Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca8-06-02098/USCOURTS-ca8-06-02098-0/pdf.json

Parties Involved:
Joe Mack Pool
Appellee
United States of America
Appellant

Document Text:

United States Court of Appeals

FOR THE EIGHTH CIRCUIT

___________

No. 06-2098

___________

United States of America, *

*

Appellant, * Appeal from the United

* States District Court 

v. * for the Eastern District 

* of Arkansas.

Joe Mack Pool, *

*

Appellee. *

___________

Submitted: November 14, 2006

Filed: January 29, 2007

___________

Before RILEY, BEAM, and SMITH, Circuit Judges.

___________

BEAM, Circuit Judge.

In July 2005, Joe Mack Pool was convicted by a jury of one count of conspiracy

to commit bribery and money laundering, in violation of 18 U.S.C. § 371, and over

ninety counts of aiding and abetting bribery, and money laundering, in violation of 18

U.S.C. §§ 2, 666(a)(2) and 1956(a)(1)(B)(i). In March 2006, the district court

sentenced Pool to five years of probation with the first twelve months to be served in

a halfway house where Pool could leave for work, health reasons or religious

activities. The United States appeals the sentence. We vacate the sentence and

remand for resentencing. 

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I. BACKGROUND

Pool owned a trucking company, Machinery Transport, in Henderson, Texas.

As indicated, he was tried and convicted of over ninety counts of public official

bribery and conspiracy to commit bribery and money laundering. These charges arose

from his role in a scheme to bribe an Arkansas Highway and Transportation

Department employee to obtain permits in an expedited fashion or to be allowed to

transport oversized or overweight loads over public highways. Prior to sentencing,

Pool filed a motion for downward departure based on his charitable activities and the

State's own misconduct. The guidelines range was thirty-three to forty-one months'

imprisonment and the district court sentenced Pool to five years' probation. 

The government claims that the sentence imposed by the district court is

unreasonable because Pool is not an atypical defendant when compared to others

convicted of the same crimes and that the record does not support a probationary

sentence. At the sentencing hearing at least four people testified on Pool's behalf in

an attempt to seek a reduction in sentence: (1) Pool's brother testified that Pool bought

him a house after his was destroyed by a tornado, and that Pool made anonymous

contributions to Pool's church; (2) a family friend testified that Pool was generous in

giving his money to people that others might not be thoughtful enough to consider,

and that Pool had co-signed a loan for this friend without the friend's knowledge; (3)

Pool's nephew testified that Pool took him in after the boy's father (Pool's brother)

died and the boy's mother dealt with personal problems, that Pool was a surrogate

father to him and was instrumental in the boy's future successes and that Pool went to

church often and was charitable; and (4) Pool's son testified that if Pool went to jail,

the business Pool ran "wouldn't be the same." The court also received approximately

forty-six character letters on Pool's behalf, describing his activities in the community

and many examples of his generous spirit.

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The court stated, "I'm going to depart from the guidelines in order to institute

a non-guidelines sentence under the statutory provisions." Thus, it is unclear to us

whether the district court intended to impose a traditional departure under a guidelines

calculation or a variance from the suggested guidelines sentence based upon the

court's consideration of the section 3553(a) factors. See United States v. McMorrow,

471 F.3d 921, 926 (8th Cir. 2006) (setting out this circuit's three-step sentencing

process post-Booker). Given the court's colloquy at the sentencing hearing leading

up to this pronouncement, we assume that, in fact, the district court "varied." 

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The district court was persuaded to impose this probationary sentence in order

to preserve Pool's business and the jobs of his employees, because of the need for Pool

to continue his charitable activities, and because of Pool's medical problems briefly

referenced in the PSR. As to Pool's charitable activities, the court found it especially

notable that Pool had "provided financial assistance to others starting their own

companies to include direct gifts, loans and letters of credit." 

II. DISCUSSION

We review a district court's variance from the advisory guidelines1

 range under

a reasonableness standard that is similar to an abuse of discretion review. United

States v. Plaza, 471 F.3d 876, 878 (8th Cir. 2006). A sentence may be unreasonable

when a sentencing court:

fails to consider a relevant factor that should have received significant

weight, gives significant weight to an improper or irrelevant factor, or

considers only appropriate factors but nevertheless commits a clear error

of judgment by arriving at a sentence that lies outside the limited range

of choice dictated by the facts of the case.

United States v. Haack, 403 F.3d 997, 1004 (8th Cir.), cert denied, 126 S. Ct. 276

(2005). In arriving at a sentence, district courts are to consider the factors set forth in

18 U.S.C. § 3553(a). United States v. Booker, 543 U.S. 220, 261 (2005). A sentence

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that falls outside the guidelines range is reasonable only if the district court offers

appropriate justification for the sentence under the factors identified in section

3553(a). United States v. Gatewood, 438 F.3d 894, 896 (8th Cir. 2006). 

In imposing a probationary sentence in the face of a suggested sentence of

thirty-three to forty-one months' imprisonment, the district court recited the factors set

forth in section 3553(a), stating that he considered each of them in arriving at the

sentence. We must decide if it was reasonable for the court to impose probation in

light of a minimum suggested prison term of more than two and one-half years. We

find that it was not, and note that the court's recitation of the section 3553(a) factors

in this case is insufficient to justify the sentence. 

The court seemed especially interested in the plight of the approximately forty

employees working for Pool if Pool were sentenced to jail time. In fact, the court, on

its own initiative, inquired about this very subject of those testifying at the sentencing

hearing, and came to its own conclusion, unsupported by the sentencing testimony,

that these employees would in fact be discharged should Pool be sent to prison. On

the record, however, Pool's son testified that he would continue to run the business in

Pool's absence, even though it "wouldn't be the same" without him. Notwithstanding,

it is not extraordinary that in the area of white collar crime, a principal's business and

employees may suffer if he is incarcerated. United States v. Morken, 133 F.3d 628,

630 (8th Cir. 1998). And Pool's generosity, while certainly notable, does not support

such a variance as that chosen by the district court here. While these are appropriate

considerations, the court gave too much weight to the effect of any potential

incarceration on Pool's employees, Pool's charitable record, and his medical condition.

These do not justify a variance of this magnitude. And, there was insufficient weight

given to the other section 3553(a) factors, for example, the statutory objective of

avoiding unwarranted sentence disparities. 18 U.S.C. § 3553(a)(6). On this record,

we conclude that the probationary sentence imposed by the district court is

unreasonable. 

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III. CONCLUSION

Accordingly, we vacate the sentence and remand for resentencing. 

______________________________

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