exv4w1






Exhibit 4.1




SPECIMEN UNIT CERTIFICATE




FINTECH ACQUISITION CORP.

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE




			
	No. U-     
	 	                     UNIT(S)          
	 
	 	CUSIP





EACH CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK



SEE REVERSE FOR CERTAIN DEFINITIONS



THIS CERTIFIES THAT                                          IS THE OWNER OF         
               
                  UNIT(S). EACH UNIT
(“UNIT”) CONSISTS OF ONE (1) SHARE OF COMMON STOCK, PAR VALUE $0.0001 PER SHARE (“COMMON STOCK”),
OF FINTECH ACQUISITION CORP., A DELAWARE CORPORATION (THE “CORPORATION”), AND ONE WARRANT (EACH, A
“WARRANT”). EACH WARRANT ENTITLES THE HOLDER TO PURCHASE ONE (1) SHARE OF COMMON STOCK FOR $7.50
PER SHARE (SUBJECT TO ADJUSTMENT). EACH WARRANT WILL BECOME EXERCISABLE ON THE LATER OF (1) THE
CORPORATION’S COMPLETION OF AN ACQUISITION THROUGH MERGER, CAPITAL STOCK EXCHANGE, ASSET
ACQUISITION OR OTHER SIMILAR BUSINESS COMBINATION OF ONE OR MORE BUSINESSES OR ASSETS (AN “INITIAL
BUSINESS COMBINATION”) OR (2) 12 MONTHS FROM THE CLOSING OF THE CORPORATION’S INITIAL PUBLIC
OFFERING (THE “IPO”) AND WILL EXPIRE UNLESS EXERCISED BEFORE 5:00 P.M., NEW YORK CITY TIME, ON [
], 2013, OR EARLIER UPON REDEMPTION OR LIQUIDATION OF THE CORPORATION’S TRUST ACCOUNT BY AMERICAN
STOCK TRANSFER & TRUST COMPANY ACTING AS TRUSTEE (THE “EXPIRATION DATE”). THE COMMON STOCK AND
WARRANT COMPRISING EACH UNIT REPRESENTED BY THIS CERTIFICATE ARE NOT TRANSFERABLE SEPARATELY PRIOR
TO FIVE BUSINESS DAYS FOLLOWING THE EARLIER TO OCCUR OF THE EXPIRATION OF THE OVER-ALLOTMENT OPTION
OF THE UNDERWRITERS OF THE CORPORATION’S IPO, THE EXERCISE IN FULL BY THE UNDERWRITERS OF SUCH
OPTION OR THE ANNOUNCEMENT BY THE UNDERWRITERS OF THEIR INTENTION NOT TO EXERCISE ALL OR ANY
PORTION OF THE OVER-ALLOTMENT OPTION, PROVIDED, HOWEVER, IN NO EVENT WILL THE COMMON STOCK AND
WARRANTS BEGIN TO TRADE SEPARATELY UNTIL THE CORPORATION FILES A CURRENT REPORT ON FORM 8-K
CONTAINING AN AUDITED BALANCE SHEET REFLECTING THE CORPORATION’S RECEIPT OF THE GROSS PROCEEDS OF
THE IPO AND ISSUES A PRESS RELEASE ANNOUNCING WHEN SUCH SEPARATE TRADING WILL BEGIN. THE TERMS OF
THE WARRANTS ARE GOVERNED BY A WARRANT AGREEMENT (THE “WARRANT AGREEMENT”) BETWEEN THE CORPORATION
AND ITS TRANSFER AGENT TO BE ENTERED INTO UPON THE EFFECTIVENESS OF THE CORPORATION’S INITIAL
PUBLIC OFFERING, AS AMENDED, RESTATED OR SUPPLEMENTED FROM TIME TO TIME, AND ARE SUBJECT TO THE
TERMS AND PROVISIONS CONTAINED THEREIN, ALL OF WHICH TERMS AND PROVISIONS THE HOLDER OF THIS
CERTIFICATE CONSENTS TO BY ACCEPTANCE HEREOF. COPIES OF THE WARRANT AGREEMENT WILL BE ON FILE AT
THE OFFICE OF THE CORPORATION, AND WILL BE AVAILABLE TO ANY WARRANT HOLDER ON WRITTEN REQUEST AND
WITHOUT COST. THIS CERTIFICATE IS NOT VALID UNLESS COUNTERSIGNED BY THE TRANSFER AGENT AND
REGISTRAR OF THE COMPANY.



WITNESS THE SEAL OF THE CORPORATION AND THE FACSIMILE SIGNATURE OF ITS DULY AUTHORIZED OFFICER.





 









 








DATED:




	 	 	 	 	 
	                                                            

PRESIDENT

	 	CORPORATE SEAL

DELAWARE
	 	                                                            

SECRETARY





Countersigned and Registered by:





American Stock Transfer & Trust Company,

as Transfer Agent and Registrar



	 	 	 	 	 
	By:
	 	 	 	 
	 

	 	 

Authorized Signature
	 	 






 









 






     The Company will furnish without charge to each stockholder who so requests, a statement of
the powers, designations, preferences and relative, participating, optional or other special rights
of each class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights.



     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:



	 	 	 	 	 	 	 
	TEN COM

	 	as tenants in common
	 	UNIF GIFT/TRANSFERS
MIN ACT
	 	           Custodian           
	TEN ENT

	 	as tenants by the entireties
	 	 	 	(Cust)          (Minor)
	JT TEN

	 	as joint tenants with right
of survivorship and not as
tenants in common
	 	 	 	under Uniform Gifts/Transfers to

Minors Act                                      

                         (State)







Additional Abbreviations may also be used though not in the above list.




This certificate and the units represented hereby are issued and shall be held subject to the
terms and conditions applicable to the securities underlying and comprising the units,
including, as applicable, the Certificate of Incorporation and all amendments thereto and the
Warrant Agreement, to all of which the holder of this certificate by acceptance hereof consents.



     For value received         , hereby sell, assign and transfer unto



PLEASE INSERT SOCIAL SECURITY OR

OTHER IDENTIFYING NUMBER OF

ASSIGNEE


                                                            




                                                            




(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)




 




 





 




 


 

 


Units represented by the within Certificate, and do hereby irrevocably constitute and appoint




 




 





Attorney to transfer the said Units on the books of the within named Company will full power of substitution in the premises.




	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 
	 	 	 	 	 
	 

	 	 	 	NOTICE:
	 	The signature to this assignment must correspond with the name as written upon
the face of the certificate in every particular, without alteration or enlargement or
any change whatever.






      




Signature(s) Guaranteed:



THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT
UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).