alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 81154 / July 17, 2017

ADMINISTRATIVE PROCEEDING

File No. 3-16941

____________________________________

 :

In the Matter of :

 :

Scott A. Doak : ORDER APPOINTING

: TAX ADMINISTRATOR

:

:

Respondent. :

___________________________________ :

By order dated June 30, 2017, the Commission issued the “Omnibus Order Directing the 

Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution 

Funds” (“Omnibus Order”),1authorizing the Secretary to issue orders beginning June 2017 and for 

calendar year 2018 appointing, upon request by the Commission staff, Miller Kaplan Arase LLP, a 

certified public accounting firm, which acquired Damasco & Associates LLP (“Miller Kaplan”), 

with one of their offices located in Half Moon Bay, California, as tax administrator (“Tax 

Administrator”) in administrative proceedings where the distribution fund may incur tax-related 

obligations as a Qualified Settlement Fund (“QSF”) under the Department of the Treasury 

Regulation § 1.468B-1(c). 

On July 12, 2017, the Commission staff requested, pursuant to the Omnibus Order, the 

appointment of Miller Kaplan as the Tax Administrator for the QSF in the above-referenced 

proceeding. 

Accordingly, IT IS ORDERED that Miller Kaplan, pursuant to and in accordance with the 

Omnibus Order, is appointed the Tax Administrator for the QSF in the above-referenced proceeding. 

For the Commission, by its Secretary, pursuant to delegated authority.

Brent J. Fields

Secretary

 

1

 Exchange Act Rel. No. 81057 (June 30, 2017).
#### Henry Palmer and Fannie Shepard, Appellants, v. William J. Driver and Eugene B. Stacy, Individually and as Trustees and Executors, etc., of Emma Rogers, Deceased, and Others, Respondents.

Judgment and order affirmed, with costs. Ho opinion. Jenks, P. J., Thomas, Carr, Stapleton and Putnam, JJ., concurred.
Exhibit 32.1





CERTIFICATION PURSUANT TO


18 U.S.C. ss.1350, AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002





Solely for the purposes of complying with, and the extent required by 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned certifies, in his capacity as the Chief Executive Officer of BlastGard International, Inc., that, to his knowledge, the Quarterly Report of the company on Form 10-Q for the period ended September 30, 2013, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in the report fairly presents, in all material respects, the company’s financial condition and results of operations.





November 14, 2013




/s/ Michael J. GordonMichael J. Gordon, Chief Executive Officer and Chief Financial Officer
#### § 1225.2 Purpose.

The purpose of this part is to specify the steps that States must take to qualify for incentive grant funds in accordance with 23 U.S.C. 163; and the steps that States must take to avoid the withholding of funds as required by Section 351 of Public Law 106-346—Appendix.
### §65. Seizure and forfeiture of guns, traps, teams, horses, etc.

All guns, traps, teams, horses, or means of transportation of every nature or description used by any person or persons within the limits of said parks, or either of them, when engaged in killing, trapping, ensnaring, or capturing such wild beasts, birds, or animals, shall be forfeited to the United States and may be seized by the officers in said parks, or either of them, and held pending prosecution of any person or persons arrested under the charge of violating the provisions of sections 57, 58, and 60 to 65 of this title, and upon conviction such forfeiture shall be adjudicated as a penalty in addition to the other punishment prescribed therein. Such forfeited property shall be disposed of and accounted for by and under the authority of the Secretary of the Interior.

(June 2, 1920, ch. 218, §6, 41 Stat. 733.)
### §47–4. Agreements to effectuate leases

The Secretary of the Interior may enter into agreements with other Federal agencies and with any concessioner or its successor in order to effectuate the purposes of sections 47–2 to 47–6 of this title.

(Pub. L. 90–409, §3, formerly §2, July 21, 1968, 82 Stat. 393; renumbered §3, Pub. L. 99–542, §1(4), Oct. 27, 1986, 100 Stat. 3037.)

#### **Editorial Notes**

#### Codification

Section was classified to section 47–2(b) of this title prior to renumbering by Pub. L. 99–542.
#### Joseph D. Sylvester v. R. H. Macy *&*Co., Inc., Impleaded with Others.

