SEC NEWS DIGEST


     Issue 2006-177                                     September 13, 2006



     COMMISSION ANNOUNCEMENTS


     SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN THE  SECURITIES
     OF INDIGENOUS GLOBAL DEVELOPMENT CORPORATION

     The Commission announced the temporary suspension of  trading  in  the
     securities  of  Indigenous  Global  Development   Corporation   (IGDC)
     commencing at 9:30 a.m. EDT on Sept.  13,  2006,  and  terminating  at
     11:59 p.m. EDT on Sept. 26, 2006.

     The Commission temporarily suspended trading in the securities of IGDC
     due to a lack of current and accurate information  about  the  company
     because it has not filed periodic reports with  the  Commission  since
     the quarter ended March 31, 2005. This order was entered  pursuant  to
     Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act).

     The  Commission   cautions   brokers,   dealers,   shareholders,   and
     prospective  purchasers  that  they  should  carefully  consider   the
     foregoing  information  along  with  all  other  currently   available
     information and any information subsequently issued by the company.

     Brokers and dealers should be alert to  the  fact  that,  pursuant  to
     Exchange  Act  Rule  15c2-11,  at  the  termination  of  the   trading
     suspension, no quotation may be entered relating to the securities  of
     the subject company unless and until the broker or dealer has strictly
     complied with all of the provisions of the  rule.  If  any  broker  or
     dealer is uncertain as to what is required  by  the  rule,  it  should
     refrain from entering quotations relating to IGDC's  securities  until
     such time as it has familiarized itself with the rule and  is  certain
     that all of its provisions have been met. Any broker  or  dealer  with
     questions regarding the rule should contact  the  staff  of  the  U.S.
     Securities and Exchange Commission in Washington, D.C. at  (202)  551-
     5720. If any broker  or  dealer  enters  any  quotation  which  is  in
     violation of the rule, the  Commission  will  consider  the  need  for
     prompt enforcement action.

     If any broker, dealer, or other person has any information  which  may
     relate to this matter, they immediately should communicate it  to  the
     San Francisco District Office at  (415)  705-2500,  or  by  e-mail  at
     sanfrancisco@sec.gov. (Rel. 34-54433)

     ROBERT COLBY TO TESTIFY

     Robert  L.D.  Colby,  Acting  Director  of  the  Division  of   Market
     Regulation, U.S. Securities  and  Exchange  Commission,  will  testify
     before  the  House  Financial  Services  Subcommittee   on   Financial
     Institutions and Consumer Credit on  Thursday,  Sept.  14,  2006.  Mr.
     Colby's testimony, which concerns the Basel II Capital Accord, will be
     delivered at a hearing of the Subcommittee held in Room  2128  of  the
     Rayburn House Office Building at 10:00 a.m.

     CHRISTOPHER COX TO TESTIFY

     Christopher Cox, Chairman, U.S. Securities  and  Exchange  Commission,
     will testify before the  House  Committee  on  Financial  Services  on
     Tuesday, Sept. 19, 2006. Chairman Cox's testimony, which concerns  the
     Sarbanes-Oxley Act, will be delivered at a hearing  of  the  Committee
     held in Room 2128 of the Rayburn House Office Building at 2:00 p.m.

     COMMISSION MEETINGS

     Following  is  a  schedule  of  Commission  meetings,  which  will  be
     conducted under provisions of the  Government  in  the  Sunshine  Act.
     Meetings will be scheduled according to  the  requirements  of  agenda
     items under consideration.

     Open meetings will be held in  the  Auditorium,  Room  LL-002  at  the
     Commission's headquarters building, 100 F  Street,  N.E.,  Washington,
     D.C. Visitors are welcome at all open meetings, insofar  as  space  is
     available. Persons  wishing  to  photograph  or  videotape  Commission
     meetings must obtain permission in advance from the Secretary  of  the
     Commission. Persons wishing to tape record a Commission meeting should
     notify the Secretary's office 48 hours in advance of the meeting.

     Any member of the public who requires auxiliary aids such  as  a  sign
     language interpreter or material on tape to attend  a  public  meeting
     should contact Rochelle Franks, Office of  Human  Resources,  to  make
     arrangements. Ms. Franks can be reached at TTY number (202)  551-4106.
     In  the  event  Ms.  Franks  cannot  be  reached,  you  may  call  the
     interpreter directly at (202) 551-4158. If you are calling from a  non
     TTY number, please call the Relay Service at 1 866 377 8642.

     OPEN MEETING - WEDNESDAY, SEPTEMBER 20, 2006 - 10:00 A.M.

     The subject matter  of  the  open  meeting  scheduled  for  Wednesday,
     September 20, will be:

     The Commission will hear oral argument on an  appeal  by  The  Rockies
     Fund, Inc., a closed-end investment company, and its directors Stephen
     Calandrella, Charles  Powell,  and  Clifford  Thygesen  (collectively,
     Respondents). The matter is on  remand  to  the  Commission  from  the
     United States Court of Appeals for the District of Columbia Circuit.

     The  Court  of  Appeals  affirmed  the  Commission's   findings   that
     Respondents violated antifraud provisions of the  Securities  Exchange
     Act of 1934 by filing quarterly and annual reports containing material
     misrepresentations between June 30, 1994 and Dec. 31, 1995;  that  the
     Fund violated provisions of the Exchange Act and Calandrella,  Powell,
     and  Thygesen  aided  and  abetted  and  were  a  cause  of  reporting
     violations  by  filing  reports  that  were  not  in  compliance  with
     Generally Accepted Accounting Principles and that  contained  material
     misrepresentations. The Court of Appeals directed  the  Commission  on
     remand to reconsider the sanctions in light of  its  determination  to
     vacate some of the violations found by the Commission.

     Among the issues likely to be argued are:

     1.	Whether it is in  the  public  interest  to  prohibit  Calandrella,
     Powell or Thygesen from associating with or acting  as  an  affiliated
     person of an investment company;

     2.	Whether  civil  money   penalties   should   be   imposed   against
     Calandrella, Powell or Thygesen, and if so, in what amount; and

     3.	Whether cease-and-desist  orders  against  Calandrella,  Powell  or
     Thygesen are in the public interest.

     CLOSED MEETING - WEDNESDAY, SEPTEMBER 20, 2006 - 11:00 A.M.

     The subject matter of the  closed  meeting  scheduled  for  Wednesday,
     September 20, will be: Post argument discussion.

     CLOSED MEETING - THURSDAY, SEPTEMBER 21, 2006 - 2:00 P.M.

     The subject matters of the  closed  meeting  scheduled  for  Thursday,
     September 21, will be: Formal orders of investigation; Institution and
     settlement  of  injunctive  actions;  Institution  and  settlement  of
     administrative proceedings  of  an  enforcement  nature;  Adjudicatory
     matters; and Regulatory matters regarding financial institutions.

     CLOSED MEETING - FRIDAY, SEPTEMBER 22, 2006 - 2:30 P.M.

     The subject matters of the closed meeting for  Friday,  September  22,
     will be: Institution and settlement of injunctive actions; Institution
     and settlement of administrative proceedings of an enforcement nature;
     and a matter relating to an enforcement proceeding.

     At times, changes in Commission priorities require alterations in  the
     scheduling of meeting items. For further information and to  ascertain
     what, if any, matters have been added, deleted  or  postponed,  please
     contact: The Office of the Secretary at (202) 551-5400.

