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Parties Involved:
Drakenold T. Nguyen
Appellant
United States of America
Appellee

Document Text:

United States Court of Appeals

For the Seventh Circuit

Chicago, Illinois 60604

Submitted July 13, 2010

Decided July 14, 2010

Before

 ILANA DIAMOND ROVNER, Circuit Judge

 DIANE S. SYKES, Circuit Judge

JOHN DANIEL TINDER, Circuit Judge

Nos. 09-2428 & 09-2429

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

v.

DRAKENOLD T. NGUYEN,

Defendant-Appellant.

Appeals from the United States District 

Court for the Eastern District of Wisconsin.

Nos. 05-CR-228 & 06-CR-163

Charles N. Clevert, Jr.,

Chief Judge.

O R D E R

Drakenold Nguyen pleaded guilty to conspiracy to possess and distribute

marijuana, 21 U.S.C. §§ 846, 841(a)(1), and conspiracy to launder the proceeds, 18 U.S.C.

§ 1956(a), (h). His plea agreement resolved indictments in both the Eastern District of

Wisconsin and the Eastern District of Michigan, and includes a waiver of Nguyen’s right to

appeal his sentence except with routine exceptions not relevant here. The district court

imposed concurrent terms of 240 months’ imprisonment. Nguyen has filed a notice of

appeal, but his appointed counsel are unable to find a nonfrivolous basis for the appeal and

have moved to withdraw under Anders v. California, 386 U.S. 738 (1967). Nguyen opposes

dismissal and moves this court to appoint new counsel. See CIR. R. 51(b). We confine our

NONPRECEDENTIAL DISPOSITION

To be cited only in accordance with

Fed. R. App. P. 32.1

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Nos. 09-2428 & 09-2429 Page 2

review to the potential issues outlined in counsel’s facially adequate brief and Nguyen’s

response. See United States v. Schuh, 289 F.3d 968, 973-74 (7th Cir. 2002).

Nguyen now contends that his guilty pleas were involuntary. Accordingly, counsel

first address whether there is any basis to argue that the pleas should be set aside. 

See United States v. Knox, 287 F.3d 667, 671-72 (7th Cir. 2002). In the district court Nguyen

did not seek to withdraw his pleas; therefore, we would examine the plea colloquy only for

plain error. United States v. Vonn, 535 U.S. 55, 59 (2002); United States v. Griffin, 521 F.3d 727,

730 (7th Cir. 2008). Rule 11 of the Federal Rules of Criminal Procedure details the

procedures that a district court must follow when a defendant wishes to plead guilty. FED.

R. CRIM. P. 11(b)(1); United States v. Polak, 573 F.3d 428, 431 (7th Cir. 2009). If the district

court omits an admonishment required by Rule 11, “the defendant must show why the

omission made a difference to him.” United States v. Sura, 511 F.3d 654, 662 (7th Cir. 2007).

Nguyen’s lawyers count four omissions in the change-of-plea colloquy. According

to counsel, the district court did not inform Nguyen that (1) he could be ordered to pay

restitution or to forfeit property, (2) he retained the right to plead not guilty, (3) he could

have court-appointed counsel, and (4) he would waive his right to confront witnesses by

pleading guilty. See FED. R. CRIM. P. 11(b)(1)(J), (K), (B), (D). But counsel are mistaken. 

Restitution and forfeiture were not issues in the prosecution, so the district court properly

said nothing about either. Cf. United States v. Fox, 941 F.2d 480, 484 (7th Cir. 1991). And the

court did tell Nguyen that he could persist with his plea of not guilty and had the right to

counsel. The court also described the steps in a trial—including cross-examination of the

government’s witnesses—and warned Nguyen that he would “not have a trial such as I’ve

described” if he pleaded guilty. Moreover, paragraph 31 of the plea agreement lists the

trial rights that Nguyen would give up by pleading guilty, including the right to

confrontation, and during the plea colloquy the court specifically drew Nguyen’s attention

to that paragraph. All of that was enough to satisfy the standard of substantial compliance

with Rule 11. See United States v. Maeder, 326 F.3d 892, 893 (7th Cir. 2003); United States v.

Blalock, 321 F.3d 686, 688 (7th Cir. 2003).

In his Rule 51(b) response, Nguyen contends that his guilty pleas lacked a factual

basis. But at the change-of-plea colloquy, Nguyen testified under oath at length about his

involvement in a conspiracy to distribute marijuana and launder the drug proceeds

through Canada. Thus, this argument would be frivolous because his testimony was

enough to satisfy the district court that there is a factual basis for the guilty pleas. See FED.

R. CRIM. P. 11(b)(3); Schuh, 289 F.3d at 975.

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Nos. 09-2428 & 09-2429 Page 3

Nguyen also asserts that the government rendered his guilty pleas involuntary by

not informing the district court of the nature and extent of his cooperation and by violating

a purported agreement to limit his prison sentence to ten years. The plea agreement does

not include any term limiting the length of Nguyen’s prison sentence, and during the plea

colloquy he assured the district court that no promises had been made to him beyond what

is in the written agreement. Any argument that his prison sentence is longer than what he

was promised is thus beyond the scope of this direct appeal, and even in a post-conviction

proceeding, Nguyen will face a presumption that his statements to the court during the

colloquy were truthful. See Sura, 511 F.3d at 662; United States v. Stewart, 198 F.3d 984, 987

(7th Cir. 1999). As for cooperation, Nguyen is correct that under the plea agreement the

government promised to advise the district court of the nature and extent of his

cooperation. But there is no evidence in the record that Nguyen had cooperated with the

government in its investigation of his case or any related matter, nor does Nguyen assert in

his Rule 51(b) response that he cooperated. See United States v. Jones, 209 F.3d 991, 997-98

(7th Cir. 2000).

Finally, Nguyen asserts that the lawyer who negotiated the plea agreement

provided ineffective assistance though he does not explain how his lawyer’s performance

was deficient. A claim of ineffective assistance is best raised on collateral review where a

complete record can be developed. Massaro v. United States, 538 U.S. 500, 504-05 (2003);

United States v. Harris, 394 F.3d 543, 557-58 (7th Cir. 2005). 

Nguyen’s plea agreement includes an unambiguous waiver of his right to appeal his

sentence. An appeal waiver stands or falls with the plea agreement, and because we

conclude that any challenge to Nguyen’s guilty pleas would be frivolous, the waiver is

enforceable. See Nunez v. United States, 546 F.3d 450, 453 (7th Cir. 2008); United States v.

Linder, 530 F.3d 556, 561 (7th Cir. 2008).

Accordingly, we GRANT counsel’s motion to withdraw and DISMISS the appeals. 

We DENY Nguyen’s motion for appointment of new counsel. 

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