alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
exv10w22



 







EXHIBIT 10.22



AMENDMENT #1


CARDTRONICS, INC.


(formerly Cardtronics Group, Inc.)


2001 STOCK INCENTIVE PLAN


I. PURPOSE



     Whereas on June 4, 2001, Cardtronics, Inc. (the “Company”) adopted the CARDTRONICS GROUP, INC.
2001 STOCK INCENTIVE PLAN (the “Plan”).



     Whereas, initially the Plan provided that the aggregate number of shares of Common Stock that
may be issued under the Plan shall not exceed 400,920 shares; provided, however, that the number of
shares of Common Stock that may be issued under the Plan shall be increased automatically to
476,114 shares upon the subsequent aggregate capital contribution to the Company of $5,000,000 by
Summit Capital II, L.P., and Summit Capital Parallel II, L.P.(now known as CapStreet II, L.P., and
CapStreet Parallel II, L.P. and herein collectively called “CapStreet”), within one year of the
execution of, and in accordance with, that certain Contribution Agreement dated June 4, 2001, by
and among Summit Capital II, L.P., Summit Capital Parallel II, L.P., Card Pro, Inc., certain
Securityholders of Card Pro, Inc., and the Company;



     Whereas, the above-described additional contribution by CapStreet was timely made and
therefore the aggregate number of shares of Common Stock that could be issued under the Plan
increased to 476,114; and



     Whereas, pursuant to the written consent of the Shareholders made on January 30, 2004, the
aggregate number of shares that may be issued under the Plan was increased by 8,000 shares i.e. to
484,114.



     Now therefore, Section V(a) of the Plan is hereby amended such that nothing to the contrary in
said section and subject to adjustment in the same manner as provided in Paragraph VIII with
respect to shares of Common Stock subject to Options then outstanding, the aggregate number of
shares of Common Stock that may be issued under the Plan shall not exceed 484,114.



Dated effective January 30, 2004.




	 	 	 	 	 
	 	CARDTRONICS, INC.

 	 
	 	By:  	/s/ Michael E. Keller
 	 
	 	 	Michael E. Keller, Secretary 	 
	 	 	 	 
	 



Cardtronics, Inc.

2001 Stock Incentive Plan

Amendment #1




-1-
II 

112TH CONGRESS 

2D SESSION H. R. 4062 

IN THE SENATE OF THE UNITED STATES 

DECEMBER 20, 2012 

Received 

AN ACT 

To designate the facility of the United States Postal Service 

located at 1444 Main Street in Ramona, California, as 

the ‘‘Nelson ‘Mac’ MacWilliams Post Office Building’’. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 


srobinson on DSK4SPTVN1PROD with 
2 

HR 4062 RDS

1 SECTION 1. NELSON ‘‘MAC’’ MACWILLIAMS POST OFFICE 

2 BUILDING. 

3 (a) DESIGNATION.—The facility of the United States 

4 Postal Service located at 1444 Main Street in Ramona, 

5 California, as the ‘‘Nelson ‘Mac’ MacWilliams Post Office 

6 Building’’. 

7 (b) REFERENCES.—Any reference in a law, map, reg8 ulation, document, paper, or other record of the United 

9 States to the facility referred to in subsection (a) shall 

10 be deemed to be a reference to the ‘‘Nelson ‘Mac’ 

11 MacWilliams Post Office Building’’. 

Passed the House of Representatives December 19, 

2012. 

Attest: KAREN L. HAAS, 

Clerk. 


srobinson on DSK4SPTVN1PROD with
§ 16.3 Policy. ( a ) The Commission's policy shall be to: ( 1 ) Establish an advisory committee only when it is essential to the conduct of agency business;
( 2 ) Insure that adequate information is provided to the Congress and the public regarding advisory committees, and that there are adequate opportunities for access by the public to advisory committee meetings;
( 3 ) Insure that the membership of the advisory committee is balanced in terms of the points of view represented and the functions to be performed; and
( 4 ) Terminate an advisory committee whenever the stated objectives of the committee have been accomplished; the subject matter or work of the advisory committee has become obsolete; the cost of operating the advisory committee is excessive in relation to the benefits accruing to the Commission; or the advisory committee is otherwise no longer a necessary or appropriate means to carry out the purposes for which it was established.
( b ) No advisory committee may be used for functions that are not solely advisory unless specifically authorized to do so by law. The Commission shall be solely responsible for making policy decisions and determining action to be taken with respect to any matter considered by an advisory committee.
#### Construction Fabricators, Inc., et al., Respondents, v. Everett Frooks, Appellant, et al., Defendants.

