m(3) differences in 3-h concentration of SPM measured 

at 2 a.m. to 5 a.m. of the same day and 11 p.m. to 2 a.m. and 8 p.m. to 11 p.m. of the previous 

day were -0.78 L/min (95% CI: -1.40, -0.16), -0.61 L/min (-1.18, -0.05) and -0.73 L/min (-1.32, -

0.15), respectively. Results were robust even after adjustment for other air pollutants. We also 

found that declines in evening PEF were weakly associated with increases in 3-h concentrations 

of SPM in warmer months, but the associations were not statistically significant. In colder 

months we did not find any robust association between SPM and morning/evening PEF. In 

conclusion, an increased 3-h concentration of SPM is associated with declines in PEF in warmer 

31 
months. 

Tecer, L. H., O. Alagha, et al. (2008). "Particulate matter (PM(2.5), PM(10-2.5), and 

PM(10)) and children's hospital admissions for asthma and respiratory diseases: a 

bidirectional case-crossover study." J Toxicol Environ Health A 71(8): 512-20.

Epidemiological studies reported adverse effects of air pollution on the prevalence of respiratory 

diseases in children. The purpose of this study was to examine the association between air 

pollution and admissions for asthma and other respiratory diseases among children who were 

younger than 15 yr of age. The study used data on respiratory hospital admissions and air 

pollutant concentrations, including thoracic particulate matter (PM(10)), fine (PM(2.5)), and 

coarse (PM(10-2.5)) particulate matter in Zonguldak, Turkey. A bidirectional case-crossover 

design was used to calculate odds ratios for the admissions adjusted for daily meteorological 

parameters. Significant increases were observed for hospital admissions in children for asthma, 

allergic rhinitis (AR), and upper (UPRD) and lower (LWRD) respiratory diseases. All fraction of 

PM in children showed significant positive associations with asthma admissions. The highest 

association noted was 18% rise in asthma admissions correlated with a 10-microg/m(3) increase 

in PM(10-2.5) on the same day of admissions. The adjusted odds ratios for exposure to PM(2.5) 

with an increment of 10 microg/m(3) were 1.15 and 1.21 for asthma and allergic rhinitis with 

asthma, respectively. PM(10) exerted significant effects on hospital admissions for all outcomes, 

including asthma, AR, UPRD, and LWRD. Our study suggested a greater effect of fine and 

coarse PM on asthma hospital admissions compared with PM(10) in children. 

Van Roosbroeck, S., R. Li, et al. (2008). "Traffic-related outdoor air pollution and 

respiratory symptoms in children: the impact of adjustment for exposure measurement 

error." Epidemiology 19(3): 409-16. Outdoor concentrations of soot and nitrogen dioxide 

(NO2) outside of schools have been associated with children's respiratory and eye symptoms. 

We assessed how adjustments for measurement error affect these associations. METHODS: 

Concentrations of air pollutants outside children's schools were validated by personal 

measurements of exposure to traffic-related air pollution. We estimated prevalence ratios of 4 

health outcomes (current wheeze, conjunctivitis, phlegm, and elevated total serum 

immunoglobulin E) using school outdoor measurements, and then adjusted for measurement 

error using the personal exposure data and applying a regression calibration method. The 

analysis adjusting for measurement error was carried out using a main study/external validation 

design. RESULTS: Adjusting for measurement error produced effect estimates related to soot 

and NO2 that were 2 to 3 times higher than in the original study. The adjusted prevalence ratio 

for current phlegm was 5.3 (95% confidence interval = 1.2-23) for a 9.3 microg/m3 increase in 

soot, and 3.8 (1.0-14), for a 17.6 microg/m3 increase in NO2, compared with the original results 

of 2.2 (1.3-3.9) and 1.8 (1.1-2.8), respectively. Corrections were of similar magnitude for the 

prevalence of current wheeze, current conjunctivitis, and total elevated total immunoglobulin E. 

CONCLUSIONS: The estimated effects of outdoor air pollution on respiratory and other health 

effects in children may be substantially attenuated when based on exposure measurements 

outside schools instead of personal exposure. 

Ballester, F., S. Medina, et al. (2008). "Reducing ambient levels of fine particulates could 

substantially improve health: a mortality impact assessment for 26 European cities." J 

Epidemiol Community Health 62(2): 98-105. Recently new European policies on ambient air 

32 
quality--namely, the adoption of new standards for fine particulate matter (PM(2.5)), have 

generated a broad debate about choosing the air quality standards that can best protect public 

health. The Apheis network estimated the number of potential premature deaths from all causes 

that could be prevented by reducing PM(2.5) annual levels to 25 microg/m3, 20 microg/m3, 15 

microg/m3 and 10 microg/m3 in 26 European cities. The various PM(2.5) concentrations were 

chosen as different reductions based on the limit values proposed by the new European 

Directive, the European Parliament, the US Environmental Protection Agency and the World 

Health Organization, respectively. The Apheis network provided the health and exposure data 

used in this study. The concentration-response function (CRF) was derived from the paper by 

Pope et al (2002). If no direct PM(2.5 )measurements were available, then the PM(10) 

measurements were converted to PM(2.5 )using a local or an assumed European conversion 

factor. We performed a sensitivity analysis using assumptions for two key factors--namely, CRF 

and the conversion factor for PM(2.5). Specifically, using the "at least" approach, in the 26 

Apheis cities with more than 40 million inhabitants, reducing annual mean levels of PM(2.5) to 

15 microg/m3 could lead to a reduction in the total burden of mortality among people aged 30 

years and over that would be four times greater than the reduction in mortality that could be 

achieved by reducing PM(2.5) levels to 25 microg/m3 (1.6% vs 0.4% reduction) and two times 

greater than a reduction to 20 microg/m3. The percentage reduction could grow by more than 

seven times if PM(2.5) levels were reduced to 10 microg/m3 (3.0% vs 0.4%). This study shows 

that more stringent standards need to be adopted in Europe to protect public health, as proposed 

by the scientific community and the World Health Organization.

Lee, S. J., S. Hajat, et al. (2008). "A time-series analysis of any short-term effects of 

meteorological and air pollution factors on preterm births in London, UK." Environ Res

106(2): 185-94.) In this case 482,568 births were analyzed in a London based study. The births 

occurred between 1988 and 2000 and data was obtained from the St. Mary's Maternity 

Information System database. Short-term associations between preterm birth and various 

environmental factors were assess with time-series regression techniques. Environmental 

exposures included air pollution (ambient ozone and PM10) and climatic factors (temperature, 

rainfall, sunshine, relative humidity, barometric pressure, and largest drop in barometric 

pressure). In addition to exposure on the day of birth, cumulative exposure up to 1 week before 

birth was investigated. The risk of preterm birth did not increase with exposure to the levels of 

ambient air pollution or meteorological factors experienced by this population. Cumulative 

exposure from 0 to 6 days before birth also did not show any significant effect on the risk of 

preterm birth. This large study, covering 13 years, suggests that there is no association between 

preterm births and recent exposure to ambient air pollution or recent changes in the weather. 

Rankin, J., T. Chadwick, et al. (2009). "Maternal exposure to ambient air pollutants and 

risk of congenital anomalies." Environ Res 109(2): 181-7. 

Studies have suggested an association between maternal exposure to ambient air pollution and 

risk of congenital anomaly. The aim of this study is to investigate the association between 

exposure to black smoke (BS; particulate matter with aerodynamic diameter <4 microg/m(3)) 

and sulphur dioxide (SO(2)) during the first trimester of pregnancy and risk of congenital 

anomalies. We used a case-control study design among deliveries to mothers resident in the UK 

Northern health region during 1985-1990. Case data were ascertained from the population-based 

Northern Congenital Abnormality Survey and control data from national data on all births. Data 

33 
on BS and SO(2) from ambient air monitoring stations were used to average the total pollutant 

exposure during the first trimester of pregnancy over the daily readings from all monitors within 

10 km of the mother's residence. Logistic regression models estimated the association via odds 

ratios. A significant but weak positive association was found between nervous system anomalies 

and BS (OR=1.10 per increase of 1000 microg/m(3) total BS; 95% CI: 1.03, 1.18), but not with 

other anomaly subtypes. For SO(2), a significant negative association was found with congenital 

heart disease combined and patent ductus arteriosus: OR significantly <1 for all quartiles relative 

to the first quartile. The relationship between SO(2) levels and other anomaly subtypes was less 

clear cut: there were either no significant associations or a suggestion of a U-shaped relationship 

(OR significantly <1 for moderate compared to lowest levels, but not with high SO(2) levels). 

Overall, maternal exposure to BS and SO(2) in the Northern region had limited impact on 

congenital anomaly risk. Studies with detailed exposure assessment are needed to further 

investigate this relationship. 

Son, J. Y., Y. S. Cho, et al. (2008). "Effects of air pollution on post-neonatal infant 

mortality among firstborn infants in Seoul, Korea: case-crossover and time-series 

analyses." Arch Environ Occup Health 63(3): 108-13.) The relationship between air pollution 

and post-neonatal mortality from all causes among firstborn infants in Seoul, Korea, during 

1999-2003 was studied. Both case-crossover and time-series analyses with a bidirectional 

control-sampling approach were used to compare the effects of air pollutants on post-neonatal 

mortality. The relative risk of post-neonatal mortality from all causes was 1.000 (95% 

confidence interval [CI] = 0.998-1.002) for PM10, 1.002 (95% CI = 0.994-1.009) for NO2, 1.015 

(95% CI = 0.973-1.058) for SO2, 1.029 (95% CI = 0.833-1.271) for CO, and 0.984 (95% CI = 

0.977-0.992) for O3 for each 1-unit increase of air pollution level in the 1:6 control selection 

scheme. The authors observed a positive association between air pollution and infant daily 

mortality except for the studied particulate matter and ozone, although it was not statistically 

significant. They obtained similar results in the time-series analysis. The risk of post-neonatal 

infant death from all causes was positively associated with all studied air pollutants except 

ozone. Therefore, while a positive association was observed between PM10 and post-neonatal 

mortality the findings were not statistically significant. 

34 
Comments from Dr. Ellis Cowling 

My specific assignment for review of the ISA for PM was Chapter 9 – Ecosystem and 

Welfare Effects. 

The set of 10 Charge Questions provided in John Vandenberg’s letter of January 30, 2009 to 

Holly Stallworth included the following questions with regard to Chapter 9: 

How useful and complete is the scientific evidence presented in Chapter 9 regarding the 

effects of Atmospheric PM on the environment, including (a) effects on visibility, (b) 

effects on individual organisms, (c) direct and indirect effects on ecosystems, (d) effects 

on materials, and (e) effects on climate? To what extent do the discussions and 

integration of evidence correctly represent and clearly communicate the state of the 

science? 

General Comments on the Presentation of Scientific Evidence Regarding Effects of PM on 

Visibility, Individual Organisms, Ecosystems, Materials, and Climate in the ISA 

It is excellent that each of the “Summary and Conclusion” statements on pages 9-1, 9-5, 9-6, 

and 9-7 begins with a simple declarative sentence written in bold type indicating that “The 

evidence is sufficient to infer a causal relationship between ambient PM and” [all five 

significant welfare effects of ambient PM covered in Chapter 9] visibility, individual 

organisms, ecosystems, materials, and climate. These statements set the stage for a throughgoing discussion about the body of scientific evidence that supports these very firm statements of 

causality. That is very good! 

Also useful (but frequently lacking in precision of communication because of poor definitions of 

terms and the absence of a list of acronyms for the whole ISA) are the series of detailed 

presentations of scientific evidence regarding the effects of PM on all five of these same 

significant welfare effects including: 

• visibility on pages 9-7 through 9-86; 

mechanisms of atmospheric deposition on pages 9-86 through 9-106 especially 

with regard to effects of airborne PM on 

o individual organisms on pages 9-106 through 9-119,

o ecosystems on pages 9-119 through 9-127, 

• materials on pages 9-127 through 9-132; 

and finally effects of PM on various aspects of 

• climate on pages 9-132 through 9-156. 

Fortunately, some of these detailed presentations fall more closely within the areas of special 

competence of some of my fellow PM CASAC Panel Members who also were assigned to 

review Chapter 9. For example, Bill Malm, regarding PM effects on visibility, and also David 

Grantz, Rich Poirot, and Lowell Ashbaugh regarding PM effects on materials and climate. 

Thus, I am looking forward to listening very attentively to their Individual Comments on some of 

these special topics in contrast to the discussion about both mechanisms of atmospheric 

deposition and effects of PM constituents on individual organisms and ecosystems that are 

more close to my own areas of special competence. 

35 
Detailed Comments on Some Limitations in the Clarity and Completeness of Chapter 9. 

First with regard to Clarity: Most of my difficulty in assessing the quality of the information 

provided in Chapter 9 is a result of a significant lack of precision in the terminology and lack of 

definitions of the acronyms used in this chapter. 

On pages 9-1 through 9-7 for example, it is not clear what is meant by the acronym EC or the 

terms “crustal material,” “urban excess,” “urban excess carbonaceous PM,” Midwest nitrate 

bulge,” “four light extinction components,” “hydrated sulfate particles,” etc. 

Clear definitions of terms and especially the acronyms used in any ISA document are essential to 

understanding the science that is being assessed. Many more definitions of terms and a complete 

list of all acronyms used in all parts should be included in the Second External Review Draft of 

this document. 

Much confusion in many different parts of Chapter 9 (and in the other chapters of this ISA) are 

caused by sloppiness in the use (and many different meanings) of the word “level”). The word 

“level” is sometimes used to mean “air concentration,” other times to mean “amount,” other 

times to mean “consistency,” other times to mean “altitude” (distance above sea level),” other 

times to mean “unchanged,” other times to mean “degrees” or “extent” or “types” of visibility 

impairment, species of organisms, or concepts of physiology or ecology, and still other times to 

mean “tolerance” or “acceptability” (for example in attitudes of citizens about haziness in the 

atmosphere). My advice is to use any or all of these other terms when they avoid the ambiguity 

that so often accompanies use of the word “level.” 

An illustration of a biological concept that also is presented very inadequately is found in the 

following paragraph near the bottom of page 9-5 within the Summary of Effects on Individual 

Organisms and Ecosystems in the Summary and Conclusions section of Chapter 9: 

“Many of the most important effects [of PM] occur in the soil. The soil environment is 

one of the most dynamic sites of biological diversity in nature. It is inhabited by 

microbial communities of bacteria, fungi, and actinomycetes. These organisms are 

essential participants in the nutrient cycles that make nutrients available for plant uptake. 

Changes in the soil environment that influence the role of bacteria and fungi in nutrient 

cycling determine plant and ultimately ecosystem response.” 

These five sentences (and especially the last sentence in this paragraph) give readers the 

unintended impression that scientific studies of “microbial communities” in soil have been 

shown to be affected by airborne PM [and, by implication, that the many and diverse “nonmicrobial” organisms in soil -- such as rodents, insects, earth worms, nematodes, viruses, and 

roots of higher plants themselves – all have been studied but have NOT been shown to be 

affected by airborne PM]. 

Surprisingly, these very same ideas are presented very much more adequately in the detailed 

discussions on pages 9-106 through 9-119 regarding Effects on Individual Organisms and on 

pages 9-119 through 9-127 regarding Effects on Ecosystems. 

36 
Second with regard to Completeness: During the recent efforts to streamline the NAAQS 

review processes, the following general policy question was recommended as a guide during the 

NAAQS review processes: 

What scientific evidence and/or scientific insights have been developed since the last 

review to indicate if the current public-health based and/or the current public-welfare 

based NAAQS need to be revised or if alternative levels, indicators, statistical forms, or 

averaging times of these standards are needed to protect public health with an 

adequate margin of safety and to protect public welfare?” 

Since the Clean Air Act defines “public welfare” to include the effects of air pollution on 

“visibility, ... and personal comfort and wellbeing.” and the present draft ISA for particulate 

matter concludes that “The evidence is sufficient to infer a causal relationship between 

ambient PM and visibility impairment,” the most directly relevant policy questions to be 

resolved by the current NAAQS-review process for PM are: 

 

1) “Does the current public-welfare based NAAQS need to be revised?” and, if so 

2) “What alternative levels, indicators, statistical forms, or averaging times of the 

secondary standard for PM should be considered in order to protect public welfare?” 

The only parts of the present First External Review Draft of the ISA for PM that deal directly 

with the current secondary standard for PM are: 

1) The very confusing paragraph on lines 8 through 16 on page 1-9 of Chapter 1, and 

2) The section of Chapter 9 titled “Urban Visibility Valuation and Preference” on pages 

9-74 through 9-83 where a preliminary attempt is made to: 

“separate out the aesthetic and wellbeing components associated with the 

visibility condition produced by a given level of air pollution when assessing the 

need for additional regulation to protect [against] the public welfare effect[s] of 

visibility under the Secondary NAAQS.” This was attempted in the present ISA 

by analyzing results from the Urban Visibility Preference Studies completed in 

recent years in Denver, Colorado, Phoenix, Arizona, British Columbia, Canada, 

and Washington, DC (see pages 9-76 through 9-81 in the ISA). 

Thus, I recommend that the Second External Review Draft of the ISA for PM and the First Draft 

Risk and Exposure Assessment for PM include sections that deal explicitly with the two 

questions printed in italic type in the above paragraph. 

---------------------- 

My specific assignment for review of the February 2009 document titled: “Particulate 

Matter National Ambient Air Quality Standards: Scope and Methods Plan for Urban Visibility 

Impact Assessment” was Chapter 3 – Quantitative Visual Air Quality Assessment. 

Having carefully reviewed all three chapters in this document, I was generally satisfied with the 

approach outlined in this Scope and Methods Plan but recommend that earnest consideration also 

37 
be given to including sections in the Second External Review Draft of the ISA for PM to be 

completed in July 2009 and the First Review Draft of the Urban Visibility Impact Assessment 

(UVA) to be completed in September 2009 that deal explicitly with the following two specific 

policy questions: 

1) “Does the current public-welfare based NAAQS need to be revised?” and, if so 

2) “What alternative levels, indicators, statistical forms, and averaging times of the 

secondary standard for PM should be considered in order to protect public welfare?” 

38 
Comments from Dr. James Crapo 

The EPA Staff are to be congratulated on producing a comprehensive and well designed 

overview of issues related to ambient particulate matter including the substantial amount of 

research on PM published since the last CASAC review of this topic. In general, the integrative 

tables and figures are clear and presented in a form that allows consideration of the scope of the 

data with respect to potential adverse health effects for PM. 

Chapter 2 – Integrative Health Effects 

This chapter provides an integrative summary and assesses the likelihood of causal relationships 

for specific health effects with respect to PM exposure. I like the general approach the EPA has 

used, including their five-level hierarchy for causal determination. This is a rigorous approach to 

the central issue that has been requested on multiple previous ISA documents. The EPA staff has 

critically reviewed the relevant literature on this topic and has made concrete recommendations 

regarding their conclusions with regard to causality. I applaud the approach of starting with a list 

of the key health effects and a firm statement with regard to conclusions of causality and 

following this by a brief description of the key findings supporting the conclusions. Hopefully, 

this will become a model for future ISA documents. 

In general, I agree with the causality conclusions with regard to the key health effects and I agree 

with the selection of the health effects for emphasis in this chapter. The focus of this chapter is 

on short- and long-term exposures to PM10 and PM2.5. This implies that a firm decision has been 

made not to consider regulatory recommendations with regard to PM10-2.5. I believe we will 

ultimately need to evaluate epidemiologic and animal studies data with regard to PM10-2.5 in 

order to understand the contributory effects of coarse particulates. Data on PM10-2.5 is 

incorporated in other chapters on Health Effects but not brought forward to the summary and 

conclusions in Chapter 2. From a regulatory perspective today this may be appropriate; however, 

I would recommend that at least a summary section on PM10-2.5 be included in Chapter 2. 

I also liked section 2.2.3 on constituents or sources linked to health outcomes. There are 

insufficient data to derive concrete conclusions; however, there are suggestions that specific 

constituents or sources will eventually be linked with specific health effects. This is likely to be 

an area that will expand in future reviews of PM. 

Chapter 5 – Possible Pathways/Modes of Action 

This chapter provides a reasonable review of the possible pathways or modes of action of 

particulates in contributing to adverse health effects. The chapter is short, focused and provides a 

number of alternative frameworks to consider the mechanisms of actions of particulates. I found 

this chapter useful. Part of its strength is its brevity and its liberal use of illustrations. I would 

recommend keeping this approach for this section of the ISA. 

Chapter 7 – Integrated Health Effects of Long-Term PM Exposure 

Chapter 7 is thorough and well written. It provides an excellent overview of the long-term health 

effects of PM exposure. An important strength of this chapter is the creation of Figures that 

clearly illustrate the combined primary findings with each of the topics (i.e., cardiovascular and 

systemic risks, respiratory risks, reproductive and developmental risks, cancer risks and overall 

39 
mortality. This is well done in Figure 7.8. Figure 7.1 is also a very useful summary figure. I 

would recommend that summary figures be created for each of the sections – even where the 

data suggests no significant effect. The written summaries in each section are appropriate; 

however, I think there should be tables or figures that summarize and compare the primary data 

for each section. 

Chapter 7 would be strengthened by shortening it, achieving greater focus on the new findings, 

and a focus on the summary tables as suggested above. 

40 
Comments from Dr. Douglas Crawford-Brown 

I was not assigned to a specific charge question, so I chose those that I felt are most in line with 

my area of expertise. A general comment is that the document is longer than I might have hoped 

to see. The other ISAs (for other NAAQS) produced recently have set a trend of significantly 

reducing the amount of material that would have been covered under the older Criteria 

Document system. This PM ISA reverses that trend. I realize there is a LOT of PM material 

available in the literature, but I still would have liked to see a little more distillation of the 

literature down to the key studies and points before production of the ISA. 

