Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 1 

Fill in this information to identify the case: 

United States Bankruptcy Court for the: 

Eastern District of Virginia 

(State) ☐ Check if this is an

Case number (if known): Chapter 11 amended filing

 

Official Form 201 

Voluntary Petition for Non-Individuals Filing for Bankruptcy 04/16 

If more space is needed, attach a separate sheet to this form. On the top of any additional pages, write the debtor’s name and the case 

number (if known). For more information, a separate document, Instructions for Bankruptcy Forms for Non-Individuals, is available. 

1. Debtor’s Name Penn Virginia Corporation 

2. All other names debtor used 

in the last 8 years 

N/A 

 Include any assumed names, 

trade names, and doing business 

as names 

3. Debtor’s federal Employer 

Identification Number (EIN) 23-1184320 

4. Debtor’s address Principal place of business 

Four Radnor Corporate Center, Suite 200

Mailing address, if different from principal place 

of business 

Number Street 

100 Matsonford Road 

Number Street 

Radnor, Pennsylvania 19087 

P.O. Box 

City State Zip Code 

Delaware County, Pennsylvania 

City State Zip Code 

Location of principal assets, if different from 

principal place of business 

County Number Street 

City State Zip Code 

5. Debtor’s website (URL) http://www.pennvirginia.com/ 

6. Type of debtor ☒ Corporation (including Limited Liability Company (LLC) and Limited Liability Partnership (LLP)) 

☐ Partnership (excluding LLP)

☐ Other. Specify: 

 

 

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Debtor Penn Virginia Corporation Case number (if known) Name

Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 2 

7. Describe debtor’s business 

A. Check One:

☐ Health Care Business (as defined in 11 U.S.C. § 101(27A))

☐ Single Asset Real Estate (as defined in 11 U.S.C. § 101(51B)) 

☐ Railroad (as defined in 11 U.S.C. § 101(44))

☐ Stockbroker (as defined in 11 U.S.C. § 101(53A))

☐ Commodity Broker (as defined in 11 U.S.C. § 101(6)) 

☐ Clearing Bank (as defined in 11 U.S.C. § 781(3))

☒ None of the above

B. Check all that apply:

☐ Tax-exempt entity (as described in 26 U.S.C. § 501) 

☐ Investment company, including hedge fund or pooled investment vehicle (as defined in 15 U.S.C. 

§ 80a-3) 

☐ Investment advisor (as defined in 15 U.S.C. § 80b-2(a)(11)) 

C. NAICS (North American Industry Classification System) 4-digit code that best describes debtor. See 

 http://www.uscourts.gov/four-digit-national-association-naics-codes . 

 2111

8. Under which chapter of the 

Bankruptcy Code is the 

debtor filing? 

Check One: 

☐ Chapter 7

☐ Chapter 9 

☒ Chapter 11. Check all that apply:

 ☐ Debtor’s aggregate noncontingent liquidated debts (excluding debts owed to

insiders or affiliates) are less than $2,566,050 (amount subject to adjustment on 

4/01/19 and every 3 years after that). 

 ☐ The debtor is a small business debtor as defined in 11 U.S.C. § 101(51D). If the 

debtor is a small business debtor, attach the most recent balance sheet, statement 

of operations, cash-flow statement, and federal income tax return, or if all of these 

documents do not exist, follow the procedure in 11 U.S.C. § 1116(1)(B). 

 ☒ A plan is being filed with this petition. 

 ☐ Acceptances of the plan were solicited prepetition from one or more classes of 

creditors, in accordance with 11 U.S.C. § 1126(b). 

 ☒ The debtor is required to file periodic reports (for example, 10K and 10Q) with the 

Securities and Exchange Commission according to § 13 or 15(d) of the Securities 

Exchange Act of 1934. File the Attachment to Voluntary Petition for Non-Individuals 

Filing for Bankruptcy under Chapter 11 (Official Form 201A) with this form. 

 ☐ The debtor is a shell company as defined in the Securities Exchange Act of 1934 Rule

12b-2. 

☐ Chapter 12 

9. Were prior bankruptcy cases 

filed by or against the debtor 

within the last 8 years? 

 If more than 2 cases, attach a 

separate list. 

☒ No 

☐ Yes. District When Case number 

MM/DD/YYYY 

District When Case number 

MM/DD/YYYY 

10. Are any bankruptcy cases 

pending or being filed by a 

business partner or an 

affiliate of the debtor? 

List all cases. If more than 1, 

attach a separate list. 

☐ No 

☒ Yes. Debtor See Rider 1 Relationship Affiliate 

District Eastern District of Virginia When 

05/12/2016 

Case number, if known _______________________ MM / DD / YYYY 

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Debtor Penn Virginia Corporation Case number (if known) Name

Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 3 

11. Why is the case filed in this 

district? 

Check all that apply: 

☒ Debtor has had its domicile, principal place of business, or principal assets in this district for 180 days 

immediately preceding the date of this petition or for a longer part of such 180 days than in any other 

district. 

☐ A bankruptcy case concerning debtor's affiliate, general partner, or partnership is pending in this district.

12. Does the debtor own or have 

possession of any real 

property or personal property 

that needs immediate 

attention? 

☒ No 

☐ Yes. Answer below for each property that needs immediate attention. Attach additional sheets if needed. 

Why does the property need immediate attention? (Check all that apply.) 

☐ It poses or is alleged to pose a threat of imminent and identifiable hazard to public health or 

safety. 

 What is the hazard?

☐ It needs to be physically secured or protected from the weather. 

☐ It includes perishable goods or assets that could quickly deteriorate or lose value without 

attention (for example, livestock, seasonal goods, meat, dairy, produce, or securities-related 

assets or other options). 

☐ Other 

Where is the property? 

Number Street 

 

City State Zip Code 

Is the property insured?

☐ No 

☐ Yes. Insurance agency

 Contact name

 Phone 

Statistical and administrative information 

13. Debtor's estimation of 

available funds 

Check one: 

☒ Funds will be available for distribution to unsecured creditors. 

☐ After any administrative expenses are paid, no funds will be available for distribution to unsecured creditors.

14. Estimated number of 

creditors 

☐ 1-49 ☐ 1,000-5,000 ☐ 25,001-50,000 

☐ 50-99 ☐ 5,001-10,000 ☐ 50,001-100,000 

☐ 100-199 ☐ 10,001-25,000 ☐ More than 100,000 

☒ 200-999 

15. Estimated assets ☐ $0-$50,000 ☐ $1,000,001-$10 million ☒ $500,000,001-$1 billion 

☐ $50,001-$100,000 ☐ $10,000,001-$50 million ☐ $1,000,000,001-$10 billion 

☐ $100,001-$500,000 ☐ $50,000,001-$100 million ☐ $10,000,000,001-$50 billion 

☐ $500,001-$1 million ☐ $100,000,001-$500 million ☐ More than $50 billion 

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Debtor Penn Virginia Corporation 

Name 

Case number (if known) 

16. Estimated liabilities • $0-$50,000 

• $50,001-$100,000 

• $100,001-$500,000 

• $500,001-$1 million 

• $1,000,001-$10 million 

• $10,000,001-$50 million 

• $50-,000,001-$100 million 

• $100,000,001-$500 million 

• $500,000,001-$1 billion 

El $1,000,000,001-$10 billion 

• $10,000,000,001-$50 billion 

• More than $50 billion 

Request for Relief, Declaration, and Signatures 

WARNING - Bankruptcy fraud is a serious crime. Making a false statement in connection with a bankruptcy case can result in fines up to 

$500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571. 

17. Declaration and signature of 

authorized representative of 

debtor 

The debtor requests relief in accordance with the chapter of title 11, United States Code, specified in this 

petition. 

I have been authorized to file this petition on behalf of the debtor. 

I have examined the information in this petition and have a reasonable belief that the information is true and 

correct. 

I declare under penalty of perjury that the foregoing is true and correct. 

Executed on /2016 

MM/ DD /YYYY 

SignatqfäsJfauthorized representative of debtor 

Title Authorized Signatory 

R. Seth Bullock 

Printed name 

18. Signature of attorney 

Signature of attorney for debtor 

Date /2016 

MM/ DD/YYYY 

Michael A. Condyles 

Printed name 

Kutak Rock LLP 

Firm name 

Bank or America Center 

1111 East Main Street, Suite 800 

Number 

Richmond 

Street 

City 

(804) 343-5227 

Contact phone 

27807 

VA 23219 

State ZIP Code 

Michael.Condyles@KutakRock.com 

Email address 

VA 

Bar number State 

Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 4 

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 Rider 1 

Fill in this information to identify the case: 

United States Bankruptcy Court for the: 

Eastern District of Virginia 

(State) ☐ Check if this is an

Case number (if known): Chapter 11 amended filing

 

Rider 1 

Pending Bankruptcy Cases Filed by the Debtor and Affiliates of the Debtor 

On the date hereof, each of the entities listed below (collectively, the “Debtors”) filed a petition 

in the United States Bankruptcy Court for the Eastern District of Virginia for relief under chapter 11 of 

title 11 of the United States Code. The Debtors have moved for joint administration of these cases 

under the case number assigned to the chapter 11 case of Penn Virginia Corporation. 

• Penn Virginia Corporation 

• Penn Virginia Holding Corp. 

• Penn Virginia MC Corporation 

• Penn Virginia MC Energy L.L.C. 

• Penn Virginia MC Operating Company L.L.C. 

• Penn Virginia Oil & Gas Corporation 

• Penn Virginia Oil & Gas GP LLC 

• Penn Virginia Oil & Gas LP LLC 

• Penn Virginia Oil & Gas, L.P. 

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 Official Form 201A (12/15) 

[If debtor is required to file periodic reports (e.g., forms 10K and 10Q) with the Securities and Exchange Commission 

pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and is requesting relief under chapter 11 of the 

Bankruptcy Code, this Exhibit "A" shall be completed and attached to the petition.] 

IN THE UNITED STATES BANKRUPTCY COURT 

FOR THE EASTERN DISTRICT OF VIRGINIA 

RICHMOND DIVISION 

 ) 

In re: ) Chapter 11 

 ) 

PENN VIRGINIA CORPORATION, ) Case No. 16-________ (___) 

 ) 

 Debtor. ) 

 ) 

Attachment to Voluntary Petition for Non-Individuals Filing for Bankruptcy under Chapter 11 

1. If any of the debtor’s securities are registered under Section 12 of the Securities Exchange Act of 1934, the SEC file 

number is 001-13283 

2. The following financial data is the latest available information and refers to the debtor’s condition, unless otherwise 

indicated, on December 31, 2015, and is presented on an unaudited and consolidated basis for the Debtor and certain of its 

affiliates. 

