alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Company Filings

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# Open Meeting Agenda

## Wednesday, October 11, 2017

| **Item 1:** | **FAST Act Modernization and Simplification of Regulation S-K**                                               |
|-------------|---------------------------------------------------------------------------------------------------------------|
| Office:     | Division of Corporation FinanceDivision of Investment Management                                              |
| Staff:      | Elizabeth Murphy, Felicia Kung, Daniel Morris, Angie Kim, Shehzad Niazi, Michael Pawluk, Matthew DeLesDernier |
||
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 83766 / August 2, 2018

ADMINISTRATIVE PROCEEDING 

File No. 3-17582

In the Matter of

Weatherford International PLC, f/k/a 

Weatherford International LTD., 

James Hudgins, CPA, and Darryl 

Kitay, CPA

Respondents.

:

:

:

:

:

:

:

:

:

ORDER APPOINTING 

TAX ADMINISTRATOR

ADMINISTRATIVE PROCEEDING 

File No. 3-17628

In the Matter of

Ernst & Young LLP, Craig R. 

Fronckiewicz, CPA, and Sarah E. 

Adams, CPA

Respondents.

:

:

:

:

:

:

:

:

By order dated June 30, 2017, the Commission issued the “Omnibus Order Directing the 

Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution 

Funds” (“Omnibus Order”),1authorizing the Secretary to issue orders beginning June 2017 and for 

calendar year 2018 appointing, upon request by the Commission staff, Miller Kaplan Arase LLP, a 

certified public accounting firm, which acquired Damasco & Associates LLP (“Miller Kaplan”), 

with one of their offices located in San Francisco, California, as tax administrator (“Tax 

Administrator”) in administrative proceedings where the distribution fund may incur tax-related 

obligations as a Qualified Settlement Fund (“QSF”) under the Department of the Treasury 

Regulation § 1.468B-1(c). 

 

1

 Exchange Act Rel. No. 81057 (June 30, 2017).
On August 1, 2018, the Commission staff requested the appointment of Miller Kaplan as 

the Tax Administrator for the QSF in the above-referenced proceeding. 

Accordingly, IT IS ORDERED that Miller Kaplan, pursuant to and in accordance with the 

Omnibus Order, is appointed the Tax Administrator for the QSF in the above-referenced proceeding. 

For the Commission, by its Secretary, pursuant to delegated authority.

Brent J. Fields

Secretary
#### § 244.16 Confidentiality.

The information contained in the application and supporting documents submitted by an alien shall not be released in any form whatsoever to a third party requester without a court order, or the written consent of the alien. For the purpose of this provision, a third party requester means any requester other than the alien, his or her authorized representative, an officer of DHS, or any federal or State law enforcement agency. Any information provided under this part may be used for purposes of enforcement of the Act or in any criminal proceeding.

[56 FR 619, Jan. 7, 1991. Redesignated at 62 FR 10367, 10382, Mar. 6, 1997; 76 FR 53792, Aug. 29, 2011]
### §5611. Repealed. Pub. L. 113–188, title II, §201(f), Nov. 26, 2014, 128 Stat. 2018

Section, Pub. L. 104–43, title II, §212, as added Pub. L. 105–384, title II, §201(c), Nov. 13, 1998, 112 Stat. 3452, required annual reports on the activities of the Fisheries Commission, the General Council, the Scientific Council, and the consultative committee established under section 5607 of this title.
EXHIBIT
32.1






SECTION
1350 CERTIFICATION OF


CHIEF
EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER





In
connection with the annual report of Rahaxi, Inc. ("Company") on Form
10-Q for the year ended September 30, 2009, as filed with the Securities and
Exchange Commission ("Report"), the undersigned, in the capacities and on
the dates indicated below, hereby certify pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350) that to their
knowledge:





1.           The
Report fully complies with the requirements of Section 13(a) or 15(d) of
the Securities Exchange Act of 1934; and





