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UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549 

FORM 10-D 

ASSET-BACKED ISSUER 

DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF 

THE SECURITIES EXCHANGE ACT OF 1934 

GENERAL INSTRUCTIONS 

A. Rule as to Use of Form 10-D. 

(1) This Form shall be used for distribution reports by asset-backed issuers pursuant to Rule 13a17 or Rule 15d-17 (17CFR 240.13a-17 or 17 CFR 240.15d-17) of the Securities Exchange Act of 

1934 (the “Act”). Such a report is required to be filed even though the sponsor or depositor also 

files reports pursuant to Section 13(a) or 15(d) of the Act (15 U.S.C.78m(a) or 78o(d)) with 

respect to classes of securities other than the asset-backed securities. See Rule 3b-19 (17 

CFR240.3b-19). Terms used in this Form have the same meaning as in Item 1101 of Regulation 

AB (17 CFR 229.1101). 

(2) Reports on this Form shall be filed within 15 days after each required distribution date on the 

asset-backed securities, as specified in the governing documents for such securities. 

B. Application of General Rules and Regulations. 

(1) The General Rules and Regulations under the Act contain certain general requirements which 

are applicable to reports on any form under the Act. These general requirements should be 

carefully read and observed in the preparation and filing of reports on this Form, except that any 

provision in this Form or in these instructions is controlling. 

(2) Particular attention is directed to Regulation 12B (17 CFR 240.12b-1 et seq.), which contains 

general requirements regarding filing reports under the Act. The definitions contained in Rule 

12b-2 should be especially noted. See also Regulations 13A (17 CFR 240.13a-1 et seq.) and 15D 

(17 CFR 240.15d-1 et seq.). 

C. Preparation of Report. 

(1) This Form is not to be used as a blank form to be filled in, but only as a guide in preparing 

the report in accordance with Rules 12b-11 (17 CFR 240.12b-11), 12b-12 (17 CFR 240.12b-12) 

and 12b-13 (17 CFR 240.12b-13). The Commission does not furnish blank copies of this Form to 

be filled in for filing. 

(2) These general instructions are not to be filed with the report. The instructions to the various 

captions of the Form are also to be omitted from the report as filed. 

(SEC 2503 05-19) Potential persons who are to respond to the collection of information contained in this Form 

are not required to respond unless the Form displays a currently valid OMB control number. 
 

 

(3) Any item which is inapplicable or to which the answer is negative may be omitted and no 

reference need be made in the report. If substantially the same information has been previously 

reported by the asset-backed issuer, an additional report of the information on this Form need not 

be made. Identify the form or report on which the previously reported information was filed. 

Identifying information should include a Central Index Key number, file number and date of the 

previously reported information. Identify the form or report on which the previously reported 

information was filed. Identifying information should include a Central Index Key number, file 

number and date of the previously reported information. The term “previously reported” is 

defined in Rule 12b-2 (17 CFR 240.12b-2). 

(4) Attention is directed to Rule 12b-20 (17 CFR 240.12b-20), which states: “In addition to the 

information expressly required to be included in a statement or report, there shall be added such 

further material information, if any, as may be necessary to make the required statements, in the 

light of the circumstances under which they are made not misleading.” 

D. Incorporation by Reference. 

(1) If the asset-backed issuer makes available to the holders of its securities or otherwise 

publishes, within the period prescribed for filing the report on this Form, a press release or other 

document or statement containing information meeting some or all of the requirements of this 

Form, the information called for may be incorporated by reference to such published document 

or statement, in answer or partial answer to any item or items of this Form, provided copies 

thereof are filed as an exhibit to the report on this Form. 

(2) All information incorporated by reference must comply with the requirements of this Form 

and the following rules on incorporation by reference: 

(a) [Reserved] 

(b) Item 1100(c) of Regulation AB (17 CFR 229.1100(c)) (additional requirements for 

incorporating information by reference in filings by asset-backed issuers); 

(c) Rule 303 of Regulation S-T (17 CFR 232.303) (specific requirements for electronically filed 

documents); and 

(d) Exchange Act Rules 12b-23 (17 CFR 240.12b-23) (additional rules on incorporation by 

reference for reports filed pursuant to Sections 13 and 15(d) of the Act). 

(3) With respect to all registrants required to provide asset-level information pursuant to Item 

1111(h) of Regulation AB (17 CFR 229.1111(h)): 

(a) The disclosures filed as exhibits to Form ABS-EE in accordance with Item 601(b)(102) and 

Item 601(b)(103) of Regulation S-K (17 CFR 229.601(b)(102) and 601(b)(103)) must be 

incorporated by reference into the Form 10-D. 

