Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca10-14-07058/USCOURTS-ca10-14-07058-0/pdf.json

Parties Involved:
Albert Preston Alexander
Appellant
United States of America
Appellee

Document Text:

PUBLISH

UNITED STATES COURT OF APPEALS

TENTH CIRCUIT 

 

UNITED STATES OF AMERICA,

 Plaintiff - Appellee,

v.

ALBERT PRESTON ALEXANDER, 

a/k/a Alexander Preston, a/k/a Albert 

Shadon, a/k/a Preston Alexander, a/k/a 

Albert Reton Alexander, a/k/a Albert 

Preton Alexander,

 Defendant - Appellant.

No. 14-7058

 

APPEAL FROM THE UNITED STATES DISTRICT COURT 

 FOR THE EASTERN DISTRICT OF OKLAHOMA 

(D.C. No. 6:13-CR-00079-JHP-1)

 

Chance Cammack, Research and Writing Specialist, (Julia L. O’Connell, Federal Public 

Defender, with him on the brief), Office of the Federal Public Defender, Muskogee, 

Oklahoma, for Defendant - Appellant. 

Edward Snow, Assistant United States Attorney, (Mark F. Green, United States Attorney, 

and Linda A. Epperley, Assistant United States Attorney, with him on the brief), 

Muskogee, Oklahoma, for Plaintiff - Appellee. 

 

Before HARTZ, HOLMES, and MATHESON, Circuit Judges. 

FILED 

United States Court of Appeals 

Tenth Circuit 

September 21, 2015

Elisabeth A. Shumaker 

Clerk of Court

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HARTZ, Circuit Judge. 

 

 Under the Sex Offender Registration and Notification Act (SORNA), 42 U.S.C. 

§§ 16901‒16962, a sex offender must register in each jurisdiction where he resides, see

id. § 16913(a), and update that registration promptly upon moving, see id. § 16913(c). 

Failure to do so is a crime. See 18 U.S.C. § 2250. The duration of the offender’s 

registration requirement depends on his “tier,” which reflects the severity of his predicate 

sex offense. See 42 U.S.C. §§ 16911(2)-(4), 16915(a). The offender’s tier also affects 

his guidelines sentencing range if he is convicted of failure to register. See USSG 

§ 2A3.5(a). 

 Defendant Albert Alexander pleaded guilty in 2012 to violating California Penal 

Code § 266c, which prohibits inducing another to engage in sexual conduct by 

misrepresentations creating fear. As required by California law, he registered as a sex 

offender in that state. But he did not register as a sex offender in Oklahoma when he 

moved there, and he was indicted in the United States District Court for the Eastern 

District of Oklahoma on one count of violating 18 U.S.C. § 2250. He filed a motion to 

dismiss the indictment on the ground that his § 266c conviction did not trigger SORNA’s 

registration requirement. He argued that § 266c covers only consensual sexual conduct 

and so falls within SORNA’s exception from the definition of sex offense for an “offense 

involving consensual sexual conduct . . . if the victim was an adult . . . .” 42 U.S.C. 

§ 16911(5)(C). When the motion was denied, he entered a conditional plea of guilty, 

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see Fed. R. Crim. P. 11(a)(2), permitting him to raise on appeal the issues he now 

presents to us: (1) his classification as a tier III sex offender when the district court 

imposed sentence and (2) the denial of his motion to dismiss.1

 Exercising jurisdiction 

under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we affirm. We reject Defendant’s 

argument (part of which was not preserved below and is reviewed only for plain error) 

that a violation of § 266c does not qualify for tier III, and we hold that sexual conduct 

induced by the misrepresentations required under § 266c is not consensual within the 

meaning of the term in SORNA. 

