# Patent

## Title
Manifold and filter assembly with filter basket

## Abstract

A manifold and filter assembly for use with a waste collection unit is provided. The manifold and filter assembly directs and filters medical waste flowing into the waste collection unit. The manifold and filter assembly comprises a manifold body defining a chamber and an outlet for directing the medical waste into the waste collection unit. A manifold cap is fitted to the manifold body to close the chamber. The manifold cap defines a plurality of inlets for receiving the medical waste. A filter basket having a bottom and a peripheral wall defining a plurality of openings is snap-locked to the manifold body. The filter basket is positioned such that a fluid bypass is formed between the filter basket and the manifold body and between the filter basket and the manifold cap. The fluid bypass is in fluid communication with the outlet whereby the medical waste can flow over the peripheral wall to the outlet through the fluid bypass.

## Background
RELATED APPLICATIONS
This application claims the benefit of U.S. provisional patent application Ser. No. 60/545,974, filed Feb. 19, 2004, the advantages and disclosure of which are herein incorporated by reference.


FIELD OF THE INVENTION
The present invention relates generally to a manifold and filter assembly and more particularly to a manifold and filter assembly for use with a waste collection unit to direct and filter medical waste, e.g., bodily fluids and materials, entering the waste collection unit.
BACKGROUND OF THE INVENTION
Waste collection units are well known for use in surgical environments to collect medical waste such as bodily fluids and materials during a surgical procedure. Examples of waste collection units can be found in U.S. Pat. Nos. 5,997,733; 6,180,000; and 6,222,283. For instance, U.S. Pat. No. 5,997,733 discloses a waste liquid and smoke disposal system which combines the functions of a smoke extraction system and a waste collection unit, typically in, but not limited to, a surgical environment. The smoke extraction system and the waste collection unit are connected to supply the medical waste collected thereby to a waste treatment (e.g. decontamination and/or sterilization) and disposal system. In such systems, the waste collection unit can be provided as a cart-mounted apparatus to provide mobility. The waste collection unit can then dock to known docking stations to dispose of the medical waste collected by the unit. As a result, surgical teams can quickly, easily, and efficiently maintain the integrity of a surgical site with a minimum of operating components.
Disposable manifold and filter assemblies are used to facilitate the collection of the medical waste into the waste collection unit. Typically, the manifold and filter assembly includes at least one filter to remove solid or semi-solid material such as bone chips, flesh, blood clots or the like from the medical waste generated by the surgical procedure or operation. The manifolds are disposed of between patients, or when the manifold is spent, i.e., filled with solid and semi-solid materials. An example of a disposable manifold for use in waste collection units is described in U.S, Pat. No. 6,331,246 to Beckham et al.
The '246 patent discloses a manifold and filter assembly for use with a waste collection unit to filter medical waste generated during a medical process. The manifold and filter assembly includes a manifold housing, inlet ports, an outlet port, and a series of filters disposed between the inlet and outlet ports. The filters retain solid and semi-solid materials from a fluid carrier entering the manifold housing through the inlet ports. Check valves are placed on the inlet ports to establish unidirectional flow. Currently, once the filters are plugged with debris, the manifold housing begins to fill with the medical waste. The check valves ensure that the medical waste does not reverse flow into the inlet ports. However, there is a need in the art for a manifold and filter assembly that includes a bypass to prevent the medical waste from reaching the inlet ports.
BRIEF SUMMARY OF THE INVENTION
The present invention provides a manifold and filter assembly for directing and filtering medical waste flowing into a waste collection unit. The assembly comprises a manifold housing having a chamber and defining at least one inlet to draw the medical waste into the chamber. The manifold housing also defines at least one outlet to direct the medical waste into the waste collection unit. A filter basket having a bottom and a peripheral wall is mounted within the chamber. The filter basket includes a plurality of openings to filter the medical waste in the fluid path between the inlet and the outlet. The filter basket is spaced from the manifold housing to create a fluid bypass between the filter basket and the manifold housing. The fluid bypass is in fluid communication with the outlet whereby the medical waste can flow over the peripheral wall to the outlet through the fluid bypass.
By providing this fluid bypass, the manifold and filter assembly of the present invention eliminates the backup of the medical waste to the inlet thereby allowing the medical waste to continually flow through the manifold and filter assembly even when the manifold and filter assembly is spent, i.e., the filter basket is filled.



