Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-03526/USCOURTS-caed-2_09-cv-03526-10/pdf.json

Parties Involved:
Allstate
Counter Claimant
Allstate Insurance Company
Defendant
Jacob Winding
Counter Defendant

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IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF CALIFORNIA

JACOB WINDING,

Plaintiff, No. 2:09-cv-03526 KJM KJN PS

v.

ALLSTATE INSURANCE COMPANY 

and DOES 1 through 25, inclusive,

Defendants, ORDER

 

ALLSTATE INSURANCE COMPANY,

Counter-claimant,

v.

JACOB WINDING,

Counter-defendant. 

 /

By this order, the undersigned advises the parties that the “amended” documents

filed by plaintiff and counter-defendant in regards to the pending motions for summary judgment

and summary adjudication (Dkt. Nos. 84-88) are disregarded and will not be considered by the

court. Any further attempt by plaintiff to circumvent the court’s September 6, 2011 order, or any

other court order, court rule, or other procedural rule, will result in recommendations that

Case 2:09-cv-03526-KJM-KJN Document 89 Filed 09/21/11 Page 1 of 4
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 This action proceeds before the undersigned pursuant to Eastern District of California 1

Local Rule 302(c)(21) and 28 U.S.C. § 636(b)(1). 

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plaintiff’s affirmative claims be dismissed with prejudice and that judgment by default be entered

in defendant Allstate Insurance Company’s (“Allstate”) favor on Allstate’s counterclaim. 

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On August 1, 2011, Allstate filed a motion for summary judgment, or partial

summary judgment in the alternative, with respect to plaintiff’s claims against it (Dkt. No. 60). 

On the same day, Allstate filed a motion for summary judgment addressed to its counterclaim

against plaintiff (Dkt. No. 59). Allstate noticed both motions for a hearing to take place before

the undersigned on September 15, 2011. Plaintiff failed to file oppositions to either of Allstate’s

motions. (See Order, Sept. 6, 2011, Dkt. No. 76.) In light of plaintiff’s failure and status as a pro

se party, the undersigned continued the hearing on Allstate’s motions to October 27, 2011, and

ordered plaintiff to oppose Allstate’s motions consistent with Local Rules 230 and 260 on or

before September 15, 2011. (Id. at 3.) The undersigned specifically advised plaintiff that his

failure to follow the Federal Rules of Civil Procedure and the court’s orders and Local Rules

would result in recommendations that his claims be dismissed pursuant to Federal Rule of Civil

Procedure 41(b) and Local Rules 110 and 183(a), and that Allstate be granted judgment on its

counterclaim. (See id. at 2-4.) 

On September 15, 2011, plaintiff filed a memorandum of points and authorities in

opposition to Allstate’s motions, two affidavits, a separate statement of disputed facts, and

evidentiary objections. (Dkt. Nos. 78-82.) None of these documents explains why plaintiff

failed to oppose Allstate’s motions in the first instance. Nonetheless, plaintiff filed these

documents within the time provided by the court in the September 6, 2011 order. 

However, on September 19, 2011, plaintiff filed two “amended” memoranda of

points and authorities, an “amended” separate statement of disputed facts, and an “amended”

affidavit. (Dkt. Nos. 84-87.) On September 20, 2011, plaintiff filed yet another “amended”

separate statement of disputed facts. (Dkt. No. 88.) All of these documents are materially

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 As plaintiff has already been warned, Eastern District Local Rule 110 provides that 2

“[f]ailure of counsel or of a party to comply with these Rules or with any order of the Court may be

grounds for imposition by the Court of any and all sanctions authorized by statute or Rule or within

the inherent power of the Court.” Moreover, Eastern District Local Rule 183(a) provides, in part:

Any individual representing himself or herself without an attorney is bound

by the Federal Rules of Civil or Criminal Procedure, these Rules, and all

other applicable law. All obligations placed on “counsel” by these Rules

apply to individuals appearing in propria persona. Failure to comply

therewith may be ground for dismissal, judgment by default, or any other

sanction appropriate under these Rules.

See also King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987) (“Pro se litigants must follow the same

rules of procedure that govern other litigants.”). Case law is in accord that a district court may

impose sanctions, including involuntary dismissal of a plaintiff’s case pursuant to Federal Rule of

Civil Procedure 41(b), where that plaintiff fails to prosecute his or her case or fails to comply with

the court’s orders, the Federal Rules of Civil Procedure, or the court’s local rules. See Chambers

v. NASCO, Inc., 501 U.S. 32, 44 (1991) (recognizing that a court “may act sua sponte to dismiss a

suit for failure to prosecute”); Hells Canyon Preservation Council v. U.S. Forest Serv., 403 F.3d 683,

689 (9th Cir. 2005) (stating that courts may dismiss an action pursuant to Federal Rule of Civil

Procedure 41(b) sua sponte for a plaintiff’s failure to prosecute or comply with the rules of civil

procedure or the court’s orders); Ghazali v. Moran, 46 F.3d 52, 53 (9th Cir. 1995) (per curiam)

(“Failure to follow a district court’s local rules is a proper ground for dismissal.”), cert. denied, 516

U.S. 838 (1995); Ferdik v. Bonzelet, 963 F.2d 1258, 1260 (9th Cir. 1992) (“Pursuant to Federal Rule

of Civil Procedure 41(b), the district court may dismiss an action for failure to comply with any order

of the court.”), cert. denied, 506 U.S. 915 (1992); Thompson v. Housing Auth. of City of L.A., 782

F.2d 829, 831 (9th Cir. 1986) (per curiam) (stating that district courts have inherent power to control

their dockets and may impose sanctions including dismissal and default), cert. denied, 479 U.S. 829

(1986). 

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different from the documents filed by plaintiff on September 15, 2011, and plaintiff has not

explained why he believes he is entitled to file these documents. Regardless, plaintiff’s acts of

filing “amended” documents on September 19th and 20th are in clear contravention of the court’s

September 6, 2011 order, and readily appear to constitute plaintiff’s attempt to circumvent the

briefing schedule provided by the court. Accordingly, plaintiff’s “amended” documents (Dkt.

Nos. 84-88) are disregarded and will not be considered by the court. Any subsequent filings

through which plaintiff violates the court’s order will also be summarily disregarded. 

The undersigned notes that due to plaintiff’s failure to timely oppose defendant’s

motions it would have been appropriate to recommend that plaintiff’s affirmative claims be

dismissed with prejudice and that a judgment by default be entered as to Allstate’s counterclaim.2

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However, the undersigned will consider plaintiff’s September 15, 2011 filings in resolving the

pending motions. That said, if plaintiff subsequently violates the court’s orders, the court’s Local

Rules, or the Federal Rules of Civil Procedure, the undersigned will vacate the October 27, 2011

hearing and enter findings and recommendations that recommend the dismissal of plaintiff’s

claims and the entry of a judgment by default as to Allstate’s counterclaim. 

 In light of the foregoing, IT IS HEREBY ORDERED that plaintiff’s “amended”

documents filed on September 19, 2011 (Dkt. Nos. 84-87), and September 20, 2011 (Dkt.

No. 88), are disregarded and will not be considered by the court.

IT IS SO ORDERED.

DATED: September 20, 2011

_____________________________________

KENDALL J. NEWMAN

UNITED STATES MAGISTRATE JUDGE

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