U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

Country State City

Y000 - Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ

D000 -Administrative Support 4 B- Commercial Activity US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

W601 - Information Technology Management 2 B- Commercial Activity US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

Y000 - Administrative Support 1 B- Commercial Activity US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

Y403 - Paralegal 1 B- Commercial Activity US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

D000 -Administrative Support 3 B- Commercial Activity US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

W601 - Information Technology Management 3 B- Commercial Activity US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

Y000 - Administrative Support 2 B- Commercial Activity US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

Y403 - Paralegal 4 B- Commercial Activity US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

Y415 - Legal Services and Support 1 B- Commercial Activity US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

D000 -Administrative Support 18 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

W601 - Information Technology Management 3 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

D000 -Administrative Support 7 B- Commercial Activity US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

W601 - Information Technology Management 5 B- Commercial Activity US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

Y403 - Paralegal 7 B- Commercial Activity US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

Y415 - Legal Services and Support 6 B- Commercial Activity US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

D000 -Administrative Support 4 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO

D000 -Administrative Support 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

W601 - Information Technology Management 10 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

W601 - Information Technology Management 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA BALTIMORE,MARYLAND 1999 DERA

D000 -Administrative Support 6 B- Commercial Activity US - United States COLORADO DENVER,COLORADO 1999 DRO

W601 - Information Technology Management 3 B- Commercial Activity US - United States COLORADO DENVER,COLORADO 1999 DRO

Y403 - Paralegal 5 B- Commercial Activity US - United States COLORADO DENVER,COLORADO 1999 DRO

D000 -Administrative Support 20 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

D410 - Compliance Operations 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

W601 - Information Technology Management 25 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

Y000 - Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

Y403 - Paralegal 18 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

D000 -Administrative Support 1 B- Commercial Activity US - United States FLORIDA MIAMI,FLORIDA 1999 ENF

W601 - Information Technology Management 1 B- Commercial Activity US - United States GEORGIA ATLANTA,GEORGIA 1999 ENF

D000 -Administrative Support 2 B- Commercial Activity US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 ENF

D000 -Administrative Support 1 B- Commercial Activity US - United States TEXAS FORT WORTH,TEXAS 1999 ENF

D000 -Administrative Support 1 B- Commercial Activity US - United States UTAH SALT LAKE CITY,UTAH 1999 ENF

D000 -Administrative Support 8 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

W601 - Information Technology Management 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

W601 - Information Technology Management 1 B- Commercial Activity US - United States ILLINOIS CHICAGO,ILLINOIS 1999 ES

C317 - Financial Systems Operations 1 B- Commercial Activity US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

D000 -Administrative Support 9 B- Commercial Activity US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

W601 - Information Technology Management 2 B- Commercial Activity US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

Y403 - Paralegal 8 B- Commercial Activity US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

D000 -Administrative Support 14 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

W601 - Information Technology Management 4 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

D000 -Administrative Support 5 B- Commercial Activity US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

W601 - Information Technology Management 3 B- Commercial Activity US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

Y403 - Paralegal 7 B- Commercial Activity US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

Unit 

Name

Function Code Total 

FTE

Reason Codes

Location of Function

First Year 

on 

Inventory
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

Y415 - Legal Services and Support 3 B- Commercial Activity US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

D000 -Administrative Support 3 B- Commercial Activity US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

W601 - Information Technology Management 2 B- Commercial Activity US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

Y403 - Paralegal 9 B- Commercial Activity US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

Y415 - Legal Services and Support 2 B- Commercial Activity US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

D000 -Administrative Support 15 B- Commercial Activity US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

W601 - Information Technology Management 6 B- Commercial Activity US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

Y403 - Paralegal 3 B- Commercial Activity US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

D000 -Administrative Support 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OA

D000 -Administrative Support 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA

D000 -Administrative Support 13 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

W601 - Information Technology Management 8 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

D000 -Administrative Support 1 B- Commercial Activity US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE

W601 - Information Technology Management 4 B- Commercial Activity US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

W601 - Information Technology Management 4 B- Commercial Activity US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE

D000 -Administrative Support 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR

D000 -Administrative Support 2 B- Commercial Activity US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR

D000 -Administrative Support 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC

C317 - Financial Systems Operations 22 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

C400 - Budget Support 8 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

D000 -Administrative Support 4 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

W601 - Information Technology Management 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

D000 -Administrative Support 8 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

W601 - Information Technology Management 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

