alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EXHIBIT 10.20


 


AMENDMENT TO


EMPLOYMENT AGREEMENT


 


This Amendment (this
“Amendment”) to that certain Employment Agreement dated October 1, 2020 (the “Agreement”)
by and between Black Ridge Oil & Gas, Inc. (the “Company”) and Claudia Goldfarb (the “Employee”)
is entered into effective as of January 4, 2021 (the “Amendment Date”).


 


W I T N E S S E T H


 


WHEREAS, Section
3(a) of the Agreement provides, in part, for Employee’s compensation to be paid partially by grant of 83,111 shares of the
Company’s common stock over a period of time; and


 


WHEREAS, the
Company and the Employee wish to amend the payment schedule of such equity compensation as set forth below.


 


NOW, THEREFORE,
in consideration of the premises, the Agreement is amended as follows:


 


		1.	The first sentence of Section 3(a) of the Agreement is hereby deleted and replaced with the following:



 


“Beginning on the Effective
Date and through December 31, 2021, the Company shall compensate the Employee through the issuance of 5,541 shares per month of
common stock of the Company to the Employee, in accordance with the Company’s standard payroll procedures and shall issue
in January 2021 the amounts for October through December 2020.”


 


The remainder of Section 3(a) of
the Agreement is not affected by the Amendment.


 


		2.	The remainder of the Agreement is unaffected by this Amendment, continues in full force, and is
hereby ratified and affirmed as of the date hereof.



 


		3.	This Amendment may be executed in multiple counterparts, including by electronic signature, each
of which shall be considered an original and all of which together will constitute one and the same instrument.



 


[Certification on following page.]


 


 






    	 	 	 



     


    

 


IN WITNESS WHEREOF, the parties
hereto have executed this Agreement as of the date first written above.


 


BLACK RIDGE OIL & GAS INC.


 


 


 


By: ____________________________________


Name: Brad Burke


Title: Chief Financial Officer


 


 


 


EMPLOYEE


 


 


 


________________________________________ 


Claudia Goldfarb
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EXHIBIT
      32(B)





CERTIFICATION
      PURSUANT TO


18
      U.S.C.
      SECTION 1350,


AS
      ADOPTED PURSUANT TO


SECTION
      906 OF THE SARBANES-OXLEY ACT OF 2002





In
      connection with the Annual Report of China Digital Communication Group (the
      "Company") on Form 10-KSB for the year ended December 31, 2005, as filed with
      the Securities and Exchange Commission on the date hereof (the "Report"), I,
      Jiangcheng Wu, Chief Financial Officer (Principal Financial and Accounting Officer)
      of
      the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant
      to
      Section 906 of the Sarbanes-Oxley Act of 2002 that, to the best of my
      knowledge:





(1)
            The
                Report fully complies with the requirements of Section 13(a) or 15(d)
                of
                the Securities Exchange Act of 1934;
                and


(2)
            The
                information contained in the report fairly presents, in all material
                respects, the financial condition and results of operations of the
                Company.





October
      9, 2007





/s/
                Jiangcheng WuJiangcheng
                WuChief
                Financial Officer (Principal Financial and Accounting
                Officer)
Editorial Note on Part 121
Editorial Note: Nomenclature changes to part 121 appear at 72 FR 50039 and 50040, Aug. 30, 2007.

