1

Gooding, Frederic

From: Beardsley, Michelle <Michelle.Beardsley@nrc.gov>

Sent: Wednesday, January 30, 2019 9:24 AM

To: 'gonzalo.perez@cdph.ca.gov'

Cc: Scott, Phillip (CDPH-RHB) (Phillip.Scott@cdph.ca.gov); AgreementStateRegs Resource

Subject: Correction to State Regulation Status (SRS) sheet re: RATS ID 2013-2

Attachments: CA SRS.pdf

Dear Mr. Perez: 

Please find attached a corrected copy of the California SRS sheet to replace the one that was enclosed with our letter 

dated January 28, 2019. We are sorry for any inconvenience caused. 

Michelle Beardsley, Health Physicist 

State Regulation Review Coordinator

Agreement State Programs Branch 

Division of Materials Safety, Security, State, and Tribal Programs 

Office of Nuclear Materials Safety and Safeguards 

U.S. Nuclear Regulatory Commission 

301‐415‐0275 

michelle.beardsley@nrc.gov
STATE REGULATION STATUS

State: California Tracking Ticket Number: 19-09 (corrected)

Date: 01/30/2019

[ # amendment(s) reviewed identified by a * at the 

beginning of the equivalent NRC requirement.] 

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

1991-1 Safety Requirements for Radiographic Equipment

Part 34 

55 FR 843 

(Superceded by 1997-5)

01/10/1994 Not Required Not Required California has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-2 ASNT Certification of Radiographers

Part 34

56 FR 11504 

(Superceded by 1997-5)

none Not Required Not Required California has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-3 Standards for Protection Against Radiation

Part 20

56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 

57877; 58 FR 67657; 59 FR 41641; 60 FR 20183

01/01/1994 Final

ML020030346

No Comments 

03/18/2002

ML020780186

1991-4 Notification of Incidents

Parts 20, 30, 31, 34, 39, 40 and 70

56 FR 64980

10/15/1994 Final No Comments 

04/01/1998

1992-1 Quality Management Program and 

Misadministrations

Part 35

56 FR 34104

(Superceded by 2002-2)

01/27/1995 Final

ML103050179

No Comments

01/05/2011

ML103340424

1992-2 Eliminating the Recordkeeping Requirements 

for Departures from Manufacturer's Instructions

Parts 30, 35

57 FR 45566

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.
2

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

1993-1 Decommissioning Recordkeeping and License 

Termination: Documentation Additions [Restricted 

areas and spill sites] 

Parts 30 and 40 

58 FR 39628

10/25/1996 Final

ML112970300

No Comments 

01/20/2012

ML113330808

1993-2 Licensing and Radiation Safety Requirements for 

Irradiators

Part 36

58 FR 7715

07/01/1996 License Condition

ML051670371

No Comments 

07/01/2005

ML051810407

1993-3 Definition of Land Disposal and Waste Site QA 

Program

Part 61

58 FR 33886

07/22/1996 Not Applicablei Not Applicable California does not have any 

licensees subject to these 

regulations (See SECY-95-112)

1994-1 Self-Guarantee as an Additional Financial 

Mechanism

Parts 30, 40 and 70 

58 FR 68726; 59 FR 1618

none Final No Comments 

04/01/1998

These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1994-2 Uranium Mill Tailings Regulations: Conforming 

NRC Requirements to EPA Standards

Part 40

59 FR 28220

07/01/1997 Not Applicable Not Applicable California does not have authority to 

regulate this material under its 

Agreement.

1994-3 Timeliness in Decommissioning Material Facilities

Parts 30, 40 and 70 

59 FR 36026

08/15/1997

Final

ML16034A230

Comments

05/24/16

ML16034A225

1995-1 Preparation, Transfer for Commercial Distribution, 

and Use of Byproduct Material for Medical Use

Parts 30, 32 and 35

59 FR 61767; 59 FR 65243; 60 FR 322

01/01/1998 Final No Comments 

11/16/1999
3

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

1995-2 Frequency of Medical Examinations for Use of 

Respiratory Protection Equipment

Part 20

60 FR 7900

03/13/1998 Final

ML020030346

No Comments 

03/18/2002

ML020780186

1995-3 Low-Level Waste Shipment Manifest Information 

and Reporting

Parts 20 and 61

60 FR 15649; 60 FR 25983

03/01/1998 Final

ML020030346

No Comments 

03/18/2002

ML020780186

1995-4 Performance Requirements for Radiography 

Equipment

Part 34

60 FR 28323

(Superceded by 1997-5)

06/30/1998 Not Required Not Required California has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1995-5 Radiation Protection Requirements: Amended 

