U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

1 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

Support N/A N/A 11 A US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

B200 - Employee Development N/A N/A 3 A US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

B501 - Agency Equal 

Opportunity Reviews

Employment N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OEEO N/A

Specialist N/A N/A 42 A US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

B710 - Management 

Civilian Personnel

Headquarters- N/A N/A 32 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

C000 - Administrative Support N/A N/A 9 A US - United States DC - District of Columbia Washington, DC 1999 CF N/A

C000 - Administrative Support N/A N/A 4 A US - United States DC - District of Columbia Washington, DC 1999 OFM N/A

C110 - Management HeadquartersFinancial Management N/A N/A 7 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OFM N/A

C300 - Accounting Technicians N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OS N/A

C307 - General Accounting N/A N/A 32 I - Inherently Governmental US - United States GA - Georgia Atlanta 1999 ARO N/A

C307 - General Accounting N/A N/A 55 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 BRO N/A

C307 - General Accounting N/A N/A 220 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 CF N/A

C307 - General Accounting N/A N/A 86 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 CHRO N/A

C307 - General Accounting N/A N/A 3 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

C307 - General Accounting N/A N/A 23 I - Inherently Governmental US - United States CO - Colorado Denver 1999 DRO N/A

C307 - General Accounting N/A N/A 37 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 ENF N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ES N/A

C307 - General Accounting N/A N/A 32 I - Inherently Governmental US - United States TX - Texas Fort Worth 1999 FWRO N/A

C307 - General Accounting N/A N/A 14 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 IM N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States NY - New York New York 1999 IM N/A

C307 - General Accounting N/A N/A 38 I - Inherently Governmental US - United States CA - California Los Angeles 1999 LARO N/A

C307 - General Accounting N/A N/A 16 I - Inherently Governmental US - United States FL - Florida Miami 1999 MIRO N/A

C307 - General Accounting N/A N/A 184 I - Inherently Governmental US - United States NY - New York New York 1999 NYRO N/A

C307 - General Accounting N/A N/A 38 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCA N/A

C307 - General Accounting N/A N/A 27 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States GA - Georgia Atlanta 1999 OCIE N/A

C307 - General Accounting N/A N/A 4 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 OCIE N/A

C307 - General Accounting N/A N/A 9 I - Inherently Governmental US - United States NY - New York New York 1999 OCIE N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCR N/A

C307 - General Accounting N/A N/A 4 I - Inherently Governmental US - United States NY - New York New York 2000 OCR N/A

C307 - General Accounting N/A N/A 30 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OFM N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIG N/A

C307 - General Accounting N/A N/A 1 I - Inherently Governmental US - United States CA - California Los Angeles 1999 PLRO N/A

C307 - General Accounting N/A N/A 49 I - Inherently Governmental US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

C307 - General Accounting N/A N/A 32 I - Inherently Governmental US - United States CA - California San Francisco 1999 SFRO N/A

C307 - General Accounting N/A N/A 5 I - Inherently Governmental US - United States UT - Utah Salt Lake City 1999 SLRO N/A

C307 - General Accounting N/A N/A 11 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 TM N/A

C307 - General Accounting N/A N/A 8 I - Inherently Governmental US - United States NY - New York New York 1999 TM N/A

 

 
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

2 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

C317 - Financial Systems Operations N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 CF N/A

C317 - Financial Systems Operations N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

C317 - Financial Systems Operations N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OCA N/A

C317 - Financial Systems Operations N/A N/A 28 A US - United States DC - District of Columbia Washington, DC 1999 OFM N/A

C317 - Financial Systems Operations N/A N/A 5 A US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

C400 - Budget Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

C400 - Budget Support N/A N/A 19 A US - United States DC - District of Columbia Washington, DC 1999 OFM N/A

C400 - Budget Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

C401 - Financial Analysis N/A N/A 4 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 CF N/A

C401 - Financial Analysis N/A N/A 5 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

C401 - Financial Analysis N/A N/A 1 I - Inherently Governmental US - United States NY - New York New York 1999 DERA N/A

C401 - Financial Analysis N/A N/A 6 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 IM N/A

C401 - Financial Analysis N/A N/A 2 I - Inherently Governmental US - United States NY - New York New York 1999 IM N/A

C401 - Financial Analysis N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

C401 - Financial Analysis N/A N/A 3 I - Inherently Governmental US - United States NY - New York New York 1999 OCIE N/A