(a) Total assets $ 517,700,000 

(b) Total debts (including debts listed in 2.c., 

below) $ 1,432,846,000 

(c) Debt securities held by more than 500 holders N/A 

 

(d) Number of shares of preferred stock 2,201,516 shares (386,355 of Series A and 1,815,161 of Series B)1

(e) Number of shares common stock 86,462,978 shares2

Comments, if any: 

The total asset value listed in 2(a) above is based on the book value of the Debtor and certain 

of its affiliates on a consolidated basis as of December 31, 2015. 

3. Brief description of debtor’s business: Penn Virginia Corporation, together with its debtor affiliates, is an 

independent oil and gas company engaged in the onshore exploration, 

development and production of oil, natural gas liquids and natural gas. 

The Debtors’ recent operations consist primarily of drilling 

unconventional horizontal development wells in the Eagle Ford Shale in 

South Texas. They also have less significant operations in Oklahoma, 

primarily the Granite Wash. 

 

4. List the names of any person who directly or indirectly owns, controls, or holds, with power to vote, 

 5% or more of the voting securities of debtor: 

Name of Holder Percentage of Shares of Ownership3

UBS O'Connor, LLC 51.49% (Preferred A) 

Capstone Investment Advisors, LLC 37.02% (Preferred A) 

Palisade Capital Management, LLC 9.51% (Preferred A) 

UBS O'Connor, LLC 30.27% (Preferred B)

Seaport Global Securities, LLC 21.63% (Preferred B)

Whitebox Advisors, LLC 10.35% (Preferred B)

 

1

 As of March 10, 2016. 

2

 As of March 10, 2016.

3

 As of January 20, 2016. 

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PENN VIRGINIA CORPORATION 

May 9, 2016 

I, Nancy M. Snyder, Corporate Secretary of Penn Virginia Corporation, a Virginia corporation 

(the “Corporation”), do hereby certify the following: 

1. I am the duly qualified and appointed Corporate Secretary of the Corporation. 

2. Attached hereto as Exhibit A is a true, correct, and complete copy of the 

resolutions (the “Resolutions”) duly adopted by the board of directors of the 

Corporation acting pursuant to the Corporation’s bylaws (as amended, amended 

and restated, modified, supplemented, or replaced from time to time, 

the “Bylaws”). 

3. The Resolutions are not inconsistent with the Bylaws. 

4. The Resolutions have not been amended, modified, repealed, or rescinded since 

adopted, and are in full force and effect on and as of the date hereof. 

[Signature page follows] 

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EXHIBIT A

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RESOLUTIONS OF THE BOARD OF DIRECTORS OF 

PENN VIRGINIA CORPORATION 

May 9, 2016

RESTRUCTURING SUPPORT AGREEMENT, RELATED DOCUMENTS, AND 

TERMINATION OF THE EXISTING SWAP AGREEMENT 

WHEREAS, the board of directors (the “Board”) of Penn 

Virginia Corporation (the “Corporation”) reviewed the materials 

presented by the management and the financial and legal advisors 

of the Corporation regarding the liabilities and liquidity situation of 

the Corporation, the strategic alternatives available to it, and the 

effect of the foregoing on the Corporation’s business. 

WHEREAS, the Board has had the opportunity to consult 

with the management and the financial and legal advisors of the 

Corporation and fully consider each of the strategic alternatives 

available to the Corporation. 

WHEREAS, the Corporation has negotiated a restructuring 

support agreement, in form or substantially in the form thereof 

submitted to the Board (the “Restructuring Support Agreement”), 

with the Parties (as such term is defined in the Restructuring 

Support Agreement). 

WHEREAS, certain parties have agreed to backstop a rights 

offering of the new common stock to be issued under the Plan, 

substantially on the terms and conditions set forth in the Backstop 

Commitment Agreement attached to the Restructuring Support 

Agreement as Exhibit C (the “Backstop Commitment Agreement”). 

WHEREAS, certain parties have committed to provide the 

Corporation and certain of its affiliates access to a new 

reserve-based lending facility (the “Exit Facility”) under the Plan, 

substantially on the terms and conditions set forth in the term sheet 

attached to the Restructuring Support Agreement as Exhibit D) and 

the commitment letter and related fee letter with respect thereto 

attached to the Restructuring Support Agreement as Exhibit E 

(the “Commitment and Fee Letters”). 

WHEREAS, the Restructuring Support Agreement requires, 

as a condition to its effectiveness, the Corporation’s termination of 

the existing swap agreement (the “Existing Swap Agreement”) with 

certain of the Secured Lenders (as defined below) or their affiliates. 

WHEREAS the Restructuring Support Agreement provides 

that it can be terminated if the Board determines, after receiving 

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2 

advice from counsel, that proceeding with the transactions 

contemplated by the Restructuring Support Agreement (including, 

without limitation, the Plan or solicitation of the Plan) would be 

inconsistent with the exercise of its fiduciary duties. 

WHEREAS, after careful consideration the Board has 

determined that the Corporation’s entry into the Restructuring 

Support Agreement and the performance of the transactions 

contemplated thereby are advisable and in the best interests of the 

Corporation and its stakeholders. 

NOW, THEREFORE, BE IT: 

RESOLVED, that in the business judgment of the Board, it 

is desirable and in the best interests of the Corporation, its 

stakeholders, its creditors, and other parties in interest, to enter into 

the Restructuring Support Agreement and that the Corporation’s 

performance of its obligations under the Restructuring Support 

Agreement, including with respect to the Backstop Commitment 

Agreement, the Exit Facility, the Commitment and Fee Letters, the 

termination of the Existing Swap Agreement, and all other exhibits, 

schedules, attachments, and ancillary documents or agreements 

related thereto, hereby is, in all respects, authorized, and approved. 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized to execute, on behalf of the Corporation, the 

Restructuring Support Agreement, the Backstop Commitment 

Agreement, the Exit Facility, the Commitment and Fee Letters, and 

all other exhibits, schedules, attachments, and ancillary documents 

or agreements related thereto. 

CHAPTER 11 FILING 

RESOLVED, that in the judgment of the Board, it is 

desirable and in the best interests of the Corporation, its creditors, 

and other parties in interest, that the Corporation shall be, and 

hereby is, authorized to file or cause to be filed a voluntary petition 

for relief (such voluntary petition, and the voluntary petitions to be 

filed by the Corporation’s affiliates, collectively, the “Chapter 11 

Cases”) under the provisions of chapter 11 of title 11 of the United 

States Code (the “Bankruptcy Code”) in a court of proper 

jurisdiction (the “Bankruptcy Court”). 

RESOLVED, that in the judgment of the Board, upon 

advice from the Corporation’s advisors, it is desirable and in the 

best interests of the Corporation, its creditors, and other parties in 

interest, that the Corporation shall be, and hereby is, authorized to 

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3 

file or cause to be filed the chapter 11 plan of reorganization 

(the “Plan”) and related disclosure statement (the “Disclosure 

Statement”), substantially consistent with the form of the Plan and 

Disclosure Statement presented to the Board prior to the date of 

filing. 

RESOLVED, that the Chief Executive Officer, Chief 

Financial Officer, Chief Restructuring Officer, any Executive Vice 

President, any Senior Vice President, any Vice President, any 

Assistant Vice President, or any other duly appointed officer of the 

Corporation (collectively, the “Authorized Officers”), acting alone 

or with one or more other Authorized Officers be, and each of them 

hereby is, authorized, empowered, and directed to execute and file 

on behalf of the Corporation all petitions, schedules, lists, and other 

motions, objections, replies, applications, papers, or documents, 

including the Plan and Disclosure Statement, and to take any and all 

action that they deem necessary or proper to obtain such relief, 

including, without limitation, any action necessary to maintain the 

ordinary course operation of the Corporation’s business. 

DEBTOR-IN-POSSESSION FINANCING, CASH COLLATERAL, ADEQUATE 

PROTECTION, AND NEW SWAP AGREEMENTS 

RESOLVED, that the Corporation will obtain benefits from 

the use of collateral, including cash collateral, as that term is 

defined in section 363(a) of the Bankruptcy Code (the “Cash 

Collateral”), which is security for certain prepetition secured 

lenders (collectively, the “Secured Lenders”) party to that certain 

Credit Agreement, dated as of September 28, 2012, as amended, 

modified, or supplemented, and in effect immediately prior to 

May 12, 2016 (the “Petition Date”), among Penn Virginia 

Holding Corp., as borrower (“Borrower”), Penn Virginia 

Corporation, as parent, Wells Fargo Bank, National Association, as 

administrative agent and issuing bank, Royal Bank of Canada, as 

syndication agent, Bank of Nova Scotia and Bank of America, 

N.A., as co-documentation agents, Wells Fargo Securities, LLC and 

RBC Capital Markets as joint bookrunners and joint lead arrangers, 

and the lenders that are parties thereto from time to time. 

RESOLVED, that in order to use and obtain the benefits of 

the Cash Collateral, and in accordance with section 363 of the 

Bankruptcy Code, the Corporation will provide certain adequate 

protection to the Secured Lenders (the “Adequate Protection 

Obligations”), as documented in a proposed interim order 

(the “Interim DIP Order”) and submitted for approval to the 

Bankruptcy Court. 

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4 

RESOLVED, that in the business judgment of the Board, it 

is desirable and in the best interests of the Corporation, its 

stakeholders, its creditors, and other parties in interest, to enter into 

a certain new debtor-in-possession credit agreement (the “DIP 

Credit Agreement”), in form or substantially in the form thereof 

submitted to the Board. 

RESOLVED, that the form, terms, and provisions of the 

DIP Credit Agreement, and the form, terms, and provisions of such 

other agreements, certificates, and instruments contemplated 

thereby (including the DIP Credit Agreement, collectively, the 

“DIP Credit Agreement Documents”) be, and hereby are, 

authorized, adopted, and approved, and each of the Authorized 

Officers of the Corporation be, and hereby is, authorized and 

empowered, in the name of and on behalf of the Corporation, to 

take such actions and negotiate or cause to be prepared and 

negotiated and to execute, deliver, perform, and cause the 

performance of the DIP Credit Agreement Documents, and incur 

and pay or cause to be paid all fees and expenses and engage such 

persons, in each case, in the form or substantially in the form 

thereof submitted to the Board, with such changes, additions, and 

modifications thereto as the officers of the Corporation executing 

the same shall approve, such approval to be conclusively evidenced 

by such officers’ execution and delivery thereof. 

