U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2016 Submission

Function Code Total

FTE

Reason Codes

Location of Function

Country State 

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

B000 ‐ Personnel Administrative Support 12 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

B200 ‐ Employee Development 6 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

B501 ‐ Agency Equal Employment Opportunity Reviews 5 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

B700 ‐ Personnel Management Specialist 76 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

B700 ‐ Personnel Management Specialist 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

B710 ‐ Management Headquarters‐Civilian Personnel 11 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

B710 ‐ Management Headquarters‐Civilian Personnel 1 I ‐ Inherently Governmental US ‐ United States MN ‐ Minnesota MINNEAPOLIS,M

B710 ‐ Management Headquarters‐Civilian Personnel 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C000 ‐ Administrative Support 4 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C110 ‐ Management Headquarters‐Financial Management 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C300 ‐ Accounting Technicians 1 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

C307 ‐ General Accounting 32 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORG

C307 ‐ General Accounting 56 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

C307 ‐ General Accounting 206 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States NJ ‐ New Jersey BRADLEY BEACH

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States NJ ‐ New Jersey PHILADEPLHIA 

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States VA ‐ Virginia CHURCHVILLE,V

C307 ‐ General Accounting 79 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

C307 ‐ General Accounting 3 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 19 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States CA ‐ California LOS ANGELES,CA

C307 ‐ General Accounting 35 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 32 I ‐ Inherently Governmental US ‐ United States TX ‐ Texas FORT WORTH,TE

C307 ‐ General Accounting 14 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 2 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States CA ‐ California LANCASTER,CAL

C307 ‐ General Accounting 36 I ‐ Inherently Governmental US ‐ United States CA ‐ California LOS ANGELES,CA

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States CA ‐ California TORRANCE,CALI

C307 ‐ General Accounting 14 I ‐ Inherently Governmental US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

C307 ‐ General Accounting 183 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

C307 ‐ General Accounting 33 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 25 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORG

C307 ‐ General Accounting 4 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

C307 ‐ General Accounting 7 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

C307 ‐ General Accounting 2 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

C307 ‐ General Accounting 44 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 51 I ‐ Inherently Governmental US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,P

C307 ‐ General Accounting 30 I ‐ Inherently Governmental US ‐ United States CA ‐ California SAN FRANCISCO

C307 ‐ General Accounting 1 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

C307 ‐ General Accounting 3 I ‐ Inherently Governmental US ‐ United States UT ‐ Utah SALT LAKE CITY,

C307 ‐ General Accounting 14 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C307 ‐ General Accounting 8 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

1 of 7 
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2016 Submission

Function Code Total

FTE

Reason Codes

Location of Function

Country State 

C316 ‐ Financial Systems Development and Planning 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C317 ‐ Financial Systems Operations 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C317 ‐ Financial Systems Operations 28 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C317 ‐ Financial Systems Operations 4 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C400 ‐ Budget Support 9 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C400 ‐ Budget Support 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 4 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 5 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 1 I ‐ Inherently Governmental US ‐ United States TX ‐ Texas FORT WORTH,TE

C401 ‐ Financial Analysis 5 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 1 I ‐ Inherently Governmental US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,P

C401 ‐ Financial Analysis 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 1 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORG

C401 ‐ Financial Analysis 3 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

C401 ‐ Financial Analysis 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 15 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C401 ‐ Financial Analysis 4 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

C405 ‐ Business Performance Analysis 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C405 ‐ Business Performance Analysis 1 I ‐ Inherently Governmental US ‐ United States VA ‐ Virginia STAFFORD,VIRG

C405 ‐ Business Performance Analysis 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

C405 ‐ Business Performance Analysis 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 8 B Commercial Activity US ‐ United States GA ‐ Georgia ATLANTA,GEORG

D000 ‐ Administrative Support 10 B Commercial Activity US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

D000 ‐ Administrative Support 31 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 13 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 15 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 9 B Commercial Activity US ‐ United States CO ‐ Colorado DENVER,COLORA

