alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
**Exhibit 32.1**

 

**CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350**

**AS ADOPTED PURSUANT TO SECTION 906 OFTHE SARBANES-OXLEY ACT OF 2002**

 

In connectionwith the quarterly report on Form 10-Q of Little Sioux Corn Processors,L.L.C. (the “Company”) for the fiscal quarter ended June 30, 2008, asfiled with the Securities and Exchange Commission on the date hereof (the “Report”),I, Stephen Roe, President and Chief Executive Officer of the Company, certify,pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906of the Sarbanes-Oxley Act of 2002, that:

 

1.                                      TheReport fully complies with the requirements of Section 13(a) or 15(d) ofthe Securities Exchange Act of 1934, as amended; and

 

2.                                      Theinformation contained in the Report fairly presents, in all material respects,the financial condition and results of operations of the Company.

 

 
|   |                /s/  Stephen Roe |
|--------|------------------------------------------------------------------------------------------------------------|
|   | Stephen Roe                                                                                                |
|   | *President and Chief Executive Officer*                                                                    |
|   | * *                                                                                                   |
|   | Dated: August 19, 2008                                                                                |

 

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Exhibit 35.1

SERVICER COMPLIANCE STATEMENT

In connection with the Annual Report on Form 10-K of Drive Auto Receivables Trust 2019-3 for the fiscal year ended December 31, 2019, (the “Report”), the undersigned, a
duly authorized officer of Santander Consumer USA Inc. (the “Servicer”), does hereby certify and represent that:

| | 1. | A review of the activities and performance of the Servicer under the Sale and Servicing Agreement,
dated as of June 19, 2019, among Santander Drive Auto Receivables LLC, Santander Consumer USA Inc., Drive Auto Receivables Trust 2019-3 and Wilmington Trust, National Association (the “Agreement”) during the period that is the subject of
the Report has been made under my supervision.
| | -- | -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

| | 2. | To the best of my knowledge, based on such review, the Servicer has fulfilled all of its obligations under the Agreement
in all material respects throughout the period that is the subject of the Report.
| | -- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------



| | SANTANDER CONSUMER USA INC.
| | ---------------------------
| |                            
| | By:                        
| | Name:                      
| | Title:                     
| | Date:                      
| |                            
| | By:                        
| | Name:                      
| | Title:                     
| | Date:
#### William W. Hooley v. Mason-Seaman Transportation Company.

— Motion granted, with ten dollars costs. Present — Clarke, P. J., Laughlin, Dowling, Page and Davis, JJ.
Editorial Note on Part 240
Editorial Note: Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

§ 240.15Cc1-1 Withdrawal from registration of government securities brokers or government securities dealers. ( a ) Notice of withdrawal from registration as a government securities broker or government securities dealer pursuant to Section 15C(a)(1)(A) of the Act (15 U.S.C. 78o-5(a)(1)(A)) shall be filed on Form BDW (17 CFR 249.501a) in accordance with the instructions contained therein. Every notice of withdrawal from registration as a government securities broker or dealer shall be filed with the Central Registration Depository (operated by the Financial Industry Regulatory Authority, Inc.) in accordance with applicable filing requirements. Prior to filing a notice of withdrawal from registration on Form BDW (17 CFR 249.501a), a government securities broker or government securities dealer shall amend Form BD (17 CFR 249.501) in accordance with 17 CFR 400.5(a) to update any inaccurate information.
( b ) A notice of withdrawal from registration filed by a government securities broker or government securities dealer shall become effective for all matters on the 60th day after the filing thereof with the Commission, within such longer period of time as to which such government securities broker or government securities dealer consents or the Commission by order may determine as necessary or appropriate in the public interest or for the protection of investors, or within such shorter period of time as the Commission may determine. If a notice of withdrawal from registration is filed with the Commission at any time subsequent to the date of the issuance of a Commission order instituting proceedings pursuant to Section 15C(c) (15 U.S.C. 78o-5(c)) to censure, place limitations on the activities, functions or operations of, or suspend or revoke the registration of such government securities broker or government securities dealer, or if prior to the effective date of the notice of withdrawal pursuant to this paragraph (b), the Commission institutes such a proceeding or a proceeding to impose terms or conditions upon such withdrawal, the notice of withdrawal shall not become effective pursuant to this paragraph (b) except at such time and upon such terms and conditions as the Commission deems necessary or appropriate in the public interest or for the protection of investors.
( c ) Every notice of withdrawal filed with the Central Registration Depository pursuant to this section shall constitute a “report” filed with the Commission within the meaning of Sections 15(b), 15C(c), 17(a), 18(a), 32(a) (15 U.S.C. 78o(b), 78o-5(c), 78q(a), 78r(a), 78ff(a)) and other applicable provisions of the Act.
( d ) The Commission, by order, may exempt any broker or dealer from the filing requirements provided in Form BDW (17 CFR 249.501a) under conditions that differ from the filing instructions contained in Form BDW.
[64 FR 25148, May 10, 1999, as amended at 64 FR 42596, Aug. 5, 1999; 73 FR 4693, Jan. 28, 2008]
#### § 301.300a Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments.

