ANNUAL FINANCIAL REPORT 

CENTRAL VALLEY PROJECT IMPROVEMENT ACT 

Public Law 102-575; Title XXXIV • 

Revenues and Expenditures for the Periods: 

October 1, 1995- September 30, 1996 (Actual) 

October 1, 1997- September 30, 1998 (Projected) 

May1998 

Bureau ofReclamation 

United States Department of the Interior 
TABLE OF CONTENTS 

Summary ·····················································~···············;·········································· 1 

Actual Restoration Fund Revenues and Expenditures 

for Fiscal Year 1996 (Schedule 1) ............... ;........................................................ 3 

• 

Actual Friant Division Surcharges (Subsection 3406(c)(1)) 

for Fiscal Year 1996 (Schedule 2) .......................... :............................................ 4 

Actual Restoration Payments (Subsection 3407(c)&(d)) 

for Fiscal Year 1996 (Schedule 3) ................ ....................................................... 5 

Actual Expenditures for Fiscal Year 1996 (Schedule 4) ................. ........ .................. 7 

Projected Restoration Fund Revenues and Expenditures 

for Fiscal Year 1998 (Schedule 5) ................. : ........ -......... -..................................... 8 

Projected Friant Division Surcharges (Subsection 3406(c)(l)) 

for Fiscal Year 1998 (Schedule 6) ....................................................................... 9 

Projected RestorationPayments (Subsection 3407(c)&(d)) 

for Fiscal Year 1998 (Schedule 7) ....................................................................... 10 

--

Projected Expenditures for Fiscal Year 1998 (Schedule 8) .. . .. . ...... .. ... .. . .. ... .. . .. .. . . . ... 12 
CENTRAL VALLEYPROJECI'IMPROVEMENT ACT 

ANNUAL FINANCIAL REPORT 

SUMMARY 

Subsection 3407(£) of the Central Valley Projectlmprovement Act (Title XXXIV ofPublic Law 

102-575) provides for an annual financial report to the Senate Committee on Energy and Natural 

Resources, the Committee on Appropriations of the Senate, the House Committee on Resources, 

. and the Committee on Appropriations of the House ofRepresentatives. The annual financial 

report is to describe all Restoration Fund revenues and expenditures during the prior fiscal year 

and projected Restoration Fund revenues and expenditures during the next upcoming fiscal·year. 

This report is the fourth annual financial report prepared pursuant to Subsection 3407(£) of the 

Central Valley Project Improvement Act (CVPIA)and covers fiscal year 1996 actutV revenues 

and expenditures and fis.cal year 1998 projected revenues and expenditures. For purposes of this 

report revenues are actual collections processed, and expenditures are obligations incurred. 

Schedules 1 through 4 provide summary infonnation on fiscal year 1996 Restoration Fund 

revenues and expenditures. Schedules 5 through 8 provide summary information on projected 

fiscal year 1998 Restoration Fund :revenues and expenditures. 

Fiscal Year 1996 

Fiscal year 1996 Restoration Fund revenues totaled $46,293,153. Fiscal year 1996 Restoration 

Fund expenditures were $31,522,620. The fiscal year 1996 Restoration Fund balance, 

$41,250,257 (fiscal year 1995 carryover $25,947,849 +fiscal year 1996 revenues exceeding 

expenditures $14,770,533 +non-federal contributions $531,875) was carried over into the fiscal 

year 1997 program. Schedule 1 summarizes fiscal year 1996 Restoration Fund revenues and 

expenditures, including the carryover from 1995, and the Restoration Fund balance at 

September 30, 1996. Schedules 2 and 3 provide detail information on fiscal year 1996 revenues, 

including power payments, and water (irrigation, and municipal and industrial) payments by water 

service area. Schedule 4 lists the fish and wildlife restoration activities funded during fiscal year 

1996 and the amounts attributable to each activity. 

