Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_05-cv-00575/USCOURTS-caed-2_05-cv-00575-5/pdf.json

Parties Involved:
Croman Corporation
Plaintiff
General Electric Company
Defendant
Helicopter Support, Inc.
Defendant
Rotair Industries, Inc.
Defendant
Sikorsky Aircraft Corporation
Defendant
United Technologies Corporation
Defendant

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

GARRY L. MONTANARI, State Bar No. 89790

MICHAELIS, MONTANARI & JOHNSON, P.C.

4333 Park Terrace Drive, Suite 110

Westlake Village, CA 91361

Telephone No.: (818) 865-0444

Attorneys for Defendant

HELICOPTER SUPPORT, INC.

UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF CALIFORNIA

CROMAN CORPORATION, an Oregon

corporation,

Plaintiff,

vs.

GENERAL ELECTRIC COMPANY;

SIKORSKY AIRCRAFT

CORPORATION; HELICOPTER

SUPPORT, INC., a Connecticut

corporation; UNITED TECHNOLOGIES

CORPORATION, a Delaware corporation;

and ROTAIR INDUSTRIES, INC.,

Defendants.

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CASE NO.: S-05-575 GEB JFM

Judge Garland Burrell, Jr.

AGREEMENT AGAINST

UNAUTHORIZED USE OR

DISCLOSURE OF

CONFIDENTIAL MATERIALS

AND STIPULATED

PROTECTIVE ORDER

This AGREEMENT AGAINST UNAUTHORIZED USE OR DISCLOSURE OF

CONFIDENTIAL MATERIALS AND STIPULATED PROTECTIVE ORDER (hereinafter

referred to as the “AGREEMENT”) is entered into on February 28, 2006 by CROMAN

CORPORATION (hereinafter referred to as “CROMAN”), SIKORSKY AIRCRAFT

CORPORATION, HELICOPTER SUPPORT, INC., and UNITED TECHNOLOGIES

CORPORATION (hereinafter collectively referred to as “SIKORSKY”), ROTAIR INDUSTRIES,

INC. (hereinafter referred to as “ROTAIR”) and GENERAL ELECTRIC COMPANY (hereinafter

referred to as “GE”) (collectively “the Parties”).

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

Whereas CROMAN has sued SIKORSKY, ROTAIR and GE in United States District

Court, Eastern District of California, in Action No. S-05-0575 GEB-JFM, entitled Croman

Corporation, Plaintiff v. General Electric Company., et al. Defendants (hereinafter referred to as the

“LITIGATION”); and 

Whereas the Parties desire to protect and preserve confidential materials that may be

produced in the course of the LITIGATION;

NOW THEREFORE, it is hereby stipulated and agreed by and between the Parties

and counsel for the Parties to this AGREEMENT that, unless provided otherwise by written

agreement of the Parties or court order, the terms and conditions of this AGREEMENT shall be

applicable to and govern documents and other tangible things produced by the Parties in the

LITIGATION in response to requests for production, including notices requiring production of

documents by experts designated by any party to the AGREEMENT.

The Parties further covenant as follows:

1. Designations of “CONFIDENTIAL” Materials.

The Parties shall have the right to designate as “CONFIDENTIAL” those documents

or things each believes in good faith constitute or embody matter used by it in or pertaining to its

business, which matter is not generallyknown and which the designating party would not voluntarily

reveal to third parties or would cause third parties to maintain in confidence. ALL PARTIES shall

also have the right to designate as “CONFIDENTIAL SUBJECT TO EXPORT CONTROL” those

documents or things each believes in good faith constitute or embody matter subject to the

International Traffic in Arms Regulations (“ITAR”), Subchapter M, Title 22, Code of Federal

Regulations, Parts 120 through 130 (22 CFR 120-130) and/or the Export Administration Regulations

(“EAR”), Subchapter C, Title 15, Code of Federal Regulations, Parts 730 through 774 (15 CFR 730-

774) (hereinafterreferred to as “the U.S. Export Regulations”). As used herein, “CONFIDENTIAL”

shall refer to both materials marked CONFIDENTIAL or CONFIDENTIAL SUBJECT TO EXPORT

CONTROL unless otherwise specifically provided.

2. Restriction on Disclosure of Designated Materials.

No document or things designated CONFIDENTIAL pursuant to paragraph 1 and 3

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

of this AGREEMENT shall be disclosed to any person or entity except as set forth in this

AGREEMENT. No person shall use any material designated CONFIDENTIAL for any purpose

other than to assist counsel of record in this action in the preparation and trial of this action or as

specifically set forth in paragraphs 5(f) and/or 6. No copies of designated materials shall be made

except by or on behalf of counsel of record for the Parties to the above captioned matter or those

specifically authorized in paragraphs 5(f) and/or 6.

