ARKANSAS STATE BOARD OF HEALTH 

RULES PERTAINING TO 

LEAD - BASED PAINT ACTIVITIES 

Promulgated Under the Authority of 

Ark. Code Ann. §§ 20-27-2401 - 2409. 

By the Arkansas State Board of Health 

Arkansas Department of Health 

Little Rock, Arkansas 

September 29, 2011 
TABLE OF CONTENTS 

SECTION I GENERAL PROVISIONS ............................................................................. 1

(a) Authority ................................................................................................................. 1

(b) Affected facilities, regulated activities and purpose ............................................... 1

(c) Applicability ........................................................................................................... 1

(d) Homeowner exemption ........................................................................................... 2

(e) Scope ....................................................................................................................... 2

(f) Working days and hours ......................................................................................... 2

(g) Applicability of other environmental programs ...................................................... 2

(h) Certification and licensing requirement .................................................................. 2

SECTION II DEFINITIONS ................................................................................................ 2

SECTION III LICENSING PROCEDURES FOR LEAD - BASED PAINT 

ACTIVITIES TRAINING PROVIDERS ................................................................................. 12

(a) Licensing ............................................................................................................... 12

(b) Application process ............................................................................................... 12

(c) Minimum training requirements ........................................................................... 16

(d) Minimum requirements for licensing lead - based paint activities refresher 

training programs .................................................................................................. 18

(e) Reaccreditation of training programs ................................................................... 19

(f) Suspension, revocation, and/or modification of training programs ...................... 20

(g) Training program record keeping requirements ................................................... 20

(h) Notification by training providers ......................................................................... 21

SECTION IV CERTIFICATION OF INDIVIDUALS ENGAGED IN LEAD - BASED 

PAINT ABATEMENT ACTIVITIES PERFORMED ON TARGET HOUSING AND 

CHILD-OCCUPIED FACILITIES ........................................................................................... 22

(a) Requirement for certification ................................................................................ 22

(b) Original certification -- inspector, supervisor, risk assessor ................................. 23

(c) Certification exam ................................................................................................. 25

(d) Original certification – abatement worker and project designer .......................... 25

(e) Reciprocity ............................................................................................................ 26

(f) Documents ............................................................................................................ 26

(g) Expiration .............................................................................................................. 26
(h) Recertification ....................................................................................................... 27

(i) Suspension, revocation, and modification of certification of individuals engaged 

in lead - based paint activities ............................................................................... 27

(j) Appeal ................................................................................................................... 27

SECTION V LICENSING OF CONTRACTORS AND CONSULTANTS ................... 28

(a) Licensing ............................................................................................................... 28

(b) Suspension, revocation, and modification of licensing of firms engaged in lead - 

based paint activities ............................................................................................. 28

(c) Appeal ................................................................................................................... 29

SECTION VI FEES ............................................................................................................... 29

(a) In order to support the costs of operating the lead program in the state of 

Arkansas, the Department will assess the annual fees as described in this chapter:

............................................................................................................................... 29

(b) Any contractor desiring a license to conduct lead abatement activities will be 

assessed an annual fee of $1,200.00 (State, federal, and local governments and 

subdivisions shall be exempt from this fee.); ....................................................... 29

(c) Any consultant desiring a license to participate in lead abatement projects will be 

assessed an annual fee of $1,200.00 (State, federal, and local governments and 

subdivisions shall be exempt from this fee.); ....................................................... 29

(d) Any training provider desiring a license to conduct lead training courses will be 

assessed an annual fee of $900.00; ....................................................................... 29

(e) Any person desiring certification as an inspector, risk assessor, supervisor, or 

project designer for a contractor, consultant, or as an in-house employee will be 

assessed an annual fee of $150.00; ....................................................................... 29

(f) Any person desiring certification as a worker will be assessed an annual fee of 

$35.00; .................................................................................................................. 29

(g) Any NOI filed with the Department will be accompanied by a submittal fee of 

$100.00, including notification of emergencies; .................................................. 29

(h) Any revision of an original NOI required pursuant to § VII(e) shall be 

accompanied by a submittal fee of $50.00 except revisions which notify the 

Department staff of changes in the ending date of the project; ............................ 29

(i) Any individual or firm who misplaces a certification card or license, or loses a 

card or license shall be assessed a fee of $15.00 to replace the original 

certification card or license. .................................................................................. 29

(j) Any individual seeking application to sit for the certification examination in the 

disciplines of risk assessor, supervisor, or inspector shall be assessed a fee of 

$50.00 for each sitting of the examination. .......................................................... 29
SECTION VII NOTIFICATION FOR LEAD - BASED PAINT ABATEMENTS 

PERFORMED ON TARGET HOUSING OR CHILD-OCCUPIED FACILITIES ............ 29

(a) Notification ........................................................................................................... 29

(b) Notification form .................................................................................................. 30

(c) Waiver of notification ........................................................................................... 30

(d) Notice of deficiency .............................................................................................. 32

(e) Revision of notification ........................................................................................ 32

SECTION VIII WORK PRACTICE STANDARDS FOR LEAD - BASED PAINT 

ACTIVITIES CONDUCTED IN TARGET HOUSING OR CHILD - OCCUPIED 

FACILITIES 32

(a) Work practice standards ........................................................................................ 32

(b) Inspection of target housing and child-occupied facilities for the presence of lead 

- based paint .......................................................................................................... 33

(c) Performance of a lead - hazard screen for the presence of lead - based paint on 

target housing or child-occupied facilities ............................................................ 35

(d) Performance of a risk assessment for the presence of lead - based paint and lead - 

based paint hazards on target housing or child-occupied facilities ...................... 37

(e) Abatement ............................................................................................................. 39

(f) Collection and laboratory analysis of samples ..................................................... 43

(g) Composite dust sampling ...................................................................................... 43

(h) Determinations ...................................................................................................... 44

(i) Recordkeeping ...................................................................................................... 45

SECTION IX ENFORCEMENT ......................................................................................... 45

(a) Violations .............................................................................................................. 45

(b) Appeal ................................................................................................................... 49

(c) Penalty assessment ................................................................................................ 50

SECTION X EFFECTIVE DATES ................................................................................... 50

(a) Training programs ................................................................................................. 50

(b) Individuals ............................................................................................................ 50

(c) Contractors or consultants .................................................................................... 51

(d) Work practice standards ........................................................................................ 51
1 

RULES PERTAINING TO LEAD - BASED PAINT ACTIVITIES 

SECTION I GENERAL PROVISIONS 

(a) Authority 

The following rules of the Arkansas Board of Health are adopted pursuant to the Lead - Based 

Paint Hazard Act of 2011 (Ark. Code Ann. §§ 20-27-2401 - 2409) hereinafter referred to as the 

Act. These rules shall be known as the Rules Pertaining to Lead - Based Paint Activities. 

(b) Affected facilities, regulated activities and purpose 

(1) This rule affects two types of facilities, target housing and child-occupied 

facilities. 

(2) This rule addresses lead - based paint activities which include the following: 

(A) inspection -- as defined by this rule, 

(B) lead-hazard screen; 

(C) risk assessment -- as defined by this rule, and 

(D) abatement -- as defined by this rule. 

(3) The purpose of this rule is to do the following: 

(A) Establish procedures and requirements for the licensing of lead - based 

paint activities training programs, 

(B) Establish procedures and requirements for the licensing of lead - based 

paint activities contractors and consultants, 

(C) Establish procedures and requirements for the certification of individuals 

engaged in lead - based paint activities, 

(D) Establish work practice standards for performing lead - based paint 

activities, 

(E) Require that all lead - based paint activities performed in target housing or 

child-occupied facilities be performed by a licensed lead - based paint 

consultant or contractor and certified individuals. 

(c) Applicability 

(1) This rule applies to all lead - based paint activities, as defined by this rule, 

conducted in target housing or child-occupied facilities. 

(2) This rule applies to each department, agency, and instrumentality of the 

executive, legislative, and judicial branches of the Federal government having 

jurisdiction over any property or facility, or engaged in any activity resulting, or 

which may result, in a lead - based paint hazard; and each officer, agent, or 

employee thereof shall be subject to, and comply with, all Federal, state, 

interstate, and local requirements, both substantive and procedural, including the 

requirements of this rule regarding lead - based paint, lead - based paint activities, 
2 

and lead - based paint hazards. 

(d) Homeowner exemption 

(1) The provisions of this rule do not apply to persons who perform lead - based paint 

activities, as defined by this rule, within residential dwellings that they own, 

except in the following circumstances: 

(A) The residential dwelling is occupied by a person or persons other than the 

owner or the owner’s immediate family while the lead - based paint 

activities are being performed; or 

(B) A child resides in the residential dwelling who has been identified as 

having an elevated blood lead level. 

(e) Scope 

Nothing in this rule requires that the owner or occupant undertake any particular lead - based 

paint activity. The provisions of this rule establish specific requirements for performing lead - 

based paint activities should the lead - based paint activities be undertaken. As mentioned above, 

homeowners are not required to undertake any particular lead - based paint activity and they are 

exempt from the requirements of this rule except as provided in Section I(d). 

(f) Working days and hours 

For purpose of submissions required by this rule, any submissions sent to the Department on a 

weekend or legal holiday shall be receipted as received on the first working day following the 

weekend or legal holiday. Also for purposes of this rule, a working day shall include the period 

of time between 8:00 a.m. and 4:30 p.m. 

(g) Applicability of other environmental programs 

Nothing in this rule precludes the application of other state or federal environmental ordinances, 

statutes, or rules (including the Clean Air Act, Resource Conservation, and Recovery Act 

(RCRA), and the Clean Water Act and any permits required under these acts). 

(h) Certification and licensing requirement 

(1) All lead - based paint activities, as defined by this rule, which are performed on 

target housing or child-occupied facilities must be performed by the following 

individuals certified in the particular disciplines set forth in this rule who are: 

(A) Employed by a licensed contractor or licensed consultant for that 

particular lead - based paint activity; or 

(B) Employed as an in-house employee for that particular lead - based paint 

activity. 

SECTION II DEFINITIONS 

1. “40 CFR” means Title 40 of the Code of Federal Rules. 

2. “Abatement” means any measure or set of measures designed to permanently eliminate 

lead - based paint hazards. Abatement includes, but is not limited to: 

(1) The removal of paint and dust, the permanent enclosure or encapsulation of lead - 
3 

based paint, the replacement of painted surfaces or fixtures, or the removal or 

permanent covering of soil, when lead - based paint hazards are present in such 

paint, dust or soil; and 

(2) All preparation, cleanup, disposal, and post-abatement clearance testing activities 

associated with such measures. 

(3) Specifically, abatement includes, but is not limited to: 

(A) Projects for which there is a written contract or other documentation, 

which provides that an individual or contractor or consultant will be 

conducting activities in or to a target house or child-occupied facility that: 

(i) Shall result in the permanent elimination of lead - based paint 

hazards; or 

(ii) Are designed to permanently eliminate lead - based paint hazards 

and are described in the above-referenced paragraphs (1) and (2) of 

this definition. 

(B) Projects resulting in the permanent elimination of lead - based paint 

hazards, conducted by contractors or consultants licensed in accordance 

with the provisions of this rule and individuals certified pursuant to the 

provisions of this rule, unless such projects are addressed by paragraph (4) 

of this definition. 

(C) Projects resulting in the permanent elimination of lead - based paint 

hazards, conducted by contractors or consultants or individuals who, 

through their company name or promotional literature, represent, 

advertise, bid, or hold themselves out to be in the business of performing 

lead - based paint activities as identified and defined by this rule, unless 

such projects are covered by paragraph (4) of this definition. 

(D) Projects resulting in the permanent elimination of lead - based paint 

hazards, that are conducted in response to Federal, state or local abatement 

orders. 

(4) Abatement does not include renovations, remodeling, landscaping or other 

activities, when such activities are not designed to permanently eliminate lead - 

based paint hazards, but instead are designed to repair, restore, or remodel a given 

structure or dwelling, even though these activities may incidentally result in a 

reduction or elimination of lead - based paint hazards. Furthermore, abatement 

does not include interim controls, operations and maintenance activities, or other 

measures and activities designed to temporarily, but not permanently, reduce lead 

- based paint hazards. 

3. “Act” means the Lead - Based Paint-Hazard Act of 2011 codified at Ark. Code Ann. § 

20-27-2401, et seq. 

4. “Adequate quality control” means a plan or design which ensures the authenticity, 

integrity, and accuracy of samples, including dust, soil, and paint chip or paint film samples. 

Adequate quality control also includes provisions for representative sampling. 
4 

5. “Administrative Procedure Act” means the Arkansas Administrative Procedure Act 

codified at Ark. Code Ann. § 25-15-201, et seq. 

6. “Arithmetic mean” means the algebraic sum of data values divided by the number of data 

values (for example, the sum of the concentration of lead in several soil samples divided by the 

number of samples). 

7. “Beginning date” means the calendar date when a lead - based paint abatement activity 

project begins (including all on-site worksite preparation). 

8. “Board” means the Arkansas State Board of Health. 

9. “Certificate” means a document issued by the Department to any individual who 

complies with all the certification requirements, including proof of passing a licensed lead - 

based paint activities training program, or a training program which has been accredited by EPA 

or a state or Indian Tribal program which has been approved by EPA pursuant to Title 40 (40) of 

the Code of Federal Rules (CFR) Section 745.324, in the appropriate discipline, payment of the 

appropriate fee, and proof of passage of the appropriate certification examination -- if required, 

as set out in this rule. 

10. “Certified abatement worker” means an individual who has been trained by a licensed 

lead - based paint activities training program, as defined by this rule, or a training program which 

has been accredited by EPA or a state or Indian Tribal program which has been approved by 

EPA pursuant to 40 CFR Section 745.324 and the individual has been certified by the 

Department to perform lead - based paint abatements. A certified abatement worker must 

perform lead - based paint abatements for a licensed contractor or consultant, or as an in-house 

employee. 