2.           The
information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of
the Company.





Dated
November 23, 2009








/s/
Paul
Egan


Paul
Egan, President and Chief Executive Officer








/s/
Ciaran
Egan


Ciaran
Egan, Chief Financial Officer
# Georgia Department of Natural Resources

DEC 182013

Mr. Scott Davis Chief, Air Planning Branch U.S. EPA, Region 4 61 Forsyth Street, S.W. AtIanta, Georgia 30303-3104 

### Environmental Protection Division • Air Protection Branch 4244 International Parkway• Suite 120 • Atlanta • Georgia 30354 404/363-7000 • Fax: 404/363-7100 Judson H. Turner, Director

RE: Maintenance Plan and Redesignation Request for the Macon, Georgia, Annual PM2.6 Nonattainment Area Dear Mr. Davis: On June 21, 2012, the Georgia Environmental Protection Division (EPD) submitted for approval and incorporation a proposed revision to Georgia's State Implementation Plan (SIP) to include a plan, consistent with 

### §175Aofthe Clean Air Act, to provide for maintenance ofthe 1997 Annual PM2 .5 National Ambient Air Quality Standard (NAAQS) in the Macon area. The submittal also served as a request that the Macon Nonattainment Area be redesignated as an area attaining the 1997Annual PM2 .5 NAAQS. This letterserves as a submittal ofadditional information to support the previously submitted SIP revision for the Macon area. On-road mobile emissions modeling forthe plan was performed using EPA's MOtorVehicle Emissions Simulator (MOVES 201Oa). All input data files for the MOVES modeling used to support the plan was previously submitted as well as a summary ofthe output files. Outputfiles are not typically submitted due to the fact thatthe results can be easily replicated with the submitted inputfiles and thatthe outputfiles are not in a format that can submitted as a paper copy as required by Federal regulations regarding SIP submittals. In addition, the raw output files include far more information than is necessary to support the SIP revision. EPD is providing an electronic copy ofthe MOVES outputfiles with this submission in an effort to help facilitate the review ofthis SIP revision. We look forward to your review and approval ofthis revision. Should you or your staff have any questions, please feel free to contact JimmyJohnston at (404) 363-7014. Sincerely, 

### //

# jrf-/~- 1ames P. Johnston, P.E. Program Manager, Planning and Support Program Georgia EPD, Air Protection Branch JJ:JK Enclosure:

- MOVES outputfiles (one CD)
#### § 245.5 Medical examination.

Pursuant to section 232(b) of the Act, an applicant for adjustment of status shall be required to have a medical examination by a designated civil surgeon, whose report setting forth the findings of the mental and physical condition of the applicant, including compliance with section 212(a)(1)(A)(ii) of the Act, shall be incorporated into the record. A medical examination shall not be required of an applicant for adjustment of status who entered the United States as a nonimmigrant spouse, fianceé, or fianceeé of a United States citizen or the child of such an alien as defined in section 101(a)(15)(K) of the Act and § 214.2(k) of this chapter if the applicant was medically examined prior to, and as a condition of, the issuance of the nonimmigrant visa; provided that the medical examination must have occurred not more than 1 year prior the date of application for adjustment of status. Any applicant certified under paragraphs (1)(A)(ii) or (1)(A)(iii) of section 212(a) of the Act may appeal to a Board of Medical Officers of the U.S. Public Health Service as provided in section 234 of the Act and part 235 of this chapter.

[56 FR 49841, Oct. 2, 1991, as amended at 62 FR 10384, Mar. 6, 1997; 66 FR 42595, Aug. 14, 2001]
# C_2020377EN.01001301.xml

| 9.11.2020 | EN | Official Journal of the European Union | C 377/13 |
| --- | --- | --- | --- |

9.11.2020

EN

Official Journal of the European Union

C 377/13

---

Annual reports on the implementation of the EU budget and on the activities funded by the 8th, 9th, 10th and 11th European Development Funds for the 2019 financial year

(2020/C 377/10)

The European Court of Auditors will publish its annual reports for the 2019 financial year on the implementation of the EU budget and on the activities funded by the 8th, 9th, 10th and 11th European Development Funds, together with the institutions’ replies, on 10 November 2020.