Present — Townley, Untermyer, Dore, Cohn and Callahan, JJ.
EXHIBIT 32

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT BY
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In  connection   with  the  Quarterly   Report  of  Western   Financial
Corporation,  on Form 10-QSB for the period  ending  September 30, 2002 as filed
with the Securities and Exchange  Commission on the date hereof (the  "REPORT"),
the  undersigned,  B. Stephen  Bailey,  Chief  Executive  Officer and  Principal
Accounting Officer of the Company,  certify, pursuant to 18 U.S.C. Section 1350,
as adopted  pursuant to ss. 906 of the  Sarbanes-Oxley  Act of 2002, that to the
best of my knowledge and belief:

         1. The Report fully complies with the requirements of section 13 (a) or
15 (d) of the Securities Exchange Act of 1934; and

         2. The  information  contained in the Report  fairly  presents,  in all
material  respects,  the  financial  condition  and result of  operations of the
Company.


Date: April 19, 2004

/s/ B. Stephen Bailey
B. Stephen Bailey
President
(Principal Executive & Accounting Officer)


A signed  original of this written  statement  required by Section 906, or other
document authenticating, acknowledging, or otherwise adopting the signature that
appears in typed form within the  electronic  version of this written  statement
has been  provided  to the  Company  and will be  retained  by the  Company  and
furnished to the Securities and Exchange Commission or its staff upon request.
#### § 750.711 Structures which have never displayed advertising material.

Structures, including poles, which have never displayed advertising or informative content are subject to control or removal when advertising content visible from the main-traveled way is added or affixed. When this is done, an “outdoor advertising sign” has then been erected which must comply with the State law in effect on that date.
<PAGE>

                                                                     EXHIBIT 4.1
                            VIANET TECHNOLOGIES, INC.
               INCORPORATED UNDER THE LAWS OF THE STATE OF NEVADA

                                                       SEE REVERSE SIDE FOR
                                                        CERTAIN DEFINITIONS
                                                          CUSIP 92553M 10 9

This Certifies That:
is the owner of

  FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK $.001 PAR VALUE EACH OF
                            VIANET TECHNOLOGIES, INC.

transferable on the books of the Corporation in person or by attorney upon
surrender of this certificate duly endorsed or assigned. This certificate and
the shares represented hereby are subject to the laws of the State of Nevada,
and to the Articles of Incorporation and Bylaws of the Corporation, as now or
hereafter amended. This certificate is not valid until countersigned by the
Transfer Agent.

     WITNESS the facsimile seal of the Corporation and the Facsimile signatures
of its duly authorized officers.



Dated:
Secretary
President
Countersigned:
CONTINENTAL STOCK TRANSFER & TRUST COMPANY
Jersey City, NJ
Transfer Agent


Authorized Officer



<PAGE>







The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:

     TEN COM   as tenants in common
     TEN ENT   as tenants by the entireties
     JT TEN    as joint tenants with the right of survivorship  and not as
               tenants in common
     UNIF GIFT MIN ACT    (Cust)      Custodian     (Minor)
               under Uniform Gifts to Minors Act (State)

     Additional abbreviations may also be used though not in the above list.

     For Value received, _________ hereby sell, assign and transfer unto

     PLEASE INSERT SOCIAL SECURITY OR OTHER
     IDENTIFYING NUMBER OF ASSIGNEE

     (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE,
     OF ASSIGNEE)
_________________________ Shares of the stock represented by the within
Certificate, and do hereby irrevocably constitute and appoint
_________________Attorney to transfer the said Shares on the books of the within
named Corporation with full power of substitution in the premises.

Dated:


 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS
WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION
OR ENLARGEMENT OR ANY CHANGE WHATSOEVER.

THE SIGNATURE TO THE ASSIGNMENT MUST CORRESPOND TO THE NAME AS WRITTEN UPON THE
FACE OF THIS CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT
OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST
COMPANY OR A MEMBER FIRM OF AN NATIONAL OR REGIONAL OR OTHER RECOGNIZED STOCK
EXCHANGE IN CONFORMANCE WITH A SIGNATURE GUARANTEE MEDALLION PROGRAM.
### §470aaa–1. Management

#### (a) In general

The Secretary shall manage and protect paleontological resources on Federal land using scientific principles and expertise. The Secretary shall develop appropriate plans for inventory, monitoring, and the scientific and educational use of paleontological resources, in accordance with applicable agency laws, regulations, and policies. These plans shall emphasize interagency coordination and collaborative efforts where possible with non-Federal partners, the scientific community, and the general public.

