alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EX-10.3





 Exhibit 10.3 
  





 
 June 07, 2021 

STRICTLY CONFIDENTIAL 
 Histogen Inc.

 10655 Sorrento Valley Road, Suite 200 
 San Diego, CA 92121

 Attn: Richard W. Pascoe, Chief Executive Officer 

Dear Mr. Pascoe: 

Reference is hereby made to that certain engagement letter, dated as of December 28, 2020 (the “Engagement
Letter”), by and between Histogen Inc. (the “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”), pursuant to which Wainwright shall serve as the exclusive agent, advisor or underwriter in any
Offering of Securities of the Company during the “Term.” Defined terms used herein but not defined herein shall have the meanings given to such terms in the Engagement Agreement. 

The Company and Wainwright hereby agrees to amend the Engagement Letter in order to extend the definition of “Term”
such that the Term will continue until the twelve (12) month anniversary of the date of this amendment. 
 Except as
expressly set forth above, all of the terms and conditions of the Engagement Letter shall continue in full force and effect after the execution of this amendment and shall not be in any way changed, modified or superseded except as set forth herein.

 This amendment may be executed in two or more counterparts and by facsimile or “.pdf” signature or otherwise,
and each of such counterparts shall be deemed an original and all of such counterparts together shall constitute one and the same agreement. 

430 Park Avenue | New York, NY 10022 | 212.356.0500 | www.hcwco.com 

Member: FINRA/SIPC 












 IN WITNESS WHEREOF, this amendment is executed as of the date first set
forth above. 
  

			
	 Very truly yours,

	
	H.C. WAINWRIGHT & CO., LLC
		
	By	 	 /s/ Mark W. Viklund

		 	 Name: Mark W. Viklund

		 	 Title:   Chief Executive Officer




 

					
	 Accepted and Agreed:

	
	 HISTOGEN INC.

		
	 By
	 	 /s/ Richard W. Pascoe

		 	 Name: Richard W. Pascoe

		 	 Title:   President & CEO


 [Signature Page to HSTO Extension of Engagement Agreement]
Exhibit 32.1

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

The undersigned, John Hiner, President and Chief Executive Officer of Geocom Resources Inc., hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

(1)	the annual report on Form 10-KSB of Geocom Resources Inc. for the year ended June 30, 2005 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)	the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Geocom Resources Inc.

Dated: November 10, 2005

/s/ John Hiner	John Hiner
President, Chief Executive Officer (Principal Executive Officer)
[Federal Register Volume 69, Number 193 (Wednesday, October 6, 2004)]
[Notices]
[Page 59899]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 04-22482]



[[Page 59899]]

-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

[I.D. 093004A]


International Whaling Commission; Intersessional Revised 
Management Scheme Working Group Meeting; Nominations

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Request for nominations.

-----------------------------------------------------------------------

SUMMARY: This notice is a call for nominees for one non-federal 
position to the U.S. Delegation to the November 2004 International 
Whaling Commission (IWC) intersessional Revised Management Scheme (RMS) 
Working Group meeting.

DATES: All nominations for the U.S. Delegation to the IWC 
intersessional RMS Working Group meeting must be received by October 
22, 2004.

ADDRESSES: All nominations for the U.S. Delegation to the IWC 
intersessional RMS Working Group meeting should be addressed to Rolland 
Schmitten, U.S. Commissioner to the IWC, and sent via post to: Cheri 
McCarty, 13708, Office of Protected Resources, National Marine 
Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910. 
Prospective Congressional advisors to the delegation should contact the 
Department of State directly.

FOR FURTHER INFORMATION CONTACT: Cheri McCarty, 301-713-2322, Ext. 114.

SUPPLEMENTARY INFORMATION: The Secretary of Commerce is charged with 
the responsibility of discharging the obligations of the United States 
under the International Convention for the Regulation of Whaling, 1946. 
The U.S. Commissioner has primary responsibility for the preparation 
and negotiation of U.S. positions on international issues concerning 
whaling and for all matters involving the IWC. He is staffed by the 
Department of Commerce and assisted by the Department of State, the 
Department of the Interior, the Marine Mammal Commission, and by other 
agencies. The non-federal representative selected as a result of this 
nomination process is responsible for providing input and 
recommendations to the U.S. IWC Commissioner representing the positions 
of non-governmental organizations.
    The intersessional RMS Working Group meeting will be held November 
29-December 1, 2004, in Borgholm, Sweden.

