Federal Register / Vol. 76, No. 56 / Wednesday, March 23, 2011 / Notices 16461 

1Notice of the United States Postal Service of 

Changes in Rates of General Applicability for a 

Competitive Product, Established in Governors’ 

Decision No. 11–5, March 16, 2011 (Notice). 

SUPPLEMENTARY INFORMATION: On March 

16, 2011, the Postal Service filed notice 

with the Commission of changes in rates 

of general applicability and concomitant 

classification changes for a competitive 

product pursuant to 39 CFR 3015.2.1

The Postal Service seeks to implement 

new prices for Parcel Select for 

forwarding and return to sender. The fee 

would be the applicable Parcel Select 

Barcoded Nonpresort prices, plus $3.00, 

for each Parcel Select forward or return. 

The proposed new prices will allow the 

Postal Service to more closely align with 

its competitors’ charges. 

The Postal Service includes six 

attachments with its Notice in support 

of its proposal to add new prices: 

• Decision of the Governors of the 

United States Postal Service on 

Establishment of Rate and Class of 

General Applicability for Parcel Select 

Forwarding and Return to Sender 

(Governors’ Decision No. 11–5); 

• Management Analysis of Parcel 

Select Forwarding and Return to 

Sender; 

• Certification of Governors’ Vote in 

the Governors’ Decision No. 11–5; 

• Cost coverage analysis; 

• Proposed Mail Classification 

Schedule language; and 

• Application of the United States 

Postal Service for Non-Public Treatment 

of Materials. An unredacted copy of 

certain materials also has been filed 

with the Commission. 

The Commission establishes Docket 

No. CP2011–64 for consideration of 

matters related to the proposed new 

prices identified in the Notice. 

Interested persons may submit 

comments on whether the Postal 

Service’s Notice is consistent with the 

policies of 39 U.S.C. 3632, 3633 and 

3642 as well as 39 CFR parts 3015 and 

3020. Comments are due no later than 

March 24, 2011. The Postal Service’s 

Notice can be accessed via the 

Commission’s Web site (http:// 

www.prc.gov). 

The Commission appoints William C. 

Miller to serve as Public Representative 

in the captioned proceeding. 

It is ordered: 

1. The Commission establishes Docket 

No. CP2011–64 for consideration of 

matters raised by the Postal Service’s 

Notice. 

2. Comments by interested persons in 

this proceeding are due no later than 

March 24, 2011. 

3. Pursuant to 39 U.S.C. 505, William 

C. Miller is appointed to serve as the 

officer of the Commission (Public 

Representative) to represent the 

interests of the general public in this 

proceeding. 

4. The Secretary shall arrange for 

publication of this Order in the Federal 

Register. 

By the Commission. 

Ruth Ann Abrams, 

Acting Secretary. 

[FR Doc. 2011–6797 Filed 3–22–11; 8:45 am] 

BILLING CODE 7710–FW–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Regulation S–X, SEC File No. 270–3, OMB 

Control No. 3235–0009. 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the collection of information 

summarized below. The Commission 

plans to submit this existing collection 

of information to the Office of 

Management and Budget for extension 

and approval. 

Information collected and information 

prepared pursuant to Regulation S–X 

focus on the form and content of, and 

requirements for, financial statements 

filed with periodic reports and in 

connection with the offer and sale of 

securities. Investors need reasonably 

current financial statements to make 

informed investment and voting 

decisions. 

The potential respondents include all 

entities that file registration statements 

or reports pursuant to the Securities Act 

of 1933 (15 U.S.C. 77a, et seq.), the 

Securities Exchange Act of 1934 (15 

U.S.C. 78a, et seq.) or the Investment 

Company Act of 1940 (15 U.S.C. 80a–1, 

et seq.). 

Regulation S–X specifies the form and 

content of financial statements when 

those financial statements are required 

to be filed by other rules and forms 

under the Federal securities laws. 

