alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
§ 230.167 Communications in connection with certain registered offerings of asset-backed securities. Preliminary Note:
This section is available only to communications in connection with certain offerings of asset-backed securities. The exemption does not apply to communications that may be in technical compliance with this section, but have the primary purpose or effect of conditioning the market for another transaction or are part of a plan or scheme to evade the requirements of section 5 of the Act (15 U.S.C. 77e).
( a ) In an offering of asset-backed securities registered on Form SF-3 (§ 239.45 of this chapter), *ABS informational and computational material* regarding such securities used after the effective date of the registration statement and before the sending or giving to investors of a final prospectus that meets the requirements of section 10(a) of the Act (15 U.S.C. 77j(a)) regarding such offering is exempt from section 5(b)(1) of the Act (15 U.S.C. 77e(b)(1)), if the conditions in paragraph (b) of this section are met.
( b ) *Conditions.* To rely on paragraph (a) of this section: ( 1 ) The communications shall be filed to the extent required pursuant to § 230.426.
( 2 ) Every communication used pursuant to this section shall include prominently on the cover page or otherwise at the beginning of such communication: ( i ) The issuing entity's name and the depositor's name, if applicable;
( ii ) The Commission file number for the related registration statement;
( iii ) A statement that such communication is *ABS informational and computational material* used in reliance on Securities Act Rule 167 (§ 230.167); and
( iv ) A legend that urges investors to read the relevant documents filed or to be filed with the Commission because they contain important information. The legend also shall explain to investors that they can get the documents for free at the Commission's Web site and describe which documents are available free from the issuer or an underwriter.
( c ) This section is applicable not only to the offeror of the asset-backed securities, but also to any other participant that may need to rely on and complies with this section in communicating about the transaction. A participant for purposes of this section is any person or entity that is a party to the asset-backed securities transaction and any persons authorized to act on their behalf.
( d ) Failure by a particular underwriter to cause the filing of a prospectus described in this section will not affect the ability of any other underwriter who has complied with the procedures to rely on the exemption.
( e ) An immaterial or unintentional failure to file or delay in filing a prospectus described in this section will not result in a violation of section 5(b)(1) of the Act (15 U.S.C. 77e(b)(1)), so long as: ( 1 ) A good faith and reasonable effort was made to comply with the filing requirement; and
( 2 ) The prospectus is filed as soon as practicable after discovery of the failure to file.
( f ) Terms used in this section have the same meaning as in Item 1101 of Regulation AB (§ 229.1101 of this chapter).
[70 FR 1615, Jan. 7, 2005, as amended at 79 FR 57328, Sept. 24, 2014]
3402.201 Contract clause.

The contracting officer must insert the clause at 3452.202–1 (Definitions—Department of Education)

in all solicitations and contracts in which the clause at FAR 52.202–1 is required.

Parent topic: Subpart 3402.2—Definitions Clause
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Defense

###### Office of the Secretary

# AGENCY:

Department of Defense.

# ACTION:

Notice of Advisory Committee meeting.

# SUMMARY:

The Defense Science Board Task Force on Management Oversight of Acquisition Organizations will meeting closed session on December 17, 2004, at SAIC, 4001 N. Fairfax Drive, Arlington, VA. This Task Force will review the contracting and acquisition of several organizations. Two organizations will provide classified programs (SOCOM and MDA). The military departments will provide actual examples of acquisitions using source selection data to include proprietary information. The inclusion of classified and proprietary information does not lend itself to an open meeting.

The mission of the Defense Science Board is to advise the Secretary of Defense and the Under Secretary of Defense for Acquisition, Technology & Logistics on scientific and technical matters as they affect the perceived needs of the Department of Defense. At these meetings, the Defense Science Board Task Force will assess whether all major acquisition organizations within the Department have adequate management and oversight processes, including what changes might be necessary to implement such process where needed. The task force will also review whether simplification of the acquisition structure could improve both efficiency and oversight.

In accordance with Section 10(d) of the Federal Advisory Committee Act, Public Law 92-463, as amended (5 U.S.C. App. 2), it has been determined that these Defense Science Board Task Force meetings concern matters listed in 5 U.S.C. 552b(c)(1) and that, accordingly, these meetings will be closed to the public.

Dated: December 6, 2004.

Jeannette Owings-Ballard, 

OSD Federal Register Liaison Officer, Department of Defense.

