Enclosure 2

STATE REGULATION STATUS

State: North Carolina Tracking Ticket Number: 23-54

Date: December 20, 2023

[amendment(s) reviewed identified by a * at the 

beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1991-1 Safety Requirements for Radiographic Equipment

Part 34 

55 FR 843 

(Superceded by 1997-5)

01/10/1994 Final No Comments 

8/18/00

North Carolina has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-2 ASNT Certification of Radiographers

Part 34

56 FR 11504 

(Superceded by 1997-5) none Not Required Not Required North Carolina has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-3 Standards for Protection Against Radiation

Part 20

56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 

57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 

01/01/1994 Final No Comments 

10/25/1995

1991-4 Notification of Incidents

Parts 20, 30, 31, 34, 39, 40, 70

56 FR 64980

10/15/1994 Final No Comments 

08/18/2000

1992-1 Quality Management Program and 

Misadministrations

Part 35

56 FR 34104

(Superseded by 2002-2)

01/27/1995 Final No Comments 

08/18/2000

North Carolina has not yet adopted 

Final Regulations equivalent to 

RATS ID: 2002-2.

1992-2 Eliminating the Recordkeeping Requirements 

for Departures from Manufacturer's Instructions

Parts 30, 35

57 FR 45566

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.
5

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1993-1 Decommissioning Recordkeeping and License 

Termination: Documentation Additions [Restricted 

areas and spill sites] 

Parts 30, 40 

58 FR 39628

10/25/1996 Final No Comments 

08/18/2000

1993-2 Licensing and Radiation Safety Requirements for 

Irradiators

Part 36

58 FR 7715

07/01/1996 Final No Comments 

08/18/2000

1993-3 Definition of Land Disposal and Waste Site QA 

Program

Part 61

58 FR 33886

07/22/1996 Final No Comments 

08/18/2000

1994-1 Self-Guarantee as an Additional Financial 

Mechanism

Parts 30, 40, 70 

58 FR 68726; 59 FR 1618

none Final No Comments 

08/18/2000

These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1994-2 Uranium Mill Tailings Regulations: Conforming NRC 

Requirements to EPA Standards

Part 40

59 FR 28220

07/01/1997 Not Applicable Not Applicable North Carolina does not have 

authority to regulate this material 

under its Agreement.

1994-3 Timeliness in Decommissioning Material Facilities

Parts 30, 40, 70 

59 FR 36026

08/15/1997 Final No Comments 

08/18/2000

1995-1 Preparation, Transfer for Commercial Distribution, 

and Use of Byproduct Material for Medical Use

Parts 30, 32, 35

59 FR 61767; 59 FR 65243; 60 FR 322

01/01/1998 Final No Comments 

08/18/2000
6

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1995-2 Frequency of Medical Examinations for Use of 

Respiratory Protection Equipment

Part 20

60 FR 7900

03/13/1998 Final No Comments 

08/18/2000

1995-3 Low-Level Waste Shipment Manifest Information 

and Reporting

Parts 20, 61

60 FR 15649; 60 FR 25983

03/01/1998 Final No Comments 

08/18/2000

1995-4 Performance Requirements for Radiography 

Equipment

Part 34

60 FR 28323

(Superseded by 1997-5)

06/30/1998 Final No Comments 

08/18/2000

North Carolina has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1995-5 Radiation Protection Requirements: Amended 

Definitions and Criteria

Parts 19, 20

60 FR 36038

08/14/1998 Final No Comments 

08/18/2000

1995-6 Clarification of Decommissioning Funding 

Requirements

Parts 30, 40, 70

60 FR 38235

11/24/1998 Final No Comments 

08/18/2000

1995-7 Medical Administration of Radiation and Radioactive 

Materials

Parts 20, 35

60 FR 48623

(Superseded by 2002-2 and 2005-2)

10/20/1998 Final No Comments 

08/18/2000

North Carolina has not yet adopted 

Final Regulations equivalent to 

RATS IDs: 2002-2 and 2005-2.

