alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
FORM OF CERTIFICATE OF COMMON STOCK



 Exhibit 4.01 
 

 







 LUMBER LIQUIDATORS, INC. 
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 
  

									
	TEN COM	  	- as tenants in common	  	UNIF GIFT MIN ACT-	  	 . . . . . . . . . .Custodian . . . . . . . . . . . . . . .

		  		  		  	 (Cust)
	  	 (Minor)

	TEN ENT	  	- as tenants by the entireties	  	 under Uniform Gifts to Minors Act . . . . . . . . . . . .

		  		  		  		  	 (State)

	JT TEN	  	- as joint tenants with right of survivorship
	  	UNIF TRF MIN ACT	  	. . . . . . . . . . . . . . .Custodian (until age. . . ). . . . . . . . . . .
		  	and not as tenants in common	  		  	 (Cust)
	  	 (Minor)

		  		  	 under Uniform Transfers to Minors Act. . . . . . . . . .


		  		  		  		  	 (State)

		  	Additional abbreviations may also be used though not in the above list.

  

			
		  	PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
		 
	For value received, _______________________________hereby sell, assign and transfer unto  	  	 

 _____________________________________________________________________________________________________________________________ 
 _____________________________________________________________________________________________________________________________ 
 (PLEASE PRINT OR
TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) 
 _____________________________________________________________________________________________________________________________ 
 _____________________________________________________________________________________________________________________________ 
 ____________________________________________________________________________________________________________________        Shares 
 represented by the within Certificate, and do hereby irrevocably constitute and appoint 
 ____________________________________________________________________________________________________________________    Attorney 
 to transfer the said Shares on the books of the within named Corporation with full power of substitution in the premises. 
  

					
	 Dated: _____________________________20____________________
	 	 	 	Signature(s) Guaranteed: Medallion Guarantee Stamp
	 Signature: _________________________________________________
	 		 	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and
Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.
		 	 
	 Signature: _________________________________________________
	 		 	 
	 Notice:  The signature to this assignment must correspond with the name as written upon the face of the certificate, in every
particular, without alteration or enlargement, or any change whatever.
431 P.2d 497

#### STATE of New Mexico, Plaintiff-Appellee, v. Thomas Jefferson CHILDERS, Defendant-Appellant.

No. 51.

Court of Appeals of New Mexico.

Aug. 25, 1967.

Boston E. Witt, Atty. Gen., Santa Fe, Tom Overstreet, Edward R. Pearson, Asst. Attys. Gen., for plaintiff-appellee.

M. Rosenberg, Rosenberg & Blenden, Carlsbad, for defendant-appellant.

OPINION

HENSLEY, Jr., Chief Judge.

The appellant, Thomas Jefferson Child-ers, was found guilty of four counts of cattle theft. From the judgments and sentences an appeal to this court has been perfected.

The appellant here asserts that the trial court erred in overruling his motion for a change of venue. The statute relating to change of venue appears as § 21-5-3, N.M.S.A.1953. The record discloses that the application for a change of venue was timely filed. It is admitted that the district attorney did not controvert the allegations contained in the appellant’s verified motion. No hearing was had on the motion which stated that the defendant believed that he could not obtain a fair trial in Eddy County and that an impartial jury could not there be obtained. Neither this court nor the trial court may indulge in speculation as to the presence or absence of prejudice in the minds of the inhabitants of any county. Where a motion for a change of venue is timely filed in the form and substance required by our statute, the trial court may require a hearing thereon. Section 21-5-4, N.M.S.A.1953. If no hearing is held, then a denial of the motion is reversible error. See State v. *356Alaniz, 55 N.M. 312, 232 P.2d 982; State v. Fernandez, 56 N.M. 689, 248 P.2d'679; Schultz v. Young, 37 N.M. 427, 24 P.2d 276.

We have considered the additional challenges made by the appellant. In view of our disposition of the case, they will not be discussed.

The judgments of conviction will be reversed and the cause remanded with directions to vacate the sentences, set aside the verdicts, grant the motion for a change of venüe, and proceed with a new trial.

It is so ordered.

WOOD and SPIESS, JJ., concur.
(No. 74-CC-516

#### Percy E. Owens, Claimant, *vs.*State of Illinois, Department of Transportation, Respondent.

*Opinion filed May 15, 1974.*

Percy E. Owens, Claimant, pro se.