I. TIER III CLASSIFICATION 

 Under the sentencing guidelines the offense level for failing to register under 

SORNA depends on whether the predicate sex offense is classified as tier I, tier II, or 

tier III. See USSG § 2A3.5(a) (base offense level is 16 for tier III offenders; 14 for 

tier II offenders; and 12 for tier I offenders). Tier III is the classification for one 

whose “offense . . . is comparable to or more severe than [the federal crimes of] . . . 

aggravated sexual abuse or sexual abuse (as described in sections 2241 and 2242 of Title

18).” 42 U.S.C. § 16911(4)(A)(i). We review a challenge to an offense-level calculation 

 

1

 Defendant also argues that SORNA violates the Commerce Clause and the Tenth 

Amendment. We rejected these arguments in United States v. White, 782 F.3d 1118, 

1123‒28 (10th Cir. 2015), decided during the pendency of this appeal. As Defendant’s 

counsel conceded at oral argument, this panel is bound by those rulings. See, e.g., United 

States v. Meyers, 200 F.3d 715, 720 (10th Cir. 2000). 

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for abuse of discretion, reviewing legal conclusions de novo and factual findings for clear 

error. See White, 782 F.3d at 1128‒29. 

 As a general rule, to make the comparison required by § 16911, we apply what is 

called the categorical approach, examining the statutory elements of the state and federal 

offenses to see whether the defendant’s prior offense is comparable to or more severe 

than § 2241 or § 2242. See id. at 1130‒36. 

 The California statute under which Defendant was convicted states: 

Every person who induces any other person to engage in sexual 

intercourse, sexual penetration, oral copulation, or sodomy when his or 

her consent is procured by false or fraudulent representation or pretense 

that is made with the intent to create fear, and which does induce fear, 

and that would cause a reasonable person in like circumstances to act 

contrary to the person’s free will, and does cause the victim to so act, is 

punishable by imprisonment in a county jail for not more than one year 

or in the state prison for two, three, or four years. 

Cal. Penal Code § 266c (2014). The statute defines fear as “the fear of 

physical injury or death to the person or to any relative of the person or 

member of the person’s family.” Id. 

 The relevant elements of the first comparator statute, 18 U.S.C. § 2241, are 

“knowingly caus[ing] another person to engage in a sexual act—. . . (2) by threatening or 

placing that other person in fear that any person will be subjected to death, serious bodily 

injury, or kidnapping; or attempt[ing] to do so . . . .” § 2241(a)(2). And the relevant 

elements of § 2242 are “knowingly—(1) caus[ing] another person to engage in a sexual 

act by threatening or placing that other person in fear (other than by threatening or 

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placing that other person in fear that any person will be subjected to death, serious bodily 

injury, or kidnapping); . . . or attempt[ing] to do so . . . .” § 2242(1). 

 Defendant argues that he cannot be classified in tier III because the California 

statute “sweeps more broadly” than the federal offenses of aggravated sexual abuse 

(§ 2241) or sexual abuse (§ 2242). Aplt. Br. at 18. First, he appears to contend that to 

violate § 266c it is necessary only to “fraudulently induce[] another to consent to a sexual 

act,” but that such conduct would not violate the federal statutes. Id. at 17. Second, he 

asserts that § 266c “punishes a person who induces a consensual sexual act by fraudulent 

representation made with the intent to create fear,” which is a less severe offense than 

§ 2241 and § 2242, which, he says, require that a sexual act follow “a direct threat or 

action that created fear.” Id. Third, he argues that § 266c is less severe because it 

“defines fear more broadly” than § 2241 and § 2242. Id. We reject each argument (the 

second, under plain-error review). 

 Defendant’s first contention is based on a false premise. Section 266c is not 

violated by the mere act of fraudulently inducing consent to a sexual act. The statute 

requires more—a fraudulent representation “that is made with the intent to create fear, 

and which does induce fear, and that would cause a reasonable person in like 

circumstances to act contrary to the person’s free will, and does cause the victim to 

so act.” Cal. Penal Code § 266c. It is therefore irrelevant that the federal statutes 

cannot be violated by (just any) misrepresentation. 

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 Defendant’s second argument is that § 2241 and § 2242, unlike § 266c, require “a 

direct threat or action that created fear.” Aplt. Br. at 17. In other words, even though 

both federal statutes are satisfied by “placing th[e] other person in fear,” 18 U.S.C. 

