Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca4-18-06465/USCOURTS-ca4-18-06465-0/pdf.json

Parties Involved:
David Ballard
Appellee
Shane Monroe Dodson
Appellant

Document Text:

UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 18-6465

SHANE MONROE DODSON,

Petitioner - Appellant,

v.

DAVID BALLARD, Warden,

Respondent - Appellee.

Appeal from the United States District Court for the Northern District of West Virginia, at 

Wheeling. Frederick P. Stamp, Jr., Senior District Judge. (5:16-cv-00150-FPS)

Argued: October 31, 2019 Decided: January 22, 2020

Before KEENAN, FLOYD, and RICHARDSON, Circuit Judges.

Vacated and remanded with instructions by unpublished opinion. Judge Keenan wrote the 

opinion, in which Judge Floyd and Judge Richardson joined.

ARGUED: Lyle David Kossis, MCGUIREWOODS LLP, Richmond, Virginia, for 

Appellant. Lindsay Sara See, OFFICE OF THE ATTORNEY GENERAL OF WEST 

VIRGINIA, Charleston, West Virginia, for Appellee. ON BRIEF: Brian D. Schmalzbach, 

Michael W. Stark, MCGUIREWOODS LLP, Richmond, Virginia, for Appellant. Patrick 

Morrisey, Attorney General, Zachary A. Viglianco, Assistant Attorney General, OFFICE 

OF THE ATTORNEY GENERAL OF WEST VIRGINIA, Charleston, West Virginia, for 

Appellee.

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Unpublished opinions are not binding precedent in this circuit.

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BARBARA MILANO KEENAN, Circuit Judge: 

Shane Monroe Dodson appeals from the district court’s judgment denying his 

petition for habeas corpus relief brought under 28 U.S.C. § 2254, in which he raised a 

single claim of ineffective assistance of counsel. Dodson argues on appeal that the district 

court erroneously adopted factual findings made by the Supreme Court of Appeals of West 

Virginia (the state supreme court), which were directly contrary to the findings made by 

the state circuit court reviewing his initial habeas petition (the state habeas court, or the 

habeas court). As found by the state habeas court, Dodson argues that his counsel 

misadvised him during the plea negotiating process, because counsel was unaware of the 

elements of the burglary offense of which Dodson was convicted. Dodson asserts that 

based on his counsel’s misunderstanding of the law, counsel advised Dodson not to plead 

guilty and to decline the State of West Virginia’s offer to recommend as part of a plea 

bargain a sentence of one to ten years’ imprisonment. After declining the state’s plea offer, 

Dodson was convicted at trial and sentenced to serve a mandatory term of life 

imprisonment. 

Dodson later filed a petition for habeas corpus relief in the state habeas court. That 

court granted the petition, holding under the two-prong test of Strickland v. Washington, 

466 U.S. 668 (1984), that Dodson had been denied the effective assistance of counsel. On 

appeal, the state supreme court reversed the habeas court’s judgment, concluding that 

Dodson’s decision to reject the state’s plea offer was not based on counsel’s advice but was 

motivated instead by Dodson’s belief that he would be exonerated at trial. After Dodson 

filed the present federal habeas petition, the district court deferred to the state supreme 

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court’s decision under the Antiterrorism and Effective Death Penalty Act of 1996 

(AEDPA), 28 U.S.C. § 2254(d), and denied Dodson’s request for habeas corpus relief.

Upon our review, we hold that the state supreme court unreasonably construed the 

factual record, which led to its unreasonable application of federal law articulated in 

Strickland. Accordingly, we hold that AEDPA deference does not apply to our review in 

this appeal. See 28 U.S.C. 2254(d). Applying de novo review, we further hold that Dodson 

is entitled to habeas corpus relief. 

I.

