UNITED STATES

NUCLEAR REGULATORY COMMISSION 

WASHINGTON, D.C. 20555-0001 

May 9, 2016 

Geoffrey Korir, Ph.D., Director 

Office of Radiological Health 

New York City Department of Health 

 and Mental Hygiene 

42-09 28th Street 14th Floor, CN 60 

Long Island City, New York 11101 

Dear Dr. Korir: 

We have reviewed the proposed revisions to the New York City Department of Health (NYC 

DOH) Health Code Article 175, received by our office on February 25, 2016. The regulations 

were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) 

rules and the requirements and provisions identified in the enclosed State Regulation Status 

(SRS) Data Sheet. We discussed our review of the regulations with you on May 6, 2016. 

As a result of our review, we have 13 comments. Please note that we have limited our review to 

regulations required for compatibility and/or health and safety. Under our current procedure, a 

finding that the NYC DOH regulations meet the compatibility and health and safety categories of 

the equivalent NRC regulation may only be made based on a review of the final NYC DOH 

regulations. However, we have determined that if your proposed regulations were adopted, 

incorporating our comments and without other significant change, they would meet the 

compatibility and health and safety categories established in the Office of Nuclear Material 

Safety and Safeguards (NMSS) Procedure SA-200, “Compatibility Categories and Health and

Safety Identification for NRC Regulations and Other Program Elements.” 

The SRS Data Sheet summarizes our knowledge of the status of other NYC DOH regulations, 

as indicated. Please let us know if you note any inaccuracies, or have any comments on the 

information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is 

posted on the NMSS State Communication Portal: https://scp.nrc.gov/rulemaking.html. 
G. Korir 2 

If you have any questions regarding the review results, the compatibility and health and safety 

categories, or any of the NRC regulations used in the review, please contact Michelle 

Beardsley, State Regulation Review Coordinator, at (610) 337-6942 

(Michelle.Beardsley@nrc.gov). 

Sincerely, 

/RA Paul Michalak for/ 

Pamela J. Henderson, Deputy Director 

Division of Material Safety, State, Tribal 

 and Rulemaking Programs 

Office of Nuclear Material Safety 

 and Safeguards 

Enclosures: 

1. Compatibility Comments 

2. NYC DOH SRS Data Sheet 
G. Korir 2 

If you have any questions regarding the review results, the compatibility and health and safety 

categories, or any of the NRC regulations used in the review, please contact Michelle 

Beardsley, State Regulation Review Coordinator, at (610) 337-6942 

(Michelle.Beardsley@nrc.gov). 

Sincerely, 

/RA Paul Michalak for/ 

Pamela J. Henderson, Deputy Director 

Division of Material Safety, State, Tribal 

 and Rulemaking Programs 

Office of Nuclear Material Safety 

 and Safeguards 

Enclosures: 

1. Compatibility Comments 

2. NYC DOH SRS Data Sheet 

DISTRIBUTION: SP05 

DIR RF (16-54) 

DJanda, RSAO 

NYC DOH File 

OFFICE ASPB ASPB ASPB OGC ASPB:BC MSTR:DD 

NAME SPoy LRoldan MBeardsley NLO JOlmstead PMichalak PMichalak for 

PHenderson 

DATE 3/31/2016 5/4/16 5/4/16 5/5/16 5/9/16 5/9/16 

ML16092A138 OFFICIAL RECORD COPY Package ML16063A445
Enclosure 1 

COMPATIBILITY COMMENTS ON NEW YORK CITY (NYC) PROPOSED REGULATIONS 

STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

1 Section 2(b) 19.14(a) N/A NRC Presence of representatives of 

licensees and workers during 

inspections 

10 CFR 19.4(a) list requirements 

reserved to the NRC. 

NYC needs to exclude regulations 

related to 10 CFR 19.4(a) in order to 

meet the Compatibility Category NRC 

designation assigned to 10 CFR Part 

19.14(a). 