C401 - Financial Analysis N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCR N/A

C401 - Financial Analysis N/A N/A 14 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 TM N/A

C401 - Financial Analysis N/A N/A 4 I - Inherently Governmental US - United States NY - New York New York 1999 TM N/A

C405 - Business Performance Analysis N/A N/A 12 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 COO N/A

C405 - Business Performance Analysis N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 ALJ N/A

D000 - Administrative Support N/A N/A 9 A US - United States GA - Georgia Atlanta 1999 ARO N/A

D000 - Administrative Support N/A N/A 4 A US - United States MA - Massachusetts Boston 1999 BRO N/A

D000 - Administrative Support N/A N/A 5 A US - United States DC - District of Columbia Washington, DC 1999 CF N/A

D000 - Administrative Support N/A N/A 4 A US - United States IL - Illinois Chicago 1999 CHRO N/A

D000 - Administrative Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

D000 - Administrative Support N/A N/A 2 A US - United States CO - Colorado Denver 1999 DRO N/A

D000 - Administrative Support N/A N/A 33 A US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

D000 - Administrative Support N/A N/A 1 A US - United States MA - Massachusetts Boston 1999 ENF N/A

D000 - Administrative Support N/A N/A 12 A US - United States TX - Texas Fort Worth 1999 FWRO N/A

D000 - Administrative Support N/A N/A 15 A US - United States DC - District of Columbia Washington, DC 1999 IM N/A

D000 - Administrative Support N/A N/A 7 A US - United States CA - California Los Angeles 1999 LARO N/A

D000 - Administrative Support N/A N/A 9 A US - United States FL - Florida Miami 1999 MIRO N/A

D000 - Administrative Support N/A N/A 17 A US - United States NY - New York New York 1999 NYRO N/A

D000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OA N/A

D000 - Administrative Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OCA N/A

D000 - Administrative Support N/A N/A 8 A US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 A US - United States NY - New York New York 1999 OCIE N/A

D000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OCR N/A

D000 - Administrative Support N/A N/A 4 A US - United States NY - New York New York 1999 OCR N/A

D000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OEC N/A

D000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OEEO N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

3 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

D000 - Administrative Support N/A N/A 5 A US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

D000 - Administrative Support N/A N/A 4 A US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

D000 - Administrative Support N/A N/A 1 A US - United States MN - Minnesota Minneapolis 1999 OHR N/A

D000 - Administrative Support N/A N/A 4 A US - United States DC - District of Columbia Washington, DC 1999 OIA N/A

D000 - Administrative Support N/A N/A 8 A US - United States DC - District of Columbia Washington, DC 1999 OIEA N/A

D000 - Administrative Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OIG N/A

D000 - Administrative Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

D000 - Administrative Support N/A N/A 3 A US - United States DC - District of Columbia Washington, DC 1999 OMWI N/A

D000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OPA N/A

D000 - Administrative Support N/A N/A 12 A US - United States DC - District of Columbia Washington, DC 1999 OS N/A

D000 - Administrative Support N/A N/A 52 A US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

D000 - Administrative Support N/A N/A 12 A US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

D000 - Administrative Support N/A N/A 7 A US - United States CA - California San Francisco 1999 SFRO N/A

D000 - Administrative Support N/A N/A 2 A US - United States UT - Utah Salt Lake City 1999 SLRO N/A

D000 - Administrative Support N/A N/A 13 A US - United States DC - District of Columbia Washington, DC 1999 TM N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States GA - Georgia Atlanta 1999 ARO N/A

D100 - Regulatory Activities Support N/A N/A 5 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 BRO N/A

D100 - Regulatory Activities Support N/A N/A 21 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 CF N/A

D100 - Regulatory Activities Support N/A N/A 8 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 CHRO N/A

D100 - Regulatory Activities Support N/A N/A 9 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

D100 - Regulatory Activities Support N/A N/A 4 I - Inherently Governmental US - United States CO - Colorado Denver 1999 DRO N/A

D100 - Regulatory Activities Support N/A N/A 15 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

D100 - Regulatory Activities Support N/A N/A 4 I - Inherently Governmental US - United States CA - California Los Angeles 1999 LARO N/A

D100 - Regulatory Activities Support N/A N/A 3 I - Inherently Governmental US - United States FL - Florida Miami 1999 MIRO N/A

