alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
FORM 13F COVER PAGE

Report for the Calendar Year or Quarter Ended: September 30, 2002

Check here if Amendment [   ]; Amendment Number:
This Amendment (Check only one.):  [   ]  is a restatement.
                                   [   ] adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:    Continental Assurance Company
Address: CNA Plaza
         Chicago, Il 60685


13F File Number: 28-386

The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.


Person Signing this Report on Behalf of Reporting Manager:

Name:  Lynne Gugenheim
Title: Senior Vice President and Deputy General Counsel
Phone: (312) 822 4921
Signature, Place, and Date of Signing:
November 8,2002
Chicago, Illinois,60685
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934

Report Type (Check only one.):

 [    ]              13F HOLDINGS REPORT.

 [ x  ]              13F NOTICE.

 [    ]              13F COMBINATION REPORT.

List of Other Managers Reporting for this Manager:

The securities on which Continental Assurance Company exercises
shared investment discretion have been reported upon by CNA Financial
Corporation on behalf of Continental Assurance Company.
<Page>
§ 230.496 Contents of prospectus and statement of additional information used after nine months. In the case of a registration statement filed on Form N-1A (§§ 239.15A and 274.11A of this chapter), Form N-2 (§§ 239.14 and 274.11a-1 of this chapter), Form N-3 (§§ 239.17a and 274.11b of this chapter), Form N-4 (§§ 239.17b and 274.11c of this chapter), or Form N-6 (§§ 239.17c and 274.11d of this chapter), there may be omitted from any prospectus or Statement of Additional Information used more than nine months after the effective date of the registration statement any information previously required to be contained in the prospectus or the Statement of Additional Information insofar as later information covering the same subjects, including the latest available certified financial statements, as of a date not more than 16 months prior to the use of the prospectus or the Statement of Additional Information is contained therein. Note 1 to § 230.496 :
For a discussion of the effectiveness of a registration statement relating to certain discontinued contracts subject to a Commission position as of July 1, 2020, see Investment Company Release No. 33814 (March 11, 2020).
[85 FR 26093, May 1, 2020]
### IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 16

- 50132 Conference Calendar

UNITED STATES OF AMERICA,

Plaintiff

- Appellee

v.

JOSE ENRIQUE ESTRADA

,

Defendant

- Appellant

Appeal s from the United States District Court for the Western District of Texas USDC No. 2:08

- CR

- 1214

- 1

Before HIGGINBOTHAM, JONES, and HIGGINSON, Circuit Judges.

PER CURIAM: *

The Federal Public Defender appointed to represent Jose Enrique

Estrada has moved for leave to withdraw and has filed a brief in accordance

with Anders v. California , 386 U.S. 738 (1967), and United States v. Flores , 632
F.3d 229 (5th Cir. 2011). Estrada h a s not filed a respo nse. We have reviewed
counsel’s brief and the relevant portions of the record reflected therein. We
concur with counsel’s assessment that the appeal presents no nonfrivolous

* Pursuant to 5 TH C IR

. R. 47.5 , the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5 TH C IR

. R. 47.5.4. United States Court of Appeals Fifth Circuit 

### FILED
October 18 , 2016

Lyle W. Cayce Clerk Case: 16-50132 Document: 00513722452 Page: 1 Date Filed: 10/18/2016No. 16

- 50132

2 issue for appellate review. Accordingly, counsel’s motion for leave to withdraw
is GRANTED, counsel is excused from further responsibilities herein, and the

APPEAL IS DISMISSED. See 5 TH C IR

. R. 42.2. Case: 16-50132 Document: 00513722452 Page: 2 Date Filed: 10/18/2016
#### § 10.35 Permission to state views.

Any person may, in the discretion of the Administrative Law Judge be permitted to file a memorandum or make an oral statement of his views, and the Administrative Law Judge may, in his discretion, accept for the record written communications received from any person.
### §14163e. Transferred

#### **Editorial Notes**

#### Codification

Section 14163e was editorially reclassified as section 60306 of Title 34, Crime Control and Law Enforcement.
#### § 210.12-25 Supplementary profit and loss information.