§ 121.701 What SBIR and STTR programs are subject to size and eligibility determinations and what definitions are important? ( a ) These sections apply to SBA's SBIR and STTR programs, 15 U.S.C. 638.
( b ) *Definitions* — ( 1 ) *Funding agreement officer* means a contracting officer, a grants officer, or a cooperative agreement officer.
( 2 ) *Funding agreement* means any contract, grant or cooperative agreement entered into between any Federal agency and any small business for the purposes of the SBIR or STTR program.
( 3 ) *Hedge fund* has the meaning given that term in section 13(h)(2) of the Bank Holding Company Act of 1956 (12 U.S.C. 1851(h)(2)). The hedge fund must have a place of business located in the United States and be created or organized in the United States, or under the law of the United States or of any State.
( 4 ) *Portfolio company* means any company that is owned in whole or part by a venture capital operating company, hedge fund, or private equity firm.
( 5 ) *Private equity firm* has the meaning given the term “private equity fund” in section 13(h)(2) of the Bank Holding Company Act of 1956 (12 U.S.C. 1851(h)(2)). The private equity firm must have a place of business located in the United States and be created or organized in the United States, or under the law of the United States or of any State.
( 6 ) *Venture capital operating company* means an entity described in § 121.103(b)(5)(i), (v), or (vi). The venture capital operating company must have a place of business located in the United States and be created or organized in the United States, or under the law of the United States or of any State.
[77 FR 76225, Dec. 27, 2012]
§ 6.11 Condition of employment. ( a ) The regulations in this subpart shall be a condition of employment of all employees of the Department and shall be effective as to all their inventions. These regulations shall be effective without regard to any existing or future contracts to the contrary entered into by any employee of the Department with any person other than the Government.
( b ) If a patent application is filed upon an invention which has been made by an employee of the Department under circumstances that entitle the Government to the entire domestic right, title and interest in and to the invention, but which has not been reported to the Solicitor pursuant to the regulations in this subpart, title to such invention shall immediately vest in the Government, as represented by the Secretary, and the contract of employment shall be considered an assignment of such rights.
#### § 4.1265 Determination on application concerning a notice of violation issued pursuant to section 521(a)(3) of the act.

Where an application has been filed requesting temporary relief from a notice of violation issued under section 521(a)(3) of the act, the administrative law judge shall expeditiously issue an order or decision granting or denying such relief.
#### Teresa AGUILAR, Plaintiff-Appellant, v. DAWSON INDEPENDENT SCHOOL DISTRICT, Defendant-Appellee. Teresa Aguilar, Plaintiff-Appellee, v. Dawson Independent School District, Defendant-Appellant.

Nos. 05-10697, 05-10733.

Summary Calendar.

United States Court of Appeals, Fifth Circuit.

Decided March 7, 2006.

Arthur Aguilar, Jr., Lubock, TX, for Plaintiff-Appellant.

Leslie F. Hatch, Cory Dale Halliburton, Hund & Harriger, Lubbock, TX, for Defendant-Appellee.

Before HIGGINBOTHAM, BENAVIDES, and DENNIS, Circuit Judges.

PER CURIAM: *

On the evidence before the district court in ruling on the defendant’s motion for summary judgment, the district court was *895correct in granting the motion for the reasons stated *by the defendant in its brief in*support of its motion for summary judgment. The judgment is therefore AFFIRMED.

AFFIRMED.

*

 Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
HomeAbout NRCRadiation ProtectionHow the NRC Protects YouHealth Physics Positions Based on 10 CFR Part 20

# Request for Interpretation of Applicability of DOT Regulations to NRC-Licensed State or Federal Entities

## HPPOS-038 PDR-9111210177

See the memorandum from W. J. Olmstead to L. I. Cobb dated April 11, 1985, and the memo from L. I. Cobb to J. H. Joyner (and others) dated April 16, 1985. 

It is an OELD opinion that federal, state, and other governmental entities transporting NRC-licensed material are not regulated by DOT but they are subject to the requirements of 10 CFR 71.5 (b). For Agreement State-licensed material, regulatory authority appears to be vested in the various states.

The University of Missouri raised the question with Region III as to whether it was exempt from NRC requirements for transportation of radioactive material. NRC requirements in 10 CFR 71 incorporates DOT regulations for transportation of radioactive material by reference to certain specific sections of 49 CFR Parts 171, 172, 173, 174, and 176.

On a number of occasions DOT has stated that its regulations did not apply to purely governmental, non-business activities. However, OELD has stated, among other things, that federal, state, and other governmental entities transporting NRC-licensed material are subject to 10 CFR 71.5 (b).

