alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
MEXICANA I

THIS AGREEMENT dated as of the 12th day of November, 1999.

BETWEEN:

                  ING. CUITLAHUAC RANGEL ALCARAZ, a businessman, having an
                  address at Dakota No. 204 - 203, Col. Napoles, 03810 Mexico,
                  D.F. married under the separate property regime as is
                  evidenced with a copy of the marriage certificate attached
                  hereto as Schedule "A"

                  (hereinafter called "Alcaraz")

AND:

                  LA MEXICANA RESOURCES S.A. DE C.V., a body corporate and
                  having an office at Paseo De La Reforma 450, Lomas de
                  Chapultepec, 11000 Mexico, D.F.

                  (hereinafter called the "Company")

WHEREAS pursuant to an agreement (the "Option Agreement") dated the 12th day of
February, 1998, Alcaraz granted an option to the Company to acquire a 70%
interest in the "Mexicana 1" Lot (as described in the Option Agreement).

AND WHEREAS Alcaraz has previously verbally agreed to an extension of the time
required for the work commitment of US$300,000 due on or before February 12,
1999, and the issuances of shares, and the parties have now agreed to a further
extension.

NOW THEREFORE THIS AGREEMENT WITNESSES that in consideration of the premises and
of the covenants hereinafter set forth the parties hereto covenant and agree as
follows:

1.       Section 2.1(e) of the Option Agreement be deleted in its entirety and
         be replaced with the following:

         (e)      a further 750,000 shares of Pubco within three years of the
                  Listing Date, with a minimum of 250,000 shares to be issued by
                  February 12, 2000;

2.       Section 2.1(f) of the Option Agreement be deleted in its entirety and
         be replaced with the following:

         (f)      a minimum amount of US$1,500,000 shall be invested in work
                  commitments, according to the following budget schedule:

<PAGE>

                  (i)      US$300,000 on or before June 12, 2000,

                  (ii)     US$1,000,000 on or February 12, 2001

IN WITNESS WHEREOF the parties have hereunto caused these presents to be
executed as of the day and year first above written.



ING. Cuitlahuac Rangel ALCARAZ


LA MEXICANA RESOURCES S.A. de C.V.


Per:
         Authorized Signatory



<PAGE>
**EXHIBIT 32.2**
**SARBANES-OXLEY SECTION 906 CERTIFICATION**
     In connection with the Quarterly Report of United Surgical PartnersInternational, Inc. (the “Company”) on Form 10-Q for the quarterly period endedSeptember 30, 2004 as filed with the Securities and Exchange Commission on thedate hereof (the “Report”), I, Mark A. Kopser, Chief Financial Officer of theCompany, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant toSection 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge:
(1) The Report fully complies with the requirements of Section 13(a) or15(d) of the Securities Exchange Act of 1934; and
(2) The information contained in the Report fairly presents, in allmaterial respects, the financial condition and results of operations ofthe Company.        /s/ Mark A. Kopser  Mark A. Kopser  Chief Financial Officer  November 4, 2004   
This certification accompanies the Report pursuant to § 906 of theSarbanes-Oxley Act of 2002 and shall not, except to the extent required by theSarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of § 18of the Securities Exchange of 1934, as amended.
#### § 329.3 [Reserved]
Form of Common Stock Certificate of the Registrant



 Exhibit 4.2 
 

 
  
 NUMBER 

EC 
 ENTROPIC 
 communications 
 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE THIS CERTIFIES THAT IS THE OWNER OF 
 FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE OF $.001 PER SHARE OF 
 ENTROPIC
COMMUNICATIONS, INC. 
 CERTIFICATE OF STOCK 
 Transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. 
 This certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. 
 WITNESS the seal of the Corporation and the signatures of its duly authorized officers. 
 Dated: 
 SECRETARY 
 ENTROPIC COMMUNICATIONS. INC. 
 SEAL 
 CORPORATE DELAWARE 
 CHAIRMAN OF THE BOARD OF DIRECTORS 
 COMMON STOCK 
 SHARES 
 SEE REVERSE FOR CERTAIN DEFINITIONS 
 CUSIP 29384R 10 5 
 COUNTERSIGNED AND REGISTERED: 
 AMERICAN STOCK TRANSFER & TRUST COMPANY 
 TRANSFER AGENT 
 AND REGISTRAR 
 BY 
 AUTHORIZED SIGNATURE 







 

 
  
