21414 Federal Register / Vol. 76, No. 73 / Friday, April 15, 2011 / Notices 

Previous Requests for Comments: The 

RRB has already published the initial 

60-day notice (75 FR 79056 on 

December 17, 2010) required by 44 

U.S.C. 3506(c)(2). That request elicited 

no comments. 

Information Collection Request (ICR) 

Title: Representative Payee Parental 

Custody Monitoring. 

OMB Control Number: 3220–0176. 

Form(s) submitted: G–99D. 

Type of request: Extension without 

change of a currently approved 

collection. 

Affected public: Individuals or 

households. 

Abstract: Under Section 12(a) of the 

Railroad Retirement Act, the RRB is 

authorized to select, make payments to, 

and conduct transactions with an 

annuitant’s relative or some other 

person willing to act on behalf of the 

annuitant as a representative payee. The 

collection obtains information needed to 

verify the parent-for-child payee still 

retains custody of the child. 

Changes proposed: The RRB proposes 

no changes to Form G–99D. 

The Burden Estimate for the ICR Is as 

Follows 

Estimated Completion Time for 

Form(s): Completion time for Form 

G–99D is estimated at 5 minutes. 

Estimated annual number of 

respondents: 1,030. 

Total annual responses: 1,030. 

Total annual reporting hours: 86. 

Additional Information or Comments: 

Copies of the forms and supporting 

documents can be obtained from 

Charles Mierzwa, the RRB Clearance 

Officer, at (312) 751–3363 or 

Charles.Mierzwa@RRB.GOV. 

Comments regarding the information 

collection should be addressed to 

Patricia Henaghan, Railroad Retirement 

Board, 844 North Rush Street, Chicago, 

Illinois 60611–2092 or 

Patricia.Henaghan@RRB.GOV and to 

the OMB Desk Officer for the RRB, Fax: 

202–395–6974, E-mail address: 

OIRA_Submission@omb.eop.gov. 

Charles Mierzwa, 

Clearance Officer. 

[FR Doc. 2011–9157 Filed 4–14–11; 8:45 am] 

BILLING CODE 7905–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: U.S. Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Rule 101, SEC File No. 270–408, OMB 

Control No. 3235–0464. 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of 

extension of the existing collection of 

information provided for in the 

following rule: Rule 101 of Regulation 

M (17 CFR 242.101). 

Rule 101 prohibits distribution 

participants from purchasing activities 

at specified times during a distribution 

of securities. Persons otherwise covered 

by these rules may seek to use several 

applicable exceptions such as a 

calculation of the average daily trading 

volume of the securities in distribution, 

the maintenance of policies regarding 

information barriers between their 

affiliates, and the maintenance a written 

policy regarding general compliance 

with Regulation M for de minimus 

transactions. 

There are approximately 1588 

respondents per year that require an 

aggregate total of 31,309 hours to 

comply with this rule. Each respondent 

makes an estimated 1 annual response. 

Each response takes approximately 20 

hours to complete. Thus, the total 

compliance burden per year is 31,309 

burden hours. The total estimated 

internal labor compliance cost for the 

respondents is approximately 

$1,783,673.73, resulting in a cost of 

compliance for the respondent per 

response of approximately $1123.22 

(i.e., $1,783,673.73/1588 responses). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

The public may view the background 

documentation for this information 

collection at the following Web site, 

http://www.reginfo.gov. Comments 

should be directed to (i) Desk Officer for 

the Securities and Exchange 

Commission, Office of Information and 

Regulatory Affairs, Office of 

Management and Budget, Room 10102, 

New Executive Office Building, 

Washington, DC 20503 or by sending an 

e-mail to: 

Shagufta_Ahmed@omb.eop.gov; and 

(ii) Thomas Bayer, Chief Information 

Officer, Securities and Exchange 

Commission, c/o Remi Pavlik-Simon, 

6432 General Green Way, Alexandria, 

VA 22312 or send an e-mail to: 

PRA_Mailbox@sec.gov. Comments must 

be submitted within 30 days of this 

notice. 

Dated: April 11, 2011. 

Cathy H. Ahn, 

Deputy Secretary. 

[FR Doc. 2011–9186 Filed 4–14–11; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: U.S. Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Rule 103; SEC File No. 270–410; OMB 

Control No. 3235–0466. 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of 

extension of the existing collection of 

information provided for in the 

following rule: Rule 103 of Regulation 

M (17 CFR 242.103). 

Rule 103 permits passive marketmaking in Nasdaq securities during a 

distribution. A distribution participant 

that seeks use of this exception would 

be required to disclose to third parties 

its intention to engage in passive market 

making. 

There are approximately 298 

respondents per year that require an 

aggregate total of 298 hours to comply 

with this rule. Each respondent makes 

an estimated 1 response annually. Each 

response takes approximately 1 hour to 

complete. Thus, the total hourly burden 

per year is 298 hours. The total 

estimated internal labor cost for the 

respondents is approximately 

$19,966.00, resulting in an estimated 

internal labor cost per response of 

approximately $67.00 (i.e., $19,966.00/ 

298 responses). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. Background 

documentation for this information 

collection may be viewed at the 

following link, http://www.reginfo.gov. 

Comments should be directed to (i) 

Desk Officer for the Securities and 

Exchange Commission, Office of 


srobinson on DSKHWCL6B1PROD with NOTICES