alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

BEFORE THE

SECURITIES AND EXCHANGE COMMISSION

INVESTMENT COMPANY ACT OF 1940

Release No. 34980 / August 1, 2023

In the Matter of

MORNINGSTAR FUNDS TRUST

MORNINGSTAR INVESTMENT MANAGEMENT LLC

22 W. Washington Street

Chicago, Ilinois 60602

(812-15460)

ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940 

GRANTING AN EXEMPTION FROM SECTION 15(c) OF THE ACT

Morningstar Funds Trust and Morningstar Investment Management LLC, filed an 

application on April 27, 2023, and amendments on June 23, 2023 and June 28, 2023, requesting 

an order under section 6(c) of the Investment Company Act of 1940 (the “Act”) granting an 

exemption from section 15(c) of the Act. The order permits a Trust’s board of trustees (the 

“Board”) to approve new sub-advisory agreements and material amendments to existing subadvisory agreements without complying with the in-person meeting requirement of Section 15(c) 

of the Act.

On July 6, 2023, a notice of the filing of the application was issued (Investment Company

Act Release No. 34958). The notice gave interested persons an opportunity to request a hearing

and stated that an order disposing of the application would be issued unless a hearing was

ordered. No request for a hearing has been filed, and the Commission has not ordered a hearing.

The matter has been considered and it is found, on the basis of the information set forth in the 

application, that granting the requested exemption is appropriate in the public interest and 

consistent with the protection of investors and the purposes fairly intended by the policy and 

provisions of the Act. 

Accordingly, in the matter of Morningstar Funds Trust and Morningstar Investment Management 

LLC (File No. 812-15460),
2

IT IS ORDERED, under section 6(c) of the Act, that the relief requested by Morningstar Funds 

Trust and Morningstar Investment Management LLC (File No. 812-15460) is granted, effective 

immediately, subject to the conditions contained in the application, as amended.

For the Commission, by the Division of Investment Management, under delegated authority.

Sherry R. Haywood,

Assistant Secretary.
### §460x–13. Certificate of Secretary to interested person indicating prohibition from acquiring particular property by condemnation; contents

The Secretary shall furnish to any interested person requesting the same a certificate indicating, with respect to any property which the Secretary has been prohibited from acquiring by condemnation in accordance with provisions of this subchapter, that such authority is prohibited and the reasons therefor.

(Pub. L. 91–479, §14, Oct. 21, 1970, 84 Stat. 1080.)
<PAGE>

                                                                    Exhibit 13.2

             CERTIFICATION OF CHIEF FINANCIAL OFFICER OR EQUIVALENT
                       PURSUANT TO 18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

The certification set forth below is being submitted in connection with Hitachi,
Ltd.'s Form 20-F annual report for the fiscal year ended March 31, 2003 (the
"Report") pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934, as amended (the "Exchange Act") for the purpose of complying with Rule
13a-14(b) or Rule 15d-14(b) of the Exchange Act and Section 1350 of Chapter 63
of Title 18 of the United States Code.

Yoshiki Yagi, Executive Vice President and Executive Officer of the Company,
certifies that, to the best of his knowledge:

   (1) The Report fully complies with the requirements of Section 13(a) or 15(d)
of the Exchange Act; and

   (2) The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of Hitachi, Ltd.

Date: September 30, 2003          /s/ Yoshiki Yagi
                                  ----------------------------------------------
                                  Yoshiki Yagi
                                  Executive Vice President and Executive Officer
### §4905. List of approved species

#### (a) Listing

#### (1) In general

One year after October 23, 1992, and periodically thereafter, the Secretary shall, after notice and an opportunity for public comment, publish in the Federal Register a list of species of exotic birds that are listed in an Appendix to the Convention and that are not subject to a prohibition or suspension of importation otherwise applicable under section 4904(a), (b), or (c) of this title.

