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# Open Meeting Agenda

## Wednesday, April 13, 2016

| Item 1: | Concept Release on Regulation S-K |
|---------|-----------------------------------|
| Office: | Division of Corporation Finance   |
| Staff:  | Karen Garnett, Angie Kim          |

The Commission will consider whether to issue a concept release seeking comment on modernizing certain business and financial disclosure requirements in Regulation S-K.

For further information, please contact Karen Garnett at 202-551-3032 or Angie Kim at 202-551-3430.
| Item 2: | Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants                                                                                                              |
|---------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Office: | Division of Trading and Markets                                                                                                                                                                                    |
| Staff:  | Stephen Luparello, Gary Goldsholle, Heather Seidel, Brian Bussey, Lourdes Gonzalez, Carol McGee, Joanne Rutkowski, Richard Gabbert, Josh Kans, Cindy Oh, Lindsay Kidwell, Stacy Puente, Devin Ryan, Margaret Rubin |

The Commission will consider whether to adopt rules regarding business conduct standards and chief compliance officer requirements for security-based swap dealers and major security-based swap participants.

For further information, please contact Lourdes Gonzalez at 202-551-5580.

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Modified: April 13, 2016

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