BRIEF DESCRIPTION OF THE SEVERAL VIEWS OF THE DRAWINGS
Advantages of the present invention will be readily appreciated as the same becomes better understood by reference to the following detailed description when considered in connection with the accompanying drawings wherein:
FIGS. 1 and 2 are exploded views of the manifold and filter assembly of the present invention;
FIG. 3 is a cross-sectional view of an outlet of the manifold and filter assembly illustrating a check valve disposed therein;
FIG. 4 is a cross-sectional view illustrating a snap-fit connection between a manifold cap and manifold body of the manifold and filter assembly;
FIG. 5 is a cross-sectional view of the manifold and filter assembly;
FIGS. 6 and 7 are cross-sectional perspective views of the manifold and filter assembly;
FIGS. 8-11 are cross-sectional perspective views of the manifold and filter assembly illustrating various stages of use;
FIG. 12 is a cross-sectional perspective view of the outlet illustrating the check valve in a closed position;
FIG. 13 is an exploded view of an alternative manifold and filter assembly of the present invention;
FIG. 14 is a cross-sectional view of the alternative manifold and filter assembly with a filter basket in a closed position;
FIG. 15 is a blown-up view of a resilient tab of the filter basket holding the filter basket in the closed position;
FIG. 16 is a cross-sectional view of the alternative manifold and filter assembly with the filter basket in an open position;
FIG. 17 is a blown-up view of the resilient tab of the filter basket flexing to place the filter basket in the open position;
FIG. 18 is a perspective view of a waste collection unit in which the manifold and filter assemblies could be used.