#### (b) Coordination

To the extent possible, the Secretary of the Interior and the Secretary of Agriculture shall coordinate in the implementation of this chapter.

(Pub. L. 111–11, title VI, §6302, Mar. 30, 2009, 123 Stat. 1173.)
Exhibit


Exhibit  10.38




NORTHFIELD BANK
AMENDMENT TO EMPLOYMENT AGREEMENT


This amendment is made effective as of the 1st day of January, 2016 (the “Effective Date”), by and between Northfield Bank (the “Bank”), a federally-chartered savings bank with its principal offices at 1731 Victory Boulevard, Staten Island, New York 10314-3598, and __________ (“Executive”). 
WHEREAS, the Bank is a wholly-owned subsidiary of Northfield Bancorp, Inc., a stock holding company chartered in the State of Delaware (the “Company”); and 
WHEREAS, Executive and the Bank entered into an employment agreement dated January 1, 2015 (the “Agreement”); and
WHEREAS, the Bank and Executive believe it is in the best interests of the Bank to renew the Agreement in its entirety with the exception of Section 5(a)(ii)(C); 
RESOLVED, Section 5(a)(ii)(C) of the Agreement shall be replaced in its entirety with the following:
“a relocation of Executive’s principal place of employment by more than 35 miles from the corporate office located at 581 Main Street, Woodbridge, New Jersey;”
IN WITNESS WHEREOF the Bank and Executive have signed (or caused to be signed) this Agreement, effective as of January 1, 2016.
Northfield Bank
Attest:


By:                        
		
	Secretary                                                   Title:
	 




Attest:                        Executive


                                                 
		
	Secretary
	Name, Title




Northfield Bancorp, Inc. 
(The Company is executing this Agreement only for purposes of acknowledging the obligations of the Company hereunder.)
Attest:


By:                        
Secretary                    Title:                        


Schedule
The above form of Amendment to Employment Agreement was signed by the following Named Executive Officers of Northfield Bancorp, Inc.:  John W. Alexander, Kenneth J. Doherty, William R. Jacobs, Steven M. Klein, and Michael J. Widmer.
Fourth Court of Appeals

San Antonio, Texas

December 18, 2014

No. 04-14-00596-CV

IN THE MATTER OF T.L.R.,

From the 436th District Court, Bexar County, Texas

Trial Court No. 2014JUV00182

The Honorable Lisa Jarrett, Judge Presiding

ORDER

The designation of the record filed by counsel for appellant requested the court reporter 

to file a transcript of the “complete jury trial.” On December 10, 2014, reporter Holly Dietert 

filed three volumes of reporter’s record in this court. Believing that the appellant record was 

complete upon the filing of the three volumes — the clerk’s record having previously been filed 

— we set a due date of January 9, 2015, for appellant’s brief. 

On December 17, 2014, appellant filed a motion asking the court to recalculate the due 

date for the appellant’s brief. In the motion, appellant contends the reporter’s record is 

incomplete because the reporter failed to file a portion of the record described in the trial court’s 

docket sheet as follows: “Pretrial conference held — motions ruled on — R[espondent] 

admonished.” According to appellant, on December 16, 2014, his counsel requested from the 

court reporter a supplement reporter’s recording including the omitted pretrial conference. 

Based on the foregoing, we GRANT appellant’s motion. We ORDER the court reporter 

to file the missing portion of the reporter’s record in this court on or before January 7, 2015. We 

further ORDER appellant’s brief is due thirty days from the date the supplemental reporter’s 

record is filed. 

We order the clerk of this court to serve a copy of this order on the court reporter and all 

counsel. 

_________________________________

Marialyn Barnard, Justice
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the said 

court on this 18th day of December, 2014.

___________________________________

Keith E. Hottle

Clerk of Court
Exhibit 32

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT BY
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In  connection  with  the  Quarterly  Report  of  Fantastic   Financial
Corporation,  on Form 10-QSB for the period  ending March 31, 2001 as filed with
the Securities and Exchange  Commission on the date hereof (the  "Report"),  the
undersigned, B. Stephen Bailey, Chief Executive Officer and Principal Accounting
Officer of the Company,  certify, pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to ss. 906 of the  Sarbanes-Oxley  Act of 2002,  that to the best of my
knowledge and belief:

         1. The Report fully complies with the requirements of section 13 (a) or
15 (d) of the Securities Exchange Act of 1934; and

         2. The  information  contained in the Report  fairly  presents,  in all
material  respects,  the  financial  condition  and result of  operations of the
Company.


