SEC NEWS DIGEST


   Issue 2007-20                                        January 31, 2007



   COMMISSION ANNOUNCEMENTS


   COMMISSION MEETINGS

   Following  is  a  schedule  of  Commission  meetings,  which  will  be
   conducted under provisions of the  Government  in  the  Sunshine  Act.
   Meetings will be scheduled according to  the  requirements  of  agenda
   items under consideration.

   Open meetings will be held in  the  Auditorium,  Room  LL-002  at  the
   Commission's Headquarters building, 100 F  Street,  N.E.,  Washington,
   D.C. Visitors are welcome at all open meetings, insofar  as  space  is
   Available. Persons  wishing  to  photograph  or  videotape  Commission
   meetings must obtain permission in advance from the Secretary  of  the
   Commission. Persons wishing to tape record a Commission meeting should
   notify the Secretary's office 48 hours in advance of the meeting.

   Any member of the public who requires auxiliary aids such  as  a  sign
   language interpreter or material on tape to attend  a  public  meeting
   should contact Rochelle Franks, Office of  Human  Resources,  to  make
   arrangements. Ms. Franks can be reached at TTY number (202)  551-4106.
   In  the  event  Ms.  Franks  cannot  be  reached,  you  may  call  the
   interpreter directly at (202) 551-4158. If you are calling from a  non
   TTY number, please call the Relay Service at 1 866 377 8642.

   An Open Meeting will be held on Wednesday, February 7, 2007, at  10:00
   a.m. in the Auditorium, Room LL-002, and Closed Meetings will be  held
   on Wednesday, February 7, 2007, at 11:00 a.m. and  Thursday,  February
   8, 2007, at 2:00 p.m.

   OPEN MEETING - WEDNESDAY, FEBRUARY 7, 2007 - 10:00 A.M.

   The subject matter  of  the  Open  Meeting  scheduled  for  Wednesday,
   February 7, 2007, at 10:00 a.m. will be:

   The Commission will hear oral argument on an appeal by John A. Carley,
   Eugene C. Geiger, Thomas A. Kaufmann, Edward H. Price, and Christopher
   H. Zacharias from an initial decision of an administrative law judge.

   Carley  and  Zacharias  were  officers  and   directors   of   Starnet
   Communications International, Inc. Geiger and Kaufmann were associated
   persons of Spencer Edwards, Inc., a  registered  broker-dealer.  Price
   was president, chief executive officer, and chief  compliance  officer
   of Spencer Edwards and supervised Geiger and Kaufmann.

   The law judge found that Carley and Zacharias violated, and Geiger and
   Kaufmann willfully violated, Sections 5(a) and 5(c) of the  Securities
   Act of 1933 by offering to sell, selling, and delivering to members of
   the public  shares  of  Starnet  common  stock  when  no  registration
   statement was filed or in effect with respect to those securities  and
   no exemption from registration was available. The law judge found that
   Price failed reasonably to supervise  Geiger  and  Kaufmann.  The  law
   judge found further that Carley and Zacharias violated  the  antifraud
   provisions of the securities laws by filing with the Commission  false
   and misleading current and annual reports. The law  judge  also  found
   that Zacharias violated Section 16(a) of the Securities  Exchange  Act
   of 1934 and Exchange Act Rule 16a-3 by failing to file a required Form
   4.

   The law judge imposed cease-and-desist orders  on  Carley,  Zacharias,
   Geiger, and Kaufmann, barred Geiger and Kaufmann from associating with
   any broker or dealer, and  barred  Price  from  associating  with  any
   broker or dealer in a supervisory  capacity.  The  law  judge  ordered
   Carley and Zacharias each to disgorge an amount representing  payments
   made to them in connection with their unregistered sale of  shares  of
   Starnet common stock. The law judge also ordered Geiger  and  Kaufmann
   each to disgorge fifty percent of the net commissions that they earned
   on all Starnet trades attributable to their joint  account  number  at
   Spencer Edwards from January 1999 through February 2001. The law judge
   imposed  penalties  of  $400,000  against  Geiger,  $300,000   against
   Kaufmann, and $150,000 against Price.

   Carley, Zacharias, Geiger, Kaufmann, and Price appeal the law  judge's
   findings of violation and the sanctions imposed by the law judge.

   Among the issues likely to be considered are  1)  whether  respondents
   committed the alleged violations; and  2)  if  so,  whether  sanctions
   should be imposed in the public interest.

   CLOSED MEETING - WEDNESDAY, FEBRUARY 7, 2007 - 11:00 A.M.

   The subject matter of the  Closed  Meeting  scheduled  for  Wednesday,
   February 7, 2007, at 11:00 a.m. will be post-argument discussion.

   CLOSED MEETING - WEDNESDAY, FEBRUARY 8, 2007 - 2:00 P.M.

   The subject matter of  the  Closed  Meeting  scheduled  for  Thursday,
   February 8, 2007, will be  a  regulatory  matter  regarding  financial
   institution;  formal  orders   of   investigation;   institution   and
   settlement  of  injunctive  actions;  institution  and  settlement  of
   administrative proceedings of an  enforcement  nature;  resolution  of
   litigation claims; an adjudicatory matter; and other matters  relating
   to enforcement proceedings.

   At times, changes in Commission priorities require alterations in  the
   scheduling of meeting items. For further information and to  ascertain
   what, if any, matters have been added, deleted  or  postponed,  please
   contact The Office of the Secretary at (202) 551-5400.

   SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN FOUR  COMPANIES
   FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

   The U.S. Securities and Exchange Commission  announced  the  temporary
   suspension of trading of the  securities  of  the  following  issuers,
   commencing at 9:30 a.m. EST on Jan. 31, 2007 and terminating at  11:59
   p.m. EST on Feb. 13, 2007:

   Icon International Holdings, Inc. (INIH)
   Interchange Medical, Inc. (ICGM)
   Outsource International, Inc. (OSIXQ)
   Smart Choice Automotive Group, Inc. (SCHA)

   The Commission temporarily suspended  trading  in  the  securities  of
   these four companies due to a lack of current and accurate information
   about them because they  had  not  filed  periodic  reports  with  the
   Commission for over four years. This order  was  entered  pursuant  to
   Section 12(k) of the Securities Exchange Act of  1934  (Exchange  Act)
   Section 12(k)

   The Commission cautions brokers, dealers, shareholders and prospective
   purchasers  that  they  should  carefully   consider   the   foregoing
   information along with all other currently available  information  and
   any information subsequently issued by these companies.

   Brokers and dealers should be alert to  the  fact  that,  pursuant  to
   Exchange  Act  Rule  15c2-11,  at  the  termination  of  the   trading
   suspensions, no quotation may be entered relating to the securities of
   the subject companies unless  and  until  the  broker  or  dealer  has
   strictly complied with all of the  provisions  of  the  rule.  If  any
   broker or dealer is uncertain as to what is required by the  rule,  it
   should refrain from entering quotations relating to the securities  of
   these companies that have been subject to a trading  suspension  until
   such time as it has familiarized itself with the rule and  is  certain
   that all of its provisions have been met. Any broker  or  dealer  with
   questions  regarding  the  rule  should  contact  the  staff  of   the
   Securities and Exchange Commission in Washington,  DC  at  (202)  551-
   5720. If any broker  or  dealer  enters  any  quotation  which  is  in
   violation of the rule, the  Commission  will  consider  the  need  for
   prompt enforcement action.

   If any broker, dealer or other person has any  information  which  may
   relate to this matter, they should immediately communicate it  to  the
   Delinquent Filings Branch of the Division of Enforcement at (202) 551-
   5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-55203)


   ENFORCEMENT PROCEEDINGS


   COMMISSION  DISMISSES  ADMINISTRATIVE   PROCEEDINGS   AGAINST   ROBERT
   OSTROWSKI AND REES HARRIS

   On  January  30,   the   Commission   issued   an   Order   Dismissing
   Administrative Proceedings Instituted Pursuant to Section  8A  of  the
   Securities Act of 1933 and Sections 15(b) and 21C  of  the  Securities
   Exchange Act of 1934 against Robert  Ostrowski  and  Rees  T.  Harris.
   Previously, on July 10, 2003,  the  Commission  had  issued  an  Order
   Instituting Public  Administrative  and  Cease-and-Desist  Proceedings
   Pursuant to Section 8A of the Securities Act and  Sections  15(b)  and
   21C of the Exchange Act (OIP) against Ostrowski and Harris. The  Order
   finds that,  since  the  institution  of  the  OIP,  there  have  been
   significant changes in both the law  and  related  circumstances  that
   make it advisable for the OIP to be dismissed.

   Based on the above, the Commission ordered the dismissal of  the  OIP.
   Both Ostrowski and Harris consented  to  the  issuance  of  the  Order
   without admitting or denying any of the findings in the Order.  (Rels.
   33-8777; 34-55200; File No. 3-11175)

   IN THE MATTER OF WILLIAM F. SORIN, ESQ.

   On  January  30,  the   Commission   issued   an   Order   Instituting
   Administrative Proceedings Pursuant to Rule 102(e) of the Commission's
   Rules of Practice, Making Findings, and  Imposing  Remedial  Sanctions
   (Order) against William F. Sorin, an attorney licensed to practice  in
   the State of New York. Sorin served as General Counsel and then Senior
   General Counsel of Comverse Technology, Inc. from October  1984  until
   May 1, 2006.