D000 ‐ Administrative Support 53 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States MA ‐ Massachusetts BOSTON,MASSAD000 ‐ Administrative Support 14 B Commercial Activity US ‐ United States TX ‐ Texas FORT WORTH,TE

D000 ‐ Administrative Support 16 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 9 B Commercial Activity US ‐ United States CA ‐ California LOS ANGELES,CAD000 ‐ Administrative Support 8 B Commercial Activity US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

D000 ‐ Administrative Support 22 B Commercial Activity US ‐ United States NY ‐ New York NEW YORK, NEW 

D000 ‐ Administrative Support 7 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,DD000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States CA ‐ California SAN FRANCISCOD000 ‐ Administrative Support 14 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States GA ‐ Georgia ATLANTA,GEORG

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States NY ‐ New York NEW YORK, NEW 

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States TX ‐ Texas FORT WORTH,TE

D000 ‐ Administrative Support 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 3 B Commercial Activity US ‐ United States NY ‐ New York NEW YORK, NEW 

D000 ‐ Administrative Support 4 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 8 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States VA ‐ Virginia HERNDON,VIRG

D000 ‐ Administrative Support 12 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

2 of 7 
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2016 Submission

Function Code Total

FTE

Reason Codes

Location of Function

Country State 

D000 ‐ Administrative Support 10 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 6 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 8 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 3 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 24 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D000 ‐ Administrative Support 13 B Commercial Activity US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,P

D000 ‐ Administrative Support 7 B Commercial Activity US ‐ United States CA ‐ California SAN FRANCISCO

D000 ‐ Administrative Support 2 B Commercial Activity US ‐ United States UT ‐ Utah SALT LAKE CITY,UD000 ‐ Administrative Support 15 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 3 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORGD100 ‐ Regulatory Activities Support 3 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

D100 ‐ Regulatory Activities Support 9 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 2 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D100 ‐ Regulatory Activities Support 6 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 2 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

D100 ‐ Regulatory Activities Support 11 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D100 ‐ Regulatory Activities Support 4 I ‐ Inherently Governmental US ‐ United States CA ‐ California LOS ANGELES,CA

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D100 ‐ Regulatory Activities Support 4 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 12 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 7 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 3 I ‐ Inherently Governmental US ‐ United States CA ‐ California SAN FRANCISCO

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D100 ‐ Regulatory Activities Support 1 I ‐ Inherently Governmental US ‐ United States UT ‐ Utah SALT LAKE CITY,U

D100 ‐ Regulatory Activities Support 4 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States CA ‐ California SAN FRANCISCO

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

D101 ‐ Regulatory Economists/Statisticians 63 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D101 ‐ Regulatory Economists/Statisticians 5 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts AMHERST,MASS

D101 ‐ Regulatory Economists/Statisticians 2 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

D101 ‐ Regulatory Economists/Statisticians 6 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States NC ‐ North Carolina CHAPEL HILL,NO

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,PD101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States TN ‐ Tennessee MEMPHIS,TENN

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States TX ‐ Texas FORT WORTH,TE

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D101 ‐ Regulatory Economists/Statisticians 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D101 ‐ Regulatory Economists/Statisticians 8 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D101 ‐ Regulatory Economists/Statisticians 2 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D410 ‐ Compliance Operations 42 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

3 of 7 
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2016 Submission

Function Code Total

FTE

Reason Codes

Location of Function

Country State 

D411 ‐ Compliance Assessments 11 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORGD411 ‐ Compliance Assessments 7 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

D411 ‐ Compliance Assessments 25 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D411 ‐ Compliance Assessments 7 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

D411 ‐ Compliance Assessments 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D411 ‐ Compliance Assessments 1 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D411 ‐ Compliance Assessments 1 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSAD411 ‐ Compliance Assessments 10 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D411 ‐ Compliance Assessments 8 I ‐ Inherently Governmental US ‐ United States TX ‐ Texas FORT WORTH,TE

D411 ‐ Compliance Assessments 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D411 ‐ Compliance Assessments 2 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D411 ‐ Compliance Assessments 8 I ‐ Inherently Governmental US ‐ United States CA ‐ California LOS ANGELES,CAD411 ‐ Compliance Assessments 11 I ‐ Inherently Governmental US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

D411 ‐ Compliance Assessments 25 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D411 ‐ Compliance Assessments 24 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D411 ‐ Compliance Assessments 6 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D411 ‐ Compliance Assessments 9 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D411 ‐ Compliance Assessments 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D411 ‐ Compliance Assessments 7 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D411 ‐ Compliance Assessments 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

D411 ‐ Compliance Assessments 1 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

D411 ‐ Compliance Assessments 2 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

D411 ‐ Compliance Assessments 13 I ‐ Inherently Governmental US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,PD411 ‐ Compliance Assessments 18 I ‐ Inherently Governmental US ‐ United States CA ‐ California SAN FRANCISCO

D720 ‐ Independent Appeals Reviews 5 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

F310 ‐ Management Headquarters‐Procurement and Contracting 51 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

G104 ‐ Technical/Professional/Legal Library Information Services 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,DI100 ‐ Inspector General Services 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

I100 ‐ Inspector General Services 24 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

I115 ‐ IG Program Management 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

I510 ‐ Personnel Security Clearances and Background Investigations 6 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

S500 ‐ Management of Law Enforcement, Physical Security and Security Guard 14 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

S731 ‐ Supply Operations 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

S733 ‐ Building Services 7 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

T600 ‐ Real Property Management 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W000 ‐ Administrative Support 3 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W100 ‐ Management Headquarters‐Communications, Computing and Information 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W210 ‐ Telephone Systems 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 3 B Commercial Activity US ‐ United States GA ‐ Georgia ATLANTA,GEORG

W601 ‐ Information Technology Management 2 B Commercial Activity US ‐ United States MA ‐ Massachusetts BOSTON,MASSAW601 ‐ Information Technology Management 10 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 5 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

W601 ‐ Information Technology Management 12 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States MA ‐ Massachusetts BOSTON,MASSAW601 ‐ Information Technology Management 3 B Commercial Activity US ‐ United States CO ‐ Colorado DENVER,COLORA

W601 ‐ Information Technology Management 31 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 2 B Commercial Activity US ‐ United States TX ‐ Texas FORT WORTH,TE

W601 ‐ Information Technology Management 4 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 4 B Commercial Activity US ‐ United States CA ‐ California LOS ANGELES,CA

4 of 7 
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2016 Submission

Function Code Total

FTE

Reason Codes

Location of Function

Country State 

W601 ‐ Information Technology Management 2 B Commercial Activity US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

W601 ‐ Information Technology Management 8 B Commercial Activity US ‐ United States NY ‐ New York NEW YORK, NEW 

W601 ‐ Information Technology Management 14 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 3 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States NY ‐ New York NEW YORK, NEW 

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 4 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 3 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 140 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 5 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

W601 ‐ Information Technology Management 2 B Commercial Activity US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,P

W601 ‐ Information Technology Management 3 B Commercial Activity US ‐ United States CA ‐ California SAN FRANCISCO

W601 ‐ Information Technology Management 1 B Commercial Activity US ‐ United States UT ‐ Utah SALT LAKE CITY,UW601 ‐ Information Technology Management 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y000 ‐ Administrative Support 11 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y000 ‐ Administrative Support 10 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y210 ‐ Management Headquarters‐Operation Planning and Control 20 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y210 ‐ Management Headquarters‐Operation Planning and Control 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y210 ‐ Management Headquarters‐Operation Planning and Control 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y210 ‐ Management Headquarters‐Operation Planning and Control 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 7 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 45 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORG

Y401 ‐ General Attorney's Services 56 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States NH ‐ New Hampshire EXETER,NEW HA

Y401 ‐ General Attorney's Services 199 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 76 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

