alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES OF AMERICA

before the

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

Release No. 99905 / April 4, 2024

Admin. Proc. File No. 3-21467

In the Matter of 

LEE COHEN

ORDER REGARDING SERVICE OF THE DIVISION OF ENFORCEMENT’S MOTION FOR 

ENTRY OF DEFAULT AND IMPOSITION OF REMEDIAL SANCTIONS

On May 25, 2023, the Securities and Exchange Commission issued an order instituting 

administrative proceedings (“OIP”), pursuant to Section 15(b) of the Securities Exchange Act of 

1934, against Lee Cohen.1 After Cohen failed to respond to the OIP, or to a subsequent order to 

show cause, the Division of Enforcement filed a motion for entry of default and imposition of 

remedial sanctions on January 31, 2024. 

In the certificate of service associated with its filing, the Division stated that it had 

employed a process server to deliver copies of its motion and the Commission’s order to show 

cause to Cohen “at the address where he is believed to reside and where he was previously duly 

served with the OIP.” The Division stated that it would file a supplemental certificate of service 

once proof of such service was obtained. The Division has not made such a filing, and it does 

not purport to have served the motion on Cohen by other authorized means.

2

 Because the record

thus does not reflect that the Division has served Cohen with its motion, as is necessary to 

calculate the period in which Cohen may respond to the motion,

3 it is appropriate to order the 

Division to supplement the record.

1 Lee Cohen, Exchange Act Release No. 97594, 2023 WL 3685986 (May 25, 2023); 

15 U.S.C. § 78o(b). 

2 See Rule of Practice 150(d), 17 C.F.R. § 201.150(d) (providing nonelectronic methods

for service of papers by parties); see also Instructions for Electronic Filing and Service of 

Documents in SEC Administrative Proceedings and Technical Specifications, 

https://www.sec.gov/efapdocs/instructions.pdf, at 5 (discussing same).

3 See Rule of Practice 154(b), 17 C.F.R § 201.154(b) (“Briefs in opposition to a motion 

shall be filed within five days after service of the motion.”).
2

Accordingly, IT IS ORDERED that the Division of Enforcement file a status report 

concerning service of its motion for entry of default and imposition of remedial sanctions by 

May 2, 2024, and every 28 days thereafter until service is accomplished.

For the Commission, by the Office of the General Counsel, pursuant to delegated 

authority.

Vanessa A. Countryman

Secretary
#### § 18.1 Purpose.

The purpose of this regulation is to implement the hearing and appeal procedures available to State block or formula grant applicants or recipients and existing categorical grantees under sections 802 through 804 of title I of the Omnibus Crime Control and Safe Streets Act of 1968, as amended (Crime Control Act); sections 223(d), 226 and 228(e) of the Juvenile Justice and Delinquency Prevention Act of 1974, as amended (Juvenile Justice Act); and section 1407(F) of the Victims of Crime Act of 1984 (Victims of Crime Act).
§ 513.31 Limitations. ( a ) *Social Security Numbers.* As of September 27, 1975, Social Security Numbers may not be used in their entirety as a method of identification for any Bureau record system, unless such use is authorized by statute or by regulation adopted prior to January 1, 1975.
( b ) *Employee records.* Access and amendment of employee personnel records under the Privacy Act are governed by Office of Personnel Management regulations published in 5 CFR part 297 and by Department of Justice regulations published in 28 CFR part 16.
Michigan Supreme Court

Lansing, Michigan

Robert P. Young, Jr., Chief Justice

Stephen J. Markman

Brian K. Zahra

Bridget M. McCormack

David F. Viviano 

Richard H. Bernstein

Joan L. Larsen, Justices

I, Larry S. Royster, Clerk of the Michigan Supreme Court, certify that the

foregoing is a true and complete copy of the order entered at the direction of the Court.

 May 2, 2016

a0418

Order 

Clerk

May 2, 2016

150859

PEOPLE OF THE STATE OF MICHIGAN,

Plaintiff-Appellee,

v SC: 150859

COA: 317355 

St Clair CC: 12-002640-FH

DAVID WAYNE CUTTER,

Defendant-Appellant. 

