ee

HOLIDAY INN KEY BRIDGE

1850 N. Ft. Myer Drive

Arlington, Virginia 22209

(703) 522-0400 Phone

(703) 524-5275 Fax 177 Rooms

HOLIDAY INN NAT'L. AIRPORT

1489 Jefferson Davis Hwy.

Arlington, Virginia 22202

(703) 521-1600 Phone .
(703) 920-1236 Fax 308 Rooms

HOWARD JOHNSON NAT'L. AIRPORT
2650 Jefferson Davis Hwy.

Arlinton, Virginia 22202

(703) 684-7200 Phone

(703) 684-3217 Fax 276 Rooms
QUALITY HOTEL ARLINGTON

1200 N. Courthouse Road

Arlington, Virginia 22201

(703) 524-4000 Phone

(703) 524-1046 Fax 400 Rooms

QUALITY INN IWO JIMA

1501 Arlington Blvd.

Arlington, Virginia 22209

(703) 524-5000 Phone

(703) 522-5484 Fax 150 Rooms

ROSSLYN WESTPARK

1900 N. Ft. Myer Drive

Arlington, Virginia. 22209

(703) 527-4814 Phone

(703) 522-7480 Fax 308 Rooms

SHERATON NATIONAL

Columbia Pike at Washington Blvd.
Arlington, Virginia 22204

(703) 521-1900 Phone

(703) 521-2122 Fax 431 Rooms

DELUXE HOTELS

CRYSTAL CITY MARRIOTT
1999 Jefferson Davis Hwy.
Arlington, Virginia 22202
(703) 413-5500 Phone

(703) 413-0185 Fax 340 Rooms
CRYSTAL GATEWAY MARRIOTT

1700 Jefferson Davis Hwy.

Arlington, Virginia 22202

(703) 920-3230 Phone

(703) 979-6332 Fax 700 Rooms

DOUBLETREE HOTEL NAT'L. AIRPORT
300 Army-Navy Drive

Arlington, Virginia 22202

(703) 892-4100 Phone

(703) 521-0286 Fax 635 Rooms

EMBASSY SUITES

1300 Jefferson Davis Hwy.

Arlington, Virginia 22202

(703) 979-9799 Phone

(703) 920-5947 Fax 267 Rooms

HYATT ARLINGTON

1325 Wilson Blvd.

Arlington, Virginia 22209

(703) 525-1234 Phone

(703) 525-1476 Fax 303 Rooms

HYATT REGENCY CRYSTAL CITY

2799 Jefferson Davis Hwy.

Arlington, Virginia 22202

(703) 418-1234 Phone

(703) 418-1233 Fax 685 Rooms

KEY BRIDGE MARRIOTT HOTEL

1401 Lee Hwy.

Arlington, Virginia 22209

(703) 524- 6400 Phone

(703) 243-3280 Fax 678 Rooms

RENAISSANCE HOTEL - ARLINGTON
at BALLSTON METRO CENTER

950 N. Stafford Street

Arlington, Virginia 22203

(703) 528-6000 Phone

(703) 528-4386 Fax 209 Rooms

THE RITZ CARLTON - PENTAGON CITY
1250 S. Hayes Street

Arlington, Virginia 22202

(703) 415-5000 Phone

(703) 41 -5060 Fax 345 Rooms

SHERATON CRYSTAL CITY

1800 Jefferson Davis Hwy.

Arlington, Virginia 22202

(703) 486-1111 Phone

(703) 979-3556 Fax 197 Rooms

STOUFFER CONCOURSE HOTEL
at NAT'L. AIRPORT

2399 Jefferson Davis Hwy.

Arlington, Virginia 22202

(703) 418-6800 Phone

(703) 418-3762 Fax 386 Rooms #

Page 20

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



Training—Relief Is Just A Letter Away

Are export procedures giving you or your employees headaches? The Office of Defense Trade
Controls (DTC) can design a seminar on export licensing policies and procedures with your spe-
cific needs in mind. Seminars are held in DTC’s main conference room on the second floor at 1701
N. Fort Myer Drive, Arlington, VA.

DTC normally holds two seminars per month if demand warrants. Seating constraints limit atten-
dance to 30 people per seminar. Normal training sessions are half-day, but they can be extended
according to the needs of the participants. Small companies are encouraged to apply for these
training sessions. We combine participants from different companies each month to make up a
session. Larger companies might have enough personnel to take up all of the available spaces in a
session, in which case, we will schedule a special session for that company.

In order to request a training seminar, please complete the application below and return it to DTC.

1. Type(s) of Training Desired:

Completion of Applications Registration Requirements
Country Licensing Policies Congressional Requirements
COCOM Requirements Agreement Requirements

US Customs EXODUS Program Commodity Jurisdiction Requests

Processing of Requests Licensing Foreign Nationals

(Fold on this line)
Other subject areas you wish covered:

2. Number of individuals wishing to attend from your firm.

3. Please list the primary U.S. Munitions List category(ies) of defense articles, services, and/or
technical data in which your firm usually deals.

1. 2. 3. 4.

4. Name of Company / Individual

DTC Registration Code -

Address

City & State, ZIP

Point of Contact

Phone ( ) — — ( ) —__-
Direct Line DataFax

5. Would your company be interested in briefing DTC about your products or services?
Yes No


Nl

Country Name Abbreviation DOS Bureau
Niger NG AF
Nigeria NI AF
Norfolk Islands NF EAP
Northern Mariana Islands cQ EAP
Norway NO EUR
Okinawa JA EAP
Oman MU NEA
Pacific Islands, Trust Territory PS EAP
Pakistan PK SA
Panama PM ARA
Papau New Guinea PP EAP
Paraguay PA ARA
Peru PE ARA
Philippines RP EAP
Poland PL EUR
Portugal PO EUR
Puerto Rico RQ ARA
Qatar QA NEA
Reunion RE AF
Romania (1) RO EUR
Russia (former USSR) (1) XX EUR
Rwanda RW AF
San Marino SM EUR
Sao Tome and Principe TP AF
Saudi Arabia SA NEA
Serbia SR EUR
Senegal SG AF
Seychelles SE AF
Sierra Leone SL AF
Singapore SN EAP
Slovak Republic LO EUR
Slovenia (former Yugoslavia) SI EUR
Solomon Islands BP EAP
Somalia so AF
South Africa, Republic of (2) SF AF
Spain sP EUR
Sri Lanka CE SA
St. Helena SH AF
St. Kitts and Nevis-Anguilla sc ARA
St. Lucia ST ARA
St. Pierre and Miquelon SB EUR
St. Vincent vc ARA
Sudan SU AF
Suriname NS ARA
Svalbard and Jan Mayen Js EUR
Swaziland WZ AF

(1) Prohibited, 22C.FR.$126.1(a) (2) Prohibited, 22C.F.R. §126.1(c) _(@) Specified Terrorism country, 22 CER. § 126.1 (d)

Defense Trade News, Volume 4, Numbers 1&2, January & April 1993 Page 37



el

Good-bye Carbon Paper. The new forms will
be printed on chemically treated carbonless
paper, eliminating the messy job of inserting
the legal size carbon sheets. Applicants will
now have to remove the instruction sheet,
insert the form in a typewriter, fill it out, sign
it, and turn Copy 1 over to check the appro-
priate box on the back before sending it to
prc.

Some Other Changes. Some design changes
were made on the face of forms to enable
collection of all the information about a
proposed transaction required to adequately
evaluate it from a foreign policy and national
security standpoint. At the same time, efforts
were made to:

* Standardize block content and placement
on all application forms,

¢ Minimize the completion time, and to

¢ Reduce paperwork to the minimum re-
quired.

For the first few months after the forms are
made available to the public, DTC will con-
tinue to supply forms to all requestors. Plans
are underway, however, to transfer this
function to the Government Printing Office
(GPO). The tentative date for the change over
is August 1, 1993, after which applicants must
purchase bulk forms from one of the 24 GPO
bookstores nation-wide. DTC will continue
to provide limited quantities (up to 5 copies)
to applicants requesting them. Forms order-
ing information will be provided in a future
issue of Defense Trade News. Old versions of
the forms can continue to be used until they
are exhausted.

DTC welcomes user comments on the forms.
Written comments can be sent to the Execu-
tive Editor of Defense Trade News, at the ad-
dress shown on the inside back cover of this
issue, or can be datafaxed to (703) 875-6647.

=

addresses, etc., for correctness.

Checklist for Preparing the New Munitions Applications Forms

4. Remove the instruction sheet before placing the form in the typewriter. Read the
instructions carefully before beginning to complete the form.

2. Assemble all required documentation.
3. Type carefully, checking names, descriptions, prices, destinations, categories,

4. Complete the face of the form, checking it for correctness. Place check marks in
the appropriate boxes and sign the certification in the lower right hand portion of the
form. The form must be signed by an Empowered Official of the Applicant.

5. Turn Copy 1 of the form over to the reverse and check the appropriate boxes.
Applications without checkmarks in the appropriate boxes on the reverse of Copy 1
will be returned to the applicant without action. The signatory on the face of the form
is also verifying the information on the reverse.

L

Page 14

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



Europe and Canada - Bureau of European

and Canadian Affairs (EUR)
Albania Andorra
Armenia + Austria
Azerbaijan + Belgium
Bermuda Bosnia and
Herzegovina *
Bulgaria Belarus +
Canada Croatia *
Cyprus Czechoslovakia
Czech Republic Denmark
Estonia Finland
France Georgia +
Germany Gibraltar
Greece Greenland
Hungary Iceland
Lithuania Luxembourg
Malta Moldova +
Monaco Netherlands
Norway Poland
Romania Russia +
San Marino Serbia
Slovak Republic Slovenia *
Spain Sweden
Switzerland Tajikistan +
Turkey Turkmenistan +
Ukraine + United Kingdom
Uzbekistan + Vatican
* formerly Yugoslavia + formerly USSR

The Americas - Bureau of Inter-American

Affairs (ARA)
Antigua and Barbuda Argentina
Bahamas Barbados
Belize Bolivia

Brazil Chile
Columbia Costa Rica
Cuba Dominica
Dominican Republic Ecuador
El Salvador French Antilles
Grenada Guadeloupe
Guatemala Guyana
Haiti Honduras
Jamaica Martinique
Mexico Netherlands
Antilles
Nicaragua Panama
Paraguay Peru
Suriname Trinidad and
Tobago
Uruguay Venezuela

The Near East - Bureau of Near Eastern
Affairs (NEA)

Algeria Egypt

Tran Traq

Israel Jordan
Kuwait Lebanon
Libya Morocco
Oman Qatar

Saudi Arabia Syria
Tunisia United Arab
Yemen

South Asia - Bureau of South Asian

Affairs (SA)
Afghanistan Bangladesh
Bhutan India
Maldives Nepal
Pakistan Sri Lanka #

Page 24

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



Tape Edge Before Mailing

Training Seminars

PM/DTC, SA-6, Room 200

Office of Defense Trade Controls
Bureau of Political Military Affairs
U.S. Department of State
Washington, D.C. 20522-0602


TT

New Defense Trade Policies

Sudan, Cyprus, South Africa’s “Homelands”, Somalia,
Yemen, Liberia and Anti-Personnel Mines Subject to U.S. Policy

Exports to Sudan Suspended

Ina Federal Register Notice, Vol. 57, Page 4974,
November 3, 1992, it was noticed that all De-
partment of State licenses and other approv-
als to export or otherwise transfer defense
articles or defense services to Sudan are sus-
pended until further notice. Effective October
8, 1992, it is the policy of the Department of
State to deny all applications for licenses and
other approvals to export or otherwise
transfer defense articles or defense services to
Sudan. This action also precludes using any
exemptions from licensing or other approval
requirements included in the ITAR in connec-
tion with Sudan. Also, foreign assistance to
Sudan other than humanitarian assistance,
was suspended pursuant to § 513 of the For-
eign Operations Authorization Act, which
mandates suspension of assistance following
amilitary coup. Exceptions to this policy,
particularly for non-lethal items will be con-
sidered on a case-by-case basis.

Exports to Cyprus Denied

Effective November 18, 1992, it is the policy of
the U.S. Government to deny all Department
of State applications for licenses and other
approvals to export or otherwise transfer de-
fense articles or defense services to any of the
armed forces on Cyprus, with the exception
of the United Nations Forces in Cyprus
(UNFICYP). Such exports are opposed be-
cause of their ability to contribute to an arms
race on the island and hinder United Nations
and U.S. efforts to reach a fair and permanent
settlement of the Cyprus dispute. This action
does not affect exports of defense articles or
services for civilian end-users on Cyprus. This

action also precludes any exemptions from
licensing or other approval requirements in-
cluded in the ITAR for Cyprus [Vol. 57 Fed-
eral Register, page 60265 (December 18, 1992)].

South Africa's “Independent”
Homelands Not Recognized

The U.S. Government does not recognize
South Africa's socalled "independent" home-
lands of Bophuthatswana, Ciskei, Transkei
and Venda. These entities are considered to
be part of the Republic of South Africa. Asa
consequence, exports to any of these areas are
subject to the arms embargo imposed against
South Africa by the UN Security Council in
Resolution 418 on November 4, 1977. Exports
destined for the homelands should reflect
South Africa as the “country of ultimate desti-
nation”.