Present — Nolan, P. J., Johnston, Adel, Sneed and MacCrate, JJ. [See *ante,*p. 657.]
§ 242.302 Recordkeeping requirements for alternative trading systems. To comply with the condition set forth in paragraph (b)(8) of § 242.301, an alternative trading system shall make and keep current the following records: ( a ) A record of subscribers to such alternative trading system (identifying any affiliations between the alternative trading system and subscribers to the alternative trading system, including common directors, officers, or owners);
( b ) Daily summaries of trading in the alternative trading system including: ( 1 ) Securities for which transactions have been executed;
( 2 ) Transaction volume, expressed with respect to equity securities in: ( i ) Number of trades;
( ii ) Number of shares traded; and
( iii ) Total settlement value in terms of U.S. dollars; and
( 3 ) Transaction volume, expressed with respect to debt securities in: ( i ) Number of trades; and
( ii ) Total U.S. dollar value; and
( c ) Time-sequenced records of order information in the alternative trading system, including: ( 1 ) Date and time (expressed in terms of hours, minutes, and seconds) that the order was received;
( 2 ) Identity of the security;
( 3 ) The number of shares, or principal amount of bonds, to which the order applies;
( 4 ) An identification of the order as related to a program trade or an index arbitrage trade as defined in New York Stock Exchange Rule 80A;
( 5 ) The designation of the order as a buy or sell order;
( 6 ) The designation of the order as a short sale order;
( 7 ) The designation of the order as a market order, limit order, stop order, stop limit order, or other type or order;
( 8 ) Any limit or stop price prescribed by the order;
( 9 ) The date on which the order expires and, if the time in force is less than one day, the time when the order expires;
( 10 ) The time limit during which the order is in force;
( 11 ) Any instructions to modify or cancel the order;
( 12 ) The type of account, i.e., retail, wholesale, employee, proprietary, or any other type of account designated by the alternative trading system, for which the order is submitted;
( 13 ) Date and time (expressed in terms of hours, minutes, and seconds) that the order was executed;
( 14 ) Price at which the order was executed;
( 15 ) Size of the order executed (expressed in number of shares or units or principal amount); and
( 16 ) Identity of the parties to the transaction.
#### § 1015.8 Requests received during the course of administrative hearings. [Reserved]
#### In the Matter of Theresa Bobinski, Respondent, against Konrad Bobinski, Appellant.

In a support proceeding instituted by respondent in the Children’s Court, County of Suffolk, appellant was directed to pay $65 a week for the support of five minor children and was granted the right of visitation. Thereafter, the respondent went to Florida with the children and obtained a divorce decree without the appearance of the appellant in the action. The record does not indicate that the Florida decree contained any provision for alimony. Respondent refused to allow appellant the right of visitation as provided for in the support order of the Children’s Court and as provided for in a separation agreement executed prior to the commencement of the proceeding herein. She refused to permit the children to come north for a visit during vacation periods. Because of her conduct in reference to visitation, the Children’s Court entered an amended order on March 15, 1954, fixing the amount of support at $25 a week. Upon the respondent’s appeal to the Supreme Court, Suffolk County, the amended support order was vacated. This appeal is from the order of the Children’s Court, making the order of the Supreme Court the order of the Children’s Court, and vacating the amended order of support. We treat the appeal as from the order of the Supreme Court (Civ. Prac. Act, §§ 105, 562, 623). Order of the Supreme Court, dated September 27, 1954, which was made the order of the Children’s Court, reversed, without costs, and the amended support order of the Children’s Court, dated March 15, 1954, reinstated. Power to modify support orders is conferred on the Children’s Court (Children’s Court Act, § 30-a, subd. 14). The Children’s Court did not make retroactive the amended order of support. The record does not indicate what respondent’s own resources are, and no showing was made by her that the reduction would work any hardship to the children. (Cf. *“Almandares”*v. “Almandares”, *837186 Mise. 667, 674.) The Children’s Court could modify its own order as to amount made when the visitation was possible by the father within this State. Now, under the Florida decree, he must go to Florida to see the children. (Cf. *Matter of Beddini*v. *Beddini,*281 App. Div. 701, and *Matter of Schwartz,*279 App. Div. 1090.) The Florida decree did not abridge the power of the Children’s Court to modify as to amount the support awarded by the prior order. Nolan, P. J., Wenzell, MacCrate, Beldock and Murphy, JJ., concur. [See *post,*p. 902.]
#### § 270.27e-1 [Reserved]
###### Editorial Note on Part 249

