Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca10-15-01349/USCOURTS-ca10-15-01349-0/pdf.json

Parties Involved:
APEX
Appellee
Larry Black
Appellee
Dean Carbajal
Appellant
Steven Carter
Appellee
Centura Health
Appellee
Chuang
Appellee
City and County of Denver
Appellee
Gregory J. Englund
Appellee
Marci L. Hansue
Appellee
Jay Lopez
Appellee
Gilberto Lucio
Appellee
Michael O'Neill
Appellee
St. Anthony Central Hospital
Appellee
Stephan M. Swan
Appellee
Thomas
Appellee

Document Text:

UNITED STATES COURT OF APPEALS 

FOR THE TENTH CIRCUIT 

_________________________________ 

DEAN CARBAJAL, 

 Plaintiff - Appellant, 

v. 

STEPHAN M. SWAN, Physician 

Assistant, in his official capacity; 

MICHAEL O'NEILL, Police Officer for 

the Denver Police Department, in his 

individual and official capacity; JAY 

LOPEZ, Police Officer for the Denver 

Police Department, in his individual and 

official capacity; LARRY BLACK, Police 

Officer for the Denver Police Department, 

in his individual and official capacity; ST. 

ANTHONY CENTRAL HOSPITAL, a 

corporation; CENTURA HEALTH, a 

corporation; APEX, a corporation; 

CHUANG, Dr., Supervising Physician, in 

his individual and official capacity; 

THOMAS, Lieutenant, Lieutenant for the 

Denver Police Department, in his 

individual and official capacity; STEVEN 

CARTER, Captain for the Denver Police 

Department, in his individual and official 

capacity; GILBERTO LUCIO, Police 

Officer for the Denver Police Department, 

in his individual and official capacity; 

CITY AND COUNTY OF DENVER, a 

political subdivision of the State of 

Colorado; GREGORY J. ENGLUND; 

MARCI L. HANSUE, 

 Defendants - Appellees. 

No. 15-1349 

(D.C. No. 1:12-CV-02257-PAB-KLM) 

(D. Colo.) 

_________________________________ 

ORDER

FILED 

United States Court of Appeals 

Tenth Circuit 

November 3, 2016

Elisabeth A. Shumaker 

Clerk of Court

Appellate Case: 15-1349 Document: 01019715135 Date Filed: 09/26/2016 Page: 1 
2 

_________________________________ 

Before TYMKOVICH, Chief Judge, HARTZ and PHILLIPS, Circuit Judges. 

_________________________________ 

Appellant has filed a Motion for Rehearing with Suggestion of Rehearing 

En Banc, and has also submitted a supplement to that Motion. We have construed the 

original motion as a petition for panel rehearing with a suggestion for rehearing en banc. 

The petition for panel rehearing is denied on the merits by the original panel. The 

petition and supplement were also circulated to all the judges of the court who are in 

regular active service in accordance with Rule 35(b) of the Federal Rules of Appellate 

Procedure. No judge in regular active service called for a poll, so the suggestion for 

rehearing en banc is denied. 

The panel has sua sponte modified the Order issued on September 26, 2016; the 

modified Order is attached. The Order dated September 26, 2016 is hereby withdrawn, 

and the Clerk is directed to file the attached modified order nunc pro tunc to the filing 

date of the original order, September 26, 2016. 

Entered for the Court 

ELISABETH A. SHUMAKER, Clerk 

Appellate Case: 15-1349 Document: 01019715135 Date Filed: 09/26/2016 Page: 2 
UNITED STATES COURT OF APPEALS 

FOR THE TENTH CIRCUIT 

_________________________________ 

DEAN CARBAJAL, 

 Plaintiff - Appellant, 

v. 

STEPHAN M. SWAN, Physician 

Assistant, in his official capacity; 

MICHAEL O'NEILL, Police Officer for 

the Denver Police Department, in his 

individual and official capacity; JAY 

LOPEZ, Police Officer for the Denver 

Police Department, in his individual and 

official capacity; LARRY BLACK, Police 

Officer for the Denver Police Department, 

in his individual and official capacity; ST. 

ANTHONY CENTRAL HOSPITAL, a 

corporation; CENTURA HEALTH, a 

corporation; APEX, a corporation; 

CHUANG, Dr., Supervising Physician, in 

his individual and official capacity; 

THOMAS, Lieutenant, Lieutenant for the 

Denver Police Department, in his 

individual and official capacity; STEVEN 

CARTER, Captain for the Denver Police 

Department, in his individual and official 

capacity; GILBERTO LUCIO, Police 

Officer for the Denver Police Department, 

in his individual and official capacity; 

CITY AND COUNTY OF DENVER, a 

political subdivision of the State of 

Colorado; GREGORY J. ENGLUND; 

MARCI L. HANSUE, 

 Defendants - Appellees. 

No. 15-1349 

(D.C. No. 1:12-CV-02257-PAB-KLM) 

(D. Colo.) 

_________________________________ 

ORDER

FILED 

United States Court of Appeals 

Tenth Circuit 

September 26, 2016

Elisabeth A. Shumaker 

Clerk of Court

Appellate Case: 15-1349 Document: 01019715135 Date Filed: 09/26/2016 Page: 3 
2 

_________________________________ 

Before TYMKOVICH, Chief Judge, HARTZ and PHILLIPS, Circuit Judges. 

_________________________________ 

This court ordered Mr. Carbajal to show cause why his appeal should not be 

dismissed because his notice of appeal was untimely filed. The parties have fully briefed 

the issue. We conclude that the notice of appeal was untimely and we therefore lack 

jurisdiction to hear this appeal. 