   On January 29, a Final Judgment signed by Judge Nicholas Garaufis  was
   entered in the United States District Court for the  Eastern  District
   of New York, which permanently enjoins Sorin, by consent, from  future
   violations of Section 17(a) of the Securities Act  of  1933,  Sections
   10(b), 13(b)(5), 14(a), and 16(a) of the Securities  Exchange  Act  of
   1934 and Rules 10b-5, 13b2-1, 13b2-2, 14a-9, and 16a-3 thereunder, and
   from aiding and abetting violations of  Sections  13(a),  13(b)(2)(A),
   and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, and  13a-
   13 thereunder. The Court ordered the injunction based  on  allegations
   in the Commission's complaint in the matter of Securities and Exchange
   Commission v. Jacob "Kobi" Alexander, et al., (U.S. District Court for
   the Eastern District of New York, Civil Action No.  1:06-CV-03844-NGG-
   RER, filed Aug. 9, 2006). The Commission's  complaint  alleges,  among
   other things, that  beginning  no  later  than  1991,  and  continuing
   through 2001, Sorin engaged in a  fraudulent  scheme  with  Comverse's
   former Chairman and Chief Executive Officer, and from  at  least  1998
   with Comverse's former Chief Financial Officer, to grant  undisclosed,
   in-the-money options to themselves and  others,  by  backdating  stock
   option grants to coincide with historically low annual  and  quarterly
   closing  prices  for  Comverse's  stock.  Among  other   things,   the
   Commission's Complaint alleges that Sorin created company records that
   falsely indicated that Comverse's compensation committee had  approved
   a grant of stock options on a date when, in reality, no such corporate
   action took place. The complaint also alleges that Sorin created false
   company records  that  facilitated  a  similar  backdating  scheme  at
   Ulticom,  Inc.,  another  public  company  that  is  a  majority-owned
   subsidiary of Comverse.

   Based on the  Court's  entry  of  an  injunction  against  Sorin,  the
   Commission  ordered  that  Sorin  is  suspended  from   appearing   or
   practicing before the Commission as an attorney.  Sorin  consented  to
   the issuance of the Order without admitting  or  denying  any  of  the
   findings in the Order except as to the Commission's jurisdiction  over
   him, the subject matter of the Proceedings,  and  the  fact  that  the
   federal court entered the injunction against him. (Rel. 34-55199; File
   No. 3-12522)

   COMMISSION ORDERS HEARINGS ON REGISTRATION  REVOCATION  AGAINST  EIGHT
   DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS

   On  January  31,  the  Commission  instituted  public   administrative
   proceedings to determine whether to revoke or suspend for a period not
   exceeding twelve  months  the  registrations  of  each  class  of  the
   securities of eight companies for failure to  make  required  periodic
   filings with the Commission:

	Auto Wholesale Specialists, Inc. 
	Globalbot Corp.
	Gsociety, Inc.
	Icon International Holdings, Inc. (f/k/a Marketing Systems USA, Inc.) (INIH)
	Intelliworxx, Inc.
	Interchange Medical, Inc. (ICGM)
	Outsource International, Inc. (OSIXQ)
	Smart Choice Automotive Group, Inc. (SCHA)

   In this Order, the Division of  Enforcement  alleges  that  the  eight
   issuers are delinquent in their required  periodic  filings  with  the
   Commission.

   In this proceeding, instituted pursuant to Exchange Act Section 12(j),
   a hearing will be scheduled before an Administrative Law Judge. At the
   hearing, the judge will  hear  evidence  from  the  Division  and  the
   respondents to determine  whether  the  allegations  of  the  Division
   contained in the Order, which the Division alleges constitute failures
   to comply with Exchange Act Section 13(a) and Rules 13a-1  and  13a-13
   thereunder, are true. The judge in the proceeding will then  determine
   whether the registrations pursuant to Exchange Act Section 12  of  the
   securities  of  these  respondents  should  be  revoked,  or  in   the
   alternative, suspended for a period not exceeding twelve  months.  The
   Commission  ordered  that  the  Administrative  Law  Judge   in   this
   proceeding issue an initial decision not later than 120 days from  the
   date of service of the order instituting proceedings.

   For further information contact:

   Gregory G. Faragasso,  Assistant  Director,  (202)  551-4734  
   Neil  J. Welch, Jr., Branch Chief, (202) 551-4731

   See also the Order of Suspension of Trading, In  the  Matter  of  Icon
   International Holdings, Inc., File No. 500-1. (Rel. 34-55204; File No.
   3-12553)

   COMMISSION REVOKES REGISTRATION OF SECURITIES OF EAST  COAST  BEVERAGE
   CORP. (n/k/a NORTH AMERICAN FOOD & BEVERAGE, INC.) FOR FAILURE TO MAKE
   REQUIRED PERIODIC FILINGS

   On January 31, the Commission revoked the registration of  each  class
   of registered securities of East Coast  Beverage  Corp.  (n/k/a  North
   American Food & Beverage, Inc.)  (East  Coast)  for  failure  to  make
   required periodic filings with the Commission.

   Without admitting or denying the findings in the order, except  as  to
   jurisdiction, which it admitted, East Coast consented to the entry  of
   an Order Making  Findings  and  Revoking  Registration  of  Securities
   Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to
   East Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc.)
   finding that it had  failed  to  comply  with  Section  13(a)  of  the
   Securities Exchange Act of 1934 (Exchange Act)  and  Rules  13a-1  and
   13a-13 thereunder and revoking the registration of each class of  East
   Coast's securities pursuant to Section 12(j) of the Exchange Act. This
   order settled the charges brought against East Coast in In the  Matter
   of Antares Resources Corp., et al., Administrative Proceeding File No.
   3-12499.

   Brokers and dealers should be alert to  the  fact  that  Exchange  Act
   Section 12(j) provides, in pertinent part, as follows:

   No member of a national securities exchange, broker, or  dealer  shall
   make use of the mails or any means or  instrumentality  of  interstate
   commerce to effect any transaction in, or to induce  the  purchase  or
   sale of, any security the  registration  of  which  has  been  and  is
   suspended or revoked . . . .

   For further information contact:

   Gregory G. Faragasso,  Assistant  Director,  (202)  551-4734  
   Neil  J. Welch, Jr., Branch Chief, (202) 551-4731

   Additional Materials Available at www.sec.gov

   Order Making Findings and Revoking Registration of Securities Pursuant
   to Section 12(j) of the Securities Exchange Act of  1934  as  to  East
   Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc.),  In
   the  Matter  of  Antares  Resources  Corp.,  et  al.,   Administrative
   Proceeding File No. 3-12499, Exchange Act Release No.  34-55205  (Jan.
   31, 2007). Order Instituting Administrative Proceedings and Notice  of
   Hearing Pursuant to Section 12(j) of the Securities  Exchange  Act  of
   1934, In the Matter of Antares Resources Corp., et al., Administrative
   Proceeding File No. 3-12499, Exchange Act Release No. 54877  (Dec.  6,
   2006). (Rel. 34-55205; File No. 3-12499)

   IN THE MATTER OF MICHAEL SASSANO, DOGAN  BARUH,  ROBERT  OKIN  and  R.
   SCOTT ABRY

   On  January  31,  the   Commission   issued   an   Order   Instituting
   Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A
   of the Securities Act of  1933,  Sections  15(b)(6)  and  21C  of  the
   Securities Exchange Act of 1934,  Section  203(f)  of  the  Investment
   Advisers Act, and Sections 9(b) and 9(f) of the Investment Company Act
   against Michael Sassano, Dogan Baruh, Robert Okin and R.  Scott  Abry.
   In the Order, the Division of Enforcement  alleges  that  Sassano  and
   Baruh, former registered representatives with CIBC World Markets Corp.
   and Fahnestock & Co., Inc.,  collaborated  with  numerous  hedge  fund
   customers to deceptively market time mutual funds through a variety of
   deceptive practices. Mutual funds, for  example,  repeatedly  detected
   Sassano's, Baruh's, and their customers' fraudulent  conduct  from  at
   least 1999 until September 2003, and sent World Markets and Fahnestock
   numerous letters and emails  complaining  about  this  abusive  market
   timing. In response to the mutual funds' efforts to  stop  the  market
   timing, Sassano and Baruh used numerous strategies to help their hedge
   fund customers deceive the mutual funds. In addition, Baruh  knowingly
   accepted numerous mutual fund orders after 4:00 p.m. ET and  processed
   those orders as though they had been placed prior to 4:00 p.m.  ET  so
   that they received the same day's net asset value. Okin, the  Head  of
   CIBC's Private Client Services, and Abry, Sassano's and Baruh's branch
   manager, supervised Sassano and  Baruh  and  knew  of,  and  assisted,
   Sassano and Baruh's deceptive market timing practices.

   Based on the above,  the  Division  of  Enforcement  alleges  that  1)
   Sassano  and  Baruh,  among  other  things,  willfully  violated   the
   antifraud provisions, Section 17(a) of the Securities Act and  Section
   10(b) of the Exchange Act and Rule 10b-5; Baruh  willfully  aided  and
   abetted and caused CIBC's violations of Rule 22c-1; and Okin and  Abry
   willfully aided and abetted and caused  violations  of  the  antifraud
   provisions, among other provisions, and failed reasonably to supervise
   Sassano and Baruh. The Division of Enforcement seeks  cease-and-desist
   orders, disgorgement, civil penalties, prejudgment interest,  and  all
   other remedial sanctions  that  are  appropriate  and  in  the  public
   interest. (Rels. 33-8778; 34-55208; IA-2587;  IC-27692;  File  No.  3-
   12554)

   IN THE MATTER OF MARSHALL DORNFELD

   On  January  31,  the   Commission   issued   an   Order   Instituting
   Administrative Proceedings Pursuant to Section 15(b) of the Securities
   Exchange Act of 1934, Making Findings and Imposing Remedial  Sanctions
   against Marshall  Dornfeld.  The  Order  finds  that  Dornfeld  failed
   reasonably to supervise registered representatives (brokers)  of  CIBC
   World Markets Corp. who engaged in an illegal market timing scheme  on
   behalf of numerous CIBC customers. Dornfeld supervised the mutual fund
   marketing and annuity groups  at  CIBC,  which  were  responsible  for
   obtaining dealer-agreements with underwriters  for  mutual  funds  and
   annuity companies, respectively. Dornfeld thus had responsibility  for
   supervising CIBC's relationships with mutual funds and annuities.  The
   dealer-agreements provided notice that CIBC's brokers were to sell the
   mutual fund and annuity products in conformity with the terms  of  the
   products' prospectuses and in conformity with the  federal  securities
   laws. At the same time, Dornfeld was informed repeatedly of the CIBC's
   brokers' efforts to deceive mutual funds in order to facilitate market
   timing. Despite being alerted  that  both  mutual  funds  and  annuity
   companies objected to the brokers' deceptive market timing  practices,
   and being told that the brokers' customers' trading violated the terms
   of the products' prospectuses, Dornfeld failed reasonably  to  respond
   with a  view  to  preventing  the  brokers'  deceptive  market  timing
   activity. Dornfeld, therefore,  failed  reasonably  to  supervise  the
   brokers.