1996-1 Compatibility with the International Atomic Energy 

Agency

Part 71

60 FR 50248; 61 FR 28724

(Superseded by 2004-1)

04/01/1999 Final No Comments 

08/18/2000

North Carolina has not yet adopted 

Final Regulations equivalent to 

RATS ID: 2004-1.
7

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1996-2 One Time Extension of Certain Byproduct, Source 

and Special Nuclear Materials Licenses

Parts 30, 40, 70

61 FR 1109

02/15/1999 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1996-3 Termination or Transfer of Licensed Activities: 

Record keeping Requirements

Parts 20, 30, 40, 61, 70

61 FR 24669

06/17/1999 Final No Comments 

08/18/2000

1997-1 Resolution of Dual Regulation of Airborne Effluents 

of Radioactive Materials; Clean Air Act

Part 20

61 FR 65120

01/9/2000 Final No Comments 

08/18/2000

1997-2 Recognition of Agreement State Licenses in Areas 

Under Exclusive Federal Jurisdiction Within an 

Agreement State

Part 150

62 FR 1662

02/27/2000 Final No Comments 

08/18/2000

1997-3 Criteria for the Release of Individuals Administered 

Radioactive Material

Parts 20, 35

62 FR 4120

05/29/2000 Final No Comments 

08/18/2000

1997-4 Fissile Material Shipments and Exemptions

Part 71

62 FR 5907

(Superseded by 2004-1)

02/10/2000 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-97-078)

1997-5 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiography 

Operations

Parts 30, 34, 71, 150

62 FR 28947

06/27/2000 Final No Comments 

08/18/2000
8

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1997-6 Radiological Criteria for License Termination

Parts 20, 30, 40, 70

62 FR 39057

08/20/2000 Final No Comments 

08/18/2000

1997-7 Exempt Distribution of a Radioactive Drug 

Containing One Micro curie of Carbon-14 Urea

Part 30 

62 FR 63634

01/02/2001 Final No Comments 

08/18/2000

1998-1 Deliberate Misconduct by Unlicensed Persons

Parts 30, 40, 61, 70, 71, 150

63 FR 1890; 63 FR 13773

02/12/2001 Final

ML061990608

No Comments 

08/15/2006

ML062280005

1998-2 Self-Guarantee of Decommissioning Funding by 

Nonprofit and Non-Bond-Issuing Licensees

Parts 30, 40, 70

63 FR 29535

07/01/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1998-3 License Term for Medical Use Licenses

Part 35

63 FR 31604

(Superseded by 2002-2)

07/10/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-98-074)

1998-4 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiographic 

Operations

Part 34

63 FR 37059

07/09/2001 Final

ML062840118

No Comments 

10/23/2006

ML062970032

1998-5 Minor Corrections, Clarifying Changes, and a Minor 

Policy Change

Parts 20, 32, 35, 36, 39

63 FR 39477; 63 FR 45393

10/26/2001 Final

ML061990608

No Comments 

08/15/2006

ML062280005
9

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1998-6 Transfer for Disposal and Manifests: Minor 

Technical Conforming Amendment

Part 20

63 FR 50127

11/20/2001 Final

ML042320535

No Comments 

09/02/2004

ML042460091

1999-1 Radiological Criteria for License Termination of 

Uranium Recovery Facilities

Part 40

64 FR 17506

06/11/2002 Not Applicable Not Applicable North Carolina does not have 

authority to regulate this material 

under its Agreement.

1999-2 Requirements for Those Who Possess Certain 

Industrial Devices Containing Byproduct Material to 

Provide Requested Information

Part 31

64 FR 42269

10/04/2002 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1999-3 Respiratory Protection and Controls to Restrict 

Internal Exposure

Part 20

64 FR 54543; 64 FR 55524

02/02/2003 Final

ML061990608

No Comments 

08/15/2006

ML062280005

2000-1 Energy Compensation Sources for Well Logging 

and Other Regulatory Clarifications

Part 39

65 FR 20337

05/17/2003 Final

ML061990608

Proposed

ML22097A255

No Comments 

08/15/2006

ML062280005

No Comments

05/12/2022

ML22097A252

NC submitted regulations that 

incorporate 10 CFR Part 39 by 

reference.