| Column A—Item1 | Column B—Charged to investment expense | Column C—Charged to other accounts | | Column D—Total |
| --- | --- | --- | --- | --- |
| (1)—Account | (2)—Amount |
| 1. Legal expenses (including those in connection with any matter, measure or proceeding before legislative bodies, officers or government departments) | | | | |
| 2. Advertising and publicity | | | | |
| 3. Sales promotion2 | | | | |
| 4. Payments directly and indirectly to trade associations and service organizations, and contributions to other organizations | | | | |
| | | | | |
| --- | --- | --- | --- | --- |
| 1 Amounts resulting from transactions with affiliates shall be stated separately. | | | | |
| 2 State separately each category of expense representing more than 5 percent of the total expense shown under this item. | | | | |
§ 201.120 Ex parte communications. ( a ) Except to the extent required for the disposition of *ex parte* matters as authorized by law, the person presiding over an evidentiary hearing may not: ( 1 ) Consult a person or party on a fact in issue, unless on notice and opportunity for all parties to participate; or
( 2 ) Be responsible to or subject to the supervision or direction of an employee or agent engaged in the performance of investigative or prosecuting functions for the Commission.
( b ) The Commission's code of behavior regarding *ex parte* communications between persons outside the Commission and decisional employees, 17 CFR 200.110 through 200.114, governs other prohibited communications during a proceeding conducted under the Rules of Practice.
###### Editorial Note on Part 240

#### Editorial Note:

Nomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.

#### § 240.15b1-4 Registration of fiduciaries.

The registration of a broker or dealer shall be deemed to be the registration of any executor, administrator, guardian, conservator, assignee for the benefit of creditors, receiver, trustee in insolvency or bankruptcy, or other fiduciary, appointed or qualified by order, judgment, or decree of a court of competent jurisdiction to continue the business of such registered broker or dealer; *Provided,* That such fiduciary files with the Commission, within 30 days after entering upon the performance of his duties, a statement setting forth as to such fiduciary substantially the information required by Form BD.

(Secs. 15, 17, 48 Stat. 895, as amended, 897 as amended; 15 U.S.C. 78*o,* 78q)

[19 FR 1041, Feb. 24, 1954. Redesignated at 30 FR 11851, Sept. 16, 1965]
Exhibit 32.1
 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
  (a)
    
    the Report fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934, as amended; and
 (b)
    
    the information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of the Company.
 Date: August 14, 2008
    By:
    /s/ Glenn M. Parker, M.D.Glenn M. Parker, M.D.Chief Executive Officer
(Principal Executive Officer)Date: August 14, 2008
    By:
    /s/ Bryan HappBryan HappChief Financial Officer
(Principal Financial Officer)
Order entered July 7 , 2014

In The 

## Court of Appeals **Fifth District of Texas at Dallas**
No. 05
- 14
- 00849
- CV CHRISTI CHAPMAN, Appellant
V. XEN THI TRAN, Appellee On Appeal from the 160th Judicial District Court Dallas County, Texas Trial Court Cause No . DC
- 13
- 14119 

### O RDER Before the Court is appellant’s motion for extension to file notice of appeal. Based on the record before the Court, the Court GRANTS the motion. Appellant’s June 27 , 2014 notice of appeal shall be considered timely filed

.
/s/ ADA B ROWN JUSTICE
! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # 
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # !
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # "
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # #
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # $
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # %
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # &
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # '
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # (
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # )
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # 
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # !
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # "
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # #
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # $
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # %
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # &
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # '
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # (
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! )
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! 
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! !
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! "
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! #
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! $
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! %
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! &
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! '
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # ! (
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " )
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " 
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " !
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " "
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " #
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " $
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " %
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " &
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " '
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # " (
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # )
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # 
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # !
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # "
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # #
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # $
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # %
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # &
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # '
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # # (
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # $ )
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # $ 

2 3 * 4/ '3 2 3. 5 . 6 . 7 8 3 '6
 ! "# $ & ' () * + , -*./ * '+ # 0 , 1 # # $ !

9 3: (; <3 = > ? @ A = B = > @C D E B = A E F B @ G @ B B H C = > ?

B H E H > > = B D D I J > H E D E I > ? & #K & H B L M @ A J = > = > M

> @C D E ? F H N F M M D F H L ? > H H O I D M @D P P = M @> G D E = N H
# National Consumer Protection Week, 2004

Every day, America's consumers conduct millions of financial transactions. During National Consumer Protection Week, we recognize those who help to safeguard our citizens from consumer fraud, and we encourage all Americans to be informed consumers. This year's theme, “Financial Literacy: Earning a Lifetime of Dividends,” highlights the importance of financial education to consumer protection.

The Federal Government provides many educational resources and programs to help protect Americans against fraud by giving them information about their options in the marketplace. The Federal Trade Commission and more than 100 other Federal agencies have collaborated on a website, www.consumer.gov, which provides helpful information ranging from how credit ratings work to how to buy a new car. The Department of the Treasury has also established an Office of Financial Education to oversee inter agency efforts to coordinate and expand financial education initiatives.