D100 - Regulatory Activities Support N/A N/A 5 I - Inherently Governmental US - United States NY - New York New York 1999 NYRO N/A

D100 - Regulatory Activities Support N/A N/A 5 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OA N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States CA - California San Francisco 1999 OCIE N/A

D100 - Regulatory Activities Support N/A N/A 7 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 OCIE N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States TX - Texas Fort Worth 1999 OCIE N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCR N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States NY - New York New York 1999 OCR N/A

D100 - Regulatory Activities Support N/A N/A 3 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OEC N/A

D100 - Regulatory Activities Support N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OEEO N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

D100 - Regulatory Activities Support N/A N/A 5 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIA N/A

D100 - Regulatory Activities Support N/A N/A 8 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIEA N/A

D100 - Regulatory Activities Support N/A N/A 15 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

D100 - Regulatory Activities Support N/A N/A 1 I - Inherently Governmental US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

D100 - Regulatory Activities Support N/A N/A 3 I - Inherently Governmental US - United States CA - California San Francisco 1999 SFRO N/A

D100 - Regulatory Activities Support N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 TM N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

4 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 BRO N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 COO N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 45 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 2 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 DERA N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 2 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 DERA N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 2 I - Inherently Governmental US - United States NY - New York New York 1999 DERA N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States TX - Texas Fort Worth 1999 DERA N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ES N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States CA - California Los Angeles 1999 LARO N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 4 I - Inherently Governmental US - United States NY - New York New York 1999 OCIE N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIA N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 1 I - Inherently Governmental US - United States CA - California San Francisco 1999 SFRO N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 7 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 TM N/A

D101 - Regulatory 

Economists/Statisticians N/A N/A 2 I - Inherently Governmental US - United States NY - New York New York 1999 TM N/A

D411 - Compliance Assessments N/A N/A 11 I - Inherently Governmental US - United States GA - Georgia Atlanta 1999 ARO N/A

D411 - Compliance Assessments N/A N/A 9 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 BRO N/A

D411 - Compliance Assessments N/A N/A 20 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 CHRO N/A

D411 - Compliance Assessments N/A N/A 3 I - Inherently Governmental US - United States CO - Colorado Denver 1999 DRO N/A

D411 - Compliance Assessments N/A N/A 13 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 ENF N/A

D411 - Compliance Assessments N/A N/A 5 I - Inherently Governmental US - United States NY - New York New York 1999 ENF N/A

D411 - Compliance Assessments N/A N/A 8 I - Inherently Governmental US - United States TX - Texas Fort Worth 1999 FWRO N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States NY - New York New York 1999 IM N/A

D411 - Compliance Assessments N/A N/A 9 I - Inherently Governmental US - United States CA - California Los Angeles 1999 LARO N/A

D411 - Compliance Assessments N/A N/A 8 I - Inherently Governmental US - United States FL - Florida Miami 1999 MIRO N/A

D411 - Compliance Assessments N/A N/A 30 I - Inherently Governmental US - United States NY - New York New York 1999 NYRO N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

5 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

D411 - Compliance Assessments N/A N/A 21 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

D411 - Compliance Assessments N/A N/A 4 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 OCIE N/A

D411 - Compliance Assessments N/A N/A 6 I - Inherently Governmental US - United States NY - New York New York 1999 OCIE N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCR N/A

D411 - Compliance Assessments N/A N/A 7 I - Inherently Governmental US - United States NY - New York New York 1999 OCR N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OEC N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 1 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 2 I - Inherently Governmental US - United States NY - New York New York 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 13 I - Inherently Governmental US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

D411 - Compliance Assessments N/A N/A 17 I - Inherently Governmental US - United States CA - California San Francisco 1999 SFRO N/A

D411 - Compliance Assessments N/A N/A 4 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 TM N/A

D720 - Independent Appeals Reviews N/A N/A 3 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ALJ N/A

F310 - Management HeadquartersProcurement and Contracting N/A N/A 42 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OA N/A

G104 - Technical/Professional/Legal 

Library Information Services N/A N/A 8 A US - United States DC - District of Columbia Washington, DC 1999 OS N/A

I100 - Inspector General Services N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIA N/A

I100 - Inspector General Services N/A N/A 16 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIG N/A

