Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca8-04-02759/USCOURTS-ca8-04-02759-0/pdf.json

Parties Involved:
Keith Thompson
Appellant
United States of America
Appellee

Document Text:

1

The Honorable Stephen M. Reasoner, late a United States District Judge for

the Eastern District of Arkansas. 

United States Court of Appeals

FOR THE EIGHTH CIRCUIT

___________

No. 04-2759

___________

United States of America, * 

* 

Appellee, * 

* Appeal from the United States

v. * District Court for the 

* Eastern District of Arkansas.

Keith Thompson, * 

* 

Appellant. *

___________

Submitted: January 12, 2005

Filed: April 6, 2005 (Corrected: 04/12/05)

___________

Before MELLOY, SMITH, and COLLOTON, Circuit Judges.

___________

SMITH, Circuit Judge.

Keith Thompson was convicted of being a felon in possession of a firearm in

violation of 18 U.S.C. § 922(g)(1). The district court1

 sentenced Thompson to 46

months' imprisonment. Thompson filed the instant appeal arguing that his sentence

is invalid under the United States Supreme Court's decision in United States v.

Booker, 125 S. Ct. 738 (2005); that the district court erred in failing to instruct the

jury on a defense of justification; and that the district court erred by not suppressing

evidence. We affirm.

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The federal purchase form for the rifle noted the purchaser to be Latina

Sanders, Thompson's girlfriend and the mother of his child.

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On September 2, 2001, the Chicot County Sheriff's Department in Arkansas

received an emergency call from Clifton Hampton. Hampton, a local nightclub owner,

reported that Keith Thompson was firing an "AK-47" rifle in the parking lot.

Thompson's car was parked in the lot and Hampton read and recorded Thompson's

vehicle tag information. Hampton relayed that information to law enforcement who

ran a check on the registration information. 

The vehicle tag information reported by Hampton revealed that the vehicle was

registered in Thompson's name, and listed an address of 625 Shepard Street, Dermott,

Arkansas. Officers went to that address and contacted Thompson. Officers questioned

Thompson about the shooting, but he denied having fired the weapon. Thompson told

them that an individual from McGehee actually fired the weapon. At that point,

officers asked Thompson if they could search his vehicle and he stated that "he didn't

care." Thompson opened the vehicle upon the officer's request. The police found a

Norinco SKS assault rifle in the car.2

 The rifle had a single round in the chamber and

twenty-seven rounds in a clip. Meanwhile, at the nightclub parking lot, Deputy

Sheriff Ron Nichols recovered two empty rounds of the same ammunition caliber and

brand found in Thompson's vehicle. Thompson later gave a written statement and

admitted to shooting the rifle. 

Thompson gave a second statement after his indictment for being a felon in

possession of a firearm. This time, Thompson claimed that his girlfriend, Latina

Sanders, actually fired the rifle. Thompson claimed that he merely took the rifle from

Sanders and put it in his trunk to stop her from firing it. Thompson elected a jury trial,

and maintained that he only possessed the firearm for a fleeting moment to lock it in

the trunk of his vehicle. Sanders testified for the defense and corroborated

Thompson's claim that she fired the weapon in the nightclub parking lot. However,

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There were no enhancements suggested by the PSR.

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Hampton, the nightclub owner, testified that it was Thompson, not Sanders, that he

saw fire the assault rifle. The jury found Thompson guilty. 

A presentence report (PSR) was prepared by a United States Probation Officer.

The uncontested guideline range for Thompson was set at between 41 and 51

months.3

 The district court imposed a sentence of 46 months' imprisonment.

Thereafter, the United States Supreme Court handed down its decision in Blakely v.

Washington, 124 S. Ct. 2531 (2004). Thompson filed a motion in connection with the

Blakely decision and the district court issued an alternative sentence of 46 months'

imprisonment should the United States Sentencing Guidelines be held

unconstitutional. Thompson filed a timely notice of appeal. On the same day that this

case was submitted to the court, the United States Supreme Court handed down its

landmark decision in United States v. Booker, 125 S. Ct. 738 (2005).

