alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
_________________________________________________________________________ 

UNITED STATES OF AMERICA 

Before the 

SECURITIES AND EXCHANGE COMMISSION 

SECURITIES EXCHANGE ACT OF 1934 

Release No. 97683 / June 09, 2023 

WHISTLEBLOWER AWARD PROCEEDING 

File No. 2023-66 

_________________________________________________________________________ 

In the Matter of the Claim for an Award 

in connection with 

Redacted

Notice of Covered Action 

Redacted

ORDER DETERMINING WHISTLEBLOWER AWARD CLAIM 

Redacted

(“Claimant”) receive a whistleblower award of more than $2.5 million, ***

The Claims Review Staff (“CRS”) issued a Preliminary Determination recommending 

percent ( ***

that 

which is equal to %) of the monetary sanctions collected in the abovereferenced Covered Action (the “Covered Action”). Claimant provided written notice of 

Claimant’s decision not to contest the Preliminary Determination. 

The recommendation of the CRS is adopted. The record demonstrates that Claimant 

voluntarily provided original information to the Commission that led to the successful 

enforcement of the Covered Action.1

Redacted Redacted Redacted Redacted Redacted Redacted Redacted

See Exchange Act Section 21F(b)(1), 15 U.S.C. § 78u-6(b)(1); Exchange Act Rule 21F3(a), 17 C.F.R. § 240.21F-3(a). 

*

**

1 
 

 

 

 

 

Redacted

. 

Claimant made multiple submissions, including early in the Covered Action investigation, which 

included both independent knowledge and independent analysis, and provided continuing 

assistance, including participating in calls with investigative staff for the Covered Action. 

Claimant’s information significantly contributed to the success of the Covered Action by helping 

advance and expedite the Covered Action investigation. 

Redacted Redacted Redacted Redacted Redacted

Accordingly, it is hereby ORDERED that Claimant shall receive an award of 

percent ( ***%) of the monetary sanctions collected in the Covered Action. 

By the Commission. 

Vanessa A. Countryman 

Secretary 

***

*

**
3M Environmental, Health and 3M Center, Building 0224-05-W-03 p. 1 

Safety Operations St. Paul, MN 55144-1000 

April 29, 2010 

UPS Express Mail 

Director, Chemical Control Division (7405M) 

Office of Pollution Prevention and Toxics (OPPT) 

Room 4146 EPA East 

U.S . Environmental Protection Agency 

1201 Constitution Avenue, NW 

Washington, DC 20460 

M,e h'-

aa6s6~ 

F 11V F-0 

10 APR 30 

Attention: Docket No. OPPT 2004-0112 

PFOA Site-Related Environmental Assessment Program 

9: 48 

Subject : Status Report Pursuant to the Memorandum of Understanding between 

and 3M Company and Dyneon LLC dated October 2004 

Dear Sir or Madam, 

On November 19, 2009, U.S . EPA approved the Phase 3 Work Plan under the subject 

Memorandum of Understanding (MOU). Accordingly, and per the MOU, 3M and 

Dyneon are resuming the submittal of quarterly status reports. Enclosed for your 

information and records are two paper copies of this report and one electronic version 

that has been copied to a CD. Per agreement with EPA staff, the time period from 

November 19, 2009 through December 31, 2009 has also been included as part of this 

initial Phase 3 report. 

Two paper copies of the report and a CD have also been sent to the referenced docket 

as noted in the cc list below. 

If there are any questions or comments concerning this matter, please contact me at 651 

737-3570 . 

Garyl Hohenstein 

Mariager, Environmental & Regulatory Affairs 

Environmental, Health and Safety Operations 

3M - Building 224-5W-03 

St. Paul, MN 55144 

651737-3570 

gahohensteingmmm.com 

CONTAINS NO CBI 
cc: Gloria Davis - Mail Code 7405M (w/o attachments) 

TSCA Confidential Business Information Center (7407M) 

EPA East - Room 6428 Attn: EPA-HQ-OPPT-2004-0112 

1201 Constitution Avenue, NW 

Washington, DC 20004-3302 

Enclosures
§ 636.301 How should proposal evaluation factors be selected? ( a ) The proposal evaluation factors and significant subfactors should be tailored to the acquisition.
( b ) Evaluation factors and significant subfactors should: ( 1 ) Represent the key areas of importance and emphasis to be considered in the source selection decision; and
( 2 ) Support meaningful comparison and discrimination between and among competing proposals.
#### David Chirls et al., Respondents, v Keith Hall et al., Appellants.

