Skip to main content    

Company Filings

U.S. Securities and Exchange Commission

                        -  About                            -  Careers 
                          -  Commissioners 
                          -  Contact 
                          -  Reports and Publications 
                          -  Securities Laws 
                          -  Mission 
                          -  Commission Votes 
                        -  Divisions & Offices                            -  Corporation Finance 
                          -  Enforcement 
                          -  Investment Management 
                          -  Economic and Risk Analysis 
                          -  Trading and Markets 
                          -  Office of Administrative Law Judges 
                          -  Examinations 
                        -  Enforcement                            -  Litigation Releases 
                          -  Administrative Proceedings 
                          -  Opinions and Adjudicatory Orders 
                          -  Accounting and Auditing 
                          -  Trading Suspensions 
                          -  How Investigations Work 
                          -  Receiverships 
                          -  Information for Harmed Investors 
                        -  Regulation                            -  Rulemaking Activity 
                          -  Proposed Rules 
                          -  Final Rules 
                          -  Interim Final Temporary Rules 
                          -  Other Orders and Notices 
                          -  Self-Regulatory Organizations 
                          -  Staff Interpretations 
                        -  Education                            -  Investor Education 
                          -  Glossaries 
                          -  Small Business Capital Raising 
                        -  Filings                            -  EDGAR – Search & Access 
                          -  EDGAR – Information for Filers 
                          -  Company Filing Search 
                          -  How to Search EDGAR 
                          -  Forms List 
                          -  About EDGAR 
                        -  News                            -  Press Releases 
                          -  Speeches and Statements 
                          -  Securities Topics 
                          -  Upcoming Events 
                          -  Webcasts 
                          -  SEC Videos 
                          -  Media Gallery 

                -  U.S. Securities and Exchange Commission                    -  Divisions & Offices 
                  -  Enforcement 
                  -  Regulation 
                  -  Education 
                  -  Filings 
                  -  Newsroom 
                -  Newsroom                    -  Press Releases 
                  -  Testimony 
                -  RSS Feeds                    -  Press Releases 
                  -  Public Statements 
                  -  Speeches 
                  -  Testimony 
                -  Divisions and Offices 
                -  Investment Management  
                -  IM Senior Officers 
                -  Disclosure 
                -  Guidance                     -  Topical Reference Guide 
                  -  Staff Letters 
                  -  Guidance Updates 
                  -  Information Updates 
                -  Rules 
                -  Orders & Notices                    -  Notices of Effectiveness 
                  -  Investment Company Act  
                  -  Investment Advisers Act 
                -  Data 
                -  Forms 
                -  Contact  

-  Divisions and Offices 
-  Investment Management  
-  IM Senior Officers 
-  Disclosure 
-  Guidance     -  Topical Reference Guide 
  -  Staff Letters 
  -  Guidance Updates 
  -  Information Updates 
-  Rules 
-  Orders & Notices    -  Notices of Effectiveness 
  -  Investment Company Act  
  -  Investment Advisers Act 
-  Data 
-  Forms 
-  Contact  

# Other

# Official List of Section 13(f) Securities

                            Oct. 12, 2017                       

This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m(f) (4)]. It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis.
                                - Current List (1st quarter 2024)

