Enclosure 2

STATE REGULATION STATUS

State: Kentucky Tracking Ticket Number: 23-35

Date: September 27, 2023

[amendment(s) reviewed identified by a * at the 

beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1991-1 Safety Requirements for Radiographic Equipment

Part 34 

55 FR 843 

(Superceded by 1997-5)

01/10/1994 Final No Comments 

03/15/1996 

Kentucky has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-2 ASNT Certification of Radiographers

Part 34

56 FR 11504 

(Superceded by 1997-5) none Not Required Not Required Kentucky has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1991-3 Standards for Protection Against Radiation

Part 20

56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 

57877; 58 FR 67657; 59 FR 41641; 60 FR 20183; 

01/01/1994 Final No Comments 

04/17/1998 

1991-4 Notification of Incidents

Parts 20, 30, 31, 34, 39, 40 and 70

56 FR 64980;

10/15/1994 Final

Proposed

ML18170A181

Final

ML19043A753

No Comments 

03/15/1996 

Comments

7/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

34 and 39 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Parts 

34 and 39 by reference. (Kentucky 

has submitted proposed regulations 

for Parts 20, 30, 31, 40 and 70. 

See ML20015A324).
2

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1992-1 Quality Management Program and 

Misadministrations

Part 35

56 FR 34104

(Superceded by 2002-2)

01/27/1995 Final No Comments 

03/15/1996 

1992-2 Eliminating the Recordkeeping Requirements 

for Departures from Manufacturer's Instructions

Parts 30 and 35

57 FR 45566

none Not Required Not Required Kentucky has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1993-1 Decommissioning Recordkeeping and License 

Termination: Documentation Additions [Restricted 

areas and spill sites] 

Parts 30 and 40 

58 FR 39628

10/25/1996 Final No Comments 

03/15/1996 

1993-2 Licensing and Radiation Safety Requirements for 

Irradiators

Part 36

58 FR 7715

07/01/1996 Not Applicablei Not Applicable Kentucky does not have any 

licensees subject to these 

regulations. (See SECY-95-112)

1993-3 Definition of Land Disposal and Waste Site QA 

Program

Part 61

58 FR 33886

07/22/1996 Not Applicable1 Not Applicable Kentucky does not have any 

licensees subject to these 

regulations. (See SECY-95-112)

1994-1 Self-Guarantee as an Additional Financial 

Mechanism

Parts 30, 40 and 70 

58 FR 68726; 59 FR 1618

none Not Required Not Required These regulations are not required 

to be adopted for purposes of 

Compatibility.

1994-2 Uranium Mill Tailings Regulations: Conforming 

NRC Requirements to EPA Standards

Part 40

59 FR 28220

07/01/1997 Not Applicable Not Applicable Kentucky does not have authority to 

regulate this material under its 

Agreement.
3

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1994-3 Timeliness in Decommissioning Material Facilities

Parts 30, 40 and 70 

59 FR 36026

08/15/1997 Final No Comments 

04/17/1998 

1995-1 Preparation, Transfer for Commercial Distribution, 

and Use of Byproduct Material for Medical Use

Parts 30, 32 and 35

59 FR 61767; 59 FR 65243; 60 FR 322

01/01/1998 Final

Proposed

ML18170A181

Final

ML19043A753

No Comments 

04/17/1998 

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

35 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference. (Kentucky has 

submitted proposed regulations for 

Parts 30 and 32. See 

ML20015A324).

1995-2 Frequency of Medical Examinations for Use of 

Respiratory Protection Equipment

Part 20

60 FR 7900

03/13/1998 Final No Comments 

04/17/1998 

1995-3 Low-Level Waste Shipment Manifest Information 

and Reporting

Parts 20 and 61

60 FR 15649; 60 FR 25983

03/01/1998 R2 ML12213A254

Proposed

ML18170A181

Final

ML19043A753

No Comments 

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

61 reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

61 reference. (Kentucky has 

submitted proposed regulations for 

Part 20. See ML20015A324).
4

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1995-4 Performance Requirements for Radiography 

Equipment

Part 34

60 FR 28323

(Superceded by 1997-5)

06/30/1998 Final No Comments 

03/15/1996 

Kentucky has adopted Final 

Regulations equivalent to RATS ID: 

1997-5.

1995-5 Radiation Protection Requirements: Amended 

Definitions and Criteria

Parts 19 and 20

60 FR 36038

08/14/1998 Final No Comments 

04/17/1998 

1995-6 Clarification of Decommissioning Funding 

Requirements

Parts 30, 40 and 70

60 FR 38235

11/24/1998 R2 ML12213A254No Comments 

09/14/2012

ML12234A371

1995-7 Medical Administration of Radiation and Radioactive 

Materials

Parts 20 and 35

60 FR 48623

(Superceded by 2002-2 and 2005-2)

10/20/1998

1996-1 Compatibility with the International Atomic Energy 

Agency

Part 71

60 FR 50248; 61 FR 28724

(Superceded by 2004-1)

04/01/1999 Final

Proposed

ML18170A181

Final

ML19043A753

Comments 

06/21/2000

Comments

07/27/2018

ML18170A180 

No Comments

02/25/2019

ML19043A752

Kentucky has not yet adopted Final 

Regulations equivalent to RATS ID: 

2004-1.

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

71 by reference.

1996-2 One Time Extension of Certain Byproduct, Source 

and Special Nuclear Materials Licenses

Parts 30, 40 and 70

61 FR 1109

02/15/1999 Not Required Not Required These regulations are not required 

to be adopted for purposes of 

Compatibility.
5

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1996-3 Termination or Transfer of Licensed Activities: 

Record keeping Requirements

Parts 20, 30, 40, 61 and 70

61 FR 24669

06/17/1999 Final

Proposed

ML18170A181

Final

ML19043A753

No Comments 

06/21/2000 

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

61 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

61 by reference. (Kentucky has 

submitted proposed regulations for 

Parts 20, 30, 40, and 70. See 

ML20015A324).

1997-1 Resolution of Dual Regulation of Airborne Effluents 

of Radioactive Materials; Clean Air Act

Part 20

61 FR 65120

01/9/2000 Final No Comments 

04/17/1998 

1997-2 Recognition of Agreement State Licenses in Areas 

Under Exclusive Federal Jurisdiction Within an 

Agreement State

Part 150

62 FR 1662

02/27/2000 Final

ML010780156

No Comments 

03/30/2001 

ML010890409

1997-3 Criteria for the Release of Individuals Administered 

Radioactive Material

Parts 20 and 35

62 FR 4120

05/29/2000 Final

Proposed

ML18170A181

Final

ML19043A753

No Comments 

04/17/1998

Comments

07/27/2018

ML18170A180 

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

35 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference. (Kentucky has 

submitted proposed regulations for 

Part 20. See ML20015A324).
6

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1997-4 Fissile Material Shipments and Exemptions

Part 71

62 FR 5907

(Superceded by 2004-1)

02/10/2000 Not Required Not Required These regulations are not required 

to be adopted for purposes of 

Compatibility. (See STP-97-078)

1997-5 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiography 

Operations

Parts 30, 34, 71 and 150

62 FR 28947

06/27/2000 Final

ML010780156

Proposed

ML18170A181

Final

ML19043A753

Comments 

03/30/2001 

ML010890409

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

34 and 71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Parts 

34 and 71 by reference.. (Kentucky 

has submitted proposed regulations 

for Parts 30 and 150. See 

ML20015A324).

1997-6 Radiological Criteria for License Termination

Parts 20, 30, 40 and 70

62 FR 39057

08/20/2000 Final No Comments 

06/21/2000 

1997-7 Exempt Distribution of a Radioactive Drug 

Containing One Microcurie of Carbon-14 Urea

Part 30 

62 FR 63634

01/02/2001 Final No Comments 

04/17/1998 
7

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1998-1 Deliberate Misconduct by Unlicensed Persons

Parts 30, 40, 61, 70, 71 and 150

63 FR 1890; 63 FR 13773

02/12/2001 Final

Proposed

ML18170A181

Final

ML19043A753

No Comments 

06/21/2000 

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

61 and 71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Parts 

61 and 71 by reference. (Kentucky 

has submitted proposed regulations 

for Parts 30, 40, 70, and 150. See 

ML20015A324).

