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SECURITIES AND EXCHANGE COMMISSION

Release No. IA-6322

NOTICE OF INTENTION TO CANCEL REGISTRATIONS OF CERTAIN INVESTMENT 

ADVISERS PURSUANT TO SECTION 203(h) OF THE INVESTMENT ADVISERS ACT OF 

1940

June 1, 2023

Notice is given that the Securities and Exchange Commission (the “Commission”) intends to issue 

an order, pursuant to section 203(h) of the Investment Advisers Act of 1940 (the “Act”), cancelling 

the registrations of the investment advisers whose names appear in the attached Appendix, 

hereinafter referred to as the “registrants.” 

Section 203(h) of the Act provides, in pertinent part, that if the Commission finds that any person 

registered under section 203, or who has pending an application for registration filed under that 

section, is no longer in existence, is not engaged in business as an investment adviser, or is 

prohibited from registering as an investment adviser under section 203A, the Commission shall 

by order cancel the registration of such person. 

Each registrant listed in the attached Appendix either (a) has not filed a Form ADV amendment 

with the Commission as required by rule 204-1 under the Act1

 and appears to be no longer 

engaged in business as an investment adviser or (b) has indicated on Form ADV that it is no 

longer eligible to remain registered with the Commission as an investment adviser but has not 

 

1 Rule 204-1 under the Act requires any adviser that is required to complete Form ADV to amend the 

form at least annually and to submit the amendments electronically through the Investment Adviser 

Registration Depository.
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filed Form ADV-W to withdraw its registration. Accordingly, the Commission believes that 

reasonable grounds exist for a finding that these registrants are no longer in existence, are not 

engaged in business as investment advisers, or are prohibited from registering as investment 

advisers under section 203A, and that their registrations should be cancelled pursuant to 

section 203(h) of the Act.

Notice is also given that any interested person may, by June 26, 2023, at 5:30 P.M., submit to the 

Commission in writing a request for a hearing on the cancellation of the registration of any 

registrant listed in the attached Appendix, accompanied by a statement as to the nature of such 

person’s interest, the reason for such person’s request, and the issues, if any, of fact or law 

proposed to be controverted, and the writer may request to be notified if the Commission should 

order a hearing thereon. Any such communication should be e-mailed to the Commission’s 

Secretary at Secretarys-Office@sec.gov.

At any time after June 26, 2023, the Commission may issue an order or orders cancelling the 

registrations of any or all of the registrants listed in the attached Appendix, upon the basis of the 

information stated above, unless an order or orders for a hearing on the cancellation shall be 

issued upon request or upon the Commission's own motion. Persons who requested a hearing, or 

who requested to be advised as to whether a hearing is ordered, will receive any notices and 

orders issued in this matter, including the date of the hearing (if ordered) and any postponements 

thereof. Any registrant whose registration is cancelled under delegated authority may appeal that 
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decision directly to the Commission in accordance with rules 430 and 431 of the Commission’s 

rules of practice (17 CFR 201.430 and 431). 

ADDRESS: The Commission: Secretarys-Office@sec.gov. 

FOR FURTHER INFORMATION CONTACT: Priscilla Dao, Senior Counsel, or Scott 

Jameson, Senior Counsel, at 202-551-6825; SEC, Division of Investment Management, Chief 

Counsel’s Office, 100 F Street, NE, Washington, DC 20549-8549. 

 For the Commission, by the Division of Investment Management, pursuant to delegated 

authority.2

Sherry R. Haywood

Assistant Secretary

[Appendix follows on next page] 

 

2

 17 CFR 200.30-5(e)(2).
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APPENDIX:

SEC Number Full Legal Name

801-72074 BAY MUTUAL FINANCIAL LLC

801-75390 PROPHECY ASSET MANAGEMENT LP

801-71058 FUSION ANALYTICS INVESTMENT PARTNERS LLC

801-72514 PLATINUM MANAGEMENT (NY) LLC

801-67384 ASSET MANAGEMENT ADVISORY GROUP LLC

801-66695 COASTAL PARTNERS LTD.

801-70770 AZZARA THOMAS PETER

801-116672 BRYAN ADVISORY SERVICES, LLC

801-74069 ACCIPITER CAPITAL MANAGEMENT, LLC

801-80422 MILLER, JOHN, STENNING

801-101538 KENT COSTELLO

801-107076 DVDENDO, INC.

801-112509 INVICTUS CAPITAL INVESTORS

801-108994 CAPITECT, INC.

801-112008 ALPHAMALL LLC

801-111893 BARREL PARK INVESTMENTS, LLC

801-114014 INVESTIFAI LLC

801-114489 SAVYON ASSET MANAGEMENT ADVISORY, LLC

801-117990 ALTERNATIVE ASSET MANAGEMENT, LLC.

801-117752 VITA INTELLECTUS INSTITUTIONAL, INC.

801-118705 CARTA FINANCIERA SA.

801-118711 DAYUAN INFORMATION TECH LIMITED

801-119791 AN IDEAL LIFE FINANCIAL PLANNING, LLC

801-120471 CLOUT CAPITAL ADVISORS LLC

801-121726 UNION ACQUISITION GROUP, LLC

801-122357 JORDAN CHAPLIN

801-126261 ALL BLUE LABS MANAGEMENT, LLC

801-126071 PF ADVISORS, LLC