Exports to Somalia Suspended

Ina Federal Register Notice, Vol. 57, page
59851, December 16, 1992, it was noticed that
all Department of State licenses and other
approvals to export or otherwise transfer de-
fense articles or defense services to Somalia
are suspended until further notice. Effective
December 16, 1992, it is the policy of the De-
partment of State to deny all applications for
licenses and other approvals to export or oth-
erwise transfer defense articles or defense
services to Somalia. This action has been
taken in accordance with UN Security
Council Resolution 733 instituting a general
complete embargo on all deliveries of weap-
ons and military equipment to Somalia.

Detense Trade News, Volume 4, Numbers 1 & 2, January & April 1993

Page 5



Country Name Country Code DOS Bureau
Egypt EG NEA
E] Salvador ES ARA
Equatorial Guinea EK AF
Estonia (1) UR EUR
Ethiopia ET AF
Falkland Islands FA ARA
Faroe Islands FO EUR
Federated States of Micronesia (see Micronesia) FM EAP
Fiji FJ EAP
Finland FI EUR
France FR EUR
French Guiana FG ARA
French Polynesia FP EAP
French South and Antarctic Lands FS EAP
Gabon GB AF
Gambia GA AF
Georgia (former USSR) (1) GG EUR
Germany GE EUR
Ghana GH AF
Gibraltar Gl EUR
Greece GR EUR
Greenland GL EUR
Grenada GJ ARA
Guadeloupe GP ARA
Guatemala GT ARA
Guinea GV AF
Guinea-Bissau PU AF
Guyana GY ARA
Haiti HA ARA
Heard and McDonald Islands HM EAP
Honduras HO ARA
Hong Kong HK EAP
Hungary HU EUR
Iceland IC EUR
India IN SA
Indonesia ID EAP
Iran (3) IR NEA
Traq (3) IZ NEA
Ireland EI EUR
Israel IS NEA
Italy IT EUR
Ivory Coast IV AF
Jamaica JM ARA
Japan JA EAP
Jordan JO NEA
Kazakhstan (former USSR) (1) KZ EUR

(1) Prohibited, 22C.F.R.§126.1(a) (2) Prohibited, 22C.FR. §126.1(c) (8) Specified Terrorism country, 22 CER. § 126.1 (d)

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993 Page 35



ee

Where in the World Is It?

Using DOS Geographic Regions to Speed Licensing

License applications for some exports (ie.
temporary exports of defense articles, and
exports of technical data) can contain more
than one country in the block indicating
‘country of ultimate destination.’ In order to
facilitate the processing of applications, how-
ever, the Office of Defense Trade Controls
(DTC) asks that a separate application be sub-
mitted for each major geographical region.

Grouping reduces work load. To submit a
DSP -73 for Temporary Export, or a DSP- 5 for
Permanent Export of Technical Data for the
same item to several countries on the same
application, consolidate these requests onto a
single application. This significantly reduces
the work load of both the applicant and the
reviewing Bureau. A service to our readers,
we provide the following listing of countries
and territories, grouped by Department of
State regional bureau, or geographic region.
(See the related listing by country in “Publi-
cations for Exporters”, page 33.)

Africa - Bureau of African Affairs (AF)

Angola Benin
Botswana "Ocean Tenatory
Burkina Faso Burundi
Cameroon Cape Verde
Seah itt rican Chad
Comoros Congo

fiery roy Djibouti
Equatorial Guinea Ethiopia
Gabon Gambia
Ghana Guinea-Bissau
Guinea Kenya
Lesotho Liberia
Madagascar Malawi

Mali, Republic of Mauritania
Mauritius Mozambique
Namibia Niger
Nigeria Rwanda
Sao Tome and Principe Senegal
Seychelles Sierra Leone
Somalia South Africa,
Republic of
Sudan Swaziland
Tanzania Togo
Uganda Zaire, Republic of
Zambia Zimbabwe

East Asi d Pacific - Bu f East Asi.
and Pacific Affairs (EAP) et ASAP

Australia Brunei

Burma Cambodia

China, People's Cook Islands

Republic of

Fiji French Polynesia

Hong Kong Indonesia

Japan Kiribati

Korea, North Korea, South

Laos Macau

Malaysia Marshall Islands

Micronesia Mongolia

Nauru New Caledonia

New Zen Pa

Palau Papua New
uinea

Philippines Singapore

Solomon Islands Taiwan

Thailand Tonga

Tuvalu Vanuatu

Vietnam Western Samoa

Defense Trade News, Volume 4, Numbers 1&2, January & April 1993

Page 21



Commodity Jurisdiction
Determinations

The following chart provides selected commodity
jurisdiction (CJ) determinations. The commodity
descriptions are intentionally general to ensure the
confidentiality of all proprietary information related to
individual cases. These determinations apply only to the
specific commodity reviewed in the CJ process. If you believe one of your products is similar to
one of those listed as having been placed on the Commerce Department’s Commerce Control List
(CCL), please submit a CJ request letter (ITAR 120.5). Please refer to the articles “Guidelines for
Preparing CJ Requests” and “CJs for Mass Market Software” (Vol. 3, No. 4, Oct 1992) and “Class
and Multiple CJ Requests” (Vol. 3, No. 1, Jan 1992) for guidance in preparing the CJ request letter.

COMMODITY JURISDICTION COMMODITY JURISDICTION

Ablative Material, Banking Equipment, containing DES for PIN Encryption
Designed for Military and Space Application USMLIV() In Object Code ccLTM

Accelerometer, Designed for the In Source Code USML XIlI(b)(1)
Oil Industry in Downhole Drilling. CCL 7A94F Black Powder, Made with

Aircraft Engines, Rotary cc Potassium Nitrate or Sodium Nitrate cel"

Air Speed Data System, Designed for Bore Sighter ccLTM
Military Aircraft USML VIIIG) Calcium Resinate ccL*

Air Traffic Control Radar, Portable, Ground-Based, Compensators, for Firearms ccl”
Designed for Military Application USML XI(a)(3) Cellular Telephone Monitoring System USML XI(b)

Airbag Inflators and Seat Belt Tensioners CCL 9A96G, Ceramic Fiber, Specifically Designed

Aircraft Engine and for Military Applications USML IV(f,
Auxiliary Systems Monitoring System CCL 7A04F Circulator, Specifically Designed for

Algorithm, for Data Encryption, not Incorporated Use in an Air-to-Air Missile USML IV(h)
intoa Finished Software Product USML XIII(b)(1) Command, Control, Communication,
Aluminum Alloys and Intelligence System USML X1(a)(5)
Specifically Designed -
as Armor for Defense Articles USML XiII(a) Compensators, for Firearms ccL
In the Form of Plates, Forgings, Castings, Welding Computer Programs and Services Related to
Consumables, and Rolled and Extruded Shapes Naval Vessel Maintenance and Logistics USML VI()
That Have Been Specifically Designed or Computer Workstati i
oe " puter Workstation, Ruggedized and
Modified for Defense Articles USML XIII(d) ing TEMP! USM!
ones fa meeting EST standards IL X1(b)(3)
. Computer Workstations and Monitors,
tet nine Spherical Particles of 60 Micrometers Ruggedized ancl Modified for é
es of icrom. ; ind Modif
or Less Manufactured from Material with Aluminum __ Milltary Application USML Xifa)
Content of 99% or More [See 121.12 (a) (1)}_ | USML V(a) Control unit Hand-held, cet
itria ications ”
Ammunition, Non-Lethal, for Training Purposes USML II(a) Or Dndustrial ApPiications
Angular Rate Sensor Cooling Unit
Sensor, a Not Specifically Designed for Military Use CCL 2A96G
Designed for Military Application USML XII(d) When Specifically Modified for Use in USML
Antennas and Accessories, Commercial CCL 5A02A Articles or Incorporated into USML Articles USML Note 1
Armor, for Ballistic Protection of Countermeasures System, Designed to
Vehicles, Aircraft, & Ships USML XIII(d) Detect Eavesdropping Devices CCL5A96G
Automated Teller Machine CCL Category 5 Dehydrator, Designed for a Naval Vessel USML VI(b)
Automated Voice System, Drive Shaft, Designed for
for Use in Banking Applications CCL5DI3A Civil and Military Helicopters CCL 9A94F
Automotive Yaw Sensor ccL Electric Generator Set, Diesel Engine Powered
not Designed, Modified, or Configured
for Military Application CCL 2A94F
Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993 Page 27





Country Name

Kenya

Kiribati

Korea, North (1), (3)
Korea, South
Kuwait
Kyrgyzystan (former USSR) (1)
Laos

Latvia (1)

Lebanon

Lesotho

Liberia

Libya (3)
Liechtenstein
Lithuania (1)
Luxembourg

Macau

Macedonia
Madagascar

Malawi

Malaysia

Maldives

Mali, Republic of
Malta

Marshall Islands, Republic of
Martinique
Mauritania
Mauritius

Mexico

Micronesia, Federated States of
Midway Islands
Moldova (former USSR) (1)
Monaco

Mongolia (1)
Montenegro
Montserrat

Morocco
Mozambique
Namibia

Nauru

Navassa Island
Nepal

Netherlands
Netherlands Antilles
New Caledonia
New Zealand
Nicaragua

(1) Prohibited, 22C.F.R.§126.1(a) (2) Prohibited, 22 C.E.R. § 126.1)

Abbreviation

KE
KR
KN
KS
KU
KG
LA
UR
LE
LT
LI
LY
LS
UR
LU
MC
MK
MA
MI
MY
MV
ML

DOS Bureau

AF

EAP
EAP
EAP
NEA
EUR
EAP
EUR
NEA

ARA
AF
AF
ARA
EAP
EAP
EUR
EUR
EAP
EUR
ARA
NEA
AF
AF
EAP
ARA
SA
EUR
ARA
EAP
EAP
ARA

(3) Specified Terrorism country, 22 CER. § 126.1 (d)

Page 36

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



SN

ROSSLYN SUBWAY SANDWICH SHOP

1550 Wilson Blvd.

Subs & Salads

Economical 243-3663

ROY ROGERS

1801 N. Moore St.

American Fast Food

Economical 243-4354

SANTA FE CAFE

1500 Wilson Blvd.

Southwest American-Mexican

Moderate 276-0361

SPOUTS RUN

1325 Wilson Bivd. (in Hyatt Arlington)

French Bistro

Moderate 525-1234

STAR OF SIAM OF ROSSLYN

1735 N. Lynn St.

Thai

Moderate 524-1207

SZECHUAN GOURMET

1812 N. Moore St.

Hunan & Sechuan Chinese

Moderate 528-8188

THAI HOUSE RESTAURANT

1731-1733 Wilson Blvd.

Thai

Moderate 527-5772

THAI TREAT

1401 Wilson Bivd.

Thai /Orienta!

Economical 525-2969

THE CAMBODIAN RESTAURANT

1727 Wilson Blvd.

Cambodian

Moderate 522-3832

THE FAIRFIELD INN
1401 Lee Hwy. (in Key Bridge Marriott)
American

Moderate-Higher 524-6400
THE GREAT EATERY

1000 Wilson Blvd.

Chinese /Italian/Deli

Economical 527-2110

THE PAWNSHOP ROSSLYN RESTAURANT
1911 N. Ft. Myer Dr.

American TexMex/Raw Bar

Moderate 522-7400

THE ROSSLYN ROOM RESTAURANT
& LOUNGE
1850 N Ft. Myer Dr. (in Holiday Inn Key Bridge)
Continental
Moderate 522-0400

THE VIEW RESTAURANT/LOUNGE

1401 Lee Hwy. (in Key Bridge Marriott)
Continental/ American

Higher 524-6400

TIVOLI RESTAURANT & LOUNGE

1700 N. Moore St.

Italian Evolutionary

Higher 524-8900

TIVOLI GOURMET DELI & PASTRY SHOP

1700 N Moore St.

Deli Sandwiches, Salads & Pastries
Economical-Moderate 524-8904

TOM SARRIS' ORLEANS HOUSE

1213 Wilson Blvd.

American/Prime Rib /Salad Bar

Moderate 524-2929

VANTAGE POINT

1900 N. Ft. Myer Dr. (in Rosslyn Westpark)
American/Continental

Moderate-Higher 527-4814

VERANDA LOUNGE

1401 Lee Hwy. (in Key Bridge Marriott)
Sandwiches

Moderate 524-6400

VIET CAMBODIAN RESTAURANT

1727 Wilson Blvd.

Cambodian

Economical 522-3832

VILLAGE BISTRO

1723 Wilson Blvd.

American/Continental

Moderate 522-0284

WEST PARK CAFE
1900 N. Ft. Myer Dr. (in Rosslyn Westpark)
Cafeteria

Economical 527-4814
WHY NOT BOB'S DELI

1401 Wilson Blvd.

Sandwiches

Economical 524-6337

Page 18

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



HN

Rolled Bars and Ammunition Penetrator Blanks

Differences Defined and Legislation Discussed

Rolled Bars. A rolled bar is a cylindrical
piece of metal with no distinguishing marks,
indentations, or protrusions that would iden-
tify it as an ammunition penetrator blank.
Rolled bars containing depleted uranium are
under the export licensing jurisdiction of the
Nuclear Regulatory Commission (10 C.F.R.
110), even if they are being exported to be
manufactured abroad into ammunition
penetrators. Rolled bars not containing de-
pleated uranium are under the export licens-
ing jurisdiction of the Department of Com-
merce, even if they are being exported to be
manufactured abroad into ammunition pen-
etrators.

