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# Open Meeting Agenda

## Wednesday, November 18, 2015

| **Item:** | **Regulation of NMS Stock Alternative Trading Systems**                                                                                 |
|-----------|-----------------------------------------------------------------------------------------------------------------------------------------|
| Office:   | Division of Trading and Markets                                                                                                         |
| Staff:    | Stephen Luparello, Gary Goldsholle, David Shillman, Tyler Raimo, Matthew Cursio, Marsha Dixon, Jennifer Dodd, David Garcia, Derek James |

The Commission will consider whether to propose amendments to Rule 3a1-1 and Regulation ATS and new Form ATS-N under the Securities Exchange Act of 1934 related to certain alternative trading systems.    

For further information, please contact Tyler Raimo at 202-551-6227. 

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Modified: November 17, 2015

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