[824 NYS2d 433]

In an action for specific performance of a contract for the sale of real property, the defendants appeal from (1) an order of the Supreme Court, Kings County (Douglass, J.), dated May 2, 2005, (2) an order and judgment (one paper) of the same court dated June 15, 2005, which, inter alia, granted the plaintiffs’ motion for summary judgment, directed specific performance of the contract, and denied their cross motion for summary judgment dismissing the complaint, and (3) a decision of the same court dated July 26, 2005.

Ordered that the appeals from the order dated May 2, 2005 and the decision are dismissed; and it is further,

Ordered that the order and judgment dated June 15, 2005 is affirmed; and it is further,

Ordered that one bill of costs is awarded to the plaintiffs.

The appeal from the intermediate order dated May 2, 2005 must be dismissed because the right of direct appeal therefrom terminated with the entry of judgment in the action (see *Matter of Aho,*39 NY2d 241, 248 [1976]). The issues raised on the appeal from the order dated May 2, 2005 are brought up for review and have been considered on the appeal from the order and judgment (see CPLR 5501 [a] [1]).

The appeal from the decision must be dismissed as no appeal lies from a decision (see *Schicchi v J.A. Green Constr. Corp.,*100 AD2d 509 [1984]).

A valid and enforceable contract of sale existed between the parties as of October 21, 2002 (see *219 Broadway Corp. v Alexander’s, Inc.,*46 NY2d 506, 513 [1979]; *Daimon v Fridman,*5 AD3d 426 [2004]). Moreover, the plaintiffs established their entitlement to specific performance by demonstrating that they were ready, willing, and able to close on the subject real property (see *Backer v Bouza Falco Co.,*28 AD3d 503 [2006]; *Bosco, Bisignano & Mascolo, Esqs., LLP v Turyan,*8 AD3d 418 [2004]). In *opposition to*the plaintiffs’ motion, the defendants failed to raise a triable issue of fact.

The defendants’ remaining contentions either are not preserved for appellate review, not properly before this Court, or need not be addressed in light of our determination. Santucci, J.E, Mastro, Fisher and Dillon, JJ., concur.
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Administrative Proceedings Rulings

Release No. 6843 / April 15, 2022

Administrative Proceeding

File No. 3-20531 

In the Matter of

Horter Investment Management, LLC 

and Drew K. Horter

Order Designating 

Presiding Judge

The Securities and Exchange Commission has ordered that this 

proceeding be set for a hearing before an administrative law judge in 

accordance with Commission Rule of Practice 110, 17 C.F.R. § 201.110.

I ORDER that Administrative Law Judge Carol Fox Foelak preside at the 

hearing in this proceeding and perform other and related duties in accordance 

with the Commission’s Rules of Practice. 

Service of all orders and rulings on parties is made by the Commission’s 

Office of the Secretary, or other duly authorized Commission officer, in 

accordance with Commission Rule of Practice 141, 17 C.F.R. § 201.141. 

Instructions for parties and all notices, orders, and decisions issued by an 

administrative law judge are posted on the Commission’s website at 

http://www.sec.gov/alj. In addition to complying with the Commission’s 

electronic filing requirements, see 17 C.F.R. § 201.152(a); https://www.sec.gov/efap,

the parties are directed to email courtesy copies of all filings to alj@sec.gov. 

For the Commission, through its Chief Administrative Law Judge, by

delegated authority.

