COMPOSITE 

EXHIBIT A

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 1 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 1 of 15

FIC 005764-5 PARENT EMAIL 04/22/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Antonio 

Trotta (Beazley) 

Counsel’s analysis of and recommendations regarding 

Travelers’ coverage position, including legal analysis 

offered in counsel’s professional capacity as attorney 

and in confidence for the purpose of providing legal 

assistance. 

AC, JD 

CTRL00000785.0001 ATTACHMENT Letter 04/22/2020 Discourser 

Scott Schmookler (GRSM) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC, JD 

CTRL00000785.0001.

0001 

ATTACHMENT Letter 04/22/2020 Discourser 

Scott Schmookler (GRSM) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC, JD 

CTRL00000785.0002 ATTACHMENT Letter 04/20/2020 Discourser 

Scott Schmookler (GRSM) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC, JD 

CTRL00000786 PARENT EMAIL 09/25/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Angela 

Lee (Beazley) 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

AC, JD 

CTRL00000786.0001 ATTACHMENT LETTER 09/22/2019 Author 

Scott Schmookler (GRSM) 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

AC 

CTRL00000786.0002 ATTACHMENT PDF 09/22/2019 Discourser 

Scott Schmookler (GRSM) 

Communication re documentation necessary to 

provide legal advice, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 2 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 2 of 15

CTRL00000796 PARENT EMAIL 03/13/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Antonio 

Trotta (Beazley); Sarah Riedl 

Clark (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, JD, WP 

CTRL00000796.0001 ATTACHMENT PDF 03/13/2020 Author 

Scott Schmookler (GRSM) 

Legal analysis of Raymond James’ theory of coverage, 

in counsel’s professional capacity as attorney and in 

confidence for the purpose of providing legal 

assistance. 

WP 

CTRL00000804 PARENT EMAIL 04/06/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Antonio 

Trotta (Beazley); Sarah Riedl 

Clark (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, JD, WP 

CTRL00000804.0001 ATTACHMENT PDF 04/06/2020 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

WP 

CTRL00000810 STAND ALONE EMAIL 09/30/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Angela 

Lee (Beazley) 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

AC, JD 

CTRL00000811 PARENT EMAIL 04/20/2020 Author Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

AC, JD, WP 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 3 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 3 of 15

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Antonio 

Trotta (Beazley); Sarah Riedl 

Clark (GRSM) 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

CTRL00000811.0001 ATTACHMENT PDF 04/20/2020 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

WP 

CTRL00000832 STAND ALONE EMAIL 09/26/2019 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM); 

Angela Lee (Beazley) 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

AC, JD 

CTRL00000837 STAND ALONE EMAIL 09/30/2019 Author 

Angela Lee (Beazley) 

Recipients 

Scott Schmookler (GRSM); 

Ken West (Chubb) 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

AC, JD 

CTRL00000840 STAND ALONE EMAIL 03/10/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Antonio 

Trotta (Beazley) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, JD 

CTRL00000868 STAND ALONE EMAIL 02/04/2019 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re communications with excess 

insurers and legal analysis of Raymond James’ theory 

of coverage, in counsel’s professional capacity as 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 4 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 4 of 15

Recipients 

Ken West (Chubb) 

attorney and in confidence for the purpose of 

providing legal assistance. 

CTRL00000873 PARENT EMAIL 03/18/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Sarah 

Riedl Clark (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of 

providing legal assistance. 

AC, WP, JD 

CTRL00000873.0001 ATTACHMENT PDF 03/18/2020 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, WP, JD 

CTRL00000873.0002 ATTACHMENT WORD 03/18/2020 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, WP, JD 

CTRL00000875 PARENT EMAIL 09/22/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Angela 

Lee (Beazley); Sarah Riedl 

Clark (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, JD 

CTRL00000875.0001 ATTACHMENT WORD 09/22/2019 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, JD 

CTRL00000875.0002 ATTACHMENT WORD 09/22/2019 Discourser Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 5 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 5 of 15

Scott Schmookler (GRSM) capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

CTRL00000876 STAND ALONE EMAIL 03/13/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Antonio 

Trotta (Beazley) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, WP JD 

CTRL00000882 STAND ALONE EMAIL 01/03/2019 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM) 

Communication seeking legal advice re Raymond 

James' theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

AC, JD 

CTRL00000887 STAND ALONE Email 12/12/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

AC, JD 

CTRL00000894 STAND ALONE Email 06/29/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

AC, JD 

FIC 005830-4 STAND ALONE Email 05/22/2018 Author Communication seeking legal advice re Raymond 

James’ theory of coverage and communications with 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 6 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 6 of 15

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM)

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

CTRL00000820 PARENT EMAIL 11/29/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000820.0001 ATTACHMENT PDF 08/02/2019 Discourser 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000823 PARENT EMAIL 11/19/2019 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000823.0001 ATTACHMENT PDF 11/19/2019 Discourser 

Ken West (Chubb) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000824.0002 ATTACHMENT .htm 04/22/2020 Discourser 

Ken West (Chubb) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC 

CTRL00000825 PARENT EMAIL 11/08/2018 Author 

Cynthia Pena (Chubb) 

Recipients 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 7 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 7 of 15

Ken West (Chubb); 

Christopher Arehart 

(Chubb); Scott Schmookler 

(GRSM) 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

CTRL00000825.0001 ATTACHMENT EXCEL 11/08/2018 Author 

Cynthia Pena (Chubb) 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

AC 

CTRL00000826 STAND ALONE EMAIL 11/07/2018 Author 

Cynthia Pena (Chubb) 

Recipients 

Ken West (Chubb); 

Christopher Arehart 

(Chubb); Scott Schmookler 

(GRSM) 

Communication from counsel re documentation 

necessary to provide legal advice, in counsel’s 

professional capacity as attorney and in confidence 

for the purpose of providing legal assistance. 

AC 

CTRL00000829 STAND ALONE EMAIL 04/20/2020 Author 

Hilary Hoffman (Chubb) 

Recipients 

Ken West (Chubb); Scott 

Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, WP 

CTRL00000836 STAND ALONE EMAIL 04/20/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Hilary 

Hoffman (Chubb) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, WP 

CTRL00000839 STAND ALONE EMAIL 04/20/2020 Author 

Hilary Hoffman (Chubb) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

AC, WP 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 8 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 8 of 15

Recipients 

Ken West (Chubb); Scott 

Schmookler (GRSM) 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

CTRL00000841 STAND ALONE EMAIL 04/20/2020 Author 

Ken West (Chubb) 

Recipients 

Hilary Hoffman (Chubb); 

Scott Schmookler (GRSM) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC, WP 

CTRL00000842 STAND ALONE EMAIL 06/11/2019 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000843 STAND ALONE EMAIL 04/17/2020 Author 

Hilary Hoffman (Chubb) 

Recipients 

Ken West (Chubb); Scott 

Schmookler (GRSM) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC, WP 

CTRL00000844 STAND ALONE EMAIL 03/16/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Discuss engagement of counsel in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000845 PARENT EMAIL 03/01/2019 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 9 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 9 of 15

Recipients 

Ken West (Chubb) 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

CTRL00000845.0001 ATTACHMENT EMAIL 02/27/2019 Discourser 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

FIC 005955-8 STAND ALONE Email 05/22/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Communication seeking legal advice re Raymond 

James’ theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

AC, JD 

CTRL00000941 STAND ALONE Email 12/12/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Communication seeking legal advice re Raymond 

James’ theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

AC, JD 

CTRL00000965 STAND ALONE Email 03/23/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM) 

Communication seeking legal advice re Raymond 

James’ theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

AC, JD 

FIC 005955-8 STAND ALONE Email 05/22/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Communication seeking legal advice re Raymond 

James’ theory of coverage and communications with 

excess insurers, in counsel’s professional capacity as 

attorney and in confidence for the purpose of seeking 

legal assistance. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 10 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 10 of 15

CTRL00000905 STAND ALONE Email 03/26/2018 Author 

Tracey Archbold (GAIC)

Recipients 

Scott Schmookler (GRSM); 

Ken West (Chubb) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000864 STAND ALONE EMAIL 04/20/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, WP 

FIC 005824-6 STAND ALONE EMAIL 10/31/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000872 STAND ALONE EMAIL 09/10/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Sarah 

Riedl Clark (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000874 STAND ALONE EMAIL 03/23/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 11 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 11 of 15

CTRL00000877 PARENT EMAIL 01/28/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); Sarah 

Riedl Clark (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000877.0001 ATTACHMENT WORD 01/28/2019 Author 

Scott Schmookler (GRSM) 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000878 STAND ALONE EMAIL 04/18/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000879 STAND ALONE EMAIL 03/01/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Ken West (Chubb); 

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

FIC 005827 PARENT Email 04/18/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM)

Discuss documentation for Raymond James claim 

necessary to render legal advice 

AC 

CTRL00000881.0001 ATTACHMENT PDF 04/17/2018 Discourser Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 12 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 12 of 15

Ken West (Chubb) 

CTRL00000881.0002 ATTACHMENT PDF 05/16/2016 Discourser 

Ken West (Chubb) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC 

CTRL00000881.0003 ATTACHMENT PDF 05/16/2016 Discourser 

Ken West (Chubb) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC 

CTRL00000884 PARENT Email 06/12/2019 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000884.0001 ATTACHMENT PDF 06/12/2019 Discourser 

Ken West (Chubb) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000885 PARENT Email 06/12/2019 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000885.0001 ATTACHMENT PDF 06/12/2019 Discourser 

Ken West (Chubb) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 13 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 13 of 15

CTRL00000886.0002 ATTACHMENT .htm 04/10/2019 Discourser 

Ken West (Chubb) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC 

CTRL00000888 STAND ALONE Email 06/28/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000889 STAND ALONE Email 01/29/2019 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM); 

Sarah Riedl Clark (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000890 STAND ALONE Email 12/18/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM); 

Sarah Riedl Clark (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC 

CTRL00000892 STAND ALONE Email 01/29/2019 Author 

Ken West (Chubb) 

Recipients 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 14 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 14 of 15

Scott Schmookler (GRSM); 

Sarah Riedl Clark (GRSM)

CTRL00000893 STAND ALONE Email 06/22/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM); 

Sarah Riedl Clark (GRSM); 

Jonas Harger (GRSM)

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

CTRL00000936 STAND ALONE Email 11/19/2020 Author 

Ken West (Chubb) 

Recipients 

Sarah Riedl Clark (GRSM) 

Communication seeking legal advice re Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of seeking legal assistance. 

AC 

FIC 007827 STAND ALONE Email 04/17/2020 Author 

Ken West (Chubb) 

Recipients 

Norm Rafsol (Chubb)

Communication seeking legal advice re Raymond 

James’ theory of coverage, advice provided in 

counsel’s professional capacity as attorney and in 

confidence for the purpose of providing legal 

assistance. 

AC, WP 

FIC 007828 STAND ALONE Email 10/17/2019 Author 

Hilary Hoffman (Chubb) 

Recipients 

Ken West (Chubb)

Communication seeking legal advice re Raymond 

James’ theory of coverage, advice provided in 

counsel’s professional capacity as attorney and in 

confidence for the purpose of providing legal 

assistance. 

AC, WP 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 15 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Attorney-Client Correspondence – 

Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 15 of 15

FIC 007829 STAND ALONE Email 03/03/2020 Author 

Ken West (Chubb) 

Recipients 

Sanford Victor (Marsh)

Discussion with counsel re legal analysis of Raymond 

James’ theory of coverage, in counsel’s professional 

capacity as attorney and in confidence for the 

purpose of providing legal assistance. 

AC, WP 

FIC 007841 STAND ALONE Email 04/17/2020 Author 

Norm Rafsol (Chubb) 

Recipients 

Ken West (Chubb)

Communication seeking legal advice re Raymond 

James’ theory of coverage, advice provided in 

counsel’s professional capacity as attorney and in 

confidence for the purpose of providing legal 

assistance. 

AC, WP 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 16 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 1 of 11

CTRL00000899 STAND ALONE Email 10/24/2018 Author 

Scott Schmookler (GRSM)

Recipients 

Ken West (Chubb); Matthew 

Kalin (Travelers); Jason 

O’Brien (Beazley); Stephen 

Dratch (GAIC); Tracey 

Archbold (GAIC); Sarah 

Riedl Clark (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000900 PARENT Email 04/16/2020 Author 

Scott Schmookler (GRSM) 

Recipients 

Ryan Weeks (Travelers); Ken 

West (Chubb); Stephen 

Dratch (GAIC); Sarah Riedl 

Clark (GRSM); Antonio Trotta 

(Beazley)

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, WP, JD 

CTRL00000900.0001 ATTACHMENT PDF 04/16/2020 Author 

Scott Schmookler (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, WP, JD 

CTRL00000901 PARENT Email 04/29/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 17 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 2 of 11

Jason O’Brien (Beazley); Ken 

West (Chubb); Stephen 

Dratch (GAIC); Sarah Riedl 

Clark (GRSM); Matthew 

Kalin (Travelers)

CTRL00000901.0001 ATTACHMENT PDF 04/29/2019 Author 

Scott Schmookler (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest.. 

AC, JD 

CTRL00000903 PARENT Email 06/27/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Matthew Kalin (Travelers); 

Ken West (Chubb); Stephen 

Dratch (GAIC); Sarah Riedl 

Clark (GRSM); Jason O’Brien 

(Beazley); Tracey Archbold 

(GAIC)

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest.. 

AC, JD 

CTRL00000903.0001 ATTACHMENT WORD 06/25/2018 Author 

Scott Schmookler (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest.. 

AC, JD 

CTRL00000903.0002 ATTACHMENT WORD 06/27/2018 Author 

Scott Schmookler (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest.. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 18 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 3 of 11

CTRL00000910 STAND ALONE Email 12/20/2019 Author 

Angela Lee (Beazley) 

Recipients 

Scott Schmookler (GRSM); 

Ken West (Chubb); Sarah 

Riedl Clark (GRSM); Stephen 

Dratch (GAIC); Ryan Weeks 

(Travelers); Tracey Archbold 

(Travelers) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000911 STAND ALONE Email 12/20/2019 Author 

Ryan Weeks (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Ken West (Chubb); Sarah 

Riedl Clark (GRSM); Angela 

Lee (Beazley); Stephen 

Dratch (GAIC); Tracey 

Archbold (GAIC) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000912 STAND ALONE Email 12/19/2018 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Ken West (Chubb); Sarah 

Riedl Clark (GRSM); Jason 

O’Brien (Beazley); Stephen 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 19 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 4 of 11

Dratch (GAIC); Tracey 

Archbold (GAIC) 

CTRL00000914 STAND ALONE Email 06/29/2018 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Ken West (Chubb); Sarah 

Riedl Clark (GRSM); Jason 

O’Brien (Beazley); Stephen 

Dratch (GAIC); Tracey 

Archbold (GAIC) 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

CTRL00000922 PARENT Email 04/29/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Stephen 

Dratch (GAIC) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000922.0001 ATTACHMENT Letter 04/29/2019 Discourser 

Scott Schmookler (GRSM) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence. 

AC, JD 

CTRL00000923 STAND ALONE Email 04/30/2019 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Stephen 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 20 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 5 of 11

Dratch (GAIC); Sarah Riedl 

Clark (GRSM) 

CTRL00000928 STAND ALONE Email 12/20/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Stephen Dratch (GAIC); 

Ryan Weeks (Travelers); Ken 

West (Chubb); Angela Lee 

(Beazley); Sarah Riedl Clark 

(GRSM); Tracey Archbold 

(GAIC) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000931 STAND ALONE Email 12/20/2019 Author 

Stephen Dratch (GAIC) 

Recipients 

Scott Schmookler (GRSM); 

Ryan Weeks (Travelers); Ken 

West (Chubb); Angela Lee 

(Beazley); Tracey Archbold 

(GAIC); Sarah Riedl Clark 

(GRSM) 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

CTRL00000932 STAND ALONE Email 12/19/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Stephen Dratch (GAIC); 

Ryan Weeks (Travelers); Ken 

West (Chubb); Angela Lee 

(Beazley); Sarah Riedl Clark 

(GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 21 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 6 of 11

CTRL00000933 STAND ALONE Email 12/19/2019 Author 

Stephen Dratch (GAIC) 

Recipients 

Scott Schmookler (GRSM); 

Ryan Weeks (Travelers); Ken 

West (Chubb); Angela Lee 

(Beazley); Tracey Archbold 

(GAIC); Sarah Riedl Clark 

(GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000934 STAND ALONE Email 12/19/2019 Author 

Angela Lee (Beazley) 

Recipients 

Scott Schmookler (GRSM); 

Ryan Weeks (Travelers); Ken 

West (Chubb); Stephen 

Dratch (GAIC); Sarah Riedl 

Clark (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

FIC 005898-9 PARENT Email 05/22/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Stephen Dratch (GAIC); 

Tracey Archbold (GAIC); 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Sarah 

Riedl Clark (GRSM); Kelly 

Collins (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 22 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 7 of 11

CTRL00000935.0001 ATTACHMENT Letter 05/22/2019 Discourser 

Scott Schmookler (GRSM) 

Attachment to discussion with counsel, as detailed in 

accompanying correspondence 

AC, JD 

FIC 005901-2 PARENT Email 05/07/2018 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Stephen Dratch (GAIC); 

Tracey Archbold (GAIC); 

Ken West (Chubb); Jason 

O’Brien (Beazley) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000944 PARENT Email 06/22/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Stephen Dratch (GAIC); 

Tracey Archbold (GAIC); 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Sarah 

Riedl Clark (GRSM) 

Common interest discussion re additional 

documentation for Raymond James claim necessary 

to render legal advice, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

CTRL00000944.0001 ATTACHMENT LETTER 06/22/2019 Author 

Scott Schmookler (GRSM) 

Common interest discussion re additional 

documentation for Raymond James claim necessary 

to render legal advice, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

CTRL00000945 STAND ALONE Email 01/08/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 23 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 8 of 11

Stephen Dratch (GAIC); 

Tracey Archbold (GAIC); 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Sarah 

Riedl Clark (GRSM); Marc 

Rindner (Beazley) 

FIC 005931 STAND ALONE Email 03/13/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Stephen 

Dratch (GAIC); Tracey 

Archbold (GAIC) 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

CTRL00000948 STAND ALONE Email 04/29/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Stephen 

Dratch (GAIC); Sarah Riedl 

Clark (GRSM) 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

FIC 005937-8 STAND ALONE Email 03/13/2019 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Stephen Dratch (GAIC); 

Tracey Archbold (GAIC); 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 24 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 9 of 11

Ken West (Chubb); Jason 

O’Brien (Beazley); Sarah 

Riedl Clark (GRSM) 

FIC 005953-4 STAND ALONE Email 05/07/2018 Author 

Stephen Dratch (GAIC) 

Recipients 

Matthew Kalin (Travelers); 

Ken West (Chubb); Scott 

Schmookler (GRSM) Tracey 

Archbold (GAIC); Sarah 

Riedl Clark (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000956 STAND ALONE Email 06/26/2018 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Stephen Dratch (GAIC); Ken 

West (Chubb); Jason 

O’Brien (Beazley); Tracey 

Archbold (GAIC) Sarah 

Riedl Clark (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest.. 

AC, JD 

CTRL00000957 STAND ALONE Email 01/07/2019 Author 

Scott Schmookler (GRSM) 

Recipients 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Stephen 

Dratch (GAIC); Sarah Riedl 

Clark (GRSM); Tracey 

Archbold (GAIC) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 25 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 10 of 11

CTRL00000958 STAND ALONE Email 12/18/2018 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Stephen Dratch (GAIC); Ken 

West (Chubb); Jason 

O’Brien (Beazley); Tracey 

Archbold (GAIC) Sarah 

Riedl Clark (GRSM) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

CTRL00000959 STAND ALONE Email 06/29/2018 Author 

Scott Schmookler (GRSM) 

Recipients 

Matthew Kalin (Travelers); 

Ken West (Chubb); Jason 

O’Brien (Beazley); Stephen 

Dratch (GAIC); Sarah Riedl 

Clark (GRSM); Tracey 

Archbold (GAIC) 

Common interest discussion re Raymond James claim, 

among counsel serving in a professional capacity as 

counsel and for the purpose of responding to matters 

of common interest. 

AC, JD 

FIC 005968-9 STAND ALONE Email 05/22/2019 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Stephen Dratch (GAIC); Ken 

West (Chubb); Jason 

O’Brien (Beazley); Tracey 

Archbold (GAIC) Sarah 

Riedl Clark (GRSM); Kelly 

Collins (GRSM) 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 26 of

109
Raymond James (CGPROF 1211057) 

REVISED INSURER’S PRIVILEGE AND REDACTION LOG 

Market Communications – Without NDA/Tolling Agreement Correspondence

NS/NP = Not Substantive/Not Privileged 

AC = Attorney Client Comm 

WP = Work Product 

JD = Common interest Privilege 

CONF = Confidential 

CP = Confidential/Proprietary 

CONTROL/BATES NO. STAND-ALONE, PARENT 

OR ATTACHMENT 

DOCUMENT 

TYPE

DATE PARTIES GENERAL SUBJECT MATTER DESIGNATIONS

Page 11 of 11

CTRL00000962 STAND ALONE Email 04/29/2019 Author 

Matthew Kalin (Travelers) 

Recipients 

Scott Schmookler (GRSM); 

Stephen Dratch (GAIC); Ken 

West (Chubb); Jason 

O’Brien (Beazley) 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

CTRL00000966 STAND ALONE Email 12/11/2018 Author 

Ken West (Chubb) 

Recipients 

Scott Schmookler (GRSM); 

Stephen Dratch (GAIC); 

Matthew Kalin (Travelers); 

Jason O’Brien (Beazley); 

Tracey Archbold (Travelers); 

Marc Rinder (Beazley); 

Sarah Riedl Clark (GRSM) 

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

FIC 007780-2 STAND ALONE Email 02/15/2019 Author 

Scott Schmookler (GRSM)

Recipients 

Jason O’Brien (Beazley); 

Tracey Archbold (GAIC); 

Stephen Dratch (GAIC); 

Matthew Kalin (Travelers); 

Ken West (Chubb)

Common interest communication re Raymond James’ 

theory of coverage, among counsel serving in 

professional capacity as counsel and for the purpose 

of responding to matters of common interest. 

AC, JD 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 27 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

Control Number Attachment

Control

Number(s)

Bates Begin Bates End Sort Date/Time Email Subject File Name Email From Email To Email CC Author Brief Description Treatment of

Document

Privilege Reason

MPD_00000211 3/23/17 10:20 RE: Raymond

James

Kalin,Matthew C

(mkalin@travelers

.com)

West, Kenneth M

(kwest@chubb.co

m)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000542 MPD_00000543 TRAVELERS_

00004393

TRAVELERS_0

0004406

3/6/18 8:10 FW: Raymond

James Fidelity

Claim:

Confidentiality

and Non-Waiver

Agreement

RJ Confidentiality

and Non-Waiver

Agreement

(2.22.18).docx

Kalin,Matthew C

(mkalin@travelers

.com)

jo'brien@wileyrei

n.com; West,

Kenneth M

(kwest@chubb.co

m); Archbold,

Tracey

(tarchbold@gaig.c

om)

Kalin,Matthew C

(mkalin@travelers

.com)

Ana M. Asack Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000214 MPD_00000215 3/7/18 11:31 Voice Mail (35

seconds)

2027197464 (35

seconds) Voice

Mail.mp3

2027197464 Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000238 3/19/18 14:09 Raymond James West, Kenneth M

(kwest@chubb.co

m)

O'Brien, Jason

(jo'brien@wileyrei

n.com); Archbold,

Tracey

(tarchbold@gaig.c

om);

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000262 MPD_00000263 3/22/18 8:34 Raymond James:

Revised NDA

Revised

Confidentiality

Agreement.docx

Scott Schmookler

(sschmookler@grs

m.com)

jo'brien@wileyrei

n.com;

Kalin,Matthew C

(mkalin@travelers

.com); Archbold,

Tracey

(tarchbold@GAIG.

COM)

(tarchbold@gaig.c

om)

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000249 MPD_00000250 3/25/18 10:46 RE: Raymond

James: Revised

NDA

Revised

Confidentiality

Agreement.docx

Kalin,Matthew C

(mkalin@travelers

.com)

Archbold, Tracey

(tarchbold@gaig.c

om); Scott

Schmookler

(sschmookler@grs

m.com);

jo'brien@wileyrei

n.com

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

); Kalin,Matthew C

(mkalin@travelers

.com)

Kalin,Matthew C Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000213 3/27/18 13:59 RE: Raymond

James: Revised

NDA

Kalin,Matthew C

(mkalin@travelers

.com)

Archbold, Tracey

(tarchbold@gaig.c

om); Scott

Schmookler

(sschmookler@grs

m.com);

jo'brien@wileyrei

n.com

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

); Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

1 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 28 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000253 3/27/18 14:01 RE: Raymond

James: Revised

NDA

O'Brien, Jason

(jo'brien@wileyrei

n.com)

Kalin,Matthew C

(mkalin@travelers

.com); Archbold,

Tracey

(tarchbold@gaig.c

om); Scott

Schmookler

(sschmookler@grs

m.com)

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000246 3/28/18 10:25 FW: Raymond

James: Revised

NDA

Archbold, Tracey

(tarchbold@gaig.c

om)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000268 3/28/18 11:44 Re: Raymond

James: Revised

NDA

Scott Schmookler

(sschmookler@grs

m.com)

Kalin,Matthew C

(mkalin@travelers

.com); Scott

Schmookler

(sschmookler@grs

m.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000251 MPD_00000252 3/29/18 9:54 Re: Raymond

James: Revised

NDA

Scott Schmookler

(sschmookler@grs

m.com)

West, Kenneth M

(kwest@chubb.co

m); O'Brien, Jason

(jo'brien@wileyrei

n.com);

Kalin,Matthew C

(mkalin@travelers

.com); Archbold,

Tracey

(tarchbold@gaig.c

om); Scott

Schmookler

(sschmookler@grs

m.com)

Sarah Riedl

(sriedl@grsm.com

)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000544 MPD_00000545;

MPD_00000546

TRAVELERS_

00004407

TRAVELERS_0

0004423

4/6/18 8:40 FW: Raymond

James

Confidentiality

Agreement

CMM Redline 04-

05-2018.docx;

CMM Redline 04-

05-2018.pdf

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com); West,

Kenneth M

(kwest@chubb.co

m); Archbold,

Tracey

(tarchbold@gaig.c

om); Sarah Riedl

(sriedl@grsm.com

); O'Brien, Jason

(jo'brien@wileyrei

n.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Kalin,Matthew C Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000217 MPD_00000218 4/6/18 9:27 Voice Mail (27

seconds)

3129806779 (27

seconds) Voice

Mail.mp3

3129806779 Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

2 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 29 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000574 TRAVELERS_

00004806

TRAVELERS_0

0004809

4/9/18 11:39 Re: Raymond

James

Confidentiality

Agreement

Scott Schmookler

(sschmookler@grs

m.com)

Jason O'Brien

(jo'brien@wileyrei

n.com); Stephen

Dratch

(sdratch@njcouns

el.com); Tracey A.

Archbold

(tarchbold@gaic.c

om);

Kalin,Matthew C

(mkalin@travelers

.com)

kwest@chubb.co

m; Sarah Riedl

(sriedl@grsm.com

)

Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000576 TRAVELERS_

00004813

TRAVELERS_0

0004816

4/9/18 13:41 RE: Raymond

James

Confidentiality

Agreement

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com); Jason

O'Brien

(jo'brien@wileyrei

n.com); Stephen

Dratch

(sdratch@njcouns

el.com); Tracey A.

Archbold

(tarchbold@gaic.c

om)

kwest@chubb.co

m; Sarah Riedl

(sriedl@grsm.com

); Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000569 TRAVELERS_

00004785

TRAVELERS_0

0004790

4/10/18 11:37 RE: Raymond

James

Confidentiality

Agreement

Stephen Dratch

(sdratch@njcouns

el.com)

Scott Schmookler

(sschmookler@grs

m.com); Jason

O'Brien

(jo'brien@wileyrei

n.com); Tracey A.

Archbold

(tarchbold@gaic.c

om);

Kalin,Matthew C

(mkalin@travelers

.com)

kwest@chubb.co

m; Sarah Riedl

(sriedl@grsm.com

)

Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000233 4/11/18 9:26 RE: Raymond

James

Confidentiality

Agreement

O'Brien, Jason

(jo'brien@wileyrei

n.com)

Scott Schmookler

(sschmookler@grs

m.com); Stephen

Dratch

(sdratch@njcouns

el.com); Tracey A.

Archbold

(tarchbold@gaic.c

om);

Kalin,Matthew C

(mkalin@travelers

.com)

kwest@chubb.co

m; Sarah Riedl

(sriedl@grsm.com

)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

3 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 30 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000269 MPD_00000270 4/18/18 9:54 Raymond James:

Revised

Confidentiality

Agreement

Revised

Confidentiality

Agreement

(4.13.18 SRR).docx

Scott Schmookler

(sschmookler@grs

m.com)

Kalin,Matthew C

(mkalin@travelers

.com);

jo'brien@wileyrei

n.com; Stephen

Dratch

(sdratch@njcouns

el.com); Archbold,

Tracey

(tarchbold@GAIG.

COM)

(tarchbold@gaig.c

om)

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

)

Kalin,Matthew C Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000651 MPD_00000652 4/18/18 10:11 FW: Raymond

James: [redacted]

[redacted].docx Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Kalin,Matthew C Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common

Interest;Work

Product

MPD_00000650 4/23/18 6:59 RE: Raymond

James: [redacted]

Mekler,Kevin M

(kmekler@traveler

s.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common

Interest;Work

Product

MPD_00000273 4/23/18 9:16 RE: Raymond

James: Revised

Confidentiality

Agreement

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com);

jo'brien@wileyrei

n.com; Stephen

Dratch

(sdratch@njcouns

el.com); Archbold,

Tracey

(tarchbold@GAIG.

COM)

(tarchbold@gaig.c

om)

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

); Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

MPD_00000231 MPD_00000232 4/24/18 9:14 RE: Raymond

James: Revised

Confidentiality

Agreement

Revised

Confidentiality

Agreement (WR

Comments 4-24-

18).DOCX

O'Brien, Jason

(jo'brien@wileyrei

n.com)

Scott Schmookler

(sschmookler@grs

m.com);

Kalin,Matthew C

(mkalin@travelers

.com); Stephen

Dratch

(sdratch@njcouns

el.com); Archbold,

Tracey

(tarchbold@GAIG.

COM)

(tarchbold@gaig.c

om)

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

)

Kalin,Matthew C Email regarding

confidentiality

agreement.

Withhold -

Privileged

Common Interest

4 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 31 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000551 MPD_00000552;

MPD_00000553

TRAVELERS_

00004430

TRAVELERS_0

0004637

5/7/18 15:18 FW:

Confidentiality

Agreement

NERA Report.pdf;

Raymond James

Proof of Loss.pdf

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com);

kwest@chubb.co

m; O'Brien, Jason

(jo'brien@wileyrei

n.com); Archbold,

Tracey

(tarchbold@gaig.c

om); Stephen

Dratch

(sdratch@njcouns

el.com); Sarah

Riedl

(sriedl@grsm.com

)

Kalin,Matthew C

(mkalin@travelers

.com)

Kazi, Mikhail Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000042 MPD_00000043;

MPD_00000044

5/29/18 19:59 Raymond James [redacted] Kalin,Matthew C

(mkalin@travelers

.com)

bheld@mpdlegal.c

om

Kalin,Matthew C

(mkalin@travelers

.com)

Email forwarding a

copy of the NERA

Report and

Raymond James'

Proof of Loss.

Discussion of the

SEC Federal Court

Case 1:16-cv21301 and the

testimony

transcripts and

declarations.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000084 5/30/18 11:31 RE: Raymond

James Financial,

Inc.: Raymond

James Financial,

Inc. - MPD File no.

118189

Kalin,Matthew C

(mkalin@travelers

.com)

Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Discussion

regarding the

claim number and

billing.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000083 5/30/18 11:41 RE: Raymond

James Financial,

Inc.: Raymond

James Financial,

Inc. - MPD File no.

118189

Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Discussion

regarding the

claim number and

billing.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000168 MPD_00000169;

MPD_00000170;

MPD_00000171

6/4/18 17:40 RE: Raymond

James Financial,

Inc. -: Raymond

James

[redacted] Kalin,Matthew C

(mkalin@travelers

.com)

Brandon Held

(bheld@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

the Chubb Primary

Bond and

Travelers' Excess

Bond.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000148 MPD_00000149 6/5/18 16:16 Raymond James

Financial, Inc. -:

[redacted]

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

MPD Invoice for

May 2018

Withhold -

Privileged

Attorney Client

Communication

5 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 32 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000051 MPD_00000052 6/8/18 10:18 RE: Raymond

James

[redacted] Kalin,Matthew C

(mkalin@travelers

.com)

bheld@mpdlegal.c

om

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing a

copy of the Joel

Burstein SEC depo

that was filed as

part of a filing in

the SEC Federal

Court Case 1:16-cv21301.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000175 MPD_00000176 6/8/18 11:58 Raymond James [redacted] Kalin,Matthew C

(mkalin@travelers

.com)

smills@mpdlegal.c

om

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

Travelers formal

retention letter to

MPD and

requesting a

budget.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000053 6/8/18 12:20 Raymond James Kalin,Matthew C

(mkalin@travelers

.com)

bheld@mpdlegal.c

om

Kalin,Matthew C

(mkalin@travelers

.com); Luong,Hung

T

(hluong@travelers

.com)

Email advising that

MPD would be

receiving a

separate email

with a link to

Travelers' claim

file documents.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000004 MPD_00000005;

MPD_00000006

6/8/18 12:41 RE: Raymond

James - Claim #

T1606665

[redacted] Luong,Hung T

(Travelers)

bheld@mpdlegal.c

om

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

link to Travelers'

claim file

documents for

download.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000150 MPD_00000151 6/8/18 16:26 RE: Raymond

James Financial,

Inc. -: [redacted]

[redacted] Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email exchange

addressing the

layers of

insurance, the

initial notice letter

from the

insurance broker,

and the other

insurance policies.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000048 6/11/18 15:39 Raymond James

Financial, Inc. -:

[redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com); Brandon

Held

(bheld@mpdlegal.

com)

Email providing

MPD's initial

budget.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000555 TRAVELERS_

00004640

TRAVELERS_0

0004641

6/14/18 8:34 RE: Confidentiality

Agreement

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000568 MPD_00000568 TRAVELERS_

00004782

TRAVELERS_0

0004784

6/14/18 8:57 RE: Confidentiality

Agreement

RE: Confidentiality

Agreement

Scott Schmookler

(sschmookler@grs

m.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

6 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 33 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000063 MPD_00000064

thru

MPD_00000069

6/18/18 11:55 RE: Raymond

James Financial,

Inc. -:

[redacted] Kalin,Matthew C

(mkalin@travelers

.com)

Brandon Held

(bheld@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email addressing

insurance agent's

notice to Travelers

and the other

insurers and

questions about

link to Travelers'

claim file

documents.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000560 TRAVELERS_

00004761

TRAVELERS_0

0004763

6/21/18 12:32 RE: Confidentiality

Agreement

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000561 TRAVELERS_

00004764

TRAVELERS_0

0004766

6/21/18 13:03 RE: Confidentiality

Agreement

Scott Schmookler

(sschmookler@grs

m.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

confidentiality

agreement.

Produce - with

Redactions

Common Interest

MPD_00000605 6/21/18 14:14 Raymond James

Financial, Inc. -:

[redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email discussing

documents to

request from

Raymond James.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000049 MPD_00000050 6/22/18 12:21 Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. -

Claim no.

T1606665 -

[redacted]

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Email providing

letter about

source documents

MPD reviewed.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000630 MPD_00000631 TRAVELERS_

00005053

TRAVELERS_0

0005057

6/22/18 16:46 FW: Raymond

James: Ltr

requesting

Documentation

Raymond James

Ltr re

Documentation.do

cx

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Sarah Riedl Email attaching

and discussing

Schmookler's draft

letter to Raymond

James requesting

additional

information.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000602 MPD_00000603 6/25/18 9:26 Raymond James

Financial, Inc. -:

[redacted].docx Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Sarah Riedl Email converying

redline version of

Proposed Letter

Requesting

Additional

Materials from

Raymond James.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000615 MPD_00000616 6/25/18 10:31 RE: Raymond

James Financial,

Inc. -:

[redacted].docx Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Sarah Riedl Email regarding

draft letter

requesting

documents from

Raymond James.

Withhold -

Privileged

Attorney Client

Communication

7 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 34 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000617 6/25/18 14:50 RE: Raymond

James Financial,

Inc. -:

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email regarding

draft letter

requesting

documents from

Raymond James.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000087 6/28/18 12:22 RE: Raymond

James: [redacted]

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email discussing

strategy for the

insurer group call,

the revised letter

on the document

requests to

Raymond James,

and thoughts on

the draft letter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000633 TRAVELERS_

00005062

TRAVELERS_0

0005064

6/28/18 12:22 RE: Raymond

James: Revised

Letter

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email discussing

Schmookler's

revised draft letter

to Raymond James

requesting

additional

information.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000197 7/13/18 9:47 Raymond James

Financial, Inc. -:

[redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email providing

link to public

record Jay Peak

documents from

the State of

Vermont.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000101 MPD_00000102;

MPD_00000103

7/13/18 10:22 Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email providing

information about

strategy for

completing public

records request to

the SEC.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000122 MPD_00000123 8/6/18 11:47 FW:

Acknowledgement

Letter [redacted]

[redacted] Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Seth Mills

(smills@mpdlegal.

com);

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

the SEC's

acknowledgment

letter to Travelers'

FOIA request.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000077 8/13/18 12:07 RE: [redacted] Kalin, Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email chain

discussing strategy

for the SEC's

denial of

Travelers' FOIA

request.

Withhold -

Privileged

Attorney Client

Communication

8 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 35 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000666 MPD_00000667;

MPD_00000668

TRAVELERS_

00005124

TRAVELERS_0

0005130

8/15/18 10:54 RE: Raymond

James Financial,

Inc. -: 18-02717-

FOIA (Jay Peak,

Inc.)

(DRAFT) FOIA

Appeal.docx; 18-

02717-FOIA (Jay

Peak, Inc.).pdf

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Ryan J. Weeks;

webbd

Email regarding

draft SEC FOIA

appeal letter.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000695 MPD_00000696;

MPD_00000697

TRAVELERS_

00005973

TRAVELERS_0

0005979

8/16/18 14:02 FW: Raymond

James Financial,

Inc. -: 18-02717-

FOIA (Jay Peak,

Inc.)

(DRAFT) FOIA

Appeal.docx; 18-

02717-FOIA (Jay

Peak, Inc.).pdf

Kalin,Matthew C

(mkalin@travelers

.com)

Sondak,Robyn L.

(rsondak@traveler

s.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks;

webbd

Email regarding

SEC FOIA Appeal

letter.

Produce - with

Redactions

Attorney Client

Communication

Work Product

MPD_00000699 TRAVELERS_

00005985

TRAVELERS_0

0005989

8/16/18 14:49 RE: Raymond

James Financial,

Inc. -: 18-02717-

FOIA (Jay Peak,

Inc.)

Sondak,Robyn L.

(rsondak@traveler

s.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

SEC FOIA Appeal

letter.

Produce - with

Redactions

Attorney Client

Communication

Work Product

MPD_00000698 TRAVELERS_

00005980

TRAVELERS_0

0005984

8/16/18 15:13 FW: Raymond

James Financial,

Inc. -: 18-02717-

FOIA (Jay Peak,

Inc.)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

SEC FOIA Appeal

letter.

Produce - with

Redactions

Attorney Client

Communication

Work Product

MPD_00000669 TRAVELERS_

00005131

TRAVELERS_0

0005135

8/16/18 15:30 RE: Raymond

James Financial,

Inc. -: 18-02717-

FOIA (Jay Peak,

Inc.)

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

draft SEC FOIA

appeal letter.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000670 TRAVELERS_

00005136

TRAVELERS_0

0005140

8/16/18 15:33 RE: Raymond

James Financial,

Inc. -: 18-02717-

FOIA (Jay Peak,

Inc.)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email regarding

draft SEC FOIA

appeal letter.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000075 8/16/18 16:16 RE: Raymond

James Financial,

Inc. -: [redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email chain

discussing the

submission of the

appeal to the

SEC's denial of

Travelers' FOIA

request.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000661 MPD_00000662 TRAVELERS_

00005115

TRAVELERS_0

0005116

8/17/18 11:04 FW: APPEAL

Acknowledgement

Letter

APPEAL

Acknowledgement

Letter.pdf

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

webbd Email regarding

SEC FOIA Appeal

letter.

Produce - with

Redactions

Attorney Client

Communication

9 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 36 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000061 MPD_00000062 8/22/18 15:11 FW: Raymond

James: [redacted]

[redacted] Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email providing

Scott

Schmookler's July

2, 2018 letter and

information about

the call with Jason

Mazer.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000182 MPD_00000183;

MPD_00000184

9/7/18 11:41 Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email providing

information about

the SEC filing a

complaint against

Joel Burstein, the

related consent

Final Judgment,

and strategy

related to SEC's

denial of

Travelers' FOIA

request.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000180 MPD_00000181 9/11/18 14:41 RE: Raymond

James Financial,

Inc. -: [redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email providing

the SEC's letter

response to the

Travelers' FOIA

request and the

7(A) exemption.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000115 MPD_00000116 9/20/18 9:49 RE: Raymond

James Financial,

Inc. -: [redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email providing

the consent Final

Judgment in the

SEC's case against

Joel Burstein.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000664 TRAVELERS_

00005120

TRAVELERS_0

0005121

10/15/18 9:34 FW: Raymond

James

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email regarding

requests for

additional

information from

Raymond James.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000172 MPD_00000173;

MPD_00000174

10/22/18 16:06 RE: Raymond

James Financial,

Inc. -: [redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email providing

the Receiver's

Motion to

Approve

Settlement with

Ariel Quiros and

Order granting the

same and

discussion of

settlement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000619 10/22/18 17:30 RE: Raymond

James Financial,

Inc. -: [redacted]

Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Email discussing

Quiros' settlement

with the Receiver.

Withhold -

Privileged

Attorney Client

Communication

10 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 37 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000078 11/1/18 11:58 RE: Raymond

James Financial,

Inc. -: [redacted]

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email exchange

about a revised

MPD budget.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000618 11/2/18 9:30 RE: Raymond

James Financial,

Inc. -: [redacted]

Kalin,Matthew C

(mkalin@travelers

.com)

Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

client budget

request.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000001 11/5/18 9:36 6.22.18 letter

from MPD

[redacted].pdf

Letter about

source documents

MPD reviewed

located on a

thumb drive.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000016 11/20/18 8:38 Raymond James Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email requesting

status of

document review.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000015 11/20/18 9:12 RE: Raymond

James Financial,

Inc. -: Raymond

James

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email exchange

discussing MPD's

internal

impressions about

the documents

Raymond James

produced and

MPD's review and

thoughts re same.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000637 TRAVELERS_

00005073

TRAVELERS_0

0005076

12/18/18 16:11 RE: Raymond

James Financial,

Inc. -: Raymond

James: Proposed

ESI Searches

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email discussing

Schmookler's

proposed ESI

searches

Produce - with

Redactions

Attorney Client

Communication

MPD_00000283 12/19/18 13:11 Raymond James

[redacted].docx

Kalin,Matthew C Memo addressing

recap of events

through

December 2018

and an update to

the file on the

claim

investigation.

Withhold -

Privileged

Work Product

MPD_00000604 12/20/18 10:37 Raymond James

Financial, Inc. -:

AttorneyClient/Work

Product Privileged

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email containing

link to encrypted

message with link

to MPD

Memorandum.

Withhold -

Privileged

Attorney Client

Communication

11 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 38 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000621 12/20/18 10:37 [redacted] Ryan Weeks

(mail@sfnotifications.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

transmittal of

documents (MPD

Memorandum) via

ShareFile.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000620 12/20/18 13:22 [redacted] ShareFile Support

(mail@sfnotifications.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

ShareFile account

setup for

download of

documents (MPD

Memorandum).

Withhold -

Privileged

Attorney Client

Communication

MPD_00000663 TRAVELERS_

00005117

TRAVELERS_0

0005119

12/23/18 12:29 FW: Raymond

James: ESI

Searches

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

ESI searches.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000638 TRAVELERS_

00005077

TRAVELERS_0

0005079

1/3/19 10:20 RE: Raymond

James Financial,

Inc. -: Raymond

James: Proposed

ESI Searches

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com); Cheryl L.

Soltis

(csoltis@mpdlegal

.com)

Email discussing

Schmookler's

proposed ESI

searches and the

upcoming

1/8/2020 meeting

with insurers.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000639 TRAVELERS_

00005080

TRAVELERS_0

0005083

1/3/19 12:36 RE: Raymond

James Financial,

Inc. -: Raymond

James: Proposed

ESI Searches

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com); Cheryl L.

Soltis

(csoltis@mpdlegal

.com)

Email discussing

Schmookler's

proposed ESI

searches and the

upcoming

1/8/2020 meeting

with insurers.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000628 MPD_00000629 TRAVELERS_

00005048

TRAVELERS_0

0005052

1/29/19 15:25 FW: Raymond

James: Draft

Letter with

Requests

Letter to Raymond

James re

Additional

Documents

Requested (Jan

2019)(413....docx

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email attaching

and discussing

Schmookler's draft

letter to Raymond

James requesting

additional

information.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000634 TRAVELERS_

00005065

TRAVELERS_0

0005066

1/29/19 15:26 RE: Raymond

James Financial,

Inc. -: Raymond

James: Draft

Letter with

Requests

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email discussing

Schmookler's

revised draft letter

to Raymond James

requesting

additional

information.

Produce - with

Redactions

Attorney Client

Communication

12 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 39 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000635 MPD_00000636 TRAVELERS_

00005067

TRAVELERS_0

0005072

1/31/19 12:26 RE: Raymond

James Financial,

Inc. -: Raymond

James: Draft

Letter with

Requests

(MPD Redline)

Letter to Raymond

James re

Additional

Documents

Requested ....docx

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email attaching

MPD redlined

version of

Schmookler's

revised draft letter

to Raymond James

requesting

additional

information.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000700 MPD_00000701 TRAVELERS_

00005990

TRAVELERS_0

0005995

4/3/19 20:23 [External] FW:

Raymond James

Proposed Tolling

Agreement.docx

Scott Schmookler

(sschmookler@grs

m.com)

Stephen Dratch

(sdratch@njcouns

el.com); O'Brien,

Jason

(jobrien@wileyrei

n.com)

(jobrien@wileyrei

n.com);

Kalin,Matthew C

(mkalin@travelers

.com)

kenneth.west@ch

ubb.com; Sarah

Riedl

(sriedl@grsm.com

)

Kathleen M. Shaw Email regarding

tolling agreement.

Produce - with

Redactions

Common Interest

MPD_00000676 MPD_00000677 TRAVELERS_

00005162

TRAVELERS_0

0005167

4/4/19 8:16 FW: [External] FW:

Raymond James

Proposed Tolling

Agreement.docx

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Kathleen M. Shaw Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

MPD_00000671 TRAVELERS_

00005141

TRAVELERS_0

0005143

4/4/19 10:43 [External] RE:

Raymond James

Financial, Inc. -:

FW: Raymond

James

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

MPD_00000702 MPD_00000703 TRAVELERS_

00005996

TRAVELERS_0

0006005

4/4/19 11:37 [External]

Raymond James:

Revised Tolling

Agreement

TOLLING

AGREEMENT(4449

8948.1).docx

Scott Schmookler

(sschmookler@grs

m.com)

O'Brien, Jason

(jobrien@wileyrei

n.com);

Kalin,Matthew C

(mkalin@travelers

.com); Stephen

Dratch

(sdratch@njcouns

el.com)

Sarah Riedl

(sriedl@grsm.com

); West, Kenneth

M

(kwest@chubb.co

m)

Email regarding

tolling agreement.

