alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 80842 / June 1, 2017

ADMINISTRATIVE PROCEEDING 

File No. 3-16877

In the Matter of

HOWARD RICHARDS

Respondent.

SECOND EXTENSION ORDER

ADMINISTRATIVE PROCEEDING

File No. 3-16878

In the Matter of

JAMES GOODLAND, AND SECURUS

WEALTH MANAGEMENT, LLC

Respondents.

The Division of Enforcement (“Division”) has requested a second extension of time 

until November 30, 2017 to submit a Proposed Plan of Distribution under Rule 1101(a) of the 

Commission’s Rules on Fair Fund and Disgorgement Plans, 17 C.F.R. § 201.1101(a).

On September 30, 2015, the Commission issued an Order Instituting Administrative 

and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities 

Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, 

and Section 9(b) of the Investment Adviser Act of 1940, Making Findings, and Imposing 

Remedial Sanctions and a Cease-and-Desist Order (“Order”)1against Howard Richards 

(“Richards”). The Order required Richards to pay a total of $144,000.00 in disgorgement, 

 

1

 Exchange Act Rel. No. 76058 (Sept. 30, 2015).
2

prejudgment interest, and civil money penalties to the Commission and created a Fair Fund 

pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002, as amended.

In a related action, the Commission simultaneously issued an Order Instituting 

Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e), 203(f) and 

203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial 

Sanctions and a Cease-and-Desist Order (“Company Order”)2against James Goodland 

(“Goodland”) and Securus Wealth Management, LLC. The Company Order required 

Goodland to pay a $30,000 civil money penalty and created a Fair Fund pursuant to Section 

308(a) of the Sarbanes-Oxley Act of 2002, as amended, for the monies received pursuant to 

the Company Order. The Company Order also provided that the funds could be distributed by 

the Fair Fund established in In the Matter of Howard Richards, AP File No. 3-16877.

On December 1, 2016, the Commission issued an order extending the Division’s time 

until May 31, 2017 to submit a Proposed Plan of Distribution.3The Division conducted a 

feasibility analysis given the small size of the fund and the number of harmed investors and 

has determined that that a distribution is feasible. In its second request for an extension of 

time, the Division states that it needs additional time to allow for the solicitation and 

recommendation of a fund administrator and the development of a distribution plan.

Accordingly, for good cause shown, IT IS HEREBY ORDERED that the Division’s 

request for an extension of time until November 30, 2017 to submit a Proposed Plan of 

Distribution is granted.

For the Commission, by its Secretary, pursuant to delegated authority. 

Brent J. Fields

Secretary

 

2

 Advisers Act Rel. No. 4213 (Sept. 30, 2015).

3

 Exchange Act Rel. No. 79449 (Dec. 1, 2016).
### §460nn–1. Establishment

In furtherance of the findings and purposes of this subchapter, certain lands in the Green Mountain National Forest, Vermont, which comprise approximately thirty-six thousand four hundred acres, as generally depicted on a map entitled "White Rocks National Recreation Area—Proposed", dated September 1983, are hereby designated as the Robert T. Stafford White Rocks National Recreation Area.

(Pub. L. 98–322, title II, §202, June 19, 1984, 98 Stat. 257; Pub. L. 110–1, §1(b), Jan. 17, 2007, 121 Stat. 3.)

#### **Statutory Notes and Related Subsidiaries**

#### Change of Name

"Robert T. Stafford White Rocks National Recreation Area" substituted in text for "White Rocks National Recreation Area" pursuant to section 1(b) of Pub. L. 110–1, set out below.

Pub. L. 110–1, §1, Jan. 17, 2007, 121 Stat. 3, provided that:

"(a) Redesignation.—The White Rocks National Recreation Area in the State of Vermont, as established by section 202 of the Vermont Wilderness Act of 1984 (16 U.S.C. 460nn–1), is redesignated as the 'Robert T. Stafford White Rocks National Recreation Area'.