Y401 ‐ General Attorney's Services 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 6 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 50 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

Y401 ‐ General Attorney's Services 2 I ‐ Inherently Governmental US ‐ United States CA ‐ California LOS ANGELES,CA

Y401 ‐ General Attorney's Services 320 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 6 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

Y401 ‐ General Attorney's Services 2 I ‐ Inherently Governmental US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,P

Y401 ‐ General Attorney's Services 27 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

Y401 ‐ General Attorney's Services 48 I ‐ Inherently Governmental US ‐ United States TX ‐ Texas FORT WORTH,TE

Y401 ‐ General Attorney's Services 121 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 2 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

Y401 ‐ General Attorney's Services 83 I ‐ Inherently Governmental US ‐ United States CA ‐ California LOS ANGELES,CA

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States CA ‐ California REDONDO BEAC

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States CA ‐ California SANTA MONICA

Y401 ‐ General Attorney's Services 52 I ‐ Inherently Governmental US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

Y401 ‐ General Attorney's Services 134 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

Y401 ‐ General Attorney's Services 4 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

Y401 ‐ General Attorney's Services 62 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

5 of 7 
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2016 Submission

Function Code Total

FTE

Reason Codes

Location of Function

Country State 

Y401 ‐ General Attorney's Services 2 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORGY401 ‐ General Attorney's Services 3 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

Y401 ‐ General Attorney's Services 3 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,PY401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States TX ‐ Texas FORT WORTH,TE

Y401 ‐ General Attorney's Services 8 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 10 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

Y401 ‐ General Attorney's Services 10 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 6 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 117 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

Y401 ‐ General Attorney's Services 12 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 35 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

Y401 ‐ General Attorney's Services 4 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 24 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 5 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 7 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 4 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 46 I ‐ Inherently Governmental US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,P

Y401 ‐ General Attorney's Services 44 I ‐ Inherently Governmental US ‐ United States CA ‐ California SAN FRANCISCO

Y401 ‐ General Attorney's Services 11 I ‐ Inherently Governmental US ‐ United States UT ‐ Utah SALT LAKE CITY,

Y401 ‐ General Attorney's Services 2 I ‐ Inherently Governmental US ‐ United States CA ‐ California SAN FRANCISCO

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States CO ‐ Colorado DENVER,COLORA

Y401 ‐ General Attorney's Services 168 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

Y401 ‐ General Attorney's Services 1 I ‐ Inherently Governmental US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

Y403 ‐ Paralegal 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y403 ‐ Paralegal 1 B Commercial Activity US ‐ United States GA ‐ Georgia ATLANTA,GEORG

Y403 ‐ Paralegal 5 B Commercial Activity US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

Y403 ‐ Paralegal 6 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

Y403 ‐ Paralegal 6 B Commercial Activity US ‐ United States CO ‐ Colorado DENVER,COLORA

Y403 ‐ Paralegal 21 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y403 ‐ Paralegal 1 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

Y403 ‐ Paralegal 1 B Commercial Activity US ‐ United States NY ‐ New York NEW YORK, NEW 

Y403 ‐ Paralegal 10 B Commercial Activity US ‐ United States TX ‐ Texas FORT WORTH,TE

Y403 ‐ Paralegal 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y403 ‐ Paralegal 7 B Commercial Activity US ‐ United States CA ‐ California LOS ANGELES,CA

Y403 ‐ Paralegal 8 B Commercial Activity US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

Y403 ‐ Paralegal 5 B Commercial Activity US ‐ United States NY ‐ New York NEW YORK, NEW 

Y403 ‐ Paralegal 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y403 ‐ Paralegal 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

6 of 7 
U.S. Securities and Exchange Commission

Federal Activities Inventory Reform Act Inventories

2016 Submission

Function Code Total

FTE

Reason Codes

Location of Function

Country State 

Y403 ‐ Paralegal 5 B Commercial Activity US ‐ United States PA ‐ Pennsylvania PHILADELPHIA,P

