UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 98417 / September 18, 2023

ADMINISTRATIVE PROCEEDING

File No. 3-20092

In the Matter of

Fiat Chrysler Automobiles N.V.,

Respondent.

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ORDER DIRECTING 

DISBURSEMENT OF FAIR FUND

On September 23, 2021, the Division of Enforcement, pursuant to delegated authority, 

published a Notice of Proposed Plan of Distribution and Opportunity for Comment (“Notice”)1

pursuant to Rule 1103 of the Commission’s Rules on Fair Fund and Disgorgement Plans 

(“Commission’s Rules”);2and simultaneously posted the Proposed Plan of Distribution (the 

“Proposed Plan”). The Notice advised interested persons that they could obtain a copy of the 

Proposed Plan from the Commission’s public website or by submitting a written request to David 

H. London, United States Securities and Exchange Commission, 33 Arch Street, 24th Floor, 

Boston, MA 02110. The Notice also advised that all persons desiring to comment on the Proposed 

Plan could submit their comments, in writing, within 30 days of the Notice.

The Commission received no comments on the Proposed Plan during the comment 

period.

1

 Exchange Act Rel. No. 93106 (Sept. 23, 2021).

2

 17 C.F.R. § 201.1103.
2

On November 23, 2021, the Division of Enforcement, pursuant to delegated authority, 

issued an order approving the Proposed Plan,3and posted the approved Plan of Distribution (the 

“Plan”).

The Plan provides for the distribution of the Fair Fund, plus accumulated interest, less 

taxes, fees, and expenses, to the harmed investors according to the methodology set forth in 

Exhibit A to the Plan. In accordance with the Plan, the Claims Bar Date has passed and all 

timely claims have been processed by the Fund Administrator. All investors whose claims have 

been denied, in whole or in part, have been notified and provided the opportunity to cure.

Pursuant to the Plan, the Fund Administrator has compiled the Payee List4in a 

Commission-approved format and provided the Commission staff with a reasonable assurances 

letter as to the completeness and accuracy of the information contained therein. The 

Commission staff has reviewed and accepted the payment file and requests, pursuant to Rule 

1101(b)(6) of the Commission’s Rules on Fair Fund and Disgorgement Plans,5that the 

Commission authorize the transfer of $563,603.36 from the Fair Fund to the Fair Fund’s escrow 

account at The Huntington National Bank N.A. in accordance with the Payee List for distribution 

by the Fund Administrator in accordance with the Plan.

3

 See Order Approving Plan of Distribution, Exchange Act Rel. No. 93663 (Nov. 23, 2021).

4

 All capitalized terms used herein but not defined shall have the same meanings ascribed to them in the Plan. 

5

 17 C.F.R. § 201.1101(b)(6).
3

Accordingly, it is hereby ORDERED that the Commission staff shall transfer

$563,603.36 from the Fair Fund to the Fair Fund’s escrow account at The Huntington National 

Bank N.A. in accordance with the Payee List, and the Fund Administrator shall distribute such 

monies in accordance with the Plan.

For the Commission, by the Division of Enforcement, pursuant to delegated authority.6

Vanessa A. Countryman

Secretary 

6

 17 C.F.R. § 200.30-4(a)(21)(v).