1. The framework for causal determination and judging the overall weight of evidence is 

presented in Chapter 1. Is this framework appropriately applied for this PM ISA? How might 

the application of the framework be improved for PM effects? 

There is now emerging a consistent framework being applied across the various ISAs, so it is 

becoming easier to see the reasoning behind the causal conclusions drawn in this and other ISAs. 

There are quibbles I might have with the particular framework chosen, but it is as good as any 

other I have seen and at least serves to draw the analyst’s attention to the key questions to be 

addressed. It appropriately separates a judgment of causality from one of there being a C-R 

function. The categories of strength of causality are sufficient and clearly defined, so I found it 

easy to understand why the analyst chose to place a given study and effect into a given category. 

Overall, I am satisfied with this system as a sufficient tool, and recommend no further tweaking, 

which allows everyone to now settle on examining the particular conclusions being drawn within 

the framework. 

The only point that continues to concern me is that the judgments of causality still tend to be 

categorical: PM is or is not causally connected to effect X. I think a better system is one in which 

the degree of support for such a claim changes as the level of exposure changes. It would be 

useful to see how the support changes as one approaches low levels being considered for 

regulatory targets. There is some hint of this throughout the application of the framework, but it 

is never made explicit, especially in Chapter 1. 

 

2. Chapter 2 presents the integrative summary and conclusions from the health effects 

evidence at the beginning of the ISA with the evidence characterized in detail in subsequent 

chapters. (Environmental and public welfare effects evidence is evaluated and summarized in 

Chapter 9.) Is this a useful and effective summary presentation? How does the Panel view the 

inclusion in Chapter 2 of only health categories with causal determinations of (a) likely to be a 

causal relationship or (b) a causal relationship? 

I found Chapter 2 very useful, and it went a long way towards alleviating the general concern I 

mentioned above in regards to the length of the document. I feel it is appropriate to summarize 

only the findings from the studies that fall into these two causal categories, although mention can 

be made of studies/effects that did not meet these criteria (without providing summaries of 

these). I found the discussion of the implications of exposure and dosimetry for the conduct and 

41 
interpretation of epidemiologic studies useful, which was a real strength of this ISA, especially 

since this is one pollutant for which a lot can be said on these points. 

The discussion in the chapter concerning composition of particles was adequate but not 

especially insightful. The summary table was good, but I would have expected a bit more of an 

assessment of, and justification for, a decision to either consider or not consider composition in 

any final risk assessments that might be conducted based on the ISA. I must admit that I read the 

REA first, and so was primed for this issue in turning to the ISA (the wrong order in which to 

read these), but still I expected more in the ISA on this point. 

The chapter correctly summarizes the susceptibility and vulnerability issues raised in subsequent 

chapters, and so serve this issue well. I was less happy with the discussion of C-R curves, feeling 

it needed more of a mathematical treatment in this chapter. I always expect a discussion of such 

curves – whether in summary or in the complete chapter being summarized – to include data 

plotted to visually indicate where there is a clear positive slope and where this disappears into 

then noise of studies, and some indication of the shape of the curve at all levels of exposure. 

Chapter 2 does not go very far down this road and so is less effective as a summary than I would 

have wanted. 

 

4. The dosimetry of PM is discussed in Chapter 4. The primary focus is on factors that 

might lead to differences in deposition and clearance between individuals, species, and as a 

function of the physicochemical properties of particles. Is the review of basic dosimetric 

principles presented in sufficient detail? Are the new particle translocation data adequately and 

accurately described? Recognizing an overall goal of producing a clear and concise chapter, are 

there topics that should added or receive additional discussion? Similarly, are there topics that 

should be shortened or removed? To what extent does the Panel find Annex B appropriate, 

adequate and effective in supporting the ISA? 

I was comfortable with Chapter 4. It provided an overview of mechanisms of deposition and 

clearance at just enough detail to give the reader an understanding of the issues. It was perhaps 

left to the reader to see the implications for study interpretation, or for the drawing of 

conclusions on causal connections in particular studies, but the information is there to help in this 

regard. I found the level of technical detail also appropriate for a topic that can quickly become 

too mathematical for many readers. 

The one area in which I would suggest a bit of improvement is in the inhomogeneity of 

deposition and clearance, especially in regards to carinal ridges. This is mentioned by never 

really explored. 

I kept returning to Annex B for detail, and so I suppose this indicates the Annex served its 

purpose. I found it contain a lot of useful information, even if it was a bit difficult to sort through 

it to find exactly the point being raised in the chapter itself. 

 

42 
8. What are the views of the Panel on the definitions of susceptibility and vulnerability in 

Chapter 8? Are the characteristics included within the broad susceptibility and vulnerability 

categories appropriate and consistent with the definitions used? 

I am comfortable with these definitions. This is a topic that always gets a lively debate, and 

people tend to have some pretty entrenched positions on the issue (with good arguments to 

support their positions). But in the end, what matters is that the terms are well defined both 

verbally and operationally, and then applied consistently. I feel the authors have satisfied these 

criteria in the ISA and so the characteristics considered serve the intended purpose as well as any 

other set of definitions might. 

10. This first external review draft PM ISA is of substantial length and reflects the copious 

amount of research recently conducted on PM. EPA has attempted to succinctly present and 

integrate the policy-relevant scientific evidence for the review of the PM NAAQS. Does the 

Panel have opinions on how the document can be shortened without eliminating important and 

necessary content? 

This is back to my original comment. The document was too long for me to read in its entirety. I 

instead read about 500 pages of it in enough detail to determine whether the information was 

sufficient. This leaves me with the uncomfortable position of worrying about whether the other 

500 or so pages might contain information or analyses that would influence the interpretations 

and judgments I had formed in the sections I did read in detail. 

Chapter 3 strikes me as a chapter that could usefully be pruned by half. It reads a bit like a data 

dump, with every bit of information to hand put into the document just in case someone might 

find it of interest. In most of the cases of page after page of data, I had little sense that these data 

were telling a story that would be needed later in conducting an exposure assessment or 

interpreting epidemiologic studies. This doesn’t mean the data will not prove useful at some 

point – only that the authors didn’t focus my attention onto specific reasons WHY the data might 

be important. 

By way of contrast, there is about the same amount of data available in the literature on particle 

deposition and clearance, but Chapter 4 is a third the size of Chapter 3. Chapter 4 also does a 

better job of focusing the reader’s attention onto the significance of the data being presented. 

I saw little in Chapter 5 that could be deleted without loss of significant content, and so would 

not expect cuts to be made here. 

Chapter 6 is the longest by far. I found myself focusing almost entirely on summary tables and 

figures, rather than the exhaustive page-after-page listings of characteristics of specific studies. 

The chapter could easily be shortened by half without loss of any content that the reader will care 

about. As it is written currently, it suffers from all of the problems of the older criteria 

documents. This shortening would be accomplished by provision of even better summary tables 

and figures, perhaps with a Comments column to explain any special features of a study the 

author wants to highlight. 

43 
In fact, Chapter 6 is even longer than the 200+ pages contained within it, because much of 

Chapter 7 is a similar presentation of study results. The purpose of Chapter 7 is to provide an 

integrative approach, but I could find little of that in the chapter. It became instead yet another 

place to serve as a repository of exhaustive study descriptions. There should be little need to 

describe studies by this chapter, and certainly no need to present even more data. The chapter 

should instead focus on how the materials of earlier chapters, including the dosimetry 

considerations, can be integrated into a consistent picture of which effects are causal, and at what 

levels of exposure, and under what conditions. There are places where Chapter 7 starts to 

approach this goal, but then the reader is plunged back again into listings of studies. This chapter 

is the one most in need of not shortening per se, but a better focus on the purpose of the chapter. 

44 
Comments from Dr. David Grantz 

The document as a whole makes a real contribution and is well done, quite readable, and 

relatively complete. The following represent comments or suggestions for revision of the ISA, 

not in priority order. 

1. It would be helpful to provide a list of acronyms. Further, it would be useful to describe 

briefly air monitoring programs such as AQS (page 2-2, line 11) to present the 

characteristics that make them particularly suitable for the specific analysis under 

discussion. 

2. The approach of Chapter 9, which deals with all welfare effects considered together, 

differs considerably from that of Chapter 2 (and subsequent supporting chapters 3-8), 

which deals with discrete health endpoints. There seems to have been little effort to apply 

the criteria of causality laid out earlier (e.g. Table 1-2), even for visibility which is the 

strongest welfare component in terms of available data. Indeed visibility is a nearly 

discrete endpoint which could be separated into its own chapter. There is a sense that 

other components of welfare effects have been determined prior to preparation of this 

ISA to be non-“policy relevant”, and therefore have received little critical attention. 

Inconsistencies between the treatment of health and welfare effects are numerous. It is 

interesting that (page 9-113, line 23-26) the most interesting plants are said to be the 

tolerant members of the population, whereas in the health sections (and in the legislation) 

it is the most sensitive and most vulnerable members of the population that are to receive 

greatest attention. A committed search for the most sensitive receptors for specific 

endpoints (such as the sentinel species considered on page 9-116) might help to better 

focus the discussion of welfare effects and aid the search for quantifiable C-R 

relationships that might guide development of a separately determined secondary 

standard for PM. 

A detailed chart of causality begins each subsection in Section 2.3, and would be useful if 

added for each subsection of Chapter 9. The three non-visibility findings of “inferred 

causality”--between PM and effects on organisms and ecosystems, on materials, and on 

climate are much too general, analogous to a finding of causality between PM and human 

health, rather than the various endpoints laid out in Chapters 2-8. Further, it is unclear 

whether the phrase (Section 9.2.2) of “sufficient to infer a causal relationship” has 

exactly the same meaning as the phrase “sufficient evidence to conclude that a causal 

relationship exists” that appears in Chapter 2. This should be clarified. 

A consequence of this general approach to welfare effects is that data that would have 

been considered to contribute to a finding of “likely causal” or “contributing to biological 

plausibility” in the health context, receive little more than an uncritical listing in the 

welfare context. For example (page 9-108, line 1-12), the analysis of PM by Sheesley et 

al. (2004) might be used to infer likely causality or biological plausibility, but is instead 

summarized as “does not provide the data needed to assess risk”. Similarly, data such as 

45 
that presented by Oliveira and Pampulha (2006; page 9-118, line 28-30) and other studies 

might be amenable to semi-quantitative analysis, yielding estimates of soil 

concentrations, inferred rates of deposition, and potentially even atmospheric 

concentrations of PM. The challenges laid out for ecosystem data (page 9-120, line 26 

through page 9-121, line 2) are not so different from the early stages of health effects 

investigations. These and other possible opportunities could be pursued throughout the 

welfare section, as a means to begin development of the C-R relationships required to 

support a secondary PM standard. A more critical reading of the available literature for 

quantitative relationships may lead closer to C-R relationships than seems possible from 

the current presentation. The discussion in Section 9.2.2, for example, states generalities 

but never discusses the direction or magnitude of PM-induced changes. The text does not 

effectively support the finding of causality that begins the section. 

3. The material in Chapter 9 could be reorganized to emphasize discrete endpoints, and 

possible causal relationships related to each. Visibility could be placed in its own, better 

focused chapter. Material presented in the current chapter 9 on characterization of 

particles could be relocated to precede the health sections, and the material on deposition 

to extensive landscapes could be placed earlier where it might inform discussion of 

resuspension and personal PM clouds in the health context. This would isolate the 

material on effects on organisms and effects on ecosystems or communities, which could 

be considered together or separately, but in the context of discrete endpoints. This would 

focus the discussion and remove the need for abrupt transitions, such as that into 

discussion of deposition in Section 9.4 (page 9-83). 

The material on toxic metals should be assembled as needed for causality determinations 

within each endpoint. In the current draft, discussion of the nature and role of heavy 

metals is diffused throughout the chapter, but never brought to a focus or conclusion. As 

above, this would avoid the abrupt introduction of metals in Table 9-3 (page 9-89) and in 

the text at top of page 9-90, where it appears out of place. 

The discussion of organic pollutants is somewhat weak. These materials represent direct 

threats to organisms and ecosystems, and substantial indirect threats to food chains 

including human food supply. As such they may become central to the determination of a 

secondary PM standard. This discussion (page 9-114, line 27 to 9-116, line 10) is really a 

discussion of semivolatile compounds. These have unique transport properties, 

characterized by repeated distillation on surfaces as a function of diel trends in 

temperature. This is not well captured by the text. The discussion of fugacity, which is 

defined at a constant temperature (page 9-116, line 5-7), does not capture the well known 

leap-frog behavior of SVOCs across the surface of the earth. The discussion of POPs 

(page 9-103, line 30-31), is confusing with regards to the air plant response route (really a 

contact route), and uptake by above ground plant tissue, (also a contact route) in contrast 

to the distinction between the two (top of page 9-104). 

The discussion of bioaccumulation of organics (page 9-124 to 9-125) can be made quite a 

bit more quantitative, even if causality cannot be demonstrated at this stage. 

46 
4. There is some uncertainty about mercury residence times, and about the oxidation state of 

Hg (page 9-101-102, lines 31-6) under discussion at each point. It would be useful to 

state explicitly what combining forms Hg(II) is found in, and (e.g. page 9-103, top) 

whether gas or particle, and what oxidation state, is under discussion at each point. 

5. The use of visibility as a surrogate for welfare effects may have unintended 

consequences. This is considered more fully in comments regarding the visibility plan. In 

order to keep regulatory environments similar for day and night hours, a movement 

toward modeled or virtual visibility is to be encouraged. This avoids the application of 

dark viewing techniques (e.g. page 9-12, line 11), and allows explicit use of developed 

relationships between visibility and parameters such as RH, to be applied at all hours. In 

the limit, this could avoid use of dark periods to dump particulates that exceed the 

secondary standard. 

Visibility as a standard metric is confounded by regionally differing policy relevant 

backgrounds, and regionally differing popular perceptions of acceptable visibility. In the 

ISA this is shown for residents of Chilliwack and Abbotsford (Page 9-80). Buy-in of 

regulated communities may be compromised by regionally differing standards for PM 

mass, to achieve differing standards of visibility. 

6. The treatment of urban visibility valuation (Section 9.3.5 is written rather loosely, and 

never reaches a focus or conclusion. The acronym, VAQ, is used in several incompatible 

senses. The definition (page 9-74, line 24) improbably equates impairment with quality. 

VAQ is considered something to be seen (page 9-75, line 12), and then more 

appropriately as a quality that can be better or worse. The modifier, “low”, could be 

inserted prior to “VAQ” (line 25-26), since it is not likely that high VAQ would diminish 

a sense of well being. 

7. The discussion of dry deposition (particularly page 9-86, lines 20-26 and page 9-90, lines 

17-28) is somewhat vague and incomplete. The roles of sedimentation and resuspension 

are not considered adequately. The discussion is not entirely consistent with Figure 9-52. 

The consideration of eddy covariance techniques (page 9-88, line 34) might reconsider 

whether coarse particles are transported efficiently in high frequency eddies. 

8. Page 9-47, line 8, in wintertime it may be that oxidizing potential to convert NOx to nitric 

acid is limiting. While this appears to be the implication of this sentence, this is an 

important point that requires further elaboration with respect to mechanisms and 

consequences for air quality. 

9. The discussion regarding exchange of PM-borne materials across vegetated surfaces 

(page 9-95, line 1-3) is quite important and generally well done here. The concept of 

measured dry deposition exceeding bulk deposition requires further elaboration, 

particularly as to measurement technique for the two parameters. In the discussion of 

exchange of mercury (page 9-97, line 26-27) the two forms of deposition that are 

mentioned are both dry deposition, in contrast to the text. 

47 
10. The discussion of individual species near the Harjavalta smelter (page 9-126, line 21-24) 

is of interest, but should be placed in the context of the section heading—Ecosystem 

Function. The isolated consideration of a few insect and spider species, without reference 

to their roles in the ecosystem, is analogous to a statement that influenza is good for 

buzzards. Misses the point a bit. 

11. The discussion of direct impacts of coarse particles (page 9-108 to 9-109) is incomplete. 

Many consequences are mediated by disruption of leaf cuticle and waxes, from pathogen 

defense to control of water loss. Surface pH is important, particularly for colonization, 

but also for wax degradation. These need to be elaborated upon. It is not clear, and at 

least requires better referencing, that salt is generally taken up through abrasions in the 

shoot rather than through the roots, and that this leads to plants leaning away from the 

ocean. 

12. Minor comments: 

Page 9-2,line 5, there appears a discontinuity between discussion of pristine skies and 

polluted ones. 

Page 9-5, line 13, it is not correctly parallel to refer to PM deposition as a pollutant (PM 

is the pollutant). 

Page 9-6, line 2, N should be Ni. 

Page 9-7, line 11, BC is introduced here for possibly the first time. Is this the same as EC, 

introduced earlier? Either way there needs to be a definition given. 

Figure 9-3 (page 9-14), it is unclear what 1.5 stands for in the internal labels for each line. 

Figure 9-31 (page 9-49) it is unclear what the three sizes of pie charts in the legends, and 

the numbers 20, 60, and 100 represent. 

Page 9-22, line 10-14, better to provide a mathematical equation. The form and intent of 

this verbally described transformation is unclear. 

Page 9-48, line 8, should be “east” end of gorge. 

Figures 9-38 to 9-43 (Pages 9-58 to 9-64) are quite difficult to interpret. The legend and 

caption can both be made more user friendly. 

Page 9-105, line 14, it is unclear whether petrogenic refers to petroleum or geology. 

Page 9-113, line 12-22, a better distinction should be made between tire dust and road 

dust. 

Page 9-127, line 27-28, use of a bioluminescence assay is a type of bioassay that directly 

measures the toxicity of the mixture of metals under consideration. This should be 

presented in the context of such direct effect measurements. 

Page 9-136, line 24, the ratio of diffuse to total solar radiation is lowest at noon. 

Page 9-139, line 4-5, it is not clear what factor of 2 refers to. 

Page 9-140, line 26-28, the reduction in radiative forcing over the 80 year recover period 

requires further explanation here. 

48 
Comments from Dr. Joseph Helble 

1. Particle morphology may affect particle transport properties, depending upon particle size. It 

will also affect particle surface area regardless of size. Because surface area and particle 

transport properties may both affect exposure, discussion of current understanding of 

morphology or surface area distributions would be beneficial. This is acknowledged in the 

ISA in section 3.2 (line 23, page 3-3) where shape along with size and composition is listed 

as a variable characteristic of atmospheric PM. 

2. This point is reinforced in Section 3.4.13. page 3-24, where it is noted that “methods are 

being developed to measure the surface area of ultrafine particles (line 23).” No additional 

discussion of surface area is provided. It arises again on p. 3-37 line 9, where “particle 

shape” is listed as one possible cause of differences noted among samples at supersites. 

3. A listing of acronyms and abbreviations is needed at the start of the ISA. Some are not 

defined at all, others are not defined until they have been used many times in earlier sections. 

A listing is included in the Scope and Methods documents and is also warranted in the ISA. 

4. Fly ash from combustion of coal, oil, and wood can also produce particles in the PM1.0 size 

range and is therefore also a potential source of Fine particles (Table 3-1, page 3-6). It is in 

part a source of the metals that are listed in the table. 

5. Similarly, primary PM (“minerals”) can be emitted as fly ash from fossil fuel and wood 

combustion, a source category listed in Table 3-1 but not in Table 3-2. The tables are largely 

consistent, but review for full agreement would be helpful. 

6. A brief narrative description of the sources contributing to the “miscellaneous” categories of 

PM 10 and PM 2.5 sources (Figure 3-2) should be included. 

7. Section 3.3.2.2 page 3-12 line 18 the sentence beginning Robinson et al. (2007a) needs 

clarification. Presumably the statement indicates that direct measurements of combustion 

source emissions do not accurately capture all of the semi-volatile organic content, leading to 

an underestimation of the contribution of combustion sources to semi-volatile organics 

observed in PM. 

8. P. 3-37 line 20 discussed an artifact when QBT filtering was used. Earlier in this section, 

page 3-21, only QBQ and TBQ are mentioned as commonly used methods. If QBT is not a 

typo, it should also be discussed on p. 3-21 when the other filter methods are described. 

9. Comments on the higher maxima noted in Table 3-11 PM 10 distributions from AQ data 

would be helpful. 

10. Page 3-104 notes that “compositional profiles used in receptor models can be extensive.” 

And variable? Worth addressing explicitly if the literature suggests differences would affect 

conclusions drawn from CMB models. 

49 
11. Page 3-146 line 2 the sentence beginning “Particle chemistry” is confusing. It implies that 

chemical composition affects particle deposition behavior. While there is certainly a link 

between composition and size it is not a determinative relationship, and clearly it is size (and 

structure) that primarily affect deposition patterns. 

12. The discussion relating exposure assessment and socioeconomic status makes points 

regarding neighborhood scale monitor distribution that do not appear to be consistent with 

the data in the subsequent tables. Specifically, lines 20-23 page 3-161 argue that 

“neighborhood scale SES issues are not shown to be well represented.” The inference drawn 

from the text as written is that monitors are not sufficiently well distributed, at the 

neighborhood level, in neighborhoods of lower SES status. A comparison of data in Tables 

3-30 through 3-32 indicates, however, that a higher percentage of the less-educated 

population lives within 1 km of a monitor than is true for other educational attainment levels. 

It may be reasonable to argue that a higher concentration of monitors is needed in these 

neighborhoods, but the data as presented do not appear to suggest disparity in their siting. 