     SEC'S OFFICE OF THE CHIEF  ACCOUNTANT  AND  DIVISIONS  OF  CORPORATION
     FINANCE AND INVESTMENT MANAGEMENT RELEASE  STAFF  ACCOUNTING  BULLETIN
     108 

     The U.S. Securities and Exchange  Commission's  Office  of  the  Chief
     Accountant  and  Divisions  of  Corporation  Finance  and   Investment
     Management announced today the release of a Staff Accounting  Bulletin
     that  provides  interpretive  guidance  on  how  the  effects  of  the
     carryover or reversal of prior year misstatements should be considered
     in quantifying a current year misstatement. 

     There have been two common approaches used to  quantify  such  errors.
     Under one approach, the error is quantified as the amount by which the
     current year income statement is misstated. The other common  approach
     quantifies the error as the cumulative amount  by  which  the  current
     year balance sheet is  misstated.  Exclusive  reliance  on  an  income
     statement approach can result in a registrant accumulating  errors  on
     the balance sheet that may not have been material  to  any  individual
     income statement, but which nonetheless,  may  misstate  one  or  more
     balance sheet accounts. Similarly, exclusive  reliance  on  a  balance
     sheet approach can result in a registrant disregarding the effects  of
     errors in the current year  income  statement  that  result  from  the
     correction  of  an  error  existing  in  previously  issued  financial
     statements.

     The SEC staff believes that registrants should quantify  errors  using
     both a balance sheet and an income  statement  approach  and  evaluate
     whether either approach results in quantifying  a  misstatement  that,
     when all relevant quantitative and qualitative factors are considered,
     is material.

     Chief Accountant Conrad W. Hewitt stated, "Consistent  application  of
     the guidance in this Staff Accounting Bulletin  will  result  in  more
     accurate financial reporting for investors." Hewitt also stated,  "The
     staff will not object if a registrant records  a  one-time  cumulative
     effect adjustment to correct  errors  existing  in  prior  years  that
     previously  had  been  considered  immaterial  -  quantitatively   and
     qualitatively - based on appropriate use of the registrant's  previous
     approach." The Staff Accounting Bulletin describes  the  circumstances
     where this would be appropriate as well as the required disclosures to
     investors.

     The  statements  in  Staff  Accounting  Bulletins  are  not  rules  or
     interpretations of the Commission, nor are they published  as  bearing
     the Commission's official approval. They represent interpretations and
     practices followed by the Office  of  the  Chief  Accountant  and  the
     Divisions  of  Corporation  Finance  and  Investment   Management   in
     administering the disclosure requirements of  the  Federal  securities
     laws. (Press Rel. 2006-153)


     ENFORCEMENT PROCEEDINGS


     SECURITIES AND EXCHANGE  COMMISSION  ORDERS  HEARING  ON  REGISTRATION
     REVOCATION AGAINST FIVE  DELINQUENT  COMPANIES  FOR  FAILURE  TO  MAKE
     REQUIRED PERIODIC FILINGS

     Today the Commission instituted public administrative  proceedings  to
     determine whether to revoke or suspend  for  a  period  not  exceeding
     twelve months the registrations of each class  of  the  securities  of
     five companies for failure to make required periodic filings with  the
     Commission:

     	Amour Fiber Core, Inc.
 	Bracknell Corp. 
        Continental  Real  Estate Partners, Ltd. 
	Global Chase Industries, Inc.  
	National  Healthcare Manufacturing Corp.

     In this Order, the Division of Enforcement (Division) alleges that the
     five issuers are delinquent in their required  periodic  filings  with
     the Commission.

     In this proceeding, instituted pursuant to Exchange Act Section 12(j),
     a hearing will be scheduled before an Administrative Law Judge. At the
     hearing, the judge will  hear  evidence  from  the  Division  and  the
     respondents to determine  whether  the  allegations  of  the  Division
     contained in the Order, which the Division alleges constitute failures
     to comply with Exchange Act Section 13(a) and Rules 13a-1  and  13a-13
     thereunder, are true. The judge in the proceeding will then  determine
     whether the registrations pursuant to Exchange Act Section 12  of  the
     securities of these respondents should be revoked or suspended  for  a
     period not exceeding twelve months. The Commission  ordered  that  the
     Administrative Law Judge in this proceeding issue an initial  decision
     not later than 120  days  from  the  date  of  service  of  the  order
     instituting proceedings. (Rel. 34-54432; File No. 3-12415)

     COMMISSION SUSTAINS PHILADELPHIA STOCK EXCHANGE FINDINGS OF  REPORTING
     AND RECORDKEEPING PROVISIONS AGAINST MEMBER FIRM

     The  Commission  has  sustained  the  Philadelphia  Stock   Exchange's
     findings that  PennMont  Securities,  a  PHLX  member  firm,  violated
     Exchange Act Section 17(a), Rules 17a-3 and 17a-5 thereunder, and PHLX
     Rules 703 and 760, by filing with PHLX periodic reports in August  and
     September 2002 that included incorrect calculations of PennMont's  net
     capital. In support of this conclusion, the Commission noted that PHLX
     had found that  PennMont  had  committed  similar  violations  on  two
     earlier occasions and  that  the  Commission's  Philadelphia  District
     Office had also found similar violations  during  an  earlier  routine
     examination of the firm. The Commission held that  PHLX's  censure  of
     PennMont and its imposition of a $5,000 fine on the firm  was  neither
     excessive nor oppressive. (Rel. 34-54434; File No. 3-12151)

     SEC v. FRANK FURINO The Commission announced today that the  Honorable
     Sterling R. Johnson, Jr., U.S. District Judge for the Eastern District
     of New York, entered a final judgment against Frank J. Furino (Furino)
     on Sept. 11,  2006.  The  judgment  permanently  enjoins  Furino  from
     further  violations  of  the  antifraud  provisions  of  the   federal
     securities laws (Section 17(a) of  the  Securities  Act  of  1933  and
     Section 10(b) of the Securities Exchange Act of 1934  and  Rule  10b-5
     thereunder). The judgment also orders Furino to  disgorge  $79,500  of
     illicit  profits  and  to  pay  a  civil  penalty  of   $25,000.   The
     Commission's complaint, filed on March 9, 2005, alleged that Furino, a
     clerk for a floor broker on the New York Stock Exchange, had access to
     the purchase and sell orders of the floor broker's  customers.  Furino
     routinely  informed  a  day  trader  by  telephone  of  the  security,
     quantity, price, and side (buy or sell) associated with large customer
     orders, after the floor broker received, but before it executed, these
     orders. On at least 58 occasions, the day trader used the  information
     obtained from Furino to trade ahead of the floor broker's customers.

     For further information, see News Digest (March 9,  2005),  announcing
     the filing of the Commission's civil action against  Furino.  [SEC  v.
     Frank Furino, CV-05-1259, EDNY] (LR-19827)

     SEC v. DENNIS MARTIN

     On September 11, the Honorable Timothy A. Batten, Sr.,  U.S.  District
     Judge for the Northern District of Georgia, entered a  final  judgment
     by  default  against  defendant  Dennis  A.  Martin,  a  resident  and
     registered representative of Marietta, Georgia.

