# Official Journal C 242/2016

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 242 |
| | |
| English edition | Information and Notices | Volume 592 July 2016 |

ISSN 1977-091X

Official Journal

of the European Union

C 242

English edition

Information and Notices

Volume 592 July 2016

---

| Notice No | Contents | page |
| --- | --- | --- |
| | I   Resolutions, recommendations and opinions |
| | OPINIONS |
| | European Commission |
| 2016/C 242/01 | Commission Opinion of 22 June 2016 relating to the plan for the disposal of radioactive waste arising from the decommissioning of Units 3 and 4 of the Kozloduy Nuclear Power Station, located in Bulgaria | 1 |

Notice No

Contents

page

I   Resolutions, recommendations and opinions

OPINIONS

European Commission

2016/C 242/01

Commission Opinion of 22 June 2016 relating to the plan for the disposal of radioactive waste arising from the decommissioning of Units 3 and 4 of the Kozloduy Nuclear Power Station, located in Bulgaria

1

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| | II   Information |
| --- | --- |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2016/C 242/02 | Withdrawal of notification of a concentration (Case M.8019 — Advent International/Nuplex Industries) (
  1
  ) | 3 |

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2016/C 242/02

Withdrawal of notification of a concentration (Case M.8019 — Advent International/Nuplex Industries) (
  1
  )

1

3

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| | IV   Notices |
| --- | --- |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | Council |
| 2016/C 242/03 | Notice for the attention of persons subject to the restrictive measures provided for in Council Decision 2013/255/CFSP and in Council Regulation (EU) No 36/2012 concerning restrictive measures in view of the situation in Syria | 4 |
| | European Commission |
| 2016/C 242/04 | Interest rate applied by the European Central Bank to its main refinancing operations: 0,00 % on 1 July 2016 — Euro exchange rates | 5 |
| | Court of Auditors |
| 2016/C 242/05 | Special Report No 16/2016 — EU education objectives: programmes aligned but shortcomings in performance measurement | 6 |
| | NOTICES FROM MEMBER STATES |
| 2016/C 242/06 | Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions | 7 |
| 2016/C 242/07 | Applicable Transport Arrangements in the euro-area Member States — Article 13(5) and countries having signed Monetary Agreements with the EU (Andorra, Monaco, San Marino and the Vatican) — Regulation (EU) No 1214/2011 | 39 |

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

Council

2016/C 242/03

Notice for the attention of persons subject to the restrictive measures provided for in Council Decision 2013/255/CFSP and in Council Regulation (EU) No 36/2012 concerning restrictive measures in view of the situation in Syria

4

European Commission

2016/C 242/04

Interest rate applied by the European Central Bank to its main refinancing operations: 0,00 % on 1 July 2016 — Euro exchange rates

5

Court of Auditors

2016/C 242/05

Special Report No 16/2016 — EU education objectives: programmes aligned but shortcomings in performance measurement

6

NOTICES FROM MEMBER STATES

2016/C 242/06

Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

7

2016/C 242/07

Applicable Transport Arrangements in the euro-area Member States — Article 13(5) and countries having signed Monetary Agreements with the EU (Andorra, Monaco, San Marino and the Vatican) — Regulation (EU) No 1214/2011

39

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| | V   Announcements |
| --- | --- |
| | PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY |
| | European Commission |
| 2016/C 242/08 | Prior notification of a concentration (Case M.8018 — Sony Corporation of America/Sony-ATV Music Publishing) (
  1
  ) | 49 |
| 2016/C 242/09 | Prior notification of a concentration (Case M.8090 — Tencent Holdings Limited/Supercell Oy) — Candidate case for simplified procedure (
  1
  ) | 50 |
| 2016/C 242/10 | Prior notification of a concentration (Case M.8069 — RCL Holdings Coöperatief/Springwater Capital/Royal Caribbean Holdings de España) — Candidate case for simplified procedure (
  1
  ) | 51 |

V   Announcements

PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY

European Commission

2016/C 242/08

Prior notification of a concentration (Case M.8018 — Sony Corporation of America/Sony-ATV Music Publishing) (
  1
  )

1

49

2016/C 242/09

Prior notification of a concentration (Case M.8090 — Tencent Holdings Limited/Supercell Oy) — Candidate case for simplified procedure (
  1
  )

1

50

2016/C 242/10

Prior notification of a concentration (Case M.8069 — RCL Holdings Coöperatief/Springwater Capital/Royal Caribbean Holdings de España) — Candidate case for simplified procedure (
  1
  )

1

51

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| | Corrigenda |
| --- | --- |
| 2016/C 242/11 | Corrigendum to Commission Recommendation of 28 June 2016 on the monitoring of the presence of nickel in feed ( OJ C 235, 29.6.2016 ) | 52 |

Corrigenda

2016/C 242/11

Corrigendum to Commission Recommendation of 28 June 2016 on the monitoring of the presence of nickel in feed ( OJ C 235, 29.6.2016 )

52

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| | |
| --- | --- |
| | (1)   Text with EEA relevance |

---

(1)   Text with EEA relevance

1

| EN | |
| --- | --- |

EN

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I Resolutions, recommendations and opinions

OPINIONS

European Commission

| 2.7.2016 | EN | Official Journal of the European Union | C 242/1 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/1

---

COMMISSION OPINION

of 22 June 2016

relating to the plan for the disposal of radioactive waste arising from the decommissioning of Units 3 and 4 of the Kozloduy Nuclear Power Station, located in Bulgaria

(only the Bulgarian text is authentic)

(2016/C 242/01)

The assessment below is carried out under the provisions of the Euratom Treaty, without prejudice to any additional assessments to be carried out under the Treaty on the Functioning of the European Union and the obligations stemming from it and from secondary legislation (1).

On 19 November 2015, the European Commission received from the Bulgarian Government, in accordance with Article 37 of the Euratom Treaty, General Data relating to the plan for the disposal of radioactive waste arising from the decommissioning of Units 3 and 4 of the Kozloduy Nuclear Power Station.

On the basis of these data and additional information requested by the Commission on 14 January 2016 and on 22 February 2016 and provided by the Bulgarian authorities on 12 February 2016 and on 4 April 2016, and following consultation with the Group of Experts, the Commission has drawn up the following opinion:

| 1. | The distance between the site and the nearest border with another Member State, in this case Romania is 4 km. |
| --- | --- |

1.

The distance between the site and the nearest border with another Member State, in this case Romania is 4 km.

| 2. | During normal decommissioning operations, the discharges of liquid and gaseous radioactive effluents are not liable to cause an exposure of the population in another Member State that would be significant from the point of view of health, in respect of the dose limits laid down in the new Basic Safety Standards (Directive 2013/59/Euratom). |
| --- | --- |

2.

During normal decommissioning operations, the discharges of liquid and gaseous radioactive effluents are not liable to cause an exposure of the population in another Member State that would be significant from the point of view of health, in respect of the dose limits laid down in the new Basic Safety Standards (Directive 2013/59/Euratom).

| 3. | Solid radioactive waste will be temporarily stored on site awaiting the availability of a national repository.
  Non-radioactive solid waste and residual materials in compliance with clearance levels will be released from regulatory control for disposal as conventional waste or for reuse or recycling; this will be done in compliance with the criteria laid down in the new Basic Safety Standards (Directive 2013/59/Euratom). |
| --- | --- |

3.

Solid radioactive waste will be temporarily stored on site awaiting the availability of a national repository.

Non-radioactive solid waste and residual materials in compliance with clearance levels will be released from regulatory control for disposal as conventional waste or for reuse or recycling; this will be done in compliance with the criteria laid down in the new Basic Safety Standards (Directive 2013/59/Euratom).

| 4. | In the event of unplanned releases of radioactive effluents that may follow the accident of the type and magnitude considered in the General Data, the doses likely to be received by the population of another Member State would not be significant from the point of view of health, in respect of the reference levels laid down in the new Basic Safety Standards (Directive 2013/59/Euratom). |
| --- | --- |

4.

In the event of unplanned releases of radioactive effluents that may follow the accident of the type and magnitude considered in the General Data, the doses likely to be received by the population of another Member State would not be significant from the point of view of health, in respect of the reference levels laid down in the new Basic Safety Standards (Directive 2013/59/Euratom).

In conclusion, the Commission is of the opinion that the implementation of the plan for the disposal of radioactive waste in whatever form, arising from the decommissioning of Units 3 and 4 of the Kozloduy Nuclear Power Station located in Bulgaria, both under normal decommissioning operations and in the event of an accident of the type and magnitude considered in the General Data, is not liable to result in a radioactive contamination, significant from the point of view of health, of the water, soil or airspace of another Member State, in respect of the provisions laid down in the new Basic Safety Standards (Directive 2013/59/Euratom).

Done at Brussels, 22 June 2016.

For the Commission

Miguel ARIAS CAÑETE

Member of the Commission

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(1)  For instance, under the Treaty on the Functioning of the European Union, environmental aspects should be further assessed. Indicatively, the Commission would like to draw attention to the provisions of Directive 2011/92/EU on the assessment of the effects of certain public and private projects on the environment, 2001/42/EC on the assessment of the effects of certain plans and programmes on the environment, as well as to the Directive 92/43/EEC on the conservation of natural habitats and of wild fauna and flora and directive 2000/60/EC establishing a framework for Community action in the field of water policy.

1

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II Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

| 2.7.2016 | EN | Official Journal of the European Union | C 242/3 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/3

---

Withdrawal of notification of a concentration

(Case M.8019 — Advent International/Nuplex Industries)

(Text with EEA relevance)

(2016/C 242/02)

(Council Regulation (EC) No 139/2004)

On 25 May 2016, the Commission received notification of a proposed concentration between Advent International Corporation and Nuplex Industries Ltd. On 22 June 2016, the notifying party/ies informed the Commission that it/they withdrew its/their notification.

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IV Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

Council

| 2.7.2016 | EN | Official Journal of the European Union | C 242/4 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/4

---

Notice for the attention of persons subject to the restrictive measures provided for in Council Decision 2013/255/CFSP and in Council Regulation (EU) No 36/2012 concerning restrictive measures in view of the situation in Syria

(2016/C 242/03)

The following information is brought to the attention of the persons designated in Annex I to Council Decision 2013/255/CFSP (1) and in Annex II to Council Regulation (EU) No 36/2012 (2) concerning restrictive measures in view of the situation in Syria.

The Council intends to amend the statement of reasons for Houmam Jaza'iri (no. 1), Maher Al-Assad (no. 2), Atej Najib (no. 4), Hafiz Makhlouf (no. 5), Jamil Hassan (no. 10), Major General Ghassan Ahmed Ghannan (no. 13), Lieutenant General Munir Adanov (no. 45), Lt. General Ali Abdullah Ayyub (no. 56), Lt. General Fahd Jasim al-Furayj (no. 57), Major General Zuhair Hamad (no. 62), Bushra Al-Assad (no. 71), Asma Al-Assad (no. 72), Mohammad Ibrahim Al Sha'ar (no. 107), Suleiman Al Abbas (no. 181), Ismael Ismael (no. 185), Suhayl Hassan (no. 193) and Emad Hamsho (no. 204), persons listed in Annex I to Decision 2013/255/CFSP and in Annex II to Regulation (EU) No 36/2012.

The persons concerned are hereby informed that they may submit a request to the Council to obtain the intended statement of reasons, before 8 July 2016, to the following address:

| Council of the European Union |
| --- |
| General Secretariat |
| DG C 1C |
| Rue de la Loi/Wetstraat 175 |
| 1048 Bruxelles/Brussel |
| BELGIQUE/BELGIË |
| Email: sanctions@consilium.europa.eu |

Council of the European Union

General Secretariat

DG C 1C

Rue de la Loi/Wetstraat 175

1048 Bruxelles/Brussel

BELGIQUE/BELGIË

Email: sanctions@consilium.europa.eu

---

(1)  OJ L 147, 1.6.2013, p. 14.

(2)  OJ L 16, 19.1.2012, p. 1.

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European Commission

| 2.7.2016 | EN | Official Journal of the European Union | C 242/5 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/5

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Interest rate applied by the European Central Bank to its main refinancing operations (1):

0,00 % on 1 July 2016

Euro exchange rates (2)

1 July 2016

(2016/C 242/04)

1 euro =

| | Currency | Exchange rate |
| --- | --- | --- |
| USD | US dollar | 1,1135 |
| JPY | Japanese yen | 114,29 |
| DKK | Danish krone | 7,4380 |
| GBP | Pound sterling | 0,83830 |
| SEK | Swedish krona | 9,3900 |
| CHF | Swiss franc | 1,0835 |
| ISK | Iceland króna | |
| NOK | Norwegian krone | 9,2975 |
| BGN | Bulgarian lev | 1,9558 |
| CZK | Czech koruna | 27,093 |
| HUF | Hungarian forint | 316,52 |
| PLN | Polish zloty | 4,3966 |
| RON | Romanian leu | 4,5157 |
| TRY | Turkish lira | 3,2077 |
| AUD | Australian dollar | 1,4884 |
| CAD | Canadian dollar | 1,4390 |
| HKD | Hong Kong dollar | 8,6393 |
| NZD | New Zealand dollar | 1,5508 |
| SGD | Singapore dollar | 1,4959 |
| KRW | South Korean won | 1 275,76 |
| ZAR | South African rand | 16,2287 |
| CNY | Chinese yuan renminbi | 7,4111 |
| HRK | Croatian kuna | 7,5235 |
| IDR | Indonesian rupiah | 14 597,99 |
| MYR | Malaysian ringgit | 4,4376 |
| PHP | Philippine peso | 52,334 |
| RUB | Russian rouble | 71,3087 |
| THB | Thai baht | 39,033 |
| BRL | Brazilian real | 3,5837 |
| MXN | Mexican peso | 20,1814 |
| INR | Indian rupee | 74,9698 |

Currency

Exchange rate

USD

US dollar

1,1135

JPY

Japanese yen

114,29

DKK

Danish krone

7,4380

GBP

Pound sterling

0,83830

SEK

Swedish krona

9,3900

CHF

Swiss franc

1,0835

ISK

Iceland króna

NOK

Norwegian krone

9,2975

BGN

Bulgarian lev

1,9558

CZK

Czech koruna

27,093

HUF

Hungarian forint

316,52

PLN

Polish zloty

4,3966

RON

Romanian leu

4,5157

TRY

Turkish lira

3,2077

AUD

Australian dollar

1,4884

CAD

Canadian dollar

1,4390

HKD

Hong Kong dollar

8,6393

NZD

New Zealand dollar

1,5508

SGD

Singapore dollar

1,4959

KRW

South Korean won

1 275,76

ZAR

South African rand

16,2287

CNY

Chinese yuan renminbi

7,4111

HRK

Croatian kuna

7,5235

IDR

Indonesian rupiah

14 597,99

MYR

Malaysian ringgit

4,4376

PHP

Philippine peso

52,334

RUB

Russian rouble

71,3087

THB

Thai baht

39,033

BRL

Brazilian real

3,5837

MXN

Mexican peso

20,1814

INR

Indian rupee

74,9698

---

(1)  Rate applied to the most recent operation carried out before the indicated day. In the case of a variable rate tender, the interest rate is the marginal rate.

(2)  Source: reference exchange rate published by the ECB.

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Court of Auditors

| 2.7.2016 | EN | Official Journal of the European Union | C 242/6 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/6

---

Special Report No 16/2016

‘EU education objectives: programmes aligned but shortcomings in performance measurement’

(2016/C 242/05)

The European Court of Auditors hereby informs you that Special Report No 16/2016 ‘EU education objectives: programmes aligned but shortcomings in performance measurement’ has just been published.

The report can be accessed for consultation or downloading on the European Court of Auditors’ website: http://eca.europa.eu or on EU Bookshop: https://bookshop.europa.eu

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NOTICES FROM MEMBER STATES

| 2.7.2016 | EN | Official Journal of the European Union | C 242/7 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/7

---

Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

(2016/C 242/06)

The resolution decision as regards HETA is linked to the reorganisation of the Hypo Alpe Adria Bank.

Extract from the mandate decision of the Austrian Financial Market Authority (FMA) of 10 April 2016 on preparing for the application of a resolution tool.

MANDATE DECISION

Decision

As a consequence of the receipt of the conditions for resolution of HETA ASSET RESOLUTION AG (HETA), Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, FN 108415, the [Austrian] Financial Market Authority (FMA), in its capacity as the resolution authority under the terms of Section 3(1) of the Federal Act on the Recovery and Resolution of Banks (Bundesgesetz über die Sanierung und Abwicklung von Banken — BaSAG), Federal Law Gazette I No 98/2014, current version, imposes the following measures:

I.

| 1. | HETA’s Common Equity Tier I items as defined by Section 2(68) BaSAG are set to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4), Section 90(1)(1) and Section 73(2)(1) BaSAG. This relates to the following Common Equity Tier I items:






  1.1. | The basic share capital of HETA recorded as equity capital in the HETA interim financial statement to 1 March 2015 under the item ‘Subscribed Capital’ (Gezeichnetes Kapital). As at 1 March 2015 this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 no-par bearer shares. |
| --- | --- | --- |

1.

HETA’s Common Equity Tier I items as defined by Section 2(68) BaSAG are set to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4), Section 90(1)(1) and Section 73(2)(1) BaSAG. This relates to the following Common Equity Tier I items:

1.1.

The basic share capital of HETA recorded as equity capital in the HETA interim financial statement to 1 March 2015 under the item ‘Subscribed Capital’ (Gezeichnetes Kapital). As at 1 March 2015 this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 no-par bearer shares.

| 1.2. | The participation capital of HETA recorded as equity capital in the HETA interim financial statement to 1 March 2015 under the item ‘Subscribed Capital’. As at 1 March 2015 this amounts to EUR 1 075 111 072,56. It consists of EUR 800 000 000 plus 18 000 participation certificates each of EUR 15 283,94848, subscribed in full by the Republic of Austria. |
| --- | --- |

1.2.

The participation capital of HETA recorded as equity capital in the HETA interim financial statement to 1 March 2015 under the item ‘Subscribed Capital’. As at 1 March 2015 this amounts to EUR 1 075 111 072,56. It consists of EUR 800 000 000 plus 18 000 participation certificates each of EUR 15 283,94848, subscribed in full by the Republic of Austria.

| 2. | The nominal value of HETA’s supplementary capital instruments as defined by Section 2(73) BaSAG, including interest accrued to 28 February 2015, is reduced to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4), Section 90(1)(3), Section 89(3)(2) and Section 73(2)(3) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following positions:












  Supplementary capital |
| --- | --- |
| BPOS | ISIN/Identifier
  Contract No | Item | Contract term | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.4. | AT0000355326 | FRN HYPO ALPE-A. KAP.FLR03-15 | 30.12.2015 | EUR | 3 892 000,00 | 0,04 | — |
| 2.4. | AT0000355359 | HYPO ALPE-A.ERG.ANL.05/17 | 8.8.2017 | EUR | 1 000 000,00 | 0,02 | — |
| 2.4. | XS0178449467 | 5,25 % HYPO ALPE-A. MTN 03/15 | 27.10.2015 | EUR | 20 000 000,00 | 0,20 | — |
| 2.8. | SSD_35 | SSD_ERG_EUR_5,69 %_2003-2017 | 3.5.2017 | EUR | 5 000 000,00 | 0,00 | — |
| 2.8. | SSD_31 | SSD_ERG_EUR_5,69 %_2003-2017 | 3.5.2017 | EUR | 5 000 000,00 | 0,00 | — |
| | 0,26 | — |

2.

The nominal value of HETA’s supplementary capital instruments as defined by Section 2(73) BaSAG, including interest accrued to 28 February 2015, is reduced to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4), Section 90(1)(3), Section 89(3)(2) and Section 73(2)(3) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following positions:

Supplementary capital

BPOS

ISIN/Identifier

Contract No

Item

Contract term

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.4.

AT0000355326

FRN HYPO ALPE-A. KAP.FLR03-15

30.12.2015

EUR

3 892 000,00

0,04

—

2.4.

AT0000355359

HYPO ALPE-A.ERG.ANL.05/17

8.8.2017

EUR

1 000 000,00

0,02

—

2.4.

XS0178449467

5,25 % HYPO ALPE-A. MTN 03/15

27.10.2015

EUR

20 000 000,00

0,20

—

2.8.

SSD_35

SSD_ERG_EUR_5,69 %_2003-2017

3.5.2017

EUR

5 000 000,00

0,00

—

2.8.

SSD_31

SSD_ERG_EUR_5,69 %_2003-2017

3.5.2017

EUR

5 000 000,00

0,00

—

0,26

—

II.

| 1. | The nominal value of HETA’s subordinated debt not covered by item I.2 of the decision, including interest accrued to 28 February 2015, is reduced to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(4) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following subordinated liabilities:













  Subordinated liabilities |
| --- | --- |
| BPOS | Identifier
  Contract No | Item | Start of contract term | End of contract term | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.7. | SSD_117-2/133 | SSD_NR_EUR_4,49 %_2006-2016 | 17.8.2006 | 17.8.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 709 297,58 |
| 2.7. | SSD_117-1 | SSD_NR_EUR_4,49 %_2006-2017 | 17.8.2006 | 17.8.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 354 648,79 |
| 2.7. | SSD_121 [A] | SSD_NR_EUR_4,5 %_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 517 808,39 |
| 2.7. | SSD_121 [B] | SSD_NR_EUR_4,5 %_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 3 000 000,00 | 3 000 000,00 | 155 342,31 |
| 2.7. | SSD_121 [C] | SSD_NR_EUR_4,5 %_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 1 035 616,26 |
| 2.7. | SSD_121 [D] | SSD_NR_EUR_4,5 %_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 362 465,56 |
| 2.7. | SSD_121 [E] | SSD_NR_EUR_4,5 %_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 517 808,39 |
| 2.7. | SSD_120 | SSD_NR_EUR_4,28 %_2006-2017 | 5.9.2006 | 13.1.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 243 713,69 |
| 2.7. | SSD_144 | SSD_NR_EUR_6mEuribor+0,3 %_2007-2017 | 23.2.2007 | 23.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 71 178,63 |
| 2.7. | SSD_33 | SSD_NR_EUR_4,35 %_2003-2017 | 27.6.2003 | 27.6.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 147 417,35 |
| 2.7. | SSD_53 | SSD_NR_EUR_4,35 %_2003-2017 | 27.6.2003 | 27.6.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 58 967,35 |
| 2.7. | SSD_104 | SSD_NR_EUR_4,45 %_2006-2017 | 1.6.2006 | 1.8.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 387 699,22 |
| 2.7. | SSD_70 | SSD_NR_EUR_3,7 %_2005-2017 | 29.7.2005 | 1.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 537 260,98 |
| 2.7. | SSD_72 | SSD_NR_EUR_3,79 %_2005-2017 | 8.8.2005 | 8.8.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 60 966,44 |
| 2.7. | SSD_71 | SSD_NR_EUR_3,79 %_2005-2017 | 8.8.2005 | 8.8.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 121 932,87 |
| 2.7. | SSD_112 | SSD_NR_EUR_4,495 %_2006-2017 | 9.8.2006 | 9.8.2017 | EUR | 3 000 000,00 | 3 000 000,00 | 216 217,70 |
| 2.7. | SSD_73 | SSD_NR_EUR_3,80 %_2005-2017 | 15.8.2005 | 15.8.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 301 648,72 |
| 2.7. | SSD_74 | SSD_NR_EUR_3,80 %_2005-2017 | 15.8.2005 | 15.8.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 301 648,72 |
| 2.7. | SSD_148 | SSD_NR_EUR_4,56 %_2006-2017 | 31.8.2006 | 31.8.2017 | EUR | 2 500 000,00 | 2 500 000,00 | 175 839,79 |
| 2.7. | SSD_149 | SSD_NR_EUR_4,56 %_2006-2017 | 31.8.2006 | 31.8.2017 | EUR | 500 000,00 | 500 000,00 | 35 167,23 |
| 2.7. | SSD_75 | SSD_NR_EUR_3,80 %_2005-2017 | 31.8.2005 | 31.8.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 117 225,92 |
| 2.7. | SSD_113 | SSD_NR_EUR_4,51 %_2006-2017 | 17.8.2006 | 1.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 346 220,05 |
| 2.7. | SSD_56 | SSD_NR_EUR_4,08 %_2005-2017 | 3.2.2005 | 1.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 628 095,84 |
| 2.7. | SSD_66 | SSD_NR_EUR_3mEuribor+0,25 %_2005-2017 | 31.3.2005 | 1.9.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 1 619 341,93 |
| 2.7. | SSD_57 | SSD_NR_EUR_4,08 %_2005-2017 | 3.2.2005 | 1.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 314 048,82 |
| 2.7. | SSD_58 | SSD_NR_EUR_4,08 %_2005-2017 | 3.2.2005 | 1.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 628 095,84 |
| 2.7. | SSD_105 | SSD_NR_EUR_3mEuribor+0,25 %_2006-2017 | 6.6.2006 | 6.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 53 354,68 |
| 2.7. | SSD_143 | SSD_NR_EUR_4,60 %_2006-2017 | 30.6.2006 | 15.9.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 482 192,55 |
| 2.7. | SSD_141 | SSD_NR_EUR_4,60 %_2006-2017 | 30.6.2006 | 15.9.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 482 192,55 |
| 2.7. | SSD_142 | SSD_NR_EUR_4,60 %_2006-2017 | 30.6.2006 | 15.9.2017 | EUR | 13 000 000,00 | 13 000 000,00 | 895 501,63 |
| 2.7. | SSD_79 | SSD_NR_EUR_3,618 %_2005-2017 | 19.9.2005 | 19.9.2017 | EUR | 6 000 000,00 | 6 000 000,00 | 321 730,45 |
| 2.7. | SSD_80 | SSD_NR_EUR_3,63 %_2005-2017 | 20.9.2005 | 20.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 268 460,83 |
| 2.7. | SSD_81 | SSD_NR_EUR_3,614 %_2005-2017 | 21.9.2005 | 21.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 1 066 970,98 |
| 2.7. | SSD_34 | SSD_NR_EUR_4,97 %_2003-2017 | 28.10.2003 | 28.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 362 446,10 |
| 2.7. | SSD_30 | SSD_NR_EUR_4,97 %_2003-2017 | 28.10.2003 | 28.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 362 446,10 |
| 2.7. | SSD_145 | SSD_NR_EUR_4,517 %_2007-2017 | 15.3.2007 | 29.9.2017 | EUR | 4 000 000,00 | 4 000 000,00 | 262 986,65 |
| 2.7. | SSD_146 | SSD_NR_EUR_4,517 %_2007-2017 | 15.3.2007 | 29.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 1 314 931,71 |
| 2.7. | SSD_25 | SSD_NR_EUR_5 %_2003-2018 | 28.3.2003 | 28.3.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 231 249,09 |
| 2.7. | SSD_26 | SSD_NR_EUR_5 %_2003-2018 | 28.3.2003 | 28.3.2018 | EUR | 3 000 000,00 | 3 000 000,00 | 138 750,68 |
| 2.7. | SSD_27 | SSD_NR_EUR_5 %_2003-2018 | 28.3.2003 | 28.3.2018 | EUR | 2 000 000,00 | 2 000 000,00 | 92 500,45 |
| BPOS | ISIN/Identifier | Item | Start of contract term | End of contract term | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.7. | XS0274117117 | 4,35 % HYPO ALPE-A.NR.ANL.06/16 | 3.11.2006 | 3.11.2016 | EUR | 150 000 000,00 | 150 000 000,00 | 8 812 951,03 |
| 2.7. | XS0283714896 | FRN HAAB VAR.ANL 07-17 | 24.1.2007 | 24.1.2017 | EUR | 230 000 000,00 | 230 000 000,00 | 1 270 938,23 |
| 2.7. | XS0170866775 | FRN HYPO-ALPE-A. NR.ANL.03/17 | 27.6.2003 | 27.6.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 453 323,59 |
| 2.7. | QOXDB9964079 | FRN HYPO ALPE ANL.NACH. 04/17 | 16.8.2004 | 16.8.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 138 353,42 |
| 2.7. | XS0205170268 | FRN KTN NACHR.ANL. 04/17 VAR. | 11.11.2004 | 11.9.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 83 627,99 |
| 2.7. | XS0184026374 | 4,875 % HYPO ALPE-A.ANL.04/17 | 18.2.2004 | 18.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 1 085 987,16 |
| 2.7. | XS0154247299 | FRN VAR,HYPO ALP,NTS 02-17/P | 20.9.2002 | 20.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 140 464,12 |
| 2.7. | XS0139343635 | 5,73 % HYPO ALPE-A,NR NTS 01-21 | 10.12.2001 | 10.12.2021 | EUR | 15 000 000,00 | 15 000 000,00 | 191 000,00 |
| 2.7. | XS0142938686 | 5,92 % HYPO ALPE-A,NR,NTS 02-22 | 22.2.2002 | 22.2.2022 | EUR | 15 000 000,00 | 15 000 000,00 | 22 200,01 |
| 2.7. | XS0863484035 | 2,375 % HAAB GUARNT,NTS 12-22 | 13.12.2012 | 13.12.2022 | EUR | 1 000 000 000,00 | 1 000 000 000,00 | 5 075 342,46 |
| 2.7. | AT0000327101 | 7,5 % KTN, OBL 94-24 | 27.5.1994 | 27.5.2024 | ATS | 60 000 000,00 | 4 360 370,05 | 248 904,46 |
| 2.7. | AT0000355334 | 5,03 % HYPO ALPE A, ANL, 04/17 | 26.1.2004 | 27.5.2024 | EUR | 10 000 000,00 | 10 000 000,00 | 553 492,93 |
| 2.7. | XS0165863316 | 5,27 % HYPO ALPE-A, ANL 03-28/P | 7.4.2003 | 7.4.2028 | EUR | 10 000 000,00 | 10 000 000,00 | 474 300,00 |
| 2.7. | XS0097058720 | 0 % KTN, NR OBL, 99-29 | 14.5.1999 | 14.5.2029 | EUR | 5 000 000,00 | 13 884 212,65 | 12 397,47 |
| 2.7. | XS0121202658 | FRN HYPO ALPE ANL,00-30/VAR, | 18.12.2000 | 18.12.2030 | EUR | 14 890 000,00 | 14 890 000,00 | 16 140,76 |
| 2.7. | XS0158550292 | FRN HYPO ALPE-ADR,NTS 02/32VA | 29.11.2002 | 29.11.2032 | EUR | 20 000 000,00 | 20 000 000,00 | 34 720,00 |
| | 1 893 134 582,70 | 34 915 532,45 |

1.

The nominal value of HETA’s subordinated debt not covered by item I.2 of the decision, including interest accrued to 28 February 2015, is reduced to zero in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(4) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following subordinated liabilities:

Subordinated liabilities

BPOS

Identifier

Contract No

Item

Start of contract term

End of contract term

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.7.

SSD_117-2/133

SSD_NR_EUR_4,49 %_2006-2016

17.8.2006

17.8.2016

EUR

10 000 000,00

10 000 000,00

709 297,58

2.7.

SSD_117-1

SSD_NR_EUR_4,49 %_2006-2017

17.8.2006

17.8.2016

EUR

5 000 000,00

5 000 000,00

354 648,79

2.7.

SSD_121 [A]

SSD_NR_EUR_4,5 %_2006-2017

31.10.2006

9.1.2017

EUR

10 000 000,00

10 000 000,00

517 808,39

2.7.

SSD_121 [B]

SSD_NR_EUR_4,5 %_2006-2017

31.10.2006

9.1.2017

EUR

3 000 000,00

3 000 000,00

155 342,31

2.7.

SSD_121 [C]

SSD_NR_EUR_4,5 %_2006-2017

31.10.2006

9.1.2017

EUR

20 000 000,00

20 000 000,00

1 035 616,26

2.7.

SSD_121 [D]

SSD_NR_EUR_4,5 %_2006-2017

31.10.2006

9.1.2017

EUR

7 000 000,00

7 000 000,00

362 465,56

2.7.

SSD_121 [E]

SSD_NR_EUR_4,5 %_2006-2017

31.10.2006

9.1.2017

EUR

10 000 000,00

10 000 000,00

517 808,39

2.7.

SSD_120

SSD_NR_EUR_4,28 %_2006-2017

5.9.2006

13.1.2017

EUR

5 000 000,00

5 000 000,00

243 713,69

2.7.

SSD_144

SSD_NR_EUR_6mEuribor+0,3 %_2007-2017

23.2.2007

23.2.2017

EUR

10 000 000,00

10 000 000,00

71 178,63

2.7.

SSD_33

SSD_NR_EUR_4,35 %_2003-2017

27.6.2003

27.6.2017

EUR

5 000 000,00

5 000 000,00

147 417,35

2.7.

SSD_53

SSD_NR_EUR_4,35 %_2003-2017

27.6.2003

27.6.2017

EUR

2 000 000,00

2 000 000,00

58 967,35

2.7.

SSD_104

SSD_NR_EUR_4,45 %_2006-2017

1.6.2006

1.8.2017

EUR

15 000 000,00

15 000 000,00

387 699,22

2.7.

SSD_70

SSD_NR_EUR_3,7 %_2005-2017

29.7.2005

1.8.2017

EUR

25 000 000,00

25 000 000,00

537 260,98

2.7.

SSD_72

SSD_NR_EUR_3,79 %_2005-2017

8.8.2005

8.8.2017

EUR

1 000 000,00

1 000 000,00

60 966,44

2.7.

SSD_71

SSD_NR_EUR_3,79 %_2005-2017

8.8.2005

8.8.2017

EUR

2 000 000,00

2 000 000,00

121 932,87

2.7.

SSD_112

SSD_NR_EUR_4,495 %_2006-2017

9.8.2006

9.8.2017

EUR

3 000 000,00

3 000 000,00

216 217,70

2.7.

SSD_73

SSD_NR_EUR_3,80 %_2005-2017

15.8.2005

15.8.2017

EUR

5 000 000,00

5 000 000,00

301 648,72

2.7.

SSD_74

SSD_NR_EUR_3,80 %_2005-2017

15.8.2005

15.8.2017

EUR

5 000 000,00

5 000 000,00

301 648,72

2.7.

SSD_148

SSD_NR_EUR_4,56 %_2006-2017

31.8.2006

31.8.2017

EUR

2 500 000,00

2 500 000,00

175 839,79

2.7.

SSD_149

SSD_NR_EUR_4,56 %_2006-2017

31.8.2006

31.8.2017

EUR

500 000,00

500 000,00

35 167,23

2.7.

SSD_75

SSD_NR_EUR_3,80 %_2005-2017

31.8.2005

31.8.2017

EUR

2 000 000,00

2 000 000,00

117 225,92

2.7.

SSD_113

SSD_NR_EUR_4,51 %_2006-2017

17.8.2006

1.9.2017

EUR

5 000 000,00

5 000 000,00

346 220,05

2.7.

SSD_56

SSD_NR_EUR_4,08 %_2005-2017

3.2.2005

1.9.2017

EUR

10 000 000,00

10 000 000,00

628 095,84

2.7.

SSD_66

SSD_NR_EUR_3mEuribor+0,25 %_2005-2017

31.3.2005

1.9.2017

EUR

25 000 000,00

25 000 000,00

1 619 341,93

2.7.

SSD_57

SSD_NR_EUR_4,08 %_2005-2017

3.2.2005

1.9.2017

EUR

5 000 000,00

5 000 000,00

314 048,82

2.7.

SSD_58

SSD_NR_EUR_4,08 %_2005-2017

3.2.2005

1.9.2017

EUR

10 000 000,00

10 000 000,00

628 095,84

2.7.

SSD_105

SSD_NR_EUR_3mEuribor+0,25 %_2006-2017

6.6.2006

6.9.2017

EUR

15 000 000,00

15 000 000,00

53 354,68

2.7.

SSD_143

SSD_NR_EUR_4,60 %_2006-2017

30.6.2006

15.9.2017

EUR

7 000 000,00

7 000 000,00

482 192,55

2.7.

SSD_141

SSD_NR_EUR_4,60 %_2006-2017

30.6.2006

15.9.2017

EUR

7 000 000,00

7 000 000,00

482 192,55

2.7.

SSD_142

SSD_NR_EUR_4,60 %_2006-2017

30.6.2006

15.9.2017

EUR

13 000 000,00

13 000 000,00

895 501,63

2.7.

SSD_79

SSD_NR_EUR_3,618 %_2005-2017

19.9.2005

19.9.2017

EUR

6 000 000,00

6 000 000,00

321 730,45

2.7.

SSD_80

SSD_NR_EUR_3,63 %_2005-2017

20.9.2005

20.9.2017

EUR

5 000 000,00

5 000 000,00

268 460,83

2.7.

SSD_81

SSD_NR_EUR_3,614 %_2005-2017

21.9.2005

21.9.2017

EUR

20 000 000,00

20 000 000,00

1 066 970,98

2.7.

SSD_34

SSD_NR_EUR_4,97 %_2003-2017

28.10.2003

28.9.2017

EUR

5 000 000,00

5 000 000,00

362 446,10

2.7.

SSD_30

SSD_NR_EUR_4,97 %_2003-2017

28.10.2003

28.9.2017

EUR

5 000 000,00

5 000 000,00

362 446,10

2.7.

SSD_145

SSD_NR_EUR_4,517 %_2007-2017

15.3.2007

29.9.2017

EUR

4 000 000,00

4 000 000,00

262 986,65

2.7.

SSD_146

SSD_NR_EUR_4,517 %_2007-2017

15.3.2007

29.9.2017

EUR

20 000 000,00

20 000 000,00

1 314 931,71

2.7.

SSD_25

SSD_NR_EUR_5 %_2003-2018

28.3.2003

28.3.2018

EUR

5 000 000,00

5 000 000,00

231 249,09

2.7.

SSD_26

SSD_NR_EUR_5 %_2003-2018

28.3.2003

28.3.2018

EUR

3 000 000,00

3 000 000,00

138 750,68

2.7.

SSD_27

SSD_NR_EUR_5 %_2003-2018

28.3.2003

28.3.2018

EUR

2 000 000,00

2 000 000,00

92 500,45

BPOS

ISIN/Identifier

Item

Start of contract term

End of contract term

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.7.

XS0274117117

4,35 % HYPO ALPE-A.NR.ANL.06/16

3.11.2006

3.11.2016

EUR

150 000 000,00

150 000 000,00

8 812 951,03

2.7.

XS0283714896

FRN HAAB VAR.ANL 07-17

24.1.2007

24.1.2017

EUR

230 000 000,00

230 000 000,00

1 270 938,23

2.7.

XS0170866775

FRN HYPO-ALPE-A. NR.ANL.03/17

27.6.2003

27.6.2017

EUR

15 000 000,00

15 000 000,00

453 323,59

2.7.

QOXDB9964079

FRN HYPO ALPE ANL.NACH. 04/17

16.8.2004

16.8.2017

EUR

20 000 000,00

20 000 000,00

138 353,42

2.7.

XS0205170268

FRN KTN NACHR.ANL. 04/17 VAR.

11.11.2004

11.9.2017

EUR

25 000 000,00

25 000 000,00

83 627,99

2.7.

XS0184026374

4,875 % HYPO ALPE-A.ANL.04/17

18.2.2004

18.9.2017

EUR

15 000 000,00

15 000 000,00

1 085 987,16

2.7.

XS0154247299

FRN VAR,HYPO ALP,NTS 02-17/P

20.9.2002

20.9.2017

EUR

15 000 000,00

15 000 000,00

140 464,12

2.7.

XS0139343635

5,73 % HYPO ALPE-A,NR NTS 01-21

10.12.2001

10.12.2021

EUR

15 000 000,00

15 000 000,00

191 000,00

2.7.

XS0142938686

5,92 % HYPO ALPE-A,NR,NTS 02-22

22.2.2002

22.2.2022

EUR

15 000 000,00

15 000 000,00

22 200,01

2.7.

XS0863484035

2,375 % HAAB GUARNT,NTS 12-22

13.12.2012

13.12.2022

EUR

1 000 000 000,00

1 000 000 000,00

5 075 342,46

2.7.

AT0000327101

7,5 % KTN, OBL 94-24

27.5.1994

27.5.2024

ATS

60 000 000,00

4 360 370,05

248 904,46

2.7.

AT0000355334

5,03 % HYPO ALPE A, ANL, 04/17

26.1.2004

27.5.2024

EUR

10 000 000,00

10 000 000,00

553 492,93

2.7.

XS0165863316

5,27 % HYPO ALPE-A, ANL 03-28/P

7.4.2003

7.4.2028

EUR

10 000 000,00

10 000 000,00

474 300,00

2.7.

XS0097058720

0 % KTN, NR OBL, 99-29

14.5.1999

14.5.2029

EUR

5 000 000,00

13 884 212,65

12 397,47

2.7.

XS0121202658

FRN HYPO ALPE ANL,00-30/VAR,

18.12.2000

18.12.2030

EUR

14 890 000,00

14 890 000,00

16 140,76

2.7.

XS0158550292

FRN HYPO ALPE-ADR,NTS 02/32VA

29.11.2002

29.11.2032

EUR

20 000 000,00

20 000 000,00

34 720,00

1 893 134 582,70

34 915 532,45

| 2. | The nominal value or the outstanding balance of the remaining eligible liabilities of HETA under Section 86 BaSAG, including interest accrued to 28 February 2015, is reduced to a sum equal to 46,02 per cent of the relevant nominal value subsisting at 1 March 2015 or of the outstanding balance including interest accrued to 28 February 2015, in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(5) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following eligible liabilities:






  2.1. | Bonds












  Bonds |
| --- | --- | --- |
| BPOS | ISIN/Identifier | Item | End of contract term | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.3. | XS0289201484 | FRN HYPO ALPE-A.07-15 VAR. | 6.3.2015 | EUR | 450 000 000,00 | 450 000 000,00 | 188 825,00 |
| 2.3. | XS0292051835 | FRN HYPO ALPE-ADR.VA.AN.07/15 | 20.3.2015 | EUR | 500 000 000,00 | 500 000 000,00 | 142 791,66 |
| 2.3. | XS0217836179 | FRN HYPO ALPE-ADRIA ANL.05/15 | 22.4.2015 | EUR | 20 000 000,00 | 20 000 000,00 | 2 216,66 |
| 2.3. | XS0293593421 | FRN HYPO ALPE-ADRIA ANL.07/15 | 23.4.2015 | CHF | 200 000 000,00 | 188 040 616,77 | 81 126,99 |
| 2.3. | XS0217878841 | HYPO ALPE-A.INT.ANL.05/15 | 4.5.2015 | EUR | 80 000 000,00 | 80 000 000,00 | 1 690 060,41 |
| 2.3. | XS0218884194 | FRN HYPO ALPE-ADR.VA.AN.05/15 | 6.5.2015 | EUR | 20 000 000,00 | 20 000 000,00 | 1 597,22 |
| 2.3. | XS0219714564 | FRN HYPO ALPE-ADR.ANL.05/15 | 27.5.2015 | EUR | 5 000 000,00 | 5 000 000,00 | 49 138,11 |
| 2.3. | XS0169594057 | 4,25 % HY.ALP.ADRIA ANL. 03/15 | 16.6.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 752 604,17 |
| 2.3. | CH0028623145 | 2,75 % HAAB INTL. ANL.07/15 | 12.8.2015 | CHF | 600 000 000,00 | 564 121 850,32 | 8 575 435,62 |
| 2.3. | XS0219079794 | FRN HYPO ALPE-ADRIA ANL.05/16 | 6.5.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 1 597,22 |
| 2.3. | XS0268565586 | 1,905 % HYPO ALPE-ADRIA ANL.06/16 | 29.9.2016 | JPY | 5 000 000 000,00 | 37 299 515,11 | 300 012,45 |
| 2.3. | XS0272401356 | 4,25 % HAAB ANL. 06/16 | 31.10.2016 | EUR | 1 250 000 000,00 | 1 250 000 000,00 | 17 611 301,37 |
| 2.3. | XS0232733492 | 3,42 % HYPO ALPE-ADRIA NTS 05/16 | 7.11.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 270 750,00 |
| 2.3. | XS0210195003 | FRN HYPO ALPE-A.FLR ANL. 05/17 | 24.1.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 3 895,83 |
| 2.3. | XS0210264411 | FRN HYPO ALPE-A.FLR ANL.05/17 | 24.1.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 4 958,33 |
| 2.3. | XS0210372065 | 3,9 % HYPO ALPE-AD 05/17 | 24.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 38 465,75 |
| 2.3. | XS0281875483 | 4,375 % HYPO ALPE-ADRIA ANL.07/17 | 24.1.2017 | EUR | 2 000 000 000,00 | 2 000 000 000,00 | 8 630 136,99 |
| 2.3. | XS0184652567 | FRN HYPO ALPE-A.FLR MTN 04/17 | 9.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 1 060,83 |
| 2.3. | XS0184385937 | FRN HYPO ALPE-A ANL.04/17 | 17.2.2017 | EUR | 65 000 000,00 | 65 000 000,00 | 3 932,50 |
| 2.3. | XS0187818595 | FRN HYPO ALPE AD.BK.NTS0417VA | 15.3.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 7 583,33 |
| 2.3. | AT0000A00EZ4 | 3,72 % HYPO ALPE-ADRIA ANL.06/17 | 15.3.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 715 066,68 |
| 2.3. | XS0215451633 | 4,07 % HYPO AL.A.ANL.05/17 | 21.3.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 192 349,31 |
| 2.3. | XS0293591995 | FRN HAAB INTL FRN 07-17/239 | 29.3.2017 | EUR | 100 000 000,00 | 100 000 000,00 | 195 911,11 |
| 2.3. | XS0293592613 | FRN HAAB INTL FRN 07-17/240 | 29.3.2017 | EUR | 70 000 000,00 | 70 000 000,00 | 137 137,77 |
| 2.3. | XS0147028061 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 10.5.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 21 511,11 |
| 2.3. | XS0148839243 | HYPO ALPE-A. MTN 02/17FLR | 12.5.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 259 000,00 |
| 2.3. | XS0147142276 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 17.5.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 24 891,67 |
| 2.3. | XS0203692727 | FRN HYPO ALPE ANL. 04/17 | 17.5.2017 | EUR | 23 000 000,00 | 23 000 000,00 | 19 610,06 |
| 2.3. | XS0147285547 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 28.5.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 310 500,00 |
| 2.3. | XS0149185745 | HYPO ALPE-A.FLR-MTN02/17 | 10.6.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 251 575,00 |
| 2.3. | XS0148494320 | 5,8 % HYPO ALP-A.NTS 02/17 | 17.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 1 023 055,56 |
| 2.3. | XS0169594727 | 4,4 % HY.ALP.ADRIA ANL. 03/17 | 20.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 763 888,90 |
| 2.3. | XS0170738263 | FRN HY.ALPE ADRIA ANL.03-17VA | 1.7.2017 | EUR | 30 000 000,00 | 30 000 000,00 | 15 247,50 |
| 2.3. | XS0149819004 | 5,68 % HYPO ALPE-A. ANL 02/17 | 5.7.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 372 355,56 |
| 2.3. | XS0209755981 | FRN HYPO ALPE-A.FLR ANL 05/17 | 18.7.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 10 762,50 |
| 2.3. | XS0171833030 | FRN HYPO.ALPE-AD.BK.ANL.0317V | 28.7.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 12 400,00 |
| 2.3. | XS0210342316 | FRN HYPO ALPE-A.FLR ANL. 05/17 | 1.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 2 943,75 |
| 2.3. | XS0198512732 | FRN HYPO ALPE-A.MTN 04/17 | 11.8.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 4 745,83 |
| 2.3. | XS0151684981 | FRN HYPO ALPE-A. FLR-MTN02/17 | 12.8.2017 | EUR | 75 000 000,00 | 75 000 000,00 | 10 666,67 |
| 2.3. | XS0173650028 | FRN HYPO ALPE-A. MTN 03/17 | 21.8.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 2 048,61 |
| 2.3. | XS0244768635 | FRN HYPO ALPE-ADR.ANL.06/17 | 23.8.2017 | EUR | 100 000 000,00 | 100 000 000,00 | 13 211,11 |
| 2.3. | XS0191139574 | FRN HYPO ALPE A. ANL.04-17VAR | 28.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 193,06 |
| 2.3. | XS0200438223 | 4,54 % HYPO ALPE-A. ANL. 04/17 | 22.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 398 027,40 |
| 2.3. | XS0232318831 | FRN HYPO ALPE-ADR.ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0232319300 | FRN HYPO ALPE-ADRIA ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0232727411 | FRN HYPO ALPE-ADRIA ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0232727684 | FRN HYPO ALPE-A.FLR-MTN 05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0161493811 | FRN HYPO-ALPE-A. ANL.03-18VAR | 10.2.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 7 969,44 |
| 2.3. | XS0162348857 | FRN HYPO ALPE-A. ANL.03/18 | 4.3.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 52 163,89 |
| 2.3. | XS0162472517 | 4,625 % HYPO ALPE-A. ANL.03/18 | 4.3.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 2 286 805,55 |
| 2.3. | XS0163390163 | FRN HYPO ALPE-A.VAR.ANL.03/18 | 10.3.2018 | EUR | 60 000 000,00 | 60 000 000,00 | 107 786,67 |
| 2.3. | XS0163694895 | FRN HY.ALP.-A.ANL.03-18/VAR. | 2.4.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 36 525,69 |
| 2.3. | XS0163694978 | 4,7 % HYPO ALPE-A.ANL.03-18/P | 2.4.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 1 073 819,45 |
| 2.3. | XS0165821074 | FRN HYPO ALPE-A.MTN 03/18 | 9.4.2018 | EUR | 35 000 000,00 | 35 000 000,00 | 49 423,89 |
| 2.3. | XS0165935247 | 0 % HYPO ALPE-AD.NULLK.03/18 | 17.4.2018 | EUR | 42 500 000,00 | 36 367 778,59 | 4 953,89 |
| 2.3. | XS0165863233 | FRN HYPO ALPE-A.FLR-MTN 03/18 | 22.4.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 65 216,67 |
| 2.3. | AT0000345483 | 5,04 % HYPO-ALPE-A.ANL.03-23/1PP | 15.2.2023 | EUR | 30 000 000,00 | 30 000 000,00 | 67 200,00 |
| 2.3. | XS0165190066 | HYPO ALPE-A. MTN 03/23VAR | 24.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 2 252 517,37 |
| 2.3. | XS0165060012 | FRN HYPO ALPE-A.ANL.03/33 | 8.4.2033 | JPY | 500 000 000,00 | 3 729 951,51 | 82 452,64 |
| 2.3. | XS0164569187 | FRN HYPO ALPE-A. VAR.ANL.0343 | 12.3.2043 | EUR | 20 000 000,00 | 20 000 000,00 | 36 927,78 |
| 2.3. | XS0166422823 | FRN HYPO ALPE-A.MTN 03/43 | 9.4.2043 | EUR | 20 000 000,00 | 20 000 000,00 | 8 216,67 |
| 2.3. | XS0166280346 | FRN HYPO ALPE-A. MTN 03/43FLR | 26.9.2043 | EUR | 50 000 000,00 | 50 000 000,00 | 87 966,67 |
| 2.3. | XS0397542746 | FRN HYPO ALPE-ADRIA ANL.08-49 | 20.1.2049 | CHF | 300 000 000,00 | 282 060 925,16 | 18 608,19 |
| | 7 209 620 637,46 | 55 221 637,22 |

2.