RESOLVED, that the form, terms, and provisions of the 

Interim DIP Order to which the Corporation is or will be subject, 

and the actions and transactions contemplated thereby be, and 

hereby are, authorized, adopted, and approved, and each of the 

Authorized Officers of the Corporation be, and hereby is, 

authorized and empowered, in the name of and on behalf of the 

Corporation, to take such actions and negotiate or cause to be 

prepared and negotiated and to execute, deliver, perform, and cause 

the performance of, the Interim DIP Order, and such other 

agreements, certificates, instruments, receipts, petitions, motions, 

objections, replies, or other papers or documents to which the 

Corporation is or will be a party, including, but not limited to, any 

term sheet, credit agreement, security, and pledge agreement, or 

guaranty agreement (collectively with the Interim DIP Order and 

the DIP Credit Agreement Documents, the “DIP Documents”), and 

incur and pay or cause to be paid all fees and expenses and engage 

such persons, in each case, in the form or substantially in the form 

thereof submitted to the Board, with such changes, additions, and 

modifications thereto as the officers of the Corporation executing 

the same shall approve, such approval to be conclusively evidenced 

by such officers’ execution and delivery thereof. 

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5 

RESOLVED, that in the business judgment of the Board, it 

is desirable and in the best interests of the Corporation, its 

stakeholders, its creditors, and other parties in interest, to enter into 

certain new swap agreements (the “New Swap Agreements”) with 

certain of the Secured Lenders or their affiliates as permitted by, 

and in accordance with, the DIP Documents. 

RESOLVED, that the Corporation, as debtor and debtor in 

possession under the Bankruptcy Code be, and hereby is, authorized 

to incur the Adequate Protection Obligations and to undertake any 

and all related transactions on substantially the same terms as 

contemplated under the DIP Documents (collectively, 

the “Adequate Protection Transactions”). 

RESOLVED, that the Authorized Officers of the 

Corporation be, and they hereby are, authorized and directed, and 

each of them acting alone hereby is, authorized, directed, and 

empowered in the name of, and on behalf of, the Corporation, as 

debtors and debtors in possession, to take such actions as in their 

discretion is determined to be necessary, desirable, or appropriate 

and execute the New Swap Agreements and the Adequate 

Protection Transactions, including delivery of: (a) the DIP 

Documents and such agreements, certificates, instruments, 

guaranties, notices, and any and all other documents, including, 

without limitation, any amendments to any DIP Documents 

(collectively, the “Adequate Protection Documents”); (b) such other 

instruments, certificates, notices, assignments, and documents as 

may be reasonably requested by the Agents; and (c) such forms of 

deposit account control agreements, officer’s certificates, and 

compliance certificates as may be required by the DIP Documents 

or any other Adequate Protection Document. 

RESOLVED, that each of the Authorized Officers of the 

Corporation be, and hereby is, authorized, directed, and empowered 

in the name of, and on behalf of, the Corporation to file or to 

authorize the Agents to file any Uniform Commercial Code 

(the “UCC”) financing statements, any other equivalent filings, any 

intellectual property filings and recordation and any necessary 

assignments for security or other documents in the name of the 

Corporation that the Agents deem necessary or appropriate to 

perfect any lien or security interest granted under the Interim DIP 

Order, including any such UCC financing statement containing a 

generic description of collateral, such as “all assets,” “all property 

now or hereafter acquired” and other similar descriptions of like 

import, and to execute and deliver, and to record or authorize the 

recording of, such mortgages and deeds of trust in respect of real 

property of the Corporation and such other filings in respect of 

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6 

intellectual and other property of the Corporation, in each case as 

the Agents may reasonably request to perfect the security interests 

of the Agents under the Interim DIP Order. 

RESOLVED, that each of the Authorized Officers of the 

Corporation be, and hereby is, authorized, directed, and empowered 

in the name of, and on behalf of, the Corporation to take all such 

further actions, including, without limitation, to pay or approve the 

payment of all fees and expenses payable in connection with the 

Adequate Protection Transactions and all fees and expenses 

incurred by or on behalf of the Corporation in connection with the 

foregoing resolutions, in accordance with the terms of the Adequate 

Protection Documents, which shall in their sole judgment be 

necessary, proper, or advisable to perform any of the Corporation’s 

obligations under or in connection with the Interim DIP Order or 

any of the other Adequate Protection Documents and the 

transactions contemplated therein and to fully carry out the intent of 

the foregoing resolutions. 

RETENTION OF PROFESSIONALS 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized and directed to employ the law firm of 

Kirkland & Ellis LLP, as general bankruptcy counsel, to represent 

and assist the Corporation in carrying out its duties under the 

Bankruptcy Code, and to take any and all actions to advance the 

Corporation’s rights and obligations, including filing any motions, 

objections, replies, applications, or pleadings; and in connection 

therewith, each of the Authorized Officers, with power of 

delegation, is hereby authorized and directed to execute appropriate 

retention agreements, pay appropriate retainers, and to cause to be 

filed an appropriate application for authority to retain the services 

of Kirkland & Ellis LLP. 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized and directed to employ the law firm of Kutak 

Rock LLP, as local bankruptcy counsel, to represent and assist the 

Corporation in carrying out its duties under the Bankruptcy Code, 

and to take any and all actions to advance the Corporation’s rights 

and obligations, including filing any motions, objections, replies, 

applications, or pleadings; and in connection therewith, each of the 

Authorized Officers, with power of delegation, is hereby authorized 

and directed to execute appropriate retention agreements, pay 

appropriate retainers, and to cause to be filed an appropriate 

application for authority to retain the services of Kutak Rock LLP. 

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7 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized and directed to employ the firm of 

Jefferies LLC, as investment banker, to represent and assist the 

Corporation in carrying out its duties under the Bankruptcy Code, 

and to take any and all actions to advance the Corporation’s rights 

and obligations; and in connection therewith, each of the 

Authorized Officers is, with power of delegation, hereby authorized 

and directed to execute appropriate retention agreements, pay 

appropriate retainers, and to cause to be filed an appropriate 

application for authority to retain the services of Jefferies LLC. 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized and directed to employ the firm of Alvarez & 

Marsal North America, LLC, as restructuring advisor, to represent 

and assist the Corporation in carrying out its duties under the 

Bankruptcy Code, and to take any and all actions to advance the 

Corporation’s rights and obligations; and in connection therewith, 

each of the Authorized Officers is, with power of delegation, 

hereby authorized and directed to execute appropriate retention 

agreements, pay appropriate retainers, and to cause to be filed an 

appropriate application for authority to retain the services of 

Alvarez & Marsal North America, LLC. 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized and directed to employ the firm of Epiq 

Bankruptcy Solutions, LLC as notice, claims, and balloting agent to 

represent and assist the Corporation in carrying out its duties under 

the Bankruptcy Code, and to take any and all actions to advance the 

Corporation’s rights and obligations; and in connection therewith, 

each of the Authorized Officers, with power of delegation, is 

hereby authorized and directed to execute appropriate retention 

agreements, pay appropriate retainers, and to cause to be filed an 

appropriate application for authority to retain the services of Epiq 

Bankruptcy Solutions, LLC. 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized and directed to employ the firm of 

KPMG LLP as tax advisor, to represent and assist the Corporation 

in carrying out its duties under the Bankruptcy Code, and to take 

any and all actions to advance the Corporation’s rights and 

obligations; and in connection therewith, each of the Authorized 

Officers, with power of delegation, is hereby authorized and 

directed to execute appropriate retention agreements, pay 

appropriate retainers, and to cause to be filed an appropriate 

application for authority to retain the services of KPMG LLP. 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 16 of 38
8 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, authorized and directed to employ any other 

professionals to assist the Corporation in carrying out its duties 

under the Bankruptcy Code; and in connection therewith, each of 

the Authorized Officers, with power of delegation, is hereby 

authorized and directed to execute appropriate retention 

agreements, pay appropriate retainers, and to cause to be filed an 

appropriate application for authority to retain the services of any 

other professionals as necessary. 

RESOLVED, that each of the Authorized Officers be, and 

hereby is, with power of delegation, authorized, empowered, and 

directed to execute and file all petitions, schedules, motions, 

objections, replies, applications, pleadings, lists, and other papers 

and, in connection therewith, to employ and retain all assistance by 

legal counsel, accountants, investment bankers, financial advisors, 

restructuring advisors, and other professionals and to take and 

perform any and all further acts and deeds that each of the 

Authorized Officers deem necessary, proper, or desirable in 

connection with the Corporation’s Chapter 11 Case, with a view to 

the successful prosecution of such case. 

GENERAL 

RESOLVED, that in addition to the specific authorizations 

heretofore conferred upon the Authorized Officers, each of the 

Authorized Officers (and their designees and delegates) be, and 

hereby is, authorized and empowered, in the name of and on behalf 

of the Corporation, to take or cause to be taken any and all such 

other and further action, and to execute, acknowledge, deliver, and 

file any and all such agreements, certificates, instruments, and other 

documents and to pay all expenses, including but not limited to 

filing fees, in each case as in such officer’s or officers’ judgment, 

shall be necessary, advisable, or desirable in order to fully carry out 

the intent and accomplish the purposes of the resolutions adopted 

herein. 

RESOLVED, that the Board has received sufficient notice 

of the actions and transactions relating to the matters contemplated 

by the foregoing resolutions, as may be required by the 

organizational documents of the Corporation, or hereby waives any 

right to have received such notice. 

RESOLVED, that all acts, actions, and transactions relating 

to the matters contemplated by the foregoing resolutions done in the 

name of and on behalf of the Corporation, which acts would have 

been approved by the foregoing resolutions except that such acts 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 17 of 38
9 

were taken before the adoption of these resolutions, are hereby in 

all respects approved and ratified as the true acts and deeds of the 

Corporation with the same force and effect as if each such act, 

transaction, agreement, or certificate has been specifically 

authorized in advance by resolution of the Board. 

RESOLVED, that each of the Authorized Officers (and their 

designees and delegates) be, and hereby is, authorized and 

empowered to take all actions or to not take any action in the name 

of the Corporation with respect to the transactions contemplated by 

these resolutions hereunder as the sole shareholder, partner, 

member, managing member, or manager of each direct subsidiary 

of the Corporation, in each case, as such Authorized Officer shall 

deem necessary or desirable in such Authorized Officers’ 

reasonable business judgment as may be necessary or convenient to 

effectuate the purposes of the transactions contemplated herein. 

* * * * * 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 18 of 38
Fill in this information to identify the case: 

United States Bankruptcy Court for the: 

Eastern District of Virginia 

(State) ☐ Check if this is an

Case number (if known): Chapter 11 amended filing

 

Official Form 204

Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 50 Largest 

Unsecured Claims and Are Not Insiders 12/15

A list of creditors holding the 50 largest unsecured claims must be filed in a Chapter 11 or Chapter 9 case. Include claims which the debtor 

disputes. Do not include claims by any person or entity who is an insider, as defined in 11 U.S.C. § 101(31). Also, do not include claims by 

secured creditors, unless the unsecured claim resulting from inadequate collateral value places the creditor among the holders of the 50 

largest unsecured claims. 

Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

1 

WILMINGTON SAVINGS FUND SOCIETY, 

FSB 

ATTN: PAT HEALEY 

500 DELAWARE AVENUE 

WILMINGTON, DE 19801 

PAT HEALEY 

EMAIL - PHEALY@WSFSBANK.COM 

PHONE - 302-792-6000 

FAX - 302-421-9137 

2020 - 8.5% 

Notes $809,767,361 

2 

WILMINGTON SAVINGS FUND SOCIETY, 

FSB 

ATTN: PAT HEALEY 

500 DELAWARE AVENUE 

WILMINGTON, DE 19801 

PAT HEALEY 

EMAIL - PHEALY@WSFSBANK.COM 

PHONE - 302-792-6000 

FAX - 302-421-9137 

2019 - 7.25% 

Notes $312,445,833 

3 

PATTERSON-UTI DRILLING CO LLC 

ATTN: SETH D. WEXLER 

GENERAL COUNSEL & SECRETARY 

450 GEARS ROAD , STE 500 

HOUSTON, TX 77067 

SETH D. WEXLER 

EMAIL - SWEXLER@FULBRIGHT.COM 

PHONE - 361-576-6896 

FAX - 281-765-7175 

Trade Debt $1,711,590 

4 

WADECO SPECIALTIES INC 

ATTN: CODY VOGLER 

CHIEF FINANCIAL OFFICER 

8115 W INDUSTRIAL AVE 

ODESSA, TX 79765 

CODY VOGLER 

EMAIL - BILLING@WADECOSPECIALTIES.COM 

PHONE - 432-563-4340 

FAX - 432-563-4342 

Trade Debt $453,949 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 19 of 38
Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

5 

JONES DAY 

ATTN: NANCY MACKIMM 

PARTNER-IN-CHARGE 

717 TEXAS 

SUITE 3300 

HOUSTON, TX 75201 

NANCY MACKIMM 

EMAIL - NMACKIMM@JONESDAY.COM 

PHONE - 832-239-3939 

FAX - 832-239-3600 

Trade Debt $423,686 

6 

STEVENS TANKER DIVISION LLC 

ATTN: CHIEF FINANCIAL OFFICER 

9757 MILITARY PARKWAY 

DALLAS, TX 75227 

CHIEF FINANCIAL OFFICER 

EMAIL 

AKENNEDY@STEVENTRANSPORTATION.COM 

PHONE - 972-216-9000 

FAX - 214-647-5160 

Trade Debt $386,634 

7 

GO WEST LOGISTICS LLC 

ATTN: CHIEF FINANCIAL OFFICER 

110 S MAIN STREET 

MOULTON, TX 77975 

CHIEF FINANCIAL OFFICER 

EMAIL - ACCOUNTING@GOWESTLOGISTICS.COM; 

RTHOMAS@GOWESTLOGISTICS.COM 

PHONE - 361-596-4655 

FAX - 855-563-3114 

Trade Debt $283,675 

8 

WRANGLER TRUCKING LLC 

ATTN: CHIEF FINANCIAL OFFICER 

726 N AVENUE D 

SHINER, TX 77984 

CHIEF FINANCIAL OFFICER 

EMAIL - WRANGLERTRUCKING@GMAIL.COM 

PHONE - 361-594-8275 

FAX - 512-366-9811 

Trade Debt $275,506 

9 

AMERICAN MIDSTREAM (LAVACA) LLC 

ATTN: BILL MATHEWS 

GENERAL COUNSEL & SECRETARY 

1400 16TH STREET SUITE 310 

DENVER, CO 80202 

BILL MATHEWS 

EMAIL - CBILBERRY@AMERICANMIDSTREAM.COM

ACCOUNTSPAYABLE@AMERICANMIDSTREAM.COM

PHONE - 303-942-2349 

FAX - 713-815-3998 

Trade Debt $275,286 

10 

ENERTIA SOFTWARE 

ATTN: FREDERICK E. FERRIS 

CHIEF FINANCIAL OFFICER AND 

EXECUTIVE VICE PRESIDENT 

125 W MISSOURI AVE 

MIDLAND, TX 79701 

FREDERIC E. FERRIS 

CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE 

PRESIDENT 

EMAIL - N/A 

PHONE - 800-297-1753 

FAX - 432-685-1130 

Trade Debt $227,433 

11 

REFINERY SPECIALTIES INC. 

ATTN: MICKEY D. TUCKER 

PRESIDENT 

38106 FM 3346 

PINE ISLAND, TX 77445 

MICKEY D. TUCKER 

PRESIDENT 

EMAIL - N/A 

PHONE - 979-826-4961 

FAX - 979-826-4935 

Trade Debt $225,800 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 20 of 38
Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

12 

H & A CONSTRUCTION LLC 

ATTN: CHIEF FINANCIAL OFFICER 

109 HORN ROAD 

LOGANSPORT, LA 71049 

CHIEF FINANCIAL OFFICER 

EMAIL - OFFICE@H-ACONSTRUCTION.COM 

PHONE - 318-697-4787 

FAX - 318-697-4788 

Trade Debt $191,082 

13 

RADNOR CENTER ASSOCIATES 

ATTN: BRAD A. MOLOTSKY 

GENERAL COUNSEL & SECRETARY 

555 E LANCASTER AVA #1200 

RADNOR, PA 19087 

BRAD A. MOLOTSKY 

EMAIL - REMIT@BDNREIT.COM 

PHONE - 610-688-0908 

FAX - 610-832-7430 

Trade Debt $169,882 

14 

NZONE GUIDANCE LLC 

ATTN: BRAD VAUGHN 

OWNER 

921 W NEW HOPE DRIVE 

CEDAR PARK, TX 78613 

BRAD VAUGHN 

OWNER 

EMAIL - N/A 

PHONE - 512-528-9772 

FAX - 512-528-9781 

Trade Debt $150,290 

15 

MEMORIAL CITY TOWERS LTD 

ATTN: ROY F. JOHNSON 

CHAIRMAN, CEO OF MEMORIAL CITY 

TOWERS GP, LLC 

820 GESSNER RD 

STE 1800 

HOUSTON, TX 77024 

ROY F. JOHNSON 

CHAIRMAN, CEO OF MEMORIAL CITY TOWERS GP, 

LLC 

EMAIL - N/A 

PHONE - 713-468-4928 

FAX - 713-468-3410 

Trade Debt $134,740 

16 

CHESAPEAKE OPERATING INC. 

ATTN: DOMENIC J. DELL’OSSO, JR. 

CHIEF FINANCIAL OFFICER AND 

EXECUTIVE VICE PRESIDENT FOR 

CHESAPEAKE ENERGY CORP. 

6100 NORTH WESTERN AVENUE 

OKLAHOMA CITY, OK 73118-1044 

DOMENIC J. DELL’OSSO, JR. 

CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE 

PRESIDENT FOR CHESAPEAKE ENERGY CORP. 

EMAIL - N/A 

PHONE - 405-848-8000 

FAX - 405-849-0082 

Trade Debt $81,929 

17 

PIONEER WELL SERVICES 

ATTN: CHIEF FINANCIAL OFFICER 

1250 NE LOOP 410 

SUITE 1000 

SAN ANTONIO, TX 78209 

CHIEF FINANCIAL OFFICER 

EMAIL - CREDITDEPARTMENT@PIONEERES.COM 

PHONE - 979-778-3448 

FAX - 979-728-3632 

Trade Debt $78,880 

18 

3 ES INNOVATION INC. 

ATTN:BRUCE MACDONALD 

CHIEF FINANCIAL OFFICER 

227 - 11TH AVENUE S.W. 

SUITE 400 

CALGARY, AB T2R 1R9 

CANADA 

BRUCE MACDONALD 

CHIEF FINANCIAL OFFICER 

EMAIL - INFO@3ESI-ENERSIGHT.COM 

PHONE - 403-270-3270 

FAX - 403-270-3343 

Trade Debt $72,000 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 21 of 38
Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

19 

GO WEST TRANSPORTATION & 

STORAGE LLC 

ATTN: RANDY THOMAS 

OWNER 

7009 STATE HIGHWAY 304 

HARWOOD, TX 78632 

RANDY THOMAS 

OWNER 

EMAIL - RTHOMAS@GOWESTLOGISTICS.COM 

PHONE - 830-540-3818 

FAX - 855-563-3114 

Trade Debt $64,319 

20 

EMK3 

ATTN: GARY WITTSCHE 

PRESIDENT 

1415 LEGACY DRIVE, SUITE 220 

FRISCO, TX 75034 

GARY WITTSCHE 

EMAIL - TCOULTER@EMK3.COM 

PHONE - 972-668-6601 

FAX - 972-668-6645 

Trade Debt $56,831 

21 

PRIORITY ARTIFICIAL LIFT SVCS LLC 

ATTN: ALEX DUPLECHIN 

CHIEF FINANCIAL OFFICER 

5655 W SAM HOUSTON PKWY N 

HOUSTON, TX 77041 

ALEX DUPLECHIN 

EMAIL - ADUPLECHIN@PRIORITYENERGYLLC.COM

PHONE - 877-317-7467 

FAX - 985-400-5085 

Trade Debt $44,289 

22 

IHS GLOBAL INC. 

ATTN: TODD HYATT 

CHIEF FINANCIAL OFFICER 

15 INVERNESS WAY E 

ENGLEWOOD, CO 80112-5710 

TODD HYATT 

EMAIL - CUSTOMERCARE@IHS.COM 

PHONE - 303-790-0600 

FAX - 303-397-2599 

Trade Debt $43,632 

23 

FESCO LTD 

ATTN: STEVE FINDLEY 

PRESIDENT 

1000 FESCO AVENUE 

ALICE, TX 78332 

STEVE FINDLEY 

PRESIDENT 

EMAIL -STEVE.FINDLEY@FESCOINC.COM 

PHONE - 361-661-7000 

FAX - 361-661-7004 

Trade Debt $33,657 

24 

SMART FREIGHT FUNDING LLC 

ATTN: JARED FLINN 

PARTNER 

15683 SPAULDING ST 

OMAHA, NE 68116-8411 

JARED FLINN 

PARTNER 

EMAIL - support@smartfreightfunding.com 

PHONE - 800-838-2907 

FAX - N/A 

Trade Debt $33,335 

25 

TOTAL ENERGY SOLUTIONS LLC 

ATTN: CHIEF FINANCIAL OFFICER 

1338 PETROLEUM PARKWAY 

BROUSSARD , LA 70518 

CHIEF FINANCIAL OFFICER 

EMAIL - ASHLEYD@TOTALENERGYSOLUTIONS.NET

PHONE - 337-837-1595 

FAX - 337-837-1433 

Trade Debt $32,475 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 22 of 38
Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

26 

MARATHON OIL EF LLC 

ATTN: JOHN R. (J.R.) SULT 

CHIEF FINANCIAL OFFICER 

5555 SAN FELIPE STREET 

HOUSTON, TX 77056 

JOHN R. (J.R.) SULT 

EMAIL - MEDIARELATIONS@MARATHONOIL.COM

PHONE - 713-629-6600 

FAX - 713-629-2358 

Trade Debt $32,365 

27 

A2D TECHNOLOGIES INC. 

