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# Equity Market Structure Advisory Committee — Agenda for October 27, 2015, Meeting

| 9:30 a.m.  | Welcoming Remarks by Chair White and Commissioners; Director of Trading and Markets, Stephen Luparello- Formation of Subcommittees                                                                                                                                                                                                                           |
|------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 10:00 a.m. | Presentation on Rule 610 by SEC staff                                                                                                                                                                                                                                                                                                                          |
| 10:15 a.m. | Presentation and Q&A on Rule 610- Robert Battalio, Professor of Finance, University of Notre Dame
- Michael Buek, Principal, The Vanguard Group Inc.
- Thomas Farley, President, NYSE Group
- Larry Harris, Professor of Finance & Business Economics, USC Marshall School of Business
- Matt Lyons, Senior V.P. & Global Trading Manager, The Capital Group |
| 11:30 a.m. | Committee Discussion of Rule 610                                                                                                                                                                                                                                                                                                                               |
| 12:30 p.m. | Lunch/Administrative Session                                                                                                                                                                                                                                                                                                                                   |
| 1:30 p.m.  | Presentation on Regulatory Structure of Trading Venues by SEC staff                                                                                                                                                                                                                                                                                            |
| 1:45 p.m.  | Presentation and Q&A on Regulatory Structure of Trading Venues- John Kerin, CEO & President, Chicago Stock Exchange
- Brett Redfearn, Head of Market Structure Strategy, J.P. Morgan
- Andrew Silverman, Managing Director & Global Co-Head of Electronic Trading, Morgan Stanley
- Thomas Wittman, Executive VP & Global Head of Equities, NASDAQ OMX       |
| 2:45 p.m.  | Committee Discussion on Regulatory Structure of Trading Venues                                                                                                                                                                                                                                                                                                 |
| 3:45 p.m.  | Discussion of Recent Market Volatility                                                                                                                                                                                                                                                                                                                         |
| 4:15 p.m.  | Discussion of Next Steps                                                                                                                                                                                                                                                                                                                                       |
| 4:30 p.m.  | Adjournment                                                                                                                                                                                                                                                                                                                                                    |

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Modified: October 20, 2015

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