alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
[Federal Register Volume 76, Number 54 (Monday, March 21, 2011)]
[Notices]
[Pages 15307-15308]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-6482]


-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission


Notice of Staff Attendance at Southwest Power Pool Strategic 
Planning Committee Meeting

    The Federal Energy Regulatory Commission hereby gives notice that 
members of its staff may attend the meeting of the Southwest Power 
Pool, Inc. (SPP) Strategic Planning Committee (SPC), as noted below. 
Their attendance is part of the Commission's ongoing outreach efforts.

SPP SPC

    March 28, 2011 (10 a.m.-4 p.m.), DFW Hyatt Regency, DFW Airport, 
Dallas, TX 75261. 972-453-1234.
    The discussions may address matters at issue in the following 
proceedings:

Docket No. ER06-451, Southwest Power Pool, Inc.
Docket No. ER08-1419, Southwest Power Pool, Inc.
Docket No. ER09-659, Southwest Power Pool, Inc.
Docket No. ER09-1050, Southwest Power Pool, Inc.
Docket No. OA08-104, Southwest Power Pool, Inc.
Docket No. ER10-696, Southwest Power Pool, Inc.

[[Page 15308]]

Docket No. ER10-941, Southwest Power Pool, Inc.
Docket No. ER10-1069, Southwest Power Pool, Inc.
Docket No. ER10-1254, Southwest Power Pool, Inc.
Docket No. ER10-1269, Southwest Power Pool, Inc.
Docket No. ER10-1697, Southwest Power Pool, Inc.
Docket No. ER10-2244, Southwest Power Pool, Inc.
Docket No. ER11-13, Southwest Power Pool, Inc.
Docket No. ER11-2303, Southwest Power Pool, Inc.
Docket No. ER11-2428, Southwest Power Pool, Inc.
Docket No. ER11-2528, Southwest Power Pool, Inc.
Docket No. ER11-2711, Southwest Power Pool, Inc.
Docket No. ER11-2719, Southwest Power Pool, Inc.
Docket No. ER11-2725, Southwest Power Pool, Inc.
Docket No. ER11-2736, Southwest Power Pool, Inc.
Docket No. ER11-2758, Southwest Power Pool, Inc.
Docket No. ER11-2781, Southwest Power Pool, Inc.
Docket No. ER11-2783, Southwest Power Pool, Inc.
Docket No. ER11-2787, Southwest Power Pool, Inc.
Docket No. ER11-2828, Southwest Power Pool, Inc.
Docket No. ER11-2837, Southwest Power Pool, Inc.
Docket No. ER11-2861, Southwest Power Pool, Inc.
Docket No. ER11-2881, Southwest Power Pool, Inc.
Docket No. ER11-2916, Southwest Power Pool, Inc.

    These meetings are open to the public.
    For more information, contact Patrick Clarey, Office of Energy 
Market Regulation, Federal Energy Regulatory Commission at (317) 249-
5937 or <a href="/cdn-cgi/l/email-protection#e6968792948f858dc8858a8794839fa680839485c8818990"><span class="__cf_email__" data-cfemail="5929382d2b303a32773a35382b3c20193f3c2b3a773e362f">[email protected]</span></a>.

    Dated: March 14, 2011.
Kimberly D. Bose,
Secretary.
[FR Doc. 2011-6482 Filed 3-18-11; 8:45 am]
BILLING CODE 6717-01-P


</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>
#### James H. Holmes, Appellant, v. The City of New York, Respondent.

Motion denied, without costs. Present — Jenks, P. J., Carr, Rich, Staple-ton and Putnam, JJ.
#### § 241.31 Final order of deportation.

An order of deportation becomes final in accordance with 8 CFR 1241.31.

[70 FR 673, Jan. 5, 2005]
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 97221 / March 30, 2023

ADMINISTRATIVE PROCEEDING

File No. 3-21181

In the Matter of

Barclays PLC and Barclays Bank 

PLC,

Respondents.

:

:

:

:

:

:

:

ORDER ESTABLISHING 

A FAIR FUND

On September 29, 2022, the Commission issued a settled cease-and-desist order (the 

“Order”)

1

against Barclays Bank PLC (“BBPLC”) for violating Sections 5(a) and 5(c) of the 

Securities Act of 1933, and against Barclays PLC (“BPLC’) and BBPLC (collectively, the 

“Respondents”) for violating Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B), of the Securities 

Exchange Act of 1934 (“Exchange Act”) and Rules 12b-20, 13a-1 and 13a-15(a) promulgated 

thereunder.