I115 - IG Program Manangement N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIG N/A

I510 - Personnel Security Clearances 

and Background Investigations N/A N/A 10 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

S500 - Management of Law 

Enforcement, Physical Security 

Security Guard Operations

and N/A N/A

1 I - Inherently Governmental US - United States DC - District of Columbia

Washington, DC 1999 OIT N/A

S500 - Management of Law 

Enforcement, Physical Security 

Security Guard Operations

and N/A N/A

4 I - Inherently Governmental US - United States DC - District of Columbia

Washington, DC 1999 OSO N/A

S734 - Leasing Services N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

T600 - Real Property Management N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

W000 - Administrative Support N/A N/A 8 A US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

W100 - Management HeadquartersCommunications, Computing and 

Information

N/A N/A

1

I - Inherently Governmental

US - United States DC - District of Columbia

Washington, DC 1999 COO N/A

W100 - Management HeadquartersCommunications, Computing and 

Information

N/A N/A

3

I - Inherently Governmental

US - United States DC - District of Columbia

Washington, DC 1999 OIT N/A

W210 - Telephone Systems N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

W601 - Information Technology 

Management N/A N/A 3 A US - United States GA - Georgia Atlanta 1999 ARO N/A

W601 - Information Technology 

Management N/A N/A 3 A US - United States MA - Massachusetts Boston 1999 BRO N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

6 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

W601 - Information Technology 

Management N/A N/A 8 A US - United States DC - District of Columbia Washington, DC 1999 CF N/A

W601 - Information Technology 

Management N/A N/A 4 A US - United States IL - Illinois Chicago 1999 CHRO N/A

W601 - Information Technology 

Management N/A N/A 7 A US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States MA - Massachusetts Boston 1999 DERA N/A

W601 - Information Technology 

Management N/A N/A 3 A US - United States CO - Colorado Denver 1999 DRO N/A

W601 - Information Technology 

Management N/A N/A 20 A US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 ES N/A

W601 - Information Technology 

Management N/A N/A 2 A US - United States TX - Texas Fort Worth 1999 FWRO N/A

W601 - Information Technology 

Management N/A N/A 3 A US - United States DC - District of Columbia Washington, DC 1999 IM N/A

W601 - Information Technology 

Management N/A N/A 3 A US - United States CA - California Los Angeles 1999 LARO N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States FL - Florida Miami 1999 MIRO N/A

W601 - Information Technology 

Management N/A N/A 7 A US - United States NY - New York New York 1999 NYRO N/A

W601 - Information Technology 

Management N/A N/A 17 A US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OCR N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OFM N/A

W601 - Information Technology 

Management N/A N/A 4 A US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

W601 - Information Technology 

Management N/A N/A 3 A US - United States DC - District of Columbia Washington, DC 1999 OIEA N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OIG N/A

W601 - Information Technology 

Management N/A N/A 126 A US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

W601 - Information Technology 

Management N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OPA N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

7 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

W601 - Information Technology 

Management N/A N/A 1 A US - United States NY - New York New York 1999 OPA N/A

W601 - Information Technology 

Management N/A N/A 4 A US - United States DC - District of Columbia Washington, DC 1999 OS N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

W601 - Information Technology 

Management N/A N/A 3 A US - United States CA - California San Francisco 1999 SFRO N/A

W601 - Information Technology 

Management N/A N/A 1 A US - United States UT - Utah Salt Lake City 1999 SLRO N/A

W601 - Information Technology 

Management N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 TM N/A

Y000 - Administrative Support N/A N/A 4 A US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

Y000 - Administrative Support N/A N/A 4 A US - United States CO - Colorado Denver 1999 DRO N/A

Y000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 ES N/A

Y000 - Administrative Support N/A N/A 4 A US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

Y000 - Administrative Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OS N/A

Y000 - Administrative Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 CF N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 COO N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OA N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 OCIE N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OFM N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIA N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OMWI N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OPA N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

Y210 - Management HeadquartersOperation Planning and Control N/A N/A 3 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 TM N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

8 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

Y401 - General Attorney's Services N/A N/A 4 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ALJ N/A

Y401 - General Attorney's Services N/A N/A 46 I - Inherently Governmental US - United States GA - Georgia Atlanta 1999 ARO N/A

Y401 - General Attorney's Services N/A N/A 51 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 BRO N/A