I. Application of Booker

In Booker, the United States Supreme Court held that the Sixth Amendment to

the United States Constitution requires that facts “necessary to support a sentence

exceeding the maximum authorized by the facts established by a plea of guilty or a

jury verdict must be admitted by the defendant or proved to a jury beyond a

reasonable doubt.” Booker, 125 S. Ct. at 756. Thompson's sentence was not altered

by any enhancements and was initially calculated under the United States Sentencing

Guidelines only as to his conviction for being a felon in possession of a firearm. As

such, all the facts necessary to support Thompson's sentence were proved to a jury

beyond a reasonable doubt. 

In addition, the district court insulated Thompson's sentence by announcing an

identical alternative sentence should the Guidelines be held completely

unconstitutional. Some courts have ruled that an "alternative sentence" is appropriate

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under the post-Blakely legal landscape. See United States v. Dickerson, 381 F.3d 251,

261 n. 9 (3d Cir. 2004) ("On resentencing, the District Court may wish to announce

an appropriate alternative non-guideline sentence.") (citing United States v. Leach,

325 F. Supp.2d 557, 559 (E.D.Pa. 2004)); see also United States v. Hammoud, 381

F.3d 316 (4th Cir. 2004); United States v. Pineiro, 377 F.3d 464 (5th Cir. 2004);

United States v. Booker, 375 F.3d 508, 515 (7th Cir. 2004) ("as a matter of prudence,

the judge should in any event select a nonguidelines alternative sentence."), aff'd and

remanded, 125 S. Ct. 738. We have also approved the use of alternative sentencing

in a similar area. See, e.g., United States v. Warner, 894 F.2d 957, 961 (8th Cir. 1990)

(approving of alternative sentence at a time where courts had declared the Guidelines

unconstitutional but were later overruled by the United States Supreme Court in

Mistretta v. United States, 488 U.S. 361 (1989)). Nonetheless, we must still review

Thompson's sentence under the mandates of Booker.

The district court erred in sentencing Thompson under the view that the

Guidelines were mandatory, and erred in sentencing Thompson under the view that

the Guidelines were completely unconstitutional. The Supreme Court explained that

while the Guidelines are effectively advisory, district courts are required to consider

the Guidelines' ranges, and permitted to tailor the sentence in accordance with the

factors listed in 18 U.S.C. § 3553(a). Booker, 125 S. Ct. at 757. Nonetheless, Justice

Breyer warned appellate courts that "in cases not involving a Sixth Amendment

violation, whether resentencing is warranted or whether it will instead be sufficient

to review a sentence for reasonableness may depend upon application of the

harmless-error doctrine." Booker, 125 S. Ct. at 769. The Federal Rules of Criminal

Procedure require that "[a]ny error, defect, irregularity, or variance which does not

affect substantial rights [of the defendant] must be disregarded." Fed. R. Crim. P.

52(a). "[I]n most cases, [for an error to have affected substantial rights], it means that

the error must have been prejudicial: It must have affected the outcome of the district

court proceedings." United States v. Olano, 507 U.S. 725, 734 (1993). We find that

the district court's announcement that it would sentence Thompson to 46 months'

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imprisonment regardless of whether the Guidelines were mandatory renders any

remand futile. See United States v. Sayre, No. 04-1330, slip op. (8th Cir. March 9,

2005) (Gruender, J., concurring). Accordingly, we hold that any error stemming from

Booker was harmless. 

Booker directs that we review Thompson's sentence for unreasonableness,

judging it with regard to the factors in 18 U.S.C. § 3553(a). Booker, 125 S. Ct. at

765–766. Having reviewed the record and the factors in § 3553(a), we conclude that

Thompson's 46-month sentence is reasonable. 

