Enclosure

STATE REGULATION STATUS

State: Maine Tracking Ticket Number: 23-51

Date: October 4, 2023

[amendment(s) reviewed identified by a * at the 

beginning of the equivalent NRC requirement.] 

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1991-1 Safety Requirements for Radiographic Equipment

Part 34 

55 FR 843 

(Superceded by 1997-5)

01/10/1994 Final

ML012710492

No Comments 

12/11/2001

ML013520336

Maine has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-2 ASNT Certification of Radiographers

Part 34

56 FR 11504 

(Superceded by 1997-5) none Not Required Not Required Maine has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-3 Standards for Protection Against Radiation

Part 20

56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 

57877; 58 FR 67657; 59 FR 41641; 60 FR 20183; 

01/01/1994 Final

ML012710492

No Comments 

12/11/2001

ML013520336

1991-4 Notification of Incidents

Parts 20, 30, 31, 34, 39, 40 and 70

56 FR 64980;

10/15/1994 Final

ML012710492

No Comments 

12/11/2001

ML013520336

1992-1 Quality Management Program and 

Misadministrations

Part 35

56 FR 34104

(Superceded by 2002-2)

01/27/1995 Final

ML012710492

No Comments 

12/11/2001

ML013520336

Maine has adopted Final 

Regulations equivalent to RATS ID: 

2002-2.

1992-2 Eliminating the Recordkeeping Requirements 

for Departures from Manufacturer's Instructions

Parts 30 and 35

57 FR 45566

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1993-1 Decommissioning Recordkeeping and License 

Termination: Documentation Additions [Restricted 

areas and spill sites] 

Parts 30 and 40 

58 FR 39628

10/25/1996 Final

ML012710492

No Comments 

12/11/2001

ML013520336

1993-2 Licensing and Radiation Safety Requirements for 

Irradiators

Part 36

58 FR 7715

07/01/1996 Not Applicablei Not Applicable Maine does not have any licensees 

subject to these regulations. (See 

SECY 95-112)

1993-3 Definition of Land Disposal and Waste Site QA 

Program

Part 61

58 FR 33886

07/22/1996 Not Applicable Not Applicable Maine does not have authority to 

regulate this material under its 

Agreement.

1994-1 Self-Guarantee as an Additional Financial 

Mechanism

Parts 30, 40 and 70 

58 FR 68726; 59 FR 1618

none Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1994-2 Uranium Mill Tailings Regulations: Conforming NRC 

Requirements to EPA Standards

Part 40

59 FR 28220

07/01/1997 Not Applicable Not Applicable Maine does not have authority to 

regulate this material under its 

Agreement.

1994-3 Timeliness in Decommissioning Material Facilities

Parts 30, 40 and 70 

59 FR 36026

08/15/1997 Final

ML012710492

No Comments 

12/11/2001

ML013520336

1995-1 Preparation, Transfer for Commercial Distribution, 

and Use of Byproduct Material for Medical Use

Parts 30, 32 and 35

59 FR 61767; 59 FR 65243; 60 FR 322

01/01/1998 Final

ML012710492

No Comments 

12/11/2001

ML013520336
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1995-2 Frequency of Medical Examinations for Use of 

Respiratory Protection Equipment

Part 20

60 FR 7900

03/13/1998 Final No Comments 

11/24/1999

1995-3 Low-Level Waste Shipment Manifest Information 

and Reporting

Parts 20 and 61

60 FR 15649; 60 FR 25983

03/01/1998 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454

1995-4 Performance Requirements for Radiography 

Equipment

Part 34

60 FR 28323

(Superceded by 1997-5)

06/30/1998 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454

Maine has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1995-5 Radiation Protection Requirements: Amended 

Definitions and Criteria

Parts 19 and 20

60 FR 36038

08/14/1998 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454

1995-6 Clarification of Decommissioning Funding 

Requirements

Parts 30, 40 and 70

60 FR 38235

11/24/1998 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454

1995-7 Medical Administration of Radiation and Radioactive 

Materials

Parts 20 and 35

60 FR 48623

(Superceded by 2002-2 and 2005-2)

10/20/1998 Final

ML021830034

ML021990480

No Comments 

8/27/2002

ML022400454

Maine has not yet adopted Final 

Regulations equivalent to RATS ID: 

2005-2.