§§ 2241(a)(2), 2242(1), Defendant is saying that “placing” can be accomplished only by 

direct threat or action. But this argument is forfeited because he failed to argue below 

that the federal statutes do not encompass fear induced by fraud; our review is therefore 

only for plain error. See Richison v. Ernest Grp., Inc., 634 F.3d 1123, 1128 (10th 

Cir. 2011); United States v. Teague, 443 F.3d 1310, 1314 (10th Cir. 2006). Because 

Defendant does not argue plain error, we could end our analysis there. See Richison, 634 

F.3d at 1130‒31. In any event, we see no reason to limit the meaning of “placing . . . in 

fear” by excluding the making of false representations that induce fear, and we are aware 

of no precedent saying that. See Teague, 443 F.3d at 1318‒19 (for asserted error to be 

“plain,” it must be “clear under current law” (internal quotation marks omitted)). 

 Finally, Defendant contends that § 266c defines fear more broadly than § 2241 

and § 2242, because fear under the California statute means “the fear of physical injury 

or death to the person or to any relative of the person or member of the person’s family,” 

Cal. Penal Code § 266c, while the federal statutes require “fear that any person will be 

subjected to death, serious bodily injury, or kidnapping.” Aplt. Br. at 17 (internal 

quotation marks omitted). Defendant is right about § 2241 but he misreads § 2242. 

Section 2241 requires inducing fear of death, serious bodily injury, or kidnapping. But 

§ 2242 does not. Indeed, that is why § 2242 is entitled “Sexual abuse” while § 2241 is 

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entitled “Aggravated sexual abuse.” What § 2242(1) prohibits is “knowingly—

(1) caus[ing] another person to engage in a sexual act by threatening or placing that other 

person in fear (other than by threatening or placing that other person in fear that any 

person will be subjected to death, serious bodily injury, or kidnapping)” (emphasis 

added). Perhaps the fear required by § 2242(1) must be more than de minimis, but it 

surely does not require greater fear than what is defined in the California statute—“the 

fear of physical injury or death to the person or to any relative of the person or 

member of the person’s family” that “would cause a reasonable person in like 

circumstances to act contrary to the person’s free will.” Cal. Penal Code § 266c. 

 Defendant has failed to show that § 266c can be violated in a manner that 

would not also violate § 2241 (if the fear is that a person will be subjected to death, 

serious bodily injury, or kidnapping) or, at least, § 2242 (if the fear is otherwise). 

The California statute is therefore “comparable” to the federal statutes. Defendant is 

qualified to be a tier III sex offender. 

 We can briefly dispose of the one case cited by Defendant as support for his tierclassification argument, United States v. Cabrera–Gutierrez, 756 F.3d 1125, 1133–34 

(9th Cir. 2014), cert. denied, 135 S. Ct. 124 (2014). The Ninth Circuit held that an 

Oregon sex-abuse statute was not comparable to the federal statutes because 

“[n]onconsensual intercourse with a mentally and physically capable individual not 

involving a threat or the use of fear might violate Or. Rev. Stat. § 163.425, but it would 

not violate 18 U.S.C. § 2242.” Id. at 1134. Cabrera–Gutierrez does not help Defendant 

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because such intercourse would not violate § 266c either. Cabrera–Gutierrez does not 

suggest that there could be a violation of § 266c that is not a violation of the federal 

statutes. 

II. DEFENDANT’S CONVICTION 

SORNA requires registration for a sex offender, see 42 U.S.C. § 16913(a), defined 

as “an individual who was convicted of a sex offense,” § 16911(1). SORNA defines sex 

offense broadly to include, as relevant here, “a criminal offense that has an element 

involving a sexual act or sexual contact with another,” § 16911(5)(A)(i), and “a Federal 

offense . . . under . . . chapter 109A . . . of Title 18,” § 16911(5)(A)(iii). SORNA’s 

definition of sex offense is limited by two exceptions. See §§ 16911(5)(B), (C). One 

concerns foreign convictions. The exception relevant here states: 

An offense involving consensual sexual conduct is not a sex offense for the 

purposes of this subchapter if the victim was an adult, unless the adult was 

under the custodial authority of the offender at the time of the offense, or if 

the victim was at least 13 years old and the offender was not more than 4 

years older than the victim. 