The underlying offense arose from an altercation at the home of Dodson’s former 

girlfriend, Brittany Carrigan. According to Carrigan’s initial account, Dodson arrived at 

her home, knocked, and then opened the front door without permission. Carrigan stated 

that although she attempted to close the door, Dodson pushed the door open and hit 

Carrigan several times. Carrigan later changed her statement and told police that she 

wanted to drop all charges against Dodson, asserting that she had invited him to her home. 

After Dodson was arrested and charged with felony burglary and misdemeanor 

domestic battery under West Virginia law, he retained Sherman Lambert as his attorney. 

Before trial, the state made Dodson a plea offer. Under that offer, in exchange for Dodson’s 

agreement to plead guilty, the prosecutor agreed to recommend to the court a sentence of 

one to ten years’ imprisonment on the burglary charge and one year of incarceration on the 

domestic battery charge. This offer was based on the state’s further agreement not to seek 

the mandatory sentence of life imprisonment applicable to recidivists such as Dodson, who 

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had two or more previous felony convictions. W. Va. Code § 61-11-18(c) (persons who 

have been convicted of two prior “crime[s] punishable by confinement in a penitentiary” 

are subject to mandatory life imprisonment). Dodson rejected the state’s plea offer and 

proceeded to trial. 

At trial, the state presented testimony from three witnesses who saw Dodson arrive 

at Carrigan’s home, bang on the door while threatening to harm Carrigan if she did not 

open the door, and ultimately enter the home. These witnesses later heard screaming

coming from inside the home. Those witnesses, as well an officer who responded to the 

incident, observed Carrigan’s injuries after the altercation. 

Dodson presented Carrigan as his only witness. Carrigan recanted her original 

statement, testifying that she and Dodson had been arguing on the day of the incident but 

that the argument had not escalated to a physical altercation. The state also presented 

testimony from Carrigan’s mother, who stated that Carrigan told her that she was planning 

to lie in court so that Dodson would not receive a life sentence. 

Despite Carrigan’s recantation, the jury convicted Dodson of felony “daytime 

burglary,” a lesser-included offense of statutory burglary, and misdemeanor domestic 

battery. Based on Dodson’s prior felony convictions, the state circuit court sentenced 

Dodson to a mandatory term of life imprisonment for the felony “daytime burglary” 

conviction and to an additional one year of imprisonment for the misdemeanor domestic 

battery conviction. W. Va. Code § 61-11-18(c). 

After the state supreme court rejected his direct appeal, Dodson filed a petition 

seeking habeas corpus relief in the state habeas court. Dodson argued that he received 

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ineffective assistance of counsel when Lambert advised him not to accept the state’s plea 

offer. Dodson contended that Lambert mistakenly believed that Dodson could not be 

convicted of any form of statutory burglary, including the lesser-included offense of 

“daytime burglary,” in the absence of evidence of a breaking. 

The West Virginia offense of statutory burglary, if committed during the daytime, 

ordinarily requires a breaking and entering. W. Va. Code § 61-3-11(a) (1993)1 (burglary 

occurs when a “person shall, in the nighttime, break and enter, or enter without breaking, 

or shall, in the daytime, break and enter, the dwelling house . . . of another, with intent to 

commit a crime therein”). Notably, however, this burglary statute also contains the lesserincluded felony offense of “daytime burglary,” which may be committed without a 

breaking. Id. § 61-3-11(b) (the offense known as “daytime burglary” occurs when a 

“person shall, in the daytime, enter without breaking a dwelling house . . . of another, with 

intent to commit a crime therein”). 

The same judge before whom Dodson was tried held an evidentiary hearing in the 

state habeas proceeding. Dodson, his mother, and Lambert testified at the hearing. Dodson 

testified that Lambert advised him that he could not be convicted of burglary because he 

had not “broken” into Carrigan’s home. Dodson stated that although Lambert informed

him of the state’s plea offer, Lambert also told him that “we’re not even going to consider 

a plea bargain.” Dodson’s mother testified that she met with Lambert every few weeks, 

and that Lambert told her that there was “no possibl[e] way that they can plead [sic] him 

 1 When we refer to a prior version of a statute, that version was the statute in effect 

at the time of Dodson’s trial. 