1996-1 Compatibility with the International Atomic Energy 

Agency

Part 71

60 FR 50248; 61 FR 28724

(Superceded by 2004-1)

04/01/1999 Final

ML021830034 

ML021990480

No Comments 

08/27/2002

ML022400454

Maine has not yet adopted Final 

Regulations equivalent to RATS ID: 

2004-1.
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1996-2 One Time Extension of Certain Byproduct, Source 

and Special Nuclear Materials Licenses

Parts 30, 40 and 70

61 FR 1109

02/15/1999 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1996-3 Termination or Transfer of Licensed Activities: 

Record keeping Requirements

Parts 20, 30, 40, 61 and 70

61 FR 24669

06/17/1999 Final No Comments 

11/24/1999

1997-1 Resolution of Dual Regulation of Airborne Effluents 

of Radioactive Materials; Clean Air Act

Part 20

61 FR 65120

01/9/2000 Final

ML012710492

No Comments 

12/11/2001

ML013520336

1997-2 Recognition of Agreement State Licenses in Areas 

Under Exclusive Federal Jurisdiction Within an 

Agreement State

Part 150

62 FR 1662

02/27/2000 Final

ML012710492 

No Comments 

12/11/2001

ML013520336

1997-3 Criteria for the Release of Individuals Administered 

Radioactive Material

Parts 20 and 35

62 FR 4120

05/29/2000 Final

ML012710492

No Comments 

12/11/2001

ML013520336

1997-4 Fissile Material Shipments and Exemptions

Part 71

62 FR 5907

(Superceded by 2004-1)

02/10/2000 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-97-078)

1997-5 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiography 

Operations

Parts 30, 34, 71 and 150

62 FR 28947

06/27/2000 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1997-6 Radiological Criteria for License Termination

Parts 20, 30, 40 and 70

62 FR 39057

08/20/2000 Final No Comments 

11/24/1999

1997-7 Exempt Distribution of a Radioactive Drug 

Containing One Micro curie of Carbon-14 Urea

Part 30 

62 FR 63634

01/02/2001 Final No Comments 

11/24/1999

1998-1 Deliberate Misconduct by Unlicensed Persons

Parts 30, 40, 61, 70, 71 and 150

63 FR 1890; 63 FR 13773

02/12/2001 Final

ML021830034

ML021990480

No Comments 

8/27/02

ML022400454

1998-2 Self-Guarantee of Decommissioning Funding by 

Nonprofit and Non-Bond-Issuing Licensees

Parts 30, 40 and 70

63 FR 29535

07/01/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1998-3 License Term for Medical Use Licenses

Part 35

63 FR 31604

(Superceded by 2002-2)

07/10/2001 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility. (See STP-98-074)

Maine has adopted Final 

Regulations equivalent to RATS ID: 

2002-2.

1998-4 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiographic 

Operations

Part 34

63 FR 37059

07/09/2001 Final

ML012710492

No Comments 

12/11/2001

ML013520336

1998-5 Minor Corrections, Clarifying Changes, and a Minor 

Policy Change

Parts 20, 32, 35, 36 and 39

63 FR 39477; 63 FR 45393

10/26/2001 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1998-6 Transfer for Disposal and Manifests: Minor 

Technical Conforming Amendment

Part 20

63 FR 50127

11/20/2001 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454

1999-1 Radiological Criteria for License Termination of 

Uranium Recovery Facilities

Part 40

64 FR 17506

06/11/2002 Not Applicable Not Applicable Maine does not have the authority 

to regulate this material under its 

Agreement.

1999-2 Requirements for Those Who Possess Certain 

Industrial Devices Containing Byproduct Material to 

Provide Requested Information

Part 31

64 FR 42269

10/04/2002 Not Required Not Required These regulation changes are not 

required to be adopted for purposes 

of Compatibility.

1999-3 Respiratory Protection and Controls to Restrict 

Internal Exposure

Part 20

64 FR 54543; 64 FR 55524

02/02/2003 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454

2000-1 Energy Compensation Sources for Well Logging 

and Other Regulatory Clarifications

Part 39

65 FR 20337

05/17/2003 Final

ML021830034

ML021990480

No Comments 

08/27/2002

ML022400454

2000-2 New Dosimetry Technology

Parts 34, 36 and 39

65 FR 63750

01/08/2004 Final

ML012710492

No Comments 

12/11/2001

ML013520336

2001-1 Requirements for Certain Generally Licensed 

Industrial Devices Containing Byproduct Material

Parts 30, 31 and 32

65 FR 79162

02/16/2004 Final

ML031500588

Revised Final

ML15175A312

Comments 

08/31/2006

ML062370173

No Comments

07/14/2015

ML15175A306
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2002-1 Revision of the Skin Dose Limit 

