Company Filings

Skip to Main Content
              -  About                  - Careers
                - Commissioners
                - Contact
                - Reports and Publications
                - Securities Laws
                - Mission 
              -  Divisions & Offices                  - Corporation Finance
                - Enforcement
                - Investment Management
                - Economic and Risk Analysis
                - Trading and Markets
                - Examinations
                - Office of Administrative Law Judges
                - Regional Offices
                - All Divisions and Offices 
              -  Enforcement                  - Litigation Releases
                - Administrative Proceedings
                - Opinions and Adjudicatory Orders
                - Accounting and Auditing
                - Trading Suspensions
                - How Investigations Work
                - Receiverships
                - Information for Harmed Investors 
              -  Regulation                  - Rulemaking Index
                - Proposed Rules
                - Final Rules
                - Interim Final Rules
                - Other Orders and Notices
                - Self-Regulatory Organizations
                - Staff Interpretations 
              -  Education                  - Investor.gov
                - Five Questions to Ask Before You Invest
                - About Investment Professionals
                - Check Your Investment Professional
                - Investing Tools and Calculators
                - Investment Products
                - Understanding Fees
                - Investor Alerts and Bulletins
                - Glossary 
              -  Filings                  - EDGAR Search & Access
                - Company Filing Search
                - How to Search EDGAR
                - Requesting Public Documents
                - Forms List
                - Information for Filers
                - About EDGAR 
              -  News                  - Press Releases
                - Speeches and Statements
                - Spotlight Topics
                - Upcoming Events
                - Webcasts
                - SEC in the News
                - SEC Videos
                - Media Gallery 

# SEC Fixed Income Market Structure Advisory Committee AgendaNovember 4, 2019, Meeting

| 9:00 a.m.  | Welcome and Opening Remarks                                                                                                                                                                                                                        |
|------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 9:15 a.m.  | Structured Disclosures by Municipal Issuers- Duffy Blackburn, Will County, IL
- Mark Kim, MSRB
- Campbell Pryde, XBRL US
- Lisa Washburn, Municipal Market Analytics
- Mike Willis, SEC                                                            |
| 10:15 a.m. | Alternative Compensation Models for Credit Rating Agencies- Neil Baron,  Consultant
- Mahesh Kotecha, Structured  Credit International Corp.
- Jeffrey Manns,  George Washington University Law School
- David Raboy, Professor
- Randall Roy, SEC |
| 11:45 a.m. | Updates from the Technology and Electronic Trading Subcommittee and the Corporate Bond Transparency Subcommittee                                                                                                                                   |
| 12:00 p.m. | Lunch Break                                                                                                                                                                                                                                        |
| 12:40 p.m. | Fixed Income Index Construction - Bill Ahmuty,  State Street Global Advisors
- Steve Berkley,  Bloomberg Index Services
- Phil Galdi, ICE  Data Indices
- Anish Karyat,  Citadel Securities
- Dan Li, Federal  Reserve Board                       |
| 1:45 p.m.  | Interdealer Government Securities Trading Platforms- Shawn Bernardo,  TP ICAP
- Ted Bragg, Nasdaq  Fixed Income
- Dan Cleaves, BrokerTec
- Deirdre Dunn, Citigroup
- Nate Kalich,  Ronin Capital
- Ryan Sheftel, GTS                               |
| 2:45 p.m.  | Break                                                                                                                                                                                                                                              |
| 3:00 p.m.  | LIBOR Transition Update and SOFR Volatility- Deborah Cunningham,  Federated Investors
- Brian  Grabenstein, Wells Fargo
- Tom Pluta, JP  Morgan
- Sam Priyadarshi,  Vanguard
- Tom Wipf, Morgan  Stanley                                           |
| 4:00 p.m.  | Adjournment                                                                                                                                                                                                                                        |

            - Spotlight                - Advisory Committee on Small and Emerging Companies
              - Affinity Fraud
              - Crowdfunding
              - Cybersecurity
              - Disclosure Effectiveness
              - Enforcement Cooperation Initiative
              - Equity Market Structure Roundtables
              - Feds Feed Families
              - Financial Reporting and Audit Group
              - Fixed Income Market Structure Advisory Committee
              - Foreign Corrupt Practices Act
              - Initial Coin Offerings (ICOs)
              - Implementation of Dodd-Frank Act
              - Interactive Data and XBRL Initiative
              - Investor Advisory Committee
              - Jumpstart Our Business Startups (JOBS) Act
              - Market Structure and Data Analysis
              - Microcap Fraud
              - Money Market Funds
              - Regulation SCI
              - SEC and Fintech
              - Whistleblower Awards 

Modified: October 31, 2019

            - Accessibility
            - Budget & Performance
            - Careers
            - Contact
            - Contracts
            - Data
            - FOIA
            - Inspector General
            - Investor.gov
            - No FEAR Act & EEO Data
            - Ombuds
            - Plain Writing
            - Privacy & Security
            - Related Sites
            - Site Map
            - USA.gov
            - Votes
            - Whistleblower Protection