Y403 - Paralegal 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

Y415 - Legal Services and Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

B200 - Employee Development 14 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

B700 - Personnel Management Specialist 34 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

B710 - Management Headquarters-Civilian Personnel 3 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

D000 -Administrative Support 4 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

W601 - Information Technology Management 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

Y000 - Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

B700 - Personnel Management Specialist 2 B- Commercial Activity US - United States TEXAS FORT WORTH,TEXAS 1999 OHR

D000 -Administrative Support 7 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA

D000 -Administrative Support 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIAD

D000 -Administrative Support 4 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

W601 - Information Technology Management 3 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

W601 - Information Technology Management 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

Y000 - Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

C317 - Financial Systems Operations 3 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

C400 - Budget Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

D000 -Administrative Support 3 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

S731 - Supply Operations 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

W000 - Administrative Support 3 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

W601 - Information Technology Management 107 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

Y570 - Visual Information Program Activities and Operations 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

D000 -Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMS

B000 - Personnel Administrative Support 3 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI

B700 - Personnel Management Specialist 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI

D000 -Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI

D000 -Administrative Support 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

W000 - Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

W601 - Information Technology Management 6 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

Y570 - Visual Information Program Activities and Operations 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

D000 -Administrative Support 11 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS

W601 - Information Technology Management 4 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS

C317 - Financial Systems Operations 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

D000 -Administrative Support 27 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

D100 - Regulatory Activities Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

D410 - Compliance Operations 5 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

S500 - Management of Law Enforcement, Physical Security and Security Guard Opera 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

S733 - Building Services 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

D000 -Administrative Support 9 B- Commercial Activity US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

W601 - Information Technology Management 1 B- Commercial Activity US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

Y403 - Paralegal 4 B- Commercial Activity US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

D000 -Administrative Support 3 B- Commercial Activity US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

W601 - Information Technology Management 3 B- Commercial Activity US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

Y000 - Administrative Support 2 B- Commercial Activity US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

Y403 - Paralegal 6 B- Commercial Activity US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

W601 - Information Technology Management 1 B- Commercial Activity US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO

Y403 - Paralegal 2 B- Commercial Activity US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO

D000 -Administrative Support 7 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

W601 - Information Technology Management 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

Y403 - Paralegal 2 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

D000 -Administrative Support 1 B- Commercial Activity US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 TM

D000 -Administrative Support 1 B- Commercial Activity US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 EBO

B000 - Personnel Administrative Support 1 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

D000 -Administrative Support 10 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

W601 - Information Technology Management 5 B- Commercial Activity US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

D720 - Independent Appeals Reviews 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ

Y401 - General Attorney’s Services 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ

Y415 - Legal Services and Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ALJ

B710 - Management Headquarters-Civilian Personnel 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

C307 - General Accounting 24 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

D000 -Administrative Support 2 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

D100 - Regulatory Activities Support 2 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

D411 - Compliance Assessments 16 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

I100 - Inspector General Services 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

Y401 - General Attorney’s Services 46 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ARO

C307 - General Accounting 52 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

D000 -Administrative Support 2 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

D411 - Compliance Assessments 20 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

Y401 - General Attorney’s Services 61 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

Y403 - Paralegal 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 BRO

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States NEW HAMPSHIRE BOSTON,MASSACHUSETTS 1999 BRO

C307 - General Accounting 193 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

C401 - Financial Analysis 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

D000 -Administrative Support 11 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

D100 - Regulatory Activities Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

W601 - Information Technology Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

Y401 - General Attorney’s Services 176 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

Y999 - Other Functions 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 CF

C307 - General Accounting 58 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

D000 -Administrative Support 3 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

D100 - Regulatory Activities Support 3 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

D411 - Compliance Assessments 53 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

W601 - Information Technology Management 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

Y401 - General Attorney’s Services 82 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

Y999 - Other Functions 2 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 CHRO

C000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO

C401 - Financial Analysis 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO

D000 -Administrative Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO

Y210 - Management Headquarters - Operation Planning and Control 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 COO

D101 - Regulatory Economists/Statisticians 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 DERA

D101 - Regulatory Economists/Statisticians 3 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 DERA

C307 - General Accounting 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

C401 - Financial Analysis 8 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

D000 -Administrative Support 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

D100 - Regulatory Activities Support 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

D101 - Regulatory Economists/Statisticians 67 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

W601 - Information Technology Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

Y401 - General Attorney’s Services 8 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