The nominal value or the outstanding balance of the remaining eligible liabilities of HETA under Section 86 BaSAG, including interest accrued to 28 February 2015, is reduced to a sum equal to 46,02 per cent of the relevant nominal value subsisting at 1 March 2015 or of the outstanding balance including interest accrued to 28 February 2015, in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(5) BaSAG. Without prejudice to the effects on any persons whose rights are affected by the resolution measures under Section 116(4) BaSAG, this affects the following eligible liabilities:

2.1.

Bonds

Bonds

BPOS

ISIN/Identifier

Item

End of contract term

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.3.

XS0289201484

FRN HYPO ALPE-A.07-15 VAR.

6.3.2015

EUR

450 000 000,00

450 000 000,00

188 825,00

2.3.

XS0292051835

FRN HYPO ALPE-ADR.VA.AN.07/15

20.3.2015

EUR

500 000 000,00

500 000 000,00

142 791,66

2.3.

XS0217836179

FRN HYPO ALPE-ADRIA ANL.05/15

22.4.2015

EUR

20 000 000,00

20 000 000,00

2 216,66

2.3.

XS0293593421

FRN HYPO ALPE-ADRIA ANL.07/15

23.4.2015

CHF

200 000 000,00

188 040 616,77

81 126,99

2.3.

XS0217878841

HYPO ALPE-A.INT.ANL.05/15

4.5.2015

EUR

80 000 000,00

80 000 000,00

1 690 060,41

2.3.

XS0218884194

FRN HYPO ALPE-ADR.VA.AN.05/15

6.5.2015

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3.

XS0219714564

FRN HYPO ALPE-ADR.ANL.05/15

27.5.2015

EUR

5 000 000,00

5 000 000,00

49 138,11

2.3.

XS0169594057

4,25 % HY.ALP.ADRIA ANL. 03/15

16.6.2015

EUR

25 000 000,00

25 000 000,00

752 604,17

2.3.

CH0028623145

2,75 % HAAB INTL. ANL.07/15

12.8.2015

CHF

600 000 000,00

564 121 850,32

8 575 435,62

2.3.

XS0219079794

FRN HYPO ALPE-ADRIA ANL.05/16

6.5.2016

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3.

XS0268565586

1,905 % HYPO ALPE-ADRIA ANL.06/16

29.9.2016

JPY

5 000 000 000,00

37 299 515,11

300 012,45

2.3.

XS0272401356

4,25 % HAAB ANL. 06/16

31.10.2016

EUR

1 250 000 000,00

1 250 000 000,00

17 611 301,37

2.3.

XS0232733492

3,42 % HYPO ALPE-ADRIA NTS 05/16

7.11.2016

EUR

25 000 000,00

25 000 000,00

270 750,00

2.3.

XS0210195003

FRN HYPO ALPE-A.FLR ANL. 05/17

24.1.2017

EUR

25 000 000,00

25 000 000,00

3 895,83

2.3.

XS0210264411

FRN HYPO ALPE-A.FLR ANL.05/17

24.1.2017

EUR

50 000 000,00

50 000 000,00

4 958,33

2.3.

XS0210372065

3,9 % HYPO ALPE-AD 05/17

24.1.2017

EUR

10 000 000,00

10 000 000,00

38 465,75

2.3.

XS0281875483

4,375 % HYPO ALPE-ADRIA ANL.07/17

24.1.2017

EUR

2 000 000 000,00

2 000 000 000,00

8 630 136,99

2.3.

XS0184652567

FRN HYPO ALPE-A.FLR MTN 04/17

9.2.2017

EUR

10 000 000,00

10 000 000,00

1 060,83

2.3.

XS0184385937

FRN HYPO ALPE-A ANL.04/17

17.2.2017

EUR

65 000 000,00

65 000 000,00

3 932,50

2.3.

XS0187818595

FRN HYPO ALPE AD.BK.NTS0417VA

15.3.2017

EUR

20 000 000,00

20 000 000,00

7 583,33

2.3.

AT0000A00EZ4

3,72 % HYPO ALPE-ADRIA ANL.06/17

15.3.2017

EUR

20 000 000,00

20 000 000,00

715 066,68

2.3.

XS0215451633

4,07 % HYPO AL.A.ANL.05/17

21.3.2017

EUR

5 000 000,00

5 000 000,00

192 349,31

2.3.

XS0293591995

FRN HAAB INTL FRN 07-17/239

29.3.2017

EUR

100 000 000,00

100 000 000,00

195 911,11

2.3.

XS0293592613

FRN HAAB INTL FRN 07-17/240

29.3.2017

EUR

70 000 000,00

70 000 000,00

137 137,77

2.3.

XS0147028061

FRN HYPO ALPE-A.FLR-MTN 02/17

10.5.2017

EUR

20 000 000,00

20 000 000,00

21 511,11

2.3.

XS0148839243

HYPO ALPE-A. MTN 02/17FLR

12.5.2017

EUR

5 000 000,00

5 000 000,00

259 000,00

2.3.

XS0147142276

FRN HYPO ALPE-A.FLR-MTN 02/17

17.5.2017

EUR

25 000 000,00

25 000 000,00

24 891,67

2.3.

XS0203692727

FRN HYPO ALPE ANL. 04/17

17.5.2017

EUR

23 000 000,00

23 000 000,00

19 610,06

2.3.

XS0147285547

FRN HYPO ALPE-A.FLR-MTN 02/17

28.5.2017

EUR

50 000 000,00

50 000 000,00

310 500,00

2.3.

XS0149185745

HYPO ALPE-A.FLR-MTN02/17

10.6.2017

EUR

5 000 000,00

5 000 000,00

251 575,00

2.3.

XS0148494320

5,8 % HYPO ALP-A.NTS 02/17

17.6.2017

EUR

25 000 000,00

25 000 000,00

1 023 055,56

2.3.

XS0169594727

4,4 % HY.ALP.ADRIA ANL. 03/17

20.6.2017

EUR

25 000 000,00

25 000 000,00

763 888,90

2.3.

XS0170738263

FRN HY.ALPE ADRIA ANL.03-17VA

1.7.2017

EUR

30 000 000,00

30 000 000,00

15 247,50

2.3.

XS0149819004

5,68 % HYPO ALPE-A. ANL 02/17

5.7.2017

EUR

10 000 000,00

10 000 000,00

372 355,56

2.3.

XS0209755981

FRN HYPO ALPE-A.FLR ANL 05/17

18.7.2017

EUR

50 000 000,00

50 000 000,00

10 762,50

2.3.

XS0171833030

FRN HYPO.ALPE-AD.BK.ANL.0317V

28.7.2017

EUR

50 000 000,00

50 000 000,00

12 400,00

2.3.

XS0210342316

FRN HYPO ALPE-A.FLR ANL. 05/17

1.8.2017

EUR

25 000 000,00

25 000 000,00

2 943,75

2.3.

XS0198512732

FRN HYPO ALPE-A.MTN 04/17

11.8.2017

EUR

50 000 000,00

50 000 000,00

4 745,83

2.3.

XS0151684981

FRN HYPO ALPE-A. FLR-MTN02/17

12.8.2017

EUR

75 000 000,00

75 000 000,00

10 666,67

2.3.

XS0173650028

FRN HYPO ALPE-A. MTN 03/17

21.8.2017

EUR

50 000 000,00

50 000 000,00

2 048,61

2.3.

XS0244768635

FRN HYPO ALPE-ADR.ANL.06/17

23.8.2017

EUR

100 000 000,00

100 000 000,00

13 211,11

2.3.

XS0191139574

FRN HYPO ALPE A. ANL.04-17VAR

28.8.2017

EUR

25 000 000,00

25 000 000,00

193,06

2.3.

XS0200438223

4,54 % HYPO ALPE-A. ANL. 04/17

22.9.2017

EUR

20 000 000,00

20 000 000,00

398 027,40

2.3.

XS0232318831

FRN HYPO ALPE-ADR.ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232319300

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232727411

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232727684

FRN HYPO ALPE-A.FLR-MTN 05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0161493811

FRN HYPO-ALPE-A. ANL.03-18VAR

10.2.2018

EUR

50 000 000,00

50 000 000,00

7 969,44

2.3.

XS0162348857

FRN HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

25 000 000,00

25 000 000,00

52 163,89

2.3.

XS0162472517

4,625 % HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

50 000 000,00

50 000 000,00

2 286 805,55

2.3.

XS0163390163

FRN HYPO ALPE-A.VAR.ANL.03/18

10.3.2018

EUR

60 000 000,00

60 000 000,00

107 786,67

2.3.

XS0163694895

FRN HY.ALP.-A.ANL.03-18/VAR.

2.4.2018

EUR

25 000 000,00

25 000 000,00

36 525,69

2.3.

XS0163694978

4,7 % HYPO ALPE-A.ANL.03-18/P

2.4.2018

EUR

25 000 000,00

25 000 000,00

1 073 819,45

2.3.

XS0165821074

FRN HYPO ALPE-A.MTN 03/18

9.4.2018

EUR

35 000 000,00

35 000 000,00

49 423,89

2.3.

XS0165935247

0 % HYPO ALPE-AD.NULLK.03/18

17.4.2018

EUR

42 500 000,00

36 367 778,59

4 953,89

2.3.

XS0165863233

FRN HYPO ALPE-A.FLR-MTN 03/18

22.4.2018

EUR

50 000 000,00

50 000 000,00

65 216,67

2.3.

AT0000345483

5,04 % HYPO-ALPE-A.ANL.03-23/1PP

15.2.2023

EUR

30 000 000,00

30 000 000,00

67 200,00

2.3.

XS0165190066

HYPO ALPE-A. MTN 03/23VAR

24.3.2023

EUR

25 000 000,00

25 000 000,00

2 252 517,37

2.3.

XS0165060012

FRN HYPO ALPE-A.ANL.03/33

8.4.2033

JPY

500 000 000,00

3 729 951,51

82 452,64

2.3.

XS0164569187

FRN HYPO ALPE-A. VAR.ANL.0343

12.3.2043

EUR

20 000 000,00

20 000 000,00

36 927,78

2.3.

XS0166422823

FRN HYPO ALPE-A.MTN 03/43

9.4.2043

EUR

20 000 000,00

20 000 000,00

8 216,67

2.3.

XS0166280346

FRN HYPO ALPE-A. MTN 03/43FLR

26.9.2043

EUR

50 000 000,00

50 000 000,00

87 966,67

2.3.

XS0397542746

FRN HYPO ALPE-ADRIA ANL.08-49

20.1.2049

CHF

300 000 000,00

282 060 925,16

18 608,19

7 209 620 637,46

55 221 637,22

| 2.2. | Borrower’s note loans













  Borrower’s note loans |
| --- | --- |
| BPOS | Identifier
  Contract No | Item | Start of contract term | End of contract term | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.2. | SSD_138 | SSD_EUR_4,28 %_2007-2015 | 2.3.2007 | 2.3.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 1 067 068,50 |
| 2.1. | SSD_140 | SSD_EUR 6m Euribor_2007-2015 | 23.3.2007 | 23.3.2015 | EUR | 30 000 000,00 | 30 000 000,00 | 36 702,50 |
| 2.2. | SSD_135/4 | SSD_EUR_4,25 %_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 643 321,92 |
| 2.2. | SSD_135/1 | SSD_EUR_4,25 %_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 15 000 000,00 | 15 000 000,00 | 385 993,16 |
| 2.2. | SSD_135/2 | SSD_EUR_4,25 %_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 14 000 000,00 | 14 000 000,00 | 360 260,28 |
| 2.2. | SSD_135/3 | SSD_EUR_4,25 %_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 11 000 000,00 | 11 000 000,00 | 283 061,65 |
| 2.1. | SSD_135/5 | SSD_EUR_4,25 %_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 35 000 000,00 | 35 000 000,00 | 900 650,69 |
| 2.1. | SSD_139/6 | SSD_EUR_4,20 %_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 40 000 000,00 | 40 000 000,00 | 833 095,89 |
| 2.2. | SSD_139/2 | SSD_EUR_4,20 %_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 4 000 000,00 | 4 000 000,00 | 83 309,59 |
| 2.2. | SSD_139/3 | SSD_EUR_4,20 %_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2. | SSD_139/4 | SSD_EUR_4,20 %_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 3 000 000,00 | 3 000 000,00 | 62 482,20 |
| 2.2. | SSD_139/5 | SSD_EUR_4,20 %_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2. | SSD_139/1 | SSD_EUR_4,20 %_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2. | SSD_134/1 | SSD_EUR_4,41 %_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 17 000 000,00 | 17 000 000,00 | 343 013,43 |
| 2.2. | SSD_134/2 | SSD_EUR_4,41 %_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 23 000 000,00 | 23 000 000,00 | 464 076,99 |
| 2.2. | SSD_134/3 | SSD_EUR_4,41 %_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 201 772,60 |
| 2.1. | SSD_67 | SSD_EUR_3,91 %_2005-2015 | 18.3.2005 | 18.9.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 175 682,19 |
| 2.2. | SSD_91 | SSD_EUR_3,545 %_2003-2015 | 30.11.2005 | 30.11.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 88 382,19 |
| 2.2. | SSD_95 | SSD_EUR_3,7 %_2006-2016 | 31.1.2006 | 29.1.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 47 136,99 |
| 2.2. | SSD_99 | SSD_EUR_3,7 %_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 27 369,86 |
| 2.2. | SSD_97 | SSD_EUR_3,7 %_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 41 054,80 |
| 2.2. | SSD_98 | SSD_EUR_3,7 %_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 2 500 000,00 | 2 500 000,00 | 6 842,47 |
| 2.2. | SSD_96 | SSD_EUR_3,7 %_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 27 369,86 |
| 2.1. | SSD_102 | SSD_EUR_3,725 %_2006-2016 | 6.2.2006 | 8.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 21 431,51 |
| 2.2. | SSD_60 | SSD_EUR_3,97 %_2005-2016 | 28.2.2005 | 26.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 3 263,01 |
| 2.2. | SSD_61 | SSD_EUR_3,97 %_2005-2016 | 28.2.2005 | 26.2.2016 | EUR | 1 000 000,00 | 1 000 000,00 | 326,30 |
| 2.2. | SSD_103 | SSD_EUR_3,83 %_2006-2016 | 9.3.2006 | 9.3.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 187 302,74 |
| 2.2. | SSD_63 | SSD_EUR_4,015 %_2005-2016 | 16.3.2005 | 16.3.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 962 500,00 |
| 2.2. | SSD_107 | SSD_EUR_4,27 %_2006-2016 | 29.6.2006 | 29.6.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 143 308,22 |
| 2.2. | SSD_109 | SSD_EUR_4,39 %_2006-2016 | 18.7.2006 | 18.7.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 271 819,18 |
| 2.1. | SSD_111 | SSD_EUR_4,31 %_2016 | 26.7.2006 | 26.7.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 514 838,36 |
| 2.1. | SSD_101 | SSD_EUR_3,74 %_2006-2016 | 16.2.2006 | 16.8.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 302 786,31 |
| 2.2. | SSD_62 | SSD_EUR_4,02 %_2005-2016 | 7.3.2005 | 7.9.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 481 849,32 |
| 2.1. | SSD_82 | SSD_EUR-CMS-Spread_2005-2016_AO | 10.10.2005 | 10.10.2016 | EUR | 50 000 000,00 | 50 000 000,00 | 1 132 109,59 |
| 2.1. | SSD_86 | SSD_3,50 %_2005-2016 | 19.10.2005 | 19.10.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 191 301,37 |
| 2.1. | SSD_87 | SSD_EUR_6MEuribor+3,10 %_2005-2016_AO | 28.10.2005 | 28.10.2016 | EUR | 50 000 000,00 | 50 000 000,00 | 456 561,12 |
| 2.2. | SSD_110/1 | SSD_EUR_4,40 %_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 13 000 000,00 | 13 000 000,00 | 141 041,10 |
| 2.2. | SSD_110/2 | SSD_EUR_4,40 %_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 271 232,88 |
| 2.2. | SSD_114/1 | SSD_EUR_4,00 %_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 197 260,27 |
| 2.2. | SSD_114/3 | SSD_EUR_4,00 %_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 49 315,07 |
| 2.2. | SSD_114/2 | SSD_EUR_4,00 %_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 98 630,14 |
| 2.2. | SSD_110/4 | SSD_EUR_4,40 %_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 2 000 000,00 | 2 000 000,00 | 21 698,63 |
| 2.2. | SSD_110/3 | SSD_EUR_4,40 %_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 108 493,15 |
| 2.2. | SSD_114/4 | SSD_EUR_4,00 %_2006-2016 | 2.10.2006 | 2.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 49 315,07 |
| 2.2. | SSD_100 | SSD_EUR_3,75 %_2006-2016 | 15.2.2006 | 15.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 78 082,19 |
| 2.2. | SSD_59 | SSD_EUR_3,785 %_2005-2016 | 18.2.2006 | 16.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 77 773,98 |
| 2.2. | SSD_69 | SSD_EUR_3,76 %_2005-2016 | 29.4.2005 | 29.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 31 934,25 |
| 2.2. | SSD_118/3 | SSD_EUR_4,254 %_2006_2017 | 22.8.2006 | 13.1.2017 | EUR | 3 000 000,00 | 3 000 000,00 | 16 433,26 |
| 2.2. | SSD_118/1 | SSD_EUR_4,254 %_2006_2017 | 22.8.2006 | 13.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 54 777,53 |
| 2.2. | SSD_116/1 | SSD_EUR_4,34 %_2006_2017 | 4.9.2006 | 13.1.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 279 424,66 |
| 2.2. | SSD_116/2 | SSD_EUR_4,34 %_2006_2017 | 4.9.2006 | 13.1.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 27 942,47 |
| 2.2. | SSD_118/2 | SSD_EUR_4,254 %_2006-2017 | 22.8.2006 | 13.1.2017 | EUR | 17 000 000,00 | 17 000 000,00 | 93 121,81 |
| 2.2. | SSD_118/4 | SSD_EUR_4,254 %_2006-2017 | 22.8.2006 | 13.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 54 777,53 |
| 2.2. | SSD_122/1 | SSD_EUR_4 %_2006-2017 | 7.12.2006 | 7.2.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 36 164,39 |
| 2.2. | SSD_122/2 | SSD_EUR_4 %_2006-2017 | 7.12.2006 | 7.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 24 109,59 |
| 2.2. | SSD_123/3 | SSD_EUR_4,05 %_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 8 321,92 |
| 2.2. | SSD_123/5 | SSD_EUR_4,05 %_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 12 000 000,00 | 12 000 000,00 | 19 972,61 |
| 2.2. | SSD_123/1 | SSD_EUR_4,05 %_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 1 664,38 |
| 2.2. | SSD_123/4 | SSD_EUR_4,05 %_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 3 328,77 |
| 2.2. | SSD_123/2 | SSD_EUR_4,05 %_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 8 321,92 |
| 2.2. | SSD_119 | SSD_EUR_4,16 %_06-17 | 28.8.2006 | 28.2.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 227,95 |
| 2.2. | SSD_45 | SSD_EUR_4,605 %_2004-2017 | 8.3.2004 | 8.3.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 451 545,84 |
| 2.2. | SSD_115 | SSD_EUR_4,10 _2006-2017 | 11.10.2006 | 13.3.2017 | EUR | 40 000 000,00 | 40 000 000,00 | 1 586 082,19 |
| 2.1. | SSD_84 | SSD_EUR_6mEuribor+3,7 %_2005_2017_AO | 18.10.2005 | 18.4.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 507 897,22 |
| 2.1. | SSD_92 | SSD_EUR_6,72 %_2005-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 727 100,96 |
| 2.1. | SSD_93 | SSD_EUR 6,72 %_2003-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 727 100,96 |
| 2.1. | SSD_94 | SSD_EUR_6,72 %_2005-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 969 467,95 |
| 2.1. | SSD_83 | SSD_EUR_CMS-Spread_2005-2017_AO | 10.10.2005 | 10.6.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 306 112,50 |
| 2.2. | SSD_124 | SSD_EUR_4,10 %_2006-2017 | 14.12.2006 | 14.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 292 054,80 |
| 2.2. | SSD_127 | SSD_EUR_4,3 % 07-17 | 5.1.2007 | 30.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 718 630,14 |
| 2.2. | SSD_126 | SSD_EUR_4,3 % 07-17 | 5.1.2007 | 30.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 718 630,14 |
| 2.2. | SSD_125 | SSD_EUR_4,3 % 07-17 | 5.1.2007 | 30.6.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 437 260,27 |
| 2.2. | SSD_131 | SSD_EUR_4,275 % 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 285 780,82 |
| 2.2. | SSD_132 | SSD_EUR_4,275 % 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 285 780,82 |
| 2.2. | SSD_129/3 | SSD_EUR_4,32 % 07-17 | 5.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 288 789,04 |
| 2.2. | SSD_129/1 | SSD_EUR_4,32 % 07-17 | 5.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 577 578,09 |
| 2.2. | SSD_130/1 | SSD_EUR_4,28 % 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 286 115,07 |
| 2.2. | SSD_130/2 | SSD_EUR_4,28 % 07-17 | 8.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 572 230,14 |
| 2.2. | SSD_128 | SSD_EUR_4,3 % 07-17 | 5.1.2007 | 30.6.2017 | EUR | 150 000 000,00 | 150 000 000,00 | 4 311 780,82 |
| 2.2. | SSD_129/2 | SSD_EUR_4,32 %_2007-2017 | 5.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 577 578,09 |
| 2.1. | SSD_90 | SSD_EUR_6,74 %_2005-2017_AO | 7.11.2005 | 7.7.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 942 156,17 |
| 2.1. | SSD_89 | SSD_EUR_CMS-Spread 2005-2017_AO | 7.11.2005 | 7.7.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 942 156,17 |
| 2.2. | SSD_108 | SSD_EUR_4,44 %_2006-2017 | 10.7.2006 | 10.7.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 142 323,29 |
| 2.2. | SSD_23/1 | SSD_EUR_4,705 %_2004-2017 | 14.4.2004 | 14.7.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 593 352,78 |
| 2.2. | SSD_23/2 | SSD_EUR_4,705 %_2004-2017 | 14.4.2004 | 14.7.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 593 352,78 |
| 2.2. | SSD_22 | SSD_EUR_4,725 %_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 472 500,00 |
| 2.2. | SSD_24 | SSD_EUR_4,69 %_2004-2017 | 10.5.2004 | 1.9.2017 | EUR | 14 000 000,00 | 14 000 000,00 | 328 300,00 |
| 2.2. | SSD_21/54 | SSD_EUR_4,735 %_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 8 000 000,00 | 8 000 000,00 | 189 400,00 |
| 2.2. | SSD_21/54 | SSD_EUR_4,735 %_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 118 375,00 |
| 2.2. | SSD_39 | SSD_EUR_4,735 %_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 675,00 |
| 2.2. | SSD_40 | SSD_EUR_4,68 %_2004-2017 | 28.4.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 400,00 |
| 2.2. | SSD_41 | SSD_EUR_4,735 %_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 675,00 |
| 2.2. | SSD_46 | SSD_EUR_4,68 %_2004-2017 | 28.4.2004 | 1.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 234 000,00 |
| 2.2. | SSD_44 | SSD_EUR_4,70 %_2004-2017 | 16.2.2004 | 15.9.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 151 705,56 |
| 2.2. | SSD_9 | SSD_EUR_5,125 %_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 20 000 000,00 | 20 000 000,00 | 146 027,40 |
| 2.2. | SSD_1 | SSD_EUR_5,125 %_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 73 512,33 |
| 2.2. | SSD_49 | SSD_EUR_5,125 %_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 73 512,33 |
| 2.2. | SSD_11 | SSD_EUR_4,7 %_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2. | SSD_14 | SSD_EUR_4,7 %_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2. | SSD_19 | SSD_EUR_4,7 %_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2. | SSD_18 | SSD_EUR_4,7 %_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 218 027,78 |
| 2.2. | SSD_12 | SSD_EUR_4,67 %_2003-2018 | 30.4.2003 | 30.4.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 390 463,89 |
| 2.2. | SSD_15 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 1 000 000,00 | 1 000 000,00 | 39 046,39 |
| 2.2. | SSD_16 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 4 000 000,00 | 4 000 000,00 | 156 185,56 |
| 2.2. | SSD_17 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_20 | SSD_EUR_4,67 %_2003-2018 | 30.4.2003 | 30.4.2018 | EUR | 30 000 000,00 | 30 000 000,00 | 1 171 391,67 |
| 2.2. | SSD_5 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 20 000 000,00 | 20 000 000,00 | 780 927,78 |
| 2.2. | SSD_28 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_29 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_32 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 585 695,84 |
| 2.2. | SSD_36 | SSD_EUR_4,67 %_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_147 | SSD_EUR_4,039163 %_2005-2022_ZERO | 4.5.2005 | 4.11.2022 | EUR | 2 549 724,37 | 2 549 724,37 | 33 470,95 |
| 2.2. | SSD_13 | SSD_EUR_4,835 %_2003-2023 | 14.3.2003 | 14.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 1 165 698,63 |
| 2.2. | SSD_52 | SSD_EUR_4,835 %_2003-2023 | 14.3.2003 | 14.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 1 165 698,63 |
| 2.2. | SSD_4 | SSD_EUR_5,58 %_2003-2023 | 3.4.2003 | 3.4.2023 | EUR | 10 000 000,00 | 10 000 000,00 | 507 550,69 |
| 2.2. | SSD_78 | SSD_EUR_4 %_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 2 000 000,00 | 2 000 000,00 | 43 555,56 |
| 2.2. | SSD_77 | SSD_EUR_4 %_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 10 000 000,00 | 10 000 000,00 | 217 777,78 |
| 2.2. | SSD_76 | SSD_EUR_4 %_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 10 000 000,00 | 10 000 000,00 | 217 777,78 |
| | 1 827 049 724,37 | 42 699 278,93 |

