STATE REGULATION STATUS

State: New York State Department of Health Tracking Ticket Number: NY DOH 18-42(corrected)

Date: 9/19/2018

[ # amendment(s) reviewed identified by a *at the 

beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

1991-1 Safety Requirements for Radiographic Equipment

Part 34 

55 FR 843 

(Superceded by 1997-5)

01/10/1994 Final No Comments NYSHD has not yet adopted Final 

Regulations equivalent to RATS ID: 

1997-5

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1991-2 ASNT Certification of Radiographers

Part 34

56 FR 11504 

(Superceded by 1997-5)

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1991-3 Standards for Protection Against Radiation

Part 20

56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 

57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 

01/01/1994 Final Comments

12/24/1997

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1991-4 Notification of Incidents

Parts 20, 30, 31, 34, 39, 40 and 70

56 FR 64980

10/15/1994 Final No Comments

01/28/2000

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1992-1 Quality Management Program and 

Misadministrations

Part 35

56 FR 34104

(Superceded by 2002-2)

01/27/1995

1992-2 Eliminating the Recordkeeping Requirements 

for Departures from Manufacturer's Instructions

Parts 30 and 35

57 FR 45566

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

1993-1 Decommissioning Recordkeeping and License 

Termination: Documentation Additions [Restricted 

areas and spill sites] 

Parts 30 and 40 

58 FR 39628

10/25/1996 Final No Comments

01/28/2000

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1993-2 Licensing and Radiation Safety Requirements for 

Irradiators

Part 36

58 FR 7715

07/01/1996 Final No Comments

01/28/2000

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1993-3 Definition of Land Disposal and Waste Site QA 

Program

Part 61

58 FR 33886

07/22/1996 Not Applicable Not Applicable NYSHD does not have authority to 

regulate this material under its 

portion of the Agreement. (NYDEC)

1994-1 Self-Guarantee as an Additional Financial 

Mechanism

Parts 30, 40 and 70 

58 FR 68726; 59 FR 1618

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1994-2 Uranium Mill Tailings Regulations: Conforming 

NRC Requirements to EPA Standards

Part 40

59 FR 28220

07/01/1997 Not Applicable Not Applicable NYSHD does not have authority to 

regulate this material under its 

portion of the Agreement.

1994-3 Timeliness in Decommissioning Material Facilities

Parts 30, 40 and 70 

59 FR 36026

08/15/1997 Final No Comments

01/28/2000

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1995-1 Preparation, Transfer for Commercial Distribution, 

and Use of Byproduct Material for Medical Use

Parts 30, 32 and 35

59 FR 61767; 59 FR 65243; 60 FR 322

01/01/1998 Final No Comments

01/28/2000

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

1995-2 Frequency of Medical Examinations for Use of 

Respiratory Protection Equipment

Part 20

60 FR 7900

03/13/1998 Final No Comments

01/28/2000

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1995-3 Low-Level Waste Shipment Manifest Information 

and Reporting

Parts 20 and 61

60 FR 15649; 60 FR 25983

03/01/1998 Not Applicable Not Applicable NYSHD does not have authority to 

regulate this material under its 

portion of the Agreement.

1995-4 Performance Requirements for Radiography 

Equipment

Part 34

60 FR 28323

(Superceded by 1997-5)

06/30/1998 Final No Comments

01/28/2000

NYSHD has not yet adopted Final 

Regulations equivalent to RATS ID: 

1997-5

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1995-5 Radiation Protection Requirements: Amended 

Definitions and Criteria

Parts 19 and 20

60 FR 36038

08/14/1998 Final

Proposed 

ML18156A604

No Comments

01/28/2000

Comments

9/13/2018

ML18156A593

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1995-6 Clarification of Decommissioning Funding 

Requirements

Parts 30, 40 and 70

60 FR 38235

11/24/1998 Final No Comments

01/28/2000

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1995-7 Medical Administration of Radiation and Radioactive 

Materials

Parts 20 and 35

60 FR 48623

(Superceded by 2002-2 and 2005-2)

10/20/1998 Only Part 20 provisions need to be 

adopted. See ML13197A356
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

1996-1 Compatibility with the International Atomic Energy 

Agency

Part 71

60 FR 50248; 61 FR 28724

(Superceded by 2004-1)

04/01/1999 Final No Comments

01/28/2000

NYSHD has not yet adopted Final 

Regulations equivalent to RATS ID: 

2004-1.