ATTN: CHIEF FINANCIAL OFFICER 

2345 ATASCOCITA RD 

HUMBLE, TX 77396-3504 

CHIEF FINANCIAL OFFICER 

EMAIL - N/A 

PHONE - 281-319-4944 

FAX - 281-319-4944 

Trade Debt $30,000 

28 

COASTAL FLOW FIELD SERVICES INC. 

ATTN: CHIEF FINANCIAL OFFICER 

5851 RED BLUFF 

PASADENA, TX 77505 

CHIEF FINANCIAL OFFICER 

EMAIL - CFMINFO@COASTALFLOW.COM 

PHONE - 281-888-9896 

FAX - 832-830-8867 

Trade Debt $23,333 

29 

SHAREHOLDERS.COM 

ATTN: CHIEF FINANCIAL OFFICER 

ONE LIBERTY PLAZA 

165 BROADWAY 

NEW YORK, NY 10006 

CHIEF FINANCIAL OFFICER 

EMAIL - NOCS.BILLING@NASDAQ.COM 

PHONE - 212-401-8700 

FAX - 301-978-4910 

Trade Debt $21,729 

30 

IOS/INSPECTION OILFIELD SERVICES 

ATTN: JODY ARCENEAUX 

CHIEF FINANCIAL OFFICER 

652 N. SAM HOUSTON PKWY E. 

STE 250 

HOUSTON, TX 77060 

JODY ARCENEAUX 

CHIEF FINANCIAL OFFICER 

EMAIL - JARCENEAUX@IOSINSPECTION.COM 

PHONE - 337-856-9001 

FAX - N/A 

Trade Debt $21,437 

31 

REM TORQUE TEST INC. 

ATTN: WES LADWIK 

OWNER 

23 HAMPLE ROAD 

YOAKUM, TX 77995 

WES LADWIK 

OWNER 

EMAIL - N/A 

PHONE - 361-741-2373 

FAX - 361-741-2383 

Trade Debt $21,319 

32 

GE OIL & GAS PRESSURE CONTROL LP 

ATTN: ATTN: CHIEF FINANCIAL OFFICER 

4424 WEST SAM HOUSTON PARKWAYS 

NORTH 

SUITE 100 

HOUSTON, TX 77041 

ATTN: CHIEF FINANCIAL OFFICER 

EMAIL - N/A 

PHONE - 832-325-4200 

FAX - 832-325-4350 

Trade Debt $20,013 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 23 of 38
Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

33 

TILLMAN & ASSOCIATES CONSULTING 

LLC 

ATTN: BOBBY TILLMAN 

PRESIDENT 

801 N MUSTANG RD 

SUITE B 

YUKON, OK 73099 

BOBBY TILLMAN 

EMAIL - BTILLMAN@TILLMANCONSULTING.COM

PHONE - 405-265-4800 

FAX - 405-265-4804 

Trade Debt $18,740 

34 

COASTAL CHEMICAL CO LLC 

ATTN: CHIEF FINANCIAL OFFICER 

6133 HWY. 90 EAST 

BROUSSARD, LA 70518 

CHIEF FINANCIAL OFFICER 

EMAIL - N/A 

PHONE - 337-893-3862 

FAX - 337-898-1185 

Trade Debt $17,321 

35 

J & S WATER WELLS 

ATTN: MONTE RICHARDSON 

PRESIDENT 

1056 E 1ST STREET 

BELLVILLE, TX 77418 

MONTE RICHARDSON 

EMAIL - monterichardsome@me.com 

PHONE - 800-833-5538 

FAX - 979-865-8322 

Trade Debt $17,062 

36 

LONE STAR TANK RENTAL 

ATTN: CHIEF FINANCIAL OFFICER 

2512 WEST HWY 302 

KERMIT, TX 79745 

CHIEF FINANCIAL OFFICER 

EMAIL - INFO@LONESTARTANK.COM 

PHONE - 469-517-5363 

FAX - N/A 

Trade Debt $15,315 

37 

TEQSYS INC. 

ATTN: CHIEF FINANCIAL OFFICER 

919 MAIN STREET 

BASTROP, TX 78602 

CHIEF FINANCIAL OFFICER 

EMAIL - SALES@TEQSYS.COM 

PHONE - 877-883-7797 

FAX - 877-883-3981 

Trade Debt $14,925 

38 

FITZPATRICK TUBING SERVICES 

ATTN: CHIEF FINANCIAL OFFICER 

SOUTH MEADOW LANE 

EL CAMPO, TX 77437-1672 

CHIEF FINANCIAL OFFICER 

EMAIL - INFO@FITZPATRICKTUBING.COM 

PHONE - 979-543-2206 

FAX - 979-543-7268 

Trade Debt $14,750 

39 

CAVALRY SOLUTIONS LLC 

ATTN: CHIEF FINANCIAL OFFICER 

6400 S FIDDLERS GREEN CIR 

SUITE 1980 

GREENWOOD VILLAGE, CO 80111 

CHIEF FINANCIAL OFFICER 

EMAIL - call@cavalry.solutions 

PHONE - 720-279-2213 

FAX - 

Trade Debt $14,430 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 24 of 38
Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

40 

NOV 

ATTN: JOSE A. BAYARDO 

CHIEF FINANCIAL OFFICER 

ARRAYANES LT 4 MZ14 

CD IND BRUNO PAGLIAI 

VERACRUZ, 91697 

MEXICO 

JOSE A. BAYARDO 

CHIEF FINANCIAL OFFICER 

EMAIL - NOVTUBOSCOPEMX@NOV.COM 

PHONE - 52-229-923-3830 

FAX - 713-346-7995 

Trade Debt $13,532 

41 

GANEM & KELLY SURVEYING INC 

ATTN: CHIEF FINANCIAL OFFICER 

101 LAMAR ST., SUITE 5 

POINT COMFORT, TX 77978 

CHIEF FINANCIAL OFFICER 

EMAIL - MELGIN@GKSURVEYING.COM 

PHONE - 361-987-2011 

FAX - 361-987-2140 

Trade Debt 

 

$12,620 

42 

SWABBING JOHNS INC. 

ATTN: JOHN CHAPPELL 

OWNER/PRESIDENT 

HWY 76 NORTH 

LINDSAY, OK 73052 

JOHN CHAPPELL 

CHIEF FINANCIAL OFFICER 

EMAIL - JOHNCHAPPELL@COMCAST.NET OR 

JCHAPPELL@VALORNET.COM 

PHONE - 405-756-8141 

FAX - 405-756-8916 

Trade Debt $12,463 

43 

TEXPERTS INC. 

ATTN: GERHARD SAUMWEBER 

1875 OLD ALABAMA RD, STE 110 

ROSWELL, GA 30076 

GERHARD SAUMWEBER 

EMAIL - GSAUMWEBER@TEXPERTSINC.COM 

PHONE - 770-864-8888 

FAX - 770-643-9196 

Trade Debt $12,364 

44 

APEX REMINGTON INC. 

ATTN: RYAN MAHONY 

VICE PRESIDENT CONTROLLER 

4608 S GARNETT ROAD SUITE 600 

TULSA, OK 74146 

RYAN MAHONY 

EMAIL - N/A 

PHONE - 918-894-5000 

FAX - 918-392-7623 

Trade Debt $12,183 

45 

EXCALIBUR RENTALS INC. 

ATTN: AARON POZZI 

CHIEF FINANCIAL OFFICER 

16108 NW ZAC LENTZ PARKWAY 

VICTORIA, TX 77905 

AARON POZZI 

CHIEF FINANCIAL OFFICER 

EMAIL - A.POZZI@EXCALIBURRENTALS.COM 

PHONE - 361-574-9373 

FAX - 361-574-9397 

Trade Debt $10,976 

46 

ACME TRUCK LINE INC. 

ATTN: CHIEF FINANCIAL OFFICER 

200 WESTBANK EXPRESSWAY 

GRETNA, LA 70053 

CHIEF FINANCIAL OFFICER 

EMAIL - CREDIT@ACMETRUCK.COM 

PHONE - 504-368-2510 

FAX - 888-345-2263 

Trade Debt $9,943 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 25 of 38
Name of creditor and complete 

mailing address, including zip code

Name, telephone number and email address of 

creditor contact Nature of 

claim

(for example, 

trade debts, 

bank loans, 

professional 

services, and 

government 

contracts) 

Indicate if 

claim is 

contingent, 

unliquidated, 

or disputed

Amount of claim

If the claim is fully unsecured, fill in only 

unsecured claim amount. If claim is 

partially secured, fill in total claim amount 

and deduction for value of collateral or 

setoff to calculate unsecured claim. 

Total claim, if 

partially 

secured

Deduction 

for value of 

collateral or 

setoff

Unsecured 

claim

47 

GREAT TEXAS COMPRESSION LLC 

ATTN: MARTIN KALER 

18615 TUSCANY STONE SUITE 390 

SAN ANTONIO, TX 78258 

MARTIN KALER 

EMAIL - INFO@GREATTEXASCOMPRESSION.COM

PHONE - 210-260-1013 

FAX - 210-569-6755 

Trade Debt $9,800 

48 

DNOW LP 

ATTN: PHILLIP GOODWIN 

7402 N ELDRIDGE PKWY 

HOUSTON, TX 77041 

PHILLIP GOODWIN 

EMAIL - PHILLIP.GOODWIN@DNOW.COM 

PHONE - 281-823-4021 

FAX - N/A 

Trade Debt $9,278 

49 

ENABLE PRODUCTS LLC 

ATTN: CHIEF FINANCIAL OFFICER 

515 CENTRAL PARK DR., STE 600 

OKLAHOMA CITY, OK 73105 

CHIEF FINANCIAL OFFICER 

EMAIL - N/A 

PHONE - 405-557-6885 

FAX - 405-557-6827 

Trade Debt $9,214 

50 

MARTIN ELECTRIC COMPANY INC. 

ATTN: CHIEF FINANCIAL OFFICER 

1504 W JACKSON ST 

EL CAMPO, TX 77437 

CHIEF FINANCIAL OFFICER 

EMAIL - 

PHONE - 979-543-6421 

FAX - 979-578-0311 

Trade Debt $8,858 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 26 of 38
• Fill in this information to identify the case and this filinoDebtor Name Penn Virginia Corporation, et at. 

United States Bankruptcy Court for the: Eastern District of Virginia 

(State) 

Case number (if known): 

I I 

Official Form 202 

Declaration Under Penalty of Periurv for Non-Individual Debtors 12/15 

An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit 

this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, 

and any amendments of those documents. This form must state the individual's position or relationship to the debtor, the identity of the 

document, and the date. Bankruptcy Rules 1008 and 9011. 