Y501 - Management Headquarters-Public Affairs 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 DERA

D101 - Regulatory Economists/Statisticians 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA DISTRICT OF COLUMBIA,DC 1999 DERA

D101 - Regulatory Economists/Statisticians 8 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 DERA

D101 - Regulatory Economists/Statisticians 2 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 DERA

W601 - Information Technology Management 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 DERA

D101 - Regulatory Economists/Statisticians 6 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 DERA

D101 - Regulatory Economists/Statisticians 2 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 DERA

D101 - Regulatory Economists/Statisticians 1 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 DERA

C307 - General Accounting 21 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO

D000 -Administrative Support 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO

D411 - Compliance Assessments 12 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO

Y401 - General Attorney’s Services 48 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 DRO

C307 - General Accounting 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 ENF

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 ENF

Y401 - General Attorney’s Services 3 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 ENF

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 ENF

Y401 - General Attorney’s Services 4 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 ENF

C307 - General Accounting 40 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

C401 - Financial Analysis 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

D000 -Administrative Support 17 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

D100 - Regulatory Activities Support 11 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

D410 - Compliance Operations 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

D411 - Compliance Assessments 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

F310 - Management Headquarters-Procurement and Contracting 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

W000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

W601 - Information Technology Management 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

Y401 - General Attorney’s Services 319 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ENF

C307 - General Accounting 1 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 ENF

Y401 - General Attorney’s Services 2 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 ENF

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 ENF

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 ENF

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 ENF

Y401 - General Attorney’s Services 5 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 ENF

D411 - Compliance Assessments 8 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 ENF

Y401 - General Attorney’s Services 4 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 ENF

C307 - General Accounting 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 ENF

D411 - Compliance Assessments 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 ENF

Y401 - General Attorney’s Services 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 ENF

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 ENF

B000 - Personnel Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

C307 - General Accounting 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

D101 - Regulatory Economists/Statisticians 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

Y401 - General Attorney’s Services 27 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

Y501 - Management Headquarters-Public Affairs 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 ES

C307 - General Accounting 34 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

D000 -Administrative Support 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

D411 - Compliance Assessments 9 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

Y401 - General Attorney’s Services 42 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

Y403 - Paralegal 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 FWRO

Y401 - General Attorney’s Services 2 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 IM

C307 - General Accounting 15 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

C401 - Financial Analysis 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

D000 -Administrative Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

D410 - Compliance Operations 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

W601 - Information Technology Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

Y401 - General Attorney’s Services 127 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 IM

C307 - General Accounting 4 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 IM

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 IM

D411 - Compliance Assessments 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 IM

C307 - General Accounting 29 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

D000 -Administrative Support 2 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

D100 - Regulatory Activities Support 3 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

D411 - Compliance Assessments 15 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

F310 - Management Headquarters-Procurement and Contracting 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

W601 - Information Technology Management 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

Y401 - General Attorney’s Services 89 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

Y403 - Paralegal 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

Y810 - Management Headquarters-Administrative Support 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 LARO

C307 - General Accounting 13 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

D000 -Administrative Support 2 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

D411 - Compliance Assessments 17 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

Y401 - General Attorney’s Services 47 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

Y403 - Paralegal 1 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 MIRO

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 NYRO

Y401 - General Attorney’s Services 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 NYRO

C307 - General Accounting 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 NYRO

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 NYRO

C307 - General Accounting 163 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

D000 -Administrative Support 4 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

D100 - Regulatory Activities Support 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

D411 - Compliance Assessments 48 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

W601 - Information Technology Management 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

Y401 - General Attorney’s Services 125 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

Y999 - Other Functions 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 NYRO

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 NYRO

D000 -Administrative Support 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OA

F310 - Management Headquarters-Procurement and Contracting 47 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OA

C307 - General Accounting 36 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA

Y401 - General Attorney’s Services 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCA

C307 - General Accounting 2 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 OCIE

D411 - Compliance Assessments 2 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 OCIE

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 OCIE

C000 - Administrative Support 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 OCIE

C307 - General Accounting 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 OCIE

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 OCIE

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 OCIE

C307 - General Accounting 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 OCIE

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 OCIE

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States COLORADO DENVER,COLORADO 1999 OCIE

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States COLORADO BRIGHTON,COLORADO 1999 OCIE

C307 - General Accounting 23 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

C401 - Financial Analysis 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

D000 -Administrative Support 9 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

D100 - Regulatory Activities Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

