alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
pdlb-ex40_425.htm



 

Exhibit 4.0

 

 



 

Transfer Restricted- See Reverse Side Hereof Number X INCORPORATED UNDER THE LAWS OF THE THE STATE OF MARYLAND PONCE FINANCIAL GROUP, INC. $0.01 Par Value Per Share Shares 0 This Certifies That SPECIMEN is the registered holder Zero (0) Shares of the Common Stock of Ponce Financial Group, Inc. The shares evidenced by this certificate are transferable only on the books of Ponce Financial Group, Inc. by the holder hereof, in person or by attorney, upon surrender of this certificate properly endorsed. The interest in Ponce Financial Group, Inc. evidenced by this certificate may not be retired or withdrawn except as provided in the Articles of Incorporation and Bylaws of Ponce Financial Group, Inc. The shares evidenced by this certificate are not a savings account or deposit, and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. IN WITNESS WHEREOF, Ponce Financial Group, Inc. has caused this certificate to be executed by its duly authorized officers and has caused its seal to be hereunto affixed this day of 2021. President Secretary

 

 

 



 

 

 



 

THE SHARES OF COMMON STOCK EVIDENCED BY THIS CERIIFICATE ARE SUBJECT TO A LIMITATION CONTAINED IN PONCE FINANCIAL GROUP, INC 'S ARTICLES OF INCORPORATION TO THE EFFECT THAT, SUBJECT TO CERTAIN EXCEPTIONS. NO BENEFICIAL OWNER. DIRECTLY OR INDIRECTLY. OF MORE THAN 10% OF THE OUTSTANDING SHARES OF COMMON STOCK OF PONCE FINANCIAL GROUP. INC. WIU BE PERMITTED TO VOTE ANY SHARES IN EXCESS OF SUCH 10% LIMIT. FEDERAL REGULATIONS PROVIDE THAT FOR A PERIOD OF THREE YEARS FOLLOWING THE DATE OF THE COMPLETION OF THE OFFERING IN CONNECTION WITH THE CONVERSION OF PONCE BANK MUTUAL HOLDING COMPANY FROM THE MUTUAL HOLDING COMPANY FORM OF ORGANIZATION TO THE STOCK HOLDING COMPANY FORM OF ORGANIZATION. NO PERSON. ACTING SINGLY OR TOGETHER WITH ASSOCIATES IN A GROUP OF PERSONS ACTING IN CONCERT. MAY DIRECTLY OR INDIRECTLY OFFER TO ACQUIRE OR ACQUIRE THE BENEFICIAL OWNERSHIP OF MORE THAN 10% OF PONCE FINANCIAL GROUP, INC.'S COMMON STOCK WITHOUT THE PRIOR WRITTEN APPROVAL OF THE FEDERAL RESERVE BOARD. FOR VALUE RECEIVED, the undersigned, hereby sell(s), assign(s) and transfer(s) unto shares represented by the within Certificate, and do hereby irrevocably constitute and appoint  Attorney to transfer the said Shares on the books of the within named Corporation with full power of substitution in the premises. Dated: In the Presence Of: NOTICE: The signature of this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever.
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# USINDOPACOM Statement on DPRK Missile Launches

U.S. Indo-Pacific Command Public Affairs

We are aware of the DPRK missile launches and are consulting closely with our allies and partners. While we have assessed that these events do not pose an immediate threat to U.S. personnel or territory, or to our allies, the missile launches highlight the destabilizing impact of the DPRK’s illicit weapons program. The U.S. commitment to the defense of the Republic of Korea and Japan remains ironclad.

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§ 1200.16 What criteria will be used in evaluating the management plan? Each plan must be approved by the appropriate tribal governing body, and must be accompanied by a resolution approving the plan. The plan must be reasonable in light of the trust responsibility and the principles of Indian self-determination, and other appropriate factors, including, but not limited to, the factors listed below: ( a ) We will evaluate the individuals or entities that will manage the funds to be withdrawn, or that will advise the tribe on investing the funds to be withdrawn in order to determine if they have the capability and experience to manage the funds. Among the elements we will evaluate are: the number of years in business, the performance record for funds management, and the ability to compensate the tribe if the entity is found liable for failing to comply with the tribe's management plan (i.e., its assets, bonding, and insurance).
( b ) We will review the tribe's experience in managing investments. We will compare this experience to the complexity of the proposed management plan to determine whether the tribe has the experience to manage its proposed plan or whether it should begin with a less complex approach.
( c ) We will evaluate the tribe's internal audit and control systems for overseeing or monitoring its investment activity.
( d ) We will evaluate the adequacy of protection against substantial loss of principal. Our determination will include a thorough evaluation of the tribe's investment plan including: ( 1 ) The goals and objectives;
( 2 ) The proposed uses of the fund in order to meet business objectives;
( 3 ) The size and diversity of the investment portfolio (for example, the class of stocks and the mixture of types of investments);
( 4 ) The financial condition of the tribe;
( 5 ) The inherent riskiness of the proposed investments; and
( 6 ) The tribe's projected need and proposed timeframes to draw down the funds being invested or the income from them.
( e ) We will determine the likelihood that the plan will be followed. We will base this determination on the contents of the agreement between the tribe and the fund manager and other appropriate factors.
```

[Congressional Bills 106th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 281 Engrossed in House (EH)]

                 In the House of Representatives, U.S.,

                                                     September 9, 1999.
    Resolved, That it shall be in order at any time on Thursday, September 9, 
1999, or on Friday September 10, 1999, for the Speaker to entertain a motion 
that the House suspend the rules and adopt the concurrent resolution (H. Con. 
Res. 180) expressing the sense of Congress that the President should not have 
granted clemency to terrorists.
            Attest:

                                                                          Clerk.
```
#### § 2.817 What must my Appeal of the Decision on the Objection to the Statement of Performance contain?