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

1996-2 One Time Extension of Certain Byproduct, Source 

and Special Nuclear Materials Licenses

Parts 30, 40 and 70

61 FR 1109

02/15/1999 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1996-3 Termination or Transfer of Licensed Activities: 

Record keeping Requirements

Parts 20, 30, 40, 61 and 70

61 FR 24669

06/17/1999 License Condition

ML14007A059

No Comments

02/20/2014

ML14007A056

1997-1 Resolution of Dual Regulation of Airborne Effluents 

of Radioactive Materials; Clean Air Act

Part 20

61 FR 65120

01/9/2000 Not Applicable Not Applicable NYSHD does not have authority to 

regulate this material under its 

portion of the Agreement.

1997-2 Recognition of Agreement State Licenses in Areas 

Under Exclusive Federal Jurisdiction Within an 

Agreement State

Part 150

62 FR 1662

02/27/2000 Final 

ML092260295 

License Condition 

ML092260295 

No Comments 

09/08/2009 

ML092310687 

No Comments 

09/08/2009 

ML092310687 

1997-3 Criteria for the Release of Individuals Administered 

Radioactive Material

Parts 20 and 35

62 FR 4120

05/29/2000 Final

ML100120050

Comments

03/08/2010

ML100330046
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

1997-4 Fissile Material Shipments and Exemptions

Part 71

62 FR 5907

(Superceded by 2004-1)

02/10/2000 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-97-078)

1997-5 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiography 

Operations

Parts 30, 34, 71 and 150

62 FR 28947

06/27/2000 Proposed

Ml100600746

License Condition

ML100600746

Comments

05/06/2010

ML100890066

Comments

05/06/2010

ML100890066

NYSHD are not authorizing 

laybarge, underwater or offshore 

radiography in these regulations.

1997-6 Radiological Criteria for License Termination

Parts 20, 30, 40 and 70

62 FR 39057

08/20/2000 License Condition

ML14007A059

No Comments

02/20/2014

ML14007A056

1997-7 Exempt Distribution of a Radioactive Drug 

Containing One Micro curie of Carbon-14 Urea

Part 30 

62 FR 63634

01/02/2001 License Condition

ML080170561

No Comments

03/20/2008

ML080800306

1998-1 Deliberate Misconduct by Unlicensed Persons

Parts 30, 40, 61, 70, 71 and 150

63 FR 1890; 63 FR 13773

02/12/2001 Legally Binding 

Requirements

ML13121A233

Proposed 

ML18156A604

Comments

06/19/2013

ML13150A207

No Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 40, 70, and 71 by reference
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

1998-2 Self-Guarantee of Decommissioning Funding by 

Nonprofit and Non-Bond-Issuing Licensees

Parts 30, 40 and 70

63 FR 29535

07/01/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1998-3 License Term for Medical Use Licenses

Part 35

63 FR 31604

(Superceded by 2002-2)

07/10/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-98-074)

1998-4 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiographic 

Operations

Part 34

63 FR 37059

07/09/2001 Proposed

Ml100600746

License Condition

ML100600746

Proposed 

ML18156A604

Comments

05/06/2010

ML100890066

Comments

05/06/2010

ML100890066

No Comments

9/13/2018

ML18156A593

NYSHD are not authorizing 

laybarge, underwater or offshore 

radiography in these regulations

New York submitted proposed 

regulations that adopt 10 CFR Part 

34 by reference

1998-5 Minor Corrections, Clarifying Changes, and a Minor 

Policy Change

Parts 20, 32, 35, 36 and 39

63 FR 39477; 63 FR 45393

10/26/2001 Proposed

ML101310506

Proposed 

ML18156A604

Comments

07/07/2010

ML101580277

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

32, 36, and 39 by reference

1998-6 Transfer for Disposal and Manifests: Minor 

Technical Conforming Amendment

Part 20

63 FR 50127

11/20/2001 Not Applicable Not Applicable NYSHD does not have authority to 

regulate this material under its 

portion of the Agreement.
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

1999-1 Radiological Criteria for License Termination of 

Uranium Recovery Facilities

Part 40

64 FR 17506

06/11/2002 Not Applicable Not Applicable NYSHD does not have authority to 

regulate this material under its 

portion of the Agreement.