Part 20

67 FR 16298

04/05/2005 Final

ML031500588

No Comments 

10/31/2003

ML033040387

2002-2 Medical Use of Byproduct Material

Parts 20, 32 and 35

67 FR 20249

10/24/2005 Final

ML031500588

No Comments 

10/31/2003

ML033040387

2003-1 Financial Assurance for Materials Licensees

Parts 30, 40 and 70 

68 FR 57327

12/03/2006 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817

2004-1 Compatibility With IAEA Transportation Safety 

Standards and Other Transportation Safety 

Amendments 

Part 71

69 FR 3697

10/01/2007 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817

2005-1 Security Requirements for Portable Gauges 

Containing Byproduct Material 

Part 30

70 FR 2001

07/11/2008 Final

ML100192011

No Comments

06/18/2010

ML101200008
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2005-2 Medical Use of Byproduct Material - Recognition of 

Specialty Boards 

Part 35

70 FR 16336; 71 FR 1926

04/29/2008 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817

2005-3 Increased Controls for Risk-Significant Radioactive 

Sources (NRC Order EA-05-090)

70 FR 72128

12/01/2005 License 

Condition

ML053130012

No Comments 

11/10/2005

ML053180036

2006-1 Minor Amendments

Parts 20, 30, 32, 35, 40 and 70

71 FR 15005

03/27/2009 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817

2006-2 National Source Tracking System - Serialization 

Requirements

Part 32 with reference to Part 20 Appendix E

71 FR 65685

02/06/2007 Final

ML100192011

No Comments

06/18/2010

ML101200008
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2006-3 National Source Tracking System 

Part 20

71 FR 65685, 72 FR 59162 

01/31/2009 Final

ML100192011

License 

Condition

ML083220254

No Comments

06/18/2010

ML101200008

No Comments

12/05/2008

ML083290277

2007-1 Medical Use of Byproduct Material - Minor 

Corrections and Clarifications

Parts 32 and 35

72 FR 45147, 54207

10/29/2010 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817

2007-2 Exemptions From Licensing, General Licenses, and 

Distribution of Byproduct Material: Licensing and 

Reporting Requirements

Parts 30, 31, 32 and 150

72 FR 58473

12/17/2010 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2007-3 Requirements for Expanded Definition of Byproduct 

Material

Parts 20, 30, 31, 32, 33, 35, 61 and 150

72 FR 55864

11/30/2010 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

Comment

06/27/2019

ML19170A344

Comment

08/02/2019

ML19210D817

2007-4 Order Imposing Fingerprinting Requirements and 

Criminal History Records Check Requirements for 

Unescorted Access to Certain Radioactive Material

NRC Order EA-07-305

72 FR 70901

06/05/2008 Final

ML100192011

License 

Condition

ML081230585

No Comments

06/18/2010

ML101200008

No Comments

05/06/2008

ML081260717

2008-1 Occupational Dose Records, Labeling Containers, 

and Total Effective Dose Equivalent

Parts 19 and 20

72 FR 68043

02/15/2011 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2009-1 Medical Use of Byproduct Material – Authorized 

User Clarification

Part 35

74 FR 33901

09/28/2012 Final

ML100192011

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

06/18/2010

ML101200008

No Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817

2011-1 Decommissioning Planning

Parts 20, 30, 40 and 70

76 FR 35512

12/17/2015 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

No Comments

07/25/2023

ML23030B888

2011-2 Licenses, Certifications, and Approvals for Materials 

Licensees 

Parts 30, 36, 39, 40, 70 and 150

76 FR 56951

11/14/2014 Final

ML15175A312

No Comments

07/14/2015

ML15175A306

2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6

(See RATS ID: 2001-1 for Rule text)

77 FR 3640

01/25/2015 Final

ML15175A312

Revised Final

ML19170A349

Revised Final

ML19210D830

Comments

07/14/2015

ML15175A306

Comments

06/27/2019

ML19170A344

No Comments

08/02/2019

ML19210D817
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2012-2 Advance Notification to Native American Tribes of 

