alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

Release No. 85893 / May 20, 2019

INVESTMENT ADVISERS ACT OF 1940

Release No. 5239 / May 20, 2019

Admin. Proc. File No. 3-18129

In the Matter of

BRIAN MICHAEL BERGER

NOTICE THAT INITIAL DECISION HAS BECOME FINAL

The time for filing a petition for review of the initial decision in this proceeding has 

expired. No such petition has been filed by Brian Michael Berger and the Commission has not 

chosen to review the decision on its own initiative.

Accordingly, notice is hereby given, pursuant to Rule 360(d) of the Commission's Rules 

of Practice,1that the initial decision of the administrative law judge has become the final 

decision of the Commission with respect to Brian Michael Berger.

2

The orders contained in that 

decision are hereby declared effective. The initial decision ordered that (a) under Section 15(b)

of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 

1940, Brian Michael Berger is barred from associating with a broker, dealer, investment adviser, 

municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical 

rating organization; and (b) under Section 15(b) of the Securities Exchange Act of 1934, Brian 

Michael Berger is barred from participating in an offering of penny stock, including acting as a 

promoter, finder, consultant, agent, or other person who engages in activities with a broker, 

dealer, or issuer for purposes of the issuance of trading in any penny stock, or inducing or 

attempting to induce the purchase or sale of any penny stock.

For the Commission, by the Office of the General Counsel, pursuant to delegated 

authority.

Vanessa A. Countryman

 Acting Secretary

 

1

 17 C.F.R. § 201.360(d).

2

 Brian Michael Berger, Initial Decision Release No. 1346 (Feb. 5, 2019), 2019 WL 446432.
<PAGE>   1
Exhibit 21.1





                                GTI CORPORATION
                                        
                         SUBSIDIARIES OF THE REGISTRANT





Valor Electronics, Inc., a California corporation

Valor East Electronics, Ltd., a Hong Kong corporation and wholly-owned
subsidiary of Valor Electronics, Inc.

Barnfinch, Ltd., a Hong Kong corporation and wholly-owned subsidiary of Valor
Electronics, Inc.

Valor Electronics GmbH, a German corporation and wholly-owned subsidiary of
Valor Electronics, Inc.

Valor Europe, Ltd., United Kingdom corporation and wholly-owned subsidiary of
Valor Electronics, Inc.

Valor Electronics Philippines, Inc., a Philippines corporation and wholly-owned
subsidiary of Valor Electronics, Inc.

Val Pan Am, S.A., a Mexican corporation and wholly-owned subsidiary of Valor
Electronics, Inc.

Sierracin, S.A., a Mexican corporation and wholly-owned subsidiary of Valor
Electronics, Inc.

Valor Electronics Investments BV, a Netherlands corporation and wholly-owned
subsidiary of Valor Electronics, Inc.

Valor Electronics Cayman, Inc., a Cayman Islands corporation and wholly-owned
subsidiary of Valor Electronics, Inc.
Exhibit 32.2



                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


In connection with the Annual Report of Harvey Electronics, Inc. (the "Company")
on Form 10-K for the year ended  November 1, 2003, as filed with the  Securities
and Exchange  Commission  on the date hereof (the  "Report"),  Franklin C. Karp,
President, certifies, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act, that:

1.   The Report fully complies with the requirements of Section 13 (a) or 15 (d)
     of the Securities and Exchange Act of 1934, as amended; and

2.   The information  contained in the Report fairly  presents,  in all material
     respects,  the financial condition and results of operations of the Company
     as of and for the year ended November 1, 2003.




/s/ Joseph J. Calabrese
-----------------------
Joseph J. Calabrese
Executive Vice President,
Chief Financial Officer,
Treasurer & Secretary
January 30, 2004
### §459c–4. Point Reyes National Seashore

#### (a) Establishment; notice in Federal Register

As soon as practicable after September 13, 1962, and following the acquisition by the Secretary of an acreage in the area described in section 459c–1 of this title, that is in the opinion of the Secretary efficiently administrable to carry out the purposes of sections 459c to 459c–7 of this title, the Secretary shall establish Point Reyes National Seashore by the publication of notice thereof in the Federal Register.

