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SEC1691 (9-10) Potential persons who are to respond to the collection of information contained in this 

form are not required to respond unless the form displays a currently valid OMB 

 control number.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Form N-8F 

Application for Deregistration of Certain Registered Investment Companies.

Instructions for using Form N-8F 

This form may be filed by an investment company (“fund”) that is currently registered 

with the Securities and Exchange Commission under the Investment Company Act of 

1940 (“Act”), is seeking to deregister, and is in one of the four categories in Instruction 1 

below.

1. To use this form, the fund must be seeking to deregister under one of the following

circumstances identified in rule 8f-1 [17 CFR 270. 8f-l]:

(a) The fund has (i) sold substantially all of its assets to another registered fund or (ii)

merged into or consolidated with another registered fund (“Merger”);

(b) The fund has distributed substantially all of its assets to its shareholders and has

completed, or is in the process of, winding up its affairs (“Liquidation”);

(c) The fund qualifies for an exclusion from the definition of “investment company” under

section 3(c)(1) or section 3(c)(7) of the Act (“Abandonment of Registration”); or

(d) The fund has become a business development company (“Business Development

Company”).

2. If the fund is not eligible to use this form, refer to rule 0-2 under the Act [17 CFR 270.0-2]

for general instructions on filing an application with the Commission. Applications for

deregistration pursuant to rule 0-2 must be submitted electronically in accordance with rule

101(a)(1)(iv) of Regulation S-T [17 CFR 232.101(a)(1)(iv)] and the EDGAR Filer Manual.

3. This form and all exhibits must be submitted electronically to the Commission in accordance

with rule 101(a)(1)(iv) of Regulation S-T [17 CFR 232.101(a)(1)(iv)] and the EDGAR Filer

Manual.

4. Amendments to this form also must be filed electronically (see Instruction 3 above), and

must include a verification identical to the one that appears at the end of this form.

5. No fee is required to submit this form or any amendments.
6. Funds are reminded of the requirement to timely file a final Form N-SAR with the 

Commission. See rule 30b1-1 under the Act [17 CFR 270.30bl-1]; Form N-SAR [17 CFR 

274.101].

SEC’s Collection of Information

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of 

information unless it displays a currently valid OMB control number. A fund that wishes to 

deregister and is in one of the four categories in Instruction 1 may use this form. The principal 

purpose of this collection of information is to enable the Commission to determine that a 

registered investment company has ceased to be an investment company as defined by the Act or 

is a business development company. The Commission estimates that the burden for completing 

this form will be approximately 5.2 hours per filing. Any member of the public may direct to the 

Commission any comments concerning the accuracy of the burden estimate of this form, and any 

suggestions for reducing this burden. This collection of information has been reviewed by the 

Office of Management and Budget in accordance with the clearance requirements of 44 U.S.C. § 

3507. Responses to this collection of information will not be kept confidential.

I. General Identifying Information

1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1

above):

[ ] Merger

[ ] Liquidation

[ ] Abandonment of Registration

(Note: Abandonments of Registration answer only questions 1 through 15, 24 and 25 of 

this form and complete verification at the end of the form.)

[ ] Election of status as a Business Development Company

(Note: Business Development Companies answer only questions 1 through 10 of this form 

and complete verification at the end of the form.)

2. Name of fund:

3. Securities and Exchange Commission File No.: 811-________

4. Is this an initial Form N-8F or an amendment to a previously filed Form N-8F?

[ ] Initial Application [ ] Amendment

5. Address of Principal Executive Office (include No. & Street, City, State, Zip Code):

6. Name, address, and telephone number of individual the Commission staff should contact 

with any questions regarding this form:

7. Name, address and telephone number of individual or entity responsible for maintenance 
and preservation of fund records in accordance with rules 31a-1 and 31a-2 under the Act 

[17 CFR 270.31a-l, .31a-2]:

Note: Once deregistered, a fund is still required to maintain and preserve the records 

described in rules 31a-l and 31a-2 for the periods specified in those rules.

8. Classification of fund (check only one): 

[ ] Management company;

[ ] Unit investment trust; or

[ ] Face-amount certificate company.

9. Subclassification if the fund is a management company (check only one):

[ ] Open-end [ ] Closed-end

10. State law under which the fund was organized or formed (e.g., Delaware, Massachusetts):

11. Provide the name and address of each investment adviser of the fund (including subadvisers) during the last five years, even if the fund’s contracts with those advisers have 

been terminated:

12. Provide the name and address of each principal underwriter of the fund during the last five 

years, even if the fund’s contracts with those underwriters have been terminated:

13. If the fund is a unit investment trust (“UIT”) provide:

(a) Depositor’s name(s) and addressees):

(b) Trustee’s name(s) and address(es):

14. Is there a UIT registered under the Act that served as a vehicle for investment in the fund 

(e.g., an insurance company separate account)?

