alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

Release No. 93708 / December 2, 2021

ADMINISTRATIVE PROCEEDING

File No. 3-20612

In the Matter of

LPL Financial LLC,

Respondent.

:

:

:

:

:

:

:

ORDER APPOINTING

TAX ADMINISTRATOR

On February 22, 2019, the Commission issued an Omnibus Order Directing the

Appointment of Tax Administrator in Administrative Proceedingsthat Establish Distribution Funds

(the “Omnibus Order”)1authorizing the Secretary2to issue orders for calendar years 2019-2021

appointing, upon request by the Commission staff, Miller Kaplan Arase LLP (“Miller Kaplan”), a

certified public accounting firm, with one of their offices located in San Francisco, California, as

tax administrator (“Tax Administrator”) in administrative proceedings where the distribution fund

may incur tax-related obligations as a Qualified Settlement Fund (“QSF”) under the Department

of the Treasury Regulation § 1.468B-1(c).

The Commission staff has requested pursuant to the Omnibus Order, the appointment of

Miller Kaplan as the Tax Administrator for the QSF in the above-referenced proceeding.

Accordingly, IT IS ORDERED that Miller Kaplan, pursuant to and in accordance with the

Omnibus Order, is appointed the Tax Administrator for the QSF in the above-referenced proceeding.

For the Commission, by the Division of Enforcement, pursuant to delegated authority.3

Vanessa A. Countryman

Secretary

 

1

 Exchange Act Rel. No. 85174 (Feb. 22, 2019).

2

 Effective December 29, 2020, the Director of the Division of Enforcement is now also authorized to make

appointments in accordance with the Omnibus Order. See Delegation of Authority to Director of the Division of

Enforcement, Securities Act Rel. No. 10900 (Dec. 10, 2020).

3

17 C.F.R. § 200.30-4(a)(21)(ii).
# Official Journal C 177/2017

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 177 |
| | |
| English edition | Information and Notices | Volume 603 June 2017 |

ISSN 1977-091X

Official Journal

of the European Union

C 177

English edition

Information and Notices

Volume 603 June 2017

---

| Notice No | Contents | page |
| --- | --- | --- |
| | II   Information |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2017/C 177/01 | Non-opposition to a notified concentration (Case M.8257 — NN Group/Delta Lloyd) (
  1
  ) | 1 |
| 2017/C 177/02 | Non-opposition to a notified concentration (Case M.8392 — Bolloré/Vivendi) (
  1
  ) | 1 |

Notice No

Contents

page

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2017/C 177/01

Non-opposition to a notified concentration (Case M.8257 — NN Group/Delta Lloyd) (
  1
  )

1

1

2017/C 177/02

Non-opposition to a notified concentration (Case M.8392 — Bolloré/Vivendi) (
  1
  )

1

1

---

| | IV   Notices |
| --- | --- |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2017/C 177/03 | Euro exchange rates | 2 |
| 2017/C 177/04 | Adoption of Commission Decision on the notification by Romania of a modified transitional national plan referred to in Article 32(6) of Directive 2010/75/EU on industrial emissions | 3 |

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2017/C 177/03

Euro exchange rates

2

2017/C 177/04

Adoption of Commission Decision on the notification by Romania of a modified transitional national plan referred to in Article 32(6) of Directive 2010/75/EU on industrial emissions

3

---

| | V   Announcements |
| --- | --- |
| | OTHER ACTS |
| | European Commission |
| 2017/C 177/05 | Information Notice — Public Consultation — Geographical indications from the People’s Republic of China | 4 |
| 2017/C 177/06 | Publication of an application pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs | 14 |

V   Announcements

OTHER ACTS

European Commission

2017/C 177/05

Information Notice — Public Consultation — Geographical indications from the People’s Republic of China

4

2017/C 177/06

Publication of an application pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs

14

---

| | |
| --- | --- |
| | (1)   Text with EEA relevance. |

---

(1)   Text with EEA relevance.

1

| EN | |
| --- | --- |

EN
### §470kk. Savings provisions

#### (a) Mining, mineral leasing, reclamation, and other multiple uses

Nothing in this chapter shall be construed to repeal, modify, or impose additional restrictions on the activities permitted under existing laws and authorities relating to mining, mineral leasing, reclamation, and other multiple uses of the public lands.