"(b) References.—Any reference in a law, map, regulation, document, paper, or other record of the United States to the recreation area referred to in subsection (a) shall be deemed to be a reference to the Robert T. Stafford White Rocks National Recreation Area."
### §514. Repealed. Pub. L. 94–588, §17(a)(6), Oct. 22, 1976, 90 Stat. 2962

Section, acts Mar. 1, 1911, ch. 186, §14, 36 Stat. 963; June 26, 1934, ch. 756, §2, 48 Stat. 1225, authorized appropriations for payment of expenses of National Forest Reservation Commission.
§ 54.230 Transition plans. ( a ) *Submission of plans.* An institution to which § 54.225 applies and that is composed of more than one administratively separate unit may submit either a single transition plan applicable to all such units, or a separate transition plan applicable to each such unit.
( b ) *Content of plans.* In order to be approved by the Secretary of Education, a transition plan shall: ( 1 ) State the name, address, and Federal Interagency Committee on Education Code of the educational institution submitting such plan, the administratively separate units to which the plan is applicable, and the name, address, and telephone number of the person to whom questions concerning the plan may be addressed. The person who submits the plan shall be the chief administrator or president of the institution, or another individual legally authorized to bind the institution to all actions set forth in the plan.
( 2 ) State whether the educational institution or administratively separate unit admits students of both sexes as regular students and, if so, when it began to do so.
( 3 ) Identify and describe with respect to the educational institution or administratively separate unit any obstacles to admitting students without discrimination on the basis of sex.
( 4 ) Describe in detail the steps necessary to eliminate as soon as practicable each obstacle so identified and indicate the schedule for taking these steps and the individual directly responsible for their implementation.
( 5 ) Include estimates of the number of students, by sex, expected to apply for, be admitted to, and enter each class during the period covered by the plan.
( c ) *Nondiscrimination.* No policy or practice of a recipient to which § 54.225 applies shall result in treatment of applicants to or students of such recipient in violation of §§ 54.300 through 54.310 unless such treatment is necessitated by an obstacle identified in paragraph (b)(3) of this section and a schedule for eliminating that obstacle has been provided as required by paragraph (b)(4) of this section.
( d ) *Effects of past exclusion.* To overcome the effects of past exclusion of students on the basis of sex, each educational institution to which § 54.225 applies shall include in its transition plan, and shall implement, specific steps designed to encourage individuals of the previously excluded sex to apply for admission to such institution. Such steps shall include instituting recruitment programs that emphasize the institution's commitment to enrolling students of the sex previously excluded.
§ 58.30 Mandatory duty of approved providers to notify United States Trustees of material changes. ( a ) An approved provider shall immediately notify the United States Trustee in writing of any material change.
( b ) An approved provider shall immediately notify the United States Trustee in writing of any failure by the approved provider to comply with any standard or requirement specified in 11 U.S.C. 111, this part, or the terms under which the United States Trustee approved it to act as an approved provider.
( c ) An approved provider shall immediately notify the United States Trustee in writing of any of the following events: ( 1 ) Cessation of business by the approved provider or by any office of the provider, or withdrawal from any federal judicial district(s) where the approved provider is approved;
( 2 ) Any investigation of, or any administrative or judicial action brought against, the approved provider by any governmental unit;
( 3 ) Any action by a governmental unit or a court to suspend or revoke the approved provider's articles of incorporation, or any license held by the approved provider, or any authorization necessary to engage in business; or
( 4 ) A suspension, or action to suspend, any accreditation held by the approved provider, or any withdrawal by the approved provider of any application for accreditation, or any denial of any application of the approved provider for accreditation; or
( 5 ) [Reserved]
( d ) A provider shall notify the United States Trustee in writing if any of the changes identified in paragraphs (a) through (c) of this section occur while its application to become an approved provider is pending before the United States Trustee.
( e ) An approved provider whose name or other information appears incorrectly on the approved list shall immediately submit a written request to the United States Trustee asking that the information be corrected.
[78 FR 16172, Mar. 14, 2013]
# Official Journal L 351/2016

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 351 |
| | |
| English edition | Legislation | Volume 5922 December 2016 |

