U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 1 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

D000 - Administrative Support N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ N/A

D720 - Independent Appeals Reviews N/A N/A 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ N/A

Y401 - General Attorney’s Services N/A N/A 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ N/A

Y403 - Paralegal N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ N/A

C307 - General Accounting N/A N/A 32 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

D000 - Administrative Support N/A N/A 8 B US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

D100 - Regulatory Activities Support N/A N/A 3 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

D411 - Compliance Assessments N/A N/A 11 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

W601 - Information Technology Management N/A N/A 3 B US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

Y401 - General Attorney’s Services N/A N/A 45 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

Y403 - Paralegal N/A N/A 1 B US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

Y415 - Legal Services and Support N/A N/A 1 B US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

Y999 - Other Functions N/A N/A 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO N/A

C307 - General Accounting N/A N/A 56 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

D000 - Administrative Support N/A N/A 10 B US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

D100 - Regulatory Activities Support N/A N/A 3 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

D411 - Compliance Assessments N/A N/A 7 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

W601 - Information Technology Management N/A N/A 2 B US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

Y401 - General Attorney’s Services N/A N/A 56 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States NEW HAMPSHIRE EXETER,NEW HAMPSHIRE 1999 BRO N/A

Y403 - Paralegal N/A N/A 5 B US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

Y415 - Legal Services and Support N/A N/A 1 B US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO N/A

C307 - General Accounting N/A N/A 206 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States NEW JERSEY BRADLEY BEACH,NEW JERSEY 1999 CF N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States NEW JERSEY PHILADEPLHIA 1999 CF N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States VIRGINIA CHURCHVILLE,VIRGINIA 1999 CF N/A

C401 - Financial Analysis N/A N/A 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF N/A

D000 - Administrative Support N/A N/A 31 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF N/A

D100 - Regulatory Activities Support N/A N/A 9 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF N/A

W601 - Information Technology Management N/A N/A 10 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF N/A

Y401 - General Attorney’s Services N/A N/A 199 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF N/A

Y999 - Other Functions N/A N/A 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF N/A

C300 - Accounting Technicians N/A N/A 1 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

C307 - General Accounting N/A N/A 79 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

D000 - Administrative Support N/A N/A 13 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

D100 - Regulatory Activities Support N/A N/A 2 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

D411 - Compliance Assessments N/A N/A 25 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

W601 - Information Technology Management N/A N/A 5 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

Y401 - General Attorney’s Services N/A N/A 76 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

Y403 - Paralegal N/A N/A 6 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

Y415 - Legal Services and Support N/A N/A 7 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A

Y999 - Other Functions N/A N/A 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 2 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

C316 - Financial Systems Development and 

Planning N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO N/A

D000 - Administrative Support N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO N/A

Y210 - Management Headquarters-Operation 

Planning and Control N/A N/A 20 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO N/A

Y401 - General Attorney’s Services N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO N/A

C307 - General Accounting N/A N/A 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

C401 - Financial Analysis N/A N/A 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

D000 - Administrative Support N/A N/A 15 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

D100 - Regulatory Activities Support N/A N/A 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 63 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 5 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States MASSACHUSETTS AMHERST,MASSACHUSETTS 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 2 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 6 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States NORTH CAROLINA CHAPEL HILL,NORTH CAROLINA 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States TENNESSEE MEMPHIS,TENNESSEE 1999 DERA N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 DERA N/A

W601 - Information Technology Management N/A N/A 12 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

W601 - Information Technology Management N/A N/A 1 B US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 DERA N/A

Y401 - General Attorney’s Services N/A N/A 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

Y570 - Visual Information Program Activities and 

Operations N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

Y999 - Other Functions N/A N/A 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA N/A

C307 - General Accounting N/A N/A 19 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO N/A

D000 - Administrative Support N/A N/A 9 B US - United States COLORADO DENVER,COLORADO 1999 DRO N/A

D100 - Regulatory Activities Support N/A N/A 2 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO N/A

D411 - Compliance Assessments N/A N/A 7 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO N/A

W601 - Information Technology Management N/A N/A 3 B US - United States COLORADO DENVER,COLORADO 1999 DRO N/A

Y401 - General Attorney’s Services N/A N/A 50 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO N/A

Y403 - Paralegal N/A N/A 6 B US - United States COLORADO DENVER,COLORADO 1999 DRO N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 ENF N/A

C307 - General Accounting N/A N/A 35 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 ENF N/A

C401 - Financial Analysis N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

D000 - Administrative Support N/A N/A 53 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

D000 - Administrative Support N/A N/A 1 B US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 ENF N/A

D100 - Regulatory Activities Support N/A N/A 11 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 3 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 ENF N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 ENF N/A