#### Editorial Note:

Nomenclature changes to part 249 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

#### § 249.509 Form 9-M, consent to service of process by a partnership nonresident broker-dealer.

This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each partnership nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.

[33 FR 18995, Dec. 20, 1968]

###### Editorial Note

#### Editorial Note:

For Federal Register citations affecting Form 9-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at *www.govinfo.gov.*
In the House of Representatives, U. S., 

November 18, 2011. 

Resolved, That the House agree to the amendment numbered 1 of the Senate to the bill (H.R. 394) entitled ‘‘An Act 

to amend title 28, United States Code, to clarify the jurisdiction of the Federal courts, and for other purposes.’’ and be 

it further 

Resolved, That the House agree to the amendment numbered 2 of the Senate to the aforementioned bill, with the following 

HOUSE AMENDMENT TO SENATE AMENDMENT: 

Add at the end of the Senate engrossed amendment 

numbered 2 the following: 

1 Redesignate section 104 as section 105 and insert the 

2 following after section 103: 

3 SEC. 104. TECHNICAL AMENDMENT. 

4 Section 1446(g) of title 28, United States Code, is 

5 amended by striking ‘‘subsections (b) and (c)’’ and inserting 

6 ‘‘subsection (b) of this section and paragraph (1) of section 

7 1455(b)’’. 
2 

•HR 394 EAH 

1 Amend the table of contents of the House engrossed bill 

2 by striking the item relating to section 104 and inserting 

3 the following: 

Sec. 104. Technical amendment. 

Sec. 105. Effective date. 

Attest: 

Clerk. 

112TH CONGRESS 

1ST SESSION H.R. 394 

HOUSE AMENDMENT TO 

SENATE AMENDMENT
###### Editorial Note on Part 240

#### Editorial Note:

Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

#### § 240.15c1-6 Disclosure of interest in distribution.

The term *manipulative, deceptive, or other fraudulent device or contrivance,* as used in section 15(c)(1) of the Act, is hereby defined to include any act of any broker who is acting for a customer or for both such customer and some other person, or of any dealer or municipal securities dealer who receives or has promise of receiving a fee from a customer for advising such customer with respect to securities, designed to effect with or for the account of such customer any transaction in, or to induce the purchase or sale by such customer of, any security in the primary or secondary distribution of which such broker, dealer or municipal securities dealer is participating or is otherwise financially interested unless such broker, dealer or municipal securities dealer, at or before the completion of each such transaction gives or sends to such customer written notification of the existence of such participation or interest.

[41 FR 22826, June 7, 1976]
### §2033. Principal office

The principal office of the Commission shall be in or near the District of Columbia, but the Commission or any duly authorized representative may exercise any or all of its powers in any place; however, the Commission shall maintain an office for the service of process and papers within the District of Columbia.

(Aug. 1, 1946, ch. 724, title I, §23, as added Aug. 30, 1954, ch. 1073, §1, 68 Stat. 925; renumbered title I, Pub. L. 102–486, title IX, §902(a)(8), Oct. 24, 1992, 106 Stat. 2944.)

#### **Editorial Notes**

#### Prior Provisions

Provisions similar to this section were contained in section 1802(a)(3) of this title, prior to the general amendment and renumbering of act Aug. 1, 1946, by act Aug. 30, 1954.