11. “Certified inspector” means an individual who has been trained by a licensed training 

program, as defined by this rule, or a training program which has been accredited by EPA or a 

state or Indian Tribal program which has been approved by EPA pursuant to 40 CFR Section 

745.324 and the individual has been certified by the Department to conduct lead - based paint 

inspections. A certified inspector also samples for the presence of lead in dust and soil for the 

purposes of lead - based paint abatement clearance testing. A certified inspector must perform 

lead - based paint inspections for a licensed contractor or consultant, or as an in-house employee. 

12. “Certified project designer” means an individual who has been trained by a licensed 

training program, as defined by this rule, or a training program which has been accredited by 

EPA or a state or Indian Tribal program which has been approved by EPA pursuant to 40 CFR 

Section 745.324 and the individual has been certified by the Department to prepare lead - based 

paint abatement project designs, occupant protection plans, and abatement reports. A certified 

project designer must perform lead - based paint project designs, occupant protection plans, and 

abatement reports for a licensed contractor or consultant, or as an in-house employee. 

13. “Certified risk assessor” means an individual who has been trained by a licensed training 

program as defined by this rule, or a training program which has been accredited by EPA or a 

state or Indian Tribal program which has been approved by EPA pursuant to 40 CFR Section 

745.324, and the individual has been certified by the Department to conduct lead - based paint 

risk assessments and also sample for the presence of lead in dust and soil for the purpose of 

abatement clearance testing. A certified risk assessor must perform lead - based paint risk 
5 

assessments and sampling for lead in dust and soil for the purposes of abatement clearance 

testing for a licensed contractor or consultant, or as an in-house employee. 

14. “Certified supervisor” means an individual who has been trained by a licensed training 

program as defined by this rule, or a training program which has been accredited by EPA or a 

state or Indian Tribal program which has been approved by EPA pursuant to 40 CFR Section 

745.324 and the individual has been certified by the Department to conduct and supervise 

abatements, and to prepare occupant protection plans and abatement reports. A certified 

supervisor must conduct and supervise lead - based paint abatements, and must prepare occupant 

protection plans and abatement reports for a licensed contractor or consultant, or as an in-house 

employee. 

15. “Certification exam” means an examination in which an individual demonstrates 

proficiency as an inspector, risk assessor, or supervisor. The examination is administered upon 

proof of passage of the appropriate course, including course exam, and any other requirements. 

Passage of this examination is required for all new applicants in these disciplines and new 

applicants will not be approved until proof of passage of this examination. 

16. “Chewable surface” means an interior or exterior surface painted with lead - based paint 

that a young child can mouth or chew. A chewable surface is the same as an “accessible 

surface” as defined in Title 42 (42) United States Code (U.S.C.) Section 4851b(2). Hard metal 

substrates and other materials that cannot be dented by the bite of a young child are not 

considered chewable. 

17. “Child-occupied facility” means a building or portion of a building constructed prior to 

1978, visited regularly by the same child, age six years or younger on at least two different days 

within any week (Sunday through Saturday period), provided that each day’s visit lasts at least 

three hours and the combined weekly visit lasts at least six hours, and the combined annual visits 

last at least 60 hours. Child-occupied facilities may include, but are not limited to, day-care 

centers, preschools and kindergarten classrooms. 

18. “Clearance levels” means values that indicate the maximum amount of lead permitted in 

dust on a surface following completion of a lead - based paint abatement activity. 

19. “Common area” means a portion of a building generally accessible to all occupants 

including but not limited to hallways, stairways, laundry and recreational rooms, playgrounds, 

community centers, garages and boundary fences. 

20. “Common area group” means a group of common areas that are similar in design, 

construction, and function. Common area groups include, but are not limited to hallways, 

stairwells, and laundry rooms. 

21. “Component or building component” means specific design or structural elements or 

fixtures of a building, residential dwelling, or child-occupied facility that are distinguished from 

each other by form, function and location. These include, but are not limited to, interior 

components such as: ceilings, crown moldings, walls, chair rails, doors, door trim, floors, 

fireplaces, radiators, and other heating units, shelves, shelf supports, stair treads, stair risers, stair 

stringers, newel posts, railing caps, balustrades, windows and trim (including sashes, window 

heads, jambs, sills, or stools and troughs), built-in cabinets, columns, beams, bathroom vanities, 

countertops, and air conditioners; and exterior components such as: painted roofing, chimneys, 
6 

flashing, gutters and down spouts, ceilings, soffits, fascias, rake boards, corner boards, 

bulkheads, doors and door trim, fences, floors, joists, lattice work, railings and railing caps, 

siding, handrails, stair risers and treads, stair stringers, columns, balustrades, window sills or 

stools and troughs, casing, sashes and wells, and air conditioners. 

22. “Concentration” means the relative content of a specific substance contained within a 

larger mass, such as the amount of lead (in micrograms per gram or parts per million by weight) 

in a sample of dust or soil. 

23. “Containment” means a process to protect the environment by controlling exposures to 

the lead-contaminated dust and debris created during an abatement. 

24. “Course agenda” means an outline of the key topics to be covered during a training 

course, including the time allotted to teach each topic. 

25. “Course test” means an evaluation of the overall effectiveness of the training which shall 

test the trainees’ knowledge and retention of the topics covered during the course. The course 

test is administered by the lead - based paint activities training provider upon successful 

completion of the training course. A passing score shall be considered 70 percent. 

26. “Course test blueprint” means written documentation identifying the proportion of course 

test questions devoted to each major topic in the course curriculum. 

27. “Department” means the Arkansas Department of Health or its successors. 

28. “Deteriorated paint” means any interior or exterior paint or other coating that is peeling, 

chipping, chalking or cracking, or any paint or coating located on an interior or exterior surface 

or fixture that is otherwise damaged or separated from the substrate. 

29. “Director” means the Director of the Arkansas Department of Health or its successor. 

30. “Dripline” means the area within three feet surrounding the perimeter of a building. 

31. “Discipline” means one of the specific types or categories of lead - based paint activities 

identified in this rule for which individuals may receive training from a licensed training 

program, an EPA approved lead - based paint activities training program, or a training program 

which has been approved by a state or Indian Tribal program approved by EPA, and seek 

certification from the Department. For example, “abatement worker” is a discipline. 

32. “Distinct painting history” means the application history, as indicated by its visual 

appearance or a record of application, over time, of paint or other surface coatings to a 

component or room. 

33. “Documented methodologies” means methods or protocols used to sample for the 

presence of lead in paint, dust, and soil. Documented methodologies that are appropriate for this 

rule are found in the following: the U.S. Department of Housing and Urban Development 

(HUD), Guidelines for the Evaluation and Control of Lead - based Paint Hazards in Housing; the 

EPA Guidance on Residential Lead - based Paint, Lead-contaminated Dust, Lead-contaminated 

Soil. 40 F.R. 47248 September, 1995; the EPA Residential Sampling for Lead: Protocols for 

Dust and Soil Sampling, EPA Report Number 747-R-95-001 (March, 1995) and rules, guidance, 

methods or protocols issued by a state or Indian Tribe that are authorized by EPA which are 

submitted to the Director for written approval as provided in this rule. 
7 

34. “Dust-lead hazard” means a surface dust in a residential dwelling or child-occupied 

facility that contains a mass-per-area concentration of lead equal to or exceeding 40 μg/ft2

(micrograms per square foot) on floors or 250 μg/ft2 on interior window sills based on wipe 

samples. 

35. “Elevated Blood Lead Level” (EBL) means an excessive absorption of lead that is a 

confirmed concentration of lead in whole blood of 20 μg/dl (micrograms of lead per deciliter of 

whole blood) for a single venous test or of 15-19 μg/dl in two consecutive tests taken three to 

four months apart. 

36. “Emergency” means an event which may present a danger to human health and the 

environment if the event does not receive immediate attention. 

37. “Encapsulant” means a substance that forms a barrier between lead - based paint and the 

environment using a liquid-applied coating (with or without reinforcement materials) or an 

adhesively bonded covering material. 

38. “Encapsulation” means the application of an encapsulant. 

39. “Enclosure” means the use of rigid, durable construction materials that are mechanically 

fastened to the substrate in order to act as a barrier between lead - based paint and the 

environment. 

40. “Ending date” means the calendar date specified in the Notice of Intent as the date upon 

which lead - based paint abatement activities are completed. 

41. “EPA” means the Federal Environmental Protection Agency. 

42. “Facility” means a child-occupied building or target housing, as defined by this rule. 

43. “Firm” means any company, partnership, corporation, sole proprietorship, association, or 

other business entity, including lead - based paint contractors and consultants. 

44. “F.R.” means Federal Register. 

45. “Friction surface” means an interior or exterior surface that is subject to abrasion or 

friction, including, but not limited to, certain window, floor, and stair surfaces. 

46. “Guest instructors” means an individual designated by the training program manager or 

principal instructor to provide instruction specific to the lecture, hands-on activities, or work 

practice components of a course. 

47. “Hands-on skills assessment” means an evaluation which tests a trainee’s ability to 

satisfactorily perform the work practices and procedures identified in this rule, as well as any 

other skill taught in a lead - based paint training course. 

48. “Hazardous waste” means any waste as defined as hazardous waste in 40 CFR Section 

261.3. 

49. “HUD” means the Federal Department of Housing and Urban Development. 

50. “HUD Guidelines” means the Housing and Urban Development’s Guidelines for 

Evaluation and Control of Lead - based Paint Hazards in Housing. 

51. “Impact surface” means an interior or exterior surface that is subject to damage by 

repeated sudden force such as certain parts of door frames. 
8 

52. “In-house” means a permanent employee. (A permanent employee is not an independent 

contractor employed for purposes of lead - based paint abatement activities.) 

53. “Inspection” means a surface-by-surface investigation to determine the presence of lead - 

based paint and the provision of a written report explaining the results of the investigation. 

Inspections may only be performed by an individual certified as an inspector or risk assessor. 

54. “Interim controls” means a set of measures designed to temporarily reduce human 

exposure or likely exposure to lead - based paint hazards, including specialized cleaning, repairs, 

maintenance, painting, temporary containment, ongoing monitoring of lead - based paint hazards 

or potential hazards, and the establishment and operation of management and resident education 

programs. 

55. “Interior window sill” means the portion of the horizontal window ledge that protrudes 

into the interior of the room. 

56. “Lead - based paint” or “LBP” means paint or other surface coatings that contain lead 

equal to or in excess of 1.0 mg/cm2

 (milligrams per square centimeter) or more than 0.5 percent 

by weight. 

57. “Lead - based paint activities” means, in the case of target housing and child-occupied 

facilities, inspection, risk assessment, and abatement, as defined by this rule. 

58. “Lead - based paint hazard” means hazardous lead - based paint, dust-lead hazard or soillead hazard as identified in this chapter. 

59. “Lead-contaminated dust” means surface dust in target houses or child-occupied facilities 

that contains an area or mass concentration of lead at or in excess of levels identified by the EPA 

pursuant to the Federal Toxic Substances Control Act (TSCA) Section 403. 

60. “Lead-contaminated soil” means bare soil on target house real property and on the 

property of a child-occupied facility that contains lead at or in excess of levels identified by the 

EPA pursuant to TSCA Section 403. 

61. “Lead-hazard screen” means a limited risk assessment activity that involves limited paint 

and dust sampling as described in this rule. A lead-hazard screen may only be performed by an 

individual certified as a risk assessor. 

62. “License” means a document issued by the Department to a lead - based paint consultant, 

contractor, or training provider who has been approved by the Department as meeting all of the 

licensing requirements of this rule. 

63. “Licensed consultant” means a firm, partnership, corporation, sole proprietorship, 

association, or other business entity that performs lead - based paint activities and has been 

issued a license by the Department. 

64. “Licensed contractor” means a firm, partnership, corporation, sole proprietorship, 

association, or other business entity that performs lead - based paint activities and has been 

issued a license by the Department. 

65. “Licensed training provider” means a firm, partnership, corporation, sole proprietorship, 

association, or other business entity that performs lead - based paint training for lead - based 

paint activities and has been licensed by the Department. 
9 

66. “Living area” means any area of a residential dwelling used by one or more children age 

six or younger, including, but not limited to, living rooms, kitchen areas, dens, play rooms, and 

children’s bedrooms. 

67. “Loading” means the quantity of a specific substance present per unit of surface area, 

such as the amount of lead in micrograms contained in the dust collected from a certain surface 

area divided by the surface area in square feet or square meters. 

68. “Mid-yard” means an area of a residential yard approximately midway between the 

dripline of a residential building and the nearest property boundary or between the driplines of a 

residential building and another building on the same property. 

69. “Multi-family dwelling” means a structure that contains more than one separate dwelling 

unit, which is used, or occupied, or intended to be used or occupied, in whole, or in part as the 

home or residence of one or more persons. 

70. “Notice of Deficiency” or “NOD” means a written document which identifies 

deficiencies in a Notice of Intent. 

71. “Notice of Intent” or “NOI” means a written notice document which provides detailed 

information, as prescribed by this rule, and filed with the Department, as prescribed by this rule, 

notifying the Department of lead - based paint abatement activities. 

72. “Notification period” means a set period of time between the submittal of a Notice of 

Intent and the beginning of lead - based paint abatement activities (including all on-site worksite 

preparation). 

73. “Occupant protection plan” means a written document which must be prepared by a 

certified supervisor or certified project designer prior to any lead - based paint abatement activity 

which shall describe the measures and management procedures, as set forth in this rule, that will 

be taken during the abatement to protect the building occupants from exposure to any lead - 

based paint hazards. 

74. “Paint in poor condition” means more than 10 square feet of deteriorated paint on 

exterior components with large surface areas; or more than 2 square feet of deteriorated paint on 

interior components with large surface areas (for example, walls, ceilings, floors, doors); or more 

than 10 percent of the total surface area of the component is deteriorated on interior or exterior 

components with small surface areas (window sills, baseboards, soffits, trim). 