The reports can be consulted directly or downloaded, from 00:01 on 10 November 2020, at the European Court of Auditors’ website:

https://www.eca.europa.eu/Lists/ECADocuments/annualreports-2019/annualreports-2019_EN.pdf

The following link to an overview of the annual reports and related documents will become active at the same time:

https://www.eca.europa.eu/en/Pages/AR2019.aspx

---
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 96064 / October 13, 2022

ADMINISTRATIVE PROCEEDING

File No. 3-16877

In the Matter of

HOWARD RICHARDS,

Respondent. 

:

:

:

:

:

:

:

ORDER DIRECTING 

DISBURSEMENT OF FAIR FUND

ADMINISTRATIVE PROCEEDING

File No. 3-16878

____________________________________

 :

In the Matter of :

 :

JAMES GOODLAND AND SECURUS :

WEALTH MANAGEMENT, LLC, :

:

Respondents. :

____________________________________:

On November 23, 2021, the Division of Enforcement, pursuant to delegated authority, 

published a Notice of Proposed Plan of Distribution and Opportunity for Comment (“Notice”),1

pursuant to Rule 1103 of the Commission’s Rules on Fair Fund and Disgorgement Plans 

(“Commission’s Rules”);2and simultaneously posted the Proposed Plan of Distribution (the 

“Proposed Plan”). The Notice advised interested persons that they could obtain a copy of the 

Proposed Plan from the Commission’s public website or by submitting a written request to Amy 

 

1

 Exchange Act Rel. No. 93664 (Nov. 23, 2021).

2

 17 C.F.R. § 201.1103.
2

Sumner, United States Securities and Exchange Commission, 1961 Stout Street, Suite 1700, 

Denver, CO 80294. The Notice also advised that all persons desiring to comment on the 

Proposed Plan could submit their comments, in writing, within 30 days of the Notice. The 

Commission received no comments on the Proposed Plan during the comment period. On 

January 13, 2022, the Division of Enforcement, pursuant to delegated authority, issued an order 

approving the Proposed Plan,3and posted the approved Plan of Distribution (the “Plan”).

The Plan provides for the distribution of the Fair Fund, plus accumulated interest, less 

taxes, fees, and expenses, to the harmed investors according to the methodology set forth in the 

Plan. 

Pursuant to the Plan, the Fund Administrator has submitted a payment file to Commission 

staff with a reasonable assurances letter as to the completeness and accuracy of the information 

contained therein. The Commission staff has reviewed and accepted the payment file and 

requests, pursuant to Rule 1101(b)(6) of the Commission’s Rules, 17 C.F.R. § 201.1101(b)(6), 

that the Commission authorize the transfer of $144,845.39 from the Fair Fund to the Fair Fund’s 

escrow account at Alerus Financial, NA for distribution by the Fund Administrator to the eligible 

claimant in accordance with the Plan. 

Accordingly, it is hereby ORDERED, that Commission staff shall transfer $144,845.39 

from the Fair Fund to the Fair Fund’s escrow account at Alerus Financial, NA, and the Fund 

Administrator shall distribute such monies to the eligible claimant in accordance with the Plan. 

For the Commission, by the Division of Enforcement, pursuant to delegated authority.4

Vanessa A. Countryman

Secretary 

 

3

 See Exchange Act Rel. No. 93980 (Jan. 13, 2022).

4

 17 C.F.R. § 200.30-4(a)(21)(v).
### §7911. Definitions

In this subchapter:

#### (1) Federal land

The term "Federal land" means—

(A) any land in the National Forest System (as defined in section 1609(a) of this title) that is administered by the Secretary of Agriculture, acting through the Chief of the Forest Service; and

(B) public lands (as defined in section 1702 of title 43), the surface of which is administered by the Secretary, acting through the Director of the Bureau of Land Management.

