Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-1_05-cv-01194/USCOURTS-caed-1_05-cv-01194-3/pdf.json

Parties Involved:
Kathy Mendoza-Powers
Respondent
Thomas Glen Wyrick
Petitioner

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Contrary to Petitioner’s notion, declining to consent to the jurisdiction of the Magistrate Judge does not divest the 1

Magistrate Judge of jurisdiction. Pursuant to 28 U.S.C. § 636(c)(1), consenting to the jurisdiction of the Magistrate Judge

allows the District Court to appoint the Magistrate Judge to “conduct any or all proceedings in a jury or nonjury civil matter

and order the entry of judgment in the case.” Even if the parties do not consent, under 28 U.S.C. § 636(b)(1), the District

Court may designate the Magistrate Judge to, inter alia, “submit to a judge of the court proposed findings of fact and

recommendations for the disposition, by a judge of the court, of any motion excepted in subparagraph (A) . . . .” Accordingly,

the undersigned has jurisdiction to submit a Findings and Recommendation with respect to Respondent’s motion to dismiss.

U.S. District Court

 E. D. California cd 1

UNITED STATES DISTRICT COURT

EASTERN DISTRICT OF CALIFORNIA

THOMAS GLEN WYRICK, )

)

Petitioner, )

)

v. )

)

)

KATHY MENDOZA-POWERS, )

Acting Warden, )

)

Respondent. )

 )

1:05-CV-01194 OWW LJO HC

FINDINGS AND RECOMMENDATION

REGARDING RESPONDENT’S MOTION

TO DISMISS 

[Doc. #10]

Petitioner is a state prisoner proceeding with a petition for writ of habeas corpus pursuant to

28 U.S.C. § 2254. Petitioner is represented in this action by Linda Buchalter, Esq. This action has

been referred to this Court pursuant to 28 U.S.C. § 636(b)(1) and Local Rule 72-302.1

BACKGROUND

Petitioner is currently in the custody of the California Department of Corrections pursuant to

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U.S. District Court

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a judgment of the Superior Court of California, County of Orange, following his conviction in 1985

of second degree murder. See Petition at 1. Petitioner was sentenced to serve an indeterminate term

of 15 years to life with possibility of parole. Id.

On August 15, 2005, Petitioner filed a petition for writ of habeas corpus in the United States

District Court for the Central District of California, Western Division. By order of the Court dated

August 31, 2005, the matter was transferred to the Fresno Division and received in this Court. In the

instant petition, Petitioner claims he was denied his due process rights under the Constitution when

the Board of Prison Terms (“BPT”) refused to grant Petitioner parole for a sixth time. Petitioner

argues the BPT’s decision was not supported by the evidence and was wrongfully based unchanging

factors. According to the petition, Petitioner fully exhausted his claim in the California courts. On

May 19, 2006, Respondent filed a motion to dismiss the petition for lack of subject matter

jurisdiction. On July 10, 2006, Petitioner filed an opposition to Respondent’s motion to dismiss.

DISCUSSION

A. Procedural Grounds for Motion to Dismiss

Rule 4 of the Rules Governing Section 2254 Cases allows a district court to dismiss a

petition if it “plainly appears from the petition and any attached exhibits that the petitioner is not

entitled to relief in the district court . . . .” Rule 4 of the Rules Governing Section 2254 Cases.

The Ninth Circuit has allowed respondents to file a motion to dismiss in lieu of an answer if

the motion attacks the pleadings for failing to exhaust state remedies or being in violation of the

state’s procedural rules. See, e.g., O’Bremski v. Maass, 915 F.2d 418, 420 (9 Cir. 1990) (using Rule

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4 to evaluate motion to dismiss petition for failure to exhaust state remedies); White v. Lewis, 874

F.2d 599, 602-03 (9 Cir. 1989) (using Rule 4 as procedural grounds to review motion to dismiss for th

state procedural default); Hillery v. Pulley, 533 F.Supp. 1189, 1194 & n.12 (E.D. Cal. 1982) (same). 

Thus, a respondent can file a motion to dismiss after the court orders a response, and the Court

should use Rule 4 standards to review the motion. See Hillery, 533 F. Supp. at 1194 & n. 12.

In this case, Respondent's motion to dismiss is based on a lack of subject matter jurisdiction. 

Because Respondent's motion to dismiss is similar in procedural standing to a motion to dismiss for

failure to exhaust state remedies or for state procedural default and Respondent has not yet filed a

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U.S. District Court

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formal answer, the Court will review Respondent’s motion to dismiss pursuant to its authority under

Rule 4. 