#### (b) Private collections

Nothing in this chapter applies to, or requires a permit for, the collection for private purposes of any rock, coin, bullet, or mineral which is not an archaeological resource, as determined under uniform regulations promulgated under section 470bb(1) of this title.

#### (c) Lands within chapter

Nothing in this chapter shall be construed to affect any land other than public land or Indian land or to affect the lawful recovery, collection, or sale of archaeological resources from land other than public land or Indian land.

(Pub. L. 96–95, §12, Oct. 31, 1979, 93 Stat. 728.)
### §831f. Control of plants and property vested in Corporation; transfer of other property to Corporation

In order to enable the Corporation to exercise the powers and duties vested in it by this chapter—

(a) The exclusive use, possession, and control of the United States nitrate plants numbered 1 and 2, including steam plants, located, respectively, at Sheffield, Alabama, and Muscle Shoals, Alabama, together with all real estate and buildings connected therewith, all tools and machinery, equipment, accessories, and materials belonging thereto, and all laboratories and plants used as auxiliaries thereto; the fixed-nitrogen research laboratory, the Waco limestone quarry, in Alabama, and Dam Numbered 2, located at Muscle Shoals, its power house, and all hydroelectric and operating appurtenances (except the locks), and all machinery, lands, and buildings in connection therewith, and all appurtenances thereof, and all other property to be acquired by the Corporation in its own name or in the name of the United States of America, are intrusted to the Corporation for the purposes of this chapter.

(b) The President of the United States is authorized to provide for the transfer to the Corporation of the use, possession, and control of such other real or personal property of the United States as he may from time to time deem necessary and proper for the purposes of the Corporation as herein stated.

(May 18, 1933, ch. 32, §7, 48 Stat. 63.)

#### **Executive Documents**

#### Delegation of Functions

Authority of President under subsection (b) of this section to provide for transfer to Tennessee Valley Authority of use, possession, and control of real or personal property of United States deemed by Administrator of General Services to be necessary and proper for purposes of that Authority as provided for in this section, delegated to Administrator of General Services, see section 1(17) of Ex. Ord. No. 11609, July 22, 1971, 36 F.R. 13747, set out as a note under section 301 of Title 3, The President.
### SERVED: AUGUST 27, 2014 U.S. DEPARTMENT OF TRANSPORTATION OFFICE OF HEARINGS

WASHINGTON, DC
IN THE MATTER OF MEYER LABORATORY, INC. FAA DOCKETNO. [TO BEASSIGNED] (Civil PenaltyAction) FDMS NO. FAA-2013- 0618

ORDER OF DISMISSAL OnJuly 25, 2013, the Federal Aviation Administration (hereinafter "Complainant") filed a Complaint. OnAugust 26, 2014, theparties advised the undersigned the matter has been settled and, byjoint agreement, they wish to remove the matter from the Department of Transportation docket. 14 C.F.R. § 13.215 states: "At any time before or during a hearing, an agency attorney may withdraw a complaint orparty may withdraw a request for a hearing without the consent ofthe administrative lawjudge. Ifan agency attorney withdraws the complaint or a party withdraws the request for a hearing and the answer, the administrative lawjudge shall dismiss the proceedings underthis subpart with prejudice." WHEREFORE, the within filed Request to Withdraw Complaint having been read and considered, it is ORDERED as follows: 1. Complainant's Request to Withdraw Complaintbe and is hereby granted; and 2. This proceeding be and is hereby dismissed withprejudice.