In the Order, the Commission found that BBPLC failed to put into place any internal 

control around the real-time tracking of securities being offered or sold off of its Commissionregistered shelf registration statement. As a result of this failure, BBPLC offered and sold an 

unprecedented amount of securities—cumulatively totaling approximately $17.7 billion—in 

excess of what it had registered with the Commission, in violation of Sections 5(a) and 5(c) of 

 

1

 See Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, and 

Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order, 

Securities Act Rel. No. 11110 (Sept. 29, 2022).
2

the Securities Act. In connection with the over-issuances and internal control failure, BPLC and 

BBPLC restated their year-end 2021 audited financial statements filed with the Commission.

The Commission ordered the Respondents to pay a $200,000,000 civil penalty to the 

Commission. The Commission ordered the funds paid pursuant to the Order be held in an 

account at the United States Treasury pending a decision whether the Commission, in its 

discretion, would seek to distribute the funds.

The Respondents have paid $200,000,000 in accordance with the Order. The 

Commission staff has concluded that a distribution is feasible and appropriate based on the harm 

caused by the Respondents’ violations of the federal securities laws described in the Order.

The Division of Enforcement now recommends that a Fair Fund be established, pursuant 

to Section 308(a) of the Sarbanes-Oxley Act of 2002, so that the $200,000,000 civil penalty 

collected from the Respondents can be distributed for the benefit of the harmed investors.

Accordingly, IT IS HEREBY ORDERED, that pursuant to Section 308(a) of the 

Sarbanes-Oxley Act of 2002, a Fair Fund is established for the $200,000,000 civil penalty 

collected from the Respondents so it can be distributed to harmed investors.

By the Commission.

Vanessa A. Countryman

Secretary
### §404c–1. Acceptance of cession by United States; jurisdiction

The provisions of the act of the General Assembly of the Commonwealth of Kentucky, approved March 22, 1930 (Acts of 1930, ch. 132, p. 405), ceding to the United States exclusive jurisdiction over, within, and under such territory in the Commonwealth as may be acquired for the Mammoth Cave National Park, are accepted. Subject to the reservations made by the Commonwealth in the act of cession, the United States assumes sole and exclusive jurisdiction over such territory.

(June 5, 1942, ch. 341, §1, 56 Stat. 317.)

#### **Editorial Notes**

#### References in Text

Act of the General Assembly of the Commonwealth of Kentucky, approved March 22, 1930 (Acts of 1930, ch. 132, p. 405), referred to in text, was also set out as Ky. St., §§3766e16 to 3766e22 [see §§3.020 and 3.070 in part].
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##### 



EXHIBIT 32.1 SARBANES-OXLEY SECTION 906 CERTIFICATION In connection with the Quarterly Report of United Surgical Partners
International, Inc. (the Company) on Form 10-Q for the quarterly period ended
March 31, 2004 as filed with the Securities and Exchange Commission on the date
hereof (the Report), I, William H. Wilcox, Chief Executive Officer of the
Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (1) The Report fully complies with the requirements of Section 13(a) or
15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations of
the Company. /s/ William H. Wilcox   
 April 30, 2004 This certification accompanies the Report pursuant to § 906 of the
Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the
Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of § 18
of the Securities Exchange of 1934, as amended.
[Federal Register Volume 76, Number 5 (Friday, January 7, 2011)]
[Notices]
[Pages 1165-1166]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-69]