Date: April 19, 2004

/s/ B. Stephen Bailey
B. Stephen Bailey
President
(Principal Executive & Accounting Officer)


A signed  original of this written  statement  required by Section 906, or other
document authenticating, acknowledging, or otherwise adopting the signature that
appears in typed form within the  electronic  version of this written  statement
has been  provided  to the  Company  and will be  retained  by the  Company  and
furnished to the Securities and Exchange Commission or its staff upon request.
### §679. Patents to State of South Dakota of certain lands in Custer State Park; reservation of coal, oil, gas, and other mineral rights

The Secretary of the Interior is authorized and directed to issue to the State of South Dakota patents conveying title, but reserving the minerals therein, to any unpatented lands of the United States held or claimed by virtue of locations made prior to March 3, 1925, under the United States general mining laws, within the Custer State Park, not exceeding a total of two thousand acres, upon payment to the United States of $1.25 per acre therefor, and upon evidence being furnished that all claim, right, title, and interest of such claimants have been transferred to the State or have been abandoned. Patents so issued to the State of South Dakota shall be conditioned upon the lands being used for park purposes, and provide for the reversion of the lands of the United States in the event of failure to so hold and use. The United States reserves all coal, oil, gas, or other minerals in the lands patented under this section with the right, in case any of said patented lands are found by the Secretary of the Interior to be more valuable for the minerals therein than for park purposes, to provide, by special legislation, having due regard for the rights of the State of South Dakota, for the disposition and extraction of the coal, oil, gas or other minerals therein. The provisions of this section are limited to lands lying within the limits of the Custer State Park, within townships 3 and 4 south, range 6 east, and the east one-third of townships 3 and 4 south, range 5 east, Black Hills meridian.

(Mar. 3, 1925, ch. 465, 43 Stat. 1185.)
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 89112 / June 22, 2020

ADMINISTRATIVE PROCEEDING 

File No. 3-18473

In the Matter of

Visium Asset Management, LP,

Respondent.

:

:

:

:

:

:

:

ORDER DIRECTING 

DISBURSEMENT OF FAIR FUND

On March 25, 2019, the Secretary, pursuant to delegated authority, published a Notice of 

Proposed Plan of Distribution and Opportunity for Comment (“Notice”),1pursuant to Rule 1103 

of the Commission’s Rules on Fair Fund and Disgorgement Plans (“Commission’s Rules”).2 

The Notice advised interested persons that they could obtain a copy of the Proposed Plan of 

Distribution (“Proposed Plan”) from the Commission’s public website or by submitting a written 

request to Catherine E. Pappas, Esq., United States Securities and Exchange Commission, One 

Penn Center, 1617 JFK Blvd., Ste. 520, Philadelphia, PA 19103. The Notice also advised that all 

persons desiring to comment on the Proposed Plan could submit their comments, in writing, 

within 30 days of the Notice. The Commission received one substantive comment on the 

Proposed Plan during the comment period. On July 8, 2019, after thorough review and 

substantial consideration, the Commission issued an order approving the Proposed Plan without 

modification,3and posted the approved Plan of Distribution (the “Plan”). 

 

1

 Exchange Act Rel. No. 85403 (Mar. 25, 2019).

2

 17 C.F.R. § 201.1103.

3

 See Order Approving Plan of Distribution, Exchange Act Rel. No. 86330 (July 8, 2019).
The Plan provides for the distribution of the Fair Fund,4

less taxes, fees, and expenses, to 

Eligible Investors as compensation for the Credit Fund’s overpayment of management fees and 

performance fees. Under the Plan, all Eligible Investors will recover 100% of their Eligible Loss 

plus Reasonable Interest. 

In accordance with the Plan, the Fund Administrator has submitted a final payee list to 

the Commission staff with a reasonable assurance letter as to the completeness and accuracy of 

the information contained therein. The Commission staff has reviewed the payment file and 

requests, pursuant to Rule 1101(b)(6) of the Commission’s Rules, 17 C.F.R. § 201.1101(b)(6), 

that the Commission authorize the transfer of $3,390,866.12 from the Fair Fund to the Fair 

Fund’s escrow account at The Huntington National Bank for distribution by the Fund 

Administrator to Eligible Investors in accordance with the Plan. 

