# 2. 

# HERON AVIATION

Department of Transportation Office of International Aviation Office of the Assistant Secretary for Aviation &International Affairs 1200 New Jersey Avenue SE Washington D
. C. 

### 20590 U .S
. A.


### Application to operate to the United States

Dear Mr
. Secretary,

H ere with we would like to apply for authority to operate to 

## I from the United States according to Title 14 CFR § 

### 211.20:



### 1. Heron Luftfahrt GmbH & Co. KG Waldshuter Strasse 25 79761 Waldshut- Tiengen Germany

2. We are applying for the authority to operate charter flights with passengers and property . 3
. We are enclosing a copy of our Air Operators Certificate and Operations Specifications of the Luftfahrt- Bundesamt. 4
. We are enclosing a copy of the insurance documents. 5 . We are enclosing a copy of our waiver of liability limits under the Warsaw convention
.

Thi s application is filed under the provisions of the U. S. - EU Reciprocal Recognition Proce dure s.

### Thank you very much for your assistance!

Martin Helbling CEO



### Attachments: a/s

## L UFTVERKEHRSBETREIBERZ E U GNIS A ir Ope rator Ce rtifi ca te ( A OC)



### Luftfahrt-B un desa m t B UND E SRE P UBLIK DEUTS C HLAND Federal Rep u blic o f Ge nnany 

## L uftfah rt-Bu ndesamt D -3 81 4 4 B ra u nschwe i g AOC Nummer 

### I Number 

### L uftfah rt un te rn eh m e n 

### I Operator Nam e 

### D - 296 AOC Heron 

### Lu ftfa hrt Gm b H & Co. 

### KG Gultigkeitsdatum 

### I Expiry date 

### A d ress e 

### I Operator Address 

### 31. Juli 2014 Wa l ds hu te r S tra r:!.e 25 D -7 9 761 Wa l dshut-T ienge n T e l efon +4 9 (0) 77 41 965 695 0 

### F a x +4 9 (0) 77 41 965 695 99 Tele fon +49 (0) 531 2355-3102 Fax +49 (0) 531 2355-3199 E-Mail aoc@lba de Int ernet www . l ba.de Be t rieblich e Kontaktdaten. unter denen das Flu gbetnebsmanagement oh n e unangemessene Verzogerung e rrei chbar 1st. si nd 111 d er An lag e 2 angegeb en Operational Points of Contact. con t act details at wllicll opera t1 0 1WI manar;emcnt can IJe 

# I co nta c ted witllout unclue delay. are listed in enclosure 2 to 1/w document 

### Dieses Zeugnis besc h e inigt , d a ss das L u ftf a h rt u nt e rne hm e n H e ron L uftfahrt GmbH 

### & Co. KG gemar:!. Anhang Il l d e r Ve ro rdnu n g ( E W G ) Nr
. 3 9 22 19 1 ( OP S 1) 

### i. V
. m. de n entsprechenden deutschen Vo r schrif t e n g ewe rb l i ch en Luftve r k e h r unt e r d en na ch f olgende n Bed i ngungen durchfUhrt
. 

### This certificate certifies t ha t th e air car r ier Heron Luftfahrt Gm b H 

### & Co. KG is conducting commercial air opera t ions in acco r d

ance with th e Annex Ill of Regulat ion (EEC) No. 

### 3922191 (OPS 

### 1 ) and the corresponding German rules and regu l a ti on s, subject to the conditions of the attached operations spec tfi cat1ons. Braunschweig, den 16. 

### J uli 2012 Issued at Braunsc h weig on July 

### 1 6 , 2 01 2



### Unterschrift I Signature Name/Name 

### Titell Title



### Titel l Tille 

### H o rst**Bri~ e**  

### Ge neh mi g u nge n Lu ftfahrtun terne h men Licensing 

### o f Air Ca r rie rs



### Ausgabe I Issue 

### 2Luftfahrt-Bundesamt



### - AOC Nummer

AOC Number 

# D- 296 AOC lnhaltsverzeichnis 

# Contents
D-38144 B raun schw eig



### Luftfa h rtunternehmen Opera tor Name 

## Heron Luftfahrt Te l efon: +49 (0) 531 2355 -3108 Fax: +4 9 (0) 531 2355 -3 199


### Datum Date 

### Un tersch ri ft Sign a tu re E-Mail: aoc@lba
. de Internet · www . lba
. de



### GmbH 

## & Co . KG 9. Nove m ber 2 0 12

### ~~ --------------------------#/o;:_

# ont**Gr ~~-** **=(S= e=ge:.:...;II_::S~ea=()'---'**  Anlage Ausgabe Datum Befristung Enclosur e Issue Dated Effe ctive Until 

### Titelblatt (AOC) 2 16
. Juli 2012 3 1
. Juli 20 14 Title (AOC) 

### lnhal t sve rze i chnis 5 9
. November 2012 Ohne Contents none 

### 1 Betnebs voraussetzungen OperatiOns Spec ifi

ca tions 

### 2 L uftfahrzeugmuster 2 Aircraft Model 

### Falco n 900EX 3 25
. Ju l i 2012 31
. Ju li 2014 Lea r j et 60 2 15
. Ma rz 2012 31
. Jult 2 014

2 Betriebliche Kon taktdaten 4 9
. November 2 012 31
. Ju l i 20 14 Ope rational Pomt s of Co nta c t



### lnhaltsverze tchn ls I Con t e nt s 

### Ausgabe I Issue 

### 5..>- 

## Betriebsvoraussetzungen- Anlage 1 Operations Specifications - Enclosure 1**I..~IIA** D-3 8 144 B raun schweig Telefon : + 49 (0) 531 2355-3 1 08 E-Ma i l : aoc@lba.d e Luft fahrt-Bundesamt Fax: +49 (0) 531 2355-3199 Intern e t · 