Produce - with

Redactions

Common Interest

MPD_00000672 TRAVELERS_

00005144

TRAVELERS_0

0005146

4/4/19 12:34 [External] RE:

Raymond James

Financial, Inc. -:

FW: Raymond

James

Seth Mills

(smills@mpdlegal.

com)

Ryan J. Weeks

(rweeks@mpdlega

l.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

MPD_00000687 MPD_00000688;

MPD_00000689

TRAVELERS_

00005205

TRAVELERS_0

0005217

4/4/19 12:38 RE: [External] RE:

Raymond James

Financial, Inc. -:

FW: Raymond

James

[External]

Raymond James:

Revised Tolling

Agreement;

TOLLING

AGREEMENT(4449

8948.1).docx

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

<sschmookler@gr

sm.com>

Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

13 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 40 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000708 TRAVELERS_

00006027

TRAVELERS_0

0006031

4/4/19 13:49 RE: [External]

Raymond James:

Revised Tolling

Agreement

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com); O'Brien,

Jason

(jobrien@wileyrei

n.com); Stephen

Dratch

(sdratch@njcouns

el.com)

Sarah Riedl

(sriedl@grsm.com

); West, Kenneth

M

(kwest@chubb.co

m); Kalin,Matthew

C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Produce - with

Redactions

Common Interest

MPD_00000704 TRAVELERS_

00006006

TRAVELERS_0

0006010

4/4/19 13:55 [External] RE:

Raymond James:

Revised Tolling

Agreement

O'Brien, Jason

(jobrien@wileyrei

n.com)

Kalin,Matthew C

(mkalin@travelers

.com); Scott

Schmookler

(sschmookler@grs

m.com); Stephen

Dratch

(sdratch@njcouns

el.com)

Sarah Riedl

(sriedl@grsm.com

); West, Kenneth

M

(kwest@chubb.co

m)

Email regarding

tolling agreement.

Produce - with

Redactions

Common Interest

MPD_00000705 TRAVELERS_

00006011

TRAVELERS_0

0006015

4/4/19 14:33 [External] Re:

Raymond James:

Revised Tolling

Agreement

Stephen Dratch

(sdratch@njcouns

el.com)

O'Brien, Jason

(jobrien@wileyrei

n.com);

Kalin,Matthew C

(mkalin@travelers

.com); Scott

Schmookler

(sschmookler@grs

m.com)

Sarah Riedl

(sriedl@grsm.com

); West, Kenneth

M

(kwest@chubb.co

m)

Email regarding

tolling agreement.

Produce - with

Redactions

Common Interest

MPD_00000706 MPD_00000707 TRAVELERS_

00006016

TRAVELERS_0

0006026

4/4/19 14:35 [External] RE:

Raymond James:

Revised Tolling

Agreement

TOLLING

AGREEMENT(4449

8948.1).docx

Scott Schmookler

(sschmookler@grs

m.com)

O'Brien, Jason

(jobrien@wileyrei

n.com);

Kalin,Matthew C

(mkalin@travelers

.com); Stephen

Dratch

(sdratch@njcouns

el.com)

Sarah Riedl

(sriedl@grsm.com

); West, Kenneth

M

(kwest@chubb.co

m)

Sarah Riedl Email regarding

tolling agreement.

Produce - with

Redactions

Common Interest

MPD_00000684 MPD_00000685 TRAVELERS_

00005189

TRAVELERS_0

0005199

4/4/19 14:48 FW: [External] RE:

Raymond James:

Revised Tolling

Agreement

TOLLING

AGREEMENT(4449

8948.1).docx

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Sarah Riedl Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

MPD_00000675 TRAVELERS_

00005156

TRAVELERS_0

0005161

4/4/19 15:01 [External] RE: RE:

Raymond James

Financial, Inc. -:

RE: Raymond

James: Revised

Tolling Agreement

Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

14 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 41 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000686 TRAVELERS_

00005200

TRAVELERS_0

0005204

4/4/19 15:08 RE: [External] RE:

Raymond James:

Revised Tolling

Agreement

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com); O'Brien,

Jason

(jobrien@wileyrei

n.com); Stephen

Dratch

(sdratch@njcouns

el.com)

Sarah Riedl

(sriedl@grsm.com

); West, Kenneth

M

(kwest@chubb.co

m); Kalin,Matthew

C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

MPD_00000709 TRAVELERS_

00006032

TRAVELERS_0

0006037

4/4/19 19:48 RE: [External] Re:

Raymond James:

Revised Tolling

Agreement

Kalin,Matthew C

(mkalin@travelers

.com)

Scott Schmookler

(sschmookler@grs

m.com)

Sarah Riedl

(sriedl@grsm.com

); Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Produce - with

Redactions

Common Interest

MPD_00000625 MPD_00000626 TRAVELERS_

00005043

TRAVELERS_0

0005046

4/29/19 16:37 FW: [External]

Raymond James:

Exhibit A

EXHIBIT A.pdf Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Kathleen M. Shaw Email attaching

previously omitted

Exhibit A to RJ

letter.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000627 TRAVELERS_

00005047

TRAVELERS_0

0005047

4/30/19 6:48 FW: [External]

Raymond James

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email chain

discussing

Raymond James'

production and

the format of the

production.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000623 TRAVELERS_

00005039

TRAVELERS_0

0005040

4/30/19 8:24 [External] RE:

Raymond James

Financial, Inc. -:

Raymond James

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email chain

discussing

Raymond James'

production.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

MPD_00000578 MPD_00000579 4/30/19 10:36 [External] Fwd:

[redacted] -:

[redacted].pdf Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email conveying

technical aspects

of document

production.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000624 TRAVELERS_

00005041

TRAVELERS_0

0005042

4/30/19 10:44 [External] RE:

Raymond James

Financial, Inc. -:

Raymond James

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email chain

discussing

Raymond James'

production.

Produce - with

Redactions

Attorney Client

Communication;C

ommon Interest

MPD_00000583 5/2/19 16:31 [External]

Raymond James

Financial, Inc. -:

[redacted] -

Raymond James

Financial, Inc. -

Claim no.

T1606665

Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

billing matter.

Withhold -

Privileged

Attorney Client

Communication

15 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 42 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000600 5/6/19 8:43 FW: [External]

Raymond James

Financial, Inc. -:

[redacted] -

Raymond James

Financial, Inc. -

Claim no.

T1606665

Kalin,Matthew C

(mkalin@travelers

.com)

Bond & SI Claim -

ML CSR

(bsiclaimmlcsr@tr

avelers.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

billing matter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000614 5/7/19 12:58 RE: [redacted] -

FW: [External]

Raymond James

Financial, Inc. -:

[redacted] -

Raymond James

Financial, Inc. -

Claim no.

T1606665

Otero,Lisandra

(lotero@travelers.

com)

Kalin,Matthew C

(mkalin@travelers

.com); Luong,Hung

T

(hluong@travelers

.com)

Email regarding

billing matter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000601 5/7/19 13:02 FW: [redacted] -

FW: [External]

Raymond James

Financial, Inc. -:

[redacted] -

Raymond James

Financial, Inc. -

Claim no.

T1606665

Kalin,Matthew C

(mkalin@travelers

.com)

csoltis@mpdlegal.

com

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

billing matter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000678 MPD_00000679 TRAVELERS_

00005168

TRAVELERS_0

0005170

5/22/19 13:53 FW: [External] FW:

Raymond James

Letter to Mr.

Schmookler and

Ms. Riedl 05-22-

2019.pdf

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email attaching a

letter regarding

Raymond James'

supplemental

production.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000131 MPD_00000132

thru

MPD_00000139

5/23/19 9:29 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

the indictment

against Ariel

Quiros and others

along with MPD

impressions re

same.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000598 5/23/19 14:54 [External]

[redacted]

Ryan Weeks

(mail@sfnotifications.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email containing

link to MPD

shared folder

containing various

documents from

RJ.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000081 MPD_00000082 6/21/19 14:03 RE: [External] RE:

Raymond James

Financial, Inc. -:

Raymond James

[redacted] Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

Travelers' Billing

Guidelines..

Withhold -

Privileged

Attorney Client

Communication

16 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 43 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000079 MPD_00000080 6/24/19 12:42 [External] RE:

Raymond James

Financial, Inc. -:

Raymond James

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

MPD's case

assessment report

to Travelers with

MPD's thoughts

on strategy for

impending

litigation.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000680 MPD_00000681 TRAVELERS_

00005171

TRAVELERS_0

0005180

7/25/19 15:12 FW: [External] FW:

Raymond James -

Organizational

Charts

Raymond James

Organization

Charts.pdf

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Colette Carlisle Email attaching

Raymond James'

Organizational

Charts.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000682 MPD_00000683 TRAVELERS_

00005181

TRAVELERS_0

0005188

9/24/19 8:35 FW: [External]

Raymond James:

Follow Up Letter

8.27.19 Letter to

RJA re May and

July 2019

Document

Productions(4707

3975.1).docx

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com);

Mekler,Kevin M

(kmekler@traveler

s.com)

Email discussing

requests for

additional

information from

Raymond James

and Schmookler's

draft letter re

same.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000673 TRAVELERS_

00005147

TRAVELERS_0

0005150

9/24/19 14:46 [External] RE:

Raymond James

Financial, Inc.:

USA v. Quiros -

5:19-CR-76 -:

Raymond James:

Follow Up Letter

Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email discussing

requests for

additional

information from

Raymond James

and Schmookler's

draft letter re

same.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000690 TRAVELERS_

00005218

TRAVELERS_0

0005222

9/24/19 15:10 RE: [External] RE:

Raymond James

Financial, Inc.:

USA v. Quiros -

5:19-CR-76 -:

Raymond James:

Follow Up Letter

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com);

Kalin,Matthew C

(mkalin@travelers

.com)

Email discussing

requests for

additional

information from

Raymond James,

Schmookler's draft

letter re same,

and MPD advising

the parties of its

involvement.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000674 TRAVELERS_

00005151

TRAVELERS_0

0005155

9/24/19 15:16 [External] RE:

Raymond James

Financial, Inc.:

USA v. Quiros -

5:19-CR-76 -:

Raymond James:

Follow Up Letter

Seth Mills

(smills@mpdlegal.

com)

Kalin,Matthew C

(mkalin@travelers

.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Mekler,Kevin M

(kmekler@traveler

s.com)

Email discussing

requests for

additional

information from

Raymond James,

Schmookler's draft

letter re same,

and MPD advising

the parties of its

involvement.

Produce - with

Redactions

Attorney Client

Communication

17 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 44 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000200 MPD_00000200

TRAVELERS_

00004844

TRAVELERS_0

0004844

9/25/19 20:00

[External] FW:

Raymond James -

Travelers

[External] FW:

Raymond James -

Travelers

Ryan J. Weeks

<rweeks@mpdleg

al.com>

"Kalin,Matthew C"

<mkalin@traveler

s.com>

Seth Mills

<smills@mpdlegal.

com>

Attorney/client

email

communications

about

communications

with Federal's

counsel and

revisions to the

draft letter.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000012 MPD_00000013 10/1/19 16:52 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

[External] FW:

Raymond James

Financial, Inc. -:

Raymond James

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Mekler,Kevin M

(kmekler@traveler

s.com); Seth Mills

(smills@mpdlegal.

com)

Email providing

September 30,

2019 letter that

Scott Schmooker

sent to Jason

Mazer.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000014 10/30/19 14:25 Raymond James Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email inquiring

about update on

Raymond James'

document

production.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000632 TRAVELERS_

00005058

TRAVELERS_0

0005061

11/14/19 10:14 RE: [External] RE:

FW: Raymond

James Financial,

Inc. -: Raymond

James (Joel

Burstein)

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email chain

regarding

scheduling an inperson meeting of

the market.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000194 12/3/19 18:38 RE: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

[redacted]

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email

communications

about scheduling

meeting between

insurers.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000088 MPD_00000088

TRAVELERS_

00004838

TRAVELERS_0

0004843

12/3/19 19:02

[External] Fwd:

Raymond James

Financial, Inc. -:

Raymond James

(Joel Burstein)

[External] Fwd:

Raymond James

Financial, Inc. -:

Raymond James

(Joel Burstein)

Ryan J. Weeks

<rweeks@mpdleg

al.com>

"Kalin,Matthew C"

<mkalin@traveler

s.com>

Email

communications

about scheduling

meeting between

insurers.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000622 TRAVELERS_

00005031

TRAVELERS_0

0005038

12/16/19 6:53 [External] Fwd:

Raymond James

Financial, Inc. -:

Raymond James

(Joel Burstein)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email

communications

about scheduling

meeting between

insurers.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000011 MPD_00000011

TRAVELERS_

00004835

TRAVELERS_0

0004837

12/20/19 10:18

[External] RE: FW:

Raymond James:

Market Meeting

[External] RE: FW:

Raymond James:

Market Meeting

Ryan J. Weeks

<rweeks@mpdleg

al.com>

"Kalin,Matthew C"

<mkalin@traveler

s.com>

Email

communications

about scheduling

meeting between

insurers.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000108 MPD_00000109

thru

MPD_00000114

12/26/19 20:39 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James -

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

18 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 45 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000017 12/27/19 12:26 Raymond James -

[redacted]

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

MPD budget.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000179 12/27/19 12:36 [External] RE:

Raymond James

Financial, Inc. -:

Raymond James -

[redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

MPD budget.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000124 MPD_00000125 12/29/19 20:32 [External] RE:

Fwd: Raymond

James Financial,

Inc. -: Raymond

James - [redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000018 MPD_00000019;

MPD_00000020;

MPD_00000021

12/30/19 8:36 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email forwarding

communication

from Jason Mazer

regarding

additional

document

production.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000007 MPD_00000008 1/14/20 8:59 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com); Cheryl L.

Soltis

(csoltis@mpdlegal

.com); BFP Budget

Forms

(bfpbudfm@travel

ers.com)

rweeks Email regarding

MPD budget.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000009 MPD_00000010 1/16/20 17:02 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

MPD's

memorandum

providing legal

positions and

defenses on

strategy for

impending

litigation.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000023 2/17/20 8:29 RayJay Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email requesting

information about

status of Federal's

position.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000575 TRAVELERS_

00004810

TRAVELERS_0

0004812

2/17/20 11:22 RE: [External] RE:

FW: Raymond

James Financial,

Inc. -: Raymond

James: Privilege

Log Production

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

Raymond James'

request for claim

determination and

scheduling a

further telephone

call on the tolling

agreement.

Produce - with

Redactions

Attorney Client

Communication

19 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 46 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000024 MPD_00000025 2/20/20 9:21 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Email regarding

Jason Mazer's

February 19, 2020

letter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000160 MPD_00000161;

MPD_00000162

3/2/20 13:39 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James -

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

Jason Mazer's

February 26, 2020

letter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000028 MPD_00000029 3/2/20 13:44 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

MPD's

memorandum

providing legal

positions and

defenses on

strategy for

impending

litigation.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000143 MPD_00000144

thru

MPD_00000147

3/3/20 8:37 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

Raymond James'

request for claim

determination and

scheduling a

further telephone

call on the tolling

agreement and

final coverage

determination.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000003 3/3/20 8:56 MPD Memo

[redacted].docx

Seth Mills MPD's

memorandum

providing legal

positions and

defenses for

impending

litigation.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000030 MPD_00000031 3/3/20 15:46 Voice Mail (2

minutes and 29

seconds)

8132293500 (2

minutes and 29

seconds) Voice

Mail.mp3

8132293500 Kalin,Matthew C

(mkalin@travelers

.com)

Voicemail from

Ryan Weeks to

Mr. Kalin

regarding update

on status of

communications

with Jason Mazer.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000193 3/6/20 15:45 RE: [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email scheduling a

telephone call

between the

insurers and

counsel.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000026 MPD_00000027 3/9/20 14:40 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email providing

Raymond James'

reporting chart

provided by Jason

Mazer.

Withhold -

Privileged

Attorney Client

Communication

20 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 47 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000599 3/10/20 13:29 [redacted] Kalin,Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email discussing

availability for

meeting.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000582 3/20/20 16:36 [External]

Raymond James

Financial, Inc. -:

[redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email discussing

anticipated

completion of

draft coverage

letter and MPD's

revised

Memorandum.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000153 MPD_00000154 3/22/20 14:40 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

MPD's

memorandum

providing legal

positions and

defenses on

strategy for

impending

litigation.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000022 3/26/20 11:56 [External] RE: FW:

Raymond James

Financial, Inc. -:

Raymond James

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000659 MPD_00000660 TRAVELERS_

0000510

TRAVELERS_0

0005114

3/26/20 13:24 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

CMM Redline

Changes and

Addition of

Exhibits A to

Second Amended

Tolling

Agreement.docx

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Kathleen M. Shaw Email regarding

tolling agreement.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000032 MPD_00000033 3/29/20 20:38 [External] Fwd:

Raymond James

Financial, Inc. -:

Raymond James

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000196 3/30/20 9:25 RE: [External] RE:

Fwd: Raymond

James Financial,

Inc. -: Raymond

James

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000126 MPD_00000127 3/30/20 16:25 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin,Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000155 3/31/20 20:46 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000038 MPD_00000039 4/8/20 17:22 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000195 4/8/20 17:26 Re: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

21 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 48 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000191 MPD_00000192 4/13/20 21:15 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James

Financial Inc.:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

tolling agreement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000099 MPD_00000100 4/16/20 16:28 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

Federal's draft

common interest

coverage position

letter.