[FR Doc. 04-27121  Filed 12-9-04; 8:45 am]

BILLING CODE 5001-06-M
Subpart 5323.3 — HAZARDOUS MATERIAL IDENTIFICATION AND MATERIAL SAFETY DATA               **Parent topic:** Part 5323 - Environment, Energy and Water Efficiency, Renewable Energy Technologies, Occupational Safety, and Drug-Free Workplace5323.370-4  Procedures       (1) *Preaward phase.*         (i)(A)*(2)* See MP5301.601(a)(i).
§ 38.8 Listing of swaps on a designated contract market. ( a ) A designated contract market that lists for the first time a swap contract for trading on its contract market must, either prior to or at the time of such listing, file with the Commission a written demonstration detailing how the designated contract market is addressing its self-regulatory obligations and is fulfilling its statutory and regulatory obligations with respect to swap transactions.
( b ) ( 1 ) Prior to listing swaps for trading on or through a designated contract market, each designated contract market must obtain from the Commission a unique, alphanumeric code assigned to the designated contract market by the Commission for the purpose of identifying the designated contract market with respect to unique swap identifier creation.
( 2 ) Each designated contract market must generate and assign a unique swap identifier at, or as soon as technologically practicable following, the time of execution of the swap, in a manner consistent with the requirements of part 45.
[77 FR 36699, June 19, 2012]
#### § 37.405 Risk controls for trading.

The swap execution facility shall establish and maintain risk control mechanisms to prevent and reduce the potential risk of market disruptions, including, but not limited to, market restrictions that pause or halt trading under market conditions prescribed by the swap execution facility.
§ 1006.205 Why is it important if a particular transaction is a covered transaction? The importance of a covered transaction depends upon who you are. ( a ) As a participant in the transaction, you have the responsibilities laid out in Subpart C of this part. Those include responsibilities to the person or Federal agency at the next higher tier from whom you received the transaction, if any. They also include responsibilities if you subsequently enter into other covered transactions with persons at the next lower tier.
( b ) As a Federal official who enters into a primary tier transaction, you have the responsibilities laid out in subpart D of this part.
( c ) As an excluded person, you may not be a participant or principal in the transaction unless— ( 1 ) The person who entered into the transaction with you allows you to continue your involvement in a transaction that predates your exclusion, as permitted under § 1006.310 or § 1006.415; or
( 2 ) A(n) Inter-American Foundation official obtains an exception from the Inter-American Foundation Debarring Official to allow you to be involved in the transaction, as permitted under § 1006.120.
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION FROM THE FINANCIAL
STATEMENTS OF THE CLOROX COMPANY FOR THE FISCAL QUARTER ENDED SEPTEMBER 30,
1997, AS PRESENTED IN THE CLOROX COMPANY'S FORM 10-Q FOR SUCH PERIOD, AND IS
QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
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<FISCAL-YEAR-END>                          JUN-30-1998
<PERIOD-START>                             JUL-01-1997
<PERIOD-END>                               SEP-30-1997
<CASH>                                           48096
<SECURITIES>                                     39275
<RECEIVABLES>                                   335089
<ALLOWANCES>                                      1521
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<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               15494
<INCOME-PRETAX>                                 121906
<INCOME-TAX>                                     47543
<INCOME-CONTINUING>                              74363
<DISCONTINUED>                                       0
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<CHANGES>                                            0
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<EPS-PRIMARY>                                     0.72
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</TABLE>
### §1856b. Emergency assistance

In the absence of any agreement authorized or ratified by section 1856a of this title, each agency head is authorized to render emergency assistance in extinguishing fires and in preserving life and property from fire, within the vicinity of any place at which such agency maintains fire-protection facilities, when the rendition of such assistance is determined, under regulations prescribed by the agency head, to be in the best interest of the United States.

(May 27, 1955, ch. 105, §3, 69 Stat. 67.)
### §1862f. Research center consortia

In Foundation programs making grants to research centers, the Director shall encourage the formation of consortia that include research universities, two-year and four-year colleges, and the private sector.

(Pub. L. 100–570, title I, §110, Oct. 31, 1988, 102 Stat. 2869.)

