.ANNUAL FINAl~CIAL REPORT 

CENTRAL VALLEY PROJECT 11\,IPROVEMENT ACT 

Public Law 102-575, Title XXXIV 

Revenues and Expenditures for the Periods: 

October 1, 1998 - September 30, 1999 (Actual) 

October 1, 2000 - September 30, 2001 (Projected)-

February 2000 

Bureau of Reclamation 

United States Department of the Interior 
TI-.BLE OF CONTENTS 

Summary 1 

Actual Restoration Fund Revenues and Expenditures 

for Fiscal Year 1999 (Schedule 1) . ... . . . ... . . . .. . . ... . . ... . . 3 

Actual Friant Division Surcharges (Subsection 3406(c) (1)) 

for Fiscal Year 1999 (Schedule 2) . .. . . . . .. . .. . . • . . ..•.. .. . . . 4 

Actual R~storation Payments (Subsection 3407(c)&(d)) ·- . .--: . ~ ··~· -

for Fiscal Year 1999 (Schedule 3) ....... .......• .. ..... ..... 5 

Actual Restoration Payments 

Projected versus Actual 

(Subsection 3407(c}&(d)) 

for Fiscal Year 1999(Schedule 3A) 7 

Actual Expenditures for Fiscal Year 1999 (Schedule 4) 8 

Projected Restoration Fund Revenues and Expenditures 

for Fiscal Year 2001 (Schedule 5) . • . . . . . • . . . . . . . . . . . • . . . . . . 9 

Projected Friant Division Surcharges (Subsection 3406 (c) (1)) 

for Fiscal Year 2001 (Schedule 6) 10 

Projected Restoration Payments (Subsection 3407(c)&(d)) 

for Fiscal Year 2001 (Schedule 7) . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 

Projected Expenditures for Fiscal Year 2001 (Schedule 8) 13 

ii 
CENTRE'.L VALLEY PROJECT IMPROVEMENT ACT 

ANNUAL FINANCIAL REPORT 

SUMMA.RY 

Subsection 3407(f) of the Central Valley Project Improvement Act (Title XXXIV 

of Public Law 102-575) provides for an annual financial report to the Senate 

Committee on Energy and Natural Resources, the Committee on Appropriations of 

the Senate, the House Committee on Resources, and the Committee on 

Appropriations of the House of Representatives. The annual financial report 

is to describe all Restoration Fund revenues and expenditures during the prior 

fiscal year and projected Restoration Fund revenues and expenditures during 

the next;upcoming fiscal year. 

This report is the seventh annual financial report prepared pursuant to 

Subsection 3407(f) of the Central Valley Project Improvement Act (CVPIA) and 

covers fiscal year 1999 actual revenues and expenditures and fiscal year 2001 

projected revenues and expenditures. For purposes of this report revenues are 

actual collections processed, and expenditures are obligations incurred. 

Schedules 1 through 4 provide summary information on fiscal year 1999 

Restoration Fund revenues and expenditures. Schedules 5 through 8 provide 

summary information on projected fiscal year 2001 Restoration Fund revenues 

and expenditures. 

Fiscal Year 1999 

Fiscal year 1999 Restoration Fund revenues totaled $48,700,852. Fiscal year 

1999 Restoration Fund expenditures were $55,086,193. The fiscal year 1999 

Restoration Fund balance, $15,708,882 (fiscal year 1998 carryover $22,094,223 

+ fiscal year 1999 expenditures exceeding revenues by $6,385,341) was carried 

over into the fiscal year 2000 program. Schedule 1 summarizes fiscal year 

1999 Restoration Fund revenues and expenditures, including the carryover from 

1998, and the Restoration Fund balance at September 30, 1999. Schedules 2 and 

.3 provide detail information on fiscal year 1999 revenues, including power 

payments, and water (irrigation, and municipal and industrial) payments by 

water service area. Schedule 4 lists the fish and wildlife restoration 

activities funded during fiscal year 1999 and the amounts attributable to each 

activity. 

Fiscal Year 2000 

Fiscal year 2000 Restoration Fund revenues and expenditures are being compiled 

and reviewed at this time. Revenues and expenditures are expected to be 

$47,346,000 and $42,138,000 respectively. Detailed fiscal year 2000 

information will be in the next annual financial report. 

