Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca5-03-30004/USCOURTS-ca5-03-30004-0/pdf.json

Parties Involved:
Samuel Lee
Appellant
United States of America
Appellee

Document Text:

*

 Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be

published and is not precedent except under the limited circumstances set forth in 5TH CIR.

R. 47.5.4.

1

United States Court of Appeals

Fifth Circuit

F I L E D

January 29, 2004

Charles R. Fulbruge III

Clerk

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

 

No. 03-30004

 

UNITED STATES OF AMERICA,

Plaintiff — Appellee,

versus

SAMUEL LEE; JACKLEAN DAVIS,

Defendants — Appellants.

--------------------

Appeals from the United States District Court

for the Eastern District of Louisiana

02-CR-60-1-H

--------------------

Before JONES, EMILIO M. GARZA, and BENAVIDES, Circuit Judges.

PER CURIAM:*

This case arises out of an off-dutypolicedetail ofNew Orleans PoliceDepartment(“NOPD”)

officers at a promotional event hosted byBigPros, Inc. (“BigPros”), a Florida corporation. Appellant

Samuel Lee (“Lee”), a former lieutenant with the NOPD, arranged the security detail. Appellant

Jacklean Davis (“Davis”), a former sergeant with the NOPD, was the detail coordinator at the event.

At trial, the Government presented evidence that, following the event, Lee and Davis demanded

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additional payment from the event promoters and threatened them with arrest if they refused to pay.

Lee and Davis were convicted of conspiracy to extort and extortion. They were sentenced under

United States Sentencing Guideline (“U.S.S.G.”) § 2B3.2, Extortion by Force or Threat of Injury or

Serious Damage. 

Following their convictions, the prosecutor disclosed that government witness Tim Crockett

(“Crockett”), one of the BigPros partners, had an outstanding arrest warrant pending against him at

the time of trial for issuing a worthless check. Based upon this post-trial disclosure, Lee and Davis

filed motions for judgment of acquittal and motions for a new trial. After an evidentiary hearing, the

district court denied the motions. Lee and Davis timely appealed. 

Lee raises four arguments on appeal: (1) the evidence presented at trial was insufficient to

convict him of extortion because the government did not show his conduct was “wrongful” within

the meaning of the Hobbs Act, 18 U.S.C. § 1951; (2) the district court erred by not granting his

motion for a new trial because the government’s failure to disclose Crockett’s outstanding arrest

warrant violated Brady v. Maryland, 373 U.S. 83 (1963); (3) the district court erred in not granting

his motion for a new trial based on the prosecutor’s comments during closing arguments; and (4) the

district court erred in applying U.S.S.G. § 2B3.2, Extortion by Force or Threat of Injury or Serious

Damage, rather than U.S.S.G. § 2C1.1, Extortion Under Color of Official Right. Davis appeals only

the Brady v. Maryland claim. For the reasons set forth below, we affirm.

I. Sufficiency of Evidence

Lee contends that his conviction for extortion was not supported by evidence sufficient to

prove that his action was “wrongful” as required by the Hobbs Act, 18 U.S.C. § 1951.

In reviewing a sufficiency claim, we “must view all evidence and make all inferences drawn

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from that evidence in the light most favorable to the prosecution to determine whether a reasonable

trier of fact could have found the essential elements of the offense beyond a reasonable doubt.”

United States v. Wharton, 320 F.3d 526, 536 (5th Cir. 2003).

To convict under the Hobbs Act, the governmentmust prove, inter alia, that the payment was

“wrongful.” United States v. Quinn, 514 F.2d 1250, 1256 (5th Cir. 1975). That is, “that the alleged

extortionist had no lawful claim to the property.” Id. Although the Hobbs Act does not condemn the

use of coercive tactics to obtain increased wages when the payment is gained in furtherance of

legitimate labor objectives, “the Act does proscribe the use of coercive means to exact personal

payoffs or to obtain ‘wages’ for unwanted or superfluous services.” Id. at 1257.

At trial, the government presented evidence to show that, by threateningthe event promoters

with arrest ifthey refused to pay, Lee and Davis extorted more money from BigProsthan legitimately

owed. The jury reached this conclusion after hearing conflicting testimony as to the rates charged

by Lee for the detail. The jury necessarily made credibility determinations, a quintessential role of

a jury. The jury’s verdict is amply supported by evidence in the record. There was sufficient

evidence for the jury to reasonably conclude Lee had no legitimate claim to the amount of money

demanded under threat of arrest.

