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# Other

# 2015 SEC Government-Business Forum on Small Business Capital Formation

                            July 14, 2017                       

*SEC HeadquartersWashington, D.C.November 19, 2015*

## Discussion and Panelist Materials*

## Table of Contents

### Materials Related to First Panel on Exempt Offerings-Post JOBS Act Implementation

                                - Proposed Rule Amendments to Facilitate Intrastate and Regional Securities Offerings  	Release No. 34-76319 (Oct. 30, 2015)   *Other Release No.:*   *File No.:*    S7-22-15   *Comments Due:*    60 days after publication in the  Federal Register   Comments received are available for this proposal.
                                - Capital Raising in the U.S.: An Analysis of the Market for Unregistered Securities Offerings, 2009-2014 , Scott Bauguess, Rachita Gullapalli and Vladimir Ivanov (October 2015)
                                - Recommendation to Modernize Rule 147 under the Securities Act of 1933  (Sept. 23, 2015) by SEC Advisory Committee on Small and Emerging Companies
                                - Anya Coverman, Intrastate Equity Crowdfunding (Powerpoint slide presentation)
                                - Rick Fleming (Powerpoint slide presentation)
                                - Sara Hanks, Regulation A and Regulation CF (Powerpoint slide presentation)
                                - Vladimir Ivanov, Capital Raising Through Regulation D (Powerpoint slide presentation)
                                - Kevin Laws, Online Fundraising and Syndicates (Powerpoint slide presentation)
                                - Chris Weekes (Powerpoint slide presentation)

### Materials Related to Second Panel on Exempt Offerings-Post JOBS Act Implementation

                                - Professor Michael D. Guttentag, The Unexpected Benefits of Mandatory Disclosure (Powerpoint slide presentation)
                                - William D. Waddill, Registered Offerings – Post JOBS Act (Powerpoint slide presentation)

----

* The views and statements contained in these materials are the authors' alone and do not necessarily represent the views of the Securities and Exchange Commission, any other government agency or any government department, division or official.

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