   Based on the above, the Order suspends Dornfeld from association in  a
   supervisory capacity with any broker or dealer  for  a  period  of  12
   months and orders Dornfeld to pay $1 in disgorgement and a civil money
   penalty in the amount of $100,000. Dornfeld consented to the  issuance
   of the Order without admitting or denying any of the findings  in  the
   Order. (Rel. 34-55209; File No. 3-12555)

   SEC OBTAINS FINAL JUDGMENT AGAINST OWNER OF INVESTMENT  ADVISER  FIRM;
   DEFENDANT AGREES TO PAY $200,000 IN CIVIL PENALTIES

   The Commission announced today that, on January 29, the U.S.  District
   Court for the Northern District of Illinois entered a  Final  Judgment
   in the Commission's civil action against  Directors  Financial  Group,
   Ltd. (DFG), an Illinois investment adviser  formerly  registered  with
   the Commission, and Sharon E. Vaughn, DFG's  owner  and  operator.  In
   addition to relief previously  ordered,  the  Court's  Final  Judgment
   requires Vaughn to pay a $200,000 civil penalty. Vaughn  consented  to
   the Final Judgment without admitting or denying the allegations of the
   Complaint.

   The Commission filed its complaint on March  2,  2006,  alleging  that
   Vaughn and DFG defrauded their private hedge fund clients in Directors
   Performance Fund, L.L.C.  (the  Fund).  According  to  the  complaint,
   Vaughn and DFG, among other things (1) invested the Fund's assets in a
   fraudulent Prime Bank trading scheme (the Trading Program) contrary to
   the Fund's disclosed trading strategy, (2) failed to  investigate  the
   Trading Program or its promoters,  (3)  entered  into  an  undisclosed
   profit sharing agreement  that  ceded  25%  of  the  Fund's  purported
   profits to one of the Trading Program's promoters, (4) gave control of
   the Fund's assets to the Trading Program's promoters in  violation  of
   the terms of the Fund's prospectus, and (5) tried to  cover  up  their
   fraud by withholding documents from - and providing fake documents  to
   - the Commission's exam staff.

   On March 2, 2006, Judge  Charles  P.  Kocoras  entered  an  order  (a)
   permanently enjoining DFG and Vaughn from violating the provisions  of
   federal securities law specified in the  Commission's  complaint,  and
   (b) requiring DFG and  Vaughn  to  pay  disgorgement  and  prejudgment
   interest totaling $808,820.07. Judge Kocoras  subsequently  authorized
   the distribution of all of the Fund's assets, totaling $22.5  million,
   to the Fund's investors, which returned their principal investment and
   profits preceding investment in the Trading Program.

   The U.S. Attorney's Office  for  the  Northern  District  of  Illinois
   (USAO) has  indicted  two  individuals  associated  with  the  Trading
   Program. The Commission acknowledges the assistance of  the  USAO  and
   the U.S. Secret Service's Chicago Field Office in this  investigation.
   [SEC v. Sharon E. Vaughn and Directors Financial Group, Ltd. Case  No.
   06-C-1135, N.D. Ill.] (LR-19985)


   INVESTMENT COMPANY ACT RELEASES


   NEW RIVER FUNDS AND NEW RIVER ADVISERS LLC

   An order has been issued on an application filed by  New  River  Funds
   and New River Advisers LLC for an exemption from Section 15(a) of  the
   Investment Company Act and Rule 18f-2 under the Act. The order permits
   the  applicants  to  enter  into  and  materially  amend   subadvisory
   agreements without shareholder approval and grants relief from certain
   disclosure requirements. (Rel. IC-27690 - January 30)

   NEXBANK SECURITIES, INC. AND NEXBANK SERIES

   An  order  has  been  issued  on  an  application  filed  by   Nexbank
   Securities, Inc. (Depositor) and Nexbank Series under Section 6(c)  of
   the Investment Company Act  for  exemptions  from  Sections  2(a)(32),
   2(a)(35), 14(a), 19(b), 22(d) and 26(a)(2)(C) of  the  Act  and  Rules
   19b-1 and 22c-1 under the Act, and under Sections 11(a) and  11(c)  of
   the Act to approve certain offers of exchange and rollover privileges.
   The order would permit certain unit investment trusts  to  (a)  impose
   sales charges on a deferred basis and waive the deferred sales  charge
   in certain cases; (b)  publicly  offer  units  without  requiring  the
   Depositor to take for its own account or place  with  others  $100,000
   worth of units; (c) offer unitholders certain  exchange  and  rollover
   privileges; and (d) distribute capital gains resulting from  the  sale
   of portfolio securities within a reasonable time after receipt.  (Rel.
   IC-27691 - January 30)


   SELF-REGULATORY ORGANIZATIONS


   PROPOSED RULE CHANGES

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2006-66) and Amendments No. 1 and 2 thereto under Section 19(b)(1)  of
   the Securities Exchange Act of 1934 to list and trade  Exchange-Traded
   Notes of Barclays Bank PLC linked to the performance of the  euro/U.S.
   Dollar Exchange Rate. Publication is expected in the Federal  Register
   during the week of January 29. (Rel. 34-55188)

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2006-67) and Amendments No. 1 and 2 thereto under Section 19(b)(1)  of
   the Securities Exchange Act of 1934 to list and trade  Exchange-Traded
   Notes of Barclays Bank PLC linked to the performance  of  the  British
   pound/U.S. Dollar  Exchange  Rate.  Publication  of  the  proposal  is
   expected in the Federal Register during the week of January 29.  (Rel.
   34-55189)

   The International Securities Exchange filed  a  proposed  rule  change
   (SR-ISE-2007-01) to amend ISE Rule 2113 to  conform  its  language  to
   Rule 10a-1(a)(1)(i) of the Securities Exchange Act. Publication of the
   proposal is expected in  the  Federal  Register  during  the  week  of
   January 29. (Rel. 34-55191)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.

S-1     E DIGITAL CORP, 13114 EVENING CREEK DR S, SAN DIEGO, CA, 92128, 
        6196791504 - 22,866,666 ($3,944,500.00) Equity, (File 333-140296 - 
        Jan. 30) (BR. 10B)

SB-2    ROCKELLE CORP., 162 MILLER PLACE ROAD, -, MILLER PLACE, NY, 11764, 
        6312449841 - 17,957,143 ($1,257,000.00) Equity, (File 333-140297 - 
        Jan. 30) (BR. 02C)

N-2     MEXICO FUND INC, 1775 EYE STREET NW, WASHINGTON, DC, 20006-2401, 
        2026263300 - 0 ($1,000,000.00) Equity, (File 333-140298 - Jan. 30) 
        (BR. 22)

SB-2    Rose Explorations Inc., 32839 BAKERVIEW AVENUE, MISSION, A1, V2V 2P8, 
        604-924-8000 - 10,000,000 ($100,000.00) Equity, (File 333-140299 - 
        Jan. 30) (BR. 04)

S-8     Meruelo Maddux Properties, Inc., 761 TERMINAL STREET, 
        BUILDING 1, SECOND FLOOR, LOS ANGELES, CA, 90021, 213-291-2800 - 
        2,000,000 ($20,000,000.00) Equity, (File 333-140300 - Jan. 30) (BR. 08A)

S-8     VYYO INC, 6625 THE CORNERS PARKWAY, SUITE 100, NORCROSS, GA, 30092, 
        6782828011 - 0 ($4,260,000.00) Equity, (File 333-140301 - Jan. 30) 
        (BR. 11A)

S-4     Allis Chalmers Energy Inc., 5075 WESTHEIMER, SUITE 890, HOUSTON, TX, 
        77056, 713-369-0550 - 0 ($250,000,000.00) Non-Convertible Debt, 
        (File 333-140302 - Jan. 30) (BR. 04A)

S-8     SAVE THE WORLD AIR INC, 5125 LANKERSHIM BOULEVARD, NORTH HOLLYWOOD, CA, 
        91601, 818-487-8000 - 0 ($391,500.00) Equity, (File 333-140303 - 
        Jan. 30) (BR. 05C)

S-8     FOLDERA, INC, 17011 BEACH BLVD., HUNTINGTON BEACH, CA, 92647, 
        480-659-8036 - 13,500,000 ($7,965,000.00) Equity, (File 333-140304 - 
        Jan. 30) (BR. 02B)

SB-2    Exclusive Apparel, Inc., 1930 VILLAGE CENTER CIRCLE, #3-369, LAS VEGAS, 
        NV, 89134, (702)-242-9501 - 15,000,000 ($150,000.00) Equity, 
        (File 333-140305 - Jan. 30) (BR. )

SB-2    BBN Global Consulting, Inc, 11630 SLATER AVENUE, SUITE 1A, KIRKLAND, 
        WA, 98934, 425-277-5764 - 2,000,000 ($20,000.00) Equity, 
        (File 333-140306 - Jan. 30) (BR. )