 The Company will
furnish to any shareholder upon request and without charge a full statement of the designation, relative rights, preferences and limitations of the shares of each class authorized to be issued and the designation, relative rights, preferences and
limitations of each series of preferred shares which the Company is authorized to issue so far as the same have been fixed, and the authority of the Board of Directors of the Company to designate and fix the relative rights, preferences and
limitations of other series. 
 The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or regulations: 
 TEN COM – as
tenants in common 
 TEN ENT – as tenants by the entireties 
 JT TEN – as joint tenants with right of survivorship and not as tenants in common 
 UNIF GIFT MIN ACT->.custodian.... 
 (Cust) 
 Under Uniform Gifts to Minors Act............(State)

 Additional abbreviations may also be used though not in the above list. 
 For value received,            hereby self, assign and transfer unto

 PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 
 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 
 Shares of the capital stock represented by the within certificate and do hereby irrevocably constitute and appoint 
 Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises Dated

 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY
PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 
 Signature(s) Guaranteed: 
 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT
UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad- 15.
#### Emily H. von R. Spreckels, Individually and as Executrix of Maximilian von Romberg, Deceased, Appellants, v. Bankers Trust Company of New York, Individually, and as Executor of Edmund C. Converse, Deceased, et al., Respondents.

No opinion. Present — Martin, P. J., Dore, Cohn and Callahan, JJ.
EXHIBIT 32.1



Certification Pursuant to 18 U.S.C. Section 1350,

as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002



In connection with the Quarterly Report of American Realty Investors, Inc. (the Company), on Form 10-Q for the period ended June 30, 2005, as filed with
Securities Exchange Commission on the date hereof (the Report), the undersigned Chairman of the Board and the Controller (Acting Principal Financial and Accounting Officer), hereby certify, to the best of our knowledge:



|1. | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
|-- | ---------------------------------------------------------------------------------------------------------------------



|2. | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
|-- | ---------------------------------------------------------------------------------------------------------------------------------------------------



|                      |  |                                                    
|--------------------- |  | ---------------------------------------------------
|Date: August 15, 2005 |  | /s/ Ted P. Stokley                                 
|                      |  | Ted P. Stokely                                     
|                      |  | Chairman of the Board                              
|                      | 
|                      |  | /s/ Allen M. Wilson, Jr.                           
|                      |  | Allen M. Wilson, Jr.                               
|                      |  | Controller                                         
|                      |  | (Acting Principal Financial and Accounting Officer)



37
UNITED STATES DEPARTMENT OF TRANSPORTATION

FEDERAL AVIATION ADMINISTRATION

WASHINGTON, DC

In the Matter of REGENT AEROSPACE CORPORATION

FAA Order No. 2015-9

FDMS No. FAA-2013-08521

Served: October 27, 2015

ORDER DISMISSING APPEAL2

By notice served on October 23, 2015, Complainant withdrew its cross-appeal of the 

initial decision issued by Administrative Law Judge Richard C. Goodwin on July 27, 2015. 

Complainant represented that it was withdrawing its appeal pursuant to a settlement agreement.

THEREFORE, IT IS ORDERED THAT:

Complainant’s appeal is dismissed. 

MICHAEL P. HUERTA, ADMINISTRATOR

Federal Aviation Administration

[Original signed by Vicki S. Leemon]

VICKI S. LEEMON3

Manager, Adjudication Branch

 

1 Generally, materials filed in the FAA Hearing Docket are also available for viewing at 

http://www.regulations.gov. 14 C.F.R. § 13.210(e)(1). 

2 The Administrator’s civil penalty decisions, along with indexes of the decisions, the rules of 

practice, and other information, are available on the Internet at the following address: 

www.faa.gov/about/office_org/headquarters_offices/agc/pol_adjudication/AGC400/Civil_Penalty/. See 

14 C.F.R. § 13.210(e)(2). In addition, Thomson Reuters/West Publishing publishes Federal Aviation 

Decisions. Finally, the decisions are available through LEXIS (TRANS library) and WestLaw (FTRANFAA database). For additional information, see the Web site.

3

Issued under authority delegated to the Chief Counsel and the Assistant Chief Counsel for 

Litigation by memorandum dated October 27, 1992, under 49 U.S.C. § 322(b) and 14 C.F.R. § 13.202 

(see 57 Fed. Reg. 58,280 (1992)) and redelegated by the Assistant Chief Counsel for Litigation to the 

Manager, Adjudication Branch, by Memorandum dated August 6, 1993.
Exhibit (10)(xiv)

RESIGNATION AGREEMENT AND LIMITED RELEASE

This
RESIGNATION AGREEMENT AND LIMITED RELEASE ("Agreement") is made and entered into this 5th day of November, 2004, by and between Mark Bulriss (hereinafter referred to as "the
Executive") and Great Lakes Chemical Corporation (hereinafter referred to as "the Company").