II. Justification Defense to Violations of 18 U.S.C. § 922(g) 

For his second point on appeal, Thompson contends that the jury should have

been instructed on the affirmative defense of "justification" based on his theory that

he only possessed the rifle long enough to take it away from his intoxicated girlfriend

and safely secure it in the trunk of his automobile. Thompson never requested a

"justification" or "innocent-possession" instruction at trial. Therefore, we are limited

to review the failure to instruct for plain error. United States v. Crenshaw, 359 F.3d

977, 989 (8th Cir. 2004). "There is plain error if the omitted instructions should have

been given and the error affected the defendant's 'substantial rights.'" United States

v. Pinque, 234 F.3d 374, 378 (8th Cir. 2000).

Thompson points to United States v. Panter, 688 F.2d 268, 272 (5th Cir. 1982)

(decision under prior law) where the Fifth Circuit held that "where a convicted felon,

reacting out of a reasonable fear for the life or safety of himself, in the actual,

physical course of a conflict that he did not provoke, takes temporary possession of

a firearm for the purpose or in the course of defending himself, he is not guilty of

[being a felon in possession of a firearm]." Likewise, the Eleventh Circuit has

allowed the defense in extraordinary circumstances requiring the following elements

to be proven: (1) that the defendant was under an unlawful and present, imminent,

and impending threat of death or serious bodily injury; (2) that the defendant did not

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We have previously noted that a failure to raise a suppression issue in a timely

pretrial motion results in "waiver" of the matter under Fed. R. Crim. P. 12(f), but

refused to decide whether the "waiver" prevented a plain error review. United States

v. Frazier, 280 F.3d 835, 845 (8th Cir. 2002). We see no reason to decide this issue

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negligently or recklessly place himself in a situation where he would be forced to

engage in criminal conduct; (3) that the defendant had no reasonable legal alternative

to violating the law; and (4) that there was a direct causal relationship between the

criminal action and the avoidance of the threatened harm. United States v. Rice, 214

F.3d 1295, 1297 (11th Cir. 2000); see also United States v. Lomax, 87 F.3d 959, 961

(8th Cir. 1996) (giving the same elements for the justification defense in general).

We have not been so definitive in establishing the justification defense to

prosecution under § 922(g). See United States v. Blankenship, 67 F.3d 673, 677 (8th

Cir.1995) (laying out the elements of a justification defense but declining to

determine whether the defense is available in § 922(g) cases); see also United States

v. Martin, 62 F.3d 1009, 1011 (8th Cir. 1995) (noting the elements but declining to

determine whether the defense is available); United States v. Taylor, 122 F.3d 685,

689 (8th Cir.1997) (refraining from deciding whether the justification defense will

be recognized in the Eighth Circuit). In all those cases we explained that the

justification defense, if available, should only be utilized in very limited

circumstances. Because this circuit has not adopted the instruction that Thompson

seeks, we cannot say that the district court committed plain error in not giving it. 

III. Suppression 

Finally, Thompson "respectfully asks this Court [to] review his case to

determine whether the prosecution met its burden of proving that a warrantless search

was properly conducted." Thompson neither requested suppression of the evidence

seized from his car, nor did he object to the admission of the evidence at trial, and,

therefore, this claim is also reviewed for plain error. United States v. Quam, 367 F.3d

1006, 1008 (8th Cir. 2004).4

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now as Thompson's point is meritless under any standard of review. See id.

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In this case, when the officers asked Thompson if they could search his car, he

consented by stating "I don't care" and then opening the door of his vehicle. A

consensual search does not violate the Fourth Amendment if the consent was given

voluntarily and without coercion. United States v. Meza-Gonzalez, 394 F.3d 587, 592

(8th Cir. 2005). Thompson has not shown his consent was involuntary or coerced.

There was no violation of his Fourth Amendment rights. 

For the foregoing reasons, we affirm Thompson's conviction and sentence. 

______________________________

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