13. Typographical Errors 

a. Page 3-8 line 9 the word “exhaust” should be inserted after “vehicle” 

b. Page 3-27 line 23 “from” should be inserted between “Except” and “some” 

c. Page 3-66 the figures present correlation as fractional values, the text describes them 

in percentage terms. The discussion should be made consistent with the figures. 

d. Page 3-72 Figure 3-30 caption indicates “Pittsburgh,” but the legend indicates 

“Philadelphia. This needs to be corrected. 

e. Page 3-85 line 10 insert “are” between “than” and “ultrafine” 

f. Page 3-103 line 24 insert appropriate table numbers 

g. Page 3-114 line 12 delete “described” 

h. Page 3-115 line 112 sentence beginning “In this section” unclear – comma needed 

after “average” - ? 

i. Page 3-115 line 28 “have” should be changed to “has” 

j. Page 3-116 line 5 a colon needed after “components” 

k. Figures 3-61 through 3-63 need to be made larger and sharper 

l. Page 3-141 line 14 space needed between “be” and “evaluated” 

m. Page 3-143 line 28 “suggests” should be “suggest” 

n. Page 3-145 line 2 “utilities” should be “utility” 

o. Page 3-148 Line 9 the “88” in concentrations needs to be deleted 

p. Page 3-149 line 1 Figure 3-71 should be changed to Figure 3-74 

q. Page 3-150 line 10 insert “and” before “indoor” 

r. Page 3-152 line 2 insert ) after the first Zn 

50 
Comments from Dr. Rogene Henderson 

Chapter 1--Framework 

I thought the explanation of the EPA framework for causal determination was well done. It will 

provide the basis for future NAAQS documents for all criteria pollutants. In the future this 

standard approach might be placed in an appendix, but it is appropriate to include it in the PM 

ISA text for discussion. 

Chapter 2--Integrative Health Effects Overview 

I found this to be a useful chapter. I thought the chapter needed a few more words about the 

health effects of short and long term exposures to ultrafine PM and PM10-2.5 particles, not just the 

one sentence at the bottom of page 2-11 saying we have inadequate evidence to infer causal 

relationships. The chapter might also be expanded to include the summary sections from 

Chapters 6 and 7 (see suggestion below) and serve as the health effects section of the ISA, with 

large parts of chapters 6 and 7 as appendices. That is not to say that Chapters 6 and 7 are not 

important. Those chapters contain the detailed information upon which Chapter 2 is based. But 

if one valued a shorter ISA, one could use an expanded Chapter 2 with appendices for the health 

effects. For my own benefit, I made a table that included each of the four particle sizes for rows 

and each of the major endpoints as columns, with the resultant cells showing the finding in terms 

of causality. I did this for both the short term and the long-term exposures. Such a simple 

summary table would be appropriate in Chapter 2. 

Chapters 6 and 7: 

These are highly valuable summaries of the health effects of short and long term exposures to 

PM conducted since the last review. I found the sections labeled "Overall Summary and Causal 

Determination" found at the end of each health effects section especially useful. I wonder if you 

might combine these sections with what is in Chapter 2, edit it to remove redundancies, put the 

details of the new studies described in Chapters 6 and 7 in Appendices, and use the expanded 

Chapter 2 as the Health Effects chapter. 

51 
Comments from Dr. Phil Hopke 

This Chapter is generally well written. However, there are a number of small additions and 

corrections that would improve its overall content and presentation. 

Xia and Hopke (2006) observed seasonal variation for the two major diastereoisomers coming 

from isoprene oxidation with the concentrations occurring during the summer and the lowest 

concentrations occurring during the winter. The variation of the carbon contribution of 2-

methyltetrols to OC was found to follow the same pattern as the concentration variation of 2-

methyltetrols. During summer, the period of high photochemical activity, the maximum carbon 

contribution of 2-methyltetrols to OC was 2.8%. 

It should be noted that the byproducts of terpene oxidation forming SOA are inherently oxidative 

in nature. Docherty et al. (2005) found that 47% to 85% of SOA mass is composed of peroxide 

compounds. Organic peroxides represent an important class of reactive oxygen species (ROS) 

that have high oxidizing potential and could cause oxidative stress in cells on which such 

particles deposit. 

A major question is whether to persist in using a filter based method as the Federal Reference 

Method where we know that the current FRM for PM2.5 has good precision, totally undefined 

accuracy and when operating perfectly provides data with 66% of the days unmeasured. I 

suggest that such a measurement protocol is no longer acceptable. It is critical to have 

essentially complete data capture, higher time resolved data, and measurements that better reflect 

the actual concentration of particulate matter that exists in the atmosphere without the unknown 

and unknowable losses of semivolatile materials that come from a 24 “equilibration” period. The 

document is currently silent on these fundamental flaws of the FRM approach while putting in 

detail on studies of how people try and replicate the inaccurate measurements known to be 

provided by the FRM. It is time for a change in paradigm and move to continuous monitors that 

can remove some of the particle-bound water without as drastically disturbing the other 

semivolatile components. 

There should be some description of the Wagner and Leith passive monitors for PM10 and PM10-

2.5. Since the short-term standard for PM10 has been eliminated, it would be possible to provide 

long term monitoring for PM10 or PM10-2.5 for many more locations using passive samplers and 

thus, they are worth discussing. 

I find Figures 3-4 and 3-5 very hard to follow. They are described in a single sentence on page 

3-29 and the point being made is left quite vague. Either clarify why the figures are there or 

remove them. 

There is no discussion of trends in composition. We have data now from 2000 to 2008 at a 

number of locations across the US. Is the composition changing relative to the overall mass 

concentration? 

There is no mention of the ultrafine measurements in Rochester (Jeong et al., 2004, 2006) 

looking at the seasonal variability in the diurnal patterns of ultrafines and distinguishing between 

vehicular, plume, and regional nucleation events. 

Although not widely used, Unmix should also be mentioned on Page 3-105. It is mentioned on 

3-107, but the methods should be introduced together. Also it should be noted that PMF and 

Unmix have been applied to particle size distributions to obtain source identification of ultrafine 

particles. 

52 
An issue that is not presented is whether intercontinental dust events are really contributors to the 

PRB or just constitute unusual events. For example, there was a large Saharan dust storm in 

early July 2002 that contributed 25 μg/m3 on July 1 and 24 μg/m3 on July 2, 2002 (Lee et al., 

JGR 2006). It is logical to assign these well defined specific events to the PRB? 

There have been useful new approaches to using satellite data to estimate fine particle exposure 

that are worth noting. 

Estimating fine particulate matter component concentrations and size distributions using 

satellite-retrieved fractional aerosol optical depth: Part 1 - Method development 

Liu Y, Koutrakis P, Kahn R: JOURNAL OF THE AIR & WASTE MANAGEMENT 

ASSOCIATION Volume: 57 Issue: 11 Pages: 1351-1359 Published: NOV 2007 

Estimating fine particulate matter component concentrations and size distributions using 

satellite-retrieved fractional aerosol optical depth: Part 2 - A case study, Liu Y, Koutrakis P, 

Kahn R, et al. JOURNAL OF THE AIR & WASTE MANAGEMENT ASSOCIATION Volume: 

57 Issue: 11 Pages: 1360-1369 Published: NOV 2007 

It should be noted that one of the effects of ambient ozone when it infiltrates into indoor air is 

that it can produce new particle formation by reaction with the terpenes released by a variety of 

cleaning and personal care products. Weschler has published extensively on this subject. 

53 
Comments on Chapter 4 

There has been some useful recent work on the penetration of fibrous particles (high aspect ratio) 

through head and TB airways. 

Record 1 of 6

Wang, Z; Hopke, PK; Ahmadi, G; Cheng, YS; Baron, PA. 2008. Fibrous particle deposition in 

human nasal passage: The influence of particle length, flow rate, and geometry of nasal airway. 

JOURNAL OF AEROSOL SCIENCE 39 (12): 1040-1054.. 

Author Full Name(s): Wang, Zuocheng; Hopke, Philip K.; Ahmadi, Goodarz; Cheng, YungSung; Baron, Paul A. 

DOI: 10.1016/j.jaerosci.2008.07.008 

Record 2 of 6

Zhou, Y; Su, WC; Cheng, YS. 2008. Fiber Deposition in the Tracheobronchial Region: 

Deposition Equations. INHALATION TOXICOLOGY 20 (13): 1191-1198.. 

Author Full Name(s): Zhou, Yue; Su, Wei-Chung; Cheng, Yung Sung 

DOI: 10.1080/08958370802233082 

Record 3 of 6

Zhou, Y; Su, WC; Cheng, YS. 2007. Fiber deposition in the tracheobronchial region: 

Experimental measurements. INHALATION TOXICOLOGY 19 (13): 1071-1078.. 

Author Full Name(s): Zhou, Yue; Su, Wei-Chung; Cheng, Yung Sung 

DOI: 10.1080/08958370701626634 

Record 4 of 6

Su, WC; Cheng, YS. 2006. Deposition of fiber in a human airway replica. JOURNAL OF 

AEROSOL SCIENCE 37 (11): 1429-1441.. 

Author Full Name(s): Su, Wei-Chung; Cheng, Yung Sung 

DOI: 10.1016/j.jaerosci.2006.01.015 

Record 5 of 6

Su, WC; Cheng, YS. 2006. Fiber deposition pattern in two human respiratory tract replicas. 

INHALATION TOXICOLOGY 18 (10): 749-760.. 

Author Full Name(s): Su, Wei-Chung; Cheng, Yung Sung 

DOI: 10.1080/08958370600748513 

Record 6 of 6

Su, WC; Cheng, YS. 2005. Deposition of fiber in the human nasal airway. AEROSOL SCIENCE 

AND TECHNOLOGY 39 (9): 888-901.. 

DOI: 10.1080/02786820500295685 

54 
Comments from Dr. Donna Kenski 

General impressions (Chapters 1-3 and 9): Great job summarizing and organizing an enormous 

amount of data. Obviously it’s a very large document, but in light of the amount of new material 

available, I don’t think the length is excessive. Only Chapter 9 seemed to overshoot the mark and 

need to be trimmed down some (see suggestions below). But overall, the document read well, 

used appropriate graphics to demonstrate and summarize data, and it was easy to follow the logic 

and organization. 

Chapter 1: 

1-20, 23-25: This wording makes me a little uncomfortable; just what is meant by ‘an objective 

appraisal ... which includes weighing alternative views on controversial issues’? Must every 

comment be considered equally? Surely all comments are considered in light of the supporting 

science? 

1-25, Sec. 1.6: Well, it’s hardly concise, but given the extensive new information available, the 

length is probably unavoidable. Wish there was an audio version we could download to our 

Ipods. 

1-25, 13: edpolicy -> policy 

Chapter 2: I think this summary section really belongs at the end of the document, with perhaps 

a much briefer (3-4 pg) executive summary in the beginning of the report, like what was 

developed for the NOx/Sox 2ary ISA. This chapter is just too long and detailed to serve as an 

executive summary, although it is an admirable wrap-up of the whole report. It would just work 

better at the end. 

Chapter 3: This chapter was really well done, and I think it had just the right level of detail and 

focus. My comments are mostly minor. Section 3.1 needs more work – it reads like it was cutand-pasted from other sections without any clear organization of its own. Once you get past the 

first 2 paragraphs, there’s no ‘flow’, and it meanders between PM, PM2.5, PMcoarse,, and PM10 

in a somewhat confusing way. At the end of the 3rd paragraph (p. 3-2, lines 7-10) the text 

abruptly switches from discussing SOA to evaluating FRM monitors; it is not clear what the 

connection is between these subjects, if any. Paragraph 4 (p. 3-2, lines 11-12) states that levels 

and spatial distributions of PM2.5 have remained relatively unchanged, but later sections go on 

to more accurately state that concentrations of PM2.5 have declined in most places around the 

country by about 10% since 1999. 

I think the balance of data presented in Chapter 3 and supplementary data presented in Annex A 

is just about right. However, the references to data in Annex A would be more helpful if they 

were more specific (i.e., refer to table A.11, not just Appendix A). And a table of contents for 

Appendix A would be helpful as well, just to make it easier to find the relevant information. 

Section 3.4.1.5 on Emerging methods was really too brief to be useful. Beef up the description 

on satellite methods here or in the Annex,. 

On page 3.37, the short section on comparison of monitors at supersites seems out of place. 

Artifacts etc. are better discussed in Sec. 3.4.1.2. 

Section 3.5 on ambient concentrations is really well done and nicely organized. Tables 3-11 and 

3-12 are great, but please repeat the headings when a table has to be split between 2 pages as 

T3-11 is (p. 3-40, 3-41). 

The paragraph on p. 3-53 could be expanded to more comprehensively discuss what the FRM 

measures vs. what the CSN monitors measure. These issues impact subsequent interpretations of 

55 
the exposure and health data as well so they deserve to be thoroughly vetted here. Also, please 

include a mention (probably obvious to all by now, but still...) that the crustal component can 

have significant industrial or anthropogenic origins, despite the name. 

Figures 3-34 through 3-36 are particularly nice, with their corollary figures 3-25 through 3-27. I 

appreciate the care that went into illustrating these basic relationships between PM2.5 and PM10 

with appropriate data analyses. 

3-7, 14: of the microorganisms listed, 3 of the 4 are typically less than 2.5 um. Why are they 

presumed to be in the coarse mode? Are bacteria and viruses necessarily associated only with 

larger particles? I don’t think this is the case . How much do these contribute to mass in the fine 

and coarse fractions? 

3-8, 9: motor vehicle exhaust

3-10, 9: replace the word nature with characterization 

3-11, Fig 3-2 caption: add ‘anthropogenic’ to this caption to clarify that natural sources are not 

included. 

 3-23, 25: the phrase ‘increased detection limits’ is ambiguous. ‘lowered detection limits’ 

would be preferable. 

3-25, 17: reword: ‘electrical mobility diameter is often used to ...’ 

3-28, 4: replace the word built with intended 

3-28, 13: very -> every 

3-32: Tables 3-3 and 3-4 are identical, despite the table titles. It looks like the PM10 data was 

mistakenly put in the PM2.5 table. 

3-37, 7: What table is this referring to? 

3-77, 9: change ‘visually’ to noticeably 

3-41, 2: change ‘observations’ to sites. Most of the observations are 1 hr, but most of the sites 

are 24-hr. 

3-54, 11: the nitrate fraction in Chicago and Detroit is larger than in Denver. 

3-55, 4: nitrate is elevated from fall through spring, rather than spring through fall. 

3-57, 8: the bacteria again – still unclear why they are expected in the coarse fraction. 

3-66, 1-4: Should also mention that monitor placement plays a very large role in these 

correlations – different states/cities have different priorities for monitoring (some focused more 

on particular sources or industries, some more on background or population oriented monitoring) 

so some of the variability will surely be due simply to monitor siting decisions. 

3-72: This figure is Philadelphia, but it should be Pittsburgh. 

3-77, 20: replace ‘sensible’ with expected 

3-81, 7: delete ‘the’ at end of this line 

3-82, 10: Population density seems what is meant here, rather than neighborhood density 

3-85, 9: Despite the declaration here that ‘it is clear...’, it really isn’t. Perhaps this is because 

the figure is supposed to be replaced? 

3-50, 8-10: does the increase in PM number emissions necessarily translate to equivalent 

increases in mass emissions? 

3-100, 3-101: Figures 3-54 and 3-55 are difficult to read. Box plots would be less cluttered. 

3-103, 24: At last a reference to specific tables in Annex A, but without the appropriate 

numbers. 

3-104: The discussion of profiles for receptor models is a bit long-winded and could be 

shortened. The point to make is that no source profile will perfectly represent emissions from a 

56 
source category. This inherent variability in profiles is just a fact of life we need to live with, not 

usually a significant impediment to extracting useful information from a model. 

3-105, 12: PMF is not only for time series data, but whatever data it is applied to must contain 

many observations. 

3-106, 9-11: It’s not strictly true that all mass can’t be apportioned. CMB works fine as long as 

all the major sources are included. And there are ways to incorporate secondary sources as well. 

3-107, 3-5: This sentence is murky; should be clarified. 

3-110, 1: prime should be primary or principal 

3-111, 1: categories as presented above? Where, exactly? 

3-112, 9: delete ‘transport from’ 

3-113: this discussion of emission inventories (~lines 29-34) should also mention the 

importance or advantages of using link-based networks for vehicle emissions (here or on the next 

page under subregional scale) 

3-114: Its not clear whether this discussion of subregional scale models is referring to standalone models, or the incorporation of subregional models into CTMs. Might mention nested 

grids, Plume-in-grid, etc. 

3-115, 24: mechanisms 

3-116, 5: needs a colon after components 

3-116, 23: MODIS got mangled – Moderate Resolution Imaging Spectroradiometer 

3-119, 6: shouldn’t aromatic be anthropogenic? 

3-119, 9: particularized -> particulate 

3-120, 4-5: reword : predicted also by CMAQ (otherwise it is ambiguous). Also, change 

pervasively to perversely or notoriously, and change CASTNET nodes to CASTNET sites. 

3-122, 3: The figure numbers are wrong here – should be 3-64 through 3-66 and 3-67 through 3-

69. 

3-122, 8: I don’t understand the conclusion that the Voyageurs site was not affected by wild 

fires, since measured concentrations increased. Please explain? 

3-128: I wish these tables could be converted to graphics and a few summary statements 

provided, for example, ‘PRB averages 5-10% of annual average mass at eastern sites and 15-

30% at western sites’...It’s difficult to extract regional differences and similarities from the 

tables. 

3-132: Table 3-27 is confusing; it’s not clear what E and A and C are, and whether r is the same 

as R 

3-134, 22: is DE diesel exhaust? Spell out? 

3-134, 28: have -> has 

3-135: The discussion here of errors associated with monitor height was nice, especially in light 

of prior CASAC discussions on this issue. Good to have some quantification. 

3-148, 9: concentrations 

3-169, line 2: Chicago and Detroit both have larger % nitrate than Denver. Might also note that 

the ‘crustal’ can include contributions from industrial and construction activities (eg., in Detroit), 

so isn’t just ‘soil’, which implies some benign, nonanthropogenic origin. 

3-171, sec. 3.8.1.5: These NEI inventory estimates don’t really agree with the source 

apportionment information derived from the ambient data. The SA models and studies show 

little or no impact from primary emissions of EGUs, but very large contributions from secondary 

emissions. These paragraphs seem to overemphasize the role of primary pm25 and underplay 

57 
the role of secondary formation. Could be more balanced, perhaps by giving a quantification of 

primary vs. secondary. Sec. 3.8.1.6 gives a more realistic picture. 

Chapter 9: 

While I like starting a document with an executive summary, I think beginning this chapter with 

the summary and conclusions is pushing the concept too far. Would prefer the chapter summary 

and conclustions at the end of the chapter rather than the beginning. ( for one thing, it is then 

easier to determine whether the conclusions are appropriate based on the rest of the chapter’s 

contents). 

Nighttime visibility is obviously something that deserves more attention from EPA, perhaps 

through additional research efforts and financial support. 

The chapter in general overemphasizes visibility in rural areas, and especially western rural 

areas. I would have expected, given the plans for an urban visibility impact assessment, that the 

authors might have chosen to add emphasis to urban visibility instead, especially given the 

wealth of particle data now available for urban areas that can be easily analyzed for light 

extinction and visibility impacts. Likewise, because visibility impacts are driven primarily by 

PM2.5, and PM2.5 is highest in the eastern US, one would expect the chapter to reflect a more 

nationally balanced perspective. 

Some of the data presented seemed oddly out of date, or at least could have been easily updated, 

on par with the more current data in Chapter 3. Rather than discussing 10-year trends in 

IMPROVE data for 1995-2004 and 1988-1999 (Sec. 9.3.4.4), why don’t we have trends for 

1988-2007? The differences in trends on best and worst haze days seems to merit much more 

discussion – why are best conditions apparently improving, but worst days (at most western 

sites) are not? The explanation on p. 9-44 is too brief and the reference to trends varying 

depending on the length of the period selected is odd. Shouldn’t trends become more stable as 

time increases? If they don’t, because of meteorological or other factors (emissions changes), it 

would be nice to see an example of that, supported by some evidence of those influences. 

Figures 9-8 through 9-11 should be redrawn with consistent color scales within the group of 

maps being compared. The point of these is to make quantitative comparisons between seasons, 

and the lack of consistent scale makes this vastly more difficult. One might correctly infer from 

Fig. 9-9 that ammonium nitrate concentrations are lower in the third quarter, but the importance 

of how much lower they really are is completely lost. 

Likewise, figures 9-12 and 9-13 should have a consistent color scale. Or more appropriately if 

you really want to show the urban-rural difference, calculate it and plot that, rather than 

expecting the reader to do it on the fly from these 2 plots. Section 9.3.4.3 in general did a poor 

job of presenting urban rural differences. Figure 9-24 is the only one worth keeping. 

Section 9.3.4.5 should be shortened. Here again, there is way too much detail on western sites – 

most of this could be shortened drastically. The most useful of it was the urban-rural contrast 

discussed in the Schichtel study. The results from the weighted emissions tool don’t really 

belong in the ISA, especially not the projections to 2018. They don’t add significantly more to 

the discussion than the coverage of emissions in Chapter 3. The information on sensitivity to 

changes in precursors perhaps should be discussed in a separate section, or shortened/condensed 

to some statements (or even better, a map or two) that show which parts or the country are 

ammonia limited and which are nitrate limited. Even that might be better said in Chapter 3 since 

it is not strictly visibility information. 

58 
Section 9.3.5: Don’t forget the value that people place on views from and over water, and views 

of distant skylines (even in the flat Midwest, we value our skyline, and the views of Chicago and 

Milwaukee from Lake Michigan are fantastic). It’s not just about mountains. 

