alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 88430 / March 19, 2020

ADMINISTRATIVE PROCEEDING

File No. 3-17956

In the Matter of

MagnaChip Semiconductor 

Corporation, and Margaret HyeRyoung Sakai, CPA,

Respondents.

:

:

:

:

:

:

:

:

ORDER APPOINTING 

FUND ADMINISTRATOR 

AND SETTING BOND 

AMOUNT

On May 1, 2017, the Commission issued an Order Instituting Public Administrative and 

Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C 

and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission’s Rules of 

Practice, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders

(“Order”)1against MagnaChip Semiconductor Corporation and Margaret Hye-Ryoung Sakai, 

CPA (the “Respondents”). In the Order, the Commission found that from mid-2011 to 

December 2013, the Respondents violated the antifraud, books and records and internal control 

provisions of the federal securities laws, in connection with a scheme involving improper and 

fraudulent accounting practices intended to artificially inflate revenue and meet gross margin 

targets it had previously announced to the public. As a result of these violations, MagnaChip’s 

public filings from mid-2011 through 2015 were incorrect. 

The Commission ordered the Respondents to pay a total of $3,135,000.00 in civil money 

penalties to the Commission. The Commission also created a Fair Fund, pursuant to Section 

 

1

 Securities Act Rel. No. 10352 (May 1, 2017).
2

308(a) of the Sarbanes-Oxley Act of 2002, so the penalties can be distributed to harmed investors 

(the “Fair Fund”). The Fair Fund includes the $3,134,999.99 paid by the Respondents. 

The Division of Enforcement now seeks the appointment of Strategic Claims Systems, 

Inc. (“SCS”) as the fund administrator and requests that the administrator’s bond be set at 

$3,134,999.99. SCS is not a member of the Commission’s approved pool of administrators. 

However, appointing SCS will produce significant economies of time and expense because SCS 

served as the class administrator in the related class action arising out of the same conduct,

similar time period, and with the substantially same victims.

Accordingly, IT IS HEREBY ORDERED that SCS is appointed as the fund 

administrator, pursuant to Rule 1105(a) of the Commission’s Rules of Fair Fund and 

Disgorgement Plans (“Commission’s Rules”),2and shall obtain a bond in accordance with Rule 

1105(c) of the Commission’s Rules3in the amount of $3,134,999.99.

By the Commission.

Vanessa A. Countryman

Secretary 

 

2

 17 C.F.R. § 201.1105(a).

3

 17 C.F.R. § 201.1105(c).
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Mar 28 2019 /s/ Kevin R. Huennekens

Mar 29 2019

Case 18-35910-KRH Doc 25 Filed 03/29/19 Entered 03/29/19 10:13:21 Desc Main

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Case 18-35910-KRH Doc 25 Filed 03/29/19 Entered 03/29/19 10:13:21 Desc Main

Document Page 2 of 2
UNITED STATES BANKRUPTCY COURT

EASTERN DISTRICT OF VIRGINIA

RICHMOND DIVISION

RE: Marita Capehart Wilton Case No. 18-32293

DIRECTIVE FOR VOLUNTARY PAYMENTS BY DEBTOR

The debtors having filed a petition under Chapter 13, title 11 U.S.C. or converted this case

from Chapter 7;

IT IS DIRECTED;

That commencing immediately and continuing on the 3 0 t h d a y of each and every month

thereafter until further Directive from the Trustee, the debtor(s) shall pay to SUZANNE E. WADE,

TRUSTEE, P.O. BOX 983, Memphis Tennessee 38101-0983, the sum of $295.00 per month.

THIS DIRECTIVE IS ENTERED PURSUANT TO GENERAL ORDER NO. 04-1 OF THE

UNITED STATES BANKRUPTCY COURT.

Dated: June 18, 2018

/S/Suzanne E. Wade

Suzanne E. Wade, Trustee

Eastern District of Virginia, Richmond Division

The Trustee does hereby certify that a copy of this Directive was mailed to the debtor(s) on

the date above written.

