alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
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UNITED STATES


SECURITIES AND EXCHANGE COMMISSION


Washington, D.C. 20549


FORM 8-K





CURRENT REPORT


Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934





Date of Report (Date of earliest event reported) September  8 , 2011





CNA FINANCIAL CORPORATION(Exact name of registrant as specified in its charter)





Delaware1-582336-6169860(State or other jurisdiction(Commission(IRS Employerof incorporation)File Number)Identification No.)











333 S. Wabash, Chicago, Illinois60604(Address of principal executive offices)(Zip Code)





Registrant's telephone number, including area code     (312) 822-5000





NOT APPLICABLE(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):


[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))








1


---




Item 5.02(e) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


On September 8, 2011, Thomas F. Motamed, Chairman of the Board and Chief Executive Officer of CNA Financial Corporation (together with its subsidiaries, the "Company"), entered into the Third Amendment to Employment Agreement, dated as of May 22, 2008, as amended by the First Amendment thereto as of October 24, 2008 and by the Second Amendment thereto as of March 3, 2010 (as amended, the "Employment Agreement").  The Third Amendment further amends the Employment Agreement by extending the term of the agreement until December 31, 2016 from December 31, 2013 and modifies the annual non-cash compensation.  The foregoing summary is qualified in its entirety by reference to the actual agreement attached to this Current Report as Exhibit 10.1.





Item 9.01 Financial Statements and Exhibits.


(d) Exhibits:


See Exhibit Index.


2


---




SIGNATURES





Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





CNA Financial Corporation(Registrant)Date:  September 8, 2011By/s/ D. Craig Mense(Signature)D. Craig MenseExecutive Vice President andChief Financial Officer





3


---




EXHIBIT INDEX


Exhibit No.Description10.1Third Amendment to Employment Agreement, dated as of September 8, 2011, between Registrant and Thomas F. Motamed99.1Press Release issued by Registrant on September 8, 2011





4
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 03-6217

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

versus

KYLE JOSEPH MOMON, a/k/a Moo-Moo, a/k/a Cow,

a/k/a Calvin Flavor, a/k/a Flavor-Flave,

Defendant - Appellant.

Appeal from the United States District Court for the Eastern

District of North Carolina, at New Bern. Terrence W. Boyle, Chief

District Judge. (CR-92-70-4-1-BO)

Submitted: April 16, 2003 Decided: May 5, 2003

Before WIDENER and KING, Circuit Judges, and HAMILTON, Senior

Circuit Judge.

Affirmed by unpublished per curiam opinion.

Kyle Joseph Momon, Appellant Pro Se. Rudolf A. Renfer, Jr.,

Assistant United States Attorney, Raleigh, North Carolina, for

Appellee.

Unpublished opinions are not binding precedent in this circuit.

See Local Rule 36(c).
2

PER CURIAM:

Kyle Joseph Momon appeals the district court’s order denying

his 18 U.S.C. § 3582(c) motion to modify his sentence. We have

reviewed the record and find no reversible error. Accordingly, we

affirm on the reasoning of the district court. See United States

v. Momon, No. CR-92-70-4-1-BO (E.D.N.C. Sept. 5, 2002). We dispense

with oral argument because the facts and legal contentions are

adequately presented in the materials before the court and argument

would not aid the decisional process.

AFFIRMED
#### §§ 210.4-05-210.4-06 [Reserved]
### §1474a. Security for direct or insured rural housing loans to farmer applicants

On and after August 8, 1968, farmer applicants for direct or insured rural housing loans shall be required to provide only such collateral security as is required of owners of nonfarm tracts.

(Pub. L. 90–463, title II, §201, Aug. 8, 1968, 82 Stat. 651.)

#### **Editorial Notes**

#### Codification

Section was enacted as part of the Department of Agriculture and Related Agencies Appropriation Act, 1969, and not as part of the Housing Act of 1949 which comprises this chapter.
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Home                 > Browse by Title > Exploring Careers

              																								United States. Bureau of Labor Statistics.						"Exploring Careers: Agriculture, Forestry, and Fishery Occupations : Bulletin of the United States Bureau of Labor Statistics, No. 2001-15" in *Exploring Careers*			(1979).						https://fraser.stlouisfed.org/title/4731/item/499437, accessed on September 26, 2024.	    

