Skip to main content    

Company Filings

U.S. Securities and Exchange Commission

                        -  About                            -  Careers 
                          -  Commissioners 
                          -  Contact 
                          -  Reports and Publications 
                          -  Securities Laws 
                          -  Mission 
                          -  Commission Votes 
                        -  Divisions & Offices                            -  Corporation Finance 
                          -  Enforcement 
                          -  Investment Management 
                          -  Economic and Risk Analysis 
                          -  Trading and Markets 
                          -  Office of Administrative Law Judges 
                          -  Examinations 
                        -  Enforcement                            -  Litigation Releases 
                          -  Administrative Proceedings 
                          -  Opinions and Adjudicatory Orders 
                          -  Accounting and Auditing 
                          -  Trading Suspensions 
                          -  How Investigations Work 
                          -  Receiverships 
                          -  Information for Harmed Investors 
                        -  Regulation                            -  Rulemaking Activity 
                          -  Proposed Rules 
                          -  Final Rules 
                          -  Interim Final Temporary Rules 
                          -  Other Orders and Notices 
                          -  Self-Regulatory Organizations 
                          -  Staff Interpretations 
                        -  Education                            -  Investor Education 
                          -  Glossaries 
                          -  Small Business Capital Raising 
                        -  Filings                            -  EDGAR – Search & Access 
                          -  EDGAR – Information for Filers 
                          -  Company Filing Search 
                          -  How to Search EDGAR 
                          -  Forms List 
                          -  About EDGAR 
                        -  News                            -  Press Releases 
                          -  Speeches and Statements 
                          -  Securities Topics 
                          -  Upcoming Events 
                          -  Webcasts 
                          -  SEC Videos 
                          -  Media Gallery 

                -  U.S. Securities and Exchange Commission                    -  Divisions & Offices 
                  -  Enforcement 
                  -  Regulation 
                  -  Education 
                  -  Filings 
                  -  Newsroom 
                -  Newsroom                    -  Press Releases 
                  -  Testimony 
                -  RSS Feeds                    -  Press Releases 
                  -  Public Statements 
                  -  Speeches 
                  -  Testimony 
                -  About the SEC 
                -  Advisory Committees 
                -  Commissioners 
                -  Contact 
                -  Diversity and Inclusion  
                -  Division and Office Directors 
                -  Divisions and Offices 
                -  Privacy and Security 
                -  Regional Offices  
                -  Reports and Publications 
                -  SEC and Markets Data 
                -  Securities Laws 
                -  Mission 
                -  Commission Votes 

-  About the SEC 
-  Advisory Committees 
-  Commissioners 
-  Contact 
-  Diversity and Inclusion  
-  Division and Office Directors 
-  Divisions and Offices 
-  Privacy and Security 
-  Regional Offices  
-  Reports and Publications 
-  SEC and Markets Data 
-  Securities Laws 
-  Mission 
-  Commission Votes 

# Other

# About Privacy at the SEC

                            May 12, 2017                       

                                - Privacy Compliance
                                - Contact Information
                                - Privacy Impact Assessments  (PIA)
                                - System of Records Notices  (SORN)

## Privacy Compliance

The Securities and Exchange Commission (SEC) is committed to protecting the privacy of individuals. We utilize the Fair Information Practice Principles (FIPPs), which are listed below, to evaluate privacy risks and develop mitigation strategies, consistent with requirements of the Privacy Act of 1974, as amended and the E-Government Act of 2002, and other Federal privacy laws, regulations, standards, and guidance.

Fair Information Practice Principles (FIPPs):
                                - Transparency
                                - Individual Participation
                                - Purpose Specification
                                - Minimization
                                - Use Limitation
                                - Data Quality and Integrity
                                - Security
                                - Accountability and Auditing

Information related to our privacy compliance activities is available below under Privacy Impact Assessments (PIA) and Systems of Records Notices (SORN).

## Contact Information

Individuals who wish to submit a privacy-related question or complaint may contact the following individuals at privacyhelp@sec.gov.

Senior Agency Official for Privacy — David BottomSr. Privacy Analyst — Ronnette McDanielAttorney Adviser — Darwana Hall

**Mail to:**

Securities and Exchange CommissionOffice of Information Technology100 F Street, NEWashington, DC 20549-2654Attn: Privacy

## Related Materials

                              - Privacy Impact Assessments (PIA)
                              - System of Records Notices (SORN)

SOCIAL MEDIA1Twitter 2Facebook2Instagram3RSS4YouTube6LinkedIn8Email Updates

## About The SEC

-  Budget & Performance 
-  Careers 
-  Commission Votes 
-  Contact 
-  Contracts 
-  Data Resources 

## Transparency

-  Accessibility & Disability 
-  FOIA 
-  Inspector General 
-  No FEAR Act & EEO Data 
-  Ombuds 
-  Whistleblower Protection 

## Websites

-  Investor.gov 
-  Related Sites 
-  USA.gov 

## Site Information

-  Plain Writing 
-  Privacy & Security 
-  Site Map 

**Return to Top