S-8     OSAGE BANCSHARES, INC., 239 EAST MAIN STREET, PAWHUSKA, OK, 74056, 
        (918) 287-2919 - 50,050 ($500,000.00) Equity, (File 333-140307 - 
        Jan. 30) (BR. 07)

S-8     OSAGE BANCSHARES, INC., 239 EAST MAIN STREET, PAWHUSKA, OK, 74056, 
        (918) 287-2919 - 216,516 ($1,812,033.00) Equity, (File 333-140308 - 
        Jan. 30) (BR. 07)

S-8     CRAWFORD & CO, 5620 GLENRIDGE DR NE, ATLANTA, GA, 30342, 4042560830 - 
        500,000 ($2,765,000.00) Equity, (File 333-140310 - Jan. 30) (BR. 01A)

S-8     Digital Music Group, Inc., 2151 RIVER PLAZA DRIVE, SUITE 200, 
        SACRAMENTO, CA, 95833, 916-239-6010 - 0 ($1,620,000.00) Equity, 
        (File 333-140313 - Jan. 30) (BR. 11B)

S-3D    EAGLE BANCORP INC, 7815 WOODMONT AVENUE, BETHESDA, MD, 20814, 
        3019861800 - 0 ($8,405,000.00) Other, (File 333-140314 - Jan. 30) 
        (BR. 07A)

S-3ASR  BROWN FORMAN CORP, 850 DIXIE HWY, LOUISVILLE, KY, 40210, 5025851100 - 
        0 ($0.00) Debt, (File 333-140317 - Jan. 30) (BR. 02B)

S-8     ALESCO FINANCIAL INC, CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, 
        PHILADELPHIA, PA, 19104, 215-701-9555 - 323,785 ($3,736,478.90) Equity, 
        (File 333-140318 - Jan. 30) (BR. 08C)

SB-2    PHOTOWORKS INC /WA, 1260 16TH AVE WEST, SEATTLE, WA, 98119, 
        2062811390 - 13,819,310 ($6,633,269.00) Equity, (File 333-140319 - 
        Jan. 30) (BR. 11A)

SB-2    GLOBAL ADVANCE CORP, GEVA STREET 13 10, NETANYAH, L3, 42319, 
        972 9 834 6829 - 1,000,000 ($100,000.00) Equity, (File 333-140320 - 
        Jan. 30) (BR. )

S-8     ALLIANCE BANCORP INC OF PENNSYLVANIA, 541 LAWRENCE ROAD, BROOMALL, PA, 
        19008, (610) 353-2900 - 240,000 ($1,113,600.00) Equity, 
        (File 333-140321 - Jan. 30) (BR. 07A)

SB-2    NORTHWEST CHARIOTS INC, 105 - 1656 MARTIN DR. STE 268, SURREY, A1, 
        V4A 6E7, 604.202.9390 - 940,000 ($94,000.00) Equity, (File 333-140322 - 
        Jan. 30) (BR. )

SB-2    Navstar Media Holdings, Inc., 26, CHAOWAI ROAD, SUITE A2205, 
        CHAOYANG DISTRICT, BEIJING, F4, 100020, 011-86-10-85653268 - 
        8,430,000 ($1,517,400.00) Equity, (File 333-140324 - Jan. 30) (BR. 08A)

S-4     BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 
        3367332000 - 0 ($389,642,000.00) Equity, (File 333-140326 - Jan. 30) 
        (BR. 07A)

S-8     DIGENE CORP, 1201 CLOPPER ROAD, GAITHERSBURG, MD, 20878, 3019447000 - 
        0 ($30,702,000.00) Equity, (File 333-140327 - Jan. 30) (BR. 01A)

N-2     Morgan Stanley Emerging Markets Domestic Debt Fund, Inc., 
        1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, 800-869-6397 - 
        0 ($1,000,000.00) Equity, (File 333-140328 - Jan. 30) (BR. )

S-8     SYNTHETECH INC, 1290 INDUSTRIAL WAY, ALBANY, OR, 97321, 5419676575 - 
        300,000 ($93,000.00) Equity, (File 333-140329 - Jan. 30) (BR. 06C)

S-3     NOBLE INTERNATIONAL, LTD., 28213 VAN DYKE AVENUE, WARREN, MI, 48093, 
        586-751-5600 - 0 ($39,770,846.00) Equity, (File 333-140330 - Jan. 30) 
        (BR. 05B)

SB-2    QUEPASA CORP, 7550 E REDFIELD ROAD, SUITE A, SCOTTSDALE, AZ, 85260, 
        408-348-2665 - 7,183,333 ($58,472,330.62) Equity, (File 333-140331 - 
        Jan. 30) (BR. 11B)

S-3     HANDHELD ENTERTAINMENT, INC., 539 BRYANT STREET, SUITE 403, 
        SAN FRANCISCO, CA, 94107, 415-495-6470 - 0 ($14,862,690.00) Equity, 
        (File 333-140332 - Jan. 30) (BR. 02B)

S-3     ARIAD PHARMACEUTICALS INC, 26 LANDSDOWNE ST, CAMBRIDGE, MA, 02139, 
        6174940400 - 0 ($100,000,000.00) Equity, (File 333-140333 - Jan. 30) 
        (BR. 01B)

S-8     BROCADE COMMUNICATIONS SYSTEMS INC, 
        19,016,163 ($224,526,711.45) Equity, (File 333-140334 - Jan. 30) 
        (BR. 03A)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address:  <publicinfo@sec.gov>.  In most cases, this information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

3M CO                                   DE       2.02,9.01                      01/30/07

ABM INDUSTRIES INC /DE/                 DE       5.02,9.01                      01/22/07    AMEND

ACCESS INTEGRATED TECHNOLOGIES INC      DE       2.01,3.02,9.01                 01/26/07

ACCREDITED HOME LENDERS HOLDING CO      DE       2.03                           01/30/07

ACCREDITED HOME LENDERS INC             DE       8.01,9.01                      01/30/07

Accredited Mortgage Loan REIT Trust     MD       2.03                           01/30/07

ACE Securities Corp. Home Equity Loan   DE       9.01                           01/30/07

ACNB CORP                               PA       8.01,9.01                      01/23/07

Ad.Venture Partners, Inc.               DE       1.01,2.03,9.01                 01/29/07

ADAPTEC INC                             DE       2.02,9.01                      01/30/07

ADOBE SYSTEMS INC                       DE       5.02,9.01                      01/24/07

ADTRAN INC                              DE       5.02,9.01                      01/29/07

ADUROMED INDUSTRIES, INC.               DE       5.03,7.01,9.01                 01/29/07

ADVANTA CORP                            DE       8.01                           01/25/07

AFLAC INC                               GA       2.02,9.01                      01/30/07

AFV SOLUTIONS, INC.                     NV       4.01                           01/16/07    AMEND

Aircastle LTD                           D0       1.01,2.03,9.01                 01/30/07

ALCAN INC                               A6       5.02,9.01                      01/30/07

ALFACELL CORP                           DE       8.01,9.01                      01/30/07

ALIGN TECHNOLOGY INC                    DE       2.01,9.01                      01/30/07

ALLIANCE BANCORP INC OF PENNSYLVANIA    X1       8.01,9.01                      01/26/07

ALLOS THERAPEUTICS INC                  DE       1.01,7.01,9.01                 01/28/07

ALTEON INC /DE                          DE       3.01,8.01,9.01                 01/24/07

AMC ENTERTAINMENT INC                   DE       7.01,9.01                      01/30/07

AMERICAN DENTAL PARTNERS INC            DE       1.01,9.01                      01/24/07

AMERICAN EAGLE OUTFITTERS INC           DE       5.02,8.01,9.01                 01/25/07

AMERICAN ELECTRIC POWER CO INC          NY       2.02,9.01                      01/30/07

AMERICAN MOLD GUARD INC                          1.01                           01/24/07

AMERICAN PACIFIC CORP                   DE       1.01,7.01,9.01                 01/30/07

AMERICAN POWER CONVERSION CORP          MA       5.02                           01/24/07

AMERICHIP INTERNATIONAL INC                      3.02                           12/28/06

AMERITYRE CORP                          NV       8.01,9.01                      01/29/07

AMYLIN PHARMACEUTICALS INC              DE       2.02,5.02,9.01                 01/30/07

ANIXTER INTERNATIONAL INC               DE       2.02,9.01                      01/30/07

ANWORTH MORTGAGE ASSET CORP             MD       1.01,5.03,9.01                 01/25/07

API Nanotronics Corp.                   DE       1.01,2.01,9.01                 01/24/07

APPLIED MICRO CIRCUITS CORP             DE       2.02,9.01                      01/30/07

APTIMUS INC                             WA       2.02,9.01                      08/22/06

ARADIGM CORP                            CA       1.01,3.03,9.01                 01/24/07

ARBITRON INC                            DE       1.01                           01/24/07

ARCADIA RESOURCES, INC                  NV       3.01,5.02,9.01                 01/28/07

ARIEL WAY INC                           FL       2.01,9.01                      02/08/05    AMEND

Arlington Tankers Ltd.                  D0       2.02,9.01                      01/30/07

ARVINMERITOR INC                        IN       2.02,9.01                      01/30/07

ASIAINFO HOLDINGS INC                   DE       8.01                           01/30/07

ASIAN FINANCIAL INC                     WY       4.01                           12/22/06

ASV INC /MN/                            MN       5.04,9.01                      01/30/07

ASYST TECHNOLOGIES INC                  CA       5.02                           01/25/07

AT&T INC.                               DE       8.01                           01/30/07

AUDIOVOX CORP                           DE       2.01,9.01                      01/29/07

Avantogen Oncology, Inc.                NV       5.02                           01/24/07