Your Appeal must comply with the instructions in § 2.214 and must include the statement date of the specific Statement of Performance that you are appealing.
### §642. Entitlement of officers discharged or retired under this chapter to separation pay or retired pay

(a) An officer who is discharged under this chapter is entitled, if eligible therefor, to separation pay under section 1174 of this title.

(b) An officer who is retired under this chapter is entitled to retired pay computed under chapter 71 of this title.

(Added Pub. L. 96–513, title I, §105, Dec. 12, 1980, 94 Stat. 2867.)

#### **Statutory Notes and Related Subsidiaries**

#### Effective Date

Section effective Sept. 15, 1981, but the authority to prescribe regulations under this section effective on Dec. 12, 1980, see section 701 of Pub. L. 96–513, set out as an Effective Date of 1980 Amendment note under section 101 of this title.
# C_2015230EN.01012301.xml

| 14.7.2015 | EN | Official Journal of the European Union | C 230/123 |
| --- | --- | --- | --- |

14.7.2015

EN

Official Journal of the European Union

C 230/123

---

Opinion of the European Economic and Social Committee on the ‘Proposal for a Regulation of the European Parliament and of the Council on common rules for imports (codification)’

(COM(2014) 321 final — 2014/0166 (COD))

(2015/C 230/24)

On 15 September 2014 the European Parliament decided to consult the European Economic and Social Committee, under Article 304 of the Treaty on the Functioning of the European Union, on the

‘Proposal for a Regulation of the European Parliament and of the Council on common rules for imports (codification)’

‘Proposal for a Regulation of the European Parliament and of the Council on common rules for imports (codification)’

COM(2014) 321 final — 2014/0166 (COD).

Since the Committee unreservedly endorses the proposal and feels that it requires no comment on its part, it decided, at its 503rd plenary session of 10 and 11 December 2014 (meeting of 10 December 2014), by 150 votes to 1 with 5 abstentions, to issue an opinion endorsing the proposed text.

Brussels, 10 December 2014

The President of the European Economic and Social Committee

Henri MALOSSE

---
### §20236. Competitive categories

(a) Requirement to Establish Competitive Categories for Promotion.—Under regulations prescribed by the Secretary of Defense, the Secretary of the Air Force shall establish at least one competitive category for promotion for officers on the Space Force officer list. Each officer whose name appears on the Space Force officer list shall be carried in a competitive category of officers. Officers in the same competitive category shall compete among themselves for promotion.

(b) Single Competitive Category for Promotion to General Officer Grades.—The Secretary of the Air Force shall establish a single competitive category for all officers on the Space Force officer list who will be considered by a selection board convened under section 20211 of this title for promotion to the grade of brigadier general or major general.

(Added Pub. L. 118–31, div. A, title XVII, §1716(c), Dec. 22, 2023, 137 Stat. 644.)
§ 1000.283 If the Tribe/Consortium or Tribe's/Consortium's employee receives a summons and/or a complaint alleging a tort covered by FTCA, what should the Tribe/Consortium do? As part of the notification required by 28 U.S.C. 2679(c), if the Tribe/Consortium or Tribe's/Consortium's employee receives a summons and/or complaint alleging a tort covered by FTCA, the Tribe/Consortium should immediately: ( a ) Inform the Assistant Solicitor, Procurement and Patents, Office of the Solicitor, Department of the Interior, Room 6511, 1849 C Street NW., Washington, DC 20240,
( b ) Inform the Tribe's/Consortium's tort claims liaison, and
( c ) Forward all of the materials identified in § 1000.277(c) to the contacts given in § 1000.283 (a) and (b).
IV

106TH CONGRESS

1ST SESSION H. RES. 26

Congratulating the people of Guatemala on the second anniversary of the

signing of the peace accords in Guatemala.