/S/Suzanne E. Wade

Suzanne E. Wade, Trustee

Case 18-32293-KLP Doc 12 Filed 06/18/18 Entered 06/18/18 09:50:40 Desc 

 Page 1 of 1
<PAGE>   1
Exhibit 3(iv)
Amendment to Articles of Incorporation
--------------------------------------------------------------------------------

                     AMENDMENT TO ARTICLES OF INCORPORATION
                                       OF
                   DAC TECHNOLOGIES GROUP INTERNATIONAL, INC.


1.       The name of the corporation is:

                   DAC TECHNOLOGIES GROUP INTERNATIONAL, INC.

2.       ARTICLE III OF THE COMPANY'S ARTICLES OF INCORPORATION ARE HEREBY
         AMENDED AS FOLLOWS:

                                   ARTICLE III

         The aggregate number of shares of common stock this Corporation shall
         have the authorization to issue shall be 50,000,000 shares, $.001 par
         value. The aggregate number of preferred shares this Corporation shall
         have the authority to issue shall be 10,000,000 shares, $.001 par
         value, the rights, preferences and face value of which are to be
         designated by the Corporation's Board of Directors.

3.       Date of Amendment Adoption - November 15, 2000.

4.       Shareholder Approval. By written consent, the votes cast were
         sufficient for approval of the amendments.

5.       All other terms of the Articles of Incorporation are hereby ratified in
         their entirety.

         IN WITNESS WHEREOF, the undersigned has executed this Amendment to the
Articles of Incorporation this 13 day of August, 2001.

                                     DAC TECHNOLOGIES GROUP INTERNATIONAL, INC.

                                     By: /s/ James R. Pledger
                                         --------------------------------------
                                         James R. Pledger,
                                         Chairman and Chief Executive Officer


<PAGE>   2

Exhibit 3(iv)
Amendment to Articles of Incorporation
--------------------------------------------------------------------------------




STATE OF ARKANSAS                   )
                                    ) SS:
COUNTY OF PULASKI                   )

         Before me, a notary public, authorized to take acknowledgments in the
State and County set forth above personally appeared, to me personally known,
who executed the foregoing Amendment to the Articles of Incorporation and that
he acknowledged before me that he executed this Amendment, and who did not take
an oath.

         In witness where of I have hereunto set my hand and affixed my official
seal in the State and County aforesaid on August 13, 2001.


                                                   /s/ KIMBERLY TALLEY
                                                   -----------------------------
                                                   Notary Public

Type/Printed Name of Notary Public:

KIMBERLY TALLEY
--------------------------------------
My Commission Expires:


-------------------------------
### §825n. Forfeiture for violations; recovery; applicability

#### (a) Forfeiture

Any licensee or public utility which willfully fails, within the time prescribed by the Commission, to comply with any order of the Commission, to file any report required under this chapter or any rule or regulation of the Commission thereunder, to submit any information or document required by the Commission in the course of an investigation conducted under this chapter, or to appear by an officer or agent at any hearing or investigation in response to a subpena issued under this chapter, shall forfeit to the United States an amount not exceeding $1,000 to be fixed by the Commission after notice and opportunity for hearing. The imposition or payment of any such forfeiture shall not bar or affect any penalty prescribed in this chapter but such forfeiture shall be in addition to any such penalty.

#### (b) Recovery

The forfeitures provided for in this chapter shall be payable into the Treasury of the United States and shall be recoverable in a civil suit in the name of the United States, brought in the district where the person is an inhabitant or has his principal place of business, or if a licensee or public utility, in any district in which such licensee or public utility transacts business. It shall be the duty of the various United States attorneys, under the direction of the Attorney General of the United States, to prosecute for the recovery of forfeitures under this chapter. The costs and expenses of such prosecution shall be paid from the appropriations for the expenses of the courts of the United States.

#### (c) Applicability

This section shall not apply in the case of any provision of section 824j, 824k, 824l, or 824m of this title or any rule or order issued under any such provision.

(June 10, 1920, ch. 285, pt. III, §315, as added Aug. 26, 1935, ch. 687, title II, §213, 49 Stat. 861; amended June 25, 1948, ch. 646, §1, 62 Stat. 909; Pub. L. 102–486, title VII, §725(a), Oct. 24, 1992, 106 Stat. 2920; Pub. L. 109–58, title XII, §1295(d), Aug. 8, 2005, 119 Stat. 985.)