     The final judgment permanently enjoined Martin from future  violations
     of Section 17(a) of the Securities Act of 1933 and  Section  10(b)  of
     the Securities Exchange Act of 1934 and Rule 10b-5 thereunder.  Martin
     was ordered to pay disgorgement,  prejudgment  interest  and  a  civil
     penalty in the respective amounts of  $5,130,835.21,  $124,593.79  and
     $250,000. Martin was ordered  to  pay  the  above  amounts  within  10
     business days from the entry of the final judgment.

     The complaint alleged and the Court  found  that  from  February  2005
     through May 2006, Martin recommended to many customers that they  sell
     variable annuity contracts that they owned and  within  a  short  time
     purchase new variable annuity contracts with higher principal amounts.
     Martin also recommended that his customers invest  the  proceeds  from
     the sale of their variable annuity contracts in a money market fund or
     in a closed-end fund for a short time  prior  to  purchasing  the  new
     variable annuity contracts. Based  on  Martin's  representations,  the
     customers authorized the transactions; however, Martin did not  invest
     the proceeds as authorized. Instead, Martin submitted forged documents
     to the variable  annuity  companies  surrendering  the  contracts  and
     directing those companies to mail the proceeds directly to him. Martin
     forged his customers' names on the checks and deposited  them  into  a
     bank account in the name of First Financial Group, a  fictitious  name
     under which Martin conducted business. Additionally,  Martin  obtained
     some of the checks  from  customers  for  the  purpose  of  purchasing
     securities. Martin misappropriated those funds, and used the funds  to
     pay business and personal obligations. The Commission established  and
     the Court found that Martin obtained in excess of $5  million  in  the
     scheme. [SEC v. Dennis A. Martin, Civil Action File  No.  1:06-CV-1078
     (N.D. Ga.)] (LR-19828)

     SEC FILED  FRAUD  CHARGES  AGAINST  SAN  FRANCISCO-BASED  PENNY  STOCK
     COMPANY,  SUSPENDED  TRADING  IN  ITS   SECURITIES,   AND   INSTITUTED
     ADMINISTRATIVE PROCEEDINGS AGAINST IT FOR  FAILURE  TO  MAKE  REQUIRED
     PERIODIC FILINGS

     On September 13, the Commission announced  the  filing  of  securities
     fraud  charges   against   San   Francisco-based   Indigenous   Global
     Development Corporation (IGDC) and its chief executive  officer,  Deni
     G. Leonard (Leonard), alleging that they raised more than  $2  million
     from investors through  materially  false  and  misleading  statements
     about IGDC's purported natural gas business.

     The Commission's complaint, filed in federal court in  San  Francisco,
     alleges IGDC and Leonard made false claims in press releases  and  SEC
     filings about investments IGDC  purportedly  had  received  and  about
     IGDC's ability to purchase gas from indigenous peoples in Canada at  a
     discount and then resell  that  gas  into  the  United  States  for  a
     significant profit. In fact, IGDC had not received an investment,  had
     no binding agreements  to  purchase  or  sell  natural  gas,  and  was
     teetering on the brink of extinction.

     The Commission's complaint charges IGDC and Leonard with violations of
     Section 17(a) of the Securities Act of 1933, Sections 10(b) and  13(a)
     of the Securities Exchange Act of 1934 (Exchange Act), and Rules  10b-
     5, 12b-20, 13a-1, and 13a-13 thereunder. It also charges Leonard  with
     violating Rule 13a-14 under the Exchange  Act.  The  Commission  seeks
     penalties, disgorgement, and injunctive relief  from  all  defendants,
     and also  seeks  orders  barring  Leonard  from  participating  in  an
     offering of penny stock and from serving as an officer or director  of
     a public company.

     Separately,  the  Commission  temporarily  suspended  trading  in  the
     securities of IGDC due to the lack of current and accurate information
     concerning the company because it had not filed a periodic report with
     the Commission since the quarter ended March 31, 2005. The  suspension
     began at 9:30 a.m. EDT on Sept. 13, 2006 and terminates at 11:59  p.m.
     EDT on September 26, 2006. This order was entered pursuant to  Section
     12(k) of the Exchange Act.

     In   addition,   the   Commission   announced   the   institution   of
     administrative proceedings against IGDC pursuant to Section  12(j)  of
     the Exchange Act to  determine  whether  the  registration  of  IGDC's
     securities should be revoked or suspended for a period  not  exceeding
     twelve months. The Commission's  Division  of  Enforcement  (Division)
     alleges that IGDC failed to comply with Section 13(a) of the  Exchange
     Act and Rules 13a-1 and 13a-13 thereunder by  not  filing  a  periodic
     report since its report on Form 10-QSB for the quarter ended March 31,
     2005. In this proceeding,  a  hearing  will  be  scheduled  before  an
     Administrative Law Judge. At the hearing, the judge will hear evidence
     from the Division and IGDC to determine whether the allegations of the
     Division are true. The Commission ordered that the Administrative  Law
     Judge in this proceeding issue an initial decision not later than  120
     days from the date of service of the  order  instituting  proceedings.
     [SEC v. Indigenous Global Development Corporation, et al., Case No. C-
     06-5600-JCS] (LR-19829); (Administrative Proceeding -  Rel.  34-54431;
     File No. 3-12414)


     INVESTMENT COMPANY ACT RELEASES


     ALLIANZ GLOBAL INVESTORS OF AMERICA L.P., ET AL.

     The Commission has issued an order  to  Allianz  Global  Investors  of
     America L.P., et al., under Section 9(c) of the Investment Company Act
     exempting applicants from Section 9(a) of the Act, with respect to  an
     order issued by the Superior Court of New Jersey, Chancery Division  -
     General Equity of Essex County on  June  1,  2004.  (Rel.  IC-27479  -
     September 12)



     SELF-REGULATORY ORGANIZATIONS


     IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

     A proposed rule change (SR-ISE-2006-49)  filed  by  the  International
     Securities Exchange relating to fee changes has become effective under
     Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
     Publication is expected in the Federal Register  during  the  week  of
     September 11. (Rel. 34-54414)

     A proposed rule change (SR-NASDAQ-2006-033) filed by The NASDAQ  Stock
     Market to eliminate certain transitional  corporate  governance  rules
     has become effective  under  Section  19(b)(3)(A)  of  the  Securities
     Exchange Act of 1934. Publication is expected in the Federal  Register
     during the week of September 18. (Rel. 34-54420)

     A proposed rule change (SR-Phlx-2006-54)  filed  by  the  Philadelphia
     Stock Exchange amending the Broker/Dealer (Non-AUTOM-Delivered) Equity
     Option Transaction  Charge  has  become  immediately  effective  under
     Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
     Publication is expected in the Federal Register  during  the  week  of
     September 18. (Rel. 34-54423)

     A proposed rule change (SR-Phlx-2006-55) filed by  Philadelphia  Stock
     Exchange amending its  dividend,  merger,  and  short  stock  interest
     strategy program has become effective under Section 19(b)(3)(A) of the
     Securities Exchange Act  of  1934.  Publication  is  expected  in  the
     Federal Register during the week of September 18. (Rel. 34-54424)

     A proposed  rule  change  (SR-NYSEArca-2006-57)  filed  by  NYSE  Arca
     relating to exchange fees  and  charges  has  become  effective  under
     Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
     Publication is expected in the Federal Register  during  the  week  of
     September 18. (Rel. 34-54425)