This section refers to specific DOT rules that apply to NRC licensees. One area which has not been addressed is transportation of Agreement State-licensed material by a government entity. Subsection 274b of the Atomic Energy Act of 1954, as amended, authorizes the NRC to enter into agreements with the individual States providing for the discontinuance of the regulatory authority of the NRC under chapters 6, 7, and 8, and section 161 the Act with respect to byproduct, source, and special nuclear material in quantities not sufficient to from a critical mass.

In conclusion, since federal, state, and other governmental entities transporting NRC-licensed material are not regulated by DOT, they are subject to 10 CFR 71.5 (b). The provisions of 71.5 (b) require these governmental entities to "conform to the standards and requirements of the DOT" referenced in 71.5 (a). Where NRC-licensed material is involved, IE has the authority pursuant to 10 CFR 71.5 to require that governmental entities comply with the provisions of 71.5 (a). Where the licensed material involved is Agreement State-licensed material, the regulatory authority appears to be vested in the various states.

**Regulatory references:** 10 CFR 71

**Subject codes:**12.2, 12.9, 12.17

**Applicability:** All

Page Last Reviewed/Updated Friday, October 13, 2017
### §1874. Actions on bonds and specialties

In all actions to recover the forfeiture annexed to any articles of agreement, covenant, bond, or other specialty, wherein the forfeiture, breach, or nonperformance appears by default or confession of the defendant, the court shall render judgment for the plaintiff for such amount as is due. If the sum is uncertain, it shall, upon request of either party, be assessed by a jury.

(June 25, 1948, ch. 646, 62 Stat. 953.)

#### Historical and Revision Notes

Based on title 28, U.S.C., 1940 ed., §785 (R.S. §961).

Word "actions" was substituted for "all suits brought," in view of Rule 2 of the Federal Rules of Civil Procedure. For the same reason, words "according to equity," after "to recover so much as is due," were omitted.

Words "or upon demurrer," after "default or confession of the defendant," were omitted in view of Federal Rules of Civil Procedure, Rule 7(c), abolishing demurrers.

Changes were made in phraseology.
#### Jean M. Smith, Respondent, v. Powell-Savory Corporation et al., Defendants. Earl Brown, Third Party Plaintiff-Appellant, v. Roderick Stephens, Third Party Defendant-Respondent.

Order, so far as appealed from, unanimously affirmed, with $20 costs and disbursements. No opinion. Present — Peck, P. J., Glennon, Dore, Yan Yoorhis and Shientag, JJ.
##### 



Exhibit 32.2 CERTIFICATION BY CHIEF FINANCIAL OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of EntreMed, Inc. (the Company) on
Form 10-Q as filed with the Securities and Exchange Commission on the date
hereof (the Report), I, Dane R. Saglio, as Chief Financial Officer of the
Company, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to the best of my
knowledge, that:  (1)
    
    The Report fully complies with the requirements of section
13(a) of the Securities Exchange Act of 1934; and(2)
    
    The information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations
of the Company for the dates and periods covered by the Report. This certificate is being made for the exclusive purpose of compliance by
the Chief Financial Officer of the Company with the requirements of Section 906
of the Sarbanes-Oxley Act of 2002, and may not be used by any person or for any
reason other than as specifically required by law. /s/ Dane R. SaglioMay 5, 2004
    
    Dane R. SaglioChief Financial Officer
HomeAbout NRCHow We RegulateAllegations

# Allegations Annual Reports

 

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For comprehensive information on the allegations program, see the following:

Page Last Reviewed/Updated Thursday, July 6, 2023

Section Navigation

#### Navigation

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Page Last Reviewed/Updated Thursday, July 6, 2023
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
<MULTIPLIER> 1
       
<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               SEP-30-1997
<CASH>                                          63,316
<SECURITIES>                                         0
<RECEIVABLES>                                        0
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                                63,316
<PP&E>                                     138,566,663
<DEPRECIATION>                              75,113,367
<TOTAL-ASSETS>                              63,516,612
<CURRENT-LIABILITIES>                          130,772
<BONDS>                                              0
<COMMON>                                             0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<OTHER-SE>                                  63,385,840
<TOTAL-LIABILITY-AND-EQUITY>                63,516,612
<SALES>                                     14,886,953
<TOTAL-REVENUES>                            14,940,358
<CGS>                                                0
<TOTAL-COSTS>                                  491,583
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                             14,448,775
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                14,448,775
<EPS-PRIMARY>                                     1.49
<EPS-DILUTED>                                        0
        

</TABLE>
Exhibit 31.2

Certifications





I, Ian A. Bourne, certify that:



1.

