Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca8-15-02014/USCOURTS-ca8-15-02014-0/pdf.json

Parties Involved:
Bobby Currington
Appellee
Steve Larkins
Appellee
Walter Lawson
Appellee
Scott McFarland
Appellee
Stephen McGee
Appellee
David L. Shipley
Not Party
Robert Thebeau
Appellee
Carlden Trotter
Appellant

Document Text:

United States Court of Appeals

For the Eighth Circuit

___________________________

No. 15-2014

___________________________

Carlden Trotter

lllllllllllllllllllll Plaintiff - Appellant

v.

Walter Lawson, Correctional Officer I, ERDCC; Stephen McGee, Correctional

Officer I, ERDCC

lllllllllllllllllllll Defendants - Appellees

David L. Shipley, Correctional Officer I, ERDCC

lllllllllllllllllllll Defendant

Bobby Currington, Correctional Officer I, ERDCC; Robert Thebeau, Correctional

Officer I, ERDCC; Steve Larkins; Scott McFarland, Correctional Officer I, ERDCC

lllllllllllllllllllll Defendants - Appellees

____________

Appeal from United States District Court 

for the Eastern District of Missouri - St. Louis

____________

 Submitted: January 6, 2016

Filed: January 11, 2016

[Unpublished]

____________

Before GRUENDER, BENTON, and KELLY, Circuit Judges. 

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Appellate Case: 15-2014 Page: 1 Date Filed: 01/11/2016 Entry ID: 4354480 
PER CURIAM.

Missouri inmate Carlden Trotter appeals after the district court denied his

motions for appointment of counsel and dismissed his 42 U.S.C. § 1983 action for

failure to prosecute. Having jurisdiction under 28 U.S.C. § 1291, this court reverses.

Trotter brought this pro se action alleging that after he had an altercation with

a non-defendant corrections officer at the Eastern Reception, Diagnostic and

Correctional Center, defendant corrections officers retaliated by beating him while he

was handcuffed and not resisting. Throughout the pretrial proceedings, Trotter filed

several motions for appointment of counsel, indicating that he was unable to afford

counsel, institutional constraints were hampering his ability to investigate his claims,

and he would need a lawyer to present his case to a jury. The court denied each

motion for counsel upon concluding that the case was not so complex as to warrant

appointment of counsel, and that Trotter’s pleadings indicated he was capable of

presenting the facts and legal issues without the assistance of counsel.

When the parties appeared for trial, the court began by hearing arguments on

defendants’ motions in limine and objections to certain exhibits and witnesses offered

by Trotter. After several adverse rulings, Trotter again requested counsel and stated

he would not participate without a lawyer as he did not know how to put forth

evidence to prove his case. Defendants moved orally to dismiss the case for want of

prosecution. See Fed. R. Civ. P. 41(b). The proceeding ended with the following

exchange after one of Trotter’s witnesses was called for an offer of proof:

THE COURT: Do you want to continue with this case today and 

proceed to trial?

MR. TROTTER: I want to continue and get me a lawyer.

THE COURT: The Court cannot give you a lawyer.

MR. TROTTER: Well, we can get it continued so I can get my own 

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lawyer. I don’t know what I’m doing, and I’m not

going to sit up here and play this game while you let

them take all my evidence. What am I--What am I

going to have to prove?

THE COURT: Mr. Trotter, do you want to ask any questions of this 

witness?

MR. TROTTER: I said I’m through.

THE COURT: So you’re not going to proceed--

MR. TROTTER: No.

THE COURT: --with this case today?

MR. TROTTER: No.

THE COURT: Okay. Thank you sir. You may step down. Do you 

have a response to Defendant’s motion?

MR. TROTTER: I’m not going to play this game, ma’am.

THE COURT: Do you have a response to the motion? Mr. Trotter? 

Based on Mr. Trotter’s unwillingness to proceed

today, I’m going to dismiss the case; grant the

motion of the Defendants.

On appeal, Trotter argues that the district court erred both in denying appointed

counsel and in dismissing the case for failure to prosecute. Appellees argue that

dismissal was proper based on Trotter’s unwillingness to proceed, and citing DuBose

v. State of Minn., 893 F.2d 169 (8th Cir. 1990), they assert that Trotter’s request for

counsel is not properly before this court, see id. at 171 (holding that interlocutory

order granting partial summary judgment did not merge into Rule 41(b) order of

dismissal and therefore interlocutory order was not reviewable on appeal). The

interlocutory order here, however, does not trigger the concern for abuse of the

judicial process that animates DuBose, and therefore both the denial of counsel and

the dismissal of the case are properly before this court.

Turning to the merits, this court concludes that the district court abused its

discretion in dismissing the case for failure to prosecute, which amounted to a

dismissal under Federal Rule of Civil Procedure 41(b) and operated as an adjudication

on the merits. See Fed. R. Civ. P. 41(b) (involuntary dismissal operates as

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adjudication on merits unless court states otherwise); DiMercurio v. Malcom, 716

F.3d 1138, 1139 (8th Cir. 2013) (standard of review). Although a court may dismiss

a case with prejudice if the plaintiff fails to prosecute, see Fed. R. Civ. P. 41(b), such

a dismissal is a “drastic and extremely harsh sanction” that is only proper when “there

has been a clear record of delay or contumacious conduct by the plaintiff” and “lesser

sanctions prove futile,” DiMercurio, 716 F.3d at 1140 (internal quotation marks and

citations omitted). “A district court should weigh its need to advance its burdened

docket against the consequence of irrevocably extinguishing the litigant’s claim and

consider whether a less severe sanction could remedy the effect of the litigant’s

transgressions on the court and the resulting prejudice to the opposing party.” Hunt

v. City of Minneapolis, Minn., 203 F.3d 524, 527 (8th Cir. 2000) (citation omitted). 

Here, reversal is warranted because the record does not show that the district court

gave adequate consideration to a less severe sanction--such as dismissal without

prejudice to allow Trotter to pursue his suggestion of procuring his own counsel--or

that the court expressly warned Trotter that his case would be dismissed with

prejudice if he did not proceed immediately.

Upon careful consideration, this court concludes also that the district court

abused its discretion in denying appointed counsel. See Phillips v. Jasper Cnty. Jail,

437 F.3d 791, 794 (8th Cir. 2006) (standard of review and relevant factors). When

ruling on a motion for appointed counsel, a court must exercise “a reasoned and wellinformed discretion” and should “seriously consider” appointing counsel when an

indigent plaintiff states a colorable claim and the nature of the case is such that he and

the court would benefit from assistance of counsel. See Brown v. Frey, 806 F.2d 801,

804 (8th Cir. 1986). Although counsel may have been unwarranted early in the

proceedings, the record demonstrates that as the case progressed, Trotter had difficulty

obtaining and presenting admissible evidence, and importantly, he lacked the skills

necessary to present his case to a jury. See Rayes v. Johnson, 969 F.2d 700, 704 (8th

Cir. 1992); Abdullah v. Gunter, 949 F.2d 1032, 1036 (8th Cir. 1991); Johnson v.

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Williams, 788 F.2d 1319, 1323 (8th Cir. 1986); Wiggins v. Sargent, 753 F.2d 663, 668

(8th Cir. 1985).

This court reverses the denial of appointed counsel and the dismissal of the case

with prejudice. The case is reinstated with directions to appoint counsel.

______________________________

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