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Parties Involved:
Lazelle Maxwell
Appellant
United States of America
Appellee

Document Text:

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION 

File Name: 17a0142n.06 

 Case No. 15-6324 

UNITED STATES COURT OF APPEALS 

FOR THE SIXTH CIRCUIT 

UNITED STATES OF AMERICA, 

 Plaintiff-Appellee, 

v. 

LAZELLE MAXWELL, 

 Defendant-Appellant. 

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ON APPEAL FROM THE UNITED 

STATES DISTRICT COURT FOR 

THE EASTERN DISTRICT OF 

KENTUCKY 

BEFORE: CLAY, SUTTON, and GRIFFIN, Circuit Judges. 

 SUTTON, Circuit Judge. Lazelle Maxwell challenges his resentencing primarily on the 

ground that the district court miscalculated his guidelines range. Because any error in the 

guidelines calculation was harmless and because his other challenges lack merit, we affirm. 

 A jury convicted Maxwell of one count of conspiracy to distribute crack cocaine and one 

count of conspiracy to distribute heroin. 21 U.S.C. § 846. The district court sentenced him to 

240 months on the first count and 120 months on the second, for a consecutive term of 

360 months. We affirmed his convictions and sentence on direct appeal. United States v. 

Shields, 415 F. App’x 692 (6th Cir. 2011). In reviewing Maxwell’s § 2255 motion, however, we 

invalidated the second count as multiplicitous and remanded for resentencing on the first count 

alone. Maxwell v. United States, 617 F. App’x 470 (6th Cir. 2015). 

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 In the period between the two sentencing hearings, the Sentencing Commission 

promulgated Amendment 782. U.S.S.G. Manual app. C, amend. 782. The amendment 

retroactively modified the guidelines to reduce the base offense levels for some drug crimes, id.; 

U.S.S.G. § 1B1.10(d), which had the effect of reducing Maxwell’s base offense level by two 

points—from 32 to 30. 

In calculating Maxwell’s guidelines range on remand, the district court did not apply the 

two-point reduction to Maxwell’s base offense level required by Amendment 782. It also 

rebuffed Maxwell’s suggestion that Johnson v. United States, 135 S. Ct. 2551 (2015), invalidated 

the residual clause of the career offender provision. And it applied the heroin and crack cocaine 

quantities for the base offense level under count one, which offset any change to Maxwell’s 

guidelines calculation from the dismissal of the second count. These decisions, taken together 

with some others, yielded a range of 360 months to life—the same range used in the initial 

sentencing. 

After determining the range, the court evaluated the § 3553 factors and determined that a 

term of 360 months would “meet all of the goals of sentencing” in Maxwell’s case. R. 302 at 48. 

The court noted in the alternative that, even if Maxwell was not a career offender, a sentence of 

360 months would be appropriate. In its memorandum opinion, the district court added that, had 

Maxwell moved for a reduction under 18 U.S.C. § 3582(c)(2) to take advantage of Amendment 

782, “[r]elief would not be granted . . . because, simply put, Maxwell’s crime merits the 

punishment determined by the Court at the time of his original and re-sentencing hearings,” 

namely 360 months. R. 293 at 4–5. 

Maxwell challenges four aspects of his new sentence: (1) his designation as a career 

offender under the guidelines’ residual clause; (2) the court’s failure to use Amendment 782 in 

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making the guidelines calculation; (3) the court’s application of a two-point proximity 

enhancement; and (4) the court’s decision not to reduce his sentence based on his post-conviction 

record. 

For the purpose of resolving this appeal, we will accept Maxwell’s first and second 

arguments. We thus will assume that Maxwell should not have been treated as a career offender, 

see United States v. Pawlak, 822 F.3d 902 (6th Cir. 2016), though this conclusion might change 

after the Supreme Court decides Beckles v. United States, 136 S. Ct. 2510 (2016). And we will 

assume that the district court should have considered Amendment 782 in calculating Maxwell’s 

advisory sentencing range, which would have lowered his base offense level by two points. 

