alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
§ 200.88 Exclusion of supplemental State and local funds from supplement, not supplant and comparability determinations. ( a ) For purposes of determining compliance with the comparability requirement in section 1118(c) and the supplement, not supplant requirement in section 1118(b) of the ESEA, a grantee or subgrantee under part C of title I of the ESEA may exclude supplemental State and local funds expended in any school attendance area or school for carrying out special programs that meet the intent and purposes of part C of title I.
( b ) Before funds for a State and local program may be excluded for purposes of these requirements, the SEA must make an advance written determination that the program meets the intent and purposes of part C of Title I.
( c ) A program meets the intent and purposes of part C of Title I if it meets the following requirements: ( 1 ) The program is specifically designed to meet the unique educational needs of migratory children, as defined in section 1309(3) of the ESEA.
( 2 ) The program is based on performance targets related to educational achievement that are similar to those used in programs funded under part C of Title I of the ESEA, and is evaluated in a manner consistent with those program targets.
( 3 ) The grantee or subgrantee keeps, and provides access to, records that ensure the correctness and verification of these requirements.
( 4 ) The grantee monitors program performance to ensure that these requirements are met.
(Approved by the Office of Management and Budget under control number 1810-0662) [67 FR 71736, Dec. 2, 2002; 68 FR 19152, Apr. 18, 2003; 84 FR 31677, July 2, 2019]
EX-10.7



 





Exhibit 10.7




First Amendment to the 2007 Stock and Long-Term Incentive Plan



Effective as of January 1, 2007, Section 2.8 of the 2007 Stock and Long-Term Incentive Plan is
hereby amended by revising it to read as follows:





“COMMITTEE” means the Compensation Committee of the Board, as specified in Article 3 herein,
or such other committee appointed by the Board to administer the Plan. For purposes of
granting, administering and certifying Awards to Covered Employees, the Committee or any
sub-committee acting on behalf of the Committee shall be composed of two (2) or more directors
each of whom is an “outside director” within the meaning of Code Section 162(m). Any
Committee member who is not an “outside director” within the meaning of Code Section 162(m)
shall abstain from participating in any decision to grant, administer or certify Awards to
Covered Employees.
§ 110.37 Procedure for disbursal of funds to an alternate recipient. ( a ) If the Secretary withholds funds from a recipient under these regulations, the Secretary may disburse the funds withheld directly to an alternate recipient: any public or nonprofit private organization or agency, or State or political subdivision of the State.
( b ) The Secretary requires any alternate recipient to demonstrate— ( 1 ) The ability to comply with the Act and these regulations; and
( 2 ) The ability to achieve the goals of the Federal statute authorizing the Federal financial assistance.
(Authority: 42 U.S.C. 6104)
[58 FR 40197, July 27, 1993, as amended at 65 FR 68057, Nov. 13, 2000]
National Compliance Outreach Program

for Broker-Dealers 

Washington, DC 

July 27, 2017

Agenda

Registration (9:00 am – 10:30 am)

Welcome and Opening Remarks (10:30 am – 11:00 am)

Jay Clayton, Chairman, SEC

Robert Cook, President and CEO of FINRA, and Chairman of the FINRA Investor Education 

Foundation

Peter Driscoll, Acting Director, National Examination Program, Office of Compliance Inspections and 

Examinations, SEC

Panel 1: Insights from SEC and FINRA Leadership (11:00 am – 11:45 am)

Senior leaders from the SEC and FINRA discuss the regulatory environment and a range of topics 

affecting broker-dealers. 

Peter Driscoll, Acting Director, National Examination Program, Office of Compliance Inspections and 

Examinations, SEC (Moderator)

Michael Piwowar, Commissioner, SEC

Robert Cook, President and CEO of FINRA, and Chairman of the FINRA Investor Education

Foundation

Lunch (11:45 am – 1:00 pm)

Panel 2: Regulatory Hot Topics (1:00 pm – 2:00 pm)

Panelists address SEC and FINRA examination priorities as well as current trends and issues related 

to AML, conflicts of interest, recidivist and high risk brokers, and dual registrants. 

