UNITED STATES OF AMERICA

before the 

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

Release No. 97590 / May 25, 2023

ACCOUNTING AND AUDITING ENFORCEMENT

Release No. 4410 / May 25, 2023

Admin. Proc. File No. 3-21298

In the Matter of

JIA ROGER QIAN WANG, CPA and WANG 

CERTIFIED PUBLIC ACCOUNTANT, P.C.

ORDER

On February 8, 2023, the Securities and Exchange Commission issued an Order 

Instituting Administrative Proceedings (“OIP”) against Jia Roger Qian Wang, CPA, and Wang 

Certified Public Accountant, P.C., (together, “Respondents”), pursuant to Sections 4C and 21C 

of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice.1 

Respondents filed an answer to the allegations contained in the OIP on March 30, 2023.

On May 11, 2023, the parties filed a joint statement, stating that, after a prehearing 

conference, they had reached agreement on a proposed schedule with a hearing (which the 

parties anticipated would last no longer than five days) to commence on December 1, 2023. 

Accordingly, it is ORDERED, based on the parties’ representations, that the parties adhere to the 

following schedule:

June 9, 2023 Last date to exchange name and contact information of 

individuals likely to have discoverable information.

June 16, 2023 Last date for parties to meet and confer on discovery plan.

June 23, 2023 Last date to exchange identity of any expert witness and 

expected topics of testimony.

 

1

Jia Roger Qian Wang, CPA, Exchange Act Release No. 96852, 2023 WL 1819154 (Feb. 

8, 2023).
2

July 17, 2023 Last date to exchange identity of any rebuttal expert 

witness and expected topics of testimony.

July 31, 2023 Close of fact discovery.

August 11, 2023 Last date to serve expert reports.

August 25, 2023 Last date to serve rebuttal expert reports.

September 8, 2023 Close of expert discovery.

September 22, 2023 Last date to file any motions for summary disposition, if 

leave for any such motions is granted.

October 13, 2023 Last date to file oppositions to any motions for summary 

disposition.

October 27 2023 Last date to file replies to any motions for summary 

disposition.

November 3, 2023 Parties exchange and file final witness lists.

November 10, 2023 Parties exchange and file final exhibit lists and pre-marked 

exhibits.

November 17, 2023 Parties file any motions in limine, prehearing briefs, and 

any proposed stipulations of fact.

November 24, 2023 Final prehearing conference.

December 1, 2023 Hearing commences.

It is further ORDERED that the parties shall seek leave to file any motions for summary 

disposition pursuant to Rule of Practice 250(c) by August 4, 2023, by filing a concise statement, 
3

which also addresses whether the parties consent to any modifications of the prehearing schedule 

as a result of such motion for summary disposition.

2

For the Commission, by the Office of the General Counsel, pursuant to delegated 

authority.

Vanessa A. Countryman

 Secretary

 

2

See 17 C.F.R. § 201.250(c) (requiring leave to be sought to file motions for summary 

disposition in 120-day proceedings and articulating that summary disposition may be granted as 

to a claim or defense when there is “no genuine issue with regard to any material fact” and “the 

movant is entitled to summary disposition as a matter of law”); see also Jia Roger Qian Wang, 

CPA, 2023 WL 1819154, at *9 (designating this proceeding one under the “120-day 

timeframe”).