Ammunition Penetrator Blanks. An ammu-
nition penetrator blank is a cylindrical piece
of metal with distinguishing marks, indenta-
tions or protrusions that make it clearly iden-
tifiable as a defense article. Ammunition pen-
etrator blanks, including those containing,
depleted uranium, are under the export
licensing jurisdiction of the Department of
State (22 C.F.R. 121.10).

Laws Affecting Export. Section 551 of Public
Law 102-391, dated October 6, 1992, a law
making appropriations for foreign operations,
export financing, and related programs for
the fiscal year ending September 30, 1993,
contains the following language affecting the
export of ammunition and penetrators con-
taining depleted uranium:

"None of the funds provided in this or
any other Act may be made available
to facilitate in any way the sale of
M-833 antitank shells or any compa-
rable antitank shells containing a
depleted uranium component to any
country other than (1) countries which
are members of NATO, (2) countries
which have been designated as a major
non-NATO ally for purposes of section

1105 of the National Defense Authori-
zation Act for Fiscal Year 1987 or, (3)
Taiwan: Provided, that funds may be
made available to facilitate the sale of
such shells notwithstanding the limita-
tions of this section if the President
determines that to do so is in the na-
tional security interest of the United
States."

The following is interpretational guidance for
this legislation:

The "funds" referred to in the legislation in-
clude not only Foreign Military Sales (FMS)
credits, but the salaries of U.S. Government
employees who review commercial export
license applications. The legislation applies,
therefore, to both commercial and govern-
ment-to-government sales.

The legislation applies only to antitank shells
of equal or greater performance than the M-
833 containing a depleted uranium penetrator
and to individual depleted uranium penetra-
tors. It does not apply to antitank shells with
a depleted uranium penetrator of lesser per-
formance than the M-833, nor does it apply to
rolled bars containing depleted uranium,
even if they are being exported to be manu-
factured abroad into ammunition penetrators.

It is permissible to approve the demonstration
of M-833 or comparable antitank shells
containing a depleted uranium penetrator
(under the auspices of the appropriate excep-
tion to the National Disclosure Policy) to a
country ineligible to purchase such rounds if
the demonstration is for the sole purpose of
illustrating the suitability of other rounds,
such as tungsten, as a substitute for M-833
rounds. Such a demonstration is interpreted
as furthering rather than defeating the pur-
pose of the legislation.

Countries eligible to receive the M-833 or
comparable antitank shells containing a

Page 10

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



Publications for Exporters

Cross Reference of Countries and Bureaus

In conjunction with the centerfold article
“Where in the World is It?”, the following list
of countries, country codes, and geographic
bureaus will prove to be a valuable tool for
exporters. This section is perforated for easy
tear-out, perhaps to be added to your ITAR
and ROBB notebooks.

Grouping reduces work load. To submit a
DSP -73 for Temporary Export of Equipment,
or a DSP- 5 for Permanent Export of Technical
Data to several countries on the same appli-
cation, applicants may prepare one applica-
tion for each Department of State (DOS) Bu-
reau. Consolidating these requests onto a
single application significantly reduces the
work load of both the applicant and the
reviewing Bureau.

Submitting multiple-country licenses. Look
up each country on the alphabetical list on
this and the following pages. Group coun-
tries by the geographic region. List all coun-
tries by the official name (do not use Country
Codes) in Block 3 of the DSP-5 for Permanent
Export of Technical Data, or Block 4 of the
DSP-73 for Temporary Export of Equipment.

Other-than-Country Information. As you
scan the list, you will notice that areas not
recognized as countries may, in fact, have
both a Country Code and an assignment to a
DOS Bureau. For example, Puerto Rico (RQ)
is under the purview of the Bureau of Inter-
American Affairs (ARA). Although Puerto
Rico is a U.S. territory and, therefore, requires
no license for export, issues in Puerto Rico
can effect regional affairs. ARA, therefore,
may need a code for Puerto Rico. Consider
the British Virgin Islands (VI), also assigned
to ARA. Although a British territory, exports
to the Virgin Islands are reviewed by ARA,
not the Bureau of European Affairs (EUR).
These cases usually occur when the area, al-
though officially a part of a specific country,
is located in a geographic region other than
that of the country itself.

Use of the Country Code. Registrants who
electronically access the current status of their
license applications on DTC’s Remote
On-Line Bulletin Board (ROBB) will find the
Country Codes useful. Whenever you query
the database, you may query for all licenses to
a specific country.

Country Name Country Code DOS Bureau
Afghanistan AF SA
Albania (1) AL EUR
Algeria AG NEA
American Samoa AQ EAP
Andorra AN EUR
Angola (1) AO AF
Anguilla AV ARA
Antarctica AY EAP
Antigua and Barbuda AC ARA
Argentina AR ARA
Armenia (former USSR) (1) AM EUR
Australia AS EAP
Austria AU EUR
Azerbaijan (former USSR) (1) AJ EUR
Bahamas, The BF ARA

(J) Prohibited, 22 C.F.R. § 126.1 (a)

(2) Prohibited, 22 C.F.R. § 126.1 (c}

(3) Specified Terrorism country, 22 C.F.R. § 126.1 (d)

Detense Trade News, Volume 4, Numbers 1&2, January & April 1993

Page 33



Personnel Updates

Michael H. Newlin is currently the acting
Deputy Assistant Secretary for Export Control
in the Bureau of Political Military Affairs, and
also the acting director of the Office of
Defense Trade Policy. Prior to coming on
board, Ambassador Newlin served as Deputy
Executive Chairman of the UN Special Com-
mission on Iraq. He has also been Ambassa-
dor to several UN agencies in Vienna, Princi-
pal Deputy Assistant Secretary in the State
Department Bureau of Consular Affairs, and
ambassador to Algeria. He joined the U.S.
Foreign Service in 1952, and has served at
posts in Europe, Africa, the Middle East, and
Washington, and at the UN in New York.

LCDR Glenn E. Smith reported to the Office
of Defense Trade Controls (DTC) in Novem-
ber 1992, replacing LCDR Will Massie.

LCDR Smith recently completed a tour as the
Commissioning First Lieutenant aboard the
USS RUSHMORE (LSD-47). LCDR Smith has
also served on the USS FORD (FFG-54),

USS CURTIS (FFG-38), and USS BELLEAU-
WOOD-WOOD (LHA-3). As a licensing of-
ficer in the Arms Licensing Division (ALD),
he is responsible for reviewing Technical As-
sistance Agreements (TAAs) and Manufactur-
ing Licensing Agreements (MLAs).

MAJ Robert S. Kovac reported to DTC in
February 1993 after serving as the Inspector
General at Ft. Buchanan, Puerto Rico. A
Command and General Staff College gradu-
ate and Infantry officer with a specialty in
Operations, MAJ Kovac has served at

Ft. Lewis, WA, Ft. Bragg, NC, and also in
Germany and Korea. In ALD, MAJ Kovac
responsible for TAAs and MLAs. #

Category Assignments
Aerospace & Ordnance Branch Update

The October 1992 issue of Defense Trade News
contained an article “All About Contacting
DTC: Principle Sections and Phone Numbers
of the Office of Defense Trade Controls”. The
information which follows updates the infor-
mation on pages 27-28 in regards to USML
Category assignments. Phone numbers re-
main as previously published.

The Licensing Officers also handle applica-
tions for both technical data and components
of the equipment in their assigned categories.

Carolyn Lancaster
Companies A-L
Cat. VIII(a) - Fixed Wing Aircraft
Cat. VIII(d) - Launching & Recovery
Equipment
Cat. VIII(f) - Developmental Aircraft
Companies D, I, U
Cat. I(a)-(d)
Cat. III (a)-(e)

Terry Hunter
Companies M-Z
Cat. VIII(a) - Fixed Wing Aircraft
Cat. VIII(d) - Launching & Recovery
Equipment
Cat. VIII(f) - Developmental Aircraft
Companies G, H
Cat. I(a)-(d)
Cat. III(a)-(e)

Page 30

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



ee

Notifying Congress

Update on the Congressional Notification Process and Special Handling of “Hill” Cases

The Arms Export Control Act (AECA) of 1976
requires the President to notify the Congress
of certain commercial defense trade export
applications prior to their approval. The
President's authority has been delegated to
the Secretary of State. Sections 36(c) and
36(d) of the AECA specifically delineate
which cases submitted to the Office of De-
fense Trade Controls (DTC) require Congres-
sional notification.

36(c) cases. Section 36(c) generally covers the
following two types of license applications:

* Allexports of defense articles or services
sold under a contract in the amount of $50
million or more; and

* Allexports of Major Defense Equipment
(MDE) sold under a contract in the amount of
$14 million or more.

AECA Section 47(6) defines MDE as Signifi-
cant Military Equipment (SME) having a one-
time research and development cost to the
U.S. Government of $50 million or more, or a
total U.S. Government procurement cost of
$200 million or more. [The Defense Security
Assistance Agency (DSAA) at the Department
of Defense maintains a list of the defense ar-
ticles categorized as MDE.] This definition
will also be added to part 120 of the revised
International Traffic in Arms Regulations
(ITAR) when the final rule change is pub-
lished in the Federal Register. [For complete-
ness, it should be noted some retransfers -
e.g., sale of U.S. defense articles by the
licensed recipient country to another country
of MDE valued at $14 million or more, or of
defense articles or defense services valued at
$50 million or more must also be notified to
the Congress for 30 calendar days prior to
DTC approval, pursuant to AECA Section

3(d)(3).]

36(d) cases. Section 36(d) covers the following
cases received by DTC:

¢ All applications for Technical Assistance
Agreements (TAAs) and Manufacturing
License Agreements (MLAs) involving the
manufacture of SME for or ina non-NATO
country.

SME is defined in part 120 of the ITAR as ar-
ticles for which special export controls are
warranted because of their capacity for sub-
stantial military utility or capability. Articles
designated as SME are preceded by an aster-
isk on the U.S. Munitions List (USML, ITAR
Section 121.1). Additionally, all classified
defense articles are designated as SME.

The role of Congress. The AECA requires
that Congress be notified at least 30 calendar
days before the issuance of any license or ap-
proval covered by Section 36(c). Though not
required by the AECA, DTC will also not is-
sue any agreement notified pursuant to Sec-
tion 36(d) until 30 calendar days have elapsed
since the date of notification. This provides
Congress with an opportunity to review these
specific commercial defense transactions. ‘The
authority to issue licenses and grant approv-
als, and the responsibility to notify Congress
when required, have been delegated to the
Director of DTC.

The AECA provides that licenses for pro-
posed exports covered by Section 36(c) may
generally not be issued if, within the 30-day
notification period, Congress enacts a joint
resolution prohibiting the proposed export.

It should be noted that while the 30-day noti-
fication is still required, a joint resolution may
not be enacted to prohibit issuance of licenses
notified under Section 36(c) for export to
NATO, any member country of NATO, Japan,
Australia, or New Zealand. In such cases, a
law specifically prohibiting the export would
be required. Similarly, a law would be re-
quired to prohibit approval of a case notified
under Section 36(d).

Defense Trade News, Volume 4, Numbers 1 & 2, danuaty & April 1993

Page 7



SNS ss... es

This action also precludes using any exemp-
tions from licensing or other ITAR approval
requirements in connection with Somalia.

Exports to Yemen

Ina Federal Register Notice, Vol. 57, page
59852, December 16, 1992, it was noticed that
effective November 16, 1992, all Department
of State license applications and other written
requests for approvals to export or otherwise
transfer defense articles or defense services to
Yemen are being reviewed on a more scruti-
nized case-by-case basis, with a presumption
of denial for lethal articles or items support-
ing such articles. Approvals for export of
defense articles or defense services bound for
Yemen will be considered primarily for non-
lethal defense articles or defense services.

For the purposes of this policy, “nonlethal
defense articles” means an article that is not a
weapon, ammunition, or other equipment or
material which is designed to inflict serious
bodily harm or death (see e.g., 10 U.S.C. §
2547).

Exports to Liberia Suspended

Ina Federal Register Notice, Vol. 57, page
60265, December 18, 1992, it was noticed that
all Department of State licenses and other
approvals to export or otherwise transfer de-
fense articles or defense services to Liberia,
other than articles or services destined for
the sole use of the peace-keeping forces of
ECOWAS, are suspended until further notice.