Y401 - General Attorney's Services N/A N/A 199 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 CF N/A

Y401 - General Attorney's Services N/A N/A 74 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 CHRO N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 COO N/A

Y401 - General Attorney's Services N/A N/A 5 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

Y401 - General Attorney's Services N/A N/A 46 I - Inherently Governmental US - United States CO - Colorado Denver 1999 DRO N/A

Y401 - General Attorney's Services N/A N/A 3 I - Inherently Governmental US - United States CA - California Los Angeles 1999 ENF N/A

Y401 - General Attorney's Services N/A N/A 314 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

Y401 - General Attorney's Services N/A N/A 6 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 ENF N/A

Y401 - General Attorney's Services N/A N/A 30 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ES N/A

Y401 - General Attorney's Services N/A N/A 49 I - Inherently Governmental US - United States TX - Texas Fort Worth 1999 FWRO N/A

Y401 - General Attorney's Services N/A N/A 125 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 IM N/A

Y401 - General Attorney's Services N/A N/A 6 I - Inherently Governmental US - United States NY - New York New York 1999 IM N/A

Y401 - General Attorney's Services N/A N/A 78 I - Inherently Governmental US - United States CA - California Los Angeles 1999 LARO N/A

Y401 - General Attorney's Services N/A N/A 52 I - Inherently Governmental US - United States FL - Florida Miami 1999 MIRO N/A

Y401 - General Attorney's Services N/A N/A 127 I - Inherently Governmental US - United States NY - New York New York 1999 NYRO N/A

Y401 - General Attorney's Services N/A N/A 6 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCA N/A

Y401 - General Attorney's Services N/A N/A 2 I - Inherently Governmental US - United States CO - Colorado Denver 1999 OCIE N/A

Y401 - General Attorney's Services N/A N/A 60 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States GA - Georgia Atlanta 1999 OCIE N/A

Y401 - General Attorney's Services N/A N/A 2 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 OCIE N/A

Y401 - General Attorney's Services N/A N/A 2 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 OCIE N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States PA - Pennsylvania Philadelphia 1999 OCIE N/A

Y401 - General Attorney's Services N/A N/A 6 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OCR N/A

Y401 - General Attorney's Services N/A N/A 10 I - Inherently Governmental US - United States NY - New York New York 1999 OCR N/A

Y401 - General Attorney's Services N/A N/A 9 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OEC N/A

Y401 - General Attorney's Services N/A N/A 5 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OEEO N/A

Y401 - General Attorney's Services N/A N/A 107 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

Y401 - General Attorney's Services N/A N/A 12 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

Y401 - General Attorney's Services N/A N/A 35 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIA N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States FL - Florida Miami 1999 OIA N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 OIA N/A

Y401 - General Attorney's Services N/A N/A 24 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIEA N/A

Y401 - General Attorney's Services N/A N/A 5 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIG N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

Y401 - General Attorney's Services N/A N/A 6 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OMS N/A

Y401 - General Attorney's Services N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OMWI N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OPA N/A

Y401 - General Attorney's Services N/A N/A 3 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OS N/A

Y401 - General Attorney's Services N/A N/A 2 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OSO N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

9 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 PLRO N/A

Y401 - General Attorney's Services N/A N/A 42 I - Inherently Governmental US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States CO - Colorado Denver 1999 PLRO N/A

Y401 - General Attorney's Services N/A N/A 41 I - Inherently Governmental US - United States CA - California San Francisco 1999 SFRO N/A

Y401 - General Attorney's Services N/A N/A 10 I - Inherently Governmental US - United States UT - Utah Salt Lake City 1999 SLRO N/A

Y401 - General Attorney's Services N/A N/A 2 I - Inherently Governmental US - United States CA - California San Francisco 1999 TM N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States CO - Colorado Denver 1999 TM N/A

Y401 - General Attorney's Services N/A N/A 170 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 TM N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States IL - Illinois Chicago 1999 TM N/A

Y401 - General Attorney's Services N/A N/A 1 I - Inherently Governmental US - United States MA - Massachusetts Boston 1999 TM N/A

Y403 - Paralegal N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 ALJ N/A

Y403 - Paralegal N/A N/A 3 A US - United States GA - Georgia Atlanta 1999 ARO N/A

Y403 - Paralegal N/A N/A 5 A US - United States MA - Massachusetts Boston 1999 BRO N/A