Transportation of Certain Types of Nuclear Waste

Part 71

77 FR 34194

08/10/2015 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

No Comments

07/25/2023

ML23030B888

Comments generated with the IBR 

of Part 71 were moved to RATS ID 

2015-3 

2012-3 Technical Corrections

Parts 30, 34, 40 and 71

77 FR 39899

08/06/2015 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

2012-4 Requirements for Distribution of Byproduct Material

Parts 30, 31, 32, 40 and 70

77 FR 43666

10/23/2015 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

2013-1 Physical Protection of Byproduct Material

Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 

78 FR 16922

03/19/2016 License 

Condition

ML16054A817

Proposed

ML19218A082

Final

M23030B895

No Comments

03/01/2016

ML16054A808

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

Part 37 only
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2013-2 Distribution of Source Material to Exempt Persons 

and to General Licensees and Revision of

General License and Exemptions

Parts 30, 40 and 70

78 FR 32310

08/27/2016 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

2015-1 Domestic Licensing of Special Nuclear Material – 

Written Reports and Clarifying Amendments

Part 70

79 FR 57721, 80 FR 143

01/26/2018 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

2015-2 Safeguards Information - Modified Handling 

Categorization, Change for Materials Facilities

Parts 30, 37, 73 and 150

79 FR 58664, 80 FR 3865

01/28/2018 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

2015-3 Revisions to Transportation Safety Requirements 

and Harmonization with International Atomic Energy 

Agency Transportation Requirements

Part 71

80 FR 33987

07/13/2018

*extended to 

08/15/2020

See STC 17-060

Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2015-4 Miscellaneous Corrections

Parts 37 and 40

80 FR 45841

09/02/2018 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

No Comments

07/25/2023

ML23030B888

2015-5 Miscellaneous Corrections

Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150

80 FR 74974

12/31/2018 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

No Comments

07/25/2023

ML23030B888

2018-1 Medical Use of Byproduct Material – Medical Event 

Definitions, Training and Experience, and Clarifying 

Amendments, Parts 30, 32 and 35

01/14/2022 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

2018-2 Miscellaneous Corrections – 

Organizational Changes

Parts 37, 40. 70 and 71 

12/21/2021 Proposed

ML19218A082

Final

M23030B895

Comments

09/30/2019

ML19218A076

Comments

07/25/2023

ML23030B888

2018-3 Miscellaneous Corrections

Parts 1, 2, 34, 37, 50, 71, 73, and 140

07/30/2022 Final

M23030B895

Comments

07/25/2023

ML23030B888
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2019-1 Miscellaneous Corrections

Parts 2, 21, 37, 50, 52, 73, and 110

12/18/2022 Final

M23030B895

Comments

07/25/2023

ML23030B888

2019-2 Organizational Changes and Conforming 

Amendments

Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, 

100, 140, and 150

12/30/2022 Final

M23030B895

Comments

07/25/2023

ML23030B888

2020-1 Individual Monitoring Devices

10 CFR Parts 34, 36, and 39

06/16/2023 Final

M23030B895

Comments

07/25/2023

ML23030B888

2020-2 Social Security Number Fraud Prevention

10 CFR Parts 9 and 35

08/17/2023 Final

M23030B895

No Comments

07/25/2023

ML23030B888

2020-3 Miscellaneous Corrections 

10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 

51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 

110, and 140

11/16/2023 Final

M23030B895

Comments

07/25/2023

ML23030B888

2021-1 Miscellaneous Corrections 

10 CFR Parts 2, 11, 20, 25, 32, 35, 37, 50, 52,55, 

70, 72, 73, 95, and 110

09/08/2024 Final

M23030B895

Comments

07/25/2023

ML23030B888

2021-2 Miscellaneous Corrections 

10 CFR Parts 9, 37, 40, 50, 51, 52, 55, 71, 73, and 

110

12/30/2024 Final

M23030B895

No Comments

07/25/2023

ML23030B888

2022-1 Miscellaneous Corrections

10 CFR 1, 2, 20, 30, 40, 50, 55, 70, 73, and 170

none Provisions are not required for 

compatibility.

2022-2 Miscellaneous Corrections

10 CFR Parts 20, 35, 50, 51, 52, 72, 73, 110, and 

150

none Provisions are not required for 

compatibility.
RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

*N/A Legally Binding Requirement (LBR) ML23250A220 No Comments

10/04/2023

ML23250A100

Order Modifying Licensee 

Reporting Requirements. 

This order requires licensees to 

comply with 10 CFR 30.50, 

40.60, and 70.50.

i IMPEP Team: verify that Maine does not have any licensees subject to these regulations during each review.