Equal Employment Opportunity Data Posted Pursuant to the No FEAR Act

U.S. Securities and Exchange Commission

For 1st Quarter 2024 for period ending December 31, 2023

Complaint Activity Comparative Data

Previous Fiscal Year Data 2024

Thru

12-31

2019 2020 2021 2022 2023

Number of Complaints Filed 24 16 15 12 16 12

Number of Complainants 21 16 14 12 15 12

Repeat Filers 3 0 1 0 1 0

Complaints by Basis Comparative Data

Previous Fiscal Year Data 2024

Thru

12-31 

Note: Complaints can be filed 

alleging multiple bases.

The sum of the bases may not equal 

total complaints filed.

2019 2020 2021 2022 2023

Race 12 7 5 6 8 4

Color 3 3 1 1 1 2

Religion 4 0 3 2 1 1

Reprisal 14 12 11 12 8 2

Sex 14 9 8 9 8 7

PDA 1 0 0 0 0 0

National Origin 1 1 1 0 0 1

Equal Pay Act 4 0 1 0 2 0

Age 10 5 8 6 8 7

Disability 4 5 6 4 4 2

Genetics 0 0 0 0 0 0

Non-EEO 4 2 1 0 1 1
Complaints by Issue Comparative Data

Previous Fiscal Year Data 2024

Thru

12-31 

Note: Complaints can be filed alleging 

multiple bases.

The sum of the bases may not equal 

total complaints filed.

Starting in FY2022, issues marked 

with:

* are reported under Other Terms / 

Conditions of Employment.

** are reported under Other 

Disciplinary Actions.