     APPROVAL OF PROPOSED RULE CHANGES

     The Commission granted approval of a proposed rule change  (SR-NASDAQ-
     2006-011) submitted by The Nasdaq Stock  Market  to  modify  the  cure
     period available to an issuer that loses an  independent  director  or
     audit  committee  member.  Publication  is  expected  in  the  Federal
     Register during the week of September 18. (Rel. 34-54421)

     The Commission  approved  a  proposed  rule  change  (SR-CBOE-2004-21)
     submitted by the Chicago Board Options Exchange to establish rules for
     a screen-based trading system for non-option  securities,  and  issued
     notice of filing and granted accelerated approval to Amendment  No.  2
     thereto. Publication is expected in the Federal  Register  during  the
     week of September 18. (Rel. 34-54422)


     SECURITIES ACT REGISTRATIONS


     The following registration statements have been  filed  with  the  SEC
     under the Securities Act of 1933. The reported information appears  as
     follows: Form, Name, Address and Phone Number (if  available)  of  the
     issuer of the security; Title and the number and/or face amount of the
     securities  being  offered;  Name  of  the  managing  underwriter   or
     depositor (if  applicable);  File  number  and  date  filed;  Assigned
     Branch; and a designation if the statement is a New Issue.

     Registration statements may be obtained in person or by writing to the
     Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
     Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
     <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
     available on the Commission's website: <www.sec.gov>.


S-8     ABM INDUSTRIES INC /DE/, 160 PACIFIC AVENUE, SUITE 222, SAN FRANCISCO, 
        CA, 94111, 4157334000 - 0 ($45,325,000.00) Equity, (File 333-137241 - 
        Sep. 12) (BR. 08A)

SB-2    Intersearch Group Inc, 222 KEARNY ST STE 550, SAN FRANCISCO, CA, 94108, 
        415-901-0410 - 0 ($3,030,209.00) Equity, (File 333-137242 - Sep. 12) 
        (BR. 02)

S-3     VITALSTREAM HOLDINGS INC, ONE JENNER, SUITE 100, IRIVINE, CA, 92618, 
        (949) 743-2000 - 0 ($97,778,750.00) Equity, (File 333-137243 - Sep. 12) 
        (BR. 08C)

S-4     HB-PS Holding CO Inc, 4421 WATERFRONT DRIVE, GLEN ALLEN, VA, 23060, 
        804-273-9777 - 2,746,700 ($114,698,936.00) Equity, (File 333-137244 - 
        Sep. 12) (BR. 10)

S-8     ZOLL MEDICAL CORP, 269 MILL ROAD, CHELMSFORD, MA, 01824-4105, 
        9784219655 - 40,000 ($1,456,800.00) Equity, (File 333-137245 - Sep. 12) 
        (BR. 10C)

S-3     BERKSHIRE HILLS BANCORP INC, 24 NORTH ST., PITTSFIELD, MA, 01201, 
        4134435601 - 125,000,000 ($125,000,000.00) Equity, (File 333-137246 - 
        Sep. 12) (BR. 07B)

SB-2    SORELL, INC, BUK-RI 35, NAMA-MYUN, YONGIN CITY, GYEONGGI-DO, M5, NA, 
        82-31-329-8700 - 9,420,000 ($5,848,600.00) Equity, (File 333-137247 - 
        Sep. 12) (BR. 09B)

S-1     GRAYBAR ELECTRIC CO INC, 34 N MERAMEC AVE, ST LOUIS, MO, 63105, 
        3145129200 - 850,000 ($17,000,000.00) Equity, (File 333-137249 - 
        Sep. 12) (BR. 10B)

S-8     Rackable Systems, Inc., 1933 MILMONT DRIVE, MILPITAS, CA, 95035, 
        408-240-8300 - 500,000 ($13,860,000.00) Equity, (File 333-137250 - 
        Sep. 12) (BR. 03B)

SB-2    Powerraise Inc, #303 - 1687 WEST BROADWAY, VANCOUVER, A1, V6J 1X2, 
        604-736-6767 - 581,000 ($145,250.00) Equity, (File 333-137251 - 
        Sep. 12) (BR. 09)

SB-2    Centale, Inc., 6700 N. ANDREWS AVENUE, SUITE 605, FORT LAUDERDALE, FL, 
        33309, 754-224-3300 - 12,628,571 ($1,136,571.39) Equity, 
        (File 333-137252 - Sep. 12) (BR. 08C)

S-8     MACDERMID INC, 245 FREIGHT ST, WATERBURY, CT, 06702, 2035755700 - 
        0 ($33,880,000.00) Equity, (File 333-137253 - Sep. 12) (BR. 02A)

S-8     SYNPLICITY INC, 600 WEST CALIFORNIA AVENUE, 1, SUNNYVALE, CA, 94086, 
        4052156000 - 1,000,000 ($1,000,000.00) Other, (File 333-137254 - 
        Sep. 12) (BR. 03A)

S-8     HUB INTERNATIONAL LTD, 8 NELSON STREET WEST, 6TH FLOOR, BRAMPTON, A6, 
        L6X 4J2, 905.866.5200 - 0 ($24,480,206.00) Equity, (File 333-137255 - 
        Sep. 12) (BR. 01C)

S-8     DYNTEK INC, 18881 VON KARMAN AVENUE, SUITE 250, IRVINE, CA, 92612, 
        949-955-0078 - 0 ($2,516,494.08) Equity, (File 333-137256 - Sep. 12) 
        (BR. 08A)

S-8     ELEMENT 21 GOLF CO, 416-362-2121 - 20,000,000 ($3,850,000.00) Equity, 
        (File 333-137257 - Sep. 12) (BR. 05A)

S-8     QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC, 
        0 ($4,291,173.00) Equity, (File 333-137258 - Sep. 12) (BR. 05B)

S-3ASR  SEAGATE TECHNOLOGY, P.O. BOX 309GT, UGLAND HOUSE, 
        SOUTH CHURCH STREET, GEORGE TOWN, GRAND CAYMAN, E9, 00000, 
        345-949-8066 - 0 ($0.00) Non-Convertible Debt, (File 333-137259 - 
        Sep. 12) (BR. 03A)

S-3     GALAXY ENERGY CORP, 1331 17TH STREET, #730, DENVER, CO, 80202, 
        (303) 293-2300 - 28,260,205 ($11,021,480.00) Equity, (File 333-137260 - 
        Sep. 12) (BR. 04B)

S-8     OLD SECOND BANCORP INC, 37 S RIVER ST, AURORA, IL, 60507, 7088920202 - 
        250,000 ($7,495,000.00) Equity, (File 333-137261 - Sep. 12) (BR. 07A)

S-8     OLD SECOND BANCORP INC, 37 S RIVER ST, AURORA, IL, 60507, 7088920202 - 
        0 ($5,996,000.00) Equity, (File 333-137262 - Sep. 12) (BR. 07A)

S-1     Transforma Acquisition Group Inc., 350 PARK AVENUE, 10TH FLOOR, 
        NEW YORK, NY, 10022, 646-521-7800 - 0 ($310,875,100.00) Other, 
        (File 333-137263 - Sep. 12) (BR. )

S-1     UNIVERAL POWER GROUP INC., 1720 HAYDEN ROAD, CARROLLTON ROAD, TX, 
        75006, 4698921122 - 0 ($30,480,100.00) Equity, (File 333-137265 - 
        Sep. 12) (BR. )

S-3     EQUITY OFFICE PROPERTIES TRUST, TWO NORTH RIVERSIDE PLZ, SUITE 2100, 
        CHICAGO, IL, 60606, 3124663300 - 
        0 ($1,500,000,000.00) Non-Convertible Debt, (File 333-137267 - Sep. 12) 
        (BR. 08A)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

     8-K reports may be obtained in person or by writing to the  Commission's  Public
     Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
     following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
     information is also available on the Commission's website: <www.sec.gov>.