#### **Editorial Notes**

#### Amendments

2005—Subsec. (c). Pub. L. 109–58 substituted "This section" for "This subsection".

1992—Subsec. (c). Pub. L. 102–486 added subsec. (c).

#### **Statutory Notes and Related Subsidiaries**

#### Change of Name

Act June 25, 1948, eff. Sept. 1, 1948, substituted "United States attorney" for "district attorney". See section 541 of Title 28, Judiciary and Judicial Procedure.

#### State Authorities; Construction

Nothing in amendment by Pub. L. 102–486 to be construed as affecting or intending to affect, or in any way to interfere with, authority of any State or local government relating to environmental protection or siting of facilities, see section 731 of Pub. L. 102–486, set out as a note under section 796 of this title.
Exhibit 10.1


On May 23, 2005, the Company's Board of Directors  designated Suzette R. Junier,
Senior Vice President/IS  Director & Operations  Administrator.  The base salary
for Ms.  Junier  is  $90,000  per year,  subject  to  annual  adjustments  to be
determined by the Board of Directors in its sole discretion.  Ms. Junier will be
eligible  to receive  additional  compensation  under the terms of an  incentive
compensation  plan  adopted  by the  Board of  Directors,  participation  in the
Company's  401(k) Plan, paid time off in accordance with the Company's  Employee
Handbook, and reimbursement of reasonable business expenses.
```

[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[H.R. 4908 Introduced in House (IH)]

<DOC>

116th CONGRESS
  1st Session
                                H. R. 4908

To amend title 38, United States Code, to prohibit the collection of a 
   health care copayment by the Secretary of Veterans Affairs from a 
              veteran who is a member of an Indian tribe.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                            October 29, 2019

Mr. Gallego (for himself, Mr. Cook, Ms. Haaland, Mr. Cole, Mr. Khanna, 
and Mr. Grijalva) introduced the following bill; which was referred to 
                   the Committee on Veterans' Affairs

_______________________________________________________________________

                                 A BILL

 
To amend title 38, United States Code, to prohibit the collection of a 
   health care copayment by the Secretary of Veterans Affairs from a 
              veteran who is a member of an Indian tribe.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Native American Veteran Parity in 
Access to Care Today Act'' or ``Native American PACT Act''.

SEC. 2. PROHIBITION ON COLLECTION OF A HEALTH CARE COPAYMENT BY THE 
              SECRETARY OF VETERANS AFFAIRS FROM A VETERAN WHO IS A 
              MEMBER OF AN INDIAN TRIBE.

    (a) In General.--Section 1730A of title 38, United States Code, is 
amended--
            (1) in the heading, by striking ``catastrophically 
        disabled'' and inserting ``certain'';
            (2) by inserting ``(a) Prohibition.--'' before 
        ``Notwithstanding'';
            (3) by striking ``a veteran who is catastrophically 
        disabled, as defined by the Secretary,'' and inserting ``a 
        covered veteran''; and
            (4) by adding at the end the following new subsection:
    ``(b) Covered Veteran Defined.--In this section, the term `covered 
veteran' means a veteran who--
            ``(1) is catastrophically disabled, as defined by the 
        Secretary; or
            ``(2) is an Indian or urban Indian, as those terms are 
        defined in section 4 of the Indian Health Care Improvement Act 
        (Public Law 94-437; 25 U.S.C. 1603).''.
    (b) Technical Amendment.--The table of sections at the beginning of 
chapter 17 of such title is amended by striking the item relating to 
section 1730A and inserting the following:

``1730A. Prohibition on collection of copayments from certain 
                            veterans.''.
                                 <all>
```
§ 222.62 How are local educational agencies determined eligible under section 8003(b)(2)? ( a ) An applicant that wishes to be considered to receive a heavily impacted payment must submit the required information indicating tax rate eligibility under §§ 222.63 or 222.64 with the annual section 7003 Impact Aid application. Final LEA tax rate eligibility must be verified by the SEA under the process described in § 222.73.
( b ) An LEA that is eligible to apply for a “continuing” heavily impacted payment under section 8003(b)(2)(B) is one that received a heavily impacted LEA payment for fiscal year 2000 and that meets eligibility requirements specified in § 222.63.
( c ) An LEA that is eligible to apply for a “new” heavily impacted payment under section 8003(b)(2)(C) is one that did not receive see above and throughout the section for fiscal year 2000 and that meets eligibility requirements specified in § 222.64 for two consecutive application years.
(Authority: 20 U.S.C. 7703(b)(2))
[80 FR 33166, June 11, 2015, as amended at 81 FR 64743, Sept. 20, 2016]
### §715c. Areas recommended for approval; character

