Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_16-cv-02023/USCOURTS-cand-3_16-cv-02023-4/pdf.json

Parties Involved:
Erik K. Bardman
Defendant
Securities and Exchange Commission
Plaintiff
Jennifer F. Wolf
Defendant

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STIPULATION AND [PROPOSED] ORDER CASE NO. 3:16-cv-02023 (JST) 

 

Patrick D. Robbins (State Bar No. 152288) 

Emily V. Griffen (State Bar No. 209162) 

Lisa Valenti-Jordan (State Bar No. 300161) 

SHEARMAN & STERLING LLP 

Four Embarcadero Center, Suite 3800 

San Francisco, CA 94111-5994 

Telephone: (415) 616-1100 

Facsimile: (415) 616-1199 

Email: probbins@shearman.com 

 egriffen@shearman.com 

 lisa.valenti-jordan@shearman.com 

Attorneys for Defendant Erik K. Bardman 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN FRANCISCO DIVISION 

SECURITIES AND EXCHANGE COMMISSION, 

Plaintiff, 

v. 

ERIK K. BARDMAN, 

and 

JENNIFER F. WOLF, 

Defendants. 

STIPULATION AND [PROPOSED] 

ORDER CORRECTING TITLE OF 

AMENDED COMPLAINT AND 

EXTENDING TIME FOR 

DEFENDANTS TO ANSWER OR 

OTHERWISE RESPOND 

Case No. 3:16-cv-02023 (JST) 

Judge: Hon. Jon S. Tigar

Case 3:16-cv-02023-JST Document 41 Filed 12/01/16 Page 1 of 4
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STIPULATION AND [PROPOSED] ORDER 2 CASE NO. 3:16-cv-02023 (JST) 

 

WHEREAS, on April 18, 2016, plaintiff Securities and Exchange Commission 

(“Plaintiff”) filed a complaint in the above-captioned action (the “Complaint”) asserting claims 

against defendants Erik K. Bardman and Jennifer F. Wolf (“Defendants” and, together with 

Plaintiff, the “Parties”); 

WHEREAS, on October 27, 2016, the Court entered an Order Granting In Part And 

Denying In Part Defendants’ Motions To Dismiss (Dkt. No. 34); 

WHEREAS, on November 28, 2016, Plaintiff filed an amended complaint (Dkt. No. 

39), erroneously titled “Complaint” (hereinafter “Amended Complaint”); 

WHEREAS, the Parties have agreed that Plaintiff is able to correct the caption of the 

amended complaint, nunc pro tunc, pursuant to the instructions on the Court’s website, 

http://www.cand.uscourts.gov/ecf/correctingmistake#CORRECT.

WHEREAS, the Parties have agreed that Defendants’ time to answer or otherwise 

respond to the Amended Complaint may be extended as follows; 

IT IS HEREBY STIPULATED AND AGREED, by and between the attorneys for 

Plaintiff and the attorneys for Defendants, as follows: 

1. Plaintiff shall submit a corrected amended complaint titled “Amended 

Complaint,” pursuant to the instructions set forth on the Court’s website, “Correcting E-Filing 

Mistakes; E-filing a Corrected Version.” 

2. Defendants shall answer or otherwise respond to the Complaint by December 

28, 2016. 

There have been no requests for an extension of time previously made with respect 

to the amended Complaint. 

Case 3:16-cv-02023-JST Document 41 Filed 12/01/16 Page 2 of 4
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STIPULATION AND [PROPOSED] ORDER 3 CASE NO. 3:16-cv-02023 (JST) 

 

Dated: November 30, 2016 SECURITIES AND EXCHANGE COMMISSION

By: /s/ Paul W. Kisslinger 

 Paul W. Kisslinger 

Paul W. Kisslinger (New Jersey Bar No. 6511995) 

 kisslingerp@sec.gov 

Kevin C. Lombardi (District of Columbia Bar No. 474114) 

 lombardik@sec.gov 

 (202) 551-8753 

100 F Street, NE 

Washington, DC 20549 

Ph: (202) 551-4427 

Fax: (202) 772-9772 

Attorneys for Plaintiff Securities and Exchange Commission 

Dated: November 30, 2016 SHEARMAN & STERLING LLP 

By: /s/ Emily V. Griffen 

 Emily V. Griffen 

Four Embarcadero Center, Suite 3800 

San Francisco, CA 94111-5994 

Ph: (415) 616-1100 

Fax: (415) 616-1199 

 

Attorneys for Defendant Erik K. Bardman 

Dated: November 30, 2016 KANE+KIMBALL LLP 

By: /s/ William H. Kimball 

 William H. Kimball 

William H. Kimball (State Bar No. 242626) 

 wkimball@kanekimball.com 

803 Hearst Avenue 

Berkeley, CA 94710 

Ph: (510) 704-1400 

Fax: (877) 482-4749 

Attorneys for Defendant Jennifer F. Wolf 

Case 3:16-cv-02023-JST Document 41 Filed 12/01/16 Page 3 of 4
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STIPULATION AND [PROPOSED] ORDER 4 CASE NO. 3:16-cv-02023 (JST) 

 

ATTESTATION (CIVIL LOCAL RULE 5-1(i)(3)) 

In accordance with Civil Local Rule 5-1(i)(3), I attest that concurrence in the filing 

of this document has been obtained from each signatory. 

Dated: November 30, 2016 SHEARMAN & STERLING LLP

 By: /s/ Emily V. Griffen 

 Emily V. Griffen 

Attorneys for Defendant Erik K. Bardman

* * * 

IT IS SO ORDERED. 

 

Dated: December 1, 2016 Hon. Jon S. Tigar 

United States District Judge 

Case 3:16-cv-02023-JST Document 41 Filed 12/01/16 Page 4 of 4