Effective December 18, 1992, it is the policy of
the Department of State to deny ail applica
tions for licenses and other approvals to
export or otherwise transfer defense articles

or defense services to Liberia. This action has
been taken in accordance with UN Security
Council Resolution 788 instituting a general
complete embargo on all deliveries of weap-
ons and military equipment to Liberia. This
action does not apply to weapons and mili-
tary equipment destined for the sole use

of the peace-keeping forces of ECOWAS

in Liberia, including weapons and military
equipment destined for constituent members
of the ECOWAS peace-keeping forces. This
action also precludes using any exemptions
from licensing or other approval require-
ments included in the ITAR for Liberia.

Moratorium on Anti-Personnel Mines

On October 23, 1992, the President signed
into law the National Defense Authorization
Act for Fiscal Year 1993 (Public Law 102-484).
Section 1365 of that Act contains a statutory
moratorium on transfers of anti-personnel
landmines to foreign nations. Effective with
the signing of the Act, it is the policy of the
U.S. Government to deny all applications for
licenses and other approvals to export or oth-
erwise transfer anti-personnel landmines to
foreign persons or foreign nations. {n addi-
tion, all previously issued licenses and other
approvals for the export, sale, or other trans-
fer of anti-personnel landmines have been
revoked or suspended. This prohibition re-
mains in effect until further notice.

Point of Contact . For further information
about any of these policies, contact:

Clyde G. Bryant, Jr., Chief,

Compliance Analysis Division

Office of Defense Trade Controls

Bureau of Political Military Affairs

U.S. Department of State,

Washington, D.C. 20522-0602

Phone (703) 875-6650, Fax (703) 875-5663. @

Page 6

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



a

The Hotel Guide

The listed accommodations are located in the
immediate vicinity of DTC’s Rosslyn office,
Washington National Airport, the Rosslyn
and Ballston Metrorail stations, and the Pen-
tagon City and Crystal City central business
districts, For current pricing information,
airport and downtown Rosslyn shuttle ser-
vices, and parking arrangements, contact the
hotel directly.

BED AND BREAKFAST FACILITIES

CRYSTAL BED & BREAKFAST
2620 S. Fern Street

Arlington, Virginia 22202
(703) 548-7652 Phone

MEMORY HOUSE

6404 N. Washington Blvd.
Arlington, Virginia 22205
(703) 534-4607 Phone

BUDGET HOTELS

AMERICANA HOTEL

1400 Jefferson Davis Hwy.
Arlington, Virginia 22202
(703) 979-3772 Phone

(703) 979-0547 Fax

CHERRY BLOSSOM TRAVELODGE
3030 Columbia Pike

Arlington, Virginia -22204

(703) 521-5570 Phone

100 Rooms

ECONO-LODGE ARLINGTON WEST
6800 Lee Hwy.

Arlington, Virginia 22213
(703) 538-5300 Phone

ECONO-LODGE NAT'L. AIRPORT
2485 S. Glebe Road
Arlington, Virginia 22206
(703) 979-4100 Phone

(703) 979-6120 Fax

HIGHLANDER MOTOR INN
3336 Wilson Blvd.

Arlington, Virginia 22201
(703) 524-4300 Phone

MOTEL FIFTY

1601 Arlington Blvd.
Arlington, Virginia 22209
(703) 524-3400 Phone

47 Rooms

161 Rooms

46 Rooms

38 Rooms

MID-RANGE HOTELS

BEST WESTERN ARLINGTON
2480 S. Glebe Road

Arlington, Virginia 22206
(703) 979-4400 Phone

(703) 685-0051 Fax

COMFORT INN ARLINGTON/BALLSTON
1211 N. Glebe Road
Arlington, Virginia 22201
(703 )247-3399 Phone

(703) 524-8739 Fax

COURTYARD by MARRIOTT CRYSTAL CITY
2899 Jefferson Davis Hwy.
Arlington, Virginia 22202
(703) 549-3434 Phone

(703) 549-0320 Fax

325 Rooms

126 Rooms

272 Rooms

(703) 271-0081 Fax 76 Rooms

ITY COURTYARD by MARRIOTT ROSSLYN
SO1S Clark steee OTORINN 1533 Clarendon Blvd.
Arlington, Virginia. 22202 Arlington, Virginia 22209
(703) 979-1900 Phone (703) 528-2222 Phone
(703) 486-3530 Fax 46 Rooms (703) 528-1027 Fax 162 Rooms
DAYS INN ARLINGTON/ROSSLYN DAYS HOTEL CRYSTAL CITY
2201 Arlington Blvd. 2000 Jefferson Davis Hwy.
Arlington, Virginia 22201 Arlington, Virginia 22202
(703) 525-0300 Phone ne) on 600 phone
(708) 525-5671 Fax 129 Rooms (703) 920-2840 Fax 47 Rooms
ECONO-LODGE HOLIDAY INN ARLINGTON at BALLSTON
3335 Lee Hwy. 4610 N. Fairfax Drive
Arlington, Virginia 22207 ee Virginia 22203
(703) 524-9800 Phone 55 Rooms (703) 243-9800 Phone

(703) 527-2677 Fax 221 Rooms

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993 Page 19



SE

if they require Congressional notification. If
so, a copy of the case is given to the Special
Projects Licensing Officer (SPLO) in DTC's
Arms Licensing Division (DTC/ALD), who
then send a letter to the company informing
them that the case requires Congressional
notification. The SPLO is responsible for
tracking “Hill” cases throughout all three
stages of the review process to prevent unnec-
essary delays at any point. The SPLO acts to
facilitate the handling of these cases.

Time frames for each review stage. For each
stage in the review process, DTC has set time
guidelines. For the first stage, DTC seeks to
adhere to the time frames established for all
staffed cases, whether Hill cases or not. The
first stage deadlines, therefore, are not more
than 10 business days for initial DTC review,
not more than 20 business days for inter-
agency review, and 10 business days for final
DTC review. In stage two, DTC has set a
deadline of 10 business days for interagency
review of the draft Congressional notification
letter, and five business days for preparation
of the final Hill package. In stage three, the
Bureau of Legislative Affairs (H) handles each
case as quickly as the individual case and the
legislative environment permits. DTC then
ordinarily issues the license (or approves the
agreement) on the first business day after
completion of the 30 (calendar) day notifica-
tion period.

A joint effort for further gains. In an effort
to further reduce the licensing time, DTC is
identifying areas in each stage where it can
expedite the processing of Hill cases. Like-
wise, industry can also help facilitate the re-
view of Hill cases. In addition to providing
the required information normally submitted
with any application, it is recommended that
applicants provide a cover letter stating that
they believe the attached case requires Con-
gressional notification and why. This letter
should also explain the scope of the entire
program involved, even if the application is
only for phase one of a multiple phase pro-
gram. It should note delivery schedules, rel-
evant contractual obligations, and any other
information that might be useful in the DTC
and interagency review process. DTC is con-
sidering publishing a suggested cover letter
format in a future issue of Defense Trade News.

Point of contact. If you have any questions
concerning the progress of one of your pend-
ing DTC cases that requires Congressional
notification, call the SPLO at (703) 875-6641.

If your question, however, pertains to specific
details in the case itself, please contact the
licensing officer handling the case. @

NATO E-3A Related License Applications

Special Procedures for NATO AEW Program

Submit all applications for export licenses for
technical data and/or hardware that are
related to the NATO E-3A Airborne Early
Warning (AEW) program directly to:

ESC/INF-B

The Boeing Company

PO Box 3707, Mail Stop 3F-30
Seattle, WA 98124-2207

(NOTE: This address is that of a U.S. Air Force
office located at the Boeing Company.

ESC/INE-B will promptly review all license
applications received, and forward comments
and a recommendation regarding approval
and provisos to the Office of Defense Trade
Controls for further review and final action.
Please direct all questions to Ms. Melodie
Campbell at (206) 657-3030. @

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993

Page 9



DEPARTMENTS

The Automated Export System

Ed's note: The following article first appeared in
The Exporter, January 1992, and is reprinted
here in its entirety with permission of the pub-
lisher. The U.S. Customs point of contact has
been updated to reflect current personnel.

Customs has outlined a program for automat-
ing the export process-in part to collect and
admitted $18 million in under-collected Har-
bor Use Fees and to keep in line with their
stated goal of replacing paper with the elec-
tronic transmission of trade data.

Stewart Hauser, representative of the
National Customs Brokers and Freight For-
warders Association (NCBFFA), said that
“forwarders will play a major part in
developing the system which will enhance the
forwarder's role" in the export process. He
commented that all of the players are cooper-
ating. (In fact, the hallmark of U.S. Customs
Commissioner Hallet's tenure is cooperation
between Customs and industry.)

Outline of Automated System
Provided by U.S. Customs

In cooperation with other government agen-
cies and the trade community, Customs is in
the process of developing an automated sys-
tem for electronically collecting export
documentation. This documentation includes
manifests, Shippers Export Declarations
(SEDs) , and licenses subject to export con-
trols.

The system, which will be called AES, will
eliminate many of the current labor intensive

manual processes involved in producing,
transporting, reviewing and storing export
documents.

When all parties to the export shipment trans-
action are automated, Customs envisions the
following system flow:

The exporter/shipper will prepare the infor-
mation for the SED and will then transmit
that information directly to Customs or Cen-
sus, or will provide the data to his freight
forwarder. If the exporter is contracting di-
rectly with the carrier, the carrier may pro-
vide the information through AES or the Cen-
sus monthly filer program if the exporter does
not have an automated interface.

The freight forwarder will supply the infor-
mation needed on the house/subhouse bills
of lading for each shipment on a specific ves-
sel, plane or train. This information will be
added to the SED data in the Customs AES
system and will form the basis for construc-
tion the full manifest.

The carrier will provide the remaining bill of
lading information including the date and
time of departure for those shipments for
which previous information has been
received. In some cases, the carrier will pro-
vide all the manifest and SED data when the
other parties to the transaction do not have an
automated interface.

The Customs computer system will, using
one of the currently accepted electronic data .
interchange standards (EDIFACT, ANSI X.12,
ARINC, Customs ABI type messages),
accumulate data as it comes in from various
sources, make it immediately available to
interested government agencies, and eventu-
ally build an electronic outbound manifest
with the associated SED data, including the
automated decrementing of export licenses
for any agency which currently imposes ex-
port controls, or may do so in the future.

Basic edits and validations will take place to
ensure the accuracy of data for developing

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993

Page 25



United States Department of State ° Bureau of Political Military Affairs

Defense Trade News

The Bulletin of the Center for Defense Trade

Volume 4, Numbers 1.& 2 e Washington, D.C. ° January & April 1993

Features

Defense Trade Advisory Group Holds Meetings
DTAG Discusses Coming Year's Activities

New Defense Trade Policies
Sudan, Cyprus, South Africa's "Homelands", Somalia,
Yemen, Liberia and Anti-Personnel Mines Subject to U.S. Policy

Notifying Congress
Update on the Congressional Notification Process and Special Handling of "Hill" Cases

NATO E-3A Related License Applications
Special Procedures for NATO AEW Program

Rolled Bars and Ammunition Penetrator Blanks
Differences Defined and Legislation Discussed

State Department Reorganizes Export Control
State Department to Consolidate Export Control Policy and Operations in One Bureau

Advisory Opinions
Procedure io Determine Likelihood of Export Approval

Your Current License Status
DTC's Licensing Support Staff Provides Information

New Application Forms Approved
Revised Munitions Application Forms Feature Less Paperwork, Easier Preparation

Visiting the Office of Defense Trade Controls
A Guide to Dining and Lodging in the Rosslyn Area

Where in the World Is It?
Using DOS Geographic Regions to Speed Licensing

a

Departments

US Customs at DTC - The Automated Export System 25
Commodity Jurisdiction Determinations 27
Personnel Updates & Category Assignments 30
Tips and Tidbits 32
Publications for Exporters - Cross Reference of Countries and Bureaus 33
Reader Questionnaire & Training Form 39-41

Written and Edited by the Center for Defense Trade


SL

Advisory Opinions

Procedure to Determine Likelihood of Export Approval

Persons desiring information as to whether or
not the Office of Defense Trade Controls
(DTC) would be likely to approve the export
of specific defense articles or services toa
particular country (or countries) are encour-
aged to use DTC’s “Advisory Opinion” pro-
cedure.

A request for an advisory opinion must be
submitted by letter. It must outline in detail
the equipment or service, its intended usage/
application, security classification (if any) of
the articles or technical data, and the country
or countries involved. Submit an original and
seven copies of the request for advisory opin-

ion letter, along with seven copies of descrip-
tive information about the defense article,
technical data, or defense service. Applicants
are reminded that opinions DTC renders in
response to requests for advisory opinions are
not binding and carry no permission to ex-
port. Additionally, these opinions may be
revoked as international developments occur.

Ed's note: For additional information on Advisory
Opinions, see the related article, “Identifying De-
fense Trade Opportunities: Use of Advisory
Opinions, Technical Data License and Demonstra-
tion License” on page 14 of Vol. 2, No. 3, July
1991. @

Your Current License Status
DTC’s Licensing Support Staff Provides Information

Applicants wishing to obtain the status of
license applications or other requests for ap-
proval from the Office of Defense Trade Con-
trols (DTC) have a number of options. Status
information can be obtained automatically
through the Automated License Information
Status System (ALISS ) from a Touch-Tone
phone, or the Remote On-Line Bulletin Board
(ROBB) via computer and modem. (See the
inside back cover of this issue for the tele-
phone numbers to use for either of these sys-
tems.) Before accessing ALISS, you must
first obtain your license application number
from the Licensing Support Staff.