#### (2) Secretary concerned

The term "Secretary concerned" means—

(A) the Secretary of Agriculture, with respect to land described in paragraph (1)(A); and

(B) the Secretary, with respect to land described in paragraph (1)(B).

(Pub. L. 116–9, title IV, §4101, Mar. 12, 2019, 133 Stat. 757.)

#### **Statutory Notes and Related Subsidiaries**

#### Definition of "Secretary"

Secretary means the Secretary of the Interior, see section 2 of Pub. L. 116–9, set out as a note under section 1 of this title.
EXHIBIT 32.1



Certification

Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002

(Chapter 63, Title 18 U.S.C. §1350(a) and (b))



Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chapter 63, Title 18 U.S.C. §1350(a) and (b)), the undersigned hereby individually
certifies in his capacity as an officer of U.S.I. Holdings Corporation (the Company) that the Quarterly Report of the Company on Form 10-Q for the period ended March 31, 2005 fully complies with the requirements of Section 13(a) of the
Securities Exchange Act of 1934 and that the information contained in such report fairly presents, in all material respects, the financial condition and results of operations of the Company at the end of and for the periods covered by such Report.



|                    |  |  |  |                        
|------------------- |  |  |  | -----------------------
|Dated: May 10, 2005 |  |  |  | /s/ DAVID L. ESLICK    
|                    |  |  |  | David L. Eslick        
|                    |  |  |  | Chief Executive Officer



The foregoing
certification is being furnished solely pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chapter 63, Title 18 U.S.C. §1350(a) and (b)) and is, to the extent permitted by law, provided by the above signatory to the extent of his
respective knowledge.



A signed original of this written
statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to
U.S.I. Holdings Corporation and will be retained by U.S.I. Holdings Corporation and furnished to the Securities and Exchange Commission or its staff upon request.
§ 700.10 General provisions. ( a ) *Purpose and scope.* The subpart contains the regulations of the Office of Independent Counsel implementing the Privacy Act of 1974, 5 U.S.C. 552a. The regulations apply to all records that are contained in systems of records maintained by the Office of Independent Counsel and that are retrieved by an individual's name or personal identifier. These regulations set forth the procedures by which an individual may seek access under the Privacy Act to records pertaining to him, may request correction of such records, or may seek an accounting of disclosures of such records by the office.
( b ) *Transfer of law-enforcement records.* The head of the Office, or his designee, is authorized to make written requests under 5 U.S.C. 552a(b)(7) for transfer of records maintained by other agencies that are necessary to carry out an authorized law-enforcement activity of the Office.
( c ) *Definitions.* As used in this subpart, the following terms shall have the following meanings: ( 1 ) *Agency* has the meaning given in 5 U.S.C. 551(1) and 5 U.S.C. 552a(a)(1).
( 2 ) *Record* has the same meaning given in 5 U.S.C. 552(a)(4).
( 3 ) *Request for access* means a request made pursuant to 5 U.S.C. 552a(d)(1).
( 4 ) *Request for correction* means a request made pursuant to 5 U.S.C. 552a(d)(2).
( 5 ) *Request for an accounting* means a request made pursuant to 5 U.S.C. 552a(c)(3).
( 6 ) *Requester* means an individual who makes either a request for access, a request for correction, or a request for an accounting.
( 7 ) *System of records* means a group of any group of any records under the control of the Office from which information is retrieved by the name of an individual or by some identifying number, symbol, or other identifying particular assigned to that individual.
Exhibit 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. ss.1350, AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Solely for the purposes of complying with, and the extent required by 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned certifies, in his capacity as the Chief Financial and Chief Executive Officer of BlastGard International, Inc., that, to his knowledge, the Quarterly Report of the company on Form 10-Q for the period ended June 30, 2009, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in the report fairly presents, in all material respects, the companys financial condition and results of operations.