#### **Statutory Notes and Related Subsidiaries**

#### Expenses for Move to New Principal Office

Pub. L. 85–162, title I, §109, Aug. 21, 1957, 71 Stat. 407, as amended by Pub. L. 85–590, §108, Aug. 4, 1958, 72 Stat. 493, authorized the Commission to use its funds for the payment for travel and transportation expenses in connection with the relocation of residence of employees in order to facilitate retention and relocation of Commission headquarter employees.
###### Editorial Note on Part 260

#### Editorial Note:

Nomenclature changes to part 260 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

#### § 260.4a-2 Exempted securities under section 304(d).

The provisions of the Trust Indenture Act of 1939 shall not apply to any security that has been issued or will be issued in accordance with the provisions of Regulation A (17 CFR 230.251 *et seq.*) under the Securities Act of 1933.

[57 FR 36501, Aug. 13, 1992]
Exhibit  35.5

 

ANNUAL COMPLIANCE STATEMENT

For the period of July 6, 2019 through December 31, 2019 (“Reporting Period”)

 

Deutsche Mortgage & Asset Receiving Corporation

Hudson Yards 2019-30HY Mortgage Trust, Commercial 

Mortgage Pass-Through Certificates (the “Trust”)

 

Situs Holdings, LLC, as Special Servicer, (a “Certifying Servicer”) is responsible for assessing compliance as of December 31, 2019 for the Reporting Period with the applicable servicing criteria specified in Paragraph (d) of Item 1122 of the U.S. Securities and Exchange Commission’s Regulation AB (the “Relevant Servicing Criteria”).

The Special Servicer has assessed its compliance with the Relevant Servicing Criteria for the Reporting Period and has concluded that the Special Servicer has complied, in all material respects, with the Relevant Servicing Criteria as of December 31, 2019 and for the Reporting Period with respect to the Platform taken as a whole. 

As Executive Managing Director and Vice President of Compliance of Situs Holdings, LLC, we certify that:

A.A review of the Special Servicer’s activities during the preceding calendar year and of Special Servicer’s performance under the Trust and Servicing Agreement has been made under our supervision; and 

B.To the best of our knowledge, based on such review, the Certifying Servicer has fulfilled all of its obligations under the Trust and Servicing Agreement in all material respects during the Reporting Period.  

 

Date:  February 20, 2020

 

SITUS HOLDINGS, LLC, 

as Special Servicer

 

| By:    | /s/ George Wisniewski |                        | By:    | Stacey Ciarlanti |
|--------|-----------------------|-----------------------------|--------|------------------|
|   | Name:                 | George Wisniewski           |   |             | Name: | Stacey Ciarlanti |
|   | Title:                | Executive Managing Director |   |             | Title: | Vice President, Compliance |
### §12806. Home repair services grants for older and disabled homeowners

#### (a) In general

The Secretary shall make available a model program to provide home repair services for older homeowners and disabled homeowners, including such services as the examination of homes, repair services, and follow-up to ensure the continued effectiveness of the repairs provided.

#### (b) Eligible recipients

Home repair services shall be provided to homeowners who—

(1) own and reside in the dwellings for which services are provided;

(2) are older or disabled; and

(3) are members of low-income families.

#### (c) Permitted restrictions

Guidelines for the model program shall require that—

(1) assisted dwelling units be the primary residence of the homeowner for whom services are provided;

(2) preferences be provided for (A) very low-income families, and (B) individuals with intense need characterized by noneconomic factors such as physical and mental disabilities, language barriers, and cultural, social, or geographical isolation caused by racial or ethnic status that restricts the ability of an individual to perform normal daily tasks or that threatens the capacity of the individual to live independently;

(3) any fees charged be based on the income of the individual receiving the home repair services.