Additionally, the DTC Licensing Support
Staff can provide information on the current
status of your license approximately 10 busi-

ness days after a registrant mails an applica-
tion. This 10-day wait allows time for mail
delivery to DTC, the assigning of a license
application number, and staffing to external
agencies. (Calling before the 10-day wait can
result in repeated calls, and reduced service
to registrants due to a telephone back-log.)

Licensing Support Staff members are:
* Shirley C. Shields

¢ Anne P. Diemer

* Beverly A. Parker

Contact the Licensing Support Staff from 9
am to noon and 2 to 5 pm Eastern Standard
Time, Monday through Friday (except Fed-
eral holidays) at (703) 875-6652.

Page 12

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



SS

depleted uranium penetrator or individual
depleted uranium penetrators are:

* NATO (Belgium, Canada, Denmark,
France, Germany, Greece, Iceland, Italy, Lux-
embourg, Netherlands, Norway, Portugal,
Spain, Turkey, and the United Kingdom).

* Major non-NATO allies for purposes of
Section 1105 of the National Defense Authori-
zation Act for Fiscal Year 1987 (Australia,
Egypt, Israel, Japan, Korea, and Taiwan).

Points of Contact. For additional information
relating to the export of these items, contact

the appropriate agency and individual from
the following list:
¢ Department of State
Peter Dade
* Department of Defense
Nancy Hindman
* Department of Commerce

(703) 875-5677

(703) 614-7761

Jeff Tripp (202) 482-1309
* Nuclear Regulatory Commission
Betty Wright (301) 504-2342

The point of contact for the contents of this
article is Nancy Hindman, Department of
Defense, (703) 614-7761.

State Department Reorganizes Export Control Functions
State Department to Consolidate Export Control Policy and Operations in One Bureau

The Department of State (DOS) is closely re-
viewing export control activities and examin-
ing alternative ways of organizing these func-
tions. A single bureau, the Bureau of Political
Military Affairs (PM), may be given responsi-
bility for most of State’s export control policy
and operations. The functions of the Eco-
nomic Bureau (EB) and the Bureau of Oceans,
Environment and Science (OES) for nuclear,
dual-use, and other export controls will be
combined with PM’s current responsibilities
for arms exports and non-proliferation. As
the major processor of export licenses within
the Government [50,000 munitions licenses
per annum versus 26,000 licenses at the De-
partment of Commerce (DOC)], PM already
exercises broad export control functions.
After the reorganization, PM would be
responsible for:

* Licensing the export of defense articles
and services,

* Coordinating reviews of licenses from
DOC and the Nuclear Regulatory Commis-
sion (NRC), and for

¢ Establishing related bilateral and multilat-
eral export control policy. The reor-
ganization is prompted by current unwieldy
diffusion of export control activities within
DOS. Responsibility for export controls is
spread across several bureaus, including PM.

Integration is the key to efficient management
of this increasingly complex area. Under the
proposed change, State Department structure
will be adjusted to reflect the reorientation in
export controls priorities for strategic trade,
from the old NATO-Warsaw Pact focus to the
new emphasis on regional security and non-
proliferation.

The State Department's interest is both to
prevent exports that might contribute to pro-
liferation and to promote legitimate exports
that help U.S. industry and the economy. In
centralizing responsibility for export controls
in one bureau, the Department hopes to:

* Improve the coherence, consistency and
efficiency of the Department's s export control
activities.

* Achieve economies of scale and stream-
line operations in the export control field and °
focus management responsibility for export
controls within State.

* Strengthen efforts at harmonization both
in U.S. control regimes and in multilateral
control arrangements such as the Coordinat-
ing Committee for Multi-Lateral Export Con-
trols (COCOM), the Australia Group, or the
Missle Technology Control Regime (MTCR).

* Develop and maintain a consensus about
export controls among the business commu-
nity, Congres, and other U.S. agencies.

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993

Page 11



DEFENSE TRADE NEWS

United States Department of State osteo e eeS PAID

Washington, D.C. 20522-0602 US Department of State
Permit No. G-130

OFFICIAL BUSINESS
PENALTY FOR PRIVATE USE $300

Address Correction Requested

SMON @PP4L OSU9J9q aye1S Jo juUBWJedeg SN

€66) tady 9 Auenuer

ZB LON ‘by IOA


Additional Electronic Distribution

Defense Trade News is now available on the
Federal Bulletin Board (BBS) from the U.S.
Government Printing Office. BBS is a low-
cost service that is easy to access and use. De-
fense Trade News is located in the Library File
DOS MISC. To browse the BBS at no charge,
dial (202) 512-1387. For additional informa-
tion about this GPO service, contact the Office
of Electronic Information Dissemination Ser-
vices on (202) 512-1524. To open aGPO
Deposit Account, call (202) 512-1530 or FAX
(202) 512-1262.

Extra Copies of Attachments Needed

In an effort to expedite processing of license
applications, the Office of Defense Trade
Controls (DTC) has instituted new proce-
dures to process incoming applications and
get them into the hands of licensing officers
faster. In order to successfully implement the
new procedures, however, applicants will be
required to submit an original and three
copies of ALL attachments such as commodi-
ties, foreign consignees and freight forward-
ers. DTC still requires seven copies of all
technical data and brochures. When the new
processing system is fully implemented,
applications without the required number of
attachments will be returned to applicants
without further processing. DTC offers
apologies for any inconvenience caused by
the new procedure, but asks every applicant’s

cooperation and understanding. The new
system should result in faster turn around
time for the vast majority of applications.

Enhancements to ROBB

DTC's Remote On-Line Bulletin Board
(ROBB) has been enhanced. In addition to the
license status information, users can now
access a message board that features Federal
Register Notices, announcements, and adviso-
ries of interest to exporters. Another addition
is tables of the abbreviations that ROBB uses.
Two tables added are:

© initials and names of the licensing officers
* abbreviations for the the agencies to which
license applications are staffed.

CJ's

If an exporter believes that an item is covered
by both the Commerce Control List (CCL)
and the U.S. Munitions List (USML), please
check with DTC to see if similar products
have beenreviewed through the commodity
jurisdiction process. Seeking this information
early is preferrable to waiting for U.S. Cus-
toms to officially ask for the same information
from DTC, while products are held in deten-
tion.

Note from the Editor

Since March 1990, Defense Trade News has
been written and edited by personnel of the Bureau -
of Political Military Affairs, with layout and
printing done outside the bureau. Last year, we
decided to enter the ranks of desktop publishers,
and do all, except the printing, in-house. The new
equipment arrived in December, and we have been
busy since that time setting up and learning how
to operate it. This took a bit longer than we antici-
pated, thus the January issue was delayed. Rather
than skip an issue, we decided to go with a larger
combined January-April issue. The editorial staff
apologizes for the delay, but hope that the volume
you are currently reading was worth the wait.

Page 32

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



Ken Peoples
Companies A-L
Cat. IV (a)-(g) - Rockets, Grenades, Depth
Charges, Missile Launchers, Demolition
Blocks, Blasting Caps, Missile & Anti-
missile Systems, Excavating Devices,
Ablative Materials
Cat. XV(a)-(f) - Spacecraft, Remote Sensing
Satellite Systems, Communications
Satellites, Global Positioning Systems
Companies S, T
Cat. I(a)-(d)
Cat. III(a)-(e)

Terry Davis
Companies M-Z
Cat. IV (a)-(g) - Rockets, Grenades, Depth
Charges, Missile Launchers, Demolition
Blocks, Blasting Caps, Missile & Anti-
missile Systems, Excavating Devices,
Ablative Materials
Cat. XV(a)-(f) - Spacecraft, Remote Sensing
Satellite Systems, Communications
Satellites, Global Positioning Systems
Companies A, B, F
Cat. I(a)-(d)
Cat. III (a)-(e)

Suzanne Palmer
Companies A-Z
Cat.IV(a) - Torpedoes
Cat.V (a)-(f) - Explosives, Fuel Thickeners,
Propellants, Pyrotechnics, Compounds
Cat.VIII(e) - Inertial Navigation Systems
Cat.XII(d) - Inertial Platforms & Sensors,
Astrocompasses, Star Trackers,
Accelerometers, Gyros
Companies C
Cat.I(a)-(d)
Cat.III(a)-(e)

Sue Clark
Companies A-Z

Cat.II(a)-(d) - Guns over .50 Cal.., Howitzers,

Mortars, Recoilless Rifles, Flamethrowers,
Projectors

Cat.IV(a) - Mines, Bombs

Cat.X(a)-(e) - Body Armor, Helmets, Partial
Pressure Suits, Liquid Oxygen Converters,
Protective Apparel & Equipment

Cat. XIV(a)-(f) - Chemical Agents, Tear Gas,
Biological Agents, Dissemination &
Detection Equipment, Nuclear Radiation
Detection & Measuring Equipment

Cat.XVI(a)-(c) - Nuclear Weapons & Nuclear

Explosive Related Articles
Companies E, V, W, X, Y, Z
Cat.I(a)-(d)
Cat.III(a)-(e)

Carol Basden
Companies A-L
Cat. VIII(a) - Helicopters, Non-expansive
Balloons, Drones
Cat. VIII(b) - Aircraft Engines
Cat. VIII(c) - Cartridge Actuated Devices
Cat.VIII(g) - Ground Effect Machines
Companies J, K, L, M
Cat.I(a)-(d)
Cat.III(a)-(e)

Peter Dade
Companies M-Z
Cat. VIII(a) - Helicopters, Non-expansive
Balloons, Drones
Cat.VIII(b) - Aircraft Engines
Cat. VIII(c) - Cartridge Actuated Devices
Cat. VII(g) - Ground Effect Machines
Companies N, O, P,Q, R
Cat.I(a)-(d)
Cat.III(a)-(e)

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993

Page 31



NES... |

The review process for “Hill” cases. DTC is
making a concerted effort, especially in light
of the difficult economic situation, to be more
responsive to the needs of industry in order
to enhance U.S. competitiveness abroad. As
a result, DTC is focusing on improvements in
the timeliness of the licensing review process
while still taking into full account U.S. na-
tional security and foreign policy interests.
These efforts certainly apply as well to the
Congressional notification process. Clearly,
this is important since while only 60 of the
92,641 applications received in FY91 and FY92
were notified to the Congress, those 60 cases
represented approximately $6 billion in U.S.
defense trade. Although only 30 companies
submitted those 60 Hill cases, those cases
affect hundreds of U.S. subcontractors and
vendors.

Despite DTC's best efforts, however, export-
ers still need to plan ona lengthy review pro-
cess for cases requiring Congressional notifi-
cation. Applications that require Congres-
sional notification represent some of DTC's
lengthiest cases for three main reasons. First,
they are often complicated or controversial
cases that require extensive interagency re-
view. Second, these cases are sometimes sub-
mitted before the final contract is completed
and signed, resulting in DTC having to hold
the case after interagency review until the
contract is provided. And third, the review
process for these cases involves two addi-
tional stages not included in the review pro-
cess for other cases.

Congressional notification cases move
through three stages in the license review
process: (1) DTC and interagency review of
the case; (2) interagency review of the Con-
gressional notification letter; and (3) Congres-
sional notification and related handling.

Stage one: DTC and interagency case review.
The first stage is identical to that for all
"staffed" cases (i.e., cases referred outside of
DTC for more detailed technical or policy
review). This stage involves (a) initial review
in DTC, (b) forwarding for interagency re-
view, with recommendations sent to DTC by
all reviewing offices, and (c) final review in

DIC, including making a final decision based
on the interagency recommendations and
preparing the final decision letter as required.

For the 27% of DTC's cases that are staffed,
the license review process ordinarily ends at
this point with either the issuance or denial of
the application. For Hill cases, however, the
process is only one-third complete.

Stage two: interagency notification review.
DTC prepares the Congressional notification
letter and obtains interagency approval of the
text of this letter in the second stage of the
review process. To save time, DTC drafts the
notification letter while the case is undergo-
ing interagency review in stage one. How-
ever, since the letter is dependent upon the
outcome of stage one, DTC does not begin
seeking interagency approval of this letter
until a final decision has been made in stage
one.

DTC seeks interagency approval of the draft
notification letter from four offices: the Na-
tional Security Council (NSC) and the Office
of Management and Budget (OMB) at the
White House, and the Office of the Legal Ad-
visor (L/PM) and the Office of the Under Sec-
retary for International Security Affairs (T) in
the State Department. After obtaining inter-
agency approval of the Congressional notifi-
cation letter, DTC prepares the final package
to be sent to Congress.

Stage three: Congressional notification. In
the third stage of the review process, DTC
forwards the Congressional notification pack-
age to the State Department's Bureau of Legis-
lative Affairs (H), which is responsible for
sending the package to the appropriate mem-
bers of Congress. Once the package is sent to
the Congress, DTC waits 30 calendar days.
Provided a joint resolution prohibiting the
export is not enacted by Congress, DTC may
issue the license on the 31st day.