ISSN 1977-0677

Official Journal

of the European Union

L 351

English edition

Legislation

Volume 5922 December 2016

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | DECISIONS |
| | * | Commission Decision (EU) 2016/2326 of 21 October 2015 on State aid SA.38375 (2014/C ex 2014/NN) which Luxembourg granted to Fiat
  (notified under document C(2015) 7152)

   (
  1
  ) | 1 |
| | * | Commission Decision (EU) 2016/2327 of 5 July 2016 on State aid SA.19864 — 2014/C (ex 2009/NN54) implemented by Belgium — Public financing of Brussels public IRIS hospitals
  (notified under document C(2016) 4051)

   (
  1
  ) | 68 |

Contents

II   Non-legislative acts

page

DECISIONS

*

Commission Decision (EU) 2016/2326 of 21 October 2015 on State aid SA.38375 (2014/C ex 2014/NN) which Luxembourg granted to Fiat
  (notified under document C(2015) 7152)

   (
  1
  )

(notified under document C(2015) 7152)

1

1

*

Commission Decision (EU) 2016/2327 of 5 July 2016 on State aid SA.19864 — 2014/C (ex 2009/NN54) implemented by Belgium — Public financing of Brussels public IRIS hospitals
  (notified under document C(2016) 4051)

   (
  1
  )

(notified under document C(2016) 4051)

1

68

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

---

(1)   Text with EEA relevance

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.
<PAGE>

                                                                     EXHIBIT 4.1

     NUMBER                                                       SHARES
------------------                                          ------------------
    LU  3065
------------------                                          ------------------


                                 SOFTLINK, INC.
              INCORPORATED UNDER THE LAWS OF THE STATE OF NEVADA

PAR VALUE $0.001                                          CUSIP NO. 83402U 10 3
COMMON STOCK

                                   SPECIMEN

THIS CERTIFIES THAT



is the owner of

          FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK PAR VALUE OF
          $0.001 EACH OF
                                 SOFTLINK INC.

      transferable on the books of the Corporation in person or by duly
   authorized attorney upon surrender of this Certificate properly endorsed.
   This Certificate is not valid until countersigned by the Transfer Agent
      and registered by the Registrar. Witness the facsimile seal of the
   Corporation and the facsimile signatures of the duly authorized officers.


                                             DATED:

                                             Countersigned and Registered.
   /s/ Johnson Lee
       PRESIDENT

                                                            -------------------

                                                            -------------------
                                             By

   /s/ Edmund Leung
       SECRETARY

                                    [SEAL]


                                                            Authorized Signature
Montana Deportmenf of Trcmsportohon 

January 13, 2015 

Mr. Michael D. Gonnas 

Office of Aviation Analysis 

United States Department of Transportation 

1200 New Jersey Ave, SE 

Washington, DC 20590 

'<. -~; ; ' ; •• , : 

Subject: EAS Carrier Selection. DOT-OST-2003-14626 

Dear Mr. Gonnas, 

The Montana Department of Transportation (MDT) is pleased to offer the following comments 

relative to the selection of an Essential Air Service (EAS) air carrier at the Yellowstone Airport 

(WYS) for the 2015 and 2016 summer seasons. 

MDT is excited to transition the Yellowstone Airport market from the Embraer Brasilia to the 

Canadair Regional Jet 200. Having these additional seats available is a welcomed addition to the 

great service provided to the community by SkyWest Airlines. MDT appreciates the excellent 

service, qualitied staff, and supportive local interaction provided by SkyWest Airlines. 

MDT supports the proposal from SkyWest Airlines. We are proud of our partnership with the 

Town of West Yellowstone and the U.S Department of Transportation and appreciate the 

opportunity to comment on this important selection process. 

Sincerely, 

, ·' / /. I ""(- J ~-· 

{ !(~ . -~0£: vJ}~~j? ... Mike Tooley "'-- --

Director 

copies: Debbie Alke, Aeronautics Division Administrator 

Brad Schmier, Mayor, Town of West Yellowstone 

Michael Thompson, Chief Operating Officer, SkyWest Airlines
This opinion is subject to administrative correction before final disposition.

Before 

KISOR, BAKER, and PENNIX

Appellate Military Judges

_________________________

UNITED STATES

Appellee

v.