This form shall be filed as required by § 300.303 of this chapter with the trustee in a proceeding under section 5 of the Act by a broker-dealer who executed transactions out of which arose open contractual commitments, as defined by § 300.300(c) of this chapter, with the debtor in the proceeding. The form shall be used to summarize the buy-ins and sell-outs of those open contractual commitments and shall be accompanied by the forms described in §§ 301.300b and 301.300c.

###### Editorial Note

#### Editorial Note:

For Federal Register citations affecting Form 300-A, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at *www.govinfo.gov.*
IN THE SUPREME COURT OF PENNSYLVANIA 

MIDDLE DISTRICT 

D.A.C., 

 Respondent 

 v. 

J.E.H., 

 Petitioner 

:

:

:

:

:

:

:

:

:

:

:

No. 237 MAL 2016 

Petition for Allowance of Appeal from 

the Order of the Superior Court 

ORDER 

PER CURIAM 

AND NOW, this 17th day of August, 2016, the Petition for Allowance of Appeal is 

DENIED.
### §1900b. Amendment, modification, or repeal of authorizations for execution of contracts for research

Nothing contained in this chapter is intended to amend, modify, or repeal any provisions of law administered by the Secretary of the Interior which authorize the making of contracts for research.

(Pub. L. 89–672, §3, Oct. 15, 1966, 80 Stat. 951.)
#### J. Leon Lazarowitz et al., Appellants, v. Dominick Vitale et al., Respondents.

The action is for specific performance of a contract for the sale of a house by defendants to plaintiffs. During the pendency of the action defendants conveyed title to the house to plaintiffs, and the action was continued for the purpose of procuring money damages claimed to have been sustained by plaintiffs as a result of delay in the conveyance. At the close of plaintiffs’ case the complaint was dismissed, and the appeal is by plaintiffs from the ensuing judgment in favor of defendants. Judgment unanimously affirmed, without costs. No opinion. Present — Nolan, P. J., Wenzel, MacCrate, Schmidt and Murphy, JJ.
### §14332. Limitations on sale of alkaline-manganese batteries containing mercury

No person shall sell, offer for sale, or offer for promotional purposes any alkaline-manganese battery manufactured on or after May 13, 1996, with a mercury content that was intentionally introduced (as distinguished from mercury that may be incidentally present in other materials), except that the limitation on mercury content in alkaline-manganese button cells shall be 25 milligrams of mercury per button cell.

(Pub. L. 104–142, title II, §203, May 13, 1996, 110 Stat. 1336.)
#### William M. Schouler, Appellant, v. William A. Ryan and Isaac Leland, Respondents.

Judgment unanimously affirmed, with costs.
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of the Treasury

###### Internal Revenue Service

# ACTION:

Notice.

