ANNUAL FINANCIAL REPORT 

CENTRAL VALLEY PROJECT IMPROVEMENT ACT 

Public Law 102-575, Title XXXIV 

Revenues and Expenditures for the Periods: 

October 1, 1999 - September 30, 2000 (Actual) 

October I, 2001 - September 30, 2002 (Projected) 

September 2001 

Bureau of Reclamation 

United States Department of the Interior 
TABLE OF CONTENTS 

Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 

Actual Restoration Fund Revenues and Expenditures 

for Fiscal Year 2000 (Schedule 1) . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 

Actual Friant Division Surcharges (Subsection 3406(c) (1)) 

for Fiscal Year 2000 (Schedule 2) . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 

Actual Restoration Payments (Subsection 3407(c)&(d)) 

for Fiscal Year 2000 (Schedule 3) ..................... ·...... 5 

Actual Restoration Payments (Subsection 3407(c)&(d)) 

Projected versus Actual for Fiscal Year 2000(Schedule 3A) 7 

Actual Expenditures for Fiscal Year 2000 (Schedule 4) 8 

Projected Restoration Fund Revenues and Expenditures 

for Fiscal Year 2002 (Schedule 5) .... ... ..... ........... ... 9 

Projected Friant Division Surcharges (Subsection 3406(c) (1)) 

for Fiscal Year 2002 (Schedule 6) . ... . .. . .... ....... .. ... .. 10 

Projected Restoration Payments (Subsection 3407(c)&(d)) 

for Fiscal Year 2002 (Schedule 7) ........................... 11 

Projected Expenditures for Fiscal Year 2002 (Schedule 8) 13 
CENTRAL VALLEY PROJECT IMPROVEMENT ACT 

ANNUAL FINANCIAL REPORT 

SUMMARY 

subsection 3407(f) of the Central Valley Project Improvement Act (Title XXXIV 

of Public Law 102-575) provides for an annual financial report to the Senate 

Committee on Energy and Natural Resources, the Committee on Appropriations of 

the Senate, the House Committee on Resources, and the Committee on 

Appropriations of the House of Representatives. The annual financial report 

is to describe all Restoration Fund revenues and expenditures during the prior 

fiscal year and projected Restoration Fund revenues and expenditures during 

the next upcoming fiscal year. 

This report is the eighth annual financial report prepared pursuant to 

Subsection '3407(f) of the Central Valley Project Improvement Act (CVPIA) and 

covers fiscal year 2000 actual revenues and expenditures and fiscal year 2002 

projected revenues and expenditures. For purposes of this report revenues are 

actual collections processed, and expenditures are obligations incurred. 

Schedules l through 4 provide summary information on fiscal year 2000 

Restoration Fund revenues and expenditures. Schedules 5 through 8 provide 

summary information on projected fiscal year 2002 Restoration Fund revenues 

and expenditures. 

This report does not include the Water and Related Resources Appropriations 

Account or State of California cost share information. These two funding 

sources are in addition to the Restoration Fund, and with the Restoration Fund 

compose the annual CVPIA program. Each funding source is considered in 

allocating the Restoration Fund to individual CVPIA activities, and CVPIA 

funding is in turn coordinated with the CALFED Bay-Delta Program to best 

ensure compatibility with and to complement CALFED initiatives. Overlapping 

CVPIA and CALFED areas are integrated as a way of using the strengths of both 

programs to maximi?e performance and meet program objectives. It is 

anticipated that these processes will result in a broad-based ecosystem 

management strategy wherein all parties join together in a partnership in 

their efforts toward mitigation and restoration of the environment. 

Fiscal Year 2000 

Fiscal year 2000 Restoration Fund revenues totaled $47,563,261. Fiscal year 

2000 Restoration Fund expenditures were $42,084,930. The fiscal year 2000 

Restoration Fund balance, $20,618,928 (fiscal year 1999 carryover $15,708,883 

+ fiscal year 2000 revenues exceeding expenditures by $5,478,331 + return of 

non-f.ederal contributions erroneously collected in prior years totaling 

$568,286) was carried over into the fiscal year 2001 program. Schedule 1 

summarizes fiscal year 2000 Restoration Fund revenues and expenditures, 

including the carryover from fiscal year 1999, and the Restoration Fund 

balance at September 30, 2000. Schedules 2 and 3 provide detailed information 

on fiscal year 2000 revenues, including power payments, and water (irrigation, 

and municipal and industrial) payments by water service area. Schedule 4 

lists the fish and wildlife restoration activities funded during fiscal year 

2000 and the amounts attributable to each activity. 
Fiscal Year 2001 

Fiscal year 2001 Restoration Fund revenues and expenditures are being compiled 

and reviewed at this time. Revenues and expenditures are expected to be 

$38,382,000. Detailed fiscal year 2001 information will be in the next annual 

financial report. 