Special tracking of “Hill” cases. In August
1990, DTC created a special tracking system
for all “Hill” cases. Upon arrival at DTC and
receipt by the appropriate licensing officer, all
applications are immediately examined to see

Page &

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



ace



Reader Questionnaire

Dear Reader,

As we begin the new year, we'd like to get a sense of how we at Defense Trade News did during,
the past year, and what you'd like to see us do in the future. Please complete this survey and re-
turn as soon as possible. The results will be published in an upcoming issue.

1. The agency /organization receiving this publication is (Check all that apply):

Manufacturing Exporter Attorney Consultant Freight Forwarder U.S. Embassy
U.S. Customs U.S. Armed Forces Other U.S. Government Agency
____ Other (Please specify)

2. Your position or title within the agency/organization:

3. Approximate number of people who read this copy of Defense Trade News: (Check only one)

1-5 6-10 11-20 20+
4. How many articles do you read in each issue?

100 % 15 % 50% 25 % Less than 25 %
5. Article length is generally: Too long About right Too short
6. Article content is generally: Too complex About Right Too simple
7. Articles are generally: Usetul and interesting Useful but not interesting

Interesting but not useful Neither interesting or useful

8. Publication frequency is: Too often About right Too infrequent

Note: This is a quarterly publication (Jan., Apr. July, Oct.).

9. If GPO distributed Defense Trade News by subscription, would your agency/organization subscribe?
Yes No Don't know

10. If you subscribed, how many copies would your agency/organization require? copies.

11. Please score the following topics or columns according to your interest:

1 Very Interested 2 Somewhat interested 3 Slightly interested 4 Not interested
____ Defense Trade Policy ____ Trade Legislation ____ Compliance Cases &Tips
_____ DTC Procedures ____ Licensing Procedures ___ Federal Register Notices
____ US Customs at DTC ____ Personnel Updates ___ Tips & Tidbits
___ Publications for Exporters ____ Commodity Jurisdiction ___. Summaries of Prosecuted
Determinations Court Cases

OTHER (Please Specify)

12. Rate Defense Trade News on each of the following categories:
Excellent Good Fair Poor
Overall Quality
Writing Style
Content
Appearance

13. On what subject (s) would you like to see articles in 1993?

ADDITIONAL COMMENTS:



Tape Edge Before Mailing

Editor, Defense Trade News
PM/DTC, SA-6, Room 200

Office of Defense Trade Controls
Bureau of Political Military Affairs
U.S. Department of State
Washington, D.C. 20522-0602


COMMODITY

Engines and Their Components, Vehicle
Those Engines and Their Components That are Not
Specifically Designed, Modified, or Configured
for Military Application ccL*
Those Engines That are Specifically Designed,
Modified, or Configured for

JURISDICTION

Military Application USML VII(g)
Components That are Specifically Designed,

Modified, or Configured for

Military Application USML Vii(h)

Engines That Contain Components That are
Specifically Designed, Modified, or Configured
for Military Application USML ViI(g)
Evaluation Board, for DES chips USML XIHI(b)(5)

Ferrite Switches, Circulators, and Isolators
Specifically Designed, Modified, or Configured
for Military or Space Application USML Note 1
Radiation Hardened to Meet or Exceed All of the
Following Radiation Hardening Levels:

Total Dose 5 X 10 EXP 5 Rads (ST)
Dose Rate Upset 5 X 10 EXP 8 Rads (SI) /Sec.
Single-Event Upset 1X 10 EXP 7 Error/Bit/Day
Neutron 1X 10 EXP 14 N/cm2
Latch-Up Latch-up Free
Otherwise CCL3A96
Fiber Optic Gyro (FOG) Chip,
Not Designed for Military Application ccLTM
Frequency Agile Magnetron Tubes
& Components USML XI(d)
Frequency Agile Signal Simulator USML XI(b)
Fuel cell Power Plant, Specifically Designed
for the Space Shuttle USML VII(i)
Related Technical Data USML VIII(k)

Fuel cell Power System, for Manned Submersible CCL 8A02A

Gallium Arsenide (GaAs) Monolithic Microwave
Integrated Circuits (MMICs) in the 2-25 GHz Range
Utilizing 0.5 Micron lon-Implanted MESFET and
PIN Diode Technologies ccL
Technical Data Relating to the Manufacture and

Production of These GaAs MMICs USML Xie)
Glass, Designed for
Nuclear Weapons Applications USML XVI(a)
Gloves
Designed to Protect Against Chemical
and Biological Warfare Agents USML X(c)
Designed for Commercial Industrial Use CCL OA96G

GPS Receiver Engine, C/A Code,
Designed for Use by Commercial Airlines CCL 7A94F

Ground Station
for Remote Sensing Satellite

Gyro Stabilizers and Accessories,
Designed for Commercial Application CCL Category 7

Gyro, Designed for Military Application USML XII(d)

Hardware, Employing Encryption
for Access Control and Copy Protection Only CCL SAIIA

USML VIHG)

Headsets,
Modified for Military Aircraft Applications USML X(a)
Ignitors, Specifically Designed for Fireworks ccLTM
Image Generator,
Part of a Training Simulator System. ccLlTM*

COMMODITY JURISDICTION
Infrared Imaging Systems,

Configured for Military Use USML XII(c)
Initiators, Electrical, Designed for

Automotive Airbag Restraint Systems ccL
Integrated Circuits,

Specifically Designed for a Military Radio. USML XI(d)
Kevlar

In fiber, fabric, or yarn form CCL IC96G

Kevlar products specifically designed, modified,

or configured for military application USML Note 1
Kevlar products not specifically designed,

modified, or configured for military application CCL*

Klystrons,

Specifically Designed for Medical Application CCL 3A96G
Lead Styphnate cet
Lens, Specifically Designed for Gen I and Gen III

Image Intensification Tubes USML XH(f)
Liner, for Military and Commercial Helmets ccL*
Magnetometers,

Not Designed for Military Application CCL 6A06A,
Magnetrons, Designed for Commercial

Weather Radar Applications CCL 3A96G
Measurement Device, Vibration/Shock,

Not Designed for Military Application CCL 3A96G
Miniature Incandescent Lamps CCL OA96G
Monitors, Ruggedized and

Meeting TEMPEST Standards USML XI (b)(3)
MOSFETS, Radiation-Hardened,

Designed for Civil Space Applications USML XI(d)
Navigation and Test Equipment,

Designed for Naval Vessels USML VI(b)
Night Vision Viewer,

Using a Gen 1 Image Intensifier Tube CCL 6A96G
Oceanographic Research Vessel ccLTM
Photo-multiplier Tubes

Specifically Designed for Military Application USML XII(f
Not Specifically Designed for

Military Application CCL 6A96G
PIN Selection System,

for Use in Banking Applications CCL SANA
Potassium Titanyl Phosphate (KTP) Crystals

Unfinished or Rough Finished Crystals CCL 6A96G

Finished Crystals Specifically Designed

for Military Application USML Note 1
Potentiometer,
Not Designed for Military Application CCL 3A96G
Power Amplifier, Designed for
Use in Missile Development USML XI(a)(7)

Power Conditioner, Allowing Military Headsets

to Operate Within TEMPEST Standards USML XI(b)(3)
Propellant Test and Production Equipment cc
Radar Coolant,

Designed for use in Military Radars USML XI(d)

Radar Simulator, Designed for Military Training USML IX(a)

Radar Video Mapper CCL 6A96G

Page 28

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



el

The following items made up the RWG 2-
Year Work Plan:

¢ Bureau of Alcohol, Tobacco and Firearms
multiple licensing activities.

* Revising ITAR detention and seizure
procedures.

* Reviewing various ITAR exemptions for
proscribed countries.

¢ Upgrading DTC administrative func-
tions.

The Technical Working Group (TWG).
This group focussed on six commodities to
determine whether they should be on the
U.S. Munitions List (USML) or on the Com-
merce Department’s Commodity Control
List (CCL). The specific items were:

* Hot sections.

¢ Commercial development aircraft.

* Encryption devices.

Satellite technology.

* Software source codes.

« Space items.
The TWG agreed to defer discussing com-
mercial development aircraft until it made
recommendations on the hot sections issue.
As government studies are underway on
encryption, software source codes and satel-
lites, the group will wait for results to be
reported before making recommendations
on these items. John Walsh, chairman of the
TWG, asked several committee members to
prepare studies on hot sections and software
source codes.

The Winter Meeting

The DTAG’s third meeting took place on
February 2, 1993, in the State Department's
Loy Henderson Auditorium. Robert L.
Gallucci, Assistant Secretary of State for
Political Military Affairs, delivered the key-
note speech, and introduced Under Secre-
tary Designate Lynn Davis. Rand Beers,
PM's Deputy Assistant Secretary, and
Michael Newlin, Director of the Office of

Defense Trade Policy (DTP), were also
present. In the keynote address, Mr. Gallucci
commented on U.S.G. assistance to the U.S.
defense industry and the non-proliferation
goals of the Clinton Administration. After the
keynote speakers, DTAG members adjourned
into Working Groups, reviewed their progress
to date, and made recommendations.

The Policy Working Group (PWG). This
committee established subcommittees on Arms
Control, New Initiatives, and Globalization of
the Defense Industry. It asked for publication
of the new ITAR and a reaffirmation of the
1990 Eagleburger directive on facilitating le-
gitimate U.S. defense exports.

The Regulatory Working Group (RWG) .
This working group has task forces on Auto-
mation of the Licensing Process, a DTC Day-in-
Court, Missile Technology Control Regime
(MTCR), Commodity Jurisdiction (CJ), Third
Country Transfers, and Compliance. RWG
recommendations included expanding the ca-
pabilities of the Remote On-line Bulletin Board
(ROBB); making licensing forms more user-
friendly; instituting a DTC appeals process for
disapproved license applications; establishing
a review process for MTCR cases; working
towards greater transparency regarding DTC
CJ decisions; clarifying the definition of an
empowered / delegated official; and reviewing
State’s policy towards persons indicted or in-
eligible to conduct business with the U.S. Gov-
ernment.

The Technical Working Group (TWG). This
group is examining whether specific technolo-
gies, including jet engine hot sections and soft-
ware source code, should be under State or
Commerce control.

Point of Contact. To receive additional
information about the DTAG and its upcom-
ing meetings, contact Linda Lum at the Office
of Defense Trade Policy (DTP) at (202) 647-
4231, datafax (202) 647-4232.

Page 4

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



Ed's note: The final form is 8 1/2x 14. This page is NOT TO SCALE in order to present all essential information.

APPLICANT'S STATEMENT

1am a responsible official empowered by the applicant to certify the following in compliance with 22 C.F.R §126.13:

(1) Neither the applicant, its chief executive officer, president, vice presidents, other senior officers or officials (e.g., comptroller,
treasurer, general counsel) or any member of its board of directors is:
(a) the subject of an indictment for or has been convicted of violating any of the U.S. criminal statutes enumerated in 22
C.F.R 120.24 since the effective date of the Arms Export Control Act, Public Law 94-329, 90 Stat. 729 June 30.1976);
or
(b) ineligible to contract with, or to receive a license or other approval to import defense articles or defense services
from, or to receive an export license or other approval from any agency of the U.S. Government:

(2) To the best of the applicant's knowledge, no party to the export as defined in Section 126.7(e) has been convicted of violating
any of the U.S. criminal statutes enumerated in 22 C.F.R. § 120.24 since the effective date of the Arms Export Control Act, Public
Law 94-329, 90 Stat. 729 June 30,1976), or is ineligible to contract with, or to receive a license or other approval to import
defense articles or defense services from, or to receive an export license or other approval from any agency of the U.S, Govern-
ment: and

(3) The natural person signing the application or other request for approval, or notification is (check one only) -
a citizen of the U.S., OR
has been lawfully admitted to the U.S. for permanent residence (and maintains such residence) under the Immigration
and Nationality Act, as amended, [8 U.S.C. 1101(a), 101(a)20, 60 Stat. 163] OR

C1 isan official of a foreign government entity in the U.S.

The following is certified in compliance with 22 C.F.R 130: (CHECK APPROPRIATE BOX)

[[]__ Neither the applicant nor its vendors have paid, or offered or agreed to pay, in respect of any sale for which a license
or approval is requested, political contributions, fees or commissions in amounts as specified in 22 C.F.R 130.9(a)

[[]_ The applicant or its vendors have paid, or offered or agreed to pay, in respect of any sale for which a license or approval
is requested, political contributions, fees or commissions in amounts as specified in 22 C.F.R. 130,9(a). Information
required under 22 C.F.R 130.10 is attached

CONDITIONS OF ISSUANCE

1. This license is issued under the conditions cited in 22 C.F-R 120-130, including the provisos as applicable, that:
A. It shall not be construed as implying U.S. Government approval or commitment to authorize future exports of any article (equipment or
technical data) on the Munitions List, or any U.S. Government commitment with regard to any proposed manufacturing license or technical
assistance agreements which may result from an authorized export.

