alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

Release No. 80436 / April 11, 2017

ADMINISTRATIVE PROCEEDING

File No. 3-16852

In the Matter of

Focus Media Holding Limited and

Jason Jiang,

Respondents.

ORDER APPOINTING FUND PLAN

ADMINISTRATOR AND SETTING 

BOND AMOUNT

On September 30, 2015, the Commission issued an order (“Order”)1finding that Focus 

Media Holding Limited (“Focus Media”) and Jason Jiang (“Jiang”) (collectively, 

“Respondents”) violated the federal securities laws. Pursuant to the Order, the Commission 

ordered Focus Media to pay a civil money penalty of $34,600,000.00 and Jiang to pay

$21,027,865.43 in disgorgement, prejudgment interest, and civil penalties. The Order also 

created a Fair Fund, pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002, as amended

(the “Fair Fund”). The Fair Fund includes the $55,627,865.43 paid by Respondents.

The Division of Enforcement now seeks the appointment of Analytics Consulting, LLC

(“Analytics”) as the fund plan administrator and requests that the administrator’s bond be set at 

$55,627,865.43, as required by Rules 1105(a) and 1105(c) of the Commission’s Rules on Fair 

 

1

 See Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, and 

Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order, 

Securities Act Rel. No. 9933 (Sept. 30, 2015).
2

Fund and Disgorgement Plans (“Rules”).2 Analytics is included in the Commission’s approved 

pool of administrators.

Accordingly, pursuant to Rules 1105(a) and 1105(c) of the Rules, it is hereby ORDERED 

that Analytics is appointed as the fund plan administrator and shall obtain a bond in accordance 

with Rule 1105(c) of the Rules in the amount of $55,627,865.43.

For the Commission, by the Division of Enforcement, pursuant to delegated authority.3

Brent J. Fields

Secretary

 

2

17 C.F.R. §§ 201.1105(a) and 201.1105(c).

3

17 C.F.R. § 200.30-4(a)(17).
### §6408. Emergency assistance

#### (a) In general

Notwithstanding any other provision of law, from funds appropriated pursuant to the authorization of appropriations under section 6414 of this title, the Administrator may provide emergency assistance to any covered State or coral reef stewardship partnership to respond to immediate harm to coral reefs or coral reef ecosystems arising from any of the exigent circumstances described in subsection (b).

#### (b) Coral reef exigent circumstances

The Administrator shall develop a list of, and criteria for, circumstances that pose an exigent threat to coral reefs, including—

(1) new and ongoing outbreaks of disease;

(2) new and ongoing outbreaks of invasive or nuisance species;

(3) new and ongoing coral bleaching events;

(4) natural disasters;

(5) industrial or mechanical incidents, such as vessel groundings, hazardous spills, or coastal construction accidents; and

(6) such other circumstances as the Administrator determines appropriate.

#### (c) Annual report on exigent circumstances

On February 1 of each year, the Administrator shall submit to the appropriate congressional committees, the Committee on Appropriations of the Senate, and the Committee on Appropriations of the House of Representatives a report that—

(1) describes locations with exigent circumstances described in subsection (b) that were considered but declined for emergency assistance, and the rationale for the decision; and

(2) with respect to each instance in which emergency assistance under this section was provided—

(A) the location and a description of the exigent circumstances that prompted the emergency assistance, the entity that received the assistance, and the current and expected outcomes from the assistance;

(B) a description of activities of the National Oceanic and Atmospheric Administration that were curtailed as a result of providing the emergency assistance; and

(C) an assessment of whether further action is needed to restore the affected coral reef, recommendations for such restoration, and a cost estimate to implement such recommendations.

(Pub. L. 106–562, title II, §209, as added Pub. L. 117–263, div. J, title C, §10001(a), Dec. 23, 2022, 136 Stat. 3940.)