				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

8X8 INC /DE/                            DE       8.01                           09/11/06

ACTIS GLOBAL VENTURES INC               NV       8.01,9.01                      08/22/06

ADSERO CORP                             DE       1.01,5.02,9.01                 08/14/06

ADVANCED OXYGEN TECHNOLOGIES INC        DE       4.01                           09/12/06

ADVENTRX PHARMACEUTICALS INC            DE       7.01,9.01                      09/12/06

AFS SenSub Corp.                                 8.01,9.01                      09/12/06

AK STEEL HOLDING CORP                   DE       8.01,9.01                      09/11/06

ALFA CORP                               DE       1.01,9.01                      09/07/06

ALLIANCE SEMICONDUCTOR CORP /DE/        DE       3.01,9.01                      09/11/06

ALLIANT TECHSYSTEMS INC                 DE       1.01,2.03,3.02,9.01            09/06/06

ALLSTATE CORP                           DE       1.01,5.02,9.01                 09/09/06

AMERIGROUP CORP                                  1.01                           09/01/06

ANADARKO PETROLEUM CORP                 DE       8.01,9.01                      09/12/06

ARENA PHARMACEUTICALS INC               DE       8.01                           09/12/06

ARIBA INC                               DE       8.01                           09/06/06

ASHFORD HOSPITALITY TRUST INC           MD       1.01,2.03,9.01                 09/08/06

ASTA FUNDING INC                        DE       8.01,9.01                      09/12/06

ATLANTIC COAST ENTERTAINMENT HOLDINGS   NJ       2.04,9.01                      09/06/06

Atlantic Southern Financial Group, In            7.01                           09/11/06

ATWOOD OCEANICS INC                     TX       7.01,9.01                      09/12/06

AURIGA LABORATORIES, INC.               DE       1.01,3.02,9.01                 09/11/06

AVNET INC                               NY       8.01,9.01                      09/12/06

AZCO MINING INC                         DE       3.02,9.01                      09/07/06    AMEND

BALLANTYNE OF OMAHA INC                 DE       5.02,9.01                      09/12/06

BALLY TOTAL FITNESS HOLDING CORP        DE       2.02,9.01                      09/11/06

BALLY TOTAL FITNESS HOLDING CORP        DE       8.01                           06/29/06    AMEND

BALLY TOTAL FITNESS HOLDING CORP        DE       2.02,9.01                      09/11/06    AMEND

BECKMAN COULTER INC                     DE       3.01                           09/11/06

BERKSHIRE HILLS BANCORP INC                      8.01,9.01                      09/12/06

BEST BUY CO INC                         MN       2.02,9.01                      09/12/06

BESTWAY COACH EXPRESS INC               NY       7.01,9.01                      09/12/06

BIG CAT ENERGY CORP                              1.01                           09/05/06

BIOSPECIFICS TECHNOLOGIES CORP          DE       1.01,9.01                      09/12/06

BJs RESTAURANTS INC                     CA       1.01,8.01,9.01                 09/11/06

BLAST ENERGY SERVICES, INC.             CA       9.01                           08/25/06    AMEND

BLUE RIDGE REAL ESTATE CO               PA       1.01,9.01                      09/06/06

BLYTH INC                               DE       1.01,5.02                      09/06/06

BOYKIN LODGING CO                       OH       8.01,9.01                      09/12/06

BROADCOM CORP                           CA       4.02,9.01                      09/06/06

BRUKER BIOSCIENCES CORP                 DE       1.01,3.02,9.01                 09/06/06

BRUSH ENGINEERED MATERIALS INC                   7.01,9.01                      09/12/06

CABCO TRUST FOR J.C. PENNEY DEBENTURE   DE       8.01,9.01                      09/01/06

CALIFORNIA OIL & GAS CORP                        1.01,7.01,9.01                 09/11/06

Cambridge Display Technology, Inc.      DE       1.01                           09/12/06

CANARGO ENERGY CORP                     DE       7.01,9.01                      09/12/06

CANO PETROLEUM, INC                              1.01,1.02,2.03,3.02,3.03,9.01  09/06/06

CAPITAL ONE MASTER TRUST                NY       8.01,9.01                      09/11/06

CARDINAL HEALTH INC                     OH       2.02,9.01                      09/12/06

CARTOON ACQUISITION, INC.               DE       1.01,2.02,2.03,2.04, 	        09/08/06
					         4.01,7.01,8.01,9.01
CARVER BANCORP INC                      DE       7.01,9.01                      09/12/06

CASCADE CORP                            OR       2.02,9.01                      09/07/06

CB RICHARD ELLIS GROUP INC              DE       1.01,9.01                      09/06/06

CBL & ASSOCIATES PROPERTIES INC         DE       5.05,9.01                      09/06/06

CenterStaging Corp.                     DE       1.01,2.03,9.01                 09/06/06

CepTor CORP                                      8.01,9.01                      09/11/06

CERADYNE INC                            DE       7.01,9.01                      09/11/06

CHESAPEAKE CORP /VA/                    VA       7.01                           09/12/06

CIGNA CORP                              DE       7.01                           09/11/06

CLEAN POWER TECHNOLOGIES INC.           NV       8.01,9.01                      09/11/06

CLEAR CHOICE FINANCIAL, INC.            NV       8.01,9.01                      09/12/06

CNL Hotels & Resorts, Inc.              MD       1.01                           09/12/06

CNL INCOME PROPERTIES INC               MD       1.01,8.01                      09/06/06

COCA COLA CO                            DE       1.01,9.01                      09/11/06

COLONIAL BANCGROUP INC                  DE       7.01,9.01                      09/08/06

COMMERCE BANCORP INC /NJ/               NJ       8.01                           09/12/06

COMMUNICATION INTELLIGENCE CORP         DE       4.01,9.01                      09/06/06    AMEND

CONTANGO OIL & GAS CO                   DE       2.02,9.01                      09/12/06

Cougar Biotechnology, Inc.                       1.01,5.02,8.01,9.01            06/28/06

CRAFTY ADMIRAL ENTERPRISES LTD          NV       1.01,2.01                      09/12/06

CREDIT ONE FINANCIAL INC                         3.02                           09/05/06

CROSS COUNTRY HEALTHCARE INC            DE       7.01,9.01                      09/11/06

CROWN PARTNERS INC                      NV       5.02                           09/12/06

CWABS Asset-Backed Certificates Trust            8.01,9.01                      08/29/06

Cyberkinetics Neurotechnology Systems   DE       8.01,9.01                      09/06/06