### www lba .de


### AOC Nummer Luftfahrtunternehmen Datum Unterschrift AOC Number Operator Name Date Signatur e 

# - -.'**8U~**

### 6

# V"~~~**·.** f",_ 

## D- 296 AOC Heron Luftfahrt .--7**~** l...

# ~ 

# ') GmbH 

## & Co. KG 25. Juli 

### 2012 / ,./ ...**1·!~.;--;i,\** J 

## I Horst**i~ke**

# ~e~e**~ ~,"**  '-.;. J ·< r 

### Luftfahrze ugmu ster I Aircraft model 

### E intragungs kenn ze ichen I Aircraft registrat ion marks 

### ( H ochs te genehmigte Fluggastsitzplatzanzah l l Maxtmum approved passenger seating configuration) 

### Falcon 900EX (15) D-AHER Luftfahrze u gm uster I Aircraft model 

### E int ragungsken nze ichen I Aircraft registration marks 

### (A bweichende gene hmigte Fluggastsitzplatzanzahl / Deviant approved passenger sea ting configuration) 

### Falcon 900EX (12) D-AHRN



### - Betriebsart I Types o f operation**~** 

### Passagie r e 

## 0 Fracht 

## 0 Sonstiges

Commercial a tr transportalton Passenge r s Cargo Other 

### Betrieb in ICAO-Reg1on(en) EUR AF I NAT NAM CAR SAM MID /AS IA PAC Area(s) of operation 

### Besonde re Beschranku nge n 

## ---- -- Spectallim itati ons 

## ------ Beso ndere Berechtigungen J a Nein Spezi elle G e nehmigung e n Bemerkungen Specia l Limitations Yes No Specific Approvals Remark s 

### Gefahrliche Goter 1

### ~ 

# 0 Gefah r liche Goter dOrfen n ur in de n fOr Dangerous goods 

### Passagiere fr eiges tellt en Mengen gem M den ICAO Technical Instr uctions mitgefOhrt werden
. Dangerous Goods may only be carried by passenge r s in quanti ties acceptable according to th e ICAO Te chn ical In structions. 

### Allwe t te rflugbet rieb I

### ~ 

# 0 CAT I RVR 550 m DH 200 ft All weather operation 

# 0**~** CAT I I RVR m DH ft Approach and Land ing 

# 0**~** CAT III A RVR m DH ft 

# 0**~** CATIIIB RVR m DH ft with DH 

# 0**~** CATIIIB RVR m D H ft without OH Take o ff ( L VTO)

### ~ 

# 0 RVR 150m RVSM

### ~ 

# 0 ETOPS 

# 0**~** max . di ve rsi o n tim e: min max . diversion distance : NM t hres hold d is tance : NM

O peration Specifications Falcon 900 E X ( Seite 1 vo n 2) Ausgabe I I ssue 

### 3

## B etriebsvoraussetzungen- Anl ag e 1 Operations Specificati on s - En c los ur e 1 ->-

### ~II 

# A D-38 144 Braunschweig Luftrahrt-Bundesamt AOC Nummer 

### AOC Number Luftfahrtunternehmen 

### Operator Name 

### Heron Luftf ah rt 

# D- 296 AOC Gm b H 

## & Co. KG

'---



### Besonde r e Be r e ch t igu n ge n 

## Ja Ne in Special Limitations Yes No Navigation specificiat i ons for 

### rgJ 

# 0 PBN ope rations 

# 0 rgJ 

# 0 rgJ MNPS (North Atlantic MNPS 

### rgJ 

# 0 Airspace) Aufrechterha ltung der Lu fttOchttgkett 

### I Continuing airworthiness DurchfUhrung und 

# 0 rgJ Beschetnigu n g der Sicherhei tsgrun dsch ulung fU r F l ugbegle iter 

### Cab m crew 1111flal safety trammg and the corresponding attestation Sonst t ges 

### I Other 

# 0 rgJ Tele fo n : +49 (0) 531 2355-3108 Fax : + 49 (0) 531 2355-3199 E-M a il : aoc@ l ba.de I n ternet · www . lba
. de
Da tu m 

### Da t e 

### 25 . Ju l i 2 012
S pez i e ll e Gene hmi gu n g e n Specific Approva l s R N AV 5 ( 8-R N AV ) R N AV 1 ( P-R N AV ) RNPAPCH Unterschnft 

### Signat ur e

# r~ Horst Bnf!.ke

RNP 5 RNP 1 RNP 0 , 3 

### rgJ unrestricted 

# 0 restricted N ote 1 : Details and op t ional limitat i ons q . v . NAT - MNPS A pproval ace. OPS 1 Genehmigung gem . Tei l M , Unterabschnitt G d e r VO ( EG ) N r . 20 4 212003 Referenz-Nr .: DE
. MG
. 296 AOC ...**~** "?

# tj~·~.

# (S**' ~** **~** ,;1 '" ""j ((.'/**~NS.C._v'**



### Bem lm('[fnge n Remark s

Approval according to Part M , Subpart G 

### of CR (EC) No
. 204212003 Reference-No. DE.MG .2 96 AOC



# - --

Operat ion Spec ificat ions Fa lco n 900EX ( Seite 2 von 2) Ausgabe 

### I Issue 3..>- 

## Betriebsvoraussetzungen- Anlage 1 Ope r a t

ions S p ecifications - E nclosur e 1**I~I A**  D- 38 1 44 B r a un s c hwe i g L uftfahrt - Bundesam t Te l e fo n : + 4 9 (0 ) 53 1 23 5 5-407 Fa x : + 49 (0) 53 1 2355 - 744 E-M a i l : aoc@lba
. de Int e rn et: www .l b a . de 

### AOC N u mmer AO C Num ber 

# D- 2 96 AOC L uftfa hrtunt e rn e hm e n O

per a tor Name
H eron L u ftfa h rt GmbH 

### & Co. KG Dat um Da t e


## 15 . Mar z 

## 2 0 12 Un t ers c h r ift 'Signatu r e

Jutta Ehrh a rd t (S iege l! Seal) 

### Luftfa h rzeu g m u s ter ( H O chste g en ehm i gte Ein t rag u n gske n n ze iche n I Aircraft re gi st

rati on marks Fluggastsitzp latzan za hl) I Aircraft model (Ma x 1mum a pproved pa ss enger s ea t mg c onfigu r ati on) Le arjet 6 0 (8) 