Fiscal Year 2002 

For fiscal year 2002, Restoration Fund revenues are projected to be 

$55,039,000. Schedule 5 shows the projected revenue sources for fiscal year 

2002 by authorizing subsection of the CVPIA. 

Revenues: 

Friant Division Surcharges $ 9,836,000 

Tiered Water Revenues 300,000 

Transfer Water Revenues 15,000 

M&I Surcharges 1.,000 

Restoration Payment_s 44,887,000 

Total Projected Restoration Fund 

Revenues for Fiscal Year 2002 $55,039,000 

The Restoration Fund revenues attributable to Project Water are 

projected by applying the applicable Restoration Fund rate. to the projected 

paid fiscal year 2002 water deliveries. Annual Project Water delivery 

projections are updated annually under the Project's Irrigation and M&I water 

ratesetting policies. These projections serve as the primary basis for 

projecting Restoration Fund revenues. 

The Friant Division Surcharge rate for fiscal year 2002 remains at $7 

per acre-foot. Tiered Water rates specified in the contracts for delivered 

Project Water are based on percentages of contractors total Project Water 

entitlements and the difference between full cost and cost of service rates. 

Transfer Water Reven~es are based on projected acre-feet subject. times a 

projected difference between full cost and cost of service rates. The M&I 

Surcharge ra_te equates to a 1.992 Consumer Price Index Urban (CPIU) .indexed 

rate of $25 per acre-foot of Project Water subject to this charge. The 

Restoration ~ayment rates for Project Water equate to a 1992 CPIU indexed rate 

of $6 per acr~-foot for irrigation water and $12 per acre-foot for M&I water. 

These CPIU indexed rates are adjusted annually. No other Restoration Fund 

revenues are projected for fiscal year 2002, as provisions for such other 

charges are not anticipated to provide Restoration Funds in fiscal year 2002. 

The fiscal year 2002 Restoration Fund appropriation of $55,039,000 is 

shown in schedule 8. The schedule lists the fish and wildlife restoration 

activities projected to be funded during the fiscal year and the amounts 

attributable to each activity. 

2 
Schedule 1 

Central Valley Project Improvement Act 

Restoration Fund Revenues and Expenditures 

for Fiscal Year 2000 

Revenues Fiscal Year 2000 

Non-Discretionary Revenues 

Pre-Renewal Charges (Subsection 3404(c)(3)) $0 

Tiered Water Revenues (Subsection 3405(d)) 0 

Transfer Water Revenues (Subsection 3405(a)(1 )(8)) 24,429 

Friant Division Surcharges (Subsection 3406(c)(1)) - See Schedule 2 10,439,549 

M&I Surcharges (Subsection 3407(d)(2)(A)) 555 

Subtotal - Non-Discretionary Revenues $10,464,533 

Discretionary Revenues 

Restoration Payments (Subsection 3407(c) & (d)) - See Schedule 3 37,098,728 

Total Restoration Fund Revenues $47,563,261 

Expenditures 

Expenditures (Subsections 3406 & 3408) - See Schedule 4 42,084,930 

Excess of Restoration Fund Revenues over Expenditures $5,478,331 

for Fiscal Year 2000 

Contributions 

Non-Federal Contributions (Subsection 3407(a)) /1 (568,286) 

Restoration Fund Balance at September 30, 1999 15,708,883 

Restoration Fund Balance at September 30, 2000 /2 $20,618,928 

/1 Non-Federal Contributions collected in error on FY 1996 Warren Act water 

were returned to water contractors in FY 2000. 

/2 Congress directed unappropriated collections in FY 1999 and FY 2000. 

3 
Schedule 2 

Central Valley Project Improvement Act 

Friant Division Surcharges (Subsection 3406(c}(1}} 

for Fiscal Year 2000 

WATER SALES REVENUES ($) 

SERVICE AREA IRRIGATION ___M&L TOTAL 

FRIANT-KERN CANAL $8,123,191 $642,373 $8,765,564 

CROSS VALLEY CANAL 0 0 0 

MADERA CANAL 1,633,643 0 1,633,643 

FRIANT DAM 39,350 992 40,342 

MENDOTA POOL 0 0 0 

Total $9,796,184 $643,365 $10,439,549 

4 
Schedule 3 

Page 1 of 2 

Central Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c) & (d)) 

for Fiscal Year 2000 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION .....M&L TOTAL . 