75. “Paint-lead hazard” means any of the following: 

76. Any lead - based paint on a friction surface that is subject to abrasion and where the lead 

dust levels on the nearest horizontal surface underneath the friction surface (for example, the 

window sill, or floor) are equal to or greater than the dust-lead hazard levels defined in this 

chapter. 

77. Any damaged or otherwise deteriorated lead - based paint on an impact surface that is 

caused by impact from a related building component (such as a door knob that knocks into a wall 

or a door that knocks against its door frame). 

78. Any chewable lead - based painted surface on which there is evidence of teeth marks. 

79. Any other deteriorated lead - based paint in any residential building or child-occupied 
10 

facility or on the exterior of any residential building or child-occupied facility. 

80. “Permanently covered soil” means soil which has been separated from human contact by 

the placement of a barrier consisting of solid, relatively impermeable materials, such as 

pavement or concrete. Grass, mulch, and other landscaping materials are not considered 

permanent covering. 

81. “Person” means any individual, firm, partnership, association, corporation, natural or 

judicial person, or any Indian Tribe, state or political subdivision thereof; any interstate body; 

and any department, agency, or instrumentality of the Federal government. 

82. “Play area” means an area of frequent soil contact by children younger than six years of 

age as indicated by, but not limited to, such factors including the following: the presence of play 

equipment (for example, sandboxes, swing sets, and sliding boards), toys, or other children’s 

possessions, observations of play patterns, or information provided by parents, residents, care 

givers, or property owners. 

83. “Principal instructor” means the individual who has the primary responsibility for 

organizing and teaching a particular course. 

84. “RCRA” means the Resource Conservation and Recovery Act. 

85. “Recognized laboratory” means an environmental laboratory recognized by EPA 

pursuant to TSCA Section 405(b) as being capable of performing an analysis for lead 

compounds in paint, soil, and dust. 

86. “Reduction” means measures designed to reduce or eliminate human exposure to lead - 

based paint hazards through methods including interim controls and abatement. 

87. “Residential building” means a building containing one or more residential dwellings. 

88. “Residential dwelling” means (1) a detached single-family dwelling unit, including 

attached structures such as porches and stoops, or (2) a single-family dwelling unit in a structure 

that contains more than one separate residential dwelling unit, which is used or occupied, or 

intended to be used or occupied, in whole or in part, as the home or residence of one or more 

persons. 

89. “Risk assessment” means (1) an on-site investigation to determine the existence, nature, 

severity, and location of lead - based paint hazards, and (2) the provision of a written report by 

the certified risk assessor and the licensed contractor or consultant conducting the risk 

assessment, explaining the results of the investigation and options for reducing lead - based paint 

hazards. Risk assessments may only be performed by individuals certified as risk assessors. 

90. “Room” means a separate part of the inside of a building, such as a bedroom, living 

room, dining room, kitchen, bathroom, laundry room, or utility room. To be considered a 

separate room, the room must be separated from adjoining rooms by built-in walls or archways 

that extend at least six inches from an intersecting wall. Half walls or bookcases count as room 

separators if built-in. Movable or collapsible partitions or partitions consisting solely of shelves 

or cabinets are not considered built-in walls. A screened in porch that is used as a living area is a 

room. 

91. “Soil-lead hazard” means bare soil on residential real property or on the property of a 

child-occupied facility that contains total lead equal to or exceeding 400 parts per million or 
11 

(μg/g) in a play area or average of 1,200 parts per million of bare soil in the rest of the yard 

based on soil samples. 

92. “Soil sample” means a sample collected in a representative location using American 

Society for Testing and Materials (ASTM) test method E1727, “Standard Practice for Field 

Collection of Soil Samples for Lead Determination by Atomic Spectrometry Techniques,” or 

equivalent method. 

93. Target housing” means any housing constructed prior to 1978, except housing for the 

elderly or persons with disabilities (unless any one or more children age six years or younger 

resides or is expected to reside in such housing for the elderly or persons with disabilities) or any 

zero - bedroom dwelling. 

94. “TSCA” means the Federal Toxic Substances Control Act, 15 U.S.C. Sections 2601 to 

2692. 

95. “Training curriculum” means an established set of course topics for instruction in a 

licensed training program for a particular discipline designed to provide specialized knowledge 

and skills. 

96. “Training hour” means at least 50 minutes of actual learning, including but not limited to 

time devoted to lecture, learning activities, small group activities, demonstrations, evaluations, 

and/or hands-on experience. 

97. “Training manager” means the individual responsible for administering a licensed 

training program and monitoring the performance of principal instructors and guest instructors. 

98. “Visual inspection for clearance testing” means the visual examination of a target house 

or a child-occupied facility following an abatement to determine if the abatement has been 

successfully completed. 

99. “Visual inspection for risk assessment” means the visual examination of a target house or 

a child-occupied facility to determine the existence of deteriorated lead - based paint or other 

potential sources of lead - based paint hazards. 

100. “Weighted arithmetic mean” means the arithmetic mean of sample results weighted by 

the number of subsamples in each sample. Its purpose is to give influence to a sample relative to 

the surface area it represents. A single surface sample is comprised of a single subsample. A 

composite sample may contain from two to four subsamples of the same area as each other and 

of each single surface sample in the composite. The weighted arithmetic mean is obtained by 

summing, for all samples, the product of the sample’s result multiplied by the number of 

subsamples in the sample, and dividing the sum by the total number of subsamples contained in 

all samples. For example, the weighted arithmetic mean of a single surface sample containing 60 

μg/ft2

, a composite sample (three subsamples) containing 100 μg/ft2, and a composite sample (4 

subsamples) containing 110 μg/ft2

 is 100 μg/ft2. This result is based on the equation 

[60+(3*100)+(4*110)]/(1+3+4). 

101. “Window trough” means, for a typical double-hung window, the portion of the exterior 

window sill between the interior window sill (or stool) and the frame of the storm window. If 

there is no storm window, the window trough is the area that receives both the upper and lower 

window sashes when they are both lowered. The window trough is sometimes referred to as the 

window “well.” 
12 

102. “Wipe sample” means a sample collected by wiping a representative surface of known 

area, as determined by ASTM test method E1728, “Standard Practice for Field Collection of 

Settled Dust Samples Using Wipe Sampling Methods for Lead Determination by Atomic 

Spectrometry Techniques, or equivalent method, with an acceptable wipe material as defined in 

ASTM test method E1792, “Standard Specification for Wipe Sampling Materials for Lead in 

Surface Dust.” 

103. “μg/dl” means micrograms per deciliter. 

104. “μg/ft2

” means micrograms per square foot. 

105. “μg/g” means micrograms per gram which is equivalent to parts per million. 

SECTION III LICENSING PROCEDURES FOR LEAD - BASED PAINT ACTIVITIES 

TRAINING PROVIDERS 

(a) Licensing 

Lead - based paint training programs must be licensed by the Department to offer or claim to 

offer lead - based paint activities courses or refresher courses in the state of Arkansas in any of 

the following disciplines: inspector, risk assessor, supervisor, project designer, and abatement 

worker. 

(b) Application process 

(1) The application process for lead - based paint activities training provider license 

includes the following: 

(A) A written application submitted to the Department must contain the 

following information: 

(i) The training program’s name, address, and telephone number; 

(ii) A list of courses for which it is applying for licensing, including 

any refresher courses for which the training program is seeking 

licensing; 

(iii) A statement signed by the training program manager certifying 

that: 

(a) the training program meets the requirements established in 

Section III(b)(3), 

(b) the training program is using EPA - recommended model 

training materials, or 

(c) the training program is using training materials approved 

by a state or Indian Tribal program approved by EPA. 

(iv) If a training program does not use EPA-recommended model 

training materials or training materials approved by an authorized 

state or Indian Tribe, its application shall also include: 

(a) A copy of the student and instructor manuals, or other 

materials to be used for each course; and 
13 

(b) A copy of the course agenda for each course. 

(v) All training programs shall include in their application for 

licensing the following: 

(a) A description of the facilities and equipment to be used for 

lecture and hands-on training; 

(b) A copy of the course test blueprint for each course; 

(c) A description of the activities and procedures that will be 

used for conducting the assessment of hands-on skills for 

each course; 

(d) A copy of the quality control plan, as provided in § 

III(b)(3)(J). 

(vi) All appropriate fees; and 

(vii) A completed disclosure statement form provided by the 

Department. 

(2) If a training program meets the requirements in § III(b) then the Department shall 

approve the application for licensing no more than 180 days after receiving a 

complete application, including any applicable fees, from the training program. In 

the case of approval, a license shall be sent to the applicant. In the case of 

disapproval, a letter describing the reasons for disapproval shall be sent to the 

applicant. The applicant may appeal this decision as provided in the 

Administrative Procedure Act. Prior to disapproval, the Department may, at its 

discretion, work with the applicant to address inadequacies in the application for 

licensing. The Department may also request additional materials retained by the 

training program under the provisions of § III(b). If a training program’s 

application is disapproved, the program may reapply for licensing at any time. 

(3) For a training program to obtain licensing from the Department to offer lead – 

based 

(4) paint activities courses, the program shall meet the following requirements: 

(A) The training program shall employ a training manager who has: 

(i) At least two years of experience, education, or training in teaching 

workers or adults; or 

(ii) A bachelor’s or graduate degree in building construction 

technology, engineering, industrial hygiene, safety, public health, 

education, business administration or program management or a 

related field; or 

(iii) Two years of experience in managing a training program 

specializing in environmental hazards; and 

(iv) Demonstrated experience, education or training in the construction 

industry including: lead or asbestos abatement, painting, carpentry, 
14 

renovation, remodeling, occupational safety and health, or 

industrial hygiene. 

(B) The training manager shall designate a qualified principal instructor for 

each course who has: 

(i) Demonstrated experience, education, or training in teaching 

workers or adults; and 

(ii) Successfully completed at least 16 hours of any EPA-accredited or 

EPA-authorized state or Indian Tribal-accredited lead specific 

training; or a lead - based paint activities training course licensed 

by the Department; and 

(iii) Demonstrated experience, education, or training in lead or asbestos 

abatement, painting, carpentry, renovation, remodeling, 

occupational safety and health, or industrial hygiene. 

(C) The principal instructor shall be responsible for the organization of the 

course and oversight of the teaching of all course material. The training 

manager may designate guest instructors as needed to provide instruction 

specific to the lecture, hands-on activities, or work practice components of 

a course. 

(D) The Department shall recognize the following documents as evidence the 

training managers and principal instructors have the education, work 

experience, training requirements or demonstrated experience specifically 

listed in § III(b)(3)(A) and (B) above: 

(i) Official academic transcripts or diploma as evidence of meeting 

the education requirements; 

(ii) Resumes, letters of reference, or documentation of work 

experience, as evidence of meeting the work experience 

requirements; and 

(iii) Certificates from train-the-trainer courses and lead-specific 

training courses, as evidence of meeting the training requirements. 

(E) The documentation required in § III(b)(3)(D) above need not be submitted 

with the licensing application, but if not submitted, shall be retained by the 

training program as required by the record keeping requirements 

contained in this chapter. 

(F) The training program shall ensure the availability of, and provide adequate 

facilities for, the delivery of the lecture, course test, hands-on training, and 

assessment activities. This includes providing training equipment that 

reflects current work practices and maintaining or updating the equipment 

and facilities as needed. 

(G) To become licensed in the following disciplines, the training program 

shall provide training courses that meet the following training hour 

requirements: 
15 

(i) The inspector course shall last a minimum of 24 training hours, 

with a minimum of eight hours devoted to hands - on training 

activities. The minimum curriculum requirements are provided in § 

III(c)(1). 

(ii) The risk assessor course shall last a minimum of 16 training hours, 

with a minimum of four hours devoted to hands - on training 

activities. The minimum curriculum requirements are provided in § 

III(c)(2). 

(iii) The supervisor course shall last a minimum of 32 training hours, 

with a minimum of eight hours devoted to hands - on activities. 

The minimum curriculum requirements are provided in § III(c)(3). 

(iv) The project designer course shall last a minimum of eight training 

hours. The minimum curriculum requirements are provided in § 

III(c)(4). 

(v) The abatement worker course shall last a minimum of 16 training 

hours, with a minimum of eight hours devoted to hands - on 

training hours. The minimum curriculum requirements are 

provided in § III(c)(5). 

(H) For each course offered, the training program shall conduct a course test at 

the completion of the course and, if applicable, a hands - on skills 

assessment for that discipline. Each individual must successfully complete 

the hands - on skills assessment and receive a passing score of 70 percent 

of 100 questions on the course test to pass any course. 

(i) The training manager is responsible for maintaining the validity 

and integrity of the hands - on skills assessment to ensure that it 

accurately evaluates the trainees’ performance of the work 

practices and procedures associated with the course topics 

contained in § III(c). 

(ii) The training manager is responsible for maintaining the validity 

and integrity of the course test to ensure that it accurately evaluates 

the trainees’ knowledge and retention of the course topics. 

(iii) The course test shall be developed in accordance with the test 

blueprint submitted with the training licensing application. 

(I) The training program shall issue unique course completion certificates to 

each individual who passes the training course. The course completion 

certificate shall include: 

(i) The name, a unique identification number, and address of the 

individual; 

(ii) The name of the particular course that the individual completed; 

(iii) Dates of course completion/test passage; 
16 

(iv) The name, address, and telephone number of the training program. 

(J) The training manager shall develop and implement a quality control plan. 

The plan shall be used to maintain and improve the quality of the training 

program over time. This plan shall contain at least the following elements: 

(i) Procedures for periodic revision of training materials and the 

course test to reflect innovations in the field; and 

(ii) Procedures for the training manager’s annual review of principal 

instructor competency. 

(K) The training program shall offer courses which teach the work practice 

standards for conducting lead - based paint activities contained in 40 CFR 

Section 745.227, and other standards developed by EPA pursuant to Title 

IV of the TSCA. These standards shall be taught in the appropriate 

courses to provide trainees with the knowledge needed to perform the lead 

- based paint activities they are responsible for conducting. 

