UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF FLORIDA

CASE NO.: 20-cv-81205-RAR

SECURITIES AND EXCHANGE COMMISSION,

Plaintiff,

v.

COMPLETE BUSINESS SOLUTIONS GROUP, 

 INC. d/b/a/ PAR FUNDING, et al.

Defendants, and

L.M.E. 2017 FAMILY TRUST,

Relief Defendant.

___________________________________________/

PLAINTIFF’S EXHIBITS ADMITTED INTO EVIDENCE DURING AUGUST 18, 2020 

PRELIMINARY INJUNCTION HEARING

NUMBER DESCRIPTION

Ex. 1 PA Business Records for Full Spectrum

Ex. 2 March 5, 2020 Deposition Transcript, LaForte

Ex. 3 June 30, 2020 Deposition Transcript, CBSG

Ex. 4 February 11, 2020 30b6 Deposition Transcript, CBSG

Ex. 5 SEC Attestation, Full Spectrum not registered

Ex. 6 Corporate records of CBSG

Ex. 7 Fictitious name filing, CBSG dba Par Funding

Ex. 8 Nov 28, 2018 PA Order against CBSG

Ex. 9 December 2018 NJ Order against CBSG

Ex. 10 SEC Attestation, CBSG not registered

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 1 of 10
NUMBER DESCRIPTION

Ex. 11 CBSG Form D 2020

Ex. 12 McElhone Linked In Page

Ex. 13 Declaration of Melissa Davis

Ex. 14 Oregon Cease and Desist Order against McElhone

Ex. 15 SEC Attestation regarding McElhone not registered

Ex. 16 SEC Attestation regarding Cole not registered

Ex. 17 December 5, 2019 Deposition of LaForte

Ex. 18 Declaration of Kara DePietro

Ex. 19 Declaration of Michael Foti

Ex. 20 Transcript of Nov 2019 Sales Dinner

Ex. 21 SEC Attestation re Joseph LaForte not registered

Ex. 22 Jed Foret Declaration of Perry Abbonizio address

Ex. 23 SEALED DOCUMENT

Ex. 24 Texas State Board Deposition of Gary Beasley 

Ex. 25 Rene Meyer Declaration

Ex. 26 SEC Attestation re Abbonizio not registered

Ex. 27 Declaration of Christine Rainwater - November 6, 2018 email from “Joe Mack.”

Ex. 28 Declaration of Michelle Rago - December 3, 2019 email from Joe Mack to 

Michelle Rago

Ex. 29 PA Certified records for A Better Financial Plan Capital Management, LLC

Ex. 30 Certified records for abetterfinancialplan.com, LLC.

Ex. 31 Certified court record of Information, Plea, and Sentencing papers for NY 

criminal case against LaForte, for which he was sentenced in 2007 

Ex. 32 LaForte CRD

Ex. 33 LaForte’s Criminal Plea in NJ Fed Case

Ex. 34 LaForte Criminal Sentencing in NJ Case

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 2 of 10
Ex. 35 Declaration of Ray Andjich - FBOP Inmate Locator for LaForte

Ex. 36 Abbonizio FINRA Certified CRD

Ex. 37 TX Cease and Desist Order

Ex. 38 List of ABFP Investment Fund Investors Undated ABFP Income Fund Investors -

V Jacqmein Dec

Ex. 39 Certified Delaware Records for ABFP Investment Fund

Ex. 40 November 15, 2018 Testimony Transcript of Dean Vagnozzi

Ex. 41 ABFP Management’s Management Services Agreement with Fidelis Financial 

Planning, LLC - 2018-04-24 ABFP Fidelis Planning Mgmt Service AgreementDec V Jacqmein

