alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
ex_237189.htm


Exhibit 4.1


 


DESCRIPTION OF REGISTRANT’S SECURITIES


REGISTERED PURSUANT TO SECTION 12 OF THE


SECURITIES EXCHANGE ACT OF 1934


 


Set forth below is the description of the common stock, par value $0.001 per share (the “Common Stock”) of GreenBox POS (“we” or “our”). The following description summarizes the most important terms of these securities. This summary does not purport to be complete and is qualified in its entirety by the provisions of our Articles of Incorporation, as amended (the “Articles”), and our Bylaws, copies of which have been previously filed with the Securities and Exchange Commission and are incorporated by reference into the Annual Report on Form 10-K for the year ended December 31, 2020. You should refer to our Articles, Bylaws and the applicable provisions of the Nevada Revised Statutes, Chapter 78 (the “Nevada Code”), for a complete description.


 


The Common Stock is the only class of our securities currently registered under Section 12 of the Securities Exchange Act of 1934.


 


Authorized Common Stock


 


Our authorized Common Stock consists of 82,500,000 shares.


 


Dividend Rights


 


Subject to preferences that may apply to any shares of preferred stock outstanding at the time, the holders of our Common Stock are entitled to receive dividends out of funds legally available if our Board of Directors, in its discretion, determines to declare and pay dividends and then only at the times and in the amounts that our Board of Directors may determine.


 


Voting Rights


 


Holders of our Common Stock are entitled to one vote for each share held on all matters properly submitted to a vote of stockholders on which holders of Common Stock are entitled to vote. We have not provided for cumulative voting for the election of directors in our Articles. The directors are elected by a plurality of the outstanding shares entitled to vote on the election of directors. On all other matters the affirmative vote of a majority of the voting power of the shares present or represented by proxy at the meeting and entitled to vote on the subject matter constitutes the act of the stockholders, except as otherwise expressly provided by the Nevada Code.


 


No Preemptive or Similar Rights


 


Our Common Stock is not entitled to preemptive rights, and is not subject to conversion, redemption or sinking fund provisions.


 


Right to Receive Liquidation Distributions


 


If we become subject to a liquidation, dissolution or winding-up, the assets legally available for distribution to our stockholders would be distributable ratably among the holders of our Common Stock and any participating preferred stock outstanding at that time, subject to prior satisfaction of all outstanding debt and liabilities and the preferential rights of and the payment of liquidation preferences, if any, on any outstanding shares of preferred stock.


 


National Securities Exchange


 


The Common Stock is listed on the Nasdaq Capital Market under the trading symbol “GBOX”.


 


Transfer Agent and Registrar


 


VStock Transfer LLC is the transfer agent and registrar with respect to the Common Stock.
### §2113. Definition

For purposes of this chapter, the terms "State court", "State courts", and "highest court of a State" include the District of Columbia Court of Appeals.

(Added Pub. L. 91–358, title I, §172(a)(2)(A), July 29, 1970, 84 Stat. 590.)

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date

Section effective the first day of the seventh calendar month which begins after July 29, 1970, see section 199(a) of Pub. L. 91–358, set out as an Effective Date of 1970 Amendment note under section 1257 of this title.
12/07/2011 16.08 FAX 7342144050

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY NATIONAL VEHICLE AND FUEL EMISSIONS LABORATORY

2565 

### PLYMOUTH ROAD ANN ARBOR, MICHIGAN 48105-2498

OFFICE OF AIR AND RADIATION 

## Jack N. Gerard President and Chief Executive Oflcer American Petroleum Institute 1220 L Street. NW Washington. DC 20005

Thank YOU 

## for your letter of November 11, 2011 to Administrator Jackson, which expressed your concerns with the recommendation by the Alliance of Automobile Manufacturers (AAM) to cap nationwide retail gasoline sulfur levels at 10 parts per million. Your letter also included an attachment with specific comments on AAM's October 6, 2011 letter to Administrator Jackson and AAM's white paper entitled "Why EPA Tier 3 Market Gasoline Sulfur Limits Need to be Significantly Lower, Especially for MY 20 17+ Vehicles." Thank you for sharing your views in such a systematic and substantive manner. As you know, the Environmental Protection Agency is currently developing a proposal designed to reduce air pollution from passenger cars and trucks by establishing new "Tier 3" motor vehicle and fuel standards, We will consider your concerns as we evaluate the need for more stringent gasoline sulfur control in the development of the Tier 3 proposal, as we will with all stakeholder input. Again, thank you for your letter. We look forward to your comments on the Tier 3 proposal, in which we will provide detail on the standards we are considering and the supporting scientific justification. If you have further questions or concerns, please contact Paul Machide at 734-2l4 4264.