2 Section 2 20.1405 N/A C Public notification and public 

participation 

New York City included 20.1405 in its 

list of excepted regulations. 

As this regulation is required for 

compatibility purposes, NYC needs to 

provide for review the above 

equivalent regulation (or delete this 

from the list of excepted regulations) 

that meets the essential objectives of 

10 CFR 20.1405 in order to meet the 

Compatibility Category C designation 

assigned to 10 CFR Part 20.1405. 

3 Section 2 20.2206 N/A NRC Report of individual monitoring 

10 CFR 20.2206 (a)(1), (a)(3), (a)(4), 

and (a)(5) list requirements reserved 

to the NRC. 

NYC needs to exclude regulations 

related to 10 CFR 20.2206 (a)(1), 

(a)(3), (a)(4), and (a)(5) in order to 

meet the Compatibility Category NRC 

designation assigned to 10 CFR Part 

20.2206. 

 
2 

STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

4 Section 2 30.4 N/A NRC Definition: Commencement of 

construction 

10 CFR 30.4 definition of 

“Commencement of construction” 

includes the phrase “Common 

defense and security” which is 

reserved to the NRC. 

NYC needs to revise Section 2 to 

except this phrase from 30.4 definition 

of “Commencement of construction”, 

in order to meet the Compatibility 

Category NRC designation assigned 

to 10 CFR Part 30.4. 

5 Section 2 30.34 N/A NRC Terms and conditions of licenses 

10 CFR 30.34(e)(1) contains the 

statement, “Promote the common 

defense and security” which is 

reserved to NRC. 

NYC needs to revise Section 2 to 

except this phrase from 30.34(e)(1) in 

order to meet the Compatibility 

Category NRC designation assigned 

to 10 CFR Part 30.34. 

6 Section 2 35.11 (c)(1) N/A NRC License Required 

10 CFR 35.11 (c)(1) lists 

requirements reserved to the NRC. 

NYC needs to exclude regulations 

related to 10 CFR 35.11 (c)(1) in 

order to meet the Compatibility 

Category NRC designation assigned 

to 10 CFR Part 35.11 (c)(1). 

7 Section 2 35.13 (a)(1) N/A NRC License Amendments 
3 

STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

10 CFR 35.13 (a)(1) lists 

requirements reserved to the NRC. 

NYC needs to exclude regulations 

related to 10 CFR 35.11 (a)(1) in 

order to meet the Compatibility 

Category NRC designation assigned 

to 10 CFR Part 35.11 (a)(1). 

8 Section 2 71.85 (a) – (c) N/A NRC Preliminary Determinations 

10 CFR 71.85 (a) – (c) lists 

requirements reserved to the NRC. 

NYC needs to exclude regulations 

related to 10 CFR 71.85 (a) – (c) in 

order to meet the Compatibility 

Category NRC designation assigned 

to 10 CFR Part 71.85 (a) – (c). 

9 Section 2 71.91 (b) N/A NRC Records 

10 CFR 71.91 (b) lists requirements 

reserved to the NRC. 

NYC needs to exclude regulations 

related to 10 CFR 71.91 (b) in order 

to meet the Compatibility Category 

NRC designation assigned to 10 CFR 

Part 71.91 (b). 

10 Section 3(a) N/A N/A N/A Quality Assurance Program

In 175.07(3)(ii)(B) NYC makes 

reference to 35.41. The correct 

reference should be to 35.40. 

11 Sections 

3(d) and 

3(g) 

35.3045 N/A N/A Reports and records of medical 

events 

NYC’s requirements in Sections 3(d) 
4 

STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

and 3(g) appear to be in conflict with 

35.3045 in that they do not require a 

notification of a medical event no later 

than the next calendar day after 

discovery of the event. 