In addition, my Administration is working to expand financial literacy for potential homeowners. We have doubled the funds for housing and financial counseling services, including those run by faith-based and community groups, and we are distributing millions of dollars in grants to national, State, and local organizations that promote home buyer education and counseling. The Department of Housing and Urban Development is also collaborating with the Federal Deposit Insurance Corporation to expand the “Money Smart” financial education program in public housing. Education about the home-buying process not only protects our citizens from consumer fraud, but also empowers them to achieve their dreams.

                        NOW, THEREFORE, I, GEORGE W. BUSH, President of the United States of America, by virtue of the authority vested in me by the Constitution and laws of the United States, do hereby proclaim February 1 through February 7, 2004, as National Consumer Protection Week. I call upon government officials, industry leaders, and consumer advocates to provide consumers with information about the lifetime benefits of financial literacy, and I encourage all citizens to take advantage of the resources that can help them become responsible consumers, savers, and investors.                              ( print page 5678)    

IN WITNESS WHEREOF, I have hereunto set my hand this second day of February, in the year of our Lord two thousand four, and of the Independence of the United States of America the two hundred and twenty-eighth. 

[FR Doc. 04-2667

Billing code 3195-01-P
exv10w9



 





Exhibit
10.9



AMENDMENT TO S-76 NEW HELICOPTER SALES AGREEMENT



THIS AMENDMENT, dated as of the Acceptance Date stated below, by and between the Sikorsky
Contracting Entity (“Sikorsky”) named below and the Buyer named below, hereby amends the S-76 New
Helicopter Sales Agreement between the parties as follows:




     1. Definitions/Information for this Amendment



	 	 	 
	Buyer:

	 	Offshore Logistics, Inc.
	Sikorsky Contracting Entity:

	 	Sikorksy Aircraft Corporation
	Sikorsky Contract No.:

	 	S76TD02065
	Amendment No.:

	 	8






     2. Amendment — Amend the S-76 Sales Agreements as follows:



     A. Configuration



     Revised Exhibit A, FOR THE 12th AIRCRAFT ONLY, as follows:



     1. Add — 9010 Eaton Fuzz Burner (1K7707) — Pulsed Electric Engine Chip Detector System.



     B. Payment Schedule



     Delete Section III.1. Table 1 and substitute with the following:



TABLE 1

Payment Schedule




*




     C. Aircraft Price



     Delete Section III.2. Table 2 and substitute with the following:



TABLE 2

Helicopter Unit Price




*





	3.	 	Reaffirmation — Except as modified above, all of the
provisions of the Agreement remain the same, and the
Agreement as modified hereby, is reaffirmed.





     IN WITNESS WHEREOF, this Amendment has been executed by each party’s authorized
representative.



	 	 	 
	Offshore Logistics, Inc.:

	 	Sikorsky Aircraft Corporation:
	By: /s/ Michael R. Suldo

	 	By: /s/ Marc Poland
	Name: Michael R. Suldo

	 	Name: Marc B. Poland
	Title: General Mananger

	 	Title: Director, Business Operations
	Date: May 3, 2005

	 	Date: May 5, 2005






 









 






AIRCRAFT ENVELOPE




image not included




WEIGHT BREAKDOWN




 




			
	MODEL: S76C+
	 	PAR
	CUSTOMER: PASSENGER — Air Logistics
	 	02 000 0
	MISSION: 12 PASSENGER	 	 






	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	WEIGHT	 	 	 	 	 	 	 
	 	 	(LBS)	 	 	ARM (IN.)	 	 	MOMENT LBIN.	 
	WEIGHT EMPTY — Green Ship
	 	 	6534	 	 	 	214.3	 	 	 	1400236	 
	WEIGHT EMPTY EQUIPPED
	 	 	7217	 	 	 	212.6	 	 	 	1542039	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	PILOT & COPILOT
	 	 	400	 	 	 	102.5	 	 	 	41000	 
	ENGINE OIL
	 	 	21	 	 	 	231.0	 	 	 	4851	 
	WINDSHIELD WASHER FLUID
	 	 	6	 	 	 	54.0	 	 	 	324	 
	MANUAL & SUPPLIES
	 	 	15	 	 	 	102.5	 	 	 	1538	 
	LIFE VESTS COCKPIT
	 	 	4	 	 	 	122.0	 	 	 	488	 
	LIFE VESTS 12 PASSENGERS
	 	 	24	 	 	 	164.1	 	 	 	3938	 
	CABIN RAFT
	 	 	100	 	 	 	166.1	 	 	 	16610	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	BASIC WEIGHT
	 	 	7823	 	 	 	205.9	 	 	 	1610788	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	4 PAX FWD
	 	 	800	 	 	 	135.5	 	 	 	108400	 
	4 PAX MID
	 	 	800	 	 	 	166.5	 	 	 	133200	 
	4 PAX AFT
	 	 	800	 	 	 	197.5	 	 	 	158000	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	BAGGAGE
	 	 	180	 	 	 	235.0	 	 	 	42300	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	OPERATIONAL WEIGHT
	 	 	10403	 	 	 	197.3	 	 	 	2052688	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	FUEL MAIN (JET A)
	 	 	1297	 	 	 	216.7	 	 	 	281060	 
	GROSS WEIGHT
	 	 	11700	 	 	 	199.5	 	 	 	2333748	 