Chap 9 in general – lots of typos, subject-verb agreement problems, word use issues, inconsistent 

capitalization, especially of geographic areas. Needs careful proofing. Dominate ->dominant, 

predominate ->predominant 

Could we please discuss nitrate in the Midwest without referring to it as a ‘bulge’? Nitrate in the 

Midwest isn’t inherently any different from nitrate in California – they both arise as a result of 

abundant ammonia and NOx emissions. 

Specific comments, given by Page, Line Number: 

9-4, 17: were -> where 

9-46, 6: there is no significant amount of nitrate in the Midwest in summer. And dominate 

should be dominant, here and almost everywhere else it has been used (well, after about page . 

9-69, 22: where -> were 

9-75, 29: effecting -> affecting 

9-83, 29: gas-phase 

9-84, lines 9-11: is this statement really supported by the data shown in Chapter 8? It seems 

highly geographically variable, with many eastern sites having more mass in the fine fraction 

than coarse, and overall about equal mass in each fraction. 

9-157, 4: shouldn’t this be W/m2/kg/yr? (missing first / ) 

59 
Comments from Dr. Mort Lippmann 

 The draft PM ISA provides a reasonably thorough and balanced presentation of a 

voluminous and complex literature on ambient air PM and its health and environmental effects. 

The summations and judgments made therein are, for the most part, reasonable and well focused 

on the needs of the Agency for its mandated task of periodic reconsideration of the suite of PM 

NAAQS. 

 The most serious failing is the decision to organize the discussion as though PM10 was a 

separate pollutant from PM2.5 and PM10-2.5. It should be obvious that PM10 is a mongrel mixture 

of the other two, and was only retained because of the limited database for the exposures to, and 

effects of, PM10-2.5 and the need to retain some control of the PM10-2.5 concentrations in the name 

of public health protection. At this point, the only reasonable way to remedy this problem in the 

next draft is to describe what is known about the makeup of PM10 in the exposure atmosphere in 

any description of an association of measured PM10 with a health-related effect. In some eastern 

US cities, where PM2.5 is 90% of PM10, there will be little reason to implicate coarse particles in 

any association. By contrast, in some western US cities, where coarse PM accounts for 50% or 

more of PM10, effects associated with PM10 are more likely to be due to coarse PM. The reader 

can then decide whether the effect associated with PM10 is likely due to the fine or course 

components. 

 Other unfortunate decisions in the organization of the toxicology presentations were to 

include: 1) descriptions of the effects produced by exposures to diluted engine exhausts and other 

lab-generated mixtures in with the discussions of the effects of ambient air PM; and 2) 

descriptions of the effects produced by IT exposures to high doses with those of inhalation 

exposures at more realistic exposures. These more artificial exposures should be described, but 

in separate sections, with some discussion of what useful information they can provide. 

 My comments specific to each chapter of the draft ISA follow. 

Chapter 1: 

Overall: Very well done. 

Specific Comments: 

p. 1-14, line 23 change “collected” to “retained”. 

p. 1-25 , line 13 what is “edpolicy”? 

Chapter 2: 

Overall: Needs clarification and specific corrections. 

Specific Comments: 

p. 2-5, lines 13,22 what is “diel”? 

60 
p. 2-11, line 21,22 Change to “(i.e., cardiovascular morbidity and mortality, respiratory 

morbidity and mortality)”. It is exceedingly strange to omit cardiovascular mortality, especially 

for chronic exposure, where it is the biggest health impact of them all! 

pp. 2-12 – 2-14: Section 2.3.1 . As noted above in my first Overall Comment, it is very 

unfortunate and confusing to talk about effects of PM10 without at least discussing what is known 

about the size distribution of the particular PM10 mixture in each case. It would also be helpful to 

include any information on PM composition whenever it is known. 

P. 2-20, lines 1-9 This brief summary of long-term exposure and excess mortality should be 

expanded to note that almost all of the excess is cardiovascular (Pope et al. 2004). 

P. 2-22, Table 2-1. The Oil Combustion section should include the epidemiological studies 

cited in Lippmann et al. (2006) and Hedley et al. (2002). 

Chapter 3: 

Overall: Provides a good summary review of important background material. 

Specific Comment: 

p. 3-8, line 9 insert “emissions” after “vehicle”. 

Chapter 4: 

Overall: Provides a good summary review of important background material. 

Specific Comments: 

p. 4-5, line 15 change “particulates” to “particles”. 

p. 4-7, line 

p. 4-27, line 26 change “filter” to “filtered”. 

p. 4-36, line 15 fix reference citation. 

Chapter 5: 

Overall: Provides a good summary review of important background material. 

Specific Comments: None 

Chapter 6: 

Overall Comment: Provides a reasonably good summary review of important material, but needs 

some cleanup for careless errors. 

Specific Comments: 

p. 6-3, line 13 change “affect” to “effect”. 

p. 6-3, line 31 change “is” to “are”. 

p. 6-4, line 23 change “linear” to “log-linear”. 

p. 6-5, line 2 change “the” to “ an enriched”. 

p. 6-5, line 23 change “cyclone” to “centrifuge”. 

61 
p. 6-5, line 29 insert “and modified by” before “Maciejczyk”. 

p. 6-6, line 16 insert “particles” after “exhaust”. 

p. 6-6, line 24 change “particulates” to “particles”. 

p. 6-6, line 25 insert influence of the” before “co-pollutants”. 

p. 6-19, line 7 change “Tuxedo, NY” to “Manhattan”. 

p. 6-21, line 11 This discussion of short-term changes in HR and HRV needs to be 

expanded to include the short-term changes reported by Chen and Hwang et al. (2005), 

p. 6-197, line 30 the paper by Sama et al. (Sama, P., Long, T.C., Hester, S., Tajuba, J., 

Parker, J., Chen, L-C., Veronesi, B. (2007). The cellular and genomic response of an 

immortalized microglia cell line (BV2) to concentrated ambient particulate matter. Inhal. 

Toxicol. 19:1079-1087). 

p. 6-247, Table 6-16 the Lippmann et al. reference at the beginning should be “2006”, not 

“2000”. 

Chapter 7: 

Overall: Provides a less than adequate summary review of important material. Did the authors 

run out of time to get it right? 

Specific Comments: 

p. 7-1, Heading for Section 7.2 change to “Cardiovascular and Systemic Morbidity 

Effects” 

p. 7-2, line 24 define “CAC”. 

p. 7-3, line 9 define “CIMT”. 

p. 7-3, line 21 define “ABI”. 

p. 7-3, line 30 define “AAC”. 

p. 7-4, lines 3-14 Why start off this discussion with a paper that shows essentially no 

response? 

p. 7-5, lines 23-29 Why give such prominence to an IT study? 

p. 7-6, line 1 the Sun et al. (2005) paper cited at the start of this section, and the Sun et 

al. (2008) paper are important reports on aspects of NYU’s second 6-month subchronic 

inhalation exposure study. The results of the first such study were summarized by 

Lippmann et al. (2005a), and referred to, in part, as ‘an other project’ on lines 24 and 25 

of this page. The first study should be cited first, and reference to the Sun et al. (2005) 

paper should follow. 

p. 7-7, lines 23-24 “despite 85% of the total particle number concentration for PM2.5 being 

comprised of ultrafine PM” is a truly nonsense statement. What were the authors trying to 

say here? 

p. 7-7, line 30 How can anybody take seriously a study in which the “control” exposure 

to PM10 was 50% of that in the “exposed”? 

p. 7-8, lines 7-20 How can anybody take seriously a study in which such a high IT dose was 

administered? 

p. 7-9, line 23 The Sun et al. (2008) and Reed et al. (2004; 2006; 2008) papers were not

from the “same group”. The Sun et al. paper was based on a study performed at NYU, 

while the Reed et al. papers described work done at Lovelace (LRRI). 

p. 7-9, line 24 “HWS” was not defined. [hardwood smoke?] 

62 
p. 7-10, line 9 “TAT” was not defined. 

p. 7-12, lines 4-8 I am mystified that the effect for the preceding 60 days of exposure were 

reported rather than those for the preceding 30 days of exposure. The most interesting 

finding was that the effect increased with time up to 30 days, and then decreased! 

p. 7-17, lines 14,15 Isn’t a -45% decrease a 45% increase? Please clarify! 

p. 7-17, line 21 Isn’t this saying that PM10 exposure was protective? Please clarify! 

p. 7-23, line 6-8 The citation to Peters et al. (1999) is no longer informative, and should be 

deleted. This cross-sectional preliminary analysis does not, in any way, contradict the 

subsequent prospective cohort analyses of the same population by Gauderman et al. 

(2000, 2002, 2004). 

p. 7-24, lines 1-3 The Avol et al. (2001) paper is not adequately presented. Not only were 

the kids moving to cleaner PM areas having greater lung development, but the kids 

moving to dirtier PM areas were having reduced lung development. 

p. 7-39, line 15 The Gunnison and Chen (2005) paper was not a preliminary study, but 

was based on the exact same exposures cited in line 11. 

p. 7-39, line 17-19 The Maciejczyk et al. (2005) study is a simultaneous (parallel) study of in 

vitro exposures on the same days as the subchronic inhalation exposures, but is not a 

“second” parallel study. 

p. 7-104, Fig.7-8 Why weren’t the Pope et al. (2002) lung cancer data depicted here? 

p. 7-117, lines 4,5 Delete “likely to be”. The authors should have the courage to accept the 

overwhelming epidemiological evidence of excess annual mortality associated with 

annual average PM2.5, which is amply supported by the results of a series of subchronic 

PM2.5 exposure studies in animals showing progressive changes in atherosclerotic plaque 

development and progressive deterioration of cardiac function. 

p. 7-117, line 11 Change “short-term” to “short- and long-term”. 

Chapter 8 

Overview: Provides a less than adequate summary review of extremely important material. Did 

the authors run out of time to get it right? 

Specific Comments 

p. 8-2, lines 23-26 The authors list some valid reasons for heterogeneity in estimates between 

cities, but leave out the two most likely to account for the differences, i.e., differences in 

particle size distributions and in PM compositions. 

p. 8-7, line 16 Delete “f”. 

p. 8-8, line 26 The AHSMOG papers should be acknowledged here, with a notation that 

cigarette smoking is not a confounder for this population. 

p. 8-17, Section 8.2.4 The clearest cases for the influence of SES are in the annual mortality 

cohort studies. WHY WEREN’T THEY CITED HERE? 

p. 8-19, lines 5,6 The Miller et al. (2007b) paper does not fit the statement, and warrants 

discussion here. 

As EPA staff prepares to revise the ISA for PM, I’d like them to consider and, as appropriate, cite some 

additional peer reviewed papers that are highly relevant to PM NAAQS consideration. These are: 

63 
• Chen, L.C. and Lippmann, M. Effects of metals within ambient air particulate matter on human 

health. Inhal. Toxicol. 21:1-31 (2009). 

• Peltier, R.E., Hsu, S.i., Lall, R., and Lippmann, M. Residual Oil Combustion: A major source of 

airborne nickel in New York City. J. Expos. Sci. Environ. Epidemiol. (in press). 

• Peltier, R.E., and Lippmann, M. Residual Oil Combustion: 2. Distribution of airborne nickel and 

vanadium within New York City. J. Expos. Sci. Environ. Epidemiol. (in press). 

• Lippmann, M. Semi-Continuous Speciation Analyses for Ambient Air Particulate Matter: An 

Urgent Need for Health Effects Studies. J. Expos. Sci. Environ. Epidemiol. (in press).

64 
Comments from Dr. William Malm 

Comments on the Visibility Section of Integrated Science Assessment for Particulate Matter, 

First External Review Draft 

 The purpose of the draft ISA is to identify, evaluate, and summarize scientific 

information on the health and welfare effects associated with PM. The ISA is intended to 

“accurately reflect the latest scientific knowledge useful in indicating the kind and extent of 

identifiable effects on public health which may be expected from the presence of [a] pollutant in 

ambient air” 

Charge to the CASAC PM Panel 

 We ask the Panel to focus on the following questions in their review: 

• How useful and complete is the scientific evidence presented and summarized in Chapter 

9 regarding the effects of atmospheric PM on the environment, including (a) effects on 

visibility, (b) effects on individual organisms, (c) direct and indirect effects on 

ecosystems, (d) effects on materials, and (e) effects on climate? To what extent do the 

discussions and integration of evidence correctly represent and clearly communicate the 

state of the science? 

The focus of this review is on Chapter 9, regarding the effects of atmospheric PM on visibility. 

To what extent do the discussions and integration of evidence correctly represent and clearly 

communicate the state of the science? 

In general, the section on visibility is well written and by and large reflects the state of the 

science. However, I have a few comments and corrections, which are summarized below. 

Section 9.2.1 (Summary of effects on visibility): 

Page 9.2: In the second paragraph it is stated that the visibility impairment from each of the 

major species can be estimated. I would use the word “approximated.” Moreover, the reader is 

left with the feeling that a certain amount of visibility impairment “is” attributable to each 

chemical species, which, even if perfect measurements were made with zero uncertainty, is not 

true. The attribution of chemical species to extinction is an ill-defined problem and cannot in 

principle be done. However, with certain approximations and assumptions (internal versus 

external mixtures or assumptions concerning mixing properties of internally mixed aerosols) 

meaningful apportionments of chemistry to extinction can and are made. There should be some 

discussion of these issues to demonstrate that EPA has a clear and in-depth understanding of all 

the issuable scientific questions. 

Bottom of page 9.2: What is the Midwest nitrate bulge? 

Page 9.3: Why do OC and EC have the highest extinction efficiencies – not because of size or 

index of refraction but largely because of density differences. Some discussion should be 

65 
included. Biomass burning is referred to as wild and prescribed fire; there is no mention of 

agricultural fires. 

What is urban excess carbonaceous material? 

Comment on how much of the contemporary carbon may be associated with SOA. 

Page 9.4: Some additional discussion and emphasis on “sense of well being” studies as they 

relate to urban visibility. Topics are mentioned on page 9.75 but implications of these studies 

should be highlighted in the summary section and expanded upon in section 9.3.5. 

Page 9.8: Again, agricultural burning is left out of the discussion. It is a clear anthropogenic 

source of carbonaceous material. 

Page 9.10: Nice discussion of night sky visibility. The sentence, “...addition of a light into the 

sight path, the brightness of the night sky...,” seems to me to be a bit unclear. What is meant by 

adding a light to a sight path? And why would this be important? 

The extinction of starlight is a result of both scattering and absorption. 

Page 9.13: Mie theory calculations do not address “particle shape”. Usually, spherical aerosols 

are assumed; however, more complicated shapes such as cylinders have been used. However, 

arbitrary shapes are not assumed because calculations are nearly impossible to carry out. 

Page 9.15: Replace the reference of Sisler et al. (1996) with Malm et al. (1994). 

Page 9.16: Particle size is the most influential property of aerosol with respect to their dry light 

extinction efficiency. This generally a true statement; however, if one has particles within the 

accumulation mode, the biggest difference between scattering by, say, sulfate and organics is not 

generally size but particle density. Ammonium nitrate has a density of 2.3, POM a density of 

1.4; that is about a 60% difference in mass scattering efficiency, just due to density! 

Page 9.17: Add Malm et al. (2003) to the reference list. 

Page 9.19: This figure and associated implications should be incorporated in the monitoring 

discussion in Chapter 2. 

Page 9.20: At the top of page should be 3.9±1.5 m2

/g. 

Page 9.21: Here is the place where a discussion of internal versus external mixtures should be 

included. The improve algorithm is only an approximation of what is usually an internally 

mixed aerosol. Furthermore, the main difference between inorganic and organic dry efficiencies 

is due to assumptions of particle density. 

66 
Pages 9.25-9.30: Great discussion of spatial trends. However, the scales are all different, which 

leads to very misleading interpretations. The scales for each species, at a minimum, between 

quarters for each species should be the same. 

Pages 9.30-9.40: Same issue for comparisons between STN and IMPROVE. 

Page 9.35: Differences between STN and IMPROVE samplers should be discussed. STN uses 5 

different samplers (Met One, URG, two different R&P instruments, and Anderson), all with 

different filter sizes and face velocities. These differences result in significantly different 

monitored OC values for the same ambient OC levels because of volatilization issues associated 

with SVOCs. Furthermore, STN values, as reported by EPA, are not corrected for positive 

artifacts effects. How were these issues addressed in the presentations of POM data in Figures 

9.19 and 9.20 and in any other figures where STN data are discussed? 

Page 9.39: In Figure 9.24 where urban excess is discussed (comparison of IMPROVE to STN), 

the above issues are critical. Urban excess is interpreted as having its cause associated with 

emissions, whereas some of the difference may be due to sampling artifacts (blank issues, in 

particular). 

Page 9.41: Trends in haze are very dependent on POM, especially in the West. The episodic 

nature of wildfire makes it very hard to infer trends of haze. Some discussion of the role of POM 

in long-term trends especially as it relates to fire should be included here. It is especially critical 

in the northern Rocky Mountains and the southeastern United States where there are significant 

emissions associated with prescribed fire. 

Page 9.47: Throughout all sections on attribution it would be helpful to have some estimate of 

uncertainties. I would guess that most of this discussion is semiquantitative at best (bottom of 

page); certainly, there isn’t any difference between 45% and 50%, as is implied in the write up. 

Page 9.49: Some cumbersome wording: “However, the Gorge’s ...” Consider rewriting. What 

is the implication of this sentence? So what? 

Figure 9.32: On this graph and all others like it, it would be helpful to have labels on each of the 

pies identifying the pertinent receptor site. 

Page 9.51: “track various the organic...” Something is missing. 

Page 9.52: It is recognized that current regional models underestimate SOA by significant 

amounts (see Robinson et al., 2007) for a variety of reasons. One is that source profiles 

(emission estimates) of SVOCs are severely underestimated, and two, the chemistry in the 

chemical transport models is very much lacking. Some discussion of these potentially severe 

model limitations should be presented before modeling results are discussed. 

Page 9.57, second paragraph: It should be clearly stated that the estimate discussed here for 

SOA is clearly a lower bound. 

67 
There is considerable discussion on the WRAP weighted emissions potential. This technique 

needs to be clearly discussed as to what exactly the calculation is and how it should be 

interpreted. What winds were used in the trajectory calculations? From what heights were the 

trajectories started? All the assumptions can have significant effects on the results. The reader 

should be made explicitly aware of the assumptions. 

Page 9.71: The fact that sulfate explains 90% of the variance in scattering when sulfate only 

contributes 64% of the extinction means what? I don’t think it means anything more than there 

are collinearities between sulfate and other species. What is the point of Figure 9.50? The 

legend for Figure 9.50 is wrong or the graph legend is wrong. I think the legend should read 

“...particulate nitrate and organic mass...” instead of “...particulate nitrate...” 

Page 9.72, bottom of page: “...sulfate concentrations than to changes in nitric acid 

concentrations...” Not sure what the implications of this statement are. Nitric acid is a 

precursor to particle formation while sulfate is a secondary aerosol. Would it be more 

meaningful to talk about SO2 and nitric acid where SO2 is the precursor to sulfate aerosol. 

Page 9.75: I think the whole discussion on the bottom of page 9.75 should be expanded to 

present some conclusions of all the studied referenced here, maybe one more paragraph. I think 

these results are absolutely key to assessing the relevancy of a secondary visibility standard. 

Pages 9.78 and 9.79: There are some conversions between variable issues here. For instance, 

the point is made that all three urban studies have about 20 dv as being acceptable visibility. Yet 

it is stated that 0.76/km is the median extinction value for Denver’s acceptable visibility. Well, 

0.76/km is something like 40 dv, not 20. Same issue with the Phoenix study – certainly 45 km 

and 3.5 km do not correspond to 87 and 12 km visual ranges. The implication that about 20 dv 

impairment is acceptable at all three locations may not be true. 

Page 9.83: $134 - $360/what? – day? year? 

REFERENCES 

Malm, W. C., Sisler, J. F., Huffman, D., Eldred, R. A., and Cahill, T. A. 1994. Spatial & 

seasonal trends in particle concentration & optical extinction in the United States. Journal of 

Geophysical Research, 99, 1347-1370. 

Malm, W. C., Day, D. E., Kreidenweis, S. M., Collett, J. L., and Lee, T. 5-10-2003. Humidity 

dependent optical properties of fine particles during the Big Bend Regional Aerosol and 

Visibility Observational study (BRAVO). Journal of Geophysical Research-Atmospheres, 108, 

art. no. 4279. 

Robinson, A. L., Donahue, N. M., Shrivastava, M. K., Weitkamp, E. A., Sage, A. M., Grieshop, 

A. P., Lane, T. E., Pierce, J. R., and Pandis, S. N. 2007. Rethinking organic aerosols: 

Semivolatile emissions and photochemical aging. Science, 315, 1259-1262. 

68 
Comments from Dr. Kent Pinkerton 

Charge Question #5: 

Chapter 5 is intended to support the evaluation of health effects evidence for both short-term and 

long-term exposures to PM. Some potential modes of action may underlie a number of health 

outcomes and may contribute to health effects of both short- and long-term exposures. Thus, the 

potential modes of action are described briefly in Chapter 5, and some specific study findings are 

discussed in more detail in the relevant sections of Chapters 6 or 7. What are views of the Panel 

on this approach and on the characterization of potential modes of action for PM-related effects 

in Chapter 5? 

Overall impression: 

The Integrated Science Assessment for Particulate Matter: First External Review Document is an 

excellent document. Chapter 5 provides to the reader a highly relevant summary of the plausible 

mechanisms by which inhaled particulate matter could lead to adverse health effects. The 

chapter is well-written and is presented in a highly succinct and clear fashion. I like the 

approach used by the authors to present further details in chapters 6 and 7 which summarize past 

information available from the 2004 document and cover the latest literature for each topic under 

Chapter 5 in a clear and very complete fashion. 