NYC needs to either revise sections 

175.06(2) and 175.03(l)(9)(ix) to 

require a notification of a medical 

event no later than the next calendar 

day after discovery of the event; or 

delete these sections and adopt 

35.3045 in its entirety in order to meet 

the Compatibility Category C 

designation assigned to 10 CFR Part 

35.3045. 

12 Section 2 40.13 (c)(5)(iv) N/A NRC Unimportant quantities of source 

material 

10 CFR 40.13 (c)(5)(iv) lists 

requirements reserved to the NRC. 

NYC needs to exclude regulations 

related to 10 CFR 40.13 (c)(5)(iv) in 

order to meet the Compatibility 

Category NRC designation assigned 

to 10 CFR Part 40.13 (c)(5)(iv).

13 Section 3(b) 

Section 3(d) 

Section 3(m) 

N/A N/A N/A Qualifications for Nuclear Medicine 

Technologists 

Professional Practitioners 

Prohibition on Advertisement 

NYC submitted regulations in 

Sections 175.103(b)(5)(iii), 175.06 

and 175.101(k)(1)(iv) which are 

outside of NRC’s authority and 

therefore not reviewed for 

compatibility. 

 
STATE REGULATION STATUS

State: New York City Department of Health & Mental Hygiene Tracking Ticket 

Date: 05/09/201

[35 amendment(s) reviewed identified by a * at the beginning of the equivalent NRC requirement.] 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

1991-1 Safety Requirements for Radiographic Equipment 

Part 34 55 FR 843 (Superceded by 1997-5) 

01/10/1994 Not Applicable Not Applicable NYC

reguportio

1991-2 ASNT Certification of Radiographers 

Part 34 56 FR 11504 (Superceded by 1997-5) 

none Not Required Not Required Thes

to be Com

*1991-3 Standards for Protection Against Radiation 

Part 20 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 

01/01/1994 

Final Proposed ML16063A457 

No Comments 10/14/1997 Comments 05/09/2016 ML16063A445 

NYC regu20 by 

*1991-4 Notification of Incidents 

Parts 20, 30, 31, 34, 39, 40 and 70 56 FR 64980 

10/15/1994 

Final ML113040041 Proposed ML16063A457 

Comments 12/05/2011 ML113110368 Comments 05/09/2016 ML16063A445 

NYC regu20. 3

1992-1 Quality Management Program and 

Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2)

01/27/1995 
2 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

1992-2 Eliminating the Recordkeeping Requirements 

for Departures from Manufacturer's Instructions Parts 30 and 35 57 FR 45566 

none Not Required Not Required Thes

requof Co

*1993-1 Decommissioning Recordkeeping and License 

Termination: Documentation Additions [Restricted areas and spill sites] Parts 30 and 40 58 FR 39628 

10/25/1996 

Final ML112260003 Proposed ML16063A457 

No Comments 09/22/2011 ML112450346 Comments 05/09/2016 ML16063A445 

NYC regu30 a

1993-2 Licensing and Radiation Safety Requirements for 

Irradiators Part 36 58 FR 7715 

07/01/1996 Not Applicable Not Applicable NYC

reguportio

1993-3 Definition of Land Disposal and Waste Site QA 

Program Part 61 58 FR 33886 

07/22/1996 Not Applicable Not Applicable NYC

reguportio

1994-1 Self-Guarantee as an Additional Financial 

Mechanism Parts 30, 40 and 70 58 FR 68726; 59 FR 1618 

none Not Required Not Required Thes

requof Co

1994-2 Uranium Mill Tailings Regulations: Conforming 

NRC Requirements to EPA Standards Part 40 59 FR 28220 

07/01/1997 Not Applicable Not Applicable NYC

reguportio
3 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*1994-3 Timeliness in Decommissioning Material Facilities 