Fiscal Year 2001 

For fiscal year 2001, Restoration Fund revenues are projected to be 

$38,382,000. Schedule 5 shows the projected revenue sources for fiscal year 

2001 by authorizing subsection of the CVPIA. 
Re-venues: 

Friant Division Surcharges $ 9,836,000 

Tiered Water Revenues 300,000 

Transfer Water Revenues 15,000 

M&I Surcharges 1,000 

Restoration Payments 28,230,000 

Total Projected Restoration Fund 

Revenues for Fiscal Year 2001 $38,382,000 

The Restoration Fund revenues attributable to Proje'ct Water were projected by 

applying the applicable Restoration Fund rate to the projected paid fiscal 

year 2001 water deliveries. Annual Project Water delivery projections are 

updated"annually under the Project's Irrigation and M&I water ratesetting 

policies. These projections serve as the primary basis for projecting 

Restoration Fund revenues. 

The Friani Division Surcharge rate for fiscal year 2001 is $7 per acre-foot. 

Tiered Water rates specified in the contracts for delivered Project Water are 

based on percentages of contractors Project Water entitlements. Transfer 

Water Revenues are based on projected acre-feet subject times a projected 

difference between full cost and cost of service rates. The M&I Surcharge 

rate equates to a 1992 Consumer Price Index Urban (CPIU) indexed rate of $25 

per acre-foot of Project Water subject to this charge. The Restoration 

Payment rates for Project water equate to a 1992 CPIU indexed rate of $6 per 

acre-foot for irrigation water and $12 per acre-foot for M&I water. These 

CPIU indexed rates are adjusted annually. No other Restoration Fund revenues 

are projected for fiscal year 2001, as provisions for such other charges are 

not anticipated to provide Restoration Funds in fiscal year 2001. 

The fiscal year 2001 Restoration Fund appropriation of $38,382,000 is shown in 

schedule 8. The schedule lists the fish and wildlife restoration activities 

projected to be funded during the fiscal year and the amounts attributable to 

each activity. 

2 
Central Valley Project Improvement Act 

Restoration Fund Revenues and Expenditures 

for Fiscal Year 1999 

Revenues Fiscal Year 1999 

~loo-Discretionary Revenues 

Pre-Renewal Charges (Subsection 3404{c)(3)) $0 

Tiered Water Revenues (Subsection 3405{d)) o· 

Transfer Water Revenues (Subsection 3405(a}{1 ){B)) 11,849 

Friant Division Surcharges {Subsection 3406( c)(1 )) -- See Schedule 2 7,707,059 

M&I Surcharges (Subsection 3407(d)(2)(A)) 945 

Subtotal - Non-Discretionary Revenues $7,719,853 

Discretionary Revenues 

Restoration Payments (Subsection 3407(c) & (d)} - See Schedule 3 40.981.000 

Total Restoration Fund Revenues $48,700,853 

Expenditures 

Expenditures (Subsections 3406 & 3408) - See Schedule 4 55,086.193 

Excess of Restoration Fund Revenues over Expenditures ($6,385,340) 

for Fiscal Year 1999 

Contributions 

Non-Federal Contributions {Subsection 3407(a)) 0 

Restoration Fund Balance at September 30, 1998 22,094,223 

Restoration Fund Balance at September 30, 1999 $15 708 883 

Schedule 1 

3 
Schedule 2 

Central Valley Project Improvement Act 

Friant Division Surcharge_s (Subsection 3406(c)(1)) 

· for Fiscal Year 1999 

WATER SALr=s RE\/i=NUES ($) _ 

SERVICE AREA IRRIG6IJ..QN __M&L TOTAL 

FRIANT-KERN CANAL $6,081,521 $312,990 $6,394,511 

CROSS VALLEY CANAL 1,455 0 : ..... ·-=<~----,:,..-:.,;.:i.~-"'- 1,455 

MADERA CANAL 1,310A40 0 1,310,440 

FRIANTDAM 0 653 653 

MENDOTA POOL 0 0 0 

Total $7,393,416 $313,643 $7.707,059 

4 
Centrn! Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c} & (d)) 

for Fiscal Year 1999 

Schedule 3 

Page 1 of 2 

WATER SA.LES REVENUES($) 