Michael Rufino, Executive Vice President, Head of Member Regulation - Sales Practice, FINRA

(Moderator)

Susan Axelrod, Executive Vice President, Regulatory Operations, FINRA

Georgia Bullitt, Partner, Willkie Farr & Gallagher LLP

Kristin Snyder, Associate Regional Director, San Francisco Regional Office, SEC

Break (2:00 pm – 2:15 pm)

Panel 3: Senior Investors (2:15 pm – 3:15 pm)

Panelists address issues related to senior investors and retirement accounts.

Lori Schock, Director, Office of Investor Education and Advocacy, SEC (Moderator)

Susan Axelrod, Executive Vice President, Regulatory Operations, FINRA

Susan Hechtlinger, Senior Vice President and Chief Compliance Officer, SunTrust Investment 

Services Inc.

Linde Murphy, Chief Operating Officer and Chief Compliance Officer, M.E. Allison & Co., Inc.

Break (3:15 pm – 3:30 pm)
Panel 4: Cybersecurity (3:30 pm – 4:30 pm)

Panelists address current cybersecurity threats impacting broker-dealer firms and the securities 

markets including mitigation approaches. Panelists also discuss the legal landscape and share 

effective industry practices.

Shamoil Shipchandler, Regional Director, Fort Worth Regional Office, SEC (Moderator)

Richard J. “Jay” Johnson, Attorney, Jones Day

David Kelley, Surveillance Director, FINRA

Chad M. Pinson, Managing Director, Stroz Friedberg

Closing Remarks (4:30 pm – 4:45 pm) 

John Polise, National Associate Director, Broker-Dealer/Exchange Program, National Exam 

Program, Office of Compliance Inspections and Examinations, SEC

Michael Rufino, Executive Vice President, Head of Member Regulation - Sales Practice, FINRA
Editorial Note on Part 1240
Editorial Note: Nomenclature changes to part 1240 appear at 68 FR 9846, Feb. 28, 2003, and at 68 FR 10355, Mar. 3, 2003.

§ 1240.13 Notice of decision. ( a ) *Written decision.* A written decision shall be served upon the respondent and the DHS counsel, together with the notice referred to in § 1003.3 of this chapter. Service by mail is complete upon mailing.
( b ) *Oral decision.* An oral decision shall be stated by the immigration judge in the presence of the respondent and the DHS counsel, if any, at the conclusion of the hearing. A copy of the summary written order shall be furnished at the request of the respondent or the DHS counsel.
( c ) *Summary decision.* When the immigration judge renders a summary decision as provided in § 1240.12(b), he or she shall serve a copy thereof upon the respondent and the DHS counsel at the conclusion of the hearing.
( d ) *Decision to remove.* If the immigration judge decides that the respondent is removable and orders the respondent to be removed, the immigration judge shall advise the respondent of such decision, and of the consequences for failure to depart under the order of removal, including civil and criminal penalties described at sections 274D and 243 of the Act. Unless appeal from the decision is waived, the respondent shall be furnished with Form EOIR-26, Notice of Appeal, and advised of the provisions of § 1240.15.
[62 FR 10367, Mar. 6, 1997. Redesignated in part and duplicated in part from part 240 at 68 FR 9838, 9840, Feb. 28, 2003, as amended at 86 FR 70724, Dec. 13, 2021]
Company Filings