William J. Scott, Attorney General; William E. Webber, Assistant Attorney General, for Respondent.

Per Curiam.
#### § 664.10 What kinds of projects does the Secretary assist?

The Secretary assists projects designed to develop or improve programs in modern foreign language or area studies at the elementary, secondary, or postsecondary level by supporting overseas projects in research, training, and curriculum development by groups of individuals engaged in a common endeavor. Projects may include, as described in §§ 664.11 through 664.14, short-term seminars, curriculum development teams, group research or study, and advanced intensive language programs.

(Authority: 22 U.S.C. 2452(b)(6))
Electrical Conductivity, UMHOS

Day High Low Mean 14 DAY ACCUM MEAN 14 DAY AVG MEAN

1 484 159 253 4,454 318

2 616 164 287 4,304 307

3 624 156 295 4,001 286

4 689 157 331 3,803 272

5 766 165 364 3,740 267

6 1,066 183 376 3,780 270

7 794 183 317 3,796 271

8 698 184 261 3,778 270

9 1,096 176 314 3,884 277

10 1,727 180 424 4,101 293

11 2,692 213 650 4,541 324

12 3,083 228 994 5,327 381

13 4,503 261 1,493 6,596 471

14 4,875 298 1,726 8,085 578

15 5,598 297 1,982 9,814 701

16 5,611 301 2,274 11,801 843

17 5,776 321 2,512 14,018 1,001

18 6,182 412 3,077 16,764 1,197

19 3,154 373 1,620 18,020 1,287

20 2,787 398 1,135 18,779 1,341

21 2,325 335 903 19,365 1,383

22 3,306 367 1,020 20,124 1,437

23 3,906 390 1,372 21,182 1,513

24 5,098 406 1,487 22,245 1,589

25 5,266 414 1,785 23,380 1,670

26 5,701 413 2,149 24,535 1,753

27 6,072 403 2,544 25,586 1,828

28 5,960 400 2,569 26,429 1,888

29 6,318 396 2,772 27,219 1,944

30 6,245 418 2,874 27,819 1,987

COMMENT(S):

0 reading indicates that the station was out of service.

Historical Archive and Report Database

Emmaton Bottom On The Sacramento River

Period: November 2023 Run Date: 12/8/2023
#### § 681.53 Notification to lender or holder of change in enrollment status.

Each school must notify the holder of a HEAL loan of any change in the student's enrollment status within 30 days following the change in status. Each notice must contain the student's full name under which the loan was received, the student's current name (if different), the student's Social Security number, the date of the change in the enrollment status, or failure to enroll as scheduled for any academic period as a full-time student, the student's latest known permanent and temporary addresses, and other information which the school may decide is necessary to identify or locate the student. If the school does not know the identity of the current holder of the HEAL loan, it must notify the HEAL Program Office of a change in the student's enrollment status. This notification is not required for vacation periods and leaves of absence or other temporary interruptions which do not exceed one academic term.

(Approved by the Office of Management and Budget under control number 1845-0125)
Subsidiaries of China Shenzhou Mining & Resources, Inc.

1.

American Federal Mining Group, Inc   (AFMG.)

2.

Wulatehouqi Qianzhen Ore Processing Co., Ltd (Qianzhen Mining)

3.

Inner Mongolia Xiangzhen Mining Group Co., Ltd  (Xiangzhen Ming)

4.

Xinjiang Wuqia Tianzhen Mining Co. Ltd  (Tianzhen Ming)

5.

Xinjiang Buerjin County Xingzhen Mining Co. Ltd  (Xingzhen Ming)

6.

Wulatehouqi Qingshan Nonferrous Metal Development Co. Ltd

(Qingshan Nonferrous Metal)
<PAGE>

                                 CERTIFICATIONS

Exhibit 32.1

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of Sub Surface Waste Management of
Delaware, Inc., (the "Company") on Form 10-KSB for the period ending September
30, 2005 as filed with the Securities and Exchange Commission on the date hereof
(the "Report"), Bruce S. Beattie, Chief Executive Officer of the Company,
certify to the best of my knowledge, pursuant to 18 U.S.C. ss.1350, as adopted
pursuant to ss.906 of the Sarbanes-Oxley Act of 2002, that:

(1) The Report fully complies with the requirements of section 13 (a) or 15 (d)
of the Securities and Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material
respects, the financial condition and result of operations of the Company.

