UNITED STATES

NUCLEAR REGULATORY COMMISSION 

WASHINGTON, D.C. 20555-0001 

May 13, 2014 

W. Lee Cox, III, Chief 

Radiation Protection Section 

Division of Health Service Regulation 

Department of Health and Human Services 

3825 Barrett Drive 

Raleigh, NC 27609-7221 

Dear Mr. Cox: 

We have reviewed the final revision to the North Carolina regulations, Regulations for Protection 

against Radiation 15 NCAC 11, received by our office on March 12, 2014. These regulations 

were reviewed by comparison to the equivalent Nuclear Regulatory Commission (NRC) rules in 

10 CFR Parts 19, 20, 30, 31, 32, 33, 35, 40, 61, 70, 71, 150 and the requirements of the 10 

amendments identified in the enclosed State Regulation Status (SRS) Data Sheet. We 

discussed our review of the regulations with James Albright on May 12, 2014. 

As a result of our review, we have 18 comments that have been identified in the enclosure. 

Please note that we have limited our review to regulations required for compatibility and/or 

health and safety. We have determined that if these regulations are revised, incorporating our 

comments and without other significant change, they would meet the compatibility and health 

and safety categories established in the Office of Federal and State Materials and 

Environmental Management Programs (FSME) Procedure SA-200, “Compatibility Categories 

and Health and Safety Identification for NRC Regulations and Other Program Elements.” 

We request that when you revise your regulations to address our comments, a copy of the “as 

published” regulations be provided to us for review. As requested in FSME Procedure SA-201, 

“Review of State Regulatory Requirements,” please highlight the location of any changes made 

by North Carolina, in response to our comments, and provide a copy to Division of Materials 

Safety and State Agreements, FSME. 

The SRS Data Sheet summarizes our knowledge of the status of other North Carolina 

regulations, as indicated. Please let us know if you note any inaccuracies, or have any 

comments on the information contained in the SRS Data Sheet. This letter, including the SRS 

Data Sheet, is posted on the FSME website: http://nrc-stp.ornl.gov/rulemaking.html. 
L. Cox -2- 

If you have any questions regarding the comments, the compatibility and health and safety 

categories, or any of the NRC regulations used in the review, please contact Kathleen 

Schneider, State Regulation Review Coordinator, at (301) 415-2320 

(Kathleen.Schneider@nrc.gov) or Monica Ford at (610) 337-5214 (Monica.Ford@nrc.gov). 

Sincerely, 

/RA A.D. White for/ 

John M. Moses, Acting Deputy Director 

Division of Materials Safety and State Agreements 

Office of Federal and State Materials 

 and Environmental Management Programs 

Enclosures: 

1. Compatibility Comments 

2. North Carolina SRS Data Sheet
L. Cox -2- 

If you have any questions regarding the comments, the compatibility and health and safety 

categories, or any of the NRC regulations used in the review, please contact Kathleen 

Schneider, State Regulation Review Coordinator, at (301) 415-2320 

(Kathleen.Schneider@nrc.gov) or Monica Ford at (610) 337-5214 (Monica.Ford@nrc.gov). 

Sincerely, 

/RA A.D. White for/ 

John M. Moses, Acting Deputy Director 

Division of Materials Safety and State Agreements 

Office of Federal and State Materials 

 and Environmental Management Programs 

Enclosures: 

1. Compatibility Comments 

2. North Carolina SRS Data Sheet

DISTRIBUTION: (SP05) 

North Carolina File, 14-12 

JKatanic, ASPB 

DJanda, RI 

Incoming Document: ML14071A189 

OFFICE RI/RSAO ASPB OGC ASPB:BC MSSA:DD 

NAME MFord via 

email 

KSchneider BJones / jwo DWhite JMoses / adw 

DATE 04/21/14 04/22/14 05/09/14 05/13/14 05/13/14

ML14111A021 OFFICIAL RECORD COPY Package ML14071A146 
 COMPATIBILITY COMMENTS ON NORTH CAROLINA FINAL REGULATIONS 

STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

1 11.0338 30.34(a), (b), (h) 2001-1 H&S/C Terms and conditions of licenses 

North Carolina has an incorrect 

reference in 11.0338(c). The 

reference should be “The notification 

in Paragraph (b) of this rule shall 

indicate.” 