(L) The training manager shall be responsible for ensuring that the training 

program complies at all times with all applicable requirements of Title IV 

of TSCA and this rule. 

(M) The training manager shall allow EPA and/or Department staff to audit the 

training program to verify the contents of the application for licensing as 

set forth in § III(b). 

(c) Minimum training requirements 

To become licensed, training programs must ensure that their courses of study for the various 

lead - based paint activities disciplines cover the following subject areas. Listed requirements 

ending in an asterisk (*) indicate areas that require hands - on activities as an integral component 

of the course. 

(1) TARGET HOUSING AND CHILD-OCCUPIED FACILITIES -- LEAD - 

BASED PAINT ACTIVITIES INSPECTOR 

(A) Role and responsibilities of an inspector; 

(B) Background information on lead and its adverse health effects; 

(C) Background information on Federal, state, and local rules and guidance 

that pertains to lead - based paint and lead - based paint activities; 

(D) Lead - based paint inspection methods, including selection of rooms and 

components for sampling or testing;* 

(E) Paint, dust, and soil sampling methodologies;* 

(F) Clearance standards and testing, including random sampling;* 

(G) Preparation of the final inspection report; * and 

(H) Record keeping. 

(2) TARGET HOUSING AND CHILD-OCCUPIED FACILITIES -- LEAD - 
17 

BASED PAINT ACTIVITIES RISK ASSESSORS 

(A) Role and responsibilities of a risk assessor; 

(B) Collection of background information to perform risk assessment; 

(C) Sources of environmental lead contamination such as paint, surface dust 

and soil, water, air, packaging, and food; 

(D) Visual inspection for the purposes of identifying potential sources of lead 

- based paint hazards;* 

(E) Lead hazard screen protocol; 

(F) Sampling for other sources of lead exposure;* 

(G) Interpretation of lead - based paint and other lead sampling results, 

including all applicable state or Federal guidance or rules pertaining to 

lead - based paint hazards;* 

(H) Development of hazard control options, the role of interim controls, and 

operations and maintenance activities to reduce lead - based paint hazards; 

and 

(I) Preparation of a final risk assessment report. 

(3) TARGET HOUSING AND CHILD-OCCUPIED FACILITIES -- LEAD - 

BASED PAINT ACTIVITIES SUPERVISOR 

(A) Role and responsibilities of a supervisor; 

(B) Background information on lead and its adverse health effects; 

(C) Background information on Federal, state and local rules and guidance 

that pertain to lead - based paint abatement; 

(D) Liability and insurance issues relating to lead - based paint abatement; 

(E) Risk assessment and inspection report interpretation;* 

(F) Development and implementation of an occupant protection plan and 

abatement report; 

(G) Lead - based paint hazard recognition and control.* 

(H) Lead - based paint abatement and lead - based paint hazard reduction 

methods, including restricted practices;* 

(I) Interior dust abatement/cleanup or lead - based paint hazard control and 

reduction methods;* 

(J) Soil and exterior dust abatement or lead - based paint hazard control and 

reduction methods;* 

(K) Clearance standards and testing; 

(L) Cleanup and waste disposal; and 

(M) Recordkeeping. 
18 

(4) TARGET HOUSING AND CHILD-OCCUPIED FACILITIES -- LEAD - 

BASED PAINT ACTIVITIES PROJECT DESIGNER 

(A) The role and responsibilities of a project designer; 

(B) Development and implementation of an occupant protection plan for 

large-scale abatement projects; 

(C) Lead - based paint abatement and lead - based paint hazard reduction 

methods, including restricted practices for large-scale abatement projects; 

(D) Interior dust abatement/cleanup or lead hazard control and reduction 

methods for large-scale abatement projects; 

(E) Clearance standards and testing for large-scale abatement projects; and 

(F) Integration of lead - based paint abatement methods with modernization 

and rehabilitation projects for large-scale abatement projects. 

(5) TARGET HOUSING AND CHILD-OCCUPIED FACILITIES -- LEAD - 

BASED PAINT ACTIVITIES ABATEMENT WORKER 

(A) Role and responsibilities of an abatement worker; 

(B) Background information on lead and its adverse health effects; 

(C) Background information on Federal, state and local rules and guidance 

that pertain to lead - based paint abatement; 

(D) Lead - based paint hazard recognition and control;* 

(E) Lead - based paint abatement and lead - based paint hazard reduction 

methods, including restricted practices;* 

(F) Interior dust abatement methods/cleanup or lead-hazard reduction;* and 

(G) Soil and exterior dust abatement methods or lead - based paint hazard 

reduction.* 

(d) Minimum requirements for licensing lead - based paint activities refresher training 

programs 

A training program may seek to offer lead - based paint activities refresher courses in any of the 

following disciplines: inspector, risk assessor, supervisor, project designer, and abatement 

worker. A training program may apply for licensing to offer courses or refresher courses in as 

many disciplines as it chooses. A training program may seek licensing for additional courses at 

any time as long as the program can demonstrate that it meets the requirements of this chapter. 

(1) To obtain licensing to offer refresher training, a training program must 

demonstrate that the following course contents are reviewed in the refresher 

training course: 

(A) Review the curriculum topics of the full-length courses listed under § 

III(c) as appropriate; and 

(B) Ensure that the courses of study include, at a minimum, the following: 
19 

(i) An overview of current safety practices relating to lead - based 

paint activities in general, as well as specific information 

pertaining to the appropriate discipline; 

(ii) Current laws and rules relating to lead - based paint activities in 

general, as well as, specific information pertaining to the 

appropriate discipline; and 

(iii) Current technologies related to lead - based paint activities in 

general, as well as specific information pertaining to the 

appropriate discipline. 

(C) Each refresher course, except for the project designer course, shall last a 

minimum of eight training hours. The project designer refresher course 

shall last a minimum of four training hours. 

(D) For each refresher course offered, the training program shall conduct a 

hands-on assessment (if applicable), and at the completion of the course, a 

course test of 50 questions. (A passing score of 70 percent is required.) 

(2) A training program may apply for licensing of a refresher course concurrently 

with its application for licensing of the corresponding training course as described 

in § III(b). If so, the applicant shall provide the applicable information for the 

corresponding course, as required in § III(d), and the applicable refresher course 

information. 

(3) A refresher training program seeking licensing to offer refresher training courses 

only shall submit a written application to the Department containing the 

applicable information required in the application process as set forth in § III(b) 

and § III(d) and shall offer a refresher course test of 50 questions with a required 

passing score of 70 percent and any required hands-on skills assessment. 

(4) The same review process provided for training courses shall apply to application 

of refresher training courses. 

(e) Reaccreditation of training programs 

(1) Unless relicensed, a training program’s license (including refresher license) shall 

expire four years after the date of issuance and/or upon failure to submit the 

applicable annual fees. If a training program meets the requirements of § III(e), 

the training program shall be relicensed. 

(2) A training program seeking relicensing shall submit an application to the 

Department no later than 180 days before its license expires. If a training program 

does not submit its application for relicensing by that date, the Department cannot 

guarantee that the program will be relicensed before the end of the license period. 

(3) The training program’s application for relicensing shall contain: 

(A) The training program’s name, address, and telephone number; 

(B) A list of courses for which it is applying for relicensing; 

(C) A description of any changes to the training facility, equipment or course 
20 

materials since its last application was approved that adversely affects the 

students’ ability to learn; 

(D) A statement signed by the program manager stating: 

(i) That the training program complies at all times with all 

requirements in § III(b), § III(c), and § III(d), as applicable; and 

(ii) The record keeping and reporting requirements of § III(g) shall be 

followed; 

(E) A completed disclosure statement, and 

(F) Applicable fee. 

(4) Upon request, the training program shall allow EPA and/or the Department staff 

to audit the training program to verify the contents of the application for 

relicensing as described in § III(e). 

(f) Suspension, revocation, and/or modification of training programs 

(1) The Department may, after notice and opportunity for hearing, suspend, revoke, 

or modify the license of a training program (including a refresher training license) 

if a training program, training manager, or other person with supervisory 

authority over the program has: 

(A) Misrepresented the contents of a training course to EPA, the Department, 

and/or the student population; 

(B) Failed to submit required information or notifications in a timely manner; 

(C) Failed to maintain required records; 

(D) Falsified licensing records, instructor qualifications, or other licensing - 

related information or documentation; 

(E) Failed to comply with the training standards and requirements in this 

chapter; 

(F) Failed to comply with Federal, state, or local environmental lead - based 

paint statutes or rules; and 

(G) Made false or misleading statements to the Department in its application 

for licensing or relicensing which the Department relied upon in 

approving the application. 

(2) Any training program, training manager, or other person with supervisory 

authority over the training program may request a hearing on any decision of the 

Director to revoke, modify, or suspend a program license. 

(3) The Department shall maintain a list of parties whose licensing and certification 

has been suspended, revoked, modified, or reinstated. 

(g) Training program record keeping requirements 

(1) Licensed training programs shall maintain and make available to the EPA and/or 

the Department, if requested, the following records: 
21 

(A) Official academic transcripts or diplomas which are evidence of the 

training manager and/or principal instructor meeting the education 

requirements set forth in § III(b); 

(B) Resumes, letters of reference, or affidavits documenting work experience, 

as evidence of the training manager and/or principal instructor meeting the 

work experience requirements set forth in § III(b); 

(C) Certificates from train-the-trainer courses and lead-specific training 

courses, as evidence of the training manager and/or principal instructor 

meeting the training requirements set forth in § III(b); 

(D) Current curriculum/course materials and documents reflecting any 

changes made to current curriculum/course materials; 

(E) The course test blueprint; 

(F) Information regarding how the hands-on assessment is conducted 

including, but not limited to: 

(i) Who conducts the assessment; 

(ii) How the skills are graded; 

(iii) What facilities are used; 

(iv) The pass/fail rate. 

(G) The quality control plan as set forth in § III(b)(3)(J) which provides the 

training manager shall maintain the following documents: 

(i) Procedures for periodic revision of training materials and course 

test to reflect innovations in the field; and 

(ii) Procedures for the training manager’s annual review of principal 

instructor competency. 

(H) Results of the students’ hands-on skills assessment and course tests, and a 

record of each student’s course completion certificate, and any other 

document which is not specifically listed above, but which was submitted 

to the Department as part of the program’s application for licensing. 

(2) The training program shall retain these records for three years and six months at 

the address specified on the training program licensing application or the most 

current address for the training program. 

(3) The training program shall notify the Department in writing within 30 days of 

changing the address specified on its training program licensing application or 

transferring the records from that address. 

(h) Notification by training providers 

(1) The training manager must provide the Department with written notification of all 

lead - based paint activities courses offered. The notification shall be on such 

forms and contain such information as the Department may reasonably 

require and must be received by the Department at least seven business days prior 
22 

to the start date of any lead - based paint activities courses. Notification may be 

delivered by U.S. Postal Service, commercial mail delivery, fax or hand delivery. 

(2) If the lead - based paint activities course is canceled or postponed, the training 

manager must notify the Department of the change. This notification must be 

received at least two business days prior to the originally scheduled start date. 

(3) If the lead - based paint activities course is moved, or the start date is to be prior 

to the originally scheduled start date, the training manager must notify the 

Department of the change. This notification must be received at least seven 

business days prior to the start date. 

(4) The training manager must provide the Department with notification after the 

completion of any lead - based paint activities course. This notice must be 

received by the Department no later than 10 business days following course 

completion. 

(A) The notification must include the following: 

(i) Training program name, address, and telephone number. 

(ii) Course discipline and type (initial/refresher). 

(iii) Date(s) of training. 

(iv) The following information for each student who took the course: 

(a) Name. 

(b) Address. 

(c) Date of birth. 

(d) Course completion certificate number. 

(e) Pass or fail status. 

(v) Training manager’s name and signature. 

(B) The notification shall be on such forms and contain such information as 

the Department may reasonably require. Notification may be delivered by 

U.S. Postal Service, commercial mail delivery, fax or hand delivery. 

SECTION IV CERTIFICATION OF INDIVIDUALS ENGAGED IN LEAD - BASED 

PAINT ABATEMENT ACTIVITIES PERFORMED ON TARGET HOUSING AND 

CHILD-OCCUPIED FACILITIES 

(a) Requirement for certification 

Individuals must first apply to the Department for certification to engage in lead - based paint 

activities pursuant to this chapter. Following the submission of a complete application, 

including any applicable fees, demonstrating that all the requirements of this chapter have been 

met, the Department shall certify an applicant as an inspector, risk assessor, supervisor, project 

designer, or abatement worker, as appropriate. 

(1) The Department shall allow certification of individuals under two different 

provisions. The Department shall allow for certification of individuals meeting 
23 

the requirements of this chapter for original certification; or for individuals 

meeting the requirements in this chapter for reciprocity. 

(A) Individuals seeking original certification by the Department to engage in 

lead - based paint activities must submit to the Department: 

(i) A complete application, including any applicable fees; 

(ii) A completed disclosure statement for individuals; 

(iii) An original training certificate in the appropriate discipline issued 

by a licensed training provider, a training provider approved by 

EPA, or a training provider approved by a state or Indian Tribal 

program that has been approved by EPA; 

(iv) An affidavit that they currently meet the education and/or 

experience requirements set forth in this chapter, if applicable; and 

(v) If applicable -- a certificate demonstrating that they have passed a 

certification exam in the appropriate discipline; 

(B) Individuals seeking certification based upon reciprocity must submit to the 

Department: 

(i) A completed application, including any applicable fees; 

(ii) An original, valid lead - based paint activities certification (or 

equivalent) from a state or tribal program that has been authorized 

by EPA pursuant to 40 CFR Part 745 in the appropriate discipline; 

(iii) An original of the training course certificate in the appropriate 

discipline; 

(iv) A signed affidavit by the applicant that he or she meets all the 

requirements established in this rule for the particular discipline 

for which application is being made; 

(v) If applicable -- a certificate demonstrating that they have passed a 

certification exam in the appropriate discipline; and 

(vi) A completed disclosure statement for individuals. 