_________________________________________/

On order of the Court, the application for leave to appeal the November 25, 2014 

judgment of the Court of Appeals is considered and, pursuant to MCR 7.305(H)(1), in 

lieu of granting leave to appeal, we REVERSE in part the judgment of the Court of 

Appeals, and we REMAND this case to the St. Clair Circuit Court to determine whether 

the court would have imposed a materially different sentence under the sentencing 

procedure described in People v Lockridge, 498 Mich 358 (2015). On remand, the trial 

court shall follow the procedure described in Part VI of our opinion. If the trial court 

determines that it would have imposed the same sentence absent the unconstitutional 

constraint on its discretion, it may reaffirm the original sentence. If, however, the trial 

court determines that it would not have imposed the same sentence absent the 

unconstitutional constraint on its discretion, it shall resentence the defendant. In all other 

respects, leave to appeal is DENIED, because we are not persuaded that the remaining 

question presented should be reviewed by this Court.

We do not retain jurisdiction.
### §2406. Notification of travel to Antarctica

The Secretary of State shall prescribe such regulations as may be necessary and appropriate to implement, with respect to United States citizens, paragraph 5 of Article VII of the Treaty pertaining to the filing of advance notifications of expeditions to, and within, Antarctica. For purposes of this section, the term "United States citizen" shall include any foreign person who organizes within the United States any expedition which will proceed to Antarctica from the United States.

(Pub. L. 95–541, §7, Oct. 28, 1978, 92 Stat. 2054.)
### §430b. Control; regulations for care and management

Such park shall be under the control and direction of the Secretary of the Interior. The Secretary is authorized to prescribe from time to time such regulations for the care and management of such park as he may deem necessary.

(Mar. 3, 1931, ch. 437, §3, 46 Stat. 1508; Ex. Ord. No. 6166, §2, June 10, 1933; Ex. Ord. No. 6228, §1, July 28, 1933.)

#### **Executive Documents**

#### Transfer of Functions

Transfer of administrative functions of park, see note set out under section 430a of this title.
§ 54.310 Recruitment. ( a ) *Nondiscriminatory recruitment.* A recipient to which §§ 54.300 through 54.310 apply shall not discriminate on the basis of sex in the recruitment and admission of students. A recipient may be required to undertake additional recruitment efforts for one sex as remedial action pursuant to § 54.110(a), and may choose to undertake such efforts as affirmative action pursuant to § 54.110(b).
( b ) *Recruitment at certain institutions.* A recipient to which §§ 54.300 through 54.310 apply shall not recruit primarily or exclusively at educational institutions, schools, or entities that admit as students only or predominantly members of one sex, if such actions have the effect of discriminating on the basis of sex in violation of §§ 54.300 through 54.310.
### §19k. Repealed. Pub. L. 113–287, §7, Dec. 19, 2014, 128 Stat. 3272

Section, Pub. L. 90–209, §7, Dec. 18, 1967, 81 Stat. 657, related to bylaws, rules, and regulations and contracts for services. See section 101117 of Title 54, National Park Service and Related Programs.
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§ 11.7 Salary adjustments. The following debts shall not be subject to the salary offset procedures of § 11.8: ( a ) Any adjustment to pay arising out of an employee's election of coverage or a change in coverage under a Federal benefits program requiring periodic deductions from pay, if the amount to be recovered was accumulated over 4 pay periods or less;
( b ) A routine intra-agency adjustment of pay that is made to correct an overpayment of pay attributable to clerical or administrative errors or delays in processing pay documents, if the overpayment occurred within the 4 pay periods preceding the adjustment and, at the time of such adjustment, or as soon thereafter as practical, the individual is provided written notice of the nature and the amount of the adjustment and point of contact for contesting such adjustment; or
( c ) Any adjustment to collect a debt amounting to $50 or less, if, at the time of such adjustment, or as soon thereafter as practical, the individual is provided written notice of the nature and the amount of the adjustment and a point of contact for contesting such adjustment.
[Order No. 3089-2009, 74 FR 35117, July 20, 2009]
### §410zz–1. Establishment

There is hereby established the Saguaro National Park (hereinafter in this subchapter referred to as the "park") in the State of Arizona. The Saguaro National Monument is abolished as such, and all lands and interests therein are hereby incorporated within and made part of Saguaro National Park. Any reference to Saguaro National Monument shall be deemed a reference to Saguaro National Park, and any funds available for the purposes of the monument shall be available for purposes of the park.

