Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Notices 15357 

28 15 U.S.C. 78o–3(b)(6). 29 17 CFR 200.30–3(a)(12). 

of Section 15A(b)(6) of the Act,28 which 

requires, among other things, that 

FINRA rules must be designed to 

prevent fraudulent and manipulative 

acts and practices, to promote just and 

equitable principles of trade, and, in 

general, to protect investors and the 

public interest. FINRA believes that the 

proposed rule change will facilitate 

more timely and accurate reporting of 

transactions in Asset-Backed Securities 

to TRACE, and enhance FINRA’s 

surveillance of the debt market in 

connection with Asset-Backed 

Securities transactions for the protection 

of investors and in furtherance of the 

public interest. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

FINRA does not believe that the 

proposed rule change will result in any 

burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants or Others 

Written comments were neither 

solicited nor received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Within 45 days of the date of 

publication of this notice in the Federal 

Register or within such longer period (i) 

as the Commission may designate up to 

90 days of such date if it finds such 

longer period to be appropriate and 

publishes its reasons for so finding or 

(ii) as to which the self-regulatory 

organization consents, the Commission 

shall: (a) By order approve or 

disapprove such proposed rule change, 

or (b) institute proceedings to determine 

whether the proposed rule change 

should be disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an e-mail to rulecomments@sec.gov. Please include File 

Number SR–FINRA–2011–012 on the 

subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Elizabeth M. Murphy, Secretary, 

Securities and Exchange Commission, 

100 F Street, NE., Washington, DC 

20549–1090. 

All submissions should refer to File 

Number SR–FINRA–2011–012. This file 

number should be included on the 

subject line if e-mail is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street, NE., 

Washington, DC 20549, on official 

business days between the hours of 10 

a.m. and 3 p.m. Copies of the filing will 

also be available for inspection and 

copying at the principal office of 

FINRA. All comments received will be 

posted without change; the Commission 

does not edit personal identifying 

information from submissions. You 

should submit only information that 

you wish to make available publicly. All 

submissions should refer to File No. 

SR–FINRA–2011–012 and should be 

submitted on or before April 11, 2011. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.29

Cathy H. Ahn, 

Deputy Secretary. 

[FR Doc. 2011–6567 Filed 3–18–11; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

Revocation of License of Small 

Business Investment Company 

Pursuant to the authority granted to 

the United States Small Business 

Administration by the Wind-Up Order 

of the United States District Court of the 

Eastern District of New York, dated July 

15, 2009, the United States Small 

Business Administration hereby revokes 

the license of Sterling/Carl Marks 

Capital, Inc., a New York corporation, to 

function as a small business investment 

company under the Small Business 

Investment Company License No. 

02020517 issued to Sterling/Carl Marks 

Capital, Inc., on October 3, 1988 and 

said license is hereby declared null and 

void as of July 15, 2009. 

Dated: March 4, 2011. 

Sean J. Greene, 

Associate Administrator for Investment, 

United States Small Business Administration. 

[FR Doc. 2011–6475 Filed 3–18–11; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #12468 and #12469] 

Utah Disaster #UT–00009 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 1. 

SUMMARY: This is an amendment of the 

Presidential declaration of a major 

disaster for Public Assistance Only for 

the State of Utah (FEMA–1955–DR), 

dated 02/11/2011. 

Incident: Severe Winter Storms and 

Flooding. 

Incident Period: 12/20/2010 through 

12/24/2010. 

Effective Date: 03/11/2011. 

Physical Loan Application Deadline 

Date: 04/12/2011. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 11/14/2011. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street, SW., Suite 6050, 

Washington, DC 20416. 

SUPPLEMENTARY INFORMATION: The notice 

of the President’s major disaster 

declaration for Private Non-Profit 

organizations in the State of Utah, dated 

02/11/2011, is hereby amended to 

include the following areas as adversely 

affected by the disaster. 

Primary Counties: Garfield. 

All other information in the original 

declaration remains unchanged. 

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