(2) Upon receiving Department certification, individuals conducting lead - based 

paint activities shall comply with the work practice standards for performing the 

appropriate lead - based paint activities as established in the requirements of this 

rule. 

(3) It shall be considered a violation of TSCA, as well as, the Act, this rule, and any 

other applicable state law or rule, for an individual to conduct any of the lead - 

based paint activities described in this rule unless that individual has received the 

appropriate certification and training pursuant to the requirements specified in this 

rule. 

(b) Original certification -- inspector, supervisor, risk assessor 

To become certified by the Department as an inspector, risk assessor, or supervisor, pursuant to 
24 

§IV(b), an individual must complete an application demonstrating the following in addition to 

paying any required fees: 

(1) Inspector: Meet or exceed the following experience and/or education 

requirements: 

(A) Successfully complete a licensed inspector course, or a course approved 

by EPA, or a state or Indian Tribe EPA approved program in the 

appropriate discipline and receive a course completion certificate from a 

licensed training program or from a state or tribal program that has been 

authorized by EPA and present the original training certificate; 

(B) Pass the inspector certification exam offered by EPA, the Department, or 

any other state or Indian Tribe program authorized by EPA to administer 

the exam. The results must be accompanied by a certification from that 

state or tribal authority; and 

(C) Payment of required fees. 

(2) Risk assessor 

(A) Successful completion of licensed inspector and risk assessor training 

courses, or training courses approved by EPA, or a state or Indian Tribe 

program approved by EPA at the time the courses were taken; and 

(B) Pass the risk assessor certification exam offered by EPA, the Department, 

or any other state or Indian Tribe program authorized by EPA to 

administer the exam. The results must be accompanied by a certification 

from that state or tribal authority; and 

(C) Payment of required fees. 

(D) A Bachelor’s degree and one year of experience in a related field (for 

example, lead, asbestos, environmental remediation work, or 

construction), or an Associate’s degree and two years of experience in a 

related field (for example, lead, asbestos, environmental remediation 

work, or construction); or 

(E) Certification as an industrial hygienist, professional engineer, registered 

architect and/or certification in a related engineering/health/environmental 

field (for example, safety professional, environmental scientist); or 

(F) A high school diploma (or equivalent), and at least three years of 

experience in a related field (for example, lead, asbestos, environmental 

remediation work or construction). 

(3) Supervisor 

(A) Successful completion of a licensed supervisor training course, or from an 

EPA-approved training course, or from a state or Indian Tribe program 

that was authorized by EPA at the time the course was taken for 

supervisors; 

(B) Pass the supervisor certification exam offered by EPA, the Department, or 
25 

any other state or Indian Tribe program authorized by EPA to administer 

the exam. The results must be accompanied by a certification from that 

state or tribal authority; 

(C) Payment of required fees; 

(D) One year of job experience as a certified lead - based paint abatement 

worker; or 

(E) At least two years of experience in a related field (for example, lead, 

asbestos, or environmental remediation work) or in the building trades. 

(c) Certification exam 

All applicants for certification as an inspector, risk assessor, or supervisor must pass a 

certification examination one time for each of these disciplines, unless they received initial 

training before January 1, 1999, and attended annual refresher courses each year following their 

initial training. 

(1) In order to take the certification examination for a particular discipline all 

applicants must provide proof that they have: 

(A) Successfully completed a lead - based paint activities training course in 

the appropriate discipline and received a course completion certificate 

from a licensed lead - based paint activities training program, an EPAapproved training course, or a training course approved by a state or 

Indian Tribal program approved by EPA; and 

(B) Meet or exceed the education and/or experience requirements in this 

chapter for the particular discipline. 

(2) An individual may take the certification exam no more than three times within six 

months of receiving a course completion certificate. 

(3) If an individual does not pass the certification exam and receive a certificate 

within six months of receiving his/her course completion certificate, the 

individual must retake the appropriate course from a licensed lead - based paint 

activities training program, a training program approved by EPA, or a training 

program approved by a state or Indian Tribal approved program before reapplying 

for certification from the Department. 

(4) The Department will administer a certification examination for purposes of 

certification as an inspector, risk assessor, or supervisor of lead - based paint 

activities performed on target housing or child-occupied facilities. 

(d) Original certification – abatement worker and project designer 

(1) To become certified by the Department as an abatement worker, the applicant 

must demonstrate successful completion of a licensed worker training course, or a 

training course approved by EPA or a state or Indian Tribal program approved by 

EPA at the time the course was taken and receive a course completion certificate; 

(2) To become certified by the Department as a project designer, the applicant must 

demonstrate: 
26 

(A) Successful completion of licensed supervisor and project designer training 

courses, or training courses approved by EPA or a state or Indian Tribal 

program approved by EPA at the time the courses were taken and receive 

a course completion certificate; 

(B) Bachelor’s degree in engineering, architecture, or a related profession, and 

one year of experience in building construction and design or a related 

field; or 

(C) Four years of experience in building construction and design or a related 

field. 

(e) Reciprocity 

Individuals seeking certification from the Department based upon accreditation by EPA, or an 

EPA-approved state or Indian Tribal program may submit the following original documents for 

review by the Department: 

(1) The original, valid lead - based paint activities certification (or equivalent) from 

EPA, or an EPA - approved state or Indian Tribal program in the prescribed 

discipline; 

(2) The original training course certificate in the prescribed discipline issued by a 

training provider who at the time the training certificate in question was issued 

was an EPA, or an EPA - approved state or Indian Tribal program authorized 

training provider; 

(3) The original certification of a passing score on the applicable certification exam 

for the particular discipline, if any; 

(4) A signed affidavit by the applicant that he or she meets all the requirements 

established in this rule for the particular discipline for which application is being 

made; and 

(5) A completed application accompanied with the appropriate fee. 

(f) Documents 

The following documents shall be recognized by the Department as evidence of meeting the 

requirements listed in this chapter: 

(1) Official academic transcripts or diploma, as evidence of meeting the education 

requirements. 

(2) Resumes, letters of reference, or affidavits documenting work experience, as 

evidence of meeting the work experience requirements. 

(3) Original course completion certificates from lead - specific or other related 

training courses, issued by accredited or licensed lead - based paint activities 

training programs, as evidence of meeting the training requirements. 

(g) Expiration 

After successfully completing the appropriate training courses and meeting any other 

qualifications described in this chapter, an individual shall be issued a certificate from the 
27 

Department. To maintain certification, an individual must be recertified annually as described in 

this chapter. All certificates shall expire upon the last day of the twelfth month after the training 

was received. No person shall conduct lead - based paint activities in Arkansas after the 

expiration of the certificate. 

(h) Recertification 

(1) To maintain certification in a particular discipline, a certified individual shall 

apply to the Department in that discipline for recertification prior to the last day 

of the twelfth month after training was received. 

(2) The individual shall submit the following: 

(A) A completed application, including appropriate fees, and a disclosure 

statement for individuals; and 

(B) The original lead - based paint training refresher course certificate from a 

licensed training provider, an EPA approved training provider, or a 

training provider approved by a state or Indian Tribal program approved 

by EPA. 

(3) Any certificate holder may successfully complete the appropriate refresher course 

within 12 months of the expiration of the certificate without being required to 

comply with the initial training requirements. 

(i) Suspension, revocation, and modification of certification of individuals engaged in lead - 

based paint activities 

The Department may, after notice and opportunity for hearing, suspend, revoke, deny, or modify 

an individual's certification if an individual has: 

(1) Obtained training documentation through fraudulent means; 

(2) Gained admission to and completed a licensed training program through 

misrepresentation of admission requirements; 

(3) Obtained certification through misrepresentation of certification requirements or 

related documents dealing with education, training, professional registration, or 

experience; 

(4) Performed work requiring certification at a job site without having proof of 

certification; 

(5) Permitted the duplication or use of the individual’s own certificate by another; 

(6) Performed work for which certification is required, but for which appropriate 

certification has not been received; 

(7) Failed to comply with the appropriate work practice standards for lead - based 

paint activities set forth in this rule; and 

(8) Failed to comply with federal or state environmental lead - based paint statutes or 

rules. 

(j) Appeal 
28 

Any individual may request a hearing on any decision of the Director to revoke, modify, or 

suspend a certification or a license pursuant to the requirements of Administrative Procedure 

Act. 

SECTION V LICENSING OF CONTRACTORS AND CONSULTANTS 

(a) Licensing 

(1) All contractors or consultants which perform or offer to perform any of the lead - 

based paint activities described in this rule shall be licensed by the Department. 

(2) A contractor or consultant seeking licensing shall submit to the Department a 

letter attesting that the contractor or consultant shall only employ appropriately 

certified employees to conduct lead - based paint activities; that the contractor or 

consultant and its employees shall follow the work practice standards in this rule 

for conducting lead - based paint activities; and the contractor or consultant will 

maintain a supervisor present during all lead - based paint activities. 

(3) From the date of receiving a complete application, proof of liability insurance 

coverage, which covers lead - based paint activities, the contractor or consultant’s 

letter, any applicable fees, and the disclosure statement for firms, the Department 

shall have 90 days to approve or disapprove the contractor or consultant's request 

for certification. Within that time, the Department shall respond with either a 

license or a letter describing the reasons for a disapproval. In the case of 

disapproval, the applicant may appeal this decision. The Department may, at its 

discretion, work with the contractor or consultant to address inadequacies in the 

application for licensing. The Department may also request additional materials 

retained by the training program. If a contractor or consultant’s application is 

disapproved, the contractor or consultant may reapply at any time with the 

submission of applicable fees. 

(4) The contractor or consultant shall maintain all records as follows: 

(A) All reports and plans required by this rule shall be maintained by the 

licensed contractor or consultant who prepared the report for no fewer 

than three years; and 

(B) The licensed contractor or consultant shall provide copies of these reports 

to the building owner who contracts for its services; 

(b) Suspension, revocation, and modification of licensing of firms engaged in lead - based 

paint activities 

The Department may, after notice and opportunity for hearing, suspend, revoke, deny, or modify 

a firm’s certification if a firm has: 

(1) Performed work requiring certification at a job site with individuals who are not 

certified; 

(2) Failed to comply with the work practice standards established in this rule; 

(3) Misrepresented facts in its letter of application for certification to the Department; 

(4) Failed to maintain required records; and 
29 

(5) Failed to comply with federal or state lead - based paint environmental statutes or 

rules. 

(c) Appeal 

(1) Any contractor or consultant may request a hearing on any decision of the 

Director to revoke, modify, or suspend a certification or a license. 

SECTION VI FEES 

(a) In order to support the costs of operating the lead program in the state of Arkansas, the 

Department will assess the annual fees as described in this chapter: 

(b) Any contractor desiring a license to conduct lead abatement activities will be assessed an 

annual fee of $1,200.00 (State, federal, and local governments and subdivisions shall be 

exempt from this fee.); 

(c) Any consultant desiring a license to participate in lead abatement projects will be 

assessed an annual fee of $1,200.00 (State, federal, and local governments and 

subdivisions shall be exempt from this fee.); 

(d) Any training provider desiring a license to conduct lead training courses will be assessed 

an annual fee of $900.00; 

(e) Any person desiring certification as an inspector, risk assessor, supervisor, or project 

designer for a contractor, consultant, or as an in-house employee will be assessed an 

annual fee of $150.00; 

(f) Any person desiring certification as a worker will be assessed an annual fee of $35.00; 

(g) Any NOI filed with the Department will be accompanied by a submittal fee of $100.00, 

including notification of emergencies; 

(h) Any revision of an original NOI required pursuant to § VII(e) shall be accompanied by a 

submittal fee of $50.00 except revisions which notify the Department staff of changes in 

the ending date of the project; 

(i) Any individual or firm who misplaces a certification card or license, or loses a card or 

license shall be assessed a fee of $15.00 to replace the original certification card or 

license. 

(j) Any individual seeking application to sit for the certification examination in the 

disciplines of risk assessor, supervisor, or inspector shall be assessed a fee of $50.00 for 

each sitting of the examination. 

SECTION VII NOTIFICATION FOR LEAD - BASED PAINT ABATEMENTS 

PERFORMED ON TARGET HOUSING OR CHILD-OCCUPIED FACILITIES 

(a) Notification 

(1) For all projects involving lead - based paint abatement activities on target housing 

or child-occupied facilities, the building owner and/or the licensed lead - based 

paint contractor or consultant shall submit written notification on the notification 

form provided by the Department for each target house intended to be occupied as 

a single-family dwelling and each child-occupied facility and all applicable fees. 
30 

(2) The notice shall be delivered to the Department at least 10 working days prior to 

commencement of the abatement activities, which includes site preparation; 

(A) By hand-delivery, or 

(B) By certified mail, return receipt requested, post-marked at least 10 

working days before the beginning of the lead - based paint abatement and 

addressed to the Department; 

(b) Notification form 

All written notifications shall be submitted on a form provided by the Department and shall 

include the following: 

(1) Name, street address, contact person, and telephone number for the building 

owner; 

(2) Name, street address, contact person, telephone number, and license number of 

the licensed lead - based paint contractor or consultant performing the lead - 

based paint abatement; 

(3) Scheduled starting and completion dates of the lead - based paint abatement 

activities; 

(4) Scheduled work hours; 

(5) Location and street address of the target house(s) or child-occupied facility(ies) 

upon which the abatement will be performed, including any apartment number if 

applicable; 

(6) Name, business address, business telephone number, certificate number, and 

discipline of the person preparing the occupant protection plan and the license 

number of the firm employing this person for this lead - based paint activity; 

(7) Work practices to be employed during the abatement; 

(8) Whether an inspection, risk assessment, or lead-hazard screen has been performed 

on the structure upon which the abatement will be performed; 

(9) If an inspection, risk assessment, or lead-hazard screen has been performed, the 

date performed, the certificate number, discipline, and name of the individual who 

performed the lead - based paint activity, and the license number and name of the 

firm for whom the individual performed the lead - based paint activity; 

(10) Name, business address, and business telephone number of the laboratory 

performing any analysis associated with the abatement. 