Fiscal Year 1997 

Fiscal year 1997 Restoration Fund revenues and expenditures are being compiled and reviewed at 

this time. Revenues and expenditures are expected to be approximately $36.7 million and 

$52.1 million respectively. Detailed fiscal year 1997 information will be in the next annual 

financial report. 
Fiscal Year 1998 

For fiscal year 1998, Restoration Fund revenues are projected to be $33,082,000. Fiscal year 

. 1998 CVPIA appropriations are projected to be $40,650,000 ($33,082,000 of :fiscal year 1998 

revenues plus $7,568,000 carryover from previous years' revenues). Schedule 5 shows the 

projected revenue sources for fiscal year 1998 by authorizing subsection of the CVPIA. 

Revenues: 

Friant Division Surcharges $7,333,000 

Tiered Water Charges 100,000 

Restoration Payments 25,649,000 

Total Projected Restoration Fund 

• Revenues for Fiscal Year 1998 

The Restoration Fund revenues attributable to Project Water were projected by applying the 

applicable Restoration Fund rate to the projected paid fiscal year 1998 water deliveries. Annual 

Project Water delivery projections are updated annually under the Project's Irrigation and M&I 

water ratesetting policies, and these projections serve as the primary basis for projecting 

Restoration Fund water delivery revenues. 

The Friant Division Surcharge rate for fiscal year 1998 is $5 per acre-foot. Tiered Water rates 

specified in the contracts for delivered Project Water are based on percentages of contractors 

Project Water entitlements. The Restoration Payment rates for Project Water equate to a 1992 

CPIU indexed rate of$6 per acre-foot for irrigation water and $12 per acre-foot for M&I water. 

These CPIU indexed rates are adjusted annually. No other Restoration Fund revenues are 

projected for fiscal year 1998, as provisions for such other charges are either not required or not 

anticipated to provide Restoration Funds in fiscal year 1998. 

The fiscal year 1998 Restoration Fund appropriation of $40,650,000 is shown in schedule 8. The 

schedule lists the fish and wildlife restoration activities projected to be funded during the fiscal 

year and the amounts attributable to each activity. 
Schedule 1 

Central Valley Project Improvement Act 

Restoration Fund Revenues and Expenditures 

for Fiscal Year 1996 

Revenues Fiscal Year 1996 

Non-Discretionary Revenues 

Pre-Renewal Charges (Subsection 3404( c)(3)) $0 

. Tiered Water Rates (Subsection 3405(d)) 0 

Transferred Water Rates (Subsection 3405(a)(1 )(B)) 0 

Friant Division Surcharges (Subsection 3406(c)(1)) --See Schedule 2 8,1-17,936 

.. M&! Surcharges (Subsection 3407{d)(2)(A)) 1,073 

Subtotal - Non-Discretionary Revenues $8,119,009 

Discretionary Revenues 

Restoration Payments· (Subsection 34D7(c) & (d)) -- See Schedule 3 38 174 144 

Total Restoration Fund Revenues $46,293,153 

Expenditures 

Expenditures (Subsections 3406 & 3408) - See Schedule 4 31.522,620 

Excess pf Restoration .Fund Revenues over Expenditures $14,770,533 

for Fiscal Year i 996 

Contributions 

Non-Federal Contributions (Subsection 3407(a)) 531,875 

Restoration Fund Balance at September 30, 1995 25,947,849 

Restoration Fund Balance at September 30, 1996 $41 25J2.251 

3 
Schedule 2 

Central Valley Project Improvement Act · 

Friant Division Surcharges {Subsection 3406(c)(1)) · 

for Fiscal Year 1996 

WATER SALES. REVENUES($) 

SERVICE AREA IRRIGATION M&l .TOTAL 

F_RIANT-KERN CANAL $6,023,74.7 .$157,941 $6,181,688. 

