September 22, 2014

U.S. Department of Education

PPSS TO 13. High School Reform Study

Information Collection
September 22, 2014

OMB Clearance Package

PPSS Task Order 13. High School Reform Study

Contract Number GS-10F-0554N, Order # ED-PEP-11-O-0090/TO13

SRI Project #P21496

Submitted to:

Joanne Bogart

Policy and Program Studies Service

U.S. Department of Education

400 Maryland Avenue, SW

Washington, DC 20202

Prepared by:

Christine Padilla, Ellen Schiller, and Rebecca Schmidt, SRI International

Deborah Herget, RTI International
HSRS OMB Package

3

Appendix: Notification Letters and Fact Sheet 
HSRS OMB Package

4

District Letter #1 (No research application)

[Date]

<SUPERINTENDENT NAME> Web Address: 

<DISTRICT NAME> Your STUDY ID: <XXXXXXX>

<ADDR1> Your PASSWORD: <XXXXXXX>a

<ADDR2>

<CITY STATE ZIP>

Dear <Superintendent>:

We are writing to request your district’s participation in the High School Reform Study (HSRS). One or more schools in 

your district have been selected for this important national study to understand the strategies used by schools to 

prevent dropping out from school and to help students at risk for dropping out. The study is being conducted by SRI 

International and its partner RTI International on behalf of the U.S. Department of Education and its High School 

Graduation Initiative (HSGI). HSGI provides grant funds to states and school districts in support of dropout prevention 

and reentry efforts. 

One school administrator from each sampled school will be asked to complete an online survey during fall 2014. HSRS 

will ask about the policies and strategies at each school and will take approximately 30 minutes for most respondents. 

The survey is designed to be completed by the school principal or a designee who is able to provide information 

about school policies and strategies. 

We are asking you to encourage the school(s) selected in your district to participate in HSRS. Participation is 

voluntary. All responses will be protected from disclosure and no schools or individuals will be identified by name, 

except as required by law. The data collected will be used in analyses to understand what services and supports are 

available through schools, what services and supports are most prevalent across the country, and the nature of 

participation in these services and supports. Information collected from school administrators will help to inform and 

shape efforts to improve the quality of the high school experience, especially for those students at risk for not 

graduating high school. 

We plan to begin contacting selected schools in about a week. If your district has special research requirements, or if you 

have any questions about the study, please call XXX-XXX-XXXX. If you have questions about your rights as a study participant, 

you may call RTI’s Office for Research Protection in Durham, North Carolina, toll-free at 1-866-214-2043. 

We thank you in advance for your cooperation in this important research.

Sincerely,

Office of Planning, Evaluation and 

Policy Development 

U.S. Department of Education

High School Graduation Initiative

U.S. Department of Education 

Office of Elementary and 

Secondary Education

U.S. Department of Education

Enclosure: HSRS Fact Sheet
HSRS OMB Package

5

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such a 

collection displays a valid OMB control number. The valid OMB control number for this information collection is xxxx-xxxx. The time 

required to complete this information collection is estimated to average 30 minutes per response, including the time to review 

instructions, search existing data resources, gather the data needed, and complete and review the information collection. If you have 

any comments concerning the accuracy of the time estimate or suggestions for improving the interview, please write: U.S. Department 

of Education, Washington D.C. 20202-4651. If you have comments or concerns regarding the status of your individual interview, write 

directly to: High School Reform Study (HSRS), Office of Planning, Evaluation and Policy Development, 400 Maryland Ave, SW, 

Washington, DC 20202.
HSRS OMB Package

6

District Letter #2 (With Research Application)

[Date]

<SUPERINTENDENT NAME> Web Address: 

<DISTRICT NAME> Your STUDY ID: <XXXXXXX>

<ADDR1> Your PASSWORD: <XXXXXXX>a

<ADDR2>

<CITY STATE ZIP>

Dear <Superintendent>:

We are writing to request your district’s participation in the High School Reform Study (HSRS). One or more schools in 

your district have been selected for this important national study. HSRS seeks to understand the strategies used by 

schools to prevent dropping out from school and to help students at risk for dropping out. The study is being 

conducted by SRI International and its partner RTI International on behalf of the U.S. Department of Education and its 

High School Graduation Initiative (HSGI). HSGI provides grant funds to states and school districts in support of 

dropout prevention and reentry efforts. 

One school administrator from each sampled school will be asked to complete an online survey during fall 2014. HSRS 

will ask about the policies and strategies at each school and will take approximately 30 minutes for most respondents. 

The survey is designed to be completed by the school principal or a designee who is able to provide information 

about school policies and strategies. 

A research application has been sent to your district’s research department. No contact will be made with the 

selected school(s) until we receive approval from the school district.