2019 2020 2021 2022 2023

Appointment/Hire 0 2 1 0 0 2

Assignment of Duties* 4 5 3 1 0 0

Awards 2 2 2 0 0 0

Conversion to Full Time/Perm Status* 0 0 0 1 0 0

Disciplinary Action

Demotion 0 0 1 1 0 0

Reprimand** 1 1 0 2 0 0

Suspension 0 1 0 0 0 0

Removal 2 1 0 2 0 0

Other Disciplinary Actions** 0 0 0 0 2 1

Other 2** 0 0 0 0 0 0

Duty Hours* 0 0 0 0 0 0

Perf. Evaluation / Appraisal 3 2 8 3 0 0

Examination/Test 0 0 0 0 0 0

Harassment

Non-Sexual 9 9 8 4 4 1

Sexual 2 0 0 0 1 0

Medical Examination 0 0 0 0 0 0

Pay including overtime 3 1 1 0 5 0

Promotion/Non-Selection 7 2 3 4 2 2

Reassignment

Denied 0 1 0 1 0 0

Directed 1 0 0 2 0 0

Reasonable Accommodation 

Disability

3 2 2 0 1 1

Reinstatement* 0 0 0 0 0 0

Religious Accommodation 0 0 0 0 0 0

Retirement* 0 0 0 0 0 0

Sex-Stereotyping 0 0 0 0 0 0

Telework 0 0 0 0 0 0

Termination 1 1 1 1 2 2
Processing 

Time

Comparative Data

Previous Fiscal Year Data 2024

Thru

12-31

2019 2020 2021 2022 2023

Average 

number of 

days in 

investigation

175.78 218.88 243.09 219.91 204.36 270.50

Complaints pending during fiscal year where hearing was requested

Average 

number of 

days in 

investigation

174.71 226.57 219.80 217.34 222.00 360.00

Average 

number of 

days in final 

action

50.50 48.00 41.00 40.00 22.50 25.00

Complaints pending during fiscal year where hearing was not requested

Average 

number of 

days in 

investigation

179.50 183.00 278.80 202.17 206.80 181.00

Average 

number of 

days in final 

action

78.00 60.00 58.00 60.00 44.75 60.00

Complaints Dismissed by Agency Comparative Data

Previous Fiscal Year Data 2024

Thru

12-31

2019 2020 2021 2022 2023

Terms/Conditions of Employment* 6 11 7 3 0 0

Time and Attendance 1 0 0 0 1 0

Training 0 0 0 0 0 0

Other Terms/Conditions of 

Employment*

0 0 0 0 7 6

User Defined - Other 1* 0 0 0 0 0 0

User Defined – Other 2* 0 0 0 0 0 0

User Defined - Other 3* 0 0 0 0 0 0

User Defined - Other 4* 0 0 0 0 0 0
Total Complaints Dismissed by 

Agency

5 0 0 0 5 2

Average days pending prior to 

dismissal

141 0 0 0 137.00 103

Complaints Withdrawn by Complainants

Total Complaints Withdrawn by 

Complainants

0 0 2 2 1 0

Total Final Agency Actions Finding 

Discrimination

Comparative Data

Previous Fiscal Year Data 2024

Thru

12-

31

2019 2020 2021 2022 2023

# % # % # % # % # % # %

Total Number Findings 0 0 0 0 0 0

Without Hearing 0 0 0 0 0 0 0 0 0 0 0 0

With Hearing 0 0 0 0 0 0 0 0 0 0 0 0
Findings of Discrimination Rendered by Basis Comparative Data

Previous Fiscal Year Data 2024

Thru

12-

31

Note: Complaints can be filed alleging multiple 

bases.

The sum of the bases may not equal total 

complaints and findings.

2019 2020 2021 2022 2023

# % # % # % # % # % # %

Total Number Findings 0 0 0 0 0 0

Race 0 0 0 0 0 0 0 0 0 0 0 0

Color 0 0 0 0 0 0 0 0 0 0 0 0

Religion 0 0 0 0 0 0 0 0 0 0 0 0

Reprisal 0 0 0 0 0 0 0 0 0 0 0 0

Sex 0 0 0 0 0 0 0 0 0 0 0 0

PDA 0 0 0 0 0 0 0 0 0 0 0 0

National Origin 0 0 0 0 0 0 0 0 0 0 0 0

Equal Pay Act 0 0 0 0 0 0 0 0 0 0 0 0

Age 0 0 0 0 0 0 0 0 0 0 0 0

Disability 0 0 0 0 0 0 0 0 0 0 0 0

Genetics 0 0 0 0 0 0 0 0 0 0 0 0

Non-EEO 0 0 0 0 0 0 0 0 0 0 0 0

Findings After Hearing 0 0 0 0 0 0

Race 0 0 0 0 0 0 0 0 0 0 0 0

Color 0 0 0 0 0 0 0 0 0 0 0 0

Religion 0 0 0 0 0 0 0 0 0 0 0 0

Reprisal 0 0 0 0 0 0 0 0 0 0 0 0

Sex 0 0 0 0 0 0 0 0 0 0 0 0

PDA 0 0 0 0 0 0 0 0 0 0 0 0

National Origin 0 0 0 0 0 0 0 0 0 0 0 0

Equal Pay Act 0 0 0 0 0 0 0 0 0 0 0 0

Age 0 0 0 0 0 0 0 0 0 0 0 0

Disability 0 0 0 0 0 0 0 0 0 0 0 0

Genetics 0 0 0 0 0 0 0 0 0 0 0 0

Non-EEO 0 0 0 0 0 0 0 0 0 0 0 0

Findings Without Hearing 0 0 0 0 0 0

Race 0 0 0 0 0 0 0 0 0 0 0 0

Color 0 0 0 0 0 0 0 0 0 0 0 0

Religion 0 0 0 0 0 0 0 0 0 0 0 0

Reprisal 0 0 0 0 0 0 0 0 0 0 0 0

Sex 0 0 0 0 0 0 0 0 0 0 0 0

PDA 0 0 0 0 0 0 0 0 0 0 0 0

National Origin 0 0 0 0 0 0 0 0 0 0 0 0

Equal Pay Act 0 0 0 0 0 0 0 0 0 0 0 0
Findings of Discrimination Rendered by 

Issue

Starting in FY2022, issues marked with:

* are reported under Other Terms / 

Conditions of Employment.

** are reported under Other Disciplinary 

Actions.