 

/s/ James E. Grimes 

Chief Administrative Law Judge
§ 668.113 Program and project procedures. ( a ) Immediately after approval of an application, the FHWA Division Administrator will notify the applicant to proceed with preparation of a program which defines the work needed to restore or replace the damaged facilities. It should be submitted to the FHWA Division Administrator within 3 months of receipt of this notification. The FHWA field office will assist the applicant and other affected agencies in preparation of the program. This work may involve joint site inspections to view damage and reach tentative agreement on type of permanent corrective work to be undertaken. Program data should be kept to a minimum, but should be sufficient to identify the approved disaster or catastrophe and to permit a determination of the eligibility and propriety of proposed work. If the damage survey summary report is determined by the FHWA Division Administrator to be of sufficient detail to meet these criteria, additional program support data need not be submitted.
( b ) *Project procedures.* ( 1 ) Projects for permanent repairs shall be processed in accordance with regular Federal-aid procedures. In those cases where a regular Federal-aid project in a State similar to the ER project would be handled under the project oversight exceptions found in title 23, United States Code, the ER project can be handled in a similar fashion subject to the following two conditions: ( i ) Any betterment to be incorporated into the project and for which ER funding is requested must receive prior FHWA approval; and
( ii ) The FHWA reserves the right to conduct final inspections on all ER projects. The FHWA Division Administrator has the discretion to undertake final inspections on ER projects as deemed appropriate.
( 2 ) Simplified procedures, including abbreviated plans should be used where appropriate.
( 3 ) Emergency repair meets the criteria for categorical exclusions pursuant to 23 CFR 771.117 and normally does not require any further NEPA approvals.
[52 FR 21948, June 10, 1987, as amended at 61 FR 67212, Dec. 20, 1996; 65 FR 25445, May 2, 2000]
Exhibit  23.2
Statement  of  Company  Concerning  Consent  of  Arthur  Andersen  LLP
Prior to 2002, Arthur Andersen LLP was our independent accountants.  As a result
of  the  2002  closing  of  the  applicable Arthur Andersen LLP offices, we were
unable  to  obtain  the  consent  of Arthur Andersen LLP to the incorporation by
reference  of  their  report  in  this  Form  10-K with respect to our financial
statements  as  of December 31, 2001, and for the fiscal year ended December 31,
2001.  We  have dispensed with the requirement under Section 7 of the Securities
Act  of  1933,  as  amended  (the  "Securities  Act"),  to file their consent in
reliance  on  Rule  437(a) promulgated under the Securities Act.  Because Arthur
Andersen LLP has not consented to the incorporation by reference of their report
in  this  Form 10-K, a person who purchases the Company's securities in reliance
upon  such  report  may  be  unable to recover against Arthur Andersen LLP under
Section  11  of  the Securities Act for any untrue statements of a material fact
contained  in  the  financial  statements  audited  by  Arthur  Andersen  LLP
incorporated  by reference or any omissions to state a material fact required to
be  stated  therein.
Case 15-33896-KRH Doc 310 Filed 09/01/15 Entered 09/02/15 07:35:19 Desc Main

 Document Page 1 of 1
#### § 1340.4 In general.

This subpart sets forth the minimum design requirements to be incorporated in surveys conducted under this part.
### §425c. Commission; organization

The affairs of the said Fredericksburg and Spotsylvania County Battle Fields Memorial shall, subject to the supervision and direction of the Secretary of the Interior, be in charge of three commissioners, consisting of Army officers, civilians, or both, to be appointed by the Secretary of the Interior, one of whom shall be designated as chairman and another as secretary of the commission.

(Feb. 14, 1927, ch. 127, §4, 44 Stat. 1093; Ex. Ord. No. 6166, §2, June 10, 1933; Ex. Ord. No. 6228, §1, July 28, 1933.)

#### **Executive Documents**

#### Transfer of Functions

Transfer of administrative functions of park, see note set out under section 425 of this title.
III 

116TH CONGRESS 

1ST SESSION S. RES. 239 

Designating June 2019 as ‘‘Great Outdoors Month’’. 

IN THE SENATE OF THE UNITED STATES 

JUNE 5, 2019 

Mr. DAINES (for himself, Mr. PETERS, Mr. GARDNER, Mrs. SHAHEEN, Mr. 

RISCH, Ms. HIRONO, Mr. CRAMER, Ms. KLOBUCHAR, Mr. CRAPO, Mr. 

HEINRICH, Mr. HOEVEN, Mr. KING, and Ms. ERNST) submitted the following resolution; which was considered and agreed to 

RESOLUTION 

Designating June 2019 as ‘‘Great Outdoors Month’’. 