2.2.

Borrower’s note loans

Borrower’s note loans

BPOS

Identifier

Contract No

Item

Start of contract term

End of contract term

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.2.

SSD_138

SSD_EUR_4,28 %_2007-2015

2.3.2007

2.3.2015

EUR

25 000 000,00

25 000 000,00

1 067 068,50

2.1.

SSD_140

SSD_EUR 6m Euribor_2007-2015

23.3.2007

23.3.2015

EUR

30 000 000,00

30 000 000,00

36 702,50

2.2.

SSD_135/4

SSD_EUR_4,25 %_2007-2015

23.2.2007

23.7.2015

EUR

25 000 000,00

25 000 000,00

643 321,92

2.2.

SSD_135/1

SSD_EUR_4,25 %_2007-2015

23.2.2007

23.7.2015

EUR

15 000 000,00

15 000 000,00

385 993,16

2.2.

SSD_135/2

SSD_EUR_4,25 %_2007-2015

23.2.2007

23.7.2015

EUR

14 000 000,00

14 000 000,00

360 260,28

2.2.

SSD_135/3

SSD_EUR_4,25 %_2007-2015

23.2.2007

23.7.2015

EUR

11 000 000,00

11 000 000,00

283 061,65

2.1.

SSD_135/5

SSD_EUR_4,25 %_2007-2015

23.2.2007

23.7.2015

EUR

35 000 000,00

35 000 000,00

900 650,69

2.1.

SSD_139/6

SSD_EUR_4,20 %_2007-15

8.3.2007

1.9.2015

EUR

40 000 000,00

40 000 000,00

833 095,89

2.2.

SSD_139/2

SSD_EUR_4,20 %_2007-15

8.3.2007

1.9.2015

EUR

4 000 000,00

4 000 000,00

83 309,59

2.2.

SSD_139/3

SSD_EUR_4,20 %_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_139/4

SSD_EUR_4,20 %_2007-15

8.3.2007

1.9.2015

EUR

3 000 000,00

3 000 000,00

62 482,20

2.2.

SSD_139/5

SSD_EUR_4,20 %_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_139/1

SSD_EUR_4,20 %_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_134/1

SSD_EUR_4,41 %_2007-2015

20.2.2007

15.9.2015

EUR

17 000 000,00

17 000 000,00

343 013,43

2.2.

SSD_134/2

SSD_EUR_4,41 %_2007-2015

20.2.2007

15.9.2015

EUR

23 000 000,00

23 000 000,00

464 076,99

2.2.

SSD_134/3

SSD_EUR_4,41 %_2007-2015

20.2.2007

15.9.2015

EUR

10 000 000,00

10 000 000,00

201 772,60

2.1.

SSD_67

SSD_EUR_3,91 %_2005-2015

18.3.2005

18.9.2015

EUR

10 000 000,00

10 000 000,00

175 682,19

2.2.

SSD_91

SSD_EUR_3,545 %_2003-2015

30.11.2005

30.11.2015

EUR

10 000 000,00

10 000 000,00

88 382,19

2.2.

SSD_95

SSD_EUR_3,7 %_2006-2016

31.1.2006

29.1.2016

EUR

15 000 000,00

15 000 000,00

47 136,99

2.2.

SSD_99

SSD_EUR_3,7 %_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.2.

SSD_97

SSD_EUR_3,7 %_2006-2016

2.2.2006

2.2.2016

EUR

15 000 000,00

15 000 000,00

41 054,80

2.2.

SSD_98

SSD_EUR_3,7 %_2006-2016

2.2.2006

2.2.2016

EUR

2 500 000,00

2 500 000,00

6 842,47

2.2.

SSD_96

SSD_EUR_3,7 %_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.1.

SSD_102

SSD_EUR_3,725 %_2006-2016

6.2.2006

8.2.2016

EUR

10 000 000,00

10 000 000,00

21 431,51

2.2.

SSD_60

SSD_EUR_3,97 %_2005-2016

28.2.2005

26.2.2016

EUR

10 000 000,00

10 000 000,00

3 263,01

2.2.

SSD_61

SSD_EUR_3,97 %_2005-2016

28.2.2005

26.2.2016

EUR

1 000 000,00

1 000 000,00

326,30

2.2.

SSD_103

SSD_EUR_3,83 %_2006-2016

9.3.2006

9.3.2016

EUR

5 000 000,00

5 000 000,00

187 302,74

2.2.

SSD_63

SSD_EUR_4,015 %_2005-2016

16.3.2005

16.3.2016

EUR

25 000 000,00

25 000 000,00

962 500,00

2.2.

SSD_107

SSD_EUR_4,27 %_2006-2016

29.6.2006

29.6.2016

EUR

5 000 000,00

5 000 000,00

143 308,22

2.2.

SSD_109

SSD_EUR_4,39 %_2006-2016

18.7.2006

18.7.2016

EUR

10 000 000,00

10 000 000,00

271 819,18

2.1.

SSD_111

SSD_EUR_4,31 %_2016

26.7.2006

26.7.2016

EUR

20 000 000,00

20 000 000,00

514 838,36

2.1.

SSD_101

SSD_EUR_3,74 %_2006-2016

16.2.2006

16.8.2016

EUR

15 000 000,00

15 000 000,00

302 786,31

2.2.

SSD_62

SSD_EUR_4,02 %_2005-2016

7.3.2005

7.9.2016

EUR

25 000 000,00

25 000 000,00

481 849,32

2.1.

SSD_82

SSD_EUR-CMS-Spread_2005-2016_AO

10.10.2005

10.10.2016

EUR

50 000 000,00

50 000 000,00

1 132 109,59

2.1.

SSD_86

SSD_3,50 %_2005-2016

19.10.2005

19.10.2016

EUR

15 000 000,00

15 000 000,00

191 301,37

2.1.

SSD_87

SSD_EUR_6MEuribor+3,10 %_2005-2016_AO

28.10.2005

28.10.2016

EUR

50 000 000,00

50 000 000,00

456 561,12

2.2.

SSD_110/1

SSD_EUR_4,40 %_2006-2016

18.7.2006

1.12.2016

EUR

13 000 000,00

13 000 000,00

141 041,10

2.2.

SSD_110/2

SSD_EUR_4,40 %_2006-2016

18.7.2006

1.12.2016

EUR

25 000 000,00

25 000 000,00

271 232,88

2.2.

SSD_114/1

SSD_EUR_4,00 %_2006-2016

2.10.2006

1.12.2016

EUR

20 000 000,00

20 000 000,00

197 260,27

2.2.

SSD_114/3

SSD_EUR_4,00 %_2006-2016

2.10.2006

1.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2.

SSD_114/2

SSD_EUR_4,00 %_2006-2016

2.10.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

98 630,14

2.2.

SSD_110/4

SSD_EUR_4,40 %_2006-2016

18.7.2006

1.12.2016

EUR

2 000 000,00

2 000 000,00

21 698,63

2.2.

SSD_110/3

SSD_EUR_4,40 %_2006-2016

18.7.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

108 493,15

2.2.

SSD_114/4

SSD_EUR_4,00 %_2006-2016

2.10.2006

2.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2.

SSD_100

SSD_EUR_3,75 %_2006-2016

15.2.2006

15.12.2016

EUR

10 000 000,00

10 000 000,00

78 082,19

2.2.

SSD_59

SSD_EUR_3,785 %_2005-2016

18.2.2006

16.12.2016

EUR

10 000 000,00

10 000 000,00

77 773,98

2.2.

SSD_69

SSD_EUR_3,76 %_2005-2016

29.4.2005

29.12.2016

EUR

5 000 000,00

5 000 000,00

31 934,25

2.2.

SSD_118/3

SSD_EUR_4,254 %_2006_2017

22.8.2006

13.1.2017

EUR

3 000 000,00

3 000 000,00

16 433,26

2.2.

SSD_118/1

SSD_EUR_4,254 %_2006_2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2.

SSD_116/1

SSD_EUR_4,34 %_2006_2017

4.9.2006

13.1.2017

EUR

50 000 000,00

50 000 000,00

279 424,66

2.2.

SSD_116/2

SSD_EUR_4,34 %_2006_2017

4.9.2006

13.1.2017

EUR

5 000 000,00

5 000 000,00

27 942,47

2.2.

SSD_118/2

SSD_EUR_4,254 %_2006-2017

22.8.2006

13.1.2017

EUR

17 000 000,00

17 000 000,00

93 121,81

2.2.

SSD_118/4

SSD_EUR_4,254 %_2006-2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2.

SSD_122/1

SSD_EUR_4 %_2006-2017

7.12.2006

7.2.2017

EUR

15 000 000,00

15 000 000,00

36 164,39

2.2.

SSD_122/2

SSD_EUR_4 %_2006-2017

7.12.2006

7.2.2017

EUR

10 000 000,00

10 000 000,00

24 109,59

2.2.

SSD_123/3

SSD_EUR_4,05 %_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2.

SSD_123/5

SSD_EUR_4,05 %_2006-2017

14.12.2006

14.2.2017

EUR

12 000 000,00

12 000 000,00

19 972,61

2.2.

SSD_123/1

SSD_EUR_4,05 %_2006-2017

14.12.2006

14.2.2017

EUR

1 000 000,00

1 000 000,00

1 664,38

2.2.

SSD_123/4

SSD_EUR_4,05 %_2006-2017

14.12.2006

14.2.2017

EUR

2 000 000,00

2 000 000,00

3 328,77

2.2.

SSD_123/2

SSD_EUR_4,05 %_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2.

SSD_119

SSD_EUR_4,16 %_06-17

28.8.2006

28.2.2017

EUR

2 000 000,00

2 000 000,00

227,95

2.2.

SSD_45

SSD_EUR_4,605 %_2004-2017

8.3.2004

8.3.2017

EUR

10 000 000,00

10 000 000,00

451 545,84

2.2.

SSD_115

SSD_EUR_4,10 _2006-2017

11.10.2006

13.3.2017

EUR

40 000 000,00

40 000 000,00

1 586 082,19

2.1.

SSD_84

SSD_EUR_6mEuribor+3,7 %_2005_2017_AO

18.10.2005

18.4.2017

EUR

50 000 000,00

50 000 000,00

507 897,22

2.1.

SSD_92

SSD_EUR_6,72 %_2005-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1.

SSD_93

SSD_EUR 6,72 %_2003-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1.

SSD_94

SSD_EUR_6,72 %_2005-2017_AO

24.10.2005

24.4.2017

EUR

20 000 000,00

20 000 000,00

969 467,95

2.1.

SSD_83

SSD_EUR_CMS-Spread_2005-2017_AO

10.10.2005

10.6.2017

EUR

50 000 000,00

50 000 000,00

306 112,50

2.2.

SSD_124

SSD_EUR_4,10 %_2006-2017

14.12.2006

14.6.2017

EUR

10 000 000,00

10 000 000,00

292 054,80

2.2.

SSD_127

SSD_EUR_4,3 % 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2.

SSD_126

SSD_EUR_4,3 % 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2.

SSD_125

SSD_EUR_4,3 % 07-17

5.1.2007

30.6.2017

EUR

50 000 000,00

50 000 000,00

1 437 260,27

2.2.

SSD_131

SSD_EUR_4,275 % 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.2.

SSD_132

SSD_EUR_4,275 % 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.2.

SSD_129/3

SSD_EUR_4,32 % 07-17

5.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

288 789,04

2.2.

SSD_129/1

SSD_EUR_4,32 % 07-17

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.2.

SSD_130/1

SSD_EUR_4,28 % 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

286 115,07

2.2.

SSD_130/2

SSD_EUR_4,28 % 07-17

8.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

572 230,14

2.2.

SSD_128

SSD_EUR_4,3 % 07-17

5.1.2007

30.6.2017

EUR

150 000 000,00

150 000 000,00

4 311 780,82

2.2.

SSD_129/2

SSD_EUR_4,32 %_2007-2017

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.1.

SSD_90

SSD_EUR_6,74 %_2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.1.

SSD_89

SSD_EUR_CMS-Spread 2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.2.

SSD_108

SSD_EUR_4,44 %_2006-2017

10.7.2006

10.7.2017

EUR

5 000 000,00

5 000 000,00

142 323,29

2.2.

SSD_23/1

SSD_EUR_4,705 %_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2.

SSD_23/2

SSD_EUR_4,705 %_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2.

SSD_22

SSD_EUR_4,725 %_2004-2017

22.1.2004

1.9.2017

EUR

20 000 000,00

20 000 000,00

472 500,00

2.2.

SSD_24

SSD_EUR_4,69 %_2004-2017

10.5.2004

1.9.2017

EUR

14 000 000,00

14 000 000,00

328 300,00

2.2.

SSD_21/54

SSD_EUR_4,735 %_2004-2017

22.1.2004

1.9.2017

EUR

8 000 000,00

8 000 000,00

189 400,00

2.2.

SSD_21/54

SSD_EUR_4,735 %_2004-2017

22.1.2004

1.9.2017

EUR

5 000 000,00

5 000 000,00

118 375,00

2.2.

SSD_39

SSD_EUR_4,735 %_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2.

SSD_40

SSD_EUR_4,68 %_2004-2017

28.4.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 400,00

2.2.

SSD_41

SSD_EUR_4,735 %_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2.

SSD_46

SSD_EUR_4,68 %_2004-2017

28.4.2004

1.9.2017

EUR

10 000 000,00

10 000 000,00

234 000,00

2.2.

SSD_44

SSD_EUR_4,70 %_2004-2017

16.2.2004

15.9.2017

EUR

7 000 000,00

7 000 000,00

151 705,56

2.2.

SSD_9

SSD_EUR_5,125 %_2003-2018

7.1.2003

8.1.2018

EUR

20 000 000,00

20 000 000,00

146 027,40

2.2.

SSD_1

SSD_EUR_5,125 %_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2.

SSD_49

SSD_EUR_5,125 %_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2.

SSD_11

SSD_EUR_4,7 %_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_14

SSD_EUR_4,7 %_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_19

SSD_EUR_4,7 %_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_18

SSD_EUR_4,7 %_2003-2018

27.3.2003

27.3.2018

EUR

5 000 000,00

5 000 000,00

218 027,78

2.2.

SSD_12

SSD_EUR_4,67 %_2003-2018

30.4.2003

30.4.2018

EUR

10 000 000,00

10 000 000,00

390 463,89

2.2.

SSD_15

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

1 000 000,00

1 000 000,00

39 046,39

2.2.

SSD_16

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

4 000 000,00

4 000 000,00

156 185,56

2.2.

SSD_17

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_20

SSD_EUR_4,67 %_2003-2018

30.4.2003

30.4.2018

EUR

30 000 000,00

30 000 000,00

1 171 391,67

2.2.

SSD_5

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

20 000 000,00

20 000 000,00

780 927,78

2.2.

SSD_28

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_29

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_32

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

15 000 000,00

15 000 000,00

585 695,84

2.2.

SSD_36

SSD_EUR_4,67 %_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_147

SSD_EUR_4,039163 %_2005-2022_ZERO

4.5.2005

4.11.2022

EUR

2 549 724,37

2 549 724,37

33 470,95

2.2.

SSD_13

SSD_EUR_4,835 %_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2.

SSD_52

SSD_EUR_4,835 %_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2.

SSD_4

SSD_EUR_5,58 %_2003-2023

3.4.2003

3.4.2023

EUR

10 000 000,00

10 000 000,00

507 550,69

2.2.

SSD_78

SSD_EUR_4 %_2005-2025

15.8.2005

15.8.2025

EUR

2 000 000,00

2 000 000,00

43 555,56

2.2.

SSD_77

SSD_EUR_4 %_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

2.2.

SSD_76

SSD_EUR_4 %_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

1 827 049 724,37

42 699 278,93

| 2.3. | Bonds issued by the Mortgage Bond Division:
  Liabilities of HETA to Pfandbriefbank (Österreich) AG, the Mortgage Bond Division of the Austrian Mortgage Banks (Pfandbriefstelle der österreichischen Landes-Hypothekenbanken), member institutes of the Mortgage Bond Division of the Austrian Mortgage Banks and their guarantors, from or in connection with the following debt securities issued by the Mortgage Bond Division of the Austrian mortgage banks:













  Bonds issued by the Mortgage Bond Division |
| --- | --- |
| BPOS | ISIN/Identifier | Item | Start of contract term | End of contract term | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.3. | XS0215066720 | FRN PFSTELLE JPY-ANL. 05/15 | 23.3.2005 | 10.4.2015 | JPY | 1 000 000 000,00 | 7 459 903,02 | 39 590,32 |
| 2.3. | XS0221472698 | FRN PFST. MTN 05/15 | 15.6.2005 | 15.6.2015 | EUR | 580 000 000,00 | 580 000 000,00 | 159 500,00 |
| 2.3. | XS0221101792 | FRN PFST. MTN 05/15 | 15.6.2005 | 15.6.2015 | JPY | 1 000 000 000,00 | 7 459 903,02 | 8 271,08 |
| 2.3. | XS0226436490 | FRN PFST.MED.T.NTS.05/15 VAR. | 10.8.2005 | 10.8.2015 | EUR | 30 000 000,00 | 30 000 000,00 | 57 960,00 |
| 2.3. | CH0020769045 | 2,5 % PFST.MTN 2005/2015 | 31.3.2005 | 30.12.2015 | CHF | 50 000 000,00 | 47 010 154,19 | 199 140,22 |
| 2.3. | XS0241945079 | FRN PFST.MED.T.NTS.06/16 VAR. | 26.1.2006 | 26.1.2016 | EUR | 125 000 000,00 | 125 000 000,00 | 12 395,83 |
| 2.3. | CH0022975624 | 2,125 % PFBSTELLE ANL. 05/16 | 7.11.2005 | 7.11.2016 | CHF | 75 000 000,00 | 70 515 231,29 | 474 508,75 |
| 2.3. | XS0221826174 | FRN PFST.MTN 2005/2017 VAR. | 29.6.2005 | 29.6.2017 | JPY | 500 000 000,00 | 3 729 951,51 | 3 582,64 |
| 2.3. | CH0016253640 | 2,875 % 2,875 % PFST MTN 03/17 | 21.7.2003 | 21.7.2017 | CHF | 110 000 000,00 | 103 422 339,23 | 1 817 073,03 |
| 2.3. | XS0215154005 | FRN PFST. FLR MTN 05/17 | 18.3.2005 | 18.9.2017 | EUR | 200 000 000,00 | 200 000 000,00 | 49 477,78 |
| 2.3. | XS0207820647 | 4,2 % PFST. ANL. 04/17 | 10.12.2004 | 26.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 269 260,28 |
| 2.3. | XS0143697679 | FRN PFST. FLR-HRDC NTS.02/27 | 1.3.2002 | 4.3.2027 | JPY | 1 500 000 000,00 | 11 189 854,53 | 164 531,09 |
| BPOS | Identifier
  Contract No | Item | Start of contract term | End of contract term | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.2. | SSD_65 | SSD_EUR_2005-2017 | 22.3.2005 | 22.3.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 280 145,83 |
| 2.2. | SSD_68 | SSD_JPY_1,525 _2005-2017 | 26.4.2005 | 26.4.2017 | JPY | 3 000 000 000,00 | 22 379 709,06 | 288 928,17 |
| 2.2. | SSD_55 | SSD_EUR_3,765 %_2005-2017 | 1.2.2005 | 12.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 176 745,84 |
| | 1 238 167 045,85 | 4 001 110,86 |

2.3.