#### (2) Manner of listing

The Secretary shall list a species under paragraph (1) with respect to—

(A) the countries of origin from which the species may be imported; and

(B) if appropriate, the qualifying facilities in those countries from which the species may be imported.

#### (3) Bases for determinations

In making a determination required under this subsection, the Secretary shall—

(A) use the best scientific information available; and

(B) consider the adequacy of regulatory and enforcement mechanisms in all countries of origin for the species, including such mechanisms for control of illegal trade.

#### (b) Captive bred species

The Secretary shall include a species of exotic birds in the list under subsection (a) if the Secretary determines that—

(1) the species is regularly bred in captivity and no wild-caught birds of the species are in trade; or

(2) the species is bred in a qualifying facility.

#### (c) Non-captive bred species

The Secretary shall include in the list under subsection (a) a species of exotic birds that is listed in an Appendix to the Convention if the Secretary finds the Convention is being effectively implemented with respect to that species because of each of the following:

(1) Each country of origin for which the species is listed is effectively implementing the Convention, particularly with respect to—

(A) the establishment of a scientific authority or other equivalent authority;

(B) the requirements of Article IV of the Convention with respect to that species; and

(C) remedial measures recommended by the Parties to the Convention with respect to that species.

(2) A scientifically-based management plan for the species has been developed which—

(A) provides for the conservation of the species and its habitat and includes incentives for conservation;

(B) ensures that the use of the species is biologically sustainable and maintained throughout the range of the species in the country to which the plan applies at a level that is consistent with the role of the species in the ecosystem and is well above the level at which the species might become threatened with extinction; and

(C) addresses factors relevant to the conservation of the species, including illegal trade, domestic trade, subsistence use, disease, and habitat loss.

(3) The management plan is implemented and enforced.

(4) The methods of capture, transport, and maintenance of the species minimizes the risk of injury or damage to health, including inhumane treatment.

(Pub. L. 102–440, title I, §106, Oct. 23, 1992, 106 Stat. 2227.)
Exhibit 32.1

CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of PremierWest Bancorp (the Company) on Form 10-Q for the quarter ending September 30, 2006, as filed with the Securities and Exchange
Commission on the date hereof (the Report), I, John L. Anhorn, the Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,
that:

|1. | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and                                                       
|-- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------
|  
|2. | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company for the period certified.
|  

This certification is being furnished solely to comply with the requirements of 18 U.S.C. Section 1350, and shall not be incorporated by reference into any of the Companys filings under
the Securities Act of 1933 or the Securities Exchange Act of 1934, or otherwise be deemed to be filed as part of the Report or under such Acts.

|Date: October 30, 2006 |  | /s/ JOHN L. ANHORN     
|---------------------- |  | -----------------------
|                       |  | John L. Anhorn         
|                       |  | Chief Executive Officer
Exhibit 32.1

CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the quarterly report of PremierWest Bancorp (the Company) on Form 10-Q for the quarter ending September 30, 2009, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, James M. Ford, the President & Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

| | 1. | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and                                                       
| | -- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------
| | 2. | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company for the period certified.

This certification is being furnished solely to comply with the requirements of 18 U.S.C. Section 1350, and shall not be incorporated by reference into any of the Companys filings under the Securities Act of 1933 or the Securities Exchange Act of 1934, or otherwise be deemed to be filed as part of the Report or under such Acts.

Date:
November 3, 2009

/s/ James M. FordJames M. FordPresident & Chief Executive Officer

---
#### § 241.30 Proceedings commenced prior to April 1, 1997.

Subpart C of 8 CFR part 241 applies to deportation proceedings commenced prior to April 1, 1997. All references to the Act contained in this subpart are references to the Act in effect prior to April 1, 1997.
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### §460ff–2. Land acquisition plan

#### (a) Submission to Congressional committees; time; contents

Within one year after December 27, 1974, the Secretary shall submit, in writing, to the Committees on Interior and Insular Affairs and to the Committees on Appropriations of the United States Congress a detailed plan which shall indicate:

(i) the lands and areas which he deems essential to the protection and public enjoyment of this park,

(ii) the lands which he has previously acquired by purchase, donation, exchange, or transfer for the purpose of this park, and

(iii) the annual acquisition program (including the level of funding) which he recommends for the ensuing five fiscal years.

