Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca10-18-02144/USCOURTS-ca10-18-02144-0/pdf.json

Parties Involved:
Derrick Ivan Jim
Appellant
United States of America
Appellee

Document Text:

UNITED STATES COURT OF APPEALS 

TENTH CIRCUIT

UNITED STATES OF AMERICA, 

 Plaintiff-Appellee, 

v. 

DERRICK IVAN JIM, 

 Defendant-Appellant. 

No. 18-2144 

(D.C. No. 1:10-CR-02653-JB-1) 

(D.N.M.) 

ORDER AND JUDGMENT*

Before BACHARACH, SEYMOUR, and McHUGH, Circuit Judges. 

 

 The United States District Court for the District of New Mexico sentenced 

Derrick Ivan Jim to life imprisonment for his conviction on two counts of 

aggravated sexual abuse in violation of 18 U.S.C. §§ 1153, 2241(a)(1), and 

2246(2)(A). Mr. Jim now appeals, arguing the life sentence is substantively 

unreasonable.1

 

*

 This order and judgment is not binding precedent, except under the doctrines of law of 

the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive 

value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. 

1

 In United States v. Antelope, 430 U.S. 641, 645 (1977), the Court held “that federal 

legislation with respect to Indian Tribes, although relating to Indians as such, is not based 

upon impermissible racial classifications.” Mr. Jim believes Antelope was wrongly 

decided and preserves for Supreme Court review his argument that the racial 

FILED 

United States Court of Appeals 

Tenth Circuit 

February 25, 2020

Christopher M. Wolpert 

Clerk of Court

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I. 

 In 2012, a federal jury convicted Derrick Ivan Jim of aggravated sexual 

abuse occurring in the Navajo Nation. The district court sentenced him to 360 

months’ imprisonment based on a guideline range of 360 months to life. The 

district court recognized that the victim was seriously injured by the viciousness 

of Mr. Jim’s rape, but the court believed that the victim’s injuries were accounted 

for in the underlying guideline for aggravated sexual abuse. Mr. Jim appealed his 

conviction and the government cross appealed the sentence, contending the 

district court should have applied a two-level enhancement pursuant to U.S.S.G. 

§ 2A3.1(b)(4)(B) for causing the victim serious bodily injury. We affirmed the 

conviction but reversed the sentence, explaining that it is not double-counting to 

include a sentence enhancement for both “the egregiousness of [a defendant’s] 

conduct in committing a sex offense and for the injuries inflicted during that 

offense because those enhancements address different and distinct matters.” 

United States v. Jim, 786 F.3d 802, 816 (10th Cir. 2015) (emphasis in original). 

 At the resentencing hearing, the district court recognized that the victim 

had sustained serious bodily injury within the meaning of the two-level 

enhancement. Applying the enhancement resulted in a new offense level of 43.2

 

classification created by the Major Crimes Act, 18 U.S.C. § 1153, renders the statute 

unconstitutional. 

2

 The two-level enhancement for causing the victim serious bodily injury increased Mr. 

Jim’s offense level from 42 to 44. However, the highest offense level contemplated by 

the sentencing guidelines is 43. 

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Combined with a criminal history of II, the new guideline became a life sentence 

rather than the previous range of 360 months to life. The district court declined 

Mr. Jim’s request for a downward departure of four offense levels, declined a 

downward variance from the applicable guideline range, and accordingly imposed 

a within-guidelines sentence of life imprisonment. Mr. Jim now appeals the 

district court’s sentence, arguing that his life sentence is substantively 

unreasonable. “[S]ubstantive reasonableness review broadly looks to whether the 

district court abused its discretion in weighing permissible [18 U.S.C.] § 3553(a) 

factors in light of the ‘totality of the circumstances.’” United States v. Sayad, 589 

F.3d 1110, 1118 (10th Cir. 2009) (quoting Gall v. United States, 552 U.S. 38, 51 

(2007)). Under the applicable abuse of discretion standard, “a district court’s 

sentence is substantively unreasonable only if it is arbitrary, capricious, 

whimsical, or manifestly unreasonable.” Id. at 1116 (internal quotation marks and 

citation omitted). 