Additional Comments: 

Possible pathways/modes of action, chapter 5 focuses on a myriad of pulmonary effects via a 

thorough coverage of critical cellular and biological parameters to encompass reactive oxygen 

species, cell signaling pathways, inflammation, epithelial barrier function, antioxidant defenses 

and adaptive responses. Measures of pulmonary function, allergic disorders, impaired lung 

defense mechanisms, resolution of inflammation with progression of disease and pulmonary 

DNA damage are also included in plausible mechanisms that are outlined in a highly succinct 

fashion. Systemic effects of PM are summarized to encompass endothelial dysfunction, altered 

vasoreactivity and activation of coagulation, as well as acute phase responses. The role of the 

autonomic nervous system by pulmonary reflexes is discussed. Translocation of ultrafine PM 

and soluble PM components is presented, along with new inhalation studies which contribute to 

modes of action. 

Chapter 6 presents the integrated health effects of short-term exposure. 

Chapter 7 presents the integrated health effects of long-term exposure. Recent epidemiologic 

studies confirm and provide further support between long-term exposure and increased risk of 

mortality in areas with mean concentrations from 14 to 29 μg/m3

. 

Specific Comments: 

69 
Page 5-1. The potential pathways or modes of action described below do not appear to be 

specific to a particular size class of PM. This statement is perhaps too strong and needs 

to be used with caution based on the growing evidence the ultrafine PM effects. Yes, the mode 

of action could eventually be the same, but the degree to which these effects are manifested 

could be strikingly different. 

Sections in the chapter are clearly and accurately prepared. In most instances, excellent 

references are provided. However, some sections lack references and/or assume similar 

pathways of action based on the presence of a particular mediator that may not have been 

documented with PM-based studies. 

Page 5-4. PAH-induced changes suggested only documentation in mice. This has been 

documented in other species as well. 

Each section provides a clear summary of pulmonary effects. However, it is important to 

establish whether these effects are similar across species and under what conditions. This could 

be true for paths of activation, species sensitivity and/or tolerance, gender-based differences in 

response. 

Page 5-7. Pulmonary function – has AHR be defined as airway hyper-reactivity? 

Chapter diagrams are helpful. Some could be further clarified as to meaning or association. In 

addition, summary or outcome of study would be clearly helpful. 

Page 5-9. DNA damage. The final sentence of this section seems to be more speculative than 

confirmed by direct studies. DNA repair mechanisms may also influence genotoxic, mutagenic 

or carcinogenic potential of DNA damage. Is this statement true for particle-induced DNA 

damage? 

Page 15-13. Have acute phase responses been shown to be PM-induced? The authors should 

cite or reference such studies. Cytokines such as il-6 stimulate the liver to produce acute phase 

proteins including C-reactive protein and antiproteases. (van Eden et al. 2001). 

Page 5-15. Section 5.5 Disease of the cardiovascular and other organ systems. This section 

could benefit with further discussion of those plausible mechanisms that could be attributed to 

particles. It is important to make clear whether particles lead to cardiovascular disease or are 

simply able to perturb existing cardiovascular disease. 

Page 5-15. CAPs – defined, BC – defined? 

Page 5-15 to 5-17. New studies. The summary of new findings is extremely good. It might be 

nice to reference these new findings as well, even though it is understood that these are presented 

in detail in chapters 6 and 7. 

Page 5-17. Gaps in knowledge. A nice addition to the chapter. Other gaps not stated could also 

be listed: 

70 
a) measured effects due to timing of exposure and timing postexposure 

b) the spatial distribution of retained particles and its impact 

c) deposition, uptake and clearance of ultrafine particles. 

Chapters 6 and 7: 

Page 6-3: Nice presentation provided for the importance of lag times in the consideration of 

health impacts. 

Pages 6-4 to 6-6: The history of concentrator systems used in experimental studies is critical in 

placing into perspective how we can use these findings from both animal and human studies to 

evaluate PM health effects. The description of advantages and limitations of concentrator 

systems is very helpful. 

The use of tables throughout the chapter is very helpful. However, for Table 6-1 it would be 

beneficial to add an additional column to list a summary or outcome for each study as done in 

Table 6-2. 

Page 6-19 to 6-21: The toxicology studies reported are very reasonable, but are newer studies 

also available? 

Page 6-29, line 15: Is there a reference for heart beat frequency in mice and rats? 

Page 6-35 to 6-36: The section on vasomotor function clearly points out the importance of the 

endothelium and endothelial dysfunction. 

Page 6-46 to 6-49: The sections on epidemiologic studies and right ventricular pressure would 

benefit to have simple summary statements at the end of each section. An example of such a 

summary statement is found on Page 6-66. 

Page 6-95: Cardiac Contractility – Toxicological studies: Reference needed. 

Page 6-96: Systemic Inflammation – Toxicological studies: Reference needed. 

Page 6-100: Section on Toxicological studies is somewhat confusing and lacks references. 

Page 6-103: Section on Toxicological studies lacks references. 

Page 6-108: Blood coagulation – Toxicological studies: Reference needed. 

Page 6-156 to 6-159: Allergic sensitization and methylation studies are fascinating. 

Excellent summaries are provided throughout chapters 6 and 7. Although the data is very 

complete and typically detailed, the organization of each chapter is easy to follow, especially in 

being able to seek out specific information on any given topic. 

71 
One random consideration: I really like the strong, well-documented respiratory components of 

the Integrated Science Assessment document. However, I wonder if the autonomic control 

sections might be further expanded via the consideration of central neural control of the 

autonomic system through further discussion of the mid-brain circuit connections? 

72 
Comments from Dr. Robert Phalen 

Chapter 1. Section 1.5 EPA Framework for Causal Determination. 

This section presents “a consistent and transparent basis to evaluate the causal nature of air 

pollution-induced health or environmental effects” (p. 1-11). However, there are some 

weaknesses. My main concern is that causality might be accepted when it is not true. 

1. In section 1.5.2 the statement “An association is prima facie evidence for causation: 

alone, however...” does not recognize that the strength of an association is also a 

factor that should be considered. 

2. In section 1.5.3, page 1-16, lines 4 to 20 discusses the difficulty in dealing with an 

extraneous factor and in finding “the likely causal pollutant” in mixtures of 

pollutants. This issue may be a profound one for PM2.5, given that evidence for risks 

for mortality upon long term exposure are found in “eastern and central regions, but 

not in the western United States” (Zeger et al., Env. Health Persp. 116 (12): 1614-

1619, 2008). Thus, the likely causal pollutant is not PM2.5. Should section 1.5.3 

include a requirement that the indicator be valid at all locations before accepting 

causality? 

3. Based on comment #2, should Table 1-2 be modified? Specifically with respect to 

“Consistency of the observed association”, should consistency among various 

geographical regions be added as an aspect for judging causality? 

4. Also in Table 1-2 under “strength of the observed association” the entry concludes 

with the statement that “while large effects support causality, modest effects therefore 

do not preclude it”. It might be good to comment on small effects also, or at least to 

define how much of an effect is considered to be “large” and “modest”. Are any 

strengths too small to be used to support causality? 

Chapter 3. Source to Human Exposure 

The chapter adequately updates information related to human exposures to PM. There are 

several undefined acronyms. 

1. pg. 3-2, lines 23 & 31: Two main sources of PM2.5 in the East are initially presented, but 

the rest of the paragraph doesn’t smoothly follow. Perhaps an introductory sentence 

could explain what this paragraph is about. 

2. Table 3.1: Under the column “Accumulation”, some new sources could be added, e.g. 

wind-blown dust and biological processes. 

3. Figure 3.2: “EGUs” should be defined in the caption or on the figure. 

4. Section 3.6: Policy Relevant Background might also include excessive levels of 

resuspended dust on windy days. For example very strong dry wind periods in Southern 

California are probably capable of producing PM2.5 exceedences. If any data on such 

conditions are available they should be mentioned. This natural problem could lead to 

excessive regulation of anthropogenic sources of PM2.5, which can have serious adverse 

economic consequences. 

73 
5. pg. 3-172, lines 5 to 7: Fugitive dust also contributes to PM2.5 in the West. This should 

be added to the paragraph. 

Chapter 4. Dosimetry 

 

In general the chapter presents an excellent review of the current understanding of inhaled 

particle dosimetry. The suggestions for improvement are minor. 

1. pg. 4-5, lines 16 & 17: Add “and individual genetic variation”, as it is a significant 

factor in airway morphology. 

2. Figures 4-3 and 4-4: In the caption, state whether or not an Inhalability correction was 

used. 

3. Figure 4-5 could be eliminated. The non-natural breathing diminishes its utility, and 

section 4.2.4.2 treats gender more thoroughly (eg see pg. 4-16, lines 8 to 13. Also, 

see the admonition on pg. 4-17, lines 26-28. 

4. pg. 4-11, line 21: Replace “lower respiratory tract”, which is not clearly defined, with 

“tracheobronchial and possibly alveolar regions”. This clarification is helpful in view 

of the predicted and measured increased TB efficiency in small children, which can 

sometimes decrease alveolar doses. 

5. Section 4.2.5: This summary could be eliminated. The preceding sections are 

sufficient, and the summary has some over simplified conclusions. There are several 

problems in the Summary, e.g. Inhalability in humans is 77% for a dae, not “near 

100%” as stated, the carinal enhancements look wrong, etc. 

6. Sections 4.3.1, 4.3.1.1 and 4.3.1.2: Two major important factors modifying particle 

clearance should be added; 1) respiratory tract infections and 2) cough. These factors 

are strong and widely occur in the population at any given time. 

7. pg. 4-23, lines 4 and 5: The last sentence should be dropped. It conflicts with other 

studies, and the previously-mentioned dog data were for 2μm particles, while the rat 

data were for 15-20nm and 80nm particles given to intubated ventilated rats. 

8. Section 4.3.4.3: The effect of respiratory tract infection on particle clearance is very 

important and should be added to this section. 

9. Section 4.3.5: This summary could be dropped. It is not an adequate summary and it 

is a bit misleading regarding differences between rats and humans. 

10. Section 4.4, pgs 4-32 to 4-36: The terminology is poor. The section begins with 

“Soluble particles”, which should be replaced with something like “Particles that 

dissolve rapidly after deposition...”. Good terminology must be established and used 

for this section and also in Chapter 5. The concept of water-solubility doesn’t work 

in the respiratory tract. Many substances that are very poorly soluble in pure water 

rapidly dissolve in the lungs when finely divided. 

11. pg. 4-33, lines 20 to 22: This sentence didn’t make logical sense, it should be fixed or 

dropped. 

12. Section 4.4.3: Again, the Summary is very poor. It should be dropped, as it detracts 

form the quality of the foregoing chapter. Many other chapters do not have 

summaries, so dropping this one should not be a problem. 

74 
Chapter 5. Possible Pathways/Modes of Action 

1. The word “soluble” is used throughought, see comment 10. above. 

2. Section 5.6: It would be helpful to identify the study populations (e.g. human, rat etc.) 

for each of the effects listed. 

Chapter 6. Integrated Health Effects of Short-Term PM Exposure 

1. Throughout this chapter and Chapter 7, particle measurements are described as “increases” 

rather than “levels”. Increases in levels are not the same as actual levels themselves. Yet, the 

epidemiology associations based on increases seem to be used by the EPA to set permissible 

levels of PM. A given increase can occur independently the level of PM. The issue of 

considering epidemiology associations with “increases” rather than levels should be discussed 

and justified. I recall a pulmonary physician commenting on this issue during a proposal review 

session. He indicated that the respiratory tract susceptibility to injury was very changeable and 

that a few days of exposure to clean air would make it more vulnerable. Perhaps regulating 

short-term “changes” or “increments” in PM measures (count, mass etc.) would be as good (or 

better) than regulating low levels. In any case EPA should address the PM “increases” issue. 

E.g. see pg. 6-10, lines 8 and 9; pg. 6-11, lines 24 and 27; and many places elsewhere. The 

possible importance of this issue might be seen in section 6.2.10.8 where the results of 

Villeneuve (2006) differed from the other study results. Also, conclusions based on increases, 

such as that on pg. 6-94 (and other pages) should probably indicate that the conclusions may not 

apply to absolute levels. 

Charge Question 4. 

Detail in Chapter 4 is sufficient. Particle translocation is adequately described. The roles of 

cough and respiratory tract infections on particle clearance deserves greater emphasis. The 

summaries should be made into true summaries of the foregoing material. Currently, they 

introduce some new material. Annex B is ok. 

75 
Comments from Mr. Rich Poirot 

Comments on Chapter 9: Ecosystem and Welfare Effects 

General Comments

This chapter summarizes the policy-relevant science that would support review of and possible 

revision to the secondary (welfare-based) PM NAAQS. It includes sections on PM effects on 

visibility, individual organisms, ecosystems, materials, and climate. The section on visibility is 

substantially more detailed and informative than those on other welfare effects - about the length 

of the other 4 effects sections combined. I think this emphasis is justified, since it seems 

unlikely that a secondary PM NAAQS could be an effective mechanism to ameliorate affects of 

PM on organisms, ecosystems, materials or climate. However the relationships between PM 

mass (especially PM2.5) and/or PM species and visual air quality have been well known for many 

decades, and a secondary PM NAAQS to protect visibility has been considered in every previous 

PM NAAQS review - including the original establishment of TSP standards in1971, when a 

secondary TSP standard of 150 ug/m3

 was based in part on (minimal) protection of aviation 

safety (maintaining visual flight rule conditions at airports). 

The visibility section of this chapter is clearly written and presents a substantial amount of recent 

information, much of which has been generated through the work of the Regional Planning 

Organizations (RPOs), and supporting groups at NPS, EPA, and the IMPROVE program, to help 

develop the first round of State Implementation Plan (SIP) revisions in response to the 1999 EPA 

Regional Haze Rule. Consequently, the focus is primarily on effects of individual fine particle 

species (and coarse particle mass) at remote National Parks and Wilderness Areas. 

One general criticism then is that relatively little of the information presented relates directly to 

causes and effects of visibility-impairing PM in the non-Class-1 rural, suburban and urban areas 

to which a possible secondary PM NAAQS would apply (although conceivably a secondary PM 

NAAQS might be exceeded in some of the more polluted Class 1 areas, and could provide added 

mechanisms to assure improvements in those areas). We would also expect to see improvements 

in visibility outside Class I areas as an inevitable result of measures to reduce regional haze 

impacts within them. A secondary PM standard and the Regional Haze Rule need not be 

mutually exclusive from each other, although it seems useful to think of them as complementary 

rather than as redundant mechanisms. So it would be useful to see more information focused on 

the differences between urban/suburban and remote area PM composition and visibility effects. 

A second general criticism is that the chapter is predominantly focused on the reconstructed 

aerosol extinction approach (chemical species measurements combined with generic dry 

extinction efficiencies and hygroscopic growth functions) which is the basis of the regional haze 

program. Conceivably, a similar approach might be employed for a secondary PM standard – 

employing for example the speciation data from the CSN network with a similar or modified 

“urban” haze equation. However, other approaches might also be considered and the chapter 

could do a better job supporting those alternate approaches. For example, in reviewing the PM 

Criteria document in the last review cycle, it was noted by CASAC (Warren White and others) 

that an early draft of the PM CD contained no information showing the simple but strong 

relationship that exists between fine particle mass and visibility (especially under conditions 

when effects of hygroscopic growth are minimized – such as by focusing on daytime only and/or 

76 
constrained to hours of lower relative humidity). As a result, the following plot (with associated 

discussion) was added to the final 2004 PM CD. 

Figure 1. Illustration of Fine Mass / Visibility Relationship from 2004 PM CD

This graph had earlier been included by Warren White in a JAWMA critical discussion on 

visibility by Chow et al. (JAWMA 52:973-999, 2002), and attributed in turn to data collected in 

1970-71 and published by Samuels et al. in 1973. One point Warren raised was that the strong, 

linear relationship between fine mass and visibility impairment was well known at the time of 

the original Clean Air Act. Another point emphasized in that discussion, was that the 

information provided by detailed, costly, labor-intensive chemical speciation sampling (which 

currently requires use of intermittent filter sampling over long averaging times) was of value 

primarily for estimating the effects of aerosol water. A more efficient regulatory approach might 

take better advantage of current science and technology, by minimizing the importance of water 

by constraining the averaging time to daytime-only and/or hours with RH < 70% - as has been 

done in establishing local visibility standards in Denver, Phoenix, Lake Tahoe, etc. 

EPA staff and CASAC took a similar approach in recommending a secondary PM2.5 standard in 

the last review, based on a daylight-only 4 to 8-hour averaging time (also corresponding more 

directly to periods when outdoor, sun-illuminated visibility is most important to most people). 

An alternative indicator might (if the lawyers allow it) be based more directly on optical 

measurements, such as by ASOS, transmissometer, nephelometer, or nephelometer + 

aethelometer (scattering + adsorption). To better support consideration of a fine mass or optical 

indicators, it would be useful to include some additional attention in the ISA to discuss the 

characteristics, averaging times, strengths and limitations of various aerosol, optical and 

meteorological measurement methods; present some illustrative data from urban/suburban areas; 

77 
and show how effects of water (currently avoided as a component of PM mass), might best be 

quantified and/or minimized with alternative regulatory options. 

 

Specific Comments

p. 9-2, line 7: Add “by particles” after “scattering”. 

p. 9-2, line 8: You might rephrase this to “While a large particle scatters more light than a 

similarly shaped smaller particle...” or “While a large particles scatter more light than a similar 

number of similarly shaped smaller particles...” 

p. 9-2, line 19: Add “ed” to “call”. 

p. 9-3, line 6: Change “and” to “or” or to “and/or”. 

p. 9-3, line 16: “Western...” 

p. 9-4, line 5: You could add “in rural areas” after “haze”. Note – here and elsewhere in this 

section, its not always clear whether you’re referring to urban areas or regional-scale (rural) 

concentrations. 

p. 9-4, lines 10-20: Need a reference for this study. 

p. 9-4, line 21: You could insert “Perception of” or “The value of” before “urban visibility” to 

make it clear that you are not referring to urban studies of optics, aerosols, sources, etc. 

p. 9-4, line 34 and p. 9-5, line 1: You could delete “, the preferred measure of visibility 

impairment”, since I don’t think DVs are actually “preferred” by everyone, and also to make it 

clear that you don’t mean 19 to 25 DV was the preferred measure of impairment.... 

p. 9-6, line 2: While “N” is correct, I suspect you mean “Ni”. It might also be noted that Zn is 

an element typically most prevalent in the fine fraction, while V often has a relatively high 

coarse fraction contribution. 

p. 9-7, line 14: Change “is believed” to “is estimated to”. 

p. 9-7, line 16 (or elsewhere): It might be useful to begin with some discussion of EPA staff (& 

CASAC) recommendations (& policy decisions) from the last PM review. This would help lead 

to a more “a concise synthesis and evaluation of the most policy-relevant science used to help form the 

scientific foundation for review of the secondary (welfare-based) NAAQS”

p. 9-7, lines 16 to 18: Since the ”recent” information presented here comes quite predominantly 

from regional haze-related analyses of rural IMPROVE data, I suggest modifying this sentence 

to: In recent years, most visibility research involved characterizing visibility levels and trends over broad 

regional scales, improving our understanding of the atmospheric processes and pollutants responsible for 

the regional impacts, and attributing visibility-impairing pollutants at remote sites to emission sources, 

source types, and regions. 

78 
p. 9-7, line 25 and first 2 lines on p. 9-8: Break this into a few sentences or otherwise fix the grammar.

p. 9-12, line 14: Change “are” to “is”. 

p. 9-12, lines 16-17: True, although NO2 measurement data are often not available, are typically 

of questionable quality (include other oxidized N species), and may not represent the locations – 

such as in NOx plumes and in layered hazes – where NO2 effects are most evident. 

p. 9-14, line 11: You could change “theoretical” to “Mie theory”, as less sophisticated 

“theoretical” calculations are certainly possible – and are routinely conducted for the regional 

haze program. 

p. 9-16, line 3: Add “s” to either “term” or “inflate” 

p. 9-16, line 21: Add “s” to “aerosol” or add “particles” or “effects” after “aerosol”. 

p. 9-18, lines 12-14: Can you provide some quantitative estimates of the underestimation of total 

extinction due to coarse mode hygroscopic species at Brigantine or elsewhere (i.e. is this 

important?). Also, if we are concerned with effects of anthropogenic pollutants on extinction, is 

there any visibility consequence of replacing NaCl with NaNO3? 

p. 9-18, line 29: Change “are” to “is”. 

p. 9-20, line 18: Delete the first “components”. 

p. 9-20, lines 19-22: Seems like either too much detail or too little. You could just report the 

values they recommended, but if you also report the different values they “determined” from 

their review, then I think additional explanation is needed to justify why they felt compelled to 

recommend numbers different from what they determined. 

p. 9-21, lines 16-23 (or elsewhere nearby): It might be informative to comment here on possible 

problems in applying this (remote site) equation to urban data – for example, organic mass might 

be < 1.8 * OC, and we might also not expect the higher OM concentrations to be well-aged. 

p. 9-25, Figure 9-7 (and about the next 20 map figures): The VIEWS system is an excellent tool 

and these color contour maps are very informative. However, a major limitation has been the 

lack of user control in selecting the color contour levels. I think the system “auto-scales” these 

to display maximum information content for each map from the (10) colors employed. This is 

fine for seeing spatial pattern in an individual map, but makes it difficult to compare maps. I 

don’t think its critical for this ISA, but it would be useful for many future applications if options 

were provided for the VIEWS user to specify the contour levels and intervals (i.e. the maximum 

contour level, number of contour intervals, and ranges of the bins). 

p. 9-27, Figure 9-9, and in text discussion: The Agency has decided that effects of S and N 

deposition (including particle phase) will be addressed in the review of secondary SOx and NOx 

NAAQS and not in this PM NAAQS review, while the secondary aerosol effects of S and N 

compounds – such as on visibility – will be addressed in the PM NAAQS review, but not in the 

secondary SOx and NOx NAAQS review. Since ammonium sulfate and ammonium nitrate have 

79 
similar dry scattering efficiencies and hygroscopic growth functions and combined account for a 

majority of visibility impairment over much of the country, it might have been interesting (& still 

would be) to break out a separate section on (for example include a map here of) the visibility 

effects of combined S + N aerosols. Such a discussion could be copy-pasted in both the PM and 

secondary SOx & NOx ISAs & REAs. A reason for this is that it might help support 

consideration of SOx – NOx NAAQS metrics that might have been based on a combined sum of 

gaseous and aerosol S and N compounds, that might have had (and been justified by) beneficial 

effects of S & N emissions reductions on both deposition-related and aerosol-related effects. 

p. 9-35, lines 8-20 (and following figures): Line 9 indicates that Figures 9-22 and 9-23 show 

total carbon, but those figures actually show fine soil (the total carbon figures are missing). 

