alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
§ 107.1130 Leverage fees and Annual Charges. ( a ) *Leverage fee.* You must pay a leverage fee to SBA for each issuance of a Debenture or Participating Security. The fee is 3 percent of the face amount of the Leverage issued.
( b ) *Payment of leverage fee.* ( 1 ) If you issue a Debenture or Participating Security to repay or redeem existing Leverage, you must pay the leverage fee before SBA will guarantee or purchase the new Leverage security.
( 2 ) If you issue a Debenture or Participating Security that is not used to repay or redeem existing Leverage, SBA will deduct the leverage fee from the proceeds remitted to you, unless you prepaid the fee under § 107.1210.
( c ) *Refundability.* The leverage fee is not refundable under any circumstances.
( d ) *Additional charge for Leverage* — ( 1 ) *Debentures.* You must pay to SBA an Annual Charge, not to exceed 1.38 percent per annum, on the outstanding principal amount of your Debentures, payable under the same terms and conditions as the interest on the Debentures. For Leverage issued pursuant to Leverage commitments approved on or after October 1, 2023, the Annual Charge, established and published, shall not be less than 0.10 percent per annum, subject to the following provisions: ( i ) For Leverage issued pursuant to Leverage commitments approved on or after October 1, 2024, the Annual Charge, established and published, shall not be less than 0.20 percent per annum.
( ii ) For Leverage issued pursuant to Leverage commitments approved on or after October 1, 2025, the Annual Charge, established and published, shall not be less than 0.25 percent per annum.
( iii ) For Leverage issued pursuant to Leverage commitments approved on or after October 1, 2026, the Annual Charge, established and published, shall not be less than 0.30 percent per annum.
( iv ) For Leverage issued pursuant to Leverage commitments approved on or after October 1, 2027, the Annual Charge, established and published annually, shall not be less than 0.35 percent per annum.
( v ) For Leverage issued pursuant to Leverage commitments approved on or after October 1, 2028, the Annual Charge, established and published annually, shall not be less than 0.40 percent per annum.
( 2 ) *Participating Securities.* You must pay to SBA a Charge, not to exceed 1.46 percent per annum, on the outstanding amount of your Participating Securities issued on or after October 1, 1996, payable under the same terms and conditions as the Prioritized Payments on the Participating Securities. This Charge does not apply to Participating Securities issued pursuant to a Leverage commitment obtained from SBA on or before September 30, 1996.
( e ) *Other Leverage fees.* SBA may establish a fee structure for services performed by the CRA. SBA will not collect any fee for its guarantee of TCs.
[61 FR 3189, Jan. 31, 1996, as amended at 63 FR 5868, Feb. 5, 1998; 77 FR 25053, Apr. 27, 2012; 88 FR 46012, July 18, 2023; 89 FR 3549, Jan. 19, 2024]
Exhibit
31.1



CERTIFICATIONS



I,
Seth M. Shaw, certify that:



|1. | I
    have reviewed this Amendment No. 1 to Annual Report on Form 10-K of Issue Direct Corporation and                                                                                                                                                                                                                
|-- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
|   |                                                                                                                                                                                                                                                                                                                       
|2. | Based
    on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary
    to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect
    to the period covered by this report.



|Date:
    July 10, 2017 | By: | /s/
    Seth M. Shaw             
|----------------------- | --- | ---------------------------------
|                        |     | Chief
    Executive Officer      
|                        |     | (Principal
    Executive Officer)
(March 29, 1948.)

#### Felicja R. Witenberg et al., Respondents, *v.*Banca Commerciale Italiana, Appellant.

*Per Curiam.*

Plaintiff Felicja Romana Witenberg is alleged in *the*complaint to be a resident of the State of New York. Assets of the defendant have been attached and an order denying a motion by the defendant to vacate the attachment has been affirmed on appeal (272 App. Div. 1003, motion for leave to appeal denied 272 App. Div. 1015). Defendant has now moved to compel plaintiffs to join as parties to the action all of the other members of the so-called *“*Polish group ” who are alleged to be co-obligees with the plaintiffs, and, in event that this is not .done, to dismiss the complaint. Section 192 of the Civil Practice Act provides that no action shall be defeated by the nonjoinder of parties, and subdivision 2 of section 193 provides that when it appears that an indispensable party has not been joined, the court shall order such party brought in. Without ruling at this time upon whether the absent co-obligees are indispensable or conditionally necessary parties, we are of opinion that they should be brought into the action under section 193 of the Civil Practice Act. The court has jurisdiction of the action, inasmuch as at least one of the plaintiffs is a resident of this State, and assets of the defendant have been attached here (Civ. Prac. Act, §§ 232, 232-a). If not joined as plaintiffs, they or their successors can be joined as defendants. A supplemental summons 'and amended complaint should issue, and service be made personally upon said absent co-obligees or their successors in interest, or, if grounds for service by publication be shown by affidavit, service by publication should be commenced within *889sixty days from the service of the order to be entered hereon with notice of entry.