Parts 30, 40 and 70 59 FR 36026 

08/15/1997 

Final ML061290502 Proposed ML16063A457 

No Comments 06/12/2006 ML061630264 Comments 05/09/2016 ML16063A445 

NYC regu30 a

1995-1 Preparation, Transfer for Commercial Distribution, 

and Use of Byproduct Material for Medical Use Parts 30, 32 and 35 59 FR 61767; 59 FR 65243; 60 FR 322 (Part 35 Requirements Superceded by 2002-2)

01/01/1998 Not Applicable Not Applicable NYC

regu2002NYCthe Pof the 

*1995-2 Frequency of Medical Examinations for Use of 

Respiratory Protection Equipment Part 20 60 FR 7900 

03/13/1998 

Final ML061290502 Proposed ML16063A457 

No Comments 06/12/2006 ML061630264 Comments 05/09/2016 ML16063A445 

NYC regu20 by 

1995-3 Low-Level Waste Shipment Manifest Information 

and Reporting Parts 20 and 61 60 FR 15649; 60 FR 25983 

03/01/1998 Not Applicable Not Applicable NYC

reguportio

1995-4 Performance Requirements for Radiography 

Equipment Part 34 60 FR 28323 (Superceded by 1997-5) 

06/30/1998 Not Applicable Not Applicable NYC

reguportio
4 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*1995-5 Radiation Protection Requirements: Amended 

Definitions and Criteria Parts 19 and 20 60 FR 36038 

08/14/1998 

Final ML070290581 Proposed ML16063A457 

No Comments 02/23/2007 ML070520527 Comments 05/09/2016 ML16063A445 

NYC regu19 a

*1995-6 Clarification of Decommissioning Funding 

Requirements Parts 30, 40 and 70 60 FR 38235 

11/24/1998 

Final ML061290502 Proposed ML16063A457 

No Comments 06/12/2006 ML061630264 Comments 05/09/2016 ML16063A445 

NYC regu30 a

1995-7 Medical Administration of Radiation and Radioactive 

Materials Parts 20 and 35 60 FR 48623 (Superceded by 2002-2 and 2005-2) 

10/20/1998 NYC

regu2002

1996-1 Compatibility with the International Atomic Energy 

Agency Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 

04/01/1999 Proposed No Comments 

02/09/1999 

NYCregu2004

1996-2 One Time Extension of Certain Byproduct, Source 

and Special Nuclear Materials Licenses Parts 30, 40 and 70 61 FR 1109 

02/15/1999 Not Required Not Required Thes

requof Co

*1996-3 Termination or Transfer of Licensed Activities: 

Record keeping Requirements Parts 20, 30, 40, 61 and 70 61 FR 24669 

06/17/1999 

Final ML061290502 Proposed ML16063A457 

No Comments 06/12/2006 ML061630264 Comments 05/09/2016 ML16063A445 

NYC regu20, 3
5 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

1997-1 Resolution of Dual Regulation of Airborne Effluents 

of Radioactive Materials; Clean Air Act Part 20 61 FR 65120 

01/9/2000 Not Applicable Not Applicable NYC

reguportio

1997-2 Recognition of Agreement State Licenses in Areas 

Under Exclusive Federal Jurisdiction Within an Agreement State Part 150 62 FR 1662 

02/27/2000 Final 

ML070290581 

No Comments 02/23/2007 ML 070520527 

*1997-3 Criteria for the Release of Individuals Administered 

Radioactive Material Parts 20 and 35 62 FR 4120 

05/29/2000 

Final ML100120050 Proposed ML16063A457 

Comments 03/08/2010 ML100330046 Comments 05/09/2016 ML16063A445 

NYC regu20 a

1997-4 Fissile Material Shipments and Exemptions 

Part 71 62 FR 5907 (Superceded by 2004-1) 

02/10/2000 Not Required Not Required Thes

requof Co078) 

1997-5 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiography Operations Parts 30, 34, 71 and 150 62 FR 28947 