Withhold -

Privileged

Attorney Client

Communication

Common Interest

MPD_00000586 MPD_00000587 4/20/20 15:07 [External]

Raymond James

Financial, Inc. -

[redacted]

[redacted].docx Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com)

Ryan J. Weeks Email discussing

Travelers' draft

Coverage Position

Letter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000034 MPD_00000035 4/20/20 17:43 [External] FW:

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

Federal's coverage

position letter.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000665 TRAVELERS_

00005122

TRAVELERS_0

0005123

4/20/20 17:47 RE: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James:

April 20, 2020

Letter

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

Federal's 4-20-

2020 letter and

Traveler's letter.

Produce - with

Redactions

Attorney Client

Communication

MPD_00000036 MPD_00000037 4/20/20 20:55 [External] RE: FW:

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

Travelers'

coverage position

letter.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000640 MPD_00000641;

MPD_00000642

4/21/20 7:21 FW: [External]

Raymond James

Financial, Inc. -

[redacted]

[redacted].pdf Kalin, Matthew C

(mkalin@travelers

.com)

Flowers, Robert M

(rflowers@travele

rs.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks Email attaching

and discussing

Traveler's draft

coverage position

letter.

Withhold -

Privileged

Attorney Client

Communication;

Work Product

MPD_00000653 MPD_00000654 4/21/20 9:06 [redacted] [redacted].docx; Flowers, Robert M

(rflowers@travele

rs.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks Email attaching

Traveler's draft

coverage position

letter.

Withhold -

Privileged

Work Product

MPD_00000608 MPD_00000609 4/21/20 9:19 RE: [External]

Raymond James

Financial, Inc. -

[redacted]

[redacted].docx Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email attaching

draft coverage

position letter

Withhold -

Privileged

Attorney Client

Communication

MPD_00000655 MPD_00000656 4/21/20 13:22 [redacted] [redacted].pdf Kalin, Matthew C

(mkalin@travelers

.com)

Santor, Tracey

(tsantor@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email attaching

Chubb's coverage

letter.

Withhold -

Privileged

Work Product

MPD_00000610 4/21/20 14:57 RE: [External]

Raymond James

Financial, Inc. -

[redacted]

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email attaching

draft coverage

position letter

Withhold -

Privileged

Attorney Client

Communication

22 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 49 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000085 MPD_00000086 4/23/20 20:54 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

Raymond James'

Complaint.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000691 MPD_00000692 TRAVELERS_

00005223

TRAVELERS_0

0005597

4/24/20 9:08 FW: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

Raymond James v.

Federal, et al.

Complaint Filed 04-

23-2020.pdf

Kalin, Matthew C

(mkalin@travelers

.com)

Flowers, Robert M

(rflowers@travele

rs.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Joshua R. Alhalel Email attaching

and discussing

service of the

Complaint.

Produce - with

Redactions

Attorney Client

Communication;

Work Product

MPD_00000643 4/24/20 9:23 RE: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

Sondak, Robyn

(rsondak@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com); Flowers,

Robert M

(rflowers@travele

rs.com)

Email regarding

Raymond James'

complaint and

acceptance of

service.

Withhold -

Privileged

Attorney Client

Communication;

Work Product

MPD_00000644 4/24/20 9:49 RE: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

Flowers, Robert M

(rflowers@travele

rs.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Email regarding

Raymond James'

complaint and

acceptance of

service and

drafting a

response.

Withhold -

Privileged

Attorney Client

Communication;

Work Product

MPD_00000693 MPD_00000694 TRAVELERS_

00005598

TRAVELERS_0

0005972

4/24/20 9:50 FW: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

Raymond James v.

Federal, et al.

Complaint Filed 04-

23-2020.pdf

Kalin, Matthew C

(mkalin@travelers

.com)

Wilson, Aileen R

(arwilson@travele

rs.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Joshua R. Alhalel Email attaching

and discussing

service of the

Complaint.

Produce - with

Redactions

Attorney Client

Communication;

Work Product

MPD_00000198 MPD_00000199 4/26/20 13:59 [External] FW: FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com); Cheryl L.

Soltis

(csoltis@mpdlegal

.com)

Email regarding

Travelers' waiver

of service.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000591 MPD_00000592 4/27/20 20:32 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

[redacted].pdf Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email chain

conveying pre-suit

claim assessment

and discussing

pending criminal

matters related to

the claim.

Withhold -

Privileged

Attorney Client

Communication

23 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 50 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000140 MPD_00000141;

MPD_00000142

4/27/20 20:39 [External] FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

the Order Setting

Initial Planning

and Scheduling

Conference.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000593 MPD_00000594;

MPD_00000595

4/28/20 8:46 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

[redacted].pdf Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email chain

conveying pre-suit

claim assessment

and discussing

pending criminal

matters and the

SEC matter related

to the claim.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000040 4/28/20 9:14 RE: [External] FW:

Raymond James

Financial, Inc. -:

Raymond James v.

Federal, et al. -

Case No. 1:20-cv21707

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

the Order Setting

Initial Planning

and Scheduling

Conference.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000291 MPD_00000292 4/28/20 14:06 Raymond James

Financial, Inc -

T1606665

[redacted].docx Kalin, Matthew C

(mkalin@travelers

.com)

Ward, Brenda E

(beward@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Kalin, Matthew C Email regarding

Travelers'

litigation hold.

Withhold -

Privileged

Work Product

MPD_00000290 4/29/20 9:00 Legal Hold NoticeRaymond James

Financial, Inc. v.

Travelers Casualty

& Surety Company

of America, et al.

Case 1:20-cv21707 (T1606665)

Travelers Legal

Services

(legalholdpro@tra

velers.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

Travelers'

litigation hold.

Withhold -

Privileged

Work Product

MPD_00000041 4/30/20 20:14 RE: Raymond

James Financial,

Inc. -: Fwd:

[External]

[redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

strategy for

nonparties to

subpoena.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000284 MPD_00000285;

MPD_00000286;

MPD_00000287

5/1/20 7:42 Summons/Compla

int - T1606665

Raymond James

Financial, Inc. vs.

Federal Insurance

Company

Summons

Complaint.pdf;

Exhibit part 1 of

2.pdf; Exhibit part

2 of 2.pdf

Blotniski, Sheila A

(sblotnis@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Flowers, Robert M

(rflowers@travele

rs.com); Wilson,

Aileen R

(arwilson@travele

rs.com)

Email regarding

Raymond James'

Complaint.

Withhold -

Privileged

Work Product

24 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 51 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000645 5/1/20 8:52 RE: [redacted] -

T1606665

Raymond James

Financial, Inc. vs.

Federal Insurance

Company

Sondak, Robyn

(rsondak@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com); Seth Mills

(smills@mpdlegal.

com)

Email regarding

Raymond James'

complaint and

acceptance of

service and

response deadline

extension.

Withhold -

Privileged

Attorney Client

Communication;

Work Product

MPD_00000597 5/1/20 9:08 [External] RE:

Raymond James

Financial, Inc. -:

[redacted] -

T1606665

Raymond James

Financial, Inc. vs.

Federal Insurance

Company

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com); Seth Mills

(smills@mpdlegal.

com)

Email discussing

the Amended

Complaint served

Travelers and St.

Paul and deadlines

for filing answers.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000046 MPD_00000047 5/4/20 11:36 Voice Mail (1

minute and 35

seconds)

8133902814 (1

minute and 35

seconds) Voice

Mail.mp3

8133902814 Kalin, Matthew C

(mkalin@travelers

.com)

Voicemail from

Ryan Weeks to

Mr. Kalin

regarding strategy

for litigation.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000045 5/4/20 15:27 RE: [External]

Raymond James

Financial, Inc. -

[redacted]

Kalin, Matthew C

(mkalin@travelers

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

strategy for

litigation.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000580 MPD_00000581 5/12/20 21:18 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted].doc Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com)

Email discussing

Travelers' draft

Rule 26(a)(1)

Initial Disclosures.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000588 5/13/20 9:41 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com)

Email discussing

Travelers' draft

Rule 26(a)(1)

Initial Disclosures

and moving the

matter to another

court.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000612 5/13/20 12:44 RE: [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email discussing

draft initial

disclosures.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000613 5/13/20 13:32 RE: [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

Sondak, Robyn

(rsondak@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Seth Mills

(smills@mpdlegal.

com)

Email discussing

draft initial

disclosures.

Withhold -

Privileged

Attorney Client

Communication

25 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 52 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000128 MPD_00000129;

MPD_00000130

5/13/20 14:34 [External]

Raymond James

Financial, Inc. -

Raymond James

Financial, Inc. v.

Federal Insurance

Company,

Travelers Casualty

and Surety, Great

American, and

Beazley Insurance -

Case no. 1:20-cv21707

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000158 MPD_00000159 5/14/20 14:55 [External]

Raymond James

Financial, Inc. -

Raymond James

Financial, Inc. v.

Federal Insurance

Company,

Travelers Casualty

and Surety, Great

American, and

Beazley Insurance -

Case no. 1:20-cv21707

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000163 MPD_00000164

thru

MPD_00000167

5/15/20 8:59 [External]

Raymond James

Financial, Inc. -

Raymond James

Financial, Inc. v.

Federal Insurance

Company,

Travelers Casualty

and Surety, Great

American, and

Beazley Insurance -

Case no. 1:20-cv21707

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

26 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 53 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000104 MPD_00000105;

MPD_00000106;

MPD_00000107

5/18/20 9:04 [External] FW:

Raymond James

Financial, Inc. -

Raymond James

Financial, Inc. v.

Federal Insurance

Company,

Travelers Casualty

and Surety, Great

American, and

Beazley Insurance -

Case no. 1:20-cv21707

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000589 MPD_00000590 5/18/20 14:56 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

[redacted].doc Ryan J. Weeks

(rweeks@mpdlega

l.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com)

Email discussing

Travelers' draft

Rule 26(a)(1)

Initial Disclosures.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000293 MPD_00000294;

MPD_00000295;

MPD_00000296

6/8/20 13:44 Notice of Lawsuit

| Insured:

Raymond James

Financial | Claim

No. T1606665

Summons

Complaint.pdf;

Exhibit part 1 of

2.pdf; Exhibit part

2 of 2.pdf

Flowers, Robert M

(rflowers@travele

rs.com)

Houston, Marci

(mhouston@trave

lers.com); Karp,

Jay S

(jskarp@travelers.

com); Wilson,

Aileen R

(arwilson@travele

rs.com); Kalin,

Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Email regarding

Raymond James'

Complaint.

Withhold -

Privileged

Work Product

MPD_00000054 MPD_00000055;

MPD_00000056;

MPD_00000057

6/8/20 17:30 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

the Court's

scheduling

conference, other

court filings, case

assessment

report, and

answer.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000002 6/8/20 18:44 [redacted] Report

[redacted].pdf

rweeks MPD's case

assessment report

providing strategy

for litigation.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000089 MPD_00000090;

MPD_00000091

6/12/20 16:36 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

Travelers' draft

answer.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

27 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 54 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000152 6/15/20 9:23 RE: [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

Travelers' draft

answer.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000177 MPD_00000178 6/15/20 15:48 [External] RE:

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

Travelers' draft

answer.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

MPD_00000070 MPD_00000071

thru

MPD_00000074

6/23/20 12:47 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Email regarding

Travelers' filed

answer and

Federal's

discovery requests

to Raymond

James.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000611 6/29/20 11:14 RE: [External]

Raymond James

Financial, Inc. -

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

Case no. 1:20-cv21707-UU -

[redacted]

Sondak, Robyn

(rsondak@traveler

s.com)

Cheryl L. Soltis

(csoltis@mpdlegal

.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email discussing

responses to

requests for

production to

Travelers

Withhold -

Privileged

Attorney Client

Communication

MPD_00000117 MPD_00000118

thru

MPD_00000121

7/8/20 15:44 [External]

Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

[redacted]

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000059 MPD_00000060 7/8/20 20:06 RE: [External] RE:

Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

[redacted]

[redacted] Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

the various bonds

issued by

Travelers and St.

Paul to Raymond

James.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000288 MPD_00000289 7/8/20 20:12 RE: [redacted] --

July 2020

Raymond James

[redacted].doc

Kalin, Matthew C

(mkalin@travelers

.com)

Feurer, Deborah A

(dfeurer@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com)

ksoppela Email regarding

Travelers' internal

report on the

litigation.

Withhold -

Privileged

Work Product

28 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 55 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000156 MPD_00000157 7/9/20 9:00 [External]

Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

[redacted]

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000657 7/9/20 13:52 RE: [redacted] Feurer, Deborah A

(dfeurer@traveler

s.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

Significant

Litigation Reports.

Withhold -

Privileged

Work Product

MPD_00000658 7/10/20 6:30 RE: [redacted] Kalin, Matthew C

(mkalin@travelers

.com)

Cunningham,

Melissa A

(macunnin@travel

ers.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Email regarding

Significant

Litigation Reports.

Withhold -

Privileged

Work Product

MPD_00000188 MPD_00000189;

MPD_00000190

7/10/20 10:30 [External]

Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

[redacted]

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000606 7/10/20 14:58 RE: [External]

Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

Court filings

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

pleadings and and

answer deadline.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000596 7/10/20 16:51 [External] RE:

Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

Court filings

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Cheryl L.

Soltis

(csoltis@mpdlegal

.com)

Email discussing

the Amended

Complaint served

Travelers and St.

Paul and deadlines

for filing answers.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000185 MPD_00000186;

MPD_00000187

7/15/20 8:59 [External]

Raymond James

Financial, Inc. -:

Raymond James

Financial, Inc. v.

Federal Insurance

Company et al. -

[redacted]

[redacted] Cheryl L. Soltis

(csoltis@mpdlegal

.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com)

Email regarding

court filings.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000092 MPD_00000093

thru

MPD_00000098

7/15/20 11:29 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted] Ryan J. Weeks

(rweeks@mpdlega

l.com)

Kalin, Matthew C

(mkalin@travelers

.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com)

Email regarding

Travelers' and St.

Paul's draft

answers to

amended

complaint.

Withhold -

Privileged

Attorney Client

Communication

Attorney Work

Product

29 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 56 of

109
Travelers' Casualty and Surety Company of America's Third Amended Privilege Log

Case No.: 8:20-cv-21707-UU

March 4, 2021

MPD_00000076 7/20/20 6:56 RE: [External]

Raymond James

Financial, Inc. -:

[redacted]

Kalin, Matthew C

(mkalin@travelers

.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Sondak,

Robyn

(rsondak@traveler

s.com)

Seth Mills

(smills@mpdlegal.

com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

the various bonds

issued by

Travelers and St.

Paul to Raymond

James.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000058 7/20/20 7:26 Raymond James

Financial, Inc -

T1606665

Kalin, Matthew C

(mkalin@travelers

.com)

Bond & SI Claim -

ML CSR

(bsiclaimmlcsr@tr

avelers.com)

Kalin, Matthew C

(mkalin@travelers

.com); Ryan J.

Weeks

(rweeks@mpdlega

l.com)

Email regarding

Travelers'

document

production.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000584 MPD_00000585 8/4/20 10:01 [External]

Raymond James

Financial, Inc. -:

[redacted]

[redacted].docx Ryan J. Weeks

(rweeks@mpdlega

l.com)

Sondak, Robyn

(rsondak@traveler

s.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Adam Cooke Email regarding St.

Paul's Corporate

Disclosure

Statement.

Withhold -

Privileged

Attorney Client

Communication

MPD_00000607 8/4/20 10:39 RE: [External]

Raymond James

Financial, Inc. -:

[redacted]

Sondak, Robyn

(rsondak@traveler

s.com)

Ryan J. Weeks

(rweeks@mpdlega

l.com); Kalin,

Matthew C

(mkalin@travelers

.com)

Email regarding

corporate

disclosure

statement

Withhold -

Privileged

Attorney Client

Communication

MPD_00000577 TRAVELERS_

00004817

TRAVELERS_0

0004834

8/11/20 15:32 Claim Notes.pdf Travelers Various entries

addressing

communications

with counsel,

confidentiality

agreement, tolling

agreement, and

common interest

communications.