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guilty.” Ultimately, Dodson testified that he relied upon Lambert’s advice in rejecting the 

state’s offer.

In contrast, Lambert testified that Dodson chose to reject the state’s plea offer 

against Lambert’s advice, because Dodson thought that Carrigan’s recantation at trial 

would exonerate him. In direct opposition to Dodson’s testimony, Lambert testified that 

“[n]ot only did I explain the elements of burglary but we talked about all the lesser included 

offenses.” Lambert also testified that he told Dodson that the state’s plea offer was “very 

lenient,” and that he advised Dodson “[m]any times” to consider accepting the offer. 

In addition to this testimony at the habeas hearing, the state habeas court reviewed 

the trial record. Most notably, before receiving his sentence of life imprisonment, Dodson 

had stated to the court: “I am getting life for [a] burglary that I did not commit. There is 

no door jam broken. There is no window broken. The alleged victim let me in the house.” 

The state habeas court concluded that this statement by Dodson reflected “an inaccurate 

understanding” of the elements of “daytime burglary” under West Virginia law. 

The state habeas court also considered Lambert’s opening statement at trial, in 

which he stated that Dodson was “charged with burglary, breaking and entering. It was by 

invitation.” The state habeas court observed that this statement by counsel overlooked the 

lesser-included felony offense of “daytime burglary,” which does not require a breaking. 

According to the state habeas court, Dodson’s and Lambert’s statements “belie[] Mr. 

Lambert’s claims” that he encouraged Dodson to accept the state’s plea offer. The state 

habeas court also credited the balance of Dodson’s testimony, finding that Lambert had 

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failed to advise Dodson of the elements of “daytime burglary” and that Lambert 

“potentially” had not understood the elements himself. 

The state habeas court granted Dodson’s request for habeas corpus relief. Applying 

Strickland, the court found that Lambert’s failure to advise Dodson properly of the 

elements of the lesser-included offense constituted deficient performance, and that Dodson 

would have accepted the state’s plea offer and pleaded guilty had he been properly advised. 

Accordingly, the state habeas court ordered the state to reinstate its original plea offer to 

Dodson. 

On appeal, the state supreme court reversed the state habeas court’s judgment. 

Concluding that the habeas court had not made “explicit credibility assessments,” the state 

supreme court did not defer to the habeas court’s factual findings. The state supreme court 

further explained that “[h]ad the [habeas court] made credibility determinations, [the state 

supreme court] would have afforded [the habeas court] great deference because [it] had the 

opportunity to view the witnesses.” 

The state supreme court thereafter conducted a de novo review and held that 

Lambert’s performance during the plea-bargaining process was not deficient. The state 

supreme court criticized the habeas court for considering statements Lambert made at trial, 

which the state supreme court characterized as an improper evaluation of counsel’s 

performance “through the lens of hindsight.” The state supreme court further concluded 

that the testimony of Dodson and his mother was “insufficiently corroborated by 

independent, objective evidence.” Because the state supreme court held that Dodson failed 

to show deficient performance by counsel, the court declined to address whether Dodson 

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had met the prejudice requirement of Strickland. The state supreme court reversed the 

habeas court’s decision and directed the habeas court to dismiss Dodson’s habeas corpus 

petition. 

Dodson later filed a petition for habeas corpus relief in the district court under 

28 U.S.C. § 2254, advancing a single claim of ineffective assistance of counsel during the 

plea-bargaining process. The case was referred to a magistrate judge, who issued a report 

recommending that the district court grant Dodson’s petition. The district court declined 

to adopt the magistrate judge’s recommendation. 