North Carolina deleted the equivalent 

provision to 10 CFR 30.34(a) and (b). 

These provisions are Compatibility 

Category C and the essential 

objectives of 10 CFR 30.34 (a) and 

(b) need to be incorporated into 

11.0338. 

North Carolina needs to make the 

above changes in order to meet the 

Category H&S designation assigned 

to 10 CFR 30.34(h) and the 

Compatibility Category C designation 

assigned to 10 CFR 30.34(a) and (b). 

2 11.0309 31.5 2001-1 

2007-2 

2007-3 

2012-1 

C Certain detecting, measuring, 

gauging, or controlling 

devices and certain devices for 

producing light or an ionized 

atmosphere 

North Carolina lists an incorrect 

reference in 11.0309(b)(2). The 

reference should be changed to 

“Subparagraph (c)(9) of this Rule.” 

North Carolina needs to delete 

“except that tests for leakage or 

contamination may be performed by 

the general licensee using leak test 

kits provided and analyzed by a 

specific licensee who is authorized to 

provide leak test kit services;” from 

11.0309(c)(3)(A). 

North Carolina needs to remove “or 

dispose of” and “by export as 
STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

provided by (c)(7) of this Rule, or by 

transfer” from 11.0309(c)(9). 

North Carolina needs to make the 

above changes in order to meet the 

Compatibility Category C designation 

assigned to 10 CFR 31.5. 

3 11.0328 32.51 2001-1 B Byproduct material contained in 

devices for use under Sec. 31.5; 

requirements for license to 

manufacture, or initially transfer 

North Carolina omits an equivalent 

regulation to 10 CFR 32.51(a)(4), (5), 

and (6). 

North Carolina needs to change the 

label in 11.0328(a)(3)(C) to read: 

“Caution Radioactive Material/ (name 

of manufacturer or initial transferor).” 

North Carolina needs to make the 

above changes in order to meet the 

Compatibility Category B designation 

assigned to 10 CFR 32.51. 

4 11.0310 32.51a 2001-1 B Same: Conditions of licenses 

North Carolina needs to add an 

equivalent regulation to 10 CFR 

32.51a(b)(4) “The name or title, 

address, and phone number of the 

contact at the NRC or Agreement 

State regulatory agency from which 

additional information may be 

obtained” to 11.0310(6). 

North Carolina omits equivalent 

regulations to 10 CFR 32.51a(c) and 

(e). 

North Carolina needs to make the 

above changes in order to meet the 

Compatibility Category B designation 

assigned to 10 CFR 32.51a. 

 
STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

5 11.0310 32.52 2001-1 B Same: Material transfer reports and 

records 

North Carolina omits equivalent 

regulations to 10 CFR 32.52(a)(3), 

(b)(1)(i), (b)(1)(ii), (b)(1)(iii), (b)(1)(v), 

and (b)(2)-(7). 

North Carolina needs to add 

equivalent regulations to the above 

sections to 11.0310 in order to meet 

the Compatibility Category B 

designation assigned to 10 CFR 

32.52. 

6 11.0104 35.2 2002-2 C Definitions: Prescribed dosage 

North Carolina needs to add “for 

procedures performed pursuant to 

11.0361 as it pertains to uptake, 

dilution, and excretion studies and 

imaging and localization studies.” 

North Carolina needs to make the 

above change in order to meet the 

Compatibility Category C designation 

assigned to 10 CFR 35.2 definition 

Prescribed dosage. 