Mr. Carbajal, a Colorado state prisoner at the Arkansas Valley Correctional 

Facility (“AVCF”), appears pro se. He was arrested in Denver in August 2010. 

According to Mr. Carbajal, he was roughed up by members of the Denver Police 

Department during the arrest and endured forced catheterization during treatment at 

St. Anthony Central Hospital. In his subsequent suit under 42 U.S.C. § 1983, 

Mr. Carbajal alleged numerous violations of his constitutional rights by law enforcement 

officers and hospital personnel. 

Eventually, nearly all of Mr. Carbajal’s claims were dismissed with the exception 

of excessive force claims against three law enforcement officers. Mr. Carbajal went to 

trial on these claims in August 2015. On August 18, 2015, the jury returned unanimous 

verdicts in favor of the defendants. Judgment on the verdicts was entered on August 20, 

2015. Mr. Carbajal’s notice of appeal was due 30 days after the entry of judgment—or 

September 19, 2015. See Fed. R. App. P. 4(a)(1)(A). However, because September 19, 

2015, fell on a Saturday, the notice of appeal was not due until Monday, September 21, 

2015. See Fed. R. App. P. 26(a)(1)(C). 

Appellate Case: 15-1349 Document: 01019715135 Date Filed: 09/26/2016 Page: 4 
3 

The AVCF has a legal mail system. Nonetheless, sometime after 4 p.m. on 

Friday, September 18, 2015, Mr. Carbajal deposited the notice of appeal in AVCF’s 

regular mail system, with a certificate of mailing to the district court and defendants’ 

counsel. The notice was docketed as filed on September 24, 2015—three days beyond 

the September 21, 2015 deadline. 

The question is whether Mr. Carbajal’s notice of appeal should be determined to 

have been filed on September 18, 2015, under the prison mailbox rule—the judicially 

created rule in Fed. R. App. P. 4(c)(1), which provides that 

[i]f an inmate confined in an institution files a notice of appeal in . . . 

a civil . . . case, the notice is timely if it is deposited in the institution’s 

internal mail system on or before the last day for filing. If an institution has 

a system designed for legal mail, the inmate must use that system to receive 

the benefit of this rule. Timely filing may be shown by a declaration in 

compliance with 28 U.S.C. § 1746 or by a notarized statement, either of 

which must set forth the date of deposit and state that first-class postage has 

been prepaid. 

 In interpreting Rule 4(c)(1), this court held that “[a]n inmate can establish the date 

on which he . . . gave the papers to be filed with the court to a prison official in one of 

two ways.” Price v. Philpot, 420 F.3d 1158, 1165 (10th Cir. 2005). “[I]f the prison has a 

legal mail system, then the prisoner must use it as the means of proving compliance with 

the mailbox rule.” Id. (internal quotation marks omitted). Alternatively, “if the inmate 

does not have access to a legal mail system—or if the existing legal mail system is 

inadequate to satisfy the mailbox rule,” the inmate must “submit a declaration in 

compliance with 28 U.S.C. § 1746 or notarized statement setting forth the notice’s date of 

Appellate Case: 15-1349 Document: 01019715135 Date Filed: 09/26/2016 Page: 5 
4 

deposit with prison officials and attest that first-class postage was pre-paid.” 

Id. (brackets and internal quotation marks omitted). 

 It is undisputed that AVCF has a legal mail system, but Mr. Carbajal failed to use 

it. In the declaration he filed with this Court in response to the order to show cause, 

Mr. Carbajal stated that he placed the notice of appeal in the regular mail on September 

18, 2015, first-class postage prepaid. He eventually developed an argument that AVCF’s 

legal mail system was inadequate on September 18. Mr. Carbajal “has the burden of 

proof on this issue.” Price, 420 F.3d at 1165. He has not met this burden. 

Prisoners have access to AVCF’s mailroom for 30 minutes each day on Monday 

through Friday afternoons, between either 3:00 to 3:30 or 3:30 to 4:00. Mr. Carbajal does 

not dispute this fact, but argues that on Friday, September 18, 2015, two correction 

officers, out of spite, refused to let him go to the mailroom. At the same time, 

Mr. Carbajal says that he did not receive the materials he needed to file the notice of 

appeal until sometime after 4:00 p.m., when the mailroom was already closed. He also 

argues that prisoners do not have access to the mailroom when the facility is on 

lockdown, and in any event, AVCF’s legal mail system is inadequate because it closes at 

4 p.m. and is not open on weekends. But defendants produced evidence that other 

prisoners used the legal mail system on September 18, and there is no evidence that the 

facility was on lockdown at any time during the day. Moreover, we agree with 

defendants that a prison is not required to have a system that is available 24-hours-a-day, 

seven days a week. Here, it is enough that Mr. Carbajal had access to the system for 

some portion of the day on which his court papers were due. Moreover, Mr. Carbajal 

Appellate Case: 15-1349 Document: 01019715135 Date Filed: 09/26/2016 Page: 6 
5 

does not suggest, nor is there any evidence that he was denied access by the guards to 

AVCF’s legal mail system or that the system was closed on Monday, September 21, 

2015—the day the notice of appeal was due. 

“The filing of a timely notice of appeal is an absolute prerequisite to our 

jurisdiction.” Parker v. Bd. of Pub. Utils., 77 F.3d 1289, 1290 (10th Cir. 1996). 

Mr. Carbajal’s notice was untimely and as a consequence this appeal is dismissed for lack 

of jurisdiction.1

 

 Entered for the Court 

 Gregory A. Phillips 

 Circuit Judge 

 1

 The order assessing fees entered by the clerk’s office on March 8, 2016, is 

vacated. 

Appellate Case: 15-1349 Document: 01019715135 Date Filed: 09/26/2016 Page: 7