### O-C HER

Betriebsart I Typ es of op erati o n 

### 12] P a s sag i ere 

# 0 Fra cht 

# 0 So n st ige s Comme r cia l air t r a ns portat io n Passe nger s Ca r go O t her Betrieb i n I CAO -R e g i on (e n ) E U R A F I NA T N AM CA R SA M M ID/ A S IA PA C A rea ( s ) o f operation Beso ndere Besc h ra n kung e n 

## - ------ Special/imita ti ons 

## -- -- -- Bes ond ere Berecht i g unge n 

## Ja Nein Spezielle Genehmigungen Bemerkungen Special Li mi tat io ns Y es N o S pe ci fic A ppro vals Rem ark s Ge fi:i hr li c he G O ter 1 

### 12] 

# 0 Ge fi:i h rl i c h e Gote r dO rfe n n u r i n den f O r Da ngero us goods Passa gie re f reigestell ten Me n g e n g emi:iP.. de n I C A O Techn ical I n s tr uctio n s m i tg efO hrt we rd e n . Dangero us G o o d s may o n ly be carried b y passe nger s in q ua n t it

ies accept a bl e acco r din g t o t h e IC A O T echn ica l Instructions
. A ll wette rf l u g b et r ie b I 

### 12] 

# 0 C AT I RV R 5 5 0 m D H 200ft All we ather o p er a ti on 

# 0 12] CAT II R VR - - m D H - - ft Ap pr

oach and La n di ng 

# 0 12] C ATI I IA R V R --- m D H -- ft 

# 0 12] C A T 1118 

### RV R -- - m DH - -- ft wi th D H 

# 0 12] CATIII B RV R - -- m DH - - ft withou t DH Ta k e off ( LVTO ) 

### 12] 

# 0 R V R 1 50 m RVS M 

### 12] 

# 0f

# 0**~** m i n

ETOP S m ax . d i vers io n time : ma x . d i vers i on dist ance : N M 

# I t h res h old d ist a n ce : NM
Ope ration Spec ifi cati o n s Lea r jet 60 ( Se it e 1 von 2) A u sgabe I Is s ue 2

## Betriebsvoraussetzungen- Anlage 1 Operations Specifications - Enclosure 1 .>- 

# '"'''A D-38 144 Braunschweig Luftfahrt-Bundesamt 

### AOC Numme r AOC 

### Number 

# D- 296 AOC Lu ftfa h rt unternehmen 

### Op e r a tor Nam e


### Heron 

### Luftfahrt 

### GmbH 

### & Co. KG

Besonde re B e rechtigungen 

### Ja Nein S

pecial Limitations 

## Yes No Navigat i o n s p e cifici a tion s for

### ~ 

## D PB N ope rati o n s Telefon : +49 (0) 531 2355- 4 07 Fa x : +49 (0) 53 1 2355 - 744 E - M a il : aoc@lba
.de I n tern et· www . l ba .d e 

### Datum 

### Date


### 15. Marz 2012
Spezielle Genehmigung e n Specific Approvals RNAV 5 ( 8-RNAV) Unte rs chrift 

### 'Signatur e

Jutt a Eh rh ard t



### RNP 5 (Sie gel / Seal) 

### Bemerkung e n Remarks 

# I



# 1 MNP S ( North Atlanti c MNP S 

## D**~** 

## D un res t ricted 

## D restricted Airspace) Not e 1 : D etai l s and o pti ona l limitations q . v . NAT - MNPS App r oval ace . OPS 1 Auf rechter h a ltun g d e r Ge nehmigung gem. Teil M , U nt e r abs c hnitt G Luftt u c ht ig keit 

### I der VO (EG) N r. 20 4 212 00 3 Referenz - N r .: DE
. M G
. 296 AOC 

### Continu ing airwort h iness Approval according to Part M , Subp a rt G 

### o f CR (EC) No
. 204212003 Reference-No. OE.MG
. 296 AOC

.. 

### - D u rc h fuhrung un d 

## D**~** Besche i mg u n g der Siche rh eitsg rund sc hulung fur Flu gb eg l ei t e r 

### Cabin crew init ial safety training a n d th e correspo ndi ng a tt es tati on



## -- Sons t iges 

### I Other 

## D**~**

Operation Spec i f i ca ti o n s Learjet 60 (Se it e 2 von 2 ) A u sga b e 

### I I ss ue 2

### ..>- 

## Betriebliche Kontaktdaten- Anlage 2 Operational Poin t s Of Contact- Enclosure 

# 2 

# '

"'''A D - 38144 B ra u nsc hw e i g Lu ft fa h rt- Bu nd esa mt Te l efo n : +49 (0) 53 1 2355-3 1 08 E-Ma i l : aoc@ l ba d e Fax : +49 ( 0) 53 1 2355 - 3199 Int e rnet: www . l b a de
AOC N ummer L u ft fa hrt u n t e rn e h me n Datum Unte r sc hr ift A OC Num ber O p e r a tor Na m e Dat e S ign a t u re 

## D _ 2 96 

# AOC Hero n Luftf ahrt GmbH & Co
. 

### K G 09. N ovember 20 12 ( S 1 egel / Seal)


### Le i tungspe rsona l Name Kontakt Ma n age m e n t Name Con tact Ve ra ntwort l ic he r Be tr i e bs l e ite r 

### I Hr
. / 

### Mr
. T el. : + 4 9 ( 0) 7741 96 5 695 0 Ac c o un t a bl e Managet Ma rtin H e lb l in g Fax . : +49 (0) 7441 9 6 5 69 5 99 O PS 1. 175(h)I M. A. 706a) b ) c) d ) E-Mail : i n fo @ h ero n av1a t io n . d e Fa c h be re i c hs le 1ter F lug be tr ie b 

### I Hr
. / 

### Mr
. Tel. : + 49 (0) 77 41 965 695 0 Po s th o t de r F l i ght O pera ti ons Konrad H a n s Fa x. : +49 (0) 7 44 1 965 6 95 99 O PS 1. 1 75(i ) 1
. E - Ma i l : i n fo@heronav ia ti o n . d e F ach b e re 1 c h s l e1ter ln s t a ndh al tun gssys t e m 