-----------------------------------------------------------------------

FEDERAL RESERVE SYSTEM


Formations of, Acquisitions by, and Mergers of Bank Holding 
Companies

    The companies listed in this notice have applied to the Board for 
approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 
1841 et seq.) (BHC Act), Regulation Y (12 CFR part 225), and all other 
applicable statutes and regulations to become a bank holding company 
and/or to acquire the assets or the ownership of, control of, or the 
power to vote shares of a bank or bank holding company and all of the 
banks and nonbanking companies owned by the bank holding company, 
including the companies listed below.
    The applications listed below, as well as other related filings 
required by the Board, are available for immediate inspection at the 
Federal Reserve Bank indicated. The application also will be available 
for inspection at the offices of the Board of Governors. Interested 
persons may express their views in writing on the standards enumerated 
in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the 
acquisition of a nonbanking company, the review also includes whether 
the acquisition of the nonbanking company complies with the standards 
in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, 
nonbanking activities will be conducted throughout the United States.
    Unless otherwise noted, comments regarding each of these 
applications must be received at the Reserve Bank indicated or the 
offices of the Board of Governors not later than January 31, 2011.
    A. Federal Reserve Bank of St. Louis (Glenda Wilson, Community 
Affairs Officer) P.O. Box 442, St. Louis, Missouri 63166-2034:
    1. First National Bancorp, Inc., Green Forest, Arkansas; to acquire 
up to 8.11 percent of the voting shares of Legacy National Bank, 
Springdale, Arkansas.


[[Page 1166]]


    Board of Governors of the Federal Reserve System, January 3, 
2011.
Robert deV. Frierson,
Deputy Secretary of the Board.
[FR Doc. 2011-69 Filed 1-6-11; 8:45 am]
BILLING CODE 6210-01-P
Editorial Note on Part 1240
Editorial Note: Nomenclature changes to part 1240 appear at 68 FR 9846, Feb. 28, 2003, and at 68 FR 10355, Mar. 3, 2003.

§ 1240.51 Notice of decision. ( a ) *Written decision.* A written decision shall be served upon the respondent and the DHS counsel, together with the notice referred to in § 1003.3 of this chapter. Service by mail is complete upon mailing.
( b ) *Oral decision.* An oral decision shall be stated by the immigration judge in the presence of the respondent and the trail attorney, if any, at the conclusion of the hearing. Unless appeal from the decision is waived, the respondent shall be furnished with Form EOIR-26, Notice of Appeal, and advised of the provisions of § 1240.53. A printed copy of the oral decision shall be furnished at the request of the respondent or the DHS counsel.
( c ) *Summary decision.* When the immigration judge renders a summary decision as provided in § 1240.51(b), he or she shall serve a copy thereof upon the respondent at the conclusion of the hearing. Unless appeal from the decision is waived, the respondent shall be furnished with Form EOIR-26, Notice of Appeal, and advised of the provisions of § 1240.54.
[62 FR 10367, Mar. 6, 1997. Redesignated in part and duplicated in part from part 240 at 68 FR 9838, 9840, Feb. 28, 2003, as amended at 86 FR 70725, Dec. 13, 2021]
### §539l–4. Other administrative provisions

#### (a) Buffer zones

The designation by this Act or by amendments made by this Act of wilderness areas and the Protection Area in the State of Colorado shall not create or imply the creation of protective perimeters or buffer zones around any wilderness area or the Protection Area. The fact that nonwilderness activities or uses can be seen or heard from within a wilderness area or Protection Area shall not, of itself, preclude such activities or uses up to the boundary of the wilderness area or the Protection Area.

#### (b) Rollins Pass Road

If requested by one or more of the Colorado Counties of Grand, Gilpin, and Boulder, the Secretary shall provide technical assistance and otherwise cooperate with respect to repairing the Rollins Pass road in those counties sufficiently to allow two-wheel-drive vehicles to travel between Colorado State Highway 119 and U.S. Highway 40. If this road is repaired to such extent, the Secretary shall close the motorized roads and trails on Forest Service land indicated on the map entitled "Rollins Pass Road Reopening: Attendant Road and Trail Closures", dated September 2001.

(Pub. L. 107–216, §7, Aug. 21, 2002, 116 Stat. 1060.)

#### **Editorial Notes**

#### References in Text

This Act, referred to in subsec. (a), is Pub. L. 107–216, Aug. 21, 2002, 116 Stat. 1055, which is classified principally to sections 539l to 539l–5 of this title. For complete classification of this Act to the Code, see Short Title note set out under section 539l of this title and Tables.
#### George Hoffman, Appellant, v. John L. Murray, Respondent.

Judgment and order affirmed, with costs. No opinion. Present — Ingraham, P. J., Laughlin, Scott, Miller and Dowling, JJ.
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 74231 / February 6, 2015

ADMINISTRATIVE PROCEEDING

File No. 3-15982

In the Matter of

MORGAN STANLEY AND CO. LLC;

MORGAN STANLEY ABS CAPITAL I INC.;

and MORGAN STANLEY MORTGAGE 

CAPITAL HOLDINGS LLC,

Respondents.