The district court held that the state supreme court’s factual determination, namely, 

that the state habeas court did not make any explicit credibility assessments, was not 

unreasonable. The district court further concluded that the state supreme court had not 

unreasonably applied federal law. Accordingly, citing AEDPA, the district court deferred 

to the state supreme court’s decision and dismissed Dodson’s petition. We granted Dodson 

a certificate of appealability, and now consider his appeal from the district court’s 

judgment. 

II.

Dodson argues that the district court erred in deferring to the state supreme court’s 

decision, because Dodson established that the state supreme court’s conclusion was not 

entitled to AEDPA deference under 28 U.S.C. § 2254(d). Thus, according to Dodson, we 

may consider his habeas corpus petition under a de novo standard of review allowing us to 

assign significant weight to the state habeas court’s credibility findings. 

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In response, the state argues that the state supreme court’s decision denying habeas 

corpus relief properly was afforded great deference by the district court in accordance with 

AEDPA, because the state supreme court’s factual determinations were not unreasonable 

and did not result in an unreasonable application of federal law. We disagree with the 

state’s arguments.

A.

When “assessing a state prisoner’s habeas claims, we review the ‘last reasoned’ state 

court decision.” LeBlanc v. Mathena, 841 F.3d 256, 263 (4th Cir. 2016), rev’d on other 

grounds, Virginia v. LeBlanc, 137 S. Ct. 1726 (2017); see also Grueninger v. Dir., Va. 

Dep’t of Corr., 813 F.3d 517, 525-27 (4th Cir. 2016). Here, the last reasoned state court 

decision is the decision of the state supreme court. 

Our review ordinarily is constrained by AEDPA, which limits a federal court’s 

ability to grant habeas corpus relief to state prisoners. Under AEDPA, federal courts may 

not grant relief on a habeas claim that has been adjudicated on the merits in a state court 

proceeding unless the state court’s determination “was based on an unreasonable 

determination of the facts in light of the evidence presented in the State court 

proceeding[,]” 28 U.S.C. § 2254(d)(2), or “was contrary to, or involved an unreasonable 

application of, clearly established Federal law, as determined by the Supreme Court of the 

United States[,]” id. § 2254(d)(1). 

For a state court’s factual determination to be held unreasonable under Section 

2254(d)(2), “[the determination] must be more than merely incorrect or erroneous.” 

Williams v. Stirling, 914 F.3d 302, 312 (4th Cir. 2019) (citation omitted). The state court’s 

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finding must be “sufficiently against the weight of the evidence that it is objectively 

unreasonable.” Id. (citation omitted). AEDPA also provides that “a determination of a 

factual issue made by a State court shall be presumed to be correct” absent “clear and 

convincing evidence” to the contrary. 28 U.S.C. § 2254(e)(1). These provisions of 

AEDPA, “operating in tandem,” require that a petitioner seeking relief under Section 

2254(d)(2) establish that the state court’s factual finding was “incorrect by clear and 

convincing evidence, and that the corresponding factual determination was objectively 

unreasonable in light of the record before the court.” Merzbacher v. Shearin, 706 F.3d 

356, 364 (4th Cir. 2013) (quoting Miller-El v. Cockrell, 537 U.S. 322, 348 (2003) (internal 

quotation marks omitted)).

A state court’s decision constitutes an unreasonable application of clearly 

established federal law under Section 2254(d)(1) when the state court correctly identifies 

the “governing legal principle . . . but unreasonably applies that principle to the facts of the 

. . . case.”2

 Barnes v. Joyner, 751 F.3d 229, 238 (4th Cir. 2014) (citation omitted). In 

making this assessment, “we look to whether the state court’s application of law was 

objectively unreasonable and not simply whether the state court applied the law 

incorrectly.” Id. at 238-39 (citation omitted). 

