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## Enforcement

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# Commission Opinions and Adjudicatory Orders

This page features opinions and orders issued by the Commission in connection with its adjudication of administrative proceedings, appeals from initial decisions of ALJs, and appeals from SRO or PCAOB action.

The links below direct you to the docket pages for such adjudicatory proceedings as well as to docket pages for respondents’ requests to vacate bars under Koch v. SEC or Bartko v. SEC. The docket pages contain the Commission opinions and orders as well as significant pleadings for such matters.

                                  - Litigated AP Case Materials (Open)
                                  - Litigated AP Case Materials (Closed)
                                  - Electronic Filings in Administrative Proceedings (eFAP)

                                  - Requests to Vacate (Open)
                                  - Requests to Vacate (Closed)

                                  - Subpoena Form to Produce Documents - Proceeding Before the Commission
                                  - Subpoena Form to Appear and Testify at a Deposition - Proceeding Before the Commission

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