alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<PAGE>   1




                                                                    EXHIBIT 99.1

                        ANNUAL STATEMENT AS TO COMPLIANCE
                                  SERIES 1998-C


         The undersigned, Daniel H. Relf, Executive Vice President - National
Loan Servicing and Chief Financial Officer of Aames Capital Corporation (the
"SERVICER"), in its capacity as Servicer under that certain Pooling and
Servicing Agreement dated as of September 1, 1998 (the "POOLING AND SERVICING
AGREEMENT") between Aames Capital Corporation, as Sponsor and Servicer, and
Bankers Trust Company of California, N.A., as Trustee, does hereby certify
pursuant to Section 3.09 of the Pooling and Servicing Agreement that as of the
date given below:

         (a)   a review of the activities of the Servicer for the fiscal year
               ended June 30, 1999 and of its performance under the Pooling and
               Servicing Agreement has been made under my supervision, and

         (b)   to the best of my knowledge, based on such review, the Servicer
               has fulfilled all of its material obligations under the Pooling
               and Servicing Agreement throughout such year.

         IN WITNESS WHEREOF, I have hereunto signed my name as of this 28th day
of September, 1998.



                                         /s/ DANIEL H. RELF
                                         -------------------------------
                                         Daniel H. Relf
                                         Executive Vice President -
                                         National Loan Servicing
§ 106.60 Pre-employment inquiries. ( a ) *Marital status.* A recipient must not make a pre-employment inquiry as to the marital status of an applicant for employment, including whether such applicant is “Miss or Mrs.”
( b ) *Sex.* A recipient may ask an applicant for employment to self-identify their sex, but only if this question is asked of all applicants and if the response is not used as a basis for discrimination prohibited by Title IX or this part.
[89 FR 33896, Apr. 29, 2024]
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 73651 / November 20, 2014

ADMINISTRATIVE PROCEEDING

File No. 3-16017

____________________________________

 :

In the Matter of :

 :

LINKBROKERS :

DERIVATIVES LLC : EXTENSION ORDER

:

:

Respondent. :

____________________________________:

The Division of Enforcement (“Division”) has requested an extension of time 

until June 30, 2015 to submit a proposed Plan of Distribution under Rule 1101(a) of 

the Commission’s Rules on Fair Fund and Disgorgement Plans, 17 CFR 201.1101(a).

On August 14, 2014, the Commission issued an Order Instituting 

Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C 

of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial 

Sanctions and a Cease-and-Desist Order (“Order”) against Linkbrokers Derivatives 

LLC (“Linkbrokers” or “Respondent”).1 The Order required Respondent to pay 

disgorgement of $14,000,000 to the Commission within 14 days of the entry of the 

Order. 

In its request for an extension of time, the Division states that it requires 

additional time because a fund administrator needs to be appointed, which includes 

development of a proposal to solicit potential fund administrators, evaluation of the 

 

1 Exchange Act Release No. 72846 (Aug. 14, 2014).
proposals received from the potential fund administrators, and the selection of a fund 

administrator, and the fund administrator’s bond amount set. Once a fund 

administrator is appointed, a proposed plan of distribution must be developed in 

conjunction with the selected fund administrator.

Accordingly, for good cause shown, IT IS HEREBY ORDERED that the 

Division’s request for an extension of time until June 30, 2015 to submit a proposed 

Plan of Distribution is granted.

For the Commission, by its Secretary, pursuant to delegated authority. 

Brent J. Fields

Secretary
CVC Water Delivery Records

Preliminary Data - Subject to Change

Red indicates Scheduled Data Green indicates Confirmed Delivery Data Contract Water Year Allocated Supply = 0%

Blue indicates Actual Data Peach Cells indicate Article 55 Actions Deliveries to or on Behalf of CVC Contractors (Includes Allocated Supply or Acquired Water)

Feb-22

CVC 

Water 

Pumped 

@ Banks 

AF

Article 55 

Water 

Pumped 

@ Banks 

(No Losses 

Applies)

3% Loss 

Between 

Banks and 

O'Neill 

Based on 

Actual 

Banks 

Pumping

CVC 

Water 

Pumped 

@ Tracy 

AF

CVC Water 

Pumped @ 

O'Neill 

AF

CVC 

Water 

Pumped 

@ Dos 

Amigos for 

Delivery 

AF

O'Neill 

USBR to 

DWR 

Exchanges

O'Neill 

DWR to 

USBR 

Exchanges

AEWSD Recirc via 

County of Fresno 

CVC Contract 

SWPAO#20-302

2/1/2022 0 AF2/2/2022 0 AF2/3/2022 0 AF2/4/2022 0 AF2/5/2022 0 AF2/6/2022 0 AF2/7/2022 0 AF2/8/2022 0 AF2/9/2022 0 AF 0 AF 0 AF 0 AF 0 AF 290 AF 290 AF 0 AF 290 AF