The Secretary of the Interior may not recommend any area for purchase or rental under the terms of this subchapter unless the Secretary of the Interior—

(1) has determined that such area is necessary for the conservation of migratory birds; and

(2) has consulted with the county or other unit of local government in which such area is located and with the Governor of the State concerned or the appropriate State agency.

(Feb. 18, 1929, ch. 257, §4, 45 Stat. 1223; 1939 Reorg. Plan No. II, §4(f), eff. July 1, 1939, 4 F.R. 2731, 53 Stat. 1433; Pub. L. 89–669, §7(a), Oct. 15, 1966, 80 Stat. 929; Pub. L. 95–552, §2, Oct. 30, 1978, 92 Stat. 2071.)

#### **Editorial Notes**

#### Amendments

1978—Pub. L. 95–552 substituted "may not recommend any area" for "shall recommend no area", incorporated existing provision in item (1) and added item (2).

1966—Pub. L. 89–669 struck out "game" from "migratory game birds".

#### **Executive Documents**

#### Transfer of Functions

Transfer of functions of Secretary of Agriculture to Secretary of the Interior by Reorg. Plan No. II of 1939, see Transfer of Functions note set out under section 715a of this title.
### §8014. Expansion of existing mechanisms to combat IUU fishing

#### (a) Mechanisms to combat IUU fishing

The Secretary of State, the Administrator of the United States Agency for International Development, the Secretary of the Department in which the Coast Guard is operating when it is not operating as a service in the Department of the Navy, the Secretary of Defense, the Secretary of Commerce, the Attorney General, and the heads of other appropriate Federal agencies shall assess opportunities to combat IUU fishing by expanding, as appropriate, the use of the following mechanisms:

(1) Including counter-IUU fishing in existing shiprider agreements in which the United States is a party.

(2) Entering into shiprider agreements that include counter-IUU fishing with priority flag states and countries in priority regions with which the United States does not already have such an agreement.

(3) Including counter-IUU fishing as part of the mission of the Combined Maritime Forces.

(4) Including counter-IUU fishing exercises in the annual at-sea exercises conducted by the Department of Defense, in coordination with the United States Coast Guard.

(5) Creating partnerships similar to the Oceania Maritime Security Initiative and the Africa Maritime Law Enforcement Partnership in other priority regions.

#### (b) Information sharing

The Director of National Intelligence, in conjunction with other agencies, as appropriate, shall develop an enterprise approach to appropriately share information and data within the United States Government or with other countries or nongovernmental organizations, or the private sector, as appropriate, on IUU fishing and other connected transnational organized illegal activity occurring in priority regions and elsewhere, including big data analytics and machine learning.

(Pub. L. 116–92, div. C, title XXXV, §3544, Dec. 20, 2019, 133 Stat. 2003.)
### §552a. Restoration of withdrawn national forest lands to appropriation

The President, upon recommendation of the Secretaries of the Interior and Agriculture, may, by Executive order, when in his judgment the public interest would best be served thereby and after reasonable notice has been given through the Department of the Interior, restore any reserved national-forest lands covered by a cooperative agreement with the Secretary of Agriculture for the protection of a watershed within a national forest from which water is secured, to appropriation under any applicable public-lands law.

(May 28, 1940, ch. 220, §1, 54 Stat. 224; Pub. L. 94–579, title VII, §704(a), Oct. 21, 1976, 90 Stat. 2792.)

#### **Editorial Notes**

#### Codification

The words "restore any of the lands so withdrawn" have been changed to "restore any reserved national-forest lands covered by a cooperative agreement with the Secretary of Agriculture for the protection of a watershed within a national forest from which water is secured" to reflect the change made by Pub. L. 94–579. See 1976 Amendment note below.