Produce - with

Redactions

Attorney Client

Communication

Work Product

Common Interest

MPD_00000710 10/29/20 14:25 20201028140238.

pdf

Handwritten notes Withhold -

Privileged

Common Interest;

Work Product

MPD_00000711 10/29/20 14:25 20201028140251.

pdf

Handwritten notes Withhold -

Privileged

Attorney Client

Communication

MPD_00000712 10/29/20 14:25 20201028144006.

pdf

Handwritten notes Withhold -

Privileged

Common

Interest;Work

Product

30 of 30

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 57 of

109
1 

Beazley’s Privilege Log 

UNITED STATES DISTRICT COURT 

FOR THE SOUTHERN DISTRICT OF FLORIDA 

MIAMI DIVISION 

RAYMOND JAMES FINANCIAL, INC., 

Plaintiff, 

v.

FEDERAL INSURANCE COMPANY, TRAVELERS 

CASUALTY AND SURETY COMPANY OF AMERICA, 

GREAT AMERICAN INSURANCE COMPANY, 

BEAZLEY INSURANCE COMPANY, INC., and ST. 

PAUL MERCURY INSURANCE COMPANY, 

Defendants. 

CASE NO. 1:20-cv-21707-JEM 

BEAZLEY INSURANCE COMPANY, INC.’S 

LOG OF PRIVILEGED AND PROTECTED DOCUMENTS 

Privileged

Document

Number Date Author(s) Recipient(s) Copies Description 

Privilege 

or 

Exemption 

Claimed 

1 05/16/2016 Shawna Stump, 

Underwriting and 

Claims 

Operations, 

Beazley Insurance 

Marc Rindner, 

Partner, Wiley Rein 

LLP (“WR”) 

Leslie Platt, 

Partner, WR 

Katherine 

Vierkorn, 

Specialty Lines 

Claims, Beazley 

Email requesting that Wiley Rein 

LLP serve as coverage counsel for 

Beazley in connection with a fidelity 

bond claim (the “Claim”) by 

Raymond James Financial, Inc. 

(“Raymond James”)

AttorneyClient 

Privilege 

(“AC”) 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 58 of

109
2 

Beazley’s Privilege Log 

Company 

(“Beazley”) 

Beazley Claims 

Department 

Parker Levin, 

Partner, WR 

Jason O’Brien, 

Special Counsel, 

WR 

Henri-Errol 

Smith, Group 

Claims – 

TMB/BBR, 

Beazley 

2 05/16/2016 

05/16/2016 

Leslie Platt, WR 

Shawna Stump, 

Beazley 

Beazley Claims 

Department 

Beazley Claims 

Department 

Marc Rindner, WR 

Parker Levin, WR 

Jason O’Brien, WR 

Marc Rindner, WR 

Leslie Platt, WR 

Parker Levin, WR 

Jason O’Brien, WR 

Katherine 

Vierkorn, 

Beazley 

Henri-Errol 

Smith, Beazley 

Katherine 

Vierkorn, 

Beazley 

Henri-Errol 

Smith, Beazley 

Emails concerning request that Wiley 

Rein LLP serve as coverage counsel 

for Beazley in connection with the 

Claim 

AC 

3 05/16/2016 

05/16/2016 

Jason O’Brien, 

WR 

Shawna Stump, 

Beazley 

Beazley Claims 

Department 

Henri-Errol Smith, 

Beazley 

Marc Rindner, WR 

Leslie Platt, WR 

Parker Levin, WR 

Jason O’Brien, WR 

Katherine 

Vierkorn, 

Beazley 

Henri-Errol 

Smith, Beazley 

Emails concerning request that Wiley 

Rein LLP serve as coverage counsel 

for Beazley in connection with the 

Claim and requesting information 

needed to serve as coverage counsel 

in connection with the Claim 

AC 

4 05/16/2016 Henri-Errol Smith, 

Beazley 

Jason O’Brien, WR Email providing information needed 

by WR to serve as coverage counsel 

in connection with the Claim 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 59 of

109
3 

Beazley’s Privilege Log 

5 05/17/2016 Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

receipt of the Claim and reserving all 

rights 

AC 

6 05/17/2016 

05/16/2016 

Jason O’Brien, 

WR 

Henri-Errol Smith, 

Beazley 

Henri-Errol Smith, 

Beazley 

Jason O’Brien, WR 

Emails requesting and providing 

information needed by WR to serve 

as coverage counsel in connection 

with the Raymond James’ Claim 

AC 

7 05/18/2016 

05/17/2016 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Katherine 

Vierkorn, Beazley 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

receipt of the Claim and reserving all 

rights 

AC 

8 05/18/2016 

05/18/2016 

05/18/2016 

05/18/2016 

05/17/2016 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Katherine 

Vierkorn, Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Emails requesting and providing 

information needed by WR to serve 

as coverage counsel in connection 

with the Raymond James’ Claim and 

containing legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

receipt of the Claim and reserving all 

rights 

AC 

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109
4 

Beazley’s Privilege Log 

9 05/18/2016 

05/18/2016 

05/17/2016 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Katherine 

Vierkorn, Beazley 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Emails requesting and providing 

information needed by WR to serve 

as coverage counsel in connection 

with the Raymond James’ Claim and 

containing legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

receipt of the Claim and reserving all 

rights 

AC 

10 05/18/2016 

05/18/2016 

05/18/2016 

05/17/2016 

Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Katherine 

Vierkorn, Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Emails requesting and providing 

information needed by WR to serve 

as coverage counsel in connection 

with the Raymond James’ Claim and 

containing legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

receipt of the Claim and reserving all 

rights 

AC 

11 05/18/2016 

05/18/2016 

Jason O’Brien, 

WR 

William Jennings, 

Beazley 

William Jennings, 

Crime Policy 

Manager, Beazley 

Katherine 

Vierkorn, Beazley 

Katherine 

Vierkorn, 

Beazley 

Leslie Platt, WR 

Emails requesting and providing 

information needed by WR to serve 

as coverage counsel in connection 

with the Raymond James’ Claim and 

containing legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 61 of

109
5 

Beazley’s Privilege Log 

05/18/2016 

05/17/2016 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

William Jennings, 

Beazley 

John Souphanya, 

Risk Analyst, 

Beazley 

Katherine 

Vierkorn, Beazley 

Mark Rinder, WR 

Jason O’Brien, 

WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

receipt of the Claim and reserving all 

rights 

12 05/18/2016 

05/18/2016 

05/18/2016 

05/18/2016 

05/17/2016 

William Jennings, 

Beazley 

Jason O’Brien, 

WR 

William Jennings, 

Beazley 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

Beazley 

William Jennings, 

Beazley 

Katherine 

Vierkorn, Beazley 

William Jennings, 

Beazley 

John Souphanya, 

Beazley 

Katherine 

Vierkorn, Beazley 

Katherine 

Vierkorn, 

Beazley 

Leslie Platt, WR 

Katherine 

Vierkorn, 

Beazley 

Leslie Platt, WR 

Mark Rinder, WR 

Jason O’Brien, 

WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Emails requesting and providing 

information needed by WR to serve 

as coverage counsel in connection 

with the Raymond James’ Claim and 

containing legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

receipt of the Claim and reserving all 

rights 

AC 

13 05/19/2016 Jason O’Brien, 

WR 

William Jennings, 

Beazley 

Emails requesting and providing 

information needed by WR to serve 

as coverage counsel in connection 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 62 of

109
6 

Beazley’s Privilege Log 

05/18/2016 

05/18/2016 

05/18/2016 

05/18/2016 

05/17/2016 

William Jennings, 

Beazley 

Jason O’Brien, 

WR 

William Jennings, 

Beazley 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

Beazley 

William Jennings, 

Beazley 

Katherine 

Vierkorn, Beazley 

William Jennings, 

Beazley 

John Souphanya, 

Beazley 

Katherine 

Vierkorn, Beazley 

Katherine 

Vierkorn, 

Beazley 

Leslie Platt, WR 

Katherine 

Vierkorn, 

Beazley 

Leslie Platt, WR 

Mark Rinder, WR 

Jason O’Brien, 

WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

with the Raymond James’ Claim and 

containing legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and proposed email to 

Raymond James acknowledging 

receipt of the Claim and reserving all 

rights 

14 05/19/2016 Katherine 

Vierkorn, Beazley 

Jason O’Brien, WR Emails providing information needed 

by WR to serve as coverage counsel 

in connection with the Raymond 

James’ Claim 

AC 

15 05/19/2016 

05/19/2016 

Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley

Katherine 

Vierkorn, Beazley 

Jason O’Brien, WR 

Emails concerning information 

needed by WR to serve as coverage 

counsel in connection with the 

Raymond James’ Claim 

AC 

16 05/19/2016 Henri-Errol Smith, 

Beazley 

Jason O’Brien, WR Email providing information needed 

by WR to serve as coverage counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 63 of

109
7 

Beazley’s Privilege Log 

in connection with the Raymond 

James’ Claim 

17 05/19/2016 

05/19/2016 

Jason O’Brien, 

WR 

Henri-Errol Smith, 

Beazley 

Henri-Errol Smith, 

Beazley 

Jason O’Brien, WR 

Emails concerning information 

needed by WR to serve as coverage 

counsel in connection with the 

Raymond James’ Claim 

AC 

18 05/23/2016 Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien 

AC 

19 05/24/2016 

05/23/2016 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien 

AC 

20 05/31/2016 Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft email 

correspondence to Raymond James’ 

broker 

AC 

21 06/01/2016 

05/31/2016 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Emails regarding legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien, and concerning draft 

email correspondence to Raymond 

James’ broker 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 64 of

109
8 

Beazley’s Privilege Log 

22 06/30/2016 Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft email 

correspondence to Raymond James’ 

broker 

AC 

23 07/01/2016 

06/30/2016 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Email regarding legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien, and concerning draft 

email correspondence to Raymond 

James’ broker 

AC 

24 01/16/2017 Kevin Walker, 

Claims Manager, 

Specialty Lines—

Group Claims, 

Beazley 

Jason O’Brien, WR Email concerning status of the Claim AC 

25 01/16/2017 

01/16/2017 

Jason O’Brien, 

WR 

Kevin Walker, 

Claims Manager, 

Specialty Lines—

Group Claims, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Emails concerning status of the Claim AC 

26 01/26/2017 

07/01/2016 

Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Emails regarding legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien, and concerning draft 

email correspondence to Raymond 

James’ broker 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 65 of

109
9 

Beazley’s Privilege Log 

06/30/2016 Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Leslie Platt, WR 

27 01/27/2017 

01/26/2017 

07/01/2016 

06/30/2016 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Katherine 

Vierkorn, Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Katherine 

Vierkorn, Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Henri-Errol 

Smith, Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Emails regarding legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft email 

correspondence to Raymond James’ 

broker 

AC 

28 03/20/2017 Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien 

Attachment: Privileged Document 

No. 26 

AC 

29 03/27/2017 

03/20/2017 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Emails regarding legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien 

Attachment: Privileged Document 

No. 26 

AC 

30 05/09/2017 Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 66 of

109
10 

Beazley’s Privilege Log 

Attachments: Privileged Document 

Nos. 5 and 28 

31 05/12/2017 

05/12/2017 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien 

AC 

32 07/26/2017 

05/12/2017 

05/12/2017 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR 

Laura Pietrucha, 

Legal Secretary, 

WR 

Leslie Platt, WR 

Leslie Platt, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft email 

correspondence to Raymond James’ 

counsel 

AC 

33 07/28/2017 

07/26/2017 

05/12/2017 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Leslie Platt, WR 

Leslie Platt, WR 

Laura Pietrucha, 

WR 

Leslie Platt, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft email 

correspondence to Raymond James’ 

counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 67 of

109
11 

Beazley’s Privilege Log 

05/12/2017 Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR 

34 07/28/2017 

07/28/2017 

07/26/2017 

05/12/2017 

05/12/2017 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Leslie Platt, WR 

Laura Pietrucha, 

WR 

Leslie Platt, WR 

Leslie Platt, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft email 

correspondence to Raymond James’ 

counsel 

AC 

35 07/31/2017 

07/28/2017 

07/28/2017 

07/26/2017 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR 

Leslie Platt, WR 

Leslie Platt, WR 

Leslie Platt, WR 

Laura Pietrucha, 

WR 

Leslie Platt, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft email 

correspondence to Raymond James’ 

counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 68 of

109
12 

Beazley’s Privilege Log 

05/12/2017 

05/12/2017 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Leslie Platt, WR 

36 02/27/2018 Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Email with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien, and concerning draft 

Confidentiality and Non-Waiver 

Agreement 

Attachment: draft Confidentiality and 

Non-Waiver Agreement with Mr. 

O’Brien’s suggested revisions 

AC 

37 03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Emails with legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim and legal advice 

by Mr. O’Brien, and concerning draft 

Confidentiality and Non-Waiver 

Agreement 

Attachment: draft Confidentiality and 

Non-Waiver Agreement with Mr. 

O’Brien’s suggested revisions 

AC 

38 03/07/2018 

03/06/2018 

02/27/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft 

Confidentiality and Non-Waiver 

Agreement 

Attachment: draft Confidentiality and 

Non-Waiver Agreement with Mr. 

O’Brien’s suggested revisions 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 69 of

109
13 

Beazley’s Privilege Log 

39 03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft 

Confidentiality and Non-Waiver 

Agreement 

Attachment: draft Confidentiality and 

Non-Waiver Agreement with Mr. 

O’Brien’s suggested revisions 

AC 

40 03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft 

Confidentiality and Non-Waiver 

Agreement 

Attachment: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

AC 

41 03/28/2018 Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

AC 

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109
14 

Beazley’s Privilege Log 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Mr. O’Brien, and draft 

Confidentiality and Non-Waiver 

Agreement 

Attachment: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

42 03/29/2018 

03/28/2018 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, and draft 

Confidentiality and Non-Waiver 

Agreement 

Attachment: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

AC 

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109
15 

Beazley’s Privilege Log 

Laura Pietrucha, 

WR 

43 04/04/2018 Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Email with Mr. O’Brien’s comments 

concerning provisions in the primary 

policy under which Raymond James 

seeks coverage for the Claim 

AC 

44 04/10/2018 

03/29/2018 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, revised draft of 

Confidentiality and Non-Waiver 

Agreement, and draft email 

correspondence to Raymond James’ 

counsel 

Attachments: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

AC 

45 04/11/2018 

04/10/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, revised draft of 

Confidentiality and Non-Waiver 

Agreement, and draft email 

AC 

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109
16 

Beazley’s Privilege Log 

03/29/2018 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

correspondence to Raymond James’ 

counsel 

Attachment: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

46 04/23/2018 

04/11/2018 

04/10/2018 

03/29/2018 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, revised draft of 

Confidentiality and Non-Waiver 

Agreement, and draft email 

correspondence to Raymond James’ 

counsel 

Attachment: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 73 of

109
17 

Beazley’s Privilege Log 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

47 04/24/2018 

04/23/2018 

04/11/2018 

04/10/2018 

03/29/2018 

03/26/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, revised draft of 

Confidentiality and Non-Waiver 

Agreement, and draft email 

correspondence to Raymond James’ 

counsel 

Attachment: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 74 of

109
18 

Beazley’s Privilege Log 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

48 04/24/2018 Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Marc Rinder, WR Email concerning revised draft of 

Confidentiality and Non-Waiver 

Agreement 

Attachment: revised draft of 

Confidentiality and Non-Waiver 

Agreement 

AC 

49 04/30/2018 

04/24/2018 

04/23/2018 

04/11/2018 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Kevin Walker, WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Marc Rinder, WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, revised draft of 

Confidentiality and Non-Waiver 

Agreement, and draft email 

correspondence to Raymond James’ 

counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 75 of

109
19 

Beazley’s Privilege Log 

04/10/2018 

03/29/2018 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

50 05/02/2018 

04/30/2018 

04/24/2018 

04/23/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Emails concerning legal analysis by 

Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, revised draft of 

Confidentiality and Non-Waiver 

Agreement, and draft email 

correspondence to Raymond James’ 

counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 76 of

109
20 

Beazley’s Privilege Log 

04/11/2018 

04/10/2018 

03/29/2018 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

51 05/07/2018 

05/02/2018 

04/30/2018 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning Proof of Loss and 

accounting report submitted in 

support of the Claim, legal analysis 

by Jason O’Brien of coverage issues 

relating to the Claim, legal advice by 

Mr. O’Brien, revised draft of 

Confidentiality and Non-Waiver 

Agreement, and draft email 

correspondence to Raymond James’ 

counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 77 of

109
21 

Beazley’s Privilege Log 

04/24/2018 

04/23/2018 

04/11/2018 

04/10/2018 

03/29/2018 

03/26/2018 

03/07/2018 

03/07/2018 

03/06/2018 

02/27/2018 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Kevin Walker, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Jason O’Brien, WR 

Kevin Walker, 

Beazley 

Kevin Walker, 

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Laura Pietrucha, 

WR 

52 06/29/2018 Jason O’Brien, 

WR 

Angela Lee, 

Specialty Lines – 

Email concerning draft letter to 

Raymond James’ counsel regarding 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 78 of

109
22 

Beazley’s Privilege Log 

Group Claims,

Beazley 

Proof of Loss and accounting report 

submitted in support of the Claim 

Attachment: draft letter to Raymond 

James’ counsel 

53 07/02/2018 

06/29/2018 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Angela Lee, 

Beazley 

Angela Lee,

Beazley 

Emails concerning draft letter to 

Raymond James’ counsel regarding 

Proof of Loss and accounting report 

submitted in support of the Claim 

Attachment: draft letter to Raymond 

James’ counsel 

AC 

54 07/02/2018 

07/02/2018 

06/29/2018 

Angela Lee, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Angela Lee, 

Beazley 

Angela Lee,

Beazley 

Emails concerning draft letter to 

Raymond James’ counsel regarding 

Proof of Loss and accounting report 

submitted in support of the Claim 

Attachment: draft letter to Raymond 

James’ counsel 

AC 

55 07/02/2018 

07/02/2018 

07/02/2018 

06/29/2018 

Jason O’Brien, 

WR 

Angela Lee, 

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Angela Lee, 

Beazley 

Jason O’Brien, WR 

Angela Lee, 

Beazley 

Angela Lee,

Beazley 

Emails concerning draft letter to 

Raymond James’ counsel regarding 

Proof of Loss and accounting report 

submitted in support of the Claim 

AC 

56 07/02/2018 

07/02/2018 

Jason O’Brien, 

WR 

Angela Lee, 

Beazley 

Angela Lee, 

Beazley 

Jason O’Brien, WR 

Emails concerning draft letter to 

Raymond James’ counsel regarding 

Proof of Loss and accounting report 

submitted in support of the Claim 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 79 of

109
23 

Beazley’s Privilege Log 

07/02/2018 

06/29/2018 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Angela Lee, 

Beazley 

Angela Lee,

Beazley 

57 08/07/2018 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning upcoming 

discussion with Raymond James’ 

counsel regarding the Claim 

AC 

58 10/04/2018 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning discussion with 

Raymond James’ counsel regarding 

the Claim and request for documents 

supporting the Claim 

AC 

59 10/15/2018 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning communications 

with Raymond James’ counsel 

regarding the Claim and request for 

documents supporting the Claim 

AC 

60 10/24/2018 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Emails concerning communications 

with Raymond James’ counsel 

regarding the Claim and request for 

documents supporting the Claim 

AC 

61 12/12/2018 

10/15/2018 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Angela Lee,

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning communications 

with Raymond James’ counsel 

concerning the Claim and request for 

documents supporting the Claim, and 

containing legal advice by Mr. 

O’Brien 

AC 

62 12/19/2018 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning communications 

with Raymond James’ counsel 

regarding the Claim, request for 

documents supporting the Claim and 

draft email to Raymond James’ 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 80 of

109
24 

Beazley’s Privilege Log 

counsel, and containing legal advice 

by Mr. O’Brien 

63 12/21/2018 

12/19/2018 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning communications 

with Raymond James’ counsel 

regarding the Claim, request for 

documents supporting the Claim and 

draft email to Raymond James’ 

counsel, and containing legal advice 

by Mr. O’Brien 

AC 

64 12/21/2018 

12/21/2018 

12/19/2018 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning communications 

with Raymond James’ counsel 

regarding the Claim, request for 

documents supporting the Claim and 

draft email to Raymond James’ 

counsel, and containing legal advice 

by Mr. O’Brien 

AC 

65 02/01/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning draft 

correspondence to Raymond James’ 

counsel regarding the Claim 

Attachment: draft correspondence to 

Raymond James’ counsel 

AC 

66 02/04/2019 

02/01/2019 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning draft 

correspondence to Raymond James’ 

counsel regarding the Claim 

Attachment: draft correspondence to 

Raymond James’ counsel 

AC 

67 02/05/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning correspondence to 

Raymond James’ counsel regarding 

the Claim 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 81 of

109
25 

Beazley’s Privilege Log 

68 04/04/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning communications 

with Raymond James’ counsel 

regarding the Claim and Raymond 

James’ request for a tolling 

agreement 

AC 

69 04/04/2019 

04/04/2019 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning communications 

with Raymond James’ counsel 

regarding the Claim and Raymond 

James’ request for a tolling 

agreement 

AC 

70 04/04/2019 

04/04/2019 

04/04/2019 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Marc Rinder, WR 

Marc Rinder, WR 

Marc Rinder, WR 

Emails concerning communications 

with Raymond James’ counsel 

regarding the Claim and Raymond 

James’ request for a tolling 

agreement 

AC 

71 04/04/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Email concerning Raymond James’ 

request for a tolling agreement and 

draft Tolling Agreement 

Attachment: draft Tolling Agreement 

AC 

72 04/04/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Email concerning communications 

Raymond James’ request for a tolling 

agreement and revised draft of 

Tolling Agreement, and containing 

legal advice by Mr. O’Brien 

Attachment: revised draft of Tolling 

Agreement 

AC, WP, TPM 

73 04/04/2019 Angela Lee, 

Beazley 

Jason O’Brien, 

Beazley 

Email concerning Raymond James’ 

request for a tolling agreement, 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 82 of

109
26 

Beazley’s Privilege Log 

04/04/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

revised draft of Tolling Agreement, 

and legal advice by Mr. O’Brien 

Attachment: revised draft of Tolling 

Agreement 

74 04/05/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Marc Rinder, WR Email concerning draft of Tolling 

Agreement 

AC 

75 04/05/2019 

04/05/2019 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Emails concerning draft of Tolling 

Agreement 

AC 

76 04/09/2019 Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Email concerning Tolling Agreement 

as approved by Raymond James 

AC 

77 04/11/2019 

04/09/2019 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Angela Lee,

Beazley 

Emails concerning Tolling 

Agreement as approved by Raymond 

James 

AC 

78 04/11/2019 

04/11/2019 

04/09/2019 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Angela Lee,

Beazley 

Emails concerning Tolling 

Agreement as approved by Raymond 

James 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 83 of

109
27 

Beazley’s Privilege Log 

79 04/11/2019 

04/11/2019 

04/11/2019 

04/09/2019 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Jason O’Brien, 

WR 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Jason O’Brien, WR 

Angela Lee,

Beazley 

Angela Lee,

Beazley 

Emails concerning Tolling 

Agreement as approved by Raymond 

James 

AC 

80 04/11/2019 Angela Lee,

Beazley

Jason O’Brien, WR Email concerning Tolling Agreement 

as approved by Raymond James 

AC 

81 04/11/2019 

04/11/2019 

Jason O’Brien, 

WR 

Angela Lee,

Beazley 

Angela Lee,

Beazley 

Jason O’Brien, WR 

Emails concerning Tolling 

Agreement as approved by Raymond 

James 

AC 

82 07/02/2019 Angela Lee,

Beazley 

Jason O’Brien, WR Marc Rinder, WR Email concerning Beazley’s retention 

of new coverage counsel (Gordon 

Rees Scully Mansukhani, LLP) in 

connection with the Claim

AC 

83 07/02/2019 

07/02/2019 

Marc Rinder, WR 

Angela Lee,

Beazley

Angela Lee,

Beazley 

Jason O’Brien, WR 

Jason O’Brien, 

WR 

Marc Rinder, WR 

Emails concerning Beazley’s 

retention of Gordon Rees as new 

coverage counsel in connection with 

the Claim 

AC 

84 09/22/2019 Scott Schmookler, 

Partner, Gordon 

Rees Scully 

Mansukhani, LLP 

(“GR”) 

Angela Lee, 

Beazley 

Kenneth West, 

Chief Technical 

Officer, North 

American Financial 

Lines Claims, 

Sarah Clark, 

Partner, GR 

Email with legal analysis by Scott 

Schmookler of coverage issues 

relating to the Claim and legal advice 

by Mr. Schmookler, and concerning 

draft letter to Raymond James’ 

counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 84 of

109
28 

Beazley’s Privilege Log 

Federal Insurance 

Company 

(“Federal”) 

Attachments: draft letter to Raymond 

James’ counsel and case law 

85 09/25/2019 

09/22/2019 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR 

Emails with legal analysis by Scott 

Schmookler of coverage issues 

relating to the Claim and legal advice 

by Mr. Schmookler, and concerning 

draft letter to Raymond James’ 

counsel 

Attachment: draft letter to Raymond 

James’ counsel 

AC 

86 09/26/2019 

09/25/2019 

09/22/2019 

Kenneth West, 

Federal 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR 

Emails concerning legal analysis by 

Scott Schmookler of coverage issues 

relating to the Claim, legal advice by 

Mr. Schmookler, and draft letter to 

Raymond James’ counsel 

AC 

87 09/30/2019 Angela Lee, 

Beazley 

Scott Schmookler, 

GR 

Kenneth West, 

Federal 

Emails concerning legal analysis by 

Scott Schmookler of coverage issues 

relating to the Claim, legal advice by 

Mr. Schmookler, and draft letter to 

Raymond James’ counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 85 of

109
29 

Beazley’s Privilege Log 

09/26/2019 

09/25/2019 

09/22/2019 

Kenneth West, 

Federal 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR 

88 09/30/2019 

09/30/2019 

09/26/2019 

Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Scott Schmookler, 

GR 

Kenneth West, 

Federal 

Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Emails concerning legal analysis by 

Scott Schmookler of coverage issues 

relating to the Claim, legal advice by 

Mr. Schmookler, and draft letter to 

Raymond James’ counsel 

AC 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 86 of

109
30 

Beazley’s Privilege Log 

09/25/2019 

09/22/2019 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR 

89 12/23/2019 Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Kelly Collins, 

Paralegal, GR 

Email concerning Raymond James’ 

request for extension of Tolling 

Agreement and containing legal 

advice by Mr. Schmookler 

AC 

Work 

Product 

Doctrine 

(“WP”)

90 12/26/2019 Scott Schmookler, 

GR 

Angela Lee, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR Email concerning Raymond James’ 

request for extension of Tolling 

Agreement and containing legal 

advice by Mr. Schmookler 

AC 

WP 

91 01/17/2020 Scott Schmookler, 

GR 

Antonio Trotta, 

Group Claims – 

Cyber & Executive 

Risk, Beazley 

Email concerning coverage analysis 

by GR 

Attachment: coverage analysis by GR 

AC 

WP 

92 03/10/2020 Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Email concerning coverage analysis 

by GR 

AC 

WP 

93 03/13/2020 Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR Email with coverage analysis by GR 

and containing legal advice by GR 

Attachment: legal opinion by GR 

AC 

WP 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 87 of

109
31 

Beazley’s Privilege Log 

94 03/13/2020 Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Email concerning coverage analysis 

and legal opinion by GR 

AC 

WP 

95 03/18/2020 

03/13/2020 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR 

Sarah Clark, GR 

Email with coverage analysis by GR 

and containing legal advice by GR, 

and regarding draft coverage letter to 

Raymond James 

Attachments: coverage analysis and 

legal opinion by GR; draft coverage 

letter to Raymond James; and 

AC 

WP 

96 03/30/2020 

03/30/2020 

03/30/2020 

03/29/2020 

03/27/2020 

Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Scott Schmookler, 

GR 

Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Antonio Trotta, 

Beazley 

Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Scott Schmookler, 

GR 

Emails concerning Raymond James’ 

request for extension of Tolling 

Agreement and legal advice by Mr. 

Schmookler 

AC 

WP 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 88 of

109
32 

Beazley’s Privilege Log 

03/27/2020 Scott Schmookler, 

GR 

Kenneth West, 

Federal 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR 

97 04/06/2020 Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR Email regarding revised draft of 

coverage letter to Raymond James 

Attachment: revised draft of coverage 

letter to Raymond James 

AC 

WP 

98 04/10/2020 

04/10/2020 

Scott Schmookler, 

GR 

Antonio Trotta, 

Beazley 

Antonio Trotta, 

Beazley 

Scott Schmookler, 

GR 

Emails regarding primary bond AC 

WP 

99 04/10/2020 Antonio Trotta, 

Beazley 

William Jennings, 

Beazley 

William Clarke, 

Claims Team 

Leader – Executive 

Risk, Beazley 

Steven Chang, 

Global Head of 

Complex Claims, 

Beazley 

Eric Ross, Head of 

Portfolio Claims, 

Beazley 

Email concerning coverage analysis, 

legal opinion, and legal advice by GR 

and draft coverage letter to Raymond 

James 

Attachments: draft coverage letter to 

Raymond James; coverage analysis 

and legal opinion by GR; 

memorandum discussing coverage 

analysis and legal opinion by GR and 

potential litigation involving the 

Claim 

AC 

WP 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 89 of

109
33 

Beazley’s Privilege Log 

100 04/16/2020 Scott Schmookler, 

GR 

Ryan Weeks, 

Partner, Mills 

Paskert Divers - 

counsel for 

Travelers Casualty 

and Surety 

Company of 

America 

Stephen Dratch, 

Shareholder, 

Franzblau Dratch, 

P.C. - counsel for 

Great American 

Insurance 

Company 

Antonio Trotta, 

Beazley 

Kenneth West, 

Federal 

Sarah Clark, GR 

Email regarding draft coverage letter 

to Raymond James 

Attachment: draft coverage letter to 

Raymond James 

AC 

WP 

101 04/20/2020 Scott Schmookler, 

GR 

Kenneth West, 

Federal 

Antonio Trotta, 

Beazley 

Sarah Clark, GR 

Email regarding revised draft of 

coverage letter to Raymond James 

Attachment: revised draft of coverage 

letter to Raymond James 

AC 

WP 

The omission of a document from this Privilege Log is not intended as a waiver of any applicable privilege or exemption. Beazley has 

not included on this privilege log documents relating to this matter that were created after Beazley’s co-surety, Federal Insurance 

Company, issued its written denial of Raymond James’ claim on April 20, 2020. Beazley reserves the right to supplement or amend this 

Privilege Log to list additional documents or to further describe the documents being withheld. 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 90 of

109
1

Great American Insurance Company’s Privilege Log

Case No.: 8-20-cv-21707

Control 

Number/Bates 

Number

Date Document 

Type

Author Recipient(s) Privilege Basis Narrative

327 3/19/2018 Email Tracey 

Archbold

Matthew Kalin; 

Kenneth West; 

Jason O’Brien

CI Email chain 

discussing legal 

advice relating 

to 

confidentiality 

agreement.

432 3/25/2018 Email Matthew Kalin Tracey 

Archbold; Scott 

Schmookler; 

Jason O’Brien; 

Kenneth West; 

Sarah Reidl

CI Email chain 

containing legal 

advice relating 

to 

confidentiality 

agreement.

303 3/26/2018 Email Tracey 

Archbold

Kenneth West; 

Scott 

Schmookler

AC Discussion of 

potential joint 

representation.

328 3/28/2018 Email Tracey 

Archbold

Matthew Kalin CI Email chain 

regarding 

confidentiality 

agreement.

321 3/27/2018 Email Matthew Kalin Tracey 

Archbold

CI Email chain 

regarding 

confidentiality 

agreement.

130 3/29/2018 Email Scott 

Schmookler

Kenneth West; 

Jason O’Brien; 

Matthew Kalin; 

Sarah Riedl

CI Email chain 

regarding 

confidentiality 

agreement.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 91 of

109
2

246 4/5/2018 Email Tom Maloney Tracey 

Archbold; 

Timothy 

Markey; 

Stephen Dratch

AC Request for legal 

advice regarding 

proof of loss.

243 4/6/2018 Email Tracey 

Archbold

Stephen Dratch AC Providing 

information for 

purposes of 

obtaining legal 

advice regarding 

proof of loss.