2000-2 New Dosimetry Technology

Parts 34, 36, 39

65 FR 63750

01/08/2004 Final

ML061990608

Proposed

ML22097A255

No Comments 

08/15/2006

ML062280005

No Comments

05/12/2022

ML22097A252
10

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2001-1 Requirements for Certain Generally Licensed 

Industrial Devices Containing Byproduct Material

Parts 30, 31, 32

65 FR 79162

02/16/2004 Final

ML14071A189

Comments

05/13/2014

ML14071A146

2002-1 Revision of the Skin Dose Limit 

Part 20

67 FR 16298

04/05/2005 Final

ML061790305

No Comments 

08/04/2006

ML062160419

2002-2 Medical Use of Byproduct Material

Parts 20, 32, 35

67 FR 20249

10/24/2005 Final

ML14071A189

Comments

05/13/2014

ML14071A146

2003-1 Financial Assurance for Materials Licensees

Parts 30, 40, 70 

68 FR 57327

12/03/2006 Final

ML061790305

No Comments 

08/04/2006

ML062160419

2004-1 Compatibility With IAEA Transportation Safety 

Standards and Other Transportation Safety 

Amendments 

Part 71

69 FR 3697

10/01/2007 Final

ML14071A189

No Comments

05/13/2014

ML14071A146

2005-1 Security Requirements for Portable Gauges 

Containing Byproduct Material 

Part 30

70 FR 2001

07/11/2008 License 

Condition

ML081680728

No Comments

06/30/2008

ML081820320

2005-2 Medical Use of Byproduct Material - Recognition of 

Specialty Boards 

Part 35

70 FR 16336; 71 FR 1926

04/29/2008 Final

ML081680728

No Comments

06/30/2008

ML081820320

2005-3 Increased Controls for Risk-Significant Radioactive 

Sources (NRC Order EA-05-090)

70 FR 72128

12/01/2005

License 

Condition

ML052720130

No Comments 

10/04/2005

ML052780077
11

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2006-1 Minor Amendments

Parts 20, 30, 32, 35, 40 and 70

71 FR 15005

03/27/2009 Final

ML14071A189

No Comments

05/13/2014

ML14071A146

2006-2 National Source Tracking System - Serialization 

Requirements

Part 32 with reference to Part 20 Appendix E

71 FR 65685

02/06/2007 Not Applicablei Not Applicable North Carolina responded on 

02/16/2007 to FSME-06-110 stating 

that they currently had no licensees 

applicable to this rule.

ML070460135

2006-3 National Source Tracking System 

Part 20

71 FR 65685, 72 FR 59162 

01/31/2009 License 

Condition

ML081680728

No Comments

06/30/2008

ML081820320

2007-1 Medical Use of Byproduct Material - Minor 

Corrections and Clarifications

Parts 32 and 35

72 FR 45147, 54207

10/29/2010 Final

ML14071A189

Comments

05/13/2014

ML14071A146

2007-2 Exemptions From Licensing, General Licenses, and 

Distribution of Byproduct Material: Licensing and 

Reporting Requirements

Parts 30, 31, 32, 150

72 FR 58473

12/17/2010 Final

ML14071A189

Comments

05/13/2014

ML14071A146

2007-3 Requirements for Expanded Definition of Byproduct 

Material

Parts 20, 30, 31, 32, 33, 35, 61, 150

72 FR 55864

11/30/2010 Final

ML14071A189

Comments

05/13/2014

ML14071A146

2007-4 Order Imposing Fingerprinting Requirements and 

Criminal History Records Check Requirements for 

Unescorted Access to Certain Radioactive Material

NRC Order EA-07-305

72 FR 70901

06/05/2008 License 

Condition

ML080660061

No Comments

03/20/2008

ML080800385
12

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2008-1 Occupational Dose Records, Labeling Containers, 

and Total Effective Dose Equivalent

Parts 19, 20

72 FR 68043

02/15/2011 Final

ML14071A189

Comments

05/13/2014

ML14071A146

2009-1 Medical Use of Byproduct Material – Authorized 

User Clarification

Part 35

74 FR 33901

09/28/2012 Final

ML14071A189

No Comments

05/13/2014

ML14071A146

2011-1 Decommissioning Planning

Parts 20, 30, 40, 70

76 FR 35512

12/17/2015 Proposed

ML14164A277

Final

ML17187A158

Comments

08/19/2014

ML14162A412

Comments

09/06/2017

ML17187A129

2011-2 Licenses, Certifications, and Approvals for Materials 

Licensees 

Parts 30, 36, 39, 40, 70, and 150

76 FR 56951

11/14/2014 Proposed

ML14164A277

Final

ML17187A158

Proposed

ML22097A255

Comments

08/19/2014

ML14162A412

Comments

09/06/2017

ML17187A129

No Comments

05/12/2022

ML22097A252

NC submitted regulations 

incorporating 10 CFR Part 39 by 

reference only
13

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6

(See RATS ID: 2001-1 for Rule text)