There needs to be some discussion of the differences in the CSN TOT and IMPROVE TOR 

carbon methods – indicating that OC & EC don’t have the same meaning at urban & rural sites, 

although the missing total carbon comparison would be meaningful. Possibly the CSN OC & EC 

data could be adjusted to make it “IMPROVE-like” before combining it with the IMPROVE data 

in Figures 9-19 and 9-21 – otherwise I don’t think you should be combining the disparate data. 

As indicated before, using the same scales for paired IMPROVE and IMPROVE + CSN maps 

would be helpful. It would also be useful to delete the few urban IMPROVE sites (Washington, 

Phoenix, Puget Sound, etc.) from the otherwise rural IMPROVE-only maps (if possible). 

pp. 9-41, 9-43 (Figures 9-26, 9-27): A discomforting feature of the haze trends in these figures is 

that the 10-year period 1995 – 2004 is the period of the Title IV Acid Rain SO2 emissions 

reductions in the eastern US. Yet on the cleanest and haziest 20% days respectively, 6 of 14 and 

8 of 14 eastern sites show no significant improvement. This doesn’t inspire confidence in 

successful outcomes of future controls. I suspect this may be partly related to the fact that a large 

portion of the acid rain SO2 reductions occurred in the first (1995) year of the Title IV program 

(and of this trend analysis) and due to spending of banked allowances etc., the actual emissions 

reductions over the 1995-2004 period have been relatively small. See figure below from EPA 

“Acid Rain Program 2007 Progress Report” http://www.epa.gov/airmarkets/progress/arp07.html. 

Possibly some discussion of this “non-trend” could be added here. 

80 
p. 9-45, Figure 9-29: Although there are cautionary remarks in the text on p. 9-44 describing this 

figure, as well as a warning that this “may be misleading” in the figure caption, I’m suspic

this figure – generated from the “Causes of Haze” website – that shows increasing trends 

(significantly so at most sites) of ammonium nitrate extinction on the haziest days at all

ious of 

 western 

IMPROVE sites over the period 1994-2003. Extraction of a similar plot from the COH website 

for the cleanest 20% days shows an opposite trend of decreasing ammonium nitrate extincti

the cleanest 20% days at these sites – and I’m just finding this hard to believe, and suggest 

double-checking the calculations. If these opposite trends are correct, they would seem to

warrant additional exploration (for example d

on on 

oing same for central and eastern sites) and 

ffering some explanation(s) of causality). 

st Days 

ys (right), 1994-2003 from Causes of Haze Website ( 

http://www.coha.dri.edu

o

Figure 3. Nitrate Extinction Trends at Western IMPROVE Sites on 20% Hazie

(left) and 20% Clearest Da

 ) 

at 

ent. An example of the data for the 

assen Volcanoes NP site is pasted in Figure 4 below. 

I notice that similar trend information, including estimated extinction calculations on worst 20% 

& best 20% days by species, site & year can be extracted from both the VIEWS and (for WRAP 

sites for 1994-2003) the Causes of Haze websites. Comparing the 2 separate sets of calculations 

(using the RHR1 equation on VIEWS), I note that the results are generally very similar for most 

species at all sites, but there are substantial differences – especially in the first few years – th

seem likely to influence trend calculations, directions and significance levels. I don’t know 

which one is right (if either are), but note they are differ

L

81 
p. 9-45, lines 1-2: I don’t understand what “at any relative humidity” means here. Haze 

contributions are only proportional to species concentrations at very low humidity. At higher 

RH, the hygroscopic species contribute proportionately more, relative to their mass fractions. 

Figure 4. Estimated Light Extinction on Worst 20% Days for sulfates and nitrates at Lassen 

Volcanoes IMPROVE site, 1994-2003, as extracted from the Causes of Haze (COH) and 

VIEWS websites

0

1

2

3

4

5

6

7

8

9

10

1994 1995 1996 1997 1998 1999 2000 2001 2002 2003

Species Light Extinction on 20% Worst Days (Mm-1

)

Sulfate_Ext (COH)

Sulfate_Ext (VIEWS)

Nitrate_Ext (COH)

Nitrate_Ext (VIEWS)

p. 9-46, lines 6,7: Nitrate does not “dominate” in the summer in the Midwest. 

p. 9-48, Figure 9-30 and several subsequent figures (9-32 through 9-36). You might add the time 

periods for which these plotted analysis results apply to the figure captions. 

p. 9-57, line 24: Add “s” to “location”. 

pp. 9-57 through 9-64: I have a hard time following this discussion and interpreting these 

figures. A bit more explanation up front would be helpful. Are all these figures really 

necessary? Also, I note that a large majority (22 of 30 pages) of the discussion and illustrations 

in this “causes of haze” section 9.3.4.5 pertain to the WRAP RPO region (and to aerosol source 

apportionment in WRAP class 1 areas only), while only 7 pages are devoted to results from the 

other four RPO regions combined. 

p. 9-74, lines 29-31: While I understand there are some good arguments and strong opinions to 

the contrary, I don’t concur that the existence of primary health standards necessitates the 

separation (& removal) of “wellbeing” components (i.e. perceived health effects), from so-called 

82 
“aesthetic” components when attempting to assess perceived levels of adversity or to evaluate 

alternative levels at which secondary standards might be set. First, this requires an assumption 

that the primary standard has in fact been set at a level below which all health effects are 

prevented. With the TSP primary standard of 260 ug/m3

, or PM10 of 150, or PM2.5 of 65 or 35 

ug/m3

, any observers who perceived health effects at or just below the levels of the primary 

standard would have been correct, and any regulators who argued that any perceived health 

effects were irrational and should be discounted at those (health-protective) levels were wrong. 

Second, there’s a required assumption that its possible to separate a perceived health concern 

from the overall emotional response to the visual effects of polluted air. I’m not so sure this is 

really possible (or necessary), nor do I understand what a purely “aesthetic” response to impaired 

visibility would mean. Third, I’ll argue that there can be a perceived health effect which is 

different from the actual health effect, but which is nonetheless an important source of stress, 

malaise, and/or emotional discomfort to the viewer. An analogy would be the strong perception 

of “unhealthiness” associated with certain “chemical” odors. This perception may occur at 

ambient concentrations of such chemicals which are not (currently) demonstrated to cause actual 

health effects. The perceived health effect unavoidably contributes to the perception of a foul, 

objectionable odor, which adversely affects the quality of life for those exposed to it. 

pp. 9-76 - 9-98 (or in a subsequent section): In (or after) summarizing these various urban 

visibility valuation studies, it might be useful to summarize the urban visibility standards that 

have resulted in part from some of these studies – or from other public policy decision-making 

processes (such as for California, statewide and for Lake Tahoe), as well as noting, the scientific 

and practical reasons for the details of the indicators, averaging times, levels and forms of these 

standards (such as constraints to daytime-only, and to lower RH levels,...). 

It can also be noted that almost all of the preceding discussion was based on results taken from 

remote, Class 1 areas (which are already “protected” by EPA’s Regional Haze Rule. Then 

there’s a jump to “urban” valuation and preference studies, but no mention of such valuation 

studies in remote Class 1 areas, nor any discussion of visibility effects or valuation in the (nonClass 1, non-urban) suburban and rural areas which compose most (>95%) of the US land area. 

p. 9-84, line 2: Since effects of PM (and its precursors and transformation products) on materials 

are also related to deposition, you might also add a mention of that to this intro on deposition. It 

might also be appropriate to mention here the PM species for which deposition is of concern for 

a materials damage or ecological perspective. 

p. 9-84, line 25: you might insert “as well as” after “soil,” and before “plant” to make it clear 

that your not talking about “base cations from soil, plant and insect fragments, ...” etc. 

p. 9-85, lines 1-7: This discussion of radiative effects doesn’t really belong in the “Forms of 

Deposition” section, unless you are referring to alteration of radiative effects from reflective 

snow and ice surfaces as they are modified by deposition of light absorbing particles. 

p. 9-89, lines 6-15: I’m surprised we need to go to Italy to find references on primary vs. 

secondary PM components. Also, I doubt that Cl-

 is really an important secondary PM 

component in coastal or any other areas. Its predominantly a primary PM component, and often 

83 
lost from particle phase, prior to deposition. Secondary organics are also important – especially 

in urban areas. Further, the deposition rates of fine particles are substantially less than for larger 

particles, such that the dry deposition of particulate matter components in urban areas is likely 

more heavily influenced by coarse particles, gaseous precursors (or former particle components 

that have disassociated from particle phase) than it is by fine particles – even if the fine particle 

fraction tends to increase during episodes. 

p. 9-90, lines 15-16 and Table 9-3 on p. 9-89: Would fit better in the “Mercury” section, 9.4.5.2. 

p. 9-98, lines 21-22: Although anthropogenic V is typically heavily enriched in fine particles 

influenced by oil combustion sources, there can also be substantial concentrations of V in soils, 

and deposition is likely often dominated by natural sources in some areas. 

p. 9-102, lines 1-6: There seem to be some inconsistencies here. For example line 5 describes a 

global [Hg(0) I presume] reservoir “with a residence time of a couple of years”, while lines 31-

32 on p. 9-101 refer to an Hg(0) “residence time of about a year”. Also I doubt that Hg(II) in gas 

phase has a residence time of “months” or that Hg(II) associated with fine particles has a 

residence time “similar to Hg(0)” of 1 or 2 years. 

p. 9-106, lines 17-18: Its not clear what “much of the burden” refers to. If it resides in the 

atmosphere, to what organisms is it a burden there? If you’re referring to the “atmospheric 

burden”, I think pretty much all of it resides either dissolved in fog or clouds or as liquids or 

solid aerosols. 

p. 9-106, line 27: You could add “and other mining activities” after “limestone quarries”. 

p. 9-110, lines 1 &2, and generally throughout this section. Sometimes the terms “metals and 

“heavy metals” are not always used consistently here and sometimes just “trace elements” would 

be a better term. 

p. 9-111, line 3: should be “exposures ...have” or “exposure has”. 

p. 9-112, line 9: Change “of” to “to”. 

p. 9-113, lines 12-22: I suggest replacing the term “tire dust” with “road dust” in lines 12 14 and 

19, and using the term “tire wear” in line 16. For the most part, the dust you’re referring to is not 

predominantly composed of tire fragments, and its suspension to the ambient air is more driven 

by the aerodynamic action of moving vehicles rather than the direct action of tires on the road. 

p. 9-113, lines 19-22: What’s the meaning of “particles embedded in tire dust”? If Adachi and 

Tainosho used the term “tire dust”, explain what they meant by the term (how did they collect 

it?). Is there any explanation for the two different compositions of “brake dust”? 

p. 9-132, lines 14-15: I don’t disagree with your assertion that fine mode particles generally have 

a larger effect on climate than large particles, but I think you need more explanation than “sizes 

close to the wavelengths of visible light” before proclaiming “therefore...” 

84 
p. 9-136, lines 4, 5: This seems inconsistent with your citation to Forster et al., 2007 on p. 9-144 

indicating a total direct aerosol RF of -0.04 + 0.04. 

p. 9-138, Table 9-4 (or elsewhere in this chapter): It would be interesting to see the US subtotals 

or fractions of the global emissions in this table – or otherwise provide some indications of the 

extent to which relatively small modulations in the relatively small US contributions to the 

global aerosol budget might be expected to influence climate. 

p. 9-141, lines 1-3: You claim 3 ways but only list 2. 

p. 9-142, lines 5-12: The point isn’t clear to me here, but I assume any comparison of the 

effectiveness of reducing BC vs CO2 or CH4, depends on the proportionate size of the reductions 

in the different pollutants. 

p. 9-142, lines 27-30: Not sure what the point is in describing the different assumptions on 

(internal vs external) aerosol mixtures. Was the range of results -0.39 to -0.78 W/m2 due to 

which mixture assumption was used, and if so, which assumption produced the largest result? 

p. 9-144, lines 3-10: “These” in the second and third sentences doesn’t agree with “Progress” in 

the first sentence, and you only cite one inter-comparison. I also don’t understand why “coarse 

aerosol fractions are largely responsible for variations in natural emissions”. Do you mean 

“coarse aerosol fractions are largely dependent on variations in natural emissions?” 

p. 9-147, Figure 9-57: This is an interesting graphic, but hard to read. I’d like to see it larger 

with a (much) shorter caption, which refers the reader to the text for a detailed explanation. 

p. 9-155, lines 7, 8: Should be “role ... is” or “roles ...are”. 

85 
Comments from Dr. Ted Russell 

First, while I am sure I will note be the only one to comment on this, an 800 page document that 

starts with “... a concise review, ...” might be open to some criticism for what is meant by 

“concise.” I recognize it could be longer, but I also think it could be shorter without loosing 

much in terms of its support of the possible revision of the NAAQS. EPA should resist making 

the ISA much larger in response to CASAC or other review. My ISA has travelled many 

thousands of miles to get read. On the other hand, it does pack a lot of information. As to where 

the document might be trimmed a bit, speaking as an air quality engineer type, there are parts of 

that section that might be put in an Annex. The main information should be to provide a 

foundation for understanding the health and welfare impact results later on. 

Chapter 2 

Chapter 2 on the Integrative Health Effects Overview is an important chapter, and reasonably 

well done. The integrative summary, along with the conclusions, provide a solid and informative 

overview and highlight the key points. Inclusion of just the causal and likely to be causal 

relationships make sense because those are what will drive the consideration of revising the 

primary NAAQS. I would use exactly the same terminology on page 2-11 and in the Tables (I 

would use causal and likely to be causal). While I like what has been laid out in terms of 

linkages between PM mass and the health endpoints, I think that the discussion of PM 

components and sources linkages to health outcomes is insufficient. I would have liked more of 

a summary similar to what was done for mass linkages, or a statement as to why such is not 

there. Also, as the Chapter is now 25 pages long, and that this is the chapter that will get read by 

those not wanting to read the other 800 pages, I think a wrap-up page or two would be called for. 

If you do decide to add more on impacts that do not make the top two classes of causality, I 

would make that section short, focusing on what might be important in the future, and if it is an 

area where there is a strong chance that as uncertainties are reduced, that area might influence 

revision of the NAAQS. 

While I like how they have laid out the health endpoints and linkages, I do not believe that the 

non-health effects endpoints should be left out of this chapter. The ecosystem/welfare endpoints 

need not get as much attention, but relegating all of that discussion to a single chapter at the end 

of the ISA sends the wrong impression and might lead one to miss that we are extremely certain 

about some of the welfare effects. There are some very important effects that are not included in 

the health assessment (that have possible health impacts via climate modification). 

In Chapter 2 (page 2-4) an important point is glossed over: PM2.5 is a major fraction of PM10 in 

many urban areas. This likely drives much of the findings reported here. This is also true at the 

top of page 2-6 (it is not surprising that PM10 and PM2.5 are highly correlated much of the time 

and in many locations). On page 2-6 they note various methods to measure temporal variation in 

PM mass and components, but it does not include filter –based techniques anywhere in this 

section. For completeness, there should be a section just on measurements (one paragraph) 

before the discussion of spatial or temporal variability to discuss both integrated and 

continuous/semi-continuous methods, together. On page 2-7 they state factually that current 

inventories overestimate primary components etc... the verdict is still out, and more goes in to 

86 
this than just volatility issues. This comment can be removed from here, though should be 

discussed in Chapter 3. We are quite unsure of our emission estimates from the various sources, 

particularly for organic species. 

Chapter 3 

Like past ISA’s, I like the Source-to-Human Exposure approach to cover that aspect of the 

review. It is potentially very efficient, though as indicated above, this chapter might be reduced 

a bit, keeping in mind what the key considerations are later on (e.g., possible mechanisms and 

their linkage to specific components; spatial and temporal variability and epidemiologic studies; 

components and epidemiologic results, etc.), and that the chapter will be used for the exposure 

modeling as part of the risk assessment. I recognize that I might be asking for a bit of 

clairvoyance to see exactly where the risk assessment might go. The Scope and Methods 

Documents helped figuring out part of that (see below). 

As noted above, one should tread a bit more cautiously about stating that the volatility effects 

have led to specific under/overestimates in the inventory. This process might be discussed, but 

there are many other factors that might lead to over/underestimates. (Also, 3-12, l18 is a bit 

awkward in that the emissions do not estimate anything). 

Section 3.7.2.3: This section needs to be expanded (o.k., forget one of my first comments above). 

Exposure modeling will be key to the Risk Assessment, and either a thorough exposition of the 

models to be used should be contained here, or such will be required as part of the RA. 

Like my comment above, Section 3.8.1.4 should be moved up to be inclusive of all measurement 

techniques that have been used extensively enough to be included in such a summary (e.g., filterbased techniques). Make a section 3.8.1.2 

Section 3.8.2.3 is important and needs to make its points very strongly. It should answer the 

question (or lay the foundation for answering the question) as to whether confounding is a likely 

issue just based upon the correlations between pollutants and in the exposure studies. It actually 

only goes half way. It provides a strong statement about the indoor-outdoor PM source exposure 

confounding, but not if a gaseous species may lead to confounding. It ends on a negative note 

that may be of secondary importance (what it says is important in terms of assessing the epi 

studies for the gaseous species impacts), but not if the gaseous species may confound the PM 

results. . 

Chapter 9.

This chapter suffers from not being as completely developed as it could/should be. There is no 

integrative summary. It is also very weak on assessing how anthropogenic emissions impact 

PM10-2.5 (and the resulting welfare effects) over natural emissions in urban areas, and how this 

relates to apportioning visibility reduction. It should also be more specific about confidence, and 

probably more bold, and how uncertainties/certainties should impact consideration of possible 

revisions to a secondary NAAQS. This is particularly true for climate. While there are 

87 
uncertainties in climate relationships, but there are topics for which we are relatively confident. 

This is particularly true for the direct effects. Looking at the question as to what might drive 

revision of the NAAQS, climate change should be part of that, if not play a central role. I am 

concerned that this chapter in its current form leads to a lack of consideration of climate impacts 

(both ways). This section needs to make the link between climate change and health impacts 

(which, I agree, are uncertain). It is not clear what the section on POPs adds. (I would suggest 

focusing the climate section.) 

A couple details: 

What is meant by “warmed molecules can have long lifetimes and be transported large 

distances...” 

Given the issues that have come up in both Scope and Methods documents as to how to treat 

PM10-2.5, the PM ISA needs to do a more comprehensive job on that topic. The additional 

information and analysis includes how well it is treated in CMAQ, and the evaluation of CMAQ 

for simulating PM10-2.5. It also includes how well we can distinguish between the 

anthropogenic and natural PM10-2.5 fractions, and how the two correlate. Further, given that the 

SM-Welfare proposes to use scaling of the source apportioned PM2.5 to estimate the 

corresponding PM10-2.5, the components of that process should be discussed here in greater 

detail. 

Another topic that I worry about from the point of insufficient coverage is climate. While there 

are many uncertainties as to how aerosols impact climate, there is enough known that this topic 

should be influencing how we consider revising the secondary standard, and possibly even the 

primary standard. 

Specifics: 

Fig 3-1: In the caption, need to do a bit better job as to what the dashed lines versus solid lines 

mean. 

Maps (e.g., Figs 3-19, 21 etc.) A bit more info than just the roads would be helpful (e.g., rivers). 

Fig. 3-30. I don’t think you mean Pittsburgh in the figure caption. I think it is Philadelphia. Did 

you mean to switch cities? 

Fig. 3-2: Should note anthropogenic. 

Page 3-18: Cations and Anions. 

Page 3-122: Note sure why they think that the Voyageurs site was not impacted by fires. 

Fig. 3-69... Why change colors from prior figures? 

Table 3-23: Be consistent in how you distinguish between mod and obs (use mod; obs in the 

column headings). 

88 
Comments from Dr. Frank Speizer 

Chapter 1 

General Comment: This chapter outlines both the historical Clean Air Act activities as related to 

Particles and provides a discussion by which criteria can be applied to establish causality. It 

seems that after the several iterations that have taken place in trying to get this right, the Staff has 

put together a summary of the issues that are hard to fault, save one issue mentioned below. . 

One question might be whether there is a better way to summarize the weight of evidence in 

terms of consensus building. A recent discussion at the Intergovernmental Panel on Climate 

Change adopted seven verbal expression of certainty. I list them here for purposes of discussion 

only to see if CASAC should consider them in our deliberations: 

Verbal Description Percent Certainty 

Virtually Certain Considered more than 99% likely 

Very Likely More than 90% 

Likely More than 66% 

More likely than not More than 50% 

Unlikely Less than 33% 

Very Unlikely Less than 10% 

Exceptionally unlikely Less than 5% Intergovernmental Panel on Climate Change, 2007 

 The chapter reads well and needs only minor editing 

Added here are the factors in Chapter 1 for causation: (for purposes of discussion) 

Table 1-3. Weight of evidence for causal determination. 