DETAILED DESCRIPTION OF THE INVENTION
Referring to the Figures, wherein like numerals indicate like or corresponding parts throughout the several views, a manifold and filter assembly of the present invention is generally shown at 10. The assembly 10 is intended for use with waste collection units to collect medical waste such as bodily fluids and materials from patients during medical procedures. Examples of waste collection units can be found in U.S. Pat. Nos. 5,997,733; 6,180,000; and 6,222,283, all incorporated herein by reference. Another example of a waste collection unit is shown at 15 in FIG. 18.
Referring to FIGS. 1 and 2, the assembly 10 has a base 12. The base 12 includes a cup-shaped manifold body 16 and a neck 14 (outlet tube 14) extending downwardly from the manifold body 16 to define an outlet 19. The neck 14 is adapted to be inserted into an inlet of a waste collection unit, such as the inlet 17 of the waste collection unit 15 shown in FIG. 18. The manifold body 16 defines a chamber 18. The chamber 18 is shown as being generally circular, but it should be understood by those of ordinary skill in the art that numerous other shapes could be used as effectively, for example, oval, square, rectangular, triangular, etc. The manifold body 16 has a bottom 31 and a peripheral wall 32 extending upwardly from the bottom 31 to define the chamber 18.
A filter basket 20 is adapted to fit within the chamber 18 of the manifold body 16. The filter basket 20 includes a bottom 41 and a peripheral wall 30 extending upwardly from the bottom 41. In the disclosed embodiment, a locking tab 22 is disposed on the bottom 31 of the manifold body 16 and extends upwardly therefrom. The locking tab 22 is adapted to snap-lock into a locking member 24 on the bottom 41 of the filter basket 20. As should be appreciated, there could be more than one locking tab 22 and locking member 24 if desired. In the disclosed embodiment there are three of each spaced approximately one hundred and twenty degrees relative to a center of the manifold body 16. Further, other types of locking methods could be employed to lock the filter basket 20 in the chamber 18, such as, for example, threaded connections, other connectors, welding, etc.
Spacers 26 are provided on the peripheral wall 30 of the filter basket 20. The spacers 26 engage the peripheral wall 32 of the manifold body 16 in order to provide a fluid bypass 28 between the peripheral wall 30 of the filter basket 20 and the peripheral wall 32 of the manifold body 16. The fluid bypass 28 can be seen for example in FIG. 4. The spacers 26 also provide the filter basket 20 with a semi-rigid configuration to support the filter basket 20 in the chamber 18.
In the disclosed embodiment, the manifold body 16 includes risers 34 disposed on the bottom 31 of the manifold body 16 and extending from the bottom 31 into the chamber 18. These risers 34 provide further support for the filter basket 20 and space the filter basket 20 from the bottom 31 of the manifold body 16 (see FIG. 5).
The filter basket 20 also includes a plurality of openings in fluid communication with the fluid bypass 28. The plurality of openings are further defined as a first plurality of perforations or holes 42 defined in the bottom 41 of the filter basket 20 and a second plurality of perforations 36, preferably vertical slots 36, defined in the peripheral wall 30 of the filter basket 20. Referring to FIG. 2, each of the slots 36 are larger in area than each of the holes 42. The slots 36 provide fluid communication between an interior of the filter basket 20 and the fluid bypass 28. The bottom 41 of the filter basket 20 has a number of compartments 38 which are defined by a plurality of interior walls 40, preferably in a grid. A portion of the holes 42 are defined in a bottom of each of the compartments 38. These compartments 38 are illustrated in a waffle-like pattern, however, other patterns could be used, for example, circles, triangles, rectangles, etc. Refeffing particularly to FIG. 2, the holes 42 define a filtering screen. This screen filters the medical waste between the interior of the filter basket 20 and the space formed between the filter basket 20 and the bottom 31 of the manifold body 16.
A porous filter element 44 having a predetermined height is disposed within the filter basket 20. The filter element 44 allows the medical waste which enters the filter basket 20 to be filtered and then passed through the slots 36 into the fluid bypass 28. As shown, the filter element 44 is annular in shape. The filter element 44 is supported about and extends upwardly along the peripheral wall 30 of the filter basket 20 thereby requiring the medical waste to pass through the filter element 44 to reach the slots 36. The filter element 44 retains filtered-out material, e.g., debris, in the interior of the filter basket 20 such that debris slowly builds upward along the predetermined height of the filter element 44 to maximize a filtering capacity of the filter element 44 and the filter basket 20. Both the filter basket 20 and the filter element 44 act as filtering members, however, the filter basket 20 is preferably more rigid than the filter element 44.