    Dated: October 1, 2004.
P. Michael Payne,
Acting Director, Office of Protected Resources,National Marine 
Fisheries Service.
[FR Doc. 04-22482 Filed 10-1-04; 3:29 pm]
BILLING CODE 3510-22-S
#### § 4.1048 What is the standard of proof?

The ALJ will consider a criterion to be met if the evidence establishes a reasonable likelihood of the validity of the facts related to the criteria. Conclusive proof of the facts relating to a criterion shall not be required in order for the criterion to be considered met.
Exhibit 32.1

                            CERTIFICATION PURSUANT TO

                             18 U.S.C. SECTION 1350,

                             AS ADOPTED PURSUANT BY

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Innovate Oncology, Inc., on Form
10-QSB for the period ending September 30, 2005 as filed with the Securities and
Exchange Commission on the date hereof (the "Report"), the undersigned, Nigel
Rulewski, President and Principal Executive Officer of the Company, certify,
pursuant to 18 U.S.C. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley
Act of 2002, that:

(1) The Report fully complies with the requirements of section 13 (a) or 15 (d)
of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material
respects, the financial condition and result of operations of the Company.


                                         Date: December 15, 2005

                                         By: /s/ Nigel Rulewski
                                         ----------------------------
                                         Nigel Rulewski
                                         President & Director
                                         (Principal Executive Officer)


A signed original of this written statement required by Section 906, or other
document authenticating, acknowledging, or otherwise adopting the signature that
appears in typed form within the electronic version of this written statement
has been provided to the Company and will be retained by the Company and
furnished to the Securities and Exchange Commission or its staff upon request.
#### § 3281.20 When is a unit agreement effective?

The effective date of the unit agreement approval is the first day of the month following the date BLM approves and signs it. The unit operator may request that the effective date be the first day of the month in which the agreement is signed by BLM, or a more appropriate date agreed to by BLM.
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LOW MEAN

UNITED STATES DEPARTMENT OF THE INTERIOR

U.S. BUREAU OF RECLAMATION-CENTRAL VALLEY PROJECT-CALIFORNIA

JULY 2009 WATER QUALITY REPORT RUN DATE: August 4, 2009

ELECTRICAL CONDUCTIVITY, UMHOS 

Comments:

0 reading indicates that the station was out of service.

VICTORIA CANAL ON THE MIDDLE RIVER
#### Andrew Providence, Respondent, v. Joseph Malicki, Appellant.

Motion granted and appeal dismissed, with costs.
Exhibit 32.1

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

The undersigned, the Chief Executive Officer and Chairman of the Board of Gladstone Capital Corporation (the Company), hereby certifies on the date hereof, pursuant to 18 U.S.C. §1350(a),
as adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002, that the Annual Report on Form 10-K for the fiscal year ended September 30, 2012 (the Form 10-K), filed concurrently herewith by the Company, fully complies
with the requirements of Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934, as amended, and that the information contained in the Form 10-K fairly presents, in all material respects, the financial condition and results
of operations of the Company.



|                        
|------------------------
|Dated: November 13, 2012
|                        
|/s/ DAVID GLADSTONE     
|David Gladstone         
|Chief Executive Officer
UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION

                             Washington, D.C. 20549

                                    Form 6-K

       REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
                    UNDER THE SECURITIES EXCHANGE ACT OF 1934

                              Date: March 29, 2005

                        Commission File Number 001-12510

                                  ROYAL AHOLD
                -----------------------------------------------
                (Translation of registrant's name into English)

              Albert Heijnweg 1, 1507 EH Zaandam, The Netherlands
              ---------------------------------------------------
                    (Address of principal executive office)




     Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.

                    Form 20-F   X             Form 40-F
                               ---                     -----

     Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

                    Yes                     No    X
                       ---                       ---

     If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
                                                 -----.

<PAGE>

     On March 29, 2005, Koninklijke Ahold N.V. ("Royal Ahold" or the "Company")
issued a press release announcing the Company's results for Q4 and full year
2004. A copy of this press release is attached hereto as Exhibit 99.1.