SERVICE fa.REA IRRIG,<\ TION __M&L TOTAL 

FOLSOM 

Folsom Dam & Reservoir $0 $707,006 $707,006 

Folsom-South Canal 0 29,300 29,300 

Sugar Pine Dam & Reservoir 0 9,834 9,834 

Sly Park Dam & Reservoir 31,265 211,689 242,954 

Total Folsom 31,265 . 957,829 989,094 

TRACY 

Contra Costa Canal 3,398 1,502,901 1,506,299 

Delta-Mendota Canal 1,868,658 139,390 2,008,048 

San Luis Canal-Tracy 1,269,715 9,128 1,278,843 

New Melones Dam & Reservoir 38,017 391,343 429,360 

San Felipe Unit 289,445 1,641,951 1,931,396 

Total Tracy 3,469,233 3,684,713 7,153,946 

FRESNO 

San Luis Canal-Fresno 8,657,662 222,093 8,879,755 

Friant Dam 0 1,629 1,629 

Friant-Kern Canal 7,664,288 869,097 8,533,385 

Cross Valley Canal 96,261 0 96,261 

Madera Canal 1,759,050 0 1,759;050 

Delta-Mendota Pool 474,196 0 474,196 

Buchanan Unit 167,520 0 167,520 

Hidden Unit 167,520 0 167,520 

Total Fresno 18,986,497 1,092,819 20,079,316 

SHASTA 

Clear Creek Unit 0 28,641 28,641 

Shasta Dam & Reservoir 0 32,733 32,733 

Spring Creek Conduit 0 66,523 66,523 

Cow Creek Unit 0 79,088 79,088 

Tayan Pipeline 0 36,475 36,475 

Sacramento River - Shasta 15,977 11,200 27,177 

Total Shasta 15,977 254,660 270,637 

5 
Schedule 3 

Page 2 of 2· 

· Central Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c) & {d)) 

for Fiscal Year 1999 

WATER SALES REVFNUES ($', 

SERVICE AREA IRRIGATION ~ TOTAL 

WILL.01/1/S 

Corning Canal 0 289 289 

Tehama-Colusa Canal 0 320 320 

Black Butte Dam & Reservoir 551 1,011 1,562 

Colusa Basin Drain 100,402 0 100,402 

Feather River 86,280 0 86,280 ~·· Sacramento River - Willows 1,354,604 32,804 1,387,408 

Total Wiilows 1,541,837 34,424 1,576,261 

Restoration Payments 

Irrigation and M&I $24,044,809 $6,024,445 $30,069,254 

Restoration Payment - Irrigation $24,044,809 

Restoration Payment - M&! 6,024,445 

Restoration Payment - Power 10,911,746 

Total $40,981,000 

6 
Schedule 3A 

Central Valley Project Improvement Act 

Restoration Payments (Subsection 3407(c) & (d)} 

Projected versus Actual 

for Fiscal Year 1999 

SERVICE AREA PROJECTED ACTUAL DIFFERENCE 

Black Butte Dam & Reservoir $556 $1,562 $1,006 

Buchanan Unit 1_66,848 167,520 672 

Clear Creek Unit 20,856 28,641 7)85 

Colusa Basin Drain 104,280 1ooi402 (3,878) 

Contra Costa Canal 1,539,868 1,506,299 (33,569) 

Corning Canal 362 289 (73) 

Cow Creek Unit 65,349 79,089 13,740 

Cross Valley Canal : 181,934 96,261 (85,673) 

Delta-Mendota Canal 1)73,914 2,008,048 234,134 

Delta-Mendota Pool 334,231 474,196 139,965 

Feather River 55,616 86,280 30,664 

Folsom Dam & Reservoir 613,166 707,006 93,840 

Folsom-South Canal 69,520 29,300 (40,220) 

Friant Dam 49,150 1,629 (47,521) 

Friant-Kern Canal 8,363,979 8,533,385 169,406 

Hidden Unit 166,848 167,520 672 

Madera Canal 2,127,868 1,759,050 (368,818) 

New Melones Dam & Resenroir 396,264 429,360 33,096 

Sacramento River - Shasta 84,808 27,177 (57,631) 

Sacramento River - Willows 970A37 1,387A06 416,969 

San Felipe Unit 1,289A22 1,931,396 641,974 

San Luis Canal-Fresno 5,197,663 8,879,755 3,682,092 

San Luis Canal-Tracy 944,012 1,278,843 334,831 

• Shasta Dam & Reservoir 38,236 32,734 (5,502) 

Sly Park Dam & Reservoir 291,984 242,954 (49,030) 

Spring Creek Conduit 61,039 66,523 5,484 

Sugar Pine Dam & Reservoir 12,514 9,834 (2,680) 

Tehama-Colusa Canal 3,128 320 (2,808) 

Toyon Pipeline 30,756 36A75 5,719 

Restoration Payments - Water $24,954,608 $30,069,254 $5,114,646 

Restoration Payments - Water (Irrigation and M&I) $30,069,254 

Restoration Payment - Power 10,911,746 

Total $40,981,000 

WATER SALES REVENUES($) 