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Editorial Note on Part 200
Editorial Note: Nomenclature changes to part 200 appear at 76 FR 60371, Sept. 29, 2011.

§ 200.202 Offices, and information and submittals. ( a ) During emergency conditions, the location or headquarters of the Commission shall be as designated by the Chairman or his successor. The location of each Regional Office of the Commission, if different from the normal location, shall be as designated by the Chairman of the Commission or his successor, or in the absence of communications with him, by the Regional Director for the area or his acting successor.
( b ) During emergency conditions, all formal or informal requests, filings, reports, or other submittals shall be submitted to the Commission as permitted in non-emergency conditions, unless the Chairman or his or her successor acting pursuant to § 200.203(c)(1) of this subpart specifies another means or location for submission of such requests, filings, reports, or other submittals, by a notice that is disseminated through a method (or combination of methods) that is reasonably designed to provide broad distribution of the information to the public.
[28 FR 6970, July 9, 1963, as amended at 59 FR 5944, Feb. 9, 1994; 71 FR 33387, June 9, 2006; 73 FR 32225, June 5, 2008]
###### Editorial Note on Part 240

#### Editorial Note:

Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

#### § 240.12h-4 Exemption from duty to file reports under section 15(d).

An issuer shall be exempt from the duty under section 15(d) of the Act to file reports required by section 13(a) of the Act with respect to securities registered under the Securities Act of 1933 on Form F-7, Form F-8 or Form F-80, provided that the issuer is exempt from the obligations of Section 12(g) of the Act pursuant to Rule 12g3-2(b).

[56 FR 30068, July 1, 1991]
#### Tangy Faulkner, Appellant, v City of New York, Respondent.

[819 NYS2d 473]

In an action to recover damages for personal injuries, the plaintiff appeals, as limited by her brief, from so much of an order of the Supreme Court, Kings County (Partnow, J.), dated July 8, 2005, as denied those branches of her motion which were to strike the defendant’s answer or, in the alternative, to compel further discovery.

Ordered that the order is affirmed insofar as appealed from, with costs.

The Supreme Court providently exercised its discretion in denying that branch of the plaintiffs motion which was to strike the defendant’s answer because the plaintiff failed to establish that the defendant willfully, contumaciously, or in bad faith failed to comply with a discovery order or delayed the progress of discovery *(see*CPLR 3126 [3]; *Kuzmin v Visiting Nurse Serv. of N.Y., 22*AD3d 643, 643-644 [2005]; *Pascarelli v City of New*
      *453
      *York,*16 AD3d 472, 472-473 [2005]; *Diel v Rosenfeld,*12 AD3d 558, 559 [2004]).

The unsubstantiated and hearsay statements of the plaintiffs counsel were insufficient to warrant the production of an employee of the New York City Fire Department for a deposition *(see Uvaydova v New York Tel. Co.,*226 AD2d 626, 627 [1996]; *Zollner v City of New York,*204 AD2d 626, 627 [1994]; *see also D & S Realty Dev. v Town of Huntington,*295 AD2d 306, 307-308 [2002]), or New York City Fire Department records *(see*CPLR 3101 [a]; *Chervin v Macura,*28 AD3d 600 [2006]; *Crazytown Furniture v Brooklyn Union Gas Co.,*150 AD2d 420, 421 [1989]). Accordingly, the Supreme Court providently exercised its discretion in denying that branch of the plaintiffs motion which was to compel further discovery. Florio, J.P., Santucci, Mastro, Rivera and Covello, JJ., concur.
#### § 100.1 Delivery period required with respect to certain grains.

A period of seven business days is required during which contracts for future delivery in the current delivery month of wheat, corn, oats, barley, rye, or flaxseed may be settled by delivery of the actual cash commodity after trading in such contracts has ceased, for each delivery month after May 1938, on all contract markets on which there is trading in futures in any of such commodities, and such contract markets, and each of them, are directed to provide therefor.

