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          <h1>SEC Action Lookup - Individuals (SALI)</h1>
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      <h2>About this Feature</h2>
    
        <div class="body"><p>This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.</p>

<p>Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and March 31, 2024. This feature will be updated periodically to add individuals from newly-filed actions.</p>

<p>Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.</p>

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