(b) If the pool assets include asset-backed securities of a third-party, registrants may reference 

the third-party’s filings of asset-level data pursuant to Item 1100(c)(2) of Regulation AB (17 

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CFR 232.1100(c)(2)), except that the third-party is not required to meet the definition of 

significant obligor in Item 1101(k) of Regulation AB (17 CFR 232.1101(k)). 

E. Signature and Filing of Report. 

(1) The report on this Form must be signed by the depositor. In the alternative, the report on this 

Form may be signed on behalf of the issuing entity by a duly authorized representative of the 

servicer. If multiple servicers are involved in servicing the pool assets, a duly authorized 

representative of the master servicer (or entity performing the equivalent function) must sign if a 

representative of the servicer is to sign the report on behalf of the issuing entity. 

(2) The name and title of each person who signs the report shall be typed or printed beneath his 

or her signature. Attention is directed to Rule 12b-11 (17 CFR 240.12b-11) concerning manual 

signatures. 

(3) An asset-backed issuer must submit the report on this Form in electronic format via the 

Commission’s Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system in 

accordance with the EDGAR rules set forth in Regulation S-T (17 CFR Part 232), except as 

discussed below. An issuer submitting the report in electronic format must provide the signatures 

required for the report in accordance with Regulation S-T Rule 302 (17 CFR 232.302). For 

assistance with technical questions about EDGAR or to request an access code, call the EDGAR 

Filer Support Office at (202) 942-8900. For assistance with the EDGAR rules, call the Office of 

EDGAR and Information Analysis at (202) 942-2940. 

(4) If the report is filed in paper pursuant to a hardship exemption from electronic filing provided 

by Regulation S-T Rule 201 or 202 (17 CFR 232.201 or 232.202), or as otherwise permitted by 

the Commission, eight copies of the report must be filed with the Commission. An issuer also 

must file at least one complete copy of the report with each national securities exchange on 

which any security of the issuer is listed and registered under Section 12(b) of the Act (15 

U.S.C.78l(b)). At least one complete copy of the report filed with the Commission and one such 

copy filed with each exchange must be manually signed. Copies not manually signed must bear 

typed or printed signatures. When submitting a report in paper under a hardship exemption, an 

issuer must provide the legend required by Regulation S-T Rule 201(a)(2) or202(c) (17 CFR 

232.201(a)(2) or 232.202(c)) on the cover page of the report. When submitting the report in 

electronic format to the Commission, an issuer may submit a paper copy containing typed 

signatures to each national securities exchange in accordance with Regulation S-T Rule 302(c) 

(17 CFR 232.302(c)). 

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OMB APPROVAL 

OMB Number: 3235-0604 

Expires: September 30, 2024 

Estimated average burden 

hours per response . ..... 39.00 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549 

FORM 10-D 

ASSET-BACKED ISSUER 

DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF 

THE SECURITIES EXCHANGE ACT OF 1934 

For the [identify distribution frequency (e.g., monthly/quarterly)] distribution period from 

, 20 to , 20 

Commission File Number of issuing entity: 

Central Index Key Number of issuing entity: 

(Exact name of issuing entity as specified in its charter) 

Commission File Number of depositor: 

Central Index Key Number of depositor: 

(Exact name of depositor as specified in its charter) 

Central Index Key Number of sponsor (if applicable): 

(Exact name of sponsor as specified in its charter) 

(Name and telephone number, including area code, of the person to contact in 

connection with this filing) 

(State or other jurisdiction of incorporation or organization of the issuing entity) 

(I.R.S. Employer Identification No.) 

(Address of principal executive offices of the issuing entity) (Zip Code) 

(SEC 2503 05-19) Potential persons who are to respond to the collection of information contained in this Form 

are not required to respond unless the Form displays a currently valid OMB control number. 

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(Telephone number, including area code) 

(Former name, former address, if changed since last report) 

Registered/reporting pursuant to (check one) 

Section 12(b) 

Title of class 

Section 12(g) Section 15(d) Name of exchange 

(If Section 12(b)) 

[ ] [ ] [ ] 

[ ] [ ] [ ] 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by 

Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or 

for such shorter period that the registrant was required to file such reports), and (2) has been 

subject to such filing requirements for the past 90 days. Yes No 

PART I – DISTRIBUTION INFORMATION 

Item 1. Distribution and Pool Performance Information. 