Although a petitioner’s burden is heavy, deference to the state court’s decision “does 

not imply abandonment or abdication of judicial review [and] does not by definition 

 2 Only holdings of the Supreme Court issued by the time of the relevant state court 

decision, and not circuit precedent, can form the basis for habeas relief under Section 

2254(d)(1). See Parker v. Matthews, 567 U.S. 37, 48-49 (2012); Barnes v. Joyner, 751 

F.3d 229, 239 (4th Cir. 2014). 

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preclude relief.” Miller-El, 537 U.S. at 340. If the petitioner shows that the state court’s 

adjudication of a claim is dependent on an unreasonable determination of fact or an 

unreasonable application of federal law, we do not defer to the state court’s decision but 

instead review the claim de novo. See Panetti v. Quarterman, 551 U.S. 930, 953-54 (2007) 

(declining to apply AEDPA deference when the petitioner has satisfied Section 

2254(d)(1)); Magnan v. Trammell, 719 F.3d 1159, 1175 (10th Cir. 2013) (declining to 

apply AEDPA deference when the petitioner has satisfied Section 2254(d)(2)); Cooper v. 

Sec’y, Dep’t of Corr., 646 F.3d 1328, 1353 (11th Cir. 2011) (same); Rice v. White, 660 

F.3d 242, 252 & n.4, 257 (6th Cir. 2011) (same).

When a habeas petitioner alleges ineffective assistance of counsel, we review the 

claim not only through the deferential requirements of AEDPA but also through the 

additional deferential lens of Strickland. See Richardson v. Branker, 668 F.3d 128, 139 

(4th Cir. 2012). AEDPA and Strickland provide “dual and overlapping” standards, which 

we apply “simultaneously rather than sequentially.” Id.

Under Strickland, a petitioner “must show that counsel’s performance was 

deficient,” and that the petitioner suffered resulting prejudice. 466 U.S. at 687. The 

reviewing court’s “scrutiny of counsel’s performance must be highly deferential,” and 

“every effort” must “be made to eliminate the distorting effects of hindsight, to reconstruct 

the circumstances of counsel’s challenged conduct, and to evaluate the conduct from 

counsel’s perspective at the time.” Id. at 689. 

To prove deficient performance of counsel, a petitioner “must show that counsel’s 

representation fell below an objective standard of reasonableness.” Id. at 688. Counsel’s 

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“ignorance of a point of law that is fundamental to his case combined with his failure to 

perform basic research on that point is a quintessential example of unreasonable 

performance.” United States v. Carthorne, 878 F.3d 458, 466 (4th Cir. 2017) (quoting 

Hinton v. Alabama, 571 U.S. 263, 274 (2014) (per curiam)); see also Hill v. Lockhart, 474 

U.S. 52, 62 (1985) (White, J., concurring in the judgment) (“The failure of an attorney to 

inform his client of the relevant law clearly satisfies the first prong of 

the Strickland analysis . . . .”). “Counsel must demonstrate a basic level of competence 

regarding the proper legal analysis governing each stage of a case.” Carthorne, 878 F.3d 

at 466; see also Byrd v. Skipper, 940 F.3d 248, 257 (6th Cir. 2019) (holding that defense 

counsel’s “lack of comprehension regarding the pertinent law . . . coupled with the 

inaccurate advice he gave his client about the likelihood of his acquittal” was deficient 

performance). The guarantee of effective assistance of counsel extends to the pleabargaining process. See Missouri v. Frye, 566 U.S. 134, 140-44 (2012); see also Lafler v. 

Cooper, 566 U.S. 156, 162 (2012); Hill, 474 U.S. at 57-58.

To satisfy the prejudice prong of Strickland in the context of a rejected plea offer, a 

petitioner must demonstrate that “the outcome of the plea process would have been 

different with competent advice.” Lafler, 566 U.S. at 163. Thus, a petitioner under these 

circumstances must establish “that but for the ineffective advice of counsel there is a 

reasonable probability that” the petitioner would have pleaded guilty, that the court would 

have accepted the plea agreement, and “that the conviction or sentence, or both, under the 

offer’s terms would have been less severe than under the judgment and sentence that in 

fact were imposed.” Id. at 164.