If after diligent inquiry it be unknown whether certain of said co-obligees are living or dead, they or their executors, administrators, successors or assigns can be named in the summons and included in the order and notice of publication thereof (Civ. Prac. Act, § 232-a, subd. 6; 2 Carmody on New York Pleading and Practice, § 685; *Wheeler*v. *Scully,*50 N. Y. 667; *Guyer*v. *Raymond,*8 Misc. 606; *Smith*v. *R.B.I. Building Corp.,*126 Misc. 826; *McKenzie*v. *Woodward,*101 Misc. 47; *Hayman v*. *Morris,*37 N. Y. S. 2d 884, 895).

The order appealed from should be modified, so as to require these persons to be added as parties to the action, with $20 costs and disbursements to the appellant.

Cohn, Callahan and Van Voorhis, JJ., concur; Dore, J.P., dissents and votes to reverse the order appealed from and grant the defendant’s motion on the ground that the members of the Polish group were joint obligees and are indispensable parties; Shientag, J., dissents and votes to affirm.

Order modified in accordance with opinion, with $20 costs and disbursements to the appellant. Settle order on notice. ■'
**
**Exhibit 32.1**

**CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,**

**AS ADOPTED PURSUANT TO**

**SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

The undersigned, the Chief Executive Officer and Chairman of the Board of Gladstone Capital Corporation (the “Company”), hereby certifies on thedate hereof, pursuant to 18 U.S.C. §1350(a), as adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002, that the Annual Report on Form 10-K for the fiscal year ended September 30,2020 (the “Form 10-K”), filed concurrently herewith by the Company, fully complies with the requirements of Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934, asamended, and that the information contained in the Form 10-K fairly presents, in all material respects, the financial condition and results of operations of the Company. 

Dated: November 10, 2020 

 
/s/ DAVID GLADSTONEDavid GladstoneChief Executive Officer**
§ 4.1136 Failure to comply with orders compelling discovery. If a party or an officer, director, or other agent of a party fails to obey an order to provide or permit discovery, the administrative law judge before whom the action is pending may make such orders in regard to the failure as are just, including but not limited to the following— ( a ) An order that the matters sought to be discovered or any other designated facts shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order;
( b ) An order refusing to allow the disobedient party to support or oppose designated claims or defenses, or prohibiting him from introducing designated matters into evidence; or
( c ) An order striking out pleadings or parts thereof, or staying further proceedings until the order is obeyed, or dismissing the action or proceeding or any part thereof, or rendering a judgment by default against the disobedient party.
### §2663. Regulations

The Secretary shall prescribe such regulations as may be necessary or appropriate to carry out the purposes of this chapter, including—

(1) such regulations as may be necessary to coordinate the provisions of this chapter with the recapture tax imposed under section 2032A(c),

(2) regulations (consistent with the principles of chapters 11 and 12) providing for the application of this chapter in the case of transferors who are nonresidents not citizens of the United States, and

(3) regulations providing for such adjustments as may be necessary to the application of this chapter in the case of any arrangement which, although not a trust, is treated as a trust under section 2652(b).

(Added Pub. L. 99–514, title XIV, §1431(a), Oct. 22, 1986, 100 Stat. 2729; amended Pub. L. 100–647, title I, §1014(g)(10), Nov. 10, 1988, 102 Stat. 3565.)

#### **Editorial Notes**

#### Amendments

1988—Par. (3). Pub. L. 100–647 added par. (3).

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date of 1988 Amendment

Amendment by Pub. L. 100–647 effective, except as otherwise provided, as if included in the provision of the Tax Reform Act of 1986, Pub. L. 99–514, to which such amendment relates, see section 1019(a) of Pub. L. 100–647, set out as a note under section 1 of this title.

#### Effective Date

Section applicable to generation-skipping transfers (within the meaning of section 2611 of this title) made after Oct. 22, 1986, except as otherwise provided, see section 1433 of Pub. L. 99–514, set out as a note under section 2601 of this title.
##### 



Exhibit 32.2
 Certification of the Chief Financial Officer
Pursuant to 18 U.S.C. Section 1350,
As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
  (1)
    
    The Report fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and(2)
    
    The information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of the Company.
 Dated:  October 28, 2005
    /s/ Michael G. McGrathMichael G. McGrathChief Financial Officer of Accenture
Ltd,
General Partner of Accenture SCA
(principal financial officer) A signed original of this written statement required by Section 906, or other document
authenticating, acknowledging, or otherwise adopting the signature that appears in typed form
within the electronic version of this written statement required by Section 906, has been provided
to the Company and will be retained by the Company and furnished to the Securities and Exchange
Commission or its staff upon request.
453 P.2d 219

#### Thomas Daniel MILLER, Petitioner, v. STATE of New Mexico, Respondent.

No. 8822.