D411 - Compliance Assessments N/A N/A 10 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 ENF N/A

W601 - Information Technology Management N/A N/A 31 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

Y401 - General Attorney’s Services N/A N/A 2 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 ENF N/A

Y401 - General Attorney’s Services N/A N/A 320 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

Y401 - General Attorney’s Services N/A N/A 6 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 ENF N/A

Y401 - General Attorney’s Services N/A N/A 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 ENF N/A

Y403 - Paralegal N/A N/A 21 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

Y403 - Paralegal N/A N/A 1 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 ENF N/A

Y403 - Paralegal N/A N/A 1 B US - United States NEW YORK NEW YORK, NEW YORK 1999 ENF N/A

Y415 - Legal Services and Support N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

Y999 - Other Functions N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES N/A

D101 - Regulatory Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES N/A

W601 - Information Technology Management N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES N/A

Y000 - Administrative Support N/A N/A 11 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES N/A

Y210 - Management Headquarters-Operation 

Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES N/A

Y401 - General Attorney’s Services N/A N/A 27 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES N/A

C307 - General Accounting N/A N/A 32 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO N/A

C401 - Financial Analysis N/A N/A 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO N/A

D000 - Administrative Support N/A N/A 14 B US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO N/A

D411 - Compliance Assessments N/A N/A 8 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO N/A

W601 - Information Technology Management N/A N/A 2 B US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 FWRO N/A

Y401 - General Attorney’s Services N/A N/A 48 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO N/A

Y403 - Paralegal N/A N/A 10 B US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO N/A

C307 - General Accounting N/A N/A 14 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

C307 - General Accounting N/A N/A 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 IM N/A

C401 - Financial Analysis N/A N/A 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

C401 - Financial Analysis N/A N/A 1 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 IM N/A

D000 - Administrative Support N/A N/A 16 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

D100 - Regulatory Activities Support N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 IM N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 IM N/A

W601 - Information Technology Management N/A N/A 4 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

Y401 - General Attorney’s Services N/A N/A 121 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

Y401 - General Attorney’s Services N/A N/A 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 IM N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 4 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

Y403 - Paralegal N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States CALIFORNIA LANCASTER,CALIFORNIA 1999 LARO N/A

C307 - General Accounting N/A N/A 36 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States CALIFORNIA TORRANCE,CALIFORNIA 1999 LARO N/A

D000 - Administrative Support N/A N/A 9 B US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

D100 - Regulatory Activities Support N/A N/A 4 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

D411 - Compliance Assessments N/A N/A 8 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

W601 - Information Technology Management N/A N/A 4 B US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

Y401 - General Attorney’s Services N/A N/A 83 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States CALIFORNIA REDONDO BEACH,CALIFORNIA 1999 LARO N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States CALIFORNIA SANTA MONICA,CALIFORNIA 1999 LARO N/A

Y403 - Paralegal N/A N/A 7 B US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

Y415 - Legal Services and Support N/A N/A 3 B US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO N/A

C307 - General Accounting N/A N/A 14 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

D000 - Administrative Support N/A N/A 8 B US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

D411 - Compliance Assessments N/A N/A 11 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

W601 - Information Technology Management N/A N/A 2 B US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

Y401 - General Attorney’s Services N/A N/A 52 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

Y403 - Paralegal N/A N/A 8 B US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

Y415 - Legal Services and Support N/A N/A 4 B US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 NYRO N/A

C307 - General Accounting N/A N/A 183 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

D000 - Administrative Support N/A N/A 22 B US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

D411 - Compliance Assessments N/A N/A 25 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

W601 - Information Technology Management N/A N/A 8 B US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

Y401 - General Attorney’s Services N/A N/A 134 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

Y403 - Paralegal N/A N/A 5 B US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

Y999 - Other Functions N/A N/A 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO N/A

C000 - Administrative Support N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OA N/A

D000 - Administrative Support N/A N/A 7 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OA N/A

F310 - Management Headquarters-Procurement 

and Contracting N/A N/A 51 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OA N/A

Y999 - Other Functions N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OA N/A

C307 - General Accounting N/A N/A 33 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA N/A

C317 - Financial Systems Operations N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA N/A

D000 - Administrative Support N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA N/A

Y401 - General Attorney’s Services N/A N/A 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA N/A

Y999 - Other Functions N/A N/A 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA N/A

C307 - General Accounting N/A N/A 25 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE N/A

C307 - General Accounting N/A N/A 4 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 5 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

C307 - General Accounting N/A N/A 7 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE N/A

C401 - Financial Analysis N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

C401 - Financial Analysis N/A N/A 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE N/A