1999-2 Requirements for Those Who Possess Certain 

Industrial Devices Containing Byproduct Material to 

Provide Requested Information

Part 31

64 FR 42269

10/04/2002 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1999-3 Respiratory Protection and Controls to Restrict 

Internal Exposure

Part 20

64 FR 54543; 64 FR 55524

02/02/2003 License Condition

ML092260298

No Comments

09/03/2009

ML092320011

2000-1 Energy Compensation Sources for Well Logging 

and Other Regulatory Clarifications

Part 39

65 FR 20337

05/17/2003 License Condition

ML100120053

No Comments

02/23/2010

ML100350697

2000-2 New Dosimetry Technology

Parts 34, 36 and 39

65 FR 63750

01/08/2004 Final

ML100050662

No Comments

03/08/2010

ML100321001

2001-1 Requirements for Certain Generally Licensed 

Industrial Devices Containing Byproduct Material

Parts 30, 31 and 32

65 FR 79162

02/16/2004 License Condition 

for 32.52 (a) & (b) 

only 

ML040770455

No Comments

04/02/2004

ML040930388

Adopted by NYS DOL which has 

since merged with the NYS DOH 

ML092190342.

2002-1 Revision of the Skin Dose Limit 

Part 20

67 FR 16298

04/05/2005 Proposed

ML101310506

No Comments

07/07/2010

ML101580277
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

2002-2 Medical Use of Byproduct Material

Parts 20, 32 and 35

67 FR 20249

10/24/2005 Proposed

ML100600745

License Condition

ML080170561

Final

ML13150A109

Proposed 

ML18156A604

Comments

05/18/2010

ML100890015

No Comments

03/20/2008

ML080800306

Comments

08/08/2013

ML13197A356

No Comments

9/13/2018

ML18156A593

Part 35 with respect to gamma 

stereotactic radiosurgery and HDR 

only

Part 35 only

New York submitted proposed 

regulations that adopt 10 CFR Part 

32 by reference

2003-1 Financial Assurance for Materials Licensees

Parts 30, 40 and 70 

68 FR 57327

12/03/2006 License Condition

ML14007A059

Proposed 

ML18156A604

No Comments

02/20/2014

ML14007A056

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 40, and 70 by reference

2004-1 Compatibility With IAEA Transportation Safety 

Standards and Other Transportation Safety 

Amendments 

Part 71

69 FR 3697

10/01/2007 Final

ML092590171

Proposed 

ML18156A604

Comments

10/23/2009

ML092710056

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

71 by reference

2005-1 Security Requirements for Portable Gauges 

Containing Byproduct Material 

Part 30

70 FR 2001

07/11/2008 License Condition

ML092590174

Proposed 

ML18156A604

No Comments

10/07/2009

ML092710325

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30 by reference
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

2005-2 Medical Use of Byproduct Material - Recognition of 

Specialty Boards 

Part 35

70 FR 16336; 71 FR 1926

04/29/2008 Final

ML13150A107

No Comments

08/08/2013

ML13197A356

2005-3 Increased Controls for Risk-Significant Radioactive 

Sources (NRC Order EA-05-090)

70 FR 72128

12/01/2005

License Condition

ML053120138

No Comments 

11/10/2005

ML053180041

2006-1 Minor Amendments

Parts 20, 30, 32, 35, 40 and 70

71 FR 15005

03/27/2009 Proposed

ML100600745

Final

ML13150A107

Proposed 

ML18156A604

Comments

05/18/2010

ML100890015

Comments

08/08/2013

ML13197A356

Comments

9/13/2018

ML18156A593

Part 35 only

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 32, 40, and 70 by reference

2006-2 National Source Tracking System - Serialization 

Requirements

Part 32 with reference to Part 20 Appendix E

71 FR 65685

02/06/2007 Not Applicable1 Not Applicable NYSHD responded on 02/02/2007 

to FSME-06-110 stating that they 

currently had no licensees 

applicable to this rule.