(Pub. L. 103–364, §3, Oct. 14, 1994, 108 Stat. 3467.)
§ 36.103 Relationship to other laws. ( a ) *Rule of interpretation.* Except as otherwise provided in this part, this part shall not be construed to apply a lesser standard than the standards applied under title V of the Rehabilitation Act of 1973 (29 U.S.C. 791) or the regulations issued by Federal agencies pursuant to that title.
( b ) *Section 504.* This part does not affect the obligations of a recipient of Federal financial assistance to comply with the requirements of section 504 of the Rehabilitation Act of 1973 (29 U.S.C. 794) and regulations issued by Federal agencies implementing section 504.
( c ) *Other laws.* This part does not invalidate or limit the remedies, rights, and procedures of any other Federal laws, or State or local laws (including State common law) that provide greater or equal protection for the rights of individuals with disabilities or individuals associated with them.
### §447. Repealed. Pub. L. 94–429, §3(d), Sept. 28, 1976, 90 Stat. 1342

Section, act June 13, 1933, ch. 70, 48 Stat. 139, extended mining laws of United States to lands within the park subject to regulation by Secretary of the Interior.

#### **Statutory Notes and Related Subsidiaries**

#### Mining Rights Existing Prior to September 28, 1976

Section 3 of Pub. L. 94–429 provided in part that this section was repealed in order to close area to entry and location under the Mining Law of 1872, subject to valid existing rights.
UNITED STATES OF AMERICA

Before the

SECURITIES AND EXCHANGE COMMISSION

May 11, 2021

In the Matter of

Gala Pharmaceutical, Inc.,

File No. 500-1

ORDER OF SUSPENSION OF

TRADING

It appears to the Securities and Exchange Commission (“Commission”) that there is a 

lack of current and accurate information concerning the securities of Gala Pharmaceutical, Inc.

(“GLPH1”) (CIK No. 1513403), a revoked Nevada corporation located in Irvine, California with 

a class of securities registered with the Commission pursuant to Securities Exchange Act of 1934 

("Exchange Act") Section 12(g) because it is delinquent in its periodic filings with the 

Commission, having not filed any periodic reports since it filed a Form 10-Q for the period 

ended May 31, 2019. On November 13, 2020, the Commission’s Division of Corporation 

Finance (“Corporation Finance”) sent a delinquency letter to GLPH requesting compliance with 

its periodic filing requirements, but GLPH did not receive the delinquency letter due to its failure 

to maintain a valid address on file with the Commission as required by Commission rules (Rule 

301 of Regulation S-T, 17 C.F.R. Section 232.301 and Section 5.4 of EDGAR Filer Manual). As 

of April 1, 2021, the common stock of GLPH was quoted on OTC Link operated by OTC 

Markets Group Inc. (formerly “Pink Sheets”) (“OTC Link”), had six market makers, and was

eligible for the “piggyback” exception of Exchange Act Rule 15c2-11(f)(3). 

 

1 The short form of each issuer’s name is also its stock symbol.
2

The Commission is of the opinion that the public interest and the protection of investors 

require a suspension of trading in the securities of the above-listed company. Therefore, it is 

ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the 

securities of the above-listed company is suspended for the period from 9:30 a.m. EDT on May 

12, 2021, through 11:59 p.m. EDT on May 25, 2021.

For the Commission, by the Division of Enforcement, pursuant to delegated authority.

Vanessa A. Countryman

Secretary
§ 24.302 Answer to application. ( a ) Within 30 calendar days after service of the application, Department counsel may file an answer. If Department counsel fails to answer or otherwise fails to contest or settle the application, the adjudicative officer may upon a satisfactory showing of entitlement by the applicant make an award for the applicant's fees and other expenses under 5 U.S.C. 504.
( b ) If Department counsel and applicant believe that they can reach a settlement concerning the award, Department counsel may file a statement of intent to negotiate. The filing of such a statement shall extend the time for filing an answer an additional 30 days.
( c ) The answer shall explain in detail any objections to the award requested and identify the facts relied on to support the objection. If the answer is based on any alleged facts not already reflected in the record of the proceeding, Department counsel shall include with the answer either a supporting affidavit or a request for further filings or other action.
Exhibit 10.8