D410 - Compliance Operations 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

D411 - Compliance Assessments 24 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

W601 - Information Technology Management 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

Y401 - General Attorney’s Services 74 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCIE

C307 - General Accounting 2 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 OCIE

D411 - Compliance Assessments 2 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 OCIE

C307 - General Accounting 2 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE

C401 - Financial Analysis 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States GEORGIA ATLANTA,GEORGIA 1999 OCIE

C307 - General Accounting 8 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

D000 -Administrative Support 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

D100 - Regulatory Activities Support 2 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

D411 - Compliance Assessments 7 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

W601 - Information Technology Management 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

Y401 - General Attorney’s Services 3 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

Y999 - Other Functions 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OCIE

C307 - General Accounting 2 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 OCIE
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

D411 - Compliance Assessments 3 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 OCIE

C307 - General Accounting 10 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE

C401 - Financial Analysis 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE

D100 - Regulatory Activities Support 9 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE

D101 - Regulatory Economists/Statisticians 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE

D411 - Compliance Assessments 15 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE

Y401 - General Attorney’s Services 4 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCIE

C307 - General Accounting 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 OCIE

D411 - Compliance Assessments 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 OCIE

D000 -Administrative Support 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 OCIE

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 OCIE

C307 - General Accounting 1 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 OCIE

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 OCIE

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 OCIE

D000 -Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR

D411 - Compliance Assessments 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR

Y401 - General Attorney’s Services 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OCR

C307 - General Accounting 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR

C401 - Financial Analysis 2 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR

D411 - Compliance Assessments 9 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR

Y401 - General Attorney’s Services 11 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OCR

C000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC

D000 -Administrative Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC

Y401 - General Attorney’s Services 11 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC

Y810 - Management Headquarters-Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEC

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 OEC

B000 - Personnel Administrative Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEEO

B501 - Agency Equal Employment Opportunity Reviews 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEEO

C000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEEO

Y401 - General Attorney’s Services 9 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OEEO

C000 - Administrative Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

C110 - Management Headquarters-Financial Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

C307 - General Accounting 41 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

C400 - Budget Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

D000 -Administrative Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

I100 - Inspector General Services 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OFM

D000 -Administrative Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

W601 - Information Technology Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

Y401 - General Attorney’s Services 116 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

Y415 - Legal Services and Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OGC

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 OGC

B000 - Personnel Administrative Support 10 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

B200 - Employee Development 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

B700 - Personnel Management Specialist 11 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

B710 - Management Headquarters-Civilian Personnel 9 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

D000 -Administrative Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR

Y401 - General Attorney’s Services 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OHR
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

B000 - Personnel Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA

D000 -Administrative Support 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA

Y401 - General Attorney’s Services 33 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIA

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA ARLINGTON,VIRGINIA 1999 OIA

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 OIA

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States MASSACHUSETTS BOSTON,MASSACHUSETTS 1999 OIA

C307 - General Accounting 1 I - Inherently Governmental US - United States TEXAS FORT WORTH,TEXAS 1999 OIA

D101 - Regulatory Economists/Statisticians 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIAD

Y401 - General Attorney’s Services 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIAD

D000 -Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

D100 - Regulatory Activities Support 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

D411 - Compliance Assessments 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

Y401 - General Attorney’s Services 25 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

Y501 - Management Headquarters-Public Affairs 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIEA

C000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

D000 -Administrative Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

I100 - Inspector General Services 32 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

I115 - IG Program Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

Y401 - General Attorney’s Services 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

Y501 - Management Headquarters-Public Affairs 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIG

C110 - Management Headquarters-Financial Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

D000 -Administrative Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

S731 - Supply Operations 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

W000 - Administrative Support 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

W210 - Telephone Systems 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

W601 - Information Technology Management 37 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

W100 - Management Headquarters-Communications, Computing and Information 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OIT

Y401 - General Attorney’s Services 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMS

D000 -Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OMWI

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 OMWI

D000 -Administrative Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

S733 - Building Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

Y501 - Management Headquarters-Public Affairs 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

Y999 - Other Functions 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OPA

W601 - Information Technology Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS

Y401 - General Attorney’s Services 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OS

D000 -Administrative Support 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

D100 - Regulatory Activities Support 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

D410 - Compliance Operations 23 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

G104 - Technical/Professional/Legal Library Information Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

I510 - Personnel Security Clearances and Background Investigations 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

S500 - Management of Law Enforcement, Physical Security and Security Guard Opera 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