IN THE HOUSE OF REPRESENTATIVES

JANUARY 19, 1999

Mr. GALLEGLY submitted the following resolution; which was referred to the

Committee on International Relations

RESOLUTION

Congratulating the people of Guatemala on the second

anniversary of the signing of the peace accords in Guatemala.

Whereas on December 29, 1996, the Government of Guatemala and the representatives of the Unidad

Revolucionaria Nacional Guatemala signed an historic

peace accord ending 36 years of armed confrontation;

Whereas the peace accords include the creation of a commission to implement a wide range of reforms to the political, economic, social, and judicial systems of Guatemala,

including an enhanced respect for human rights and the

rule of law, improved health and education services, attention to the needs of refugees and displaced persons,

and the role of the military in a democratic society;

Whereas the peace accords represented the completion of a

long and important negotiation process with the goal of
2

•HRES 26 IH

achieving lasting peace, national reconciliation, political

stability, and renewed economic growth in Guatemala;

and

Whereas lasting peace, political stability, and economic development in Guatemala is in the best interest of all nations

of the Western Hemisphere, including the United States:

Now, therefore, be it

1 Resolved, That the House of Representatives—

2 (1) congratulates the Guatemalan Government

3 of President Alvaro Arzu, the Unidad Revolucionaria

4 Nacional Guatemala, and all other parties to the

5 peace accords on the occasion of the second anniver6 sary of the peace accords;

7 (2) commends all of the people of Guatemala

8 for their determination to achieve a lasting peace

9 and encourages their continued strong commitment

10 to democratic principles and social justice for all;

11 (3) calls on the Government of Guatemala and

12 all political parties to continue to support the peace

13 accords and to implement the provisions of the ac14 cords with respect to providing sufficient budgets for

15 health, education, and security; improving the judi16 cial system; protecting human rights, and strength17 ening civilian control of the military; and

18 (4) affirms the commitment of the United

19 States to continue to support a sustainable peace
3

•HRES 26 IH

1 and development of strong democratic institutions in

2 Guatemala.

Æ
#### Richard T. Post, Respondent, v. The Brooklyn Heights Railroad Company, Appellant.

Motion denied, without costs. Present — W oodward, J enks, Hooker, Gaynor and Miller, JJ.
§ 11.118 What are the jurisdictional limitations of the Court of Indian Offenses? ( a ) A Court of Indian Offenses may exercise over a Federal or State official only the same jurisdiction that it could exercise if it were a tribal court. The jurisdiction of Courts of Indian Offenses does not extend to Federal or State employees acting within the scope of their employment.
( b ) A Court of Indian Offenses may not adjudicate an election dispute, take jurisdiction over a suit against a tribe, or adjudicate any internal tribal government dispute, unless the relevant tribal governing body passes a resolution, ordinance, or referendum granting the court jurisdiction.
( c ) In deciding who is a tribal official, BIA will give deference to a decision of the Court of Indian Offenses, acting as a tribal forum by resolution or ordinance of a tribal governing body under paragraph (b) of this section.
( d ) A tribe may not be sued in a Court of Indian Offenses unless its tribal governing body explicitly waives its tribal immunity by tribal resolution or ordinance.
**Certifications**

I, Richard Simpson, certifythat:

1.       I havereviewed this report on Form 10-K and all reports on Form 10-D required to be filed in respect of the period covered by this report on Form 10-K of UBS-Citigroup Commercial Mortgage Trust 2011-C1 (the “Exchange Act periodic reports”);

2.       Based on my knowledge, the Exchange Act periodic reports, taken as a whole, do not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.       Based on my knowledge, all of the distribution, servicing and other information required to be provided under Form 10-D for the period covered by this report is included in the Exchange Act periodic reports;

4.       Based on my knowledge and the servicer compliance statement(s) required in this report under Item 1123 of Regulation AB, and except as disclosed in the Exchange Act periodic reports, the servicers have fulfilled their obligations under the servicing agreements in all material respects; and

5.       All of the reports on assessment of compliance with servicing criteria for asset-backed securities and their related attestation reports on assessment of compliance with servicing criteria for asset-backed securities required to be included in this report in accordance with Item 1122 of Regulation AB and Exchange Act Rules 13a-18 and 15d-18 have been included as an exhibit to this report, except as otherwise disclosed in this report.  Any material instances of noncompliance described in such reports have been disclosed in this report on Form 10-K.

In giving the certifications above, I have reasonably relied on information provided to me by the following unaffiliated parties: Wells Fargo Bank, National Association, as master servicer;  Deutsche Bank Trust Company Americas, as trustee, custodian and certificate administrator; Midland Loan Services, a Division of PNC Bank, National Association, as primary servicer; Rialto Capital Advisors, LLC, as special servicer; TriMont Real Estate Advisors, Inc., as operating advisor; KeyBank National Association, as primary servicer; CoreLogic Commercial Real Estate Services, Inc., as servicing function participant; and National Tax Search, LLC, as servicing function participant.