1998-2 Self-Guarantee of Decommissioning Funding by 

Nonprofit and Non-Bond-Issuing Licensees

Parts 30, 40 and 70

63 FR 29535

07/01/2001 Not Required Not Required These regulations are not required 

to be adopted for purposes of 

Compatibility.

1998-3 License Term for Medical Use Licenses

Part 35

63 FR 31604

(Superceded by 2002-2)

07/10/2001 Not Required Not Required These regulations are not required 

to be adopted for purposes of 

Compatibility. (See STP-98-074)

1998-4 Licenses for Industrial Radiography and Radiation 

Safety Requirements for Industrial Radiographic 

Operations

Part 34

63 FR 37059

07/09/2001 Final

ML010780156

Proposed

ML18170A181

Final

ML19043A753

No Comments 

03/30/2001 

ML010890409

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

34 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

34 by reference.
8

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

1998-5 Minor Corrections, Clarifying Changes, and a Minor 

Policy Change

Parts 20, 32, 35, 36 and 39

63 FR 39477; 63 FR 45393

10/26/2001 R2 ML12213A254

Proposed

ML18170A181

Final

ML19043A753

Comments 

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

35 and 39 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Parts 

35 and 39 by reference. (Kentucky 

has submitted proposed regulations 

for Parts 20 and 32. See 

ML20015A324). Kentucky does not 

have any licensees subject to Part 

36 regulations. (See SECY-95-

112) 

1998-6 Transfer for Disposal and Manifests: Minor 

Technical Conforming Amendment

Part 20

63 FR 50127

11/20/2001 R2 ML12213A254No Comments 

09/14/2012

ML12234A371

1999-1 Radiological Criteria for License Termination of 

Uranium Recovery Facilities

Part 40

64 FR 17506

06/11/2002 Not Applicable Not Applicable Kentucky does not have authority to 

regulate this material under its 

Agreement.

1999-2 Requirements for Those Who Possess Certain 

Industrial Devices Containing Byproduct Material to 

Provide Requested Information

Part 31

64 FR 42269

10/04/2002 Not Required Not Required These regulations are not required 

to be adopted for purposes of 

Compatibility.

1999-3 Respiratory Protection and Controls to Restrict 

Internal Exposure

Part 20

64 FR 54543; 64 FR 55524

02/02/2003 R2 ML12213A254No Comments 

09/14/2012

ML12234A371
9

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2000-1 Energy Compensation Sources for Well Logging 

and Other Regulatory Clarifications

Part 39

65 FR 20337

05/17/2003 R2 ML12213A254

Proposed

ML18170A181

Final

ML19043A753

No Comments 

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

39 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

39 by reference.

2000-2 New Dosimetry Technology

Parts 34, 36 and 39

65 FR 63750

01/08/2004 R2 ML12213A254

Proposed

ML18170A181

Final

ML19043A753

No Comments 

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Part 36 regulation changes were 

not adopted by Kentucky because 

they do not have any licensees. 

See RATS ID: 1993-2.

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

34 and 39 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Parts 

34 and 39 by reference. Kentucky 

does not have any licensees 

subject to Part 36 regulations. (See 

SECY-95-112).

2001-1 Requirements for Certain Generally Licensed 

Industrial Devices Containing Byproduct Material

Parts 30, 31 and 32

65 FR 79162

02/16/2004 License 

Condition 

ML040550046

Final

ML19325D004

Comments 

03/16/2004

ML040770705

Comments

12/17/2019

ML19325C948 

Part 32.52 (a) & (b) only
10

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2002-1 Revision of the Skin Dose Limit 

Part 20

67 FR 16298

04/05/2005 R2 ML12213A254No Comments 

09/14/2012

ML12234A371

2002-2 Medical Use of Byproduct Material

Parts 20, 32 and 35

67 FR 20249

10/24/2005 Final

ML12213A254

Proposed

ML18170A181

Final

ML19043A753

Comments

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

35 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference. (Kentucky has 

submitted proposed regulations for 

Parts 20 and 32. See 

ML20015A324).