06/27/2000 Not Applicable Not Applicable NYC

reguportio

*1997-6 Radiological Criteria for License Termination 

Parts 20, 30, 40 and 70 62 FR 39057 

08/20/2000 

Final ML070290581 Proposed ML16063A457 

No Comments 02/23/2007 ML070520527 Comments 05/09/2016 ML16063A445 

NYC regu20, 3
6 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

1997-7 Exempt Distribution of a Radioactive Drug 

Containing One Micro curie of Carbon-14 Urea Part 30 62 FR 63634 

01/02/2001 Not Applicable Not Applicable NYC

reguportio

*1998-1 Deliberate Misconduct by Unlicensed Persons 

Parts 30, 40, 61, 70, 71 and 150 63 FR 1890; 63 FR 13773 

02/12/2001 Final 

ML061290502 Proposed ML16063A457 

No Comments 06/12/2006 ML061630264 Comments 05/09/2016 ML16063A445 

NYC regu30, 4

1998-2 Self-Guarantee of Decommissioning Funding by 

Nonprofit and Non-Bond-Issuing Licensees Parts 30, 40 and 70 63 FR 29535 

07/01/2001 Not Required Not Required 

Thesrequof Co

1998-3 License Term for Medical Use Licenses 

Part 35 63 FR 31604 (Superceded by 2002-2) 

07/10/2001 Not Required Not Required Thes

requof Co

1998-4 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiographic Operations Part 34 63 FR 37059 

07/09/2001 Not Applicable Not Applicable NYC

reguportio

*1998-5 Minor Corrections, Clarifying Changes, and a Minor 

Policy Change Parts 20, 32, 35, 36 and 39 63 FR 39477; 63 FR 45393 

10/26/2001 

Final ML14083A492 Proposed ML16063A457 

Comments 06/12/2014 ML14083A469 Comments 05/09/2016 ML16063A445 

NYC regu20 a
7 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*1998-6 Transfer for Disposal and Manifests: Minor 

Technical Conforming Amendment Part 20 63 FR 50127 

11/20/2001 

Final ML14083A492 Proposed ML16063A457 

No Comments 06/12/2014 ML14083A469 Comments 05/09/2016 ML16063A445 

NYC regu20 by 

1999-1 Radiological Criteria for License Termination of 

Uranium Recovery Facilities Part 40 64 FR 17506 

06/11/2002 Not Applicable Not Applicable NYC

reguportio

1999-2 Requirements for Those Who Possess Certain 

Industrial Devices Containing Byproduct Material to Provide Requested Information Part 31 64 FR 42269 

10/04/2002 Not Required Not Required Thes

requof Co

*1999-3 Respiratory Protection and Controls to Restrict 

Internal Exposure Part 20 64 FR 54543; 64 FR 55524 

02/02/2003 

Final ML061290502 Proposed ML16063A457 

No Comments 06/01/2006 ML061530099 Comments 05/09/2016 ML16063A445 

NYC regu20 by 

2000-1 Energy Compensation Sources for Well Logging 

and Other Regulatory Clarifications Part 39 65 FR 20337 

05/17/2003 Not Applicable Not Applicable NYC

reguportio

2000-2 New Dosimetry Technology 

Parts 34, 36 and 39 65 FR 63750 

01/08/2004 Final 

ML100050662 

No Comments 03/08/2010 ML100321001 
8 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