Definitions and Criteria

Parts 19 and 20

60 FR 36038

08/14/1998 Final

ML020030346

No Comments 

03/18/2002

ML020780186

1995-6 Clarification of Decommissioning Funding 

Requirements

Parts 30, 40 and 70

60 FR 38235

11/24/1998 Final No Comments 

04/01/1998

1995-7 Medical Administration of Radiation and Radioactive 

Materials

Parts 20 and 35

60 FR 48623

(Superceded by 2002-2 and 2005-2)

10/20/1998 Final

ML103050179

Final

ML103550423

No Comments

01/05/2011

ML103340411

No Comments

02/14/2011

ML110120070

Part 35 only

Part 20 only
4

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

1996-1 Compatibility with the International Atomic Energy 

Agency

Part 71

60 FR 50248; 61 FR 28724

(Superceded by 2004-1)

04/01/1999 Final

ML091240053

No Comments

06/11/2009

ML091470300

California has adopted Final 

Regulations equivalent to RATS ID: 

2004-1

1996-2 One Time Extension of Certain Byproduct, Source 

and Special Nuclear Materials Licenses

Parts 30, 40 and 70

61 FR 1109

02/15/1999 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1996-3 Termination or Transfer of Licensed Activities: 

Record keeping Requirements

Parts 20, 30, 40, 61 and 70

61 FR 24669

06/17/1999 Final

ML020030346

No Comments 

03/18/2002

ML020780186

1997-1 Resolution of Dual Regulation of Airborne Effluents 

of Radioactive Materials; Clean Air Act

Part 20

61 FR 65120

01/9/2000 Final

ML020030346

No Comments 

03/18/2002

ML020780186

1997-2 Recognition of Agreement State Licenses in Areas 

Under Exclusive Federal Jurisdiction Within an 

Agreement State

Part 150

62 FR 1662

02/27/2000 Final

ML111740220

No Comments 

08/24/2011

ML112130149

1997-3 Criteria for the Release of Individuals Administered 

Radioactive Material

Parts 20 and 35

62 FR 4120

05/29/2000 Final

ML103050179

Final

ML103550423

No Comments

01/05/2011

ML103340411

No Comments

02/14/2011

ML110120070

Part 35 only

Part 20 only
5

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

1997-4 Fissile Material Shipments and Exemptions

Part 71

62 FR 5907

(Superceded by 2004-1)

02/10/2000 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-97-078)

1997-5 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiography 

Operations

Parts 30, 34, 71 and 150

62 FR 28947

06/27/2000

Rii

ML14139A065

Final

ML15012A519

Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

1997-6 Radiological Criteria for License Termination

Parts 20, 30, 40 and 70

62 FR 39057

08/20/2000 Final

ML16034A230

Comments

05/24/16

ML16034A225

This regulation was previously 

reviewed and found acceptable 

(See NRC letter ML 020780186), 

however it was repealed on August 

8, 2002, and CA is currently 

terminating licenses on a case by 

case basis

1997-7 Exempt Distribution of a Radioactive Drug 

Containing One Micro curie of Carbon-14 Urea

Part 30 

62 FR 63634

01/02/2001 Final

ML081080140

No Comments 

05/13/2008

ML081340266

1998-1 Deliberate Misconduct by Unlicensed Persons

Parts 30, 40, 61, 70, 71 and 150

63 FR 1890; 63 FR 13773

02/12/2001 Final

ML060340073

No Comments 

03/09/2006

ML060670437
6

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

1998-2 Self-Guarantee of Decommissioning Funding by 

Nonprofit and Non-Bond-Issuing Licensees

Parts 30, 40 and 70

63 FR 29535

07/01/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1998-3 License Term for Medical Use Licenses

Part 35

63 FR 31604

(Superceded by 2002-2)

07/10/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-98-074)

1998-4 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiographic 

Operations

Part 34

63 FR 37059

07/09/2001 Final

ML081160234

No Comments

06/19/2008

ML081710246

1998-5 Minor Corrections, Clarifying Changes, and a Minor 

Policy Change

Parts 20, 32, 35, 36 and 39

63 FR 39477; 63 FR 45393

10/26/2001 R2

ML14139A065

License Condition

ML051580164

ML061790298

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

07/18/2006

ML061990575

No Comments

02/09/2015

ML15012A465

Part 36

1998-6 Transfer for Disposal and Manifests: Minor 

Technical Conforming Amendment

Part 20

63 FR 50127

11/20/2001 Final

ML020030346

No Comments 

03/18/2002

ML020780186
7

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

1999-1 Radiological Criteria for License Termination of 

Uranium Recovery Facilities

Part 40

64 FR 17506

06/11/2002 Not Applicable Not Applicable California does not have authority to 

regulate this material under its 

Agreement.