2003-1 Financial Assurance for Materials Licensees

Parts 30, 40 and 70 

68 FR 57327

12/03/2006 R2 ML12213A254No Comments 

09/14/2012

ML12234A371

2004-1 Compatibility With IAEA Transportation Safety 

Standards and Other Transportation Safety 

Amendments 

Part 71

69 FR 3697

10/01/2007 R2 ML12213A254

Proposed

ML18170A181

Final

ML19043A753

No Comments 

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

71 by reference.
11

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2005-1 Security Requirements for Portable Gauges 

Containing Byproduct Material 

Part 30

70 FR 2001

07/11/2008 R2 ML12213A254No Comments 

09/14/2012

ML12234A371

2005-2 Medical Use of Byproduct Material - Recognition of 

Specialty Boards 

Part 35

70 FR 16336; 71 FR 1926

04/29/2008 R2 ML12213A254

Proposed

ML18170A181

Final

ML19043A753

No Comments 

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

35 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference.

2005-3 Increased Controls for Risk-Significant Radioactive 

Sources (NRC Order EA-05-090)

70 FR 72128

12/01/2005 License 

Condition

ML053180137

No Comments 

11/15/2005

ML053190005

2006-1 Minor Amendments

Parts 20, 30, 32, 35, 40 and 70

71 FR 15005

03/27/2009 R2 ML12213A254

Proposed

ML18170A181

Final

ML19043A753

No Comments 

09/14/2012

ML12234A371

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

35 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference. (Kentucky has 

submitted proposed regulations for 

Parts 20, 30, 32, 40, and 70. See 

ML20015A324).
12

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2006-2 National Source Tracking System - Serialization 

Requirements

Part 32 with reference to Part 20 Appendix E

71 FR 65685

02/06/2007 Not Applicable Not Applicable Kentucky responded on 03/02/2007 

to FSME 06-110 stating that they 

currently have no licensees 

applicable to this rule1. ML070610044

2006-3 National Source Tracking System 

Part 20

71 FR 65685, 72 FR 59162 

01/31/2009 License 

Condition 

ML083180064

No Comments

12/17/2008

ML083220486

2007-1 Medical Use of Byproduct Material - Minor 

Corrections and Clarifications

Parts 32 and 35

72 FR 45147, 54207

10/29/2010 Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

35 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference. (Kentucky has 

submitted proposed regulations for 

Part 32. See ML20015A324).

2007-2 Exemptions From Licensing, General Licenses, and 

Distribution of Byproduct Material: Licensing and 

Reporting Requirements

Parts 30, 31, 32 and 150

72 FR 58473

12/17/2010

2007-3 Requirements for Expanded Definition of Byproduct 

Material

Parts 20, 30, 31, 32, 33, 35, 61 and 150

72 FR 55864

11/30/2010 Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

33, 35 and 61 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Parts 

33, 35 and 61 by reference. 

(Kentucky has submitted proposed 

regulations for Parts 20, 30, 31, 32, 

and 150. See ML20015A324).
13

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2007-4 Order Imposing Fingerprinting Requirements and 

Criminal History Records Check Requirements for 

Unescorted Access to Certain Radioactive Material

NRC Order EA-07-305

72 FR 70901

06/05/2008 License 

Condition

ML080990413

No Comments

05/02/2008

ML081220993

2008-1 Occupational Dose Records, Labeling Containers, 

and Total Effective Dose Equivalent

Parts 19 and 20

72 FR 68043

02/15/2011 Final

ML19325D004

Proposed

ML20015A334

Comments

12/17/2019

ML19325C948

Comments

03/16/2020

ML20015A324

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

19 and 20 by reference

2009-1 Medical Use of Byproduct Material – Authorized 

User Clarification

Part 35

74 FR 33901

09/28/2012 Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

35 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference.