                                           /S/ BRUCE S. BEATTIE
                                           -------------------------------------
                                           Bruce S. Beattie
                                           Chief Executive Officer
                                           January 18, 2006
### §668. Theft of major artwork

(a) Definitions.—In this section—

(1) "museum" means an organized and permanent institution, the activities of which affect interstate or foreign commerce, that—

(A) is situated in the United States;

(B) is established for an essentially educational or aesthetic purpose;

(C) has a professional staff; and

(D) owns, utilizes, and cares for tangible objects that are exhibited to the public on a regular schedule.

(2) "object of cultural heritage" means an object that is—

(A) over 100 years old and worth in excess of $5,000; or

(B) worth at least $100,000.

(b) Offenses.—A person who—

(1) steals or obtains by fraud from the care, custody, or control of a museum any object of cultural heritage; or

(2) knowing that an object of cultural heritage has been stolen or obtained by fraud, if in fact the object was stolen or obtained from the care, custody, or control of a museum (whether or not that fact is known to the person), receives, conceals, exhibits, or disposes of the object,

shall be fined under this title, imprisoned not more than 10 years, or both.

(Added Pub. L. 103–322, title XXXII, §320902(a), Sept. 13, 1994, 108 Stat. 2123; amended Pub. L. 104–294, title VI, §604(b)(18), Oct. 11, 1996, 110 Stat. 3507.)

#### **Editorial Notes**

#### Amendments

1996—Subsec. (a). Pub. L. 104–294 designated first and second pars. beginning with quotation mark as pars. (1) and (2), respectively, and made technical amendment to provisions appearing in original.

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date of 1996 Amendment

Amendment by Pub. L. 104–294 effective Sept. 13, 1994, see section 604(d) of Pub. L. 104–294, set out as a note under section 13 of this title.
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

DAY ELEV

 1,167.29

 1,166.96

 1,166.59

 1,166.13

 1,165.71

 1,165.28

 1,164.83

 1,164.45

 1,163.97

 1,163.80

 1,163.60

 1,163.39

 1,163.32

 1,163.28

 1,163.24

 1,163.20

 1,163.12

 1,163.08

 1,163.02

 1,162.98

 1,162.94

 1,162.90

 1,162.90

 1,162.85

 1,162.81

 1,162.75

 1,162.69

 1,162.64

 1,162.59

 1,162.53

 1,162.48

 11.21

 10.98

 10.73

 10.43

 10.16

 9.88

 9.60

 9.37

 9.07

 8.97

 8.86

 8.73

 8.69

 8.67

 8.64

 8.62

 8.57

 8.55

 8.52

 8.49

 8.47

 8.45

 8.45

 8.42

 8.40

 8.36

 8.33

 8.30

 8.27

 8.24

 8.21

STORAGE

-0.23

-0.23

-0.25

-0.31

-0.27

-0.27

-0.28

-0.23

-0.29

-0.10

-0.12

-0.12

-0.04

-0.02

-0.02

-0.02

-0.05

-0.02

-0.04

-0.02

-0.02

-0.02

+0.00

-0.03

-0.02

-0.03

-0.03

-0.03

-0.03

-0.03

-0.03

CHANGE

8

7

11

9

8

8

-1

8

6

10

9

9

-1

9

8

9

7

8

6

7

6

6

18

8

9

5

0

4

4

1

4

INFLOW

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

 0

SPILL

 115

 113

 126

 153

 137

 139

 136

 119

 146

 51

 59

 63

 12

 12

 12

 12

 24

 12

 17

 12

 12

 12

 12

 15

 15

 15

 10

 10

 10

 10

 10

OUTLET

 8

 9

 9

 10

 8

 7

 6

 6

 8

 9

 9

 9

 8

 9

 8

 9

 7

 8

 7

 7

 6

 5

 6

 7

 6

 7

 7

 8

 8

 8

 8

C.F.S.