A manifold cap 46 closes the manifold body 16. The manifold cap 46 includes a plurality of inlets 48. Each of the inlets 48 includes an entrance tube 49 disposed about an entry axis A. The entrance tubes 49 are disposed above the fluid bypass 28 such that the medical waste can enter the fluid bypass 28 without flowing back through the inlets 48. Preferably, all of the entry axes A are parallel. The outlet 19 extends downwardly from the bottom 31 of the manifold body 16 about an outlet axis B approximately normal to said entry axes A.
The inlets 48 are adapted to be connected to tubes which extend to, for example, a patient undergoing surgery. The waste collection unit, such as the waste collection unit 15 of FIG. 18, typically has a vacuum source (not shown) which pulls a vacuum through the assembly 10 and the tubes to draw the medical waste from the patient into the assembly 10. As shown, there are four inlets 48, but there could be as little as one and as many as desired. With the four inlets 48 shown, in the event less than four inlets 48 are used, inlet port caps 50 are provided to close off the inlets 48 that are not being used. In addition, the inlet port caps 50 can be used to close off the inlets 48 during transportation. An outlet port cap 52 is shown for closing the neck 14 during transportation. As shown, integrally formed connection straps extend from the caps 50, 52 to the manifold cap 46.
Referring specifically to FIG. 2, an underside of the manifold cap 46 has a splash wall 56 which is configured to absorb fluid energy from the medical waste entering the assembly 10 from the inlets 48 by deflecting the medical waste as it enters the assembly 10 from the inlets 48 toward the filter basket 20. To this end, the splash wall 56 is oriented normal to the entry axes A. The splash wall 56 guides the accumulation of the debris in such a way as to prolong the life of the assembly 10. The splash wall 56 also contains features such as tabs 57 that serve to hold the filter element 44 in place.
Referring to FIG. 3, a waste retention valve 54, preferably a check valve 54, is illustrated which fits within the neck 14 to contain any medical waste which may be in the assembly 10 during transportation or disposal. The check valve 54 is configured so that it will move to an open position when a predetermined pressure is applied thereto, e.g., when a predetermined vacuum is pulled within the assembly 10. The check valve 54 is normally in a closed position and will automatically close when the vacuum is discontinued. In FIG. 3, the check valve 54 is shown in the open position as a result of the vacuum pulling the check valve 54 from the closed position shown in dotted lines 58. A locking ring 55 is shown locking the check valve 54 in place. As shown, the locking ring 55 has an annular flange 60 which locks into a groove 62 formed in the neck 14.
Referring to FIG. 4, the manifold cap 46 is shown snap-fit to the manifold body 16. As shown, the manifold body 16 has an outer rim 64 which is received by a mating inner rim 66 on the manifold cap 46. In this way, a tab 68 can be raised to disengage the mating rims 64 and 66 to remove the manifold cap 46, if desired.
In the disclosed embodiment, the base 12, filter basket 20 and manifold cap 46 are all made of plastic material, more preferably thermoplastic material, and are intended to be single-use items and disposed after each operation. The filter element 44 is made of filtering material such as plastic, steel wool, etc., and is also intended to be disposable. At least portions of the base 12, filter basket 20, and manifold cap 46 are made from a semi-transparent material. This allows a user to see into the chamber 18 and determine whether the assembly 10 requires disposal.
FIGS. 5-7 are cross-sectional views of the assembly 10 showing the various components described above.
Referring to FIGS. 8-12, operation of the assembly 10 will be described. As will be appreciated by those of ordinary skill in the art, the assembly 10 is inserted into the inlet 17 of the waste collection unit 15. The waste collection unit 15 has a vacuum source that draws a vacuum in the waste collection unit 15 thereby drawing the medical waste from the patient, e.g., from a surgical site, through tubes 72 connected to the inlets 48. The medical waste is illustrated by numeral 74.
Referring to FIG. 8, the medical waste 74 enters the assembly 10 through at least one of the inlets 48. A coupling is shown coupling the tube 72 to the inlet 48. Those of ordinary skill in the art will appreciated that numerous other couplings could be used to attach the tube 72 to the inlet 48. In fact, the tube 72 could be directly attached at the inlet 48. As illustrated, caps 50 are shown closing the additional inlets 48 which are not being used in this illustration.
The medical waste 74 is drawn into the assembly 10 and engages the splash wall 56. There, the medical waste 74 is deflected downwardly into the filter basket 20. The medical waste 74 begins to collect in one of the compartments 38 and is filtered by the holes 42 in the respective compartments 38. The medical waste 74 then enters the space between the bottom 31 of the manifold body 16 and the filter basket 20 and is pulled, by vacuum, into the outlet 19. As illustrated, the check valve 54 is drawn downwardly to the open position to allow the filtered medical waste to enter a collection area of the waste collection unit 15. The holes 42 screen any debris, e.g., solid or semi-solid materials such as bone chips, flesh, blood clots, or the like, from the medical waste 74 that may otherwise be drawn into the assembly 10, so that they do not enter the outlet 19, and subsequently the waste collection unit 15.