The
Executive has expressed his desire to resign as a member of the Board of Directors of the Company and from employment with the Company as President and Chief Executive Officer
effective on November 5, 2004 ("the Resignation Date"), and the Company has expressed its willingness to accept such resignation. Therefore, in consideration of the mutual promises contained
herein, the parties agree to the following terms and conditions:



---





| |  | Great Lakes Chemical Corporation
| |  | --------------------------------
| |  | By:                             

| |  |                                | Title: | Presiding Independent Director
| |  | ------------------------------ | ------ | ------------------------------
| |  | /s/MARK P. BULRISSMark Bulriss
| |  | Date: 11-5-04                 

---



QuickLinks
UNITED STATES OF AMERICA 


BEFORE THE 


SECURITIES AND EXCHANGE COMMISSION 


ADMINISTRATNE PROCEEDING 

File No. 3-11498 SEP J I ze

In the Matter of 

Strong Capital Management, Inc., 


Strong Investor Services, Inc., 


Strong Investments, Inc., ORDER CREATING A FAIR FUND 


Richard S. Strong, Thomas A. 


Hooker and Anthony J. D'Amato, 


Respondents. 

I. 

FACTS 

1. On May 20, 2004, the Securities and Exchange Commission ("Commission") 

issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, 

and Imposing Remedial Sanctions and Cease-and-Desist Orders Pursuant to Sections 15(b)(4), 

15(b)(6), 15B(c)(4), 17A(c)(3) and 17A(c)(4)(C) ofthe Securities Exchange Act of 1934, 

Sections 203(e), 203(f) and 203(k) ofthe Investment Advisers Act of 1940, and Sections 9(b) 

and 9(f) ofthe Investment Company Act of 1940 against Strong Capital Management, Inc. 

("SC~'), Strong Investor Services, Inc., Strong Investments, Inc., RichardS. Strong ("Strong,), 

Thomas A. Hooker, Jr. and Anthony]. D' Amato ("D' Amato,) ("May 20, 2004 Order"). Among 

other things, the May 20, 2004 Order directed Strong to pay $30 miUion in disgorgement and $30 

million in civil penalties, SCM to pay $40 million in disgorgement and $40 million in civil 

penalties, and D' Amato to pay $375,000 in disgorgement and $375,000 in civil penalties. 

2. The May 20, 2004 Order further stated that the civil penalties may be added to a 

Fair Fund (the "Distribution Fund") to be distributed pursuant to a distribution plan drawn up by 

an Independent Distribution Consultant. 

3. In accordance with the provisions ofthe May 20, 2004 Order, Strong has paid $30 

million in disg'orgement and $30 million in civil penalties, SCM has paid $40 million in 

disgorgement and $40 million in civil penalties, and D'Amato has paid $375,000 in 
disgorgement and $375,000 in civil penalties. These payments may be distributed through the 

Distribution Fund. 

II. 

In view of the foregoing, it is ORDERED that: 

1. .Pursuant to Section 308(a) of the Sarbanes-Oxley Act of2002, a 

Distribution Fund is hereby established for the disgorgement and penalty funds paid by Strong, 

SCM and D'Amato. 

By the Commission. 

-.. Jonathan G. Katz 

Secretary 

2
UNITED STATES OF AMERICA

BEFORE THE

SECURITIES AND EXCHANGE COMMISSION

INVESTMENT COMPANY ACT OF 1940

Release No. 35164 / March 26, 2024

In the Matter of

FIRST TRUST REAL ASSETS FUND

FIRST TRUST PRIVATE CREDIT FUND

FIRST TRUST PRIVATE ASSETS FUND

FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

INFINITY CORE ALTERNATIVE FUND 

DESTINY ALTERNATIVE FUND LLC 

FIRST TRUST HEDGED STRATEGIES FUND 

FIRST TRUST CAPITAL MANAGEMENT L.P. 