Bonds issued by the Mortgage Bond Division:

Liabilities of HETA to Pfandbriefbank (Österreich) AG, the Mortgage Bond Division of the Austrian Mortgage Banks (Pfandbriefstelle der österreichischen Landes-Hypothekenbanken), member institutes of the Mortgage Bond Division of the Austrian Mortgage Banks and their guarantors, from or in connection with the following debt securities issued by the Mortgage Bond Division of the Austrian mortgage banks:

Bonds issued by the Mortgage Bond Division

BPOS

ISIN/Identifier

Item

Start of contract term

End of contract term

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.3.

XS0215066720

FRN PFSTELLE JPY-ANL. 05/15

23.3.2005

10.4.2015

JPY

1 000 000 000,00

7 459 903,02

39 590,32

2.3.

XS0221472698

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

EUR

580 000 000,00

580 000 000,00

159 500,00

2.3.

XS0221101792

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

JPY

1 000 000 000,00

7 459 903,02

8 271,08

2.3.

XS0226436490

FRN PFST.MED.T.NTS.05/15 VAR.

10.8.2005

10.8.2015

EUR

30 000 000,00

30 000 000,00

57 960,00

2.3.

CH0020769045

2,5 % PFST.MTN 2005/2015

31.3.2005

30.12.2015

CHF

50 000 000,00

47 010 154,19

199 140,22

2.3.

XS0241945079

FRN PFST.MED.T.NTS.06/16 VAR.

26.1.2006

26.1.2016

EUR

125 000 000,00

125 000 000,00

12 395,83

2.3.

CH0022975624

2,125 % PFBSTELLE ANL. 05/16

7.11.2005

7.11.2016

CHF

75 000 000,00

70 515 231,29

474 508,75

2.3.

XS0221826174

FRN PFST.MTN 2005/2017 VAR.

29.6.2005

29.6.2017

JPY

500 000 000,00

3 729 951,51

3 582,64

2.3.

CH0016253640

2,875 % 2,875 % PFST MTN 03/17

21.7.2003

21.7.2017

CHF

110 000 000,00

103 422 339,23

1 817 073,03

2.3.

XS0215154005

FRN PFST. FLR MTN 05/17

18.3.2005

18.9.2017

EUR

200 000 000,00

200 000 000,00

49 477,78

2.3.

XS0207820647

4,2 % PFST. ANL. 04/17

10.12.2004

26.9.2017

EUR

15 000 000,00

15 000 000,00

269 260,28

2.3.

XS0143697679

FRN PFST. FLR-HRDC NTS.02/27

1.3.2002

4.3.2027

JPY

1 500 000 000,00

11 189 854,53

164 531,09

BPOS

Identifier

Contract No

Item

Start of contract term

End of contract term

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.2.

SSD_65

SSD_EUR_2005-2017

22.3.2005

22.3.2017

EUR

5 000 000,00

5 000 000,00

280 145,83

2.2.

SSD_68

SSD_JPY_1,525 _2005-2017

26.4.2005

26.4.2017

JPY

3 000 000 000,00

22 379 709,06

288 928,17

2.2.

SSD_55

SSD_EUR_3,765 %_2005-2017

1.2.2005

12.9.2017

EUR

10 000 000,00

10 000 000,00

176 745,84

1 238 167 045,85

4 001 110,86

| 2.4. | Fees:











  Fees |
| --- | --- |
| BPOS | Identifier
  Gen. ledger a/c No | Designation/Matter | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.4. | 1.004.705.129 | Debts to the Klagenfurt taxation office re withholding tax | EUR | 3 197,80 | 3 197,80 | — |
| 2.4. | 1.004.706.001 | Debts to the Klagenfurt taxation office re payroll tax | EUR | 661 662,76 | 661 662,76 | — |
| 2.4. | 1.004.706.109 | Debts to HETA Asset Resolution Germany GmbH re payroll tax | EUR | 224 109,63 | 224 109,63 | — |
| 2.4. | 1.004.706.222 | Debts to HETA Asset Resolution Magyarorszag Zrt re payroll tax | EUR | 5 539,48 | 5 539,48 | — |
| 2.4. | 1.004.707.016 | Debts to the Klagenfurt and Vienna regional medical insurance re employee social insurance funds | EUR | 856 261,02 | 856 261,02 | — |
| 2.4. | 1.004.707.059 | Debts to the Vienna municipal authorities re ‘U-Bahn tax’ [employer levy] | EUR | 204,00 | 204,00 | — |
| 2.4. | 1.004.710.009 | Debts to the Klagenfurt and Vienna municipal authorities re communal taxes | EUR | 78 493,37 | 78 493,37 | — |
| 2.4. | 1.004.711.013 | Debts to the Klagenfurt taxation office re withholding tax offsetting | EUR | 79,39 | 79,39 | — |
| 2.4. | 1.004.717.194 | Debts to the Republic of Slovenia and the Klagenfurt taxation office re EU withholding tax | EUR | 11,54 | 11,54 | — |
| 2.4. | 1.004.717.321 | Debts to the Republic of Croatia and the Klagenfurt taxation office re EU withholding tax | EUR | 7,57 | 7,57 | — |
| 2.4. | 1.004.959.023 | Debts to HETA Asset Resolution Italia s.r.l re social insurance for seconded employees | EUR | 558,20 | 558,20 | — |
| 2.4. | 1.005.514.025 | Debts to Hypo Alpe Adria-Immobilien GmbH re tax allocation | EUR | 27 308,27 | 27 308,27 | — |
| 2.4. | 1.005.514.025 | Debts to Ananke Handels- und Beteiligungs-GmbH re tax allocation | EUR | 161 306,88 | 161 306,88 | — |
| 2.4. | Multiple accounts | Debts to the Klagenfurt taxation office re VAT | EUR | 474 689,63 | 474 689,63 | |
| | 2 493 429,54 | — |

2.4.

Fees:

Fees

BPOS

Identifier

Gen. ledger a/c No

Designation/Matter

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.4.

1.004.705.129

Debts to the Klagenfurt taxation office re withholding tax

EUR

3 197,80

3 197,80

—

2.4.

1.004.706.001

Debts to the Klagenfurt taxation office re payroll tax

EUR

661 662,76

661 662,76

—

2.4.

1.004.706.109

Debts to HETA Asset Resolution Germany GmbH re payroll tax

EUR

224 109,63

224 109,63

—

2.4.

1.004.706.222

Debts to HETA Asset Resolution Magyarorszag Zrt re payroll tax

EUR

5 539,48

5 539,48

—

2.4.

1.004.707.016

Debts to the Klagenfurt and Vienna regional medical insurance re employee social insurance funds

EUR

856 261,02

856 261,02

—

2.4.

1.004.707.059

Debts to the Vienna municipal authorities re ‘U-Bahn tax’ [employer levy]

EUR

204,00

204,00

—

2.4.

1.004.710.009

Debts to the Klagenfurt and Vienna municipal authorities re communal taxes

EUR

78 493,37

78 493,37

—

2.4.

1.004.711.013

Debts to the Klagenfurt taxation office re withholding tax offsetting

EUR

79,39

79,39

—

2.4.

1.004.717.194

Debts to the Republic of Slovenia and the Klagenfurt taxation office re EU withholding tax

EUR

11,54

11,54

—

2.4.

1.004.717.321

Debts to the Republic of Croatia and the Klagenfurt taxation office re EU withholding tax

EUR

7,57

7,57

—

2.4.

1.004.959.023

Debts to HETA Asset Resolution Italia s.r.l re social insurance for seconded employees

EUR

558,20

558,20

—

2.4.

1.005.514.025

Debts to Hypo Alpe Adria-Immobilien GmbH re tax allocation

EUR

27 308,27

27 308,27

—

2.4.

1.005.514.025

Debts to Ananke Handels- und Beteiligungs-GmbH re tax allocation

EUR

161 306,88

161 306,88

—

2.4.

Multiple accounts

Debts to the Klagenfurt taxation office re VAT

EUR

474 689,63

474 689,63

2 493 429,54

—

| 2.5. | Accounts due on demand










  Accounts due on demand |
| --- | --- |
| BPOS | HETA AG a/c No | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.2. | 1 130 277 | EUR | 756 776,19 | 756 776,19 | — |
| 2.2. | 1 668 196 | EUR | 1 150 739,52 | 1 150 739,52 | — |
| 2.2. | 1 700 456 | EUR | 3 960,00 | 3 960,00 | — |
| 2.2. | 1 801 910 | EUR | 17,64 | 17,64 | — |
| 2.2. | 2 007 878 | EUR | 9 536,64 | 9 536,64 | — |
| 2.2. | 2 010 895 | EUR | 1 737,37 | 1 737,37 | — |
| 2.2. | 2 864 975 | EUR | 1 694 555,42 | 1 694 555,42 | — |
| 2.2. | 2 865 521 | EUR | 2 002,94 | 2 002,94 | — |
| 2.2. | 2 873 940 | EUR | 24 669,99 | 24 669,99 | — |
| 2.2. | 6 202 292 | EUR | 2 418,47 | 2 418,47 | — |
| 2.2. | 7 255 071 | EUR | 4 825,46 | 4 825,46 | — |
| 2.2. | 7 437 820 | EUR | 13 651,31 | 13 651,31 | — |
| 2.2. | 9 211 560 | EUR | 391,63 | 391,63 | — |
| 2.2. | 9 212 647 | EUR | 13 438,77 | 13 438,77 | — |
| 2.2. | 9 332 880 | EUR | 12 726 052,00 | 12 726 052,00 | — |
| 2.2. | 9 617 906 | EUR | 120 519,41 | 120 519,41 | — |
| 2.2. | 9 623 639 | EUR | 11,15 | 11,15 | — |
| 2.2. | 9 626 727 | EUR | 352 215,32 | 352 215,32 | — |
| 2.2. | 9 626 735 | EUR | 296 319,35 | 296 319,35 | — |
| 2.2. | 9 627 170 | EUR | 4 384,26 | 4 384,26 | — |
| 2.2. | 9 627 375 | EUR | 3 692 776,18 | 3 692 776,18 | — |
| 2.2. | 9 627 421 | EUR | 55,40 | 55,40 | — |
| 2.2. | 9 627 774 | EUR | 146 926,82 | 146 926,82 | — |
| 2.2. | 9 632 913 | EUR | 1 544 542,22 | 1 544 542,22 | — |
| 2.2. | 455 595 991 | EUR | 12 630,23 | 12 630,23 | — |
| 2.2. | 1 009 740 267 | EUR | 209,58 | 209,58 | — |
| 2.2. | 1 009 740 283 | EUR | 5,70 | 5,70 | — |
| 2.2. | 1 009 740 348 | EUR | 356,89 | 356,89 | — |
| 2.2. | 1 009 741 000 | EUR | 5,88 | 5,88 | — |
| 2.2. | 1 009 741 190 | EUR | 6,77 | 6,77 | — |
| 2.2. | 1 009 741 662 | EUR | 12,28 | 12,28 | — |
| 2.2. | 1 009 741 999 | EUR | 123,84 | 123,84 | — |
| 2.2. | 1 009 742 014 | EUR | 1,98 | 1,98 | — |
| 2.2. | 1 009 742 057 | EUR | 4,80 | 4,80 | — |
| 2.4. | 1 005 501 004.4 | EUR | 39 886,72 | 39 886,72 | — |
| | 22 615 768,13 | — |

2.5.

Accounts due on demand

Accounts due on demand

BPOS

HETA AG a/c No

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.2.

1 130 277

EUR

756 776,19

756 776,19

—

2.2.

1 668 196

EUR

1 150 739,52

1 150 739,52

—

2.2.

1 700 456

EUR

3 960,00

3 960,00

—

2.2.

1 801 910

EUR

17,64

17,64

—

2.2.

2 007 878

EUR

9 536,64

9 536,64

—

2.2.

2 010 895

EUR

1 737,37

1 737,37

—

2.2.

2 864 975

EUR

1 694 555,42

1 694 555,42

—

2.2.

2 865 521

EUR

2 002,94

2 002,94

—

2.2.

2 873 940

EUR

24 669,99

24 669,99

—

2.2.

6 202 292

EUR

2 418,47

2 418,47

—

2.2.

7 255 071

EUR

4 825,46

4 825,46

—

2.2.

7 437 820

EUR

13 651,31

13 651,31

—

2.2.

9 211 560

EUR

391,63

391,63

—

2.2.

9 212 647

EUR

13 438,77

13 438,77

—

2.2.

9 332 880

EUR

12 726 052,00

12 726 052,00

—

2.2.

9 617 906

EUR

120 519,41

120 519,41

—

2.2.

9 623 639

EUR

11,15

11,15

—

2.2.

9 626 727

EUR

352 215,32

352 215,32

—

2.2.

9 626 735

EUR

296 319,35

296 319,35

—

2.2.

9 627 170

EUR

4 384,26

4 384,26

—

2.2.

9 627 375

EUR

3 692 776,18

3 692 776,18

—

2.2.

9 627 421

EUR

55,40

55,40

—

2.2.

9 627 774

EUR

146 926,82

146 926,82

—

2.2.

9 632 913

EUR

1 544 542,22

1 544 542,22

—

2.2.

455 595 991

EUR

12 630,23

12 630,23

—

2.2.

1 009 740 267

EUR

209,58

209,58

—

2.2.

1 009 740 283

EUR

5,70

5,70

—

2.2.

1 009 740 348

EUR

356,89

356,89

—

2.2.

1 009 741 000

EUR

5,88

5,88

—

2.2.

1 009 741 190

EUR

6,77

6,77

—

2.2.

1 009 741 662

EUR

12,28

12,28

—

2.2.

1 009 741 999

EUR

123,84

123,84

—

2.2.

1 009 742 014

EUR

1,98

1,98

—

2.2.

1 009 742 057

EUR

4,80

4,80

—

2.4.

1 005 501 004.4

EUR

39 886,72

39 886,72

—

22 615 768,13

—

| 2.6. | Liability, administration and processing charges:






  2.6.1. | Financial obligations of HETA from or in connection with the Guarantee Agreement dated 28 December 2010 together with supplementary agreements, concluded between the Republic of Austria as guarantor and (now) HETA as beneficiary with regard to the liability of the Republic of Austria for liabilities of HETA towards borrowers up to the level of EUR 200m:











  Liability, administration and processing charges |
| --- | --- | --- |
| BPOS | Identifier
  Gen. ledger a/c No | Item | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.4. | 10 055 010 042 | Debts under decision item II.2.6.1 | EUR | 1 948 918,94 | 1 948 918,94 | — |

2.6.

Liability, administration and processing charges:

2.6.1.

Financial obligations of HETA from or in connection with the Guarantee Agreement dated 28 December 2010 together with supplementary agreements, concluded between the Republic of Austria as guarantor and (now) HETA as beneficiary with regard to the liability of the Republic of Austria for liabilities of HETA towards borrowers up to the level of EUR 200m:

Liability, administration and processing charges

BPOS

Identifier

Gen. ledger a/c No

Item

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.4.

10 055 010 042

Debts under decision item II.2.6.1

EUR

1 948 918,94

1 948 918,94

—

| 2.6.2. | Financial obligations of HETA from or in connection with the Guarantee Agreement dated 7 December 2012 concluded between the Republic of Austria as guarantor and (now) HETA as debtor relating to the Subordinated Government Guaranteed Bond 2012–2022 (ISIN XS0863484035):











  Liability, administration and processing charges |
| --- | --- |
| BPOS | Identifier
  Gen. ledger a/c No | Item | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.4. | 1 009 799 008 | Liabilities under decision item II.2.6.2 | EUR | 4 108 571,47 | 4 108 571,47 | — |

2.6.2.

Financial obligations of HETA from or in connection with the Guarantee Agreement dated 7 December 2012 concluded between the Republic of Austria as guarantor and (now) HETA as debtor relating to the Subordinated Government Guaranteed Bond 2012–2022 (ISIN XS0863484035):

Liability, administration and processing charges

BPOS

Identifier

Gen. ledger a/c No

Item

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.4.

1 009 799 008

Liabilities under decision item II.2.6.2

EUR

4 108 571,47

4 108 571,47

—

| 2.6.3. | Financial obligations of HETA towards the State of Carinthia from or in connection with the subsidiary guarantee from the State of Carinthia contained in Section 5(2) of the Act (K-LHG) dated 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank (Carinthian regional and mortgage bank) to an incorporated company and the significant stipulations regarding the holding by the Kärntner Landes- und Hypothekenbank-Holding:











  Liability, administration and processing charges |
| --- | --- |
| BPOS | Identifier
  Gen. ledger a/c No | Item | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.4. | 1 005 831 004 | Debts under decision item II.2.6.3 | EUR | 17 160 696,88 | 17 160 696,88 | — |
| 2.4. | 10 055 010 043 | Interest accrued to debts under decision item II.2.6.3 | EUR | 5 657 550,76 | 5 657 550,76 | — |
| | 22 818 247,64 | — |

2.6.3.

Financial obligations of HETA towards the State of Carinthia from or in connection with the subsidiary guarantee from the State of Carinthia contained in Section 5(2) of the Act (K-LHG) dated 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank (Carinthian regional and mortgage bank) to an incorporated company and the significant stipulations regarding the holding by the Kärntner Landes- und Hypothekenbank-Holding:

Liability, administration and processing charges

BPOS

Identifier

Gen. ledger a/c No

Item

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.4.

1 005 831 004

Debts under decision item II.2.6.3

EUR

17 160 696,88

17 160 696,88

—

2.4.

10 055 010 043

Interest accrued to debts under decision item II.2.6.3

EUR

5 657 550,76

5 657 550,76

—

22 818 247,64

—

| 2.6.4. | Financial obligations of HETA from or in connection with processing charges











  Liability, administration and processing charges |
| --- | --- |
| BPOS | Identifier
  Gen. ledger a/c No | Item | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.4. | 1 005 504 003 | Processing charges from [Carinthia residential building subsidies] WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984 | EUR | 184 854,05 | 184 854,05 | — |
| 2.4. | 1 005 504 011 | Processing charges from [Carinthia residential building subsidies] WBF-Ktn.2.Tr.1968, WBF-Ktn.2.Tr.1984, WBF-Ktn.2.Tr.1991 | EUR | 306 566,09 | 306 566,09 | — |
| 2.4. | 1 005 504 992 | Processing charges from [Upper Austria residential building subsidies] WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11,WBF-OÖ 2.Tr.06/12 | EUR | 521 961,95 | 521 961,95 | — |
| | 1 013 382,09 | — |

2.6.4.

Financial obligations of HETA from or in connection with processing charges

Liability, administration and processing charges

BPOS

Identifier

Gen. ledger a/c No

Item

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.4.

1 005 504 003

Processing charges from [Carinthia residential building subsidies] WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984

EUR

184 854,05

184 854,05

—

2.4.

1 005 504 011

Processing charges from [Carinthia residential building subsidies] WBF-Ktn.2.Tr.1968, WBF-Ktn.2.Tr.1984, WBF-Ktn.2.Tr.1991

EUR

306 566,09

306 566,09

—

2.4.

1 005 504 992

Processing charges from [Upper Austria residential building subsidies] WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11,WBF-OÖ 2.Tr.06/12

EUR

521 961,95

521 961,95

—

1 013 382,09

—

| 2.7. | The following other eligible liabilities:






  2.7.1. | Financial obligations of HETA from other eligible liabilities:










  Other eligible liabilities: |
| --- | --- | --- |
| BPOS | Identifier
  Contract No | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.1. | 10/6/3973623 | EUR | 1 406 879,93 | 1 406 879,93 | 1 514 247,78 |
| 2.1. | 11/6/3973623 | EUR | 250 000 000,00 | 250 000 000,00 |
| 2.1. | 12/6/3973623 | EUR | 150 000 000,00 | 150 000 000,00 |
| 2.1. | 14/6/3973623 | EUR | 230 000 000,00 | 230 000 000,00 |
| 2.1. | 7/6/3973623 | EUR | 200 000 000,00 | 200 000 000,00 |
| 2.1. | 8/6/3973623 | EUR | 200 000 000,00 | 200 000 000,00 |
| 2.1. | 71011/7/3973623 | CHF | 87 216 000,00 | 82 000 752,16 | 5,88 |
| 2.1. | 71005/7/3973623 | CHF | 500 000 000,00 | 470 101 541,90 |
| 2.1. | 71012/7/3973623 | CHF | 500 000 000,00 | 470 101 541,90 |
| 2.1. | 71017/7/3973623 | CHF | 200 000 000,00 | 188 040 616,76 |
| 2.1. | Fees re 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and debt from interest claims relating to AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123 | EUR | 15 958 017,14 | 15 958 017,14 | — |
| 2.1. | Accrued interest re 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623 | EUR | 31 422 211,07 | 31 422 211,07 | (1 514 247,78 ) |
| 2.1. | Accrued interest re 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746 | CHF | 166 782 648,47 | 156 809 560,43 | (5,88 ) |
| 2.4. | Debt 113.410-8 and from guarantees re 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0 | EUR | 7 738,18 | 7 738,18 | — |
| BPOS | Identifier
  A/c No | Currency | 1.3.2015 Nom value in currency | 1.3.2015 UGB/BWG book value, EUR | 1.3.2015 Accrued interest, EUR |
| 2.1. | 9 323 953 | EUR | 11 881,35 | 11 881,35 | — |
| 2.1. | 9 331 042 | CAD | 9 006,35 | 6 435,41 | — |
| 2.1. | 9 323 961 | USD | 16 166,63 | 14 383,12 | — |
| 2.1. | 9 323 970 | CHF | 194 485,70 | 182 856,05 | — |
| 2.1. | 9 183 884 | EUR | 84 723,41 | 84 723,41 | — |
| | 2 446 149 138,81 | — |

2.7.

The following other eligible liabilities:

2.7.1.

Financial obligations of HETA from other eligible liabilities:

Other eligible liabilities:

BPOS

Identifier

Contract No

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.1.

10/6/3973623

EUR

1 406 879,93

1 406 879,93

1 514 247,78

2.1.

11/6/3973623

EUR

250 000 000,00

250 000 000,00

2.1.

12/6/3973623

EUR

150 000 000,00

150 000 000,00

2.1.

14/6/3973623

EUR

230 000 000,00

230 000 000,00

2.1.

7/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1.

8/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1.

71011/7/3973623

CHF

87 216 000,00

82 000 752,16

5,88

2.1.

71005/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1.

71012/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1.

71017/7/3973623

CHF

200 000 000,00

188 040 616,76

2.1.

Fees re 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and debt from interest claims relating to AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123

EUR

15 958 017,14

15 958 017,14

—

2.1.

Accrued interest re 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623

EUR

31 422 211,07

31 422 211,07

(1 514 247,78 )

2.1.

Accrued interest re 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746

CHF

166 782 648,47

156 809 560,43

(5,88 )

2.4.

Debt 113.410-8 and from guarantees re 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0

EUR

7 738,18

7 738,18

—

BPOS

Identifier

A/c No

Currency

1.3.2015 Nom value in currency

1.3.2015 UGB/BWG book value, EUR

1.3.2015 Accrued interest, EUR

2.1.

9 323 953

EUR

11 881,35

11 881,35

—

2.1.

9 331 042

CAD

9 006,35

6 435,41

—

2.1.

9 323 961

USD

16 166,63

14 383,12

—

2.1.