B. Jurisdiction

On April 24, 1996, Congress enacted the Antiterrorism and Effective Death Penalty Act of

1996 (“AEDPA”), which applies to all petitions for writ of habeas corpus filed after its enactment. 

Lindh v. Murphy, 521 U.S. 320 (1997), cert. denied, 522 U.S. 1008 (1997); Jeffries v. Wood, 114

F.3d 1484, 1499 (9 Cir. 1997), quoting Drinkard v. Johnson, 97 F.3d 751, 769 (5 Cir.1996), cert. th th

denied, 520 U.S. 1107 (1997), overruled on other grounds by Lindh v. Murphy, 521 U.S. 320 (1997)

(holding AEDPA only applicable to cases filed after statute's enactment). The instant petition was

filed after the enactment of the AEDPA; thus, it is governed by its provisions.

Petitioner is in custody of the California Department of Corrections pursuant to a state court

judgment. Even though Petitioner is not challenging the underlying state court conviction, 28 U.S.C.

§ 2254 remains the exclusive vehicle for his habeas petition because he meets the threshold

requirement of being in custody pursuant to a state court judgment. White v. Lambert, 370 F.3d

1002, 1006 (9 Cir.2004); Sass v. California Board of Prison Terms, 376 F.Supp.2d 975, 978 (E.D.

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Cal. 2005); see 28 U.S.C. § 2254(a) (This Court may entertain a petition for writ of habeas corpus

“in behalf of a person in custody pursuant to the judgment of a State court only on the ground that he

is in custody in violation of the Constitution or laws or treaties of the United States.”).

Petitioner contends that his federal constitutional rights were violated when the BPT refused

to grant a parole date for the sixth time at his parole hearing on August 24, 2004. He alleges the

decision was arbitrarily made based on unchanging factors despite the fact he poses the lowest risk to

public safety. He contends that the language of the California parole statutes creates a presumptive

entitlement to, and thus has a liberty interest in, the setting of a parole release date. Respondent

moves for summary dismissal alleging Petitioner has no protected liberty interest in parole, thus

arguing that the Court is without jurisdiction to entertain this matter. Because Petitioner is

challenging the actions of a state, the Court will proceed under the Fourteenth Amendment.

The Fourteenth Amendment provides that “[no] State [shall] deprive any person of life,

liberty, or property, without due process of law.” U.S. Const. Amend. XIV, § 1. In certain cases, a

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U.S. District Court

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state law may create a liberty interest protected by the Constitution. In examining questions of

procedural due process, federal courts employ a two-step inquiry: 1) whether there exists a liberty or

property interest which has been interfered with by the State, Board of Regents of State Colleges v.

Roth, 408 U.S. 564, 571, 92 S.Ct. 2701, 33 L.Ed.2d 548 (1972); and 2) whether the procedures

attendant upon that deprivation were constitutionally sufficient, Hewitt v. Helms, 459 U.S. 460, 472,

103 S.Ct. 864, 74 L.Ed.2d 675 (1983), receded from and rejected on separate grounds, Sandin v.

Conner, 515 U.S. 472, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995). See Kentucky Dept. of Corrections

v. Thompson, 490 U.S. 454, 460, 109 S.Ct. 1904, 104 L.Ed.2d 506 (1989). 

Thus, the first question that must be answered is whether there exists a liberty interest

protected by the Due Process Clause. The United States Supreme Court has expressly denied

entitlement to a protected liberty interest in parole. Greenholtz v. Inmates of Nebraska Penal and

Correctional Complex, 442 U.S. 1, 7 99 S.Ct. 2100, 60 L.Ed.2d 668 (1979) ("There is no

constitutional or inherent right of a convicted person to be conditionally released before the

expiration of a valid sentence."). "Nevertheless, early release statutes can create a 'liberty interest

protected by due process guarantees.'" Bermudez v. Duenas, 936 F.2d 1064, 1067 (9th Cir.1991) (per

curiam), quoting Greenholtz, 442 U.S. at 12; Board of Pardons v. Allen, 482 U.S. 369, 373 (1987).

Moreover, "[a] state may create a constitutionally protected liberty interest by establishing regulatory

measures that impose substantive limitations on the exercise of official discretion." Bermudez, 936

F.2d at 1067, citing Baumann v. Arizona Dep’t of Corrections, 754 F.2d 841, 844 (9 Cir.1985). th

However, no protected entitlement to release exists unless a state scheme includes a formula which

mandates release after the occurrence of specified events. Baumann, 754 F.2d at 844 (stating that the

unique "shall/unless" formula was decisive in Greenholtz). If there exists mandatory language in a

parole statute, then Petitioner has a protected liberty interest in parole release. Greenholtz, 442 U.S.

at 11-12. If, however, the state merely holds out the possibility of parole, then such a hope is not

protected by due process. Id.; Baumann, 754 F.2d at 844. Therefore, the Court must look to the

California parole statutes to determine whether the unique structure and language of those statutes

creates an entitlement to parole release or a presumption of expectation of parole release.