201 4/9/2018 Email Tracey 

Archbold

Stephen Dratch AC Providing 

information for 

purposes of 

obtaining legal 

advice regarding 

proof of loss.

293 4/9/2018 Email Matthew Kalin Scott 

Schmookler; 

Jason O’Brien; 

Stephen Dratch; 

Tracey 

Archbold; 

Kenneth West; 

Sarah Riedl

CI Email chain 

regarding 

confidentiality 

agreement.

228 4/9/2018 Email Scott 

Schmookler

Jason O’Brien; 

Stephen Dratch; 

Tracey 

Archbold; 

Matthew Kalin; 

Kenneth West

CI Email chain 

regarding 

confidentiality 

agreement.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 92 of

109
3

260 4/9/2018 Email Tracey 

Archbold

Stephen Dratch AC Providing 

information for 

purposes of 

obtaining legal 

advice regarding 

proof of loss and 

policy.

192 4/9/2018 Email Tracey 

Archbold

Stephen Dratch AC Providing 

information for 

purposes of 

obtaining legal 

advice regarding 

proof of loss.

269 4/10/2018 Email Stephen Dratch Tracey 

Archbold

AC Legal advice 

regarding proof 

of loss.

62 4/10/2018 Email Stephen Dratch Scott 

Schmookler; 

Jason O’Brien; 

Matthew Kalin; 

Kenneth West

CI Email chain 

regarding 

confidentiality 

agreement.

75 4/10/2018 Email Jason O’Brien Scott 

Schmookler; 

Stephen Dratch; 

Tracey 

Archbold; 

Matthew Kalin; 

Sarah Riedl

CI Email chain 

regarding 

confidentiality 

agreement.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 93 of

109
4

207 4/18/2018 Email Scott 

Schmookler

Matthew Kalin; 

Jason O’Brien; 

Stephen Dratch; 

Tracey 

Archbold; 

Kenneth West; 

Sarah Riedl

CI Email regarding 

confidentiality 

agreement.

440 4/23/2018 Email Matthew Kalin Scott 

Schmookler; 

Jason O’Brien; 

Stephen Dratch; 

Tracey 

Archbold; 

Kenneth West

CI Email chain 

regarding 

confidentiality 

agreement.

482 4/24/2018 Email Jason O’Brien Scott 

Schmookler; 

Matthew Kalin; 

Stephen Dratch; 

Tracey 

Archbold; 

Kenneth West; 

Sarah Riedl

CI Email chain 

regarding 

confidentiality 

agreement.

2 5/4/2018 Email Tom Maloney Tracey 

Archbold

AC Discussion of 

legal advice 

received from 

outside counsel 

relating to proof 

of loss.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 94 of

109
5

151 5/22/2018 Memorandum Tracey 

Archbold

N/A AC Discussion of 

legal advice 

from outside 

counsel 

regarding 

assessment of 

proof of loss and 

insured’s claim.

138 8/22/2018 Email Stephen Dratch Tracey 

Archbold

AC Email 

containing legal 

advice and 

attaching 

memorandum 

containing legal 

advice regarding 

insured’s claim 

and 

investigation.

453 8/23/2018 Memorandum Stephen Dratch File; Tracey 

Archbold

AC Memorandum 

containing legal 

advice regarding 

insured’s claim 

and 

investigation.

437 9/7/2018 Email Stephen Dratch Tracey 

Archbold; Tom 

Maloney

AC Email attaching 

letter containing 

legal advice 

relating to 

developments 

relating to Joel 

Burstein.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 95 of

109
6

58 8/7/2018 Letter Stephen Dratch Tracey 

Archbold; Tom 

Maloney

AC Letter 

containing legal 

advice relating 

to developments 

with Joel 

Burstein.

46 12/19/2018 Email Matthew Kalin Scott 

Schmookler; 

Stephen Dratch; 

Tracey 

Archbold; Sarah 

Riedl; Kenneth 

West

CI Discussion of 

proposed search 

terms among 

market counsel.

146 12/19/2018 Email Tracey 

Archbold

Scott 

Schmookler; 

Stephen Dratch; 

Matthew Kalin; 

Sarah Riedl; 

Kenneth West

CI Discussion of 

proposed search 

terms among 

market counsel.

162 1/9/2019 Email Tracey 

Archbold

Stephen Dratch AC Information for 

purposes of 

obtaining legal 

advice relating 

to investigation 

of claim.

186 1/9/2019 Email Tracey 

Archbold

Stephen Dratch AC Information for 

purposes of 

obtaining legal 

advice relating 

to investigation 

of claim.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 96 of

109
7

44 1/29/2019 Email Tracey 

Archbold

Stephen Dratch AC Request for legal 

advice relating 

to requests for 

information 

from insured.

93 4/29/2019 Email Stephen Dratch Tracey 

Archbold

AC Forwarding 

communication 

from insured for 

purposes of 

providing legal 

advice.

346 5/28/2019 Email Stephen Dratch Tracey 

Archbold

AC Email 

forwarding 

article regarding 

Quiros

indictment for 

purposes of 

providing legal 

advice. 

229 5/28/2019 Email Stephen Dratch Tracey 

Archbold

AC Email 

forwarding 

Quiros 

indictment for 

purposes of 

providing legal 

advice.

219 5/29/2019 Email Stephen Dratch Kenneth Colins; 

Tracey 

Archbold; 

Matthew Kalin; 

Jason O’Brien; 

Scott 

Schmookler

CI Email conveying 

Quiros 

indictment.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 97 of

109
8

392 7/28/2019 Email Stephen Dratch Tracey 

Archbold

AC Forwarding 

information 

received from 

insured for 

purposes of 

providing legal 

advice.

85 9/24/2019 Email Stephen Dratch Tracey 

Archbold

AC Forwarding 

communication 

from insured for 

purposes of 

providing legal 

advice.

406 9/24/2019 Email Tracey 

Archbold

Stephen Dratch AC Providing 

information to 

counsel for 

purposes of 

obtaining legal 

advice relating 

to investigation 

of insured’s 

claim.

502 12/2/2019 Email Stephen Dratch Tracey 

Archbold

AC Email attaching 

letter containing 

legal advice 

relating to 

Quiros criminal 

case. 

223 12/2/2019 Letter Stephen Dratch Tracey 

Archbold

AC Legal advice 

relating to 

Quiros criminal 

case.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 98 of

109
9

276 12/19/2019 Email Stephen Dratch Tracey 

Archbold

AC Legal advice 

relating to 

investigation of 

insured’s claim.

212 12/24/2019 Email Tracey 

Archbold

Stephen Dratch; 

Daniel 

Lebersfeld

AC Request for legal 

advice relating 

to insured’s 

request for 

extension of 

tolling 

agreement.

305 12/24/2019 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC Legal advice 

relating to 

insured’s request 

for extension of 

tolling 

agreement.

233 12/24/2019 Email Stephen Dratch Scott 

Schmookler; 

Tracey 

Archbold

CI Discussion of 

consent to 

requested 

extension of 

tolling 

agreement.

433 12/24/2019 Email Daniel 

Lebersfeld

Tracey 

Archbold; 

Stephen Dratch

AC Legal advice 

relating to 

insured’s request 

for extension of 

tolling 

agreement.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 99 of

109
10

382 12/26/2019 Email Tracey 

Archbold

Daniel 

Lebersfeld; 

Stephen Dratch

AC Request for legal 

advice relating 

to insured’s 

request for 

extension of 

tolling 

agreement.

120 12/26/2019 Email Tracey 

Archbold

Daniel 

Lebersfeld; 

Stephen Dratch

AC Request for legal 

advice relating 

to insured’s 

request for 

extension of 

tolling 

agreement. 

176 2/17/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC Forwarding 

information for 

purposes of 

obtaining legal 

advice relating 

to insured 

privilege log.

290 2/20/2020 Email Stephen Dratch Daniel 

Lebersfeld; 

Tracey 

Archbold

AC Legal advice 

relating to 

insured privilege 

log.

126 3/2/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC Legal advice 

relating to 

insured demand 

for coverage 

determination. 

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 100 of

109
11

210 3/2/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC/CI Forwarding 

communication 

from market 

counsel relating 

to tolling 

agreement for 

purpose of 

providing legal 

advice.

121 3/6/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC/CI Forwarding 

communication 

from market 

counsel relating 

to tolling 

agreement for 

purpose of 

providing legal 

advice.

450 3/10/2020 Email Tracey 

Archbold

Stephen Dratch AC Providing 

information for 

purposes of legal 

advice relating 

to investigation 

of insured’s 

claim. 

388 3/10/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC/CI Forwarding 

communication 

from counsel for 

market 

regarding 

coverage 

determination.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 101 of

109
12

239 3/11/2020 Email Stephen Dratch Tracey 

Arcbhold

AC/WP Email attaching 

memorandum 

(control number 

247).

247 3/10/2020 Memorandum Stephen Dratch Tracey 

Archbold; File

AC/WP Outside counsel 

mental 

impressions 

communicated 

to client 

regarding March 

10 conference 

call with 

insured.

469 3/16/2020 Email Stephen Dratch Tracey 

Archbold

AC Legal advice 

relating to 

potential 

coverage 

determination. 

372 3/23/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC/CI Forwarding 

communication 

from counsel for 

market 

regarding 

potential 

coverage 

determination 

for purposes of 

providing legal 

advice.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 102 of

109
13

29 3/24/2020 Email Tracey 

Archbold

Stephen Dratch, 

Scott 

Schmookler; 

Ryan Weeks; 

Daniel 

Lebersfeld

AC/CI Communication 

with counsel for 

market relating 

to potential 

extension of 

tolling 

agreement. 

499 3/26/2020 Email Tracey 

Archbold

Stephen Dratch; 

Daniel 

Lebersfeld

AC Communication 

with counsel 

regarding 

extension of 

tolling 

agreement for 

purposes of 

obtaining legal 

advice.

422 3/27/2020 Email Stephen Dratch Ryan Weeks; 

Scott 

Schmookler; 

Antonio Trotta

AC/CI Communication 

with counsel for 

market 

regarding 

extension of 

tolling 

agreement.

145 3/28/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC/CI Forwarding 

communication 

from market 

relating to 

tolling 

agreement.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 103 of

109
14

15 4/6/2020 Email Tracey 

Archbold

Stephen Dratch; 

Sarah Riedl; 

Ryan Weeks; 

Scott 

Schmookler

AC/CI Communication 

with counsel for 

market 

regarding claim 

analysis.

119 4/16/2020 Email Stephen Dratch Daniel 

Lebersfeld; 

Tracey 

Archbold

AC/CI Forwarding 

email with 

market 

regarding claim 

analysis with 

counsel’s draft.

241 4/24/2020 Email Daniel 

Lebersfeld

Tracey 

Archbold; 

Stephen Dratch

AC Legal advice 

relating to 

excess insurance 

issues.

194 4/24/2020 Email Timothy 

Markey

Tracey 

Archbold; Joe 

Szary

AC Discussion of 

legal advice 

relating to legal 

advice received 

from ouside 

counsel 

regarding claim 

analysis.

216 4/27/2020 Email Timothy 

Markey

Tracey 

Archbold

AC Discussion of 

legal advice 

received from 

outside counsel 

regarding claim 

analysis.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 104 of

109
15

443 4/28/2020 Email Stephen Dratch Tracey 

Archbold; 

Daniel 

Lebersfeld

AC/WP Counsel 

communicating 

mental 

impression 

regarding 

lawsuit.

364 4/29/2020 Email Tracey 

Archbold

Dennis Burns AC/WP Discussion of 

legal advice and 

mental 

impressions 

received from 

outside counsel 

regarding 

lawsuit.

56 4/29/2020 Email Dennis Burns Olga Torres; 

Tracey 

Archbold

AC/WP Discussion of 

legal advice and 

mental 

impressions 

received from 

outside counsel 

regarding 

lawsuit.

448 4/30/2020 Email Olga Torres Tracey 

Archbold

AC/WP Discussion of 

legal advice and 

mental 

impressions 

received from 

outside counsel 

regarding 

lawsuit.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 105 of

109
16

160 4/30/2020 Email Tracey 

Archbold

Stephen Dratch; 

Daniel 

Lebersfeld

AC Providing 

information 

regarding 

account history 

for purposes of 

obtaining legal 

advice relating 

to lawsuit.

273 5/6/2020 Email Tracey 

Archbold

Stephen Dratch; 

Daniel 

Lebersfeld

AC Providing 

information for 

legal advice 

relating to prior 

policies.

225 5/15/2020 Email Pam Kobin Timothy 

Markey

AC Discussion of 

legal advice 

relating to claim 

and lawsuit.

GAIC0001661 5/26/2017 Internal 

Memorandum

Tracey

Archbold

N/A Relevance/Proprietary

Information/AC

Information 

regarding 

reserve levels.

GAIC0001932 3/22/2018 Email Timothy

Markey

Tracey 

Archbold

AC Discussion of 

request for legal 

advice regarding 

representation 

by outside 

counsel.

GAIC0001937-

38

3/22/2018 Email Timothy 

Markey

Tracey 

Archbold

AC Discussion of 

request for legal 

advice regarding 

representation 

by outside 

counsel.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 106 of

109
17

GAIC0001949 3/28/2018 Email Tracey 

Archbold

Timothy 

Markey

AC Discussion of 

legal advice 

received from 

outside counsel 

regarding 

confidentiality 

agreement.

GAIC0003302 4/29/2020 Email Timothy 

Markey

Tracey 

Archbold

AC Discussion of 

request for legal 

advice from 

outside counsel 

regarding 

complaint.

GAIC0004356 5/5/2020 Memorandum T. Archbold N/A AC Discussion of 

legal advice in 

connection with 

litigation.

GAIC0004356 4/30/2020 Memorandum T. Archbold N/A AC Discussion of 

legal advice 

received from 

outside counsel 

regarding 

complaint.

GAIC0004356 4/24/2020 Memorandum T. Archbold N/A AC Discussion of 

legal advice 

received from 

outside counsel 

regarding 

declination 

letter.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 107 of

109
18

GAIC0004356 4/23/2020 Memorandum T. Archbold N/A AC Discussion of 

legal advice 

received from 

outside counsel 

regarding 

declination

letter.

GAIC0004356 3/20/2020 Memorandum T. Archbold N/A AC/CI Discussion of 

communications 

from market

outside counsel

coverage 

analysis.

GAIC0004356 3/11/2020 Memorandum T. Archbold N/A AC Discussion of

legal advice 

from outside 

counsel 

regarding 

coverage 

analysis and 

documents 

requested from 

insured.

GAIC0004356 11/20/2019 Memorandum T. Archbold N/A Relevance/Proprietary 

Information/AC

Discussion of 

reserve levels.

GAIC0004356 5/23/2019 Memorandum T. Archbold N/A Relevance/Proprietary 

Information/AC

Discussion of 

reserve levels.

GAIC0004356 1/29/2019 Memorandum T. Archbold N/A AC Discussion of 

legal advice 

from outside 

counsel relating 

to investigation 

of claim.

Case 1:20-cv-21707-JEM Document 158-1 Entered on FLSD Docket 08/25/2021 Page 108 of

109
19

GAIC0004356 11/20/2018 Memorandum T. Archbold N/A Relevance/Proprietary 

Information/AC

Discussion of 

reserve levels.

GAIC0004357 6/14/2018 Memorandum T. Archbold N/A Relevance/Proprietary 

Information/AC

Discussion of 

reserve levels.

GAIC0004357 3/22/2018 Memorandum T. Archbold N/A AC Discussion of 

legal advice 

regarding 

representation 

by separate 

counsel.

GAIC0004357 3/16/2018 Memorandum T. Archbold N/A AC/CI Discussion of 

legal advice 

received from 

tower outside 

counsel 

regarding 

confidentiality 

agreement.

GAIC0004544 4/22/2020 Email Stephen Dratch T. Archbold; 

Daniel 

Lebersfeld

AC/CI Forwarding 

communication 

from counsel for 

tower regarding 

complaint.

GAIC0004550 4/25/2020 Email Stephen Dratch Daniel 

Lebersfeld; T. 

Archbold

AC Legal advice 

regarding 

litigation.

GAIC0004553 4/25/2020 Email Stephen Dratch Daniel 

Lebersfeld; T. 

Archbold

AC Legal advice 

regarding 

litigation.

GAIC0004556 4/25/2020 Email Stephen Dratch Daniel 

Lebersfeld; T. 

Archbold

AC Legal advice 

regarding 

litigation.

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109