II. Brady Claim

Lee and Davis both assert that the government violated Brady v. Maryland, 373 U.S. 83

(1963), by not disclosing Crockett’s outstanding arrest warrant for issuing a worthless check in the

amount of $12,500 to a vendor. The district court denied Brady relief because the evidence was

inadmissible and immaterial.

We review Brady determinations de novo. United States v. Green, 46 F.3d 461, 464 (5th Cir.

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 Furthermore, the government has no obligation to conduct a defendant’s investigation

for him. See United States v. Marrero, 904 F.2d 251, 261 (5th Cir. 1990). “[W]hen information

is fully available to a defendant at the time of trial and his only reason for not obtaining and

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1995). The Brady rule encompassesimpeachment evidence as well as exculpatory evidence. U.S. v.

Bagley, 473 U.S. 667, 676 (1985). “The suppressed information, however, must still be ‘evidence’

that is ‘material either to guilt or to punishment.’” Felder v. Johnson, 180 F.3d 206, 212 (5th Cir.

1999) (citing Brady, 373 U.S. at 87). Evidence is “material” if there is a “reasonable probability” that

the outcome at trial would have been different had the evidence been disclosed to the defendant.

United States v. Freeman, 164 F.3d 243, 248 (5th Cir. 1999). A “reasonable probability” is one

“sufficient to undermine confidence in the outcome.” Bagley, 473 U.S. at 682. 

The crux of Appellants’ Brady argument is that disclosure of the arrest warrant would have

led them to discover other outstanding civil proceedings and judgements against Crockett and

BigProsfor failure to pay debtsincurred. The factual circumstances surrounding the warrant and the

civil complaints, therefore, could have been used to impeach the testimony of the BigPros partners.

“[I]nadmissible evidence may be material under Brady.” Spence v. Johnson, 80 F.3d 989,

1005 n.14 (5th Cir. 1996). The key is “whether the disclosure of the evidence would have created

a reasonableprobability that the result ofthe proceedingwould have been different.” Felder, 180 F.3d

at 212. 

Evenassumingthat the factual circumstancessurroundingthewarrant and the civilcomplaints

could have been used to impeach the testimony of the BigPros partners, there was sufficient

corroborating evidence to support the jury’s verdict. Appellants have not shown a reasonable

probability that the outcome of the trial would have been different had the evidence of Crockett’s

arrest warrant been disclosed.1

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presenting the evidence to the Court is his lack of reasonable diligence, the defendant has no

Brady claim.” United States v. Brown, 628 F.2d 471, 473 (5th Cir. 1980) (citations omitted). If

Appellants’ theory of the case was that BigPros resisted payment of a debt they had agreed to

incur, they could have commenced an investigation to determine whether BigPros had engaged in

such activity in the past. There is some indication in the record that Davis’ attorney knew

generally of BigPros’ credit problems before trial. That Appellants did not further inquire into

such activity until after they learned of Crockett’s warrant, without more, does not amount to a

Brady violation.

2

 Lee also objects to the government’s reference to stopping corruption. This argument is

raised for the first time on appeal. Even if raised properly in the district court, however, our

analysis would remain the same.

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III. Motion for New Trial

We review a district court’s denial of a motion for a new trial for abuse of discretion when

the motion is based on prejudicialremarks made by the government during closing argument. United

States v. Jefferson, 258 F.3d 405, 412 (5th Cir. 2001). In determining whether prosecutorial

misconduct constitutes reversible error, “[w]e consider three factors: (1) the magnitude of the

prejudicial effect of the prosecutor’s remarks, (2) the efficacy of any cautionary instruction by the

judge, and (3) the strength of the evidence supporting the conviction.” United States v.

Hernandez-Guevara, 162 F.3d 863, 874 (5th Cir. 1998). 

Here, Lee alleges that the display of a police officer’s badge during rebuttal argument and a

reference to the recent death of a NOPD officer served to improperly prejudice the jury.2 Lee

objected during the rebuttal argument at trial, and the trial judge sustained the objection. Appellants

did not request a curative instruction, and the judge did not give one because he “thought the jury

understood [the court’s] reason for sustaining the objection.” The judge did instruct the jury,

however, that arguments made by lawyers were not evidence and that the jury was to disregard

certain questions and exhibits to which the judge had sustained objections.