The relevant California statutory language is contained in Cal. Penal Code § 3041, which

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U.S. District Court

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states, in relevant part:

(a) One year prior to the inmate's minimum eligible parole release date a panel of two or

more commissioners or deputy commissioners shall again meet with the inmate and shall

normally set a parole release date as provided in Section 3041.5. 

(b) The panel or the board, sitting en banc, shall set a release date unless it determines that

the gravity of the current convicted offense or offenses, or the timing and gravity of current or

past convicted offense or offenses, is such that consideration of the public safety requires a

more lengthy period of incarceration for this individual, and that a parole date, therefore,

cannot be fixed at this meeting . . . . 

Cal. Penal Code §§ 3041(a), 3041(b) (West 2000) (Emphasis added).

The language in Cal. Penal Code § 3041 provides for the possibility of parole. A release date

shall be set unless the BPT determines that the prisoner should not be released. The word “shall” is

not used in an absolute or mandatory sense. Sass, 376 F.Supp.2d at 981. It is qualified or modified in

both subsections. Thus, parole is not automatic; it is discretionary. Nevertheless, the Ninth Circuit

Court of Appeals, without the assistance of a definitive California Supreme Court interpretation,

found the language in § 3041 to be mandatory. See McQuillion v. Duncan, 306 F.3d 895 (9

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Cir.2002). 

In 2005, in In re Dannenberg, 34 Cal.4th 1061, 1087 (2005), the California Supreme Court

provided a definitive interpretation of § 3041's structure and language. In Dannenberg, the California

Supreme Court held: 1) the language in § 3041 is not mandatory; 2) there is no right to parole in

California; 3) the Board of Prison Terms has extremely broad discretion and is not required to fix a

parole date; and 4) the statutory scheme of § 3041 indicates that § 3041(b) extinguishes any

expectancy an inmate may have in parole found in § 3041(a). Dannenberg, 34 Cal.4th at 1084, 1087-

88, 1097-98; Sass, 376 F.Supp.2d at 981. 

This Court is therefore faced with conflicting interpretations from the Ninth Circuit and the

California Supreme Court. Normally, the Court would defer to the Ninth Circuit’s interpretation of

the state statute; however, circuit opinions are only persuasive authority. Clark, 331 F.3d at 1069;

Duhaime, 200 F.3d at 600-01. On the other hand, “[w]hen a state court has made its own definitive

determination as to the meaning of a state statute, federal courts give this finding great weight in

determining the natural effect of a statute, and if it is consistent with the statute’s reasonable

interpretation, it will be deemed conclusive.” Sass, 376 F.Supp.2d at 982, citing Gurley v. Rhoden,

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421 U.S. 200, 208, 95 S.Ct. 1605, 44 L.Ed.2d 110 (1975); see also Oxborrow v. Eikenberry, 877

F.2d 1395, 1399 (9th Cir.), cert. denied, 493 U.S. 942 (1989) (Federal courts are bound by state

court rulings on questions of state law). As noted by this Court in Sass, the general principle of

deference to state court interpretations is compelled by the Supreme Court’s clearly established

habeas corpus jurisprudence. See, e.g., Greenholtz, 422 U.S. at 12, citing Bishop v. Wood, 426 U.S.

341, 345, 346 n.10, 96 S.Ct. 2074, 48 L.Ed.2d 684 (1976) (demonstrating deference to, and the need

for, holdings and interpretations of state supreme courts when establishing interests protected by due

process); Allen, 482 U.S. 369, 377 n.8, 107 S.Ct. 2415, 96 L.Ed.2d 303 (1987) (implying that a

Montana Supreme Court decision would have been instructive if there had been one on point). 

Therefore, this Court will defer to the California Supreme Court’s interpretation of § 3041 in

Dannenberg. The California Supreme Court answers the first question: the language of § 3041 is not

mandatory. Dannenberg, 34 Cal.4th at 1087-88. The absolute sense of the word “shall” is eviscerated

by the modifications (“shall normally set”) and qualifications (“shall . . . unless it determines”)

contained in the subsection. Cal. Penal Code §§ 3041(a), 3041(b) (West 2000) (Emphasis added).