§ 16911(5)(C) (emphasis added). SORNA does not define consensual sexual conduct, 

nor has any published decision. The district court held that Defendant’s § 266c 

conviction does not fall within § 16911(5)(C). We review de novo whether a violation of 

a state statute constitutes a sex offense under SORNA. See United States v. Nichols, 775 

F.3d 1225, 1228 (10th Cir. 2014); United States v. Black, 773 F.3d 1113, 1115 (10th Cir. 

2014); United States v. Welch, 327 F.3d 1081, 1089‒90 (10th Cir. 2003). 

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Defendant contends that he did not have to register under SORNA because his 

California conviction for violating § 266c involved consensual sexual conduct. He 

argues that “consent even when obtained under fraudulent circumstances is still consent.” 

Aplt. Br. at 10. He points to California cases that support his view, relying particularly 

on Boro v. Superior Court, 210 Cal. Rptr. 122 (Cal. Ct. App. 1985). In Boro the 

defendant, charged with rape, obtained the victim’s consent to sexual intercourse by 

representing himself as a doctor and telling her that she had contracted a highly infectious 

and potentially fatal disease that could be cured only by painful and expensive surgery or 

by sexual intercourse with an anonymous donor who had been injected with a serum that 

would cure the disease. See id. at 123. The California Court of Appeals agreed with 

Boro that the charge should have been dismissed because the victim “precisely 

understood the nature of the act, but, motivated by a fear of disease, and death, 

succumbed to [Boro]’s fraudulent blandishments.” Id. at 126. The court relied on 

authority stating: 

[I]f deception causes a misunderstanding as to the fact itself (fraud in the 

factum) there is no legally-recognized consent because what happened is 

not that for which consent was given; whereas consent induced by fraud is 

as effective as any other consent, so far as direct and immediate legal 

consequences are concerned, if the deception relates not to the thing done 

but merely to some collateral matter (fraud in the inducement). 

Id. at 124 (internal quotation marks omitted). 

Boro is not controlling here. The word consensual that we are construing appears 

in a federal statute, and federal law governs its interpretation. See Johnson v. United 

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States, 559 U.S. 133, 138 (2010) (in determining whether state offense required use of 

physical force, the meaning of physical force under 18 U.S.C. § 924(e)(2)(B)(i) “is a 

question of federal law, not state law”); Dickerson v. New Banner Inst., Inc., 460 U.S. 

103, 111‒12 (1983), superseded by 18 U.S.C. § 921(a)(20) (“Whether one has been 

‘convicted’ within the language of the [federal] gun control statutes is necessarily . . . a 

question of federal, not state law, despite the fact that the predicate offense and its 

punishment are defined by the law of the State.”); United States v. Dyke, 718 F.3d 1282, 

1292 (10th Cir. 2013) (“Neither, of course, does state law normally dictate the meaning 

of a federal statute, at least absent some evidence Congress sought to defer to and 

incorporate state law . . . .”). 

As mentioned, however, SORNA does not define consensual sexual conduct. And 

the only relevant references to the term in the legislative history address consensual 

sexual conduct between juveniles and consensual sexual conduct between adults that was 

criminalized by state sodomy laws. See 152 Cong. Rec. H5705-01, at 5723‒24 (daily ed. 

July 25, 2006) (statement of Rep. Scott expressing concern about penalties for teenagers 

who engaged in consensual sex); H.R. Rep. No. 105-256, at 40‒41 (Sept. 18, 1997) 

(dissenting views expressing concern about registration requirements for those convicted 

of consensual adult sodomy or similar offenses); 105 Cong. Rec. H7626, at H7629‒30 

(daily ed. Sept. 23, 1997) (statement of Rep. Jackson-Lee expressing concern about 

registration requirements for consensual adult activity). This legislative history is not 

illuminating on the question before us. 