C401 - Financial Analysis N/A N/A 3 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 B US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 OCIE N/A

D000 - Administrative Support N/A N/A 14 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 B US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 B US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 B US - United States TEXAS FORT WORTH,TEXAS 1999 OCIE N/A

D100 - Regulatory Activities Support N/A N/A 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

D100 - Regulatory Activities Support N/A N/A 12 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE N/A

D411 - Compliance Assessments N/A N/A 24 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

D411 - Compliance Assessments N/A N/A 6 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE N/A

D411 - Compliance Assessments N/A N/A 9 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE N/A

W601 - Information Technology Management N/A N/A 14 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

W601 - Information Technology Management N/A N/A 3 B US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE N/A

W601 - Information Technology Management N/A N/A 1 B US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 62 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 2 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 3 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 3 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 OCIE N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 OCIE N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

Y999 - Other Functions N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE N/A

Y999 - Other Functions N/A N/A 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE N/A

C307 - General Accounting N/A N/A 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR N/A

C401 - Financial Analysis N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR N/A

D000 - Administrative Support N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR N/A

D000 - Administrative Support N/A N/A 3 B US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR N/A

D411 - Compliance Assessments N/A N/A 7 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR N/A

W601 - Information Technology Management N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR N/A

Y401 - General Attorney’s Services N/A N/A 8 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR N/A

Y401 - General Attorney’s Services N/A N/A 10 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR N/A

D000 - Administrative Support N/A N/A 4 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 6 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

Y210 - Management Headquarters-Operation 

Planning and Control N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC N/A

Y401 - General Attorney’s Services N/A N/A 10 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC N/A

B501 - Agency Equal Employment Opportunity 

Reviews N/A N/A 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEEO N/A

Y401 - General Attorney’s Services N/A N/A 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEEO N/A

C000 - Administrative Support N/A N/A 4 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

C110 - Management Headquarters-Financial 

Management N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

C307 - General Accounting N/A N/A 44 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

C317 - Financial Systems Operations N/A N/A 28 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

C400 - Budget Support N/A N/A 9 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

C405 - Business Performance Analysis N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

C405 - Business Performance Analysis N/A N/A 1 I - Inherently Governmental US - United States VIRGINIA STAFFORD,VIRGINIA 1999 OFM N/A

D000 - Administrative Support N/A N/A 8 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

D000 - Administrative Support N/A N/A 1 B US - United States VIRGINIA HERNDON,VIRGINIA 1999 OFM N/A

W601 - Information Technology Management N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM N/A

D000 - Administrative Support N/A N/A 12 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC N/A

W601 - Information Technology Management N/A N/A 4 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC N/A

Y401 - General Attorney’s Services N/A N/A 117 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OGC N/A

Y403 - Paralegal N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC N/A

Y415 - Legal Services and Support N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC N/A

B000 - Personnel Administrative Support N/A N/A 12 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR N/A

B200 - Employee Development N/A N/A 6 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR N/A

B700 - Personnel Management Specialist N/A N/A 76 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR N/A

B710 - Management Headquarters-Civilian 

Personnel N/A N/A 11 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR N/A

B710 - Management Headquarters-Civilian 

Personnel N/A N/A 1 I - Inherently Governmental US - United States MINNESOTA MINNEAPOLIS,MINNESOTA 1999 OHR N/A

C307 - General Accounting N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR N/A

W601 - Information Technology Management N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR N/A

Y401 - General Attorney’s Services N/A N/A 12 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR N/A

D000 - Administrative Support N/A N/A 10 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA N/A

I100 - Inspector General Services N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA N/A

Y401 - General Attorney’s Services N/A N/A 35 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 OIA N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 OIA N/A

Y415 - Legal Services and Support N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA N/A

Y999 - Other Functions N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA N/A

Y401 - General Attorney’s Services N/A N/A 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIAD N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 7 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

Y810 - Management HeadquartersAdministrative Support N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIAD N/A

D000 - Administrative Support N/A N/A 6 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA N/A

D100 - Regulatory Activities Support N/A N/A 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA N/A

W601 - Information Technology Management N/A N/A 3 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA N/A

Y401 - General Attorney’s Services N/A N/A 24 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG N/A

D000 - Administrative Support N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG N/A

I100 - Inspector General Services N/A N/A 24 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG N/A

I115 - IG Program Management N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG N/A

W601 - Information Technology Management N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG N/A

Y401 - General Attorney’s Services N/A N/A 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG N/A

C317 - Financial Systems Operations N/A N/A 4 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

C400 - Budget Support N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

C405 - Business Performance Analysis N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

D000 - Administrative Support N/A N/A 8 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