 .35

 .39

 .42

 .45

 .39

 .36

 .32

 .32

 .40

 .45

 .47

 .45

 .45

 .46

 .45

 .46

 .40

 .42

 .40

 .36

 .30

 .26

 .35

 .40

 .32

 .37

 .38

 .42

 .45

 .45

 .42

INCHES

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

 .00

PRECIP

UNITED STATES DEPARTMENT OF THE INTERIOR

U.S. BUREAU OF RECLAMATION-ORLAND PROJECT-CALIFORNIA

AUGUST 2002 EAST PARK RESERVOIR DAILY OPERATIONS RUN DATE: 09/23/2002

IN LAKE

EVAPORATION

INCHES

C.F.S.

COMPUTED*

1000 ACRE-FEET

RELEASE - C.F.S.

TOTALS -3.20 210 1,601 0 237 12.29 .00

ACRE-FEET -3,200 417 3,176 0 470

COMMENTS:

* COMPUTED INFLOW IS THE SUM OF CHANGE IN STORAGE, RELEASES AND EVAPORATION.

DATA BASED ON 24 HOUR PERIOD ENDING 0800 AM.

SUMMARY RELEASE (ACRE-FEET)

SPILL 0

OUTLET

TOTAL

 3,176

 3,176

PRECIPITATION

THIS MONTH =

TO DATE =

 .00

JULY 1, 2002 .00

 11.43
JONES (TRACY) CLIFT BANKS (DELTA) FED DOS BYRON Delta Mendota Canal-California Aqueduct Intertie

PUMPING PLANT COURT PUMPING PLANT BANKS AMIGOS BETHANY Pumping (DMC to CA) Release (CA TO DMC) DMC-POOL

Day Fed

1

State

2

Total

3

Total

4

State

5

Fed

6

Total

7

XVC

8

XVC

9

Total

10

Fed

11

State

12

XVC

13

Total

14

Fed

15

State

16

XVC

17

Total

18

Demands

19

1 8,183 0 8,183 13,082 13,291 0 13,291 0 0 6 831 0 0 831 0 0 0 0 38

2 8,331 0 8,331 12,297 12,071 0 12,071 0 0 11 942 0 0 942 0 0 0 0 22

3 8,410 0 8,410 11,284 11,274 0 11,274 0 0 10 930 0 0 930 0 0 0 0 176

4 8,386 0 8,386 10,299 10,035 0 10,035 0 0 6 940 0 0 940 0 0 0 0 221

5 5,363 0 5,363 12,086 11,908 0 11,908 0 0 6 6 0 0 6 0 0 0 0 -289

6 5,323 0 5,323 11,676 11,520 0 11,520 0 0 6 0 0 0 0 0 0 0 0 432

7 5,297 0 5,297 11,282 12,004 0 12,004 0 0 9 0 0 0 0 0 0 0 0 462

8 6,121 0 6,121 8,112 7,717 0 7,717 0 0 8 372 0 0 372 0 0 0 0 1,250

9 7,456 0 7,456 8,919 8,786 0 8,786 0 0 4 453 0 0 453 0 0 0 0 783

10 8,172 0 8,172 8,132 8,036 0 8,036 0 0 10 932 0 0 932 0 0 0 0 974

11 8,227 0 8,227 7,721 7,672 0 7,672 0 0 6 929 0 0 929 0 0 0 0 708

12 8,266 0 8,266 7,328 7,299 0 7,299 0 0 7 932 0 0 932 0 0 0 0 725

13 8,293 0 8,293 6,928 7,158 0 7,158 0 0 7 928 0 0 928 0 0 0 0 854

14 8,360 0 8,360 6,539 6,655 0 6,655 0 0 13 931 0 0 931 0 0 0 0 1,063

15 8,389 0 8,389 6,332 6,132 0 6,132 0 0 6 917 0 0 917 0 0 0 0 1,635

16 7,275 0 7,275 7,140 7,111 0 7,111 0 0 8 720 0 0 720 0 0 0 0 1,522

17 8,031 0 8,031 5,930 6,135 0 6,135 0 0 10 791 0 0 791 0 0 0 0 1,820

18 6,944 0 6,944 2,958 2,996 0 2,996 0 0 5 0 0 0 0 0 0 0 0 1,590

19 6,956 0 6,956 2,967 3,152 0 3,152 0 0 8 0 0 0 0 0 0 0 0 956

20 6,941 0 6,941 3,965 3,699 0 3,699 0 0 8 0 0 0 0 0 0 0 0 1,617

21 6,938 0 6,938 4,155 4,016 0 4,016 0 0 10 0 0 0 0 0 0 0 0 2,032

22 6,940 0 6,940 4,150 3,989 0 3,989 0 0 11 0 0 0 0 0 0 0 0 1,934

