alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<PAGE>   1

                                                                   EXHIBIT 10(i)
                            PAUL HARRIS [letterhead]

September  28, 1998

Thomas McCain
12707 Corum Way Drive
Creve Couer, Mo.  63141

Dear Tom:

On behalf of Paul Harris Stores, Inc., I am pleased to extend the following
offer of employment.

         -        Position: Senior Vice President and Chief Financial Officer

         -        Reports To: Charlotte G. Fischer, Chairman, President, and CEO

         -        Base Salary: $190,000.00 per annum (payable in 26 equal
                               biweekly installments)

         -        Relocation Bonus: $10,000.00 payable at time of your permanent
                                    relocation to Indianapolis

         -        Stock Options: Total of 50,000 options of Paul Harris Stores
                                 stock under the Company Stock Option Plan. 
                                 Options vest in equal installments at one, two,
                                 And three years from date of option grant.

         -        Moving Expense: Professional move of household goods including
                                  packing, loading, Transport to Indianapolis, 
                                  and unloading

         -        Temporary Housing: Up to eight months temporary housing to be
                                     arranged by the Company

         -        Severance: In the event your employment with the Company is
                             terminated without cause, you will receive a 
                             minimum of three months severance pay. The amount
                             of severance pay will increase after three months 
                             employment by an additional month of severance pay 
                             for each additional full month employed up to a 
                             maximum of six months. In the event of termination 
                             with cause, you will have no entitlement to 
                             severance pay. "Cause" includes both conduct and 
                             performance problems.

         -        Start Date: Thursday, October 15, 1998

We are very excited about this opportunity and look forward to you joining the
Paul Harris team!

Sincerely,


  /s/ Charlotte Fischer

Charlotte G. Fischer
Chairman, President, and CEO


Accepted:


  /s/ Thomas McCain                        10/15/98
------------------------------------------------------
Signature                                  Date
# United States Court of Appeals For the Eighth Circuit

___________________________

No. 23-2981

___________________________ James Paul Aery, lllllllllllllllllllll Plaintiff - Appellant ,

v. Deputy Nick Lewis, Individual & Official Capacity; Deputy Kyle Beckwith,

Individual & Official Capacity, lllllllllllllllllllll Defendants - Appellees .

____________ Appeal from United States District Court for the District of Minnesota

____________ Submitted: January 25, 2024 Filed: February 1, 2024 [Unpublished]

____________ Before LOKEN, COLLOTON, and GRASZ, Circuit Judges.

____________PER CURIAM.

James Aery appeals the district court’s 1 grant of summary judgment in this action raising claims under 42 U.S.C. § 1983 and state law. After de novo review, we conclude that the district court did not err in granting summary judgment for defendants as to Aery’s section 1983 claims. We also find no abuse of discretion in the district court’s decision not to exercise supplemental jurisdiction over Aery’s state law claims. However, we modify the judgment to clarify that the dismissal of the state law claims was without prejudice, see Franklin v. Zain , 152 F.3d 783, 786 (8th Cir. 1998), and we affirm the judgment as modified, see 8th Cir. R. 47B.

______________________________

1 The Honorable Katherine M. Menendez, United States District Judge for the District of Minnesota, adopting the report and recommendations of the Honorable John F. Docherty, United States Magistrate Judge for the District of Minnesota. -2-
UNITED STATES BANKRUPTCY COURT

FOR THE EASTERN DISTRICT OF VIRGINIA

Alexandria Division

IN RE: )

)

OLIVER TREIBER CARTER, JR. ) Case No. 16-10955-BFK

KAREN ELAINE CARTER ) (Chapter 7)

 )

Debtors )

ORDER GRANTING MOTION FOR ADMISSION OF ATTORNEY PRO HAC VICE

This matter comes before the Court on the Motion (the “Motion”) of Oliver Treiber Carter,

Jr. and Karen Elaine Carter, Debtors herein, requesting the Court to admit attorney David E. Lynn

pro hac vice as the Debtor’s general bankruptcy counsel. Upon consideration of the Motion, the

Application that is appended to and incorporated into the Motion, and any responses thereto, for

good cause shown, it is, by the Court

ORDERED: That the Motion is granted, and it is further

ORDERED: That David E. Lynn is admitted pro hac vice as the Debtors’ general

bankruptcy counsel in this proceeding.

Date: 

Brian F. Kenney, Judge

United States Bankruptcy Court

 for the Eastern District of Virginia

Entered on Docket: 

I ask for this:

 /s/ Brian A. Tucci 

Brian A. Tucci, Esq.

Goren & Tucci, LLC

7979 Old Georgetown Road, Suite 750

Bethesda, MD 20814

(301) 718-1892

btucci@gorentuccilaw.com

Virginia State Bar No. 79761 

Mar 29 2016 /s/ Brian F. Kenney

March 29, 2016

Case 16-10955-BFK Doc 20 Filed 03/29/16 Entered 03/29/16 16:09:13 Desc Main

 Document Page 1 of 2
Local Rule 9022-1.C Certification

The foregoing Order was endorsed by and/or served upon all necessary parties pursuant to

Local Rule 9022-1.C.

/s/ Brian A. Tucci 

Brian A. Tucci

PARTIES TO RECEIVE COPIES:

Brian A. Tucci, Esq. David E. Lynn, Esq.

Goren & Tucci, LLC David E. Lynn, P.C.

7979 Old Georgetown Road, Suite 750 15245 Shady Grove Road #465 N

Bethesda, MD 20814 Rockville, MD 20850

Mr. Oliver T. Carter, Jr.

Ms. Karen E. Carter

9504 Blythe Dale Court

Vienna, VA 22182-3366

Case 16-10955-BFK Doc 20 Filed 03/29/16 Entered 03/29/16 16:09:13 Desc Main

 Document Page 2 of 2
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!"

#  # $%&'(

#

)*+,-.$/,-. # 0'1!'2'23!4

 #

5&0 #

 #

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!"

  	  
)
6	+07(6


8
	+	60
0		

	










	













	





 !"!"









	
	##$%&"	

	



&#%'' ("



	)*********** ***********************

+	
#,-



"


	-

) **************

&%#./ !$0&#)

*11
2
*******


2
3#,45

067!"##

8459(


%
#

::

2'
3%5:5

;4:<4=>9::








#""%  ,+"$& )

11$6*******



5$





2
3#,?45

7


8459(


%
#

::

2'
3%5:5

;4:<4=>9::






Oct 3 2017 /s/ Frank J. Santoro

October 3, 2017

Case 17-10109-KHK Doc 45 Filed 10/03/17 Entered 10/03/17 13:28:41 Desc Main

 Document Page 1 of 2
'!
@:>5;<




$

 	
A
	
		1

	







'!
@:>5;<

**11
2
***


2




)




;21"/<

$


;21"/<

3
B%
&
'%



=C5C#
/
%


 -
 .4559



Case 17-10109-KHK Doc 45 Filed 10/03/17 Entered 10/03/17 13:28:41 Desc Main

 Document Page 2 of 2
Editorial Note on Part 1239
Editorial Note: Nomenclature changes to part 1239 appear at 68 FR 9846, Feb. 28, 2003, and at 68 FR 10355, Mar. 3, 2003.

§ 1239.1 Notice to appear. ( a ) *Commencement.* Every removal proceeding conducted under section 240 of the Act (8 U.S.C. 1229a) to determine the deportability or inadmissibility of an alien is commenced by the filing of a notice to appear with the immigration court. For provisions relating to the issuance of a notice to appear by an immigration officer, or supervisor thereof, see 8 CFR 239.1(a).
( b ) *Service of notice to appear.* Service of the notice to appear shall be in accordance with section 239 of the Act.
[62 FR 10366, Mar. 6, 1997, as amended at 67 FR 39258, June 7, 2002; 69 FR 44907, July 28, 2004]
Case 16-11683-RGM Doc 65 Filed 10/20/16 Entered 10/20/16 15:05:43 Desc Main

 Document Page 1 of 2
Case 16-11683-RGM Doc 65 Filed 10/20/16 Entered 10/20/16 15:05:43 Desc Main

 Document Page 2 of 2
#### Boyd H. Wood Company, Respondent, v. Raymond Horgan, Appellant.

Present — Carswell, Johnston, Adel and Taylor, JJ.; Lewis,' J., not voting.
LAND ROVER EMISSION DEFECT INFORMATION REPORT NO. L10042D1C 

Causal part name: DIAGNOSTIC MODULE – TANK LEAKAGE (DMTL) 

Causal part number: WTR500020 

Issued: 29 March 2011 

Page 1 of 2 

Code of Federal Regulations. Title 40. Part 85. Subpart T. 