Participation is voluntary. All responses will be protected from disclosure and no schools or individuals will be 

identified by name, except as required by law. The data collected will be used in analyses to understand what services 

and supports are available through schools, what services and supports are most prevalent across the country, and 

the nature of participation in these services and supports. Information collected from school administrators will help 

to inform and shape efforts to improve the quality of the high school experience, especially for those students at risk 

for not graduating high school. 

We plan to begin contacting selected schools in about a week. If you have any questions about the study, please call XXXXXX-XXXX. If you have questions about your rights as a study participant, you may call RTI’s Office for Research Protection in 

Durham, North Carolina, toll-free at 1-866-214-2043. 

We thank you in advance for your cooperation in this important research.

Sincerely,

Elizabeth Eisner

Office of Planning, Evaluation and 

Policy Development 

U.S. Department of Education

High School Graduation Initiative

U.S. Department of Education 

Office of Elementary and 

Secondary Education

U.S. Department of Education

Enclosure: HSRS Fact Sheet

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such a 
HSRS OMB Package

7

collection displays a valid OMB control number. The valid OMB control number for this information collection is xxxx-xxxx. The time 

required to complete this information collection is estimated to average 30 minutes per response, including the time to review 

instructions, search existing data resources, gather the data needed, and complete and review the information collection. If you have 

any comments concerning the accuracy of the time estimate or suggestions for improving the interview, please write: U.S. Department 

of Education, Washington D.C. 20202-4651. If you have comments or concerns regarding the status of your individual interview, write 

directly to: High School Reform Study (HSRS), Office of Planning, Evaluation and Policy Development, 400 Maryland Ave, SW, 

Washington, DC 20202.
HSRS OMB Package

8

School Initial Contact Letter

[Date]

<SCHOOL ADMIN NAME> Web Address: 

<SCHOOL NAME> Your STUDY ID: <XXXXXXX>

<ADDR1> Your PASSWORD: <XXXXXXX>a

<ADDR2>

<CITY STATE ZIP>

Dear <School Administrator>:

You have been selected to participate in the High School Reform Study (HSRS). Thank you in advance for your school’s 

participation which is crucial to the success of this important research. HSRS seeks to understand the strategies used 

by high schools to help prevent students from dropping out. The study is being conducted by SRI International and its 

partner, RTI International, on behalf of the U.S. Department of Education and its High School Graduation Initiative 

(HSGI). HSGI provides grant funds to states and school districts in support of dropout prevention and reentry efforts. 

We ask you to complete a 30-minute online survey about the policies and strategies at your school. The survey is 

designed to be completed by you or a staff person you designate who can provide information about school policies 

and strategies. Please use the web link, study ID and password provided above to access the survey. 

Your school district has been notified that we are contacting you about the study. All responses will be protected 

from disclosure, except as required by law. No individuals, other than research staff, will see any individually 

identifying data (for example, names or addresses). Participation is voluntary. 

The data collected will be used in analyses to understand what services and supports are available through schools, 

what services and supports are most prevalent across the country, and the nature of participation in these services 

and supports. Information collected from school administrators like you will help to inform and shape efforts to 

improve the quality of the high school experience, especially for those students at risk for not graduating high school. 

If you have any questions about the study, please call XXX-XXX-XXXX. If you have questions about your rights as a study 

participant, you may call RTI’s Office for Research Protection in Durham, North Carolina, toll-free at 1-866-214-2043. 

We thank you in advance for your cooperation in this important research.

Sincerely,

Office of Planning, Evaluation and 

Policy Development 

U.S. Department of Education

High School Graduation Initiative

U.S. Department of Education 

Office of Elementary and 

Secondary Education

U.S. Department of Education

Enclosure: HSRS Fact Sheet
HSRS OMB Package

9

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such a 

collection displays a valid OMB control number. The valid OMB control number for this information collection is xxxx-xxxx. The time 

required to complete this information collection is estimated to average 30 minutes per response, including the time to review 

instructions, search existing data resources, gather the data needed, and complete and review the information collection. If you have 

any comments concerning the accuracy of the time estimate or suggestions for improving the interview, please write: U.S. Department 

of Education, Washington D.C. 20202-4651. If you have comments or concerns regarding the status of your individual interview, write 

directly to: High School Reform Study (HSRS), Office of Planning, Evaluation and Policy Development, 400 Maryland Ave, SW, 

Washington, DC 20202.
HSRS OMB Package

10

School Reminder Letter #1

[Date]

<SCHOOL ADMIN NAME> Web Address: 

<SCHOOL NAME> Your STUDY ID: <XXXXXXX>

<ADDR1> Your PASSWORD: <XXXXXXX>a

<ADDR2>

<CITY STATE ZIP>

Dear <School Administrator>:

We recently sent you a letter about participation in the High School Reform Study (HSRS). Thank you in advance for your 

school’s participation, which is crucial to the success of this important research. HSRS seeks to understand the strategies used 

by schools to prevent dropping out from school and to help students at risk for dropping out. The study is being conducted 

by SRI International and its partner RTI International on behalf of the U.S. Department of Education and its High School 

Graduation Initiative (HSGI). HSGI provides grant funds to states and school districts in support of dropout prevention and 

reentry efforts. 