(11) The name, certificate number, and complete telephone number of the supervisor 

who will be on site and telephone number of the firm employing the supervisor 

for the particular abatement. 

(c) Waiver of notification 

The Department may waive the 10-day notification period if an emergency, as defined by this 

rule, exists, and the building owner and/or the lead - based paint contractor or lead - based paint 

consultant complies with the following: 
31 

(1) The building owner and/or the lead - based paint consultant or lead - based paint 

contractor must notify the Department by telephone to request an emergency 

waiver, stating the nature of the emergency, as soon as the emergency is detected. 

If such emergency occurs at night, on holidays, or on weekends, the necessary 

corrective measures may be taken at that time and the telephone call shall be 

made on the first workday following the detection of the emergency. 

(2) The building owner and/or the lead - based paint contractor or lead - based paint 

consultant shall submit a written report to the Department within 24 hours of 

detecting the emergency, accompanied with the prescribed fee, and the following 

information: 

(A) Street address and apartment number, if any, of the target house(s) or 

child-occupied facility(ies); 

(B) The name, address, and telephone number of the owner of the target 

house(s) or child-occupied facility(ies); 

(C) The date and time the emergency was detected and the name of the person 

detecting the emergency; 

(D) Detailed description and explanation of the facts constituting an 

emergency; 

(E) Name, address, telephone number, and license number of the licensed lead 

- based paint contractor or lead - based paint consultant performing the 

lead - based paint abatement; 

(F) The name, business address, business telephone number, certificate 

number, the discipline of the person performing the occupant protection 

plan, and the date upon which the occupant protection plan was 

completed; 

(G) The name, business address, telephone number, and license number of the 

firm for whom the occupant protection plan was performed; 

(H) The name, address, and telephone number of the laboratory performing 

the analysis associated with the abatement; 

(I) If any inspection, risk assessment, or lead-hazard screen was performed, 

the name, telephone, address, certificate number and discipline of the 

person performing the lead - based paint activity; 

(J) The name of the firm, address, telephone number, and license number of 

the firm for whom the inspection, risk assessment, or lead-hazard screen 

was performed; 

(K) Any documents, including forms, complaints, notices, or orders issued by 

any state, local, or Federal agency concerning the emergency condition, 

and 

(L) The name, certificate number, and telephone number of the supervisor and 

the name, license number, and telephone number of the firm employing 
32 

the supervisor for the particular abatement. 

(3) Upon review of the information, the Department may determine the incident was 

not an emergency and subject to the 10-day notification period. 

(d) Notice of deficiency 

(1) The Department shall review all notifications for accuracy and completeness and 

may return a deficient notification to the building owner and/or the lead - based 

paint contractor or consultant submitting the notification along with a Notice of 

Deficiency. The NOI shall be corrected and resubmitted by the building owner 

and/or contractor or consultant and shall be subject to a new notification period. 

(2) The following may result in an enforcement action; 

(A) Failure to provide notification of the work practice; 

(B) Failure to provide beginning dates for the project; 

(C) Failure to provide the applicable certification numbers and license 

numbers; and 

(D) Failure to provide notification of scheduled work hours. 

(3) The Department may issue a Notice of Deficiency for notification of emergencies 

which the Department upon review of information provided by the owner and/or 

lead - based paint contractor or lead - based paint consultant finds was not an 

emergency as defined by the rule. 

(e) Revision of notification 

(1) A building owner and/or consultant or contractor who has already submitted a 

notification shall notify the Department in writing no later than three working 

days prior to the effective date of the Notice of Intent of any of the following 

changes accompanied by the prescribed revision fee: 

(A) Scheduled work hours; 

(B) Licensed firm and the name and certificate number of the supervisor 

present during the abatement activities; 

(C) Work practices; and 

(D) Start date. 

(2) A building owner and/or consultant or contractor who has already submitted a 

notification shall notify the Department in writing no later than three working 

days prior to the effective date of the Notice of Intent of any changes not listed in 

§ VII(e)(1). Since an additional fee is not required to accompany these revisions, 

these revised notifications may be sent by facsimile or by mail. 

SECTION VIII WORK PRACTICE STANDARDS FOR LEAD - BASED PAINT 

ACTIVITIES CONDUCTED IN TARGET HOUSING OR CHILD - OCCUPIED 

FACILITIES 

(a) Work practice standards 
33 

All lead - based paint activities performed on target housing or child-occupied facilities must 

comply with the following work practice standards. 

(1) For purposes of this rule, lead - based paint activities include: 

(A) Inspection; 

(B) Lead-hazard screen; 

(C) Risk assessment; 

(D) Abatement, including preparation of the occupant protection plan; 

(2) All lead - based paint activities shall be performed pursuant to the work practice 

standards contained in this chapter. 

(3) When performing any lead - based paint activity described by the certified 

individual as an inspection, lead - hazard screen, risk assessment or abatement, a 

certified individual must perform that activity in compliance with the appropriate 

requirements below. 

(4) Documented methodologies that are appropriate for this chapter are found in the 

following: 

(A) The U.S. Department of Housing and Urban Development, (HUD) 

Guidelines for the Evaluation and Control of Lead - based Paint Hazards 

in Housing; 

(B) The EPA Guidance on Residential Lead - based Paint, Lead-contaminated 

Dust, Lead-contaminated Soil. 40 F.R. 47248 September, 1995; the EPA 

Residential Sampling for Lead: Protocols for Dust and Soil Sampling, 

EPA Report Number 747-R-95-001 (March, 1995); and 

(C) Rules, guidances, methods or protocols issued by a state or Indian Tribes 

that are authorized by EPA which are submitted to the Director for written 

approval as provided in this rule. 

(5) Clearance levels appropriate for the purposes of this chapter may be found in the 

EPA Guidance on Residential Lead - based Paint, Lead - contaminated Dust, and 

Lead-contaminated Soil or other equivalent guidelines. 

(b) Inspection of target housing and child-occupied facilities for the presence of lead - based 

paint 

(1) Inspection may only be performed by an individual meeting the following criteria: 

(A) Certified by the Department as an inspector or risk assessor; and 

(B) Performing the inspection for a licensed lead - based paint consultant or 

lead - based paint contractor or as an in-house employee. 

(2) If a lead - based paint inspection is conducted on a target house or child-occupied 

facility, the inspection must be conducted according to the following procedures: 

(A) When conducting an inspection, the following locations shall be selected 

according to documented methodologies, as defined in this rule, and tested 
34 

for the presence of lead - based paint: 

(i) In a target house and child - occupied facility, each component 

with a distinct painting history and each exterior component with a 

distinct painting history shall be tested for lead - based paint, 

except those components that the inspector or risk assessor 

determines to have been replaced after 1978, or to not contain lead 

- based paint; and 

(ii) In a multi-family dwelling or child - occupied facility, each 

component with a distinct painting history in every common area, 

except those components that the inspector or risk assessor 

determines to have been replaced after 1978, or to not contain lead 

- based paint. 

(B) Paint shall be sampled in the following manner: 

(i) The analysis of paint to determine the presence of lead shall be 

conducted using documented methodologies which incorporate 

adequate quality control procedures; and/or 

(ii) All collected paint chip samples shall be analyzed according to the 

requirements of § VIII(f), to determine if they contain detectable 

levels of lead that can be quantified numerically. 

(C) The certified inspector or risk assessor shall prepare a written inspection 

report which shall include the following information: 

(i) Date of each inspection; 

(ii) Street address of building; 

(iii) Date of construction and date of any replacements the inspector 

determines to have been made to the structure; 

(iv) Apartment numbers (if applicable); 

(v) Name, address, and telephone number of the owner or owners of 

each target house or child - occupied facility; 

(vi) Name, signature, and certification number of each certified 

inspector and/or risk assessor conducting testing; 

(vii) Name, address, and telephone number of the licensed firm 

employing the inspector and/or risk assessor for the particular 

inspection; 

(viii) Each testing method and device and/or sampling procedure 

employed for paint analysis, including quality control data and, if 

used, the serial number of any x-ray fluorescence (XRF) device 

and the name and certification number of the individual operating 

the XRF, and the name and license number of the contractor or 

consultant employing the individual; 
35 

(ix) Specific locations of each painted component tested for the 

presence of lead - based paint, including a diagram; 

(x) The results of the inspection expressed in terms appropriate to the 

sampling method used. 

(c) Performance of a lead - hazard screen for the presence of lead - based paint on target 

housing or child-occupied facilities 

(1) Lead - hazard screen may only be performed on target housing or child - occupied 

facilities by an individual who is: 

(A) Certified by the Department as a risk assessor; and 

(B) Employed by a licensed lead - based paint contractor or consultant or as 

an in-house employee. 

(2) If conducted, a lead-hazard screen shall be conducted as follows: 

(A) Background information regarding the physical characteristics of the 

target housing or child - occupied facility and occupant use patterns that 

may cause lead - based paint exposure to one or more children age six 

years or younger shall be collected. 

(B) A visual inspection of the target housing or child - occupied facility shall 

be conducted to: 

(i) Determine if any deteriorated paint is present, and 

(ii) Locate at least two dust sampling locations. 

(C) If deteriorated paint is present, each surface with deteriorated paint, which 

is determined, using documented methodologies, to be in poor condition 

and to have a distinct painting history, shall be tested for the presence of 

lead. 

(D) In target housing, two composite dust samples shall be collected, one from 

the floors and the other from the windows, in rooms, hallways or 

stairwells where one or more children, age six years and younger, are most 

likely to come in contact with dust. 

(E) In multifamily dwellings and child - occupied facilities, in addition to the 

floor and window samples required in § VIII(c)(2)(D) above, the risk 

assessor shall also collect composite dust samples from common areas 

where one or more children, age six and younger, are most likely to come 

into contact with dust. 

(3) Dust samples shall be collected and analyzed in the following manner: 

(A) All dust samples shall be taken using documented methodologies that 

incorporate adequate quality control procedures. 

(B) All collected dust samples shall be analyzed according to § VIII(f), to 

determine if they contain detectable levels of lead that can be quantified 

numerically. 
36 

(4) Paint shall be sampled in the following manner: 

(A) The analysis of paint to determine the presence of lead shall be conducted 

using documented methodologies which incorporate adequate quality 

control procedures; and/or 

(B) All collected paint chip samples shall be analyzed according to § VIII(f), 

to determine if they contain detectable levels of lead that can be quantified 

numerically. 

(5) If conducted, the lead-hazard screen report shall be conducted by a certified risk 

assessor which shall include the following information: 

(A) Date of the lead-hazard screen; 

(B) Address of each building; 

(C) Date of construction of buildings; 

(D) Apartment number (if applicable); 

(E) Name, address, and telephone number of each owner of each building; 

(F) Name, signature, telephone number, and certification number of the 

certified risk assessor conducting the lead-hazard screen; 

(G) Name, address, telephone number, and license number of the licensed firm 

employing each certified risk assessor; 

(H) Name, address, and telephone number of each recognized laboratory, as 

provided in § VIII(f), conducting analysis of collected samples; 

(I) Results of the visual inspection; 

(J) Testing method and sampling procedure for paint analysis employed; 

(K) Specific locations of each painted component tested for the presence of 

lead, including a diagram; 

(L) All data collected from on-site testing, including quality control data and, 

if used, the serial number of any XRF device and the name and 

certification number of the individual operating the XRF machine, and the 

name and license number of the contractor or consultant employing the 

individual; 

(M) All results of laboratory analysis on collected paint, soil, and dust 

samples; 

(N) Any other sampling results; 

(O) Background information regarding the physical characteristics of the 

target house or child - occupied facility and occupant use patterns that 

may cause lead - based paint exposure to one or more children age six 

years or younger which has been collected; and 

(P) Recommendations, if warranted, for a follow-up risk assessment and, as 

appropriate, any further actions. 
37 

(d) Performance of a risk assessment for the presence of lead - based paint and lead - based 

paint hazards on target housing or child-occupied facilities 

(1) Risk assessments may only be performed on target housing or child-occupied 

facilities by an individual who is: 

(A) Certified by the Department as a risk assessor; and 

(B) Employed by a licensed lead - based paint abatement contractor or a lead - 

based paint consultant or as an in-house employee. 

(2) If conducted, a risk assessment shall be conducted only by a person certified by 

the Department as a risk assessor according to the procedures in this paragraph. 

(A) A visual inspection for risk assessment of the target house or child - 

occupied facility shall be undertaken to locate the existence of deteriorated 

paint, assess the extent and causes of the deterioration, and other potential 

lead - based paint hazards. 

(B) Background information regarding the physical characteristics of the 

residential dwelling or child - occupied facility and occupant use patterns 

that may cause lead - based paint exposure to one or more children age six 

years and younger shall be collected. 

(C) The following surfaces which are determined, using documented 

methodologies, to have a distinct painting history, shall be tested for the 

presence of lead: 

(i) Each friction surface or impact surface with visibly deteriorated 

paint; and 

(ii) All other surfaces with visibly deteriorated paint. 

(D) In target housing, dust samples (either composite or single - surface 

samples) from the interior window sill(s) and floor shall be collected in all 

living areas where one or more children, age six years or younger, are 

most likely to come into contact with dust. 

(E) For multi-family dwellings and child - occupied facilities, the samples 

required in § VIII(d)(2)(C) shall be taken. In addition, interior window 

sill and floor dust samples (either composite or single - surface samples) 

shall be collected in the following locations: 

(F) Common areas adjacent to the sampled target housing or child - occupied 

facility; and 

(G) Other common areas in the building where the risk assessor determines 

that one or more children, age six years and younger, are likely to come 

into contact with dust. 