B&G Foods, Inc.                         DE       7.01,9.01                      01/30/07

BAKER HUGHES INC                        DE       5.02                           01/24/07

Banc of America Funding 2007-1 Trust    DE       9.01                           01/30/07

BANCTRUST FINANCIAL GROUP INC           AL       5.02                           01/24/07

Bank of the Carolinas CORP              NC       5.02,9.01                      01/24/07

Barclay Road, Inc.                      WY       8.01                           01/15/07

BASIC EARTH SCIENCE SYSTEMS INC         DE       8.01,9.01                      01/29/07

BEACON POWER CORP                       DE       5.02,9.01                      01/25/07

Bear Stearns Asset Backed Securities    DE       9.01                           01/30/07

BEAR STEARNS ASSET BACKED SECURITIES             9.01                           01/30/07

Bear Stearns Asset Backed Securities    DE       9.01                           01/30/07

Bear Stearns Mortgage Funding Trust 2   DE       9.01                           01/30/07

BEIJING MED PHARM CORP                           1.01,9.01                      01/27/07

BELDEN CDT INC.                         DE       8.01,9.01                      01/30/07

BERKSHIRE HILLS BANCORP INC                      2.02,9.01                      01/29/07

BERMAN CENTER, INC.                     DE       4.01,9.01                      01/17/07    AMEND

BHIT INC                                DE       5.02                           01/24/07

BIOLASE TECHNOLOGY INC                  DE       1.01                           01/24/07

BIOSITE INC                             DE       2.02                           01/30/07

BLACK & DECKER CORP                     MD       2.02,7.01,9.01                 01/30/07

BLACKROCK KELSO CAPITAL                 DE       7.01                           01/30/07

BLUE DOLPHIN ENERGY CO                  DE       5.02,9.01                      01/30/07

BLUEGATE CORP                           NV       3.02,5.02,9.01                 12/31/06

BLUEGREEN CORP                          MA       2.03                           01/30/07

BofI Holding, Inc.                      DE       2.02,9.01                      01/30/07

BOK FINANCIAL CORP ET AL                OK       2.02,9.01                      12/31/06

BOSTON PROPERTIES INC                   DE       2.02,9.01                      01/30/07

BOSTON PROPERTIES LTD PARTNERSHIP                2.02,9.01                      01/30/07

BRAMPTON CREST INTERNATIONAL INC        NV       5.02,9.01                      01/29/07

Brooklyn Federal Bancorp, Inc.          X1       2.02,9.01                      01/29/07

BROWN & BROWN INC                       FL       5.02,7.01                      01/24/07

BRUKER BIOSCIENCES CORP                 DE       2.02,9.01                      01/29/07

Burger King Holdings Inc                DE       2.02,9.01                      01/30/07

C & F FINANCIAL CORP                    VA       2.02,9.01                      01/26/07

C H ROBINSON WORLDWIDE INC              DE       2.02,9.01                      01/30/07

CADENCE PHARMACEUTICALS INC                      5.02                           01/24/07

CAGLES INC                              GA       2.03                           01/29/07

Calamos Asset Management, Inc. /DE/              2.02,9.01                      01/30/07

CALGON CARBON CORPORATION               DE       8.01                           01/29/07

CALIFORNIA MICRO DEVICES CORP           CA       1.01                           01/24/07

CALLISTO PHARMACEUTICALS INC            DE       5.02                           01/25/07    AMEND

CAMDEN NATIONAL CORP                    ME       2.02,9.01                      01/30/07

CAMERON INTERNATIONAL CORP              DE       7.01,9.01                      01/29/07

CAPITAL CROSSING PREFERRED CORP         MA       8.01                           01/29/07

CARACO PHARMACEUTICAL LABORATORIES LT   MI       5.02,9.01                      01/29/07

CARBIZ INC                              A6       3.02                           01/25/07

CAREER EDUCATION CORP                   DE       8.01,9.01                      01/25/07

CARROLLTON BANCORP                      MD       5.02,7.01,9.01                 01/30/07

CASELLA WASTE SYSTEMS INC               DE       8.01,9.01                      01/29/07

CASTLE A M & CO                         MD       5.02,5.03                      01/25/07

CASUAL MALE RETAIL GROUP INC            DE       3.02                           01/26/07

CATUITY INC                             DE       5.02                           01/30/07

CBRL GROUP INC                          TN       7.01,9.01                      01/30/07

CELL THERAPEUTICS INC                   WA       4.02,9.01                      01/29/07

CENTER BANCORP INC                      NJ       8.01,9.01                      01/30/07

CENTILLIUM COMMUNICATIONS INC           DE       5.02,9.01                      01/26/07

CENTRAL FEDERAL CORP                    DE       8.01,9.01                      01/30/07

CERAGENIX PHARMACEUTICALS, INC.         DE       7.01,9.01                      01/29/07

CEVA  INC                               DE       5.02                           01/25/07

CHECKFREE CORP \GA\                     DE       2.02,9.01                      01/30/07

CHEMBIO DIAGNOSTICS, INC.               NV       5.02,9.01                      01/30/07

CHEMUNG FINANCIAL CORP                  NY       2.02,9.01                      12/31/06

CHICAGO MERCANTILE EXCHANGE HOLDINGS    DE       2.02                           01/30/07

CHICOPEE BANCORP, INC.                  MA       2.02,9.01                      01/29/07

CHUBB CORP                              NJ       2.02,9.01                      01/30/07

CIGNA CORP                              DE       5.02                           01/24/07

CIT GROUP INC                           DE       8.01,9.01                      01/29/07

Citicorp Mortgage Securities Trust, S   DE       9.01                           01/30/07

Citigroup Mortgage Loan Trust 2007-2             9.01                           01/29/07

CITIZENS FIRST CORP                     KY       2.02,7.01,9.01                 12/31/06

CITIZENS SOUTH BANKING CORP             DE       5.02,9.01                      01/22/07

Clear Channel Outdoor Holdings, Inc.    DE       8.01                           01/30/07

COACHMEN INDUSTRIES INC                 IN       2.02,7.01,9.01                 01/30/07

COFFEE PACIFICA INC                     NV       8.01,9.01                      09/20/06

COLGATE PALMOLIVE CO                    DE       2.02,9.01                      01/30/07

COLONIAL BANCGROUP INC                  DE       7.01,9.01                      01/30/07

COLONIAL PROPERTIES TRUST               AL       2.02,7.01,9.01                 01/30/07

COMM BANCORP INC                        PA       2.02,9.01                      01/29/07

COMMERCEFIRST BANCORP INC               MD       2.02,9.01                      01/30/07

COMMUNITY SHORES BANK CORP              MI       2.02,9.01                      01/29/07

COMMVAULT SYSTEMS INC                   DE       2.02,9.01                      01/30/07

COMPETITIVE TECHNOLOGIES INC            DE       1.01,8.01,9.01                 01/24/07

COMPUWARE CORP                          MI       2.02,9.01                      01/25/07

CORDIA CORP                             NV       8.01                           01/30/07

CORINTHIAN COLLEGES INC                          2.02,9.01                      01/30/07

CORN PRODUCTS INTERNATIONAL INC         DE       2.02,7.01,8.01                 01/30/07

CORNELL COMPANIES INC                   DE       1.02                           01/29/07

Cornerstone Core Properties REIT, Inc   MD       2.01,9.01                      12/01/06    AMEND

COST U LESS INC                         WA       8.01,9.01                      01/30/07

COUNTRYWIDE FINANCIAL CORP              DE       2.02,9.01                      01/30/07

COWLITZ BANCORPORATION                  WA       5.02,9.01                      01/30/07

CRITICAL THERAPEUTICS INC               DE       1.01,9.01                      01/29/07

CROSSTEX ENERGY INC                     DE       7.01,9.01                      01/24/07

CROSSTEX ENERGY LP                      DE       7.01,9.01                      01/24/07

CSMC Mortgage Backed Trust Series 200   DE       8.01,9.01                      01/30/07

CUTTER & BUCK INC                       WA       8.01                           01/29/07

CWABS Asset-Backed Certificates Trust   DE       8.01,9.01                      12/29/06

CWALT INC                               DE       9.01                           01/30/07

CWALT INC                               DE       9.01                           01/30/07

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      01/30/07

CWMBS INC                               DE       9.01                           01/30/07

CWMBS INC                               DE       9.01                           01/30/07

CWMBS INC                               DE       9.01                           01/30/07

CWMBS INC                               DE       9.01                           01/30/07

CYMER INC                               NV       2.02,9.01                      01/30/07

CYPRESS BIOSCIENCE INC                  DE       5.02,9.01                      01/26/07

DANA CORP                               VA       1.01,9.01                      01/25/07

DATAWATCH CORP                          DE       2.02,5.02,9.01                 01/24/07

DAVITA INC                              DE       8.01,9.01                      01/30/07

DEL GLOBAL TECHNOLOGIES CORP            NY       8.01,9.01                      01/30/07

DELPHI CORP                             DE       8.01                           01/25/07

DELTA AIR LINES INC /DE/                DE       8.01,9.01                      01/30/07

DELTA PETROLEUM CORP/CO                 CO       1.01,9.01                      01/25/07

Dermisonics, Inc                        NV       5.02,8.01                      01/24/07

DIEBOLD INC                             OH       2.02,9.01                      01/30/07

DIEBOLD INC                             OH       2.06                           01/26/07

DIEDRICH COFFEE INC                     CA       2.02,9.01                      01/25/07

Dividend Capital Total Realty Trust I   MD       2.01,2.03,9.01                 01/25/07