FOLSOM 

Folsom Dam & Reservoir $0 $668,628 $668,628 

Folsom-South Canal 0 44,601 44,601 

Sugar Pine Dam & Reservoir 0 11,986 11,986 

Sly Park Dam & Reservoir 31,150 178,505 209,655 

Total Folsom 31,150 903,720 934,870 

TRACY 

Contra Costa Canal 2,470 1,443,969 1,446,439 

Delta-Mendota Canal 1,250,199 145,925 1,396,124 

San Luis Canal-Tracy 734,758 44,191 778,949 

New Melones Dam & Reservoir (137,396) 117,994 (19,402) 

San Felipe Unit 309,616 1,098,367 1,407,983 

Total Tracy 2,159,647 2,850,446. 5,010,093 

FRESNO 

San Luis Canal-Fresno 4,097,994 219,326 4,317,320 

Friant Dam 43,392 2,353 45,745 

Friant-Kern Canal 8,580,908 1,527,776 10,108,684 

Cross Valley Canal 839,547 0 839,547 

Madera Canal 1,745,180 0 1,745,180 

Delta-Mendota Pool 330,361 13,313 343,674 

Buchanan Unit 170,400 0 170,400 

Hidden Unit 0 0 0 

Total Fresno 15,807,782 1,762,768 17,570,550 

SHASTA 

Clear Creek Unit 0 24,342 24,342 

Shasta Dam & Reservoir 0 48,845 48,845 

Spring Creek Conduit 0 73,052 73,052 

Cow Creek Unit 13,376 57,964 71,340 

Tayan Pipeline 0 32,243 32,243 

Sacramento River - Shasta 6,582 10,390 16,972 

Total Shasta 19,958 246,836 266,794 

5 
Schedule 3 

Page 2 of 2 

Central Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c) & (d)) 

for Fiscal Year 2000 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION ____Mfil_ TOTA_L _ 

WILLOWS 

Corning Canal 0 714 714 

Tehama-Colusa Canal 0 2,425 2,425 

Black Butte Dam & Reservoir 559 2,153 2,712 

Colusa Basin Drain 156,319 0 156,319 

Feather River 109,155 0 109,155 

Sacramento River - Willows 980,477 75,440 1,055,917 

Total Willows 1,246,510 80,732 1,327,242 

Restoration Payments 

Irrigation and M&I $19,265,047 $5,844,502 $25,109,549 

Restoration Payment - Irrigation $19,265,047 

Restoration Payment - M&J 5,844,502 

Restoration Payment - Power 11,989,179 

Total · $37,098,728 

6 
Schedule 3A 

Central Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c) & (d)) 

Projected versus Actual 

for Fiscal Year 2000 

WATER SALES REVENUES($) 

SERVICE AREA PROJECTED ACTUAL DIFFERENCE 

Black Butte Dam & Reservoir $1,130 $2,712 $1,582 

Buchanan Unit 169,594 170,400 806 

Clear Creek Unit 21,199 24,342 3,143 

Colusa Basin Drain 92,570 156,319 63,749 

Contra Costa Canal 1,494,544 1,446,439 (48,105) 

Corning Canal 283 714 431 

Cow Creek Unit 70,664 71,340 676 

Cross Valley Canal 142,755 839,547 696,792 

Delta-Mendota Canal 1,640,048 1,396,124 (243,924) 

Delta-Mendota Pool 335,491 343,674 8,183 

Feather River 70,664 109,155 38,491 

Folsom Dam & Reservoir 527,153 668,628 141,475 

Folsom-South Canal 28,266 44,601 16,335 

Friant Dam 26,216 45,745 19,529 

Friant-Kern Canal 6,581,292 10,108,684 3,527,392 

Hidden Unit 169,594 0 (169,594) 

Madera Canal 1,440,032 1,745,180 305,148 

New Melones Dam & Reservoir 356,853 (19,402) (376,255) 

Sacramento River - Shasta 82,917 16,972 (65,945) 

Sacramento River - Willows 904,205 1,055,917 151,712 

San Felipe Unit 1,331,133 1,407,983 76,850 

San Luis Canal-Fresno 5,902,211 4,317,320 (1,584,891) 