2011-1 Decommissioning Planning

Parts 20, 30, 40 and 70

76 FR 35512

12/17/2015 Final

ML19325D004

Comments

12/17/2019

ML19325C948
14

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2011-2 Licenses, Certifications, and Approvals for Materials 

Licensees 

Parts 30, 36, 39, 40, 70 and 150

76 FR 56951

11/14/2014 Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

39 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

39 by reference. (Kentucky has 

submitted proposed regulations for 

Parts 30, 40, and 70. See 

ML20015A324). Kentucky does not 

have any licensees subject to Part 

36 regulations. (See SECY-95-

112).

2012-1 Change of Compatibility of 

Parts 31.5 and 31.6

(See RATS ID: 2001-1 for Rule text)

77 FR 3640

01/25/2015 Final

ML19325D004

Comments

12/17/2019

ML19325C948

2012-2 Advance Notification to Native American Tribes of 

Transportation of Certain Types of Nuclear Waste

Part 71

77 FR 34194

08/10/2015 Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

71 by reference.

2012-3 Technical Corrections

Parts 30, 34, 40 and 71

77 FR 39899

08/06/2015 Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

34 and 71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

34 and 71 by reference. (Kentucky 

has submitted proposed regulations 

for Parts 30 and 40. See 

ML20015A324).
15

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2012-4 Requirements for Distribution of Byproduct Material

Parts 30, 31, 32, 40 and 70

77 FR 43666

10/23/2015

2013-1 Physical Protection of Byproduct Material

Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 

78 FR 16922

03/19/2016 Final

ML16062A063

Proposed

ML18170A181

Final

ML19043A753

No Comments

03/04/2016

Ml16062A040

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Part 37 only

Kentucky submitted proposed 

regulations that adopt 10 CFR Parts 

33, 34, 35, 39 and 71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Parts 

33, 34, 35, 39 and 71 by reference. 

(Kentucky has submitted proposed 

regulations for Parts 20, 30, and 32. 

See ML20015A324). Kentucky 

does not have any licensees 

subject to Part 36 regulations. (See 

SECY-95-112).

2013-2 Distribution of Source Material to Exempt Persons 

and to General Licensees and Revision of

General License and Exemptions

Parts 30, 40 and 70

78 FR 32310

08/27/2016

2015-1 Domestic Licensing of Special Nuclear Material – 

Written Reports and Clarifying Amendments

Part 70

79 FR 57721, 80 FR 143

01/26/2018 Final

ML19325D004

No Comments

12/17/2019

ML19325C948

2015-2 Safeguards Information - Modified Handling 

Categorization, Change for Materials Facilities

Parts 30, 37, 73 and 150

79 FR 58664, 80 FR 3865

01/28/2018 Final

ML19325D004

No Comments

12/17/2019

ML19325C948
16

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2015-3 Revisions to Transportation Safety Requirements 

and Harmonization with International Atomic Energy 

Agency Transportation Requirements

Part 71

80 FR 33987

07/13/2018

extended to 

08/15/2020

See STC 17-060

Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

71 by reference.

2015-4 Miscellaneous Corrections

Parts 37 and 40

80 FR 45841

09/02/2018 Final

ML19325D004

Comment

12/17/2019

ML19325C948

2015-5 Miscellaneous Corrections

Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150

80 FR 74974

12/31/2018 Proposed

ML18170A181

Final

ML19043A753

Comments

07/27/2018

ML18170A180

No Comments

02/25/2019

ML19043A752

Kentucky submitted proposed 

regulations that adopt 10 CFR Part 

61 and 71 by reference

Kentucky submitted final 

regulations that adopt 10 CFR Part 

61 and 71 by reference, except Part 

37. (Kentucky has submitted 

proposed regulations for Parts 19, 

20, 30, 31, 32, 40, 70 and 150. See 

ML20015A324).

2018-1 Medical Use of Byproduct Material – Medical Event 

Definitions, Training and Experience, and Clarifying 

Amendments, 

Parts 30, 32 and 35

01/14/2022 Final

ML19325D004

Comments

12/17/2019

ML19325C948

Kentucky submitted final 

regulations that adopt 10 CFR Part 

35 by reference

2018-2 Miscellaneous Corrections – 

Organizational Changes

Parts 37, 40. 70 and 71 

12/21/2021 Kentucky has submitted proposed 

regulations incorporating Parts 40 

and 70 by reference.

