21932 Federal Register / Vol. 76, No. 75 / Tuesday, April 19, 2011 / Notices 

6For further information on the determination of 

our estimates, see Release No. 33–8238 (June 5, 

2003) [68 FR 36636]. 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities and Exchange Act Release No. 

63909 (February 15, 2011), 76 FR 9838 (February 

22, 2011) (‘‘Notice’’). 

4 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

disclosure requirements for registration 

statements filed by foreign private 

issuers under the Securities Act. 

Based on the number of nonaccelerated filers that filed an annual 

report in 2009, we estimate that 

approximately 4,400 annual reports on 

Form 10–K and approximately 285 

annual reports on Form 20–F are filed 

annually by non-accelerated filers. The 

current burden estimates for Form 10– 

K and Form 20–F attribute 0.5 burden 

hours per issuer for filing the auditor 

attestation report, including the burden 

attributed to the related disclosure in 

the annual report, and do not include 

any burden attributed to the audit 

work.6 Consistent with the burden 

estimates for these forms, that estimate 

is then split 75% and 25% between 

internal staff and external professionals 

for Form 10–K, and 25% and 75% 

between internal staff and external 

professionals for Form 20–F. Both 

estimates assume an hourly rate of $400 

for external professionals. Accordingly, 

we are reducing the aggregate burden 

estimate by 1,650 hours of internal staff 

time and $220,000 for external 

professional services for Form 10–K, 

and 36 hours of internal staff time and 

$42,750 for external professional 

services for Form 20–F. 

The information collections 

requirements related to Forms 10–K and 

20–F are mandatory. There is no 

mandatory retention period for the 

information disclosed, and the 

information disclosed is made publicly 

available on the EDGAR filing system. 

An agency may not conduct or sponsor, 

and a person is not required to respond 

to, a collection of information unless it 

displays a currently valid OMB control 

number. 

The public may view the background 

documentation for this information 

collection at the following Web site, 

http: www.reginfo.gov. Comments 

should be directed to: (i) Desk Officer 

for the Securities and Exchange 

Commission, Office of Information and 

Regulatory Affairs, Office of 

Management and Budget, Room 10102, 

New Executive Office Building, 

Washington, DC 20503, or by sending an 

e-mail to: 

Shagufta_Ahmed@omb.eop.gov; and (ii) 

Thomas Bayer, Chief Information 

Officer, Securities and Exchange 

Commission, c/o Remi Pavlik-Simon, 

6432 General Green Way, Alexandria, 

VA 22312 or send an e-mail to: 

PRA_Mailbox@sec.gov. Comments must 

be submitted to OMB within 30 days of 

this notice. 

Please direct your written comments 

to Thomas Bayer, Chief Information 

Officer, Securities and Exchange 

Commission, c/o Remi Pavlik-Simon, 

6432 General Green Way, Alexandria, 

VA 22312; or send an e-mail to: PRAMailbox@sec.gov. 

April 11, 2011. 

Elizabeth M. Murphy, 

Secretary. 

[FR Doc. 2011–9414 Filed 4–18–11; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–64226A; File No. SR– 

FINRA–2011–005] 

Self-Regulatory Organizations; 

Financial Industry Regulatory 

Authority, Inc.; Order Granting 

Approval of a Proposed Rule Change 

Relating to Promissory Note 

Proceedings; Correction 

April 13, 2011. 

Need for Correction 

In FR Document No. 2011–8897 

beginning on page 20741 as published 

on Wednesday, April 13, 2011, the 

Commission issued Release No. 34– 

64226, an order approving the proposed 

rule change by the Financial Industry 

Regulatory Authority, Inc. (‘‘FINRA’’) to 

amend Rule 13806 of the Code of 

Arbitration Procedure for Industry 

Disputes (‘‘Industry Code’’). Commission 

staff discovered that a statement in the 

introduction section of that order 

mischaracterized the nature of the rule 

change which was described accurately 

in the remainder of the order. The staff 

believes this mischaracterization was 

the result of an editing error. 

This correction does not substantively 

amend the Commission’s approval 

order. The sole purpose of this 

correction is to rectify the error in the 

introduction section and alleviate any 

potential confusion. The introduction 

section of this approval order is being 

republished with the correction. 

Correction of Publication 

Accordingly, the Introduction of the 

approval order is republished to correct 

a statement therein, as follows: 

I. Introduction 

On February 4, 2011, the Financial 

Industry Regulatory Authority, Inc. 

(‘‘FINRA’’) filed with the Securities and 

Exchange Commission (‘‘Commission’’), 

pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2 a 

proposed rule change to amend Rule 

13806 of the Code of Arbitration 

Procedure for Industry Disputes 

(‘‘Industry Code’’) to provide that FINRA 

will appoint a chair-qualified public 

arbitrator to a panel resolving a 

promissory note dispute instead of a 

chair-qualified public arbitrator also 

qualified to resolve a statutory 

discrimination claim. The proposed rule 

change was published for comment in 

the Federal Register on February 22, 

2011.3 The Commission did not receive 

any comments on the proposal. This 

order approves the proposed change. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.4

Cathy H. Ahn, 

Deputy Secretary. 

[FR Doc. 2011–9413 Filed 4–18–11; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–64299; File No. SR–NYSE– 

2011–14] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change To Alter Listing 

Fees Applicable to Debt Securities and 

Structured Products 

April 14, 2011. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’) 1 and Rule 19b–4 thereunder,2

notice is hereby given that, on April 11, 

2011, the New York Stock Exchange 

LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I and II below, which Items have 

been prepared by the Exchange. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend 

Section 902.08 of the Listed Company 

Manual (the ‘‘Manual’’) to alter its listing 

fees applicable to debt securities and 

mstockstill on DSKH9S0YB1PROD with NOTICES