ORDER APPOINTING TAX 

ADMINISTRATOR

By order dated January 17, 2013, the Commission issued the “Omnibus Order 

Directing the Appointment of Tax Administrator in Administrative Proceedings that 

Establish Distribution Funds” (“Omnibus Order”), Rel. No. 34-68683, authorizing the 

Secretary to issue orders during calendar years 2013-2015 appointing, upon request by 

the Commission staff, Damasco and Associates LLP (“Damasco”), a certified public 

accounting firm located in Half Moon Bay, California, as tax administrator (“Tax 

Administrator”) in administrative proceedings where the distribution fund may incur 

tax-related obligations as a Qualified Settlement Fund (“QSF”) under the Department of 

the Treasury Regulation § 1.468B-1(c). 

On February 4, 2015, the Commission staff requested, pursuant to the Omnibus 

Order, the appointment of Damasco as the Tax Administrator for the QSF in the 

above-referenced proceeding. 

Accordingly,

IT IS ORDERED that Damasco, pursuant to and in accordance with the Omnibus 

Order, is appointed the Tax Administrator for the QSF in the above-referenced 

proceeding. 

For the Commission, by its Secretary, pursuant to delegated authority.

Brent J. Fields

Secretary
### §2505. Repealed. Pub. L. 113–287, §7, Dec. 19, 2014, 128 Stat. 3272

Section, Pub. L. 95–625, title X, §1006, Nov. 10, 1978, 92 Stat. 3541, related to rehabilitation and innovation grants. See section 200503 of Title 54, National Park Service and Related Programs.
#### Mark ROBINSON, Plaintiff-Appellant, v. K. BASSETT; Tazewell Correctional Unit # 31, Authorities; Major Pickeral; Ms. Dowdy, Defendants-Appellees.

No. 02-6306.

United States Court of Appeals, Fourth Circuit.

Submitted May 16, 2002.

Decided May 23, 2002.

Mark Robinson, Appellant Pro Se. Susan Foster Barr, Office of the Attorney General of Virginia, Richmond, Virginia, for Appellees.

Before NIEMEYER, MICHAEL, and MOTZ, Circuit Judges.

Dismissed by unpublished PER CURIAM opinion

PER CURIAM.

Mark Robinson appeals the district court’s order dismissing without prejudice his civil rights action filed under 42 U.S.C.A. § 1983 (West Supp.2001), for failure to state a claim upon which relief may be granted. Because the dismissal was without prejudice, Robinson may refile his complaint alleging sufficient facts to state a claim for § 1983 relief. Accordingly, we dismiss the appeal for lack of jurisdiction because the order is not a final, appealable order. *See Domino Sugar Corp. v. Sugar Workers Local Union 392,*10 F.3d 1064, 1066-67 (4th Cir.1993). We dispense with *958oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

*DISMISSED.*
<PAGE>   1


                                                                      EXHIBIT 15

            Letter regarding Unaudited Interim Financial Information
<PAGE>   2




C. H. Heist Corp.
Clearwater, Florida

Gentlemen:

With respect to the registration statements No. 33-48497 and 333-26007, we
acknowledge our awareness of the incorporation of our reports dated April 28,
1997, July 25, 1997 and November 10, 1997 related to our reviews of interim
financial information.

Pursuant to rule 436(c) under the Securities Act of 1933 (the Act), such
reports are not considered part of a registration statement prepared or
certified by an accountant or a report prepared or certified by an accountant
within the meaning of sections 7 and 11 of the Act.



                                                           Very truly yours,

                                                           KPMG Peat Marwick LLP


Buffalo, New York
March 20, 1998
Exhibit 32.1



CERTIFICATION PURSUANT TO

18 U.S.C. ss.1350, AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



Solely for the purposes of complying with, and the extent required by 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned certifies, in his capacity as the Chief Executive Officer of BlastGard International, Inc., that, to his knowledge, the Quarterly Report of the company on Form 10-Q for the period ended March 31, 2008, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in the report fairly presents, in all material respects, the companys financial condition and results of operations.