### I Hr
. 

### I Mr. Te l. : + 4 9 (0) 77 4 1 965 695 0 Pos t/wider Main ten an ce S ys t em C h r is toph B artsch Fa x .: + 4 9 (0) 7441 965 695 99 O PS 1
. 1 75 (i )2./ M
.A
. 706 c), d ) E - Mai l : info@he ro n a vi at i on . de Fac hb ere 1 c hs l ei ter Sc h ul un g der Be s atzung 

### I Hr
. / 

### Mr
. T e l. : +4 9 (0 ) 7741 96 5 695 0 Post holde r Crew T r aining Ko nra d H ans Fa x. : + 4 9 (0) 7441 9 65 695 99 OP S 1.175 ( i)3
. E-Mail : i n fo@ h e rona v ia tion
. de



## - Fac hb e reic h s l ei te r Bo de nbetrieb 

### I Fr
. 

### I Mr s . T el. : +4 9 ( 0) 7741 965 695 0 Pos t/ w id er Ground Opera t ions Ma r i an ne He l blin g Fa x . : +49 (0 ) 7 441 965 69 5 99 O P S 1. 1 75( i )4
. E -M ail : i nfo @ he ro n av 1 at 1o n.de Le 1 ter Qua lit a ts sys t e m 

### I H r./ 

### Mr
. Tel. : +49 ( 0) 774 1 96 5 6 95 0 Q ua lit y Manager A n dreas G ra u er Fa x .: + 4 9 (0) 7441 9 65 69 5 9 9 OPS 1
. 035c/M
. A
. 712 E - Mai l : i n f o@ h e ro na v ia t ion
. deILe 1 ter U n f all ve r h u tun g u nd F l ugsiche r h eit 

### I Hr
. / 

### Mr
. Te l. + 4 9 (0) 7 7 4 1 9 65 695 0 S afe t y Manager Kon rad Hans Fa x .: +49 (0) 7441 965 6 9 5 99 O P S 1 0 37 E - M ai l : i nfo @ h e ronav 1 at i o n . de '-

B etneb ll c h e Ko n t ak tda ten 

### I O p er a tional P oi

nts o f Contact A u s gab e 

### I Issue 4

# G ' d


# CERTIFICATE OF I N SURAN CE \1\ e ·ne un ders igned herewith cerrfy th at the a ircraft 

### D-AHER 

# I Dossoult Fa l co n 900EX 

# I MTOM 20640 kq is covered w orld wi de w ithn the scope o f the o rrcro ft pol i cy no 290 0669 Co\lero ge pe nod Policyf-olde·/Ooe rotor
Addr ti onol Insured
S UBJE C TS AND AMOUNTS 0 1. 0 5.20 1 3 3 0 0.1
. 2 01.1 Hero n**uf~o rt**  

### GmbH 

### & C o K G W oldshuter Strosse 25**E-79761** 

### W oldshut T iengen German y Skr r o'l AG c/ o o d v o Trust AG 3oo r e rstross e 8 C H-63 00 B o or 

### I Sw r tzerl o r.d 

### I
. Lim i ts of Liab ility includ ing war and terror risks as per AVN52E 

### C )mbrrr ed Srngl e li m i t ICSU USD 200'000'000 

## I SDR 

### I 25 ' 000 ' 00 0 :combr1 ed -hrrd Party L eqol L r obility and P a ss e nge r Li abi lity In s urance ) T

hrrd P arty L e gal Liab i lity for war ris ks as p er avia t ion douse AVN52E of USD 200'000 '00 0 per ev en t o rd in th e o nnuo o:;qrego t e Sta tut o ry l rmits for individual jurisdictions included within th e CSL : : ; · . c 1 ... 

### J-=**oc:;~o** :- C"d**"-:Jr~...,** ob1 ' I**rnsc.~rc"'ce** occ_•rc 1q r tne**~v\:::>nlreo** Cc· .:rr or**oo** :l"'O ' t' '**~** "''1' n' " 1 C' rc nq !:::> ·no ·equ :J ' ror**~c·** i\.o 

### 785/2:04 o ·**·~e E~.orJC<:!C"**  Pc· C"""€:" '1"'1 •. co.o;nrq ' ' ro C<l'fv Ct: sono r ury (ro/or dOr"'Cq:**·~** orN.,. tv ;: 

### c. ..
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### "u" 

### SD?. t5C 

### OOC per**pos~enger** 1n**·e~pec:** or**EU/~EA** coun--;es :.mless · ne Me:1'b€:'**s·o ~**  

### n .:;.Jes· "

' 1 ' :-: 'r owe "11**~A. '**  orE·b·,• ·"**~Jcn** cose ·ne sro-..r r ory lrmir snol: opolv subrect t::> a rn1nrrr;J:1' c= 

### SD;> ' 13**'~:::** :::.::o • respec**·** cc--:-nercro**~::;~rs** '.:lr OOd vrnturv or**o~rn** no r ess rhor1**SD~** 

### 16 

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### · ' oorrc-:'"' ·,:, ono/or 

### de ov o= coqgoge 

### SDR L 

### 69 4 =>=r**oo~serqe•** rc · 

### oe c 1 

### ec cor· o::::"' c: • h ,. r r 1• 1 

### SDR ' 9 

### tJ"' k1 oqrc:-r rcy 

### ocn q e to cargo 

### 2. Hull All Risks Insu ran ce including war as per LSW555D Aqreed va lu e USD 2 I '000'000 Ceduc t,b! e. In case of pa rt ia l loss (FT IG) 0 05% of the sum of lo ss at l ea st JSJ 1 

# o· ooo nil i n case 

### of tota l lo s s 3 Occ upants A cc ident Insuran ce Death Perm a nent c.so b l e ment (vc r N ) Doily bene=i t fro m 1 day hospita l d oi ly a ll owan ce C rew ( 3) USD USD 200'000 200'000

'v'eaico l epe ns es fo r 5 veo r s w 

### thout lim t not insured I' 

### A IG Eui6pe**~teo** 

### L on d on 

# I '
....**~** 

### jl

# ~**/** Georg M/«o r deg q er Zweig n ie de rl o ssunq Zu rich

# ~ 

# /**re R9:J-rnm** **ser** / P o ssenqers ( 1 5) 

### USD 200 ' 000 USD 200 ' 000

not insured Zurich 

## I S w itzerla n d 19 0 .1 2 0 1 3

... .