Y403 - Paralegal N/A N/A 7 A US - United States IL - Illinois Chicago 1999 CHRO N/A

Y403 - Paralegal N/A N/A 6 A US - United States CO - Colorado Denver 1999 DRO N/A

Y403 - Paralegal N/A N/A 22 A US - United States DC - District of Columbia Washington, DC 1999 ENF N/A

Y403 - Paralegal N/A N/A 1 A US - United States IL - Illinois Chicago 1999 ENF N/A

Y403 - Paralegal N/A N/A 1 A US - United States NY - New York New York 1999 ENF N/A

Y403 - Paralegal N/A N/A 11 A US - United States TX - Texas Fort Worth 1999 FWRO N/A

Y403 - Paralegal N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 IM N/A

Y403 - Paralegal N/A N/A 8 A US - United States CA - California Los Angeles 1999 LARO N/A

Y403 - Paralegal N/A N/A 8 A US - United States FL - Florida Miami 1999 MIRO N/A

Y403 - Paralegal N/A N/A 5 A US - United States NY - New York New York 1999 NYRO N/A

Y403 - Paralegal N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

Y403 - Paralegal N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OS N/A

Y403 - Paralegal N/A N/A 6 A US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

Y403 - Paralegal N/A N/A 6 A US - United States CA - California San Francisco 1999 SFRO N/A

Y403 - Paralegal N/A N/A 2 A US - United States UT - Utah Salt Lake City 1999 SLRO N/A

Y415 - Legal Services and Support N/A N/A 1 A US - United States GA - Georgia Atlanta 1999 ARO N/A

Y415 - Legal Services and Support N/A N/A 2 A US - United States MA - Massachusetts Boston 1999 BRO N/A

Y415 - Legal Services and Support N/A N/A 7 A US - United States DC - District of Columbia Washington, DC 1999 CF N/A

Y415 - Legal Services and Support N/A N/A 11 A US - United States IL - Illinois Chicago 1999 CHRO N/A

Y415 - Legal Services and Support N/A N/A 9 A US - United States DC - District of Columbia Washington, DC 1999 ENF N/A
U.S. Securities and Exchange Commission

Fiscal Year 2014 FAIR Act Inventory

(As of June 17, 2014)

10 of 10

Fct Code PSC

Policy 

Letter 11-

01*

Total Status Country State City First Year 

on Inventory

Unit 

Name

Activity 

Suffix 

(DoD 

only)

Y415 - Legal Services and Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 IM N/A

Y415 - Legal Services and Support N/A N/A 6 A US - United States CA - California Los Angeles 1999 LARO N/A

Y415 - Legal Services and Support N/A N/A 5 A US - United States FL - Florida Miami 1999 MIRO N/A

Y415 - Legal Services and Support N/A N/A 6 A US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

Y415 - Legal Services and Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OGC N/A

Y415 - Legal Services and Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OHR N/A

Y415 - Legal Services and Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OIA N/A

Y415 - Legal Services and Support N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

Y415 - Legal Services and Support N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OS N/A

Y415 - Legal Services and Support N/A N/A 1 A US - United States PA - Pennsylvania Philadelphia 1999 PLRO N/A

Y501 - Management 

Public Affairs

Headquarters- N/A N/A 4 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OPA N/A

Y570 - Visual 

Activities and 

Information Program 

Operations N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OCIE N/A

Y570 - Visual 

Activities and 

Information Program 

Operations N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

Y570 - Visual 

Activities and 

Information Program 

Operations N/A N/A 1 A US - United States DC - District of Columbia Washington, DC 1999 OPA N/A

Y570 - Visual 

Activities and 

Information Program 

Operations N/A N/A 2 A US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 1 I - Inherently Governmental US - United States GA - Georgia Atlanta 1999 ARO N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 COO N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 4 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 DERA N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIG N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 1 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OIT N/A

Y810 - Management HeadquartersAdministrative Support N/A N/A 3 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OMWI N/A

Y999 - Other Functions N/A N/A 10 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 ES N/A

Y999 - Other Functions N/A N/A 3 I - Inherently Governmental US - United States DC - District of Columbia Washington, DC 1999 OSO N/A

As of June 17, 2014 Commercial 

Totals 823

Inherently 

Governmental 

Totals

3381

Grand Total 4204