San Luis Canal-Tracy 924,214 778,949 (145,265) 

Shasta Dam & Reservoir 39,148 48,845 9,697 

Sly Park Dam & Reservoir 289,722 209,655 (80,067) 

Spring Creek Conduit 64,460 73,052 8,592 

Sugar Pine Dam & Reservoir 9,893 11,986 2,093 

Tehama-Colusa Canal 1,766 2,425 659 

Toyon Pipeline 31,262 32,243 981 

Restoration Payments - Water $22,749,279 $25,109,549 $2,360,270 

Restoration Payments - Water (Irrigation and M&I) $25,109,549 

Restoration Payment - Power 11,989,179 

Total $37,098,728 

7 
Schedule 4 

Central Valley Project Improvement Act 

Expenditures (Obligations) for Fiscal Year 2000 

FISH AND WILDLIFE RESTORATION ACTIVITIES SUBSECTION AMOUNT($} 

Habitat Restoration, Improvement, & Acquisition 

Anadromous Fish Program 3406(b)(1) 6,754,980 

Other CVP Impacts 3406(b )( 1) Other 2,341,519 

Dedicated Project Yield 3406(b)(2) 827,967 

Water Acquisition 3406(b){3) 5,821,582 

Evaluate Project Operations 3406(b)(9)(19) 61,675 

Stanislaus River Basin Water Needs 3406(c) 68,669 

San Joaquin Basin Action Plan 3406(d) 3,443,624 

Refuge.Water Supply 3406( d)( 1-4) 451,464 

Refuge Wheeling 3406(d)(5) 5,982,644 

Private Wetlands Investigation 3406(d)(6) 11,660 

Ecosystem/Water Operations Study 3406(g) 4,763,334 

Land Retirement 3408(h) 6,113,801 

Other Fish and Wildlife Restoration Activities 

Coleman National Fish Hatchery & Keswick Mods 3406(b )( 11) 192,030 

Clear Creek Restoration 3406(b)(12) 1,133,238 

Spawning Gravel 3406(b){13) 66,302 

CVP Project Assessment/Monitoring Program 3406(b)(16) 868,778 

Unscreened Diversions 3406(b)(21) 2,202,509 

Flood Agr Lands for Waterfowl/Yid Enhmt 3406(b)(22) 979,154 

Total Expenditures (Obligations) Fiscal Year 2000 $42,084,930 

8 
Schedule 5 

Central Valley Project Improvement Act 

Projected Restoration Fund Revenues and Expenditures 

for Fiscal Year 2002 

Revenues Fiscal Year 2002 

Pre-Renewal Charges (Subsection 3404(c)(3)) $0 /1 

Tiered Water Revenues (Subsection 3405(d)) 300,000 

Transfer Water Revenues (Subsection 3405(a)(1 )(B)) 15,000 

Friant Division Surcharges (Subsection 3406(c)(1 )) - See Schedule 6 9,836,000 

M&I Surcharges (Subsection 3407(d)(2)(A)) 1,000 /2 

Restoration Payments (Subsection 3407(c) & (d)) -- See Schedule 7 44,887,000 

Total Projected Restoration Fund Revenues $55,039,000 

Expenditures 

Expenditures (Subsections 3406 & 3408) - See Schedule 8 55,039,000 

Contributions 

Non-Federal Contributions (Subsection 3407(a)) -----0 /3 

FY 2002 Projected Revenues over (under) Expenditures $0 

Restoration Fund Balance projected at September 30, 2001 20,618,928 

Restoration Fund Balance Projected at September 30, 2002 $20,618,928 

/1 Pre-Renewal Charges of less than $1,000 from one contractor (Elk Creek CSD) are expected. 

/2 M&I Surcharges have been about $1,000 per year from one contractor (U.S. Forest Service). 

FY 2002 M&I Surcharges are expected to continue at this rate. 

/3 Non-Federal Contributions (Subsection 3407(a)) are not projected until a historic basis for 

projecting such receipts is available. 