9 323 970

CHF

194 485,70

182 856,05

—

2.1.

9 183 884

EUR

84 723,41

84 723,41

—

2 446 149 138,81

—

| 2.7.2. | Payment obligations of HETA from or in connection with the Support Agreement between (now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001 together with supplementary agreements relating to the EUR 75 000 0007,375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited |
| --- | --- |

2.7.2.

Payment obligations of HETA from or in connection with the Support Agreement between (now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001 together with supplementary agreements relating to the EUR 75 000 0007,375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited

| 2.7.3. | Payment obligations of HETA from or in connection with the Support Agreement between (now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 October 2004 together with supplementary agreements relating to the EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited |
| --- | --- |

2.7.3.

Payment obligations of HETA from or in connection with the Support Agreement between (now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 October 2004 together with supplementary agreements relating to the EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited

| 2.7.4. | Financial obligations of HETA towards Norica Investments Ltd from or in connection with the Security Borrowing Request, the Cash Borrowing Request and the Global Master Securities Lending Agreement, Fees and Rates Letter, all concluded between (now) HETA and Norica Investments Ltd, and the Shareholders Agreement relating to Norica Investments Ltd concluded between (now) HETA and the co-owner. |
| --- | --- |

2.7.4.

Financial obligations of HETA towards Norica Investments Ltd from or in connection with the Security Borrowing Request, the Cash Borrowing Request and the Global Master Securities Lending Agreement, Fees and Rates Letter, all concluded between (now) HETA and Norica Investments Ltd, and the Shareholders Agreement relating to Norica Investments Ltd concluded between (now) HETA and the co-owner.

| 3. | With regard to the other eligible liabilities of HETA, the facts of which were already established on 1 March 2015 but whose occurrence or value is uncertain, in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(5) BaSAG it is ordered that:






  3.1. | The nominal value or the outstanding balance of the eligible liabilities from judicial proceedings against HETA or from other disputed eligible liabilities of HETA, in each case including interest accrued up to 28 February 2015, is to be reduced to a sum equal to 46,02 per cent of its correct value. Without prejudice to the effects on any persons whose rights are affected by the recovery measures under Section 116(4) BaSAG, this affects the following positions:







  State | Reference No | Court |
| --- | --- | --- | --- | --- |
| AT | 16 Cg 833/15m | Klagenfurt District Court |
| AT | 27 C-104/16 w | Vienna District Court |
| AT | 22 C 482/15w | Vienna District Court |
| AT | 58 Cg 11/13w | Vienna Commercial Court |
| AT | 27 Cg 72/14i | Vienna Commercial Court |
| AT | 49Cg59/15s | Vienna Commercial Court |
| AT | 48 Cg 33/15k | Vienna Commercial Court |
| AT | 25 Cg 2/15g | Vienna Commercial Court |
| AT | 55 Cg 67/15 m | Vienna Commercial Court |
| AT | 31 Cg 10/15 b | Vienna Commercial Court |
| AT | 15 Cg 6/15x | Vienna Commercial Court |
| AT | 24 Cg 17/15f | Vienna Commercial Court |
| AT | 67 Cg 2/16t | Vienna Commercial Court |
| AT | 55 Cg 7/15 p | Vienna Commercial Court |
| AT | 64 Cg 12/15i | Vienna Commercial Court |
| AT | 47 Cg 77/14x | Vienna Commercial Court |
| AT | 47 Cg 112/14v | Vienna Commercial Court |
| AT | 20 Cg 41/11z | Vienna Commercial Court |
| AT | 50 Cg 95/14i | Klagenfurt Regional Court |
| AT | 25 Cg 89/14y | Klagenfurt Regional Court |
| AT | 22 Cg 102/14p | Klagenfurt Regional Court |
| AT | 21 Cg 107/14s | Klagenfurt Regional Court |
| AT | 27 Cg 95/14w | Klagenfurt Regional Court |
| AT | 26 Cg 113/14k | Klagenfurt Regional Court |
| AT | 26 Cg 114/14g | Klagenfurt Regional Court |
| AT | 29 Cg 120/14m | Klagenfurt Regional Court |
| AT | 50 Cg 116/14b | Klagenfurt Regional Court |
| AT | 23 Cg 111/14v | Klagenfurt Regional Court |
| AT | 25 Cg 95/14f | Klagenfurt Regional Court |
| AT | 28 Cg 86/14d | Klagenfurt Regional Court |
| AT | 25 Cg 94/14h | Klagenfurt Regional Court |
| AT | 50 Cg 11/15p | Klagenfurt Regional Court |
| AT | 69 Cg 8/15m | Klagenfurt Regional Court |
| AT | 21 Cg 37/15y | Klagenfurt Regional Court |
| AT | 29 Cg 37/15g | Klagenfurt Regional Court |
| AT | 28 Cg 31/15t | Klagenfurt Regional Court |
| AT | 26 Cg44/15i | Klagenfurt Regional Court |
| AT | 29 Cg 54/15g | Klagenfurt Regional Court |
| AT | 29 Cg 57/15y | Klagenfurt Regional Court |
| AT | 50 Cg 38/15h | Klagenfurt Regional Court |
| AT | 29 Cg 35/15p | Klagenfurt Regional Court |
| AT | 29 Cg 102/15s | Klagenfurt Regional Court |
| AT | 29 Cg 199/09x | Klagenfurt Regional Court |
| AT | 23 Cg 91/12z | Klagenfurt Regional Court |
| AT | 26 Cg 54/11d | Klagenfurt Regional Court |
| AT | 24 Cg 128/10w | Klagenfurt Regional Court |
| AT | 28 Cg 69/12a | Klagenfurt Regional Court |
| AT | 20 Cg 95/14v | Klagenfurt Regional Court |
| AT | 43 Cga 159/14w | Klagenfurt Regional Court |
| AT | 35 Cga 160/10 w | Klagenfurt Regional Court |
| AT | 33 Cga 194/13t | Klagenfurt Regional Court |
| AT | 50 Cg 18/15k | Klagenfurt Regional Court |
| AT | 69 Cg 79/14a | Klagenfurt Regional Court |
| AT | 29 Cg 5/15a | Klagenfurt Regional Court (now Vienna Commercial Court) |
| AT | SCH-5431 | Vienna International Arbitral Centre |
| BA | 58 0 P 164291 15 P | District Court of Mostar |
| BA | 57 0 Ps 09470 07 Ps | Commercial Court of Banja Luka |
| BA | 580Ps11799912Ps | Municipal Court Š. Brijeg |
| DE | 3-09 O 99/15 | Frankfurt/Main Regional Court |
| DE | 2-18 O 455/15 | Frankfurt/Main Regional Court |
| DE | 12 O 114/15 | Frankfurt/Main Regional Court |
| DE | 2-25 O593/15 | Frankfurt/Main Regional Court |
| DE | 2-28 O 89/15 | Frankfurt/Main Regional Court |
| DE | 3-14 O50/15 | Frankfurt/Main Regional Court |
| DE | 2-07 186/15 | Frankfurt/Main Regional Court |
| DE | 2-05 O 283/15 | Frankfurt/Main Regional Court |
| DE | 2-31 O 255/15 | Frankfurt/Main Regional Court |
| DE | 2-18 O 310/15 | Frankfurt/Main Regional Court |
| DE | 3 - 15 O 127/15 | Frankfurt/Main Regional Court |
| DE | 32 O 26502/12 | Munich Regional Court |
| DE | 32 T-1256/15 | Munich Regional Court |
| HR | P-1804_2015 | Regional Court of Osijek |
| HR | P-2669/11 | Basic Court of Buje |
| HR | P-94/13 | Basic Court of Buje |
| HR | P-282/2014 | District Court of Osijek |
| HR | P-1391/13 | Civil Court of Zagreb |
| HR | PZ-7602/13 | Commercial Court of Pazin |
| HR | P-1594/2014 | Commercial Court of Rijeka |
| HR | 6 P - 438/2012 | Commercial Court of Rijeka |
| HR | 11 P-525/2012-2 | Commercial Court of Rijeka |
| HR | P-2400/2012 | Commercial Court of Rijeka |
| HR | P-2127/2013 | Commercial Court of Rijeka |
| HR | P-2035/14 | Commercial Court of Rijeka |
| HR | P-475/2012 | Commercial Court of Rijeka |
| HR | P-747/2013 | Commercial Court of Split |
| HR | P-986/14 | Commercial Court of Split |
| HR | P-985/14 | Commercial Court of Split |
| HR | 9P-244/2014 | Commercial Court of Zadar |
| HR | P-150/2013 | Commercial Court of Zadar |
| HR | P-121/2012 | Commercial Court of Zadar |
| HR | 4 P - 2181/15 | Commercial Court of Zagreb |
| HR | P-2059/14 | Commercial Court of Zagreb |
| HR | 2 P-2889/2013 | Commercial Court of Zagreb |
| HR | P-792/14 | Country Court of Pula/Pola |
| HR | P-45/11 | County Court of Pula/Pola |
| HR | P 73/14 | County Court of Pula/Pola |
| HR | P-3128/2013 | Rijeka Commercial Court |
| HR | P-1048/2011 | Rijeka Commercial Court |
| HR | P-1048/2012 | Rijeka Commercial Court |
| HR | P-1048/2013 | Rijeka Commercial Court |
| HR | P-2557/2013 | Rijeka Commercial Court |
| HR | P-33/2014 | Split Commercial Court |
| HR | P-2558/13 | Zagreb Commercial Court |
| HR | R1-381/13 | Zagreb Commercial Court |
| HR | P-4963/2011 | Zagreb Commercial Court |
| HR | P 431/11 | Dubrovnik Regional Court |
| HR | VI-P-31/12 | Municipal Court of Opatija |
| HR | VI-P-32/12 | Municipal Court of Opatija |
| HR | P-411/2013 | Municipal Court of Opatija |
| HR | P-413/2013 | Municipal Court of Opatija |
| HR | P-3117/2013 | Municipal Court of Opatija |
| HR | P-289/10 | Municipal Court of Supetar |
| HR | 25 p-87515 | Municipal Court of Županja |
| HR | P-28/2015 | Municipal Court of Osijek |
| HR | P-58/2015 | Municipal Court of Osijek |
| HR | P-2453/2015-8 | Municipal Court of Pula |
| HR | P-2667/2015 | Municipal Court of Rijeka |
| HR | Pst-179/11 | Municipal Court of Split |
| HR | Pst-691/11 | Municipal Court of Split |
| HR | Pst-1280/11 | Municipal Court of Split |
| HR | Gžst-249/13 | Municipal Court of Split |
| HR | P-3512/15 | Municipal Court of Zadar |
| HR | P-7726/12 | Municipal Court of Zagreb |
| HR | 2 P-2818/2011 | Zagreb Commercial Court of the Republic of Croatia |
| HR | Rev-435/12 P-12176/2003 | Supreme Court of Croatia |
| HR | P-226/2012 | Pazin Commercial Court |
| HR | P-1290/2015 | Pazin Commercial Court |
| HR | 11 P-3445/2011 | Rijeka Commercial Court |
| HR | 1P-1281/2010 | Rijeka Commercial Court |
| HR | P-73/13 | Basic Court of Buje |
| IT | R.G.25522/2014 | Trieste Court |
| ME | 349/14 | Basic Court of Cetinje |
| ME | 1230/13/13 | Basic Court of Kotor |
| ME | 1311/13/13 | Basic Court of Kotor |
| ME | 1229/13/13 | Basic Court of Kotor |
| ME | 1316/13/13 | Basic Court of Kotor |
| ME | 1175/13/13 | Basic Court of Kotor |
| ME | 1169/13/13 | Basic Court of Kotor |
| ME | 1314/13/13 | Basic Court of Kotor |
| ME | 1166/13/13 | Basic Court of Kotor |
| ME | 1168/2013 | Basic Court of Kotor |
| ME | 1231/13/13 | Basic Court of Kotor |
| ME | 1232/13/13 | Basic Court of Kotor |
| ME | 1167/13/13 | Basic Court of Kotor |
| ME | P.br 219_14 | Commercial Court of Podgorica |
| ME | P.br 300/14 | Commercial Court of Podgorica |
| ME | P.br 219 14 | Commercial Court of Podgorica |
| ME | P.216/14 | Commercial Court of Podgorica |
| ME | P.br.1174/13 | Magistrates Court of Kotor |
| ME | P.br.724/13 | Magistrates Court of Kotor |
| RS | P-407/2014 | Higher Court in Belgrade |

3.

With regard to the other eligible liabilities of HETA, the facts of which were already established on 1 March 2015 but whose occurrence or value is uncertain, in accordance with Section 50(1)(1) in conjunction with Section 74(2)(4) and Section 90(1)(5) BaSAG it is ordered that:

3.1.

The nominal value or the outstanding balance of the eligible liabilities from judicial proceedings against HETA or from other disputed eligible liabilities of HETA, in each case including interest accrued up to 28 February 2015, is to be reduced to a sum equal to 46,02 per cent of its correct value. Without prejudice to the effects on any persons whose rights are affected by the recovery measures under Section 116(4) BaSAG, this affects the following positions:

State

Reference No

Court

AT

16 Cg 833/15m

Klagenfurt District Court

AT

27 C-104/16 w

Vienna District Court

AT

22 C 482/15w

Vienna District Court

AT

58 Cg 11/13w

Vienna Commercial Court

AT

27 Cg 72/14i

Vienna Commercial Court

AT

49Cg59/15s

Vienna Commercial Court

AT

48 Cg 33/15k

Vienna Commercial Court

AT

25 Cg 2/15g

Vienna Commercial Court

AT

55 Cg 67/15 m

Vienna Commercial Court

AT

31 Cg 10/15 b

Vienna Commercial Court

AT

15 Cg 6/15x

Vienna Commercial Court

AT

24 Cg 17/15f

Vienna Commercial Court

AT

67 Cg 2/16t

Vienna Commercial Court

AT

55 Cg 7/15 p

Vienna Commercial Court

AT

64 Cg 12/15i

Vienna Commercial Court

AT

47 Cg 77/14x

Vienna Commercial Court

AT

47 Cg 112/14v

Vienna Commercial Court

AT

20 Cg 41/11z

Vienna Commercial Court

AT

50 Cg 95/14i

Klagenfurt Regional Court

AT

25 Cg 89/14y

Klagenfurt Regional Court

AT

22 Cg 102/14p

Klagenfurt Regional Court

AT

21 Cg 107/14s

Klagenfurt Regional Court

AT

27 Cg 95/14w

Klagenfurt Regional Court

AT

26 Cg 113/14k

Klagenfurt Regional Court

AT

26 Cg 114/14g

Klagenfurt Regional Court

AT

29 Cg 120/14m

Klagenfurt Regional Court

AT

50 Cg 116/14b

Klagenfurt Regional Court

AT

23 Cg 111/14v

Klagenfurt Regional Court

AT

25 Cg 95/14f

Klagenfurt Regional Court

AT

28 Cg 86/14d

Klagenfurt Regional Court

AT

25 Cg 94/14h

Klagenfurt Regional Court

AT

50 Cg 11/15p

Klagenfurt Regional Court

AT

69 Cg 8/15m

Klagenfurt Regional Court

AT

21 Cg 37/15y

Klagenfurt Regional Court

AT

29 Cg 37/15g

Klagenfurt Regional Court

AT

28 Cg 31/15t

Klagenfurt Regional Court

AT

26 Cg44/15i

Klagenfurt Regional Court

AT

29 Cg 54/15g

Klagenfurt Regional Court

AT

29 Cg 57/15y

Klagenfurt Regional Court

AT

50 Cg 38/15h

Klagenfurt Regional Court

AT

29 Cg 35/15p

Klagenfurt Regional Court

AT

29 Cg 102/15s

Klagenfurt Regional Court

AT

29 Cg 199/09x

Klagenfurt Regional Court

AT

23 Cg 91/12z

Klagenfurt Regional Court

AT

26 Cg 54/11d

Klagenfurt Regional Court

AT

24 Cg 128/10w

Klagenfurt Regional Court

AT

28 Cg 69/12a

Klagenfurt Regional Court

AT

20 Cg 95/14v

Klagenfurt Regional Court

AT

43 Cga 159/14w

Klagenfurt Regional Court

AT

35 Cga 160/10 w

Klagenfurt Regional Court

AT

33 Cga 194/13t

Klagenfurt Regional Court

AT

50 Cg 18/15k

Klagenfurt Regional Court

AT

69 Cg 79/14a

Klagenfurt Regional Court

AT

29 Cg 5/15a

Klagenfurt Regional Court (now Vienna Commercial Court)

AT

SCH-5431

Vienna International Arbitral Centre

BA

58 0 P 164291 15 P

District Court of Mostar

BA

57 0 Ps 09470 07 Ps

Commercial Court of Banja Luka

BA

580Ps11799912Ps

Municipal Court Š. Brijeg

DE

3-09 O 99/15

Frankfurt/Main Regional Court

DE

2-18 O 455/15

Frankfurt/Main Regional Court

DE

12 O 114/15

Frankfurt/Main Regional Court

DE

2-25 O593/15

Frankfurt/Main Regional Court

DE

2-28 O 89/15

Frankfurt/Main Regional Court

DE

3-14 O50/15

Frankfurt/Main Regional Court

DE

2-07 186/15

Frankfurt/Main Regional Court

DE

2-05 O 283/15

Frankfurt/Main Regional Court

DE

2-31 O 255/15

Frankfurt/Main Regional Court

DE

2-18 O 310/15

Frankfurt/Main Regional Court

DE

3 - 15 O 127/15

Frankfurt/Main Regional Court

DE

32 O 26502/12

Munich Regional Court

DE

32 T-1256/15

Munich Regional Court

HR

P-1804_2015

Regional Court of Osijek

HR

P-2669/11

Basic Court of Buje

HR

P-94/13

Basic Court of Buje

HR

P-282/2014

District Court of Osijek

HR

P-1391/13

Civil Court of Zagreb

HR

PZ-7602/13

Commercial Court of Pazin

HR

P-1594/2014

Commercial Court of Rijeka

HR

6 P - 438/2012

Commercial Court of Rijeka

HR

11 P-525/2012-2

Commercial Court of Rijeka

HR

P-2400/2012

Commercial Court of Rijeka

HR

P-2127/2013

Commercial Court of Rijeka

HR

P-2035/14

Commercial Court of Rijeka

HR

P-475/2012

Commercial Court of Rijeka

HR

P-747/2013

Commercial Court of Split

HR

P-986/14

Commercial Court of Split

HR

P-985/14

Commercial Court of Split

HR

9P-244/2014

Commercial Court of Zadar

HR

P-150/2013

Commercial Court of Zadar

HR

P-121/2012

Commercial Court of Zadar

HR

4 P - 2181/15

Commercial Court of Zagreb

HR

P-2059/14

Commercial Court of Zagreb

HR

2 P-2889/2013

Commercial Court of Zagreb

HR

P-792/14

Country Court of Pula/Pola

HR

P-45/11

County Court of Pula/Pola

HR

P 73/14

County Court of Pula/Pola

HR

P-3128/2013

Rijeka Commercial Court

HR

P-1048/2011

Rijeka Commercial Court

HR

P-1048/2012

Rijeka Commercial Court

HR

P-1048/2013

Rijeka Commercial Court

HR

P-2557/2013

Rijeka Commercial Court

HR

P-33/2014

Split Commercial Court

HR

P-2558/13

Zagreb Commercial Court

HR

R1-381/13

Zagreb Commercial Court

HR

P-4963/2011

Zagreb Commercial Court

HR

P 431/11

Dubrovnik Regional Court

HR

VI-P-31/12

Municipal Court of Opatija

HR

VI-P-32/12

Municipal Court of Opatija

HR

P-411/2013

Municipal Court of Opatija

HR

P-413/2013

Municipal Court of Opatija

HR

P-3117/2013

Municipal Court of Opatija

HR

P-289/10

Municipal Court of Supetar

HR

25 p-87515

Municipal Court of Županja

HR

P-28/2015

Municipal Court of Osijek

HR

P-58/2015

Municipal Court of Osijek

HR

P-2453/2015-8

Municipal Court of Pula

HR

P-2667/2015

Municipal Court of Rijeka

HR

Pst-179/11

Municipal Court of Split

HR

Pst-691/11

Municipal Court of Split

HR

Pst-1280/11

Municipal Court of Split

HR

Gžst-249/13

Municipal Court of Split

HR

P-3512/15

Municipal Court of Zadar

HR

P-7726/12

Municipal Court of Zagreb

HR

2 P-2818/2011

Zagreb Commercial Court of the Republic of Croatia

HR

Rev-435/12 P-12176/2003

Supreme Court of Croatia

HR

P-226/2012

Pazin Commercial Court

HR

P-1290/2015

Pazin Commercial Court

HR

11 P-3445/2011

Rijeka Commercial Court

HR

1P-1281/2010

Rijeka Commercial Court

HR

P-73/13

Basic Court of Buje

IT

R.G.25522/2014

Trieste Court

ME

349/14

Basic Court of Cetinje

ME

1230/13/13

Basic Court of Kotor

ME

1311/13/13

Basic Court of Kotor

ME

1229/13/13

Basic Court of Kotor

ME

1316/13/13

Basic Court of Kotor

ME

1175/13/13

Basic Court of Kotor

ME

1169/13/13

Basic Court of Kotor

ME

1314/13/13

Basic Court of Kotor

ME

1166/13/13

Basic Court of Kotor

ME

1168/2013

Basic Court of Kotor

ME

1231/13/13

Basic Court of Kotor

ME

1232/13/13

Basic Court of Kotor

ME

1167/13/13

Basic Court of Kotor

ME

P.br 219_14

Commercial Court of Podgorica

ME

P.br 300/14

Commercial Court of Podgorica

ME

P.br 219 14

Commercial Court of Podgorica

ME

P.216/14

Commercial Court of Podgorica

ME

P.br.1174/13

Magistrates Court of Kotor

ME

P.br.724/13

Magistrates Court of Kotor

RS

P-407/2014

Higher Court in Belgrade

| 3.2. | The nominal value or the outstanding balance of the eligible liabilities of HETA due to unpaid taxes, fees and social insurance contributions from assessment periods before 1 March 2015, in each case including all surcharges and the interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value. |
| --- | --- |

3.2.

The nominal value or the outstanding balance of the eligible liabilities of HETA due to unpaid taxes, fees and social insurance contributions from assessment periods before 1 March 2015, in each case including all surcharges and the interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.

| 3.3. | The nominal value or the outstanding balance of the eligible liabilities of HETA from guarantees, bonds and letters of credit taken over or provided by HETA, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of the sum payable by HETA. Without prejudice to the effects on any persons whose rights are affected by the recovery measures under Section 116(4) BaSAG, this affects the following positions:









  Contingent liabilities from guarantees and letters of credit |
| --- | --- |
| BPOS | HETA AG a/c No | Currency | 1.3.2015 Nom value in currency | 1.3.2015 Nom value in EUR |
| 2.15 | 684 020 188 | EUR | 80 327,00 | 80 327,00 |
| 2.15 | 9 684 700 | EUR | 2 387,52 | 2 387,52 |
| 2.15 | 9 956 697 | EUR | 2 916 000,00 | 2 916 000,00 |
| 2.15 | 9 969 187 | EUR | 1 392 000,00 | 1 392 000,00 |
| 2.15 | 9 956 719 | EUR | 29 400 000,00 | 29 400 000,00 |
| 2.15 | 9 955 062 | EUR | 2 000,00 | 2 000,00 |
| 2.15 | 9 956 107 | EUR | 20 387,67 | 20 387,67 |
| 2.15 | 9 956 468 | EUR | 192 553,00 | 192 553,00 |
| 2.15 | 9 632 760 | EUR | 200 000,00 | 200 000,00 |
| 2.15 | 9 620 761 | HRK | 1 314 000,00 | 170 904,60 |
| 2.15 | 9 360 646 | EUR | 250 000,00 | 250 000,00 |
| 2.15 | 9 360 166 | EUR | 6 400 000,00 | 6 400 000,00 |
| 2.15 | 9 087 834 | EUR | 700 000,00 | 700 000,00 |
| 2.15 | 9 094 539 | EUR | 22 499 997,30 | 22 499 997,30 |
| 2.15 | 9 074 333 | EUR | 902 000,00 | 902 000,00 |
| 2.15 | 341 428 | EUR | 7 000,00 | 7 000,00 |
| 2.15 | 9 063 820 | EUR | 91 554,34 | 91 554,34 |
| 2.15 | 2 905 035 | EUR | 49 780,80 | 49 780,80 |
| 2.15 | 9 625 879 | EUR | 356 123,29 | 356 123,29 |
| 2.15 | 9 625 631 | EUR | 3 156 100,00 | 3 156 100,00 |
| 2.15 | 9 625 453 | EUR | 5 668 522,60 | 5 668 522,60 |
| 2.15 | 9 682 899 | EUR | 3 814 947,43 | 3 814 947,43 |
| 2.15 | 9 683 240 | EUR | 846 256,90 | 846 256,90 |
| 2.15 | 9 604 251 | EUR | 4 235 753,26 | 4 235 753,26 |
| 2.15 | 9 604 235 | EUR | 6 500 000,00 | 6 500 000,00 |
| 2.15 | 2 030 012 | EUR | 50 000 000,00 | 50 000 000,00 |
| 2.15 | 2 030 039 | EUR | 25 000 000,00 | 25 000 000,00 |
| 2.15 | 2 030 020 | EUR | 25 000 000,00 | 25 000 000,00 |
| 2.15 | 9 632 735 | RUB | 310 000 000,00 | 4 479 768,79 |
| 2.15 | 9 632 751 | USD | 15 365 000,00 | 13 669 928,83 |
| | 208 004 293,33 |

3.3.