MADERA CANAL 1,597,648 0 1,597,648 

FRIANT DAM 83,049 863 83,912 

• 

MENDOTA POOL 254,688 0· 

Total $7,959,132 $158 804 $8,117,936 

4 
Schedule 3 

Page 1 of 2 

Central Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c) & (d)) 

for Fiscal Year 1996 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION M&l TOTAL 

FOLSOM 

Folsom Dam & Reservoir ($3,385) $461,556 $458,171 

Folsom-South Canal 971 41,330 42,301 

Sugar Pine Dam & Reservoir 0 8,587 8,587 

Sly Park Dam & Reservoir 22,733 179,742 202,475 

Total Folsom 20,319 691,215 711,534 

TRACY 

Contra Costa Canal 3,034 1 ,363,185 1,366,219 

Delta-Mendota Canal 1,684,816 100,190 1,785,006 

San Luis Canal-Tracy 1 '184,098 7,880 1,191,978 

New Melones Dam & Reservoir 72,335 0 72,335 

San Felipe Unit 506,072 1,033,611 1,539,683 

Total Tracy 3,450,355 2,504,866 5,955,221 

FRESNO 

San Luis Canal-Fresno 7,449,029 161,780 7,610,809 

Friant Dam 136,688 2,317 139,005 

Friant-Ke(n Canal 9,627,843 682,582 10,310,425 

Cross Valley Canal 1 0 1 

Madera Canal 2,598,698 0 2,598,698 

Delta-Mendota Pool 912,603 0 912,603 

Buchanan Unit 156,720 0 156,720 

Hidden Unit 156,720 0 156,720 

Total Fresno 21,038,302 846,679 21,884,981 

SHASTA 

Clear Creek Unit 22,272 18,746 41,018 

Shasta Dam & Reservoir 0 36,185 36,185 

Spring Creek Conduit 0 39,473 39,473 

Cow Creek Unit 93,586 65,099 158,685 

T oyon Pipeline 0 29,845 29,845 

Sacramento River - Shasta 2,217 8,652 10,869 

Total Shasta 118,075 198,000 316,075 

5 
Schedule 3 

Page 2 of 2 

Central Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c) & (d)) 

for Fiscal Year 1996 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION M&l TOTAL 

WILLOWS 

Corning Canal (3,521) 91 (3,430) 

Tehama-Colusa Canal (13,866) 63 (13,803) 

Black Butte Dam & Reservoir 43 1,024 1,067 

Colusa Basin Drain 0 0 0 

Feather River 75,625 0 75,625 

Sacramento River - Willows 787,088 130,948 918,036 

Total Willows 845,369 132,126 977,495 

Restoration Payments 

Irrigation and M&l $25,472,420 $4,372,886 $29,845,306 

Restoration Payment- Irrigation $25,472,420 

Restoration Payment - M&l 4,372,886 

Restoration Payment- Power 8,328,838 

Total $38,174,144 

6 
Schedule 4 

Central Valley Project Improvement Act 

Expenditures for Fiscal Year 1996 

FISH AND WILDLIFE RESTORATION ACTIVITIES SUBSECTION AMOUNT($) 

General Investigations 

Habitat Restoration, Improvement, & Acquisition 

San Joaquin River Basin Resource Mgt Initiative 3406(c)(1) . $2,636 

Construction 

Habitat Restoration, Improvement, & Acquisition 

Anadromous Fish Program 3406(b)(1) 1,433,603 

Other CVP Impacts 3406(b)(1) Other 1,650 

Dedicated Project Yield 3406(b)(2) 1,274,894 

Water Acquisition 3406(b)(3) • 1,768,901 

CVP Water Augmentatio-n Program (FWS) 3406(b)(3),3408U) 58,764 

Evaluate Project Operations 3406(b)(9)(19) 49,599 

San Joaquin Basin Action Plan 3406(d) 943,490 

Refuge Water Supply 3406( d)(1-4) 984,957 

Refuge Wheeling 3406(d)(5) 2,065,569 

Private Wetlands Investigation 3406(d)(6) 372,563 

CVPIA Supporting Investigations 3406(e) 620,286 

Project Fisheries Impacts 3406(f) 851,427 

Ecosystem/\IVater Operations Study 3406(g) 183,788 

Land Retirement 3408(h) 1,288,874 

Water Conservation ·3408(i) 777 

Other Fish and Wildlife Restoration Activities 

Shasta Temperature Control Device 3406(b)(6) 16,970,281 

Fish Passage Program 3406(b)(1 0) (14,397) 