Ex. 42 Declaration of Jeramy Heintz - ABFP Management Services Agreement

Agreement with Merchant Growth saying ABFP Mgmt is manager co

Ex. 43 Parfunding Website-V Jacq Dec

Ex. 44 Declaration of Michael Foti

Ex. 45 Pa_Certfi. State_abetterfinancialplan.com LLC _6.29.20

Ex. 46 Declaration of V Jacqmein - abetterfinancialplanning.com website - ABPF 

Website

Ex. 47 ABFP.comLLC SEC Attestation not registered

Ex. 48 ABFP Management SEC Attestation not registered

Ex. 49 ABPF Income Fund LLC SEC Attestation not registered

Ex. 50 ABFP Income Fund 2, LP Form D

Ex. 51 RE Income Fund LLC Form D

Ex. 52 ABFP Income Fund LLC Form D

Ex. 53 PADOBS Dec - ABFP Finders Agreement with CBSG

Ex. 54 Retirement Evolution LLC Form D

Ex. 55 ABFP Income Fund 2 PPM - V Jacqmein Dec

Ex. 56 ABFP Form D

Ex. 57 Certified PA order against Vagnozzi/ABFP

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 3 of 10
Ex. 58 Retirement Evolution Income Fund LLC Form D

Ex. 59 RE Income Fund, LLC PPM pulled from enjoyretirement website

Ex. 60 February 2018 email from Vagnozzi to Abbonizio - V Jacqmein dec

Ex. 61 Fidelis Financial Planning LLC Dec of V Jacqmein - FFP MCA Fidelis Fund 

Client PPM

Ex. 62 Declaration of Gary DeLucco - Fidelis PPM

Ex. 63 Omitted

Ex. 64 Form D for Fidelis D and D-A

Ex. 65 Declaration of Ray Andjich- Furman CPA License record

Ex. 66 Jed Foret Declaration of Michael Furman Proof of where Furman lives 

Ex. 67 SEC_Attest_The United Fidelis Group Inc. not registered

Ex. 68 SEC_Attest_Fidelis Financial Planning, LLC not registered

Ex. 69 SEC_Attest_Michael Furman not registered

Ex. 70 Declaration of Ray Andjich- Par Funding web capture

Ex. 71 Par Funding Note

Ex. 72 Omitted

Ex. 73 Declaration of Ray Andjich Court Search

Ex. 74 Declaration of Crystal Ivory

Ex. 75 2019 CBSG Form D

Ex. 76 Expert report of Charles S. Lunden, 

Ex. 77 PADOBS Dec - Jan 2018 PA Subpoena

Ex. 78 PADOBS Dec - Composite of Finders Agreements 

Ex. 79 PADOBS Dec - CBSG Chart showing investors by Finder and how much they 

raised 

Ex. 80 2018-05-21 Email from Michelle Price to Donna Iannuzzi re abfp starts other 

funds

Ex. 81 LaForte Linked In Page

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 4 of 10
Ex. 82 LaForte Twitter Page

Ex. 83 Forbes profile for LaForte

Ex. 84 Composite of LaForte’s Forbes articles

Ex. 85 Declaration of Chad Frost

Ex. 86 Declaration of Jim Frost

Ex. 87 Fidelis and United Fidelis Corporate Documents

Ex. 88 PADOBS Dec -CBSG Response to PADOBS Subpoena

Ex. 89 PADOBS Dec Security Agreements and Promissory Notes to PADOBS

Ex. 90 PADOBS Dec CBSG Amended and Restated Note Purchase Agreement-TX

Ex. 91 Declaration of Julie Caricato

Ex. 92 Declaration of Mary Carleton

Ex. 93 Declaration of Pamela A Fleetwood

Ex. 94. Declartion of Robert L. Fleetwod

Ex. 95 Declaration of JR Harrison

Ex. 96 Declaration of Eric Husebo

Ex. 97 Declaration of Amos Jones

Ex. 98 Declaration of Loniese Jones

Ex. 99 Declaration of Julie Katz

Ex. 100 Declaration of Bruce McNider

Ex. 101 Declaration of Ronald Lipowski

Ex. 102 Declaration of Joseph Pucci

Ex. 103 Declaration of Marc A. Reiiken

Ex. 104 Declaration of Steven Weinkranz

Ex. 105 Declarations of Sean Whalen

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 5 of 10
Ex. 106 Declaration of Gianna Wolfe