7 11.0104 35.2 2002-2 C Definition: Prescribed dose

North Carolina needs to add “manual” 

in front of the word “brachytherapy” in 

11.0104(102)(b). 

North Carolina needs to make the 

above change in order to meet the 

Compatibility Category C designation 

assigned to 10 CFR 35.2 definition 

Prescribed dose. 

8 11.0318 35.11 2002-2 

2007-3 

C License required 

North Carolina omits the word 

“prepare” from the 11.0318(p)(1). 

North Carolina needs to make the 

above change in order to meet the 
STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

Compatibility Category C designation 

assigned to 10 CFR 35.11. 

9 11.0318 35.27 2002-2 H&S Supervision 

North Carolina lists an incorrect 

reference in 11.0318(y). 11.0318(y) 

should read “A licensee that permits 

supervised activities under 

Paragraphs (w) and (x) of this Rule is 

responsible for the acts and 

omissions of the supervised 

individual.” 

North Carolina needs to make the 

above change in order to meet the 

Category H&S designation assigned 

to 10 CFR 35.27. 

10 11.0359 35.63 2002-2 

2007-3 

H&S Determination of dosages of 

unsealed byproduct material for 

medical use 

North Carolina does not adopt the 

essential health and safety objectives 

of 10 CFR 35.63(d). 

North Carolina needs to adopt the 

essential health and safety objectives 

of 10 CFR 35.63(d) in order to meet 

the Category H&S designation 

assigned to 10 CFR 35.63. 

11 11.0362 35.92 2002-2 

2007-1 

H&S Decay-in-storage 

North Carolina’s regulation is less 

restrictive than NRC’s regulation. 

North Carolina allows for decay in 

storage for radioactive material with a 

physical half-life of less than 275 

days. 10 CFR 35.92 only allows for 

decay in storage for radioactive 

material with a physical half-life of 

less than or equal to 120 days. 

North Carolina needs to change their 

decay in storage requirement to 

radioactive material with a half-life of 
STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

less than or equal to 120 days in 

order to meet the Category H&S 

designation assigned to 10 CFR 

35.92. 

12 11.0305 30.15 2007-2 

2007-3 

B Certain items containing byproduct 

material 

North Carolina does not have 

equivalent provisions to 10 CFR 

30.15(a)(2)(i) and (ii), 30.15(a)(8)(vi) 

for the statement “And provided 

further...,” and 30.15(b). 

North Carolina needs to add the 

above provisions to 11.0305 in order 

to meet the Compatibility Category B 

designation assigned to 10 CFR 

30.15. 

13 11.0304 30.18 2007-2 

2007-3 

B Exempt quantities 

North Carolina omits the words “or 

transfer” after the words “packaging 

or repackaging” in 11.0304(b) 

North Carolina needs to make the 

above change in order to meet the 

Compatibility Category B designation 

assigned to 10 CFR 30.18. 

14 11.0305 30.20 2007-3 B Gas and aerosol detectors 

containing byproduct material 

North Carolina omits an equivalent 

regulation to 10 CFR 30.20(b). 

North Carolina needs to add an 

equivalent regulation to 10 CFR 

30.20(b) to 11.0305 in order to meet 

the Compatibility Category B 

designation assigned to 10 CFR 

30.20. 

15 11.0317 30.32(g) 2007-3 C Application for specific licenses 
STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

North Carolina omits equivalent 

regulations to 10 CFR 30.32(g)(3) and 

(4). 

North Carolina needs to add 

equivalent regulations to 10 CFR 

30.32(g)(3) and (4) to their regulations 

in order to meet the Compatibility 

Category C designation assigned to 

10 CFR 30.32(g). 

16 11.0338 30.34(j) 2007-3 B Terms and conditions of licenses 

North Carolina has two incorrect 

references in 11.0338. The reference 

in 11.0338(i)(1) should be changed 

from “in Rule .0318” to “in Rule .0333” 

and the reference in 11.0338(j) should 

be changed from “of Rule .0318” to 

“of Rule .0333.” 