§85.1903 - Emissions Defect Information Report 

(c)(1) The manufacturers corporate name. 

Land Rover. 

(c)(2) A description of the defect. 

A defective DMTL causes M.I.L. illumination and sets code P0442. Defect investigation revealed that DMTLs 

were contaminated with carbon debris during the assembly process at the supplier. During DMTL operation, the 

carbon debris affects the reference current used to set code P0442 thereby causing false M.I.L. illumination.

(c)(3) A description of each class or category of vehicles potentially affected by the defect including make, 

model, model year, and such other information as may be required to identify these vehicles. 

See table in section (c)(4)(i) below. 

(c)(4) For each class or category of vehicle or engine described in response to paragraph (c)(3) of this section, 

the following shall also be provided: 

(c)(4)(i) The number of vehicles or engines known or estimated to have the defect and an explanation of the 

means by which this number was determined. 

MODEL 

YEAR TEST GROUP MODEL SALES CLAIMS / DEFECTS 

2007 7LRXT04.2001 Range Rover; Range Rover Sport 11335 134 

2007 7LRXT04.4001 Range Rover Sport; LR3 13736 682 

2008 8LRXT03.2001 LR2 14672 184 

2008 8LRXT04.2001 Range Rover; Range Rover Sport 19898 164 

2008 8LRXT04.4001 Range Rover Sport; LR3 21138 667 

2009 9LRXT03.2001 LR2 3418 43 

2009 9LRXT04.2001 Range Rover; Range Rover Sport 4298 29 

2009 9LRXT04.4001 Range Rover Sport; LR3 7072 109 

The above data was taken from Land Rover's warranty tracking report dated 2010Q3. 

(c)(4)(ii) The address of the plant at which the potentially defective vehicles or engines were produced. 

Land Rover Solihull Plant, Birmingham, England. 

Land Rover Halewood Plant, Liverpool, England. 

EPA EDIR # 4178 (a) 

Received: March 29, 2011
LAND ROVER EMISSION DEFECT INFORMATION REPORT NO. L10042D1C 

Causal part name: DIAGNOSTIC MODULE – TANK LEAKAGE (DMTL) 

Causal part number: WTR500020 

Issued: 29 March 2011 

Page 2 of 2 

(c)(5) An evaluation of the emissions impact of the defect and a description of any driveability problems which a 

defective vehicle might exhibit. 

A defective DMTL prevents successful completion of the leak check cycle; it cannot cause an evaporative leak. 

There is no adverse impact on driveability associated with this issue. 

This issue illuminates the M.I.L. 

(c)(6) Available emissions data which relate to the defect. 

Not applicable as there is no adverse impact on emissions caused by a defective DMTL. 

(c)(7) An indication of any anticipated manufacturer follow-up. 

During June 2008 assembly process improvements were made by the supplier to eliminate the contamination 

problem. The newer uncontaminated parts are used when repairing vehicles at dealerships. 

Related emissions defect information report. 

L10042D0A, L10042D1B 

EPA EDIR # 4178 (a) 

Received: March 29, 2011
### §441j. Revision of boundaries

In order to include lands of outstanding scenic and scientific character in the Badlands National Park, the boundaries of the park are revised as generally depicted on the map entitled "Badlands National Monument", numbered NM–BL–7021B, dated August 1967, which is on file and available for public inspection in the offices of the National Park Service, Department of the Interior. The Secretary of the Interior may make minor adjustments in the boundaries, but the total acreage in the park may not exceed the acreage within the boundaries depicted on the map referred to herein. Lands within the boundaries of the park that are acquired by the United States shall be subject to the laws and regulations applicable to the park.

(Pub. L. 90–468, §1, Aug. 8, 1968, 82 Stat. 663; Pub. L. 95–625, title VI, §611, Nov. 10, 1978, 92 Stat. 3521.)