WARNING - Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by 

fraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 

152, 1341, 1519, and 3571. 

Declaration and signature 

I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or 

another individual serving as a representative of the debtor in this case. 

I have examined the information in the documents checked below and I have a reasonable belief that the information is true and 

correct: 

• Schedule A/8: Assets-Real and Personal Property (Official Form 206A/8) 

• Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D) 

• Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F) 

• Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G) 

• Schedule H: Codebtors (Official Form 206H) 

• Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum) 

• Amended Schedule 

0 Chapter 11 or Chapter 9 Cases: Consolidated List of Creditors Who Have the 50 Largest Unsecured Claims and Are 

Not Insiders (Official Form 204) 

• Other document that requires a declaration 

I declare under penalty of perjury that the foregoing is true and correct. 

Executed on 

/2016 

MM/ DD/YYYY Signatured individual signing on behalf of debtor 

R. Seth Bullock 

Printed name 

Authorized Signatory 

Position or relationship to debtor 

Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 27 of 38
IN THE UNITED STATES BANKRUPTCY COURT 

FOR THE EASTERN DISTRICT OF VIRGINIA 

RICHMOND DIVISION 

 ) 

In re: ) Chapter 11 

 ) 

PENN VIRGINIA CORPORATION, ) Case No. 16-________ (___) 

 ) 

 Debtor. ) 

 ) 

LIST OF EQUITY SECURITY HOLDERS1

Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Penn Virginia 

Corporation 

UBS O'Connor, LLC 

One N. Wacker Dr., 32nd Fl.

Chicago, IL 60606 Preferred A 51.49% 

Capstone Investment Advisors, 

LLC 

Seven World Trade Center, 

250 Greenwich St., 30th Fl. 

New York, NY 10005 

Preferred A 37.02% 

Palisade Capital Management, 

LLC 

One Bridge Plaza, #695 

Fort Lee, NJ 07024 Preferred A 9.51% 

Individual Holders c/o Cede & Co. 

(Fast Account) 

P.O. Box 20 

Bowling Green Station 

New York, NY 10004-1408 

Preferred A 1.91% 

Wells Fargo Securities, LLC 

375 Park Ave., 2nd Fl. 

New York, NY 10152 Preferred A 0.07% 

RBC Capital Markets, LLC 

Three World Financial Ctr., 

200 Vesey St. 

New York, NY 10281 

Preferred A 0.01% 

UBS O'Connor, LLC 

One N. Wacker Dr., 32nd Fl. 

Chicago, IL 60606 Preferred B 30.27% 

Seaport Global Securities, LLC 

360 Madison Ave., 22nd Fl. 

New York, NY 10017 Preferred B 21.63% 

Whitebox Advisors, LLC 

3033 Excelsior Blvd., #300 

Minneapolis, MN 55416 Preferred B 10.35% 

Geode Capital Management, 

LLC 

One Post Office Sq., 20th Fl.

Boston, MA 02109 Preferred B 8.65% 

Columbia Management 

Investment Advisers, LLC 

225 Franklin St., 31st & 32nd 

Fl. 

Boston, MA 02110 

Preferred B 6.94% 

Wells Fargo Securities, LLC 

375 Park Ave., 2nd Fl. 

New York, NY 10152 Preferred B 6.80% 

RBC Capital Markets, LLC 

Three World Financial Ctr., 

200 Vesey St. 

New York, NY 10281 

Preferred B 4.12% 

Hutchin Hill Capital, L.P. 

142 W. 57th St., 15th Fl. 

New York, NY 10019 Preferred B 2.94% 

Highbridge Capital 

Management, LLC 

40 W. 57th St., 32nd Fl. 

New York, NY 10019 Preferred B 1.85% 

Capstone Investment Advisors, 

LLC 

Seven World Trade Center, 

250 Greenwich St., 30th Fl. 

New York, NY 10005 

Preferred B 1.44% 

 

1

 This list serves as the disclosure required to be made by the debtor pursuant to rule 1007 of the Federal Rules of 

Bankruptcy Procedure. Equity positions listed for Preferred A and Preferred B holders are as of January 20, 

2016. Equity positions listed for common holders are as of May 4, 2016. Address information for individual 

holders has been redacted to maintain confidentiality. 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 28 of 38
Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Penn Virginia 

Corporation 

Jefferies, LLC2

520 Madison Ave., 16th Fl. 

New York, NY 10022 Preferred B 1.29% 

Tenor Capital Management 

Company, L.P. 

1180 Ave. of the Americas 

#1940 

New York, NY 10036 

Preferred B 1.24% 

Credit Suisse Securities (USA), 

LLC 

11 Madison Ave. 

New York, NY 10010 Preferred B 1.03% 

Basso Capital Management, 

L.P. 

1266 E. Main St., 4th Fl. 

Stamford, CT 06902 Preferred B 0.53% 

Cede & Co. (Fast Account) P.O. Box 20 

Bowling Green Station 

New York, NY 10004-1408 

Common 99.40% 

Edward B. Cloues II Redacted Common < 0.10% 

Steven W. Krablin Redacted Common < 0.10% 

Gillespie Co. P.O. Box 675 Tazewell, VA 

24651-0675 Common < 0.10% 

Tenor Opportunity Master Fund 

LTD 

1180 Avenue of the Americas 

#1940 

 New York, NY 10036 

Common < 0.10% 

D. Parks Bunn Jr. Redacted Common < 0.10% 

George W. Williams Redacted Common < 0.10% 

Frank A .Pici & Sharon L. Pici Redacted Common < 0.10% 

Steven W. Krablin Redacted Common < 0.10% 

Eleanor Bowne Walsh Redacted Common < 0.10% 

Bruce Frederick Miller Redacted Common < 0.10% 

Nancy H. Chiles Redacted Common < 0.10% 

Catherine Elisabeth Ericson Redacted Common < 0.10% 

Robert W. Lowman & Myrtle W. 

Lowman 

Redacted Common < 0.10% 

Rakesh Pai Redacted Common < 0.10% 

Ernest L. Cox Redacted Common < 0.10% 

David Allen Rotenberry Redacted Common < 0.10% 

Leonard L. Ferrari Redacted Common < 0.10% 

Richard T. Lewis Redacted Common < 0.10% 

Shirley C. Burnett Redacted Common < 0.10% 

William P. Ketcham Redacted Common < 0.10% 

Michael E. Stamper Redacted Common < 0.10% 

Casey A. Leenheer Redacted Common < 0.10% 

Christine Willson Redacted Common < 0.10% 

Vola B. Edwards Redacted Common < 0.10% 

Thomas W. May Redacted Common < 0.10% 

Virginia H. Meador Redacted Common < 0.10% 

Michael M. Mullins Redacted Common < 0.10% 

Barbara M. Donelik Redacted Common < 0.10% 

Gail F. McArthur Redacted Common < 0.10% 

Kenneth Kenderdine Redacted Common < 0.10% 

Charlotte Munning Redacted Common < 0.10% 

Joan M. Hess Redacted Common < 0.10% 

Joseph J. Adams & Paula E. 

Adams 

Redacted Common < 0.10% 

James Keith Buchanan Redacted Common < 0.10% 

Robert F. Bonner Redacted Common < 0.10% 

Richard G. Heintzelman Jr. Redacted Common < 0.10% 

Philip R. Loe Redacted Common < 0.10% 

Wilma D. Craig Redacted Common < 0.10% 

Katherine Diane Leisenring & 

Madeline F. Leisenring 

Redacted Common < 0.10% 

Robin K. Woolfenden Redacted Common < 0.10% 

Penelope M. Krell Redacted Common < 0.10% 

Susan Elizabeth Parks Redacted Common < 0.10% 

Jeffrey J. Nemitz Redacted Common < 0.10% 

 

2

 Jefferies, LLC, commenced the process to sell out of its equity security position prior to the petition date. 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 29 of 38
Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Penn Virginia 

Corporation 

Gary K. Wright Redacted Common < 0.10% 

Irene Gourlay Redacted Common < 0.10% 

Warren G. Williams Redacted Common < 0.10% 

Jennifer Williams Redacted Common < 0.10% 

Harry E. Janes Redacted Common < 0.10% 

Joan C. Shunk Redacted Common < 0.10% 

Jan Chalupny Redacted Common < 0.10% 

Elizabeth F. Han Redacted Common < 0.10% 

Litter Distributing Co. Inc. P.O. Box 297 

524 Eastern Ave. 

Chillicothe, OH 45601-3471 

Common < 0.10% 

Cecile Many Redacted Common < 0.10% 

Jennie Claire Proctor Redacted Common < 0.10% 

Martin Pezoldt Redacted Common < 0.10% 

Marguerite D. Lewis c/o 

Marguerite D. Catherman 

Redacted Common < 0.10% 

Louis c. Diani Redacted Common < 0.10% 

Wendell L. Archer Redacted Common < 0.10% 

Robert W. Lowman Redacted Common < 0.10% 

Chester R. Felkner, Jr. Redacted Common < 0.10% 

Mary Felkner Smith Redacted Common < 0.10% 

Marlene Linton Redacted Common < 0.10% 

Marlene E. Linton Redacted Common < 0.10% 

George David Dumbaugh Redacted Common < 0.10% 

Barbara A. Shaw Redacted Common < 0.10% 

Robert R. Waltz Jr. Cust Alexa 

A. Waltz 

Redacted Common < 0.10% 

Robert R. Waltz Jr. Cust Megan 

R. Walsho 

Redacted Common < 0.10% 

Leah N. Kiviat Redacted Common < 0.10% 

Sara R. Berkenwald tod Michael 

L. Berkenwald 

Redacted Common < 0.10% 

Phillip D. Weinstock Redacted Common < 0.10% 

Edward L. Tribbey Sr. Redacted Common < 0.10% 

Valerie S. Lucht Tod Ronald M. 

Lucht 

Redacted Common < 0.10% 

Teresa D. Kelly Redacted Common < 0.10% 

John W. Corn Redacted Common < 0.10% 

George F. Parris, Jr. Redacted Common < 0.10% 

Lone Star Value Investors LP 53 Forest Ave. 

Old Greenwich, CT 06870 

Common <0.10% 

Jeanne R. McFeely Redacted Common < 0.10% 

William J. Regensburg & 

Doris L. Regensburg 

Redacted Common <0.10% 

Marion S. Beauchemin Redacted Common < 0.10% 

Myrtle F. Peragallo Redacted Common < 0.10% 

Wendy R. Thurman Redacted Common < 0.10% 

Stephen J. Koczo Redacted Common < 0.10% 

Barbara R. Hensley tod Jamie 

L. Hensley 

Redacted Common < 0.10% 

ChenG-Chih Chao Redacted Common < 0.10% 

Donna Patrizio Redacted Common < 0.10% 

Delta Resources Inc. C/O LVMC Family Office 

P.O. Bix 1869 

Nashville, TN 37024-1869 

Common < 0.10% 

Grace A. Diehl Redacted Common < 0.10% 

Thomas R.Duplantier Redacted Common < 0.10% 

Marsha J. Nemitz Redacted Common < 0.10% 

Helen O. Mara Redacted Common < 0.10% 

James L. Sykes Redacted Common < 0.10% 

Leigh Scot Woolfenden Redacted Common < 0.10% 

Karl W. Williams Redacted Common < 0.10% 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 30 of 38
Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Penn Virginia 

Corporation 

Leslie C. Diani & 

Barbara A. Diani 

Redacted Common < 0.10%. 

