alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
§ 204.76 Use of credit bureau or consumer reporting agencies. ( a ) The Commission may report delinquent debts to consumer reporting agencies (See 31 U.S.C. 3701(a)(3), 3711). Sixty days prior to release of information to a consumer reporting agency, the debtor shall be notified, in writing, of the intent to disclose the existence of the debt to a consumer reporting agency. Such notice of intent may be a separate correspondence or included in correspondence demanding direct payment. The notice shall be in conformance with 31 U.S.C. 3711(e) and the Federal Claims Collection Standards. The Commission shall provide, in this notice, the debtor with: ( 1 ) An opportunity to inspect and copy agency records pertaining to the debt;
( 2 ) An opportunity for an administrative review of the legal enforceability or past due status of the debt;
( 3 ) An opportunity to enter into a repayment agreement on terms satisfactory to the Commission to prevent the Commission from reporting the debt as overdue to consumer reporting agencies, and provide deadlines and method for requesting this relief;
( 4 ) An explanation of the rate of interest that will accrue on the debt, that all costs incurred to collect the debt will be charged to the debtor, the authority for assessing these costs, and the manner in which the Commission will calculate the amount of these cost;
( 5 ) An explanation that the Commission will report the debt to the consumer reporting agencies to the detriment of the debtor's credit rating; and
( 6 ) A description of the collection actions that the agency may take in the future if those presently proposed actions do not result in repayment of the loan obligation, including the filing of a lawsuit against the borrower by the agency and assignment of the debt for collection by offset against Federal income tax refunds or the filing of a lawsuit against the debtor by the Federal Government.
( b ) The information that may be disclosed to the consumer reporting agency is limited to: ( 1 ) The debtor's name, address, social security number or taxpayer identification number, and any other information necessary to establish the identity of the individual;
( 2 ) The amount, status, and history of the claim; and
( 3 ) The Commission program or activity under which the claim arose.
[58 FR 64373, Dec. 7, 1993, as amended at 66 FR 54135, Oct. 26, 2001]
Home > NRC Library > ADAMS Public Documents

# SECY-15-0168 - Recommendations on Issues Related to Implementation of Risk Management Regulatory Framework

Accession Number: ML15302A135

Date Released: Thursday, January 7, 2016

Package Contents

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    - ML15265A488 - SECY-15-0168:  Recommendations on Issues Related to Implementation of Risk Management Regulatory Framework (Memorandum and Enclosures 1 and 2) (6 page(s), 12/18/2015)
    - ML15348A046 - SECY-15-0168:  Enclosure 3 - Recommendations on Issues Related to Implementation of Risk Management Regulatory Framework (23 page(s), 12/18/2015)

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### §13552. Use of energy futures for fuel purchases

#### (a) Fuel study

The Secretary shall conduct a study—

(1) to ascertain if the use of energy futures and options contracts could provide cost-effective protection for Government entities (including Government purchases for military purposes and for the Strategic Petroleum Reserve) and consumer cooperatives (or any organization whose purpose is to purchase fuel in bulk) from unanticipated surges in the price of fuel; and

(2) to ascertain how such Government entities or consumer cooperatives may be educated in the prudent use of energy futures and options contracts to maximize their purchasing effectiveness, protect themselves against unanticipated surges in the price of fuel, and minimize fuel costs.

#### (b) Pilot program

The Secretary shall conduct a pilot program, commencing not later than 30 days after the transmission of the study required in subsection (b),1 to educate such governmental entities, consumer cooperatives, or other organizations on the prudent and cost-effective use of energy futures and options contracts to increase their protection against unanticipated surges in the price of fuel and thereby increase the efficiency of their fuel purchase or assistance programs.

#### (c) Authorization of appropriations

There are authorized to be appropriated such sums as may be necessary to carry out this section.

(Pub. L. 102–486, title XXX, §3014, Oct. 24, 1992, 106 Stat. 3128; Pub. L. 105–362, title IV, §401(f), Nov. 10, 1998, 112 Stat. 3282.)

#### **Editorial Notes**

#### References in Text

Subsection (b), referred to in subsec. (b), was repealed and subsec. (c) of this section was redesignated (b) by Pub. L. 105–362, title IV, §401(f), Nov. 10, 1998, 112 Stat. 3282. See 1998 Amendment note below.