Even if we accept both contentions, any error was harmless. The district court accounted 

for both possibilities in resentencing Maxwell. The court held that it would have imposed a 360-

month sentence even if Maxwell were not a career offender and even if it had taken Amendment 

782 into account. It made these alternative findings “so there [would be] no doubt about what 

[the] Court’s position” was. R. 302 at 24. Indeed, it stated more than once that “360 months of 

imprisonment [was] the minimum term” it felt was appropriate. R. 293 at 5. The district court 

was explicit, leaving us no meaningful room to treat either error as harmful. See United States v. 

Portillo, 630 F. App’x 594, 599 (6th Cir. 2015); United States v. Obi, 542 F.3d 148, 156 (6th Cir. 

2008). 

Maxwell’s last two challenges also come up short. Section 3742 requires a district 

court to apply the guidelines in effect at the time of the original sentencing. See also 

United States v. Taylor, 648 F.3d 417, 424 (6th Cir. 2011). Maxwell acknowledges as much. 

The 2009 guidelines—those applicable here—provide for a two-point proximity enhancement. 

The 2015 version does not permit this enhancement—a change that Maxwell wishes to use here. 

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But the 2015 version of the guidelines did not apply to Maxwell’s calculation, and the change 

was not retroactive. A court, it is true, may consider non-retroactive guidelines changes when 

evaluating the § 3553 factors, id. at 425–26. But the district court did just that. No error 

occurred. 

A similar conclusion applies to Maxwell’s argument that the court should have 

considered his post-conviction record. All agree that a court “may” consider evidence of postconviction rehabilitation at resentencing. Pepper v. United States, 562 U.S. 476, 490 (2011). 

The problem for Maxwell is that the court did consider that evidence. And yet it still determined 

that a sentence of 360 months was appropriate. That reasoning is all the law required. 

For these reasons, we affirm. 

 

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CLAY, Circuit Judge, concurring. I concur in the majority opinion’s conclusion that we 

should affirm Maxwell’s sentence. I agree with my colleagues that any sentencing error 

committed by the district court was harmless. However, I write to provide comments on the 

subject of sentencing judges rendering “alternative sentences” and their practice of making 

“alternative findings.” 

 In this case, the district court accounted for the possibility that both its legal 

conclusions—that Maxwell was not a career offender and that Amendment 782 should not be 

applied—were incorrect, and decided that a sentence of 360 months was appropriate. The 

majority finds no fault in this practice; and indeed, our precedents seem to support this outcome. 

Nonetheless, not all “alternative” sentencing practices amount to harmless error. Under some 

circumstances, this Court cannot be certain that the legal error committed by the district court in 

passing sentence was harmless—despite the sentencing court resorting to the expedient of 

justifying the sentence by making alternative findings. See United States v. Jeross, 521 F.3d 562, 

569 (6th Cir. 2008) (noting that an error is harmless only if this Court is certain that it had no 

effect on the sentence imposed) (emphasis added).1

 

 For the most part, I believe that such “alternative” sentencing practices should be 

discouraged. Alternative sentences permit district court judges to avoid responsibility for their 

sentencing decisions and to make it more difficult for the appeals court to review the true bases 

for the district court’s sentencing decisions. We should guard against the potential abuse inherent 

in such sentencing practices which sometimes permit the sentencing judge to impose a sentence 

when the sentencing judge is unsure whether the sentence is legally sustainable; in such cases, 

 1

 In the instant case, I concur because this Court has previously concluded that an error is unlikely to be 

harmful where the alternative sentence was within the Guidelines range. See United States v. Steel, 609 F. App’x 

851, 855 (6th Cir. 2015). During its sentencing, the district court noted that even if its conclusions regarding the 

enhancements were erroneous, Maxwell’s sentence of 360 months would still fall in the middle of his non-binding 

Guidelines range. 

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the alternative sentence may be little more than a “cover my flank” tactic. It behooves the court 

of appeals to be vigilant and concerned about any sentencing practice which could inadvertently 

encourage sentencing judges to avoid the difficult task of rendering sentences that are clear, well 

thought-out, and legally sustainable. 

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