[41 FR 3211, Jan. 21, 1976]
Letter agreement among Bouchard Group, LLC and Wheeling-Pittsburgh Corporation



 Exhibit 10.7 
 Wheeling-Pittsburgh Corporation 
 1134 Market Street 
 Wheeling, WV 26003 
 Attention: Paul J. Mooney, Executive Vice President & 
 Chief Financial Officer 
 Re:
Convertible Promissory Note - Amendment 
 Ladies and Gentlemen: 
 Reference is hereby made to that certain Senior Subordinated Unsecured Convertible Promissory Note, dated March 16, 2007, made by Wheeling-Pittsburgh Corporation (“Borrower”) payable to Bouchard
Group, LLC (the “Holder”) in the principal amount of US $3,000,000, (the “Note”). Capitalized terms used but not otherwise defined herein have the meanings ascribed to them in the Note. 
 In accordance with Section 15 of the Note and intending to be legally bound, the Holder and Borrower hereby agree to amend the Note as follows:

 (1) The definition of “Applicable Conversion Price” is hereby amended and restated in its entirety to read as follows:

      “Applicable Conversion Price” means $24.51 (subject to adjustment as provided in
Section 5(d)(iii)). 
 (2) Notwithstanding anything to the contrary in the Note, the Holder and the Borrower hereby agree that the Holder
shall have the right to opt out of any automatic conversion of the Note as set forth in Section 5(a) and 5(b)(ii) of the Note. 
 The
Holder and the Borrower hereby acknowledge and agree that this letter agreement constitutes a valid amendment of the Note pursuant to Section 15 thereof. Except to the extent necessary to implement the changes set forth above, the Note shall
remain unmodified and in full force and effect. This letter agreement shall constitute an allonge to the Note and shall be affixed thereto so as to become a part thereof. 
 [Signatures appear on the following page] 







 If you have any questions about the matters covered in this letter, please feel free to contact me.

 Very truly yours, 
  

	
	Bouchard Group, LLC
	
	 /s/ James P. Bouchard

	
	 James P. Bouchard


 Dated: 6/7/07 
  

	
	
	 Acknowledged and agreed:

	
	 Wheeling-Pittsburgh Corporation

	
	 By:         /s/ Paul J.
Mooney                

	 Name: Paul J. Mooney

	 Title:   Executive Vice President and Chief

   Financial Officer
**Exhibit32.2**

**CERTIFICATION OF CHIEF FINANCIALOFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED**

JackB. Buchold certifies as follows:

3.               I am the Chief Financial Officer of The BankHoldings.

4.               The Form 10-Q of The Bank Holdings for theQuarter Ended September 30, 2006 fully complies with the requirements ofsection 13(a) or 15(d) of the Securities Exchange Act of 1934 and theinformation contained in the report on Form 10-Q fairly presents, in allmaterial respects, the financial condition and results of operations of TheBank Holdings.
| Date:  | November 14,  2006 |                     |   | /s/ Jack B. Buchold |   |
|--------|--------------------|--------------------------|--------|---------------------|--------|
|   |               | THE BANK  HOLDINGS       |
|   |               | Jack B. Buchold          |
|   |               | Chief Financial  Officer |

 

----
DELOITTE & TOUCHE LLP

(LOGO)

50 Fremont St.
San Francisco, CA 94105-2230
Telephone (415) 247-4000
Facsimile (415) 247-4329


EXHIBIT 23



INDEPENDENT AUDITORS' CONSENT


We consent to the incorporation by reference in The Clorox Company
Registration Statements No. 33-4083 on Form S-3, and Nos. 33-41131,
33-41277, 2-88106 (Post-Effective Amendment No. 2), 33-24582, 
33-56565, 33-56563, 333-29375 and 333-16969 on Form S-8 of our report
dated July 30, 1997, except for the second paragraph of Note 1 as 
to which the date is September 2, 1997, incorporated by reference 
in this Annual Report on Form 10-K of The Clorox Company for the 
year ended June 30, 1997.