#### Amendments

1998—Subsecs. (b) to (d). Pub. L. 105–362 redesignated subsecs. (c) and (d) as (b) and (c), respectively, and struck out heading and text of former subsec. (b). Text read as follows: "The Secretary, no later than 12 months after October 24, 1992, shall transmit the study required in this section to the Committee on Energy and Commerce of the House of Representatives and the Committee on Energy and Natural Resources of the Senate."

1 See References in Text note below.
### §1962b–6. Expenses of commissions

#### (a) Federal share; apportionment of remainder; annual budget; estimates of proposed Federal appropriations; advances against delayed State appropriations; credit to account in the Treasury

Each commission shall recommend what share of its expenses shall be borne by the Federal Government, but such share shall be subject to approval by the Council. The remainder of the commission's expenses shall be otherwise apportioned as the commission may determine. Each commission shall prepare a budget annually and transmit it to the Council and the States. Estimates of proposed appropriations from the Federal Government shall be included in the budget estimates submitted by the Council under chapter 11 of title 31, and may include an amount for advance to a commission against State appropriations for which delay is anticipated by reason of later legislative sessions. All sums appropriated to or otherwise received by a commission shall be credited to the commission's account in the Treasury of the United States.

#### (b) Acceptance, reception, utilization, and disposal of appropriations, donations, and grants

A commission may accept for any of its purposes and functions appropriations, donations, and grants of money, equipment, supplies, materials, and services from any State or the United States or any subdivision or agency thereof, or intergovernmental agency, and may receive, utilize, and dispose of the same.

#### (c) Accounts of receipts and disbursements; annual audit; inclusion in annual report

The commission shall keep accurate accounts of all receipts and disbursements. The accounts shall be audited at least annually in accordance with generally accepted auditing standards by independent certified or licensed public accountants, certified or licensed by a regulatory authority of a State, and the report of the audit shall be included in and become a part of the annual report of the commission.

#### (d) Inspection of accounts

The accounts of the commission shall be open at all reasonable times for inspection by representatives of the jurisdictions and agencies which make appropriations, donations, or grants to the commission.

(Pub. L. 89–80, title II, §207, July 22, 1965, 79 Stat. 250.)

#### **Editorial Notes**

#### Codification

In subsec. (a), "chapter 11 of title 31" substituted for "the Budget and Accounting Act of 1921, as amended [31 U.S.C. 1 et seq.]" on authority of Pub. L. 97–258, §4(b), Sept. 13, 1982, 96 Stat. 1067, the first section of which enacted Title 31, Money and Finance.
```

[Congressional Bills 112th Congress]
[From the U.S. Government Publishing Office]
[H.R. 3869 Enrolled Bill (ENR)]

        H.R.3869

                      One Hundred Twelfth Congress

                                 of the

                        United States of America

                          AT THE SECOND SESSION

          Begun and held at the City of Washington on Tuesday,
            the third day of January, two thousand and twelve

                                 An Act

 
To designate the facility of the United States Postal Service located at 
600 East Capitol Avenue in Little Rock, Arkansas, as the ``Sidney `Sid' 
                 Sanders McMath Post Office Building''.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,
SECTION 1. SIDNEY ``SID'' SANDERS MCMATH POST OFFICE BUILDING.
    (a) Designation.--The facility of the United States Postal Service 
located at 600 East Capitol Avenue in Little Rock, Arkansas, shall be 
known and designated as the ``Sidney `Sid' Sanders McMath Post Office 
Building''.
    (b) References.--Any reference in a law, map, regulation, document, 
paper, or other record of the United States to the facility referred to 
in subsection (a) shall be deemed to be a reference to the ``Sidney 
`Sid' Sanders McMath Post Office Building''.

                               Speaker of the House of Representatives.

                            Vice President of the United States and    
                                               President of the Senate.
```
### §18084. Premium tax credit and cost-sharing reduction payments disregarded for Federal and federally-assisted programs

For purposes of determining the eligibility of any individual for benefits or assistance, or the amount or extent of benefits or assistance, under any Federal program or under any State or local program financed in whole or in part with Federal funds—

(1) any credit or refund allowed or made to any individual by reason of section 36B of title 26 (as added by section 1401) 1 shall not be taken into account as income and shall not be taken into account as resources for the month of receipt and the following 2 months; and

(2) any cost-sharing reduction payment or advance payment of the credit allowed under such section 36B that is made under section 18071 or 18082 of this title shall be treated as made to the qualified health plan in which an individual is enrolled and not to that individual.