Supreme Court of New Mexico.

April 22, 1969.

Ordered that petition for writ of certiorari be and the same is hereby denied.

Further ordered that the record in Court of Appeals Cause No. 235, 80 N.M. 227, 453 P.2d 590, be and the same is hereby returned to the Clerk of the Court of Appeals.
### §2515. Treatment of generation-skipping transfer tax

In the case of any taxable gift which is a direct skip (within the meaning of chapter 13), the amount of such gift shall be increased by the amount of any tax imposed on the transferor under chapter 13 with respect to such gift.

(Added Pub. L. 99–514, title XIV, §1432(d)(1), Oct. 22, 1986, 100 Stat. 2730.)

#### **Editorial Notes**

#### Prior Provisions

A prior section, acts Aug. 16, 1954, ch. 736, 68A Stat. 409; Dec. 31, 1970, Pub. L. 91–614, title I, §102(b)(3), 84 Stat. 1841; Oct. 4, 1976, Pub. L. 94–455, title XX, §2002(c)(2), 90 Stat. 1855; Nov. 6, 1978, Pub. L. 95–600, title VII, §702(k)(1)(B), 92 Stat. 2932, related to tenancies by the entirety in real property, prior to repeal applicable to gifts made after Dec. 31, 1981, by Pub. L. 97–34, title IV, §403(c)(3)(B), (e)(2), Aug. 13, 1981, 95 Stat. 302, 305.

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date

Section applicable to generation-skipping transfers (within the meaning of section 2611 of this title) made after Oct. 22, 1986, except as otherwise provided, see section 1433 of Pub. L. 99–514, set out as a note under section 2601 of this title.
July 6 th , 2015

Mr. Philip p e Boss

11824 Journeys End Trail

Huntersville, NC 28078

Dear Mr. Boss:

This letter is to inform you that we are unable to process your request for an exemption from

Title 14, Code of Federal Regulations (14 CFR). It explains why we can not process your

request and what you should do in the next 30 days.

Why We Can n o t Process Your Request

We posted your exemption request on the public docket (No. FAA− 20 15

− 1539 ) on

May 11, 2015 , but we are unable to process your request any further. The information you

sent does no t comply with the requirements of § 11.81 (copy enclosed). For us to consider the

request any further, you must send us all of the following:

 The specific section or sections of 14 CFR from which you seek relief and the extent of

the relief you seek.

 The reasons why granting the request would be in the public interest; that is, how it would

benefit the public as a whole.

 The reasons why the exemption would no t adversely affect safety or how the exemption

would provide a level of safety at least equal to that provided by the rule from which you

seek an exemptio n.

 Any additional information, views, or arguments available to support your request.

What You Should Do

If you want us to process your request any further, you must send the information described

earlier to reach us within 30 days. Please note that § 11.63(d) requires you to send your

petition for exemption at least 120 days before the proposed effective date of the exemption.2

If We Do No t Hear From You

If we do not hear from you within 30 days, we will close the docket without notifying you

further. If you have any questions or require additional time, you may call (202) 267

- 9677.

Sincerely,

Brittany Newton

Program Analyst, Airmen and

Airspace Rules Division

Enclosure
Exhibit 21.1

Subsidiaries of the Registrant

Bank of Hampton Roads, a Virginia corporation, is a wholly-owned subsidiary of
Hampton Roads Bankshares, Inc.



|(1) | Bank of Hampton Roads Service Corporation, a Virginia corporation, is a wholly-owned subsidiary of the Bank of Hampton Roads.
|--- | -----------------------------------------------------------------------------------------------------------------------------



|(2) | Hampton Roads Investments, Inc., a Virginia corporation, is a wholly-owned subsidiary of Hampton Roads Bankshares, Inc.
|--- | -----------------------------------------------------------------------------------------------------------------------

Shore Bank, a Virginia corporation, is a wholly-owned subsidiary of Hampton Roads Bankshares, Inc.



|(1) | Shore Investments Service Corporation (Shore Investments Inc.), a Virginia corporation, is a wholly-owned subsidiary of Shore Bank.
|--- | -----------------------------------------------------------------------------------------------------------------------------------



|(2) | Shore Bank owns a 5.83% interest in Bankers Title, LLC, which was organized in Virginia.
|--- | ----------------------------------------------------------------------------------------