Comparative Data

Previous Fiscal Year Data 2024

Thru

12-

31

2019 2020 2021 2022 2023

# % # % # % # % # % # %

Total Number Findings 0 0 0 0 0 0

Appointment/Hire 0 0 0 0 0 0 0 0 0 0 0 0

Assignment of Duties* 0 0 0 0 0 0 0 0 0 0 0 0

Awards 0 0 0 0 0 0 0 0 0 0 0 0

Conversion to Full Time/Perm Status* 0 0 0 0 0 0 0 0 0 0 0 0

Disciplinary Action

Demotion 0 0 0 0 0 0 0 0 0 0 0 0

Reprimand** 0 0 0 0 0 0 0 0 0 0 0 0

Suspension 0 0 0 0 0 0 0 0 0 0 0 0

Removal 0 0 0 0 0 0 0 0 0 0 0 0

Other Disciplinary Actions** 0 0 0 0 0 0 0 0 0 0 0 0

Other 2** 0 0 0 0 0 0 0 0 0 0 0 0

Duty Hours* 0 0 0 0 0 0 0 0 0 0 0 0

Perf. Evaluation/Appraisal 0 0 0 0 0 0 0 0 0 0 0 0

Examination/Test 0 0 0 0 0 0 0 0 0 0 0 0

Harassment

Non-Sexual 0 0 0 0 0 0 0 0 0 0 0 0

Sexual 0 0 0 0 0 0 0 0 0 0 0 0

Medical Examination 0 0 0 0 0 0 0 0 0 0 0 0

Pay including overtime 0 0 0 0 0 0 0 0 0 0 0 0

Promotion/Non-Selection 0 0 0 0 0 0 0 0 0 0 0 0

Reassignment

Denied 0 0 0 0 0 0 0 0 0 0 0 0

Directed 0 0 0 0 0 0 0 0 0 0 0 0

Reasonable Accommodation Disability 0 0 0 0 0 0 0 0 0 0 0 0

Reinstatement* 0 0 0 0 0 0 0 0 0 0 0 0

Religious Accommodation 0 0 0 0 0 0 0 0 0 0 0 0

Retirement* 0 0 0 0 0 0 0 0 0 0 0 0

Sex-Stereotyping 0 0 0 0 0 0 0 0 0 0 0 0

Age 0 0 0 0 0 0 0 0 0 0 0 0

Disability 0 0 0 0 0 0 0 0 0 0 0 0

Genetics 0 0 0 0 0 0 0 0 0 0 0 0

Non-EEO 0 0 0 0 0 0 0 0 0 0 0 0
Telework 0 0 0 0 0 0 0 0 0 0 0 0

Termination 0 0 0 0 0 0 0 0 0 0 0 0

Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

Time and Attendance 0 0 0 0 0 0 0 0 0 0 0 0

Training 0 0 0 0 0 0 0 0 0 0 0 0

Other Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined - Other 1* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined – Other 2* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined - Other 3* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined - Other 4* 0 0 0 0 0 0 0 0 0 0 0 0

Findings After Hearing 0 0 0 0 0 0

Appointment/Hire 0 0 0 0 0 0 0 0 0 0 0 0

Assignment of Duties* 0 0 0 0 0 0 0 0 0 0 0 0

Awards 0 0 0 0 0 0 0 0 0 0 0 0

Conversion to Full Time/Perm Status* 0 0 0 0 0 0 0 0 0 0 0 0

Disciplinary Action

Demotion 0 0 0 0 0 0 0 0 0 0 0 0

Reprimand** 0 0 0 0 0 0 0 0 0 0 0 0

Suspension 0 0 0 0 0 0 0 0 0 0 0 0

Removal 0 0 0 0 0 0 0 0 0 0 0 0

Other Disciplinary Actions** 0 0 0 0 0 0 0 0 0 0 0 0

Other 2** 0 0 0 0 0 0 0 0 0 0 0 0

Duty Hours* 0 0 0 0 0 0 0 0 0 0 0 0

Perf. Evaluation/Appraisal 0 0 0 0 0 0 0 0 0 0 0 0

Examination/Test 0 0 0 0 0 0 0 0 0 0 0 0

Harassment

Non-Sexual 0 0 0 0 0 0 0 0 0 0 0 0

Sexual 0 0 0 0 0 0 0 0 0 0 0 0

Medical Examination 0 0 0 0 0 0 0 0 0 0 0 0

Pay including overtime 0 0 0 0 0 0 0 0 0 0 0 0

Promotion/Non-Selection 0 0 0 0 0 0 0 0 0 0 0 0

Reassignment

Denied 0 0 0 0 0 0 0 0 0 0 0 0

Directed 0 0 0 0 0 0 0 0 0 0 0 0

Reasonable Accommodation Disability 0 0 0 0 0 0 0 0 0 0 0 0

Reinstatement* 0 0 0 0 0 0 0 0 0 0 0 0

Religious Accommodation 0 0 0 0 0 0 0 0 0 0 0 0

Retirement* 0 0 0 0 0 0 0 0 0 0 0 0

Sex-Stereotyping 0 0 0 0 0 0 0 0 0 0 0 0

Telework 0 0 0 0 0 0 0 0 0 0 0 0

Termination 0 0 0 0 0 0 0 0 0 0 0 0
Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