North Carolina needs to make the 

above changes in order to meet the 

Compatibility Category B designation 

assigned to 10 CFR 30.34(j). 

17 11.0331 32.71 2007-3 B Manufacture and distribution of 

byproduct material for certain in 

vitro clinical or laboratory testing 

under general license 

North Carolina omits an equivalent 

regulation to 10 CFR 32.71(a)(8). 

North Carolina needs to add an 

equivalent regulation to 10 CFR 

32.71(a)(8) to 11.0331 in order to 

meet the Compatibility Category B 

designation assigned to 10 CFR 

32.71. 
STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 

18 11.1004 19.13 2008-1 C Notification and reports to 

individuals 

North Carolina omits an equivalent 

regulation to 10 CFR 19.13(e). 

North Carolina needs to add an 

equivalent regulation to 10 CFR 

19.13(e) to 11.1004 in order to meet 

the Compatibility Category C 

designation assigned to 10 CFR 

19.13. 
STATE REGULATION STATUS

State: North Carolina 

 Tracking Ticket Number: 14-12 

[10 amendment(s) reviewed is identified by a * Date: May 13, 2014 at the beginning of the equivalent NRC requirement.] 

RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

1991-1 Safety Requirements for Radiographic Equipment 

Part 34 55 FR 843 (Superceded by 1997-5) 

01/10/1994 Final No Comments 

8/18/00 

North Carolina has adopted Final Regulations equivalent to RATS ID: 1997-5. 

1991-2 ASNT Certification of Radiographers 

Part 34 56 FR 11504 (Superceded by 1997-5) 

none Not Required Not Required North Carolina has adopted Final 

Regulations equivalent to RATS ID: 1997-5. 

1991-3 Standards for Protection Against Radiation 

Part 20 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 

01/01/1994 Final No Comments 

10/25/1995 

1991-4 Notification of Incidents 

Parts 20, 30, 31, 34, 39, 40, 70 56 FR 64980 

10/15/1994 Final No Comments 

08/18/2000 

1992-1 Quality Management Program and 

Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2)

01/27/1995 Final No Comments 

08/18/2000 

North Carolina has not yet adopted Final Regulations equivalent to RATS ID: 2002-2. 

1992-2 Eliminating the Recordkeeping Requirements 

for Departures from Manufacturer's Instructions Parts 30, 35 57 FR 45566 

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes of Compatibility. 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

1993-1 Decommissioning Recordkeeping and License 

Termination: Documentation Additions [Restricted areas and spill sites] Parts 30, 40 58 FR 39628 

10/25/1996 Final No Comments 

08/18/2000 

1993-2 Licensing and Radiation Safety Requirements for 

Irradiators Part 36 58 FR 7715 

07/01/1996 Final No Comments 

08/18/2000 

1993-3 Definition of Land Disposal and Waste Site QA 

Program Part 61 58 FR 33886 

07/22/1996 Final No Comments 

08/18/2000 

1994-1 Self-Guarantee as an Additional Financial 

Mechanism Parts 30, 40, 70 58 FR 68726; 59 FR 1618 

none Final No Comments 

08/18/2000 

These regulation changes are not required to be adopted for purposes of Compatibility. 

1994-2 Uranium Mill Tailings Regulations: Conforming 

NRC Requirements to EPA Standards Part 40 59 FR 28220 

07/01/1997 Not Applicable Not Applicable North Carolina does not have 

authority to regulate this material under its Agreement. 

