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# Open Meeting Agenda

## Thursday, October 13, 2016

| **Item 1:** | **Investment Company Reporting Modernization**                                                                                                                         |
|-------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Office:     | Division of Investment Management                                                                                                                                      |
| Staff:      | Daniel K. Chang, J. Matthew DeLesDernier, Jacob D. Krawitz, Andrea Ottomanelli Magovern, Naseem Nixon, Michael C. Pawluk, Sara Cortes, Matt Giordano, Kristy Von Ohlen |

The Commission will consider whether to adopt new rules and forms and amendments to certain rules and forms to modernize the reporting of information by registered investment companies.

For further information, please contact Sara Cortes at 202-551-6792.
| **Item 2:** | **Investment Company Liquidity Risk Management Programs**                                                                                                                         |
|-------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Office:     | Division of Investment Management                                                                                                                                                 |
| Staff:      | Zeena Abdul-Rahman, John Foley, Andrea Ottomanelli Magovern, Naseem Nixon, Amanda Hollander Wagner, Thoreau Bartmann, Melissa Gainor, Kathleen Joaquin, Ryan Moore, Matt Giordano |

The Commission will consider whether to adopt a new rule and amendments to certain rules and forms that would provide for liquidity risk management programs and related disclosures for open-end management investment companies.

For further information, please contact Thoreau Bartmann or Melissa Gainor at 202-551-6792.
| **Item 3:** | **Investment Company Swing Pricing**                                                                                                                                                |
|-------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Office:     | Division of Investment Management                                                                                                                                                   |
| Staff:      | Zeena Abdul-Rahman, John Foley, Andrea  Ottomanelli Magovern, Naseem Nixon, Amanda Hollander Wagner, Thoreau Bartmann,  Melissa Gainor, Kathleen Joaquin, Ryan Moore, Matt Giordano |

The Commission will consider whether to adopt rule and form amendments that would permit open-end management investment companies to use "swing pricing" under certain circumstances.

For further information, please contact Thoreau Bartmann or Melissa Gainor at 202-551-6792.

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Modified: October 12, 2016

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