Richard C. Goodwin U.S. Administrative LawJudge
Attachment

- Service ListSERVICE LIST ORIGINAL & ONE COPY Federal AviationAdministration 800 Independence Avenue, S.W. Washington, DC 20591 Attention: Hearing Docket Clerk, AGC-430 Wilbur Wright Building-Suite 2Wl000 1

Kate Barber, 

### Complainant's Counsel Attorney, Office ofthe Regional Counsel Great Lakes Region, AGL-7 Federal AviationAdministration 2300 East DevonAvenue Des Plaines, IL 60018 TEL: 847-294-7862 FAX: 847-294-7498 Terry Oles, Vice President ofOperations Meyer Laboratory, Inc., 

### Respondent 2401 NW Jefferson Street Blue Springs, MO 64015 ONE COPY

The Honorable Richard C. Goodwin,

### Administrative LawJudge Office ofHearings, M-20 U.S. Department ofTransportation 1200New Jersey Avenue, S.E. (Ell-310) Washington, DC 20590 TEL: 202-366:-5121 StaffAssistant FAX: 202-366-7536 FDMS Nos. FAA-2013-0618 (Civil Penalty Action)

1 Service was by U.S. Mail. For service in person or by expedited courier, use the following address: Federal Aviation Administration, 600 Independence Avenue, S.W., Wilbur Wright Building-Suite 2WIOOO, Washington, DC 20591; Attention: Hearing Docket Clerk, AGC-430.

2
#### § 101.84 Public document items.

Whenever there is offered (in whole or in part) a public document, such as an official report, decision, opinion, or published scientific or economic statistical data issued by any of the executive departments (or their subdivisions), legislative agencies or committees, or administrative agencies of the Federal Government (including Government-owned corporations), or a similar document issued by a State or its agencies, and such document (or part thereof) has been shown by the offeror to be reasonably available to the public, such document need not be produced or marked for identification, but may be offered for official notice, as a public document item by specifying the document or relevant part thereof.
#### In the Matter of Hanover Textile Co., Inc., Judgment Creditor, Appellant, v. Harry Solodow, Judgment Debtor, Respondent, and Rose, Nathanson et al., Doing Business under the Name of Veron & Company, Judgment Debtors.

No opinion. Present — Martin, P. J., Townley, Glennon, Untermyer and Dore, JJ.
### §1709. Theft of mail matter by officer or employee

Whoever, being a Postal Service officer or employee, embezzles any letter, postal card, package, bag, or mail, or any article or thing contained therein entrusted to him or which comes into his possession intended to be conveyed by mail, or carried or delivered by any carrier, messenger, agent, or other person employed in any department of the Postal Service, or forwarded through or delivered from any post office or station thereof established by authority of the Postmaster General or of the Postal Service; or steals, abstracts, or removes from any such letter, package, bag, or mail, any article or thing contained therein, shall be fined under this title or imprisoned not more than five years, or both.

(June 25, 1948, ch. 645, 62 Stat. 780; Pub. L. 91–375, §6(j)(19)(A), Aug. 12, 1970, 84 Stat. 778; Pub. L. 103–322, title XXXIII, §330016(1)(I), Sept. 13, 1994, 108 Stat. 2147.)

#### Historical and Revision Notes

Based on title 18, U.S.C., 1940 ed., §318 (Mar. 4, 1909, ch. 321, §195, 35 Stat. 1125).

The provisions of said section 318 of title 18, U.S.C., 1940 ed., were incorporated in this section and section 1703 of this title.

The fine of "$500" was increased to "$2,000" as more proportionate to the imprisonment provision and to conform with other comparable sections. (See sections 1702 and 1708 of this title.)

Changes were made in phraseology.

#### **Editorial Notes**

#### Amendments

1994—Pub. L. 103–322 substituted "fined under this title" for "fined not more than $2,000".

1970—Pub. L. 91–375 substituted "officer" for "postmaster" in section catchline, and in text substituted "Postal Service officer or employee" for "postmaster or Postal Service employee" and "entrusted" for "intrusted" and inserted "or of the Postal Service" after "Postmaster General".

