# C_2015440EN.01019402.xml

| 30.12.2015 | EN | Official Journal of the European Union | C 440/194 |
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30.12.2015

EN

Official Journal of the European Union

C 440/194

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P7_TA(2013)0013

Undertakings of collective investment in transferable securities (UCITS) and alternative investment funds managers ***I

European Parliament legislative resolution of 16 January 2013 on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings of collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of the excessive reliance on credit ratings (COM(2011)0746 — C7-0419/2011 — 2011/0360(COD))

(Ordinary legislative procedure: first reading)

(2015/C 440/27)

The European Parliament,

The European Parliament

| — | having regard to the Commission proposal to Parliament and the Council (COM(2011)0746), |
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having regard to the Commission proposal to Parliament and the Council (COM(2011)0746),

| — | having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0419/2011), |
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having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0419/2011),

| — | having regard to Article 294(3) of the Treaty on the Functioning of the European Union, |
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having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

| — | having regard to the opinion of the European Central Bank of 2 April 2012 (1), |
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having regard to the opinion of the European Central Bank of 2 April 2012 (1),

1

| — | having regard to the opinion of the European Economic and Social Committee of 23 May 2012 (2), |
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having regard to the opinion of the European Economic and Social Committee of 23 May 2012 (2),

2

| — | having regard to the undertaking given by the Council representative by letter of 5 December 2012 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union, |
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having regard to the undertaking given by the Council representative by letter of 5 December 2012 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,

| — | having regard to Rule 55 of its Rules of Procedure, |
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having regard to Rule 55 of its Rules of Procedure,

| — | having regard to the report of the Committee on Economic and Monetary Affairs and the opinion of the Committee on Legal Affairs (A7-0220/2012), |
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having regard to the report of the Committee on Economic and Monetary Affairs and the opinion of the Committee on Legal Affairs (A7-0220/2012),

| 1. | Adopts its position at first reading hereinafter set out; |
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1.

Adopts its position at first reading hereinafter set out;

| 2. | Calls on the Commission to refer the matter to Parliament again if it intends to amend its proposal substantially or replace it with another text; |
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2.

Calls on the Commission to refer the matter to Parliament again if it intends to amend its proposal substantially or replace it with another text;

| 3. | Instructs its President to forward its position to the Council, the Commission and the national parliaments. |
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3.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

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(1)  OJ C 167, 13.6.2012, p. 2.

1

(2)  OJ C 229, 31.7.2012, p. 64.

2

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P7_TC1-COD(2011)0360

Position of the European Parliament adopted at first reading on 16 January 2013 with a view to the adoption of Directive 2013/.../EU of the European Parliament and of the Council amending Directive 2003/41/EC on the activities and supervision of institutions for occupational retirement provision, Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of over-reliance on credit ratings

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Directive 2013/14/EU.)

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