#### (b) Congressional intent for land acquisition completion

It is the express intent of the Congress that the Secretary should substantially complete the land acquisition program contemplated by this subchapter within six years after December 27, 1974.

(Pub. L. 93–555, §3, Dec. 27, 1974, 88 Stat. 1786; Pub. L. 106–291, title I, §149(c)(2), Oct. 11, 2000, 114 Stat. 956.)

#### **Editorial Notes**

#### Amendments

2000—Subsec. (a)(i), (ii). Pub. L. 106–291 substituted "park" for "recreation area".

#### **Statutory Notes and Related Subsidiaries**

#### Change of Name

Committee on Interior and Insular Affairs of the Senate abolished and replaced by Committee on Energy and Natural Resources of the Senate, effective Feb. 11, 1977. See Rule XXV of Standing Rules of the Senate, as amended by Senate Resolution No. 4 (popularly cited as the "Committee System Reorganization Amendments of 1977"), approved Feb. 4, 1977.

Committee on Interior and Insular Affairs of the House of Representatives changed to Committee on Natural Resources of the House of Representatives on Jan. 5, 1993, by House Resolution No. 5, One Hundred Third Congress.
CS 316439-J 04/30/2020

Shiriki ukweli kuhusu COVID-19

Fahamu ukweli kuhusu virusi vya corona (COVID-19) na usaidie kukomesha kusambaa kwa porojo.

UKWELI

1

Mtu yeyote ambaye 

amekamilisha karantini 

ya lazima au ambaye 

amewachiliwa kutoka kwa 

karantini ya hiari hana hatari 

ya kuwaambukiza watu wale 

wengine. 

UKWELI

5

Unaweza kusaidia kukomesha COVID-19 

kwa kuzijua ishara na dalili, ambazo 

zinaweza kujumuisha:

UKWELI

4

Kuna mambo rahisi unayoweza kufanya 

ili kusaidia kujiweka mwenyewe na 

wengineo wakiwa katika afya njema.

UKWELI

2

Magonjwa yanaweza kumfanya 

yeyote kuwa mgonjwa bila 

kujali rangi yao au kabila. 

• Joto jingi

• Kukohoa

• Matatizo ya kupumua

Tafuta msaada wa kimatibabu maramoja ikiwa wewe 

au mtu mwingine unayempenda ana ishara za hitaji la 

msaada wa dharura, ikijumuisha: 

• Kupumua kwa matatizo

• Maumivu na msukumo usioisha kwenye kifua

• Kuchanganyikiwa kupya au kutoweza kuamshwa

• Mdomo au uso wa samawati

Orodha hii haijajumuisha dalili zote. Tafadhali pata ushauri kutoka kwa 

kituo chako cha huduma za afya kuhusu dalili zinginezo ambazo ni 

mbaya zaidi au unazotilia shaka.

Kwa taarifa za hivi punde zaidi, tembelea 

tovuti ya CDC ya 2019 kuhusu ugonjwa wa 

virusi vya Corona.

kwa watu wengi zaidi, hatari ya 

papo hapo ya kuzidiwa zaidi na 

virusi hivi ambavyo husababisha 

COVID-19 inadhaniwa kuwa 

ndogo.

Hofu na woga kuhusu COVID-19 inaweza 

kuwafanya watu kuwahepa au kuwakana 

watu wengine hata ikiwa hawana hatari 

ya kusambaza virusi hivi. 

Watu wazima waliokomaa na watu wa 

umri wowote ambao wana hali zingine 

za kimatibabu zinazowasumbua 

huenda wakawa katika hatari kubwa 

zaidi ya kuzidiwa vibaya na COVID-19.