#### **Statutory Notes and Related Subsidiaries**

#### Change of Name

Words "Park" and "park" substituted in text for "Monument" and "monument", respectively, pursuant to Pub. L. 95–625, §611, which is classified to section 441e–1 of this title and which redesignated Badlands National Monument as Badlands National Park.
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1000

<S>                                     <C>
<PERIOD-TYPE>                           3-MOS
<FISCAL-YEAR-END>                       JAN-01-2000
<PERIOD-START>                          JAN-01-2000
<PERIOD-END>                            JAN-01-2000
<CASH>                                       29,677
<SECURITIES>                                      0
<RECEIVABLES>                                     0
<ALLOWANCES>                                      0
<INVENTORY>                                  54,193
<CURRENT-ASSETS>                            282,631
<PP&E>                                            0
<DEPRECIATION>                                    0
<TOTAL-ASSETS>                              360,903
<CURRENT-LIABILITIES>                        55,900
<BONDS>                                           0
<PREFERRED-MANDATORY>                             0
<PREFERRED>                                     929
<COMMON>                                      4,647
<OTHER-SE>                                        0
<TOTAL-LIABILITY-AND-EQUITY>                360,903
<SALES>                                      19,657
<TOTAL-REVENUES>                             19,657
<CGS>                                         5,962
<TOTAL-COSTS>                                     0
<OTHER-EXPENSES>                             18,715
<LOSS-PROVISION>                                  0
<INTEREST-EXPENSE>                                0
<INCOME-PRETAX>                             (5,020)
<INCOME-TAX>                                      0
<INCOME-CONTINUING>                         (5,020)
<DISCONTINUED>                                    0
<EXTRAORDINARY>                                   0
<CHANGES>                                         0
<NET-INCOME>                                (5,020)
<EPS-BASIC>                                     0
<EPS-DILUTED>                                     0


</TABLE>
AGENDA 

CCOutreach BD National Seminar 

for Broker-Dealer Chief Compliance Officers

March 7, 2008 

U.S. Securities and Exchange Commission 

Station Place Auditorium 

100 F Street, NE 

Washington, DC 

Registration and Continental Breakfast (7:45-8:45) 

I. Welcome and Opening Remarks (8:45-9:15) 

Welcome 

Lori Richards, Director, Office of Compliance Inspections and Examinations 

U.S. Securities and Exchange Commission 

Opening Remarks 

Chairman Christopher Cox 

U.S. Securities and Exchange Commission 

Opening Remarks 

Mary Schapiro, Chief Executive Officer 

Financial Industry Regulatory Authority 

II. The CCO’s Role and Compliance Programs within the Organization (9:15-10:45) 

Speakers 

Mary Ann Gadziala, Associate Director, SEC Office of Compliance Inspections and 

Examinations (moderator) 

Hans Reich, Senior Vice President and Regional Director, FINRA New York Region 

Judith MacDonald, Chief Compliance Officer, Rothschild, Inc. 

Jill Ostergaard, Managing Director and Co-Chief Compliance Officer, Morgan Stanley & 

Co., Inc. 

Break 10:45-11:00 

1
III. Conflicts of Interest (11:00-12:00) 

Speakers 

William Wollman, Senior Vice President, Regional Director, FINRA Regulatory Oversight & 

Operational Regulation (moderator) 

Robert Sollazzo, Associate Regional Director (Examinations), SEC New York Regional Office 

James Brigagliano, Associate Director, SEC Division of Trading and Markets 

John Polanin Jr., Managing Director and Head of Compliance, UBS Wealth Management 

Kenneth Miller, Chief Compliance Officer and Chief Financial Officer, Johnston Lemon & 

Co. Incorporated 

Lunch (12:00-1:30) 

IV. Sales Practices (1:30-2:45) 

Speakers 

Lucile Corkery, Associate Regional Director (Examinations), SEC Boston Regional Office 

(moderator) 

Michael Rufino, Senior Vice President, FINRA Member Regulation 

Robert Colby, Deputy Director, SEC Division of Trading and Markets 

LaRae Bakerink, Chief Executive Officer and Head of Compliance, WBB Securities, LLC 

Brian Underwood, Chief Compliance Officer, Wachovia Securities, LLC 

Break (2:45-3:00) 

V. Annual Compliance Report (3:00-4:15) 

Speakers 

Daniel Sibears, Executive Vice President, FINRA Member Regulation Programs (moderator)

Rosalind Tyson, Acting Regional Director, SEC Los Angeles Regional Office 

Suzanne Bond, Vice President and Chief Compliance Officer, Madison Avenue Securities, Inc. 

Howard Plotkin, Managing Director and Director of Compliance, Lehman Brothers, Inc. 