1994-3 Timeliness in Decommissioning Material Facilities 

Parts 30, 40, 70 59 FR 36026 

08/15/1997 Final No Comments 

08/18/2000 

1995-1 Preparation, Transfer for Commercial Distribution, 

and Use of Byproduct Material for Medical Use Parts 30, 32, 35 59 FR 61767; 59 FR 65243; 60 FR 322 

01/01/1998 Final No Comments 

08/18/2000 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

1995-2 Frequency of Medical Examinations for Use of 

Respiratory Protection Equipment Part 20 60 FR 7900 

03/13/1998 Final No Comments 

08/18/2000 

1995-3 Low-Level Waste Shipment Manifest Information 

and Reporting Parts 20, 61 60 FR 15649; 60 FR 25983 

03/01/1998 Final No Comments 

08/18/2000 

1995-4 Performance Requirements for Radiography 

Equipment Part 34 60 FR 28323 (Superceded by 1997-5) 

06/30/1998 Final No Comments 

08/18/2000 

North Carolina has adopted Final Regulations equivalent to RATS ID: 1997-5. 

1995-5 Radiation Protection Requirements: Amended 

Definitions and Criteria Parts 19, 20 60 FR 36038 

08/14/1998 Final No Comments 

08/18/2000 

1995-6 Clarification of Decommissioning Funding 

Requirements Parts 30, 40, 70 60 FR 38235 

11/24/1998 Final No Comments 

08/18/2000 

1995-7 Medical Administration of Radiation and Radioactive 

Materials Parts 20, 35 60 FR 48623 (Superceded by 2002-2 and 2005-2) 

10/20/1998 Final No Comments 

08/18/2000 

North Carolina has not yet adopted Final Regulations equivalent to RATS IDs: 2002-2 and 2005-2. 

1996-1 Compatibility with the International Atomic Energy 

Agency Part 71 

04/01/1999 Final No Comments 

08/18/2000 

North Carolina has not yet adopted Final Regulations equivalent to RATS ID: 2004-1. 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 

1996-2 One Time Extension of Certain Byproduct, Source 

and Special Nuclear Materials Licenses Parts 30, 40, 70 61 FR 1109 

02/15/1999 Not Required Not Required These regulation changes are not 

required to be adopted for purposes of Compatibility. 

1996-3 Termination or Transfer of Licensed Activities: 

Record keeping Requirements Parts 20, 30, 40, 61, 70 61 FR 24669 

06/17/1999 Final No Comments 

08/18/2000 

1997-1 Resolution of Dual Regulation of Airborne Effluents 

of Radioactive Materials; Clean Air Act Part 20 61 FR 65120 

01/9/2000 Final No Comments 08/18/2000 

1997-2 Recognition of Agreement State Licenses in Areas 

Under Exclusive Federal Jurisdiction Within an Agreement State Part 150 62 FR 1662 

02/27/2000 Final No Comments 

08/18/2000 

1997-3 Criteria for the Release of Individuals Administered 

Radioactive Material Parts 20, 35 62 FR 4120 

05/29/2000 Final No Comments 

08/18/2000 

1997-4 Fissile Material Shipments and Exemptions 

Part 71 62 FR 5907 (Superceded by 2004-1) 

02/10/2000 Not Required Not Required These regulation changes are not 

required to be adopted for purposes of Compatibility. (See STP-97-078) 

1997-5 Licenses for Industrial Radiography and Radiation 06/27/2000 Final No Comments 

08/18/2000 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

Safety Requirements for Industrial Radiography Operations Parts 30, 34, 71, 150 62 FR 28947 

1997-6 Radiological Criteria for License Termination 

Parts 20, 30, 40, 70 62 FR 39057 

08/20/2000 Final No Comments 

08/18/2000 

1997-7 Exempt Distribution of a Radioactive Drug 

Containing One Micro curie of Carbon-14 Urea Part 30 62 FR 63634 

01/02/2001 Final No Comments 

08/18/2000 

1998-1 Deliberate Misconduct by Unlicensed Persons 

Parts 30, 40, 61, 70, 71, 150 63 FR 1890; 63 FR 13773 

02/12/2001 Final 

ML061990608 

No Comments 08/15/2006 ML062280005 

1998-2 Self-Guarantee of Decommissioning Funding by 

Nonprofit and Non-Bond-Issuing Licensees Parts 30, 40, 70 63 FR 29535 

07/01/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes of Compatibility. 