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date of 1970 Amendment

Amendment by Pub. L. 91–375 effective within 1 year after Aug. 12, 1970, on date established therefor by Board of Governors of United States Postal Service and published by it in Federal Register, see section 15(a) of Pub. L. 91–375, set out as an Effective Date note preceding section 101 of Title 39, Postal Service.
<TABLE>
<CAPTION>
Ex12g
                               Idaho Power Company
                       Consolidated Financial Information
Supplemental Ratio of Earnings to Combined Fixed Charges and Preferred Dividends Requirements



                                            Twelve Months Ended December 31,
                                                 (Thousands of Dollars)
                                          1996         1997         1998       1999        2000
<S>                                  <C>        <C>           <C>          <C>         <C>
Earnings, as defined:
  Income before  income taxes        $ 142,710   $  138,746    $ 140,984   $ 143,078   $ 223,056
  Adjust for distributed income of
  equity investees                      (1,413)      (3,943)      (4,697)       (837)     (3,116)
  Equity in loss of equity method
  investments                                0            0          476           0           0
  Minority interest in losses of
  majority owned subsidiaries                0            0         (125)          0           0
  Supplemental fixed charges and
  preferred dividends, as below         60,939       64,317       63,967      65,526      61,372

     Total earnings, as defined      $ 202,236   $  199,120    $ 200,605   $ 207,767   $ 281,312

Fixed charges, as defined:
  Interest charges                   $  57,348   $   60,761    $  60,593   $  62,014   $  57,797
  Rental interest factor                   991          982          801         955       1,036
     Total fixed charges                58,339       61,743       61,394      62,969      58,833
  Supplemental increment to fixed
  charges*                               2,600        2,574        2,573       2,557       2,539


  Supplemental fixed charges            60,939       64,317       63,967      65,526      61,372
  Preferred stock dividends-gross
  up Idaho Power rate                   12,146        7,803        8,275       8,133       9,564

     Total combined supplemental
     fixed charges and preferred
     dividends                       $  73,085   $   72,120    $  72,242   $  73,659   $  70,936

Supplemental ratio of earnings to
combined fixed charges and
preferred dividends                      2.77x        2.76x        2.78x       2.82x       3.97x

*Explanation of increment - Interest on the guaranty of American Falls
      Reservoir District bonds and Milner Dam, Inc. notes which are
      already included in operation expenses.



</TABLE>
#### In the Matter of the Claim of Nicola Nelson, Respondent, against Meseck Towing Lines, Respondent, and Glens *Falls*Indemnity Company, Appellant. State Industrial Board, Respondent.

All concur.
1

Regulatory Evaluation

Docket No. FAA-2015-4474 Directorate Identifier: 2015-NE-34-AD

Add the work hours, parts cost, and number of U.S. registered products to the table below. When you are 

finished, click on the “Update Fields” button to automatically fill in the totals.

Update Fields

Estimated Costs:

Action

(e.g., Inspection, 

replacement)

Do not include oncondition costs here

Costs per Product (e.g., aircraft, engine, 

propeller, appliance)

Work-hours 

(include 

access, testing, 

and close-up)

Labor 

cost 

(@$85/h

our)

Parts Cost Total Costs 

(labor + 

parts)

Number of 

U.S. 

Registered 

Products

Total Cost 

for U.S. Fleet

Inspection 12 $1,020.0

0

0 $1,020.00 763 $778,260.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

 $ 0.00 $ 0.00 $ 0.00

The known number of products in compliance: 

Total Costs of compliance for U.S. fleet: $778,260

Costs covered under warranty (if known) $ 

On-Condition Costs: 

Action

(e.g., Inspection, 

replacement)

Work-hours 

(include access, 

testing, and closeup)

Labor cost 

(@$85/hour)

Parts Cost Cost per Product

Inspection $ 0.00 $ 0.00

 $ 0.00 $ 0.00

 $ 0.00 $ 0.00

 $ 0.00 $ 0.00
2

Special considerations for Economic Analysis (Use this field to explain anything in the Estimated Costs table 

that was assumed or might not be obvious. This field can also be used to explain warranty costs): 

Executive Order 12866:

Could the AD be considered a “significant regulatory action”?

YES* ☐ NO ☒

*Explanation: 

DOT Regulatory Policies and Procedures:

Is the AD significant? 

YES* ☐ NO ☒

*Explanation: 

Regulatory Flexibility Act:

Will the AD have a significant economic impact on a substantial number of small entities? Explain for 

either a Yes or No answer.

YES ☐ NO ☒

Explanation: 

Intrastate Aviation in Alaska:

This AD could affect intrastate aviation in Alaska. Is it appropriate to include specific requirements for 

aircraft operated in Alaska where aviation might be the only mode of transportation?