Compliance burdens associated with the 

financial statements are assigned to the 

rule or form that directly requires the 

financial statements to be filed, not to 

Regulation S–X. Instead, an estimated 

burden of one hour traditionally has 

been assigned to Regulation S–X for 

incidental reading of the regulation. The 

estimated average burden hours are 

solely for purposes of the Paperwork 

Reduction Act and are not derived from 

a comprehensive or even a 

representative survey or study of the 

costs of SEC rules or forms. 

Written comments are invited on: (a) 

Whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

agency, including whether the 

information will have practical utility; 

(b) the accuracy of the agency’s estimate 

of the burden of the collection of 

information; (c) ways to enhance the 

quality, utility, and clarity of the 

information collected; and (d) ways to 

minimize the burden of the collection of 

information on respondents, including 

through the use of automated collection 

techniques or other forms of information 

technology. Consideration will be given 

to comments and suggestions submitted 

in writing within 60 days of this 

publication. 

Please direct your written comments 

to Thomas Bayer, Chief Information 

Officer, Securities and Exchange 

Commission, c/o Remi Pavlik-Simon, 

6432 General Green Way, Alexandria, 

VA 22312 or send an e-mail to: 

PRA_Mailbox@sec.gov. 

Dated: March 17, 2011. 

Cathy H. Ahn, 

Deputy Secretary. 

[FR Doc. 2011–6810 Filed 3–22–11; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies Available 

From: U.S. Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Rule 609 and Form SIP; SEC File No. 270– 

23; OMB Control No. 3235–0043. 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.) the Securities 

and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the collection of information 

summarized below. The Commission 

plans to submit this existing collection 

of information to the Office of 

Management and Budget for extension 

and approval for Rule 609 (17 CFR 

242.609) (formerly Rule 11Ab2–1) and 

Form SIP (17 CFR 249.1001), titled 


jlentini on DSKJ8SOYB1PROD with NOTICES
16462 Federal Register / Vol. 76, No. 56 / Wednesday, March 23, 2011 / Notices 

1See Securities Exchange Act Release No. 11673 

(September 23, 1975), 40 FR 45422 (October 2, 

1975). 

2See Securities Exchange Act Release No. 51808 

(June 9, 2005), 70 FR 37496 (June 29, 2005). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

‘‘Registration of securities information 

processors: form of application and 

amendments’’. 

On September 23, 1975, the 

Commission adopted Rule 11Ab2–1 and 

Form SIP under the Securities Exchange 

Act of 1934 (‘‘Act’’) (15 U.S.C. 78a et 

seq.) to establish the procedures by 

which Securities Information Processor 

(‘‘SIP’’) files and amends their SIP 

registration statements.1 Under 

Regulation NMS Rule 11Ab2–1was 

redesignated as Rule 609.2 The 

information filed with the Commission 

pursuant to Rule 609 and Form SIP is 

designed to provide the Commission 

with the information necessary to make 

the required findings under the Act 

before granting the SIP’s application for 

registration. In addition, the 

requirement that a SIP file an 

amendment to correct any inaccurate 

information is designed to assure that 

the Commission has current, accurate 

information with respect to the SIP. 

This information is also made available 

to members of the public. 

Only exclusive SIPs are required to 

register with the Commission. An 

exclusive SIP is a SIP that engages on an 

exclusive basis on behalf of any national 

securities exchange or registered 

securities association, or any national 

securities exchange or registered 

securities association which engages on 

an exclusive basis on its own behalf, in 

collecting, processing, or preparing for 

distribution or publication, any 

information with respect to (i) 

transactions or quotations on or 

effective or made by means of any 

facility of such exchange or (ii) 

quotations distributed or published by 

means of any electronic quotation 

system operated by such association. 

The Federal securities laws require that 

before the commission may approve the 

registration of an exclusive SIP, it must 

make certain mandatory findings. It 

takes a SIP applicant approximately 400 

hours to prepare documents which 

include sufficient information to enable 

the Commission to make those findings. 

Currently, there are only two exclusive 

SIPs registered with the Commission; 

The Securities Information Automation 

Corporation (‘‘SIAC’’) and The Nasdaq 

Stock Market, LLC (‘‘Nasdaq’’). SIAC and 

Nasdaq are required to keep the 

information on file with the 

Commission current, which entails 

filing a form SIP annually to update 

information. 