1998-3 License Term for Medical Use Licenses 

Part 35 63 FR 31604 (Superceded by 2002-2) 

07/10/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes of Compatibility. (See STP-98-074) 

1998-4 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiographic Operations Part 34 63 FR 37059 

07/09/2001 Final 

ML062840118 

No Comments 10/23/2006 ML062970032 

1998-5 Minor Corrections, Clarifying Changes, and a Minor 10/26/2001 Final No Comments 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

Policy Change Parts 20, 32, 35, 36, 39 63 FR 39477; 63 FR 45393 

ML061990608 08/15/2006 

ML062280005 

1998-6 Transfer for Disposal and Manifests: Minor 

Technical Conforming Amendment Part 20 63 FR 50127 

11/20/2001 Final 

ML042320535 

No Comments 09/02/2004 ML042460091 

1999-1 Radiological Criteria for License Termination of 

Uranium Recovery Facilities Part 40 64 FR 17506 

06/11/2002 Not Applicable Not Applicable North Carolina does not have 

authority to regulate this material under its Agreement. 

1999-2 Requirements for Those Who Possess Certain 

Industrial Devices Containing Byproduct Material to Provide Requested Information Part 31 64 FR 42269 

10/04/2002 Not Required Not Required These regulation changes are not 

required to be adopted for purposes of Compatibility. 

1999-3 Respiratory Protection and Controls to Restrict 

Internal Exposure Part 20 64 FR 54543; 64 FR 55524 

02/02/2003 Final 

ML061990608 

No Comments 08/15/2006 ML062280005 

2000-1 Energy Compensation Sources for Well Logging 

and Other Regulatory Clarifications Part 39 65 FR 20337 

05/17/2003 Final 

ML061990608 

No Comments 08/15/2006 ML062280005 

2000-2 New Dosimetry Technology 

Parts 34, 36, 39 65 FR 63750 

01/08/2004 Final 

ML061990608 

No Comments 08/15/2006 ML062280005 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

*2001-1 Requirements for Certain Generally Licensed 

Industrial Devices Containing Byproduct Material Parts 30, 31, 32 65 FR 79162 

02/16/2004 Final 

ML14071A189 

Comments 05/13/2014 ML14071A146 

2002-1 Revision of the Skin Dose Limit 

Part 20 67 FR 16298 

04/05/2005 Final 

ML061790305 

No Comments 08/04/2006 ML062160419 

*2002-2 Medical Use of Byproduct Material 

Parts 20, 32, 35 67 FR 20249 

10/24/2005 Final 

ML14071A189 

Comments 05/13/2014 ML14071A146 

2003-1 Financial Assurance for Materials Licensees 

Parts 30, 40, 70 68 FR 57327 

12/03/2006 Final 

ML061790305 

No Comments 08/04/2006 ML062160419 

*2004-1 Compatibility With IAEA Transportation Safety 

Standards and Other Transportation Safety Amendments Part 71 69 FR 3697 

10/01/2007 Final 

ML14071A189 

No Comments 05/13/2014 ML14071A146 

2005-1 Security Requirements for Portable Gauges 

Containing Byproduct Material Part 30 70 FR 2001 

07/11/2008 License 

Condition ML081680728 

No Comments 06/30/2008 ML081820320 

2005-2 Medical Use of Byproduct Material - Recognition of 

Specialty Boards Part 35 70 FR 16336; 71 FR 1926 

04/29/2008 Final 

ML081680728 

No Comments 06/30/2008 ML081820320 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

2005-3 Increased Controls for Risk-Significant Radioactive 

Sources (NRC Order EA-05-090)