FT ALTERNATIVE PLATFORM I LLC

FT OFFSHORE I LP

VCM CORE OPPORTUNITIES FUND LLC

FT PRIVATE INVESTMENT PLATFORM I LLC 

FT REAL ESTATE PLATFORM I LLC 

CORNERSTONE DIVERSIFIED PORTFOLIO LP

HIGHLAND CAPITAL MANAGEMENT 

 INSTITUTIONAL FUND II LLC

DESTINY ALTERNATIVE FUND II LLC

CP SPECIAL ASSETS FUND LLC

PARK SHORE MULTI ASSET STRATEGY FUND LLC

FT VEST HEDGED EQUITY ENHANCED INCOME FUND LLC

DESTINY TARGET OUTCOME FUND 2024-1 LLC

VIVALDI CAPITAL MANAGEMENT LP

225 W. Wacker Drive

Suite 2100

Chicago, IL 60606 

(File No. 812-15381)

ORDER UNDER SECTIONS 17(d) AND 57(i) OF THE INVESTMENT COMPANY ACT OF 

1940 AND RULE 17d-1 UNDER THE ACT

First Trust Real Assets Fund, et al. filed an application on August 23, 2022, and amendments to 

the application on January 19, 2023 and February 7, 2024, requesting an order under sections 

17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act 

that would permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4)
2

of the Act and rule 17d-1 under the Act. The order would permit certain business development 

companies and registered closed-end management investment companies (collectively, the 

“Regulated Funds”) to co-invest in portfolio companies with each other and with certain 

affiliated investment entities. 

On February 28, 2024, a notice of the filing of the application was issued (Investment Company 

Act Release No. 35150). The notice gave interested persons an opportunity to request a hearing 

and stated that an order disposing of the application would be issued unless a hearing was 

ordered. No request for a hearing has been filed, and the Commission has not ordered a hearing. 

The matter has been considered and it is found on the basis of the information set forth in the 

application, as amended, that participation by the Regulated Funds in the proposed transactions 

is consistent with the provisions, policies and purposes of the Act and is on a basis no less 

advantageous than that of other participants.

Accordingly,

IT IS ORDERED, under sections 17(d) and 57(i) of the Act and rule 17d-1 under the Act, that 

the relief requested by First Trust Real Assets Fund, et al. (File No. 812-15381) is granted, 

effective immediately, subject to the conditions contained in the application, as amended.

For the Commission, by the Division of Investment Management, under delegated 

authority.

Sherry R. Haywood,

Assistant Secretary.
Exhibit
      32.2




**CERTIFICATIONS
      PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION
      1350)**








In
      connection with the Quarterly Report of Teliphone Corp. (the "Company") on
      Form
      10-QSB for the period ending December 31, 2006 as filed with the Securities
      and
      Exchange Commission on the date hereof (the "Report"), I, George Metrakos,
      Chief
      Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as
      adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002,
      that:




(1)  The
      Report fully complies with the requirements of Section 13(a) or 15(d) of the
      Securities Exchange Act of 1934, as amended; and




(2)  The
      information contained in the Report fairly presents, in all material respects,
      the financial condition and result of operations of the Company.


By:
            /s/ George
              MetrakosGeorge
              MetrakosChief
              Financial Officer




Date:
      February 20, 2007
----

ADMINISTRATIVE COMMISSION OF THE EUROPEAN COMMUNITIES ON SOCIAL SECURITY FOR MIGRANT WORKERS

Rates for conversion of currencies pursuant to Council Regulation (EEC) No 574/72

(2006/C 180/11)

Article 107(1), (2), (3) and (4) of Regulation (EEC) No 574/72

Reference period: July 2006

Application period: October, November and December 2006

----
###### Editorial Note on Part 1241

#### Editorial Note:

Nomenclature changes to part 1241 appear at 68 FR 9846, Feb. 28, 2003, and 68 FR 10357, Mar. 5, 2003.

#### § 1241.31 Final order of deportation.

Except as otherwise required by section 242(c) of the Act for the specific purposes of that section, an order of deportation, including an alternate order of deportation coupled with an order of voluntary departure, made by the immigration judge in proceedings under 8 CFR part 1240 shall become final upon dismissal of an appeal by the Board of Immigration Appeals, upon waiver of appeal, or upon expiration of the time allotted for an appeal when no appeal is taken; or, if such an order is issued by the Board or approved by the Board upon certification, it shall be final as of the date of the Board's decision.
### §590z–11. Delegation of powers and duties by Secretary of the Interior

For the purpose of facilitating and simplifying the administration of the Federal reclamation laws (Act of June 17, 1902, 32 Stat. 388, and Acts amendatory thereof or supplementary thereto) and the Act of August 11, 1939 (53 Stat. 1418), as amended [16 U.S.C. 590y et seq.], the Secretary of the Interior is authorized to delegate, from time to time and to the extent and under such regulations as he deems proper, his powers and duties under said laws to the Commissioner of Reclamation, an Assistant Commissioner, or the officer in charge of any office, division, district, or project of the Bureau of Reclamation.

