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# Fixed Income Market Structure Advisory Committee — Agenda for July 29, 2019, Meeting

| 9:30 a.m.  | Welcome and Opening Remarks                                                                                                                                                                                                                                                                |
|------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 9:45 a.m.  | Draft Recommendation for Investor Education Regarding Retail Notes- Susan Sheffield, GM Financial
- Sarah Tucker, Raymond James
- Brian Walker, Incapital
- Brad Winges, Hilltop Securities                                                                                                |
| 10:45 a.m. | Break                                                                                                                                                                                                                                                                                      |
| 11:00 a.m. | Draft Recommendation on Certain Principal Transactions with Advisory Clients  - Jude Arena, Bank of America Merrill Lynch
- John Bagley, MSRB
- John Cahalane, Tradeweb
- Chris Ferreri, Hartfield, Titus, and Donnelly
- Craig Noble, Wells Fargo Advisors                                |
| 12:00 p.m  | Lunch Break                                                                                                                                                                                                                                                                                |
| 12:45 p.m  | Updates from the Technology and Electronic Trading Subcommittee and ETFs and Bond Funds Subcommittee                                                                                                                                                                                       |
| 1:00 p.m.  | Content and Timeliness of Municipal Issuer Disclosures- Tom Doe, Municipal Market Analytics
- Sheila May, GW&K Investment Management
- Tom McLoughlin, UBS
- Tim Schaefer, Office of the California State Treasurer
- Kendel Taylor, City of Alexandria
- James Wallin, Alliance Bernstein |
| 2:00 p.m.  | Break                                                                                                                                                                                                                                                                                      |
| 2:15 p.m.  | Credit Ratings: Future Modifications or Status Quo  - Daniel Gates, Moody's Investors Service
- Yann Le Pallec, S&P Global
- Otis Otih, Mars
- Susan Sheffield, GM Financial
- Rachel Wilson, Iron Mountain                                                                                |
| 3:30 p.m.  | Adjournment                                                                                                                                                                                                                                                                                |

            - Spotlight                - Advisory Committee on Small and Emerging Companies
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Modified: July 25, 2019

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