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#  Division of Investment Management  

                                            -   
                                            -   

bSubmit a Tip or File a Complaint

mComment on a Proposed Rule

dInvestor with a Question?

The Division of Investment Management supports the Commission in its mission to protect investors, maintain fair, orderly and efficient markets, and facilitate capital formation. The Division has primary responsibility for administering the Investment Company Act of 1940 and Investment Advisers Act of 1940, which includes developing regulatory policy for investment companies ( e.g., mutual funds, including money market funds, closed-end funds, business development companies, unit investment trusts, variable insurance products, and exchange-traded funds) and for investment advisers.

The work of the Division of Investment Management touches the lives of Main Street investors. We oversee mutual funds and other investment products and services that investors may use to help them buy a home, send kids to college, or prepare for retirement.

## IM Offices

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                                        - Analytics Office
                                        - Chief Counsel’s Office
                                        - Disclosure Review and Accounting Office
                                        - Managing Executive’s Office
                                        - Rulemaking Office

## Programs and Services

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                                        - Investment Advisers Act Applications, Notices and Orders
                                        - Investment Company Registration and Regulation Package
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                                        - Mutual Fund Proxy Voting Records
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                                        - Private Fund Adviser Resources
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## Investor Resources

Click on the graphics below for additional information.

**Natasha Vij GreinerDirector, Division of Investment Management**

Contact the Office202-551-6720

## Careers

IM Career Opportunities

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### Quick Links

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AMAC

COVID-19

Interactive Data FAQs

## Email Updates

Sign up for recent news from the Division of Investment Management.

## Recent News

                                          - Staff Letter (No-Action relief under Section 22(e) of the Investment Company Act of 1940)  April 11, 2024
                                          - Highland Opportunities and Income Fund  April 5, 2024
                                          - Money Market Fund Statistics- Supporting Data, February 2024 (XLSX)  March 28, 2024

View more

*Modified: March 23, 2024*

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