Y403 ‐ Paralegal 6 B Commercial Activity US ‐ United States CA ‐ California SAN FRANCISCO

Y403 ‐ Paralegal 2 B Commercial Activity US ‐ United States UT ‐ Utah SALT LAKE CITY,UY403 ‐ Paralegal 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y415 ‐ Legal Services and Support 1 B Commercial Activity US ‐ United States GA ‐ Georgia ATLANTA,GEORG

Y415 ‐ Legal Services and Support 1 B Commercial Activity US ‐ United States MA ‐ Massachusetts BOSTON,MASSA

Y415 ‐ Legal Services and Support 7 B Commercial Activity US ‐ United States IL ‐ Illinois CHICAGO,ILLINOY415 ‐ Legal Services and Support 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y415 ‐ Legal Services and Support 3 B Commercial Activity US ‐ United States CA ‐ California LOS ANGELES,CAY415 ‐ Legal Services and Support 4 B Commercial Activity US ‐ United States FL ‐ Florida MIAMI,FLORIDA 

Y415 ‐ Legal Services and Support 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y415 ‐ Legal Services and Support 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y501 ‐ Management Headquarters‐Public Affairs 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y501 ‐ Management Headquarters‐Public Affairs 5 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y570 ‐ Visual Information Program Activities and Operations 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y570 ‐ Visual Information Program Activities and Operations 1 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y570 ‐ Visual Information Program Activities and Operations 2 B Commercial Activity US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y810 ‐ Management Headquarters‐Administrative Support 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y810 ‐ Management Headquarters‐Administrative Support 3 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y810 ‐ Management Headquarters‐Administrative Support 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 1 I ‐ Inherently Governmental US ‐ United States GA ‐ Georgia ATLANTA,GEORGY999 ‐ Other Functions 6 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 1 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

Y999 ‐ Other Functions 3 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 2 I ‐ Inherently Governmental US ‐ United States NY ‐ New York NEW YORK, NEW 

Y999 ‐ Other Functions 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 4 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 1 I ‐ Inherently Governmental US ‐ United States IL ‐ Illinois CHICAGO,ILLINO

Y999 ‐ Other Functions 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 1 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

Y999 ‐ Other Functions 2 I ‐ Inherently Governmental US ‐ United States DC ‐ District of Columbia WASHINGTON,D

7 of 7 
Appendix A 

Unit 

Acronym Unit Name 

ALJ Office of Administrative Law Judges 

ARO Atlanta Regional Office 

BRO Boston Regional Office 

CF Division of Corporation Finance 

CHRO Chicago Regional Office 

DERA Division of Economic and Risk Analysis 

DRO Denver Regional Office 

OEEO Office of Equal Employment Opportunity 

ENF Division of Enforcement 

ES Executive Staff 

FWRO Fort Worth Regional Office 

IM Division of Investment Management 

LARO Los Angeles Regional Office 

MIRO Miami Regional Office 

NYRO New York Regional Office 

OA Office of Acquisitions 

OASB Office of the Small Business Advocate 

OCA Office of the Chief Accountant 

OCIE Office of Compliance Inspections and Examinations 

OCOO Office of the Chief Operating Officer 

OCR Office of Credit Ratings 

OEC Office of the Ethics Counsel 

OFM Office of Financial Management 

OGC Office of the General Counsel 

OHR Office of Human Resources 

OIA Office of International Affairs 

OIAD Office of the Investor Advocate 

OIEA Office of Investor Education and Advocacy 

OIG Office of Inspector General 

OIT Office of Information Technology 

OMS Office of Municipal Securities 

OMWI Office of Minority and Women Inclusion 

OPA Office of Public Affairs 

OSEC Office of the Secretary 

OSI Office of Strategic Initiatives 

OSO Office of Support Operations 

PLRO Philadelphia Regional Office 

SFRO San Francisco Regional Office 

SLRO Salt Lake City Regional Office 

TM Division of Trading and Markets