CYBERONICS INC                          DE       3.01,9.01                      09/08/06

CYPRESS SEMICONDUCTOR CORP /DE/         DE       1.01                           09/06/06

DAVE & BUSTERS INC                      MO       5.02,9.01                      09/12/06

DAYSTAR TECHNOLOGIES INC                DE       8.01,9.01                      09/06/06

DENNYS CORP                             DE       1.01,9.01                      09/08/06

DIALYSIS CORP OF AMERICA                FL       5.05,8.01,9.01                 09/12/06

DIGITAL LIFESTYLES GROUP INC            DE       1.02                           09/11/06

DRESSER INC                             DE       1.01,9.01                      09/08/06

DRIL-QUIP INC                           DE       8.01,9.01                      09/11/06

DSLA 2006-AR2                           DE       8.01,9.01                      09/11/06

DSLA 2006-AR2                           DE       8.01,9.01                      09/12/06

DUN & BRADSTREET CORP/NW                DE       8.01                           09/05/06

DUSA PHARMACEUTICALS INC                NJ       8.01                           09/12/06

ECOLLEGE COM                            DE       7.01,9.01                      09/12/06

EDWARDS A G INC                         DE       8.01                           09/12/06

EGAIN COMMUNICATIONS CORP               DE       2.02,9.01                      09/12/06

ELITE PHARMACEUTICALS INC /DE/          DE       8.01,9.01                      09/12/06

EMPIRE RESORTS INC                      DE       8.01,9.01                      09/07/06

ENDEAVOUR INTERNATIONAL CORP            NV       5.02,9.01                      09/12/06

ENDO PHARMACEUTICALS HOLDINGS INC       DE       7.01,9.01                      09/12/06

Energtek                                         1.01,5.02,8.01,9.01            09/05/06    AMEND

ENERTECK CORP                                    8.01                           09/12/06

ENERTECK CORP                                    1.01,5.02,8.01,9.01            09/05/06    AMEND

eNotes Systems, Inc.                    DE       5.02                           09/01/06

eNotes Systems, Inc.                    DE       1.01                           09/06/06

ERHC Energy Inc                         CO       7.01,9.01                      09/11/06

ESTEE LAUDER COMPANIES INC              DE       1.01                           09/11/06

EXECUTE SPORTS INC                      NV       1.01,9.01                      09/12/06

Federal Home Loan Bank of Atlanta       X1       2.03                           09/06/06

Federal Home Loan Bank of Boston        X1       2.03                           09/06/06

Federal Home Loan Bank of Chicago       X1       2.03                           09/06/06

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      09/06/06

Federal Home Loan Bank of Dallas                 2.03                           09/06/06

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      09/06/06

Federal Home Loan Bank of New York      X1       2.03,9.01                      09/06/06

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      09/06/06

Federal Home Loan Bank of San Francis   X1       2.03                           09/06/06

Federal Home Loan Bank of Seattle                2.03                           09/11/06

Federal Home Loan Bank of Topeka                 2.03                           09/06/06

FIDELITY BANKSHARES INC                 DE       1.01,9.01                      12/20/05

Fieldstone Mortgage Investment CORP     MD       8.01,9.01                      08/29/06

FIFTH THIRD BANCORP                     OH       7.01,9.01                      09/12/06

FINANCIAL INDUSTRIES CORP               TX       1.01,9.01                      09/07/06

FIRST MIDWEST BANCORP INC               DE       7.01,9.01                      09/12/06

FIRST POTOMAC REALTY TRUST              MD       7.01                           09/12/06

Fortress America Acquisition CORP       DE       8.01,9.01                      09/12/06

FRANKLIN RESOURCES INC                  DE       5.02                           09/06/06

FREEPORT MCMORAN COPPER & GOLD INC      DE       8.01,9.01                      09/11/06

FTI CONSULTING INC                      MD       2.05                           09/06/06

General Finance CORP                    DE       1.01,7.01,9.01                 09/12/06

GENTEK INC                              DE       1.01,5.02                      09/12/06

GEOKINETICS INC                         DE       1.01,9.01                      09/06/06

GLENAYRE TECHNOLOGIES INC               DE       8.01                           09/08/06

GLOBALNET CORP                          NV       1.01,2.03,3.02                 09/08/06

GLOBECOMM SYSTEMS INC                            2.02,9.01                      09/12/06

GLOBETEL COMMUNICATIONS CORP            DE       1.01,2.03,3.02                 09/06/06

GLOBIX CORP                             DE       2.01,9.01                      09/06/06

GMACM Home Equity Loan Trust 2006-HE3   DE       8.01,9.01                      09/12/06

GOAMERICA INC                           DE       5.02,9.01                      09/12/06

GOLDMAN SACHS GROUP INC/                DE       2.02,8.01,9.01                 09/12/06

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           09/08/06

GREATER CHINA MEDIA & ENTERTAINMENT C   NV       1.02,5.02                      09/11/06

Greenpoint Mortgage Funding Trust 200   DE       8.01,9.01                      09/12/06

GSAA Home Equity Trust 2006-13                   8.01,9.01                      08/25/06

GTX INC /DE/                            DE       1.01                           09/07/06

H&R BLOCK INC                           MO       1.01                           09/08/06

HAMPSHIRE GROUP LTD                     DE       1.01,9.01                      09/11/06

HARTFORD FINANCIAL SERVICES GROUP INC   DE       1.01,9.01                      09/07/06

HARTFORD LIFE INC                       DE       1.01,9.01                      09/07/06

HEALTHSTREAM INC                        TN       5.02,9.01                      09/11/06

HEWLETT PACKARD CO                      DE       5.02,5.03,8.01,9.01            09/12/06

Hill International, Inc.                DE       5.02,9.01                      09/06/06

HSBC Finance CORP                                7.01,9.01                      09/12/06

HSBC USA INC /MD/                       MD       7.01,9.01                      09/12/06

HUDSON CITY BANCORP INC                 DE       7.01,9.01                      09/12/06

IMPART MEDIA GROUP INC                  NV       1.01,9.01                      09/06/06

Industrial Enterprises of America, In   NV       7.01                           09/12/06

IndyMac INDA Mortgage Loan Trust 2006            8.01,9.01                      08/30/06

INTEGRATED SILICON SOLUTION INC         DE       1.01,5.02,5.03,9.01            09/07/06

INTELISYS AVIATION SYSTEMS OF AMERICA   DE       1.03,9.01                      08/31/06

International Gold Resources, Inc.               8.01                           09/08/06

INTRAWARE INC                           DE       5.02                           09/11/06

INVENTIV HEALTH INC                     DE       5.03,8.01,9.01                 09/06/06

IPASS INC                               DE       7.01,9.01                      09/12/06

IT&E INTERNATIONAL GROUP                         1.01,2.03,3.02,9.01            09/06/06

J2 GLOBAL COMMUNICATIONS INC            DE       7.01,9.01                      09/11/06

JAFRA WORLDWIDE HOLDINGS LUX SARL       N4       2.04,8.01                      09/08/06

KING PHARMACEUTICALS INC                TN       1.01,8.01,9.01                 09/06/06

KNOT INC                                DE       8.01,9.01                      09/08/06

KNOVA SOFTWARE, INC.                    DE       1.01,5.02                      09/01/06

KOS PHARMACEUTICALS INC                 FL       1.01                           09/06/06

KROGER CO                               OH       2.02,9.01                      09/12/06

KV PHARMACEUTICAL CO /DE/               DE       7.01                           09/12/06

LACROSSE FOOTWEAR INC                   WI       1.01,2.03,9.01                 09/08/06

LADENBURG THALMANN FINANCIAL SERVICES   FL       3.02,9.01                      09/11/06

LANTRONIX INC                           DE       2.02,9.01                      09/11/06

Lehman XS Trust Series 2005-5N          DE       1.01,9.01                      08/01/06