Ex. 107 PA Corporate Records for Par Funding

Ex. 108 Camaplan documents

Ex. 109 Declaration of Brad Beebe

Ex. 110 Declaration of Jeramy Heintz Texas Agent Guide

Ex. 111 Merchant Site Inspection Report

Ex. 112 SEC Form D Website forms and instructions

Ex. 113 Fidelis Financial Planning LLC PPM Declaration of V Jacqmein

Ex. 114 Declaration of V Jacqmein - Gisas Par Funding email

Ex. 115 Gissas note par funding abfp wire - Declaration of V Jacqmein

Ex. 116 Joe Mack and Vag talking about their roles - V Jacqmein Dec

Ex. 117 Par Funding sending notes to gissas Dec of V Jacqmein

Ex. 118 Vagnozzi asking laforte as if laforte is in charge Dec of V Jacqmein

Ex. 119 2018.04.02 A Abbonizio Vagnozzi CBSG Marketing Material - Dec of V 

Jacqmein

Ex. 120 2018.01.09 Abbonizzio Vagnozzi Westhead Furman MCA Paperwork Meyers -

Dec V Jacqmein

Ex. 121 2018.01.30 Furman Perry Vagnozzi Anita need update on new not for meyer -

Declaration of V Jacqmein

Ex. 122 Exhibit 21 - 2016.11.28 Vagnozzi Roshelli Gentilotti Huesser McNally MCA-V 

Jacqmein Dec

Ex. 123 7-6-18vagnozzi; perry abbonizio 7-10-18 Note

Ex. 124 SEALED DOCUMENT

Ex. 125 SEALED DOCUMENT

Ex. 126 SEALED DOCUMENT

Ex. 127 SEALED DOCUMENT

Ex. 128 SEALED DOCUMENT

Ex. 129 SEALED DOCUMENT

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 6 of 10
Ex. 130 SEALED DOCUMENT

Ex. 131 CBSG Financial Statements - 12.31.2017

Ex. 132 SEALED DOCUMENT

Ex. 133 SEALED DOCUMENT

Ex. 134 SEALED DOCUMENT

Ex. 135 SEALED DOCUMENT

Ex. 136 SEALED DOCUMENT

Ex. 137 Transcript of A Better Financial Plan Very Happy Clients – Milord Dec

Ex. 138 Transcript of Bill Bromleey Meltdown – Milord Dec

Ex. 139 Transcript of A Better Financial Plan Ideal Investment Video – Milord Dec

Ex. 140 SEALED DOCUMENT

Ex. 141 SEALED DOCUMENT

Ex. 142 July 6, 2018 email from Michelle Price to Alexis Abbonizio re ABFP Gissas fund 

CBSG - Dec of V Jacqmein

Ex. 143 Transcript of Email-1C Link Video- Milord Dec

Ex. 144 Transcript of A Better Financial Plan Unbranded Video – Milord Dec

Ex. 145 FORM D RE Income Fund 2

Ex. 146 SEALED DOCUMENT

Ex. 147 SEALED DOCUMENT

Ex. 148 SEALED DOCUMENT

Ex. 149 Transcript of Zoom Video-GMT20200419-135006 Deqar John – Milord Dec

Ex. 150 Transcript of Vagnozzi Viimeo – Milord Dec

Ex. 151 Transcript of Vagnozzi and Pauciulp Video – Milord Dec

Ex. 152 SEALED DOCUMENT

Ex. 153 SEALED DOCUMENT

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 7 of 10
Ex. 154 SEALED DOCUMENT