     This Form 6-K shall be deemed to be incorporated by reference into the
prospectuses forming a part of the Company's Registration Statements on Form F-3
and Form S-3 (No. 333-52934, No. 333-52934-01, No. 333-80245 and No.
333-80245-01) and the Company's Registration Statements on Form S-8 (No.
333-09774, No. 333-70636, No. 333-07214, No. 333-07212 and No. 033-41068) and to
be a part of such prospectuses from the date of the filing thereof.


<PAGE>


                                   SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorised.


                                        KONINKLIJKE AHOLD N.V.


                                            /s/ H.R. Ryopponen
                                        ------------------------------
Date: March 30, 2005                    By:    H.R. Ryopponen
                                        Title: Executive Vice President and CFO


                                       3

<PAGE>

                                  EXHIBIT INDEX



The following exhibit has been filed as part of this Form 6-K:


Exhibit   Description

99.1      Royal Ahold press release dated March 29, 2005, announcing the
          Company's results for Q4 and full year 2004


                                       4
### §843. Repealed. Pub. L. 95–281, §1(b)(3), May 15, 1978, 92 Stat. 246

Section, act Aug. 3, 1956, ch. 909, §3, 70 Stat. 963, provided for applicability of probate laws to property of deceased members.
### Subpart B—Nonbeverage Domestic Drawback Claimants

Sec.
5111.
Eligibility.
5112.
Registration and regulation.
5113.
Investigation of claims.
5114.
Drawback.

#### **Editorial Notes**

#### Prior Provisions

A prior subpart B, consisting of sections 5091 to 5093, related to brewers, prior to repeal by Pub. L. 109–59, title XI, §11125(a)(1)(B), (c), Aug. 10, 2005, 119 Stat. 1953, 1957, effective July 1, 2008, but inapplicable to taxes imposed for periods before such date.

Another prior subpart B, consisting of sections 5091 to 5093, related to brewers, prior to the general revision of this chapter by Pub. L. 85–859, title II, §201, Sept. 2, 1958, 72 Stat. 1313.

#### Amendments

**2005**—Pub. L. 109–59, title XI, §11125(b)(3)(A), (B), Aug. 10, 2005, 119 Stat. 1953, redesignated subpart F of this part as this subpart, renumbered items 5131 to 5134 as 5111 to 5114, respectively, and struck out "and rate of tax" after "Eligibility" in item 5111.

**1997**—Pub. L. 105–34, title XIV, §1415(b)(3), Aug. 5, 1997, 111 Stat. 1047, struck out item 5115 "Sign required on premises".
San Mateo, CA
                                                          September 14, 1999
                                                          $200,000

                             SECURED PROMISSORY NOTE

For  value  received,  the  undersigned,  Hypermedia  Communications,   Inc.,  a
California  corporation  ("Borrower") promises to pay MK GVD Fund ("Lender") the
principal sum of two hundred thousand dollars ($200,000), with interest from the
date  hereof at a rate of ten percent  (10%) per annum,  which  amount  shall be
secured  by all of the  assets  of  Borrower.  Said  principal  shall be due and
payable on demand by  Lender,  which  demand may be made at any time,  but in no
event shall the principal be paid later than one hundred eighty (180) days after
the date of this Note. This Note may be prepaid at any time without penalty.

In the event of liquidation,  merger, sale, or winding up of the company, Lender
shall be entitled to receive,  prior and in  preference  to any other holders of
debt or equity securities,  (except as provided in item 1. below), the principal
value of this Note plus accrued interest.

The  following is a statement of the rights of the Borrower of this Note and the
conditions to which this Note is subject,  to which the Borrower and Lender,  by
the acceptance of this Note agree:

         1. Subordination - Creditor subordinates to Business Finance ("BF") any
security  interest or lien that  Creditor  may have in any property of Borrower.
All Subordinated  Debt is subordinated in right of payment to all obligations of
Borrower to BF now existing or hereafter arising.

         2.  Security  Interest  - Borrower  hereby  grants to Lender a security
interest  in all assets of  Borrower  to secure  repayment  of the  indebtedness
represented  by this Note.  Borrower  hereby  represents and agrees that it will
take all actions  contemplated above including the execution of a UCC1 financing
statement,  which for the purposes of such  execution,  Borrower hereby appoints
Lender as its attorney-in-fact to execute such UCC1 financing statement.