I have reviewed this annual report on Form 40-F/A of TransAlta Corporation;



2.

Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report;



3.

Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report;







Dated:  October 20, 2005.







/s/ I. A. Bourne



Ian A. Bourne

Executive Vice President, Chief Financial Officer
§ 303.9 Requirements for short-term Planning Investments. ( a ) In addition to providing support for CEDS and State plans, EDA also may provide Investment Assistance to support short-term planning activities. EDA may provide such Investment Assistance to: ( 1 ) Develop the economic development planning capacity of States, cities and other Eligible Applicants experiencing economic distress;
( 2 ) Assist in institutional capacity building; or
( 3 ) Undertake innovative approaches to economic development.
( b ) Eligible activities may include updating a portion of a CEDS, economic analysis, development of economic development policies and procedures, and development of economic development goals.
( c ) Applicants for short-term Planning Investments must provide performance measures acceptable to EDA that can be used to evaluate the success of the program and provide EDA with progress reports during the term of the Planning Investment, as set forth in the Investment agreement.
[71 FR 56675, Sept. 27, 2006, as amended at 79 FR 76130, Dec. 19, 2014]
EXHIBIT 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of EvergreenBancorp, Inc. (the Company) on Form 10-K for the period
ending December 31, 2007 as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Gerald O. Hatler, Chief Executive Officer, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, that:



| | (1) | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ---------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------

A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the
Securities and Exchange Commission or its staff upon request.



|                                     
|-------------------------------------
|/s/ Gerald O. Hatler                 
|Gerald O. Hatler                     
|President and Chief Executive Officer

March 17, 2008
HomeAbout NRCHow We RegulateEnforcementAlternative Dispute Resolution

# Background and Guidance Documents For Alternative Dispute Resolution (ADR)

*This page includes links to files in non-HTML format. See Plugins, Viewers, and Other Tools for more information.*

On this page:
        - Guidance Documents
        - Sample Forms
        - Historic Documents
        - Presentations

Below are links to background/guidance documents issued prior to and after the implementation of the program.

## Guidance Documents

## Sample Forms

        - Early ADR Agreement to Mediate Form
        - Enforcement ADR Agreement to Mediate Form
        - Settlement Agreement Close–out Letter
        - Consent and Hearing Waiver Form
        - Confirmatory Order Boilerplate Document
        - Mediation Outcome Form

## Historic Documents

## Presentations

Page Last Reviewed/Updated Thursday, July 21, 2022

Section Navigation

#### Navigation

          - Pre-Investigation ADR
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          - Trending Data
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          - Contact Us

#### Spotlight

#### Choose a Section

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Page Last Reviewed/Updated Thursday, July 21, 2022
### §1583. Counterclaims, cross-claims, and third-party actions

In any civil action in the Court of International Trade, the court shall have exclusive jurisdiction to render judgment upon any counterclaim, cross-claim, or third-party action of any party, if (1) such claim or action involves the imported merchandise that is the subject matter of such civil action, or (2) such claim or action is to recover upon a bond or customs duties relating to such merchandise.

(Added Pub. L. 96–417, title II, §201, Oct. 10, 1980, 94 Stat. 1729.)

#### **Editorial Notes**

#### Prior Provisions

A prior section 1583, act June 25, 1948, ch. 646, 62 Stat. 943, related to certain cases of exclusive jurisdiction of the Customs Court, prior to repeal by Pub. L. 91–271, title I, §111, June 2, 1970, 84 Stat. 278.

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date

Section applicable with respect to civil actions commenced on or after Nov. 1, 1980, see section 701(b)(1)(A) of Pub. L. 96–417, set out as an Effective Date of 1980 Amendment note under section 251 of this title.