Research Pumping Plant Evaluation 3406(b)(1 0) (67,780) 

Coleman National Fish Hatchery 3406(b)(11) 1,341,980 

Clear Creek Restoration 3406(b )(12) 244,033 

Spawning Gravel 3406(b)(13) 42,350 

CVP Project Assessment/Monitoring Program 3406(b)(16) 887,887 

Unscreened Diversions 3406(b)(21) .197,995 

Flood Agr Lands for Waterfowl/Yid Enhancement 3406(b )(22) 18,493 

Total Expenditures Fiscal Year 1996 $31,522,620 

7 
Schedule 5 

Central Valley Project Improvement Act 

Projected Restoration Fund Revenues and Expenditures 

for Fiscal Year 1998 

Revenues Fiscal Year 1998 

Pre-Renewal Charges (Subsection 3404(c)(3)) $0 1\ 

Tiered Water Revenues (Subsection 3405(d)) 100,000 

Transfer Revenues (Subsection 3405(a)(1)(8)) 0 2\ 

Friant Division Surcharges (Subsection 3406(c)(1))- See Schedule 6 7,333,000 

M&l Surcharges (Subsection 3407(d)(2)(A)) 0 2\ 

Restoration Payments (Subsection 3407(c) & (d))- See Schedule 7 25,649,000 

• 

Total Projected Restoration Fund Revenues $33,082,000 

Expen~itures 

Expenditures (Subsections 3406 & 3408) -See Schedule 8 40,650,000 

Excess (Shortage) of Restoration Fund Revenues over Expenditures ($7,568,000) 

for Fiscal Year 1998 

Contributions 

Non-Federal Contributions (Subsection 3407(a)) 0 3\ 

Restoration Fund Balance (Deficit) at September 30, i 997 7,568,000 

Projected Restoration Fund Balance (Deficit) at September 30, i 998 

/1 Pre-Renewal Charges of Jess than $1,000 from one contractor (Elk Creek CSD) are expected. 

/2 Transfer Revenues and M&l Surcharges of less than $1,000 from one contractor 

(U.S. Forest Service) are projected. 

13 Non-Federal Contributions (Subsection 3407(a)) are not projected until a historic basis for 

projecting such receipts is available. 

8 
Schedule 6 

Central Valley Project Improvement Act 

Projected Friant Division Surcharges (Subsection 3406(c)(1)) 

for Fiscal Year 1998 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION M&l TOTAL 

FRIANT-KERN CANAL $5,521;412 $312,447 $5,833,859 

MADERA CANAL 1,498,542 0 1,498,542 

FRIANT DAM 0 599 599 • 

Total $313,046 $7,333,000 

9 
Schedule 7 

Page 1 of 2 

Central Valley Project Improvement Act 

Projected Restoration Payments (Subsection 3407(c) & {d)) 

for Fiscal Year 1998 

WATER SALES REVENUES ($) 