Karen Jordan Redacted Common < 0.10% 

Gordon C. Campbell Jr. - Ex. 

Est. 

Elizabeth Edwards Campbell 

Redacted Common < 0.10% 

Gordon C. Campbell, Jr. Redacted Common < 0.10% 

Joseph R. Clair III Redacted Common < 0.10% 

Earl A. Gray Redacted Common < 0.10% 

Elizabeth Rook Redacted Common < 0.10% 

Elaine M. Zecca Redacted Common < 0.10% 

Stephanie B. Leisenring Redacted Common < 0.10% 

Wendell Lee Archer Redacted Common < 0.10% 

Brandon H. Beck - Cust 

Brian Hamilton Beck 

Redacted Common < 0.10% 

Kathleen J. Lubbers Redacted Common < 0.10% 

David Toro Redacted Common < 0.10% 

Alan R. Van Gelder Redacted Common < 0.10% 

Raymond J. Dobry Redacted Common < 0.10% 

Karin E. Gapper Redacted Common < 0.10% 

John R. Hastings & 

Kathryn C. Hastings 

Redacted Common < 0.10% 

Martin R. McDonnell Redacted Common < 0.10% 

Sara S. Senior Redacted Common < 0.10% 

Ernest R. Ziegler & 

Jacqueline A. Ziegler 

Redacted Common < 0.10% 

John B. Jones, Jr. Redacted Common < 0.10% 

Diane Mainwold Redacted Common < 0.10% 

Thomas J. Lubbers, Redacted Common < 0.10% 

Scot A. Harlow - TTEE 

Edward B. Byrd - Rev Trust 

Redacted Common < 0.10% 

Marc Soskin Redacted Common < 0.10% 

H. Jarrell Gibbs Redacted Common < 0.10% 

David T. Good Redacted Common < 0.10% 

Anna E. Deppner - TOD 

John A. Deppner 

Redacted Common < 0.10% 

Sydney L .Asbury Redacted Common < 0.10% 

Richard L. Hallowell Redacted Common < 0.10% 

Wendell L. Archer - Cust. 

Nicole L. Archer 

Redacted Common < 0.10% 

Paul R. Johnson & 

Alice S. Johnson 

Redacted Common < 0.10% 

Paul E. Frey Redacted Common < 0.10% 

Helene B. Sandole Redacted Common < 0.10% 

Linda K. Jenkins Redacted Common < 0.10% 

Tamara Wax Cooper Redacted Common < 0.10% 

Toby Wax Keller Redacted Common < 0.10% 

Janet Myers & Gary Myers 

TTEES 

Redacted Common < 0.10% 

Michael Haigney & 

James Haigney 

Redacted Common < 0.10% 

Francis G. Jaros, Jr. Redacted Common < 0.10% 

John A. Hollingsworth & 

Patricia A. Hollingsworth 

Redacted Common < 0.10% 

George O. Thompson Redacted Common < 0.10% 

Julia Webb Redacted Common < 0.10% 

Nancy M. Snyder - Cust 

Matthew C. Haas 

Redacted Common < 0.10% 

Esther S. Boepple Redacted Common < 0.10% 

Henry Rodgers, Jr. Redacted Common < 0.10% 

Robert S. Bond Redacted Common < 0.10% 

Jerry B. Sliker Redacted Common < 0.10% 

Shirley Brotzman Redacted Common < 0.10% 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 31 of 38
Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Penn Virginia 

Corporation 

Alan Russell Kahn - Cust. 

Amanda Heather Kahn 

Redacted Common < 0.10% 

Alan Russell Kahn - Cust 

Kimberly Robin Kahn 

Redacted Common < 0.10% 

Ned J. Branham Redacted Common < 0.10% 

Barry L. Hollinger Redacted Common < 0.10% 

Douglas Dalrymple Redacted Common < 0.10% 

Elisbeth I. Evans Redacted Common < 0.10% 

Christopher C. Evans Redacted Common < 0.10% 

Christine Nolan Redacted Common < 0.10% 

Alan R. Van Gelder & 

Arlene R. Van Gelder 

Redacted Common < 0.10% 

Ralph W. Libbee Redacted Common < 0.10% 

Joseph D.Zweig Redacted Common < 0.10% 

Doris E. Dixey Redacted Common < 0.10% 

James G. Kenan III Redacted Common < 0.10% 

Walter C. Lehmer Redacted Common < 0.10% 

Barnard G. Megargee Redacted Common < 0.10% 

Stephen L. Parker - Cust. 

Hallie Mayhall Parker 

Redacted Common < 0.10% 

Campbell B. Slemp Redacted Common < 0.10% 

Jessica Delong Redacted Common < 0.10% 

Allan C. Doerner Redacted Common < 0.10% 

Paul Hanus Redacted Common < 0.10% 

John I. Thompson Redacted Common < 0.10% 

Billy Joe Hobbs, Jr. Redacted Common < 0.10% 

Mary Jo Stewart Redacted Common < 0.10% 

Connie L> Bulfinch Redacted Common < 0.10% 

Robert M. Bulfinch Redacted Common < 0.10% 

M. Evelyn Hudson Redacted Common < 0.10% 

Terry M. Armstrong & 

Keith A. Armstrong 

Redacted Common < 0.10% 

Patrick W. Darden Redacted Common < 0.10% 

Michael De Vries Redacted Common < 0.10% 

James E. Jarvis Redacted Common < 0.10% 

Mary K. Koltz Redacted Common < 0.10% 

Emily Zaczek Redacted Common < 0.10% 

Mira B. Libby Redacted Common < 0.10% 

Ronald Naftal Redacted Common < 0.10% 

Christopher L. Richardson & 

Lilia G. Richardson 

Redacted Common < 0.10% 

David A. Eamigh, JR. Redacted Common < 0.10% 

George W. Burd Redacted Common < 0.10% 

C. Burnett Freas, Jr. Redacted Common < 0.10% 

George G. Burd Redacted Common < 0.10% 

John f. Creek Redacted Common < 0.10% 

W. Jack Davis & 

Debora K> Davis 

Redacted Common < 0.10% 

Thomas E. Garcea Redacted Common < 0.10% 

Dennis J. Henry Redacted Common < 0.10% 

Northwest Christian School 92 Route 519 

Newton, NY 07860-6232 

Common < 0.10% 

Robert C. Opperman Redacted Common < 0.10% 

Mary L. Thacker Redacted Common < 0.10% 

Grace Miller Redacted Common < 0.10% 

Terry L. Dickenson Redacted Common < 0.10% 

Dale Eamigh Redacted Common < 0.10% 

Ronald D. Bailey Redacted Common < 0.10% 

Dan R. Cooke Redacted Common < 0.10% 

Gary L. Karstetter Redacted Common < 0.10% 

Lynne Whitefield Redacted Common < 0.10% 

Floyd E. Gailey Redacted Common < 0.10% 

Lewis C. Beeler Redacted Common < 0.10% 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 32 of 38
Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Penn Virginia 

Corporation 

Joseph W. Crane, Jr. Redacted Common < 0.10% 

Milodar Cvetkovich Redacted Common < 0.10% 

Robert L. Daugherty Redacted Common < 0.10% 

George H. Deppner Redacted Common < 0.10% 

Charles W. Hill Redacted Common < 0.10% 

Jeffrey L. Hundley Redacted Common < 0.10% 

Scott A. Katzenmeyer Redacted Common < 0.10% 

Gary L. McCrary Redacted Common < 0.10% 

Patricia Ann Sliker Redacted Common < 0.10% 

Ricky Muncey Redacted Common < 0.10% 

Katrina Van Fosson Redacted Common < 0.10% 

Joanne Briggs Slusser - Cust 

Martin E. Slusser UNIF Gift 

Redacted Common < 0.10% 

Scott J. Greenwell Redacted Common < 0.10% 

Deborah Ann Michael Redacted Common < 0.10% 

James A. Nelson Redacted Common < 0.10% 

Barbara S. Rickards Redacted Common < 0.10% 

Edwin M. Westover Redacted Common < 0.10% 

Carmella Spinelli Redacted Common < 0.10% 

John C. Flanagan, Jr. Redacted Common < 0.10% 

Cristin Nicole Riffle Redacted Common < 0.10% 

Robert E. Towner Redacted Common < 0.10% 

Richard Katz & Betty Katz Redacted Common < 0.10% 

Clement T. Romer III Redacted Common < 0.10% 

John A. Romer Redacted Common < 0.10% 

Susan E. Romer Redacted Common < 0.10% 

Robert E. Fetty Redacted Common < 0.10% 

Donald Ford Redacted Common < 0.10% 

Stanley Kaqnia Redacted Common < 0.10% 

David L. McDonald Redacted Common < 0.10% 

Doris J. McGrath Redacted Common < 0.10% 

Karen A. Rood c/o Casamatta Redacted Common < 0.10% 

Lloyd Shell Redacted Common < 0.10% 

Donald J. Swanson Redacted Common < 0.10% 

Martin Whelan Redacted Common < 0.10% 

Irena Jedryezka Redacted Common < 0.10% 

Leyla Kardan Redacted Common < 0.10% 

Robert Singleton Redacted Common < 0.10% 

Paul J. Herron, Jr. Redacted Common < 0.10% 

Michael C. Banks Redacted Common < 0.10% 

James H. Beatty, Jr. Redacted Common < 0.10% 

Dale L. Drake Redacted Common < 0.10% 

Greg D. Greer Redacted Common < 0.10% 

Thomas N. Lake Redacted Common < 0.10% 

James C. McGrath Redacted Common < 0.10% 

Donald J. Molzon & 

Lauretta B. Molzon 

Redacted Common < 0.10% 

Maryann Pasko-Delagrange Redacted Common < 0.10% 

Carmela Phillips Redacted Common < 0.10% 

James J. Rager Redacted Common < 0.10% 

Tammy L. Simonis Redacted Common < 0.10% 

James E. Steurer Redacted Common < 0.10% 

Etta M. Simmons Redacted Common < 0.10% 

Roy A. Armstrong c/o Keith 

Armstrong 

Redacted Common < 0.10% 

Justin Haas Harper Redacted Common < 0.10% 

Sherri Lehmer Yuhas Redacted Common < 0.10% 

Preston Emery Harper Redacted Common < 0.10% 

Paul L. Ball Redacted Common < 0.10% 

Michael Banks Redacted Common < 0.10% 

Chris R. Blauvelt Redacted Common < 0.10% 

Burton Brewer., Jr. Redacted Common < 0.10% 

Hubert Campbell Redacted Common < 0.10% 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 33 of 38
Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Penn Virginia 