Health Effects 

Causal 

relationship 

Evidence is sufficient to conclude that there is a causal relationship 

between relevant pollutant exposures and the health outcome. That 

is, a positive association has been observed between the pollutant 

and the outcome in studies in which chance, bias, and confounding 

could be ruled out with reasonable confidence. Evidence includes, for 

example, controlled human exposure studies; or observational studies 

that cannot be explained by plausible alternatives or are supported by 

other lines of evidence (e.g. animal studies or mode of action 

information). Evidence includes replicated and consistent high-quality 

studies by multiple investigators. 

Likely to be a 

causal 

relationship 

Evidence is sufficient to conclude that a causal relationship is likely to 

exist between relevant pollutant exposures and health outcome but 

important uncertainties remain. That is, a positive association has 

been observed between the pollutant and the outcome in studies in 

which chance and bias can be ruled out with reasonable confidence 

but potential issues remain. For example: a) observational studies 

show positive associations but copollutant exposures are difficult to 

address and/or other lines of evidence (controlled human exposure, 

animal, or mode of action information) are limited or inconsistent; or b) 

animal evidence from multiple studies, sex, or species is positive but 

limited or no human data are available. Evidence generally includes 

89 
replicated and high-quality studies by multiple investigators. 

Suggestive of 

a causal 

relationship 

Evidence is suggestive of a causal relationship between relevant 

pollutant exposures and the health outcome, but is limited because 

chance, bias and confounding cannot be ruled out. For example, at 

least one high-quality study shows a positive association but the 

results of other studies are inconsistent. 

Inadequate to 

infer a causal 

relationship 

Evidence is inadequate to determine that a causal relationship exists 

between relevant pollutant exposures and health outcome. The 

available studies are of insufficient quantity, quality, consistency or 

statistical power to permit a conclusion regarding the presence or 

absence of an association between relevant pollutant exposure and 

the outcome. 

Suggestive of 

no causal 

relationship 

Evidence is suggestive of no causal relationship between relevant 

pollutant exposures and health outcome. Several adequate studies, 

covering the full range of levels of exposure that human beings are 

known to encounter and considering susceptible or vulnerable 

subpopulations, are mutually consistent in not showing a positive 

association between exposure and the outcome at any level of 

exposure. 

.

Specific Comments: 

Section 1.5, 1.11 Discussion of factors evaluated for causation’:, line 28: 

defines cause, in contrast to statistical association Not clear that this belongs here as part of the 

discussion. Almost all of the factors entering causation with regard to population data are in fact 

statistical. 

Page 1.15-16: Confounding needs to be defined more clearly, just as effect modification is. 

Chapter 2 

General Comment: 

This is a useful summary if it indeed truly reflects what is contained in subsequent chapters. 

There will need to be some cross checking to be sure that the major finding are all summarized 

here. I would likely take issue with the classification of cancer. I think it will need to be broken 

down to lung cancer and other cancers as I think the ACS data would at least be “suggestive”. 

Specific Comments 

Page 2-5, line 13: Assumption is that “diel” is short for diurnal but needs to be spelled out first 

time. 

Page 2-6, end of paragraph at line 23: Suggest a statement is needed here that the composition of 

PM10 changes by region and that the distribution and ranking as sources of wild fires, road dust 

and EGUs would vary by region. 

90 
Page 2-18, Paragraph on Cardiovascular Morbidity: There is an issue here in that using 1 year 

data for classifying exposure doesn’t make biologic sense for a chronic effect. It needs to be 

made clearer that the 1 year figures are “ surrogates” for long term exposure (over several years). 

Page 2-23, Section 2.3.3.: This section coming after the Chronic effects section above needs to 

be clarified that all the effects assessed in table 2.1 are in fact acute (or semi-acute) effects. 

Although the table indicates inadequate data for a relationship to cancer there is no discussion in 

the text. In addition the newer data from ACS would suggest that the classification might be 

moved up a notch to suggestive. 

Chapter 3 

General Comment: The authors of this chapter have done an exceptional job in summarizing a 

large body of data and presenting in a readable fashion that makes a very reasonable logical case 

for the factors that move particles from source to measuring sites, including factors of size, 

chemistry and transport. Trends over time although not large are impressive. Perhaps more 

could have been included on the effects of wind direction, although I doubt that much useful data 

is available that would alter conclusions reached. The last few sections of this chapter that relate 

to estimates for human exposure and population or community effects are logical and well 

summarized. I personally would have like to have seen a little more in interpretation of the 

directionality and factors affecting the directionality of the surrogates used to estimate population 

exposure. What factors lead to over or underestimation, and perhaps how results might be 

adjusted for these factors. Perhaps this will come up in later chapters on Dosimetry or Health 

Effects. 

Specific Comments: 

Page 3-1, line 11: The use of the word “uncontrollable” For describing background pollution 

level would it not be better to describe this level as “natural occurring”? Uncontrollable could be 

in the eyes of the beholder, since for some the cost of controlling could predict what was 

uncontrollable (i.e. Too expensive to control, or technologically difficult). 

Page 3-2, last line 34: Some further explanation of the range of values at National Parks is 

indicated. If the natural occurring background is < 1ug/m3 than what is being defined as 

background in the range of 3-63 is clearly being impacted by long range transport. This makes 

for a confusing definition of background. Are we saying that background is natural plus long 

range transport and therefore varies regionally depending on down wind sources or is 

background some thing constant, but not achievable? 

Page 3-3, line 20: Is it really seasonal differences in sources, or is it differences in photochemical 

activities by season. One suspects that latter, partly depending upon region where winter heating 

and summer cooling might result in match emissions from stationary sources and mobile sources 

between seasons not varying that much and dominate variable being amount of sunlight and 

temperature. 

Page 3-17. Paragraph ending line 15: This section provides well describe logic of what the FRM 

for PM10 is doing. However, in so doing it provides information that 50% of the particles 

91 
greater than 10um are getting collected. I think some mention of an “upper limit” needs to be 

indicated. Is it not the case that there is an absolute cut off at 15 or 30um? And if so (or if not) a 

justification of what is getting through, particularly when focusing on mass, needs to be offered 

to deal with the mass not being dominated by these extra large particles. 

Page 3-30, Figure 3-4. Need to change monitor indicator from rectangle to circle, if I am reading 

figure correctly. Ditto figure 3-5. 

Page 3-32, Tables 3-3 and 3-4: Need to provide footnote as to why data are “na” for New York 

City. 

Pages 3-40 to 3-46. These pages contain a series of tables and figures that indicate the 

distributions of PM measures across the 15 sites over the 3 year period. Although the reader can 

look at these tables ad draw their own conclusion, text contained that describes them does not 

indicate any particular finding. It simply describes what is in the tables. I would have thought 

that some summaries in text would be appropriate (like the 75%tiles are all above the annual 

standards or although some values exceed 1000 ug/m3 at the max, the 95%tile do not ever 

exceed 60ug/m3 for the 3 years 2005-2007 or Phoenix and Denver are the only cities with 

PM10-2.5 with annual means 20 or higher, etc). See text descriptions on pages 3-51-3-53 for 

Figures 3-9-3-13 which give a much better assessment of what is presented. 

.Page 3-87, Figure 3-42. The text indicates that this figure is to be replaced. I look forward to 

seeing the replacement, particularly because this figure and the accompanying text to my mind is 

critical to our understanding of the effects of distance from source, particularly as related to road 

traffic for ultra-fine particles. 

Page 3-109, Figure 3-58. Typo in Vertical Axis. 

Page 3-130, Figure 3-70. Should this be divided into two figures (if data exist) since there is a 

real mixing of children, who contribute almost all of the in school time, with adults who are 

more likely to be out and about or indoors in a different setting? 

Page 3-132, after line 5: A further conclusion here would be useful. If ambient concentration is 

better than personal exposure as a surrogate for ambient exposure is ambient exposure less likely 

to over or underestimate true exposure. Maybe this will come up in the next section, but with the 

relatively high correlations in table 3-27 some statement is necessary. 

ADDED note after page 3-160. This section is well written and summarizes well the issues 

needed to be considered. However, I would still like to see a more interpretive statement of the 

bottom line. Do ambient measures over or underestimate population human exposure and if so 

in what direction and under what circumstances or what influences the direction of the over or 

under estimation? 

Page 3-168, line 7: Is this last sentence true for all regions? I would have thought that broadly 

in the Midwest or western plains we know more about PM10-2.5 as indicated in some of the 

tables. 

92 
Chapter 5 

General Comment: 

 This chapter presents a number of mechanisms of injury but does not appear to be 

presented in an even fashion. In some cases the mechanism is being discussed from a basic 

pathophysiologic perspective with no particular relation to PM exposure, in others it is more 

focused on the effects of PM. I think this is ok, since in the next chapter it has been promised 

that the focus will be on PM. This might be helped by some cross referencing on the last 2 pages 

where there are a number of bullets (some of which could be combined) with added references to 

places in Chapter 6 and 7 where they are discussed. One issue that seems to be missing (and 

may be missing from the subsequent chapters) related to potential reproductive outcomes. 

Although there is not a lot of data there are several studies pointing in this direction so potential 

mechanisms probably should be considered. 

Chapter 6 

General Comments: 

Reasonably well done job of integrating toxicology, human studies and epidemiology for each of 

the exposure scenarios discussed as well as for each of the outcomes of interest. However, the 

text gets overwhelming when it gets to the summaries. The initial parts of presenting the level of 

causal certainty is fine, but then the details provided on the various disciplines data (epi, human 

clinical, and tox) seem to get somewhat contradictory. For example, the discussion of short term 

respiratory morbidity general conclusion seems to be contradicted with discussions of specific 

symptoms or pulmonary function, which does apply to all groups equally. Surely that is not the 

place to be bringing out the subgroup variation, unless the purpose is to confuse the reader. It is 

also quite redundant as all of the details are previously discussed in the chapter. I would have 

left more of the toxicological studies in the appendix only. 

Specific Comments 

Page 6.3, paragraph beginning line 11: This is an appropriate discussion of time-series, but 

somewhere in the paragraph it needs to be stated more explicitly that there is generally a 

relationship between PM and mortality that is seen in these studies. Then it becomes appropriate 

to discuss the statistical issues and issues of threshold 

Page 6-4, line 23: Should this be “linear non-threshold”? 

Page 6.7, line 11: Subtle, but would change “do” to “may” 

Page 6-18, line 30: The reason one expects a decline in HRV with exposure is because of the 

Framingham data that suggests lower HRV predicts CVD. However, there are some who 

suggest that change in HRV in either direction represents a response. See top of page 6-21 on 

animal studies. It therefore may not be appropriate to call the response “inconsistent”. 

Page 6.24, line 11: typo; ditto line 12 

Page 6.28, line 5: “discrepancy” is a value judgment that would appear unnecessary. I would suggest 

something like variability in the several studies. 

93 
Page 6-54, lines 12 and 14: Please check whether 100ug/m3 is correct. (Would have thought it should be 

10ug/m3.) 

Page 6.85, line 19: Issue with the word “consistent” In fact looking at figure 6.2 the results is 

really quite consistent. All but one show a positive effect, albeit that not all are statistically 

significant. With the subsequent data on heart failure admissions and ER visits it I suspect the 

summary could be a little more positive than as expressed. 

Page 6.88, line 23: I would agree with the conclusion as written but it begs the question of what 

is the summary of the ambulatory arrhythmia data. Will this come up later? If so probably 

should indicate to be discussed in section 6? If not should be discussed here. 

Page 6.90, line 27 end of summary. There is a particular issue with regard to stroke. Some 

comment need to be made that the appropriate lag structure is simply not known. The 0-2 days 

may not be appropriate as the onset of symptoms may be much longer than is reflected in 

administrative data bases on date of admission. Most of the studies cited do not include any 

specific query about symptom onset. This is particularly true for the embolic disease which 

make up about 80+% of the events and in which the events are likely to be acute than for the 

hemorrhagic strokes. 

PAGE 6.94 SUMMARY: Logic well presented with discussion of toxicological data to support 

mechanisms for the conclusion of likely causal. 

6.94, line 26 to end of 6.96: this section seems out of place. It is a summary of the details used 

in the second paragraph on page 6.94 and therefore might all come before the last paragraph on 

page 6.94 (which is the conclusion for the section on PM10. 

Ditto next several sections. 

Page 6.93, Section 6.2.11 Summary and Conclusions 

Pollutant Chapt statement Reviewer position

PM10 Likely causal agree 

PM2.5 Causal agret 

PM10-2.5 Inadequate evidence +/- agree 

Ultrafine Inadequate evidence agree 

Because PM2.5 is contained in PM10 and particularly because PM10-2.5 in inadequate some 

discussion need to be here as to what the evidence is that makes PM10 likely causal separate 

from effects of PM2.5. Even is the argument is that for many of the studies it is the only data we 

have. Further at least for Ultrafine, (and perhaps for PM10-2.5 it needs to be stressed that it is 

the lack of sufficient study rather than either inconsistent studies or clearly negative studies. 

Respiratory effects 

Figure 6.5 and 6.6 and Table 6.7: Although all the information is in these figures and table, (and 

is given in the text) it is somewhat frustrating in that I would like to see the odds ratios along side 

the pollution measures. How to do this? Maybe it is done in the Appendix and I will check. If 

there however, a cross reference is necessary. If not, it probably ought to be there. 

94 
Page 6.117, lines 18-22: Potential problem in that the mass data for PM2.5-.01 contains all of the 

count data NC.01-.1. Therefore the attenuation would be expected. This is hinted at in the 

statement that the correlations with the gasses is high but probably needs to be better spelled out. 

Page 6.124, line 2: typo; ditto page 6.134, line 4 

Page 6.152, line 5-6. The entire tox section (now that it is written) probably could have been a 

lot shorter. It reads too much like the old CD, and the writer could have been asked to shorten. 

As indicated here much of the tox material presented was done at high doses. And thus is less 

relevant and therefore relegated to the appendix. . 

Figures 6.9-6.11. I find it useful in these figures to have provided the range of estimates from 

the 2004 CD. However, in presenting these individual and multicity studies for the most part 

there is an overlap with 1 as presented? I assume there will be a combined risk assessment 

analysis presented in subsequent document but it would be useful to have it here as well. 

Several of the figures: May want to put into the legend of these figures that they are expressed 

as Excess Risk % (if that is what they are)! 

Page 6.182, line 8. This sentence needs to be qualified. It appears to apply only to asthmatics 

and the elderly. 

Summary and Conclusions 

Pollutant Chapt statement Reviewer position

PM10 Short term Respiratory Morbidity likely causal agree 

PM10-2.5 Short term Respiratory Morbidity suggestive of causal agree 

PM2.5 Short term Respiratory Morbidity likely causal causal 

Ultrafine Short term Respiratory Morbidity inadequate evidence +/- agree 

PM CNS Symptoms or Disease inadequate evidence agree 

PM10 Short term mortality likely causal agree 

PM2.5 Short term mortality likely causal causal 

PM10-2.5 Short term mortality suggestive of causal* +/- agree 

Utrafine Short term mortality inadequate evidence agree 

* Might take issue with fact that although fewer studies, with regard to cardiovascular disease the 

measure of PM10-2.5 appear to be where PM2.5 were in 2004 and might move up to likely 

causal with a few more studies. (not likely to go the other way). 

 Page 6.247, Table 6.16 starting this page 

I do not find this a very useful table as a summary of Epidemiologic Studies for source 

apportionment. First many of the studies reported are not epidemiology (e.g. the first one is 

mice). Second there is lots of NR or na reported in the table. I do not get the message from the 

table. Suggest redue more specifically or leave out. 

95 
Chapter 7 

General Comments: There are several difficulties with the way results are presented in this 

chapter. First of all most of the contrasts in exposure that are discussed are presented as 

increases in pollution when in fact they are not increases but differences between regions. 

Secondly and perhaps more important results are reported as differences in hazard ratios or rates, 

albeit mostly with c.v.s given, that can only be described as null effects. This is carried 

throughout the presentation of the individual outcomes. In particular this relates to intermediate 

outcomes related to CVDs. In fairness generally there is a summary statement at the end of the 

section that indicates the author recognizes this but it needs to be part of the description of the 

results rather than what appears to be a pushing of the results. To anticipate what is coming it 

might also be discussed as to the role of these intermediate outcomes in the process of 

identifying health outcomes. If anything there is a prior that is mentioned early on that chronic 

inflammation is a major pathogenesis pathway. In fact since the markers used for estimating this 

effect are not related to air pollution, it suggests that some other alternative mechanisms should 

be invoked. 

Specific Comments: 

Page 7.1, line 1: Minor point. Should the order be changed in this sentence?. The chapter 

reviews, integrates, and summarizes rather than summarizes first. 

 

Page 7.2, line 12: I am not sure that all would agree with this. Chronic inflammation may be a 

component of Atherosclerosis but certainly is not the sole cause. 

Page 7.2, line 24: Define CAC if first time used. 

Page 7.2-7.3: Although useful to define the clinical tools used to assess atherosclerosis, what is 

missing is the any quantitative assessment of the coefficient of variation of theses tools. This is 

particularly important since the next sections indicates small differences resulting from deltas in 

PM of 10ug/m3.. 

Page 7.4, two paragraphs. There is something terribly wrong between these two paragraphs. 

The magnitudes of the deltas in the first paragraph are virtually zero and none are significant. To 

discuss them as “increases” is ludicrous. On the other hand deltas in the second paragraph are 50 

to 100 times higher and are significant, albeit the PM measures are different. Is there a decimal 

point error in one or the other? 

All of the epidemiology section on Atherosclerosis: This entire section needs to be rewritten. 

Except for the one study from Germany all of the other data presented is definitely null. To 

describe any of the findings as showing “increases” “associations” etc. is misleading the reader. 

In addition, since these are cross sectional studies to describe differences in PM levels as 

increases in also not correct. 

Page 7.9, line 13: change “increase” to “difference” 

Page7.15, line 13: again change increase to difference 

96 
SAME PAGE, In line 15-16 in contrast to lines 13-14 is the reference to NON-FATAL CHD or 

MI? Otherwise these are two opposite statements about PM10. Alternatively, one statement 

may be about PM10 and other PM2.5. Please check. 

Line 23, again change increase to difference 

Page 7.17, line 6: ditto 

Line 13-15: Two problems. What does it mean after adjusting for clinical characteristics to not 

find a prevalent difference in CHD? If one of the clinical characteristics is prevalence of disease 

this is what would be expected. Second the deltas reported with the c.v. given are really null. To 

describe them as difference is misleading. 

Line 21: Again, these findings are null. (Alternatively to be consistent with the way others are 

being reported one would say that a 10ug//m3 difference in PM was protective! 

Lines 28-29: What does this mean given the previous sentences reflects a null? 

Page 7.18, line 20: Don’t need OR and % difference. (They are the same numbers) 

Page 7.21, line 4-5: This conclusion needs to revisited. Most the studies reported are in fact 

null, albeit that they are in the direction that might lead to this conclusion. The important issue is 

that the direction of the effects is supported by the toxicological work. This needs to be factored 

in, somehow, to the logic that allows the author to reach this conclusion. 

Page 7.32, Figure 7.4 As presented this figure is more confusing than enlightening. It mixes up 

both cross sectional effects with longitudinal change. It is not clear what arrows going in both 

directions means. The text that describes some of the finding is much clearer. I would 

recommend leaving Figure out or expanding greatly and perhaps even making it into multiple 

figures. 

Page 7.33, sentence beginning line 1. Not clear what is meant by pulmonary function in first 

year of life, surely not the measure reported. 

Paragraph beginning line 16. Not clear how exposure in 1st and 2nd trimester is separated from 

3rd trimester. 

Summary results 

Pollutant Chapt statement Reviewer position

PM10 Long term CVD morbidity suggestive of causal agree 

PM2.5 Long term CVD morbidity likely causal agree 

PM10-2.5 Long term CVD morbidity inadequate evidence for yes or no agree 

Utrafine Long term CVD morbidity inadequate evidence for yes or no agree 

PM10 Long term Respir Morbidity likely causal agree 

PM10-2.5 Long term Respir Morbidity No data for conclusion on causality +/-agree 

PM2.5 Long term Respir Morbidity likely causal causal 

Ultrafine Long term Respir Morbidity inadequate evidence suggestive 

Section 7.4.2 Toxicology of reproductive outcomes. Much of this could have shortened or left to 

the appendix. As indicated before this section none of the mechanisms seem applicable to the 

epidemiologic findings. Therefore it seems the details of the toxicological data are not really 

helpful and just makes the chapter too long. 

Pollutant Chapt statement Reviewer position

97 
PM10 Reproduct & Developmental suggestive of causal agree 

PM10-2.5 Reproduct.& Developmental inadequate evidence agree 

PM2.5 Reproduct & Developmental suggestive of causal agree 

Ultrafine Reproduct & Developmental No data for conclusion on causality agree 

Section on Cancer: This section is extremely disappointing with regard to the presentation of the 

epidemiologic data. The author seems much more comfortable presenting a discussion of the 

toxicology, carcinogenesis and mutagenesis even to the point of discussing in vitro studies. The 

epi is extremely naive. For example, on Page 7.87-88, Paragraph on Breast Ca and TSP: These 

data are presented in a crude fashion with out discussion of possible confounders. The ORs are 

in fact considerable higher than any reported with smoking, where the exposures to potentially 

toxic agents are considerably higher than might be seen from environmental TSP. A more 

careful reporting therefore is warranted. Further there is no discussion of any other studies. 