# SUMMARY:

Publication of the tier 2 tax rates for calendar year 2005 as required by section 3241(d) of the Internal Revenue Code (26 U.S.C. 3241). Tier 2 taxes on railroad employees, employers, and employee representatives (a group unique to the railroad industry) fund a private pension benefit of the railroad retirement system.

# DATES:

The tier 2 tax rates for calendar year 2005 apply to compensation paid in calendar year 2005.

# FOR FURTHER INFORMATION CONTACT:

Margaret A. Owens, CC:TEGE:EOEG:ET1, Internal Revenue Service, 1111 Constitution Avenue, NW., Washington, DC 20224, Telephone Number (202) 622-6040 (not a toll-free number).

*Tier 2 Tax Rates:*                         The tier 2 tax rate for 2005 under § 3201(b) on employees is 4.4 percent of compensation. The tier 2 tax rate for 2005 under § 3221(b) on employers is 12.6 percent of compensation. The tier 2 tax rate for 2005 under § 3211(b) on employee representatives is 12.6 percent of compensation.                    

Dated: December 1, 2004.

Nancy Marks,

Division Counsel/Associate Chief Counsel (Tax Exempt and Government Entities).

[FR Doc. 04-26839 Filed 12-6-04; 8:45 am]

BILLING CODE 4830-01-P
§ 270.16a-1 Exemption for initial period of directors of certain registered accounts from requirements of election by security holders. ( a ) Persons serving as the directors of a registered separate account shall, prior to the first meeting of such account's variable annuity contract owners, be exempt from the requirement of section 16(a) of the Act that such persons be elected by the holders of outstanding voting securities of such account at an annual or special meeting called for that purpose, subject to the following conditions: ( 1 ) Such registered separate account qualifies for exemption from section 14(a) of the Act pursuant to § 270.14a-1 or is exempt therefrom by order of the Commission upon application; and
( 2 ) Such persons have been appointed directors of such account by the establishing insurance company; and
( 3 ) An election of directors for such account shall be held at the first meeting of variable annuity contract owners after the effective date of the registration statement under the Securities Act of 1933, as amended (15 U.S.C. 77a *et seq.*), relating to contracts participating in such account: *Provided,* That such meeting shall take place within 1 year after such effective date, unless the time for the holding of such meeting shall be extended by the Commission upon written request showing good cause therefor.
(Sec. 6, 54 Stat. 800; 15 U.S.C. 80a-6)
[34 FR 12695, Aug. 5, 1969]
§ 38.254 Ability to obtain information. ( a ) The designated contract market must have rules that require traders in its contracts to keep records of their trading, including records of their activity in the underlying commodity and related derivatives markets, and make such records available, upon request, to the designated contract market.
( b ) A designated contract market with participants trading through intermediaries must either use a comprehensive large-trader reporting system (LTRS) or be able to demonstrate that it can obtain position data from other sources in order to conduct an effective surveillance program.
### §247b–3a. Training and reports by the Health Resources and Services Administration

#### (a) Training

The Secretary of Health and Human Services, acting through the Administrator of the Health Resources and Services Administration and in collaboration with the Administrator of the Centers for Medicare & Medicaid Services and the Director of the Centers for Disease Control and Prevention, shall conduct education and training programs for physicians and other health care providers regarding childhood lead poisoning, current screening and treatment recommendations and requirements, and the scientific, medical, and public health basis for those policies.

#### (b) Report

The Secretary of Health and Human Services, acting through the Administrator of the Health Resources and Services Administration, annually shall report to Congress on the number of children who received services through health centers established under section 254b of this title and received a blood lead screening test during the prior fiscal year, noting the percentage that such children represent as compared to all children who received services through such health centers.

#### (c) Authorization of appropriations

There are authorized to be appropriated to carry out this section such sums as may be necessary for each 1 the fiscal years 2001 through 2005.

(Pub. L. 106–310, div. A, title XXV, §2503, Oct. 17, 2000, 114 Stat. 1163; Pub. L. 108–173, title IX, §900(e)(6)(E), Dec. 8, 2003, 117 Stat. 2374.)