(Pub. L. 101–625, title II, §256, Nov. 28, 1990, 104 Stat. 4122.)
§ 246.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption ( a ) The Federal banking agencies and the Commission, in consultation with the Federal Housing Finance Agency and the Department of Housing and Urban Development, shall commence a review of the definition of qualified residential mortgage in § 246.13, a review of the community-focused residential mortgage exemption in § 246.19(f), and a review of the exemption for qualifying three-to-four unit residential mortgage loans in § 246.19(g): ( 1 ) No later than four years after the effective date of the rule (as it relates to securitizers and originators of asset-backed securities collateralized by residential mortgages), five years following the completion of such initial review, and every five years thereafter; and
( 2 ) At any time, upon the request of any Federal banking agency, the Commission, the Federal Housing Finance Agency or the Department of Housing and Urban Development, specifying the reason for such request, including as a result of any amendment to the definition of qualified mortgage or changes in the residential housing market.
( b ) The Federal banking agencies, the Commission, the Federal Housing Finance Agency and the Department of Housing and Urban Development shall publish in the Federal Register notice of the commencement of a review and, in the case of a review commenced under paragraph (a)(2) of this section, the reason an agency is requesting such review. After completion of any review, but no later than six months after the publication of the notice announcing the review, unless extended by the agencies, the agencies shall jointly publish a notice disclosing the determination of their review. If the agencies determine to amend the definition of qualified residential mortgage, the agencies shall complete any required rulemaking within 12 months of publication in the Federal Register of such notice disclosing the determination of their review, unless extended by the agencies.
================================================================================

[PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED PURSUANT TO A REQUEST FOR
CONFIDENTIAL TREATMENT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE
COMMISSION.]

                                  APPENDIX A-4

                                    PRODUCTS


Product Name:     INSTANT ABS - AB-64

Product Description: Fitness Machine to exercise abdominal muscles

Projected Units Sold next 24 months: XXXXXX

Manufacturer:     CirTran-Asia

Sub-Manufacturer: Zhejiang Hengtai Machinary Manufacturing Co., Ltd

Marketing Partner Contact Info:     Tri-Star


Current Sale Price: $XXXXXX USD - CIRTRAN-ASIA

Current Cost to Manufacturer:       $XXXXXX USD

Total Tooling/Development Costs:    $30,000 USD

Gross Profit Margin Per Unit - $XXXXXX

CirTran-Asia               $   .70 USD
Charles Ho                 $ 1.70 USD

INSTANT ABS Stock Option Schedule

Upon full execution of this Agreement, Cirtran's parent CirTran Corporation will
issue the following options to purchase restricted common stock:

                  Charles Ho                500,000 shares

These initial options will vest and be exercisable only after Cirtran has sold
100,000 INSTANT ABS units. The options will be exercisable at $.06 per share
after vesting. The options will expire and will no longer be exercisable on the
date one year after the date hereof.

In addition, for each whole multiple of 50,000 AB KING units sold by Cirtran
during the first 24 months of this Agreement in excess of the initial 100,000
units, CirTran Corporation will grant Charles Ho an option to purchase 100,000
shares. Each such additional option will be exercisable for a period of 12
months at an exercise price equal to the fair market value of CirTran
Corporation stock on the date of grant (i.e. the mean between the high bid and
low asked prices for the stock for the date of determination).



As a condition to grant of the options, each option holder will be required to
make standard investment representations to CirTran Corporation.

[XXXXX - REDACTED PURSUANT TO REQUEST FOR CONFIDENTIAL TREATMENT AND FILED
SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.]



--------------------------------------------------------------------------------
§ 269.5 Form F-X, for appointment of agent for service of process by issuers registering securities on Form F-8, F-9, F-10 or F-80 (§§ 239.38, 239.39, 239.40 or 239.41 of this chapter) , or registering securities or filing periodic reports on Form 40-F (§ 249.240f of this chapter) , or by any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F or 14D-9F (§§ 240.13e-102, 240.14d-102 or 240.14d-103 of this chapter), or by any non-U.S. person acting as trustee with respect to securities registered on Form F-7 (§ 239.37 of this chapter) , F-8, F-9, F-10 or F-80. Form F-X shall be filed with the Commission: ( a ) By any issuer registering securities on Form F-8, F-9, F-10 or F-80 under the Securities Act of 1933;
( b ) By any issuer registering securities on Form 40-F under the Securities Exchange Act of 1934;
( c ) By any issuer filing a periodic report on Form 40-F, if it has not previously filed a Form F-X in connection with the class of securities in relation to which the obligation to file a report on Form 40-F arises;
( d ) By any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F or 14D-9F; and
( e ) By non-U.S. person acting as trustee with respect to securities registered on Form F-7, F-8, F-9, F-10 or F-80.
[56 FR 30078, July 1, 1991] Editorial Note
Editorial Note: For Federal Register citations affecting Form F-X, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at *www.govinfo.gov .*