Skip to main content    

Company Filings

U.S. Securities and Exchange Commission

                        -  About                            -  Careers 
                          -  Commissioners 
                          -  Contact 
                          -  Reports and Publications 
                          -  Securities Laws 
                          -  Mission 
                          -  Commission Votes 
                        -  Divisions & Offices                            -  Corporation Finance 
                          -  Enforcement 
                          -  Investment Management 
                          -  Economic and Risk Analysis 
                          -  Trading and Markets 
                          -  Office of Administrative Law Judges 
                          -  Examinations 
                        -  Enforcement                            -  Litigation Releases 
                          -  Administrative Proceedings 
                          -  Opinions and Adjudicatory Orders 
                          -  Accounting and Auditing 
                          -  Trading Suspensions 
                          -  How Investigations Work 
                          -  Receiverships 
                          -  Information for Harmed Investors 
                        -  Regulation                            -  Rulemaking Activity 
                          -  Proposed Rules 
                          -  Final Rules 
                          -  Interim Final Temporary Rules 
                          -  Other Orders and Notices 
                          -  Self-Regulatory Organizations 
                          -  Staff Interpretations 
                        -  Education                            -  Investor Education 
                          -  Glossaries 
                          -  Small Business Capital Raising 
                        -  Filings                            -  EDGAR – Search & Access 
                          -  EDGAR – Information for Filers 
                          -  Company Filing Search 
                          -  How to Search EDGAR 
                          -  Forms List 
                          -  About EDGAR 
                        -  News                            -  Press Releases 
                          -  Speeches and Statements 
                          -  Securities Topics 
                          -  Upcoming Events 
                          -  Webcasts 
                          -  SEC Videos 
                          -  Media Gallery 

                -  U.S. Securities and Exchange Commission                    -  Divisions & Offices 
                  -  Enforcement 
                  -  Regulation 
                  -  Education 
                  -  Filings 
                  -  Newsroom 
                -  Newsroom                    -  Press Releases 
                  -  Testimony 
                -  RSS Feeds                    -  Press Releases 
                  -  Public Statements 
                  -  Speeches 
                  -  Testimony 
                -  About the SEC 
                -  Advisory Committees 
                -  Commissioners 
                -  Contact 
                -  Diversity and Inclusion  
                -  Division and Office Directors 
                -  Divisions and Offices 
                -  Privacy and Security 
                -  Regional Offices  
                -  Reports and Publications 
                -  SEC and Markets Data 
                -  Securities Laws 
                -  Mission 
                -  Commission Votes 

-  About the SEC 
-  Advisory Committees 
-  Commissioners 
-  Contact 
-  Diversity and Inclusion  
-  Division and Office Directors 
-  Divisions and Offices 
-  Privacy and Security 
-  Regional Offices  
-  Reports and Publications 
-  SEC and Markets Data 
-  Securities Laws 
-  Mission 
-  Commission Votes 

#  About the SEC 

Full Report 

The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.

The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate. No more than three Commissioners can be members of the same political party.

## Divisions & Offices

The SEC’s tasks and responsibilities are allocated among divisions and offices with expertise in specific areas.

## Regional Offices

The SEC has 11 regional offices spread throughout the country to help with enforcement and examination functions.

## Advisory Committees

The SEC’s advisory committees provide perspectives, advice, and recommendations to Commissioners and staff.

## Additional Resources

                                      - Budget/Operations 
                                      - Careers/Jobs
                                      - Diversity & Inclusion
                                      - Procurement/Contracts 
                                      - Reports/Publications
                                      - Votes by Commissioners

## Contact the SEC

                                      - Chairman and Commissioners
                                      - SEC Headquarters
                                      - SEC Regional Offices

*Modified: Nov. 22, 2016*

SOCIAL MEDIA1Twitter 2Facebook2Instagram3RSS4YouTube6LinkedIn8Email Updates

## About The SEC

-  Budget & Performance 
-  Careers 
-  Commission Votes 
-  Contact 
-  Contracts 
-  Data Resources 

## Transparency

-  Accessibility & Disability 
-  FOIA 
-  Inspector General 
-  No FEAR Act & EEO Data 
-  Ombuds 
-  Whistleblower Protection 

## Websites

-  Investor.gov 
-  Related Sites 
-  USA.gov 

## Site Information

-  Plain Writing 
-  Privacy & Security 
-  Site Map 

**Return to Top