2/10/20222/11/20222/12/20222/13/20222/14/20222/15/20222/16/20222/17/20222/18/20222/19/20222/20/20222/21/20222/22/20222/23/20222/24/20222/25/20222/26/20222/27/20222/28/2022

Monthly Total 0 AF 0 AF 0 AF 0 AF 0 AF 290 AF 290 AF 0 AF 290 AF 0 AF 0 AF 0 AF 0 AF 0 AF 0 AF 0 AF 0 AF 

Running total delivered for each individual action= 290 AF 0 AF 0 AF 0 AF 0 AF 0 AF 0 AF 0 AF 0 AF 

Note:

Contract Water Year 2021 (Mar 1, 2021 to Feb 28, 2022 Breakdown of CVC Supply, Article 55 and Transfer In Deliveries

Mar 1, 2020 to 

Feb 28, 2021 CVC Banks Art 55 at Banks Losses Banks to O'Neill CVC at Tracy CVC at O'Neill CVC at Dos Amigos O'Neill USBR to DWR Exchange O'Neill DWR to USBR Exchange Kern-Tulare County of Fresno Hills Valley Tri Valley County of Tulare Pixley Lower Tule Total Delivered

Year to Date Contract 

Wtr Yr Total 0 AF 0 AF 0 AF 0 AF 0 AF 290 AF 290 AF 0 AF 0 AF 290 AF 0 AF 0 AF 0 AF 0 AF 0 AF 290 AF

V:\~WATER\~SMITH\Cross Valley Contractor Deliveries Info\03-2021 to 02-2022\Master 03_2021 to 02_2022 CVC Deliveries New Format
EXHIBIT 32.2



Certification of Michael J. Ruane

Required by Rule 13a-14(b) or Rule 15d-14(b) and

Section 906 of the Sarbanes-Oxley Act of 2002



Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C.(S)
1350, as adopted), I, Michael J. Ruane, Chief Financial Officer of SunGard Data Systems Inc. (the Company), hereby certify that to my knowledge:



1. The Companys Annual Report on Form 10-K for the period ended December 31, 2003 (the Periodic Report) fully complies with the requirements of Section
13(a) or Section 15(d) of the Securities Exchange Act of 1934, as amended; and



2. The information contained in the Periodic Report fairly presents, in all material respects, the financial condition and results of operations of the Company.



Dated: March 12, 2004



|                       
|-----------------------
|/s/ Michael J. Ruane   
|Michael J. Ruane       
|Chief Financial Officer



A signed original of this written
statement required by Section 906 has been provided to SunGard Data Systems Inc. and will be retained by SunGard Data Systems Inc. and furnished to the Securities and Exchange Commission or its staff upon request.
FILED

U.S. COURT OF APPEALS

ELEVENTH CIRCUIT

MAY 28, 2010

JOHN LEY

 CLERK

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

________________________

No. 09-16427

Non-Argument Calendar

________________________

D. C. Docket No. 95-00852-CR-UU

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

JOSE FABIO PINEDA,

a.k.a. Fabio Pineda,

a.k.a. Don Fabio,

Defendant-Appellant.

________________________

Appeal from the United States District Court

for the Southern District of Florida

_________________________

(May 28, 2010)

Before TJOFLAT, MARCUS and ANDERSON, Circuit Judges.

PER CURIAM:
Ayana N. Harris, appointed counsel for Jose Fabio Pineda in his appeal from

the district court’s denial of his motion to reduce sentence, pursuant to 18 U.S.C.

§ 3582(c)(2), has filed a motion to withdraw from further representation of the

appellant, supported by a brief prepared pursuant to Anders v. California, 386 U.S.

738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). Our independent review of the entire

record reveals that counsel’s assessment of the relative merit of the appeal is

correct. Because independent examination of the entire record reveals no arguable

issues of merit, counsel’s motion to withdraw is GRANTED, and the district

court’s denial of Pineda’s § 3582(c)(2) motion is AFFIRMED.

2
# Official Journal C 287/24 N

| | ISSN 1725-2423 |
| --- | --- |
| Official Journal
  of the European Union | C 287 |
| | |
| English edition | Information and Notices | Volume 4724 November 2004 |