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# Open Meeting Agenda

## Thursday, June 28, 2018

| **Item 1:** | **Amendments to Smaller Reporting Company Definition** |
|-------------|--------------------------------------------------------|
| Office:     | Division of Corporation Finance                        |
| Staff:      | Elizabeth Murphy, Amy Reischauer, and Jennifer Riegel  |
||
§ 300.229 Disciplinary information. ( a ) The State may require that a public agency include in the records of a child with a disability a statement of any current or previous disciplinary action that has been taken against the child and transmit the statement to the same extent that the disciplinary information is included in, and transmitted with, the student records of nondisabled children.
( b ) The statement may include a description of any behavior engaged in by the child that required disciplinary action, a description of the disciplinary action taken, and any other information that is relevant to the safety of the child and other individuals involved with the child.
( c ) If the State adopts such a policy, and the child transfers from one school to another, the transmission of any of the child's records must include both the child's current IEP and any statement of current or previous disciplinary action that has been taken against the child.
(Authority: 20 U.S.C. 1413(i))
I 

116TH CONGRESS 

1ST SESSION H. R. 4982 

To amend the Public Health Service Act to provide for treatment of certain 

respiratory protective devices as covered countermeasures for purposes 

of targeted liability protections for pandemic and epidemic products and 

security countermeasures, and for other purposes. 

IN THE HOUSE OF REPRESENTATIVES 

NOVEMBER 5, 2019 

Mr. BACON (for himself, Mr. LANGEVIN, and Mr. TONKO) introduced the 

following bill; which was referred to the Committee on Energy and Commerce 

A BILL 

To amend the Public Health Service Act to provide for 

treatment of certain respiratory protective devices as covered countermeasures for purposes of targeted liability 

protections for pandemic and epidemic products and security countermeasures, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Health Care Workforce 

5 Protection Act of 2019’’. 


kjohnson on DSK79L0C42 with BILLS
2 

•HR 4982 IH

1 SEC. 2. TREATMENT OF RESPIRATORY PROTECTIVE DE2 VICES AS COVERED COUNTERMEASURES. 

3 Section 319F–3(i)(1) of the Public Health Service 

4 Act (42 U.S.C. 247d–6d(i)(1)) is amended— 

5 (1) in subparagraph (B), by striking ‘‘or’’ at 

6 the end; 

7 (2) in subparagraph (C), by striking the period 

8 at the end and inserting ‘‘; or’’; and 

9 (3) by adding at the end the following: 

10 ‘‘(D) a respiratory protective device that is 

11 approved under part 84 of title 42, Code of 

12 Federal Regulations (or successor regula13 tions).’’. 

Æ 


kjohnson on DSK79L0C42 with BILLS
### §835c–2. Authorization of appropriations; establishment of Columbia Basin Land Development Account

There are authorized to be appropriated, out of any money in the Treasury not otherwise appropriated, such moneys as may be necessary to carry out the provisions of this Act, to be reimbursable to the extent required by this Act. All revenues received in carrying out the provisions of section 4 hereof [16 U.S.C. 835c] shall be covered into the General Treasury as miscellaneous receipts. Amounts equal to appropriated funds requisitioned by the Secretary and made available for disbursement on the books of the Treasurer of the United States shall be debited in a special account in the Treasury, to be known as the Columbia Basin Land Development Account. Amounts equal to revenues covered into the General Treasury as miscellaneous receipts shall be credited in said special account. After such credits equal the amount of the debits with interest thereon at the rate of 3 per centum per annum from the respective dates of the debits, additional credits in said special account shall be made by the Secretary, in the manner determined by him, the basis of corresponding credits to the construction cost obligations of the district or districts entering into contracts for the repayment thereof.

(May 27, 1937, ch. 269, §6, as added Mar. 10, 1943, ch. 14, 57 Stat. 19; amended Pub. L. 87–728, §6(b), Oct. 1, 1962, 76 Stat. 679.)

#### **Editorial Notes**

#### References in Text

This Act, referred to in text, is act May 27, 1937, ch. 269, as amended generally by act Mar. 10, 1943, ch. 14, 57 Stat. 14, known as The Columbia Basin Project Act, which enacted this section, sections 835, 835a to 835c–1, and 835c–3 to 835c–5 of this title, and provisions set out as a note under section 835 of this title. For complete classification of this Act to the Code, see Short Title note set out under section 835 of this title and Tables.