70 FR 72128 

12/01/2005 License 

Condition ML052720130 

No Comments 10/04/2005 ML052780077 

*2006-1 Minor Amendments 

Parts 20, 30, 32, 35, 40 and 70 71 FR 15005 

03/27/2009 Final 

ML14071A189 

No Comments 05/13/2014 ML14071A146 

2006-2 National Source Tracking System - Serialization 

Requirements Part 32 with reference to Part 20 Appendix E 71 FR 65685 

02/06/2007 Not Applicable1 Not Applicable North Carolina responded on 

02/16/2007 to FSME-06-110 stating that they currently had no licensees applicable to this rule. ML070460135 

2006-3 National Source Tracking System 

Part 20 71 FR 65685, 72 FR 59162 

01/31/2009 License 

Condition ML081680728 

No Comments 06/30/2008 ML081820320 

*2007-1 Medical Use of Byproduct Material - Minor 

Corrections and Clarifications Parts 32 and 35 72 FR 45147, 54207 

10/29/2010 Final 

ML14071A189 

Comments 05/13/2014 ML14071A146 

*2007-2 Exemptions From Licensing, General Licenses, and 

Distribution of Byproduct Material: Licensing and Reporting Requirements Parts 30, 31, 32, 150 72 FR 58473 

12/17/2010 Final 

ML14071A189 

Comments 05/13/2014 ML14071A146 

*2007-3 Requirements for Expanded Definition of Byproduct 

Material Parts 20, 30, 31, 32, 33, 35, 61, 150 72 FR 55864 

11/30/2010 Final 

ML14071A189 

Comments 05/13/2014 ML14071A146 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

2007-4 Order Imposing Fingerprinting Requirements and 

Criminal History Records Check Requirements for Unescorted Access to Certain Radioactive Material NRC Order EA-07-305 72 FR 70901 

06/05/2008 License 

Condition ML080660061 

No Comments 03/20/2008 ML080800385 

*2008-1 Occupational Dose Records, Labeling Containers, 

and Total Effective Dose Equivalent Parts 19, 20 72 FR 68043 

02/15/2011 Final 

ML14071A189 

Comments 05/13/2014 ML14071A146 

*2009-1 Medical Use of Byproduct Material – Authorized 

User Clarification Part 35 74 FR 33901 

09/28/2012 Final 

ML14071A189 

No Comments 05/13/2014 ML14071A146 

2011-1 Decommissioning Planning 

Parts 20, 30, 40, 70 76 FR 35512 

12/17/2015 

2011-2 Licenses, Certifications, and Approvals for Materials 

Licensees Parts 30, 36, 39, 40, 70, and 150 76 FR 56951 

11/14/2014 

*2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6 

(See RATS ID: 2001-1 for Rule text) 77 FR 3640 

01/25/2015 Final 

ML14071A189 

Comments 05/13/2014 ML14071A146 

2012-2 Advance Notification to Native American Tribes of 

Transportation of Certain Types of Nuclear Waste Part 71 77 FR 34194 

08/10/2015 
RATS ID NRC Chronology Identification Date Due for 

State Adoption 

Incoming Package 

Outgoing Package 

Notes 

2012-3 Technical Corrections 

Part 30, 34, 40 and 70 77 FR 39899 

08/06/2015 

2012-4 Requirements for Distribution of Byproduct Material 

Parts 30, 31, 32, 40 and 70 77 FR 43666 

10/23/2015 

2013-1 Physical Protection of Byproduct Material, 10 CFR 

Parts 20, 30, 32, 33, 34, 35, 36, 37, 39, and 71 78 FR 16922 

03/19/2016 

2013-2 Distribution of Source Material to Exempt Persons 

and to General Licensees and Revision of General License and Exemptions, 10 CFR Parts 30, 40, and 70 78 FR 32310 

08/27/2016 

1 IMPEP Team: verify that North Carolina does not have any licensees subject to these regulations during each review.