DOWNEY FINANCIAL CORP                   DE       5.02,9.01                      01/29/07

DOWNEY FINANCIAL CORP                   DE       5.02                           01/29/07    AMEND

DRS TECHNOLOGIES INC                    DE       2.02,7.01,9.01                 10/02/06

DURA AUTOMOTIVE SYSTEMS INC             DE       7.01,9.01                      01/30/07

EARTHLINK INC                           DE       5.02                           01/25/07

EATON VANCE CORP                        MD       7.01,9.01                      01/30/07

ECOTALITY, INC.                         NV       4.01,9.01                      01/25/07

EDGE PETROLEUM CORP                     DE       3.03,5.03,9.01                 01/25/07

ELECTRONICS FOR IMAGING INC             DE       2.02,9.01                      01/30/07

ELKCORP                                 DE       7.01,9.01                      01/30/07

EMBARCADERO TECHNOLOGIES INC                     5.02                           01/29/07

EMERGENCY FILTRATION PRODUCTS INC/ NV   NV       5.02,9.01                      01/29/07

ENTERGY CORP /DE/                       DE       2.02,7.01,9.01                 01/30/07

ENTRUST INC                             MD       2.02,9.01                      01/30/07

EPICEPT CORP                                     3.01,9.01                      01/26/07

EPICOR SOFTWARE CORP                    DE       2.02,9.01                      01/30/07

EQUUS TOTAL RETURN, INC.                DE       8.01,9.01                      01/29/07

EUROBANCSHARES INC                               2.02,9.01                      01/29/07

EXCEL TECHNOLOGY INC                    DE       2.02,9.01                      12/31/06

EXPONENT INC                            DE       8.01                           01/30/07

EXPONENT INC                            DE       2.02,7.01,9.01                 01/30/07

EXTREME NETWORKS INC                    DE       2.02,9.01                      01/25/07

Federal Home Loan Bank of Atlanta       X1       5.02                           01/25/07

Federal Home Loan Bank of Atlanta       X1       2.03                           01/24/07

Federal Home Loan Bank of Boston        X1       2.03                           01/24/07

Federal Home Loan Bank of Chicago       X1       2.03                           01/26/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      01/24/07

Federal Home Loan Bank of Dallas                 2.03                           01/24/07

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      01/24/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      01/25/07

Federal Home Loan Bank of New York      X1       2.03,9.01                      01/29/07

Federal Home Loan Bank of New York      X1       2.02,8.01,9.01                 01/18/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      01/24/07

Federal Home Loan Bank of San Francis   X1       2.03                           01/24/07

Federal Home Loan Bank of Seattle                7.01,9.01                      01/29/07

Federal Home Loan Bank of Seattle                2.03                           01/29/07

Federal Home Loan Bank of Topeka                 2.03                           01/24/07

FIFTH THIRD BANCORP                     OH       7.01,9.01                      01/30/07

FIRST BANKS, INC                        MO       5.02,9.01                      01/30/07

FIRST FARMERS & MERCHANTS CORP          TN       5.02                           01/30/07

FIRST INTERSTATE BANCSYSTEM INC         MT       5.02                           01/25/07

FIRST MID ILLINOIS BANCSHARES INC       DE       2.02,9.01                      12/31/06

FIRST STATE BANCORPORATION              NM       2.02,8.01,9.01                 01/29/07

FLEXTRONICS INTERNATIONAL LTD.          U0       2.02,9.01                      01/30/07

FNB FINANCIAL SERVICES CORP             NC       1.01,5.02,9.01                 01/25/07

FNB United Corp.                        NC       2.02,9.01                      01/30/07

FOUNDRY NETWORKS INC                    DE       8.01,9.01                      01/25/07

Franchise Capital CORP                  NV       3.02                           12/01/06

FULL HOUSE RESORTS INC                  DE       5.02                           01/25/07

FX ENERGY INC                           NV       8.01,9.01                      01/30/07

G&K SERVICES INC                        MN       2.02,9.01                      01/30/07

Gales Industries Inc                    DE       3.02,9.01                      01/26/07

GALLAGHER ARTHUR J & CO                 DE       2.02,9.01                      01/30/07

GateHouse Media, Inc.                   DE       8.01,9.01                      01/28/07

GENERAL EMPLOYMENT ENTERPRISES INC      IL       2.02,9.01                      01/29/07

GENESCO INC                             TN       7.01                           01/30/07

GEO GROUP INC                           FL       1.01,2.01,2.03,9.01            01/24/07

GIGA TRONICS INC                        CA       2.02,9.01                      01/26/07

GLOBETEL COMMUNICATIONS CORP            DE       4.01,9.01                      01/04/07    AMEND

GRACO INC                               MN       2.02,9.01                      01/29/07

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           01/26/07

GSAA Home Equity Trust 2007-1           DE       9.01                           01/30/07

GSAMP Trust 2007-FM1                    DE       8.01,9.01                      01/30/07

GULFMARK OFFSHORE INC                   DE       5.02,9.01                      01/29/07

GULFMARK OFFSHORE INC                   DE       2.02,9.01                      01/30/07

GULFMARK OFFSHORE INC                   DE       5.02,9.01                      01/30/07    AMEND

GULFPORT ENERGY CORP                    DE       7.01,8.01,9.01                 01/29/07

HALLIBURTON CO                          DE       2.02                           01/26/07

HANDHELD ENTERTAINMENT, INC.            DE       1.01,3.01,8.01,9.01            01/25/07

HANMI FINANCIAL CORP                    DE       2.02,9.01                      01/30/07

HANOVER INSURANCE GROUP, INC.           DE       2.02,9.01                      01/29/07

Harley-Davidson Motorcycle Trust 2007   NV       8.01,9.01                      01/23/07

HARRIS CORP /DE/                        DE       2.02,7.01,9.01                 01/30/07

Harris Stratex Networks, Inc.           DE       2.02,9.01                      01/30/07

HCC INSURANCE HOLDINGS INC/DE/          DE       7.01,9.01                      01/30/07

HEADWATERS INC                          DE       2.02,7.01,9.01                 01/30/07

HEALTHSOUTH CORP                        DE       1.01,8.01,9.01                 01/29/07

Helios & Matheson North America Inc.    NY       8.01,9.01                      01/30/07

HEXCEL CORP /DE/                        DE       5.02                           01/24/07

HIENERGY TECHNOLOGIES INC               DE       5.02                           01/24/07

HONDA AUTO REC 2003-3 OWNER TRUST       DE       8.01,9.01                      01/22/07

HONDA AUTO REC 2003-4 OWNER TRUST       DE       8.01,9.01                      01/16/07

HONDA AUTO REC 2003-5 OWNER TRUST       DE       8.01,9.01                      01/18/07

HONDA AUTO RECEIVABLES 2004-1 OWNER T   DE       8.01,9.01                      01/22/07

Honda Auto Receivables 2004-2 Owner T            8.01,9.01                      01/16/07

Honda Auto Receivables 2004-3 Owner T   CA       8.01,9.01                      01/18/07

Honda Auto Receivables 2005-1 Owner T   CA       8.01,9.01                      01/22/07

Honda Auto Receivables 2005-2 Owner T            8.01,9.01                      01/16/07

Honda Auto Receivables 2005-3 Owner T   CA       8.01,9.01                      01/18/07

Honda Auto Receivables 2005-4 Owner T   CA       8.01,9.01                      01/22/07

Honda Auto Receivables 2005-5 Owner T   CA       8.01,9.01                      01/16/07

Honda Auto Receivables 2005-6 Owner T   CA       8.01,9.01                      01/18/07

HOOKER FURNITURE CORP                   VA       8.01,9.01                      01/26/07

HOT TOPIC INC /CA/                      CA       5.02                           01/26/07

HSI ASSET SECURITIZATION CORP TRUST 2            8.01,9.01                      01/30/07

HUDSON CITY BANCORP INC                 DE       5.02,9.01                      01/26/07

HUDSON VALLEY HOLDING CORP              NY       2.02,8.01,9.01                 01/29/07

HUNT J B TRANSPORT SERVICES INC         AR       2.02,9.01                      01/29/07

IASIS Healthcare LLC                    DE       5.02                           01/24/07

ICU MEDICAL INC/DE                      DE       2.02,9.01                      01/29/07

IDEX CORP /DE/                          DE       2.02,9.01                      01/30/07

ILLINOIS TOOL WORKS INC                 DE       2.02,9.01                      12/31/06

IMMUNE RESPONSE CORP                    DE       3.02                           01/24/07

IMMUNICON CORP                                   5.02                           01/24/07

INDEPENDENT BANK CORP /MI/              MI       2.02,9.01                      01/30/07

IndyMac INDA Mortgage Loan Trust 2007            9.01                           01/30/07

INDYMAC MBS INC                                  9.01                           01/30/07

Inland American Real Estate Trust, In   MD       8.01,9.01                      01/30/07

Inland American Real Estate Trust, In   MD       8.01,9.01                      01/30/07    AMEND

INSIGHT ENTERPRISES INC                 DE       5.02                           01/24/07

INSIGHT ENTERPRISES INC                 DE       3.01,9.01                      01/26/07

INSIGHT ENTERPRISES INC                 DE       2.02,9.01                      01/30/07

INTEGRATED SILICON SOLUTION INC         DE       2.02,9.01                      01/30/07

Intellect Neurosciences, Inc.                    3.03,5.03,9.01                 01/24/07