77 FR 3640

01/25/2015 Final

ML14071A189

Revised Final

ML15335A403

Revised Final

ML17187A158

Comments

08/19/2014

ML14162A412

No Comments

01/13/2016

ML15335A397

No Comments

09/06/2017

ML17187A129

2012-2 Advance Notification to Native American Tribes of 

Transportation of Certain Types of Nuclear Waste

Part 71

77 FR 34194

08/10/2015 Proposed

ML14164A277

Final

ML17187A158

No Comments

08/19/2014

ML14162A412

No Comments

09/06/2017

ML17187A129

2012-3 Technical Corrections

Parts 30, 34, 40 and 71

77 FR 39899

08/06/2015 Proposed

ML14164A277

Final

ML17187A158

Comments

08/19/2014

ML14162A412

No Comments

09/06/2017

ML17187A129

2012-4 Requirements for Distribution of Byproduct Material

Parts 30, 31, 32, 40 and 70

77 FR 43666

10/23/2015 Proposed

ML14164A277

Final

ML17187A158

Comments

08/19/2014

ML14162A412

Comments

09/06/2017

ML17187A129
14

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2013-1 Physical Protection of Byproduct Material

Parts 20, 30, 32, 33, 34, 35, 36, 37, 39, and 71 

78 FR 16922

03/19/2016 Proposed LC

ML15202A281

Final

ML17187A158

Proposed

ML22097A255

Proposed

ML22298A006

Comment

09/08/2015

ML15202A215

Comments

09/06/2017

ML17187A129

No Comments

05/12/2022

ML22097A252

No Comments

12/01/2022

ML22298A005

License Condition addresses Part 

37 requirements only.

NC submitted regulations 

incorporating 10 CFR Part 39 by 

reference.

NC submitted regulations 

incorporating 10 CFR Parts 34 and 

37 by reference.

2013-2 Distribution of Source Material to Exempt Persons 

and to General Licensees and Revision of

General License and Exemptions

Parts 30, 40, and 70

78 FR 32310

08/27/2016 Proposed

ML15335A403

Final

ML17187A158

Comments

01/13/2016

ML15335A397

Comments

09/06/2017

ML17187A129

2015-1 Domestic Licensing of Special Nuclear Material – 

Written Reports and Clarifying Amendments

Part 70

79 FR 57721, 80 FR 143

01/26/2018 Proposed

ML15335A403

Final

ML17187A158

Comments

01/13/2016

ML15335A397

Comments

09/06/2017

ML17187A129
15

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2015-2 Safeguards Information - Modified Handling 

Categorization, Change for Materials Facilities

Parts 30, 37, 73, and 150

79 FR 58664, 80 FR 3865

01/28/2018 Proposed

ML15335A403

Final

ML17187A158

Proposed

ML22298A006

Comments

01/13/2016

ML15335A397

Comments

09/06/2017

ML17187A129

No Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Part 37 by 

reference only.

2015-3 Revisions to Transportation Safety Requirements 

and Harmonization with International Atomic 

Energy Agency Transportation Requirements

Part 71

80 FR 33987

07/13/2018

*extended to 

08/15/2020

See STC 17-060

Proposed

ML15335A403

Final

ML17187A158

Comments

01/13/2016

ML15335A397

Comments

09/06/2017

ML17187A129

2015-4

Miscellaneous Corrections

Parts 37 and 40

80 FR 45841

09/02/2018 Proposed

ML15335A403

Final

ML17187A158

Comments

01/13/2016

ML15335A397

No Comments

09/06/2017

ML17187A129

2015-5 Miscellaneous Corrections

Parts 19, 20, 30, 32, 37, 40, 61, 70, 71, and 150

80 FR 74974

12/31/2018 Final

ML17187A158

No Comments

09/06/2017

ML17187A129

2018-1 Medical Use of Byproduct Material – Medical Event 

Definitions, Training and Experience, and Clarifying 

Amendments

Parts 30, 32 and 35

01/14/2022
16

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2018-2 Miscellaneous Corrections -

Organizational Changes

Parts 37, 40, 70 and 71

12/21/2021 Proposed

ML22298A006

No Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Part 37 by 

reference only.