#### Amendments

1962—Pub. L. 87–728 substituted "for the repayment thereof" for "under section 835a of this title".
### §1323. Recovery for infringement

(a) Damages.—Upon a finding for the claimant in an action for infringement under this chapter, the court shall award the claimant damages adequate to compensate for the infringement. In addition, the court may increase the damages to such amount, not exceeding $50,000 or $1 per copy, whichever is greater, as the court determines to be just. The damages awarded shall constitute compensation and not a penalty. The court may receive expert testimony as an aid to the determination of damages.

(b) Infringer's Profits.—As an alternative to the remedies provided in subsection (a), the court may award the claimant the infringer's profits resulting from the sale of the copies if the court finds that the infringer's sales are reasonably related to the use of the claimant's design. In such a case, the claimant shall be required to prove only the amount of the infringer's sales and the infringer shall be required to prove its expenses against such sales.

(c) Statute of Limitations.—No recovery under subsection (a) or (b) shall be had for any infringement committed more than 3 years before the date on which the complaint is filed.

(d) Attorney's Fees.—In an action for infringement under this chapter, the court may award reasonable attorney's fees to the prevailing party.

(e) Disposition of Infringing and Other Articles.—The court may order that all infringing articles, and any plates, molds, patterns, models, or other means specifically adapted for making the articles, be delivered up for destruction or other disposition as the court may direct.

(Added Pub. L. 105–304, title V, §502, Oct. 28, 1998, 112 Stat. 2914.)
##### 



EXHIBIT 12.1 STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
CALCULATION OF RATIO OF EARNINGS TO TOTAL FIXED CHARGES
(Dollars in Millions) Year Ended December 31,2004
    
    
    2003
    
    
    2002
    
    
    2001
    
    
    2000Earnings:Income (loss) from continuing operations
    
    
    369
    
    
    
    105
    
    
    
    251
    
    
    
    147
    
    
    
    397Add:Adjustment for distributions in excess of equity earnings and losses (a)
    
    
    (9
    )
    
    
    37
    
    
    
    3
    
    
    
    (13
    )
    
    
    (14
    )Provision for income taxes
    
    
    43
    
    
    
    (113
    )
    
    
    2
    
    
    
    42
    
    
    
    201Minority equity in net income
    
    
    
    
    
    
    (3
    )
    
    
    2
    
    
    
    3
    
    
    
    8Amortization of interest capitalized
    
    
    1
    
    
    
    1
    
    
    
    1
    
    
    
    1
    
    
    
    1404
    
    
    
    27
    
    
    
    259
    
    
    
    180
    
    
    
    593Fixed Charges:Interest and other financial charges
    
    
    275
    
    
    
    305
    
    
    
    356
    
    
    
    403
    
    
    
    460Interest factor attributable to rentals (b)
    
    
    28
    
    
    
    26
    
    
    
    26
    
    
    
    25
    
    
    
    21303
    
    
    
    331
    
    
    
    382
    
    
    
    428
    
    
    
    481Earnings, as adjusted, from continuing operations
    
    
    707
    
    
    
    358
    
    
    
    641
    
    
    
    608
    
    
    
    1,074Fixed Charges:Fixed charges above
    
    
    303
    
    
    
    331
    
    
    
    382
    
    
    
    428
    
    
    
    481Interest capitalized
    
    
    18
    
    
    
    14
    
    
    
    10
    
    
    
    11
    
    
    
    6Total fixed charges
    
    
    321
    
    
    
    345
    
    
    
    392
    
    
    
    439
    
    
    
    487Ratio:Earnings, as adjusted, from continuing operations to fixed charges
    
    
    2.20
    
    
    
    1.04
    
    
    
    1.64
    
    
    
    1.38
    
    
    
    2.21
 Notes: (a) The adjustment represents distributions in excess of undistributed earnings and losses of companies in which at least 20% but less than 50% equity is owned. (b) The interest factor attributable to rentals consists of one-third of rental charges, which is deemed by Starwood to be representative of the interest factor
inherent in rents. Page 1
### §773d. Cooperation of Federal agencies

Any agency of the Federal Government is authorized upon request of the Commission, to cooperate in the conduct of scientific and other programs, and to furnish on a reimbursable basis, facilities and personnel for the purposes of assisting the Commission in carrying out its duties under the Convention. Such agency may accept reimbursement from the Commission.