9 
Schedule 6 

Central Valley Project Improvement Act 

P,rojected Friant Division Surcharges (Subsection 3406(c)(1)) 

for Fiscal Year 2002 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION TOTAL 

FRIANT-KERN CANAL $7,366,925 $419,405 $7,786,330 

MADERA CANAL 2,001,307 0 2,001,307 

FRIANT DAl\1 47,040 1,323 48,363 

Total $9,415,272 $420,728 $9,836,000 

10 
Schedule 7 

Page 1 of 2 

Central Valley Project Improvement Act 

Projected Restoration Payments (Subsection 3407(c) & (d)) 

for Fiscal Year 2002 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION __M&L TOTAL 

FOLSOM 

Folsom Dam & Reservoir $0 $634,563 $634,563 

Folsom-South Canal 0 154,392 154,392 

Sugar Pine Dam & Reservoir 94,311 11,724 106,035 

Sly Park Dam & Reservoir 34,357 268,819 303,176 

Total Folsom 128,668 1,069,498 1,198,166 

TRACY 

Contra Costa Canal 3,502 1,250,024 1,253,526 

Delta-Mendota Canal 1,590,469 118,684 1,709,153 

San Luis Canal-Tracy 928,942 5,839 934,781 

New Melones Dam & Reservoir 0 0 0 

San Felipe Unit 296,620 1,375,174 1,671,794 

Total Tracy 2,819,533 2,749,721 5,569,254 

FRESNO 

San Luis Canal-Fresno 6,265,138 206,588 6,471,726 

Friant Dam 50,180 2,823 53,003 

Friant-Kern Canal 7,785,497 894,795 8,680,292 

Cross Valley Canai 213,428 0 213,428 

Madera Canal 2,134,880 0 2,134,880 

Delta-Mendota Pool 376,825 0 376,825 

Buchanan Unit 179,213 0 179,213 

Hidden Unit 179,213 0 179,213 

Total Fresno 17,184,374 1,104,206 18,288,580 

SHASTA 

Clear Creek Unit 0 23,268 23,268 

Shasta Dam & Reservoir 0 41,443 41,443 

Spring Creek Conduit 0 79,809 79,809 

Cow Creek Unit 0 70,356 70,356 

Tayan Pipeline 0 36,634 36,634 

Sacramento River - Shasta 75,926 114,233 190,159 

Total Shasta 75,926 365,743 441,669 

11 
Schedule 7 

Page 2 of 2 

Central Valley Project Improvement Act . 

Projected Restoration Payments (Subsection 3407(c) & (d)) 

for Fiscal Year 2002 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION _M_fil_ TOTAL 

WILLOWS 

Corning Canal 0 0 0 

Tehama-Colusa Canal 0 1,688 1,688 

Black Butte Dam & Reservoir 582 1,180 1,762 

Colusa Basin Drain 49,015 0 49,015 

Feather River 73,843 0 73,843 

Sacramento River - Willows 1,760,599 0 1,760,599 

Total Willows 1,884,039 2,868 1,886,907 

Restoration Payments 

Irrigation and M&I $22,092,540 $5,292,036 $27,384,576 

· Restoration Payment - Irrigation $22,092,540 

Restoration Payment - M&I 5,292,036 

Restoration Payment - Power 17,502,424 

Total $44,887,000 

12 
Schedule 8 

Central Valley Project Improvement Act 

Projected Expenditures (Obligations) for Fiscal Year 2002 

FISH AND WILDLIFE RESTORATION ACTIVITIES SUBSECTION AMOUNT($) 

Habitat Restoration, Improvement, & Acquisition 

Anadromous Fish Program 3406(b)(1) $7,000,000 Other CVP Impacts 3406(b)(1) Other 3,000,000 

Dedicated Project Yield 3406(b)(2) 900,000 Water Acquisition 3406(b)(3) 6,620,000 

Flow Fluctuation Study / Reservoir Storage 3406(b)(9)&(19) 250,000 

Refuge Water Supply/Conveyance 3406(d)(1 ),(2), & (5) ·14,242,000 

Ecosystem/Water Operations Study 3406(g) 3,502,000 Land Retirement 3408{h) 3,025,000 

Other Fish and Wildlife Restoration Activities 

Tracy Pumping Plant 3406(b)(4} 10,000,000 Clear Creek Restoration 3406(b)(12) 1,000,000 

Spawning Gravel / Riparian Habitat 3406(b)(13) 1,000,000 

.CVP Project Assessment/Monitoring Program 3406(b)(16) 1,000,000 

Anadromous Fish Screening Program 3406(b )(21 ) 3,000,000 

Flood Agr Lands for Waterfowl/Yid Enhancement 3406(b)(22) 500,000 

Total Projected Expenditures (Obligations) Fiscal Year 2002 $55,039,000 

13