(H) For child - occupied facilities, interior window sill and floor dust samples 

(either composite or single - surface samples) shall be collected in each 

room, hallway or stairwell utilized by one or more children, age six years 

and younger, and in other common areas in the child - occupied facility 
38 

where the risk assessor determines one or more children, age six years and 

younger, are likely to come into contact with dust. 

(I) Soil samples shall be collected and analyzed for lead concentrations in the 

following locations: 

(J) Exterior play areas where bare soil is present; 

(K) The rest of the yard (that is, non-play areas) where bare soil is present; and 

(L) Dripline/foundation areas where bare soil is present. 

(M) Any paint, dust, or soil sampling or testing shall be conducted using 

documented methodologies that incorporate adequate quality control 

procedures. 

(N) Any collected paint chip, dust, or soil samples shall be analyzed according 

to § VIII(f), to determine if they contain detectable levels of lead that can 

be quantified numerically. 

(O) The certified risk assessor shall prepare a written risk assessment report 

which shall include the following information: 

(i) Date of assessment; 

(ii) Address of each building; 

(iii) Date of construction of buildings; 

(iv) Apartment number (if applicable); 

(v) Name, address, and telephone number of each owner of each 

building; 

(vi) Name, address, telephone number, signature, and certification of 

the certified risk assessor conducting the assessment; 

(vii) Name, address, and telephone number, and license number of the 

licensed contractor or consultant employing each certified risk 

assessor; 

(viii) Name, address, and telephone number of each recognized 

laboratory, as provided in § VIII(f), conducting analysis of 

collected samples; 

(ix) Results of the visual inspection; 

(x) Testing method and sampling procedure for paint analysis 

employed; 

(xi) Specific locations of each painted component tested for the 

presence of lead, including a diagram; 

(xii) All data collected from on-site testing, including quality control 

data and, if used, the serial number of any XRF device, the name 

and certificate number of the individual operating the XRF 

machine, and the name and license number of the contractor or 
39 

consultant employing the operator; 

(xiii) All results of laboratory analysis on collected paint, soil, and dust 

samples; 

(xiv) Any other sampling results; 

(xv) Any background information regarding the physical characteristics 

of the target house or child - occupied facility and occupant use 

patterns that may cause lead - based paint exposure to one or more 

children, age six years or younger, which shall have been 

collected; 

(xvi) To the extent that they are used as part of the lead - based paint 

hazard determination, the results of any previous inspections or 

analyses for the presence of lead - based paint, or other 

assessments of lead - based paint - related hazards. 

(xvii) A description of the location, type, and severity of identified lead - 

based paint hazards and any other potential lead hazards, including 

a diagram; 

(xviii) A description of interim controls and/or abatement options for each 

identified lead - based paint hazard and a suggested prioritization 

for addressing each hazard. If the use of an encapsulant or 

enclosure is recommended, the report shall recommend a 

maintenance and monitoring schedule for the encapsulant or 

enclosure. 

(e) Abatement 

If conducted, abatements may only be performed on target housing or child-occupied facilities 

by an individual who is: 

(1) Certified by the Department as a supervisor or a worker; and 

(2) Employed by a licensed lead - based paint abatement contractor or a lead - based 

paint consultant or as an in-house employee. 

(3) A certified supervisor is required for each abatement project and shall be on site 

during all work site preparation, abatement, and during the post - abatement 

cleanup of work areas. On site means at the physical location where the site 

preparation, abatement, and post-abatement activities are conducted at the time 

the lead - based paint activities are conducted. 

(4) The certified supervisor and the contractor or consultant or if the supervisor is an 

in-house employee, the building owner employing that supervisor shall ensure 

that all abatement activities are conducted according to the requirements of this 

rule and all other Federal and state environmental statutes and rules. 

(5) Notification of the commencement of lead - based paint abatement activities in 

target housing or child - occupied facility or as a result of a Federal, state, or local 

order shall be given to the Department prior to the commencement of abatement 
40 

activities as required in § VII(a) through § VII(e). 

(6) A written occupant protection plan shall be developed for all abatement projects 

and shall be prepared according to the following procedures: 

(A) The occupant protection plan shall be unique to each target house or child 

- occupied facility and be developed prior to the abatement. The occupant 

protection plan shall describe the measures and management procedures 

that will be taken during the abatement to protect the building occupants 

from exposure to any lead - based paint hazards. 

(B) A certified supervisor or certified project designer shall prepare the 

occupant protection plan. 

(C) Occupant protection plans may only be performed on target housing or 

child-occupied facilities by an individual who is: 

(i) Certified by the Department as a supervisor or project designer; 

and 

(ii) Employed by a licensed lead - based paint abatement contractor or 

a lead - based paint consultant or as an in-house employee. 

(7) The work practices listed below shall be restricted during an abatement as 

follows: 

(A) Open - flame burning or torching of lead - based paint is prohibited; 

(B) Machine sanding or grinding or abrasive blasting or sandblasting of lead - 

based paint is prohibited unless used with High Efficiency Particulate Air 

(HEPA) exhaust control which removes particles of 0.3 microns or larger 

from the air at 99.97 percent or greater efficiency; 

(C) Dry scraping of lead - based paint is permitted only in the following 

circumstances: 

(i) In conjunction with heat guns; 

(ii) Around electrical outlets; or 

(iii) When treating defective paint spots totaling no more than two 

square feet in any one room, hallway or stairwell or totaling no 

more than 20 square feet on exterior surfaces. 

(D) Operating a heat gun on lead - based paint is permitted only at 

temperatures below 1,100 degrees Fahrenheit. 

(8) If conducted, soil abatement shall be conducted in one of the following ways: 

(A) If soil is removed: 

(i) The soil shall be replaced by soil with a lead concentration as close 

to local background as practicable, but no greater than 400 parts 

per million. 

(ii) The soil that is removed shall not be used as top soil at another 
41 

residential property or child-occupied facility. 

(B) If soil is not removed, the lead - contaminated soil shall be permanently 

covered, as defined in this rule. 

(C) If hydro blasting or high-pressure water is used for abatement, the 

building owner or the licensed lead - based paint contractor or consultant 

conducting the abatement must collect and containerize the water, send a 

copy of a waste shipment report to the Lead - Based Paint Program of the 

Department, and transport it to a permitted wastewater treatment facility 

for disposal. The permitted wastewater treatment facility must then 

provide a copy of a waste shipment manifest to the Lead - based Paint 

Section of the Department within thirty days of the disposal. The building 

owner or the licensed lead - based paint contractor or consultant may 

submit an alternative method for collecting and containerizing the lead 

contaminated water to a permitted wastewater treatment facility to the 

Director for his or her written approval. The Director shall issue a 

decision within 90 days of submission. The decision of the Director is 

appealable. 

(9) The following post - abatement clearance procedures shall be performed only by a 

certified inspector or risk assessor: 

(A) Following an abatement, a visual inspection shall be performed to 

determine if deteriorated painted surfaces and/or visible amounts of dust, 

debris or residue are still present. If deteriorated painted surfaces or 

visible amounts of dust, debris or residue are present, these conditions 

must be eliminated prior to the continuation of the clearance procedures. 

(B) Following the visual inspection and any post - abatement cleanup required 

in § VIII(e)(9)(A) above, clearance sampling for lead - contaminated dust 

shall be conducted. Clearance sampling may be conducted by employing 

single - surface sampling or composite sampling techniques. 

(C) Dust samples for clearance purposes shall be taken using documented 

methodologies that incorporate adequate quality control procedures. 

(D) Dust samples for clearance purposes shall be taken a minimum of one 

hour after completion of final post - abatement cleanup activities. 

(E) The following post - abatement clearance activities shall be conducted as 

appropriate based upon the extent or manner of abatement activities 

conducted in or to the target house or child - occupied facility: 

(i) After conducting an abatement with containment between abated 

and unabated areas, one dust sample shall be taken from one 

interior window sill and from one window trough (if present) and 

one dust sample shall be taken from the floor of no fewer than four 

rooms, hallways or stairwells within the containment area. In 

addition, one dust sample shall be taken from the floor outside the 

containment area. If there are fewer than four rooms, hallways or 
42 

stairwells within the containment area, then all rooms, hallways or 

stairwells shall be sampled. 

(ii) After conducting an abatement with no containment, two dust 

samples shall be taken from no fewer than 4 four rooms, hallways 

or stairwells in the target housing or child - occupied facility. One 

dust sample shall be taken from one interior window sill and 

window trough (if present) and one dust sample shall be taken 

from the floor of each room, hallway or stairwell selected. If there 

are fewer than four rooms, hallways or stairwells within the target 

house or child - occupied facility then all rooms, hallways or 

stairwells shall be sampled. 

(iii) Following an exterior paint abatement, a visible inspection shall be 

conducted. All horizontal surfaces in the outdoor living area 

closest to the abated surface shall be found to be cleaned of visible 

dust and debris. In addition, a visual inspection shall be conducted 

to determine the presence of paint chips on the dripline or next to 

the foundation below any exterior surface abated. If paint chips are 

present, they must be removed from the site and properly disposed 

of, according to all applicable Federal, state and local 

environmental requirements. 

(F) The rooms, hallways or stairwells selected for sampling shall be selected 

according to documented methodologies. 

(G) The certified inspector or risk assessor shall compare the residual lead 

level (as determined by the laboratory analysis) from each single surface 

dust sample with clearance levels in § VIII(e)(9)(H) for lead in dust on 

floors and interior window sills, and window troughs or from each 

composite dust sample with the applicable clearance levels for lead in dust 

on floors, interior window sills, and window troughs divided by half the 

number of subsamples in the composite sample. If the residual lead level 

in a single surface dust sample equals or exceeds the applicable clearance 

level or if the residual lead level in a composite dust sample equals or 

exceeds the applicable clearance level divided by half the number of 

subsamples in the composite sample, the components represented by the 

failed sample shall be recleaned and retested. 

(H) The clearance levels for lead in dust are 40 μg/ft2

 for floors, 250 μg/ft2 for 

interior window sills, and 400 μg/ft2

 for window troughs. 

(10) In a multifamily dwelling with similarly constructed and maintained target 

houses, random sampling for the purposes of clearance may be conducted 

provided: 

(A) The certified individuals who abate or clean the target houses do not know 

which target houses will be selected for the random sample. 

(B) A sufficient number of target houses is selected for dust sampling to 
43 

provide a 95 percent level of confidence that no more than 5 percent or 50 

of the target houses (whichever is smaller) in the randomly sampled 

population exceed the appropriate clearance levels. 

(C) The randomly selected target houses shall be sampled and evaluated for 

clearance according to the procedures found in § VIII(e)(9)(E) above. 

(11) A written abatement report shall be prepared by a certified supervisor or project 

designer. The abatement report shall include the following information: 

(A) Start and completion dates of abatement; 

(B) The name, address, telephone number, and license number of each 

licensed firm conducting the abatement and the name, address, and 

certificate number of each supervisor assigned to the abatement project; 

(C) The occupant protection plan prepared pursuant to § VIII(e); 

(D) The name, address, and signature of each certified risk assessor or 

inspector conducting clearance sampling and the date of clearance testing; 

(E) The results of clearance testing and all soil analyses (if applicable) and the 

name of each recognized laboratory, as required in § VIII(f), that 

conducted the analyses; 

(F) A detailed written description and diagram of the abatement, including 

abatement methods used, locations of rooms and/or components where 

abatement occurred, reason for selecting particular abatement methods for 

each component, and any suggested monitoring of encapsulant or 

enclosures. 

(12) The work practice standards in this chapter do not apply when treating paint-lead 

hazards of less than: 

(A) Two square feet of deteriorated lead - based paint per room or equivalent, 

(B) Twenty square feet of deteriorated paint on the exterior building, or 

(C) Ten percent of the total surface area of deteriorated paint on an interior or 

exterior type of component with a small surface area. 

(f) Collection and laboratory analysis of samples 

(1) Any paint chip, dust, or soil samples collected pursuant to the work practice 

standards contained in this chapter shall be: 

(A) Collected by persons certified by the Department as an inspector or risk 

assessor; and 

(B) Analyzed by a laboratory recognized by EPA pursuant to Section 405(b) 

of TSCA as being capable of performing analyses for lead compounds in 

paint chip, dust, and soil samples. 

(g) Composite dust sampling 

Composite dust sampling may only be conducted in the situations specified in lead-hazard 
44 

screens, risk assessments, and abatements as set forth in § VIII(c), § VIII(d), and § VIII(e). If 

such sampling is conducted, the following conditions shall apply: 

(1) Composite dust samples shall consist of at least two subsamples; 

(2) Every component that is being tested shall be included in the sampling; and 

(3) Composite dust samples shall not consist of subsamples from more than one type 

of component. 

(h) Determinations 

(1) Lead - based paint is present: 

(A) On any surface that is tested and found to contain lead equal to or in 

excess of 1.0 milligrams per square centimeter or equal to or in excess of 

0.5 percent by weight; and 

(B) On any surface like a surface tested in the same room equivalent that has a 

similar painting history and that is found to be lead - based paint. 

(2) A paint-lead hazard is present: 

(A) On any friction surface that is subject to abrasion and where the lead dust 

levels on the nearest horizontal surface underneath the friction surface (for 

example, the window sill or floor) are equal to or greater than the dust 

hazard levels identified in § VIII(h)(3)(A). 

(B) On any chewable lead - based paint surface on which there is evidence of 

teeth marks; 

(C) Where there is any damaged or otherwise deteriorated lead - based paint 

on an impact surface that is cause by impact from a related building 

component (such as a door knob that knocks into a wall or a door that 

knocks against its door frame); and 

(D) If there is any other deteriorated lead - based paint in any target house or 

child-occupied facility or on the exterior of any target house or childoccupied facility. 