II. 

A. Substantive Reasonableness of Resentencing

 Mr. Jim first contends his life sentence is substantively unreasonable given 

that the district court previously determined that a 360-month sentence would 

serve the purposes of sentencing, and that no new facts were presented at 

resentencing. But this overlooks the fact that the district court incorrectly 

determined the guideline range when it initially sentenced Mr. Jim. On 

 

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resentencing, the new guideline was a singular recommendation of life in prison. 

“If the sentence imposed is within the properly calculated Guidelines range, we 

may apply a presumption of reasonableness to the sentence on our appellate 

review.” United States v. Regan, 627 F.3d 1348, 1352 (10th Cir. 2010) (citation 

omitted); see also Rita v. United States, 551 U.S. 338, 347 (2007) (“[A] court of 

appeals may apply a presumption of reasonableness to a district court sentence 

that reflects a proper application of the Sentencing Guidelines.”). The district 

court’s proper calculation of Mr. Jim’s guideline range is not in dispute here, so 

we apply a presumption of reasonableness to his within-guidelines sentence. Mr. 

Jim can rebut this presumption “by demonstrating its unreasonableness in light of 

the § 3553(a) factors.” United States v. Martinez-Barragan, 545 F.3d 894, 905 

(10th Cir. 2008) (citation omitted). 

 Mr. Jim’s first argument fails to consider the increase by two offense levels 

at resentencing for the victim’s serious bodily injury. Once this court found 

procedural error in Mr. Jim’s initial sentencing, the slate was wiped clean and the 

district court was required at resentencing to reconsider all § 3553(a) factors in 

light of Mr. Jim’s newly corrected offense level of 43. See United States v. Smith, 

930 F.2d 1450, 1456 (10th Cir. 1991) (remanding for resentencing and 

“direct[ing] the sentencing court to begin anew . . . [as] fully de novo

resentencing is entirely appropriate”) (internal quotation marks omitted). 

Analysis of a proper sentence must start from the correctly calculated guideline 

 

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range. See Gall, 552 U.S. at 49 (“[A] district court should begin all sentencing 

proceedings by correctly calculating the applicable Guidelines range . . . to secure 

nationwide consistency, the Guidelines should be the starting point and the initial 

benchmark.”) (citation omitted); 18 U.S.C. § 3742(g). 

 “The sentencing judge should set forth enough to satisfy the appellate court 

that he has considered the parties’ arguments and has a reasoned basis for 

exercising his own legal decisionmaking authority.” Rita, 551 U.S. at 356 

(citation omitted). The district court here did just that, both at Mr. Jim’s 

resentencing hearing and in the court’s subsequent 34-page Opinion and Order. 

Given the district court’s thorough reconsideration of all circumstances relevant 

to Mr. Jim’s sentence,3

 we cannot conclude that his sentence is substantively 

unreasonable merely because it increased from 360 months to life imprisonment 

when the district court resentenced Mr. Jim according to the newly determined 

guideline recommendation of life in prison. 

 

3

 Mr. Jim also contends that his sentence is substantively unreasonable because (1) the 

district court inaccurately stated that Mr. Jim had not taken steps to address his alcohol 

problem; and (2) the court unfairly weighed Mr. Jim’s insistence on going to trial against 

him at sentencing. The record shows that the district court considered Mr. Jim’s history 

of alcohol problems at both sentencing hearings and determined not to impose an upward 

or downward variance. Based upon Mr. Jim’s intoxication at the time of the rape, the 

court could have reasonably determined that Mr. Jim had not taken adequate steps to 

address his alcohol problem. In addition, we are not convinced that the court punished 

Mr. Jim for choosing to go to trial. Instead the record demonstrates that the court 

properly considered both Mr. Jim’s decision to lie under oath and his refusal to accept 

responsibility for the crime. See United States v. Portillo-Valenzuela, 20 F.3d 393, 395 

(10th Cir. 1994) (“[D]enying the reduction for acceptance of responsibility is not a 

penalty for exercising any rights. The reduction is simply a reward for those who take full 

responsibility.”). 

