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# Fixed Income Market Structure Advisory Committee — Agenda for April 15, 2019, Meeting

| 9:30 a.m.  | Welcome and Opening Remarks                                                                                                                                                                                                                                                                                                                                 |
|------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 9:45 a.m.  | Presentation on Block Pilot and Reference Data Service Proposal- Tom Gira, FINRA
- Jonathan Sokobin, FINRA                                                                                                                                                                                                                                                  |
| 10:30 a.m. | Draft Recommendation on Pennying in the Corporate Bond and Municipal Securities Markets  - Matt Andresen, Headlands Technologies
- Jude Arena, Bank of America Merrill Lynch
- John Bagley, MSRB
- John Cahalane, Tradeweb
- Peg Henry, Stifel Financial
- Justin Land, Wasmer Schroeder                                                                    |
| 11:30 a.m  | Break                                                                                                                                                                                                                                                                                                                                                       |
| 11:45 a.m. | Draft Recommendations on Certain Principal Transactions with Advisory Clients- Horace Carter, Raymond James
- Chris Kendall, Charles Schwab
- Anthony Liotti, UBS
- Marshall Nicholson, ICE Bonds
- Peter Sirbu, Ameriprise Financial
- Brad Winges, Hilltop Securities                                                                                     |
| 12:45 p.m. | Lunch Break                                                                                                                                                                                                                                                                                                                                                 |
| 1:30 p.m.  | Updates from the Credit Ratings, ETFs and Bond Funds, and Corporate Bond Transparency Subcommittees                                                                                                                                                                                                                                                         |
| 2:15 p.m.  | LIBOR Transition: Implications for the Corporate Bond and Municipal Securities Markets  - Tom Deas, National Association of Corporate Treasurers
- Ed Fitzpatrick, JP Morgan Asset Management
- David Knutson, Schroders
- Pat McCoy, Metropolitan Transportation Authority
- Julian Potenza, Fidelity Management & Research Co.
- Tom Wipf, Morgan Stanley |
| 3:30 p.m.  | Adjournment                                                                                                                                                                                                                                                                                                                                                 |

            - Spotlight                - Advisory Committee on Small and Emerging Companies
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Modified: April 12, 2019

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