     * Redacted pursuant to request for confidential treatment submitted to SEC on October
___, 2005.
FORM 13F COVER PAGE

Report for the Calendar Year or Quarter Ended: December 31, 2002

Check here if Amendment [   ]; Amendment Number:
This Amendment (Check only one.): [   ] is a restatement.
                                  [   ] adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:    Continental Casualty Company
Address: CNA Plaza
	 Chicago, IL 60685


13F File Number:  28-387

The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.


Person Signing this Report on Behalf of Reporting Manager:

Name:  Karla L. Kambic
Title: Vice President and Associate General Counsel
Phone: (312) 822 1337
Signature, Place, and Date of Signing:
February 12,2003
Chicago, Illinois,
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934

Report Type (Check only one.):

 [    ]   13F HOLDINGS REPORT.

 [  x ]   13F NOTICE.

 [    ]   13F COMBINATION REPORT.

List of Other Managers Reporting for this Manager:

The securities on which Continental Casualty Company exercises
shared investment discretion have been reported upon by CNA
Financial Corporation on behalf of Continental Casualty Company.
<Page>
#### § 143.9 Administrative wage garnishment orders.

Whenever an individual owes the United States a delinquent non-tax debt arising from activities under the Commission's jurisdiction, the Commission, or another federal agency collecting the debt on behalf of the Commission, may initiate administrative proceedings to garnish the disposable income of the delinquent debtor in accordance with the requirements of, and the procedures set forth in, 31 CFR 285.11. The Commission's use of other debt-collection measures set forth in subpart A of this part does not preclude the initiation of an administrative wage garnishment proceeding against a delinquent debtor.
#### A. Robert Giordano, Appellant, v Valhalla Heating Plant, Respondent.

[820 NYS2d 805]

In an action to recover damages, inter alia, for breach of contract, the plaintiff appeals from an order of the Supreme Court, Westchester County (Barone, J.), dated August 11, 2005, which granted the defendant’s motion to dismiss the complaint as time-barred and denied his cross motion for leave to amend the caption and the complaint, and to consolidate the action with other actions.

Ordered that the order is affirmed, with costs.

The Supreme Court properly granted the defendant’s motion to dismiss the complaint, and properly denied the plaintiff’s cross motion *(see Giordano v Westchester County Dept. of Parks, Recreation & Conservation,*32 AD3d 897 [2006] [decided herewith]). Prudenti, P.J., Adams, Rivera and Lifson, JJ., concur.
##### 



Exhibit 31.1 CERTIFICATION
Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, David Gladstone, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gladstone
Commercial Corporation; 2. Based on my knowledge, this quarterly report does not contain any
untrue statement of a material fact or omit to state a material fact necessary
to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this
quarterly report; 3. Based on my knowledge, the financial statements, and other financial
information included in this quarterly report, fairly present in all material
respects the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this quarterly report; 4. The registrants other certifying officer(s) and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have: a) designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our supervision, to
ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities,
particularly during the period in which this quarterly report is being
prepared; b) evaluated the effectiveness of the registrants disclosure controls and
procedures and presented in this quarterly report our conclusions about the
effectiveness of the disclosure controls and procedures as of the end of the
period covered by this report based on such evaluation; and c) disclosed in this report any changes in the registrants internal
control over financial reporting that occurred during the registrants most
recent fiscal quarter (the registrants fourth fiscal quarter in the case of an
annual report) that has materially affected, or is reasonably likely to
materially affect the registrants internal control over financial reporting;
and 5. The registrants other certifying officer(s) and I have disclosed,
based on our most recent evaluation of internal control over financial
reporting, to the registrants auditors and the audit committee of registrants
board of directors (or persons performing the equivalent functions): a) All significant deficiencies and material weaknesses in the design or
operation of internal controls over financial reporting which are reasonably
likely to adversely affect the registrants ability to record, process,
summarize and report financial data; and b) Any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrants internal control over
financial reporting. Date: August 4, 2004 /s/ DAVID GLADSTONE
Response to Comments 

Vegetation Treatments Using Herbicides 

on Bureau of Land Management Lands in 

17 Western States Programmatic 

Environmental Impact Statement 

Volume 3 

Prepared by 

Bureau of Land Management 

Nevada State Office 

Reno, Nevada

June 2007