----

## Archive Lists

                                - 4th quarter 2023
                                - 3rd quarter 2023
                                - 2nd quarter 2023
                                - 1st quarter 2023  	 
                                - 4th quarter 2022
                                - 3rd quarter 2022
                                - 2nd quarter 2022
                                - 1st quarter 2022
                                - 4th quarter 2021
                                - 3rd quarter 2021
                                - 2nd quarter 2021
                                - 1st quarter 2021
                                - 4th quarter 2020
                                - 3rd quarter 2020
                                - 2nd quarter 2020
                                - 1st quarter 2020
                                - 4th quarter 2019
                                - 3rd quarter 2019
                                - 2nd quarter 2019
                                - 1st quarter 2019
                                - 4th quarter 2018
                                - 3rd quarter 2018
                                - 2nd quarter 2018
                                - 1st quarter 2018
                                - 4th quarter 2017
                                - 3rd quarter 2017
                                - 2nd quarter 2017
                                - 1st quarter 2017
                                - 4th quarter 2016
                                - 3rd quarter 2016
                                - 2nd quarter 2016
                                - 1st quarter 2016
                                - 4th quarter 2015
                                - 3rd quarter 2015
                                - 2nd quarter 2015
                                - 1st quarter 2015
                                - 4th quarter 2014
                                - 3rd quarter 2014
                                - 2nd quarter 2014
                                - 1st quarter 2014
                                - 4th quarter 2013
                                - 3rd quarter 2013
                                - 2nd quarter 2013
                                - 1st quarter 2013
                                - 4th quarter 2012
                                - 3rd quarter 2012
                                - 2nd quarter 2012
                                - 1st quarter 2012
                                - 4th quarter 2011
                                - 3rd quarter 2011
                                - 2nd quarter 2011
                                - 1st quarter 2011
                                - 4th quarter 2010
                                - 3rd quarter 2010
                                - 2nd quarter 2010
                                - 1st quarter 2010
                                - 4th quarter 2009
                                - 3rd quarter 2009
                                - 2nd quarter 2009
                                - 1st quarter 2009
                                - 4th quarter 2008
                                - 3rd quarter 2008
                                - 2nd quarter 2008
                                - 1st quarter 2008
                                - 4th quarter 2007
                                - 3rd quarter 2007
                                - 2nd quarter 2007
                                - 1st quarter 2007
                                - 4th quarter 2006
                                - 3rd quarter 2006
                                - 2nd quarter 2006
                                - 1st quarter 2006
                                - 4th quarter 2005
                                - 3rd quarter 2005
                                - 2nd quarter 2005
                                - 1st quarter 2005
                                - 4th quarter 2004
                                - 3rd quarter 2004
                                - 2nd quarter 2004
                                - 1st quarter 2004

Note: the following archive PDF files are 10 MB to 25 MB in size.
                                - 4th quarter 2003
                                - 3rd quarter 2003
                                - 2nd quarter 2003
                                - 1st quarter 2003
                                - 4th quarter 2002
                                - 3rd quarter 2002
                                - 2nd quarter 2002
                                - 1st quarter 2002
                                - 4th quarter 2001
                                - 3rd quarter 2001
                                - 2nd quarter 2001
                                - 1st quarter 2001
                                - 4th quarter 2000
                                - 3rd quarter 2000
                                - 2nd quarter 2000
                                - 1st quarter 2000
                                - 4th quarter 1999
                                - 3rd quarter 1999
                                - 2nd quarter 1999
                                - 1st quarter 1999
                                - 4th quarter 1998
                                - 3rd quarter 1998
                                - 2nd quarter 1998
                                - 1st quarter 1998
                                - 4th quarter 1997 (forthcoming)
                                - 3rd quarter 1997
                                - 2nd quarter 1997
                                - 1st quarter 1997
                                - 4th quarter 1996
                                - 3rd quarter 1996
                                - 2nd quarter 1996
                                - 1st quarter 1996

SOCIAL MEDIA1Twitter 2Facebook2Instagram3RSS4YouTube6LinkedIn8Email Updates

## About The SEC

-  Budget & Performance 
-  Careers 
-  Commission Votes 
-  Contact 
-  Contracts 
-  Data Resources 

## Transparency

-  Accessibility & Disability 
-  FOIA 
-  Inspector General 
-  No FEAR Act & EEO Data 
-  Ombuds 
-  Whistleblower Protection 

## Websites

-  Investor.gov 
-  Related Sites 
-  USA.gov 

## Site Information

-  Plain Writing 
-  Privacy & Security 
-  Site Map 

**Return to Top