e c. ·**ln$UtO"lC~ tS$V':"~:I**  Q'**:;~** mo ..**-'"·~'** m' ,jfm:Jt on**cnlt~** Co-.eroc;e 11**oo.~ml!'d ~**  o'ld o I cond · ens cr-:- :1**~·** ..-1 c .. .ol P \'-!!"'!
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# CER TIFICATE OF INSURANCE .Ve the undersigned herewi r '1 certify tha · the ar·crafl 

### D-AHRN 

# I Dossoult F a lco n 900EX 

# I MTOM 20640 kg rs covered worldwrde wrthrn the scope of the 01rcraft policy no 290 0669 :overage per•od: PolicvnolceriOperator:
1\drlitionol Insured
SUBJECTS AND AMOUNTS 

# o· 05 2013 30. 

### O LI 201 L1 Heron Luftlahrt GmbH 

### & Co. KG Waldshuter Stross e 25 DE-79761 Woldshu r Tien ge n 

### I Germany Zephyros AG c/o odvo Trust AG Boorerst•osse 8 CH-6300 Boor ' Swtzerlond I
. limits of L iab ility including war and terror ris ks as p e r AVN52E (..,mbrned Srng e L 11it (CSL) USD 200 ' 000'000 

## I SDR 1 25'000 '0 00 co11 bined Third Party .egol Lrobiliry and Passenger Li ab ility Insurance) Third Party legal lia bility f or wa r ri sks as per aviat i on clause AVN52E o f USD 200 ' 000 ' 000 per event and rn · ne annual agqre::::ote Statut ory limits f o r i ndividual jur i s di c ti ons incl uded within th e CSL: .oar tv •rsuronce o:cord;ng to rr" /1/IO'll'eo r 

### "'"'r · r QQ, :· 'J •**"'~** • 1 • ""'.J"l ....., -"S-:: ··y:J•'g · · ne**·~w** o:rcn 

### :CJ No 

### 795 200Ll 

### o' '""'**~ oeo~** **~::, ~~,.~·**  '1**~** • • V. r**~** .)L/ :: ) ._c,v., 

### rq rnrra party**oorsc~o** r ;Jr-1 cn:::J/o do"'oqe · 

### p 

### ·x :.**~** 

### ;. :·• " ··.:.**~ ·n~;f"'**  

### SJ=' 250 

### 'JOC per passenger rr resoocr 

### c• 

### EL/EcA counrr es :un 

### ess ·,e ..**e~:::_,** ·:::·e**~-:<** noc:eo C .:l·.ver or. '**w~,:"eOy** n SUCh COSe the**tOt ~ION**  mr; shall COPY SJbreCI 10 0 rrrn·mufT' Cl 

### SCr :A: 1"' '1 •eSC7C'**~·** .:C"'IT"''Crol :lrqn:s '.:>r bocf y ntUf't a· OeQ'1 ncr less thor**.3D~** 

### . 6 000 o::l'-C1C.e ocyrr"!n' 

### S::< 

### 3 c-::•**x~ser::Je'** · or a::J,...oqe · c and/or delay :::or bcggo9e**S)~** 4 

### 694 oer possenqe· ·o· ce ovec cr· as- · 

### :**~~·'"·** 

### r· c:"lc:**5'::~** '9**~.::r ~**  r 

### :xrnr icr rmmogP. 'c carc_p 2. Hull A ll Risks Insurance including war as per L SW555D Aqreed vo,Je USD 17 ' 500 '0 00 Deductible In case of portiolloss (FTIGI 0.06% of the sum of loss, a t least USD
· 0 000 ni in case of torolloss 3. Occ upants A cc ident Insurance Death Permonenr drsobtemenr Vor. Nl Dorly berefi' from 1 day !-losprtol doily allowance Crew(3) USD USD 200'000 200'000

1\'ledrcc epenses for 

### 5 years without limr t not insured AIG Eu;ope{limited lo"ldon Zweigniederlossunq Zurich 

# ....,._ 

# -J- ,;,II • 

# 1
.

# foY/rJI~/ Georg MfHardeqqer 

### .., /•- 

## .. Andres R<X(eomoser 

# J Passengers ( 12) USD 200 ' 000 USD 200'000

not i n s ured Zurich 

## I Sw itz erland 19 

### OLI 2013

'· a ... 

# l. n J1C- 1 S$o;;:d

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# G
CE RTIFICATE OF I NSURA N CE 'vVe the unders rgned herewth certify thor the orrcro:t 

### D-CHER 

# I Bombardier Aerospace Leorjet 60 

# I MTOM l 0660 kg .s covered worldwrde wrthin the scope 

### d the aircraft policy no. 290 0669

Pol iC';holder 

## I Opero ·or
A.ddutonol Insured
SUBJEC T S A N D AMOUNTS 0' .05 2013 30 0 4 2014 Heron**luf~ohrt** 

### GmbH 

### & Co. KG W oldshuter Strosse 25 DE-79761 Woldshut Tiengen 

## I Germany Dojris e AG Sonnenweg 15 CH-6340 Boor Sw,tzerlond 1
. limits of liability i nclu ding wa r and terror risks os per AVN52E Combin ed Srnqle lmi · rCSll USD 100'000'000 

## I SDR 62 ' 500' 0 0 0 tcombrned Thrro Party leqol l , ob i l i y ana Passenger liab il ity Insuranc e ! T

h i rd P arty L e qol li abi l ity for wor ri sk s os pe r ov io ti on douse AVN52 E o f USD 1 00'000 ' 000 per even · and n the**o~nuo** 

### oqqreqore. Statut o ry limit s fo r ind ividua l juris di c t i ons includ e d within th e C S l: -=-r J-;;' t a;;; a-:: or.d**·o·a~_** tCOtl rv**~sLronce** a_ rd f"g , '"'le**Mon~reo** Ccrwerl" ·· 19·.,- :;r-.; • ,**:~ ~**  - · <> 