Chester J. France, Direct Assessment and Standards Division

Iriemet Address (URL) S http:/1www.epa.ov RscyeIsIFIscycIibI. • PrIneQ with VSQStSbIu OIl D..ed ii,j;on 100% PoItoorILbmer. Pruceae Chlorine Frn RecycI Papar
EXHIBIT 9

Case 1:20-cv-21254-BB Document 47-10 Entered on FLSD Docket 07/02/2021 Page 1 of 2
From: David B.

To: TradingAndMarkets; TMOIGLOG

Subject: Advice on Registering as a Broker Dealer

Date: Monday, December 31, 2018 10:16:48 AM

Good morning,

I have established a new private corporation that will have fewer than 100 shareholders, no intention to go public,

and start-up capital of less than $100,000. There have not yet been any transactions caused by the corporation but it

will be primarily engaged in investing in securities. Will I need to register this corporation as a broker-dealer?

Kind regards,

David

Case 1:20-cv-21254-BB Document 47-10 Entered on FLSD Docket 07/02/2021 Page 2 of 2
EXHIBIT
32





CERTIFICATION
PURSUANT TO


18
U.S.C.  SECTION 1350


AS
ADOPTED PURSUANT TO


SECTION
906 OF THE SARBANES-OXLEY ACT OF 2002





In
connection with the Quarterly Report of Chancellor Group, Inc. (the "Company")
on Form 10-Q for the quarter ended August 10, 2010 as filed with the Securities
and Exchange Commission on the date hereof (the "Report"), I, Maxwell Grant,
Chief Executive Officer and Principal Financial Officer of the Company, certify,
pursuant to 18 U.S.C.  Section 1350, as adopted pursuant to Section
906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: (1) the
Report fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and (2) the information contained in the Report
fairly presents, in all material respects, the financial condition and result of
operations of the Company.





/s/
      Maxwell GrantMaxwell
      GrantChief
      Executive Officerand
      Principal Financial
Officer





November
15, 2010
```

[Congressional Bills 117th Congress]
[From the U.S. Government Publishing Office]
[S. 4901 Introduced in Senate (IS)]

<DOC>

117th CONGRESS
  2d Session
                                S. 4901

 To amend the Foreign Agents Registration Act of 1938, as amended, to 
  modify requirements under that Act relating to exemptions, and for 
                            other purposes.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                           September 20, 2022

 Mr. Cornyn (for himself, Mr. Whitehouse, Mr. Rubio, Mr. Hagerty, and 
 Mrs. Fischer) introduced the following bill; which was read twice and 
             referred to the Committee on Foreign Relations

_______________________________________________________________________

                                 A BILL

 
 To amend the Foreign Agents Registration Act of 1938, as amended, to 
  modify requirements under that Act relating to exemptions, and for 
                            other purposes.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Preventing Adversary Influence, 
Disinformation, and Obscured Foreign Financing Act of 2022'' or the 
``PAID OFF Act of 2022''.

SEC. 2. TREATMENT OF EXEMPTIONS UNDER FARA.

    Section 3 of the Foreign Agents Registration Act of 1938, as 
amended (22 U.S.C. 613), is amended, in the matter preceding subsection 
(a), by inserting ``, except that the exemptions under subsections 
(d)(1) and (h) shall not apply to any agent of a foreign principal that 
is listed as a foreign adversary (as defined in section 8(c) of the 
Secure and Trusted Communications Networks Act of 2019 (47 U.S.C. 
1607(c))) in accordance with that Act'' before the colon.
                                 <all>
```
HomeAbout NRCInternational ProgramsExport-Import

# Specific License Requirement for ALL Exports to Embargoed Destinations

A specific NRC license is required to export any NRC-controlled commodity to an embargoed destination (Cuba, Iran, Iraq, North Korea, Syria, and Sudan). The regulations authorizing general licenses in §§ 110.21 through 110.26 specifically exclude exports to **embargoed destinations listed in §10 CFR 110.28.** Shipments to a distributor or to a “middle man” in a non-embargoed destination do not relieve the exporter of the requirement to obtain a specific license for NRC-controlled commodities being exported to end users in embargoed destinations. Exporters must determine who the consignee or end user is for exports of any NRC-controlled commodities. If the consignee or end user is in an embargoed destination, then the NRC regulations require the exporter to apply for and obtain a specific NRC license authorizing the export of a specific commodity to a named ultimate consignee for a particular end use in the embargoed destination.

Additional information can be found in NRC Information Notice 2011-07: Specific License Required When Exporting to Embargoed Destinations Listed in 10 CFR 110.28, dated April 14, 2011.

