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Parties Involved:
City of Monroe
Appellee
Lonnie Goldston
Appellant

Document Text:

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 14-30557

Summary Calendar

LONNIE GOLDSTON, 

 Plaintiff - Appellant

v.

CITY OF MONROE, acting through the Monroe Police Department, 

 Defendant - Appellee

Appeal from the United States District Court

for the Western District of Louisiana

USDC No. 3:13-CV-314

Before REAVLEY, DENNIS, and SOUTHWICK, Circuit Judges.

PER CURIAM:*

Lonnie Goldston appeals the district court’s dismissal of his claims 

against the City of Monroe. We AFFIRM.

In his complaint, Goldston asserted the City subjected him to over 75 

wrongful arrests since 1995. He claimed the City physically and mentally

abused him. The only specific arrests identified in the complaint were on 

 

* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not 

be published and is not precedent except under the limited circumstances set forth in 5TH 

CIR. R. 47.5.4.

United States Court of Appeals

Fifth Circuit

FILED

July 29, 2015

Lyle W. Cayce

Clerk

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No. 14-30557

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November 3, 2010 and June 21, 2012. The complaint claimed physical, 

emotional, and financial damages. He sought attorneys fees and an injunction 

against future violation of his rights. In a joint pretrial order, he also claimed

he was falsely arrested on September 26, 2013 for possession of a firearm by a 

convicted felon and driving while intoxicated. He asserts he was in fact not a 

convicted felon and that he was arrested solely because he was a constant 

irritant to the City of Monroe.

On the morning that the bench trial on the suit was to begin, the district 

court asked Goldston’s counsel whether his proposed findings of fact, filed a 

week before trial, had stipulated Goldston out of court. Instead of having a 

bench trial, the district court invited defense counsel to move to dismiss. From 

the bench, the court granted the City’s prompted oral motion to dismiss and 

said that a written order would follow. The written order later explained: 

“Following the court’s lead, Defendant . . . requested a Motion to Dismiss For 

Failure to State a Claim under Federal Rule of Civil Procedure 12(b)(6) and/or 

Rule 12(c) or, alternatively, a Motion for Summary Judgment under Rule 56.” 

We do not see where a summary judgment motion in any form was made.

Goldston timely appealed. He claims the court followed the wrong 

procedure, erred in the holding that no cause of action was sufficiently pled, 

and applied the wrong pleading standard.

DISCUSSION

The district court’s decision to forego a bench trial and instead invite a 

motion to dismiss seems to have been prompted by the court’s review of 

Goldston’s proposed findings of fact, which were filed a week prior to the trial. 

In Goldston’s findings of fact, he asserted that one arrest was on November 3, 

2010, while suit was filed in February 2013. The district court held that the

claim had prescribed under the applicable one-year Louisiana statute. A 

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second arrest mentioned in the proposed fact-findings occurred on June 21, 

2012, but that arrest led to a conviction. The district court held that any claims 

arising from that arrest failed because Goldston had not had his conviction 

reversed or declared invalid. See Heck v. Humphrey, 512 U.S. 477, 485-87

(1994). The final arrest mentioned in the proposed findings occurred on 

September 26, 2013. Goldston alleged that officers of the Richwood Police 

Department made the arrest. He apparently was trying to hold the City of 

Monroe responsible by claiming he was arrested “because he was the one, 

according to the Chief of Police for Richwood, who gave the City of Monroe, ‘so 

many problems.’” The district court found that this claim failed because the

arrest was carried out by a department that was not a party to the case.

Goldston’s counsel argued that the arrest dates were unimportant, as a 

fair reading of the complaint would show a factual basis for malicious 

prosecution. The district court held that Goldston had not sufficiently pled an 

action for malicious prosecution based on the 2010 arrest, as neither malicious 

prosecution nor a recital of its elements appears in the complaint. It found no 

basis to consider malicious prosecution as a claim in the case.

We review the merits of a dismissal under Rule 12(b)(6) de novo; “the 

well-pleaded facts are viewed in the light most favorable to the plaintiff.” 

Castro v. Collecto, Inc., 634 F.3d 779, 783 (5th Cir. 2011) (citation and internal 

quotation marks omitted).1 A complaint fails under Rule 12(b)(6) if it does not 

allege “enough facts to state a claim to relief that is plausible on its face.” Bell 

Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). “Threadbare recitals of the 

 

1 The district court did not state the specific rule under which it dismissed the case. 

It discussed standards for dismissal under Rule 12(b)(6), Rule 12(c) and Rule 56. We analyze 

the claims under Rule 12(b)(6), as that is sufficient here. We note that granting summary 

judgment without at least ten days’ notice is improper, though the error may be harmless.

Love v. Nat'l Med. Enters., 230 F.3d 765, 770-71 (5th Cir. 2000).

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elements of a cause of action, supported by mere conclusory statements, do not 

suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). 

The unusual way in which the motion to dismiss was invited by the court 

on the morning of a scheduled trial invokes our scrutiny. A district court may 

“consider the sufficiency of the complaint on its own initiative.” Guthrie v. Tifco 

Indus., 941 F.2d 374, 379 (5th Cir. 1991). Dismissal even on the court’s own 

motion is proper “‘as long as the procedure employed is fair.’” Bazrowx v. Scott, 

136 F.3d 1053, 1054 (5th Cir. 1998) (quoting 5A CHARLES ALAN WRIGHT &

ARTHUR R. MILLER, FEDERAL PRACTICE AND PROCEDURE § 1357, at 301 (2d ed.

1990). Instead of ruling on its own motion, the district court suggested that 

defense counsel move to dismiss. That is a similar and equally permissible 

procedure. As to fairness, the court allowed Goldston’s counsel to respond

before it ruled. Earlier notice that counsel needed to be prepared to argue such 

a motion would have been preferable. Even if there was error in the limited 

notice prior to dismissing the complaint, error may be harmless if it is clear 

“the plaintiff has alleged his best case[.]” Id. As we will explain below, 

Goldston does not present meritorious arguments as to why he has stated a 

claim upon which relief may be granted, nor does he argue that the district 

court denied him an opportunity to plead his best case. Furthermore, at no 

time during the proceedings in district court did Goldston move to amend his 

complaint. After our de novo review of the record, we conclude that Goldston 

had the opportunity to plead his best case and has not alleged facts that 

support a viable claim of relief. Cf. Hale v. King, 642 F.3d 492, 503 (5th Cir. 

2011) (citing Bazrowx, 136 F.3d at 1054).

We next consider the only two arrests made by Monroe police officers 

that are mentioned in the complaint and in the joint pretrial order. Other 

paragraphs in the complaint contain mere generalizations and allegations that 

at most constitute “[t]hreadbare recitals of the elements of a cause of action . . 

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. .” See Iqbal, 556 U.S. at 678. As to the arrest made by Richwood city police, 

Goldston has not asserted any grounds that would make Monroe responsible.

Regarding the 2010 arrest, Goldston’s counsel conceded in open court 

that the false-arrest claim had prescribed under the Louisiana statute. Also, 

on appeal, Goldston has not challenged the district court’s dismissal of the 2010 

false arrest claim based on prescription. That issue is therefore abandoned.

See United States v. Broussard, 669 F.3d 537, 552 n.10 (5th Cir. 2012). 

In addition to the false-arrest claim, Goldston insisted on the morning of 

the scheduled bench trial that the complaint also supported a claim for 

malicious prosecution. We find no such basis in the complaint. Even more 

telling, the agreed pretrial order contained claims solely related to false 

arrests. The “joint pretrial order signed by both parties supersedes all 

pleadings and governs the issues and evidence to be presented at trial.” Vanhoy 

v. United States, 514 F.3d 447, 450 n.10 (5th Cir. 2008) (quoting McGehee v. 

Certainteed Corp., 101 F.3d 1078, 1080 (5th Cir. 1996)). In that joint pretrial 

order, there were only a few contested facts. The first one is the only one 

relevant to the kind of claim being asserted, and it is for false arrest:

a. The central contested fact center around if the police had 

probable cause to arrest Lonnie Goldston when he was arrested 

November of 2010 and June 21, 2012. The plaintiff contends that 

the persons acting on behalf of the City of Monroe did not have 

probable cause to arrest him and furthermore arrested him as an 

act of intimidation and harassment.

The only contested issues of law also solely dealt with a wrongful arrest: 

the issues are “when a claim for wrongful arrest begins, the applicable 

prescriptive period for such a claim and whether a dismissal of an arrest is 

sufficient to prove a wrongful arrest.”

It is true that in Goldston’s proposed findings of fact, filed two weeks 

after the joint pretrial order and a week before trial, malicious prosecution is 

mentioned. Because it had not been made an issue in the case in the complaint 

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or in the pretrial order, we see no error in the district court’s refusal to allow 

it to be made an issue on the morning the bench trial had been set to begin.

Dismissal of all claims based on the 2010 arrest was proper.

Regarding the allegedly false arrest in 2012, the district court held that 

the claim could not survive Heck. See Heck, 512 U.S. at 485-87. In Heck, the 

Supreme Court held that 

when a state prisoner seeks damages in a [Section] 1983 suit, the 

district court must consider whether a judgment in favor of the 

plaintiff would necessarily imply the invalidity of his conviction or 

sentence; if it would, the complaint must be dismissed unless the 

plaintiff can demonstrate that the conviction or sentence has 

already been invalidated.

Id. at 487. Goldston argues his arrest was without probable cause. His 

conviction, though, required that there be evidence sufficient to find guilt. 

Consequently, seeking in this suit to show a lack of probable cause is in essence 

a collateral attack on the conviction. See Wells v. Bonner, 45 F.3d 90, 95 (5th 

Cir. 1995). The district court properly held that Goldston could not proceed 

on any claim regarding the 2012 arrest.

Goldston alleges in the complaint that there were scores of other arrests, 

and he also claims general harassment. None of those claims were more than 

conclusory; none of them were identified in the joint pretrial order as matters, 

contested or agreed, for the trial. Such general and conclusory statements are 

insufficient to survive a motion to dismiss. See Iqbal, 556 U.S. at 678. The 

district court applied the correct pleading standard.

AFFIRMED. 

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