         3. Attorneys' Fees - If any action or proceeding  shall be commenced to
enforce  this Note or any right  arising  in  connection  with  this  Note,  the
prevailing  party in such action or proceeding shall be entitled to recover from
the other party the reasonable  attorneys' fees, costs, and expenses incurred by
such  prevailing   party  in  connection  with  such  action  or  proceeding  or
negotiation to avoid such action or proceeding.  In the event that any provision
of this Note should be deemed unlawful or unenforceable, such provision shall be
struck and the remainder  hereof shall be enforced to the fullest  extent of the
law.

         4.  Governing  Law - This Note is  issued  in and shall be  interpreted
under the laws of the State of California.

Issued this 14 day of September, 1999.

                                            Hypermedia Communications, Inc.

                                            By: __________________

                                            Title: ________________
Exhibit 99.2


                                 CERTIFICATION

The undersigned, the trustee (the "Trustee") in respect of the Trust
Certificates (TRUCs) Series 2001-1, hereby certifies to Bear Stearns Depositor
Inc. as follows:

1. I have reviewed the annual report on Form 10-K and all reports on Form 8-K
filed by U.S. Bank Trust National Association, solely as Trustee for the Trust
Certificates (TRUCs) Series 2001-1 Trust and any distribution reports filed in
respect of the Trust during the 2002 calendar year;

2. The information in those reports, taken as a whole, does not contain any
untrue statement of a material fact or omit to state a material fact necessary
to make the statements made, in light of the circumstances under which such
statements were made, no misleading as of the last day of the period covered by
the annual report;

3. The distribution or servicing information required to be provided to the
depositor by the Trustee under the trust agreement for inclusion in these
reports is included in such reports; and

4. I am responsible for reviewing the activities performed by the Trustee under
the trust agreement and except as disclosed in these reports, the Trustee has
fulfilled its obligations under the trust agreement.



                                        U.S. BANK TRUST NATIONAL
                                        ASSOCIATION



                                        By:  /s/ Adam K. Berman
                                             -------------------
                                             Name:  Adam K. Berman
                                             Title: Trust Officer
                                             Date:  March 31, 2003



                                       7
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You havereached the Federal Depository Library Program Electronic Collection (FDLP/EC)Archive. This archive assures ongoing access to publications in the FDLP/EC.Access to publications in the archive is available through GPO's suite ofcataloging and locator services, including the Catalog of U.S. GovernmentPublications.  Archived copies of publications are retrieved in the eventthat publications are no longer available from the original publishing agencysite. (Historical purposes)
**Title:**OCR case processing manual [electronic resource]
 
SuDoc:ED 1.8/6:
ItemNumber:0461-B-20(online)
CGPsystem Number:000577328
 
Current
 
2005
2008
2010
2015
#### Rushing *v.*The State.

October 11, 1910.

Indictment for murder. Before Judge Lewis. Jones superior court. May 21, 1910.

*Moore & Moore,*for plaintiff in error.

*'H.*4. *Hall, attorney-general, J. E. Pottle, solicitor-general, J. B. Jackson,*and *J. C. Barron,*contra.

Evans, P. J.

1. In the prosecution of one charged' with having killed an officer who at the time was attempting to execute a warrant which he had with him, the warrant, when apparently legal on its face, is admissible in evidence without any preliminary proof of the prior proceedings attending its issuance. Wharton on Homicide, § 392.

2. There was no evidence of a forcible attack and invasion of the habitation of the defendant; and the court properly omitted giving Penal Code, § 72, in charge.

3. No error of law was committed; the verdict is supported by the evidence; and no cause for granting a new trial is made to appear.

*Judgment affirmed.*

*All the Justices concur.*
S

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Contractor's Service Area

Point of Diversion

Contract No. 14-06-200-3591A-R-1

Exhibit B

Anderson, Arthur et al (formerly Westfall, Mary)

725-202-2

Note: The Public Land Survey depicted here

was digitized from USGS topographic maps.

0 0.5 1

Miles

Date: October 25, 2004

File Name: N:\districts\contracts\anderson_arthur\anderson_arthur.mxd
#### § 3838.10 Procedures for locating and recording a mining claim or tunnel site on SRHA lands.
#### The People of the State of New York ex rel. Evelyn M. Henning, Appellant, against George N. Schmiedel, as Assessor of the Town of Eastchester, et al., Respondents.

Present — Hagarty, Carswell, Johnston, Adel and Lewis, JJ.