INTERNATIONAL BARRIER TECHNOLOGY INC/            8.01,9.01                      01/22/07

INTERNATIONAL FLAVORS & FRAGRANCES IN   NY       2.02,9.01                      01/30/07

INTERNATIONAL SHIPHOLDING CORP          DE       5.02                           01/24/07

INTERSTATE BAKERIES CORP/DE/            DE       7.01,9.01                      01/30/07

IOMAI CORP                                       1.01,9.01                      01/26/07

IRWIN FINANCIAL CORP                    IN       2.02,9.01                      01/30/07

IXYS CORP /DE/                          DE       2.02,9.01                      01/30/07

J P MORGAN CHASE & CO                   DE       9.01                           01/25/07

JETBLUE AIRWAYS CORP                    DE       2.02,9.01                      01/30/07

JETBLUE AIRWAYS CORP                    DE       7.01,9.01                      01/30/07

JONES APPAREL GROUP INC                 PA       2.02,2.06,9.01                 01/29/07

JONES LANG LASALLE INC                  MD       2.02,9.01                      01/30/07

JUNIPER NETWORKS INC                    DE       2.02,9.01                      01/30/07

KANSAS CITY LIFE INSURANCE CO           MO       8.01,9.01                      01/30/07

KBL Healthcare Acquisition Corp. II     DE       8.01,9.01                      09/01/06    AMEND

KBR, INC.                               DE       2.02,9.01                      01/26/07

KELLOGG CO                              DE       2.02                           01/30/07

KEMET CORP                              DE       2.02,9.01                      01/30/07

Kentucky First Federal Bancorp                   2.02,9.01                      01/29/07

KEY TRONIC CORP                         WA       2.02,9.01                      01/30/07

KEYNOTE SYSTEMS INC                     DE       2.02,9.01                      01/30/07

KINETIC CONCEPTS INC /TX/               TX       9.01                           12/31/06

KYPHON INC                              DE       8.01,9.01                      01/30/07

KYPHON INC                              DE       2.02,9.01                      01/30/07

KYPHON INC                              DE       9.01                           01/18/07    AMEND

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           01/30/07

LAKELAND INDUSTRIES INC                 DE       1.01,9.01                      01/30/07

LEADIS TECHNOLOGY INC                   DE       2.02,8.01,9.01                 01/30/07

LEXMARK INTERNATIONAL INC /KY/          DE       2.02,9.01                      01/30/07

Liberty Global, Inc.                             2.02,7.01                      01/30/07

LIFE TIME FITNESS INC                   MN       1.01,9.01                      01/24/07

LIGHTBRIDGE INC                         DE       8.01,9.01                      01/24/07

LINCOLN EDUCATIONAL SERVICES CORP       NJ       1.01,5.02,9.01                 01/24/07

LMT 2007-1                              DE       8.01,9.01                      01/30/07

LNB BANCORP INC                         OH       2.02,9.01                      01/30/07

LOGICVISION INC                         DE       2.02,9.01                      01/30/07

M&T BANK CORP                           NY       7.01,9.01                      01/30/07

MACKINAC FINANCIAL CORP /MI/            MI       2.02,9.01                      01/30/07

MACKINAC FINANCIAL CORP /MI/            MI       5.02                           01/24/07

MAGNACHIP SEMICONDUCTOR LLC                      2.02,9.01                      01/26/07

MAGSTAR TECHNOLOGIES INC                MN       5.02                           01/26/07

MAGUIRE PROPERTIES INC                  MD       5.02                           01/25/07

MAIN STREET TRUST INC                   IL       2.02,9.01                      01/29/07

MANITOWOC CO INC                        WI       2.02,9.01                      01/30/07

MANPOWER INC /WI/                       WI       2.02,9.01                      01/30/07

MBIA INC                                CT       2.02,9.01                      01/30/07

MCDONALDS CORP                          DE       5.02                           01/24/07

MCMORAN EXPLORATION CO /DE/             DE       5.02,9.01                      01/29/07

MDU RESOURCES GROUP INC                 DE       2.02,7.01,9.01                 01/30/07

MEDCO HEALTH SOLUTIONS INC              DE       5.02,9.01                      01/24/07

MEDICAL PROPERTIES TRUST INC                     2.02,9.01                      01/30/07

MELLON FINANCIAL CORP                   PA       5.02                           01/24/07

MEMC ELECTRONIC MATERIALS INC           DE       5.02                           01/24/07

MENS WEARHOUSE INC                      TX       8.01,9.01                      01/30/07

MERCK & CO INC                          NJ       2.02,9.01                      01/30/07

MERRILL LYNCH & CO INC                  DE       8.01,9.01                      01/30/07

Merrill Lynch Mortgage Investors Trus   DE       8.01,9.01                      01/30/07

MICROISLET INC                          NV       3.01,7.01,9.01                 01/25/07

MICRON ENVIRO SYSTEMS INC               NV       8.01,9.01                      01/21/07

MIDLAND CAPITAL HOLDINGS CORP                    2.02,9.01                      01/30/07

MODERN TECHNOLOGY CORP                  NV       8.01,9.01                      11/30/06

MOLEX INC                               DE       4.02                           01/26/07

MONACO COACH CORP /DE/                  DE       1.01,9.01                      01/24/07

MORGAN STANLEY                          DE       9.01                           01/29/07

Morgan Stanley Capital I Trust 2007-T   DE       8.01,9.01                      01/30/07

MOTIENT CORP                            DE       7.01,9.01                      01/29/07

MOVIE STAR INC /NY/                     NY       4.02                           01/16/07

MS STRUCTURED ASSET CORP CBT SERIES 2   DE       8.01,9.01                      01/25/07

MS STRUCTURED SATURNS SERIES 2001-3     DE       8.01                           01/30/07

MS STRUCTURED SATURNS SERIES 2002-8     DE       8.01                           01/30/07

MS STRUCTURED SATURNS SERIES 2004-5     DE       8.01                           01/30/07

NATIONAL INSTRUMENTS CORP /DE/          DE       2.02,9.01                      01/30/07

NATIONAL MERCANTILE BANCORP             CA       1.01,2.03,3.02,9.01            01/24/07

NAVARRE CORP /MN/                       MN       5.02,5.03,9.01                 01/25/07

NDS GROUP PLC                           X0       2.02,9.01                      01/30/07

NELNET INC                              NE       1.01,2.03,9.01                 01/24/07

NEOWARE INC                             DE       2.02,9.01                      01/30/07

New England Bancshares, Inc.                     2.02,9.01                      01/30/07

NEW JERSEY RESOURCES CORP               NJ       1.01                           01/24/07

NEWELL RUBBERMAID INC                   DE       2.02,7.01,9.01                 01/30/07

NewStar Financial, Inc.                          1.02                           01/25/07

NEXMED INC                              NV       5.02,9.01                      01/29/07

NIKE INC                                OR       2.03                           01/30/07

NISOURCE INC/DE                         DE       2.02,5.02,9.01                 01/25/07

NOCOPI TECHNOLOGIES INC/MD/             MD       9.01                           01/30/07

NORTHEAST BANCORP /ME/                  ME       4.01                           01/24/07

Northern Explorations Ltd.              NV       4.01,9.01                      08/30/06

NORTHWEST INDIANA BANCORP               IN       1.01                           01/30/07

NORTIA CAPITAL PARTNERS, INC.           NV       5.02                           01/30/07

Novori Inc.                             DE       8.01                           01/26/07

NTELOS HOLDINGS CORP                             2.02,9.01                      01/30/07

OCWEN FINANCIAL CORP                    FL       2.02,9.01                      01/26/07

ODYSSEY HEALTHCARE INC                  DE       2.02,9.01                      01/29/07

OHIO LEGACY CORP                        OH       5.02,9.01                      01/26/07

OLIN CORP                               VA       2.02,9.01                      01/29/07

OMNI ENERGY SERVICES CORP               LA       1.01,2.02,9.01                 01/24/07

OMNICELL INC /CA/                       CA       2.02,9.01                      01/30/07

ON ASSIGNMENT INC                       DE       1.01                           01/25/07

ONEIDA FINANCIAL CORP                   DE       2.02                           01/29/07

OPTIMAL GROUP INC                                7.01                           01/30/07

Option One Mortgage Loan Trust 2007-F   DE       9.01                           01/18/07

Ottawa Savings Bancorp, Inc.            X1       8.01,9.01                      01/30/07

PACCAR INC                              DE       2.02,9.01                      01/30/07

PACKETEER INC                           DE       5.02                           01/24/07

PALADIN REALTY INCOME PROPERTIES INC    MD       8.01                           01/30/07

PARKER HANNIFIN CORP                    OH       5.02                           01/24/07

Patient Safety Technologies, Inc        DE       5.02,9.01                      01/24/07

PATRON SYSTEMS INC                      DE       3.03,5.02,5.03                 01/24/07

PEPSI BOTTLING GROUP INC                DE       2.02,9.01                      01/30/07

PERKINELMER INC                         MA       5.03,8.01,9.01                 01/24/07

PET EXPRESS SUPPLY INC                           4.01,9.01                      01/25/07

PHOTON DYNAMICS INC                     CA       2.02,9.01                      01/30/07

PIER 1 IMPORTS INC/DE                   DE       1.01,5.02,9.01                 01/27/07

PILGRIMS PRIDE CORP                     DE       2.02,9.01                      01/30/07

PILGRIMS PRIDE CORP                     DE       7.01                           01/30/07

PILGRIMS PRIDE CORP                     DE       7.01                           01/30/07

PINNACLE WEST CAPITAL CORP              AZ       2.02,7.01,9.01                 12/31/06

PIXELWORKS, INC                         OR       2.02,9.01                      01/30/07

PRB Energy, Inc.                        NV       5.02,9.01                      01/25/07

PRIMUS TELECOMMUNICATIONS GROUP INC     DE       8.01                           01/29/07

PRINTRONIX INC                          DE       8.01,9.01                      01/30/07

PROCTER & GAMBLE CO                     OH       2.02                           12/31/06

Proguard Acquisition CORP               FL       8.01                           01/30/07