B. Ifa license is issued for technical data only, it does not authorize the export of any hardware; if a license is issued for hardware only, it does
not authorize the export of any technical data, unless specifically covered by an exemption.
C. The applicamt’s commitments to the U.S. Government are being met.

2. The issuance of this license does not release the licensee from complying with other requirements of U.S. law and regulations.

3. The prior written approval of the Department of State must be obtained before U.S. Munitions List articles exported from the U.S, under license
or other approval may be resold, diverted, transferred, transshipped, reshipped, reexported (o, or used in any country, or by any end-user, other
than that described on the license or other approval as the country of ultimate destination or the ultimate end-user.

RETURN OF LICENSE

This license must be returned to the Office of Defense Trade Controls, PM/DTC, Room 200, SA-6, Department of State, Washington, DC
20520-0602 when: (1) the total value authorized has been shipped; (2) the applicant states that there will be no further shipments; (3) the date of
expiration is reached; or (4) when requested by the Office of Defense Trade Controls.

ENDORSEMENT
Indicate below which ITEM on the face of the license is BEING EXPORTED and maintain a CONTINUING BALANCE of the remaining value.
SHIPMENT) QUANTITY OMMODITY (Include classificati ‘SHIPMENT ED NO. r PORT OF
Wet] c (include classification) VALUE s INITIALS oe ray

TOTAL AUTHORIZED VALUE:

Ed's note: The final form is 8 1/2x 14", This block is NOT TO SCALE in order to present all essential information.

REMAINING BALANCE:
NOTE: Continuation of additional shipments must be authenticated by use of continuation sheets in the U.S. Customs Handbook.



a

HUNAN PALACE MANHATTAN DELI

1812 N. Moore St. 1655 N. Ft Myer Dr.

Chinese New York-Style Deli

Moderate 528-8188 Moderate 527-0066
JACKIE'S COOKIE CONNECTION MARRIOTT CAFE (in Key Bridge Marriott)
1700 N. Moore St. 1401 Lee Hwy.

Cookies, muffins, rolls American/Continental

Economical 276-9404 Moderate 524-6400
JON'S COFFEE SHOP MCDONALD'S

1800 N. Kent St. 1823 N. Moore St.

American American Fast food

Economical 528-4324 Economical 528-1259
KABUL CARAVAN ORESTE CAFE

1725 Wilson Blvd. 1813 N. Lynn St.

Afghan Deli/Subs & Sandwiches

Moderate 522-8394 Economical 522-4455
LA GROCERIA ORIENT EXPRESS

1901 N. Moore St., 2nd Floor 1700 N. Moore St., 2nd Floor

Deli & Carryout Chinese-Vietnamese Luncheon Cafeteria
Economical 527-8628 Economical 527-5022
LA PIAZZA PASTA NOSTRA

1819 N. Lynn St. 1721 Wilson Blvd.

Italian/Mexican Italian

Moderate 528-1323 Moderate 527-5515
LA ROSE RESTAURANT PHO 75 RESTAURANT

1515 Wilson Blvd. 1711 Wilson Blvd.

Cafeteria Vietnamese

Economical-Moderate 525-2900 Economical-Moderate 525-7355
COPACABANA QUARTERDECK

1401 Wilson Blvd. 1200 N. Ft Myer Dr.

Mexican /Salvadorian/American Seafood Crabs/Pizza

Economical 276-7672 Moderate 528-CRAB
LONE STAR GRILL RED HOT & BLUE

1819 N. Lynn St 1600 Wilson Blvd.

Tex Mex American BBQ

Moderate 528-1323 Economical-Moderate 276-7427
LUCKY PEARL CAFE & CARRYOUT ROSSLYN CAFETERIA

1111 N. 19th St. 1701 N. Ft. Myer Dr.

Chinese International

Economical-Moderate 522-9620 Economical 841-0042
LUNCH CORNER ROSSLYN GOURMET

1810 N. Moore St. 1611 N. Kent St.

Cafeteria New York-Style Deli

Economical 528-0770 Economical 276-0372
LYNN STREET CAFE ROSSLYN GOURMET DELI

1735 N. Lynn St. 1525 Wilson Blvd.

Deli Sandwiches /Carryout Carry out sandwiches

Economical 525-0384 Economical 525-1187
Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993 Page 17



SE EEE
Defense Trade Advisory Group Holds Meetings

DTAG Discusses Coming Year's Activities

Ed’s Note: For additional information on the
DTAG, see three related articles in the October
1992 issue; “Defense Trade Advisory Group”,
“Partnership of Concerns”, and “DTAG
Leadership”, pages 3-5.

DTAG holds two meetings. The Defense
Trade Advisory Group (DTAG), a formal
State Department advisory committee estab-
lished in February 1992, recently held two
meetings. The fall meeting was the second
one for the advisory group, and the winter
one, the third meeting.

The Fall Meeting

The DTAG held its second meeting on Octo-
ber 14, 1992 , at the National Defense Univer-
sity in Washington, DC. Attendees included
private sector DTAG members as well as ob-
servers from the Departments of Commerce,
Defense, Justice, the Arms Control and Disar-
mament Agency (ACDA), U.S. Customs, and
numerous U.S. defense firms.

Assistant Secretary of State for Political Mili-
tary Affairs Robert L. Gallucci gave the open-
ing address. He urged industry to support
the State Department's efforts to reduce pro-
liferation, prevent arms diversions, and lower
armaments levels to enhance worldwide and
regional stability. Recognizing that the de-
fense industry must remain competitive in
order to sustain a strong U.S. defense indus-
trial base, the Department will continue to
support arms sales that advance our security
and foreign policy interests.

After the opening remarks, DTAG members
adjourned into the Policy, Regulatory, and
Technical Working Groups. DTAG Chairman
William Schneider encouraged committee
members to develop recommendations in
time for the FY94 budget authorization. Each
working group focussed on activities for the
coming year.

The Policy Working Group (PWG). Led by
Schneider, the PWG offered a number of
recommendations which it asked the U.S.
Government to consider. The following sug-
gestions were considered to be among the
most important:

* Foreign availability should be considered
when reviewing export requests.

* The Foreign Commercial Service (FCS)
should be utilized more to facilitate U.S. arms
sales abroad.

*¢ The cable on support for defense compa-
nies issued by then Deputy Secretary Eagle-
burger in July 1990, should be revised and
retransmitted.

* The U.S. Government should review its
policy on weapons upgrades and releasing
US technology to Eastern Europe.

Longer term issues that the PWG intends to
consider include:

* Retransfers.

* Globalization of the defense industry.

¢ Defense export financing.

* Offsets.

* Reducing national market barriers to US
munitions exports.

* Expediting Congressional notification of
non-controversial arms sales.

* Determining appropriate support for
international trade shows.

The Regulatory Working Group (RWG).
This committee established a number of task
forces to consider subjects for the next 1-2
years. Each task force will provide back-
ground papers. RWG consensus is needed
before a background paper can be passed to
the DTAG Secretariat for dissemination to the
entire DTAG membership. The following
subjects will be considered over the next year:

* The Commodity jurisdiction process.

¢ Third country transfers.

* Compliance procedures.

* Office of Defense Trade Controls (DTC)
Day-in-Court procedures.

Defense Trade News, Volume 4, Numbers 1&2, January & April 1993

Page 3



ad

Country Name Country Code
Sweden Sw
Switzerland SZ
Syria (3) SY
Taiwan TW
Tajikistan (former USSR) (1) TI
Tanzania TZ
Thailand TH
Togo TO
Tokelau TL
Tonga TN
Trinidad and Tobago TD
Trust Terr. of Pacific Islands (see Pacific Islands)
Tunisia TS
Turkey TU
Turkmenistan (former USSR) (1) TX
Turks and Caicos Islands TK
Tuvalu TV
Uganda UG
Ukraine (former USSR) (1) UP
United Arab Emirates TC
United Kingdom UK
United Nations UN
United States Miscellaneous Pacific Islands IQ
Uruguay LY
Uzbekistan (former USSR) (1) UZ
Vanuatu NH
Vatican City VT
Venezuela VE
Vietnam (1) VM
Virgin Islands, British VI
Virgin Islands, U.S. VQ
Wake Island WQ
Wallis and Futuna WEF
Western Sahara WI
Western Samoa WS
Yemen YM
Yugoslavia YO
Zaire, Republic of CG
Zambia ZA
Zimbabwe ZI

(1) Prohibited, 22 C.E.R. § 126.1 (a) (2) Prohibited, 22 C.F.R. § 126.1 (c)

DOS Bureau

EUR
EU

NEA
EAP
EUR
AF

EAP
AF

EAP
EAP
ARA

NEA
EUR
EUR
ARA
EAP
AF

EUR
NEA
EUR
N/A
EAP
ARA
EUR
EAP
EUR
ARA

(3) Specified Terrorism country, 22 CER. § 126.1 (d)

Page 38

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



trade statistics; however the goal of the sys-
tem is to expedite, not delay the movement of
exported cargo.

The customs inspector will be able, from a
central location, to review export documenta-
tion on a terminal connected to the AES sys-
tem. Data will be sorted to allow the most
efficient use of the inspector's time, i.e. licens-
able commodities will appear first, followed
by shipments which have not been previously
reviewed. The inspector will be able to elec-
tronically notify the carrier, freight forwarder
or exporter of any shipment which needs to
be inspected. Exported merchandise will be
presumed to be released unless one of the
parties to the transaction is notified differ-
ently.

Periodically, Customs will transmit to the
Bureau of Census all the SED data collected in
AES. Census will use this data as an input to
their automated system to compile trade sta-
tistics for exports.

As export licenses are fully decremented
through AES, other agencies such as the State
Department, the Bureau of Export
Administration (BXA) or the Drug Enforce-
ment Agency will receive electronic notifica-
tion of the transactions which were applied to
a particular license.

Ali the data that is collected electronically will
be stored in a central database which will be
available for access by government agencies
involved in exports. This database will pro-
vide a mechanism for assessing trade pat-
terns, validating drawback claims and harbor
maintenance fees, and establishing time
frames for the clearance of exported cargo.

For more information, contact Charles
Armstrong at U.S. Customs, (202) 376-7000.

Page 26

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



Secretary of State
Warren Christopher

Assistant Secretary
of State for
Political Military
Affairs
Robert L. Gallucci

Deputy Assistant
Secretary for
Export Control
Michael H. Newlin, Acting

Executive Editor
Charles A. Ray

Managing and
Production Editor
Marsha S. Finley

Layout Design
Paula M. Lorfano

Graphics Design
Richard E. Florence
Contributing Editors

Commodity Jurisdictions:
Major Gary Oncale

U.S. Customs at DTC:
Gene Weinschenk

Defense Trade News (ISSN 1051-2845) is a quarterly publication (January,
April, July, October) of the Center for Defense Trade, Bureau of Political
Military Affairs, U.S. Department of State. Its purpose is to provide the public,
Congress, government agencies, and American industry with information on
defense trade policy, licensing practices, and compliance issues. The newsletter
contents include official policy statements and other official documents. Special
features, articles, and other supportive materials (such as maps, charts, graphs,
tables, and photographs) provide additional information on current issucs but
should not necessarily be interpreted as official U.S. policy statements. The
Secretary of State has determined that the publication of this periodical is
necessary in the transaction of public business required by law.

Subscription and Address Changes: Firms registered with the Office of
Defense Trade Controls automatically receive this publication at their registered
address in the name of the registrant in Block 14 of Form DSP-9. Registrants
must notify the Office of Defense Trade Controls in writing. citing the applicant
code, whenever the mailing address changes (ITAR 122.4). Distribution is also
made to all U.S. Customs Regional and District offices and to all Defense
Investigative Service (DIS) cognizant offices. The editorial staff maintains a
separate list for other interested persons and organizations. Contact the Manag-
ing Editor, via mail or datafax, for addition to or address change for the editorial
mailing list.

Copyright: Most of this publication's contents are in the public domain and are
not copyrighted. Such items may be reprinted; citation of their source as
Defense Trade News is appreciated. Permission to reproduce any copyrighted
material (including photographs) must be obtained from its original source.

Limited Reprint Authorization: All addressees who are registered with the
Office of Defense Trade Controls may reproduce this entire publication (exclud-
ing postal mailing label) for distribution within their respective organizations.
This permission is given to ensure proper distribution throughout companies
with multiple locations or offices and to reduce mailing costs.

Corrections, Contributions, and Correspondence: Address to Editor, Defense
Trade News, PM/DTC, SA-6, Room 200, U.S. Department of State, Washing-
ton, D.C. 20522-0602.

Postmaster: Send address changes to Defense Trade News, PM/DTC, SA-6,
Room 200, U.S. Department of State, Washington, D.C. 20522-0602.