Accordingly, it is hereby ORDERED, that Commission staff shall transfer $3,390,866.12

from the Fair Fund to the Fair Fund’s escrow account at The Huntington National Bank, and the 

Fund Administrator shall distribute such monies to Eligible Investors in accordance with the 

Plan.

By the Commission.

Vanessa A. Countryman

Secretary

 

4

 All capitalized terms used herein but not defined shall have the same meanings ascribed to them in the Plan.
#### The Famobrosis Society, Appellant, v. Royal Benefit Society, Respondent, Impleaded with Others.

Order affirmed, with ten dollars costs and disbursements. No opinion. Present — Ingraham, P. J., McLaughlin, Laughlin, Clarke and Scott, JJ.
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

Release No. 65122 / August 12, 2011

ADMINISTRATIVE PROCEEDING

File No. 3-11814 

In the Matter of

COLUMBIA MANAGEMENT 

ADVISORS, INC. and COLUMBIA 

FUNDS

DISTRIBUTOR, INC.

Respondents. 

ORDER DIRECTING 

DISBURSEMENT OF FAIR FUND

On July 19, 2006, the Commission published a notice of the Plan of Distribution (“Plan”) 

proposed by the Division of Enforcement in connection with this proceeding (Exchange Act 

Release No. 54175). The Commission received comments and on April 6, 2007 the Plan was 

approved. (Exchange Act Release No. 55598).

The Plan provides that a Fair Fund consisting of $140,000,000 in disgorgement and civil 

penalties, plus any accrued interest, be transferred to Deutsche Bank to be distributed by the Plan 

Administrator to injured investors according to the methodology set forth in the Plan. The Plan 

provides that the Commission will arrange for distribution of the Fair Fund when a Payment File 

listing the payees with the identification information required to make the distribution has been 

received and accepted. The Payment File for the final Holdback distribution, in the amount of 

$10,915,786.56, as described in the Plan, ¶ 7.8, has been received and accepted.1

 

1 By Order Directing Disbursement of Fair Fund dated June 18, 2007, the Commission ordered the first 

disbursement, composed of $37,761,807.19. See Exchange Act Release No. 55922 (June 18, 2007). By Order 

Directing Disbursement of Fair Fund dated August 7, 2007, the Commission ordered the second disbursement, 

composed of $19,148,806.83. See Exchange Act Release No. 56216 (August 7, 2007). By Order Directing 

Disbursement of Fair Fund dated November 28, 2007, the Commission ordered the third disbursement, 
2

Accordingly, it is ORDERED that the Commission staff shall transfer $6,731,994.53 of 

the Fair Fund to Deutsche Bank and the Plan Administrator shall distribute such monies to 

investors, along with $4,183,792.03 in funds held at Deutsche Bank, as provided for in the Plan 

of Distribution. 

For the Commission, by its Secretary, pursuant to delegated authority. 

 Elizabeth M. Murphy

Secretary

 

composed of $35,649,884.11. See Exchange Act Release No. 56857 (November 28, 2007). By Order Directing 

Disbursement of Fair Fund dated March 3, 2008, the Commission ordered the fourth disbursement, composed of 

$13,966,412.10. See Exchange Act Release No. 57422 (March 3, 2008). By Order Directing Disbursement of 

Fair Fund dated November 13, 2008, the Commission ordered the fifth disbursement, composed of 

$37,674,192.60. See Exchange Act Release No. 58939 (November 13, 2008). By Order Directing Disbursement 

of Fair Fund dated May 6, 2010, the Commission ordered the first Holdback disbursement, composed of 

$19,999,962.62. See Exchange Act Release No. 62058 (May 6, 2010).
§ 48.14 Decision by the Attorney General. ( a ) The Attorney General shall decide, on the basis of the record as constituted in accordance with § 48.13, whether approval is warranted under the Act. In rendering his decision, the Attorney General shall file therewith a statement of his findings and conclusions and the reasons therefor, or where a hearing has been held, he may adopt the findings and conclusions of the administrative law judge.
( b ) Approval of a proposed arrangement by the Attorney General shall not become effective until the tenth day after the filing of the Attorney General's decision as provided in this section.