Whereas hundreds of millions of people in the United States 

participate in outdoor recreation annually; 

Whereas Congress enacted the Outdoor Recreation Jobs and 

Economic Impact Act of 2016 (Public Law 114–249; 130 

Stat. 999) to assess and analyze the outdoor recreation 

economy of the United States and the effects attributable 

to the outdoor recreation economy on the overall economy 

of the United States; 

Whereas the Outdoor Recreation Satellite Account released in 

September 2018 by the Bureau of Economic Analysis of 

the United States Department of Commerce shows that 

outdoor recreation contributed more than 

$412,000,000,000 of current-dollar gross domestic prodVerDate Sep 11 2014 02:30 Jun 06, 2019 Jkt 089200 PO 00000 Frm 00001 Fmt 6652 Sfmt 6300 E:\BILLS\SR239.ATS SR239

pamtmann on DSKBFK8HB2PROD with BILLS
2 

•SRES 239 ATS 

uct to the economy of the United States in 2016, comprising approximately 2.2 percent of the current-dollar 

gross domestic product; 

Whereas the Outdoor Recreation Satellite Account shows that 

the outdoor recreation sector experienced faster growth in 

real gross output, compensation, and employment than 

the overall economy in 2016, while also providing 

4,546,000 jobs across the country; 

Whereas the Consolidated Appropriations Act of 2019 (Public 

Law 116–6) encouraged the Department of Commerce to 

continue its work with the Outdoor Recreation Satellite 

Account; 

Whereas regular outdoor recreation is associated with positive 

health outcomes and better quality of life; 

Whereas outdoor recreation is part of the national heritage 

of the United States; and 

Whereas June 2019 is an appropriate month to designate as 

‘‘Great Outdoors Month’’ to provide an opportunity to 

celebrate the importance of the great outdoors: Now, 

therefore, be it 

1 Resolved, That the Senate— 

2 (1) designates June 2019 as ‘‘Great Outdoors 

3 Month’’; and 

4 (2) encourages all people in the United States 

5 to recreate in the great outdoors in June 2019 and 

6 year-round. 

Æ 


pamtmann on DSKBFK8HB2PROD with BILLS
§ 76.3 Basis for civil penalty. ( a ) Any individual who knowingly possesses a controlled substance that is listed in § 76.2(h) in violation of 21 U.S.C. 844a shall be liable to the United States for a civil penalty in an amount of not to exceed $10,000 for each such violation occurring before September 29, 1999, and not to exceed $11,000 for each such violation occurring on or after September 29, 1999. For civil penalties assessed after August 1, 2016, whose associated violations occurred after November 2, 2015, see the civil penalty amount as provided in 28 CFR 85.5.
( b ) The income and net assets of an individual shall not be relevant to the determination whether to assess a civil penalty under this part or to prosecute the individual criminally. However, if a decision is made to assess a civil penalty, the income and net assets of an individual shall be considered in determining the amount of a penalty under this part.
( c ) A civil penalty may not be assessed under this part if the individual previously was convicted of a federal or state offense relating to a controlled substance as defined in section 102 of the Controlled Substances Act (21 U.S.C. 802).
( d ) A civil penalty may not be assessed on an individual under this part on more than two separate occasions.
( e ) A civil penalty under this part may be assessed by the Attorney General only after an order has been issued on the record and after an opportunity for a hearing has been given in accordance with 5 U.S.C. 554. The Attorney General by and through the United States Attorney having jurisdiction over the matter shall provide written notice to the individual who is the subject of the proposed order informing the individual of the opportunity to receive such a hearing with respect to the proposed order. The hearing may be held only if the individual makes a request for the hearing before the expiration of the thirty (30) day period beginning on the date such notice is served.
[Order No. 1462-90, 56 FR 1089, Jan. 11, 1991, as amended by Order No. 2249-99, 64 FR 47103, Aug. 30, 1999; AG Order 3690-2016, 81 FR 42500, June 30, 2016]
III 

116TH CONGRESS 

1ST SESSION S. RES. 272 

Congratulating the United States Women’s National Soccer Team on winning 

the 2019 FIFA Women’s World Cup. 

IN THE SENATE OF THE UNITED STATES 

JULY 9, 2019 

Mr. WICKER submitted the following resolution; which was referred to the 

Committee on Commerce, Science, and Transportation 

RESOLUTION 

Congratulating the United States Women’s National Soccer 

Team on winning the 2019 FIFA Women’s World Cup. 