Current Director Fee Arrangements







Directors of Great Southern Bancorp, Inc. ("Bancorp") receive a monthly fee of $1,000 per regular monthly meeting attended, which is the only compensation paid to directors by Bancorp, except for stock options which may be granted in the discretion of the Board of Directors under Bancorp's 2013 Stock Option and Incentive Plan. Directors of Great Southern Bank receive a monthly fee of $2,500 per regular monthly meeting attended. The directors of Bancorp and the directors of the Bank are the same individuals. The directors of Bancorp and its subsidiaries serving on the Audit Committee are paid a fee of $300 per meeting attended, except for the chairman of the Audit Committee, who is paid a fee of $350 per meeting attended.  Director Brown serves on the Bank's Compliance Committee and is paid a fee of $300 per meeting attended.  The directors of Bancorp and its subsidiaries are not reimbursed for their costs incurred in attending Board and committee meetings.
### §3644. Restriction on spending authority

New spending authority or authority to enter into contracts provided in this chapter shall be effective only to such extent, or in such amounts, as are provided in advance in appropriation Acts.

(Pub. L. 99–5, §15, Mar. 15, 1985, 99 Stat. 15.)
CS 317927-C 09/17/2020

تأكدمن أنھیغطي أنفك وفمك للمساعدة في حمایةالآخرین. 

قدتكون ً مصابا ولا تظھر علیك أعراض.

بعد6أقدام (طول ذراعین) من الأشخاصالآخرین.

َ ابق على ُ

ِ وارتد ً قناعا

التزم بتدابیر التباعد الجسدي

ساعد في حمایة نفسك والآخرین من الإصابة بمرض كوفید19-
§ 542.17 Resubmission. ( a ) *Rejections.* The Coordinator at any level (CCM, institution, region, Central Office) may reject and return to the inmate without response a Request or an Appeal that is written by an inmate in a manner that is obscene or abusive, or does not meet any other requirement of this part.
( b ) *Notice.* When a submission is rejected, the inmate shall be provided a written notice, signed by the Administrative Remedy Coordinator, explaining the reason for rejection. If the defect on which the rejection is based is correctable, the notice shall inform the inmate of a reasonable time extension within which to correct the defect and resubmit the Request or Appeal.
( c ) *Appeal of rejections.* When a Request or Appeal is rejected and the inmate is not given an opportunity to correct the defect and resubmit, the inmate may appeal the rejection, including a rejection on the basis of an exception as described in § 542.14(d), to the next appeal level. The Coordinator at that level may affirm the rejection, may direct that the submission be accepted at the lower level (either upon the inmate's resubmission or direct return to that lower level), or may accept the submission for filing. The inmate shall be informed of the decision by delivery of either a receipt or rejection notice.
```

[Federal Register Volume 79, Number 10 (Wednesday, January 15, 2014)]
[Notices]
[Page 2746]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-00626]

-----------------------------------------------------------------------

DEPARTMENT OF STATE

[Public Notice 8593]

Presidential Determination Relating to Iran Sanctions

AGENCY: Department of State.
    This notice is to inform the public that the President of the 
United States determined, on November 29, 2013, pursuant to Section 
1245(d)(4)(B) and (C) of the National Defense Authorization Act for 
Fiscal Year 2012, Public Law 112-81, and consistent with his prior 
determinations, that there is a sufficient supply of petroleum and 
petroleum products from countries other than Iran to permit a 
significant reduction in the volume of petroleum and petroleum products 
purchased from Iran by or through foreign financial institutions.

FOR FURTHER INFORMATION CONTACT: Carlos Pascual, Special Envoy and 
Coordinator, Bureau of Energy Resources, (202) 647-8543.

Carlos Pascual,
Bureau of Energy Resources, Department of State.
[FR Doc. 2014-00626 Filed 1-14-14; 8:45 am]
BILLING CODE 4710-02-P
```
Exhibit 32

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT BY
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In  connection  with  the  Quarterly  Report  of  Fantastic   Financial
Corporation,  on Form 10-QSB for the period  ending  September 30, 2002 as filed
with the Securities and Exchange  Commission on the date hereof (the  "Report"),
the  undersigned,  B. Stephen  Bailey,  Chief  Executive  Officer and  Principal
Accounting Officer of the Company,  certify, pursuant to 18 U.S.C. Section 1350,
as adopted  pursuant to ss. 906 of the  Sarbanes-Oxley  Act of 2002, that to the
best of my knowledge and belief:

         1. The Report fully complies with the requirements of section 13 (a) or
15 (d) of the Securities Exchange Act of 1934; and

         2. The  information  contained in the Report  fairly  presents,  in all
material  respects,  the  financial  condition  and result of  operations of the
Company.