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“The magnitude of the prejudicial effect is tested by looking at the prosecutor’s remarks in

the context of the trial in which they were made and attempting to elucidate their intended effect.”

United States v. Fields, 72 F.3d 1200, 1207 (5th Cir.1996). The district court found the prosecutor’s

reference to a deceased police officer, although “improper” and “out of line,” to be “minimally

prejudicial.” We afford considerable weight to the district court’s “on-the-scene assessment of the

prejudicial effect.” Id. “For prosecutorial misconduct to warrant a new trial, it ‘must be so

pronounced and persistent that it permeates the entire atmosphere of the trial,’ and ‘casts serious

doubt upon the correctness of the jury’s verdict.’” United States v. Wallace, 32 F.3d 921, 926 (5th

Cir. 1994) (internal citations omitted). 

Even assuming the government’s closing argument to be improper, Lee fails to show the

requisite prejudice. The district court’s denial of the motion for a new trial was not an abuse of

discretion. 

IV. Application of Sentencing Guidelines

Ordinarily, we review a district court’s interpretation and application of the Sentencing

Guidelines de novo and its factual findings for clear error. United States v. Washington, 340 F.3d

222, 230 (5th Cir. 2003). However, because Lee failed to object to the application of the guidelines

in the district court, we review his claim for plain error. See United States v. Hoster, 988 F.2d 1374,

1380 (5th Cir. 1993). “Plain error is ‘error so obvious that [this Court’s] failure to notice it would

seriously affect the fairness, integrity, or public reputation of [the] judicial proceeding and result in

a miscarriage of justice.’” Id. (quoting United States v. Surasky, 974 F.2d 19, 21 (5th Cir. 1992)).

In interpreting the guidelines, we are bound to follow the guidelines and the accompanying policy

statements. United States v. Urias-Escobar, 281 F.3d 165, 167 (5thCir. 2002). We afford controlling

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 Lee also cites United States of America v. Box, 50 F.3d 345 (5th Cir. 1995), for the

proposition that he should be sentenced under §2C1.1. Box, however, was convicted of extortion

“under color of official right,” and sentenced accordingly.

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weight to the guidelines’ commentaryunlessit is plainlyerroneous or inconsistent with the guidelines.

Id.

Lee contendsthat the district court erred in applyingU.S.S.G. § 2B3.2 for Extortion byForce

or Threat of Injury or Serious Damage because the threats complained of involved the fear of

detention, not force or violence. In the indictment, Lee and Davis were charged with extortion “by

the wrongful use and threat of the use of force, violence, and fear and under the color of official

right.” At the conclusion of the trial, however, the government submitted the case to the jury only

on the theory of actual or threatened use of force, violence, or fear and obtained a conviction on that

basis.3 Thus, Lee’s contention that the district court improperly applied U.S.S.G. § 2B3.2 for

Extortion by Force of Threat of Injury or Serious Damage, rather than U.S.S.G. § 2C1.1 for

Extortion Under Color of Official Right is without merit.

The commentaryto § 2B3.2 indicatesthat an individualmay be sentenced under that guideline

if there was any threat, express or implied, that reasonably could be interpreted as one to

injure a person or physically damage property, or any comparably serious threat...Even if the

threat does not in itself imply violence, the possibility of violence or serious adverse

consequences may be inferred from the circumstances of the threat or the reputation of the

person making it. An ambiguous threat, such as ‘pay up or else’...ordinarily should be treated

under this section. 

U.S. SENTENCING GUIDELINES MANUAL § 2B3.2, cmt. n.2 (2002). The conduct that Lee was

convicted of falls within the ambit of this provision. At trial, the victims testified that they felt

threatened by Lee and Davis. The district court did not err in applying § 2B3.2 to calculate Lee’s

base level offense.

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Lee also objects to the adjustment for Specific Offense Characteristics under §

2B3.2(b)(3)(A)(iii). Section 2B3.2(b)(3)(A)(iii) provides for a five level increase if a firearm was

brandished or possessed. The evidence at trial established that Lee arrived at the hotel in full uniform,

wearing his weapon, even though he was not on duty. Because Lee was in possession of a weapon,

the district court did not err in applying the five level increase for possession of a firearm.

AFFIRMED.

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