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# Open Meeting Agenda

## Tuesday, June 5, 2018

| **Item 1:** | **Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds**                                                                                                             |
|-------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Office:     | Divisions of Trading and Markets and Investment Management                                                                                                                                                                                                  |
| Staff:      | Brett Redfearn, Heather Seidel, Carol McGee, Andrew Bernstein, Sophia Colas, Sam Litz – Trading and Markets

Dalia Blass, Paul Cellupica, Brian McLaughlin Johnson, Sara Cortes, Aaron Gilbride, Matthew Cook, Nicholas Cordell – Investment Management     |
||