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B.

We first consider whether AEDPA deference restricts the scope of our present 

analysis. We conclude that AEDPA deference does not apply because the state supreme 

court committed two foundational errors, namely, that the court (1) made an unreasonable 

factual determination, which led to (2) its unreasonable application of federal law. See

28 U.S.C. § 2254(d). We discuss each deficiency in turn. 

We begin with the factual error. The state supreme court’s determination regarding 

the habeas court’s findings is an issue of historical fact.3 See Parker v. Dugger, 498 U.S. 

308, 320 (1991) (holding “that a determination of what the trial judge found is an issue of 

historical fact”). Here, the state supreme court’s crucial factual determination was that the 

habeas court did not make any “credibility determinations” in awarding Dodson habeas 

corpus relief. That conclusion, however, is plainly refuted by the record. 

The primary evidence presented at the state habeas hearing was the testimony of 

three witnesses. Dodson and his mother gave testimony that directly conflicted with 

Lambert’s testimony. After evaluating these “conflicting assertions” regarding whether 

Lambert properly advised Dodson, the state habeas court found that Lambert’s opening 

statement at trial and Dodson’s statement at sentencing, as well as the testimony of Dodson 

and his mother at the habeas hearing, “belie[] Mr. Lambert’s claims.” The state habeas 

 3 The state waived any argument that the state supreme court misapplied a state 

procedural rule when the court held that the habeas court’s findings were not credibility 

assessments and thus were not worthy of deference. Such a misapplication would not be 

cognizable on federal habeas review. See Shimel v. Warren, 838 F.3d 685, 697 (6th Cir. 

2016).

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court also found that “it is unbelievable that [Dodson’s] previous pattern of risk adverse 

plea bargaining would suddenly change” absent advice from his attorney. 

Although the state habeas court did not label its findings as credibility 

determinations, the court plainly resolved the issue of the credibility of the competing 

witnesses in arriving at its conclusion. See Marshall v. Lonberger, 459 U.S. 422, 433-34 

(1983) (holding that the state trial court’s ruling was “tantamount” to a credibility 

determination). The habeas court accepted the version of events described by Dodson and 

his mother, namely, that Lambert gave his client erroneous advice regarding the elements 

of the offense, over Lambert’s account of the events. The state habeas court also explicitly 

found that Lambert had failed to advise Dodson of the elements of “daytime burglary,” 

contrary to the testimony that Lambert gave at the habeas hearing. In view of this record, 

we conclude that Dodson has shown by clear and convincing evidence that the state 

supreme court’s factual finding, that the habeas court did not make credibility 

determinations, was incorrect, see Merzbacher, 706 F.3d at 364, and was “sufficiently 

against the weight of the evidence that it is objectively unreasonable,” Williams, 914 F.3d 

at 312 (citation omitted). 

The state supreme court’s “corresponding factual determination” not to defer to the 

habeas court’s findings was objectively unreasonable. See Merzbacher, 706 F.3d at 364 

(citation omitted). The unreasonable nature of this determination is underscored by the 

state supreme court’s definitive acknowledgement that if the habeas court had made 

credibility determinations, the state supreme court “would have afforded [the habeas court] 

great deference because [the habeas court] had the opportunity to view the witnesses.” 

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Thus, we conclude that the state supreme court’s ultimate decision regarding the credibility 

of the witnesses was based on an antecedent unreasonable determination of fact. See 

28 U.S.C. § 2254(d)(2).

This factual error laid the groundwork for the state supreme court’s unreasonable 

application of federal law articulated in Strickland. See 28 U.S.C. § 2254(d)(1). Strickland

instructs habeas courts to make “every effort . . . to eliminate the distorting effects of 

hindsight” when assessing an attorney’s performance. 466 U.S. at 689. That is, courts 

may not evaluate counsel’s performance in the context of what later is known about the 

outcome of that performance, which may be affected by changes in the law or evidence 

developed after counsel rendered his advice. See Harrington v. Richter, 562 U.S. 86, 107 

