# Public Statements

Statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

- Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers Proposal Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers ProposalCommissioner Hester PeirceApril 12, 2024
- Filling the Gap: Comments on the Proposal to Amend FINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure to Modify the Qualifications for Representatives in Arbitrations and Mediations Filling the Gap: Comments on the Proposal to AmendFINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure toModify the Qualifications for Representatives in Arbitrations and MediationsCommissioner Hester M. PeirceApril 8, 2024
- Statement on Jury’s Verdict in Trial of Matthew Panuwat Statement on Jury’s Verdict in Trial of Matthew Panuwat
- Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon
- Statement on Internet Investment Advisers Statement on Internet Investment AdvisersChair Gary GenslerMarch 27, 2024
- Commission Statement on the Passing of Former Commissioner Roberta Karmel Commission Statement on the Passing of Former Commissioner Roberta Karmel
- Statement on Final Rules Regarding Order Execution Quality Statement on Final Rules Regarding Order Execution Quality Gary Gensler, Chair, Securities and Exchange Commission March 6, 2024
- Keeping Up with the Markets: Statement on Rule 605 Adoption Keeping Up with the Markets: Statement on Rule 605 AdoptionCommissioner Hester M. PeirceMarch 6, 2024
- Statement on Adoption of Amendments to Rule 605: Disclosure of Order Execution Information Statement on Adoption of Amendments to Rule 605: Disclosure of Order Execution InformationCommissioner Caroline A. CrenshawMarch 6, 2024
- Statement on Rule Amendments Regarding Disclosure of Order Execution Information Statement on Rule Amendments Regarding Disclosure of Order Execution InformationCommissioner Mark T. UyedaMarch 6, 2024
- Enhancing Order Execution Reporting for the Benefit of Investors Enhancing Order Execution Reporting for the Benefit of InvestorsCommissioner Jaime Lizárraga
- Statement on Final Rules Regarding Mandatory Climate Risk Disclosures Statement on Final Rules Regarding Mandatory Climate Risk DisclosuresGary Gensler, Chair, Securities and Exchange Commission March 6, 2024
- Green Regs and Spam[1]: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors Green Regs and Spam : Statement on the Enhancement and Standardization of Climate-Related Disclosures for InvestorsCommissioner Hester M. PeirceMarch 6, 2024
- A Risk by Any Other Name: Statement on the Enhancement and Standardization of Climate-Related Disclosures A Risk by Any Other Name: Statement on the Enhancement and Standardization of Climate-Related DisclosuresMarch 6, 2024Commissioner Caroline A. Crenshaw
- A Climate Regulation under the Commission’s Seal: Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors A Climate Regulation under the Commission’s Seal:  Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors  Commissioner Mark T. UyedaMarch 6, 2024
- Enhancing and Standardizing Climate-Related Disclosures for Investors Enhancing and Standardizing Climate-Related Disclosures for InvestorsCommissioner Jaime E. LizárragaMarch 6, 2024
- On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AGCommissioners Hester M. Peirce and Mark T. UyedaMarch 5, 2024
- Statement on Final Joint Amendments to Form PF Statement on Final Joint Amendments to Form PFGary Gensler, Chair, Securities and Exchange CommissionFebruary 8, 2024
- Curiouser and Curiouser: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Curiouser and Curiouser: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund AdvisersCommissioner Hester M. PeirceFebruary 8, 2024
- Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund AdvisersCommissioner Mark T. UyedaFebruary 8, 2024
- Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF DataCommissioner Mark T. Uyeda, U.S. Securities and Exchange CommissionCommissioner Caroline D. Pham, U.S. Commodity Futures Trading CommissionFebruary 7, 2024
- Statement on Approval of FINRA Proposed Rules to Establish Post-Trade Transparency in the Treasury Markets Statement on Approval of FINRA Proposed Rules to Establish Post-Trade Transparency in the Treasury MarketsGary Gensler, Chair, Securities and Exchange CommissionFebruary 7, 2024
- Statement on Final Rules Regarding the Further Definition of a Dealer-Trader Statement on Final Rules Regarding the Further Definition of a Dealer-Trader Gary Gensler, Chair, Securities and Exchange CommissionFebruary 6, 2024
- Dealer, No Dealer?[1] : Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers Dealer, No Dealer? : Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity ProvidersCommissioner Hester M. PeirceFebruary 6, 2024
- Statement on Adopting Changes to the Definition of Dealer and Government Securities Dealer Statement on Adopting Changes to the Definition of Dealer and Government Securities DealerCommissioner Caroline A. CrenshawFebruary 6, 2024