The nominal value or the outstanding balance of the eligible liabilities of HETA from guarantees, bonds and letters of credit taken over or provided by HETA, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of the sum payable by HETA. Without prejudice to the effects on any persons whose rights are affected by the recovery measures under Section 116(4) BaSAG, this affects the following positions:

Contingent liabilities from guarantees and letters of credit

BPOS

HETA AG a/c No

Currency

1.3.2015 Nom value in currency

1.3.2015 Nom value in EUR

2.15

684 020 188

EUR

80 327,00

80 327,00

2.15

9 684 700

EUR

2 387,52

2 387,52

2.15

9 956 697

EUR

2 916 000,00

2 916 000,00

2.15

9 969 187

EUR

1 392 000,00

1 392 000,00

2.15

9 956 719

EUR

29 400 000,00

29 400 000,00

2.15

9 955 062

EUR

2 000,00

2 000,00

2.15

9 956 107

EUR

20 387,67

20 387,67

2.15

9 956 468

EUR

192 553,00

192 553,00

2.15

9 632 760

EUR

200 000,00

200 000,00

2.15

9 620 761

HRK

1 314 000,00

170 904,60

2.15

9 360 646

EUR

250 000,00

250 000,00

2.15

9 360 166

EUR

6 400 000,00

6 400 000,00

2.15

9 087 834

EUR

700 000,00

700 000,00

2.15

9 094 539

EUR

22 499 997,30

22 499 997,30

2.15

9 074 333

EUR

902 000,00

902 000,00

2.15

341 428

EUR

7 000,00

7 000,00

2.15

9 063 820

EUR

91 554,34

91 554,34

2.15

2 905 035

EUR

49 780,80

49 780,80

2.15

9 625 879

EUR

356 123,29

356 123,29

2.15

9 625 631

EUR

3 156 100,00

3 156 100,00

2.15

9 625 453

EUR

5 668 522,60

5 668 522,60

2.15

9 682 899

EUR

3 814 947,43

3 814 947,43

2.15

9 683 240

EUR

846 256,90

846 256,90

2.15

9 604 251

EUR

4 235 753,26

4 235 753,26

2.15

9 604 235

EUR

6 500 000,00

6 500 000,00

2.15

2 030 012

EUR

50 000 000,00

50 000 000,00

2.15

2 030 039

EUR

25 000 000,00

25 000 000,00

2.15

2 030 020

EUR

25 000 000,00

25 000 000,00

2.15

9 632 735

RUB

310 000 000,00

4 479 768,79

2.15

9 632 751

USD

15 365 000,00

13 669 928,83

208 004 293,33

| 3.4. | The nominal value or the outstanding balance of the eligible liabilities of HETA from the share purchase agreement dated 8 September 2014 together with amending agreements dated 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value. |
| --- | --- |

3.4.

The nominal value or the outstanding balance of the eligible liabilities of HETA from the share purchase agreement dated 8 September 2014 together with amending agreements dated 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.

| 3.5. | The nominal value or the outstanding balance of the eligible liabilities of HETA for the potential purchase price in connection with the divestment of the SEE Network from the share purchase agreement of 18-25 November 2014 together with supplementary agreements, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes [the Austrian Financial Market Holding Company — FIMBAG], in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value. |
| --- | --- |

3.5.

The nominal value or the outstanding balance of the eligible liabilities of HETA for the potential purchase price in connection with the divestment of the SEE Network from the share purchase agreement of 18-25 November 2014 together with supplementary agreements, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes [the Austrian Financial Market Holding Company — FIMBAG], in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.

| 3.6. | The nominal value or the outstanding balance of the eligible liabilities of HETA towards the Republic of Austria and FIMBAG for a contractual penalty in connection with Item 7(1)(a) of the Agreement in Principle dated 23 December 2008 together with supplementary agreements, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value. |
| --- | --- |

3.6.

The nominal value or the outstanding balance of the eligible liabilities of HETA towards the Republic of Austria and FIMBAG for a contractual penalty in connection with Item 7(1)(a) of the Agreement in Principle dated 23 December 2008 together with supplementary agreements, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.

| 3.7. | The nominal value or the outstanding balance of the eligible liabilities of HETA towards the State of Carinthia in connection with Section 5(3)(4) of the Act (K-LHG) dated 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank (Carinthian regional and mortgage bank) to an incorporated company and the significant stipulations regarding the holding by Kärntner Landes- und Hypothekenbank-Holding, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value. |
| --- | --- |

3.7.

The nominal value or the outstanding balance of the eligible liabilities of HETA towards the State of Carinthia in connection with Section 5(3)(4) of the Act (K-LHG) dated 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank (Carinthian regional and mortgage bank) to an incorporated company and the significant stipulations regarding the holding by Kärntner Landes- und Hypothekenbank-Holding, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.

| 3.8. | The nominal value or the outstanding balance of the eligible liabilities of HETA towards HETA Immobilien- und Bauconsult GmbH (previously HYPO Immobilien- und Bauconsult GmbH) from the agreement of a right to tender in connection with Headquarter Alpe Adria Center Klagenfurt dated 19 September 2011, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value. |
| --- | --- |

3.8.

The nominal value or the outstanding balance of the eligible liabilities of HETA towards HETA Immobilien- und Bauconsult GmbH (previously HYPO Immobilien- und Bauconsult GmbH) from the agreement of a right to tender in connection with Headquarter Alpe Adria Center Klagenfurt dated 19 September 2011, in each case including interest accrued up to 28 February 2015, is reduced to a sum equal to 46,02 per cent of its correct value.

III.

| 1. | The interest rate on eligible liabilities of HETA as defined by Section 2(71) BaSAG and relevant capital instruments of HETA as defined by Section 2(74) BaSAG is set at zero per cent with effect from 1 March 2015 in accordance with Section 50(1)(2) in conjunction with Section 58(1)(10) BaSAG. |
| --- | --- |

1.

The interest rate on eligible liabilities of HETA as defined by Section 2(71) BaSAG and relevant capital instruments of HETA as defined by Section 2(74) BaSAG is set at zero per cent with effect from 1 March 2015 in accordance with Section 50(1)(2) in conjunction with Section 58(1)(10) BaSAG.

| 2. | The maturity date of debt securities issued by HETA and the other eligible liabilities or outstanding balances already subsisting on 1 March 2015, in each case including accrued interest up to 28 February 2015, is amended in accordance with Section 50(1)(2) in conjunction with Section 58(1)(10) BaSAG such that it occurs on the dissolution decision in accordance with Section 84(9) BaSAG but in any case no later than 31 December 2023. This includes all eligible liabilities of HETA as defined by Section 2(71) BaSAG or outstanding balances, in particular those that are either covered by the decision of the Constitutional Court dated 3 July 2015 under reference numbers including G 239/2014 and V 14/2015, or whose maturity would otherwise already have occurred since 1 March 2015 or would occur in the future. |
| --- | --- |

2.

The maturity date of debt securities issued by HETA and the other eligible liabilities or outstanding balances already subsisting on 1 March 2015, in each case including accrued interest up to 28 February 2015, is amended in accordance with Section 50(1)(2) in conjunction with Section 58(1)(10) BaSAG such that it occurs on the dissolution decision in accordance with Section 84(9) BaSAG but in any case no later than 31 December 2023. This includes all eligible liabilities of HETA as defined by Section 2(71) BaSAG or outstanding balances, in particular those that are either covered by the decision of the Constitutional Court dated 3 July 2015 under reference numbers including G 239/2014 and V 14/2015, or whose maturity would otherwise already have occurred since 1 March 2015 or would occur in the future.

IV.

The rights and duties associated with the existing shares and other titles of ownership of HETA as defined by Section 2(61) BaSAG — including specifically the right to a share of profits (Sections 53 et seq. of the Companies Act (AktG)), subscription rights (Sections 153 et seq. AktG) and the right to a share of the proceeds of liquidation (Section 212 AktG) — are cancelled, with the exception of the rights specified in Item V of this decision, under Section 89(1)(1) BaSAG.

V.

In accordance with Section 50(1)(2) in conjunction with Section 58(1)(2) BaSAG, the FMA takes control of HETA and exercises all administrative rights associated with the shares and other titles of ownership, including specifically the right to attend the Annual General Meeting (Sections 102 et seq. AktG), voting rights (Section 12 AktG) and the right to information and right of petition (Sections 118 and 119 AktG).

STATEMENT OF REASONS

Explanation of rights of appeal

In accordance with Section 116(8) BaSAG, HETA and all others whose rights are affected by the recovery procedure arranged by this Decision – specifically shareholders and creditors of HETA – may, within three months of announcement of the measures, raise objections with the FMA against this Decision, which is issued under the mandate according to Section 116(1 to 4) BaSAG.

This Decision has immediate legal implications for HETA ASSET RESOLUTION AG and for affected creditors and shareholders and all other recipients.

Objections must be submitted in writing to the FMA; oral objections are not permitted.

Where technical means of transmission (e.g. electronic mailbox, fax, email) are available for the written objection, that should be stated in addition to our address. Please note, however, that with every form of delivery, the sender bears responsibility for the associated risks (e.g. delivery failure, loss of mail item).

For legally effective delivery of electronic and written submissions (Section 13(1) of the General Administrative Procedure Act (AVG)) to the Austrian Financial Market Authority (FMA), the business hours of the FMA are applicable. These correspond to the times specified for public opening times, viz:

Monday to Thursday: 8.00 to 17.30

Friday: 8.00 to 16.00

(except statutory public holidays, 24 December and 31 December)

The FMA’s receiving terminals for electronic mailboxes, fax and e-mail are also accessible outside the business hours specified above but are monitored only during business hours. Submissions delivered to these receiving terminals outside of business hours, even if they have already arrived on FMA premises, are therefore considered under law to be effectively delivered (and to have arrived) only once business hours have restarted and will be considered only after this point in time (Section 13(2) in conjunction with Section 5 AVG).

Moreover, no submissions will be accepted outside of business hours (Section 13(5) AVG).

An objection will have no delaying effect — the Decision is enforceable immediately, in spite of any objection that may be raised.

Late objections will be dismissed.

---

| 2.7.2016 | EN | Official Journal of the European Union | C 242/39 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/39

---

Applicable Transport Arrangements in the euro-area Member States

Article 13(5) and countries having signed Monetary Agreements with the EU (Andorra, Monaco, San Marino and the Vatican)

Regulation (EU) No 1214/2011

(2016/C 242/07)

CIT COMMITTEE

For CIT of banknotes, countries must choose at least one of the options laid down in Article 14, 15, 16, 17 or 18 of the Regulation.

For CIT of coins, countries must choose at least one of the options laid down in Article 19 and 20 of the Regulation.

Countries must confirm that the transport arrangements opted for are comparable to the transport arrangements allowed for domestic CIT transport.

| Country | Applicable arrangements for transport of banknotes | Applicable arrangements for transport of coins | Confirmation on comparability with domestic CIT transport arrangements |
| --- | --- | --- | --- |
| AT | Art. 14 - 18 | Art. 19 - 20 | |
| BE | Art. 16 and Art. 18.
  Belgium has decided that the obligation set out in Article 13(4) of the Regulation is to be applied. | Art. 20 | The options set out in Articles 16, 18 and 20 of the Regulation are similar to the transport arrangements authorised for the transport of cash in Belgium.
  The obligation in Article 13(4) applies by virtue of the Belgian regulation concerning national transport. |
| DE | Art. 17 | Art. 19 | yes |
| EE | Art. 15 - 17 | Art. 20 | Partial compliance.
  National rules and special conditions based on the amount of valuable of transport. |
| ES | a) | As regards the transport of banknotes, in accordance with the provisions in the European Regulation on the obligation to opt for at least one of the methods in Articles 14 to 18, the method permitted in accordance with our own legislation is the one in Article 17 of the European Regulation. |

Country

Applicable arrangements for transport of banknotes

Applicable arrangements for transport of coins

Confirmation on comparability with domestic CIT transport arrangements

AT

Art. 14 - 18

Art. 19 - 20

BE

Art. 16 and Art. 18.

Belgium has decided that the obligation set out in Article 13(4) of the Regulation is to be applied.

Art. 20

The options set out in Articles 16, 18 and 20 of the Regulation are similar to the transport arrangements authorised for the transport of cash in Belgium.

The obligation in Article 13(4) applies by virtue of the Belgian regulation concerning national transport.

DE

Art. 17

Art. 19

yes

EE

Art. 15 - 17

Art. 20

Partial compliance.

National rules and special conditions based on the amount of valuable of transport.

ES

a)

As regards the transport of banknotes, in accordance with the provisions in the European Regulation on the obligation to opt for at least one of the methods in Articles 14 to 18, the method permitted in accordance with our own legislation is the one in Article 17 of the European Regulation.

| b) | As regards coins, the method to be authorised in line with our legislation is the one in Article 20 of the European Regulation. |
| --- | --- |

b)

As regards coins, the method to be authorised in line with our legislation is the one in Article 20 of the European Regulation.

yes

FI

Art. 17

Art. 20

yes

FR

| I. | Coins and banknote paper for printing banknotes must be transported:






  1. | either in armoured vehicles with a crew of at least three people, including the driver, in accordance with Article 4;
  [Article 4:






  I- | Armoured vehicles must be fitted out to ensure the security of the crew and the cash, jewellery or precious metal being transported.
  It must at least be equipped with:






  1. | a communication and alarm system connected to the alarm centre of the CIT company. In order to ensure approval of armoured CIT vehicles imported from other Member States or parties to the Agreement on the European Economic Area, test reports and certificates are accepted if they are drawn up by an approved or certified body in these States and guarantee that the armoured vehicle complies with technical and regulatory conditions ensuring a level of protection equivalent to that laid down in this decree and the order referred to in the previous subparagraph; |
| --- | --- | --- | --- | --- |

I.

Coins and banknote paper for printing banknotes must be transported:

1.

either in armoured vehicles with a crew of at least three people, including the driver, in accordance with Article 4;

[Article 4:

I-

Armoured vehicles must be fitted out to ensure the security of the crew and the cash, jewellery or precious metal being transported.

It must at least be equipped with:

1.

a communication and alarm system connected to the alarm centre of the CIT company. In order to ensure approval of armoured CIT vehicles imported from other Member States or parties to the Agreement on the European Economic Area, test reports and certificates are accepted if they are drawn up by an approved or certified body in these States and guarantee that the armoured vehicle complies with technical and regulatory conditions ensuring a level of protection equivalent to that laid down in this decree and the order referred to in the previous subparagraph;

| 2. | a remote tracking system enabling the company to check its location at all times; |
| --- | --- |

2.

a remote tracking system enabling the company to check its location at all times;

| 3. | bulletproof vests and gas masks, at least one for each member of the crew and, possibly, one for any other person with a legitimate reason for being in the vehicle. |
| --- | --- |

3.

bulletproof vests and gas masks, at least one for each member of the crew and, possibly, one for any other person with a legitimate reason for being in the vehicle.

II.

The vehicle types, armoured sides and windows, and the characteristics of other components contributing to the security of the armoured vehicles are subject to prior authorisation by the Minister of Home Affairs, based on minimum standards, in particular resistance, set down by the Minister in an order which also establishes the contents of the dossier to be submitted when applying for approval.

All substantial changes to the conditions of manufacture of the vehicles or the conditions of manufacture or installation of the armoured parts, windows and other components referred to in the previous sub-paragraph must be authorised in each case.

Authorisation can be withdrawn if the materials referred to in point II of this Article are no longer sufficient to ensure the security of the staff or of the funds transported.]

| 2. | Or in armoured vehicles, in accordance with Article 4, and equipped with devices guaranteeing that the cash transported can be rendered unfit for use under the conditions set out in Article 8(1).
  [Article 8(1) lays down the conditions with which devices to neutralise valuables must comply]
  If these vehicles are equipped with at least one of the devices referred to in the previous subparagraph for each pick-up/delivery point, their crew must consist of at least two crew members including the driver. The provisions in point II of Article 4 can, in this case, apply only to the cabin of the vehicle.
  If these vehicles are equipped with fewer of the above devices than there are pick-up/delivery points, the crew must consist of at least three people including the driver. |
| --- | --- |

2.

Or in armoured vehicles, in accordance with Article 4, and equipped with devices guaranteeing that the cash transported can be rendered unfit for use under the conditions set out in Article 8(1).

[Article 8(1) lays down the conditions with which devices to neutralise valuables must comply]

If these vehicles are equipped with at least one of the devices referred to in the previous subparagraph for each pick-up/delivery point, their crew must consist of at least two crew members including the driver. The provisions in point II of Article 4 can, in this case, apply only to the cabin of the vehicle.

If these vehicles are equipped with fewer of the above devices than there are pick-up/delivery points, the crew must consist of at least three people including the driver.

| 3. | Or in unmarked vehicles with a crew consisting of at least two people including the driver, in line with the conditions in Articles 7 and 8, provided that the cash is placed in devices that will render it unfit for use and that there are at least as many such devices as there are pick-up/delivery points, or that the devices are equipped with a collection system that can only be opened in a secure place or area.
  However, in order to service cash dispensers located in certain areas at risk, the cash must be transported in line with the conditions in paragraph 1 and the cash dispensers must be refilled by one of the crew members. |
| --- | --- |

3.

Or in unmarked vehicles with a crew consisting of at least two people including the driver, in line with the conditions in Articles 7 and 8, provided that the cash is placed in devices that will render it unfit for use and that there are at least as many such devices as there are pick-up/delivery points, or that the devices are equipped with a collection system that can only be opened in a secure place or area.

However, in order to service cash dispensers located in certain areas at risk, the cash must be transported in line with the conditions in paragraph 1 and the cash dispensers must be refilled by one of the crew members.

(II – concerns jewellery and precious metal)

| III. | Coins and investment gold within the meaning of Article 298 sexdecies A of the General Taxation Code must be transported in armoured vehicles with a crew of at least three people including the driver, in line with the provisions in Article 4.
  By way of derogation from the previous subparagraph, Banque de France coin shipments consisting of at least EUR 115 000 in 1 and 2-euro coins must be transported:






  1. | in armoured vehicles on which the name of the CIT company is not featured, with a crew of at least two armed, uniformed guards, including the driver, under the conditions set out in the first three subparagraphs of Article 8; |
| --- | --- | --- |

III.

Coins and investment gold within the meaning of Article 298 sexdecies A of the General Taxation Code must be transported in armoured vehicles with a crew of at least three people including the driver, in line with the provisions in Article 4.

By way of derogation from the previous subparagraph, Banque de France coin shipments consisting of at least EUR 115 000 in 1 and 2-euro coins must be transported:

1.

in armoured vehicles on which the name of the CIT company is not featured, with a crew of at least two armed, uniformed guards, including the driver, under the conditions set out in the first three subparagraphs of Article 8;

| 2. | or, if the total volume transported does not exceed EUR 500 000 and if the pick-up/delivery points under the responsibility of the Banque de France, the CIT companies, the national police or gendarmerie are secure places, in semi-armoured vehicles on which the name of the CIT company is not featured, with a crew of at least two armed, uniformed guards, including the driver, under the conditions in the first three subparagraphs of Article 8. |
| --- | --- |

2.

or, if the total volume transported does not exceed EUR 500 000 and if the pick-up/delivery points under the responsibility of the Banque de France, the CIT companies, the national police or gendarmerie are secure places, in semi-armoured vehicles on which the name of the CIT company is not featured, with a crew of at least two armed, uniformed guards, including the driver, under the conditions in the first three subparagraphs of Article 8.

[Article 8: all unmarked vehicles used to transport cash placed in the devices referred to in Article 2(I)(3) or used to transport jewellery or precious metal must be equipped at least with the following:

| 1. | A communication and alarm system, linked to the alarm centre of the CIT company responsible for transporting the cash; |
| --- | --- |

1.

A communication and alarm system, linked to the alarm centre of the CIT company responsible for transporting the cash;

| 2. | A remote tracking system making it possible for the CIT company to check the location of the vehicle at all times]. |
| --- | --- |

2.

A remote tracking system making it possible for the CIT company to check the location of the vehicle at all times].

Confirmation:

Notes: compatibility of Article 2 with Articles 14, 16 and 17 of the EU Regulation.

National legislation to be amended:

to ensure compatibility of Article 2 point III with Articles 19 and 20 of the EU Regulation

IT

Art. 15 - 18

(in relation to the provision of DM.269/2010)

Art. 19 - 20

(in relation to the provision of DM.269/2010)

yes

LV

Art. 14 - 18

Art. 19 - 20

Art. 14 - 20 have been implemented in their entirety, and there are no stricter requirements in force.

LT

According to national law, all the conditions laid down in Art. 14 - 18 of the Regulation are applicable in Lithuania.

A category (according to directive 91/477/EEC) of weapons is forbidden in Lithuania for civil use. CIT security staff can carry only B or C category firearms with prior consent issued by Police department under MoI.

According to national law, all the conditions laid down in Art. 19 - 20 of the Regulation are applicable in Lithuania.

yes

LU

Art. 16 - 17

(Under the condition that bill of law 6400 and the relevant executing grand-ducal regulation will be adopted as proposed by the Government).

Art. 20

(Under the condition that bill of law 6400 and the relevant executing grand-ducal regulation will be adopted as proposed by the Government).

yes

NL

Art. 17 - 18

Art. 20

yes

PT

Art. 17 - 18

Art. 20

The options referred to correspond partly to national requirements applicable to the transport of valuables in Portugal, however the criterion as regards the amount transported is equal to or greater than EUR 10 000 (Order (Portaria) No 247/2008 of 27 March, amended by Order No 840/2009 of 3 August 2009, in force until the publication of the Order provided for in Article 34(3) of Law No 34/2013 of 16 May 2013).

National transport in non-armoured vehicles is permitted for valuables of under EUR 10 000 .

The use of approved uniforms and professional identity cards is compulsory (Article 29 of Law No 34/2013 of 16 May 2013).

SK

All the conditions laid down in Articles 14 to 18 of the Regulation are applicable in the sense of national law of the Slovak Republic pursuant to the Act, no. 473/2005 Coll. of 23 September 2005 on services in the private security sector and amending certain Acts (alias Act on private security)

All the conditions laid down in Art. 19 - 20 of the Regulation are applicable in the sense of national law of the Slovak Republic pursuant to the Act, no. 473/2005 Coll. of 23 September 2005 on services in the private security sector and amending certain Acts (alias Act on private security)

Partial compliance and differentiation applies to the abundance of security officers and accompanying vehicles. The decisive criterion is the amount of EUR 1 660 000 .