Page Last Reviewed/Updated Wednesday, January 13, 2021

Section Navigation

#### Navigation

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Page Last Reviewed/Updated Wednesday, January 13, 2021
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National Park Service**Search

# **OpenMenu**CloseMenu

## Explore This Park

## Explore the National Park Service

## Exiting nps.gov

#### Contact Us

Thing to Do

# Bark Ranger

Montezuma Castle National Monument, Tuzigoot National Monument
Together, America Prospers

Rural Community Development Initiative Grants

What does this 

program do?

This program provides funding 

to help non-profit housing 

and community development 

organizations support housing, 

community facilities, and 

community and economic 

development projects in rural areas.

Who may apply 

for this program?

• Public bodies

• Nonprofit organizations

• Federally recognized Tribes

What is an eligible area? 

Rural and rural area—Any area 

other than (i) a city or town that has 

a population of greater than 50,000 

inhabitants; and (ii) the urbanized area 

contiguous and adjacent to such city 

or town.

How may funds be used? 

• To improve housing, community 

facilities, and community and 

economic development projects in 

rural areas.

• Rural Community Development 

Initiative grants may be used for, 

but are not limited to:

° Training sub-grantees to conduct:

1. Home-ownership education

2. Minority business 

entrepreneur education

° Providing technical assistance to 

sub-grantees on:

1. Strategic plan development

2. Accessing alternative 

funding sources

3. Board training

4. Developing successful child 

care facilities

5. Creating training tools, 

such as videos, workbooks, 

and reference guides

6. Effective fundraising techniques

What kind of funding is available?

• Minimum grant award is $50,000; 

maximum grant award is $250,000.

• Grant funds are limited and 

are awarded through a 

competitive process.

Are matching funds required?

• Matching fund requirement equal to 

amount of grant.

• In-kind contributions cannot be used 

as matching funds.

• Partnerships with other federal, 

state, local, private, and nonprofit 

entities are encourage.

How do we get started?

• Applications are accepted on an 

annual basis through a Notice of 

Funding Availability (NOFA) in the 

Federal Register.

• Program Resources are available 

online (includes forms needed, 

guidance, certifications etc.).

Who can answer questions?

Contact your local RD office.

What governs this program?

Code of Federal Regulation; 2 CFR 200 

and Guidelines announced in NOFA, 

published in the Federal Register.

NOTE: Because citations and other information may be subject to change, 

please always consult the program instructions listed in the section above 

titled “What Governs This Program?” You may also contact your local office for 

assistance. You will find additional forms, resources, and program information at 

rd.usda.gov. USDA is an equal opportunity provider, employer, and lender.

Last Updated January 2020
§ 4.1013 How must documents be served? ( a ) *Filed documents.* Any document related to a case under this subpart must be served at the same time the document is delivered or sent for filing. Copies must be served on each party, using one of the methods of service in paragraph (c) of this section.
( b ) *Documents issued by DCHD or the ALJ.* A complete copy of any notice, order, recommended decision, or other document issued by DCHD or the ALJ under this subpart must be served on each party, using one of the methods of service in paragraph (c) of this section.
( c ) *Method of service.* Unless otherwise ordered by the ALJ, service must be accomplished by one of the following methods: ( 1 ) By hand delivery of the document;
( 2 ) By sending the document by express mail or courier service for delivery on the next business day; or
( 3 ) By sending the document by facsimile if: ( i ) The document is 20 pages or less, including all attachments;
( ii ) The sending facsimile machine confirms that the transmission was successful; and
( iii ) The document is sent by regular mail on the same day; or
( 4 ) By transmitting the document electronically if there is electronic confirmation that the transmission was successful and if under the terms specified in OHA Standing Orders.
( d ) *Certificate of service.* A certificate of service must be attached to each document filed under this subpart. The certificate must be signed by the serving party's representative and include the following information: ( 1 ) The name, address, and other contact information of each party's representative on whom the document was served;
( 2 ) The means of service, including information indicating compliance with paragraph (c)(3) or (4) of this section, if applicable; and
( 3 ) The date of service.
[36 FR 7186, Apr. 15, 1971, as amended at 88 FR 5794, Jan. 30, 2023]
EXHIBIT 12

FIRST REPUBLIC PREFERRED CAPITAL CORPORATION

(A Majority Owned Subsidiary of First Republic Bank)