#### **Editorial Notes**

#### Prior Provisions

A prior section 6408, Pub. L. 106–562, title II, §209, Dec. 23, 2000, 114 Stat. 2805, authorized appropriations, prior to repeal by Pub. L. 117–263, div. J, title C, §10001(a), Dec. 23, 2022, 136 Stat. 3931.
<PAGE>


EXHIBIT 22 - SUBSIDIARIES OF THE REGISTRANT


                              HEALTH-CHEM CORPORATION
                          LIST OF SUBSIDIARY CORPORATIONS


                                                      State or Country
      Name                                            of Incorporation

Transderm Laboratories Corporation                       Delaware
Aberdeen Research Corporation                            Delaware
Capco Delaware, Inc.                                     Delaware
HS Protective Fabrics Corporation                        Delaware
H.S. Development, Inc.                                   Delaware
Health-Chem Industries, Inc.                             Delaware
Health Med Corporation                                   Delaware
Hercon Environmental Corporation                         Delaware
Hercon Laboratories Corporation                          Delaware
Hercon Pharmaceutical Corporation                        Delaware
Herculite Products, Inc.                                 New York
Medallion Group, Inc.                                    Delaware
Pacific Combining Corporation                            California
Research Development Corporation                         Delaware
Springs Development Corporation                          Delaware
York Aerosol Corporation                                 Delaware
York Aerosol Delivery Systems Corporation                Delaware
§ 1240.14 Determination of Federal medical savings and notification of proposed allocations. On or about September 1, 1998, and each September 1 thereafter, NHTSA will— ( a ) Calculate, in accordance with the procedures in appendix E of this part, the Federal medical savings and each State's share of those savings, due to the amount by which the State seat belt use rate for the previous calendar year— ( 1 ) Exceeds the national average seat belt use rate for that calendar year, for each State described in § 1240.10(a)(1) of this part; or
( 2 ) Exceeds the State's base seat belt use rate, for each State described in § 1240.10(a)(2) of this part; and
( b ) Notify the States described in § 1240.10(c) of this part of their proposed allocations, which shall be equal to the amount of the Federal medical savings calculated under paragraphs (a)(1) and (a)(2) of this section, as applicable, reduced proportionately across all States if the allocations would exceed the total amount authorized for allocation during the fiscal year.
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1
<CURRENCY> U.S. DOLLARS
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          DEC-29-1996
<PERIOD-START>                              JAN-1-1996
<PERIOD-END>                               DEC-29-1996
<EXCHANGE-RATE>                                      1
<CASH>                                       2,691,908
<SECURITIES>                                         0
<RECEIVABLES>                               14,533,685
<ALLOWANCES>                                         0
<INVENTORY>                                  1,604,470
<CURRENT-ASSETS>                            21,281,788
<PP&E>                                      49,635,229
<DEPRECIATION>                              32,229,168
<TOTAL-ASSETS>                              40,903,097
<CURRENT-LIABILITIES>                        6,785,841
<BONDS>                                      6,492,390
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                       158,355
<OTHER-SE>                                  26,915,226
<TOTAL-LIABILITY-AND-EQUITY>                40,903,097
<SALES>                                    106,515,038
<TOTAL-REVENUES>                           106,515,038
<CGS>                                       90,498,402
<TOTAL-COSTS>                               90,498,402
<OTHER-EXPENSES>                            13,783,389
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             643,175
<INCOME-PRETAX>                              1,509,004
<INCOME-TAX>                                   818,908
<INCOME-CONTINUING>                            690,096
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   690,096
<EPS-PRIMARY>                                      .24
<EPS-DILUTED>                                      .24
        

</TABLE>
<PAGE>


1 July 1999

Mr AR Thomas
10 Citron Avenue
North Balwyn   VIC   3104
Australia

Dear Roland:

RE:    MOLDFLOW PTY LTD - SERVICE AGREEMENT DATED 1 JULY 1994, AS AMENDED ON
       30 JUNE 1997

It is the intention of the parties to modify the abovementioned agreement.
Therefore, in accordance with Section 22 of the agreement, this letter shall
hereby amend the Service Agreement effective 1 July 1999 as follows:

         The time for payment by Moldflow of the amount due in accordance with
         paragraph 2.1(b) of the Remuneration Schedule as it relates to Section
         5 of the Agreement shall be extended to 1 July, 2000 or earlier upon
         agreement of the parties.

