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# Other

# Self-Regulatory Organization Rulemaking

                            April 6, 2023                       

We invite comments on filings submitted by the following SROs during the comment period. Each SRO name below is linked to an index page with listings of specific filings and corresponding SEC releases. For detailed instructions, please read How to Submit a Comment. We strongly encourage you to send your comments electronically. All comments will be posted on this website.

## Joint Industry Plans

                                - 17d-2 Plans for Allocation of Regulatory Responsibilities
                                - National Market System Plans  (NMS)

## National Securities Exchanges

                                - BOX Exchange LLC  (BOX)	                                   - Formerly BOX Options Exchange LLC
                                - Cboe BYX Exchange, Inc.  (CboeBYX)	                                   - Formerly  Bats BYX Exchange, Inc.  (BatsBYX)
                                  - Formerly  BATS Y-Exchange  (BYX)
                                - Cboe BZX Exchange, Inc.  (CboeBZX)	                                   - Formerly  Bats BZX Exchange, Inc.  (BatsBZX)
                                  - Formerly  BATS Exchange  (BATS)
                                - Cboe C2 Exchange, Inc.  (C2)
                                - Cboe EDGA Exchange, Inc.  (CboeEDGA)	                                   - Formerly  Bats EDGA Exchange, Inc.  (BatsEDGA)
                                  - Formerly  EDGA Exchange  (EDGA)
                                - Cboe EDGX Exchange, Inc.  (CboeEDGX)	                                   - Formerly  Bats EDGX Exchange, Inc.  (BatsEDGX)
                                  - Formerly  EDGX Exchange  (EDGX)
                                - Cboe Exchange, Inc.  (CBOE)
                                - Investors Exchange LLC  (IEX)
                                - Long-Term Stock Exchange, Inc.  (LTSE)
                                - MEMX LLC  (MEMX)
                                - Miami International Securities Exchange, LLC  (MIAX)
                                - MIAX Emerald, LLC  (EMERALD)
                                - MIAX PEARL, LLC  (PEARL)
                                - Nasdaq BX, Inc.  (BX)	                                   - Formerly NASDAQ OMX BX
                                  - Formerly  Boston Stock Exchange  (BSE)
                                - Nasdaq GEMX, LLC  (GEMX)	                                   - Formerly  ISE Gemini  (ISEGemini)
                                  - Formerly  Topaz Exchange  (Topaz)
                                - Nasdaq ISE, LLC  (ISE)	                                   - Formerly International Securities Exchange
                                - Nasdaq MRX, LLC  (MRX)	                                   - Formerly  ISE Mercury  (ISEMercury)
                                - Nasdaq PHLX LLC  (Phlx)	                                   - Formerly NASDAQ OMX PHLX
                                - The Nasdaq Stock Market LLC  (NASDAQ)
                                - New York Stock Exchange LLC  (NYSE)
                                - NYSE Arca, Inc.  (NYSEARCA)
                                - NYSE American LLC  (NYSEAMER)	                                   - Formerly  NYSE MKT  (NYSEMKT)
                                  - Formerly  NYSE Amex  (NYSEAmex)
                                  - Formerly  NYSE Alternext US  (NYSEALTR)
                                  - Formerly  American Stock Exchange  (Amex)
                                - NYSE Chicago, Inc.  (NYSECHX)	                                   - Formerly  Chicago Stock Exchange, Inc.  (CHX)
                                - NYSE National, Inc.  (NYSENAT)	                                   - Formerly  National Stock Exchange  (NSX)

## Registered Securities Associations

                                - Financial Industry Regulatory Authority  (FINRA)	                                   - Formerly  National Association of Securities Dealers  (NASD)

## Notice Registered Security Futures Product Exchanges

                                - CBOE Futures Exchange  (CFE)
                                - Chicago Board of Trade  (CBOT)
                                - Chicago Mercantile Exchange  (CME)
                                - OneChicago  (formerly registered; see   Release No. 34-91117 )
                                - Minneapolis Grain Exchange, Inc.  (MGEX)
                                - NQLX  (formerly registered)

## Securities Futures Associations

                                - National Futures Association  (NFA)

## Registered Clearing Agencies

> Proposed Rule Change Filings- Banque Centrale De Compensation  (LCH SA)
- Boston Stock Exchange Clearing Corporation  (BSECC)
- Chicago Mercantile Exchange LLC  (CME) (formerly registered)
- Emerging Markets Clearing Corporation  (EMCC)
- Fixed Income Clearing Corporation  (FICC)
- ICE Clear Credit LLC  (ICC)
- ICE Clear Europe Limited  (ICEEU) (formerly registered)
- National Securities Clearing Corporation  (NSCC)
- The Options Clearing Corporation  (OCC)
- Stock Clearing Corporation of Philadelphia  (SCCP)
- The Depository Trust Company  (DTC)
Advance Notice Filings- The Depository Trust Company  (DTC)
- Fixed Income Clearing Corporation  (FICC)
- National Securities Clearing Corporation  (NSCC)
- The Options Clearing Corporation  (OCC)

## Other Self-Regulatory Organizations

                                - Municipal Securities Rulemaking Board  (MSRB)

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