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-  Regulatory Actions 
-  Rulemaking Activity 
-  Proposed Rules 
-  Final Rules 
-  Interim Final Rules 
-  Concept Releases 
-  Interpretive Releases 
-  Policy Statements 
-  PCAOB Rulemaking 
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#  Regulatory Actions 

This page provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC.

In addition, the Regulatory Flexibility Act (“RFA”) requires each federal agency in April and October of each year to publish in the Federal Register an agenda identifying rules that the agency expects to consider in the next twelve months that are likely to have a significant economic impact on a substantial number of small entities. The RFA specifically provides that publication of the agenda does not preclude an agency from considering or acting on any matter not included in the agenda, and that an agency is not required to consider or act on any matter that is included in the agenda. The current Unified Agenda of Federal Regulatory and Deregulatory Actions can be found at www.reginfo.gov.

Rulemaking Activity

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Proposed Rules

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Final Rules

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Interim Final Rules

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Concept Releases

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Interpretive Releases

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Policy Statements

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PCAOB Rulemaking

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Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

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Exchange Act Exemptive Applications

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Exchange Act Exemptive Orders

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Investment Advisers Act Notices and Orders

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Investment Company Act Notices and Orders

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Investment Company Act Deregistration Notices and Orders

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Other Commission Orders and Notices

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Public Petitions for Rulemaking

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Exchange Delistings

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