#### (b) Distribution of notice and map

Such notice referred to in subsection (a) of this section shall contain a detailed description of the boundaries of the seashore which shall encompass an area as nearly as practicable identical to the area described in section 459c–1 of this title. The Secretary shall forthwith after the date of publication of such notice in the Federal Register (1) send a copy of such notice, together with a map showing such boundaries, by registered or certified mail to the Governor of the State and to the governing body of each of the political subdivisions involved; (2) cause a copy of such notice and map to be published in one or more newspapers which circulate in each of the localities; and (3) cause a certified copy of such notice, a copy of such map, and a copy of sections 459c to 459c–7 of this title to be recorded at the registry of deeds for the county involved.

(Pub. L. 87–657, §4, formerly §5, Sept. 13, 1962, 76 Stat. 540; renumbered §4, Pub. L. 91–223, §2(c), Apr. 3, 1970, 84 Stat. 90.)

#### **Statutory Notes and Related Subsidiaries**

#### Amended Description of Boundaries of Point Reyes National Seashore; Publication in Federal Register

Pub. L. 93–550, title II, §202, Dec. 26, 1974, 88 Stat. 1744, provided that: "The Secretary of the Interior shall, as soon as practicable after the date of enactment of this title [Dec. 26, 1974], publish an amended description of the boundaries of the Point Reyes National Seashore in the Federal Register, and thereafter he shall take such action with regard to such amended description and the map referred to in section 201 of this title [amending section 459c–1 of this title] as is required in the second sentence of subsection (b) of section 4 of the act of September 13, 1962, as amended [subsec. (b) of this section]."
### §410ii–7. Authorization of appropriation

Effective October 1, 1981, there are authorized to be appropriated such sums as may be necessary to carry out the provisions of this subchapter but not to exceed $11,000,000 for acquisition and $500,000 for development.

(Pub. L. 96–550, title V, §508, Dec. 19, 1980, 94 Stat. 3231.)
§ 54.115 Assurance required. ( a ) *General.* Either at the application stage or the award stage, Federal agencies must ensure that applications for Federal financial assistance or awards of Federal financial assistance contain, be accompanied by, or be covered by a specifically identified assurance from the applicant or recipient, satisfactory to the designated agency official, that each education program or activity operated by the applicant or recipient and to which these Title IX regulations apply will be operated in compliance with these Title IX regulations. An assurance of compliance with these Title IX regulations shall not be satisfactory to the designated agency official if the applicant or recipient to whom such assurance applies fails to commit itself to take whatever remedial action is necessary in accordance with § 54.110(a) to eliminate existing discrimination on the basis of sex or to eliminate the effects of past discrimination whether occurring prior to or subsequent to the submission to the designated agency official of such assurance.
( b ) *Duration of obligation.* ( 1 ) In the case of Federal financial assistance extended to provide real property or structures thereon, such assurance shall obligate the recipient or, in the case of a subsequent transfer, the transferee, for the period during which the real property or structures are used to provide an education program or activity.
( 2 ) In the case of Federal financial assistance extended to provide personal property, such assurance shall obligate the recipient for the period during which it retains ownership or possession of the property.
( 3 ) In all other cases such assurance shall obligate the recipient for the period during which Federal financial assistance is extended.
( c ) *Form.* ( 1 ) The assurances required by paragraph (a) of this section, which may be included as part of a document that addresses other assurances or obligations, shall include that the applicant or recipient will comply with all applicable Federal statutes relating to nondiscrimination. These include but are not limited to: Title IX of the Education Amendments of 1972, as amended (20 U.S.C. 1681-1683, 1685-1688).
( 2 ) The designated agency official will specify the extent to which such assurances will be required of the applicant's or recipient's subgrantees, contractors, subcontractors, transferees, or successors in interest.
###### Editorial Note on Part 0

#### Editorial Note:

Nomenclature changes to part 0 appear at 73 FR 73 FR 54947, Sept. 24, 2008.

#### § 0.156 Execution of U.S. Marshals' deeds or transfers of title.

A chief deputy or deputy U.S. Marshal who sells property—real, personal, or mixed—on behalf of a U.S. Marshal, may execute a deed or transfer of title to the purchaser on behalf of and in the name of the U.S. Marshal.
EXHIBIT 99.2

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


      Pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the
undersigned, as Chief Financial Officer of GoAmerica, Inc. (the "Company"), does
hereby certify that:

      1) the Company's Quarterly Report on Form 10-Q for the quarter ended
September 30, 2002 (the "Report"), fully complies with the requirements of
Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

      2) the information contained in the Company's Report fairly presents, in
all material respects, the financial condition and results of operations of the
Company.


