2010 Decisions

Opinions of the United

States Court of Appeals

for the Third Circuit

1-26-2010

USA v. Garcia

Precedential or Non-Precedential: Non-Precedential

Docket No. 07-3798

Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_2010

This decision is brought to you for free and open access by the Opinions of the United States Court of Appeals for the Third Circuit at Villanova

University School of Law Digital Repository. It has been accepted for inclusion in 2010 Decisions by an authorized administrator of Villanova

University School of Law Digital Repository. For more information, please contact Benjamin.Carlson@law.villanova.edu.

Recommended Citation

"USA v. Garcia" (2010). 2010 Decisions. Paper 2016.

http://digitalcommons.law.villanova.edu/thirdcircuit_2010/2016
 The Honorable John E. Jones, III, United States District Judge for the Middle District *

of Pennsylvania, sitting by designation.

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

 

No. 07-3798

 

UNITED STATES OF AMERICA

v.

ARTHUR GARCIA,

Appellant

 

Appeal from the United States District Court

for the Middle District of Pennsylvania

(D.C. Criminal Action No. 04-cr-00301-1)

District Judge: Honorable Christopher C. Conner

 

Submitted Under Third Circuit LAR 34.1(a)

January 12, 2010

Before: AMBRO, CHAGARES, Circuit Judges and JONES, District Judge *

(Opinion filed: January 26, 2010 )

 

OPINION

 

AMBRO, Circuit Judge 

Arthur Garcia pled guilty to using a facility of interstate commerce to entice a
 The District Court had jurisdiction under 18 U.S.C. § 3231. We have jurisdiction 1

under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). “The abuse-of-discretion standard

applies to both our procedural and substantive reasonableness inquiries” discussed below. 

United States v. Tomko, 562 F.3d 558, 567 (3d Cir. 2009) (en banc).

2

minor to engage in sexual activity and traveling in interstate commerce for the purpose of

engaging in illicit sexual conduct with a minor. He was sentenced to 83 months’

imprisonment, and now appeals that sentence. We affirm.1

I.

In September 2003, Garcia, who was 56 years old and living in California at the

time, began exchanging instant messages over the Internet with a 14-year-old girl living

in Pennsylvania. During the course of their sexually explicit conversations, Garcia

misrepresented both his identity and his age, and expressed his desire to travel to

Pennsylvania to have sex with her. 

In January 2004, Garcia flew to Pennsylvania, rented a car, and drove to the

victim’s school bus stop to meet her. Garcia gave her $100 and a cell phone that he used

to communicate with her over the next week. Later that week, Garcia picked the victim

up from her school bus stop and, posing as the girl’s father, called her school and reported

that she would be absent from school that day. Garcia then took the victim to his hotel

room, where he had sexual intercourse with her multiple times. Garcia dropped the

victim off at a friend’s house the following day, and was arrested as he was returning his

rental car at the airport. 
 Using the 2003 edition of the Guidelines, the United States Probation Office initially 2

calculated Garcia’s offense level under U.S.S.G. § 2G1.1(c)(2), which applies if the

“offense involved criminal sexual abuse, attempted criminal sexual abuse, or assault with

intent to commit criminal sexual abuse,” because the victim reported that Garcia pulled

her back onto the bed when she tried to leave and held her down while he had intercourse

with her. Section 2G1.1(c)(2) references § 2A3.1 (“Criminal Sexual Abuse”), which

provides for a base offense level of 27. Id. § 2A3.1(a). Probation also applied (1) a fourlevel increase because “the offense was committed by the means set forth in 18 U.S.C. §

2241(a) or (b),” which include “knowingly caus[ing] another person to engage in a sexual

act . . . by using force against that [] person,” 18 U.S.C. § 2241(a)(1); (2) a two-level

increase because the victim was between 12 and 16 years old; and (3) a two-level increase

because Garcia knowingly misrepresented his identity and used a computer to persuade,

induce, entice, or coerce the victim to engage in prohibited sexual conduct. U.S.S.G.

§§ 2A3.1(b)(1), (2), (6). Accordingly, Probation determined that Garcia’s offense level

was 32 (after a three-level decrease for acceptance of responsibility, id. § 3E1.1). With a

criminal history category of I, Garcia’s resulting Guidelines range was 121 to 151

months’ imprisonment. 

At sentencing, Garcia disputed that he had forcible sex with the victim, and

accordingly argued that application of § 2A3.1 was inappropriate. The District Court

found that the Government had not proven that Garcia engaged in forcible sex with the

victim by a preponderance of the evidence. As a result of the Court’s finding, Garcia’s

offense level was recalculated under § 2A3.2 (“Criminal Sexual Abuse of a Minor Under

the Age of Sixteen Years (Statutory Rape)”), resulting in a base offense level of 24, id.

§ 2A3.2(a)(1), and a four-level total increase because Garcia knowingly misrepresented

his identity and used a computer to persuade the victim to engage in prohibited sexual

conduct. Id. §§ 2A3.2(b)(2), (3). After the three-level decrease for acceptance of

responsibility, Garcia’s resulting offense level was 25, with a Guidelines range of 57 to

3

In August 2005, Garcia pled guilty to one count of using a facility of interstate

commerce to persuade, induce, entice, or coerce a minor to engage in sexual activity, in

violation of 18 U.S.C. § 2422(b), and one count of traveling in interstate commerce for

the purpose of engaging in illicit sexual conduct, in violation of 18 U.S.C. § 2423(b). 

With an offense level of 25 and a criminal history category of I, Garcia’s Guidelines

range was 60 to 71 months’ imprisonment. 

