APPLICATIONS PROCESSING HANDBOOK

TABLE OF CONTENTS

Office of Thrift Supervision August 2002 Applications Handbook – Table of Contents 1

TOPIC TAB

INTRODUCTION 

 

 

ADMINISTRATIVE I 

010 Application Filing Requirements ..................................................................................... 1 

020 Publication Forms............................................................................................................. 2 

030 Bank Merger Act Transmittal Forms ............................................................................... 3 

040 Delegations ..................................................................................................................... 4 

050 Appeals Process................................................................................................................ 5 

060 Application Tracking System........................................................................................... 6 

100 BRANCHING ACTIVITIES II 

200 COMBINATIONS III 

210 Conversion to a National or State Bank ........................................................................... 1 

220 Combination with a National or State Bank..................................................................... 2 

230 Mergers with FDIC-Insured Depository Institutions ...................................................... 3 

 and Non-FDIC Insured Entities in which a Savings 

Institution Survives 

 

240 Purchase or Sale of Assets and/or Assumption or............................................................ 4 

 Transfer of Liabilities by a Savings Institution 

from FDIC-Insured and Non-FDIC Insured 

Depository Institutions 
APPLICATIONS PROCESSING HANDBOOK

TABLE OF CONTENTS

2 Applications Handbook – Table of Contents September 2006 Office of Thrift Supervision

300 CONTROL IV 

310 Changes of Control........................................................................................................... 1 

320 Rebuttals........................................................................................................................... 2 

400 CORPORATE ORGANIZATION V 

410 Charter and Bylaw Amendments...................................................................................... 1 

420 Conversion of OTS Regulated Savings Institution to ..................................................... 2 

a Federal Charter 

 

430 Conversion of Bank or Credit Union to a......................................................................... 3 

 Federal Charter 

440 Permission to Organize a Federal Savings Institution...................................................... 4 

 

450 Conversion of Savings Institution from the Mutual Form ............................................... 5 

of Organization to the Stock Form of Organization 

 

460 Voluntary Dissolutions..................................................................................................... 6 

500 HOLDING COMPANIES VI 

510 Holding Company Acquisitions ....................................................................................... 1 

520 Mutual Holding Companies ............................................................................................. 2 

530 Savings and Loan Holding Company Activities ............................................................. 3 

600 OPERATIONAL/FINANCIAL VII 

605 Subordinate Organizations ............................................................................................... 1 

610 Subordinated Debt and Mandatorily Redeemable Preferred Stock.................................. 2 

615 Outside Borrowings.......................................................................................................... 3 

620 Fiduciary Powers.............................................................................................................. 4 

 

625 Business Plan Guidelines ................................................................................................ 5 
APPLICATIONS PROCESSING HANDBOOK

TABLE OF CONTENTS

Office of Thrift Supervision August 2002 Applications Handbook – Table of Contents 3

630 Business Plan Modifications ............................................................................................ 6 

635 Capital Distributions......................................................................................................... 7 

640 Modifications of Conditions of Approval ........................................................................ 8 

645 Expansion of Business Activities ..................................................................................... 9 

700 SUPERVISORY VIII

 

710 FDIC Resolution Procedures............................................................................................ 1 

720 Officer/Director Approval................................................................................................ 2 

800 WAIVERS IX 

810 Management Interlock Act............................................................................................... 1 

820 Lending Exceptions – Loans to One Borrower for .......................................................... 2 

the Development of Domestic Residential Housing Units 

830 Lending Exceptions – Nonresidential Loans.................................................................... 3 

840 Regulatory Waivers.......................................................................................................... 4 

850 Increase in Lending Limitation to One Borrower for 

1-4 Family Residential Real Estate and Small Business Loans ........................................ 

 

900 FORMS X