         For clarity, this modification is not intended to otherwise change the
         terms of the agreement with respect to obligations surviving
         termination, nor to further extend the Initial Period of Employment
         under the contract.

Kindly indicate your acceptance of these terms by signing and returning to me
the attached copy of this letter.

Yours sincerely,
MOLDFLOW PTY LTD

/s/ Suzanne Rogers
------------------

Suzanne E Rogers
Company Secretary
--------------------------------------------------------------------------------


I, AR Thomas agree to accept this amendment to the Service Agreement dated 1
July 1994, as amended on 30 June 1997, in accordance with the terms set out
above.

Signed:  /s/ Roland Thomas
        --------------------------

Date:    17th Aug. 1999
        --------------------------
SquireSanders (US) LLP

1200 19th Street, NW

Suite 300

Washington, DC 20036

O +1 202 626 6600

F +1 202 626 6780

squiresanders.com

Edward W. Sauer

T +1 202 626 6641

edward.sauer@squiresanders.com

354125/1/WASHINGTON

April 9, 2014

Via Email and regulations.gov

Ms. Esta Rosenberg

Chief, U.S. Air Carrier Licensing Division

Department of Transportation

1200 New Jersey Ave, SE

Washington, DC 20590

Re: Application of Alaska Airlines, Inc. for an Exemption Authorizing Seasonal

Service Between Seattle, Washington and Cancun, Mexico; Docket DOT-OST2014-0049

Dear Ms. Rosenberg:

This letter is to advise that Alaska has polled all of the carriers on the service list

attached to the application referenced above and that there are no objections. Accordingly,

we respectfully request that the application for exemption be granted as soon as possible.

Respectfully submitted,

Edward W. Sauer

cc: Brett Kruger, DOT

info@airlineinfo.com
#### Chae S. Sone, Appellant, v Steven Park, Respondent.

[823 NYS2d 920]

In an action, inter alia, to recover damages for defamation, the plaintiff appeals from an order of the Supreme Court, Nassau County (Winslow, J.), dated August 4, 2005, which granted that branch of the defendant’s motion which was to dismiss the complaint pursuant to CPLR 3211 (a) (5) and (7).

Ordered that the order is affirmed, without costs or disbursements.

The Supreme Court properly granted that branch of the defendant’s motion which was to dismiss the complaint pursuant to CPLR 3211 (a) (5) and (7). The allegations contained in the complaint either are time-barred *(see*CPLR 3211 [a] [5]; 215 [3]; *Frederick v Fried,*10 AD3d 444, 445 [2004]; *Kwarren v American Airlines,*303 AD2d 722 [2003]) or fail to state a cause of action *(see*CPLR 3211 [a] [7]).

The plaintiffs remaining contentions are without merit. Adams, J.E, Krausman, Rivera and Lifson, JJ., concur.
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 92426 / July 16, 2021

ADMINISTRATIVE PROCEEDING

File No. 3-20150

In the Matter of

Securities America Advisors, Inc.,

Respondent.

:

:

:

:

:

:

:

ORDER APPOINTING 

FUND ADMINISTRATOR AND 

SETTING ADMINISTRATOR’S 

BOND AMOUNT

On November 13, 2020, the Commission issued an Order Instituting Administrative and 

Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment 

Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-andDesist Order (the “Order”)1

against Securities America Advisors, Inc. (“SAA” or the 

“Respondent”). In the Order, the Commission found that from January 1, 2016 through February 

28, 2018, SAA failed to adopt and implement policies and procedures reasonably designed to 

prevent investments in two volatility-linked exchange-traded products (ETPs) that were not 

suitable for SAA clients. 