#### **Editorial Notes**

#### Codification

Section was enacted as part of the National Science Foundation Authorization Act of 1988, and not as part of the National Science Foundation Act of 1950 which comprises this chapter.
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You have reached the FederalDepository Library Program Electronic Collection (FDLP/EC) Archive. Thisarchive assures ongoing access to publications in the FDLP/EC. Access to publicationsin the archive is available through GPO's suite of cataloging and locatorservices, including the Catalog of U.S. Government Publications (CGP). Archived copies of publications are retrieved in the event that publicationsare no longer available from the original publishing agency site. 
**Title:****Sixteenth census of the UnitedStates: 1940: population: the labor force (sample statistics): usual occupation**
 
Parts: 0102
 
SuDoc Number: C3.940-2:P 81/19
Item Number:0198 (online)
CGP systemNumber:001104414
 
August 19, 2019
**Exhibit32.1**

 

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Quarterly Report of MarkWestHydrocarbon, Inc. (the “Company”), on Form 10-Q for the period ending September30, 2003 as filed with the Securities and Exchange Commission on the datehereof (the “Report”), I, John M. Fox, Chief Executive Officer of the Company,certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of theSarbanes-Oxley Act of 2002, that:

 

(1)   The Report fullycomplies with the requirements of section 13(a) or 15(d) of the SecuritiesExchange Act of 1934.

 

(2)        The information contained in the Reportfairly presents, in all material respects, the financial condition and resultsof operations of the Company.

 
| /s/ John M. Fox          |   |
|--------------------------|--------|
|                     |
| John M. Fox              |
| Chief  Executive Officer |
| November 13,  2003       |

 

----
§ 288.4 Preparation and filing of reports. ( a ) Every report required by this regulation shall be filed under cover of a letter of transmittal which shall state the nature of the report and indicate the particular rule and subdivision thereof pursuant to which the report is filed. At least the original of every such letter shall be signed on behalf of the Bank by a duly authorized officer thereof.
( b ) Two copies of every report, including the letter of transmittal, exhibits and other papers and documents comprising a part of the report, shall be filed with the Commission.
( c ) The report shall be in the English language. If any exhibit or other paper or document filed with the report is in a foreign language, it shall be accompanied by a translation into the English language.
( d ) Reports pursuant to Rule 3 (17 CFR 288.3) may be filed in the form of prospectus to the extent that such prospectus contains the information specified in Schedule A (17 CFR 288.101).
**EXHIBIT 31.1**
**CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER**
I, Vincent F. Sollitto Jr., certify that:
1. I have reviewed this quarterly report on Form 10-Q of Brillian Corporation; 2. Based on my knowledge, this report does not contain any untrue statementof a material fact or omit to state a material fact necessary to make thestatements made, in light of the circumstances under which such statementswere made, not misleading with respect to the period covered by thisreport; 3. Based on my knowledge, the financial statements, and other financialinformation included in this report, fairly present in all materialrespects the financial condition, results of operations, and cash flows ofthe registrant as of, and for, the periods presented in this report; 4. The registrant’s other certifying officer and I are responsible forestablishing and maintaining disclosure controls and procedures (asdefined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrantand we have:
a) Designed such disclosure controls and procedures, orcaused such disclosure controls and procedures to be designedunder our supervision, to ensure that material informationrelating to the registrant, is made known to us by others withinthat entity, particularly during the period in which this reportis being prepared; b) Evaluated the effectiveness of the registrant’sdisclosure controls and procedures and presented in this reportour conclusions about the effectiveness of the disclosurecontrols and procedures, as of the end of the period covered bythis report based on such evaluation; and c) Disclosed in this report any change in the registrant’sinternal control over financial reporting that occurred duringthe registrant’s most recent fiscal quarter (the registrant’sfourth fiscal quarter in the case of an annual report) that hasmaterially affected, or is reasonably likely to materiallyaffect, the registrant’s internal control over financialreporting.
5. The registrant’s other certifying officer and I have disclosed, based onour most recent evaluation of internal control over financial reporting,to the registrant’s auditors and the audit committee of the registrant’sboard of directors (or persons performing the equivalent function):
a) All significant deficiencies and material weaknesses inthe design or operation of internal control over financialreporting which are reasonably likely to adversely affect theregistrant’s ability to record, process, summarize and reportfinancial information; and b) Any fraud, whether or not material, that involvesmanagement or other employees who have a significant role in theregistrant’s internal control over financial reporting.
Date: November 15, 2004    /s/ Vincent F. Sollitto Jr.   Vincent F. Sollitto Jr. President and Chief Executive Officer
§ 275.0-7 Small entities under the Investment Advisers Act for purposes of the Regulatory Flexibility Act. ( a ) For purposes of Commission rulemaking in accordance with the provisions of Chapter Six of the Administrative Procedure Act (5 U.S.C. 601 *et seq.*) and unless otherwise defined for purposes of a particular rulemaking proceeding, the term *small business* or *small organization* for purposes of the Investment Advisers Act of 1940 shall mean an investment adviser that: ( 1 ) Has assets under management, as defined under Section 203A(a)(3) of the Act (15 U.S.C. 80b-3a(a)(2)) and reported on its annual updating amendment to Form ADV (17 CFR 279.1), of less than $25 million, or such higher amount as the Commission may by rule deem appropriate under Section 203A(a)(1)(A) of the Act (15 U.S.C. 80b-3a(a)(1)(A));
( 2 ) Did not have total assets of $5 million or more on the last day of the most recent fiscal year; and
( 3 ) Does not control, is not controlled by, and is not under common control with another investment adviser that has assets under management of $25 million or more (or such higher amount as the Commission may deem appropriate), or any person (other than a natural person) that had total assets of $5 million or more on the last day of the most recent fiscal year.
( b ) For purposes of this section: ( 1 ) *Control* means the power, directly or indirectly, to direct the management or policies of a person, whether through ownership of securities, by contract, or otherwise. ( i ) A person is presumed to control a corporation if the person: ( A ) Directly or indirectly has the right to vote 25 percent or more of a class of the corporation's voting securities; or
( B ) Has the power to sell or direct the sale of 25 percent or more of a class of the corporation's voting securities.
( ii ) A person is presumed to control a partnership if the person has the right to receive upon dissolution, or has contributed, 25 percent or more of the capital of the partnership.
( iii ) A person is presumed to control a limited liability company (LLC) if the person: ( A ) Directly or indirectly has the right to vote 25 percent or more of a class of the interests of the LLC;
( B ) Has the right to receive upon dissolution, or has contributed, 25 percent or more of the capital of the LLC; or
( C ) Is an elected manager of the LLC.
( iv ) A person is presumed to control a trust if the person is a trustee or managing agent of the trust.
( 2 ) *Total assets* means the total assets as shown on the balance sheet of the investment adviser or other person described above under paragraph (a)(3) of this section, or the balance sheet of the investment adviser or such other person with its subsidiaries consolidated, whichever is larger.
[63 FR 35515, June 30, 1998, as amended at 65 FR 57448, Sept. 22, 2000; 76 FR 43011, July 19, 2011]
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[if !vml]>[endif]>