Gateway Bank & Trust, a North Carolina corporation, is a wholly-owned subsidiary of Hampton Roads Bankshares, Inc.



|(1) | Gateway Insurance Services, Inc, a North Carolina corporation, is a wholly-owned subsidiary of Gateway Bank & Trust.
|--- | --------------------------------------------------------------------------------------------------------------------



|(2) | Gateway Investment Services, Inc, a North Carolina corporation, is a wholly-owned subsidiary of Gateway Bank & Trust.
|--- | ---------------------------------------------------------------------------------------------------------------------



|(3) | Gateway Bank Mortgage, Inc, a North Carolina corporation, is a wholly-owned subsidiary of Gateway Bank & Trust.
|--- | ---------------------------------------------------------------------------------------------------------------



|(4) | Gateway Title Agency, Inc, a North Carolina corporation, is a wholly-owned subsidiary of Gateway Bank & Trust.
|--- | --------------------------------------------------------------------------------------------------------------

Hampton Roads Bankshares, Inc. owns a 19% interest in Tidewater Home Funding, LLC, which was organized in Virginia.

Hampton Roads Bankshares, Inc. owns an 9% interest in Davenport Financial Fund, LLC, which was organized in Virginia.



41
Exhibit 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We consent to the incorporation by reference in the
Registration Statements (No. 333-84304) on Form S-3 and (No. 333-64346, No. 333-134583, and No. 333-139968) on Form S-8 of Hampton Roads Bankshares, Inc. and subsidiaries of our report dated March 5, 2008, relating to our audit of the
consolidated financial statements and internal control over financial reporting, which appears in the Annual Report to shareholders, which is incorporated in this Annual Report on Form 10-K of Hampton Roads Bankshares Inc. for the year ended
December 31, 2007.

LOGO



|                    
|--------------------
|Winchester, Virginia
|March 10, 2008
§ 3903.40 Rentals. ( a ) The rental rate for oil shale leases is $2.00 per acre, or fraction thereof, payable annually on or before the anniversary date of the lease. Rentals paid for any 1 year are credited against any production royalties accruing for that year.
( b ) The BLM will send a notice demanding payment of late rentals. Failure to provide payment within 30 calendar days after notification will result in the BLM taking action to cancel the lease (see § 3934.30 of this chapter).
Exhibit 32.2


                                  CERTIFICATION


In connection with the Quarterly Report on Form 10-QSB of Integrated Surgical
Systems, Inc. (the "Company") for the period ended March 31, 2006, as filed with
the Securities and Exchange Commission on the date hereof (the "Report"), I,
David H. Adams, Chief Financial Officer of the Company, certify, pursuant to 18
U.S.C. 1350, that:

     (1)  The Report fully complies with the requirements of Section 13(a) or
          15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all
          material respects, the financial condition and results of operations
          of the Company.


/s/ David H. Adams
---------------------------------------

David H. Adams, Chief Financial Officer

April 13, 2007
EXHIBIT 32

              CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


In connection with the Amended Quarterly Report of Advanced Lumitech,  Inc. (the
"Company")  on Form  10-QSB/A for the period ended March 31, 2005, as filed with
the Securities  and Exchange  Commission on the date hereof (the  "Report'),  I,
Patrick  Planche,  President,  Chief  Executive  Officer,  Treasurer  and  Chief
Financial Officer of the Company,  certify,  pursuant to 18 U.S.C. Section 1350,
as adopted  pursuant to Section 906 of the  Sarbanes-Oxley  Act of 2002,  to the
best of my knowledge, that:

(1)      The Amended  Report fully  complies  with the  requirements  of Section
         13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)      The information contained in the Amended Report fairly presents, in all
         material respects,  the financial condition and result of operations of
         the Company.


/s/ PATRICK PLANCHE
--------------------------------------
Patrick Planche, President,
Chief Executive Officer, Treasurer and
Chief Financial Officer
February 28, 2007

                                       E-2
#### § 9262.1 Penalties for unauthorized use, occupancy, or development of public lands.

Under section 303(a) of the Federal Land Policy and Management Act of 1976 (43 U.S.C. 1733(a)) any person who knowingly and willfully violates the provisions of §§ 2808.10(a), 2812.1-3, 2888.10, or 2920.1-2(a) of this chapter, by using public lands without the requisite authorization, may be tried before a United States magistrate and fined no more than $1,000 or imprisoned for no more than 12 months, or both.

[70 FR 21090, Apr. 22, 2005]
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