(Pub. L. 111–148, title I, §1415, Mar. 23, 2010, 124 Stat. 237.)

#### **Editorial Notes**

#### References in Text

Section 1401, referred to in par. (1), means section 1401 of Pub. L. 111–148.

1 See References in Text note below.
No: II-15-011 March 17, 2015

CONTACT: Roger Hannah 404-997-4417 

 Joey Ledford 404-997-4416

NRC Schedules Meeting with Southern and SCANA to Discuss

Inspections and Testing of New Nuclear Units at the Vogtle and Summer Sites 

The Nuclear Regulatory Commission has scheduled a public meeting for March 24 with 

Southern Co. and SCANA to discuss the initial test program and other issues related to Southern’s two 

Westinghouse AP1000 nuclear units under construction at the Vogtle site and SCANA’s two AP1000 

units being built at the company’s V. C. Summer site.

The Vogtle site is near Waynesboro, Ga., about 26 miles southeast of Augusta, and the V. C. 

Summer site is near Jenkinsville, S.C., about 26 miles northwest of Columbia. The Vogtle site has two 

operating reactors and the V. C. Summer site has one. 

The meeting with the two companies will be from 12:30 to 1:30 p.m. at the Vogtle Plant 

Support Center in Classroom 6. The Vogtle plant site is at 9034 River Road in Waynesboro. The NRC 

staff will be available to answer questions or discuss the agency’s inspection and oversight of the two 

construction projects.

There will also be a teleconference bridge line available by calling 800-621-8494 with the pass 

code 28530. Anyone wishing to participate by telephone is asked to contact LaDonna Suggs at 404-

997-4539 or LaDonna.Suggs@nrc.gov to ensure there are enough lines available.
Editorial Note on Part 240
Editorial Note: Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

§ 240.15Ca2-1 Application for registration as a government securities broker or government securities dealer. ( a ) An application for registration pursuant to Section 15C(a)(1)(A) of the Act, of a government securities broker or government securities dealer that is filed on or after January 25, 1993, shall be filed with the Central Registration Depository (operated by the Financial Industry Regulatory Authority, Inc.) on Form BD in accordance with the instructions contained therein.
( b ) Every application or amendment filed pursuant to this section shall constitute a “report” filed with the Commission within the meaning of Sections 15, 15C, 17(a), 18, 32(a), and other applicable provisions of the Act.
[58 FR 15, Jan. 4, 1993, as amended at 64 FR 37594, July 12, 1999; 64 FR 42596, Aug. 5, 1999; 73 FR 4693, Jan. 28, 2008]
Modification of Gunn Allen Engagement Agreement



 Exhibit 10.89 
  
  
 

 
  
 January 5, 2006

  
 Gunn Allen Financial, Inc. 
 5002 West Waters Avenue 
 Tampa FL 33634 
 Attn: Dean G. Tanella, Vice President, Equity Capital Markets 
  

	Re:	Amendment to Private Placement Agency Agreement 

  
 Dear Mr.Tanella: 
  
 This letter-agreement shall confirm our understanding and agreement that the terms of paragraph l(a) of that certain Private Placement Agency Agreement
(the “Agreement”) dated September 22, 2005 between GunnAllen Financial, Inc. (“GAF”) and Biovest International, Inc. (“Biovest) shall be amended as follows: 
  
 The first sentence of paragraph 1(a) shall be amended to read: 
  
 “We currently anticipate raising up to $25 million involving the sale of equity
securities, including all forms of equity, convertible debt, debt or debt with warrants, warrants and the securities issuable upon exercise of warrants (collectively “the Securities”), to institutional and accredited investors (the
“Offering”).” 
  