PROTEIN POLYMER TECHNOLOGIES INC        DE       1.01,5.02,8.01                 01/10/07

PROVIDENT FINANCIAL SERVICES INC        DE       5.02,9.01                      01/24/07

PROVIDENT NEW YORK BANCORP              DE       2.02,9.01                      01/29/07

PURE VANILLA EXCHANGE INC               NV       5.02                           01/24/07

QCR HOLDINGS INC                        DE       2.02,9.01                      01/29/07

QSGI INC.                               DE       2.03                           01/25/07

QUANEX CORP                             DE       7.01,9.01                      01/30/07

QUANTUM CORP /DE/                       DE       2.02,9.01                      01/30/07

Quest Minerals & Mining Corp            UT       1.01,3.02,3.03,5.01,5.03,9.01  01/12/07

QUICKLOGIC CORPORATION                  CA       5.02                           01/25/07

RADIANT LOGISTICS, INC                  DE       1.01,9.01                      01/25/07

RALI Series 2007-QO1 Trust              DE       8.01,9.01                      01/30/07

RALI Series 2007-QS2 Trust              DE       8.01,9.01                      01/30/07

RAYTHEON CO/                            DE       5.02                           01/24/07

RECKSON OPERATING PARTNERSHIP LP        DE       1.01,2.03,3.03,5.01,9.01       01/25/07

REDENVELOPE INC                         DE       2.02,9.01                      01/30/07

REGAL BELOIT CORP                       WI       5.02,9.01                      01/26/07

REGIONS FINANCIAL CORP                  DE       5.02,9.01                      01/24/07

Revolutions Medical CORP                NV       1.01,9.01                      01/26/07

RG GLOBAL LIFESTYLES INC                CA       1.01,5.01                      01/23/07

Ruths Chris Steak House, Inc.           DE       5.02,9.01                      01/30/07

SAFECO CORP                             WA       2.02,9.01                      01/30/07

SAFLINK CORP                            DE       1.01,2.03,8.01,9.01            01/24/07

SANDISK CORP                            DE       2.02,9.01                      01/30/07

SANDY SPRING BANCORP INC                MD       7.01,8.01,9.01                 01/25/07

SB PARTNERS                             NY       2.01,7.01                      11/28/06    AMEND

SCRIPPS E W CO /DE                      OH       2.02,9.01                      01/30/07

SEACOAST BANKING CORP OF FLORIDA        FL       2.02,7.01                      01/25/07

Securitized Asset Backed Receivables             8.01,9.01                      01/30/07

Securitized Asset Backed Receivables             8.01,9.01                      01/30/07

SELECT MEDICAL CORP                     DE       1.01,7.01,9.01                 01/27/07

SELECTIVE INSURANCE GROUP INC           NJ       2.02,5.02,8.01,9.01            01/30/07

SENSUS METERING SYSTEMS INC                      5.02                           01/26/07

SERVICE 1ST BANCORP                     CA       2.02,9.01                      01/30/07

SIGNALIFE, INC.                         DE       1.01,1.02,2.03,3.02,9.01       01/24/07

SILICON LABORATORIES INC                DE       5.02,9.01                      01/24/07

SILVERADO GOLD MINES LTD                A1       8.01,9.01                      01/29/07

SIN HOLDINGS INC                        CO       5.02,5.03,9.01                 01/29/07

SIRF TECHNOLOGY HOLDINGS INC                     2.02,9.01                      01/30/07

SL GREEN REALTY CORP                    MD       1.01,2.01,2.03,9.01            01/24/07

SL GREEN REALTY CORP                    MD       2.02,7.01,8.01,9.01            01/29/07

SMALL WORLD KIDS INC                    UT       1.01,3.02,9.01                 01/26/07

SMART ONLINE INC                                 1.01,2.03                      01/24/07

SMITH INTERNATIONAL INC                 DE       2.02,9.01                      01/30/07

SOUTHERN COMMUNITY FINANCIAL CORP                5.02,9.01                      01/24/07

SOUTHWEST CASINO CORP                            1.01,3.02,9.01                 01/24/07

STANLEY FURNITURE CO INC.               DE       2.02,9.01                      01/29/07

State Auto Financial CORP               OH       5.02                           01/24/07

STATE BANCORP INC                       NY       1.01,2.02,9.01                 01/24/07

STATE STREET CORP                       MA       8.01,9.01                      01/30/07

STERLING BANCSHARES INC                 TX       5.02,9.01                      01/30/07

STRATAGENE  CORP                        DE       7.01,9.01                      01/30/07

STRATUS PROPERTIES INC                  DE       5.02,9.01                      01/24/07

STRIDE RITE CORP                        MA       1.01                           01/26/07

Structured Asset Securities CORP 2007   DE       8.01,9.01                      01/30/07

SunOpta Inc.                                     8.01                           01/30/07

SUNTRUST BANKS INC                      GA       7.01,9.01                      01/30/07

SUPERCLICK INC                          WA       2.02,9.01                      01/30/07

SYCAMORE NETWORKS INC                   DE       8.01,9.01                      01/30/07

SYNAGRO TECHNOLOGIES INC                DE       8.01,9.01                      01/30/07

TAKE TWO INTERACTIVE SOFTWARE INC       DE       5.02                           01/24/07

TALBOTS INC                             DE       1.01,9.01                      01/24/07

TAPESTRY PHARMACEUTICALS, INC           DE       4.02                           01/30/07

TECHNE CORP /MN/                        MN       2.02,9.01                      01/30/07

TECHNOCONCEPTS, INC.                    CO       1.01,5.02,9.01                 01/24/07

TENNECO INC                             DE       2.02,8.01,9.01                 01/30/07

Tennessee Valley Authority                       2.02,9.01                      01/25/07

TERAX ENERGY, INC.                      NV       1.01,2.03,5.02,9.01            01/23/07

TERRA INDUSTRIES INC                    MD       1.01,9.01                      01/30/07

TETRIDYN SOLUTIONS INC                  NV       7.01,9.01                      01/30/07

THERAGENICS CORP                        DE       2.02                           01/30/07

THOR INDUSTRIES INC                     DE       8.01,9.01                      01/29/07

TIME WARNER TELECOM INC                 DE       5.02                           01/25/07

TIMKEN CO                               OH       2.02                           01/29/07

TOREADOR RESOURCES CORP                 DE       7.01,9.01                      01/30/07

TransDigm Group INC                     DE       7.01                           01/30/07

TRI-ISTHMUS GROUP, INC.                 DE       9.01                           11/16/06    AMEND

TRIMBLE NAVIGATION LTD /CA/             CA       5.02,9.01                      01/29/07

TRM CORP                                OR       2.01,9.01                      01/24/07

TVIA INC                                DE       4.02,5.02,9.01                 01/26/07

UGS Corp.                               DE       8.01                           01/24/07

UNIFI INC                               NY       5.02                           01/24/07

UNION NATIONAL FINANCIAL CORP / PA      PA       2.02,9.01                      12/31/06

UNION PACIFIC CORP                      UT       8.01,9.01                      01/30/07

UNIPRO FINANCIAL SERVICES INC                    1.01,2.01                      10/27/06    AMEND

UNITED DOMINION REALTY TRUST INC        MD       2.02,9.01                      01/29/07

UNITED MORTGAGE TRUST                   MD       8.01,9.01                      01/24/07

UNITY BANCORP INC /NJ/                  NJ       2.02,9.01                      01/30/07

UNUMPROVIDENT CORP                      DE       2.02,7.01,9.01                 01/29/07

US AIRWAYS GROUP INC                    DE       2.02,9.01                      01/30/07

US AIRWAYS GROUP INC                    DE       7.01,9.01                      01/30/07

US XPRESS ENTERPRISES INC               NV       2.02,9.01                      01/29/07

USA REAL ESTATE INVESTMENT TRUST /CA    CA       8.01                           01/25/07

UTAH MEDICAL PRODUCTS INC               UT       8.01                           01/30/07

VALLEY FINANCIAL CORP /VA/              VA       2.02                           01/29/07

VENTURE FINANCIAL GROUP INC             WA       2.02,9.01                      01/30/07

VMS NATIONAL PROPERTIES JOINT VENTURE   IL       1.01,2.03,9.01                 01/19/07

WEATHERFORD INTERNATIONAL LTD           D0       2.02,7.01,9.01                 01/30/07

WEBSENSE INC                            DE       2.02,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND I                GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND II               GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND II-OW            GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND III L P          GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND IX LP            GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND VI L P           GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND VII L P          GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND VIII LP          GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND X L P            GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND XI L P           GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND XII LP           GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND XIII L P                  7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE FUND XIV LP           GA       7.01,8.01,9.01                 01/30/07

WELLS REAL ESTATE INVESTMENT TRUST IN   MD       7.01                           01/29/07

WENTWORTH II INC                                 3.02                           01/29/07

WEST PHARMACEUTICAL SERVICES INC        PA       1.01                           01/29/07

Western Refining, Inc.                  DE       8.01,9.01                      01/30/07

WSFS FINANCIAL CORP                     DE       2.02,9.01                      01/25/07

WVS FINANCIAL CORP                      PA       8.01,9.01                      01/29/07

WYETH                                   DE       2.02,9.01                      01/30/07

XFONE INC                               NV       5.02,9.01                      01/28/07

YADKIN VALLEY FINANCIAL CORP            NC       2.02,9.01                      01/26/07

YARDVILLE NATIONAL BANCORP              NJ       5.02                           01/24/07

YELLOWCAKE MINING INC.                  NV       1.01,9.01                      01/29/07

YP CORP                                 NV       4.01,9.01                      01/01/07    AMEND

Z TRIM HOLDINGS, INC                    IL       8.01,9.01                      01/30/07

ZANETT INC                              DE       2.02,9.01                      01/17/07

ZION OIL & GAS INC                      DE       1.01,5.03,8.01,9.01            01/24/07

ZUNICOM INC                             TX       5.02,9.01                      01/24/07

ZYNEX MEDICAL HOLDINGS INC              NV       3.02,9.01                      01/05/07