August 14, 2009

|                                                         | 
|-------------------------------------------------------- | 
|/s/ MICHAEL J. GORDON                                    | 
|Michael J. Gordon, Chief Financial and Executive Officer |
NOT FOR PUBLICATION

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

SHAME ON YOU PRODUCTIONS, INC.

,

Plaintiff

- Appellant,

v.

ELIZABETH BANKS; et al.

,

Defendants

- Appellees. No. 15

- 56372

D.C. No.

2:14

- cv

- 03512

- MMM

- JC

MEMORANDUM *

Appeal from the United States District Court

for the Central District of California

Margaret M

. Morrow , District Judge, Presiding

Argued and Submitted April 6, 2017

Pasadena, California

Before: PLAGER, * * CLIFTON, and OWENS, Circuit Judges.

Shame on You Productions , Inc. (“SOYP”) appeals the district court’s order

and judgment dismissing SOYP’s federal copyright infringement claim and

California state law implied

- in

- fact contract claim. On the basis of the thorough

and well

- reasoned order of the district court, we affirm.

* This disposition is not appropriate for publication and is not precedent

except as provided by Ninth Circuit Rule 36

- 3.

* * The Honorable S. Jay Plager, United States Circuit Judge for the U.S.

Court of Appeals for the Federal Circuit, sitting by designation. 

# FILED

MAY 3 2017

MOLLY C. DWYER, CLER K

U.S. COURT OF APPEAL S2

AFFIRMED

.
# Official Journal C 140/2016

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 140 |
| | |
| English edition | Information and Notices | Volume 5921 April 2016 |

ISSN 1977-091X

Official Journal

of the European Union

C 140

English edition

Information and Notices

Volume 5921 April 2016

---

| Notice No | Contents | page |
| --- | --- | --- |
| | I   Resolutions, recommendations and opinions |
| | RECOMMENDATIONS |
| | European Systemic Risk Board |
| 2016/C 140/1 | Recommendation of the European Systemic Risk Board of 21 March 2016 amending Recommendation ESRB/2012/2 on funding of credit institutions (ESRB/2016/2) | 1 |

Notice No

Contents

page

I   Resolutions, recommendations and opinions

RECOMMENDATIONS

European Systemic Risk Board

2016/C 140/1

Recommendation of the European Systemic Risk Board of 21 March 2016 amending Recommendation ESRB/2012/2 on funding of credit institutions (ESRB/2016/2)

1

---

| | IV   Notices |
| --- | --- |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2016/C 140/2 | Euro exchange rates | 3 |
| | Court of Auditors |
| 2016/C 140/3 | Special Report No 10/2016 — ‘Further improvements needed to ensure effective implementation of the excessive deficit procedure’ | 4 |

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2016/C 140/2

Euro exchange rates

3

Court of Auditors

2016/C 140/3

Special Report No 10/2016 — ‘Further improvements needed to ensure effective implementation of the excessive deficit procedure’

4

---

| | V   Announcements |
| --- | --- |
| | ADMINISTRATIVE PROCEDURES |
| | European Commission |
| 2016/C 140/4 | Call for expressions of interest for the selection of the members of the European Fiscal Board | 5 |
| | PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY |
| | European Commission |
| 2016/C 140/5 | Prior notification of a concentration (Case M.8009 — CPPIB/GIP/Pacific National Business of Asciano) — Candidate case for simplified procedure (
  1
  ) | 9 |

V   Announcements

ADMINISTRATIVE PROCEDURES

European Commission

2016/C 140/4

Call for expressions of interest for the selection of the members of the European Fiscal Board

5

PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY

European Commission

2016/C 140/5

Prior notification of a concentration (Case M.8009 — CPPIB/GIP/Pacific National Business of Asciano) — Candidate case for simplified procedure (
  1
  )

1

9

---

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

---

(1)   Text with EEA relevance

1

| EN | |
| --- | --- |

EN