The Commission ordered the Respondent to pay $3,399.42 in disgorgement, $377.40 in 

prejudgment interest, and a $600,000 civil money penalty, for a total of $603,776.82, to the 

Commission. The Commission also created a Fair Fund, pursuant to Section 308(a) of the 

 

1

 Advisers Act Rel. No. 5627 (Nov. 13, 2020).
2

Sarbanes-Oxley Act of 2002, so the penalty paid, along with the disgorgement and interest paid, 

can be distributed to harmed investors (the “Fair Fund”).

The Fair Fund consists of the $603,776.82 paid by the Respondent. The Fair Fund has 

been deposited in an interest-bearing account at the U.S. Department of the Treasury’s Bureau of 

the Fiscal Service, and any accrued interest will be for the benefit of the Fair Fund. 

The Division of Enforcement now seeks the appointment of Analytics Consulting LLC 

(“Analytics”) as the fund administrator and requests that the administrator’s bond be set at 

$603,776.82. Analytics is included in the Commission’s approved pool of administrators.

Accordingly, IT IS HEREBY ORDERED that Analytics is appointed as the fund 

administrator, pursuant to Rule 1105(a) of the Commission’s Rules on Fair Fund and 

Disgorgement Plans (“Commission’s Rules”),2and shall obtain a bond in accordance with Rule 

1105(c) of the Commission’s Rules,3in the amount of $603,776.82.

For the Commission, by the Division of Enforcement, pursuant to delegated authority.4

Vanessa A. Countryman

Secretary 

 

2

 17 C.F.R. § 201.1105(a).

3

 17 C.F.R. § 201.1105(c).

4

 17 C.F.R. § 200.30-4(a)(17).
Exhibit 32.1


                    CERTIFICATION PURSUANT TO
                     18 U.S.C. SECTION 1350,
                     AS ADOPTED PURSUANT TO
                       SECTION 906 OF THE
                   SARBANES-OXLEY ACT OF 2002


     In connection with the Quarterly Report of Telco-Technology,
Inc. (the "Company") on Form 10-QSB for the period ended June 30,
2004,  as filed with the Securities and Exchange Commission  (the
"Report"),  the  undersigned certifies,  pursuant  to  18  U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-
Oxley  Act  of 2002, to the best of the undersigned's  knowledge,
that:

      (1)   The  Report  fully complies with the requirements  of
Section  13(a) or 15(d) of the Securities Exchange Act  of  1934;
and

       (2)   The  information  contained  in  the  Report  fairly
presents,  in all material respects, the financial condition  and
results of operations of the Company.


Dated: August 18, 2004         By: /s/ Donald R. McKelvey
                                   Donald R. McKelvey,
                                   Chairman  of  the  Board   and
                                   President


Dated: August 18, 2004         By: /s/ Donald R. McKelvey
                                   Donald R. McKelvey,
                                   Principal Financial
                                   Officer
# Official Journal C 132A/2006

| | ISSN 1725-2423 |
| --- | --- |
| Official Journal
  of the European Union | C 132A |
| | |
| English edition | Information and Notices | Volume 497 June 2006 |

ISSN 1725-2423

Official Journal

of the European Union

C 132A

English edition

Information and Notices

Volume 497 June 2006

---

| Notice No | Contents | page |
| --- | --- | --- |
| | I   Information |
| | Commission |
| 2006/C 132A/1 | Common catalogue of varieties of vegetable species — second supplement to the 24th complete edition | 1 |
| 2006/C 132A/2 | Common catalogue of varieties of vegetable species Third supplement to the 24th complete edition | 31 |

Notice No

Contents

page

I   Information

Commission

2006/C 132A/1

Common catalogue of varieties of vegetable species — second supplement to the 24th complete edition

1

2006/C 132A/2

Common catalogue of varieties of vegetable species Third supplement to the 24th complete edition

31

---

| EN | |
| --- | --- |

EN
DISCLAIMER

The full text of certain NPDES permits and the associated fact sheets has been made available to 

provide online access to this public information. EPA is making permits and fact sheets available 

electronically to provide convenient access for interested public parties and as a reference for 

permit writers. The ownership of these documents lies with the permitting authority, typically a 

State with an authorized NPDES program. 