Kentucky has adopted Part 71 by 

reference (ML19043A752)
17

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Incoming 

Letter

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Package

Notes

2018-3 Miscellaneous Corrections

Parts 1, 2, 34, 37, 50, 71, 73, and 140

07/30/2022 Kentucky has adopted Parts 34 and 

71 by reference (ML19043A752 

and ML19043A752)

2019-1 Miscellaneous Corrections

Parts 2, 21, 37, 50, 52, 73, and 110

12/18/2022

2019-2 Organizational Changes and Conforming 

Amendments

Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, 

100, 140, and 150

12/30/2022 Kentucky has adopted Part 71 by 

reference (ML19043A752).

Kentucky has submitted proposed 

regulations adopting Part 40 by 

reference (ML20015A324)

2020-1 Individual Monitoring Devices

10 CFR Parts 34, 36, and 39

06/16/2023 Kentucky has adopted Parts 34 and 

39 by reference (ML19043A752)

Kentucky has submitted proposed 

regulations adopting Part 36 by 

reference. However, Kentucky does 

not have any licensees subject to 

Part 36 regulations. (See SECY95-112).

2020-2 Social Security Number Fraud Prevention

10 CFR Parts 9 and 35

08/17/2023 Kentucky has adopted Part 35 by 

reference (ML19325C948)

2020-3 Miscellaneous Corrections 

10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 51, 

52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 110, 

and 140

11/16/2023 Kentucky has submitted proposed 

regulations that adopt Part 19, 20, 

30, 40, and 70 by reference 

(ML20015A324 and ML23142A094)

Kentucky has adopted Parts 34, 35, 

61, and 71 by reference 

(ML19043A752, ML19325C948, 

and ML19043A752)
18

RATS ID NRC Chronology Identification Date Due for 

State Adoption

Incoming 

Letter

Outgoing 

Package

Notes

2021-1 Miscellaneous Corrections 

10 CFR Parts 2, 11, 20, 25, 32, 35, 37, 50, 52,55, 

70, 72, 73, 95, and 110

09/08/2024 Kentucky has submitted proposed 

regulations that adopt Parts 20, 32, 

and 70 by reference 

(ML23142A094)

Kentucky has adopted Part 35 by 

reference (ML19325C948)

2021-2 Miscellaneous Corrections 

10 CFR Parts 9, 37, 40, 50, 51, 52, 55, 71, 73, and 

110

12/30/2024 Kentucky has submitted proposed 

regulations to adopt Part 40 by 

reference (ML20015A324)

Kentucky has adopted Part 71 by 

reference (ML19043A752)

2022-1 Miscellaneous Corrections

10 CFR 1, 2, 20, 30, 40, 50, 55, 70, 73, and 170

none Provisions are not required for 

compatibility.

2022-2 Miscellaneous Corrections

10 CFR Parts 20, 35, 50, 51, 52, 72, 73, 110, and 

150

none Provisions are not required for 

compatibility.

NA 10 CFR Parts 19, 20, 30, 31, 32, 40, 70, and 150 NA Proposed

ML20015A334

Comments

03/16/2020

ML20015A324

Kentucky submitted proposed 

regulations that adopt parts 20, 30, 

31, 32, 40, 70, and 150

by reference. 

*2008-1 Miscellaneous Corrections, 10 CFR Parts 19 and 20 Proposed

ML23142A105

Comments

09/27/2023

ML23142A094

Kentucky also submitted changes 

to close NRC RATS ID 2008-1.
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Incoming 

Letter

Outgoing 

Package

Notes

*NA 10 CFR Parts 20, 30, 31, 32, 36, 70, 150 NA Proposed

ML23142A105

Comments

09/27/2023

ML23142A094

Kentucky submitted revisions to 

previously proposed regulations that 

adopt parts 30, 31, 32, and 150 by 

reference. Kentucky submitted new 

proposed regulations that adopt 

parts 20, 36, and 70 by reference.

*2008-1 Miscellaneous Corrections, 10 CFR Part 19 Proposed

ML23142A105

Comments

09/27/2023

ML23142A094

Kentucky also submitted revisions 

to the state’s equivalent of 10 CFR 

Part 19.