This appears to leave out the Pope analyses of the Amer Cancer Society study, which does 

indicate a rather well confirmed risk about a 40% excess risk of total cancer with higher risks for 

lung cancer. 

I would therefore disagree with the summary of inadequate data for an estimate of causality. I 

would suggest at least suggestive. 

Page 7.117, sentence beginning line 7: This needs to be reworded. The fact that the new studies 

focused on CVD effects rather than respiratory effects doesn’t make the respiratory effects any 

less important (except there are less of them). I think the authors know this but the way they 

have said it reads as though a change in thinking has occurred. This will come up again in next 

chapter. 

Pollutant Chapt statement Reviewer position

PM10 Overall Chronic mortality suggestive of causal* likely 

PM2.5 Overall Chronic mortality likely causal agree 

PM10-2.5 Overall Chronic mortality inadequate evidence +/- agree 

Ultrfine Overall Chronic mortality not considered suggestive 

*Might be argued that there are sufficient evidence to raise to likely 

Chapter 8 

General Comment: 

The authors have effectively laid out the potential susceptibility and vulnerability characteristics 

and then systematically discussed each. One might take issue with the conclusions that almost in 

every case because there is some inconsistency in the results reviewed that the uncertainty that 

results leads to the position that more research is needed. Albeit it true that should not leave the 

document without indicating more or less to what degree the argument is made. In fact in most 

cases the reasons the particular characteristic is on the list is because there are some groups in 

which there is more than chance operating that a particular subgroup is more susceptible or more 

vulnerable. Chapter needs a concluding summary paragraph. 

Specific Comments: 

98 
8.14, line 5: This statement may be true for “in association with exposure to PM” but is not true 

as stated in general. Clearly those with COPD are more susceptible to exacerbations of COPD. 

Suggest qualify sentence more specifically. 

99 
Comments from Dr. Helen Suh MacIntosh 

Question 1: The framework for causal determination and judging the overall weight of evidence 

is presented in Chapter 1. Is this framework appropriately applied for this PM ISA? How might 

the application of the framework be improved for PM effects?

The two-step framework for causal determination and weight of evidence is sound and is 

appropriately adapted to PM by allowing this framework to be applied separately for different 

sized particles (PM10, PM10-2.5, PM2.5, and ultra-fine particles), different adverse health/welfare 

outcomes, and short and long-term exposure periods. Although implicit to this framework, the 

explicit consideration of causality by major particle sources or components should also be 

considered, even though there is currently insufficient evidence to make any determinations. In 

addition, there should be some integration of evidence across particle sizes as well, especially 

given that PM10 includes PM2.5, PM10-2.5, and ultrafine particles and that many recent health 

studies (especially of intermediate health markers) no longer examine PM10 by itself. In this 

regard, it may be preferable to include discussion and consideration of PM10 after that for PM2.5

and PM10-2.5, with findings used as evidence in support of or contrary to those for PM2.5 and 

PM10-2.5. Else, causal determinations for PM10 should be made in part based on determinations 

for PM2.5 and PM10-2.5. This reorganization may help to explain apparent inconsistencies in 

causal determinations (as discussed further below). 

Question 3: To what extent are the atmospheric chemistry and air quality characterizations 

clearly communicated, appropriately characterized, and relevant to the review of the PM 

NAAQS? Does the information on atmospheric sciences and exposure provide useful context 

and insights for the evaluation of human health effects of PM in the ISA? 

a. Is accurate and appropriate information provided regarding PM source characteristics, 

techniques for measuring PM and its components policy-relevant background PM, and 

spatial and temporal patters of PM concentration? Are the analyses and figures presented in 

Chapter 3 effective in depicting ambient PM characteristics? 

Chapter 3 presents PM composition, sources, and spatial and temporal trends for PM, its 

associated size fractions and its major components in a clear, concise, and well organized 

manner, with trends shown for different spatial (neighborhood, urban, regional and global) and 

temporal (hourly, daily, and yearly). Specific comments are below: 

• For clarity all figures and tables should explicitly state the averaging time of the measured 

concentrations. 

• As was done for PM10 and PM2.5, maps illustrating the location of speciation monitors 

relative to population density should be included, although perhaps just in Annex A. 

• A table showing a summary of the exposure-related factors for each of the selected 15 cities 

should be added. These factors may include population density, number of large stationary 

PM sources, some metric of traffic congestion, percent of population living within 100 

meters of a busy road (e.g., class A1 or A2), percent of people living in apartments or single 

family homes, and central or room AC prevalence. 

100 
• The Figures 3-14 through 3-18 were very informative and effectively showed the variation in 

PM2.5 composition by region and by season; it would be helpful to have the sample sizes 

noted somehow as it would help determine the comparability and robustness of the city-tocity comparisons. The discussion of how composition may vary within a city and near 

sources should be expanded. 

• Although noted, interpretation and discussion of Figure 3-43 should emphasize that even 

though neighborhood scale variability in PM2.5 was rather low, it may not be the case for 

PM2.5 components, as concentrations of locally generated components, such as EC, have 

been shown to vary substantially over very short distances. The implications of spatial 

variability in the components to the interpretation of epidemiological studies should be 

explained. 

• Diurnal variation in hourly EC, OC, SO4

2- and other major particle components should also 

be presented and discussed, especially in relation to particle number concentrations. 

• It would be interesting to include some discussion or graphic of sites that are in violation of 

the annual but not 24-h NAAQS for PM10 and PM2.5, specifically related to whether these 

sites exhibit a seasonal or spatial daily concentration pattern. 

• Although introduced in Section 3.5.1.3 and discussed later in 3.7.2.3, methods used in source 

proximity studies, such as land use regression models, should be mentioned in the section 

Estimating Source Contributions to PM (Section 3.5.4) 

• The discussion regarding PM10-2.5 measurement devices should be expanded, especially with 

regard to the precision of various methods (including difference, flow rates, etc.) 

• Composition of PM10-2.5 should be discussed. 

b. Is the evidence relating human exposure to ambient PM and errors associated with PM 

exposure assessment presented clearly, succinctly, and accurately? Are there PM exposure 

issues that should be expanded, shortened, added or removed? 

While relatively complete, this section is generally not as cohesive and clear as the previous 

section. It would benefit from an upfront section that briefly introduces the concept of exposure, 

its relation to ambient levels, and its importance in the interpretation of ambient concentrations 

and health risks. This introduction could then be followed by a brief description of the sections 

or discussions to follow. In addition, for consistency it would be preferable for this section to 

follow the pattern established in other parts of the ISA, with each topic discussed for each PM 

size fraction (e.g., PM2.5, PM10-2.5, PM10, ultra-fine particles, and components) and also for acute 

and chronic averaging periods. Alternatively, the exposure section could follow the general 

structure of the Human Exposure section in the Conclusions (Section 3.8.2), which is very clear, 

well written, thoughtful and concise. In addition, the section appears to focus primarily on PM2.5

measured over 24-h periods (although the specific PM size fraction is often not mentioned). It 

would be preferable to include evidence or information of exposures for PM10 and PM10-2.5 as 

well and also for PM exposures (of all size ranges) measured over shorter and longer time 

periods. 

Specific comments are below: 

101 
• Page 3-131, lines 7-3-132 is too complicated, long, and confusing. Its main points are 

important, making their clear and simple discussion even more necessary. It is possible that 

this section is misplaced, adding to the confusion. 

• Section 3.7.2.3 PM Exposure Modeling should include a discussion of time-weighed 

microenvironmental models and GIS-based spatial smoothing models. 

• The section entitled “Outdoor Exposure to Local Sources” is misplaced and should be moved 

to Section 3.5.4. 

• Figures 3-74 and 3-75 should be clearly annotated with regard to the location, study 

population, and time period of the study 

• Section 3.7.4 Exposure Assessment and Socioeconomic Status is misplaced and should be 

moved to the Section 3.4.2.2. 

c. To what extent does the Panel find Annex A appropriate, adequate, and effective in 

supporting the ISA? 

Annex A contains a voluminous amount of data, which takes away somewhat from its 

effectiveness. Further, several figures and tables are contained in both the ISA and in the Annex, 

probably mistakenly, but they should only appear in only one place. Regardless, the Annex adds 

important, supporting concentration and exposure information to the ISA. Figures that could be 

condensed into tabular form include: 

• city-specific maps of monitoring site by population density and SES, which while 

beautiful are numerous; data could be placed into a single table each for the PM10, PM2.5

and speciation monitors. 

• city-specific PM2.5 composition pie charts, with data expressed in the table as a range if 

there are multiple pie charts for a given city 

To help sort through the data, it may also be important to categorize findings further. For 

example, studies summarized in Section A.4.1 Exposure Assessment Study Findings should be 

grouped first by general topic area and then sorted alphabetically by last name of the first author. 

Question 7: Strength, consistency, coherence, and plausibility of evidence for health effects of 

PM? 

The chapter on chronic health impacts should discuss the relation of chronic and acute impacts, 

for example whether they occur via similar or different biological pathways. The causal 

determinations for the various PM measures are appropriate and supported by the available 

scientific evidence. Some allowance may be necessary for determinations of causality for PM10

either now or in the future, as an increasing number of health studies appear to no longer 

examine the health risks associated with ambient PM10. As a result, additional evidence of 

PM10-associated acute or chronic health impacts may be difficult to obtain or may have to be 

pieced together from PM2.5 and PM10-2.5. 

As mentioned above, causal determinations for PM10 are not always the same as those for its size 

fraction groups, PM2.5 and PM10-2.5, which can present seeming inconsistencies. For example, if 

short term effects of PM2.5 are causal with relation to cardiovascular morbidity, why isn’t the 

102 
same determination made for PM10 given that (1) PM2.5 generally comprises a substantial 

fraction of PM10 and (2) correlations between 24-h ambient PM10 and PM2.5 tend to be strong. 

The practical implications of this and other seeming inconsistencies should be noted. 

103 
Comments from Dr. Sverre Vedal 

For each chapter, numbered points that are considered to be more major, general or substantial 

are followed by a subsection of more specific points. 

Chapter 1. Introduction. 

1. Organization. The flow of topics is generally good, but there are some places where 

consolidation and change in ordering might help. 

Examples: 

1-15, line 21. This starts the discussion of confounding, but this is continued and completed only 

later (line 33 and p. 1-16) after it is interrupted by bringing up the notion of effect 

modification. Line 25 starts a listing of the “multiple ways” PM can be associated with 

outcomes, but only lists three ways. There are other ways of getting a spurious association: 

e.g., any number of non-pollutant factors that are associated either in space or time 

(depending on the study design) with PM. [By the way, I’m not sure effect modification has 

a place in a discussion of causation. Also, the definition of effect modification here is 

awkward and weird - effect modification simply means that exposure effects differ across 

some subgroups or strata of the population.] 

 1-16, line 32. The measurement error discussion here should follow immediately after the 

multi-pollutant modeling discussion (line 11, etc.), rather than being interrupted by a 

discussion of stratified analysis. 

2. Causality criteria and grades (Table 1-3). 

i. Although the Hill criteria probably need to be brought up, they have limited utility, as 

evidenced by all of the qualifiers in the description of each criterion. The desire to avoid 

“criteria” is understandable, but replacement with “aspects” (1-18, line 8) is awkward – how 

about “characteristics”? “corollaries”? 

ii. The weight of evidence grades (1-22) are problematic. Some suggestions: 1) drop 

“reasonable” as a qualifier to confidence for the causal grade – “reasonable” to me is not strong 

enough to allow a categorization of causal; 2) I’m not sure I see much difference between 

“likely” and “suggestive” here; 3) why is there no “not causal” or “likely not causal” category vs. 

“suggestive” of not causal only? i.e., there is no symmetry here. In general, I don’t think there’s 

much to be gained by trying to make these grades parallel the 5-level categories of EPA 

Guidelines for Carcinogen Risk Assessment (footnote 1-21). 

iii. See 3.ii, below. 

3. Things not discussed. 

i. It is important in this chapter to bring up publication bias: how it happens, the evidence for it, 

its impact on both the assessment of causality and the exposure-response relationship (slope and 

shape), and how it’s countered. 

ii. There are also other soft criteria that have been floated recently (e.g., the Ioannidis series of 

papers) that highlight features influencing whether published findings turn out to be true; these 

could bear on our assessment of the published scientific literature (i.e., the literature being 

evaluated here) and the determination of causality. A few points that should increase suspicion 

and vigilance: small effects sizes, large number of potential comparisons, flexibility in outcomes 

104 
and modes of analysis, potential for conflict of interest, a “hot” scientific field. I bring this up 

with some hesitation, but decided in favor of it when I again noted the many instances in the air 

pollution health effects literature where this perspective might have merit. 

iii. What is the solution? Replication of specific findings is important and should be heavily 

weighted. To avoid selective reporting of positive findings, an attempt should be made to report 

and compare all findings (all exposure periods and lags, all endpoints, all subgroups, etc.), 

although this is admittedly a tall order. 

Specific. 

1-12, line 17. It is not clear that the type of important evidence would vary by pollutant – it 

would if this were based on the availability of evidence for different pollutants, but I would 

think the important evidence should be pretty much the same. 

1-12, line 23. Sometimes there can be an intervention in observational studies: e.g., vitamin 

interventions with ozone, or fish oil with PM. 

1-12, line 29. Toxicology studies are also useful in enhancing plausibility of exposure effects. 

1-13, line 7. The definition of counterfactual is vague. We are concerned with exposure. We 

observe what happens with exposure; a counterfactual is what we observe happens when 

there is no exposure, all else being equal. 

1-15, line 15. While this is true, clinical studies also have the potential of overestimating effects 

when exposures used (concentration or intensity) are seldom experienced in the real world. 

1-16, line 15. “discongruities?” – the meaning is opaque here. 

1-18, line 16. It’s not clear how analogy would not apply to the gaseous pollutants. 

1-20, line 5. Coherence also refers to comparison of effects across study designs and across 

study endpoints. 

1-20, line 27. I would argue that not meeting the temporality criterion, when it can be assessed, 

rules out causality. 

1-23, line 1. I don’t know what the authors are getting at here in comparing incidence and 

severity. 

1-25, line 3. This discussion is unclear. If the point is that estimated mean population effects do 

not reflect more extreme effects in individuals that would be more clinically relevant, then 

please say that. If that is not the point, start again. 

Chapter 5. Modes of action. 

Figure 5.5. The emphasis here is on initial pulmonary oxidative stress and inflammation which 

“spills over” systemically. There should now also be an arrow going directly from autonomic 

modulation to systemic oxidative stress and inflammation, based on the Gonzalez-Flecha work. 

Chapter 6. Acute health effects. 

1. Selective highlighting of positive results (a perennial issue); see Ch.1 comments (point 3.iii). 

In the review of individual study findings, as in previous CDs, there continues to be an 

obvious tendency to report the positive findings, even though these might be one of among 

several endpoints. For example, in the review of controlled human exposure studies on HRV, 

105 
findings from some generally negative studies (Peretz, Gong [6-18, line 23), etc) are summarized 

by highlighting the one or two positive findings selected from a host of the many possible 

findings from among the many time windows in which HRV was measured and the many HRV 

measures that were analyzed. 

One flagrant example of this tendency is the summary of the Diez-Roux MESA study of 

CRP (6-52, line 28) which found no PM effects for lags up to one week. When the averaging 

period was extended up to 30 or 60 days, a small effect on increased CRP was observed. Effects 

observed over those long averaging periods are probably uninterpretable, however. This is 

reported as a “positive” study in the ISA. This finding is highlighted in the section summary (6-

103, line 8). Here the result was characterized as being “stronger” at these long averaging times, 

when in fact it was only present at these averaging times. 

Having said that, compared to earlier CDs, a better job is done in the ISA of summarizing 

effects on a comprehensive array of endpoints, regardless of whether these were highlighted by 

the original authors. 

2. In reviewing the toxicological findings, it might be better to distinguish instillation studies 

from inhalation studies. 

3. The assessments of causal determination (section 6.2.11; pp. 6.98-109) are not particularly 

transparent. For example, what specifically is the rationale for claiming a causal relationship for 

PM2.5, but only that such a relationship is likely for PM10? And, why is PM10-2.5 merely 

insufficient? 

Specific. 

6-2, line 12. Differences in exposure measurement error may also contribute to between-city 

heterogeneity. 

6-3, line 34. Transfer of effects is only a minor aspect of the measurement error issue in the 

2004 CD, but is the only one touched on here in this overview. 

6-8, line 1. Might add how the ApoE-/- mouse model of atherosclerosis differs from natural 

human atherosclerosis, eg, no coronary atherosclerosis, etc. 

6-8, line 19. There is no reference to the Rowan paper. 

Section 6-2. 

I would consider including discussion of cardiovascular mortality here, even though Section 6.5 

summarizes mortality in general. 

6-38, line 1. Need to include in this summary the BAD vs. FMD finding. 

6-55, line 24. Why is discussion on a study of oxygen saturation included in the section on 

systemic inflammation? 

6-58, line 14, What is described here is not really hematopoiesis, simply changes in peripheral 

blood cell counts. 

6-59, line 18. I would say the evidence here is limited and certainly inconsistent. 

6-61, line 20. Although even for vWF, some epi studies showed increases while others showed 

decreases. Also, only the Liao 2005 study is referred to, not the 2004b or 2007). 

6-83, table 6-2. The PM2.5 MI Zanobetti and Schwartz reference should be 2006, not 2005. 

6-88, line 13. How “more successful?” 

6-106, line 3. It seems that the Mills (2008) study of DE that was almost entirely UFP should be 

included as a human clinical study here. 

106 
6-109. I suggest that a section on PM chemical components (i.e., 6.2.11.5) be included here in 

addition to just sections on the PM size fractions, although that is presented late in the 

chapter. 

6-110, Table 6-5. I would not include the 1999 and 1998 studies of Boezen and Forsberg in this 

table. This table is for more recent studies. 

6-112, line 4. Should be Table 6.7, not 6.6. 

6-215, line 19. PM10 findings were not robust to NO2 in the Canadian multi-city study (6-206, 

line 27). 

6-225, line 26. Regarding Villeneuve 2003, this is not a cohort. Line 29 indicates a 5.4% 

increase in CV mortality for same day lag, but Fig 6-24 instead shows the lag 1 effect. Also, 

as opposed to what is stated, the PM2.5 effect is not quite significant (see Table 4 of the 

Villeneuve 2003 paper). For Fig 6-23 regarding PM2.5, for total mortality at same day lag, 

the effect should be negative (Table 3 of Villeneuve 2003), for CV mortality for lag 1 the 

effect should be at least as negative as -1.0%, and for respiratory mortality for lag 1 the 

graphed effect looks close to 3%, but this is not correct either. I would recommend checking 

the math that converts to the 10μg/m3

 increment and ensure that the graphed effects are 

correct. 

6-251 (section 6.6.2.4). Several of the toxicological endpoints described here are associated with 

long-term exposure and belong in Ch.7 only. 

Chapter 7. Chronic health effects. 

1. This chapter presents a reasonably balanced presentation of findings, with exceptions. The 

cardiovascular and birth outcomes sections are particularly good in this regard. 

2. Regarding birth outcomes, specifically, one point that I did not see a discussion of was the 

potential for confounding by season. Air pollution and birth outcomes vary by season. 

Matching on time of the year of birth, for example, does not adequately address this. In both 

cohort studies and studies that use birth certificate data, the proper controls for preterm births, for 

example, are not births occurring at the same time of the year as cases, but rather gestations of 

approximately the same duration. The influence of this potential source of confounding needs to 

be considered for the relevant studies. 

3. The Respiratory Effects section (7.3) is an exception to the generally excellent nature of this 

chapter. There is a tendency to report primarily positive endpoints from studies with multiple 

endpoints, as well as a tendency to report as positive findings that are unquestionably negative; 

e.g., p.7-28, line 33 on asthma in the Kim 2004 study. The Pulmonary Function (7.3.2) section, 

especially, is poorly written and presents extraneous information (e.g., Oftedal study description 

p.7-33). Unjustified claims are made; e.g., about lack of reversibility and about the meaning of 

different lung function measures (p.7-34, lines 18-21). There is too much relaying of individual 

authors’ interpretation of their own findings. Unjustified summaries are made; e.g., Pulmonary 

Inflammation (p.7-50), especially regarding woodsmoke effects (line 22). The overall 

conclusions regarding causality in this respiratory section, however, are reasonable. 

107 
108 

4. My preference would be to include discussion of cohort studies that include cancer mortality 

endpoints (eg, Pope 2002) in the section that is currently limited to cancer incidence (section 

7.5), rather than placing that discussion in the following section on mortality. 

5. Regarding mortality, an example of how further analyses modify initially-reported dramatic 

findings is provided by the Beelen 2008 study of traffic-associated mortality in the Netherlands. 

Effects were dramatically lower than those estimated based on an earlier portion of the cohort 

(Hoek 2002). The Beelen study suggests that traffic-associated effects may not be greater than 

those due to PM itself, a finding at odds with that in the initial report. This perspective is not 

provided here, but is appropriate in a discussion of source- and component-specific effects. On 

another issue relating to mortality, section 7.6.7 on exposure time windows does not include the 

Krewski et al assessments on this question using the ACS cohort. 

6. I would dispute that an expert elicitation provides much if any additional evidence or support 

(7-115, line 18). 

Specific. 

7-4, line 11. It is not appropriate to report estimated increases in CAC here in the Diez-Roux 

study as if these were meaningful, in light of the wide CIs that essentially center on 0, or no 

effect. At the least, these should be reported as null findings. 

7-16. It is not clear why Table 7-1 shows only some selected endpoints, eg, for Puett et al. 

7-21, line 9. “Modification” does not belong here. 

7-32, Fig. 7-4. MMEF is synonymous with FEF25-75.