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-  Enforcement 
-  About 
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#  Division of Enforcement 

The Division of Enforcement was created in August 1972 to consolidate enforcement activities that previously had been handled by the various operating divisions at the Commission's headquarters in Washington. The Commission's enforcement staff conducts investigations into possible violations of the federal securities laws, and prosecutes the Commission's civil suits in the federal courts as well as its administrative proceedings.

Learn more about the Division of Enforcement 

## 	Latest Enforcement News

                                            - SEC Charges Five Investment Advisers for Marketing Rule Violations April 12, 2024
                                            - SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures April 3, 2024
                                            - SEC Charges Former Arista Networks Chairman Andy Bechtolsheim with Insider Trading March 26, 2024

## Enforcement Actions

                                          - Federal Court Actions
                                          - Administrative Proceedings
                                          - ALJ Decisions
                                          - Commission Opinions

**Gurbir S. GrewalDirector, Division of Enforcement**

Contact the Office202-551-4500

## Quick Links

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                                      - Delinquent Filings Program
                                      - Accounting and Auditing Enforcement Releases
                                      - Resources for Retail Investors: Protecting You

## Tips & Complaints

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                                      - **Report a possible securities fraud**
                                      - **Ask a question**  or report a problem concerning your investments, your investment account or a financial professional
                                      - **Learn about the whistleblower provisions**  in the Dodd-Frank Wall Street Reform and Consumer Protection Act

*Modified: April 14, 2015*

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