2001-1 Requirements for Certain Generally Licensed 

Industrial Devices Containing Byproduct Material Parts 30, 31 and 32 65 FR 79162 

02/16/2004 Not Applicable Not Applicable NYC

reguportio

*2002-1 Revision of the Skin Dose Limit 

Part 20 67 FR 16298 

04/05/2005 

Final ML061290502 Proposed ML16063A457 

No Comments 06/01/2006 ML061530099 Comments 05/09/2016 ML16063A445 

NYC regu20 by 

*2002-2 Medical Use of Byproduct Material 

Parts 20, 32 and 35 67 FR 20249 

10/24/2005 

Final ML14083A492 Proposed ML16063A457 

No Comments 06/12/2014 ML14083A469 Comments 05/09/2016 ML16063A445 

NYC regu20 a

*2003-1 Financial Assurance for Materials Licensees 

Parts 30, 40 and 70 68 FR 57327 

12/03/2006 

Final ML092010319 Proposed ML16063A457 

No Comments 08/17/2009 ML092100446 Comments 05/09/2016 ML16063A445 

NYC regu30 a

*2004-1 Compatibility With IAEA Transportation Safety 

Standards and Other Transportation Safety Amendments Part 71 69 FR 3697 

10/01/2007 

Final ML092010319 Proposed ML16063A457 

Comments 08/17/2009 ML092100446 Comments 05/09/2016 ML16063A445 

NYC regu71 by 

2005-1 Security Requirements for Portable Gauges 

Containing Byproduct Material Part 30 70 FR 2001 

07/11/2008 Not Applicable Not Applicable NYC

reguportio
9 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*2005-2 Medical Use of Byproduct Material - Recognition of 

Specialty Boards Part 35 70 FR 16336; 71 FR 1926 

04/29/2008 

Final ML14083A492 Proposed ML16063A457 

No Comments 06/12/2014 ML14083A469 Comments 05/09/2016 ML16063A445 

NYC regu35 by 

2005-3 Increased Controls for Risk-Significant Radioactive 

Sources (NRC Order EA-05-090)

70 FR 72128 

12/01/2005 License 

Condition ML052910113 

No Comments 10/20/2005 ML052940009 

*2006-1 Minor Amendments 

Parts 20, 30, 32, 35, 40 and 70 71 FR 15005 

03/27/2009 

Final ML111390264 Proposed ML16063A457 

Comments 07/07/2011 ML111580570 Comments 05/09/2016 ML16063A445 

NYC regu20, 3

2006-2 National Source Tracking System - Serialization 

Requirements Part 32 with reference to Part 20 Appendix E 71 FR 65685 

02/06/2007 Not Applicable Not Applicable NYC

reguportio

*2006-3 National Source Tracking System 

Part 20 71 FR 65685, 72 FR 59162 

01/31/2009 

License Condition ML090080848 Proposed ML16063A457 

No Comments 01/22/2009 ML090120617 Comments 05/09/2016 ML16063A445 

NYC regu20 by 

*2007-1 Medical Use of Byproduct Material - Minor 

Corrections and Clarifications Parts 32 and 35 72 FR 45147, 54207 

10/29/2010 

Final ML111390264 Proposed ML16063A457 

Comments 07/07/2011 ML111580570 Comments 05/09/2016 ML16063A445 

NYC regu35 by 
10 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*2007-2 Exemptions From Licensing, General Licenses, and 

Distribution of Byproduct Material: Licensing and Reporting Requirements Parts 30, 31, 32 and 150 72 FR 58473 

12/17/2010 

Final ML14083A492 Proposed ML16063A457 

Comments 06/12/2014 ML14083A469 Comments 05/09/2016 ML16063A445 

NYC regu30 a

*2007-3 Requirements for Expanded Definition of Byproduct 

Material Parts 20, 30, 31, 32, 33, 35, 61 and 150 72 FR 55864 

11/30/2010 

Final ML14083A492 Proposed ML16063A457 

Comments 06/12/2014 ML14083A469 Comments 05/09/2016 ML16063A445 

NYC regu20, 3

2007-4 Order Imposing Fingerprinting Requirements and 

Criminal History Records Check Requirements for Unescorted Access to Certain Radioactive Material NRC Order EA-07-305 72 FR 70901 