STATEMENT OF COMPUTATION OF

RATIOS OF EARNINGS TO FIXED CHARGES



|                 |  |                                                   |  |                         |        |      |   |        |  |   |       
|---------------- |  | ------------------------------------------------- |  | ----------------------- | ------ | ---- | - | ------ |  | - | ------
|                 |  |                                                   |  | Year Ended December 31,
|($ in thousands) |  | 2005                                              |  | 2004                    |        | 2003
|I.               |  | Earnings:                                         |  |                         |        |      |   |        |  |   |       
|                 |  | Net income                                        |  | $                       | 16,176 |      | $ | 16,176 |  | $ | 13,380
|                 |  | Fixed charges excluding preferred stock dividends |  |                         |       |      |   |       |  |   |      
|                 |  |                                                   |  |                         |        |      |   |        |  |   |       
|                 |  | Earnings before fixed charges                     |  | $                       | 16,176 |      | $ | 16,176 |  | $ | 13,380
|                 |  |                                                   |  |                         |        |      |   |        |  |   |       
|II.              |  | Fixed charges:                                    |  |                         |        |      |   |        |  |   |       
|                 |  | Preferred stock dividends                         |  | $                       | 14,252 |      | $ | 14,252 |  | $ | 12,125
|                 |  |                                                   |  |                         |        |      |   |        |  |   |       
|III.             |  | Ratios of earnings to fixed charges               |  |                         | 1.13x  |      |   | 1.13x  |  |   | 1.10x 
|                 |  |                                                   |  |                         |        |      |   |        |  |   |
RETRACE 

THE TRAIL

The sites of Trail of Tears National

Historic Trail, stretching 5,043 miles across

nine states, together form a journey of

compassion and understanding. The

National Park Service administers the

trail in partnership with the Trail of Tears

Association; the Cherokee Nation; the

Eastern Band of Cherokee Indians;

federal, state, county, and local agencies;

interested groups; and private

landowners. Trail sites are in private,

municipal, tribal, federal, or state

ownership. Please ask for permission

before visiting any trail sites on private

lands and check with public sites for

visiting hours and regulations. At

www.nps.gov/trte click on Plan Your

Visit for in-depth travel planning.

George Murrell married a Cherokee woman andjourneyedwith

her to Indian Territory. In 1845 he

built this house near Tahlequah.

Elkhorn Tavern (reconstructed) at

Pea Ridge National Military Park,

Arkansas, witnessed thousands of

Cherokee passing by.

Camp Ground Cemetery near

Anna. Illinois, is said to contain

the graves of Cherokee who

camped nearby

Hikers retrace a portion of the

original northern route where it

winds through the Crabb-Abbott

Farm near Grantsburg, Illinois.

CtICUM

 

 

 

 

 

 

 

 

 

 

 

 

 Trail of Tears

Oft HrTPVq DhGWy

TrailofTears, by Robert Lindneaux

e <«xa*x vkuuM

Blocked by the icebound Ohio,

some 1.700 Cherokee camped

near Mantle Rock in Livingston

County, Kentucky.

 

 

 

 

Cherokee James Vann built his

house near what is now Dalton.

Georgia.

Brainerd Mission was a stopping

point and hospital during removal.

For many Cherokee, its cemetery

is their final resting place.

 

 

Tennessee's Red Clay State

Historic Area near Chattanooga

has a reconstruction of the

Cherokee Council House.

 

 

 

 

 

 

 

 

 

 

 

 

 

Look for official national

historic trail signs. The

Auto Tour Route signs

along highways, streets,

and backcountry roads

guide you to official trail

sites and segments. The

Original Route signs tell

you that you are retracing

the exact or nearly exact

historic route taken by the

Cherokee during the

removal.

 

 

 

 

 

 

 

 

 

 

 

 

 

MORE INFORMATION

National Park Service

National Trails

Intermountain Region

PO Box 728

Santa Fe, New Mexico

87504-0728

Trail of Tears Association

1100 North University, Suite 143

Little Rock. AR 72207

501 666-9032

www.nationaltota.org

Trail of Tears National Historic

Trail is administered by the

National Park Service as a

component of the National

Trails System. Visit www.nps.gov

and www.nps.gov/nts to learn

more about national parks and

To foster trail preservation, do

not use metal detectors, dig at

sites, collect artifacts, or remove

anything. Please respect these

historic places.
### §5369. Inventories

Each proprietor of premises subject to the provisions of this subchapter shall take and report such inventories as the Secretary may by regulations prescribe.

(Added Pub. L. 85–859, title II, §201, Sept. 2, 1958, 72 Stat. 1381; amended Pub. L. 94–455, title XIX, §1906(b)(13)(A), Oct. 4, 1976, 90 Stat. 1834.)

#### **Editorial Notes**

#### Prior Provisions

A prior section 5369, act Aug. 16, 1954, ch. 736, 68A Stat. 666, consisted of provisions similar to those comprising this section, prior to the general revision of this chapter by Pub. L. 85–859.

#### Amendments

1976—Pub. L. 94–455 struck out "or his delegate" after "Secretary".