(3) A dust-lead hazard is present in a target house or child occupied facility: 

(A) In a target house on floors and interior window sills when the weighted 

arithmetic mean lead loading for all single surface or composite samples 

of floors and interior window sills are equal to or greater than 40 μg/ft2

 for 

floors and 250 μg/ft2

 for interior window sills, respectively: 

(B) On floors or interior window sills in an unsampled residential dwelling in 

a multi-family dwelling, if a dust-lead hazard is present on floors or 

interior window sills, respectively, in at least one sampled residential unit 

on the property; and 

(C) On floors or interior window sills in an unsampled common area in a 

multi-family dwelling, if a dust-lead hazard is present on floors or interior 

window sills, respectively, in at least one sampled common area in the 
45 

same common area group on the property. 

(4) A soil-lead hazard is present: 

(A) In a play area when the soil-lead concentration from a composite play area 

sample of bare soil is equal to or greater than 400 parts per million; or 

(B) In the rest of the yard when the arithmetic mean lead concentration from a 

composite sample (or arithmetic mean of composite samples) of bare soil 

from the rest of the yard (that is, non-play areas) for each target house on a 

property is equal to or greater than 1,200 parts per million. 

(i) Recordkeeping 

All reports or plans required in this Chapter shall be maintained by the licensed firm or certified 

individual who prepared the report for no fewer than three years. The licensed firm or certified 

individual also shall provide copies of these reports to the building owner who contracted for its 

services. 

SECTION IX ENFORCEMENT 

(a) Violations 

(1) The following, in addition to any violations set forth in any chapter contained 

within this rule, shall be considered violations incurred by an individual 

conducting or offering to conduct lead - based paint activities as defined by this 

rule on target housing or child-occupied facilities: 

(A) Failure or refusal to permit access, entry, or inspection by Department 

staff in the performance of their duties; 

(B) Failure or refusal to permit inspection or copying of any document or 

record required to be kept under the provisions of this rule by Department 

staff in the performance of their duties; 

(C) Failure to establish or maintain copies required by this rule for three years; 

(D) Failure to obtain training from a licensed training provider, an EPAapproved training program, or state or Indian Tribal training program 

approved by EPA and apply and receive certification from the Department 

prior to conducting or offering to conduct lead - based paint activities for 

which the appropriate certification has not been received; 

(i) Failure to obtain training from a licensed training provider, an 

EPA-approved training program, or a training program approved 

by state or Indian Tribal program which has been approved by 

EPA as an inspector or risk assessor and apply and receive 

certification from the Department in the appropriate discipline as 

an inspector or risk assessor prior to conducting or offering to 

conduct lead - based paint inspections and post-abatement 

clearance procedures; 

(ii) Failure to obtain training from a licensed training provider, an 

EPA-approved training provider, or a training provider approved 
46 

by state or Indian Tribal program which has been approved by 

EPA as risk assessor and apply and receive certification from the 

Department in the appropriate discipline as a risk assessor prior to 

conducting or offering to conduct lead - based paint lead-hazard 

screens, inspections, or risk assessments; 

(iii) Failure to obtain training from a licensed training provider, an 

EPA-approved training provider, or a training program approved 

by state or Indian Tribal program approved by EPA as a supervisor 

or project designer and apply and receive certification from the 

Department in the appropriate discipline as a supervisor or project 

designer prior to conducting or offering to conduct lead - based 

paint occupant protection plans; 

(iv) Failure to obtain training from a licensed training provider, an 

EPA-approved training program, or a training program approved 

by a state or Indian Tribal program which has been approved by 

EPA as a supervisor or worker and apply and receive certification 

from the Department in the appropriate discipline as a supervisor 

or worker prior to conducting or offering to conduct a lead - based 

paint abatement; 

(v) Failure to obtain training from a licensed training program, an 

EPA-approved training program, or a training program approved 

by a state or Indian Tribal program as a supervisor and apply and 

receive certification from the Department as a supervisor prior to 

supervising and conducting or offering to conduct a lead - based 

paint abatement; 

(vi) Fraudulently obtaining training through misrepresentation of 

admission requirements; 

(vii) Fraudulently obtaining certification through fraud or 

misrepresentation of certification requirements, including 

education, training, professional registration, or experience; 

(viii) Negligently allowing the duplication or use of the certified 

individual’s certification by another individual; 

(ix) Failure to present certification documents at a lead - based paint 

activities work site to Department staff in the performance of their 

duties; 

(x) Failure to comply with the work practice standards set forth in this 

rule; 

(a) Performing a lead - based paint abatement with open-flame 

burning or torching of lead - based paint; 

(b) Performing a lead - based paint abatement by machine 

sanding or grinding or abrasive blasting or sandblasting of 

lead - based paint unless this process is used with a High 
47 

Efficiency Particulate Air (HEPA) exhaust control which 

removes particles of 0.3 microns or larger from the air at 

99.97 percent or greater efficiency; 

(c) Performing a lead - based paint abatement by dry scraping 

of lead - based paint is only allowed in the following 

limited circumstances: 

(1) In conjunction with a heat gun: 

(2) Around electrical outlets; 

(3) When treating defective paint spots totaling no 

more than 20 square feet on exterior surfaces; 

(4) Performing a lead - based paint abatement by 

operating a heat gun on lead - based paint at 

temperatures below 1,100 degrees Fahrenheit; 

(xi) Failure to work for a licensed lead - based paint consultant, lead - 

based paint contractor, or as an in-house employee as defined by 

this rule; 

(xii) Failure to submit an accurate and complete Notice of Intent which 

omits any or all of the following: 

(a) Failure to provide notification of the documented 

methodology used for the abatement project; 

(b) Failure to provide the beginning date for the project, 

including site preparation; 

(c) Failure to provide the applicable certification and license 

numbers; 

(d) Failure to provide notification of scheduled work hours; 

(e) Knowingly submitting a Notification as an Emergency 

Notification when the factual situation does not comply 

with the provisions of the rule concerning an emergency; 

(2) The following shall be considered violations for a training manager or other 

person with supervisor authority over a lead - based paint activities training 

program to perform the following: 

(A) Failure to obtain a license from the Department prior to providing, 

offering to provide, or claiming to provide a lead - based paint activities 

training course; 

(B) Misrepresenting the contents of a lead - based paint activities training 

course to the Department and/or the student population; 

(C) Failure to submit information required pursuant to this rule in a timely 

manner; 

(D) Failure to establish or maintain records required to be kept pursuant to this 
48 

rule; 

(E) Falsification of certification records, instructor qualifications, or other 

certification related information or documentation; 

(F) Failure to comply with the training standards and requirements in this 

rule; 

(G) Failure to comply with Federal or state lead - based paint statutes or rules; 

(H) Making false or misleading statements to the Department in application or 

reapplication documents upon which the Department relied in approving 

the application or reapplication; 

(3) The following shall be considered violations for any firm performing lead - based 

paint activities as defined by this rule on child-occupied facilities or target 

housing: 

(A) Failure to obtain licensing from the Department prior to conducting or 

offering to conduct lead - based paint activities; 

(B) Failure to employ individuals who are both trained in EPA-approved 

training programs or state or Indian Tribal programs approved by EPA and 

certified by the Department to perform lead - based paint activities on 

target housing or child-occupied facilities including the following; 

(i) Failure to employ individuals who have both obtained training 

from an EPA-approved, or state or Indian Tribal EPA-approved 

training provider as an inspector or risk assessor and apply and 

receive certification from the Department in the appropriate 

discipline as an inspector or risk assessor prior to conducting or 

offering to conduct lead - based paint inspections and postabatement clearance procedures; 

(ii) Failure to employ individuals who have both obtained training 

from an EPA-approved, or state or Indian Tribal EPA-approved 

training provider as risk assessor and apply and receive 

certification from the Department in the appropriate discipline as a 

risk assessor prior to conducting or offering to conduct lead - 

based paint lead-hazard screens, inspections, or risk assessments; 

(iii) Failure to employ individuals who have both obtained training 

from an EPA-approved, or state or Indian Tribal EPA-approved 

training provider as a supervisor or project designer and apply and 

receive certification from the Department in the appropriate 

discipline as a supervisor or project designer prior to conducting or 

offering to conduct lead - based paint occupant protection plans; 

(iv) Failure to employ individuals who have both obtained training 

from an EPA-approved, or state or Indian Tribal EPA-approved 

training provider as a supervisor or worker and apply and receive 

certification from the Department in the appropriate discipline as a 
49 

supervisor or worker prior to conducting or offering to conduct a 

lead - based paint abatement; 

(v) Failure to employ individuals who have both obtained training 

from an EPA-approved, or state or Indian Tribal EPA-approved 

training provider as a supervisor and apply and receive 

certification from the Department prior to supervising and 

conducting or offering to conduct or supervise a lead - based paint 

abatement; 

(C) Failure to comply with work practice standards set forth in § VIII(a) 

through § VIII(i) including the following: 

(i) Performing a lead - based paint abatement with open-flame 

burning or torching of lead - based paint; 

(ii) Performing a lead - based paint abatement by machine sanding or 

grinding or abrasive blasting or sandblasting of lead - based paint 

unless this process is used with a High Efficiency Particulate Air 

(HEPA) exhaust control which removes particles of 0.3 microns or 

larger from the air at 99.97 percent or greater efficiency; 

(iii) Performing a lead - based paint abatement by dry scraping of lead - 

based paint is only allowed in the following limited circumstances: 

(a) In conjunction with a heat gun; 

(b) Around electrical outlets; 

(c) When treating defective paint spots totaling no more than 

20 square feet on exterior surfaces; 

(iv) Performing a lead - based paint abatement by operating a heat gun 

on lead - based paint at temperatures below 1,100 degrees 

Fahrenheit; 

(D) Failure to comply with Federal or state lead - based paint statutes and 

rules; 

(E) Submission of false or misleading facts in any documentation provided to 

the Department upon which the Department relies upon in rendering any 

decision, including certification, licensing, or enforcement documents; 

(F) Failure to maintain a supervisor who is both trained in an EPA - approved 

lead - based paint activities training course, or a state or Indian Tribal EPA 

- approved training course and certified by the Department on site at the 

worksite during the lead - based paint abatement project; site preparation, 

abatement, and post-abatement cleanup work. 

(G) Failure to establish and maintain all records required to be kept by this 

rule for three years; 

(b) Appeal 
50 

Any individual or firm subject to denial, revocation, modification, suspension, or other 

enforcement action by the Director shall be afforded an opportunity for notice and hearing. 

(c) Penalty assessment 

(1) The Department is authorized to institute a civil action in any court of competent 

jurisdiction to accomplish any or all of the following: 

(A) Restrain any violation of, or compel compliance with, the provisions of 

the Lead - Based Paint-Hazard Act of 2011 and any rules, orders, issued 

pursuant thereto; 

(B) Affirmatively order that remedial measures be taken as may be necessary 

or appropriate to implement or effectuate the purposes and intent of the 

Lead - Based Paint-Hazard Act of 2011; 

(C) Recover all costs, expenses, and damages to the Department and any other 

agency or subdivision of the State in enforcing or effectuating the 

provisions of this Act, including, but not limited to, natural resource 

damages; 

(2) Any person who violates any provision of this Rule may be assessed an 

administrative civil penalty not to exceed one thousand dollars ($1,000) per 

violation. 

(A) Each day of a continuing violation may be deemed a separate violation for 

purposes of penalty assessment; 

(B) No civil penalty may be assessed until the person charged with the 

violation has been given the opportunity for a hearing; 

(C) All hearings and appeals arising under § IX(c)(2) shall be conducted in 

accordance with the procedures prescribed by Administrative Procedure 

Act; 

SECTION X EFFECTIVE DATES 

(a) Training programs 

(1) No training programs conducting lead - based paint training in Arkansas shall 

provide, claim to, bid, or advertise to provide, training for certification for lead - 

based paint activities to be conducted on target housing or child-occupied 

facilities without first obtaining licensing from the Department. 

(2) All licensed training programs shall teach lead - based paint activities training 

courses in compliance with the provisions of this rule. 

(b) Individuals 

No individual shall through name or promotional literature represent, advertise, bid, or hold 

themselves out to be in the business of performing lead - based paint activities, or conduct a 

project resulting in the permanent elimination of lead - based paint, or conduct a project in 

response to a state, local, or federal lead - based paint order on target housing or child-occupied 

facilities without first obtaining certification from the Department. 
51 

(c) Contractors or consultants 

No contractor or consultant shall through company name or promotional literature represent, 

advertise, bid, or hold themselves out to be in the business of performing lead - based paint 

activities, or conduct a project resulting in the permanent elimination of lead - based paint, or 

conduct a project in response to a state, local, or federal lead - based paint order on target 

housing or child-occupied facilities without first obtaining licensing from the Department. 

(d) Work practice standards 

(1) No individual and/or contractor, consultant, or building owner of target housing 

or child-occupied facilities shall perform lead - based paint activities, or conduct a 

project resulting in the permanent elimination of lead - based paint, or conduct a 

project in response to a state, local, or federal lead - based paint order on target 

housing or child-occupied facilities without complying with the work practice 

standards set forth in this rule as. 

(2) No homeowner shall perform lead - based paint activities, or conduct a project 

resulting in the permanent elimination of lead - based paint, or conduct a project 

in response to a state, local, or federal lead - based paint order on target housing 

or residential dwelling that is occupied by a person or persons other than the 

owner or the owner’s immediate family while the lead - based paint activities are 

being performed, or a child-occupied facility, or in which a child has been 

identified with elevated blood lead. 

SEVERABILITY 

If any provision of these Rules and Regulations, or the application thereof to any person or 

circumstances is held invalid, such invalidity shall not affect other provisions or applications of 

these Rules and Regulations which can give effect without the invalid provisions or applications, 

and to this end the provisions hereto are declared to be severable. 

REPEAL 

All Rules and Regulations and any parts of Rules and Regulations in conflict herewith are 

hereby repealed. 

CERTIFICATION 

This will certify that the foregoing Rules and Regulations Pertaining to Lead-Based Paint 

Activities in Arkansas were adopted by the Arkansas State Board of Health at a special meeting 

of the Board held in Little Rock, Arkansas on the 29th day of September, 2011.