06/05/2008 Final 

ML092010319 

No Comments 08/17/2009 ML092100446 

*2008-1 Occupational Dose Records, Labeling Containers, 

and Total Effective Dose Equivalent Parts 19 and 20 72 FR 68043 

02/15/2011 

Final ML14083A492 Proposed ML16063A457 

No Comments 06/12/2014 ML14083A469 Comments 05/09/2016 ML16063A445 

NYC regu19 a

*2009-1 Medical Use of Byproduct Material – Authorized 

User Clarification Part 35 74 FR 33901 

09/28/2012 Final 

ML13081A469 Proposed ML16063A457 

Comments 04/24/2013 ML13093A335 Comments 05/09/2016 ML16063A445 

NYC regu35 by 
11 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*2011-1 Decommissioning Planning 

Parts 20, 30, 40 and 70 76 FR 35512 

12/17/2015 Proposed 

ML16063A457 

Comments 05/09/2016 ML16063A445 

NYC regu20, 3

2011-2 Licenses, Certifications, and Approvals for Materials 

Licensees Parts 30, 36, 39, 40, 70 and 150 76 FR 56951 

11/14/2014 Not Applicable Not Applicable NYC

reguportio

2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6 

(See RATS ID: 2001-1 for Rule text) 77 FR 3640 

01/25/2015 Not Applicable Not Applicable NYC

reguportio

*2012-2 Advance Notification to Native American Tribes of 

Transportation of Certain Types of Nuclear Waste Part 71 77 FR 34194 

08/10/2015 Proposed 

ML16063A457 

Comments 05/09/2016 ML16063A445 

NYC regu71 by 

*2012-3 Technical Corrections 

Parts 30, 34, 40 and 71 77 FR 39899 

08/06/2015 Proposed 

ML16063A457 

Comments 05/09/2016 ML16063A445 

NYC regu30, 4Only appli

2012-4 Requirements for Distribution of Byproduct Material 

Parts 30, 31, 32, 40 and 70 77 FR 43666 

10/23/2015 NYC

reguportio
12 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*2013-1 Physical Protection of Byproduct Material, 

Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 78 FR 16922 

03/19/2016 Proposed 

License Condition ML15209A882 Final ML15274A490 Proposed ML16063A457 

Comments 08/20/2015 ML15209A869 Comment 10/28/2015 ML15274A480 Comments 05/09/2016 ML16063A445 

NYC addronly. Part All PComNYC regu20, 3refer

2013-2 Distribution of Source Material to Exempt Persons 

and to General Licensees and Revision of General License and Exemptions, Parts 30, 40 and 70 78 FR 32310 

08/27/2016 NYC

reguportio

2015-1 Domestic Licensing of Special Nuclear Material – 

Written Reports and Clarifying Amendments Part 70 79 FR 57721, 80 FR 143 

01/26/2018 NYC

reguportio

*2015-2 Safeguards Information - Modified Handling 

Categorization, Change for Materials Facilities Parts 30, 37, 73 and 150 79 FR 58664, 80 FR 3865 

01/28/2018 Proposed 

ML16063A457 

Comments 05/09/2016 ML16063A445 

NYC regu30 a

*2015-3 Revisions to Transportation Safety Requirements 

and Harmonization with International Atomic Energy Agency Transportation Requirements Part 71 80 FR 33987 

07/13/2018 Proposed 

ML16063A457 

Comments 05/09/2016 ML16063A445 

NYC regu71 by 
13 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Letter 

Outgoing Package 

Note

*2015-4 Miscellaneous Corrections, 

Parts 37 and 40 80 FR 45841 

09/02/2018 Proposed 

ML16063A457 

Comments 05/09/2016 ML16063A445 

NYC regu37 a

*2015-5 Miscellaneous Corrections, 

Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 80 FR 74974 

12/31/2018 Proposed 

ML16063A457 

Comments 05/09/2016 ML16063A445 

NYC regu19, 2refer

*N/A Parts 19, 20, 30 and 35 

Provisions not associated with a RATS ID 

N/A Proposed 

ML16063A457 

Comments 05/19/2016 ML16063A445