# Speeches and Statements

Speeches, statements and testimony given by the Chair, Commissioners, and staff of the SEC.

- Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers Proposal Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers ProposalCommissioner Hester PeirceApril 12, 2024
- Office Hours with Gary Gensler: U.S. Treasury Markets Office Hours with Gary Gensler: U.S. Treasury Markets
- Pourquoi Pas? Securities Regulation and the American Dream: Remarks before the Association of Private Enterprise Education Pourquoi Pas? Securities Regulation and the American Dream:Remarks before the Association of Private Enterprise EducationConference on the Political Economy of Money and FinanceCommissioner Hester M. PeirceApril 8, 2024
- Filling the Gap: Comments on the Proposal to Amend FINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure to Modify the Qualifications for Representatives in Arbitrations and Mediations Filling the Gap: Comments on the Proposal to AmendFINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure toModify the Qualifications for Representatives in Arbitrations and MediationsCommissioner Hester M. PeirceApril 8, 2024
- Statement on Jury’s Verdict in Trial of Matthew Panuwat Statement on Jury’s Verdict in Trial of Matthew Panuwat
- Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon
- Remarks at SEC Speaks 2024 Sanjay WadhwaDeputy Director, Division of Enforcement​​​​​​​April 3, 2024
- Remarks at SEC Speaks 2024 Remarks at SEC Speaks 2024Gurbir S. Grewal, Director, Division of EnforcementApril 3, 2024
- We Will Rock You:  The Small but Mighty Office of the Advocate for Small Business Capital Formation Remarks at SEC SpeaksStacey L. Bowers, DirectorOffice of the Advocate for Small Business Capital FormationApril 3, 2024
- Remarks at SEC Speaks 2024 Division of Examinations Panel Remarks at SEC Speaks 2024 Division of Examinations PanelRichard BestDirector, Division of ExaminationsApril 2, 2024
- “U.S. Capital Markets and the Public Good” Prepared Remarks before SEC Speaks “U.S. Capital Markets and the Public Good”  Prepared Remarks before SEC Speaks Gary Gensler Chair, Securities and Exchange Commission April 2, 2024
- At the SEC: Nothing but Crickets Remarks at SEC Speaks At the SEC: Nothing but Crickets Remarks at SEC Speaks Commissioner Hester M. Peirce April 2, 2024
- Remarks at the “SEC Speaks” Conference 2024 Remarks at the “SEC Speaks” Conference 2024April 2, 2024Washington, DC
- 2024 Roundtable on Retail Investors and Fraud Prevention Welcome Remarks 2024 ROUNDTABLE ON RETAIL INVESTORS AND FRAUD PREVENTION WELCOME REMARKSDalton State CollegeMarch 28, 2024Commissioner Jaime Lizárraga
- Prepared Remarks before the SEC / NASAA / Georgia Secretary of State Joint Public Roundtable Prepared Remarks before the SEC / NASAA / Georgia Secretary of State Joint Public RoundtableGary Gensler, Chair, Securities and Exchange CommissionMarch 27, 2024
- Remarks to the Investor Roundtable Co-Hosted by the SEC, NASAA, and Georgia Secretary of State Remarks to the Investor Roundtable Co-Hosted by the SEC, NASAA, and Georgia Secretary of StateCommissioner Mark T. UyedaMarch 27, 2024
- Statement on Internet Investment Advisers Statement on Internet Investment AdvisersChair Gary GenslerMarch 27, 2024
- Commission Statement on the Passing of Former Commissioner Roberta Karmel Commission Statement on the Passing of Former Commissioner Roberta Karmel
- “I’m with Roosevelt and Jack: Benefits of Mandatory Disclosure”  Prepared Remarks before Columbia Law School Conference in Honor of John C. Coffee, Jr. “I’m with Roosevelt and Jack: Benefits of Mandatory Disclosure” Prepared Remarks before Columbia Law School Conference in Honor of John C. Coffee, Jr.Gary Gensler, Chair, Securities and Exchange CommissionMarch 22, 2024
- Office Hours with Gary Gensler: Corporate Governance Office Hours with Gary Gensler: Corporate Governance
- Chair Gary Gensler on AI Washing Chair Gary Gensler on AI Washing
- Prepared Remarks before the Investor Advisory Committee Prepared Remarks before the Investor Advisory CommitteeGary Gensler, Chair, Securities and Exchange CommissionMarch 7, 2024
- Change: Remarks at Meeting of the SEC Investor Advisory Committee Change: Remarks at Meeting of the SEC Investor Advisory CommitteeCommissioner Hester M. PeirceMarch 7, 2024
- Office Hours with Gary Gensler: Climate Risk Disclosure Office Hours with Gary Gensler: Climate Risk Disclosure
- Statement on Final Rules Regarding Order Execution Quality Statement on Final Rules Regarding Order Execution Quality Gary Gensler, Chair, Securities and Exchange Commission March 6, 2024