#### **Editorial Notes**

#### Codification

Section was enacted as part of the Children's Health Act of 2000, and not as part of the Public Health Service Act which comprises this chapter.

#### Amendments

2003—Subsec. (a). Pub. L. 108–173 substituted "Centers for Medicare & Medicaid Services" for "Health Care Financing Administration".

1 So in original. Probably should be followed by "of".
**Exhibit32.2**

**CERTIFICATION OF CHIEF FINANCIALOFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED (Pursuant to Section 906of the Sarbanes-Oxley Act of 2002)**

JackB. Buchold certifies as follows:

3.               I am the Chief Financial Officer of The BankHoldings.

4.               The Form 10-Q of The Bank Holdings for theQuarter Ended March 31, 2007 fully complies with the requirements of section13(a) of the Securities Exchange Act of 1934 and the information contained inthe report on Form 10-Q fairly presents, in all material respects, thefinancial condition and results of operations of The Bank Holdings.
| Date:      May 15,  2007 | /s/ Jack B. Buchold     |   |
|--------------------------------------------------------|-------------------------|--------|
|                                                   | THE BANK HOLDINGS       |   |
|                                                   | Jack B. Buchold         |   |
|                                                   | Chief Financial Officer |   |

 

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#### Thomas G. Loughran, as Administrator of the Estate of James A. Loughran, Deceased, Appellant, v. Pasquale Ciccone, Respondent.

In an action to recover damages for wrongful death, plaintiff appeals from an order granting defendant’s motion to vacate and set aside the alleged service of a summons and a default judgment entered in favor of plaintiff and against defendant. Order affirmed, with $10 costs and disbursements. No opinion. Nolan, ]?. J., Adel, Wenzel, MacCrate and Beldoek, JJ., concur.
DIRECTV HOLDINGS LLC

Exhibit 32.1

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of DIRECTV Holdings LLC (the "Corporation") on Form 10-Q for the period ended September 30, 2007
as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Chase Carey, President and Chief Executive Officer of the Corporation, certify, pursuant to 18 U.S.C.
§ 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge:

|/s/ CHASE CAREYChase Carey
President and Chief Executive Officer |  | 
|---------------------------------------------------------------- |  | 
|November 7, 2007                                                 |  | 

---



QuickLinks
542.7004 Releasing or withholding of audit reports. 		    The Freedom of Information Act requires the disclosure of Government records subject to certain exceptions. The contracting officer should consult with both the Assistant Inspector General for Auditing and the GSA Office of General Counsel before releasing or withholding a contract audit report. 	  **Parent topic:** Subpart 542.70 - Audit of Contractor’s Records
§ 37.401 General requirements. A swap execution facility shall: ( a ) Collect and evaluate data on its market participants' market activity on an ongoing basis in order to detect and prevent manipulation, price distortions, and, where possible, disruptions of the physical-delivery or cash-settlement process;
( b ) Monitor and evaluate general market data in order to detect and prevent manipulative activity that would result in the failure of the market price to reflect the normal forces of supply and demand;
( c ) Demonstrate an effective program for conducting real-time monitoring of trading for the purpose of detecting and resolving abnormalities; and
( d ) Demonstrate the ability to comprehensively and accurately reconstruct daily trading activity for the purpose of detecting instances or threats of manipulation, price distortion, and disruptions.
### §2297h–4. Transfers to private corporation

Concurrent with privatization, the Corporation shall transfer to the private corporation—

(1) the lease of the gaseous diffusion plants in accordance with section 2297h–5 of this title,

(2) all personal property and inventories of the Corporation,

(3) all contracts, agreements, and leases under section 2297h–6(a) of this title,

(4) the Corporation's right to purchase power from the Secretary under section 2297h–6(b) of this title,

(5) such funds in accounts of the Corporation held by the Treasury or on deposit with any bank or other financial institution as approved by the Secretary of the Treasury, and

(6) all of the Corporation's records, including all of the papers and other documentary materials, regardless of physical form or characteristics, made or received by the Corporation.