ML070330060

2006-3 National Source Tracking System 

Part 20

71 FR 65685, 72 FR 59162 

01/31/2009 License Condition 

ML083240082 

No Comments 

12/11/2008 

ML083390393 
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

2007-1 Medical Use of Byproduct Material - Minor 

Corrections and Clarifications

Parts 32 and 35

72 FR 45147, 54207

10/29/2010 Proposed

ML100600745

Final

ML13150A107

Proposed 

ML18156A604

Comments

05/18/2010

ML100890015

No Comments

08/08/2013

ML13197A356

No Comments

9/13/2018

ML18156A593

Part 35 only

New York submitted proposed 

regulations that adopt 10 CFR Part 

32 by reference

2007-2 Exemptions From Licensing, General Licenses, and 

Distribution of Byproduct Material: Licensing and 

Reporting Requirements

Parts 30, 31, 32 and 150

72 FR 58473

12/17/2010 Proposed 

ML18156A604

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 31, and 32 by reference

2007-3 Requirements for Expanded Definition of Byproduct 

Material

Parts 20, 30, 31, 32, 33, 35, 61 and 150

72 FR 55864

11/30/2010 Final

ML13150A107

Proposed 

ML18156A604

No Comments

08/08/2013

ML13197A356

Comments

9/13/2018

ML18156A593

Part 35 only

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 31, and 32 by reference

2007-4 Order Imposing Fingerprinting Requirements and 

Criminal History Records Check Requirements for 

Unescorted Access to Certain Radioactive Material

NRC Order EA-07-305

72 FR 70901

06/05/2008 Final

ML091730154

Comments

08/04/2009

ML091820407

2008-1 Occupational Dose Records, Labeling Containers, 

and Total Effective Dose Equivalent

Parts 19 and 20

72 FR 68043

02/15/2011
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

2009-1 Medical Use of Byproduct Material – Authorized 

User Clarification

Part 35

74 FR 33901

09/28/2012 Final 

ML13150A107

No Comments

08/08/2013

ML13197A356

2011-1 Decommissioning Planning

Parts 20, 30, 40 and 70

76 FR 35512

12/17/2015 Proposed 

ML18156A604

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 40, and 70 by reference.

2011-2 Licenses, Certifications, and Approvals for Materials 

Licensees 

Parts 30, 36, 39, 40, 70, and 150

76 FR 56951

11/14/2014 Proposed 

ML18156A604

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 36, 39, 40, and 70 by reference.

2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6

(See RATS ID: 2001-1 for Rule text)

77 FR 3640

01/25/2015

2012-2 Advance Notification to Native American Tribes of 

Transportation of Certain Types of Nuclear Waste

Part 71

77 FR 34194

08/10/2015 Proposed 

ML18156A604

No Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

71 by reference. 

2012-3 Technical Corrections

Part 30, 34, 40 and 71

77 FR 39899

08/06/2015 Proposed 

ML18156A604

No Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 34, 40, and 71 by reference.

2012-4 Requirements for Distribution of Byproduct Material

Parts 30, 31, 32, 40 and 70

77 FR 43666

10/23/2015 Proposed 

ML18156A604

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 32, 40, and 70 by reference.
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

2013-1 Physical Protection of Byproduct Material, 10 CFR 

Parts 20, 30, 32, 33, 34, 35, 36, 37, 39, and 71 

78 FR 16922

03/19/2016 Proposed

ML15355A046

Proposed 

ML18156A604

Comment

02/08/16

ML15355A039

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 32, 24, 35, 36, 37, 39, and 71 

by reference.

2013-2 Distribution of Source Material to Exempt Persons 

and to General Licensees and Revision of

General License and Exemptions, 

Parts 30, 40 and 70

78 FR 32310

08/27/2016 Proposed 

ML18156A604

No Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 40, and 70 by reference

2015-1 Domestic Licensing of Special Nuclear Material –

Written Reports and Clarifying Amendments

Part 70

79 FR 57721, 80 FR 143

01/26/2018 Proposed 

ML18156A604

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

70 by reference

2015-2 Safeguards Information - Modified Handling 

Categorization, Change for Materials Facilities

Parts 30, 37, 73 and 150

79 FR 58664, 80 FR 3865

01/28/2018 Proposed

ML15355A046

No Comments

02/08/16

ML15355A039

2015-3 Revisions to Transportation Safety Requirements 

and Harmonization with International Atomic 

Energy Agency Transportation Requirements

Part 71

80 FR 33987

07/13/2018

*extended to 

08/15/2020

See STC 17-060

Proposed 

ML18156A604

No Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part

71 by reference

2015-4 Miscellaneous Corrections, 

Parts 37 and 40

80 FR 45841

09/02/2018 Proposed

ML15355A046

Proposed 

ML18156A604

No Comments

02/08/16

ML15355A039

No Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

37 and 40 by reference
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming Letter Outgoing 

Package

Notes

2015-5 Miscellaneous Corrections,

Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150

80 FR 74974

12/31/2018 Proposed 

ML18156A604

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt 10 CFR Part 

30, 32, 37, 40, 70, and 71 by 

reference.

2018-1 Medical Use of Byproduct Material – Medical Event 

Definitions, Training and Experience, and Clarifying 

Amendments,

Parts 30, 32 and 35

01/14/2022

N/A Parts 30, 32, 34, 36, 37, 39, 40, 70 and 71 N/A Proposed 

ML18156A604

Comments

9/13/2018

ML18156A593

New York submitted proposed 

regulations that adopt these 10 

CFR Parts by reference.

1 IMPEP Team: verify that New York does not have any licensees subject to these regulations during each review.