### -:co-:: rc; ·- tne 

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### 78512004 

### c. : • he EJropeo· =>:;·**O""~"n·** -::-:: • · • "1 rr 

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.. urr**SJ~** 

### 250 OOC, per passenger 

### tr resoec t o• 

### ELIEEA counrr-es : .. niess rr>e**r~e"'oe·** ,-o·e - c .,s '1J· 

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### ·eo o lo.,.>r f.rr;· · v..nereov ., sue" case 

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### SJ< .4 694 oer 

### oossenqe· ·or ce cyec C:1'' oqe • p:menqer ::nc 

### SC\ 19 per < oqrorr ior Oomoqe IO corqo 

### 2. H u ll All Risks In surance incl uding war as per L SW555D Aqreed -·ciJe: USD 4'000'000 Deduct1ble
. I n case of partia l loss (FT IGI 0. 25% o f the sum o f loss, at least USD 1 0 000 n1 rn case of torol loss 3. O cc upan ts Ac c i de nt In su ran ce Death Pe·rranen · d1sabtement iVor N) Doily berer · from l . do-., Hospirol doily a lowonce Crew 

### (21 USD USD

tll'led1col eoenses ror 5 veers wi th ou t limi t AIG

# E~~ lo1don

# Zweigniederlossu~q Zurich 200 ' 000 2 00 ' 000

no t insured

I 

### #AI 

## -+-y/
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### r

# cZo~q 

# t._ · aegger ·A nd res

# ~moserPassengers (8) USD 2 00 ' 00 0 USD 2 00 '0 0 0

not in sured Zurich 1 

### Switzerland 23 0 4 20' 3

/ ert 

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### no t\.1,. r l•m**r~** ·o an'{**~ndorsemen ·**  end Of !pec•al concH oos**pe·ro~n•r<;** soecm col.,**~** m-?**r.eter~nc~~** o•rtrc•t :a 1r : r t: ":' rr'=' 'rr.e**~ofTit<ltv.**

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# ~0~1**~.<~n:sciyl"** Office ofthe Secretary ofTrnnsportation AGENCY DISPLAY OF ESTIMATED BURDEN The public report i ng burden for this collection of information for this collection of information is estimated to average 30 minutes per response . If you wish to comment on the accuracy of the estimate or make suggestions for reduclng this burden, please direct your.comments to : U .S. Department ofTransportation, Office of Aviation Analysis, X- 56 , 400 7th 

### st., sw, . , Washington, D
.C
. 20590. According to the Paperwork Reduction Act of 1995 , no persons are required to respond to a colection of Information unless it displays a valid OMB control numbe r. NOTE: For i nformation on where to file completed copies of this form, see Elling Instructions below
. OMB No
. 2106-0030 Exolres 9-30-2007 FOREIGN AIR CARRIERS· CERTIFICATE OF INSURANCE
. POLICIES OF INSURANCE FOR AIRCRAFT ACCIDENT BODILY INJURY AND PROPERTY DAMAGE LIABILITY FILING INSTRUCJ tONS: File a signed original of this form with the Federal Aviation Administration , Air Transportation Div., AFS-260, 800 Independence Ave
. , SW., Washington, DC 20591. (See EXCEPTION below.) EXCEPTION: If Section 2
.A is filled in because the Insured is a canadian Charter Air Taxi Operator, file an origi nal of this form with the U.S
. Department ofTransportatlon, Special Authorities Division (X-46), 400 7th St reet , SW, Washington , D .C
. 20590 (Please type information, except signatures
.) THIS CERTIFIES THAT: AIG Europe Limited , London , Opfikon Branch , Sagereistrasse 29, 8152 Glattbrugg (Name of Insurer) has Issued a policy or pollcles of Aircraft Liability Insurance to Heron Luftfahrt GmbH, & Co
. KG, Waldshuter Strasse 25, D-79761 Waldshut Tlengen, FAA Certificate Number (Name, Add ress , and FAA Certificate Number of I nsured Foreign Air Carrier) effective from 2013105101 until ten (10) days after written notice from the insurer or carrier of the intent to terminate coverage Is received by the Department of Transporta tion
. NOTE: Part 205 of the Department's Regulations does not allow for a predetermined termination date, and a certificate showing such a date is unacceptable. 1 : The Insurer (Checl< Onel : [!] Is licensed to issue aircraft insurance policies i n the United States; 0 is licensed or approved by the government of to issue aircraft Insurance policies ; or



# -------------------------- 0 Is an approved surplus line insurer in the State(s) of --------- ---- ---- ------ -------- ---- - 

### 2 . The ins urer assumes, under the policy or policies listed below , aircraft accident liability Insured to m ini mums at least equal to the following during operation , maintenance , or use of aircraft in "foreign air trans portati on" as that term is defined**i~** 49 U
. S
.C
. 40102
. (Como/ate applicable section A B or C be/owl : A. CANADIAN AIR TAXI OPERATORS WITH PART 294AUTHORITY ONLY The ai rcraft covered by thi s policy have : (1) 30 or fewer passenger seats and a ma xim um payload capacity of 7,500 pounds or less; and/or (2) a maxi mum authorized takeoff weight on wheels of no more than 35,000 pounds
. (Complete separate or combined coverage as approoriatel: Minimum Limit 

### 0 Separate Coverages

## -----**------------ ~P~~~~O-~----** **------ ----** **~~~aaLUab~¥Y---- -----=-=-=** **-=-=-= -=** **_1~E~A~~~Be~r~&m~===========EEaacdwa~ WDcC£~~~~n~::::::::** **:_ ----**  Comblned Bodily Injury (Excluding Passengers other than cargo attendants) and Property Damage Liability Pas senger Bodily Injury $75,000
$75,000 $2, 000 ,000 ' (See n ote) $75,000 x 75% of total number of passenger seats Installed In aircraft Combined Coverage: This combined coverage Is a single limit of liability for each occurrence at least equal to the required minimums [!] stated above for bodily Inju ry (excluding passengers), prop erty damage , and passenger bodily I njury. Policy No. 290 0669 · Amount of Coverage 50'000'000 U
. S. Dollars 