#### Amendments

1976—Pub. L. 94–579 struck out everything preceding second proviso which read: "Whenever a municipality obtains its water supply from a national forest and has entered into a cooperative agreement with the Secretary of Agriculture for the protection of the watershed within the national forest from which the water is secured, the President of the United States may, and he is, authorized, upon application by said municipality, and endorsed by the governing board of the county or counties in which the lands concerned are located and approved by the Secretaries of Agriculture and the Interior, to reserve and set aside from all forms of location, entry, or appropriation any national-forest lands, which are covered by such cooperative agreement, subject, however, to valid, existing rights and claims, and such reservation shall remain in force until revoked by the President or by an Act of Congress: Provided, That nothing herein shall affect the power of the Secretary of the Interior to withdraw and utilize withdrawn lands under the Federal reclamation laws".

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date of 1976 Amendment

Section 704(a) of Pub. L. 94–579 provided in part that this section is amended effective on and after Oct. 21, 1976.

#### Savings Provision

Amendment by Pub. L. 94–579 not to be construed as terminating any valid lease, permit, patent, etc., existing on Oct. 21, 1976, see note set out under section 1701 of Title 43, Public Lands.
EDUCACIÓN Y ENTRENAMIENTO

MONTGOMERY GI BILL – RESERVA SELECCIONADA

Las discapacidades determinadas por VA relacionadas a su servicio militar, pueden conducir a una compensación 

mensual libre de impuestos, inscribiéndose en el 

Sistema de atención de salud de VA, a 10 puntos de preferencia de contratación para el empleo federal y otros 

importantes beneficios. Pregunte a su VA 

Representante o representante de la Organización de Servicios de Veteranos acerca de su Compensación por 

Discapacidad, Pensión, Cuidado de Salud, Programa 

de Cuidador, Servicios de Carrera, Asistencia para la Educación, Garantía de Préstamos para Vivienda, Seguros y/o 

Beneficios para Dependientes y Sobrevivientes.

QUÉ ES EL MONTGOMERY GI BILL – RESERVA SELECCIONADA

(CAPÍTULO 1606)?

El Montgomery GI Bill – Reserva Seleccionada es un programa de educación que provee hasta 36 

meses de beneficios de educación a miembros de la Reserva Seleccionada. Esto incluye al Ejército, la 

Armada, Fuerza Aérea, Infantería de Marina, y Reservas de la Guardia Costera, tanto como la Guardia 

Nacional de Ejército y la Guardia Nacional Aérea. 

Un reservista elegible puede obtener beneficios de educación mientras que esté en un programa de 

entrenamiento aprobado por VA. Para información acerca de los tipos de entrenamiento disponibles, 

por favor pulse en este enlace VA's WEAMS Institution Search Tool para buscar los Programas de 

Educación y Entrenamiento Laboral aprobados. 

QUIÉN ES ELEGIBLE?

Usted puede ser considerado un reservista elegible o miembro de la Guardia Nacional si:

• Después de Junio 30, 1985, usted firmó una obligación por 6 años para servir en la Reserva 

Selectiva, Y

• Ha completado su Servicio Activo Inicial de Entrenamiento (IADT por sus siglas en inglés), Y

• Usted obtuvo su Diploma de Escuela Secundaria o GED antes de completar su IADT, Y

• Usted está en una buena posición en una unidad de perforación de la Reserva Seleccionada.

Los beneficios generalmente terminan 14 años a partir de la fecha que usted comenzó a ser elegible o 

cuando usted salió de las Reservas Seleccionadas. Su período de elegibilidad puede ser extendido si 

usted no pudo entrenar debido a una discapacidad relacionada con el servicio. 
Servicio de Educación – Febrero 2015 

CUÁNTO PAGA VA?

El beneficio mensual pagado a usted está basado en el tipo de entrenamiento. Si usted está 

atendiendo escuela, su pago está basado en su tiempo de entrenamiento (esto es tiempo completo, 

medio tiempo, etc). Para la Pensión de Asistencia de Educación, por favor vea current rate tables.

CÓMO PUEDE USTED APLICAR?

Una vez que usted encuentre un programa de entrenamiento aprobado por VA usted puede aplicar en 

línea.

Para más información, llame al número de teléfono gratuito 1-888-442-4551 (1-888-GI BILL 1) o 

visite el GI Bill sitio web.