In the case of materials marked CONFIDENTIAL SUBJECT TO EXPORT

CONTROL, the Parties understand that such documents are believed by the producing party to be

covered by the U.S. Export Regulations and such documents may not be disclosed or disseminated

to, or shared with any non-U.S. citizen without any required express approval of the federal

government of the United States. Prior to the disclosure, dissemination or sharing of materials

marked as CONFIDENTIAL SUBJECT TO EXPORT CONTROL with anyone not a U.S. citizen,

it shall be the responsibility of the party seeking to disclose, disseminate or share such material to

obtain any necessary government approval. The PARTIES understand that violations of U.S. Export

Regulations are punishable by both civil and criminal penalties which may be severe. The

undersigned counsel who will receive the CONFIDENTIAL materials produced in this LITIGATION

stipulate and affirm that they are citizens of the United States and agree that it is their responsibility

to comply with U.S. Export Regulations and no documents marked as CONFIDENTIAL SUBJECT

TO EXPORT CONTROL shall be disclosed or disseminated to or, shared with any non-U.S. citizen

and no other things so marked, or in a containerso marked, will be provided to any non-U.S. citizen

without obtaining any necessary approval from the federal government .

3. Marking of Designated Materials. 

Documents produced by CROMAN, SIKORSKY, ROTAIR or GE (hereinafter

referred to as the “Producing Party”) which the Producing Party wishes to protect against

unauthorized disclosure or use shall be marked by placing the legend “CONFIDENTIAL” or

“CONFIDENTIAL SUBJECT TO EXPORT CONTROL” or an equivalent marking on each page

of the document. All documents to be so designated shall be marked prior to the provision of a

physical copy thereof to the receiving party. The designation of any thing as to which inspection or

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

sampling has been requested shall be made by placing a legend in the form described above on the

thing or on the container within which it is produced.

4. Filing and Use of Designated Materials.

(a) CONFIDENTIAL materials shall not be filed with the Court unless

it is necessary to do so for purposes of trial, motions for summary judgment, other motions, or

appeals. The party seeking to use all such CONFIDENTIAL materials shall file them with the Clerk

of the Court in sealed envelopes or other appropriately sealed containers on which shall be endorsed

the caption of this action, an indication of the nature of the contents of the sealed envelope or

container, the identity of the party filing the materials, the statement "CONFIDENTIAL-SUBJECT

TO PROTECTIVE ORDER", and a statement substantially in the following form:

This envelope (container) contains documents (things) subject to a PROTECTIVE ORDER

entered in this action. It is not to be opened nor the contents thereof displayed, revealed or made

public, except by written order of the Court.

In the event that any CONFIDENTIAL material is used in any court proceeding in connection

with this litigation, it shall not lose its CONFIDENTIAL status through such use.

(b) CONFIDENTIAL material may be used at deposition pursuant to this

subparagraph. The transcript of the designated testimony shall be bound in a separate volume

marked by the reporter as Confidential. The CONFIDENTIAL material may only be used in the

presence of the Parties and persons who have agreed to be bound by this AGREEMENT. After time

for correction of deposition has expired, the Court Reporter shall not retain a copy of any

CONFIDENTIAL materials, or material containing confidential information. The Producing Party

seeking to protect CONFIDENTIAL materials at the deposition shall notify the Court Reporter of

this AGREEMENT, and shall notify the Court Reporter and all Parties within thirty (30) days of

receiving the deposition transcript of those portions of the deposition transcript that are to be treated

as CONFIDENTIAL.

The deposition transcript containing CONFIDENTIAL information shall be sealed.

No CONFIDENTIAL material, or portions of any deposition transcript designated as

CONFIDENTIAL as discussed above, shall be provided to any person other than those designated

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

under paragraph 5 below except upon further written approval of the Producing Party or court order.

Those portions of a transcript that are not designated CONFIDENTIAL shall not be subject to the

procedures described in this AGREEMENT pertaining to the use and disclosure of CONFIDENTIAL

material. 