Whereas, on July 7, 2019, the United States Women’s National Soccer Team won the 2019 FIFA Women’s World 

Cup by defeating the Netherlands Women’s National 

Football Team; 

Whereas, that victory marks the first time a country has won 

4 Women’s World Cup titles; 

Whereas, the United States Women’s National Soccer Team 

began its historic run with an overwhelming 13–0 victory, 

the largest ever winning margin in the history of World 

Cup soccer; 

Whereas, over the course of the month-long tournament, the 

United States Women’s National Soccer Team scored 26 


khammond on DSKBBV9HB2PROD with BILLS
2 

•SRES 272 IS 

goals, breaking the record the team set in 1991 of 25 

goals; and 

Whereas the players of the United States Women’s National 

Soccer Team presented a shining example of sportsmanship, camaraderie, and skill to all people of the United 

States and to the world: Now, therefore, be it 

1 Resolved, That the Senate— 

2 (1) congratulates the United States Women’s 

3 National Soccer Team for winning an unprecedented 

4 4 Women’s World Cup titles and for inspiring a new 

5 generation of youth in the United States to strive 

6 for physical greatness and athletic achievement; and 

7 (2) directs the Secretary of the Senate to trans8 mit an enrolled copy of this resolution to— 

9 (A) Carlos Cordeiro, President of the 

10 United States Soccer Federation; and 

11 (B) Jill Ellis, Head Coach of the United 

12 States Women’s National Soccer Team. 

Æ 


khammond on DSKBBV9HB2PROD with BILLS
§ 547.20 Policy. The Bureau of Prisons is responsible for procuring and preparing any food or food ingredients to be served to the institution's inmate population. Except as allowed for in paragraphs (a) through (c) of this section, the Bureau requires that special food or meals prepared for and/or served to any group(s) of inmates also be served to the institution's entire inmate population. Special food or meals, as identified in paragraphs (a) through (c) of this section, may be prepared and/or served to a specific group of inmates rather than to the entire inmate population of the institution. ( a ) Food items sold in the institution's commissary.
( b ) Religious dietary practices as authorized in accordance with 28 CFR 548.20.
( c ) Medical diet foods.
[61 FR 16374, Apr. 12, 1996]
#### § 636.112 May stipends be used?

At your discretion, you may elect to pay a stipend to unsuccessful offerors who have submitted responsive proposals. The decision to do so should be based on your analysis of the estimated proposal development costs and the anticipated degree of competition during the procurement process.
Don’t play 

chicken 

with your 

health

Since 2000, 

76 Salmonella

outbreaks have been 

linked to backyard poultry.

Number of Salmonella outbreaks per year

5,128 950 7

illnesses hospitalizations deaths

www.cdc.gov/features/salmonellapoultry

after handling backyard poultry

WASH YOUR HANDS

2000

2001

2002

2003

2004

2005

2006

2007 

2008 

2009 

2010 

2011 

2012 

2013 

2014 

2015 

2016 

2017 

2018 

0

2

4

6

8

10

12

302968-A
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          SEP-30-1996
<PERIOD-START>                             OCT-01-1995
<PERIOD-END>                               SEP-30-1996
<CASH>                                           1,107
<SECURITIES>                                         0
<RECEIVABLES>                                  100,325
<ALLOWANCES>                                       744
<INVENTORY>                                     53,901
<CURRENT-ASSETS>                               156,226
<PP&E>                                         423,434
<DEPRECIATION>                                 122,761
<TOTAL-ASSETS>                                 617,705
<CURRENT-LIABILITIES>                          163,384
<BONDS>                                        359,116
<PREFERRED-MANDATORY>                          114,495
<PREFERRED>                                          0
<COMMON>                                            70
<OTHER-SE>                                    (145,794)
<TOTAL-LIABILITY-AND-EQUITY>                   617,705
<SALES>                                        824,837
<TOTAL-REVENUES>                               824,837
<CGS>                                          776,141
<TOTAL-COSTS>                                  776,141
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                              47,004
<INCOME-PRETAX>                                (58,016)
<INCOME-TAX>                                     3,196
<INCOME-CONTINUING>                            (61,212)
<DISCONTINUED>                                  (7,500)
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   (68,712)
<EPS-PRIMARY>                                   (11.94)
<EPS-DILUTED>                                        0
        

</TABLE>