Accordingly, the annual reporting and 

recordkeeping burden for Rule 609 and 

Form SIP is 400 hours; the burden of 

information collection is estimated to 

involve approximately 1 respondent 

application for registration making 1 

response per year. This annual reporting 

and recordkeeping burden does not 

include the burden hours or cost of 

amending a Form SIP because the 

Commission has already overstated the 

compliance burdens by assuming that 

the Commission will receive one initial 

registration pursuant to Rule 609 on 

Form SIP a year. 

Written comments are invited on: (a) 

Whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

agency, including whether the 

information will have practical utility; 

(b) the accuracy of the agency’s estimate 

of the burden of the collection of 

information; (c) ways to enhance the 

quality, utility, and clarity of the 

information collected; and (d) ways to 

minimize the burden of the collection of 

information on respondents, including 

through the use of automated collection 

techniques or other forms of information 

technology. Consideration will be given 

to comments and suggestions submitted 

in writing within 60 days of this 

publication. 

Please direct your written comments 

to: Thomas Bayer, Chief Information 

Officer, Securities and Exchange 

Commission, c/o Remi Pavlik-Simon, 

6432 General Green Way, Alexandria, 

Virginia 22312 or send an e-mail to: 

PRA_Mailbox@sec.gov. 

Dated: March 17, 2011. 

Cathy H. Ahn, 

Deputy Secretary. 

[FR Doc. 2011–6809 Filed 3–22–11; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[File No. 500–1] 

In the Matter of Heli Electronics Corp., 

Order of Suspension of Trading 

March 21, 2011. 

It appears to the Securities and 

Exchange Commission that there is a 

lack of current and accurate information 

concerning the securities of Heli 

Electronics Corp. (‘‘HELI’’), a Nevada 

corporation with headquarters and 

operations in the People’s Republic of 

China, which trades in the over-thecounter market under the symbol 

‘‘HELI.’’ 

Questions have arisen regarding the 

accuracy and completeness of 

information contained in HELI’s public 

filings with the Commission concerning, 

among other things, the company’s cash 

balances and accounts receivable. The 

company has failed to disclose that the 

company’s independent auditor has 

resigned due to accounting irregularities 

involving (a) discrepancies between 

HELI’s accounting records for cash 

balances and official bank statements 

obtained by the auditors from the 

company’s bank, (b) discrepancies 

concerning the existence and location of 

company customers, and (c) the 

possibility that accounting records 

could have been falsified. Due to these 

irregularities, the company’s auditor has 

resigned from its engagement to audit 

the company’s consolidated financial 

statements for the year ended December 

31, 2010, and has withdrawn its audit 

opinion issued June 15, 2010 relating to 

the audit of the company’s consolidated 

financial statements as of December 31, 

2009 and 2008. 

The Commission is of the opinion that 

the public interest and the protection of 

investors require a suspension of trading 

in the securities of the above-listed 

company. 

Therefore, it is ordered, pursuant to 

Section 12(k) of the Securities Exchange 

Act of 1934, that trading in the abovelisted company is suspended for the 

period from 9:30 a.m. EDT, March 21, 

2011, through 11:59 p.m. EDT, on April 

1, 2011. 

By the Commission. 

Elizabeth M. Murphy, 

Secretary. 

[FR Doc. 2011–6943 Filed 3–21–11; 4:15 pm] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–64090; File No. SR–BX– 

2011–007] 

Self-Regulatory Organizations; 

NASDAQ OMX BX LLC; Order 

Approving a Proposed Rule Change 

Relating to Permanent Approval of the 

BX and NES Inbound Routing 

Relationship 

March 17, 2011. 

I. Introduction 

On January 28, 2011, NASDAQ OMX 

BX LLC (‘‘BX’’ or ‘‘Exchange’’) filed with 

the Securities and Exchange 

Commission (‘‘Commission’’), pursuant 

to Section 19(b)(1) of the Securities 

Exchange Act of 1934 (‘‘Act’’) 1 and Rule 

19b–4 thereunder,2 a proposed rule 


jlentini on DSKJ8SOYB1PROD with NOTICES