(Pub. L. 104–134, title III, §3106, Apr. 26, 1996, 110 Stat. 1321–338.)

#### **Editorial Notes**

#### Codification

Section was enacted as part of the USEC Privatization Act and also as part of the Omnibus Consolidated Rescissions and Appropriations Act of 1996, and not as part of the Atomic Energy Act of 1954 which comprises this chapter.
Editorial Note on Part 260
Editorial Note: Nomenclature changes to part 260 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

§ 260.0-2 Definitions of terms used in the rules and regulations. Unless the context otherwise requires, the following terms, when used in this part, shall have the respective meanings indicated in this section: ( a ) *Act.* The term “act” means the Trust Indenture Act of 1939. (53 Stat. 1149; 15 U.S.C. 77aaa)
( b ) *Affiliate.* The term “affiliate” means a person controlling, controlled by, or under common control with, another person. The terms “affiliated” and “affiliation” have meanings correlative to the foregoing.
( c ) *Agent for service.* The term “agent for service” means the person authorized to receive notices and communications from the Commission.
( d ) *Amount.* The term “amount” when used in regard to securities, shall have the meaning given in § 260.10b-1(c).
( e ) *Class.* The term “class”, when used in regard to securities, shall have the meaning given in § 260.10b-1(e).
( f ) *Control.* The term “control” means the power to direct the management and policies of a person, directly or through one or more intermediaries, whether through the ownership of voting securities, by contract, or otherwise. The terms “controlling” and “controlled” have meanings correlative to the foregoing. (See § 260.a-26.)
( g ) *Electronic filer.* The term *electronic filer* means a person or an entity that submits filings electronically pursuant to Rules 100 and 101 of Regulation S-T (§§ 232.100 and 232.101 of this chapter, respectively).
( h ) *Electronic filing.* The term *electronic filing* means a document under the federal securities laws that is transmitted or delivered to the Commission in electronic format.
( i ) *Outstanding.* The term “outstanding”, when used in regard to securities, shall have the meaning given in § 260.10b-1(d).
( j ) *Parent.* The term “parent” means a person controlling one or more other persons.
( k ) *Rules and regulations.* The term “rules and regulations” means all rules and regulations adopted by the Commission pursuant to the act, including the forms and instructions thereto.
( l ) *Section.* The term “section” means a section of the act.[1]
( m ) *Subsidiary.* The term “subsidiary” means a person controlled by another person.
[5 FR 293, Jan. 25, 1940, as amended at 58 FR 14686, Mar. 18, 1993; 62 FR 36459, July 8, 1997] Footnotes -
260.0-2
[1] References to “this section” or to section number preceded by a section symbol are to sections in the Code of Federal Regulations.
UNITED STATES

NUCLEAR REGULATORY COMMISSION 

WASHINGTON, D.C. 20555-0001 

IN RESPONSE, PLEASE 

 REFER TO: M160912 

September 15, 2016 

 

MEMORANDUM TO: Victor M. McCree 

 Executive Director for Operations 

FROM: Annette Vietti-Cook, Secretary /RA/ 

SUBJECT: STAFF REQUIREMENTS – NRC ALL EMPLOYEES MEETING, 

1:30 P.M., MONDAY, SEPTEMBER 12, 2016, MARRIOTT 

BETHESDA NORTH CONFERENCE CENTER, ROCKVILLE, 

MARYLAND (OPEN TO PUBLIC ATTENDANCE) 

The Commission held its annual meeting with NRC employees to address the staff and to 

respond to employee questions. Following the question and answer period, Sheryl Burrows, 

President of Chapter 208 of the National Treasury Employees Union, commented on the current 

key issues for the union. 

cc: Chairman Burns 

 Commissioner Svinicki 

 Commissioner Baran 

 OGC 

 CFO 

 OCA 

 OIG 

 OPA 

 ODs, RAs, ACRS, ASLBP (via E-Mail) 

 PDR