2018-3 Miscellaneous Corrections

Parts 1, 2, 34, 37, 50, 71, 73, and 140

07/30/2022 Proposed

ML22298A006

Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Parts 34 and 

37 by reference only.

2019-1 Miscellaneous Corrections

Parts 2, 21, 37, 50, 52, 73, and 110

12/18/2022 Proposed

ML22298A006

Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Part 37 by 

reference only.

2019-2 Organizational Changes and Conforming 

Amendments

Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, 

100, 140, and 150

12/30/2022 Proposed

ML22298A006

No Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Part 37 by 

reference only.

2020-1 Individual Monitoring Devices

10 CFR Parts 34, 36, and 39

06/16/2023 Proposed

ML22097A255

Proposed

ML22298A006

No Comments

05/12/2022

ML22097A252

No Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Part 39 by 

reference only.

NC submitted regulations 

incorporating 10 CFR Part 34 by 

reference only.

2020-2 Social Security Number Fraud Prevention

10 CFR Parts 9 and 35

08/17/2023

2020-3 Miscellaneous Corrections 

10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 

51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 

110, and 140

11/16/2023 Proposed

ML22298A006

Proposed

ML23102A012

No Comments

12/01/2022

ML22298A005

No Comments

05/16/2023

ML23102A011

NC submitted regulations 

incorporating 10 CFR Parts 34 and 

61 by reference only.

NC submitted regulations 

incorporating 10 CFR Parts 19 and 

20 by reference only.
17

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2021-1 Miscellaneous Corrections 

10 CFR Parts 2, 11, 20, 25, 32, 35, 37, 50, 52,55, 

70, 72, 73, 95, and 110

09/08/2024 Proposed

ML22298A006

Proposed

ML23102A012

No Comments

12/01/2022

ML22298A005

No Comments

05/16/2023

ML23102A011

NC submitted regulations 

incorporating 10 CFR Part 37 by 

reference only.

NC submitted regulations 

incorporating 10 CFR Part 20 by 

reference only.

2021-2 Miscellaneous Corrections 

10 CFR Parts 9, 37, 40, 50, 51, 52, 55, 71, 73, and 

110

12/30/2024 Proposed

ML22298A006

No Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Part 37 by 

reference only.

2022-1 Miscellaneous Corrections

10 CFR 1, 2, 20, 30, 40, 50, 55, 70, 73, and 170

none Provisions are not required for 

compatibility.

2022-2 Miscellaneous Corrections

10 CFR Parts 20, 35, 50, 51, 52, 72, 73, 110, and 

150

none Provisions are not required for 

compatibility.

2023-1 Miscellaneous Corrections

10 CFR PARTS 1, 2, 26, 32, 40, 50, 51, 52, 72, and 

73

09/25/2026

NA 10 CFR Parts 34, 37, and 61 NA Proposed

ML22298A006

Comments

12/01/2022

ML22298A005

NC submitted regulations 

incorporating 10 CFR Parts 34, 37, 

and 61 by reference.

NA 10 CFR Parts 19 and 20 NA Proposed

ML23102A012

Comments

05/16/2023

ML23102A011

NC submitted regulations 

incorporating 10 CFR Parts 19 and 

20 by reference. 

* NA 10 CFR Parts 30, 31, 32, 33, 35, 36, 40, and 70 NA Proposed

ML23290A068

Comments

12/20/2023

ML23324A317

NC submitted revisions to 

previously proposed regulations 

that adopt parts 30, 31, 32, 

33,35,36,40 and 70 by reference.
18

i IMPEP Team: verify that North Carolina does not have any licensees subject to these regulations during each review.