### 0 This po licy covers CARGO operations only and excludes passenger liability insurance
. 'NOTE : If the aircraft covered by this policy have more than 30 pa sse nger seats or more than a maximum payload capacity of 7,500 pounds, the minimum limit per occurrence shall be $20,000,000. OST FORM 6411B. FOREIGN AIR CARRIERS OPERATING SMALL AIRCRAFT The aircraft covered by this policy are SMALL AIRCRAFT Q.e ., with 60 or fewer passenger seats or with a ma ximum payload capacity of 18 ,000 pounds or le ss).**(CamQ~~ ~~n~rnt~**  Qr**~m!lil1~ !:<Qkl!Cag~**  as**11Il12/JJJ2llat~):**



### 0 Separate Coverages : Minimum Limit Policy No
. Type of Liability I Each Person Each Occurrence Combined Bod i ly Injury (Excluding $300 , 000 $2,00 0 ,00 0 Passengers other than cargo attendants) and Property Damage Liability $300,000 x 75% of total Passenger Bodily Injury $300,000 n um ber of passenger seats installed in aircraft 

### 0 Com bined Coverage: This combined coverage is a s i ngle limit of liability for each occurrence at least equal to the req uired minimums state d above for bodily I njury (excluding passengers), property damag ed, and p asse nger bodily I njury
. Policy No
. 290 0669 Amount of Coverage 50'000'000 U.S
. Dollars 

### 0 This pol icy covers CARGO operations only and excludes passenger liab ili ty insurance. C. FOREIGN AIR CARRIERS OPERATING LARGE AIRCRAFT

The aircraft covered by this policy are LARGE AIRCRAFT (I.e ., wit h more than 60 passenger seats or with a ma xim um payload capacity of more than 18 ,000 pounds)
.**(!:&mil~~ s.~Qaca** **~** QC**C$2CD/2ia~ ~111m~**  as.**E!l2/2lQ12tia~) :**  Minimum Limit



### 0 Se p arate Coverage s : Policy No
. Tvoe of Liabil itv Each Pe rso n Each Occurrence Combined Bodily Injury (Excluding Passengers $300 , 000 $20,000 ,000 other than cargo attendants) and Property Damage Liability 

### ' $300,000 x 75% of total Passe ng e r Bodily Injury $300 ,000 number of passenger seats installed in ai rcraft 

### 0 Combined Cove rage : This combined coverage is a si ngle limit of liability for each occurrence at least equal to th e requ i red minimums s tated above for bodily injury (excl uding passengers) , property damaged, an d passe ng e r bodily injury
. Policy No
. Amoun t of Coverage U
. S. Dollars 

### 0 This policy covers CARGO operations only and excludes passenger liability insurance
. 3. The policy or pol i cies liste d in t h is certificate insure{s) (Check One) · Make and Model FAA or foreign flag registrat ion No , 

### 0 Operations conducted with all a ircraft operated by the insured Dassault Ealcon900EX D-AHER 

### 0 Operatio ns conducted with the following types of aircraft : Dassault Falcon900EX D-AHRN Bombardier Learjet 60 O-CHER 

### 0 Operations with the following a ir craft : (Use additional page If necessary) 4. Each policy listed in this certificate meets or e x ceeds the requirements in 14 CFR Part 205. AIG Europe Limited , London , Opflkon Branch (tvame ormsurer; (Na me ortnsurer) S!lgereis!rasse 29 (Address) (Address) Glattbrugg Zurich 8152 (City ) (State) (Zip Code) (C ity) (State) ( Zi

p C ode) Stefan Daii'Og ll o Contact (person who can verify the effecliveness of the coverage) Contact (person who cen verify the effectiveness of the coverage) +41 (0) 43 333 3721 +41 (0) 43 333 37 99 (Aiea 

### COde, Phone N u mber ) (Area Code, Fax Number) (A rea Code, P h one Numb6r) (Area Code, F ax Number}

# ~- 

# .

a -- -,s,,,.••**.** 

# ,**.,uc.~.,** (Signature, if applicable} 

# ,)/+/blk
. · (Date) (Date) 'PAPER WORK REDUCTION ACT OF 1995 Approved by OMS OMS N o. 2105 -0565 Exp i res : 3/3 1/ 2016
T his information
. is collected to. determine whether a i r taxi operations meet the Departmen t' s criteria for an operati ng authori zation under 14 CFR Part 298
. We estimate that 1t Will take 30-60 m1nutes to complete
. The use of this form is mandatory
. Under the Paperwork Reduct i on Act of 1995 , no persons are r equ1red to respond to a collect i on of information unless it displays a vali d OMS Con trol Numbe r. T he OMS Contro l Number for th is co lle ction is 2105 - 0565
. Comments concerning the accuracy of th i s b urde n and suggestions for re du cing the burden shou l d be directed t o : U
. S
. Depa rtm ent of Transportation , Office of Aviation Ana l ysis (X- 56) , 1 200 N ew Jersey Avenue , SE , Washington , D C , 20590
. 

# 0 FOR USE BY DOT ONLY 

### AIR TAXI OPERATOR REGISTRATION U
. S
. Dep•rtm ent of 

### ANDAMENDMENTSUNDER Transportat i on 

### PART 298 OF THE REGULATIONS OF Office of the Sec ret ary 

### THE DEPARTMENT OF TRANSPORTATION o t Transportation
Where to file : Submit this form , in dupl icate , a l ong with a Certificate of In surance (OST Form 6410) evidencing requ i red liability insurance coverage for the aircraft listed in Block 6 of this registration , to : Federal Aviation Adm i nistration ( FAA) A i r Transportation D ivi s i on , AFS-200 , Room 831 800 I ndependence Avenue , S
. W. , Washington , D
. C
. 20591 E xceptio n : For a i r tax i s located i n the State of Alaska , submit this form and the OS T Form 6410 to the Federal Aviation Administr ation (FAA) , Alaskan Region Headquarters , AAL-231 , 222 West 

### 7' " Avenue , Box 14 , Anchorage , Alaska 99513
. Eff ective dote of reg i s tration/ amen d ment s F ees : The fee for the in i tial registration of an ai r taxi is $8
. There i s no filing fee for amendments to registrations previously filed
. 1a
. Name (and DBA , i f appl icable ) and Ma i l? Address of the Registering Carrie r. 3a. Federal AVI ation Administrabon certificate number' 