May 15, 2008





/s/ Andrew McKinnon

Andrew McKinnon, Chief Executive Officer
**Exhibit 32.1**

 

**CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO18 U.S.C. SECTION 1350,AS ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

 

Inconnection with the Quarterly Report on Form 10-Q of EarthLink, Inc.(the “Company”) for the period ended June 30, 2008 as filed with theSecurities and Exchange Commission on the date hereof (the “Report”), I, RollaP. Huff, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C.Section 1350, as adopted pursuant to Section 906 of theSarbanes-Oxley Act of 2002, to my knowledge that:

 

(1)          the Report fully complies with the requirements of Section 13(a) or15(d) of the Securities Exchange Act of 1934; and

 

(2)          the information contained in the Report fairlypresents, in all material respects, the financial condition and results ofoperations of the Company.

 

 
| /s/  ROLLA  P. HUFF |   |
|-------------------------------|--------|
|                          |   |
| Rolla  P. Huff                |   |
| Chief  Executive Officer      |   |
| August 1,  2008          |   |

 

----
Second Department,

March, 1943.

(March 1, 1943.)

#### Anna Agro, as Administratrix of the Estate of Collogio Agro, Deceased, Appellant, v. Blue White Laundry Co., Inc., et al., Respondents.

Present—Carswell, Johnston, Adel, Taylor and Lewis, J J.
EXHIBIT 32

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT BY
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In connection with the Quarterly Report of White Horse Resources, Inc.,
on Form  10-QSB  for the  period  ending  September  30,  2002 as filed with the
Securities  and  Exchange  Commission  on the date  hereof (the  "REPORT"),  the
undersigned, B. Stephen Bailey, Chief Executive Officer and Principal Accounting
Officer of the Company,  certify, pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to ss. 906 of the  Sarbanes-Oxley  Act of 2002,  that to the best of my
knowledge and belief:

         1. The Report fully complies with the requirements of section 13 (a) or
15 (d) of the Securities Exchange Act of 1934; and

         2. The  information  contained in the Report  fairly  presents,  in all
material  respects,  the  financial  condition  and result of  operations of the
Company.


Date: April 19, 2004

/s/ B. Stephen Bailey
B. Stephen Bailey
President
(Principal Executive & Accounting Officer)


A signed  original of this written  statement  required by Section 906, or other
document authenticating, acknowledging, or otherwise adopting the signature that
appears in typed form within the  electronic  version of this written  statement
has been  provided  to the  Company  and will be  retained  by the  Company  and
furnished to the Securities and Exchange Commission or its staff upon request.
Editorial Note on Part 1244
Editorial Note: Nomenclature changes to part 1244 appear at 68 FR 9846, Feb. 28, 2003, and 68 FR 10357, Mar. 5, 2003.

§ 1244.7 Filing the application. ( a ) An application for Temporary Protected Status shall be filed with the director having jurisdiction over the applicant's place of residence.
( b ) An application for Temporary Protected Status must be filed during the registration period established by the Attorney General, except in the case of an alien described in § 1244.2(f)(2).
( c ) Each applicant must pay a fee, as determined at the time of the designation of the foreign state, except as provided in § 1244.5(a).
( d ) If the alien has a pending deportation or exclusion proceeding before the immigration judge or Board of Immigration Appeals at the time a foreign state is designated under section 244(b) of the Act, the alien shall be given written notice concerning Temporary Protected Status. Such alien shall have the opportunity to submit an application for Temporary Protected Status to the director under paragraph (a) of this section during the published registration period unless the basis of the charging document, if established, would render the alien ineligible for Temporary Protected Status under § 1244.3(c) or § 1244.4. Eligibility for Temporary Protected Status in the latter instance shall be decided by the Executive Office for Immigration Review during such proceedings.
[63 FR 63596, Nov. 16, 1998]
<PAGE>
                                                                      Exhibit 23


                       Consent of Independent Accountants
                       ----------------------------------


We hereby consent to the incorporation by reference in the Registration
Statement on Form S-8 (File No. 333- 47153) of HMI Industries Inc. of our report
dated November 8, 2002, relating to the consolidated financial statements, which
appears in this Annual Report on Form 10-K. We also consent to the incorporation
by reference of our report dated November 8, 2002 relating to the Financial
Statement Schedule, which appears in this Form 10-K.


/s/ PricewaterhouseCoopers LLP
------------------------------
Cleveland, Ohio
December 11, 2002

                                       52