23 6,943 0 6,943 4,144 3,791 0 3,791 0 0 9 0 0 0 0 0 0 0 0 1,846

24 6,952 0 6,952 2,956 3,381 0 3,381 0 0 5 0 0 0 0 0 0 0 0 1,178

25 6,958 0 6,958 2,755 2,939 0 2,939 0 0 9 0 0 0 0 0 0 0 0 818

26 6,951 0 6,951 3,174 2,951 0 2,951 0 0 8 0 0 0 0 0 0 0 0 322

27 6,957 0 6,957 5,339 5,269 0 5,269 0 0 6 0 0 0 0 0 0 0 0 135

28 6,963 0 6,963 5,551 5,112 0 5,112 0 0 8 0 0 0 0 0 0 0 0 123

Totals 204,326 0 204,326 197,201 196,099 0 196,099 0 0 220 11,554 0 0 11,554 0 0 0 0 24,947

Comments: All values in Acre - Feet

Total Banks: Feb 2023 verified with DWR-OCO 8 Page Summary 1-9-2024.

Fed Banks: Feb 2023 verified with DWR-OCO 8 Page Summary 1-9-2024.

Historical Archive and Report Database

Federal-State Operations

February 2023 Run Date: 1/31/2024
Fed Banks XVC: Feb 2023 verified with DWR-OCO 8 Page Summary 1-9-2024.

Feb 2023 verified with SLDMWA EOM Report 07-24-2023

DCI XVC Pump: Feb 2023 verified with DWR-OCO 8 Page Summary 1-9-2024.

DCI XVC 

Release:

Feb 2023 verified with DWR-OCO 8 Page Summary 1-9-2024.

Feb 2023 verified with DWR-OCO 8 Page Summary 1-9-2024.

Total Tracy: Feb 2023 verified with SLDMWA EOM Report 07-24-2023

Historical Archive and Report Database

Federal-State Operations

February 2023 Run Date: 1/31/2024
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

DAY HIGH

 337

 394

 279

 329

 215

 192

 177

 167

 168

 173

 181

 200

 170

 194

 188

 161

 164

 180

 207

 174

 268

 490

 724

 691

 767

 766

 571

 560

 519

 553

 530

 182

 169

 167

 162

 159

 146

 150

 137

 140

 139

 141

 144

 144

 143

 144

 145

 145

 145

 145

 138

 142

 143

 149

 160

 166

 181

 188

 190

 192

 205

 197

 236

 234

 202

 187

 176

 162

 157

 153

 149

 149

 152

 156

 153

 154

 152

 151

 152

 153

 156

 150

 154

 183

 236

 259

 283

 316

 288

 298

 304

 322

 284

LOW MEAN

UNITED STATES DEPARTMENT OF THE INTERIOR

U.S. BUREAU OF RECLAMATION-CENTRAL VALLEY PROJECT-CALIFORNIA

MAY 2009 WATER QUALITY REPORT RUN DATE: June 2, 2009

ELECTRICAL CONDUCTIVITY, UMHOS 

14 DAY

ACCUM

MEAN

14 DAY

AVG

MEAN

 3,395

 3,423

 3,422

 3,411

 3,388

 3,344

 3,249

 3,139

 3,040

 2,930

 2,800

 2,629

 2,514

 2,420

 2,336

 2,253

 2,203

 2,169

 2,149

 2,137

 2,134

 2,164

 2,251

 2,361

 2,492

 2,652

 2,787

 2,931

 3,083

 3,254

 3,386

 243

 245

 244

 244

 242

 239

 232

 224

 217

 209

 200

 188

 180

 173

 167

 161

 157

 155

 154

 153

 152

 155

 161

 169

 178

 189

 199

 209

 220

 232

 242

Comments:

0 reading indicates that the station was out of service.

EMMATON BOTTOM ON THE SACRAMENTO RIVER
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not

be published and is not precedent except under the limited circumstances set forth in 5TH CIR.