Corporation 

Benjamin R. Contella Redacted Common < 0.10% 

Mary Lou Creedon Redacted Common < 0.10% 

Glenn S. Denoth Redacted Common < 0.10% 

Peter H. Dershimer Redacted Common < 0.10% 

Keith D. Frey Redacted Common < 0.10% 

Lawrence W. Graham Redacted Common < 0.10% 

Robert H. Holterman Redacted Common < 0.10% 

Vincent C. Hughes Redacted Common < 0.10% 

Michael Kelly Redacted Common < 0.10% 

Nevin C. Kensinger Redacted Common < 0.10% 

Nancy M. Kleber Redacted Common < 0.10% 

Herbert E. Little Redacted Common < 0.10% 

Ralph B. McDonald Redacted Common < 0.10% 

Terry Murrell Redacted Common < 0.10% 

Edmond C. Perry Redacted Common < 0.10% 

Frank Petit Redacted Common < 0.10% 

Virgil C. Plummer Redacted Common < 0.10% 

Mark A. Satterly Redacted Common < 0.10% 

Barbara J. Seymour Redacted Common < 0.10% 

Walter R. Sharp Redacted Common < 0.10% 

Deborah A. Sherrod Redacted Common < 0.10% 

Frederick E. Simone, Jr. c/o 

Frederick E. Simone, Sr. 

Redacted Common < 0.10% 

Melvin G. Sliker, Jr. Redacted Common < 0.10% 

Dale L. Smith Redacted Common < 0.10% 

Donald Swanson Redacted Common < 0.10% 

David N. Tuel Redacted Common < 0.10% 

Troy A. Washam Redacted Common < 0.10% 

Steven J. Widner Redacted Common < 0.10% 

Wayne A. Woodfork Redacted Common < 0.10% 

 William N. Young Redacted Common < 0.10% 

Thomas G .Vasilev Redacted Common < 0.10% 

Dayton J. Lundy Redacted Common < 0.10% 

Chad R. Humphries Redacted Common < 0.10% 

Dale V. Teets Redacted Common < 0.10% 

Ina Hughes Redacted Common < 0.10% 

Frank P. Marunich Redacted Common < 0.10% 

Colleen D. Cassidy Redacted Common < 0.10% 

Richard C. Wallace Redacted Common < 0.10% 

James E. Adams Redacted Common < 0.10% 

Jeffrey Akers Redacted Common < 0.10% 

Charles Atkisson Redacted Common < 0.10% 

Luther C. Bailey Redacted Common < 0.10% 

Edward G. Balvin Redacted Common < 0.10% 

Wayne Beasley Redacted Common < 0.10% 

Brenda J. Beeler Redacted Common < 0.10% 

Elizabeth Borbas Redacted Common < 0.10% 

Business First of Louisville C/O Mike Kallay 

P.O. Box 249 

Louisville, KY 40201-0249 

Common < 0.10% 

Hubert D. Campbell Redacted Common < 0.10% 

Gene A. Cline Redacted Common < 0.10% 

Cornelius Davidson Redacted Common < 0.10% 

Alvah J. DeMott Redacted Common < 0.10% 

David L. Dickinson Redacted Common < 0.10% 

Dale Drake Redacted Common < 0.10% 

William J. Folsom Redacted Common < 0.10% 

Charles A. Frye Redacted Common < 0.10% 

Gary D. Gelston Redacted Common < 0.10% 

Jack J. Gembach, Jr. Redacted Common < 0.10% 

Stephen M. Gratzinger Redacted Common < 0.10% 

Daniel R. Hamilton Redacted Common < 0.10% 

Mark A. Heckell Redacted Common < 0.10% 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 34 of 38
Debtor Registered Holder Address of Equity 

Holder 

Type of 

Equity 

Security 

Percentage 

Held 

Scott A. Katzenmyer Redacted Common < 0.10% 

William W. Kelly, Jr. Redacted Common < 0.10% 

John M. Kortz Redacted Common < 0.10% 

Walter Kukyciak Redacted Common < 0.10% 

Gary D. Leeman, Sr. Redacted Common < 0.10% 

Carla S. Lovorn Redacted Common < 0.10% 

James M. MacPherson Redacted Common < 0.10% 

Joel D. McCorkel Redacted Common < 0.10% 

Mary S. McCormick Redacted Common < 0.10% 

Delores E. Mobley Redacted Common < 0.10% 

Rodney K. Parker Redacted Common < 0.10% 

Marc e. Pewton Redacted Common < 0.10% 

Andrzej Posacki Redacted Common < 0.10% 

Teresa C. Ramos Redacted Common < 0.10% 

Donald L. Reed Redacted Common < 0.10% 

Vincent S. Roccella Redacted Common < 0.10% 

Homer Rose, Jr. Redacted Common < 0.10% 

Michael E. Russell Redacted Common < 0.10% 

Jacqueline M. Sahrhage Redacted Common < 0.10% 

Thomas L. Scucci Redacted Common < 0.10% 

Penn Virginia 

Corporation 

Dale Smith Redacted Common < 0.10% 

David F. Stump Redacted Common < 0.10% 

Carroll Nelson Tate c/o Robbie 

G. Tate 

Redacted Common < 0.10% 

Ronald Utitus Redacted Common < 0.10% 

George W. Burd Redacted Common < 0.10% 

Jackie D. Williams Redacted Common < 0.10% 

Anthony Wos Redacted Common < 0.10% 

Anthony L. Wos Redacted Common < 0.10% 

Danny H. Eamigh Redacted Common < 0.10% 

Larry K. Palmer Redacted Common < 0.10% 

Daniel W. Carroll Redacted Common < 0.10% 

Melinda Hicks Redacted Common < 0.10% 

Robert W. Ramey Redacted Common < 0.10% 

Karla D. Bradley Redacted Common < 0.10% 

Anna M. Jungclaus Redacted Common < 0.10% 

Howard Haas Harper Cust 

Jeffrey Strauss 

Redacted Common < 0.10% 

Barbara Haas Harper Redacted Common < 0.10% 

Chris R. Blauvelt, Sr. Redacted Common < 0.10% 

AST Exchange Agent #17911 Penn Virginia Ser A 

Depositary 

6202 15th Avenue 

Brooklyn, NY 11219 

Common < 0.10% 

AST Exchange Agent #19465 Penn Virginia Ser A 

Depositary 

6202 15th Avenue 

Brooklyn, NY 11219 

Common < 0.10% 

Marshall Wolf Redacted Common < 0.10% 

A. James Dearlove Redacted Common < 0.10% 

Morris Bolling Redacted Common < 0.10% 

Gregory Michael Stewart Redacted Common < 0.10% 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 35 of 38
• Fill in this information to identify the case and this filina: 

Debtor Name Penn Virginia Corporation 

United States Bankruptcy Court for the: Eastern District of Virginia 

(State) 

Case number (If known): 

I I 

Official Form 202 

Declaration Under Penalty of Periurv for Non-Individual Debtors 12/15 

An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and 

submit this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in 

the document, and any amendments of those documents. This form must state the individual's position or relationship to the 

debtor, the identity of the document, and the date. Bankruptcy Rules 1008 and 9011. 

WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or 

property by fraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or 

both. 18 U.S.C. §§ 152, 1341, 1519, and 3571. 

Declaration and signature 

I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the 

partnership; or another individual serving as a representative of the debtor in this case. 

I have examined the information in the documents checked below and I have a reasonable belief that the information is true 

and correct; 

• Schedule A/B: Assets-Real and Personal Property (Official Form 206A/B) 

• Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D) 

• Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F) 

• Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G) 

• Schedule H: Codebtors (Official Form 206H) 

• Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum) 

• Amended Schedule 

• Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Unsecured Claims and Are Not Insiders 

(Official Form 204) 

E3 Other document that requires a declaration List of Eauitv Security Holders 

I declare under penalty of perjury that the foregoing is true and correct. 

Executed on 

/2016 

MM/ DD/YYYY Signattir^öfindividual sicjfning on behalf of debtor 

R. Seth Bullock 

Printed name 

Authorized Signatory 

Position or relationship to debtor 

Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 36 of 38
IN THE UNITED STATES BANKRUPTCY COURT 

FOR THE EASTERN DISTRICT OF VIRGINIA 

RICHMOND DIVISION 

 ) 

In re: ) Chapter 11 

 ) 

PENN VIRGINIA CORPORATION, ) Case No. 16-________ (___) 

 ) 

 Debtor. ) 

 ) 

CORPORATE OWNERSHIP STATEMENT 

Pursuant to rules 1007(a)(1) and 7007.1 of the Federal Rules of Bankruptcy Procedure, the 

following are corporations, other than a government unit, that directly or indirectly own 10% or more of 

any class of the debtor’s equity interest: 

Shareholder Approximate Percentage of Shares Held 

UBS O'Connor, LLC 51.49% (Preferred A) 

Capstone Investment Advisors, LLC 37.02% (Preferred A) 

UBS O'Connor, LLC 30.27% (Preferred B)

Seaport Global Securities, LLC 21.63% (Preferred B)

Whitebox Advisors, LLC 10.35% (Preferred B)

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 37 of 38
• Fill in this information to identify the case and this filina: 

Debtor Name Penn Virginia Corporation 

United States Bankruptcy Court for the: Eastern District of Virginia 

(State) 

Case number (If known): 

I I 

Official Form 202 

Declaration Under Penalty of Periurv for Non-Individual Debtors 12/15 

An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and 

submit this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in 

the document, and any amendments of those documents. This form must state the individual's position or relationship to the 

debtor, the identity of the document, and the date. Bankruptcy Rules 1008 and 9011. 

WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or 

property by fraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or 

both. 18 U.S.C. §§ 152, 1341, 1519, and 3571. 

Declaration and signature 

I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the 

partnership; or another individual serving as a representative of the debtor in this case. 

I have examined the information in the documents checked below and I have a reasonable belief that the information is true 

and correct; 

• Schedule A/B: Assets-Real and Personal Property (Official Form 206A/B) 

• Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D) 

• Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F) 

• Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G) 

• Schedule H: Codebtors (Official Form 206H) 

• Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum) 

• Amended Schedule 

• Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Unsecured Claims and Are Not Insiders 

(Official Form 204) 

B Other document that requires a declaration Corporate Ownership Statement 

Printed name 

Authorized Signatory 

Position or relationship to debtor 

Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors 

Case 16-32395-KLP Doc 1 Filed 05/12/16 Entered 05/12/16 00:20:15 Desc Main

 Document Page 38 of 38