Furthermore, “the lack of mandatory language in § 3041, especially when considered in light of 1)

California’s long standing jurisprudence denying the existence of a parole right, 2) the statutory

scheme of § 3041, and 3) the broad discretion given to the BPT under the “noncapital murderers”

exception to California’s determinant sentencing law, precludes a legitimate expectation of parole

release and, thus, does not give rise to an associated liberty interest under clearly established federal

law.” Sass, 376 F.Supp.2d at 982-983, citing Dannenberg, 34 Cal.4th at 1084, 1087-88, 1097-98.

Therefore, as this Court held in Sass, “the unique structure and language of § 3041 precludes the

finding of a federal liberty interest in parole.” Sass, 376 F.Supp.2d at 983. Consequently, the state

court determination that Petitioner’s federal due process rights were not violated at his August 24,

2004, parole hearing was not contrary to or an unreasonable of clearly established federal law. 28

U.S.C. § 2254(d). In addition, because California’s parole statutes do not give rise to a protected

liberty interest, this Court is without jurisdiction to entertain Petitioner’s claims. For this reason,

Respondent’s motion should be granted and the petition should be dismissed.

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U.S. District Court

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C. Review in light of Supreme Court’s Analysis in Sandin v. Conner

Respondent further claims Petitioner has no protected liberty interest in parole under the

analysis presented by the Supreme Court in Sandin v. Conner, 515 U.S. 472, 115 S.Ct. 2293, 132

L.Ed.2d 418 (1995). In Sandin, the Supreme Court held that “States may under certain circumstances

create liberty interests which are protected by the Due Process Clause.” 515 U.S. at 483-84. To

determine whether there is a state-created liberty interest, the Court must inquire whether the state

action “imposes [an] atypical and significant hardship on the inmate in relation to the ordinary

incidents of prison life.” Id. at 484. As noted by this Court in Sass, however, Sandin “is by no means

clearly established in the context of parole rights.” Sass, 376 F.Supp.2d at 980. In Sandin, the

Supreme Court determined whether a prisoner’s rights were violated in the context of his conditions

of confinement, not the possibility of his release from that confinement. Sandin, 515 U.S. at 480-81.

In addition, Sandin did not overrule Greenholtz or Allen. Id. at 483 n.5. Accordingly, Greenholtz and

Allen remain controlling law in the context of determining whether Petitioner has a liberty interest in

parole. Indeed, the Supreme Court has cited Greenholtz and Allen approvingly following Sandin as

examples of cases where state statutes have created liberty interests through the use of mandatory

language. See I.N.S. v. St. Cyr, 533 U.S. 289, 345-46, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001).

Therefore, the analysis set forth in Sandin is inapplicable in the context of parole rights.

In any case, Petitioner does not have a protected liberty interest even if Sandin were applied.

As correctly noted by Respondent, every California prisoner serving an indeterminate prison term is

subject to the statutory maximum term unless the BPT fixes a shorter term. See Dannenberg, 34

Cal.4th at 1097-98. Therefore, the BPT’s denial of parole cannot possibly impose an “atypical or

significant hardship on the inmate in relation to the ordinary incidents of prison life.” Sandin, 515

U.S. at 484. Consequently, California’s parole statutes do not give rise to a protected liberty interest

under the Supreme Court’s test in Sandin.

RECOMMENDATION

Accordingly, the Court HEREBY RECOMMENDS that Respondent’s motion to dismiss for

lack of subject matter jurisdiction be GRANTED and the petition for writ of habeas corpus be

DISMISSED.

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This Findings and Recommendation is submitted to the Honorable Oliver W. Wanger, United

States District Court Judge, pursuant to the provisions of 28 U.S.C. section 636 (b)(1)(B) and Rule

72-304 of the Local Rules of Practice for the United States District Court, Eastern District of

California. 

Within thirty (30) days after being served with a copy, any party may file written objections

with the court and serve a copy on all parties. Such a document should be captioned “Objections to

Magistrate Judge’s Findings and Recommendation.” Replies to the objections shall be served and

filed within ten (10) court days (plus three days if served by mail) after service of the objections. The

Court will then review the Magistrate Judge’s ruling pursuant to 28 U.S.C. § 636 (b)(1)(C). The

parties are advised that failure to file objections within the specified time may waive the right to

appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9 Cir. 1991). th

IT IS SO ORDERED.

Dated: July 25, 2006 /s/ Lawrence J. O'Neill 

b9ed48 UNITED STATES MAGISTRATE JUDGE

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