ISSN 1725-2423

Official Journal

of the European Union

C 287

English edition

Information and Notices

Volume 4724 November 2004

---

| Notice No | Contents | page |
| --- | --- | --- |
| | I   Information |
| | Commission |
| 2004/C 287/1 | Euro exchange rates | 1 |
| 2004/C 287/2 | Guidelines 2005-2006 for ‘LIFE-Environment’ preparatory projects | 2 |
| 2004/C 287/3 | Application for authorisation to extract hydrocarbons in the Akkrum Fields | 5 |
| 2004/C 287/4 | Prior notification of a concentration (Case COMP/M.3644 — VITERRA/DEUTSCHBAU) — Candidate case for simplified procedure (1) | 6 |
| 2004/C 287/5 | Prior notification of a concentration (Case COMP/M.3640 — BLACKSTONE/GERRESHEIMER) — Candidate case for simplified procedure (1) | 7 |
| 2004/C 287/6 | Information procedure — Technical rules (1) | 8 |
| 2004/C 287/7 | Prior notification of a concentration (Case COMP/M.3621 — SAGEM/SNECMA) (1) | 14 |

Notice No

Contents

page

I   Information

Commission

2004/C 287/1

Euro exchange rates

1

2004/C 287/2

Guidelines 2005-2006 for ‘LIFE-Environment’ preparatory projects

2

2004/C 287/3

Application for authorisation to extract hydrocarbons in the Akkrum Fields

5

2004/C 287/4

Prior notification of a concentration (Case COMP/M.3644 — VITERRA/DEUTSCHBAU) — Candidate case for simplified procedure (1)

6

2004/C 287/5

Prior notification of a concentration (Case COMP/M.3640 — BLACKSTONE/GERRESHEIMER) — Candidate case for simplified procedure (1)

7

2004/C 287/6

Information procedure — Technical rules (1)

8

2004/C 287/7

Prior notification of a concentration (Case COMP/M.3621 — SAGEM/SNECMA) (1)

14

---

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

---

(1)   Text with EEA relevance

1

| EN | |
| --- | --- |

EN
§ 303.1 Purpose of the early intervention program for infants and toddlers with disabilities. The purpose of this part is to provide financial assistance to States to— ( a ) Develop and implement a statewide, comprehensive, coordinated, multidisciplinary, interagency system that provides early intervention services for infants and toddlers with disabilities and their families;
( b ) Facilitate the coordination of payment for early intervention services from Federal, State, local, and private sources (including public and private insurance coverage);
( c ) Enhance State capacity to provide quality early intervention services and expand and improve existing early intervention services being provided to infants and toddlers with disabilities and their families;
( d ) Enhance the capacity of State and local agencies and service providers to identify, evaluate, and meet the needs of all children, including historically underrepresented populations, particularly minority, low-income, inner-city, and rural children, and infants and toddlers in foster care; and
( e ) Encourage States to expand opportunities for children under three years of age who would be at risk of having substantial developmental delay if they did not receive early intervention services.
(Authority: 20 U.S.C. 1400(d)(2), 1431(a)(5), 1431(b))
§ 363.53 What requirements must a designated State unit meet for the transition of an individual to extended services? ( a ) A designated State unit must provide for the transition of an individual with a most significant disability, including a youth with a most significant disability, to extended services, as defined in 34 CFR 361.5(c)(19), no later than 24 months after the individual enters supported employment, unless a longer period is established in the individualized plan for employment.
( b ) Prior to assisting the individual in transitioning from supported employment services to extended services, the designated State unit must ensure— ( 1 ) The counselor and individual have considered extending the provision of supported employment services beyond 24 months, as appropriate, and have determined that no further supported employment services are necessary to support and maintain the individual in supported employment before the individual transitions to extended services; and
( 2 ) The source of extended services for the individual has been identified in order to ensure there will be no interruption of services. The providers of extended services may include— ( i ) A State agency, a private nonprofit organization, employer, or any other appropriate resource, after an individual has made the transition from support from the designated State unit; or,
( ii ) The designated State unit, in the case of a youth with a most significant disability, in accordance with requirements set forth in 34 CFR 361.5(c)(19) and this part for a period not to exceed four years, or at such time that a youth reaches the age of 25 and no longer meets the definition of a youth with a disability under 34 CFR 361.5(c)(58), whichever occurs first. For youth who still require extended services after they can no longer receive them from the designated State unit, the designated State unit must identify another source of extended services for those youth in order to ensure there will be no interruption of services. The designated State unit may not provide extended services to individuals with the most significant disabilities who are not youth with the most significant disabilities.
(Authority: Sections 7(13), 12(c), and 604(b) of the Rehabilitation Act of 1973, as amended; 29 U.S.C. 705(13), 709(c) and 795i)
<PAGE>

                                                                   Exhibit 99.2

                           CERTIFICATION PURSUANT TO
                            18 U.S.C SECTION 1350,
                            AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

   In connection with the Annual Report of Household Finance Corporation (the
"Company") on Form 10-K/A for the year ending December 31, 2001 as filed with
the Securities and Exchange Commission on the date hereof (the "Report") I,
David A. Schoenholz, Chairman and Chief Executive Officer of the Company,
certify pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906
of the Sarbanes-Oxley Act of 2002, that:

(i) The Report fully complies with the requirements of Section 13(a) or 15(d)
    of the Securities Exchange Act of 1934; and

(ii) The information contained in the Report fairly presents, in all material
     respects, the financial condition and results of operations of the Company.