R. 47.5.4.

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 10-41057

Conference Calendar

UNITED STATES OF AMERICA,

Plaintiff-Appellee

v.

MANUEL RODRIGUEZ-SANCHEZ,

Defendant-Appellant

Appeal from the United States District Court

for the Southern District of Texas

USDC No. 2:10-CR-649-1

Before JONES, Chief Judge, and STEWART and SOUTHWICK, Circuit Judges.

PER CURIAM:*

The Federal Public Defender appointed to represent Manuel RodriguezSanchez has moved for leave to withdraw and has filed a brief in accordance

with Anders v. California, 386 U.S. 738 (1967), and United States v. Flores, 632

F.3d 229 (5th Cir. 2011). Rodriguez-Sanchez has not filed a response. We have

reviewed counsel’s brief and the relevant portions ofthe record reflected therein.

We concur with counsel’s assessment that the appeal presents no nonfrivolous

issue for appellate review. Accordingly, counsel’s motion for leave to withdraw

United States Court of Appeals

Fifth Circuit

F I L E D

June 21, 2011

Lyle W. Cayce

Clerk
No. 10-41057

2

is GRANTED, counsel is excused from further responsibilities herein, and the

APPEAL IS DISMISSED. See 5TH CIR. R. 42.2.
TREATIES AND OTHER INTERNATIONAL ACTS SERIES 10-201.1 

________________________________________________________________________ 

MUTUAL LEGAL ASSISTANCE 

 Agreement Between the 

UNITED STATES OF AMERICA 

and the EUROPEAN UNION 

Signed at Washington June 25, 2003 

 with 

Explanatory Note 

 
 NOTE BY THE DEPARTMENT OF STATE 

 Pursuant to Public Law 89—497, approved July 8, 1966 

(80 Stat. 271; 1 U.S.C. 113)—

“. . .the Treaties and Other International Acts Series issued 

under the authority of the Secretary of State shall be competent 

 evidence . . . of the treaties, international agreements other than 

treaties, and proclamations by the President of such treaties and 

international agreements other than treaties, as the case may be, 

therein contained, in all the courts of law and equity and of maritime 

jurisdiction, and in all the tribunals and public offices of the 

United States, and of the several States, without any further proof 

or authentication thereof.” 
 EUROPEAN UNION 

 Mutual Legal Assistance 

Agreement signed at Washington June 25, 2003; 

Transmitted by the President of the United States of America 

 to the Senate September 28, 2006 (Treaty Doc. 109-13, 

 109th Congress, 2d Session); 

Reported favorably by the Senate Committee on Foreign Relations 

 July 29, 2008 (Senate Executive Report No. 110-13, 

 110th Congress, 2d Session); 

Advice and consent to ratification by the Senate 

 September 23, 2008; 

Ratified by the President December 11, 2008; 

Approved by the European Union October 23, 2009; 

Instruments exchanged at Washington October 28, 2009; 

Entered into force February 1, 2010. 

With explanatory note. 























NOTE: Only English text will be printed in this publication.
§ 86.301 What actions may the Secretary take if an IHE violates this part? ( a ) If an IHE violates its certification, the Secretary may issue a response to the IHE. A response may include, but is not limited to— ( 1 ) Provision of information and technical assistance; and
( 2 ) Formulation of a compliance agreement designed to bring the IHE into full compliance with this part as soon as feasible.
( b ) If an IHE receives any form of Federal financial assistance without having submitted a certification or violates its certification, the Secretary may impose one or more sanctions on the IHE, including— ( 1 ) Repayment of any or all forms of Federal financial assistance received by the IHE when it was in violation of this part; and
( 2 ) The termination of any or all forms of Federal financial assistance that— ( i ) ( A ) Except as specified in paragraph (b)(2)(ii) of this section, ends an IHE's eligibility to receive any or all forms of Federal financial assistance. The Secretary specifies which forms of Federal financial assistance would be affected; and
( B ) Prohibits an IHE from making any new obligations against Federal funds; and
( ii ) For purposes of an IHE's participation in the student financial assistance programs authorized by title IV of the Higher Education Act of 1965 as amended, has the same effect as a termination under 34 CFR 668.94.
(Authority: 20 U.S.C. 1145g)
[55 FR 33581, Aug. 16, 1990, as amended at 61 FR 66225, Dec. 17, 1996]