Postage: Third-class postage paid in Washington, D.C. 20522-0602.



a

Country Name Country Code DOS Bureau
Bahrain BA NEA
Bangladesh BG SA
Barbados BB ARA
Belarus (former USSR) (1) BO EUR
Belgium BE EUR
Belize BH ARA
Benin. BN AF
Bermuda BD EUR
Bhutan BT SA
Bolivia BL ARA
Bosnia and Herzegovina (former Yugoslavia) BK EUR
Botswana BC AF
Brazil BR ARA
British Indian Ocean Territory ie) AF
Brunei BX EAP
Bulgaria (1) BU EUR
Burkina Faso UV AF
Burma BM EAP
Burundi BY AF
Cambodia (1) CB EAP
Cameroon CM AF
Canada CA EUR
Cape Verde cv AF
Cayman Islands CJ ARA
Central African Republic CT AF
Chad cD AF
Chile cl ARA
China, People's Republic of CH EAP
Christmas Island KT EAP
Cocos (Keeling) Islands CK EAP
Columbia co ARA
Comoros CN AF
Congo CF AF
Cook Islands CW EAP
Costa Rica cs ARA
Cote d'Ivoire (see Ivory Coast) IV AF
Croatia (former Yugoslavia) HR EUR
Cuba (1)(3) CU ARA
Cyprus cy EUR
Czech Republic EZ EUR
Czechoslovakia CZ EUR
Denmark DA EUR
Djibouti, Republic of DJ AF
Dominica DO ARA
Dominican Republic DR ARA
Ecuador EC ARA

(1) Prohibited, 22 C.F.R. § 126.1 (a) (2) Prohibited, 22 C.F.R. § 126.1 (c) (3) Specified Terrorism country, 22 C.F.R. § 126.1 (d)

Page 34 Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993



CONTACTING THE CENTER FOR DEFENSE TRADE (CDT)

Director, Center for Defense Trade
PM, Room 7321

Bureau of Political Military Affairs
US Department of State
Washington, D.C. 20520-7321
(202) 647-6977

Office of Defense Trade Controls (DTC) Office of Defense Trade Policy (DTP)

Postal Mailing Address

PM/DTC, SA-6, Room 200 PM/DTP, Room 7815

Office of Defense Trade Controls Office of Defense Trade Policy
Bureau of Political Military Affairs Bureau of Political Military Affairs
US Department of State US Department of State
Washington, D.C. 20522-0602 Washington, D.C. 20520-7815

Express Mail and Courier Delivery Address

PM/DTC, Room 200 PM/DTP, Room 7815

Office of Defense Trade Controls Office of Defense Trade Policy
Bureau of Political Military Affairs Bureau of Political Military Affairs
US Department of State US Department of State

1701 N. Fort Myer Drive (Nash St. Entrance) Washington, D.C. 20520-7815
Arlington, VA 22209-3113

Telephone Numbers

General Information: (703) 875-6644 General Information: (202) 647-4231
Licensing: (703) 875-6644 #3 Embassy Support: (202) 647-4231
Registration/Compliance: (703) 875-6650

Office Director and Deputies: (703) 875-7050

Defense Trade News: (703) 875-5660

Congressional Cases: (703) 875-6641

Commodity Jurisdictions: (703) 875-704 1/5655

License Status Staff: (703) 875-6652

Automated License Status Systems:

ALISS (Telephonic): (703) 875~7374

ROBB (Electronic): (703) 875-6650

Facsimile Numbers

Licensing/Management/Forms: (703) 875-6647 PM/DTP: (202) 647-4232
Registration/Compliance/ROBB: (703) 875-5663

Department of State Publication 9783
Bureau of Political Military Affairs
Revised March 1993


COMMODITY

RF and Microwave Filters
Specifically Designed, Modified, or Configured
for Military or Space Application USML Note 1
Radiation Hardened to Meet or Exceed All of the
Following Radiation Hardening Levels:

JURISDICTION

Total Dose 5 X 10 EXP 5 Rads (SI )
Dose Rate Upset 5 X 10 EXP 8 Rads (SI)/Sec.
Single-Event Upset 1X 10 EXP 7 Error/Bit/Day
Neutron 1X 10 EXP 14 N/cm2
Latch-Up Latch-up Free

Otherwise ccLTM

Receiver System for Ground Station,

for Remote Sensing Satellite USML VIIIG)
Recoil Reduction Spring Systems, for Firearms USML I(a)
Refrigeration Technology,

Not Designed for Military Application ccL”

Satellite Video Receivers, containing Descrambler Modules
Without Digital Encryption and Where
Digital Decryption is Limited to Video,
Audio, and Management Functions

Sealant, not Specifically Designed
for Military Application

Services, Relating to Data Encryption
and Key Management

Shelter and Shelter Vans
Not Incorporating USML Articles or Features ccLTM

Shipboard Combustion Control Systems, Parts and
Components
Specifically Designed, Modified, or Configured

CCL Category 5
CCL 196

USML XIII(k)

for Naval Vessels USML Vi(b)

Not Specifically Designed,

Modified, or Configured for

Naval Vessels CCL 8A18A & 8A94F
Simple Analog Scrambler CCL SANA
Smokeless Powder USML V(c)
Software Development System,

Targeted for Military Computers USML XI(d)
Software, Atmospheric Modeling CCL 4D96G
Software, Designed for Military

Data Collection and Analysis USML XXI(b)
Software, Designed for Military

Training Applications USML IX(c)
Software, Designed for Radar Tracking,

Command and Control, and Battlefield

Communications USML XI(e)
Software, Designed for the

Development of Stealth Technology USML XIII(k)
Software, Electronic Mail ccL*

COMMODITY JURISDICTION
Software, Employing Encryption

for Access Controt and Authentication only cc”
Software, for Analysis of Impact Dynamics CCL 4D96G

Software, for Field Repairs, with Data Encryption
In Object Code ccL
In Source Code USML XII@)(1)

Software, Photogrammetric,

for Civil Application CCL 4D966
Software, Precision Signal Generator USML XI(b)
Software, Radar Simulator USML XI(b)
Software, Used in

Counseling & Training Programs CCL5D13A

Software, Using DES for Data Encryption

Software, Using DES for Password Encryption
In Object Code cel
In Source Code USML XIH1(b)(1)

Software, Using Encryption for Access Control only CCL **

USML XIII(b)(1)

Sonar, Not Specifically Designed
for Military Application

Steel, Scrap, Cut from Submarine Hulls

CCL Category 6
CCL ICI6G

Strategic Military Telecommunications System,

Designed to be Secure and Survivable USML XI(a)(5)

Surface Effect Ship (SES) Vessel ccLTM
TACAN Beacon Simulators ccLTM
Technical Data Related to a Military Helicopter USML VTIJ(k)

Television Broadcast System with

Data Encryption Capability USML X1II(b)(1)
Test Equipment, for Voltage Measurement CCL 3A93F
Testing Programs, Related to the Space Shuttle USML VIII(k)

Trainer, Specifically
Designed to Simulate Navy Frigates

Transmitter and Receiver System, Designed
for Commercial Air-Traffic Control Applications = CCLTM

USML IX(c)

Unexploded Ordnance Detection System USML IV(©)
Uniforms, Designed to

Protect Against Chemical Warfare Agents USML X(c)
Videographic Reader, for Verification

of Seals / Anti-Tampering ccL*
Workstation, Designed for the

Analysis of Environmental Data ccLTM.
Zine Dialkyldithiophosphate CCLICI6G
Zirconium Potassium Perchlorate USML V(a)

Note 1: USML category is the same as the item for which this part or component was designed

** A specific Export Commodity Classification Number (ECCN) was not provided by the Department of Commerce. For the ECCN
number, please file a commodity classification request with the Bureau of Export Administration (BXA), Department of Commerce,

P.O. Box 273, Washington, DC 20044.

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993

Page 29



RS
New Application Forms Approved

Revised Munitions Application Forms Feature Less Paperwork, Easier Preparation

The Office of Management and Budget (OMB)
approved revised munitions license applica-
tion forms on December 22, 1992. The revised
forms are the result of extensive government-
industry consultations and should result in a
reduced burden on industry while also
facilitating the government's role in the
regulation of defense trade.

The New Line-up. The revised forms are cur-
rently being prepared for distribution, and
should generally be available to applicants by
the end of April. The new forms are:

* DSP-5 - Application/License for Perma-
nent Export of Unclassified Defense Articles
and Related Unclassified Technical Data.

* DSP-61 - Application/License for Tempo-
rary Import of Unclassified Defense Articles

* DSP-73 - Application/License for Tempo-
rary Export of Unclassified Defense Articles.

¢ DSP-85 - Application/License for Perma-
nent/Temporary Export or Temporary
Import of Classified Defense Articles and
Related Classified Technical Data.

In addition to the above revisions of existing
forms, OMB has approved distribution of a
new form:

* DSP-119 - Application for Amendment to
License for Export or Import of Classified or
Unclassified Defense Articles and Related
Technical Data.

The DSP-119 establishes a uniform procedure
for requesting amendments to licenses, which
should reduce the amount of time currently
spent by defense firms in preparing amend-
ment requests. It will also enable the Office of
Defense Trade Controls (DTC) to maintain
better control over the processing of amend-
ment requests.

Instructions Clarified. A major improvement
of the new forms over their predecessors is
that instructions have been completely rewrit-

ten to remove ambiguity and expanded to
cover areas that have been problems in the
past. Beginning in November 1991, a govern-
ment-industry group conducted a line-by-line
analysis of the instructions, reviewing them
for clarity, completeness, and uniformity from
form to form. The instructions were then re-
vised with two major objectives in mind:

* Anticipate questions and problem areas
and address them in the instructions, and

Keep the forms simple so that a first-time
exporter will be able to complete the form
without the assistance of an attorney.

Less Paperwork Required. Another objective
of the government-industry consultations was
to reduce the paperwork burden on appli-
cants wherever it could be done without
compromising foreign policy or national
security considerations. There are a number
of breakthroughs in this area.

* The certification required under Section
126.13 of the International Traffic in Arms
Regulations (ITAR) has been made a part of
the application (see page 15). Although this
means that forms must now be signed by em-
powered officials of the applicant, this incor-
poration eliminates the need to submit a sepa-
rate Section 126.13 certification letter with
each application. For applicants with a high
volume of exporting, this change should re-
sult in significant time reductions.

* The certification required under Part 130
of the ITAR regarding political contributions;
commissions and fees, when it is negative, is
also now a part of the application. If there
have been contributions, commissions or fees,
a separate report must still be submitted.

Both of the above certifications can be accom-
plished on the new forms by simply checking
the appropriate box on the reverse side of
Copy 1 of the form (see page 15).

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993

Page 13



Neel

Visiting the Office of Defense Trade Controls

A Guide to Dining and Lodging in the Rosslyn Area

Increased Industry presence at DTC. In re-
sponse to the DTC training seminar program
(see Training Form, page 41) offered by the
Office Of Defense Trade Controls (DTC) ,
more out-of-town industry personnel are now
visiting DTC offices in Rosslyn, VA. To aid
these representatives in their lodging and
dining needs while in the area, DTC contacted
the Arlington County Convention and Visi-
tors Service. The following information on
restaurants and hotels is reprinted from their
1992 Visitors Information Package. Prior to
traveling you may receive additional informa-
tion about attractions and calendar of up-
coming events by contacting them directly at:

Arlington County Convention
& Visitors Service

#1 Courthouse Plaza, Suite 608

2100 Clarendon Blvd.

Arlington, VA 22201 (703) 358-3520

When in town, interested parties may also
stop by their offices at:

Visitors Center
735 S 18th Street

Arlington, VA 22202 (703) 358-5720

Although DTC provides this information for
your convenience, we assume no responsi-
bility for the contents, which were provided
by Arlington County.

The Restaurant Guide

For the visitor’s convenience, the restaurants
listed are located in the immediate area of the
Rosslyn Metrorail station on the orange and
blue lines, and are all within walking distance
of DTC. While prices are not listed, a cost
guide is given based on the purchase of an
average entree. The price ranges are:

¢ Economical = less than $6;

* Moderate = $6 - $15;

¢ Higher = greater than $15.

APPETIZER PLUS
1117 N. 19th St
Japanese

Moderate 525-3171

ARLINGTON GRILL
1713 Wilson Blvd.
American/Deli

Economical 527-1508

BELLA VISTA RISTORANTE

1000 Wilson Blvd. (in USA Today Bldg.)
Northern Italian

Higher 528-2600

BRASSERIE & COFFEE SHOP
1700 N. Moore St.

American

Moderate

CHINA GARDEN RESTAURANT
1900 N. Moore St.

Cantonese Chinese
Moderate-Higher

COMMONWEALTH CARRYOUT
1300 Wilson Blvd.
Luncheon carryout

521-1900

525-5317

Economical 528-1123
DOMINO'S PIZZA

1401 Wilson Blvd.

Moderate 276-1400
FAR EAST RESTAURANT

1401 Wilson Blvd. (entrance on N. Oak St.)
Chinese

Economical 525-3366

GENERAL'S CLUB (in Quality Inn Iwo Jima)
1501 Arlington Blvd.
American/Continental
Moderate

HOLIDAY INN RESTAURANT
(in Holiday Inn Key Bridge)
1850 N. Ft. Myer Dr.
American/Continental
Moderate

841-0391

522-0400

HUGO'S (in Hyatt Arlington)
1325 Wilson Bivd.
Italian American

Moderate-Higher 525-1234

Page 16

Defense Trade News, Volume 4, Numbers 1 & 2, January & April 1993