                            /s/ Francis J. Elenio
                            --------------------------------
                            Francis J. Elenio
                            Chief Financial Officer
                            November 14, 2002
```

[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[S.J. Res. 73 Introduced in Senate (IS)]

<DOC>

116th CONGRESS
  2d Session
S. J. RES. 73

Providing for the appointment of Franklin D. Raines as a citizen regent 
        of the Board of Regents of the Smithsonian Institution.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                              May 11, 2020

  Mr. Boozman (for himself, Mr. Leahy, and Mr. Perdue) introduced the 
 following joint resolution; which was read twice and referred to the 
                 Committee on Rules and Administration

_______________________________________________________________________

                            JOINT RESOLUTION

 
Providing for the appointment of Franklin D. Raines as a citizen regent 
        of the Board of Regents of the Smithsonian Institution.

    Resolved by the Senate and House of Representatives of the United 
States of America in Congress assembled, That, in accordance with 
section 5581 of the Revised Statutes of the United States (20 U.S.C. 
43), the vacancy on the Board of Regents of the Smithsonian 
Institution, in the class other than Members of Congress, occurring by 
reason of the expiration of the term of John W. McCarter Jr. of 
Illinois on March 21, 2020, is filled by the appointment of Franklin D. 
Raines of Washington, DC. The appointment is for a term of six years, 
beginning on the date of the enactment of this joint resolution.
                                 <all>
```
Michigan Supreme Court

Lansing, Michigan

Robert P. Young, Jr.

, Chief Justice

Michael F. Cavanagh

Stephen J. Markman

Mary Beth Kelly

Brian K. Zahra

Bridget M. McCormack

David F. Viviano

, Justices

I, Larry S. Royster , Clerk of the Michigan Supreme Court, certify that the

foregoing is a true and complete copy of the order entered at the direction of the Court.

July 29, 2014

s0721 

# Order

Clerk July 29, 2014

148833

PEOPLE OF THE STATE OF MICHIGAN,

Plaintiff

- Appellee,

v SC: 148833

COA: 312456

Saginaw CC: 11

- 035905

- FH

SCOTT LOUIS KOHLHOFF,

Defendant

- Appellant.

_________________________________________/

On order of the Court, the application for leave to appeal the January 9, 2014

judgment of the Court of Appeals is considered and, it appearing to this Court that the

case of People v Lockridge (Docket No. 149073) is pending on appeal before this Court

and that the decision in that case may resolve an issue raised in the present app lication for

leave to appeal, we ORDER that the application be held in ABEYANCE pending the

decision in that case.
## Breadcrumb

-  Home 
-  Document Search 
-  SBA Mentor-Protege Program: What To Include In Your Mentor-Protege Agreement 

# SBA Mentor-Protege Program: What to include in your Mentor-Protege Agreement

## About this document and download

The U.S. Small Business Administration's Mentor-Protege Program encourages small businesses to partner with a more experienced firm for mentorship.

#### How to find a mentor

Contact your local SBA office, for guidance. Ask about the Procurement Technical Assistance Program and the SBA's Resource Partners.

Need help?

Visit sba.gov/allsmallmpp or email AIISmallMPP@sba.gov.

  Download  .pdf

**Related Programs**    Related programs:
#### David Mandel, Appellant, v. Bertha Silverstein, Respondent.

No opinion. Carswell, Johnston, Adel, Taylor and Lewis, JJ., concur.
<TABLE> <S> <C>

<ARTICLE> 5

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<NET-INCOME>                                      9076
<EPS-BASIC>                                      .45
<EPS-DILUTED>                                      .43




</TABLE>
## 2012-09-20 15:41 Beatriz Ortiz Otero From: 

### Sent: To: 

## Hon.Jaime Perello 7876224955 >>

Beatriz Ortiz Otero Tuesday, September 18, 2012 4:37PM**'LMN-publicmeeting@faa.g~v·** 

## 2024932251 p 

## 2/2

Subject: Pre-Register (Public Hearing, lnternation.::.l Airport Luis**Mu~oz** Marin)

On Friday, September 28, 2012, the Federal Aviation Administration will conduct a public meeting in Puerto Rico about the privatization ofLuis Munoz Marin International Airport. Forthat reason, 

### as legislator, 

### Iwant the opportunity to present my comments and concerns during this public meeting. Following the recommendations ofFAA, Iwant to make a pre·register to participate in this hearing. My personal information is the following: Jaime R. Perello Borras Representative at Large House of Representatives ofthe Commonwealth ofPuerto Rico Elected Official (787) 622-4954, 622-4953 