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Unfortunately, but not surprisingly, the dictionary also does not assist us in 

resolving whether consent induced by misrepresentation is consensual within SORNA’s 

meaning. Definitions of consent generally speak in terms of volition or will. See, e.g., 

Black’s Law Dictionary 368 (10th ed. 2014) (defining consent as “[a] voluntary yielding 

to what another proposes or desires”); Webster’s Third New International Dictionary 482 

(2002) (defining consent as “capable, deliberate, and voluntary agreement to or 

concurrence in some act or purpose implying physical and mental power and free action . 

. . .”). But they do not parse the concept further to suggest whether a misrepresentation 

makes an act involuntary. For example, they do not tell us whether sexual conduct is 

involuntary if one misrepresents hair color or occupation. 

We therefore turn to the statutory context to guide our decision. See FDA v. 

Brown & Williamson Tobacco Corp., 529 U.S. 120, 133 (2000) (stating the “fundamental 

canon of statutory construction that the words of a statute must be read in their context 

and with a view to their place in the overall statutory scheme” (internal quotation marks 

omitted)). The purpose of the national sex-offender-registry law is to ensure that law 

enforcement and communities can track and warn of the presence of convicted sexual 

predators. See 42 U.S.C. § 16901 (SORNA declaration of purpose); United States v. 

Kebodeaux, 133 S. Ct. 2496, 2505 (2013). SORNA provisions offer strong clues about 

the sort of predators it is concerned about. We note in particular (1) that among the 

federal offenses defined as constituting a sex offense under SORNA are sex-abuse crimes 

defined in Chapter 109A of Title 18, see 42 U.S.C. § 16911(5)(A)(iii), which include 

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18 U.S.C. §§ 2241 and 2242, and (2) that tier III includes those convicted of an offense 

comparable to those defined in § 2241 and § 2242, see 42 U.S.C. § 16911(4)(A)(i). As 

we previously explained in our tier III discussion, § 2241 and § 2242 proscribe 

knowingly causing another person to engage in a sexual act by “placing that other person 

in fear that any person will be subjected to death, serious bodily injury, or kidnapping,” 

18 U.S.C. § 2241(a)(2), or in fear of some other kind, see id. § 2242(1). Neither 

provision places any restriction on the method used to “place[] that other person in fear.” 

The obvious inference is that SORNA, among other things, is intended to warn against 

those who use fear to cause others to engage in sexual acts. 

We see no principled reason to distinguish between a perpetrator who places 

another person in fear by brandishing a weapon and one who induces fear by deception 

(such as by pretending to have a weapon or by concocting a disease), so long as the fear 

overwhelms opposition to engaging in sexual conduct. We conclude that sexual conduct 

is not consensual under SORNA if the “consent” is induced by fear. 

Our conclusion finds support in the Model Penal Code, a source to which the 

Supreme Court has often turned to interpret undefined terms in federal criminal statutes. 

See Scheidler v. Nat’l Org. for Women, Inc., 537 U.S. 393, 408‒10 (2003) (Court 

interprets extortion for purposes of the Hobbs Act and RICO as consistent with the Model 

Penal Code and modern state statutes); Salinas v. United States, 522 U.S. 52, 64‒65 

(1997) (Court supports its interpretation of conspiracy in RICO by noting the 

contemporary understanding of the offense reflected in the Model Penal Code); Taylor v. 