Referring to FIG. 9, the medical waste 74, which is entering the assembly 10, is compartmentalized within the compartments 38 allowing the other compartments 38 to remain open and free of the medical waste 74. This allows the vacuum which is being pulled to continue to draw the medical waste into the assembly 10. In the event any one or more of the compartments 38 becomes clogged with debris and/or fluid, the other compartments 38 are still open and continue to allow sufficient vacuum for operation of the assembly 10. Here, the compartments 38 are becoming full. However, additional compartments 38 remain open allowing the vacuum to continue to be drawn through the assembly 10.
Referring to FIG. 10, the compartments 38 have become clogged and filled with debris and fluid. However, the vacuum is still able to be pulled through the assembly 10 through the filter element 44 and the slots 36. Now, the filter element 44 acts to filter out the debris from the medical waste 74. Thus, filtered medical waste 74 is now drawn into the fluid bypass 28 formed between the peripheral wall 30 of the filter basket 20 and the peripheral wall 32 of the manifold body 16.
Finally, referring to FIG. 11, the filter basket 20 is spent and unable to further filter the medical waste 74. The medical waste 74 is now to the point that it has filled the filter basket 20. At this point, the medical waste 74 flows over top of the filter element 44 and the peripheral wall 30 of the filter basket 20 through a space 76 formed between the manifold cap 46 and a top of the filter element 44. The medical waste 74 flows from the space 76 into the fluid bypass 28 and then through the outlet 19. Due to this space 76, the assembly 10 will continue to allow the medical waste 74 to be pulled in through the inlets 48. In other words, the assembly 10 will not become filled to the point that no vacuum is pulled through the assembly 10. As a result, the space 76 ensures that the vacuum will continually be pulled even though the filter basket 20 has become completely filled with the medical waste 74. Additionally, the space 76 is small enough so that larger debris pulled into the assembly 10 will be blocked and prevented from entering the waste collection unit 15. This space 76, along with the fact that the inlets 48 are disposed above each of the space 76, the top of the filter element 44, and the top of the peripheral wall 30 of the filter basket 20, ensure that no cross-contamination between inlets 48 occurs.
Referring to FIG. 12, the check valve 54 is shown when the vacuum has been stopped. The check valve 54 draws into its normally closed position within the outlet 19 of the neck 14 and also serves to seal the outlet 19. In this way, the assembly 10 can be removed from the waste collection unit 15 without the medical waste 74 leaking or dripping from the neck 14.
Referring to FIGS. 13-17, a further embodiment of the present invention is illustrated. In this embodiment, the same numbers will be used to indicate similar components. Generally, in this embodiment, the space 76 is controlled so that it is only opened when a load on the filter basket 20 exceeds a predetermined load or threshold, such as when the filter basket 20 is full of the medical waste 74, or when the vacuum results in a load on the filter basket 20 exceeding the predetermined load.
Referring to FIGS. 14 and 15, there is no space 76 between the manifold cap 46 and the filter basket 20, i.e., the fluid bypass 28 is closed. Resilient members 80 in the form of flexible fingers or tabs 80 extend outwardly from the peripheral wall 30 of the filter basket 20 and rest on a shoulder 83 defined in the peripheral wall 32 of the manifold body 16. The flexible fingers 80 act as springs to springably bias the filter basket 20 upwardly so that filter basket 20 engages the manifold cap 46. It should be understood that any form of resilient member or biasing member would work, such as for example a leaf or coil spring.
Referring to FIGS. 16-17, the flexible fingers 80 are shown in their flexed position creating the space 76 between the filter basket 20 and the manifold cap 46, i.e., the fluid bypass 28 is open. The flexible fingers 80 have been flexed because the filter basket 20 has become full and/or the vacuum has pulled the filter basket 20 downward exposing the space 76. As will be appreciated, the medical waste 74 can now flow through the space 76 into the fluid bypass 28 and ultimately through the outlet 19.
There has been shown and described a unique design and concept of a manifold and filter assembly. It is understood that those skilled in the art may conceive of modifications and/or variations to the specific embodiments shown and described herein. Any such modifications or variations which fall within the purview of this description are intended to be included herein as well. It is understood that the description herein is intended to be illustrative only and is not intended to be limited. Rather, the scope of the invention described herein is limited only by the claims appended hereto.