• Osha mikono yako mara kwa mara kwa maji na 

sabuni kwa angalau sekunde 20, haswa baada ya 

kutoa pumzi kwa kishindo, kukohoa, au kupiga 

chafya; kuenda bafuni; na kabla ya kula au kuandaa 

chakula. 

• Wakati uko kwa umati, vaa kitambaa cha usoni 

ukifunika mapua na mdomo wako.

• Epuka kushika macho yako, pua, na mdomo kwa 

mikono ambayo haijaoshwa.

• Kaa nyumbani unapokuwa mgonjwa.

• Unapokohoa au kupiga chafya, tumia tishu kufunika 

mdomo, kisha utupe tishu hiyo katika jaa la takataka.

UKWELI 

3

cdc.gov/coronavirus
<PAGE>   1
                                  EXHIBIT 10.5

                        AMENDMENT TO EMPLOYMENT AGREEMENT


         THIS AMENDMENT TO EMPLOYMENT AGREEMENT dated as of the 31st day of
December, 1998 by and between GENELINK, INC., a Pennsylvania corporation (the
"Company"), and JOHN R. DEPHILLIPO ("Executive").

                                   BACKGROUND

         The Company and Executive are parties to an Employment Agreement dated
as of February 24, 1998 (the "Original Employment Agreement"), pursuant to which
Executive is employed as president and chief executive officer of the Company.

         The parties hereto desire to amend the Employment Agreement as further
set forth below.

         NOW, THEREFORE, in consideration of the foregoing and the mutual
covenants contained herein, the parties agree as follows:

         1. Amendment to Paragraph 3(d). Paragraph 3(d) of the Original
Employment Agreement is hereby amended to read in its entirety as follows:

         "(d) Repayment of Loans. Executive may pay any loans or advances made
         to him by the Company using cash, Company Shares, options to acquire
         Company Shares, or any combination, by December 31, 2003, unless
         extended by the Company."

         2. Full Force and Effect. Except as expressly amended hereby, the
Original Employment Agreement shall remain valid, binding and in full force and
effect.








                                       1
<PAGE>   2
         IN WITNESS WHEREOF, the parties have executed this Amendment as of the
date first above written.


                                            /s/ John DePhillipo
                                            --------------------------------
                                            JOHN DEPHILLIPO


                                            GENELINK, INC.


                                            By:  /s/ John R. DePhillipo
                                               -----------------------------







                                       2
UNITED STATES BANKRUPTCY COURT

FOR THE EASTERN DISTRICT OF VIRGINIA

Alexandria Division

In re GREGORY F. SCHEIHING :

Debtor : Chapter 11

____________________________________: Case No. 17-12124

MOTION TO DISMISS

COMES NOW, GERGORY F. SCHEIHING, debtor, by counsel, 

and represents to the Court as follows:

1. Debtor filed a petition for an order for relief under Chapter 11 of

the Bankruptcy Code on June 21, 2017, and a Chapter 13 order for relief 

was granted.

2. The debtor filed this case as a Chapter 11 case because he was over 

the Chapter 13 secured debt cap.

3. On September 26, 2017 this Court approved the sale of one of the 

Debtors’ three properties, 10188 Turnberry Place, Oakton, VA 22124; the sale 

of the Turnberry Place property places the Debtor under the Chapter 13 

secured debt cap.

4. Debtor wishes to dismiss his Chapter 11 case so that he may address 

his remaining debt outside of bankruptcy and, if needed, enter in to Chapter 13.

WHEREFORE, debtor prays for and Order dismissing has Chapter 11 

case

Date: January 8, 2019 /s/ Nathan Fisher

Nathan Fisher

Counsel for Debtor - #37161 

3977 Chain Bridge Rd., #2

Fairfax, VA 22042

(703) 691-1642

Case 17-12124-KHK Doc 104 Filed 01/08/19 Entered 01/08/19 23:52:17 Desc Main

 Document Page 1 of 2
CERTIFICATE OF SERVICE

I HEREBY CERTIFY that on this 8th day of January, 2019, I served

the foregoing parties on the attached mailing matrix, via first-class mail,

under Local Rule 4001(a)-1(E)(1), and, also:

Joseph A. Guzinski, Esq.

Office of the United States Trustee

1725 Duke Street, Suite 650

Alexandria, VA 22314

/s/ Nathan Fisher

Nathan Fisher

Case 17-12124-KHK Doc 104 Filed 01/08/19 Entered 01/08/19 23:52:17 Desc Main

 Document Page 2 of 2
Exhibit 32.2



CERTIFICATION PURSUANT TO

18 U.S.C. ss.1350, AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



Solely for the purposes of complying with, and the extent required by 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned certifies, in his capacity as the Chief Financial Officer of BlastGard International, Inc., that, to his knowledge, the Quarterly Report of the company on Form 10-QSB for the period ended June 30, 2007, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in the report fairly presents, in all material respects, the companys financial condition and results of operations.



|                |                        
|--------------- | -----------------------
|August 15, 2007 | /s/ Michael J. Gordon  
|                | Michael J. Gordon      
|                | Chief Financial Officer
“Al no tener tiempo para enfermarnos,

nuestra vacuna anual contra la influenza 

Si usted es mayor de 65 años, la vacuna contrala influenza es la mejor forma de protegerse. http://www.flu.gov

1-800-232-4636

se ha convertido en un hábito   que no queremos romper”.

    -       - Superintendent of Documents
      - 2023-09-02T04:27:09-0400
      - Government Publishing Office, Washington, DC 20401
      - Government Publishing Office
      - Government Publishing Office attests that this document has not been altered since it was disseminated by Government Publishing Office
```

[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[H.R. 4711 Introduced in House (IH)]

<DOC>

116th CONGRESS
  1st Session
                                H. R. 4711

 To amend the Internal Revenue Code of 1986 to deny any deduction for 
                    advertising prescription drugs.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                            October 17, 2019

 Mr. Lipinski introduced the following bill; which was referred to the 
                      Committee on Ways and Means

_______________________________________________________________________

                                 A BILL

 
 To amend the Internal Revenue Code of 1986 to deny any deduction for 
                    advertising prescription drugs.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``No Tax Breaks for Drug Ads Act''.

SEC. 2. DENIAL OF DEDUCTION FOR ADVERTISING PRESCRIPTION DRUGS.

    (a) In General.--Part IX of subchapter B of chapter 1 of the 
Internal Revenue Code of 1986 (relating to items not deductible) is 
amended by adding at the end the following new section:

``SEC. 280I. DENIAL OF DEDUCTION FOR ADVERTISING PRESCRIPTION DRUGS.

    ``(a) In General.--No deduction shall be allowed under this chapter 
with respect to--
            ``(1) any advertisement primarily for purposes of promoting 
        the sale or use of any prescribed drug (as defined in section 
        213(d)(3)), and
            ``(2) any of the following incurred or provided primarily 
        for purposes described in paragraph (1):
                    ``(A) Travel expenses (including meals and 
                lodging).
                    ``(B) Goods or services of a type generally 
                considered to constitute entertainment, amusement, or 
                recreation or the use of a facility in connection with 
                providing such goods and services.
                    ``(C) Gifts.
                    ``(D) Other promotion expenses.
    ``(b) Regulations.--The Secretary shall prescribe such regulations 
as may be necessary to carry out the purposes of this section.''.
    (b) Clerical Amendment.--The table of sections for such part IX is 
amended by adding at the end the following new item:

``Sec. 280I. Denial of deduction for advertising prescription drugs.''.
    (c) Effective Date.--The amendments made by this section shall 
apply to amounts paid or incurred after the date of the enactment of 
this Act in taxable years ending after such date.
                                 <all>
```