VI. Closing Remarks (4:15-4:30) 

Elisse Walter, Senior Executive Vice President, Regulatory Policy & Programs 

Financial Industry Regulatory Authority 

Erik Sirri, Director, Division of Trading and Markets 

U.S. Securities and Exchange Commission 

Lori Richards, Director, Office of Compliance Inspections and Examinations 

U.S. Securities and Exchange Commission 

2
NATIONAL PARK SERVICE  

APPENDIX  APPENDIX A:  COST ESTIMATES  The presentation of costs within a GMP is applied to the types and general intensities of development in a comparative format. The following is applicable to the costs presented within this GMP: • The costs are presented as a range for estimation and allowing for flexibility in application of 

components.   • Actual costs would be determined at a later date after design of facilities, identification of detailed 

resource protection needs and changing visitor expectations.   • These costs are not appropriate for budgeting purposes. •  Approval of the GMP does not guarantee funding for proposed actions.   • The proposed actions are shown in estimated phases of need within 0-5 years, 6-10 years, and 11-

20 year time periods, not based on expected funds.   • The costs presented have been developed using industry standards to the extent available. • Based on the planning process and coordination with partners, potential opportunities for cost 

sharing are presented. • Deferred Maintenance costs reflect the cost to bring facilities that influence the alternative 

concepts/alternatives up to a “good” condition. They do not represent all deferred maintenance in the park – only for the facilities that are applied to the alternatives comparison. 

Alternative A Initial Capital Cost  

• Elements common to all such as: improving ADA accessibility to visitor center; adding new exhibits; rehabilitating existing restrooms. 

$750,000 - $900,000 

• Introduce technology that expedites payment and other operational functions at the entrance station  

$50,000 - $60,000 

• Total Capital Cost  

$1,250,000 - $1,500,000  

Alternative B Initial Capital Cost  

• Elements common to all such as: improving ADA accessibility to visitor center; adding new exhibits. 

$750,000 - $900,000  

• Replacement Operations Facility   

$960,000  

• Horse Stables  

$45,000  

• Restoration/Stabilization of Matildaville  

$100,000  

• Expand holding tank  

$75,000  

• Expand restroom facilities in visitor center  

$225,000  

• Transportation improvements including adding technology that expedites payment and other operational functions at the entrance station, adding two electronic message boards along Georgetown Pike, and adding a radio message. 

$245,000 - $270,000  

 • Total Capital Cost 

 $2,400,000 - $2,575,000
<PAGE>   1

                                                                   EXHIBIT 10.39

                                   CAMINUS LLC

                                 AMENDMENT NO. 1

                             TO EMPLOYMENT AGREEMENT

     This Amendment No. 1 to Employment Agreement is made as of January 14,
2000, by and between Dr. Nigel Evans (the "Employee") and Caminus Limited, a
company incorporated in the United Kingdom whose registered office is Caminus
House, Castle Park, Cambridge CB3 ORA, United Kingdom. (the "Company"), and
amends the Service Agreement by and between the Employee and the Company., dated
as of May 12, 1998 (the "Agreement").

In conjunction with an Initial Public Offering ("IPO") of Caminus Corporation
("Caminus") the following are agreed to:

     1.   Commencing January 31, 2000 the Employee's Base Salary (as defined in
          the Agreement) shall be Pound Sterling 163,500 per annum, payable in
          accordance with the terms of the Agreement.

     2.   Commencing January 31, 2000 the second sentence in Section 3.1 of the
          Agreement which reads "The Employee shall be entitled to an annual
          bonus payment (which is targeted at Pound Sterling 100,000) in
          addition to his salary and other benefits, with the actual bonus
          amount to be based upon a review of performance by the Board following
          the conclusion of each year" will hereby be deleted.

     3.   The Employee within ten days after the IPO will receive a one-time
          bonus of Pound Sterling 158,723.

     4.   In the event that the IPO does not close by January 31, 2000 the one
          time bonus amount in Section 3 above will be recalculated using the
          same assumptions and methodology, adjusting the calculation for the
          numbers of days between January 31, 2000 and the IPO date.
          Additionally, the Employee's new Base salary will commence on the IPO
          date.

     5.   Except as set forth above, the Agreement shall remain in full force
          and effect.

     EXECUTED as of the date set forth above.

                                                    CAMINUS LLC

                                                      /s/ Mark A. Herman
                                                    ---------------------------
                                                    By:  Mark A. Herman
                                                    Its: CFO


                                                    EMPLOYEE


                                                     /s/ Nigel Evans
                                                    ---------------------------
                                                    Dr. Nigel Evans