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United States, 495 U.S. 575, 598 & n.8 (1990) (Court rejects argument that Congress 

intended burglary, as used in the Armed Career Criminal Act, to have its restrictive 

common-law meaning, but chooses instead the more expansive contemporary meaning 

reflected in the Model Penal Code and other modern authority and statutes). But see 

Yates v. United States, 135 S. Ct. 1074, 1087‒88 (2015) (rejecting Model Penal Code 

comment on meaning of tangible object as inapplicable in context of Sarbanes-Oxley 

Act). The Model Penal Code recognizes consent as a defense to certain offenses. See 

§ 2.11(1), (2), at 393. But it distinguishes consent, which is effective as a defense, from 

assent, which may not suffice. In particular, it provides that “assent does not constitute 

consent if . . . it is induced by force, duress or deception of a kind sought to be prevented 

by the law defining the offense.” § 2.11(3)(d), at 393. In other words, whether assent is 

effective consent despite deception depends on the purpose of the criminal statute—what 

the law is meant to prevent—and the nature of the deception. Thus, if a purpose of 

SORNA is to combat predators who induce others to engage in sexual conduct by 

creating fear, then assent to sexual conduct that is induced by deception that creates fear 

is not effective consent. 

The application of this analysis to the present case is straightforward. The 

inclusion of 18 U.S.C. §§ 2241 and 2242 within the definition of sex offense implies that 

one of SORNA’s purposes is to protect against those who use fear to induce others to 

agree to sexual activity. Sexual activity that results from fear induced by 

misrepresentation therefore cannot be consensual sexual conduct. To deem such assent 

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as consent is to excuse conduct that the law seeks to prevent. The California statute 

under which Defendant was convicted prohibits inducing someone to engage in sexual 

conduct by making misrepresentations that create fear—indeed, “fear of physical injury 

or death” that “would cause a reasonable person . . . to act contrary to the person’s free 

will.” Cal. Penal Code § 266c. A violation of that statute therefore is not consensual 

sexual conduct under SORNA. 

Defendant argues that we should apply the rule of lenity because “[t]he federal 

definition of sex offense does not speak to situations where consent was induced through 

deception” and “§ 16911(5)(C) does not state that consent must be completely knowing 

and voluntary.” Aplt. Br. at 9. But the rule of lenity has no application when, as in this 

case, the customary tools of statutory interpretation convince the court of a specific 

meaning for statutory language. See United States v. Castleman, 134 S. Ct. 1405, 1416 

(2014) (“[T]he rule of lenity only applies if, after considering text, structure, history, and 

purpose, there remains a grievous ambiguity or uncertainty in the statute, such that the 

Court must simply guess as to what Congress intended.”) (internal quotation marks 

omitted). 

IV. CONCLUSION 

We AFFIRM the district court’s denial of Defendant’s motion to dismiss the 

indictment and its classification of Defendant as a tier III sex offender. 

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No. 14-7058, United States v. Alexander

HOLMES, Circuit Judge, concurring.

With one salient exception, I fully join in the outcome and reasoning of the

majority’s well-written and cogent opinion. The exception relates to Part I of the

majority’s opinion and, more specifically, its discussion of whether Mr.

Alexander qualifies as a tier III offender. Unlike the majority, I am not

convinced that Mr. Alexander’s prior offense under California Penal Code § 266c

is comparable to or more severe than the aggravated sexual-abuse offense

proscribed by 18 U.S.C. § 2241. See 42 U.S.C. § 16911(4)(A)(i). However, I

have no difficulty concluding that § 266c satisfies the comparable-to-or-moresevere-than standard with respect to the sexual-abuse offense outlawed by 18

U.S.C. § 2242. Therefore, I would not definitively opine on the former

question—whether Mr. Alexander qualifies as a tier III offender under

§ 2241—but nevertheless would affirm the district court’s sentencing order on the

ground that Mr. Alexander does qualify as a tier III offender under § 2242. 

Briefly stated, there is a reasonably persuasive argument to be made that

the fear required by § 266c is broader than that contemplated by § 2241. For

example, we have described the fear requirement of § 2241 as being

“heightened,” “specific and severe.” United States v. Holly, 488 F.3d 1298, 1303

(10th Cir. 2007). Further, § 2241 requires fear of “death, serious bodily injury, or

kidnapping.” 18 U.S.C. § 2241(a)(2) (emphasis added). Section 266c, in contrast,

requires only fear of “physical injury or death.” Cal. Penal Code § 266c. While

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there is little caselaw interpreting how serious the physical injury must be under

§ 266c, the California legislature’s decision to amend the statute in 1992, to omit

“unlawful” as a qualifier to “physical injury” suggests an intent to broaden the

kinds of injuries that might qualify under the statute. See 1992 Cal. Legis. Serv.