(2011) (holding that the lower court improperly relied on “the harsh light of hindsight” in 

faulting trial counsel for failing to consult certain experts, when the value of such testimony 

became apparent only upon discovery of new forensic evidence) (citation omitted); United 

States v. Morris, 917 F.3d 818, 823-24 (4th Cir. 2019) (holding that counsel’s performance 

was not deficient for “failing to raise novel arguments” when the existing precedent did

not “strongly suggest” that the arguments were warranted). 

Here, the state habeas court considered statements made at trial and at sentencing in 

evaluating whether Lambert properly advised Dodson about the elements of the lesserincluded offense. The habeas court, having presided over the trial and sentencing, 

witnessed firsthand the statements made by Lambert and Dodson during those proceedings. 

These statements could be considered during the habeas proceeding as contemporaneous 

evidence corroborating Lambert’s and Dodson’s states of mind at the time of the trial. See 

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Carthorne, 878 F.3d at 461-62, 468-69 (considering counsel’s “colloquy with the 

[sentencing] court” to conclude in a collateral action that counsel failed “to demonstrate a 

grasp of the relevant legal standards”). 

The state supreme court misapplied Strickland when it characterized the habeas 

court as having improperly evaluated counsel’s performance “through the lens of 

hindsight,” thereby discrediting the state habeas court’s analysis. The statements during 

the trial and sentencing proceedings made by Lambert and Dodson, which the habeas court 

referred to in its opinion granting habeas relief, were “objective evidence” of counsel’s 

deficient performance and did not constitute improper hindsight evidence based on lateroccurring facts. Accordingly, we hold that the state supreme court’s conclusion that the 

habeas court had evaluated counsel’s performance through the lens of hindsight was an 

unreasonable application of Strickland. Because the state supreme court’s decision was 

based on an unreasonable determination of fact, which led to this unreasonable application 

of federal law, our review is not barred by AEDPA. See 28 U.S.C. § 2254(d). 

III.

Upon concluding that AEDPA deference is inapplicable, we now examine Dodson’s 

ineffective assistance of counsel claim de novo. See Panetti, 551 U.S. at 953-54; Magnan,

719 F.3d at 1175. As the state habeas court was able to observe the demeanor of Dodson 

and Lambert, both during the trial proceedings and at the habeas hearing, we defer to that 

court’s factual findings. See Merzbacher, 706 F.3d at 364; see also 28 U.S.C. § 2254(e)(1). 

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As discussed above, under Strickland, a petitioner must show that counsel’s 

performance was deficient and that he suffered prejudice as a result. 466 U.S. at 687. 

Adequate performance requires that counsel advise his client accurately about the elements 

of the offenses of which he could be convicted. See Hill, 474 U.S. at 62 (White, J., 

concurring in the judgment) (“The failure of an attorney to inform his client of the relevant 

law clearly satisfies the first prong of the Strickland analysis . . . .”); Carthorne, 878 F.3d 

at 466 (holding that “[c]ounsel’s ignorance of a point of law that is fundamental to his case 

combined with his failure to perform basic research on that point is a quintessential 

example of unreasonable performance.” (citation omitted)). 

