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# Other

# Receiverships

                            Oct. 12, 2017                       

**Information for Prospective Receivers**

In both settled and litigated cases, the Division of Enforcement makes recommendations to the courts regarding persons to assist the court in a variety of capacities, including as receivers to take control of, marshal, maintain, and/or distribute assets; or to operate businesses. If you are interested in being considered for a position as a receiver in an SEC enforcement action pending in a federal district court, please complete this application.

**Information Regarding SEC Enforcement Actions in Which Receivers Have Been Appointed**

The following is a list of active SEC enforcement actions in which receivers or similar agents have been appointed. The list is updated periodically; at any given time it may not reflect all actions falling into this category, and it may include an action that is no longer active.

The list is searchable, including by defendant name, by using your web browser's **Find** function. Press **Ctrl+F** (Windows) or **Command+F **(MacOS) to bring up a **Find** field in the top of your browser. Then type the name or word you wish to find and press **Enter** on your keyboard. The browser will highlight every instance of your term, typically in bright yellow (and pale orange for the current "hit").

If you have a question about one of the actions listed, please contact the SEC staff listed on the matter's court docket. To ask a question or report a problem concerning your investments, your investment account, or a financial professional, submit an inquiry online or call the SEC's toll-free investor assistance line at 1-800-SEC-0330.

## Related Materials

                              - Archive of Completed Distributions
                              - Information for Harmed Investors
                              - Application for Consideration as a Receiver

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