/s/ Deloitte & Touche LLP


September 25, 1997
#### § 21.04 Special calls for information on customer accounts or related cleared positions.

Upon special call by the Commission, each futures commission merchant, clearing member or foreign broker shall provide information to the Commission concerning customer accounts or related positions cleared on a derivatives clearing organization in the format and manner and within the time provided by the Commission in the special call.

[76 FR 69430, Nov. 8, 2011]
### **CHAPTER 102—MENTAL HEALTH SYSTEMS**

Sec.
9401.
Congressional statement of findings.

#### SUBCHAPTER I—GENERAL PROVISIONS

9411.
Repealed.
9412.
Definitions.
9421 to 9423. Repealed.

#### SUBCHAPTER II—GRANT PROGRAMS

9431 to 9438. Repealed.

#### SUBCHAPTER III—GENERAL PROVISIONS RESPECTING GRANT PROGRAMS

#### Part A—State Mental Health Service Programs

9451, 9452. Repealed.

#### Part B—Applications and Related Provisions

9461 to 9465. Repealed.

#### Part C—Performance

9471 to 9473. Repealed.

#### Part D—Enforcement

9481.
Repealed.

#### Part E—Miscellaneous

9491 to 9493. Repealed.

#### SUBCHAPTER IV—MENTAL HEALTH RIGHTS AND ADVOCACY

9501.
Bill of Rights.
9502.
Repealed.

#### SUBCHAPTER V—SEX OFFENSE PREVENTION AND CONTROL

9511.
Grants for sex offense prevention and control.
9512.
Repealed.

#### SUBCHAPTER VI—MISCELLANEOUS

9521.
Repealed.
9522.
Report on shelter and basic living needs of chronically mentally ill individuals.
9523.
Repealed.
#### August W. L. Rothenberg, Respondent, v. Josephine F. Collins, as Administratrix, etc., of Newton Collins, Deceased, Appellant.

Judgment and order reversed upon the grounds stated by Woodward, J., in *Rothenberg*v. Collins, (161 App. Div. 387), and also upon the ground that the verdict is against the evidence. All concurred, except Howard and Cochrane, JJ., who dissented.
§ 1217.2 Requirements for toddler beds. Each toddler bed shall comply with all applicable provisions of ASTM F1821-19ε 1, Standard Consumer Safety Specification for Toddler Beds, approved June 1, 2019. The Director of the Federal Register approves the incorporation by reference listed in this section in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You may obtain a copy of this ASTM standard from ASTM International, 100 Barr Harbor Drive, P.O. Box C700, West Conshohocken, PA 19428-2959 USA; phone: 610-832-9585; *www.astm.org .* You may inspect a copy at the Division of the Secretariat, U.S. Consumer Product Safety Commission, Room 820, 4330 East West Highway, Bethesda, MD 20814, telephone 301-504-7923, or at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email *fedreg.legal@nara.gov ,* or go to: *www.archives.gov/federal-register/cfr/ibr-locations.html .* [84 FR 57318, Oct. 25, 2019]
Source scales vary, and accuracy of the final land cover has not been assessed. 

Lakes are associated with facilities. Honker and Energy Lakes are also wildlife 

refuges. All Research Natural Areas and State Natural Areas lie within the Core 

areas. Core acreages are based on GIS data, not previously published. Closed 

facilities under administrative areas include Duncan Wildlife Restoration Area, 

Empire Farm, Youth Station, Lookout Tower, and Silo Overlook.

Disclaimer

Alternative Land Prescription Areas

NATIONAL RECREATION AREA

Between Lakes The

SOUTH

Z

Other Features

Road Level

Water

1

2

3

4

5

Legend

Subcategories to RX Areas

State Natural Area

Natural Resource Areas

Core Areas

Wildlife Refuge

Wetlands

Environmental Education &

Developed Recreation Areas

Developed Recreation

Environmental Education

Turkey Bay OHV

Administrative Areas

Administration

Communications

Utility Corridor

Prepared by US Forest Service, Land Between The Lakes

GIS Laboratory, September 2004

General Forest

012

Miles

 ̄

Nature Watch Demo
Exhibit 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of ARC Corporate Realty Trust, Inc. (ACRT) on Form 10-Q for the period ending June 30, 2007 as filed with the
Securities and Exchange Commission on the date hereof (the Report), I, Robert J. Ambrosi, Chief Executive Officer of ACRT, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, that