## Claims

1. A manifold and filter assembly for directing and filtering medical waste flowing into a waste collection unit, said assembly comprising:
a manifold housing defining a chamber and having at least one inlet fitting for receiving a suction line to draw the medical waste into said chamber and an outlet fitting dimensioned to be received in the waste collection unit to direct the medical waste from said chamber into the waste collection unit, said manifold housing including a bottom wall and a peripheral wall extending upwardly from said bottom wall;
a filter basket disposed in said chamber and having a basket bottom wall and a basket peripheral wall extending upwardly from said basket bottom wall, said filter basket having a plurality of holes defined in said basket bottom wall and a plurality of elongated slots defined in said basket peripheral wall with each of said plurality of elongated slots terminating a predetermined distance from said basket bottom wall to define an imperforate section of said basket peripheral wall between said elongated slots and said basket bottom wall whereby said plurality of holes initially filter the medical waste until plugged with filtered material and then said plurality of elongated slots continue to filter the medical waste; and
a plurality of spacers disposed between said peripheral walls and between said bottom walls to space said filter basket from said manifold housing to define a fluid bypass between said filter basket and said manifold housing whereby the medical waste can flow over said basket peripheral wall through said fluid bypass when said plurality of holes and said plurality of elongated slots become plugged with filtered material.

2. A manifold and filter assembly as set forth in claim 1 wherein said plurality of spacers include ribs integrally formed on said basket peripheral wall to space said basket peripheral wall from said peripheral wall of said manifold housing.

3. A manifold and filter assembly as set forth in claim 1 wherein said plurality of spacers include risers integrally formed on said bottom wall of said manifold housing to support said filter basket and space said basket bottom wall from said bottom wall of said manifold housing.

4. A manifold and filter assembly as set forth in claim 1 including at least one locking member formed on said basket bottom wall and at least one locking tab formed on said bottom wall of said manifold housing wherein said locking tab snap-locks to said locking member to fix said filter basket in position in said chamber.

5. A manifold and filter assembly as set forth in claim 1 wherein each of said plurality of holes and each of said plurality of elongated slots are in fluid communication with said fluid bypass.

6. A manifold and filter assembly as set forth in claim 1 wherein said manifold housing includes a manifold body and a manifold cap secured to said manifold body to close said manifold body and further define said chamber.

7. A manifold and filter assembly as set forth in claim 6 wherein said fluid bypass is further defined between said manifold cap and said filter basket and between said manifold body and said filter basket.

8. A manifold and filter assembly as set forth in claim 6 wherein said manifold cap includes a plurality of inlet fittings for selectively receiving suction lines and each of said plurality of inlet fittings includes an entrance tube disposed about an entry axis and said outlet fitting includes an outlet tube disposed about an outlet axis.

9. A manifold and filter assembly as set forth in claim 8 wherein said outlet axis is approximately normal to each of said entry axes.

10. A manifold and filter assembly as set forth in claim 8 wherein all of said entry axes are parallel.

11. A manifold and filter assembly as set forth in claim 8 including a plurality of port caps for covering said plurality of inlet fittings and a plurality of connection straps integrally formed on said manifold cap and connecting each of said port caps to said manifold cap.

12. A manifold and filter assembly as set forth claim 8 including an outlet port cap for covering said outlet fitting and a connection strap integrally formed on said manifold cap and connecting said outlet port cap to said manifold cap.

13. A manifold and filter assembly as set forth in claim 1 including a waste retention valve disposed in said outlet fitting and movable between open and closed positions for allowing the medical waste to exit said outlet fitting when in said open position in response to a predetermined pressure applied to said waste retention valve and for retaining the medical waste in said outlet fitting when in said closed position upon removal from the waste collection unit and said predetermined pressure.

14. A manifold and filter assembly as set forth in claim 13 wherein said waste retention valve is normally in said closed position.

15. A manifold and filter assembly as set forth in claim 1 wherein at least a portion of said manifold housing is semi-transparent for viewing the medical waste in said chamber.

16. A manifold and filter assembly as set forth in claim 1 including a filter element having an annular shape disposed in said filter basket adjacent to said basket peripheral wall such that the medical waste being filtered flows through said filter element and said plurality of elongated slots.

17. A manifold and filter assembly as set forth in claim 1 including a plurality of compartment walls disposed on said basket bottom wall and extending upwardly from said basket bottom wall to define a plurality of compartments for individually collecting filtered material.

18. A manifold and filter assembly as set forth in claim 1 wherein each of said elongated slots has a first area and each of said holes has a second area smaller than said first area.