                                                      /S/ D. A. SCHOENHOLZ
                                                  -----------------------------
                                                       David A. Schoenholz
                                                  Chairman and Chief Executive
                                                             Officer
                                                         March 19, 2003
<PAGE>   1
 
                                                                      EXHIBIT 21
 
                          SIGNIFICANT SUBSIDIARIES OF
                        HOUSTON INDUSTRIES INCORPORATED
 
     NorAm Energy Corp., a Delaware corporation and a wholly owned subsidiary of
Houston Industries Incorporated
 
---------------
(1) Pursuant to Item 601(b)(21) of Regulation SK, registrant has omitted the
    names of subsidiaries, which considered in the aggregate as a single
    subsidiary, would not constitute a "significant subsidiary" (as defined
    under Rule 1-02(w) of Regulation S-X) as of December 31, 1997
 
(2) NorAm Energy Corp. also conducts business under the names of its three
    unincorporated divisions: Arkla, Entex and Minnegasco
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of the Treasury

###### Internal Revenue Service

# AGENCY:

Internal Revenue Service (IRS), Treasury.

# ACTION:

Notice of meeting.

# SUMMARY:

An open meeting of the Taxpayer Advocacy Panel Taxpayer Assistance Center Project Committee will be conducted. The Taxpayer Advocacy Panel is soliciting public comments, ideas, and suggestions on improving customer service at the Internal Revenue Service.

# DATES:

The meeting will be held Thursday, May 19, 2011; Friday, May 20, 2011; and Saturday, May 21, 2011.

# FOR FURTHER INFORMATION CONTACT:

Ellen Smiley at 1-888-912-1227 or 414-231-2360.

# SUPPLEMENTARY INFORMATION:

                    Notice is hereby given pursuant to Section 10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988) that an open meeting of the Taxpayer Advocacy Panel Taxpayer Assistance Center Project Committee will be held Thursday, May 19, 2011 from 1 p.m. to 5 p.m.; Friday, May 20, 2011 from 8 a.m. to 5 p.m.; and Saturday, May 21, 2011 from 8 a.m. to 12 p.m. Pacific Time in San Diego, CA. The public is invited to make oral comments or submit written statements for consideration. Notification of intent to participate must be made with Ms. Ellen Smiley. For more information and site location, please contact Ms. Smiley at 1-888-912-1227 or 414-231-2360, or write TAP Office Stop 1006MIL, 211 West Wisconsin Avenue, Milwaukee, WI 53203-2221, or post comments to the Web site:                     *http://www.improveirs.org.*

The agenda will include various IRS issues.

Dated: March 24, 2011.

Shawn Collins,

Director, Taxpayer Advocacy Panel.

[FR Doc. 2011-7511 Filed 3-30-11; 8:45 am]

BILLING CODE 4830-01-P
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#### UNITED STATES of America, Plaintiff-Appellee, v. Douglas Walter CHILDS, Defendant-Appellant.

No. 02-6075.

United States Court of Appeals, Fourth Circuit.

Submitted April 19, 2002.

Decided May 9, 2002.

Douglas Walter Childs, Appellant Pro Se. Thomas Richard Ascik, Office of the United States Attorney, Asheville, North Carolina, for Appellee.

Before WILKINS, NIEMEYER, and TRAXLER, Circuit Judges.

Affirmed by unpublished PER CURIAM opinion.

PER CURIAM.

Douglas Walter Childs appeals the district court’s orders denying his motion filed pursuant to 18 U.S.C. § 3582(c)(1) (1994) and denying his motion for reconsideration. We have reviewed the record and the district court’s orders and find no reversible error. Accordingly, we affirm on the reasoning of the district court. *See United States v. Childs,*No. CR-95-20 (W.D.N.C. Dec. 4, 2001). We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

*AFFIRMED.*
EX-99

  CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

                             CERTIFICATION PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
                              (18 U.S.C. SECTION 1350)

     In connection with the Quarterly Report of FreeStar Technology
Corporation ("Company") on Form 10-QSB for the period ended December
31, 2002 as filed with the Securities and Exchange Commission on the
date hereof ("Report"), each of the undersigned, in the capacities and
on the dates indicated below, hereby certify pursuant to Section 906
of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350), that to
his knowledge:

1.  The Report fully complies with the requirements of Section 13(a)
or 15(d) of the Securities Exchange Act of 1934; and

2.  The information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations
of the Company.


Dated: March 11, 2003                         /s/ Paul Egan
                                              Paul Egan, President


Dated: March 11, 2003                         /s/ Ciaran Egan
                                              Ciaran Egan, Chief Financial
                                              Officer