Brandon J. BARNES

Aviation Ordnanceman (E-3), U.S. Navy

Appellant

No. 202300274

_________________________

Decided: 26 April 2024

Appeal from the United States Navy-Marine Corps Trial Judiciary

Military Judge: 

Mishonda M. Mosley

Sentence adjudged 26 September 2023 by a general court-martial convened at Naval Station Norfolk, Virginia, consisting of a military judge 

sitting alone. Sentence in the Entry of Judgment: reduction to E-1, confinement for 364 days, and a bad-conduct discharge.1

For Appellant: 

Lieutenant Commander Douglas R. Ottenwess, JAGC, USN

1 Appellant was credited with have served 214 days of pretrial confinement.
United States v. Barnes, NMCCA No. 202300274

Opinion of the Court

2

_________________________

This opinion does not serve as binding precedent under 

NMCCA Rule of Appellate Procedure 30.2(a).

_________________________

PER CURIAM:

After careful consideration of the record, submitted without assignment of 

error, and Appellant having not challenged the factual sufficiency of this case, 

we have determined that the findings are correct in law, the sentence is correct 

in law and fact, and that no error materially prejudicial to Appellant’s substantial rights occurred.2

The findings and sentence are AFFIRMED.

FOR THE COURT:

MARK K. JAMISON

Clerk of Court

2 Articles 59 & 66, Uniform Code of Military Justice, 10 U.S.C. §§ 859, 866.
### §60. Hunting or fishing prohibited

All hunting or the killing, wounding, or capturing at any time of any wild bird or animal, except dangerous animals, when it is necessary to prevent them from destroying human lives or inflicting personal injury, is prohibited within the limits of said parks; nor shall any fish be taken out of any of the waters of the said parks, or any one of them, in any other way than by hook and line, and then only at such seasons and such times and manner as may be directed by the Secretary of the Interior.

(June 2, 1920, ch. 218, §5, 41 Stat. 731.)
### §430k. Condemnation proceedings; purchase without condemnation; acceptance of donations of land

The Secretary of the Interior is authorized to cause condemnation proceedings to be instituted in the name of the United States under the provisions of section 3113 of title 40, to acquire title to the lands, interests therein, or rights pertaining thereto within the said battlefield, and the United States shall be entitled to immediate possession upon the filing of the petition in condemnation in the United States District Court for the District of Maryland: Provided, That when the owner of such lands, interests therein, or rights pertaining thereto shall fix a price for the same, which, in the opinion of the Secretary of the Interior, shall be reasonable, the Secretary may purchase the same without further delay: Provided further, That the Secretary of the Interior is authorized to accept, on behalf of the United States, donations of lands, interests therein, or rights pertaining thereto required for the battlefield: And provided further, That title and evidence of title to lands and interests therein acquired for said battlefield shall be satisfactory to the Secretary of the Interior.

(June 21, 1934, ch. 694, §2, 48 Stat. 1199; Pub. L. 94–578, title III, §319(2), Oct. 21, 1976, 90 Stat. 2738.)

#### **Editorial Notes**

#### Codification

"Section 3113 of title 40" substituted in text for "the Act of August 1, 1888, entitled 'An Act to authorize condemnation of lands for sites for public buildings and for other purposes' (25 Stat.L. 357)" on authority of Pub. L. 107–217, §5(c), Aug. 21, 2002, 116 Stat. 1303, the first section of which enacted Title 40, Public Buildings, Property, and Works.

#### Amendments

1976—Pub. L. 94–578 substituted "battlefield" for "Monocacy National Military Park" wherever appearing.

#### **Statutory Notes and Related Subsidiaries**

#### Change of Name

"Battlefield" substituted in text for "park" in view of redesignation of Monocacy National Military Park as Monocacy National Battlefield by Pub. L. 94–578, §319(1), set out as section 430j of this title.
EXHIBIT
32





CERTIFICATION
PURSUANT TO 18 U.S.C. SECTION 1350





AS
ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002








In
connection with the quarterly report of New Mexico Software, Inc. (the
"Company") on Form 10-Q for the quarter ended June 30, 2008, as filed with the
Securities and Exchange Commission on the date hereof (the "Report"), the
undersigned principal executive officer and the principal financial officer of
the Company, hereby certify pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:





(1)the
      Report fully complies with the requirements of Section 13(a) or 15(d) of
      the Securities Exchange Act of 1934;
and





(2)the
      information contained in the Report fairly presents, in all material
      respects, the financial condition and results of operations of the
      Company.