YES* ☐ NO ☒

*Explanation: 
3
#### § 100.11 Judicial review.

Action taken pursuant to section 602 of the Act is subject to judicial review as provided in section 603 of the Act.

(Authority: Sec. 603, 78 Stat. 253; 42 U.S.C. 2000d-2)
Exhibit 32.1

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

     In connection with the Quarterly Report of Q Comm International,  Inc. (the
"Company") on Form 10-QSB for the period ending September 30, 2004 as filed with
the  Securities  and  Exchange  Commission  ("SEC")  on  the  date  hereof  (the
"Report"), I, Terry D. Kramer, Chief Executive Officer of the Company,  certify,
pursuant  to  18  U.S.C.   ss.1350,   as  adopted  pursuant  to  ss.906  of  the
Sarbanes-Oxley Act of 2002, that:

     (1) The Report fully  complies  with the  requirements  of section 13(a) or
     15(d) of the Securities Exchange Act of 1934; and

     (2)  The  information  contained  in the  Report  fairly  presents,  in all
     material respects, the financial condition and results of operations of the
     Company.

     A signed  original  of this  written  statement  has been  provided  to the
Company and will be retained  by the  Company  and  furnished  to the SEC or its
staff upon request.


/s/ Terry D. Kramer
-------------------

Terry D. Kramer
Chief Executive Officer

November 11, 2004


This  certification  accompanies  the  above-described  Report  on  Form  10-QSB
pursuant to Section 906 of the  Sarbanes-Oxley Act of 2002 and shall not, except
to the extent  required by such Act, be deemed filed by the Company for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended.
### §460hhh. Definitions

As used in this subchapter:

#### (1) National Forest lands

The term "National Forest lands" means lands included in the National Forest System (as defined in section 1609(a) of this title).

#### (2) Recreation Area

The term "Recreation Area" means the Spring Mountains National Recreation Area established by this subchapter.

#### (3) Secretary

The term "Secretary" means the Secretary of Agriculture.

(Pub. L. 103–63, §2, Aug. 4, 1993, 107 Stat. 297.)

#### **Statutory Notes and Related Subsidiaries**

#### Short Title

Pub. L. 103–63, §1, Aug. 4, 1993, 107 Stat. 297, provided that: "This Act [enacting this subchapter] may be cited as the 'Spring Mountains National Recreation Area Act'."
----

Action brought on 24 May 2004 by Freixenet S.A. against the Office for Harmonisation in the Internal Market

(Case T-188/04)

(2004/C 217/41)

Language of the case: French

An action against the Office for Harmonisation in the Internal Market was brought before the Court of First Instance of the European Communities on 24 May 2004 by Freixenet S.A., established in Sant Sadurní d'Anoia (Spain), represented by Fernand de Visscher, Emmanuel Cornu, Eric De Gryse and Donatienne Moreau, lawyers.

The applicant claims that the Court should:

Pleas in law and main arguments:

----

(1)  Council Regulation (EC) No 40/94 of 20 December 1993 on the Community trade mark (OJ 1994 L 11, p. 1).

----
**EXHIBIT 32.2**

 

**CALIFORNIA PIZZA KITCHEN, INC**

 

**CERTIFICATION PURSUANT TO**

**18 U.S.C. SECTION 1350,**

**AS ADOPTED PURSUANT TO**

**SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

 

In connection with the Annual Report of California Pizza Kitchen, Inc (the “Company”) on Form 10-K/A for the fiscal year ended December 28, 2003, as filed withthe Securities and Exchange Commission on the date hereof (the “Report”), I, Susan M. Collyns, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, that:

 

(1) The Report fully complies with the requirements ofSection 13(a) or 15(d) of the Securities Exchange Act of 1934; and 

 

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. 

 

April 26, 2004
#### § 370.45 What limitation applies to the pursuit of legal remedies?

A designated agency may not bring any class action in carrying out its responsibilities under this part.

(Authority: Section 112(d) of the Rehabilitation Act of 1973, as amended; 29 U.S.C. 732(d))