 

 

Date: December 5, 2019

/s/ Richard Simpson
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# Secretary of Defense Travel to Singapore, Cambodia, and France

U.S. Department of Defense

Secretary of Defense Lloyd J. Austin III will depart next week for a trip to Singapore, Cambodia, and France.

As part of his tenth official visit to the Indo-Pacific region, Secretary Austin will deliver plenary remarks at the Shangri-La Dialogue in Singapore. While there, he is slated to meet with Singapore's new Prime Minister and other senior Singaporean officials, convene a multilateral meeting of his counterparts from Southeast Asia, and participate in a Trilateral Ministerial Meeting (TMM) with his counterparts from Japan and the Republic of Korea. He is also planning to meet bilaterally with other counterparts from across the Indo-Pacific region and with Admiral Dong Jun, Minister of National Defense of the People's Republic of China (PRC), following their April 16 discussion via video teleconference.

While in Cambodia, the Secretary will meet with senior officials following his November 2022 visit to Phnom Penh for the ASEAN Defense Minister's Meeting-Plus (ADMM-Plus).

Secretary Austin's tenth trip to the Indo-Pacific comes as the Department of Defense continues to strengthen U.S. relationships with allies and partners in support of a shared regional vision for peace, stability, and deterrence.

Secretary Austin will conclude his trip in France, where he will mark the 80th anniversary of D-Day by participating in several commemorative events.

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### **CHAPTER 63—RETIREMENT FOR AGE**

Sec.
1251.
Age 62: regular commissioned officers in grades below general and flag officer grades; exceptions.
1252.
Age 64: permanent professors at academies.
1253.
Age 64: regular commissioned officers in general and flag officer grades; exceptions.
[1255.
Repealed.]
1263.
Age 62: warrant officers.
1275.
Computation of retired pay: law applicable.

#### **Editorial Notes**

#### Amendments

**2015**—Pub. L. 114–92, div. A, title V, §504(b)(2), Nov. 25, 2015, 129 Stat. 807, substituted "Age 64: regular commissioned officers in general and flag officer grades; exceptions" for "Age 64: regular commissioned officers in general and flag officer grades; exception" in item 1253.

**2006**—Pub. L. 109–364, div. A, title V, §502(c), Oct. 17, 2006, 120 Stat. 2177, inserted "in grades below general and flag officer grades" after "officers" in item 1251 and added item 1253.

Pub. L. 109–163, div. A, title V, §509(c)(2), Jan. 6, 2006, 119 Stat. 3231, added item 1252.

**1980**—Pub. L. 96–513, title V, §501(18), Dec. 12, 1980, 94 Stat. 2908, added item 1251.

**1967**—Pub. L. 90–130, §1(6), Nov. 8, 1967, 81 Stat. 374, struck out item 1255 "Age 55: female regular warrant officers".
IV

106TH CONGRESS

1ST SESSION H. RES. 148

Expressing the sense of the House of Representatives with respect to the

tragic shooting at Columbine High School in Littleton, Colorado.

IN THE HOUSE OF REPRESENTATIVES

APRIL 26, 1999

Mr. TANCREDO (for himself, Mr. HEFLEY, Mr. MCINNIS, Ms. DEGETTE, Mr.

SCHAFFER, and Mr. UDALL of Colorado) submitted the following resolution; which was referred to the Committee on Education and the Workforce

RESOLUTION

Expressing the sense of the House of Representatives with

respect to the tragic shooting at Columbine High School

in Littleton, Colorado.

Whereas on April 20, 1999, two armed gunmen opened fire

at Columbine High School in Littleton, Colorado, killing

13 students and teachers and wounding more than 20

students and teachers;

Whereas this act of brutal violence is regarded as the deadliest school massacre in the history of the United States

of America; and

Whereas local, State, and Federal law enforcement personnel

performed their duties admirably in the six hour siege

and risked their lives for the safety of the students, fac-
2

•HRES 148 IH

ulty, and staff at Columbine High School: Now, therefore, be it

1 Resolved, That the House of Representatives—

2 (1) condemns, in the strongest possible terms,

3 the heinous atrocities which occurred at Columbine

4 High School in Littleton, Colorado;

5 (2) offers its condolences to the families,

6 friends, and loved ones of those who were killed at

7 Columbine High School and expresses its hope for

8 the rapid and complete recovery of those wounded in

9 the shooting;

10 (3) applauds the hard work and dedication ex11 hibited by the hundreds of local, State, and Federal

12 law enforcement officials and the others who offered

13 their support and assistance; and

14 (4) encourages the American people to engage

15 in a national dialogue on preventing school violence.

Æ