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# Fixed Income Market Structure Advisory Committee — Agenda for April 9, 2018, Meeting

| 9:30 a.m.  | Remarks by Chairman Clayton; Commissioners; Director, Division of Trading and Markets, Brett Redfearn; and Committee Chairman, Michael Heaney                                                                                                                                                                                                                                                                            |
|------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 10:00 a.m. | Block Trade Dissemination Draft Recommendation- Brian Archer, Managing Director, Head of Global Credit Trading, Citigroup
- Scott Krohn, Treasurer, Verizon
- Mihir Worah, Managing Director, Chief Investment Officer, Asset Allocation and Real Return, PIMCO                                                                                                                                                          |
| 11:15 a.m. | Break                                                                                                                                                                                                                                                                                                                                                                                                                    |
| 11:30 a.m. | Liquidity Considerations for Bond ETFs- Joe Arcadi, Head of North America Credit Index Trading, JPMorgan Chase
- Matt Berger, Global Head of Fixed Income and Commodities, Jane Street
- Sean Collins, Chief Economist, Investment Company Institute
- Krishna Memani, Chief Investment Officer, Head of Fixed Income, OppenheimerFunds
- Gregory Peters, Managing Director, Senior Portfolio Manager, PGIM Fixed Income |
| 12:30 p.m. | Lunch Break/Administrative Session                                                                                                                                                                                                                                                                                                                                                                                       |
| 1:30 p.m.  | Retail Investor Disclosure and Education  - Robert Colby, Chief Legal Officer, FINRA
- Melissa Gainor, Senior Special Counsel, Division of Investment Management, U.S. Securities & Exchange Commission
- Nick Goetze, Managing Director, Fixed Income Services, Raymond James
- Gary Mottola, Research Director, FINRA Investor Education Foundation                                                                    |
| 2:15 p.m.  | Break                                                                                                                                                                                                                                                                                                                                                                                                                    |
| 2:30 p.m.  | Electronic Trading in the Retail Market- Matthew Andresen, CEO, Headlands Technologies
- Robert Colby, Chief Legal Officer, FINRA
- Renzo Iturrino, Vice President, Fixed Income Product, Fidelity Capital Markets
- Kristin Maher, Managing Director, Head of Fixed Income Services, Wells Fargo Advisors
- Thomas Vales, Chairman and CEO, TMC Bonds                                                                   |
| 3:45 p.m.  | Discussion of Committee Next Steps                                                                                                                                                                                                                                                                                                                                                                                       |
| 4:00 p.m.  | Adjournment                                                                                                                                                                                                                                                                                                                                                                                                              |

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Modified: April  5, 2018

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