 Paragraph 1(b) is expanded
to exclude any funding based on or related to New Market Tax Credits or other governmental subsidies or inducements from the engagement and the obligation to pay fees under the engagement. Biovest may engage placement agents other than GAF and
pursue funding based on or relating to New Market Tax Credits and government subsidies and inducements without further notice to or consent from GAF. 
  
 It is further agreed that except as specifically modified and amended hereby, the Agreement shall remain in full force and effect according to its terms.

  
 By signing below, the parties hereby agree to signify their acceptance of the
above amendment, effective as of the date of this letter amendment. 
  

							
	Biovest International, Inc.	 	GunnAllen Financial, Inc.
				
	By	 	 /s/ James McNulty

	 	by	 	 /s/ Dean G. Tanella


	 	 	James McNulty, CFO	 	 	 	 Dean G. Tanella, Executive V.P.
 Equity Capital
Markets

	 	 	 	 	 	 	 
	Date: 1/6/06	 	Date:                        

  
 CORPORATE HEADQUARTERS • 324 S, HYDE PARK AVENUE SUITE 350 TAMPA FL 33606 
 813-864-2554 • FAX 813-258-6912
Editorial Note on Part 240
Editorial Note: Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

§ 240.12f-1 Applications for permission to reinstate unlisted trading privileges. ( a ) An application to reinstate unlisted trading privileges may be made to the Commission by any national securities exchange for the extension of unlisted trading privileges to any security for which such unlisted trading privileges have been suspended by the Commission, pursuant to section 12(f)(2)(A) of the Act (15 U.S.C. 78 l (2)(A)). One copy of such application, executed by a duly authorized officer of the exchange, shall be filed and shall set forth: ( 1 ) Name of issuer;
( 2 ) Title of security;
( 3 ) The name of each national securities exchange, if any, on which such security is listed or admitted to unlisted trading privileges;
( 4 ) Whether transaction information concerning such security is reported pursuant to an effective transaction reporting plan contemplated by § 242.601 of this chapter;
( 5 ) The date of the Commission's suspension of unlisted trading privileges in the security on the exchange;
( 6 ) Any other information which is deemed pertinent to the question of whether the reinstatement of unlisted trading privileges in such security is consistent with the maintenance of fair and orderly markets and the protection of investors; and
( 7 ) That a copy of the instant application has been mailed, or otherwise personally provided, to the issuer of the securities for which unlisted trading privileges are sought and to each exchange listed in item (3) of this section.
[44 FR 75134, Dec. 19, 1979, as amended at 45 FR 12390, Feb. 26, 1980; 45 FR 36076, May 29, 1980; 60 FR 20896, Apr. 28, 1995; 70 FR 37618, June 29, 2005]
<PAGE>

                 Exhibit 23.2 Consent of Conyers Dill & Pearman

                             Conyers, Dill & Pearman
                                 Clarendon House
                                 2 Church Street
                                 P.O. Box HM 666
                             Hamilton, Bermuda HM CX

Telephone: (441) 295-1422     Facsimile:  (441) 292-4720   E-Mail: info@cdp.bm



                                                               6 September 2000


Securities and Exchange Commission
450 Fifth Street, N.W.
Judiciary Plaza
Washington, D.C.  20549


         Re:  Coastal Caribbean Oils & Minerals Ltd.


Ladies and Gentlemen:



         We hereby consent to the reference to our firm under the caption "Legal
Matters" in the prospectus  constituting a part of the registration statement on
Form S-1 relating to 12,016,907 shares of common stock of Coastal Caribbean Oils
& Minerals, Ltd., a Bermuda corporation.