1999-2 Requirements for Those Who Possess Certain 

Industrial Devices Containing Byproduct Material to 

Provide Requested Information

Part 31

64 FR 42269

10/04/2002 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1999-3 Respiratory Protection and Controls to Restrict 

Internal Exposure

Part 20

64 FR 54543; 64 FR 55524

02/02/2003 Final

ML062210438

No Comments 

08/31/2006

ML062490010

2000-1 Energy Compensation Sources for Well Logging 

and Other Regulatory Clarifications

Part 39

65 FR 20337

05/17/2003 Final

ML070920384

No Comments 

04/23/2007

ML071140038

2000-2 New Dosimetry Technology

Parts 34, 36 and 39

65 FR 63750

01/08/2004 Final

ML081160234

Final

ML070920384

License Condition

ML051580164

ML061790298

No Comments 

06/19/2008

ML081710246

No Comments

04/23/2007

ML071140038

No Comments 

07/18/2006

ML061990575

Part 34

Part 39

Part 36 adopted by reference
8

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2001-1 Requirements for Certain Generally Licensed 

Industrial Devices Containing Byproduct Material

Parts 30, 31 and 32

65 FR 79162

02/16/2004 R2

ML14139A065

License Condition 

for 32.52 (a) & (b)

ML040500440

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments 

03/10/2004

ML040700191

No Comments

02/09/2015

ML15012A465

2002-1 Revision of the Skin Dose Limit 

Part 20

67 FR 16298

04/05/2005 Final

ML062210438

No Comments 

08/31/2006

ML062490010

2002-2 Medical Use of Byproduct Material

Parts 20, 32 and 35

67 FR 20249

10/24/2005 R2

ML14139A065

Final

ML15012A516

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

2003-1 Financial Assurance for Materials Licensees

Parts 30, 40 and 70 

68 FR 57327

12/03/2006 Final

ML090210714

No Comments

02/06/2009

ML090260305
9

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2004-1 Compatibility With IAEA Transportation Safety 

Standards and Other Transportation Safety 

Amendments 

Part 71

69 FR 3697

10/01/2007 Final 

ML091240053

No Comments

06/11/2009

ML091470300

2005-1 Security Requirements for Portable Gauges 

Containing Byproduct Material 

Part 30

70 FR 2001

07/11/2008 License Condition

ML062920179

No Comments 

11/09/2006

ML063130004

2005-2 Medical Use of Byproduct Material - Recognition of 

Specialty Boards 

Part 35

70 FR 16336; 71 FR 1926

04/29/2008 R2

ML14139A065

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

2005-3 Increased Controls for Risk-Significant Radioactive 

Sources (NRC Order EA-05-090)

70 FR 72128

12/01/2005 License Condition

ML081280851

No Comments

05/13/2008

ML081340260

California chose to revise its IC 

License Condition at the time of the 

Fingerprinting Order EA-07-305 

License Condition Implementation. 

The original license condition can 

be seen at ML053060120. The 

response letter sent 11/04/2005 can 

be seen at ML053080246.
10

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2006-1 Minor Amendments

Parts 20, 30, 32, 35, 40 and 70

71 FR 15005

03/27/2009 R2

ML14139A065

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

Note: changes to Part 40 and 70 

are not required for compatibility.

2006-2 National Source Tracking System - Serialization 

Requirements

Part 32 with reference to Part 20 Appendix E

71 FR 65685

02/06/2007 License Condition

ML070360575

No Comments 

02/16/2007

ML070470007

2006-3 National Source Tracking System 

Part 20

71 FR 65685, 72 FR 59162 

01/31/2009 Final

ML103550423

No Comments

02/14/2011

ML110120070

2007-1 Medical Use of Byproduct Material - Minor 

Corrections and Clarifications

Parts 32 and 35

72 FR 45147, 54207

10/29/2010 R2

ML14139A065

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465
11

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2007-2 Exemptions From Licensing, General Licenses, and 

Distribution of Byproduct Material: Licensing and 

Reporting Requirements

Parts 30, 31, 32 and 150

72 FR 58473

12/17/2010 R2

ML14139A065

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

2007-3 Requirements for Expanded Definition of Byproduct 

Material

Parts 20, 30, 31, 32, 33, 35, 61 and 150

72 FR 55864

11/30/2010 R2

ML14139A065

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

2007-4 Order Imposing Fingerprinting Requirements and 

Criminal History Records Check Requirements for 

Unescorted Access to Certain Radioactive Material

NRC Order EA-07-305

72 FR 70901

06/05/2008 License Condition

ML081280851

No Comments

05/13/2008

ML081340260

2008-1 Occupational Dose Records, Labeling Containers, 

and Total Effective Dose Equivalent

Parts 19 and 20

72 FR 68043

02/15/2011 Final

ML103550423

No Comments

02/14/2011

ML110120070
12

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2009-1 Medical Use of Byproduct Material – Authorized 