5. Access to CONFIDENTIAL materials.

Information designated as CONFIDENTIAL as opposed to CONFIDENTIAL

SUBJECT TO EXPORT CONTROL, can only be shown, made available, or communicated to the

following persons or entities: 

(a) the outside and in-house counsel working on this action on behalf of

any party to this action, and all assistants and stenographic and clerical employees working under

the direct supervision of such counsel;

(b) the Parties to this action and the principals, officers, agents and

employees of a party whose assistance is required in the preparation of this case for trial and who

must have access to the materials to render assistance in that preparation; 

(c) any person not employed by a party who is expressly retained by a

party to this action or any attorney described in paragraph 5(a) to assist in the litigation of this action,

with disclosure of CONFIDENTIAL materials only to the extent necessary to perform such work;

(d) court reporters and any person who is deposed about or is the author

or recipient ofthe CONFIDENTIALmaterials of whom testimony is taken, except that such persons

may be shown copies of CONFIDENTIAL materials only during such testimony and may not retain

any CONFIDENTIAL material or copies thereof; 

(e) the Court or its staff in connection with the Court's administration and

adjudication of this action; and

(f) with regard to SIKORSKY, ROTAIR or CROMAN documents only,

those individuals and entities who meet the descriptions set forth in sub-paragraph’s 5(a), (b), (c),

(d) and (e) for the In re Helicopter Crash Near Wendle Creek, British Columbia on August 8, 2002,

(U.S. District Court, District of Connecticut, Case No. 3:04 MD 1649 (SRU)) (“CONNECTICUT

ACTION”) and Croman Corporation v. Sikorsky Canada, Inc, et al. (Supreme Court of British

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

Columbia, Vancouver Registry No. S044372) (“BC ACTION”)suits in which The Rosen Law Firm

has appeared as co-counsel for CROMAN. Dissemination of CONFIDENTIAL materials pursuant

to this sub-paragraph to those individuals and entities involved in the CONNECTICUT ACTION

and BC ACTION shall be as follows: (1) CONFIDENTIAL materials will only be used for the

purpose of litigating the CONNECTICUT ACTION and BC ACTION; (2) if SIKORSKY or

ROTAIR are dismissed, or if plaintiffs agree to dismiss one or more of these parties, from either the

CONNECTICUT ACTION and BC ACTION, dissemination of dismissed entities CONFIDENTIAL

materials will cease in that suit(s); (3) CONFIDENTIAL materials will be disseminated in the

CONNECTICUT ACTION and BC ACTION by SIKORSKY’s and ROTAIR’s counsel of record

after counsel for each of the other parties in those actions has received a copy of this AGREEMENT

and has agreed to be bound by the terms of this AGREEMENT; and (4) each CONFIDENTIAL item

disseminated under this sub-paragraph will be marked with a Bates Number and such BATES

Numbers will remain on all such CONFIDENTIAL material when used in the CONNECTICUT

ACTION and BC ACTION. CONFIDENTIAL materials produced by GE in this LITIGATION shall

not be disseminated or used in the CONNECTICUT ACTION or BC ACTION as GE is not a party

to those actions. 

6. In this LITIGATION and the CONNECTICUT ACTION, information

designated as CONFIDENTIAL SUBJECT TO EXPORT CONTROL may be disclosed or provided

to U.S. citizens only who meet the descriptions set forth in sub-paragraph 5(a) through 5(e) above.

No such information may be disclosed or provided to a non-U.S. citizen unless the party seeking to

disclose or disseminate such material obtains any required express approval from the federal

government of the United States to disclose information to a non-U.S. citizen. Documents

designated as CONFIDENTIAL SUBJECT TO EXPORT CONTROL may not be made available

in the BC ACTION.

7. Undertakings of Persons Receiving Designated Materials. 

In no event shall any material designated CONFIDENTIAL be disclosed to any

person (except those described in 5(d) and 5(e)) until that person has executed a written declaration

in the form attached hereto as Exhibit A, acknowledging that he or she has read a copy of this

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

AGREEMENT and agrees to be bound thereby. In the event of depositions of third party witnesses

(not including present employees of any of the defendants) at which CONFIDENTIAL documents

or things are to be shown or revealed to the deponent, the party seeking to use such materials shall

request that said deponent execute a written declaration in the form attached hereto as Exhibit A.

Unless such a declaration is obtained, CONFIDENTIAL materials shall not be disclosed to the

deponent. However, documents designated by a defendant as CONFIDENTIAL may be used at a

deposition of that defendant’s former employees even if the deponent refuses to sign such a

declaration. Counsel ofrecord for each party to this action shall be responsible for maintaining a file

of all such declarations. Each party’s counsel and retained experts who have access to

CONFIDENTIALmaterials will execute a written declaration in the form attached hereto as Exhibit

A. The file of the signed declarations shall be available for inspection upon reasonable notice of

opposing counsel after the action has been dismissed or judgment has been entered. 

8. Right to Additional Safeguards. 

This AGREEMENT is without prejudice to each Producing Party’s right to request,

by noticed motion, a more restrictive level of confidentiality for any information that it considers

more highly confidential and/or sensitive. This AGREEMENT is also without prejudice to each

Parties’ right to seek to expand the scope of those who may have access to CONFIDENTIAL

materials through an appropriate court order. 