Yours faithfully,

/s/ Conyers  Dill & Pearman

 CONYERS  DILL & PEARMAN
###### Editorial Note on Part 240

#### Editorial Note:

Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

#### § 240.16c-4 Derivative securities.

Establishing or increasing a put equivalent position shall be exempt from section 16(c) of the Act, so long as the amount of securities underlying the put equivalent position does not exceed the amount of underlying securities otherwise owned.
**Exhibit 31.1**

 

**CERTIFICATION**

 

I, Craig A. Wheeler, certify that:

 

1.                                      I have reviewed this Amendment No. 1 to the Quarterly Report on Form 10-Q/A of Momenta Pharmaceuticals, Inc.; and

 

2.                                      Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.

 
|                           |                                    |
|--------------------------------|-----------------------------------------|
| Date: December 16,   2016 | /s/ Craig A. Wheeler                    |
|                           | Craig A. Wheeler                        |
|                           | President and Chief   Executive Officer |

 

----
§ 165.15 Administering the whistleblower program. ( a ) *Specific authorities* — ( 1 ) *Payments, deposits, and credits.* The Executive Director is authorized to deposit into or credit collected monetary sanctions to the Fund, and to make payment of awards therefrom, with the concurrence of the General Counsel and the Director of the Division of Enforcement, or of their respective designees.
( 2 ) *Designation of claims review staff.* The Claims Review Staff referenced in § 165.7 shall be composed of no fewer than three and no more than five staff members from any of the Commission's Offices or Divisions (except the Office of the General Counsel) who have not had direct involvement in the underlying enforcement action, as designated by the Director of the Division of Enforcement in consultation with the Executive Director. The Claims Review Staff will always include at least one staff member who does not work in the Division of Enforcement.
( 3 ) *Disclosure of whistleblower identifying information.* The Director of the Division of Enforcement is authorized on behalf of the Commission to exercise its discretion to disclose whistleblower identifying information under § 165.4(a).
( b ) *General authority to administer the program.* The Director of the Division of Enforcement shall have general authority to administer the whistleblower program except as otherwise provided under this part.
[82 FR 24501, May 30, 2017, as amended at 89 FR 71820, Sept. 4, 2024]
§ 210.4-03 Inapplicable captions and omission of unrequired or inapplicable financial statements. ( a ) No caption should be shown in any financial statement as to which the items and conditions are not present.
( b ) Financial statements not required or inapplicable because the required matter is not present need not be filed.
( c ) The reasons for the omission of any required financial statements shall be indicated.
I 

112TH CONGRESS 

2D SESSION H. R. 3956 

To suspend temporarily the duty on Disperse Yellow 71. 

IN THE HOUSE OF REPRESENTATIVES 

FEBRUARY 7, 2012 

Mr. WATT introduced the following bill; which was referred to the Committee 

on Ways and Means 

A BILL 

To suspend temporarily the duty on Disperse Yellow 71. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. DISPERSE YELLOW 71. 

4 (a) IN GENERAL.—Subchapter II of chapter 99 of 

5 the Harmonized Tariff Schedule of the United States is 

6 amended by inserting in numerical sequence the following 

7 new heading: 

‘‘ 9902.01.00 Disperse Yellow 71, (7HBenzimidazo[2,1- 

a]benz[de]isoquinolin-7-one, 

9(or 10)-methoxy-) (CAS No. 

68296–59–3) (provided for in 

subheading ............................ Free No change No change On or before 

12/31/2014 ’’. 


tkelley on DSK3SPTVN1PROD with BILLS
2 

•HR 3956 IH

1 (b) EFFECTIVE DATE.—The amendment made by 

2 subsection (a) applies to articles entered, or withdrawn 

3 from warehouse for consumption, on or after the 15th day 

4 after the date of the enactment of this Act. 

Æ 


tkelley on DSK3SPTVN1PROD with BILLS
#### § 210.9-01 Application of §§ 210.9-01 to 210.9-07.

The consolidated financial statements filed for bank holding companies, savings and loan holding companies, and the financial statements of banks and savings and loan associations, must apply the guidance in this article in filings with the Commission.

[85 FR 66140, Oct. 16, 2020]
### §16942. Transferred

#### **Editorial Notes**

#### Codification

Section 16942 was editorially reclassified as section 20942 of Title 34, Crime Control and Law Enforcement.
### §15533. Transferred

#### **Editorial Notes**

#### Codification

Section 15533 was editorially reclassified as section 21133 of Title 52, Voting and Elections.
-       - Superintendent of Documents
      - 2023-09-02T09:46:53-0400
      - Government Publishing Office, Washington, DC 20401
      - Government Publishing Office
      - Government Publishing Office attests that this document has not been altered since it was disseminated by Government Publishing Office