Lehman XS Trust Series 2005-9N          DE       1.01,9.01                      08/01/06

LEHMAN XS TRUST SERIES 2006-2N          DE       1.01,9.01                      08/01/06

LIFEPOINT HOSPITALS, INC.                        1.01,2.03,9.01                 09/08/06

LIGAND PHARMACEUTICALS INC              DE       1.01,9.01                      09/12/06

Lightstone Value Plus Real Estate Inv   MD       2.01,9.01                      06/29/06    AMEND

LSB INDUSTRIES INC                      DE       3.02                           09/11/06

MAF BANCORP INC                         DE       7.01                           09/11/06

MAJOR CREATIONS INC                     NV       5.02,8.01                      09/11/06

MARKETAXESS HOLDINGS INC                         1.01,5.02,9.01                 09/12/06

MARKWEST ENERGY PARTNERS L P                     7.01,9.01                      09/12/06

MARKWEST HYDROCARBON INC                DE       7.01,9.01                      09/12/06

MARVELL TECHNOLOGY GROUP LTD            D0       3.01,9.01                      09/08/06

MAXUS REALTY TRUST INC.                          8.01                           09/12/06

MED GEN INC                             NV       8.01                           09/12/06

MEMRY CORP                              DE       2.02,9.01                      09/07/06

MEREDITH CORP                           IA       8.01,9.01                      09/12/06

MERRILL LYNCH MORTGAGE INVESTORS INC    DE       8.01,9.01                      09/12/06

METLIFE INC                             DE       2.02,7.01,9.01                 09/12/06

METROCORP BANCSHARES INC                         7.01,9.01                      09/12/06

METROLOGIC INSTRUMENTS INC              NJ       8.01,9.01                      09/12/06

MICRO BIO-MEDICAL WASTE SYSTEMS, INC.   NV       5.02,9.01                      09/12/06

MICROHELIX INC                          OR       5.02                           09/06/06

MIDWAY GAMES INC                        DE       1.01,9.01                      09/06/06

MITCHAM INDUSTRIES INC                  TX       1.01,2.02,9.01                 09/11/06

MMC ENERGY, INC.                        NV       1.01                           09/11/06

MOLDFLOW CORP                                    1.01,9.01                      09/08/06

MOSCOW CABLECOM CORP                    DE       8.01,9.01                      09/12/06

MPHASE TECHNOLOGIES INC                 NJ       8.01                           09/12/06

NATIONAL HOUSING PARTNERSHIP REALTY F   MD       8.01                           09/07/06

NATIONAL MEDICAL HEALTH CARD SYSTEMS    DE       1.01,2.02,4.02,9.01            09/07/06

NATIONAL WESTERN LIFE INSURANCE CO      CO       5.02,9.01                      09/08/06

NATURAL ALTERNATIVES INTERNATIONAL IN   DE       2.02,9.01                      09/11/06

Nayna Networks, Inc.                    WY       5.02                           09/07/06

NEUROCRINE BIOSCIENCES INC              CA       8.01,9.01                      09/12/06

NeuroMetrix, Inc.                                1.01                           09/07/06

NEW PLAN EXCEL REALTY TRUST INC         MD       8.01,9.01                      09/12/06

NEW RIVER PHARMACEUTICALS INC           VA       8.01,9.01                      09/12/06

NEW YORK HEALTH CARE INC                NY       5.02,9.01                      09/06/06

NEWELL RUBBERMAID INC                   DE       2.02,7.01,9.01                 09/11/06

NEWFIELD EXPLORATION CO /DE/            DE       8.01,9.01                      09/12/06

NEWPOWER HOLDINGS INC                   DE       8.01,9.01                      09/11/06

NEWS CORP                                        8.01,9.01                      09/12/06

NGP Capital Resources CO                MD       7.01,9.01                      09/11/06

Nomura Home Equity Loan, Inc., Home E   DE       2.01,9.01                      08/31/06

NORTH BAY BANCORP/CA                    CA       8.01,9.01                      09/07/06

NORTHERN ETHANOL, INC.                  DE       3.02,5.02                      09/08/06

NORTHWEST BIOTHERAPEUTICS INC           DE       2.03                           09/08/06

NORTHWEST PIPELINE CORP                 DE       7.01,9.01                      09/11/06

NOVASTAR FINANCIAL INC                  MD       8.01,9.01                      08/12/06

NOVELL INC                              DE       5.02                           09/08/06

NVIDIA CORP                             DE       2.02,3.01,8.01,9.01            09/11/06

OFFICE DEPOT INC                        DE       5.02,9.01                      09/06/06

OMEGA PROTEIN CORP                      NV       1.01,5.01,9.01                 09/08/06

OXFORD MEDIA, INC.                      NV       2.02,9.01                      09/06/06

P B FINANCIAL SERVICES CORP             GA       8.01                           08/17/06    AMEND

Pacific Ethanol, Inc.                   DE       1.01                           09/06/06

Paramount Acquisition Corp              DE       8.01,9.01                      09/12/06

PATTERSON COMPANIES, INC.               MN       1.01,9.01                      09/11/06

PC MALL INC                             DE       1.01,9.01                      09/07/06

PEETS COFFEE & TEA INC                  WA       8.01                           09/06/06

PEGASYSTEMS INC                         MA       1.01,5.02                      09/12/06

PENN TRAFFIC CO                         DE       4.01,9.01                      09/06/06

PENN TRAFFIC CO                         DE       8.01,9.01                      09/12/06

PERRIGO CO                              MI       1.01,5.02,9.01                 09/08/06

PGT, Inc.                               DE       5.02,7.01,9.01                 09/08/06

PINNACLE AIRLINES CORP                  DE       8.01                           09/11/06

PLM EQUIPMENT GROWTH FUND V             CA       2.01,9.01                      09/11/06

PLURIS ENERGY GROUP INC                 NV       5.03,7.01,9.01                 09/12/06

PNC FINANCIAL SERVICES GROUP INC        PA       2.02,9.01                      09/12/06

PORTFOLIO RECOVERY ASSOCIATES INC       DE       8.01,9.01                      09/12/06

POSSIS MEDICAL INC                      MN       7.01,9.01                      09/12/06

PROQUEST CO                             DE       1.01                           09/06/06

PROTECTIVE LIFE INSURANCE CO            TN       9.01                           09/08/06

PUREDEPTH, INC.                         CO       1.01,5.02                      09/07/06

Rackable Systems, Inc.                  DE       2.01,9.01                      09/08/06

RASC Series 2006-KS7 Trust              DE       8.01,9.01                      09/11/06

RBC Bearings INC                                 7.01,9.01                      09/12/06

REALNETWORKS INC                        WA       8.01,9.01                      09/12/06

REGIONS FINANCIAL CORP                  DE       7.01,8.01,9.01                 09/12/06

Renaissance Home Equity Loan Trust 20            9.01                           08/09/06

Republic Property Trust                 MD       2.01,2.03,9.01                 09/06/06