## #t.?ro,.-, L 

# '-"/f:J,**~** 

## C 1'7"16/-1 -!-[o 

## !£' ?. 

# W c, 

# Ids 

# h 0 

# 'f. r 

# S -1 

## r r. 

### .5. 

# s e. 

# 2 

# S Jb . Address d local FAA office 

# /J- 

# 7::; 96 I 

## fA.}o,/dJ-1·11/1/- /;(! 

## /lq't! 

## n 1b. Telephone N o. 

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# ll t;/ Jt)C j"5" D Fax N o . 1-lf.J 

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. Emai l : 

## t. 

## n f_ Qe .Ad' 

## rorl q t/ 1 

## At/or>
..**t.>le ~**  I 2a
. Address of principal place of bus i ness (if di fferent from above ) : 3c. FAA T elep hone No.:
3d
. FAA Pnno p al O p erabons Inspector 2b
. T e l e ph o n e N o. Fax N o . 4
. This filing i s the carrier's : 

### Iii In i t i al Reg i stration 

### 0 Amendment to reflect changes since previous fil in g (C omplet e it

em 9) If i nitia l regist ration , g i ve proposed date of commencement of operations : 

# I s:./ 

# g/_ 

# /1V? :f ?OIL/
5 . Type of service the carrier in t ends to perform upon commence ment of operations , or, for amendments , servic e the carrier i s currently perform i ng (check a ll that apply : 

### lil Passenger 

### 0 Seasonal 

### 0 A i r ambulance 

### 0 Ma i l under a U
. S
. Pos t a l Service contract 

### 0 Cargo 

### 0 Other (Please specify)"• •• For example , if the carrier performs other services such as fi re fighting operations for the U
. S
. Forest Serv i ce , it should be indicated here
. Companies proposing or operating passenger services of five (5) or more r ound trips p e r we ek o n at l east one route b e tw ee n two or more points pursuant t o published flight schedules which specify the ti m es, days of the week, and p laces between wh ic h such flights are performed may not co nduct such operations under this regi strati on . Inste ad , such c ompan ies must be found "fit , will i ng , and able" to provide such services as a commu t e r air carri e r . See 14 CFR 298 , Subpart E
. OST Form 4507 ( Rev
. 3-2013 )6
. A i rcraft which the carrier proposes to o p era t e in ai r t axi service or. tor amendments , aii'O'an curren tl y opera t ed : Aircraft M a ke a nd Model FAA Registration Number 

# t. /.:J::KSaHII**~!coT' 1~**  

# 1-.)-

# A 1/tfR 2 /#.r.rq 

# til**WktJr~** I.) 

# - A II R I 

# J 

# 3
. //a-f'J'.el to 

# /J**-C.J/~1<** \} 4 . __________ _ 5 . _ _ _ _______ _ (Add a dditiona l sheet s if necessary) • Th is does n ot indude sea t s occupied by the pilot or co-pilot unless the l atter is avai l ab l e to r

p assenge r use . Passenge r Sea t s Ins ta lled. 

# 15 ' 

# /2 7. Is the registering carrie r a U .S. cit i zen? D YES !i2!!: : An aJ r tm «commuter registered under Part 298 m u st be a otizen of the UMcd States
. 49 USC 4 0102 ( a)(15) defines a U
. S. obzen as (a) an individu al wh o is a U.S
. otJzen · ( b ) a partnershtp or 'IAlrch each member i s a U.S. dbzen , or (c) a corporation Of association Ofgantzed under th e laws o r th e United States or a state , the Otstnct of**C~ umbta** **,** or a temtcry or possession of th e U nrted States, of Vt1l tch the president and at least two--t hirds or the board o f**d~redors** and other manag in g officers ar e dtizens of the United States , which I s under the adual control o f citizens of the United States, and in Wltc.h at l east 75 percen t of the voting I nterest ts O'M"'&d or control l ed by pe r sons that are otizens ot the United States
. 8. I f t his is an amendment , has the carrie r ca rri ed pa ssengers in foreign ai r tra n sporta t io n , t h at is, b etween any po i nt in the United Sta tes and any point outside the reof , dur i ng t he past 12 months : D YES 0 NO 9
. REPORT CHAN GES OR AME N DMEN T S TO I NFORMAT I ON PREVIOULSLY F I LED WI THI N 30 DAYS OF THE EFFECTIVE DATE :

a. Change i n Carrier's N ame and/or Add r ess (Pleas e specify) : Former Name and Address: Current Name and Address :

b
. Description of Any Other Changes or Amendments (Including addi6ons or deletions ofa ircraft
. change in type of operations, regis trat ion numbers, etc .) :

10. Certifica ti on 

### I certify th at the information contained in this appli c ation i s compl et e and accurate to the best o f my knowledge
. The carrier s ubscribes to the lATA lntercarri e r Agre ement ; the lATA Agreement on Measu res to Implement th e l A T A lntercarrier Agreement , and the ATA Agreem e nt on Provi s ions Implementing the lATA lnterca r rier A gree m e nt t o be Included in Conditions of Carriage and Tariffs (s e e 

### OST Form 45 2 3- A) , and i n ac co rdance with tho se Agre e ment s ag r ees under Arti c l e 22( 1 ) of the Wars a w C onvention or the War saw Conve ntion as amended by the H a gue Prot oc ol th a t the

### ~~~~~iy'imit**s** f o r pa ssenger injury or death in int e rn a ti o n a l tra n s po rtation ;

### _;**e~ ;~** **iv d**  in their
Signature : ? 

# H**~-c_** 

# J / ( See not e) Date : 

## 7th of January 2014 Name : 

## Martin Helbling

....**----- --~(P~** **~ea-s~e~ty ~p~e** **---- ------**  Pl ace : 

## Waldshut- Tiengen, Germany Ti tl e : 

## CEO (City and State) Note : Th is registra t ion must be signed by a responsible ofncer , such as the President , Vice President , Secre t ary or Treasurer. orpartner or owner of the carrier
. TO ENSURE PROPER PROCESSING OF THIS REGISTRATION, PLEASE COMPLETE THIS FORM IN ITS ENTIRETY
.