Here, Lambert misunderstood or misrepresented the elements of the lesser-included 

felony offense of daytime burglary and improperly advised Dodson not to accept the state’s 

offer. Lambert told the jury that Dodson could not be guilty of burglary, because Carrigan 

had invited Dodson to her home. Dodson testified that Lambert never explained that 

Dodson could be convicted of the lesser-included felony of “daytime burglary” even if he 

had been allowed to enter Carrigan’s home. The elements of that offense, however, merely 

require that a defendant (1) enter the dwelling of another (2) with the intent to commit a 

crime. See W. Va. Code § 61-3-11(b) (1993). Based on Lambert’s deficient advice, which 

reflected his lack of knowledge of the pertinent law, we conclude that Lambert’s 

performance was constitutionally inadequate.4

 

 4 In addition, Lambert misunderstood the elements of domestic battery. Lambert 

moved to dismiss the domestic battery charge, because Dodson was not a “household

member of the Carrigan family.” However, as the state circuit court explained when 

(Continued)

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Turning to the second prong of Strickland, we conclude that Dodson suffered 

prejudice as a result of Lambert’s deficient performance. As stated above, to satisfy the 

prejudice prong of Strickland in the context of a rejected guilty plea, a petitioner “must 

show that but for the ineffective advice of counsel, there is a reasonable probability that” 

the petitioner would have pleaded guilty, that the court would have accepted the plea 

agreement, and that “the conviction or sentence, or both, under the offer’s terms would 

have been less severe than under the judgment and sentence that in fact were imposed.” 

Lafler, 566 U.S. at 164.

Here, first and foremost, Dodson testified at the habeas hearing that absent 

Lambert’s ineffective advice, Dodson would have accepted the state’s offer, and the state 

habeas court credited this testimony. The evidence at the habeas hearing also showed that 

Dodson had a long history of entering into plea agreements, having pleaded guilty to all 

three of his prior felony offenses. Additionally, Dodson had accepted a plea agreement in 

an earlier case, avoiding a sentence of life imprisonment as a recidivist. Although Dodson 

had tried to withdraw that guilty plea on the advice of counsel, such conduct is further 

evidence of Dodson’s general reliance on his attorneys’ advice. Thus, nothing in the 

present record suggests that Dodson would have departed from this uniform path of 

accepting favorable plea offers but for advice of counsel. 

 

denying the motion, the statute broadly defines “household member” to include persons 

who “[a]re or were dating” or “[a]re or were sexual or intimate partners[,]” which Dodson 

and Carrigan were. W. Va. Code §§ 61-2-28(e) (2004); 48-27-204(3), (4). Although 

Dodson was not prejudiced by the sentence he received for this misdemeanor domestic 

battery conviction, this additional error supports the conclusion that Lambert did not know 

the elements of the offenses with which Dodson was charged. 

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As part of its plea offer in the present burglary case, the state agreed to recommend 

to the court a sentence of one to ten years’ imprisonment, in extreme contrast to the 

mandatory life sentence that Dodson received after trial. Thus, Dodson would have 

obtained a substantial benefit by accepting the state’s plea offer and pleading guilty. 

Accordingly, we conclude that based on Dodson’s history of accepting plea offers and the 

severe sentencing disparity he faced by proceeding to trial, Dodson has established a 

reasonable probability that he would have accepted the state’s offer and pleaded guilty had 

Lambert not rendered constitutionally deficient performance. 

In sum, we conclude that Lambert rendered deficient performance when he 

misadvised Dodson about the elements of the statutory burglary offense and the strength 

of Dodson’s case, and that Dodson suffered prejudice in relying on counsel’s advice to 

reject the state’s plea offer. Therefore, we hold that Dodson received constitutionally 

ineffective assistance of counsel and is entitled to habeas corpus relief. 

IV.

For these reasons, we vacate the district court’s judgment, and remand the case to 

the district court with instructions to grant conditionally Dodson’s petition for habeas 

corpus under 28 U.S.C. § 2254. The district court is directed to inform the State of West 

Virginia that it will be afforded 90 days to decide whether to reinstate its previous plea 

offer to Dodson in exchange for his guilty plea. See Lafler, 566 U.S. at 174. If the state 

declines to reinstate its previous plea offer, the district court shall grant Dodson’s petition 

for habeas corpus relief. See Lee v. Clarke, 781 F.3d 114, 129 (4th Cir. 2015). 

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VACATED AND REMANDED WITH INSTRUCTIONS

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