RESIDENTIAL ASSET MORTGAGE PRODUCTS I   DE       8.01,9.01                      09/12/06

REYNOLDS & REYNOLDS CO                  OH       8.01,9.01                      09/12/06

ROCKFORD CORP                           AZ       1.01                           09/08/06

RYERSON INC.                            DE       7.01                           09/12/06

SAFARI ASSOCIATES INC                            5.02                           09/12/06

SALEM COMMUNICATIONS CORP /DE/          DE       1.01                           09/06/06

SANMINA-SCI CORP                        DE       8.01,9.01                      09/11/06

SCRIPPS E W CO /DE                      OH       8.01,9.01                      09/12/06

SEAGATE TECHNOLOGY                      E9       5.02,8.01,9.01                 09/08/06

SEITEL INC                              DE       1.01,8.01,9.01                 09/11/06

SELECTIVE INSURANCE GROUP INC           NJ       7.01,9.01                      09/12/06

SENDTEC, INC.                                    5.02                           09/07/06

SERVICE BANCORP INC                     MA       1.01,9.01                      09/07/06

Shire plc                                        8.01,9.01                      09/12/06

SIMMONS FIRST NATIONAL CORP             AR       5.02,9.01                      09/11/06

SIX FLAGS INC                           DE       1.01,9.01                      08/28/06

SKYE INTERNATIONAL, INC                 NV       5.02                           09/08/06

SOLAR ENERTECH CORP                     NV       4.01                           09/11/06

Southeastern Bank Financial CORP        GA       3.02                           09/07/06

SOUTHERN STAR CENTRAL CORP              DE       7.01,9.01                      09/12/06

ST. BERNARD SOFTWARE, INC.              CA       1.01,4.01,5.02,8.01,9.01       09/07/06

STEWART ENTERPRISES INC                 LA       8.01,9.01                      09/12/06

STONE ENERGY CORP                       DE       8.01                           09/07/06

STONE ENERGY CORP                       DE       8.01,9.01                      09/07/06

STRATOS INTERNATIONAL INC               DE       1.01,9.01                      09/12/06

STRATS SM TRUST FOR Goldman Sachs Cap            8.01                           09/05/06

STRATS SM TRUST FOR GOLDMAN SACHS GRO            8.01                           09/05/06

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01                           09/05/06

STRATS SM TRUST FOR JPMORGAN CHASE &             8.01                           09/05/06

STRATS SM TRUST FOR WAL-MART STORES,             8.01                           09/05/06

STRATS(SM) TRUST FOR GEN ELEC CAP COR            8.01                           09/05/06

STRATS(SM) Trust For Goldman Sachs Ca            8.01                           09/05/06

STRATS(SM) Trust for Goldman Sachs Gr            8.01                           09/05/06

Strats(SM) Trust for JPMorgan Chase C            8.01                           09/05/06

STRATS(SM) Trust for Procter & Gamble            8.01                           09/05/06

STRIDE RITE CORP                        MA       1.01,8.01,9.01                 09/05/06

STRUCTURED ADJUSTABLE RATE MORTGAGE L   DE       1.01,9.01                      08/01/06

SUNCOM WIRELESS HOLDINGS, INC.                   1.01,9.01                      09/06/06

SUNCOM WIRELESS INC                              1.01,9.01                      09/06/06

SUNOCO LOGISTICS PARTNERS LP            DE       5.02                           09/08/06

SUNTRUST BANKS INC                      GA       3.03,5.03,8.01,9.01            09/05/06

SUPERIOR GALLERIES INC                  DE       1.01,2.03,9.01                 09/05/06

SUSSEX BANCORP                          NJ       3.01,9.01                      09/12/06

SYCAMORE NETWORKS INC                   DE       1.01                           09/11/06    AMEND

SYNOPSYS INC                            DE       1.01,5.03,9.01                 08/31/06

SYNPLICITY INC                          CA       1.01,9.01                      09/06/06

SYNTHETECH INC                          OR       4.01,9.01                      09/06/06

TASKER PRODUCTS CORP                    NV       5.02                           09/06/06

TD BANKNORTH INC.                       DE       8.01,9.01                      09/12/06

TEPPCO PARTNERS LP                      DE       1.01,9.01                      09/12/06

Terra Nova Acquisition CORP             DE       8.01,9.01                      09/06/06

Timberline Resources Corp                        4.01,9.01                      09/07/06

TRANSCONTINENTAL GAS PIPE LINE CORP     DE       7.01,9.01                      09/11/06

TRI COUNTY FINANCIAL CORP /MD/          MD       2.01,9.01                      09/12/06

TRIDENT MICROSYSTEMS INC                DE       8.01,9.01                      09/11/06

TRIUMPH GROUP INC /                     DE       7.01,8.01,9.01                 09/11/06

TRIZEC PROPERTIES INC                   DE       8.01,9.01                      09/12/06

TRIZETTO GROUP INC                      DE       1.01,9.01                      09/07/06

ULTICOM INC                             NJ       2.02,3.01,8.01,9.01            09/11/06

ULTRA CLEAN HOLDINGS INC                         2.01,9.01                      06/29/06

ULTRALIFE BATTERIES INC                 DE       7.01,9.01                      09/12/06

UNITEDHEALTH GROUP INC                  MN       7.01                           09/12/06

UNIVERSAL COMMUNICATION SYSTEMS INC     NV       2.02,9.01                      09/11/06

URANERZ ENERGY CORP.                    NV       1.01                           09/08/06

URSTADT BIDDLE PROPERTIES INC           MD       2.02,9.01                      09/08/06

USIP COM INC                            UT       1.01,2.01,3.02,3.03, 	    09/06/06
					 4.01,5.01,5.06,9.01
uWink, Inc.                             UT       1.01,3.02,9.01                 09/08/06

VALEANT PHARMACEUTICALS INTERNATIONAL   DE       7.01,8.01,9.01                 09/11/06

VALLEY NATIONAL BANCORP                 NJ       7.01,9.01                      09/12/06

Vanda Pharmaceuticals Inc.              DE       5.02,9.01                      09/07/06

VERSAR INC                              DE       1.01                           09/12/06

VERTIS INC                              DE       7.01,9.01                      09/11/06

VIASPACE Inc.                           NV       8.01,9.01                      09/11/06

VIDEO DISPLAY CORP                      GA       4.01,9.01                      09/12/06

VINEYARD NATIONAL BANCORP               CA       8.01,9.01                      09/12/06

VITALSTREAM HOLDINGS INC                NV       1.01                           09/06/06

VITALSTREAM HOLDINGS INC                NV       1.01,9.01                      07/07/06

VIVUS INC                               CA       8.01,9.01                      09/11/06

VOICE DIARY INC                         DE       4.01,9.01                      07/26/06    AMEND

VOIP INC                                         5.02                           09/06/06

VOYAGER ENTERTAINMENT INTERNATIONAL I   NV       2.01,2.03,8.01,9.01            09/11/06

WASHINGTON REAL ESTATE INVESTMENT TRU   MD       2.03,9.01                      09/11/06

WCI COMMUNITIES INC                              8.01,9.01                      09/08/06

WCI COMMUNITIES INC                              8.01,9.01                      09/08/06

WESTAR ENERGY INC /KS                   KS       8.01,9.01                      09/06/06

WHITE MOUNTAIN TITANIUM CORP            NV       5.02,5.03,7.01,8.01,9.01       09/08/06

XTREME COMPANIES INC                    NV       1.01,5.02,9.01                 09/06/06

ZIONS BANCORPORATION /UT/               UT       1.01                           09/11/06