S731 - Supply Operations N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

W000 - Administrative Support N/A N/A 3 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

W100 - Management HeadquartersCommunications, Computing and Information N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

W210 - Telephone Systems N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

W601 - Information Technology Management N/A N/A 140 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

Y570 - Visual Information Program Activities and 

Operations N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT N/A

Y401 - General Attorney’s Services N/A N/A 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMS N/A

B700 - Personnel Management Specialist N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI N/A

B710 - Management Headquarters-Civilian 

Personnel N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI N/A

D000 - Administrative Support N/A N/A 3 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI N/A

Y501 - Management Headquarters-Public Affairs N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI N/A

D000 - Administrative Support N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA N/A

W601 - Information Technology Management N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA N/A

Y501 - Management Headquarters-Public Affairs N/A N/A 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA N/A

Y999 - Other Functions N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA N/A

W601 - Information Technology Management N/A N/A 5 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 8 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

Y000 - Administrative Support N/A N/A 10 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS N/A

Y401 - General Attorney’s Services N/A N/A 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS N/A

Y403 - Paralegal N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS N/A

C405 - Business Performance Analysis N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

D000 - Administrative Support N/A N/A 24 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

D410 - Compliance Operations N/A N/A 42 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

G104 - Technical/Professional/Legal Library 

Information Services N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

I510 - Personnel Security Clearances and 

Background Investigations N/A N/A 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

S500 - Management of Law Enforcement, 

Physical Security and Security Guard Operations N/A N/A 14 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

S733 - Building Services N/A N/A 7 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

T600 - Real Property Management N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

Y210 - Management Headquarters-Operation 

Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

Y401 - General Attorney’s Services N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

Y570 - Visual Information Program Activities and 

Operations N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO N/A

C307 - General Accounting N/A N/A 51 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 PLRO N/A

D000 - Administrative Support N/A N/A 13 B US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 13 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 PLRO N/A

W601 - Information Technology Management N/A N/A 2 B US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 PLRO N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 PLRO N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 PLRO N/A

Y401 - General Attorney’s Services N/A N/A 46 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 PLRO N/A

Y403 - Paralegal N/A N/A 5 B US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANIA 1999 PLRO N/A

C307 - General Accounting N/A N/A 30 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO N/A

D000 - Administrative Support N/A N/A 7 B US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO N/A

D100 - Regulatory Activities Support N/A N/A 3 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO N/A

D411 - Compliance Assessments N/A N/A 18 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO N/A

W601 - Information Technology Management N/A N/A 3 B US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO N/A

Y401 - General Attorney’s Services N/A N/A 44 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO N/A

Y403 - Paralegal N/A N/A 6 B US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 SLRO N/A

C307 - General Accounting N/A N/A 3 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO N/A

D000 - Administrative Support N/A N/A 2 B US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 SLRO N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 SLRO N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 SLRO N/A
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 9 of 18

Function Code Product 

Service 

Code

Policy 

Letter 

11-01*

Total

FTEs

Status* Country State City First Year 

on 

Inventory

Unit Name Activity 

Suffix 

(DoD 

only)

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO N/A

W601 - Information Technology Management N/A N/A 1 B US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO N/A

Y401 - General Attorney’s Services N/A N/A 11 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO N/A

Y403 - Paralegal N/A N/A 2 B US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO N/A

C307 - General Accounting N/A N/A 14 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

C307 - General Accounting N/A N/A 8 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 TM N/A

C401 - Financial Analysis N/A N/A 15 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

C401 - Financial Analysis N/A N/A 4 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 TM N/A

D000 - Administrative Support N/A N/A 15 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

D100 - Regulatory Activities Support N/A N/A 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

D101 - Regulatory Economists/Statisticians N/A N/A 8 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

D101 - Regulatory Economists/Statisticians N/A N/A 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 TM N/A

W601 - Information Technology Management N/A N/A 2 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

Y401 - General Attorney’s Services N/A N/A 2 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 TM N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 TM N/A

Y401 - General Attorney’s Services N/A N/A 168 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 TM N/A

Y401 - General Attorney’s Services N/A N/A 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 TM N/A

Y403 - Paralegal N/A N/A 1 B US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

Y999 - Other Functions N/A N/A 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM N/A

Commercial Activity FTE Subtotal 925

Inherently Governmental FTE Subtotal 3,450

FTE Grand Total 4,375
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 10 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 11 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 12 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 13 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 14 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 15 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 16 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 17 of 18
U.S. Securities and Exchange Commission

Fiscal Year 2015 FAIR Act Inventory

(As of May 8, 2015)

*Code B - The commercial activity is suitable for a streamlined or standard competition. 18 of 18