Date: April 19, 2004

/s/ B. Stephen Bailey
B. Stephen Bailey
President
(Principal Executive & Accounting Officer)


A signed  original of this written  statement  required by Section 906, or other
document authenticating, acknowledging, or otherwise adopting the signature that
appears in typed form within the  electronic  version of this written  statement
has been  provided  to the  Company  and will be  retained  by the  Company  and
furnished to the Securities and Exchange Commission or its staff upon request.
Michigan Supreme Court

Lansing, Michigan

Robert P. Young, Jr., Chief Justice

Michael F. Cavanagh

Marilyn Kelly

Stephen J. Markman

Diane M. Hathaway

Mary Beth Kelly

Brian K. Zahra, Justices

I, Corbin R. Davis, Clerk of the Michigan Supreme Court, certify that the

foregoing is a true and complete copy of the order entered at the direction of the Court.

 _________________________________________

 Clerk

September 24, 2012

t0917

Order 

September 24, 2012

145162 & (10)

PEOPLE OF THE STATE OF MICHIGAN,

Plaintiff-Appellee,

v SC: 145162

COA: 308894

Calhoun CC: 2010-003261-FC

RUSSELL WARD McCARN,

Defendant-Appellant.

_________________________________________/

On order of the Court, the application for leave to appeal the April 4, 2012 order 

of the Court of Appeals is considered, and it is DENIED, because we are not persuaded 

that the questions presented should be reviewed by this Court. The motion for remand is 

DENIED.
### §7263. Exemption

Nothing in section 401, 402, or 404, the amendments made by those sections, or the rules of the Commission under those sections shall apply to any investment company registered under section 80a–8 of this title.

(Pub. L. 107–204, title IV, §405, July 30, 2002, 116 Stat. 789.)

#### **Editorial Notes**

#### References in Text

Sections 401, 402, and 404, referred to in text, mean sections 401, 402, and 404 of Pub. L. 107–204. Section 401 enacted section 7261 of this title and amended section 78m of this title. Section 402 amended section 78m of this title. Section 404 enacted section 7262 of this title.
#### § 7.9 Transition provision.

This part shall only apply to original license applications filed on or after July 23, 2019.
#### § 7.2 Amount of reward.

Within the discretion of the Warden or U.S. Marshal concerned, a reward not in excess of $200 may be granted for each capture of a prisoner and to more than one claimant, as determined applicable and appropriate. The Director of the Bureau of Prisons may in exceptional circumstances, as determined by him, grant rewards in excess of $200. Bodily harm, damage, violence, intimidation, terrorizing, risks, etc., will be considered in determining the appropriate amount of reward.
Symptômes du coronavirus (COVID-19)

cdc.gov/coronavirus

316475-F 06/02/2020

Vous devez connaître les symptômes de COVID-19, dont voici quelques exemples :

*Consultez immédiatement un médecin si une personne présente 

des signes avant-coureurs de COVID-19.

• Difficultés à respirer

• Douleur ou pression persistante 

au niveau du torse

• Nouvelle confusion

• Incapacité à se réveiller ou 

à rester éveillé(e)

• Lèvres ou visage bleutés

Toux Frissons Douleurs musculaires

Essoufflement ou

difficultés à respirer*

Nouvelle perte du goût 

ou de l’odorat

Maux de gorge

Les symptômes peuvent varier de légers à graves, et se manifestent 

2 à 14 jours après l’exposition au virus qui est à l’origine du COVID-19. 

Cette liste ne présente pas tous les symptômes possibles. Veuillez contacter votre 

prestataire de soins de santé pour tout autre symptôme grave ou préoccupant.

Fièvre