(Dec. 19, 1941, ch. 595, 55 Stat. 842.)

#### **Editorial Notes**

#### References in Text

Act of June 17, 1902, referred to in text, is act June 17, 1902, ch. 1093, 32 Stat. 388, popularly known as the Reclamation Act, which is classified generally to chapter 12 (§371 et seq.) of Title 43, Public Lands. For complete classification of this Act to the Code, see Short Title note set out under section 371 of Title 43 and Tables.

Act of August 11, 1939, referred to in text, is act Aug. 11, 1939, ch. 717, 53 Stat. 1418, which is classified generally to this subchapter. For complete classification of this Act to the Code, see Tables.

#### Codification

This section was not enacted as part of act Aug. 11, 1939, ch. 717, 53 Stat. 1418, which comprises this subchapter.

#### **Executive Documents**

#### Transfer of Functions

For transfer of functions of other officers, employees, and agencies of Department of the Interior, with certain exceptions, to Secretary of the Interior, with power to delegate, see Reorg. Plan No. 3 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3174, 64 Stat. 1262, set out in the Appendix to Title 5, Government Organization and Employees.
EXHIBIT 32.2
 
 
 CERTIFICATION PURSUANT TO 18 U.S.C. (S) 1350
 
 (ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002)
 
 
 In connection with the annual report of Illinois Power Company (the "Company") on Form 10-K for the year ended December 31, 2003 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Nick J. Caruso, Executive Vice President and Chief Financial Officer of the Company, hereby certify as of the date hereof, solely for purposes of Title 18, Chapter 63, Section 1350 of the United States Code, that to the best of my knowledge:
 
 
 (1)
the Report fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934, and(2)
the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated.
 
 
 
 
 Date: March 12, 2004
/s/
Nick J. CarusoNick J. CarusoExecutive Vice President and Chief Financial Officer
 
 
 
 A signed original of this written statement required by Section 906 has been provided to Illinois Power Company and will be retained by Illinois Power Company and furnished to the Securities and Exchange Commission or its staff upon request.
<PAGE>


                 NOT VALID UNLESS COUNTERSIGNED BY TRANSFER AGENT
               INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

      NUMBER                 HELVETIA ACQUISITION                  SHARES

      [SEAL]                      CORPORATION                      [SEAL]

         AUTHORIZED COMMON STOCK: 20,000,000 SHARES - PAR VALUE: $.001



THIS CERTIFIES THAT



IS THE RECORD HOLDER OF


            SHARES OF HELVETIA ACQUISITION CORPORATION COMMON STOCK

transferable on the books of the Corporation in person or by duly authorized
attorney upon surrender of this Certificate properly endorsed.  This
Certificate is not valid until countersigned by the Transfer Agent and
registered by the Registrar.


          WITNESS THE FACSIMILE SEAL OF THE CORPORATION AND THE FACSIMILE
SIGNATURES OF ITS DULY AUTHORIZED OFFICERS.

DATED:


  /s/ Candace Beaver                                      /s/ Kevin DeVito
----------------------              [SEAL]             -----------------------
      SECRETARY                                        CHIEF EXECUTIVE OFFICER
# C_2011269EN.01003902.xml

| 10.9.2011 | EN | Official Journal of the European Union | C 269/39 |
| --- | --- | --- | --- |

10.9.2011

EN

Official Journal of the European Union

C 269/39

---

Order of the President of the Court of 6 July 2011 (reference for a preliminary ruling from the Tribunale di Milano (Italy)) — Procura della Repubblica v Assane Samb

(Case C-43/11) (1)

1

2011/C 269/83

Language of the case: Italian

The President of the Court has ordered that the case be removed from the register.

---

(1)  OJ C 113, 9.4.2011.

1

---
### §822. Reservation of right to alter or repeal chapter

The right to alter, amend, or repeal this chapter is expressly reserved; but no such alteration, amendment, or repeal shall affect any license theretofore issued under the provisions of this chapter or the rights of any licensee thereunder.

(June 10, 1920, ch. 285, pt. I, §28, 41 Stat. 1077; renumbered pt. I, Aug. 26, 1935, ch. 687, title II, §212, 49 Stat. 847.)