### Please, don't hesitate to contact 

### us for further Information. Additionally, 

### Iwantto know ifthere are**oth~** requirements to participate in the hearing. · Cordially, Jaime R. Perello Borras (787) 622-4954, 622-4953

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§ 813.6 Public access to and notification of effective guidance documents. CSOSA and PSA will: ( a ) Ensure that all effective guidance documents are: ( 1 ) Identified by a unique identifier which includes, at a minimum, the document's title and date of issuance or revision;
( 2 ) Located on its web portal in a single, searchable, indexed database; and
( 3 ) Available to the public.
( b ) Note on the agency web portal that guidance documents lack the force and effect of law, except as authorized by law or as incorporated into a contract.
( c ) Maintain and advertise on its web portal a means for the public to comment electronically on any guidance documents that are subject to the notice and comment procedures and to submit requests electronically for issuance, reconsideration, modification, or rescission of guidance documents in accordance with § 813.9.
#### § 668.101 Purpose.

To establish policy and provide program guidance for the administration of emergency funds for the repair or reconstruction of Federal-aid highways, which are found to have suffered serious damage by natural diasters over a wide area or serious damage from catastrophic failures. Guidance for application by Federal agencies for reconstruction of Federal roads that are not part of the Federal-aid highways is contained in 23 CFR part 668, subpart B.

[52 FR 21948, June 10, 1987, as amended at 61 FR 67212, Dec. 20, 1996]
AFS-13-051-E

December 03, 2012

Mr. Don M. Newman

One SeaSide Lane #801

Belleair, FL 33756

Dear Mr. Newman:

This letter is in response to your correspondence sent to the public docket dated October 23, 

2012 (public docket No. FAA-2004-17352) petitioning the Federal Aviation Administration 

for an extension to Exemption No. 8287. That exemption from 14 Code of Federal 

Regulations (CFR) § 91.109(a) and (b)(3) allowed you to conduct certain flight training and 

to provide simulated instrument flight experience in certain Beechcraft aircraft equipped with 

a functioning throwover wheel.

On August 31, 2011, the FAA amended 14 CFR part 91 related to throwover control wheels 

(76 FR 54095). A copy of this rule change is enclosed for your information. 

Because the relief you seek is now covered under the new rule, we will take no further action 

on your petition.

Sincerely,

/s/

Ida M. Klepper

Manager, Airmen and 

Airspace Rules Division

Enclosure
### §4202. Findings

The Congress finds the following:

(1) Elephant populations in Africa have declined at an alarming rate since the mid-1970's.

(2) The large illegal trade in African elephant ivory is the major cause of this decline and threatens the continued existence of the African elephant.

(3) The African elephant is listed as threatened under the Endangered Species Act of 1973 (16 U.S.C. 1531 et seq.) and its continued existence will be further jeopardized if this decline is not reversed.

(4) Because African elephant ivory is indistinguishable from Asian elephant ivory, there is a need to ensure that the trade in African elephant ivory does not further endanger the Asian elephant, which is listed as endangered under section 4 of the Endangered Species Act of 1973 (16 U.S.C. 1533) and under Appendix I of CITES.

(5) In response to the significant illegal trade in African elephant ivory, the parties to CITES established the CITES Ivory Control System to curtail the illegal trade and to encourage African countries to manage, conserve, and protect their African elephant populations.

(6) The CITES Ivory Control System entered into force recently and should be allowed to continue in force for a reasonable period of time to assess its effectiveness in curtailing the illegal trade in African elephant ivory.

(7) Although some African countries have effective African elephant conservation programs, many do not have sufficient resources to properly manage, conserve, and protect their elephant populations.

(8) The United States, as a party to CITES and a large market for worked ivory, shares responsibility for supporting and implementing measures to stop the illegal trade in African elephant ivory and to provide for the conservation of the African elephant.

(9) There is no evidence that sport hunting is part of the poaching that contributes to the illegal trade in African elephant ivory, and there is evidence that the proper utilization of well-managed elephant populations provides an important source of funding for African elephant conservation programs.

(Pub. L. 100–478, title II, §2003, Oct. 7, 1988, 102 Stat. 2315.)

#### **Editorial Notes**

#### References in Text

The Endangered Species Act of 1973, referred to in par. (3), is Pub. L. 93–205, Dec. 28, 1973, 87 Stat. 884, which is classified generally to chapter 35 (§1531 et seq.) of this title. For complete classification of this Act to the Code, see Short Title note set out under section 1531 of this title and Tables.