Either you or a designee who is able to provide information about school policies and strategies may complete the 30-

minute survey. Please use the Web link, study ID, and password provided above to access the survey at your earliest 

convenience.

Your school district has been notified that we are contacting you about the study. All responses will be protected 

from disclosure and no schools or individuals will be identified by name, except as required by law. Participation is 

voluntary.

If you have any questions about your participation in the survey, please call XXX-XXX-XXXX. If you have questions about your 

rights as a study participant, you may call RTI’s Office for Research Protection in Durham, North Carolina, toll-free at 1-866-

214-2043. 

We thank you in advance for your cooperation in this important research.

Sincerely,

Office of Planning, Evaluation and 

Policy Development 

U.S. Department of Education

High School Graduation Initiative

U.S. Department of Education 

Office of Elementary and 

Secondary Education

U.S. Department of Education

Enclosure: HSRS Fact Sheet
HSRS OMB Package

11

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such a 

collection displays a valid OMB control number. The valid OMB control number for this information collection is xxxx-xxxx. The time 

required to complete this information collection is estimated to average 30 minutes per response, including the time to review 

instructions, search existing data resources, gather the data needed, and complete and review the information collection. If you have 

any comments concerning the accuracy of the time estimate or suggestions for improving the interview, please write: U.S. Department 

of Education, Washington D.C. 20202-4651. If you have comments or concerns regarding the status of your individual interview, write 

directly to: High School Reform Study (HSRS), Office of Planning, Evaluation and Policy Development, 400 Maryland Ave, SW, 

Washington, DC 20202.
HSRS OMB Package

12

School Reminder Letter #2

[Date]

<SCHOOL ADMIN NAME> Web Address: 

<SCHOOL NAME> Your STUDY ID: <XXXXXXX>

<ADDR1> Your PASSWORD: <XXXXXXX>a

<ADDR2>

<CITY STATE ZIP>

Dear <School Administrator>:

Your school’s participation in the High School Reform Study is crucial to the success of this important research. Please 

consider completing an online 30-minute survey about the policies and strategies at your school. If you would prefer, 

you may designate someone at your school to complete the survey on your behalf. To access the survey, use the Web 

link, study ID, and password provided above at your earliest convenience.

The data collected will be used in analyses to understand what services and supports are available through schools, what 

services and supports are most prevalent across the country, and the nature of participation in these services and supports. 

Information collected from school administrators will help to inform and shape efforts to improve the quality of the high 

school experience, especially for those students at risk for not graduating high school. 

The study is being conducted by SRI International and its partner RTI International on behalf of the U.S. Department of 

Education and its High School Graduation Initiative (HSGI). HSGI provides grant funds to states and school districts in support 

of dropout prevention and reentry efforts. 

Your school district has been notified that we are contacting you about the study. Participation is voluntary. All responses will 

be protected from disclosure and no schools or individuals will be identified by name, except as required by law. If you have 

any questions about your participation in the survey, please call XXX-XXX-XXXX. If you have questions about your rights as a 

study participant, you may call RTI’s Office for Research Protection in Durham, North Carolina, toll-free at 1-866-214-2043. 

We thank you in advance for your cooperation in this important research.

Sincerely,

Office of Planning, Evaluation and 

Policy Development 

U.S. Department of Education

High School Graduation Initiative

U.S. Department of Education 

Office of Elementary and 

Secondary Education

U.S. Department of Education

Enclosure: HSRS Fact Sheet
HSRS OMB Package

13

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such a 

collection displays a valid OMB control number. The valid OMB control number for this information collection is xxxx-xxxx. The time 

required to complete this information collection is estimated to average 30 minutes per response, including the time to review 

instructions, search existing data resources, gather the data needed, and complete and review the information collection. If you have 

any comments concerning the accuracy of the time estimate or suggestions for improving the interview, please write: U.S. Department 

of Education, Washington D.C. 20202-4651. If you have comments or concerns regarding the status of your individual interview, write 

directly to: High School Reform Study (HSRS), Office of Planning, Evaluation and Policy Development, 400 Maryland Ave, SW, 

Washington, DC 20202.
HSRS OMB Package

14