SI

Art. 17 and 18 or any of national rules under Rules on the transport and protection of cash and other valuable deliveries (Official Gazette of the RS No.<0} {0><}78{>96/05, <016/08, 81/08, 86/09 and 17/11) article 16 to 20.

Article 16 (transport of class 1 protected delivery value does not exceed the euro counter value of EUR 30 000 )

| (1) | A transport of class 1 protected delivery shall be carried out with two armed security guard. |
| --- | --- |

(1)

A transport of class 1 protected delivery shall be carried out with two armed security guard.

| (2) | The transport shall be carried out in a modified vehicle with the following equipment:






  — | physically separate passenger and cargo section of the vehicle with a fixed and hard partition wall which allows for the storage of the protected delivery from the passenger into the cargo section; |
| --- | --- | --- |

(2)

The transport shall be carried out in a modified vehicle with the following equipment:

—

physically separate passenger and cargo section of the vehicle with a fixed and hard partition wall which allows for the storage of the protected delivery from the passenger into the cargo section;

| — | cargo section without glass; |
| --- | --- |

—

cargo section without glass;

| — | built-in safe made from sheet metal in the cargo section which shall allow the placement of the delivery into the cargo section through a slot or an opening in the passenger section; |
| --- | --- |

—

built-in safe made from sheet metal in the cargo section which shall allow the placement of the delivery into the cargo section through a slot or an opening in the passenger section;

| — | alarm device to be triggered upon forced entry; |
| --- | --- |

—

alarm device to be triggered upon forced entry;

| — | blocking of engine which prevents the removal of the vehicle; |
| --- | --- |

—

blocking of engine which prevents the removal of the vehicle;

| — | communication and surveillance system. |
| --- | --- |

—

communication and surveillance system.

| (3) | Irrespective of the provision in Indent 3 of the preceding Paragraph, a transport of protected delivery may be carried out if the delivery is technically secured by being stored in a modified briefcase, bag or cassette that is separately marked and of such construction that renders forced opening difficult and alerts the taking with a sound, light, smoke or technical signal. It shall be transported in a cargo section of the vehicle. |
| --- | --- |

(3)

Irrespective of the provision in Indent 3 of the preceding Paragraph, a transport of protected delivery may be carried out if the delivery is technically secured by being stored in a modified briefcase, bag or cassette that is separately marked and of such construction that renders forced opening difficult and alerts the taking with a sound, light, smoke or technical signal. It shall be transported in a cargo section of the vehicle.

| (4) | Irrespective of the provision in paragraph 1, a transport of protected delivery may be carried out with one armed security guard, in case the protected delivery is secured with a certified system for colouring or destroying cash. |
| --- | --- |

(4)

Irrespective of the provision in paragraph 1, a transport of protected delivery may be carried out with one armed security guard, in case the protected delivery is secured with a certified system for colouring or destroying cash.

| (5) | Security guards shall wear bulletproof jackets or bulletproof shirts. |
| --- | --- |

(5)

Security guards shall wear bulletproof jackets or bulletproof shirts.

Article 17 (transport of class 2 protected delivery value up to the euro counter value of EUR 200 000 per each transport vehicle)

| (1) | A transport of class 2 protected delivery shall be carried out with two armed security guards. |
| --- | --- |

(1)

A transport of class 2 protected delivery shall be carried out with two armed security guards.

| (2) | The transport shall be carried out in a modified vehicle with the following equipment:






  — | physically separate passenger and cargo section of the vehicle with a fixed hard partition wall; |
| --- | --- | --- |

(2)

The transport shall be carried out in a modified vehicle with the following equipment:

—

physically separate passenger and cargo section of the vehicle with a fixed hard partition wall;

| — | cargo section without glass; |
| --- | --- |

—

cargo section without glass;

| — | built-in safe in the cargo section that is constructed from bulletproof sheet metal that renders drilling and cutting difficult, that is installed on the vehicle chassis from the internal side, and that allows for the cash to be placed inside it through a slot or an opening from the passenger section; |
| --- | --- |

—

built-in safe in the cargo section that is constructed from bulletproof sheet metal that renders drilling and cutting difficult, that is installed on the vehicle chassis from the internal side, and that allows for the cash to be placed inside it through a slot or an opening from the passenger section;

| — | alarm device to be triggered upon forced entry; |
| --- | --- |

—

alarm device to be triggered upon forced entry;

| — | blocking of engine which prevents the removal of the vehicle; |
| --- | --- |

—

blocking of engine which prevents the removal of the vehicle;

| — | communication and surveillance system. |
| --- | --- |

—

communication and surveillance system.

| (3) | Irrespective of the provision in Indent 3 of the preceding Paragraph, a transport of protected delivery may be carried out if the delivery is technically secured by being stored in a modified briefcase, bag or cassette that is separately marked and of such construction that renders forced opening difficult and alerts the taking with a sound, light, smoke or technical signal. It shall be transported in a cargo section of the vehicle. |
| --- | --- |

(3)

Irrespective of the provision in Indent 3 of the preceding Paragraph, a transport of protected delivery may be carried out if the delivery is technically secured by being stored in a modified briefcase, bag or cassette that is separately marked and of such construction that renders forced opening difficult and alerts the taking with a sound, light, smoke or technical signal. It shall be transported in a cargo section of the vehicle.

| (4) | Security guards shall wear bulletproof jackets or bulletproof shirts. |
| --- | --- |

(4)

Security guards shall wear bulletproof jackets or bulletproof shirts.

Article 17a (transport of class 3 protected delivery value up to the euro counter value of EUR 800 000 per each transport vehicle)

| (1) | A transport of class 3 protected delivery shall be carried out with at least two armed security guards. |
| --- | --- |

(1)

A transport of class 3 protected delivery shall be carried out with at least two armed security guards.

| (2) | The transport shall be carried out in a bulletproof vehicle with the following equipment:






  — | separate section for the crew and for the cargo; |
| --- | --- | --- |

(2)

The transport shall be carried out in a bulletproof vehicle with the following equipment:

—

separate section for the crew and for the cargo;

| — | section for the crew protected with antiballistic protection M2/C2 from all four sides; |
| --- | --- |

—

section for the crew protected with antiballistic protection M2/C2 from all four sides;

| — | section for cargo which is bulletproof and has an external door with an additional cross bar lock; |
| --- | --- |

—

section for cargo which is bulletproof and has an external door with an additional cross bar lock;

| — | alarm device; |
| --- | --- |

—

alarm device;

| — | system installed for a remote blocking of the vehicle or the engine with the possibility for its activation from the security control centre (hereinafter: SCC); |
| --- | --- |

—

system installed for a remote blocking of the vehicle or the engine with the possibility for its activation from the security control centre (hereinafter: SCC);

| — | communication system without opening the door (intercom); |
| --- | --- |

—

communication system without opening the door (intercom);

| — | communication and surveillance system. |
| --- | --- |

—

communication and surveillance system.

| (3) | Security guards shall wear bulletproof jackets. |
| --- | --- |

(3)

Security guards shall wear bulletproof jackets.

Article 18 (transport of class 4 protected delivery value up to the euro counter value of EUR 4 000 000 per each transport vehicle)

| (1) | A transport of class 4 protected delivery shall be carried out with at least three armed security guards. |
| --- | --- |

(1)

A transport of class 4 protected delivery shall be carried out with at least three armed security guards.

| (2) | The transport shall be carried out in a bulletproof vehicle with the following equipment:






  — | separate section for the crew and for the cargo; |
| --- | --- | --- |

(2)

The transport shall be carried out in a bulletproof vehicle with the following equipment:

—

separate section for the crew and for the cargo;

| — | place for the crew protected with antiballistic protection FB 3 from all four sides; |
| --- | --- |

—

place for the crew protected with antiballistic protection FB 3 from all four sides;

| — | section for cargo without windows and an external door with an additional cross bar lock; |
| --- | --- |

—

section for cargo without windows and an external door with an additional cross bar lock;

| — | alarm device; |
| --- | --- |

—

alarm device;

| — | system installed for a remote blocking of the vehicle or the engine with the possibility for its activation from the security control centre (hereinafter: SCC); |
| --- | --- |

—

system installed for a remote blocking of the vehicle or the engine with the possibility for its activation from the security control centre (hereinafter: SCC);

| — | communication system without opening the door (intercom); |
| --- | --- |

—

communication system without opening the door (intercom);

| — | communication and surveillance system. |
| --- | --- |

—

communication and surveillance system.

| (3) | Security guards shall wear bulletproof jackets. |
| --- | --- |

(3)

Security guards shall wear bulletproof jackets.

Article 19 (transport of class 5 protected delivery value up to the euro counter value of EUR 8 000 000 per each transport vehicle)

| (1) | A transport of class 5 protected delivery shall be carried out with at least three armed security guards. |
| --- | --- |

(1)

A transport of class 5 protected delivery shall be carried out with at least three armed security guards.

| (2) | Security guards shall at least wear the following protective devices:






  — | bulletproof jackets; and |
| --- | --- | --- |

(2)

Security guards shall at least wear the following protective devices:

—

bulletproof jackets; and

| — | security helmets. |
| --- | --- |

—

security helmets.

| (3) | The transport shall be carried out in a bulletproof vehicle with the following equipment:






  — | separate section for cargo, driver and security guard; |
| --- | --- | --- |

(3)

The transport shall be carried out in a bulletproof vehicle with the following equipment:

—

separate section for cargo, driver and security guard;

| — | vehicle must be bulletproof against at least FB 3 category from all four sides; |
| --- | --- |

—

vehicle must be bulletproof against at least FB 3 category from all four sides;

| — | section for cargo without glass, with a back door and an access to deliveries from the crew section; |
| --- | --- |

—

section for cargo without glass, with a back door and an access to deliveries from the crew section;

| — | alarm device; |
| --- | --- |

—

alarm device;

| — | communication system without opening the door (intercom); |
| --- | --- |

—

communication system without opening the door (intercom);

| — | video surveillance system at the back of the vehicle with an engine in the driver’s cabin; |
| --- | --- |

—

video surveillance system at the back of the vehicle with an engine in the driver’s cabin;

| — | communication system; |
| --- | --- |

—

communication system;

| — | surveillance system which allows for the online monitoring of movements of the delivery in intervals of no more than one minute, in an area of service without interruption from the security control centre (hereinafter: SCC) and which allows for the determination of the exact location of a secured delivery at any time; |
| --- | --- |

—

surveillance system which allows for the online monitoring of movements of the delivery in intervals of no more than one minute, in an area of service without interruption from the security control centre (hereinafter: SCC) and which allows for the determination of the exact location of a secured delivery at any time;

| — | system installed for a remote blocking of the vehicle or the engine which cannot be deactivated from the vehicle. |
| --- | --- |

—

system installed for a remote blocking of the vehicle or the engine which cannot be deactivated from the vehicle.

| (4) | The delivery shall be escorted by a personal vehicle with two armed security guards. The escorting vehicle shall have equipment for direct communication with the security control centre (hereinafter: SCC). |
| --- | --- |

(4)

The delivery shall be escorted by a personal vehicle with two armed security guards. The escorting vehicle shall have equipment for direct communication with the security control centre (hereinafter: SCC).

Article 20 (transport of class 6 protected delivery value above the euro counter value of EUR 8 000 000 per each transport vehicle)

| (1) | A transport of class 6 protected delivery shall be carried out with at least three armed security guards. |
| --- | --- |

(1)

A transport of class 6 protected delivery shall be carried out with at least three armed security guards.

| (2) | Security guards shall at least wear following protective devices:






  — | bulletproof jackets; and |
| --- | --- | --- |

(2)

Security guards shall at least wear following protective devices:

—

bulletproof jackets; and

| — | security helmets. |
| --- | --- |

—

security helmets.

| (3) | The transport shall be carried out in a bulletproof vehicle which shall have the equipment laid down in Paragraph 3 of the preceding Article and antiballistic protection against bullets of FB 4. |
| --- | --- |

(3)

The transport shall be carried out in a bulletproof vehicle which shall have the equipment laid down in Paragraph 3 of the preceding Article and antiballistic protection against bullets of FB 4.

| (4) | The transport must be accompanied by a bulletproof vehicle with antiballistic protection against bullets at least FB 3 from all four sides, with three armed security guards. The accompanying vehicle must be equipped with device for direct communication with security control centre (hereinafter: SCC). |
| --- | --- |

(4)

The transport must be accompanied by a bulletproof vehicle with antiballistic protection against bullets at least FB 3 from all four sides, with three armed security guards. The accompanying vehicle must be equipped with device for direct communication with security control centre (hereinafter: SCC).

Regulation on the implementation of Regulation (EU) No. 1214/2011 is in adoption procedure and have some special regulation:

| — | allows that foreign CIT companies may under the conditions by Regulation (EU) No. 1214/2011 transport in Slovenia also other cash (not just euro cash) above the 20 % like regulated in Regulation (EU) No. 1214/2011 |
| --- | --- |

—

allows that foreign CIT companies may under the conditions by Regulation (EU) No. 1214/2011 transport in Slovenia also other cash (not just euro cash) above the 20 % like regulated in Regulation (EU) No. 1214/2011

| — | allows that foreign CIT companies may under the conditions by Regulation (EU) No. 1214/2011 transport in Slovenia also other valuable (not just euro cash or other cash) which is not regulated in Regulation (EU) No. 1214/2011. Valuables are precious metals, precious stones, works of art, cultural heritage, valuable documents, etc. An object of cultural heritage is an object that is classified as such according to the regulations applicable to classifying types of objects of cultural heritage, national wealth accordance with the rules that provides protection and storage of national treasures and museum material accordance with the rules that provides protection and storage of museum material. In case that this is not possible of specific circumstances the national rules from Article 22 from Rules on the transport and protection of cash and other valuable deliveries (Official Gazette of the RS No.<0} {0><}78{>96/05, <016/08, 81/08, 86/09 and 17/11) could be used. |
| --- | --- |

—

allows that foreign CIT companies may under the conditions by Regulation (EU) No. 1214/2011 transport in Slovenia also other valuable (not just euro cash or other cash) which is not regulated in Regulation (EU) No. 1214/2011. Valuables are precious metals, precious stones, works of art, cultural heritage, valuable documents, etc. An object of cultural heritage is an object that is classified as such according to the regulations applicable to classifying types of objects of cultural heritage, national wealth accordance with the rules that provides protection and storage of national treasures and museum material accordance with the rules that provides protection and storage of museum material. In case that this is not possible of specific circumstances the national rules from Article 22 from Rules on the transport and protection of cash and other valuable deliveries (Official Gazette of the RS No.<0} {0><}78{>96/05, <016/08, 81/08, 86/09 and 17/11) could be used.

Art. 20 or any of national rules under Rules on the transport and protection of cash and other valuable deliveries (Official Gazette of the RS No.<0} {0><}78{>96/05, <016/08, 81/08, 86/09 and 17/11) article 16 to 20 as described for banknotes.

Partial compliance.

National rules and special conditions based on the amount of valuable of transport.

---

V Announcements

PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY

European Commission

| 2.7.2016 | EN | Official Journal of the European Union | C 242/49 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/49

---

Prior notification of a concentration

(Case M.8018 — Sony Corporation of America/Sony-ATV Music Publishing)

(Text with EEA relevance)

(2016/C 242/08)

| 1. | On 24 June 2016, the Commission received notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which Sony Corporation of America, (‘Sony’), the US subsidiary of Sony Corporation (Tokyo, Japan) will acquire the Michael Jackson Estate’s 50 per cent interest in — and thereby sole control over — Sony/ATV Music Publishing LLP (‘Sony/ATV’, USA), a music publishing company that is currently jointly owned and controlled by Sony and the Michael Jackson Estate. |
| --- | --- |

1.

On 24 June 2016, the Commission received notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which Sony Corporation of America, (‘Sony’), the US subsidiary of Sony Corporation (Tokyo, Japan) will acquire the Michael Jackson Estate’s 50 per cent interest in — and thereby sole control over — Sony/ATV Music Publishing LLP (‘Sony/ATV’, USA), a music publishing company that is currently jointly owned and controlled by Sony and the Michael Jackson Estate.

| 2. | The business activities of the undertakings concerned are:






  — | Sony, directly and through its subsidiaries, is active globally in various businesses, including electronics products (i.e. audio, video, televisions, digital cameras, personal computers and tablets), entertainment services (e.g. motion pictures, TV programming, recorded music, music publishing), financial services and a variety of other businesses. |
| --- | --- | --- |

2.

The business activities of the undertakings concerned are:

—

Sony, directly and through its subsidiaries, is active globally in various businesses, including electronics products (i.e. audio, video, televisions, digital cameras, personal computers and tablets), entertainment services (e.g. motion pictures, TV programming, recorded music, music publishing), financial services and a variety of other businesses.

| — | Sony/ATV is a music publishing company. In addition to administrating its own catalogue, Sony/ATV is the exclusive administrator of the catalogue of EMI Music Publishing (‘EMI MP’), which was acquired in 2012 by DH Publishing, a company jointly controlled by Sony and a third party, Mubadala Development Company PJSC. |
| --- | --- |

—

Sony/ATV is a music publishing company. In addition to administrating its own catalogue, Sony/ATV is the exclusive administrator of the catalogue of EMI Music Publishing (‘EMI MP’), which was acquired in 2012 by DH Publishing, a company jointly controlled by Sony and a third party, Mubadala Development Company PJSC.

| 3. | On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved. |
| --- | --- |

3.

On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved.

| 4. | The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
  Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference number M.8018 — Sony Corporation of America/Sony-ATV Music Publishing, to the following address:





  European Commission |
| --- | --- |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference number M.8018 — Sony Corporation of America/Sony-ATV Music Publishing, to the following address:

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘Merger Regulation’).

---

| 2.7.2016 | EN | Official Journal of the European Union | C 242/50 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/50

---

Prior notification of a concentration

(Case M.8090 — Tencent Holdings Limited/Supercell Oy)

Candidate case for simplified procedure

(Text with EEA relevance)

(2016/C 242/09)

| 1. | On 27 June 2016, the Commission received notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertaking(s) Tencent Holdings Limited (‘Tencent’, Cayman Islands) acquires within the meaning of Article 3(1)(b) of the Merger Regulation control of the whole of Supercell Oy (‘Supercell’, Finland) by way of purchase of shares. |
| --- | --- |

1.

On 27 June 2016, the Commission received notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertaking(s) Tencent Holdings Limited (‘Tencent’, Cayman Islands) acquires within the meaning of Article 3(1)(b) of the Merger Regulation control of the whole of Supercell Oy (‘Supercell’, Finland) by way of purchase of shares.

| 2. | The business activities of the undertakings concerned are:
  —   for Tencent: provider of online services with interests in the communications, information and entertainment sectors. Tencent is involved in a wide variety of activities in the online sector including internet and value-added, online advertising, and e-commerce services. It also develops and publishes game software and operates media platforms,
  —   for Supercell: development and publishing of games for mobile devices. |
| --- | --- |

2.

The business activities of the undertakings concerned are:

—   for Tencent: provider of online services with interests in the communications, information and entertainment sectors. Tencent is involved in a wide variety of activities in the online sector including internet and value-added, online advertising, and e-commerce services. It also develops and publishes game software and operates media platforms,

—   for Supercell: development and publishing of games for mobile devices.

| 3. | On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the Council Regulation (EC) No 139/2004 (2) it should be noted that this case is a candidate for treatment under the procedure set out in this Notice. |
| --- | --- |

3.

On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the Council Regulation (EC) No 139/2004 (2) it should be noted that this case is a candidate for treatment under the procedure set out in this Notice.

| 4. | The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
  Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference number M.8090 — Tencent Holdings Limited/Supercell Oy, to the following address:





  European Commission |
| --- | --- |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference number M.8090 — Tencent Holdings Limited/Supercell Oy, to the following address:

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘Merger Regulation’).

(2)  OJ C 366, 14.12.2013, p. 5.

---

| 2.7.2016 | EN | Official Journal of the European Union | C 242/51 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/51

---

Prior notification of a concentration

(Case M.8069 — RCL Holdings Coöperatief/Springwater Capital/Royal Caribbean Holdings de España)

Candidate case for simplified procedure

(Text with EEA relevance)

(2016/C 242/10)

| 1. | On 27 June 2016, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertakings Springwater Capital (‘Springwater’, Switzerland) and RCL Holdings Coöperatief, U.A. (‘RCL Holdings Cooperatief’, Netherlands), a subsidiary of Royal Caribbean Cruises LTD (‘RCL’, United States) acquire within the meaning of Article 3(1)(b) of the Merger Regulation joint control of Royal Caribbean Holdings de España, S.L. (‘Royal Caribbean Holdings’), currently solely controlled by RCL, by way of purchase of shares. |
| --- | --- |

1.

On 27 June 2016, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertakings Springwater Capital (‘Springwater’, Switzerland) and RCL Holdings Coöperatief, U.A. (‘RCL Holdings Cooperatief’, Netherlands), a subsidiary of Royal Caribbean Cruises LTD (‘RCL’, United States) acquire within the meaning of Article 3(1)(b) of the Merger Regulation joint control of Royal Caribbean Holdings de España, S.L. (‘Royal Caribbean Holdings’), currently solely controlled by RCL, by way of purchase of shares.

| 2. | The business activities of the undertakings concerned are:
  —   for Springwater: private equity firm with portfolio activities in a wide number of sectors. Springwater uses the brand ‘Wamos Air’ for the provision of air passenger transport services.
  —   for RCL: global cruise vacation company which operates a number of global and regional cruise brands: ‘Royal Caribbean International’, ‘Celebrity Cruises’, ‘Azamara Club Cruises’, ‘TUI Cruises’ and ‘Skysea Cruises’. These brands are operated by RCL in Spain, Portugal, France and other EU countries besides other additional jurisdictions outside the EU, except ‘Skysea Cruises’ which is mainly used in China.
  —   for Royal Caribbean Holdings de España: supply of ocean cruise vacations mainly in Spain, France and Portugal under the brand names Pullmantur and Croisières de France. |
| --- | --- |

2.

The business activities of the undertakings concerned are:

—   for Springwater: private equity firm with portfolio activities in a wide number of sectors. Springwater uses the brand ‘Wamos Air’ for the provision of air passenger transport services.

—   for RCL: global cruise vacation company which operates a number of global and regional cruise brands: ‘Royal Caribbean International’, ‘Celebrity Cruises’, ‘Azamara Club Cruises’, ‘TUI Cruises’ and ‘Skysea Cruises’. These brands are operated by RCL in Spain, Portugal, France and other EU countries besides other additional jurisdictions outside the EU, except ‘Skysea Cruises’ which is mainly used in China.

—   for Royal Caribbean Holdings de España: supply of ocean cruise vacations mainly in Spain, France and Portugal under the brand names Pullmantur and Croisières de France.

| 3. | On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under Council Regulation (EC) No 139/2004 (2) it should be noted that this case is a candidate for treatment under the procedure set out in this Notice. |
| --- | --- |

3.

On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under Council Regulation (EC) No 139/2004 (2) it should be noted that this case is a candidate for treatment under the procedure set out in this Notice.

| 4. | The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
  Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference M.8069 — RCL Holdings Coöperatief/Springwater Capital/Royal Caribbean Holdings de España, to the following address:





  European Commission |
| --- | --- |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference M.8069 — RCL Holdings Coöperatief/Springwater Capital/Royal Caribbean Holdings de España, to the following address:

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘Merger Regulation’).

(2)  OJ C 366, 14.12.2013, p. 5.

---

Corrigenda

| 2.7.2016 | EN | Official Journal of the European Union | C 242/52 |
| --- | --- | --- | --- |

2.7.2016

EN

Official Journal of the European Union

C 242/52

---

Corrigendum to Commission Recommendation of 28 June 2016 on the monitoring of the presence of nickel in feed

(
  Official Journal of the European Union C 235 of 29 June 2016
  )

(2016/C 242/11)

The publication of Commission Recommendation 2016/C 235/01 is to be considered null and void.

---