Date:  August
14, 2008







/s/
Richard F. Govatski


Richard F
Govatski, President


(Principal
Executive Officer)










/s/
Teresa B. Dickey


Teresa B.
Dickey, Treasurer


(Principal
Financial Officer)
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934 

Release No. 83433 / June 14, 2018

ADMINISTRATIVE PROCEEDING 

File No. 3-17956

In the Matter of

MagnaChip Semiconductor 

Corporation and Margaret HyeRyoung Sakai, CPA, 

Respondents. 

:

:

:

:

:

:

:

:

EXTENSION ORDER

The Division of Enforcement (“Division”) has requested an extension of time until 

April 30, 2019 to submit a Proposed Plan of Distribution under Rule 1101(a) of the 

Commission’s Rules on Fair Fund and Disgorgement Plans, 17 C.F.R. § 201.1101(a).

On May 1, 2017, the Commission issued an Order Instituting Public Administrative 

and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, 

Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the 

Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and 

Cease-and-Desist Orders (“Order”)1against MagnaChip Semiconductor Corporation 

(“MagnaChip”) and Margaret Hye-Ryoung Sakai, CPA (collectively, the “Respondents”). 

The Order required the Respondents to pay a total of $3,135,000.00 in civil money penalties to 

the Commission and created a Fair Fund, pursuant to Section 308(a) of the Sarbanes-Oxley 

Act of 2002, as amended.

In its request for an extension of time, the Division states that additional time is needed 

to appoint fund administrator and prepare a plan of distribution.

 

1

 Securities Act Rel. No. 10352 (May 1, 2017).
2

Accordingly, for good cause shown, IT IS HEREBY ORDERED that the Division’s 

request for an extension of time until April 30, 2019 to submit a Proposed Plan of Distribution 

is granted.

For the Commission, by its Secretary, pursuant to delegated authority. 

Brent J. Fields

Secretary
----

Notification of the Professional Title of Nurses Responsible for General Care

(2005/C 123/05)

(Text with EEA relevance)

Council Directive 77/452/EEC of 27 June 1977 concerning the mutual recognition of diplomas, certificates and other evidence of the formal qualifications of nurses responsible for general care, including measures to facilitate the effective exercise of this right of establishment and freedom to provide services as amended recently by Directive 2001/19/EC and, in particular, Article 18a of Directive 77/452/EEC provides that Member States shall notify the Commission of the laws, regulations or administrative provisions they adopt as regards the award of diplomas, certificates and other evidence of formal qualifications in the field covered by this Directive. The Commission shall publish an appropriate notice in the Official Journal of the European Union, listing the names adopted by the Member States for the training qualifications concerned and, where applicable, for the corresponding professional title.

Germany has notified an amendment to the professional title for nurses responsible for general care for that Member State.

Article 1(2) of Directive 77/452/EEC as amended by Directive 2001/19/EC and most recently by Annex II of the Act Concerning the Conditions of Accession of the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland, Slovenia and Slovakia and the Adjustments to the Treaties on which the European Union is Founded is hereby amended as follows:

----
#### Samuel Pecoraro, an Infant, by Martin Pecoraro, His Guardian ad Litem, Respondent, v. The Hanover Telephone Company, Appellant, Impleaded with Another.

Judgment and order affirmed, with costs. All concurred.
# L_2009006EN.01S00301.xml

| 10.1.2009 | EN | Official Journal of the European Union | L 6/s3 |
| --- | --- | --- | --- |

10.1.2009

EN

Official Journal of the European Union

L 6/s3

---

NOTE TO THE READER

The institutions have decided no longer to quote in their texts the last amendment to cited acts.

Unless otherwise indicated, references to acts in the texts published here are to the version of those acts currently in force.

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