2
71 months’ imprisonment. Because Count One carried a mandatory minimum term of 5

years’ imprisonment, Garcia’s Guidelines range became 60 to 71 months’ imprisonment. 

 

4

In January 2006, the District Court sentenced Garcia to 100 months’ imprisonment

after applying a four-level upward departure based on “an aggravating circumstance of a

kind or to a degree not adequately taken into consideration by the sentencing

commission” that took Garcia’s case out of the “heartland of typical cases.” United States

v. Garcia, 225 F. App’x 47, 49 (3d Cir. 2007). In April 2007, we vacated that sentence

and remanded for resentencing because the Court had applied an upward departure

without notice to Garcia. Id.; see also Fed. R. Crim. P. 32(h).

On remand, the District Court imposed a twelve-month upward variance from the

Guidelines range, and sentenced Garcia to 83 months’ imprisonment. He timely

appealed. 

II.

“Our responsibility on appellate review of a criminal sentence is limited yet

important: we are to ensure that a substantively reasonable sentence has been imposed in

a procedurally fair way.” United States v. Levinson, 543 F.3d 190, 195 (3d Cir. 2008). 

Our review proceeds in two stages. First, we “ensure that the district court committed no

significant procedural error, such as failing to calculate (or improperly calculating) the

Guidelines range, treating the Guidelines as mandatory, failing to consider the § 3553(a)

factors, selecting a sentence based on clearly erroneous facts, or failing to adequately
5

explain the chosen sentence—including an explanation for any deviation from the

Guidelines range.” Gall v. United States, 552 U.S. 38, 51 (2007). Second, we consider

the totality of the circumstances to determine whether the sentence is substantively

reasonable. Tomko, 562 F.3d at 567. “[I]f the district court’s sentence is procedurally

sound, we will affirm it unless no reasonable sentencing court would have imposed the

same sentence on that particular defendant for the reasons the district court provided.” Id.

at 568. 

We do not “presume that a sentence is unreasonable simply because it falls outside

the” Guidelines range. Id. at 567. Rather, “[w]here . . . a district court decides to vary

from the Guidelines’ recommendations, we ‘must give due deference to the district

court’s decision that the § 3553(a) factors, on a whole, justify the extent of the variance.’” 

Id. at 561 (quoting Gall, 552 U.S. at 51).

III.

Garcia argues that the District Court’s sentence was procedurally unreasonable for

two reasons: (1) the Court failed to take into account the period Garcia spent on home

confinement while awaiting his sentencing; and (2) it relied on impermissible factors in

imposing an upward variance. We address each argument in turn. 

Garcia first argues that the District Court failed to consider that he had been under

home confinement for 14 months prior to his sentencing, which involved “severe
 Garcia concedes that he is not statutorily entitled to credit for the period he spent 3

under home confinement. See Reno v. Koray, 515 U.S. 50, 57 (1995) (“[U]nder the

language of the Bail Reform Act of 1984, a defendant suffers ‘detention’ only when

committed to the custody of the Attorney General; a defendant admitted to bail on

restrictive conditions . . . is ‘released.’”).

6

restrictions on his freedom” that weighed in favor of a within-Guidelines sentence. We 3

disagree. The record confirms that the Court considered this argument, which Garcia

made both in his sentencing memorandum and during argument immediately before the

Court imposed its sentence. That the Court did not specifically mention Garcia’s home

confinement in explaining the reasons for its sentence does not make that sentence

procedurally unreasonable. See Rita v. United States, 551 U.S. 338, 356 (2007)

(explaining that a brief statement of reasons can be sufficient where a district court is

presented with “straightforward, conceptually simple arguments”). 

Garcia next argues that the District Court impermissibly considered his age,

education, marital status, and number of children in imposing its sentence. In support, he

relies on a single sentence from the Court’s lengthy statement of reasons, where it

described Garcia as “an educated, married, 56-year-old man with four children” who had

engaged in “extensive predatory conduct” and had exercised “extreme influence” over a

14-year-old child.

We discern no procedural error. The District Court was simply describing “the

nature and circumstances of the offense and the history and characteristics of the
 Although the Guidelines provide that certain factors—including a defendant’s age, 4

education, and vocational skills—are “not ordinarily relevant in determining whether a

departure is warranted,” U.S.S.G. §§ 5H1.1, 5H1.2 (emphasis added), the District Court

imposed an upward variance in imposing the sentence, not an upward departure in

calculating the Guidelines range. 

 Garcia also appears to argue that the District Court’s emphasis on the influence he 5

exercised over the victim was impermissible because that influence was the basis for a

two-level increase in his offense level. See U.S.S.G. § 2A3.2(b)(2). For the same

reasons, the Court did not err by considering this fact in imposing an upward variance. 

 To the extent Garcia challenges the substantive reasonableness of his sentence, we 6

reject that challenge as well, as we cannot say that “no reasonable sentencing court would

have imposed the same sentence on th[is] particular defendant for the reasons the district

court provided.” Tomko, 562 F.3d at 568. 

7

defendant,” factors which it was required to consider. 18 U.S.C. § 3553(a)(1). In

4

particular, we believe it was appropriate for the Court to comment on Garcia’s age and

education level in explaining why his “grooming and cultivation of the victim” was

“particularly troubling” and warranted a sentence above the Guidelines range.5

In sum, our review of the record confirms that the District Court gave “rational and

meaningful” consideration to the relevant § 3553(a) factors in imposing its sentence. 

United States v. Grier, 475 F.3d 556, 571 (3d Cir. 2007) (en banc). Accordingly, we

affirm that sentence.

6