(Pub. L. 97–176, §6, May 17, 1982, 96 Stat. 80.)
### §§594–1 to 594–5. Repealed. Pub. L. 95–313, §16(a)(3), formerly §13(a)(3), July 1, 1978, 92 Stat. 374; renumbered §16(a)(3), Pub. L. 101–624, title XII, §1215(1), Nov. 28, 1990, 104 Stat. 3525

Section 594–1, act June 25, 1947, ch. 141, §1, 61 Stat. 177, set forth policy of Federal Government respecting protection of all forest lands from insects and diseases.

Section 594–2, act June 25, 1947, ch. 141, §2, 61 Stat. 177, related to conduct of surveys by Secretary of Agriculture to detect infestation by forest insect pests and tree diseases.

Section 594–3, act June 25, 1947, ch. 141, §3, 61 Stat. 177, related to allocation of funds for pest and plant disease control.

Section 594–4, act June 25, 1947, ch. 141, §4, 61 Stat. 177, related to contributions for insect or disease control carried out on non-federally owned forest land.

Section 594–5, acts June 25, 1947, ch. 141, §5, 61 Stat. 177; June 20, 1975, Pub. L. 94–40, 89 Stat. 224, set forth funding requirements for Federal program.

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date of Repeal

Repeal effective Oct. 1, 1978, see section 17 of Pub. L. 95–313, set out as an Effective Date note under section 2101 of this title.

#### Short Title

Act June 25, 1947, ch. 141, §7, 61 Stat. 177, providing that sections 594–1 to 594–5 of this title be known as the "Forest Pest Control Act", was repealed by Pub. L. 95–313, §16(a)(3), formerly §13(a)(3), July 1, 1978, 92 Stat. 374, renumbered §16(a)(3), Pub. L. 101–624, title XII, §1215(1), Nov. 28, 1990, 104 Stat. 3525.

#### Construction

Act June 25, 1947, ch. 141, §6, 61 Stat. 177, providing that sections 594–1 to 594–5 of this title not be construed as limiting or repealing existing legislation, was repealed by Pub. L. 95–313, §16(a)(3), formerly §13(a)(3), July 1, 1978, 92 Stat. 374, renumbered §16(a)(3), Pub. L. 101–624, title XII, §1215(1), Nov. 28, 1990, 104 Stat. 3525.

#### Plan for Control of Dutch Elm Disease

Pub. L. 94–588, §20, Oct. 22, 1976, 90 Stat. 2963, provided that the Secretary of Agriculture, in consultation with officials of both the States and political subdivisions thereof, conduct a study of the incidence of Dutch elm disease and evaluate methods for controlling the spread of such disease and submit a report on the results of such study to the President and the Congress on or before Mar. 1, 1977.
### §5956. Repealed. Pub. L. 113–287, §7, Dec. 19, 2014, 128 Stat. 3272

Section, Pub. L. 105–391, title IV, §407, Nov. 13, 1998, 112 Stat. 3511, related to franchise fees. See section 101917 of Title 54, National Park Service and Related Programs.
#### § 293.2 Interest rate.

Interest on cash deposited to secure immigration bonds will be at the rate as determined by the Secretary of the Treasury, but in no case will exceed 3 per centum per annum or be less than zero. The rate will be published by Treasury on the Treasury Web site or through another mechanism.

[80 FR 34242, June 16, 2015]