Ex. 155 Transcript of Recording -6 Advertisement Recording – Milord Dec

Ex. 156 SEALED DOCUMENT

Ex. 157 Transcript of Transcript of Beasley Radio AD KLBJ – Milord Dec

Ex. 158 Transcript of ABFP April 6, 2020 Zoom Call – Milord Dec

Ex. 159 March 26, 2019 Deposition Transcript of Dean Vagnozzi

Ex. 160 SEC C&D Order Against Abetterfinanciallplan.com and Vagnozzi

Ex. 161 Gissas S Fla Investors – Dec of V Jacqmein

Ex. 162 RE Income Fund 2 LLC PPM

Ex. 163 PADOBS ByBel Rutledge 2-15-18 Response

Ex. 164 1-11-18 DV email to agents about fund model

Ex. 165 ABPF Income Fund LLC PPM – Jacqmein Dec

Ex. 166 SEC Attestation ABPF Income Fund LLC

Ex. 167 UCC Lien Filings

Ex. 168 Composite of Photos of Par Funding

Ex. 169 5/2/16 Email from Robert Lemon to Dean Vagnozzi re Can you attend

Ex. 170 6/27/16 Email from Phillip Mowry to Dean Vagnozzi re MCA Update

Ex. 171 2/27/17 Email from Phillip Mowry to Dean Vagnozzi re MCA Dinner

Ex. 172 5/5/17 Email from Steve Cushmore to Dean Vagnozzi re Perry

Ex. 173 10/26/17 Email from Shannon Westhead to sz32836@yahoon.com cc 

Abbonizion and Vagnozzi re Flying to Philadelphia

Ex. 174 11/21/17 at 5:42 pm Email from Frank Andrews to Vagnozzi re Perry meeting 

you in DE – indeed he is

Ex. 175 11/21/17 at 7:48 pm Email from Frank Andrew to Vagnozzi re Perry meeting you 

in DE – Fear of Missing out

Ex. 176 12/11/17 Email from Alexis Abbonizio to Shannon Westhead re MCA DEC 

Updates

Ex. 177 12/14/17 Email from Joe Mack to Vagnozzi and Joe Cole re proof of 

Commissions

Case 9:20-cv-81205-RAR Document 177-1 Entered on FLSD Docket 08/20/2020 Page 8 of 10
Ex. 178 12/14/17 Email from Joe Mack to Vagnozzi re Also

Ex. 179 Fleetwood Services, LLC et al v Complete Business Solutions Group,, IInc. d/b/a 

Par Funding, et al Case No. 18-cv-00268 (E.D. PA)

Ex. 180 1/24/18 Email from Joe Mack to Vagnozzi re Legal Settlement

Ex. 181 4/3/18 Email from Vagnozzi to Joe Cole and Alexis Abbonio re 2nd Fund

Ex. 182 Declaration of Gerald Dzurek

Ex. 183 CBSG (HMC) Chart

Ex. 184 2/2/17 Email from James Schapperle to Vagnozzi re March 1st 6;30 pm Save the 

Date

Ex. 185 2/13/17 Email from Alexis to Vagnozzi and Denise Sands re MCA Security 

Agreement

Ex. 186 Furman Notes

Ex. 187 Certification of Trust – The LME 2017 Family Trust

Ex. 188 Michael Furman’s Responses to Requests for Admissions

Ex. 189 Mitchell Declaration

Ex. 190 Vagnozzi Accounting

Ex. 191 June MCA Update

Ex. 192 Fidelis Financial Planning

Ex. 193 Fidelis Financial Workbook Principal

Ex. 194 Declaration of Victoria Jacqmein re Take Back Your Financial Video Future

Ex. 195 Retirement Evolution spreadsheet

Ex. 196 Declaration of Christopher McMorrow

Ex. 197 Retirement Evolution CBSG Notes

Ex. 198 ABFP Financial Record for Blue Stream Investor Spreadsheet

Ex. 199 Declaration of Shannon Westhead

Ex. 200 Declaration of Paul Nick

Ex. 201 Fleetwood First Amended Complaint

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Ex. 202 Fleetwood Second Amended Complaint

Ex. 203 Declaration of Robert Stoller

Ex. 204 Declaration of Joseph Brock

Ex. 205 Declaration of Joseph Greenberg

Ex. 206 Declaration of Richard Muldawer

Ex. 207 Declaration of Karen Smith

Ex. 208 Declaration of Phillip Mowry

Ex. 209 CBSG & Related LLC Purchase Fund Transfer 8-13-20

Ex. 210 Voicemail of Robert Hawrylak

Ex. 211 Declaration of David Gollner

Ex. 212 Declaration of Francis Cassidy

Ex. 213 Declaration of Joseph Gassman

Ex. 214 Declaration of Mark Nardelli

Ex. 215 Melissa Davis Supplemental Declaration

Ex. 216 Declaration of Raymond Andjich

Ex. 217 Declaration of James Klenk

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