224 (S.B. 1960) (West). This view is bolstered by the fact that certain other

provisions of the California Penal Code punishing sexual misconduct that use the

modifier “unlawful” appear to envision the victim being placed in fear of more

serious injuries. See Laurie Levenson & Alex Ricciardulli, Proof of sex

crimes—Factors establishing victim’s lack of consent—Fraud, California

Criminal Law § 7:16 n.2 (database updated Dec. 2014) (suggesting that fear in

§ 266c “appears to be broader than the fear of immediate and unlawful bodily

injury” in other provisions of the penal code); see, e.g., Cal. Penal Code § 261

(defining rape as sexual intercourse accomplished “against a person’s will by

means of . . . fear of immediate and unlawful bodily injury”); Cal. Penal Code

§ 286 (proscribing “an act of sodomy when the act is accomplished against the

victim’s will by means of . . . fear of immediate and unlawful bodily injury on the

victim or another person”). Accordingly, it is far from clear to me that Mr.

Alexander’s prior offense under California Penal Code § 266c satisfies the

comparable-to-or-more-severe-than standard with regard to 18 U.S.C. § 2241. 

And, because I need not resolve that question, I would not.

I need not resolve the inquiry as to § 2241 because, in my view, it is patent

-2-

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that Mr. Alexander’s prior § 266c offense does satisfy the relevant standard with

respect to the sexual-abuse offense proscribed by § 2242. See 18 U.S.C. § 2242. 

In addition to the reasoning that the majority articulated, I note that the fear

element of the § 2242 crime is satisfied “when the defendant’s actions implicitly

place the victim in fear of some bodily harm.” United States v. Castillo, 140 F.3d

874, 885 (10th Cir. 1998) (emphasis added). As the Ninth Circuit has held, “[a]

reasonable construction of § 2242(1) is that it encompasses all fears of harm to

oneself or another other than death, serious bodily injury or kidnapping.” United

States v. Gavin, 959 F.2d 788, 790 (9th Cir. 1992) (emphases added); see also

United States v. Henzel, 668 F.3d 972, 977 (7th Cir. 2012) (collecting cases and

stating that “[i]n the § 2242 context we define the concept of ‘fear’ broadly”). 

Indeed, § 2242 has been applied in situations strikingly similar to those that

the California legislature presumably envisioned in enacting § 266c. See, e.g.,

United States v. Johns, 15 F.3d 740, 742 (8th Cir. 1994) (noting that the

defendant “cultivated [the victim’s] fear and compliance through his position as

spiritual teacher and healer” and “taught her that events in her life, including the

abuse, were ordained by the spirits and that harm would come to her or loved

ones if she disrespected the spirit” (emphasis added)); see also United States v.

King, 215 F.3d 1338, 2000 WL 725480, at *4 (10th Cir. 2000) (unpublished)

(sufficient evidence that the victim “would not have agreed to [the defendant’s]

extremely invasive [sexual] actions but for the physical and spiritual

-3-

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consequences she feared would occur if she did not submit to his treatment”

(emphasis added)). Thus, regardless of whether § 266c involves non-comparable

or appreciably less severe conduct than the aggravated sexual-abuse offense

defined in 18 U.S.C. § 2241, it is clear that § 266c’s requirement of fear of

“physical injury” is comparable to or more severe than the requisite fear of “some

bodily injury” under § 2242. As such, the district court properly classified Mr. 

Alexander as a tier III sex offender under 42 U.S.C. § 16911(4).

For the foregoing reasons, I respectfully concur. 

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Appellate Case: 14-7058 Document: 01019493537 Date Filed: 09/21/2015 Page: 18