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#  Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act 

## Mandatory Rulemaking Provisions

The SEC has adopted final rules for mandatory rulemaking provisions of the Dodd-Frank Act.

### Private Funds: 8 rulemaking provisions adopted

### Executive Compensation: 8 rulemaking provisions adopted, 4 proposed

### Volcker Rule: 1 rulemaking provision adopted

### Asset-Backed Securities: 7 rulemaking provisions adopted

### Security-Based Swaps: 26 rulemaking provisions adopted, 3 proposed

### Credit Rating Agencies: 12 rulemaking provisions adopted

### Clearing Agencies: 2 rulemaking provisions adopted

### Specialized Disclosures: 2 rulemaking provisions adopted

### Municipal Securities Advisors: 1 rulemaking provision adopted

### Other: 9 rulemaking provisions adopted, 0 proposed, 3 remaining

Adopted

Proposed

## New Offices

The SEC established five new offices required under the Dodd-Frank Act.
                                        - Office of the Whistleblower
                                        - Credit Ratings
                                        - Investor Advocate
                                        - Minority and Women Inclusion
                                        - Municipal Securities

## Reports and Studies

The SEC and its staff issued dozens of studies and reports required under the Dodd-Frank Act.

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*Modified: Feb. 21, 2024*

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