7 
Schedule 4 

Central Valley Project Improvement Act 

Expenditures (Obligations) for Fiscal Year 1999 

FISH ,ANO WILDLIFE RESTORATION ACTlVITIES 

Habitat Restoration, Improvement, & Acquisition 

Anadromous Fish Program 

Other CVP Impacts 

Dedicated Project Yield 

Water Acquisition 

CVP Water Augmentation Program (FWS) 

Evaluate Project Operations 

Stanislaus River Basin Water Needs 

San Joaquin River Basin Res Mgt Initiative 

San Joaquin Basin Action Plan 

Refuge Water Supply 

Refuge Wheeling 

Private Wetlands Investigation 

CVPIA Supporting Investigations 

Ecosystem/\1\/ ater Operations Study 

Land Retirement 

Other Fish and Wildlife Restoration Activities 

Shasta Temperature Control Device 

Research Pumping Plant Evaluation 

Coleman National Fish Hatchery 

Clear Creek Restoration 

Spawning Gravel 

CVP Project Assessment/Monitoring Program 

Anderson-Cottonwood ID 

Unscreened Diversions 

Flood Agr Lands for Waterfowl/Yid Enhmt 

Total Expenditures (Obligations) Fiscal Year 1999 

SUBSECTION 

3406(b)(1) 

3406(b)(1) Other 

3406(b)(2) 

3406(b}(3) 

3406(b )(3) ,34080) 

3406(b)(9)(19) 

3406(c) 

3406(c)(1) 

3406(d) 

3406(d)(1-4) 

3406(d)(5) 

3406(d)(6) 

3406(e) 

3406(g) 

3408(h) 

3406(b)(6) 

3406(b)(10) 

3406(b)(11) 

3406(b)(12) 

3406(b)(13) 

3406(b)(16) 

3406(b)(17) 

3406(b )(21) 

3406(b )(22) 

AMOUNT($) 

15,749,306 

3,686,049 

1,746,854 

6,682,260 

(558) 

275,365 

102,088 

(36) 

2,329,593 

1,574,727 

5,416,209 

339,041 

767,723 

650,301 

526,874 

423,312 

450,000 

5,065,711 

683,757 

870,651 

4,000,065 

59,709 

1,424,655 

2,262,536 

$55,086,192 

8 
-----

Schedule 5 

Central Valley Project Improvement Act 

Projected Restoration Fund Revenues and Expenditures 

for Fiscal Year 2001 

Revenues Fiscal Year 2001 

Pre-Renewal Charges (Subsection 3404(c)(3)) $0 /1 

Tiered Water Revenues (Subsection 3405(d)) 300,000 

Transfer Water Revenues (Subsection 3405(a)(1 )(B)) .15,000 

Friant Division Surcharges (Subsection 3406(c)(1 ))-- See Schedule 6 9,836,000 

M&I Surcharges (Subsection 3407(d)(2)(A)) 

--···•1,'.: 

1,000 /2 

Restoration Payments (Subsection 3407(c) & (d)) -- See Schedule 7 28,230,000 

Total Projected Restoration F.und Revenues $38,382,000 

Expenditures 

Expenditures (Subsections 3406 & 3408) -- See Schedule 8 38,382,000 

Contributions 

Non-Federal Contributions (Subsection 3407(a)) 0 /3 

FY 2001 Projected Revenues over (under) Expenditures $0 

Restoration Fund Balance Projected at September 30, 2000 20,916,883 

Restoration Fund Balance Projected at September 30, 2001 $20,916,883 

/1 Pre-Renewal Charges of less than $1,000 from one contractor (Elk Creek CSD) are expected. 

/2 M&I Surcharges have been about $1,000 per year from one contractor (U.S. Forest Service). 

FY 2001 M&I Surcharges are expected to continue at this rate. 

/3 Non-Federal Contributions (Subsection 3407(a)) are not projected until a historic basis for 

projecting such receipts is available. 

9 
Central Valley Project Improvement Act 

Projected Friant Division Surcharges {Subsection 3406(c)(1)) 

for Fiscal Year 2001 · 

Schedule 6 

WATER SALES REVENUES($) 

SERVICE AREA IRRIGATION M&I TOTAL 

FRIANT-KERN CANAL 

MADERA CANAL 

FRIANTDAM 

$7,342,709 

1,868,302 

30,766 

$592,621 

0 

1,602 

$7,935,330 

1,868,302 

32,368 

Total $9.241 777 $594.223 $9.836,000 

10 
Schedule 7 

Page 1 of 2 

Central Valley Project Improvement Act 

Projected Restoration Payments (Subsection 3407(c) & (d)) 

for Fiscal Year 2001 

WATFR SALES REVENUES($) 