User Clarification

Part 35

74 FR 33901

09/28/2012 Proposed

ML14139A0652

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

2011-1 Decommissioning Planning

Parts 20, 30, 40 and 70

76 FR 35512

12/17/2015 Proposed

ML18067A028

No Comments

04/13/2018

ML18067A027

2011-2 Licenses, Certifications, and Approvals for Materials 

Licensees 

Parts 30, 36, 39, 40, 70 and 150

76 FR 56951

11/14/2014 Final

ML13144A735

License Condition

ML13196A091

No Comments

07/03/2013

ML13162A553

No Comments

08/21/2013

ML13196A080

Part 36 adopted by reference

2012-1 Change of Compatibility of 

Parts 31.5 and 31.6

(See RATS ID: 2001-1 for Rule text)

77 FR 3640

01/25/2015 R2

ML14139A0652

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465
13

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2012-2 Advance Notification to Native American Tribes of 

Transportation of Certain Types of Nuclear Waste

Part 71

77 FR 34194

08/10/2015 Proposed

ML18065B098

No Comments

04/19/2018

ML18065B082

2012-3 Technical Corrections

Parts 30, 34, 40 and 71

77 FR 39899

08/06/2015 Proposed

ML18065B098

No Comments

04/19/2018

ML18065B082

2012-4 Requirements for Distribution of Byproduct Material

Parts 30, 31, 32, 40 and 70

77 FR 43666

10/23/2015 Proposed

ML14139A0652

Final

ML15012A519

No Comments

08/06/2014

ML14139A060

No Comments

02/09/2015

ML15012A465

2013-1 Physical Protection of Byproduct Material, 10 CFR 

Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 

78 FR 16922

03/19/2016 Proposed License 

Condition

ML15216A474

Revised License 

Condition

ML15281A285

Proposed

ML18065B098

Comments

08/31/2015

ML15216A443

No Comments

11/03/2015

ML15281A277

Comments

04/19/2018

ML18065B082

Part 37 only.

Part 37 only.

*2013-2 Distribution of Source Material to Exempt Persons 

and to General Licensees and Revision of

General License and Exemptions, 

Parts 30, 40 and 70

78 FR 32310

08/27/2016 Proposed

ML19015A163

Comments

01/28/2019

ML19015A145
14

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2015-1 Domestic Licensing of Special Nuclear Material –

Written Reports and Clarifying Amendments

Part 70

79 FR 57721, 80 FR 143

01/26/2018 Proposed

ML18065B098

No Comments

04/19/2018

ML18065B082

2015-2 Safeguards Information - Modified Handling 

Categorization, Change for Materials Facilities

Parts 30, 37, 73 and 150

79 FR 58664, 80 FR 3865

01/28/2018

Proposed

ML15216A474

Revised License 

Condition

ML15281A285

Proposed

ML18065B098

Revised Proposed

ML18324A655

No Comments

08/31/2015

ML15216A443

No Comments

11/03/2015

ML15281A277

No Comments

04/19/2018

ML18065B082

No Comments

01/03/2019

ML18324A651

Proposed

ML15216A474

Revised License Condition

ML15281A285

2015-3 Revisions to Transportation Safety Requirements 

and Harmonization with International Atomic 

Energy Agency Transportation Requirements

Part 71

80 FR 33987

07/13/2018

*extended to 

08/15/2020

See STC 17-060

Proposed

ML18065B098

Revised Proposed

ML18324A655

Comments

04/19/2018

ML18065B082

No Comments

01/03/2019

ML18324A651
15

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming

Letter

Outgoing 

Package

Notes

2015-4 Miscellaneous Corrections, 

Parts 37 and 40

80 FR 45841

09/02/2018 Proposed

ML18065B098

Comments

04/19/2018

ML18065B082

No Comments

01/03/2019

ML18324A651

2015-5 Miscellaneous Corrections, 

Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150

80 FR 74974

12/31/2018 Proposed

ML18065B098

No Comments

04/19/2018

ML18065B082

No Comments

01/03/2019

ML18324A651

2018-1 Medical Use of Byproduct Material – Medical Event 

Definitions, Training and Experience, and Clarifying 

Amendments, 10 CFR Parts 30, 32 and 35

01/14/2022

2018-2 Miscellaneous Corrections –

Organizational Changes

10 CFR Parts 37, 40. 70 and 71 

12/21/2021

N/A Parts 35.13, 35.14, 35.24, 35.27, 35.57 and 35.2024 License Condition

ML111400455

No Comments

07/11/2011

ML111740678

i IMPEP Team: verify that California does not have any licensees subject to these regulations during each review.

ii R stands for revisions to final rule.