[ ] Yes [ ] No

If Yes, for each UIT state: 

Name(s):

File No.: 811-________

Business Address:

15. (a) Did the fund obtain approval from the board of directors concerning the decision to 

engage in a Merger, Liquidation or Abandonment of Registration?
[ ] Yes [ ] No

If Yes, state the date on which the board vote took place:

If No, explain:

(b) Did the fund obtain approval from the shareholders concerning the decision to engage 

in a Merger, Liquidation or Abandonment of Registration?

[ ] Yes [ ] No

If Yes, state the date on which the shareholder vote took place:

If No, explain:

II. Distributions to Shareholders

16. Has the fund distributed any assets to its shareholders in connection with the Merger or 

Liquidation? 

[ ] Yes [ ] No

(a) If Yes, list the date(s) on which the fund made those distributions:

(b) Were the distributions made on the basis of net assets?

[ ] Yes [ ] No

(c) Were the distributions made pro rata based on share ownership?

[ ] Yes [ ] No

(d) If No to (b) or (c) above, describe the method of distributions to shareholders. For 

Mergers, provide the exchange ratio(s) used and explain how it was calculated:

(e) Liquidations only:

Were any distributions to shareholders made in kind?

[ ] Yes [ ] No

If Yes, indicate the percentage of fund shares owned by affiliates, or any other 

affiliation of shareholders:

17. Closed-end funds only:

Has the fund issued senior securities?

[ ] Yes [ ] No
If Yes, describe the method of calculating payments to senior securityholders and 

distributions to other shareholders:

18. Has the fund distributed all of its assets to the fund's shareholders? 

[ ] Yes [ ] No

If No,

(a) How many shareholders does the fund have as of the date this form is filed?

(b) Describe the relationship of each remaining shareholder to the fund:

19. Are there any shareholders who have not yet received distributions in complete liquidation 

of their interests?

[ ] Yes [ ] No

If Yes, describe briefly the plans (if any) for distributing to, or preserving the interests of, 

those shareholders:

III. Assets and Liabilities

20. Does the fund have any assets as of the date this form is filed?

(See question 18 above)

[ ] Yes [ ] No

If Yes,

(a) Describe the type and amount of each asset retained by the fund as of the date this form 

is filed:

(b) Why has the fund retained the remaining assets?

(c) Will the remaining assets be invested in securities?

[ ] Yes [ ] No

21. Does the fund have any outstanding debts (other than face-amount certificates if the fund is 

a face-amount certificate company) or any other liabilities?

[ ] Yes [ ] No

If Yes,

(a) Describe the type and amount of each debt or other liability:
(b) How does the fund intend to pay these outstanding debts or other liabilities?

IV. Information About Event(s) Leading to Request For Deregistration

22. (a) List the expenses incurred in connection with the Merger or Liquidation:

(i) Legal expenses:

(ii) Accounting expenses:

(iii) Other expenses (list and identify separately):

(iv) Total expenses (sum of lines (i)-(iii) above):

(b) How were those expenses allocated?

(c) Who paid those expenses?

(d) How did the fund pay for unamortized expenses (if any)?

23. Has the fund previously filed an application for an order of the Commission regarding the 

Merger or Liquidation? 

[ ] Yes [ ] No

If Yes, cite the release numbers of the Commission’s notice and order or, if no notice or 

order has been issued, the file number and date the application was filed:

V. Conclusion of Fund Business

24. Is the fund a party to any litigation or administrative proceeding? 

[ ] Yes [ ] No

If Yes, describe the nature of any litigation or proceeding and the position taken by the 

fund in that litigation:

25. Is the fund now engaged, or intending to engage, in any business activities other than those 

necessary for winding up its affairs?

[ ] Yes [ ] No

If Yes, describe the nature and extent of those activities:

VI. Mergers Only

26. (a) State the name of the fund surviving the Merger:
(b) State the Investment Company Act file number of the fund surviving the Merger: 811-

________

(c) If the merger or reorganization agreement has been filed with the Commission, state the 

file number(s), form type used and date the agreement was filed:

(d) If the merger or reorganization agreement has not been filed with the Commission, 

provide a copy of the agreement as an exhibit to this form.

VERIFICATION

The undersigned states that (i) he or she has executed this Form N-8F application for an 

order under section 8(f) of the Investment Company Act of 1940 on behalf of __(Name of 

Fund)__, (ii) he or she is the __(Title)__ of __(Name of Fund)__, and (iii) all actions by 

shareholders, directors, and any other body necessary to authorize the undersigned to execute 

and file this Form N-8F application have been taken. The undersigned also states that the facts 

set forth in this Form N-8F application are true to the best of his or her knowledge, information, 

and belief.

(Signature)

____________________