SERVICE AREA IRRIGATION M&l TOTAL 

FOLSOM 

Folsom Dam & Reservoir $0 $557,133 $557,133 

Folsom-South Canal 0 67,450 67,450 

Sugar Pine Dam & Reservoir 0 9,443 9,443 

Sly Park Dam & Reservoir 40;492 242,818 283,310 

Total Folsom 40,492 876,844 917,336 

TRACY 

Contra Costa Canal 3,374 1,348,990 1,352,364 

Delta-Mendota Canal 1,609,096 112,857 .1 ,721,953 

San Luis Canal-Tracy 909,374 7,082 916,456 

New Melones Dam & Reservoir 182,212 182,114 364,326 

San Felipe Unit 271,800 1' 164,178 1,435,978 

Total Tracy 2,975,856 2,815,221 5,791,077 

FRESNO 

San Luis Canal-Fresno 5,628,332 195,941 5,824,273 

Friant Dam 0 1,686 1,686 

Friant-Kern Canal 7,940,642 879,799 8,820,441 

Cross Valley Canal 176,152 1,808 177,960 

Madera Canal 2,212,191 0 2,212,191 

Delta-Mendota Pool 324,452 0 324,452 

Buchanan Unit 161,966 0 161,966 

Hidden Unit 161,966 0 161,966 

Total Fresno 16,605,701 1,079,234 17,684,935 

SHASTA 

Clear Creek Unit 0 23,607 23,607 

Shasta Dam & Reservoir 0 30,433 30,433 

Spring Creek Conduit 0 61 '163 61,163 

Cow Creek Unit 0 72,845 72,845 

Toyon Pipeline 0 38,203 38,203 

Sacramento River- Shasta 1,235 80,656 81,891 

Total Shasta 1,235 306,907 308,142 

10 
Schedule 7 

Page 2 of2 

Central Valley Project Improvement Act 

Projected Restoration Payments (Subsection 3407(c} & (d)) 

for Fiscal Year 1998 

WATER SALES REVENUES ($) 

SERVICE AREA IRRIGATION M&l TOTAL 

WILLOWS 

Corning Canal 0 297 297 

Tehama-Colusa Canal 0 944 944 

Black Butte Dam & Reservoir 539 540 1,079 

Colusa Basin Drain 101,229 0 101,229 

Feather Hiver 53,989 0 53;989 

Sacramento River- Willows 759,325 0 759,325 

Total Willows 915,082 1,781 916,863 

Restoration Payments • 

Irrigation and M~l . $20,538,366 $5,079,986 $25,618,352 

Restoration Payment- Irrigation $20,538,366 

Restoration Payment- M&l 5,079,986 

Restoration Payment - Power 30,648 

Total $25,649,000 

I 1 
Total 

Schedule 8 

Central Valley Project Improvement Act 

Projected Expenditures for Fiscal Year 1998 

FISH AND WILDLIFE RESTORATION ACTIVITIES SUBSECTION AMOUNT($) 

Construction 

Habitat Restoration, Improvement, & Acquisition 

Anadromous Fish Program 3406(b)(1) Other $6,217,000 CVP Impacts 3406(b)(1) Other 1,200,000 Dedicated Project Yield 3406(b)(2) Water 1,750,000 Acquisition 3406(b)(3) 4,786,000 Flow Fluctuation Study · 3406(b)(9) 150,000 Reservoir Storage 3406(b)(19) 50,000 Stanislaus Rvr Basis Water Needs 3406(c) 250,000 San Joaquin Basin Action Plan 3406(d) 2,429,000 Refuge Water Supply 3406(d)(1-4) •. 800,000 . Refuge Wheeling 3406(d)(5) 4,000,000 Private Wetlands/Joint Venture 3406( d)(6) 50,000 Supporting Investigations 3406(e) 150,000 Ecoi!Water System Operations Model 3406(g) 350,000 Land Retirement 3408(h) 8,800,000 

Other Fish and Wildlife Restoration Activities 

Coleman National Fish Hatchery 3406(b)(11) 4,673,000 Restore Spawning Gravel 3406(b)(13) 50,000 CVP Project Assessment/Monitoring Program 3406(b)(16) 1,855,000 Anderson-Cottonwood ID 3406(b)(17) 90,000 Anadromous Fish Screening Program 3406(b )(21) 2,000,000 Flood Agr Lands for Waterfowi/Yid Enhancement 3406(b )(22) 1,000,000 

Projected Expenditures Fiscal Year 1998 $40,650,000 

12