. SERVICE AREA IRRIGATION _M&L TOTAL 

FOLSOM 

Folsom Dam & Reservoir $0 $539,328 $539,328 

Folsom-South Canal 0 28,918 28,918 

Sugar Pine Dam & Reservoir 0 10,122 10,122 

Sly Park Dam & Reservoir 36,148 260,266 296,414 

Total Folsom ·••_--'",i',.::;..,c.•,<· 36,148 838,634 874,782 : : .·.;...:;,,_ .. ;,;.;:. ~ 

TRACY 

Contra Costa Canal 3,615 1,525,446 1,529,061 

Delta-Mendota Canal 1,556,236 121,689 1,677,925 

San Luis Canal-Tracy 938,041 7,518 945,559 

New Melones Dam & Reservoir 148,207 216,888 ·365,095 

San Felipe Unit 345,394 1,016,482 1,361,876 

Total Tracy 2,991,493 2,888,023 5,879,516 

FRESNO 

San Luis Canal-Fresno 5,848,746 189,777 6,038,523 

Friant Dam 24,292 2,530 · 26,822 

Friant-Kern Canal 5,797,474 935,814 6,733,288 

Cross Valley Canal 146,052 0 146,052 

Madera Canal 1,473,332 0 1,473,332 

Delta-Mendota Pool 343,240 0 343,240 

Buchanan Unit 173,510 0 173,510 

Hidden Unit 173,510 0 173,510 

Total Fresno 13,980,156 1,128,121 15,108,277 

SHASTA 

Clear Creek Unit 0 21,689 21,689 

Shasta Dam & Reservoir 0 40,052 40,052 

Spring Creek Con du it 0 65,948 65,948 

Cow Creek Unit 0 72,296 72,296 

Toyon Pipeline 0 31,984 31,984 

Sacramento River - Shasta 16,079 68,753 84,832 

Total Shasta 16,079 300,722 316,801 

11 
289 

Schedule 7 

Page 2 of 2 

Central Valley Project Improvement Act 

Projected Restoration Payments (Subsection 3407{c} & (d)) 

for Fiscal Year 2001 

WATER SALES REVENUES($) 

SERVICE ARE.A. 

WILLOWS 

Corning Canal 

Tehama-Colusa Canal 

Black Butte Dam & Reservoir 

Colusa Basin Drain 

Feather River 

Sacramento River - Willows 

Total Willows 

Restoration Payments 

Irrigation and M&I 

Restoration Payment - Irrigation 

Restoration Payment - M&I 

Restoration Payment - Power 

Total 

IRR!G,A.TION 

0 

0 

578 

94,708 

72,296 

925,090 

1,092,672 

_M&.L 

289 

1,807 

578 

0 

0 

0 

2,674 

TOTAL 

1,807 

1,156 

94,708 

.,,,·-~·,-C'-c;j'.2,296 

·-:,,c;,>925,090 

1,095,346 

$18,116.548 $5,158,174 $23,274,722 

$18,116,548 

5,158,174 

4,955,278 

$28,230.000 

12 
Schedule 8 

_ Central Valley Project Improvement Act 

Projected Expenditures (Obligations) for Fiscal Year 2001 

FISH AND WILDLIFE RESTORATION ACTIVITIES 

Habitat Restoration, Improvement, & Acquisition 

Anadromous Fish Program 

Other CVP Impacts 

Dedicated Project Yield 

Water Acquisition 

Flow Fluctuation Study 

Refuge Water Supply/Conveyance 

Ecosystem/Water Operations Study 

Land Retirement 

Other Fish and Wildlife Restoration Activities 

Clear Creek Restoration 

Spawning Gravel·/ Riparian Habitat . 

CVP Project Assessment/Monitoring Program 

Anadromous Fish Screening Program 

Flood Agr Lands for Waterfowl/Yid Enhancement 

Total Projected Expenditures (Obligations) Fiscal Year 2001 

AMOUNT($) 

$6,000,000 

2,950,000 

1,000,000 

6,116,000 

100,000 

-~9,5~9,000 

2,667,000 

3,500,000 

1,000,000 

1,000,000 

-1,500,000 

2,000,000 

1,000,000 

$38,382,000 

SUBSECTION 

3406(b)(1) 

3406(b )( 1) Other 

3406(b)(2) 

3406(!J)(3) 

3406(b)(9) 

3406(d)(1 ),(2), & (5) . 

3406(b)(g) 

3408(h) 

3406(b)(12) 

3406(b )( 13) 

3406(b )( 16) 

3406(b )(21) 

3406(b )(22) 

13