Provide the information required by Item 1121(a), (b) and (c) of Regulation AB (17 CFR 

229.1121(a), (b) and (c)), and attach as an exhibit to this report the distribution report delivered 

to the trustee or security holders, as the case may be, pursuant to the transaction agreements for 

the distribution period covered by this report. Any information required by Item 1121(a), (b) and 

(c) of Regulation AB that is provided in the attached distribution report need not be repeated in 

this report. However, taken together, the attached distribution report and the information 

provided under this Item must contain the information required by Item 1121(a), (b) and (c) of 

Regulation AB. 

Item 1A. Asset-Level Information. 

Provide the information required by Item 1111 of Regulation AB (17 CFR 229.1111), Pool 

Assets and Item 1125 of Regulation AB (17 CFR 229.1125), Schedule AL – Asset-level 

information. 

Item 1B. Asset Representations Reviewer and Investor Communication. 

For any transaction that included the provisions required by General Instructions I.B.1(b) and 

I.B.1(d) on Form SF-3 (referenced in §239.45), provide the information required by Item 

1121(d) and (e) of Regulation AB (17 CFR 229.1121(d) and (e)), as applicable. 

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PART II – OTHER INFORMATION 

Item 2. Legal Proceedings. 

Provide the information required by Item 1117 of Regulation AB (17 CFR 229.1117). As to such 

proceedings which have been terminated during the period covered by the report, provide similar 

information, including the date of termination and a description of the disposition thereof. 

Instruction. A legal proceeding need only be reported in the report on this Form filed for the 

distribution period in which it first became a reportable event and in subsequent reports on this 

Form in which there have been material developments. 

Item 3. Sales of Securities and Use of Proceeds. 

Provide the information required by Item 2 of Part II of Form 10-Q (17 CFR 249.308a) with 

respect to the period covered by this report. With respect to the information required by Item 2(a) 

of Part II of Form 10-Q: 

(a) Provide this information regarding any sale of securities that are either backed by the same 

asset pool or are otherwise issued by the issuing entity, regardless of whether the transaction was 

registered under the Securities Act of 1933 (15 U.S.C. 77a et seq.) during the period covered by 

the report. 

(b) Also provide the information required by paragraph (e) of Item 1113 of Regulation AB (17 

CFR 229.1113(e)) regarding such securities. 

(c) No information required by Item 701(c) of Regulation S-K need be provided with respect to 

securities which were not registered under the Securities Act. 

Item 4. Defaults Upon Senior Securities. 

Provide the information required by Item 3 of Part II of Form 10-Q with respect to the period 

covered by this report. 

Item 5. [Reserved] 

Item 6. Significant Obligors of Pool Assets. 

Provide the information required by Item 1112(b) of Regulation AB (17 CFR 229.1112(b)). 

Instruction. Such information need only be reported in the report on this Form filed for the 

distribution period in which updated information regarding the significant obligor is required 

pursuant to Item 1112(b) of Regulation AB. See also Item 1100(c) of Regulation AB (17 CFR 

229.1100(c)) regarding the presentation of such information in certain instances. 

Item 7. Change in Sponsor Interest in the Securities. 

Provide the information required by Item 1124 of Regulation AB (17 CFR 229.1124) with 

respect to the reporting period covered by this report. 

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Item 8. Significant Enhancement Provider Information. 

Provide the information required by Items 1114(b)(2) and 1115(b) of Regulation AB (17 CFR 

229.1114(b)(2) and 229.1115(b)). 

Instruction. Such information need only be reported in the report on this Form filed for the 

distribution period in which updated information regarding the enhancement provider is required 

pursuant to Items 1114(b)(2) or 1115(b) of Regulation AB. See also Item 1100(c) of Regulation 

AB (17 CFR 229.1100(c)) regarding the presentation of such information in certain instances. 

Item 9. Other Information. 

The registrant must disclose under this Item any information required to be disclosed in a report 

on Form 8-K during the period covered by the report on this Form, but not reported, whether or 

not otherwise required by this Form. If disclosure of such information is made under this Item, it 

need not be repeated in a report on Form 8-K which would otherwise be required to be filed with 

respect to such information or in a subsequent report on this Form. 

Item 10. Exhibits. 

(a) List the documents filed as a part of the report. 

(b) File, as exhibits to this report, the exhibits required by this Form and Item 601 of Regulation 

S-K (17 CFR 229.601). 

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SIGNATURES* 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly 

caused this report to be signed on its behalf by the undersigned thereunto duly authorized. 

(Depositor) 

Date: 

(Signature)** 

[OR] 

(Issuing entity) 

Date: By: 

(Servicer)** 

(Signature)** 

* See General Instruction E to Form 10-D. 

** Print the name and title of each signing officer under his or her signature. 

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