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B. Substantive Reasonableness of Sentencing Under the Guidelines

 Next, Mr. Jim contends the district court abused its discretion in weighing 

the § 3553(a) factors and overemphasized the sentencing guidelines in its 

resentencing. In particular, Mr. Jim first posits that the district court used the 

guidelines as a proxy for the need to avoid unwarranted disparities among 

defendants convicted of the same crime and that such emphasis on the guidelines 

is inappropriate given the rarity of aggravated sexual abuse cases that proceed to 

trial. He also contends that life sentences are reserved for rape cases more 

heinous than his case. We address each of these arguments in turn. 

i.Use of the Guidelines as a Proxy Given the Rarity of Aggravated Sexual 

Abuse Cases Going to Trial 

 When setting the guideline ranges, the Sentencing Commission “clearly 

considered” the avoidance of disparities in sentencing. Gall, 552 U.S. at 54. 

Moreover, one factor that district courts must consider when imposing a sentence 

is “the need to avoid unwarranted sentence disparities among defendants.” 18 

U.S.C. § 3553(a)(6). Mr. Jim asserts that because aggravated sexual abuse cases 

rarely go to trial, the guidelines should not serve as a proxy for the unwarranted 

disparities consideration. But Mr. Jim’s position is undermined by the wellestablished role of the guidelines in sentencing and the district court’s detailed 

consideration at resentencing of all relevant factors, including both upward and 

downward pressures on Mr. Jim’s sentence. The court also considered and 

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distinguished the cases Mr. Jim cites in support of a downward variance from the 

guidelines. 

 Section 3553(a) sets forth the relevant factors district courts must consider 

in imposing a sentence.4

 The district court here carefully analyzed each of these 

factors both at the resentencing hearing and in its Opinion and Order. In fact, the 

district court identified and considered fourteen factors placing downward 

pressure on Mr. Jim’s sentence, but concluded that neither a downward departure 

nor a downward variance from the guidelines was warranted. In light of the 

district court’s detailed explanation of its decision, we are not persuaded the 

court used the guidelines merely as a proxy in imposing Mr. Jim’s sentence. 

ii. Life Sentences in Aggravated Sexual Abuse Cases 

 Mr. Jim also argues his sentence is substantively unreasonable because life 

sentences are reserved for more heinous rape cases. In support of his position, 

Mr. Jim cites three cases in which the defendants received a lesser sentence than 

he did for aggravated sexual abuse: United States v. Martin, 528 F.3d 746 (10th 

Cir. 2008); United States v. Estep, 138 F. App’x 113 (10th Cir. 2005) 

 

4

 Factors to be considered in imposing a sentence include: “(1) the nature and 

circumstances of the offense and the history and characteristics of the defendant; (2) the 

need for a sentence to reflect the basic aims of sentencing, namely (a) just punishment 

(retribution), (b) deterrence, (c) incapacitation, and (d) rehabilitation; (3) the kinds of 

sentences available; (4) the Sentencing Commission Guidelines; (5) Sentencing 

Commission policy statements; (6) the need to avoid unwarranted sentencing disparities; 

and (7) the need for restitution.” United States v. Cookson, 922 F.3d 1079, 1092 (10th 

Cir. 2019) (internal quotation marks and citation omitted); See 18 U.S.C. § 3553(a) 

(requiring the district court to “impose a sentence sufficient, but not greater than 

necessary, to comply with the purposes set forth in [§ 3553(a)(2)]”).