You have reached the FederalDepository Library Program Electronic Collection (FDLP/EC) Archive. Thisarchive assures ongoing access to publications in the FDLP/EC. Access topublications in the archive is available through GPO's suite of cataloging andlocator services, including the Catalog of U.S. Government Publications(CGP).  Archived copies of publications are retrieved in the event thatpublications are no longer available from the original publishing agency site. 
**Title:****Status and trends ofpopulations and nesting habitat for the marbled murrelet.
** 
1994-2003 | 1994-2008 | 1994-2013
 
SuDoc Number:A 13.88:F 76/4/
Item Number:0083-B-06 (online)
CGP systemNumber:001104030
 
August 12, 2019****
IN THE COURT OF CRIMINAL APPEALS

OF TEXAS

NO. PD-0034-20

EX PARTE SULIA LAWRENCE BROWN, Appellant

ON STATE’S PETITION FOR DISCRETIONARY REVIEW

FROM THE SECOND COURT OF APPEALS

TARRANT COUNTY

Per curiam. YEARY, J., filed a dissenting opinion.

O P I N I O N

We granted the State’s petition for discretionary review to decide how article 46B.0095(a)

of the Code of Criminal Procedure applies to an incompetent defendant that was a juvenile accused

of engaging in delinquent conduct, found unfit to proceed, and transferred to district court pursuant

to § 55.44 of the Family Code. Having considered the parties’ briefs and the record, however, we

conclude that our decision to grant review was improvident. We therefore dismiss the State’s petition

for discretionary review as improvidently granted.

Delivered: October 12, 2022

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