| | (1) | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ---------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of ACRT.
| | --- | --------------------------------------------------------------------------------------------------------------------------------------------



|                       
|-----------------------
|/s/ Robert J. Ambrosi  
|Robert J. Ambrosi      
|Chief Executive Officer
|August 14, 2007
§ 201.321 Evidence: Objections and offers of proof. ( a ) *Objections.* Objections to the admission or exclusion of evidence must be made on the record and shall be in short form, stating the grounds relied upon. Exceptions to any ruling thereon by the hearing officer need not be noted at the time of the ruling. Such exceptions will be deemed waived on appeal to the Commission, however, unless raised: ( 1 ) Pursuant to interlocutory review in accordance with § 201.400;
( 2 ) In a proposed finding or conclusion filed pursuant to § 201.340; or
( 3 ) In a petition for Commission review of an initial decision filed in accordance with § 201.410.
( b ) *Offers of proof.* Whenever evidence is excluded from the record, the party offering such evidence may make an offer of proof, which shall be included in the record. Excluded material shall be retained pursuant to § 201.350(b).
MINUTES OF THE GOVERNING BOARD

OF THE ANTELOPE VALLEY AIR QUALITY MANAGEMENT DISTRICT

LANCASTER, CALIFORNIA

AGENDA ITEM 

DATE: March 18, 2014

RECOMMENDATION: Set date of April 15, 2014 to conduct a public hearing to 

consider the amendment of Rule 701 - Air Pollution Emergency Contingency Actions and 

approval of CEQA documentation.

SUMMARY: This item officially sets the date for the mandatory public hearing to be 

held on the Amendment of Rule 701. The proposed amendment to Rule 701 will provide 

administrative cleanup of this rule by replacing out-of-date references and updating rule 

format.

BACKGROUND: The Antelope Valley Air Pollution Control District (AVAPCD) was 

created by statute on July 1, 1997, with a jurisdiction of the Los Angeles County portion 

of the South Coast Air Quality Management District (SCAQMD) that was not within the 

South Coast Air Basin. SCAQMD rules in effect in the AVAPCD remained in effect 

until the AVAPCD Governing Board superseded or amended them. On January 1, 2002 

the AVAQMD was formed pursuant to statute to replace the AVAPCD (Health & Safety 

Code §§41300 et seq.). The rules of the AVAPCD also remain in effect until the 

AVAQMD Governing Board supersedes or amends them

The proposed amendments to Rule 701 Air Pollution Emergency Contingency Actions

will provide administrative cleanup of this rule by replacing out-of-date references, 

updating rule format and adjusting Episode Criteria for PM.

This action was previously noticed by publication December 20, 2013, but no action was 

taken.

A Notice of Exemption, Categorical Exemption (Class 8; 14 Cal. Code Reg. §15308) will 

be prepared by the AVAQMD for the Amendment of Rule 701 pursuant to the 

requirements of CEQA.

REASON FOR RECOMMENDATION: Health & Safety Code §§40702 and 40703 

require the Governing Board to hold a public hearing before adopting rules and 

regulations. Also, 42 U.S.C. §7410(l) (FCAA §110(l)) requires that all SIP revisions be 

adopted after public notice and hearing.

Cc:Barbara Lods
MINUTES OF THE GOVERNING BOARD

OF THE ANTELOPE VALLEY AIR QUALITY MANAGEMENT DISTRICT

LANCASTER, CALIFORNIA

AGENDA ITEM PAGE 2

REVIEW BY OTHERS: This item was reviewed as to legal form by Karen Nowak, District 

Counsel and by Eldon Heaston, Executive Director on or before March 26, 2014.

FINANCIAL DATA: No increase in appropriation is anticipated.

PRESENTER: Bret Banks, Operations Manager
#### §§ 149.131-149.139 [Reserved]