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FORM ABS DUE DILIGENCE-15E 

CERTIFICATION OF PROVIDER OF THIRDPARTY DUE DILIGENCE SERVICES FOR 

ASSET-BACKED SECURITIES

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM ABS DUE DILIGENCE-15E

CERTIFICATION OF PROVIDER OF THIRD-PARTY DUE DILIGENCE SERVICES 

FOR ASSET-BACKED SECURITIES

Pursuant 17 CFR 240.17g-10, this Form must be used by a person providing third-party due diligence 

services in connection with an asset-backed security to comply with section 15E(s)(4)(B) of the Securities 

Exchange Act of 1934 (15 U.S.C. 78o-7(s)(4)(B)). Section 15E(s)(4)(B) of the Securities Exchange Act of 

1934 requires a person providing the due diligence services to provide a written certification to any 

nationally recognized statistical rating organization that produces a credit rating to which such due 

diligence services relate.

Item 1. Identity of the person providing third-party due diligence services

Legal Name: 

Business Name (if Different): 

Principal Business Address: 

Item 2. Identity of the person who paid the person to provide third-party due diligence services

Legal Name: 

Business Name (if Different): 

Principal Business Address: 

Item 3. Credit rating criteria

If the due diligence performed by the third party is intended to satisfy the criteria for due diligence 

published by a nationally recognized statistical rating organization, identify the nationally recognized

statistical rating organization and the title and date of the published criteria (more than one nationally 

recognized statistical rating organization may be identified).
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Identity of NRSRO Title and Date of Criteria

Item 4. Description of the due diligence performed

Provide a description of the scope and manner of the due diligence services performed in connection 

with the review of assets that is sufficiently detailed to provide an understanding of the steps taken in 

performing the review. Include in the description: (1) the type of assets that were reviewed; (2) the 

sample size of the assets reviewed; (3) how the sample size was determined and, if applicable, 

computed; (4) whether the accuracy of information or data about the assets provided, directly or 

indirectly, by the securitizer or originator of the assets was reviewed and, if so, how the review was 

conducted; (5) whether the conformity of the origination of the assets to stated underwriting or credit 

extension guidelines, standards, criteria or other requirements was reviewed and, if so, how the 

review was conducted; (6) whether the value of collateral securing such assets was reviewed and, if 

so, how the review was conducted; (7) whether the compliance of the originator of the assets with 

federal, state, and local laws and regulations was reviewed and, if so, how the review was conducted; 

and (8) any other type of review that was part of the due diligence services conducted by the person 

executing this Form. This description should be attached to the Form and contain the heading “Item 

4.” Provide this description regardless of whether the due diligence performed is intended to satisfy 

the criteria for due diligence published by a nationally recognized statistical rating organization.

Item 5. Summary of findings and conclusions of review

Provide a summary of the findings and conclusions that resulted from the due diligence services that 

is sufficiently detailed to provide an understanding of the findings and conclusions that were 

conveyed to the person identified in Item 2. This summary should be attached to the Form and 

contain the heading “Item 5.”

CERTIFICATION

The undersigned has executed this Form ABS Due Diligence 15E on behalf of, and on the authority of, 

the person identified in Item 1 of the Form. The undersigned, on behalf of the person, represents that the 

person identified in Item 1 of the Form conducted a thorough review in performing the due diligence 

described in Item 4 attached to this Form and that the information and statements contained in this Form, 

including Items 4 and 5 attached to this Form, which are part of this Form, are accurate in all significant 

respects on and as of the date hereof.
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Name of Person Identified in Item 1: 

By: ___________________________________ _________________________________________ 

(Print name of duly authorized person) (Signature)

Date: