Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_14-cv-01324/USCOURTS-caed-2_14-cv-01324-2/pdf.json

Parties Involved:
Ryan Miller
Defendant
Nevada County Treasurer and Tax Collector
Defendant
Kent H. Smith
Plaintiff

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UNITED STATES DISTRICT COURT 

FOR THE EASTERN DISTRICT OF CALIFORNIA 

KENT H. SMITH, 

Plaintiffs, 

v. 

NEVADA COUNTY TREASURER AND 

TAX COLLECTOR, and RYAN MILLER, 

Defendants. 

No. 2:14-cv-01324-KJM-KJN 

ORDER 

On March 4, 2015, this court granted plaintiff’s counsel’s motion to withdraw and 

granted plaintiff thirty days in which to hire new counsel or indicate his intent to proceed pro se. 

ECF No. 19. Plaintiff did not respond within the thirty days. In a minute order dated April 10, 

2015, and served on plaintiff by mail, plaintiff was given additional time in which to inform the 

court of his intent to proceed pro se. ECF No. 20. The April 2015 order cautioned that failure to 

submit a status report by April 23, 2015 could result in sanctions. Plaintiff did not respond to the 

court’s order. On May 21, 2015, after considering the factors listed in Ferdik v. Bonzelet, 

963 F.2d 1258, 1260 (9th Cir. 1992), the court issued an order dismissing this action without 

prejudice. ECF No. 22. Judgment was entered the same date. ECF No. 23. 

About four months after the action was dismissed, plaintiff moved pro se for 

reconsideration and to reinstate the action. ECF No. 24. No opposition was filed. He explains 

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his former attorney did not inform him the case could be dismissed if he did not comply with the 

court’s orders. Id. at 1. He also explains the parties had signed a settlement agreement, and only 

“the collection of damages” remained to be resolved. Id. at 2. He does not address why he did 

not respond to the court’s April 10, 2015 order, and he does not address why he did not inform 

the court of the parties’ settlement agreement. See generally id. 

Federal Rule of Civil Procedure 60(b) grants a court authority to relieve a party 

from a final judgment. That relief may be granted for a number of reasons specified in the rule: 

(1) mistake, inadvertence, surprise, or excusable neglect; 

(2) newly discovered evidence that, with reasonable diligence, 

could not have been discovered in time to move for a new trial 

under Rule 59(b); 

(3) fraud (whether previously called intrinsic or extrinsic), 

misrepresentation, or misconduct by an opposing party; 

(4) the judgment is void; 

(5) the judgment has been satisfied, released or discharged; it is 

based on an earlier judgment that has been reversed or vacated; or 

applying it prospectively is no longer equitable; or 

(6) any other reason that justifies relief. 

Fed. R. Civ. P. 60(b). Plaintiff argues inadvertence and excusable neglect warrant reinstatement 

of this action. Mot. Recons. at 3. 

“Excusable neglect ‘encompass[es] situations in which the failure to comply with a 

filing deadline is attributable to negligence.’” Lemoge v. United States, 587 F.3d 1188, 1192 

(9th Cir. 2009) (quoting Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd., 507 U.S. 380, 388 

(1993)) (alteration in original). Excusable neglect also includes “omissions caused by 

carelessness.” Id. (quoting Pioneer, 507 U.S. at 388). The court’s decision is an equitable one, 

and takes into account “all relevant circumstances.” Id. Four factors inform the court’s decision: 

“(1) the danger of prejudice to the opposing party; (2) the length of the delay and its potential 

impact on the proceedings; (3) the reason for the delay; and (4) whether the movant acted in good 

faith.” Id. (citation and quotation marks omitted). 

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Considering these factors here, plaintiff has not explained a reason for his delay, 

whether between April and May 2015 or between May and September 2015. The court lacks 

evidence of his good faith. He has not explained why a joint pretrial statement was not filed. The 

court relies on joint pretrial statements to create a pretrial scheduling order, which is necessary to 

discourage “wasteful pretrial activities,” improve the quality of trials, and facilitate settlements. 

See In re Phenylpropanolamine (PPA) Products Liab. Litig., 460 F.3d 1217, 1227 (9th Cir. 

2006). On balance, the Lemoge factors weigh against reinstatement of this action. 

In light of these circumstances, the motion is DENIED. This order resolves ECF 

No. 24. 

IT IS SO ORDERED. 

DATED: January 11, 2016. 

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