Time and Attendance 0 0 0 0 0 0 0 0 0 0 0 0

Training 0 0 0 0 0 0 0 0 0 0 0 0

Other Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined – Other 1* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined – Other 2* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined – Other 3* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined – Other 4* 0 0 0 0 0 0 0 0 0 0 0 0

Findings Without Hearing 0 0 0 0 0 0

Appointment/Hire 0 0 0 0 0 0 0 0 0 0 0 0

Assignment of Duties* 0 0 0 0 0 0 0 0 0 0 0 0

Awards 0 0 0 0 0 0 0 0 0 0 0 0

Conversion to Full Time/Perm Status* 0 0 0 0 0 0 0 0 0 0 0 0

Disciplinary Action

Demotion 0 0 0 0 0 0 0 0 0 0 0 0

Reprimand** 0 0 0 0 0 0 0 0 0 0 0 0

Suspension 0 0 0 0 0 0 0 0 0 0 0 0

Removal 0 0 0 0 0 0 0 0 0 0 0 0

Other Disciplinary Actions** 0 0 0 0 0 0 0 0 0 0 0 0

Other 2** 0 0 0 0 0 0 0 0 0 0 0 0

Duty Hours* 0 0 0 0 0 0 0 0 0 0 0 0

Perf. Evaluation/Appraisal 0 0 0 0 0 0 0 0 0 0 0 0

Examination/Test 0 0 0 0 0 0 0 0 0 0 0 0

Harassment

Non-Sexual 0 0 0 0 0 0 0 0 0 0 0 0

Sexual 0 0 0 0 0 0 0 0 0 0 0 0

Medical Examination 0 0 0 0 0 0 0 0 0 0 0 0

Pay including overtime 0 0 0 0 0 0 0 0 0 0 0 0

Promotion/Non-Selection 0 0 0 0 0 0 0 0 0 0 0 0

Reassignment

Denied 0 0 0 0 0 0 0 0 0 0 0 0

Directed 0 0 0 0 0 0 0 0 0 0 0 0

Reasonable Accommodation Disability 0 0 0 0 0 0 0 0 0 0 0 0

Reinstatement* 0 0 0 0 0 0 0 0 0 0 0 0

Religious Accommodation 0 0 0 0 0 0 0 0 0 0 0 0

Retirement* 0 0 0 0 0 0 0 0 0 0 0 0

Sex-Stereotyping 0 0 0 0 0 0 0 0 0 0 0 0

Telework 0 0 0 0 0 0 0 0 0 0 0 0

Termination 0 0 0 0 0 0 0 0 0 0 0 0

Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

Time and Attendance 0 0 0 0 0 0 0 0 0 0 0 0
Training 0 0 0 0 0 0 0 0 0 0 0 0

Other Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined – Other 1* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined – Other 2* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined - Other 3* 0 0 0 0 0 0 0 0 0 0 0 0

User Defined - Other 4* 0 0 0 0 0 0 0 0 0 0 0 0

Pending Complaints Filed in Previous Fiscal 

Years by Status

Comparative Data

Previous Fiscal Year Data 2024

Thru

12-

31

2019 2020 2021 2022 2023

Total complaints from previous Fiscal Years 15 17 12 6 4 8

Total Complainants 13 13 12 6 4 8

Number complaints pending

Investigation 0 0 0 0 0 3

ROI issued, pending Complainant's action 0 0 0 0 0 0

Hearing 15 15 10 3 4 4

Final Agency Action 0 2 2 3 0 2

Appeal with EEOC Office of Federal Operations 1 4 2 3 4 5

Complaint Investigations Comparative Data

Previous Fiscal Year Data 2024

Thru

12-

31

2019 2020 2021 2022 2023

Pending Complaints Where Investigations 

Exceed Required Time Frames1

These investigations were conflict cases handled by other 

agencies.

0 1 1 1 0 0