While EPA makes every effort to ensure that this web site remains current and contains the final 

version of the active permit, we cannot guarantee it is so. For example, there may be some delay 

in posting modifications made after a permit is issued. Also note that not all active permits are 

currently available electronically. Only permits and fact sheets for which the full text has been 

provided to Headquarters by the permitting authority may be made available. Headquarters has 

requested the full text only for permits as they are issued or reissued, beginning November 1, 

2002. 

Please contact the appropriate permitting authority (either a State or EPA Regional office) prior to 

acting on this information to ensure you have the most up-to-date permit and/or fact sheet. EPA 

recognizes the official version of a permit or fact sheet to be the version designated as such and 

appropriately stored by the respective permitting authority. 

The documents are gathered from all permitting authorities, and all documents thus obtained are 

made available electronically, with no screening for completeness or quality. Thus, availability 

on the website does not constitute endorsement by EPA.
[Federal Register Volume 76, Number 58 (Friday, March 25, 2011)]
[Proposed Rules]
[Page 16700]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-7051]


========================================================================
Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

========================================================================


Federal Register / Vol. 76, No. 58 / Friday, March 25, 2011 / 
Proposed Rules

[[Page 16700]]



DEPARTMENT OF DEFENSE

[Docket ID DOD-2011-OS-0036]

2 CFR Chapter XI

5 CFR Chapter XXVI

32 CFR Chapters I, V, VI, VII, XII, and Subtitle A

33 CFR Chapter II

36 CFR Chapter III

40 CFR Chapter VII

48 CFR Chapters 1, 2, 52, and 54


Reducing Regulatory Burden; Retrospective Review Under E.O. 13563

AGENCY: Department of Defense, Office of the Secretary.

ACTION: Request for information.

-----------------------------------------------------------------------

SUMMARY: In response to President Obama's Executive Order 13563, 
``Improving Regulation and Regulatory Review,'' the Department of 
Defense invites public comments on how it can change, streamline, or 
repeal its regulations. DoD will continue to work with the public and 
the business community to determine how its regulations can increase 
efficiency, transparency, and provide accountability.

DATES: Comments are requested by April 8, 2011.

ADDRESSES: You may submit comments, identified by docket number and 
title, by any of the following methods:
    <bullet> Federal Rulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
    <bullet> Mail: Federal Docket Management System Office, 1160 
Defense Pentagon, OSD Mailroom 3C843, Washington, DC 20301-1160.
    Instructions: All submissions received must include the agency name 
and docket number for this Federal Register document. The general 
policy for comments and other submissions from members of the public is 
to make these submissions available for public viewing on the Internet 
at http://www.regulations.gov as they are received without change, 
including any personal identifiers or contact information.

FOR FURTHER INFORMATION CONTACT: Robert Cushing, Jr., 703-696-5282.

SUPPLEMENTARY INFORMATION: DoD regulations may be viewed by going to 
the eCFR at http://ecfr.gpoaccess.gov/cgi/t/text/text-idx?c=ecfr&tpl=%2Findex.tpl and searching titles 2, 5, 32, 33, 36, 40, 
and/or 48.

    Dated: March 21, 2011.
Morgan F. Park,
Alternate OSD Federal Register Liaison Officer, Department of Defense.
[FR Doc. 2011-7051 Filed 3-24-11; 8:45 am]
BILLING CODE 5001-06-P
# C_2005211EN.01S00301.xml

| 30.8.2005 | EN | Official Journal of the European Union | C 211/s3 |
| --- | --- | --- | --- |

30.8.2005

EN

Official Journal of the European Union

C 211/s3

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