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(unpublished); and United States v. Chee, No. 98-2038, 1999 WL 261017 (10th 

Cir. May 3, 1999). But these cases are all distinguishable based on the offense 

level and criminal history category from which the sentences were calculated, and 

on the fact that the defendants all received sentences within the applicable 

guidelines range. See Martin, 528 F.3d at 749, 754; Estep, 138 F. App’x at 117; 

Chee, 1999 WL 261017 at *6. Moreover, substantive reasonableness of the 

sentence was not an issue on appeal in any of the three cases. 

 Mr. Jim also asserts that life sentences for aggravated sexual abuse cases 

and “sentences significantly above 360-months that are likely to result in the 

defendant dying in prison” generally apply “where victims are minors, and often 

where the sexual abuse involved multiple victims or was ongoing for a year or 

more.” Aplt. Br. at. 33. However, sentencing was an issue on appeal in only one 

of the six cases Mr. Jim cites in support of this argument, United States v. Mix, 

457 F.3d 906, 909 (9th Cir. 2006).5

 

 

5

 The defendants in the other five cases appealed only their convictions, and two 

of the five opinions noted that the sentence the defendant received was within the 

guideline range for the defendant’s offense level and criminal history category.

United States v. Yazzen, 187 F. App’x 800, 801 (10th Cir. 2006) (unpublished) 

(noting the guideline range for an offense level 43 and criminal history category 

of II—Mr. Jim’s same level and category—is mandatory life imprisonment); 

United States v. Charley, 189 F.3d 1251, 1259 (10th Cir. 1999) (noting that the 

district court applied the guidelines in sentencing the defendant to life 

imprisonment); United States v. Begay, 550 F. App’x 604, 606 (10th Cir. 2013) 

(unpublished) (noting the defendant received a 50-year sentence where victim 

was a minor and paraplegic); United States v. Chaco, 520 F. App’x 694, 695 

(10th Cir. 2013) (unpublished) (noting the defendant received a 516-month 

sentence where victim was a minor); United States v. Yazzie, 743 F.3d 1278, 1286 

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Mix is also distinguishable. There, the Ninth Circuit upheld as reasonable 

an above-guidelines sentence imposed by the district court. Mix, 457 F.3d at 909.

The district court in Mix imposed life sentences as to seven counts (five counts of 

aggravated sexual abuse and two counts of kidnapping) to run concurrently with 

two consecutive 120-month sentences for two counts of assault with a dangerous 

weapon. Id. at 909–10. In addition, the court imposed an upward variance from 

the guideline range based upon “the heinous, brutal, continued nature” of the 

crime. Id. at 910 (quoting the district court opinion). Affirming the life sentence, 

the Ninth Circuit concluded that the district court “imposed a sentence outside of 

the Guidelines based upon consideration of § 3553(a) factors that the district 

court believed had not been adequately taken account of by the Guidelines 

calculation.” Id. at 911–12. 

 Here, the district court did not vary from the guideline calculation by 

imposing a life sentence. The court carefully considered the sentencing 

guidelines, § 3553(a) factors, and circumstances putting both upward and 

downward pressure on Mr. Jim’s sentence. We therefore conclude that the district 

court did not abuse its discretion in imposing a life sentence. 

 

(9th Cir. 2014) (noting the district court imposed a 420-month sentence where 

victim was a minor). 

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III. 

 Mr. Jim also appeals the district court’s imposition of a special condition 

of supervision that the court had previously specifically excluded during its oral 

pronouncement of the sentence. Notably, at Mr. Jim’s second sentencing hearing, 

the district court agreed to remove a special condition of Mr. Jim’s sentence 

related to his contact with children under the age of eighteen. The government 

concedes it was error to thereafter impose this condition, agreeing that the oral 

pronouncement controls. See United States v. Villano, 816 F.2d 1448, 1450–51 

(10th Cir. 1987) (en banc). Accordingly, we remand to the district court to amend 

the judgment to remove the condition. 

 For the foregoing reasons, we AFFIRM the sentence imposed by the 

district court but REMAND for further proceedings regarding the special 

conditions of Mr. Jim’s supervised release. 

 Entered for the Court 

 Stephanie K. Seymour 

 Circuit Judge 

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