S733 - Building Services 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

T600 - Real Property Management 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2019 Submission

Submitted to OMB June 20, 2019

Y401 - General Attorney’s Services 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

Y999 - Other Functions 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OSO

C307 - General Accounting 44 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

D000 -Administrative Support 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

D100 - Regulatory Activities Support 1 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

D410 - Compliance Operations 2 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

D411 - Compliance Assessments 17 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

Y401 - General Attorney’s Services 47 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

Y403 - Paralegal 1 I - Inherently Governmental US - United States PENNSYLVANIA PHILADELPHIA,PENNSYLVANI 1999 PLRO

C307 - General Accounting 29 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

D000 -Administrative Support 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

D100 - Regulatory Activities Support 3 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

D410 - Compliance Operations 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

D411 - Compliance Assessments 24 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

Y401 - General Attorney’s Services 49 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

Y403 - Paralegal 1 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 SFRO

C307 - General Accounting 2 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO

D410 - Compliance Operations 1 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO

Y401 - General Attorney’s Services 11 I - Inherently Governmental US - United States UTAH SALT LAKE CITY,UTAH 1999 SLRO

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States CALIFORNIA LOS ANGELES,CALIFORNIA 1999 TM

Y401 - General Attorney’s Services 2 I - Inherently Governmental US - United States CALIFORNIA SAN FRANCISCO,CALIFORNIA 1999 TM

C307 - General Accounting 11 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

C401 - Financial Analysis 13 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

D100 - Regulatory Activities Support 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

D101 - Regulatory Economists/Statisticians 6 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

D410 - Compliance Operations 4 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

Y000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

Y401 - General Attorney’s Services 158 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

Y501 - Management Headquarters-Public Affairs 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

Y999 - Other Functions 3 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 TM

C401 - Financial Analysis 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA DISTRICT OF COLUMBIA,DC 1999 TM

C401 - Financial Analysis 1 I - Inherently Governmental US - United States FLORIDA MIAMI,FLORIDA 1999 TM

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States ILLINOIS CHICAGO,ILLINOIS 1999 TM

C307 - General Accounting 7 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 TM

C401 - Financial Analysis 6 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 TM

D101 - Regulatory Economists/Statisticians 4 I - Inherently Governmental US - United States NEW YORK NEW YORK, NEW YORK 1999 TM

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States VIRGINIA RESTON,VIRGINIA 1999 TM

C000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

C307 - General Accounting 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

D000 -Administrative Support 7 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

G104 - Technical/Professional/Legal Library Information Services 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

W000 - Administrative Support 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

W601 - Information Technology Management 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

Y401 - General Attorney’s Services 5 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

Y999 - Other Functions 2 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 EBO

Y401 - General Attorney’s Services 1 I - Inherently Governmental US - United States DISTRICT OF COLUMBIA WASHINGTON,DC 1999 OASB
Appendix A

Unit 

Acronym Unit Name

ALJ Office of Administrative Law Judges

ARO Atlanta Regional Office

BRO Boston Regional Office

CF Division of Corporation Finance

CHRO Chicago Regional Office

DERA Division of Economic and Risk Analysis

DRO Denver Regional Office

OEEO Office of Equal Employment Opportunity

EBO Edgar Business Office

ENF Division of Enforcement

ES Executive Staff

FWRO Fort Worth Regional Office 

IM Division of Investment Management 

LARO Los Angeles Regional Office

MIRO Miami Regional Office

NYRO New York Regional Office

OA Office of Acquisitions

OASB Office of the Advocate for Small Business Capital Formation

OCA Office of the Chief Accountant

OCIE Office of Compliance Inspections and Examinations

OCOO Office of the Chief Operating Officer

OCR Office of Credit Ratings

OEC Office of the Ethics Counsel

OFM Office of Financial Management

OGC Office of the General Counsel 

OHR Office of Human Resources

OIA Office of International Affairs

OIAD Office of the Investor Advocate

OIEA Office of Investor Education and Advocacy

OIG Office of Inspector General

OIT Office of Information Technology

OLIA Office of Legislative and Intergovernmental Affairs

OMS Office of Municipal Securities

OMWI Office of Minority and Women Inclusion

OPA Office of Public Affairs

OS Office of the Secretary

OSO Office of Support Operations

PLRO Philadelphia Regional Office

SFRO San Francisco Regional Office

SLRO Salt Lake City Regional Office

TM Division of Trading and Markets