9. Limitations Upon Scope of AGREEMENT. 

Nothing contained in this AGREEMENTshall affect the right of the Producing Party

to disclose or use for any purpose the documents or things produced and designated by it as

CONFIDENTIAL. This AGREEMENT shall not limit or affect the rights of any party to use or

disclose any documents or things that have not been obtained through, or derived as a result of, this

action. This AGREEMENT is also without prejudice to each party’s right to contest, pursuant to

paragraph 12, that documents or things were inappropriately designated as CONFIDENTIAL.

10. Clerk to Return Designated Materials. 

Upon final adjudication (including any appellate proceedings) of the claims at issue

in this action, or upon such earlier order as the Court may enter pursuant to a duly noticed motion

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

and hearing, the Parties shall request that the Clerk of the Court return to each party all of materials

designated CONFIDENTIAL that have been filed with the Court by that party.

11. Disposition of Designated Materials at End of Case. 

Within sixty (60) days of the final adjudication (including any appellate proceedings)

or other final disposition of the claims at issue herein, counsel for each party to this action shall serve

upon all other Parties a statement setting forth the name and last known address of each person to

who access to anyCONFIDENTIAL information has been made available. Unless otherwise agreed

to in writing by an attorney of record for the Producing Party, each party shall then either (1)

assemble and return all designated material in its possession, including all copies thereof, to the

Producing Party or (2) certify in writing that all such material has been destroyed. The Producing

Party shall acknowledge in writing the receipt of the returned material.

12. Use of Confidential Material. 

The inadvertent failure to initially designate information as CONFIDENTIAL in

accordance with this AGREEMENT shall not preclude the Producing Party, at a later date, from

designating any information CONFIDENTIAL. The Producing Party may, by written notice to

counsel of record for the receiving party or parties, designate previously produced information as

CONFIDENTIAL which it had inadvertently failed to designate as CONFIDENTIAL. Upon receipt

of such notice, the receiving party shall promptly mark, or permit the Producing Party to mark, its

copies of the material accordingly, shall thereafter treat the information as it if has been designated

CONFIDENTIAL, shall restrict the disclosure or use of such information to only those persons

qualified pursuant to this AGREEMENT, and, if such information has previously been disclosed to

persons not qualified pursuant to this AGREEMENT, shall take reasonable steps to obtain all such

previously disclosed information and advise such persons to treat the designated materials

confidentially as though originally so designated.

13. Disagreements Concerning Designation.

Any party objecting (“Objecting Party”) to a designation of documents or things as

CONFIDENTIAL shall notify the Producing Party. All objections by an Objecting Party shall state

in writing the specific grounds for its objections as to the confidential treatment of the material. The

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Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

Objecting Party and Producing Party shall promptly confer in an attempt to resolve their differences.

If they are unable to resolve their differences in good faith within ten (10) days of receipt of the

objection, the Producing Party shall file a motion with the Court with respect to the information at

issue within thirty (30) days after communication of the objection. The information at issue shall

be treated as confidential unless and until the Court decides otherwise. The Producing Party shall

bear the burden of proving that the information is confidential and entitled to protection. If the

Producing Party does not request a ruling within the allotted time, the information shall be deemed

to be non-confidential.

14. Duration. 

The confidentiality obligations imposed by this AGREEMENT shall remain in effect

unless otherwise ordered by the Court.

Each of the undersigned counsel certifies to the contents of this AGREEMENT

insofar as it represents the position or statement or his/her client(s) and covenants to abide by its

terms.

15.Breach.

Breach of this agreement by any party may subject that party and its counsel to

contempt, sanctions, issue preclusion, and/or a combination thereof as may be ordered by the court.

________________ ______________________________________

Date THE ROSEN LAW FIRM

Steve O. Rosen, Esq.

Attorneys for Plaintiff Croman Corporation

3/3/06 /s/ John M. O’Brien

Date JOHN M. O’BRIEN & ASSOCIATES, P.C.

John M. O’Brien, Esq.

Attorneys for Plaintiff Croman Corporation

March 2, 2006 /s/ Garry L. Montanari

Date MICHAELIS, MONTANARI & JOHNSON, P.C.

Garry L. Montanari, Esq.

Attorneys for Defendants Sikorsky Aircraft

Corporation, Helicopter Support, Inc. and United

Technologies Corporation

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Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

3/7/06 /s/ Mitchell Kallet

Date KERN AND WOOLEY LLP

Mitchell Kallet, Esq.

Attorneys for Defendant Rotair Industries, Inc.

3/2/06 /s/ Jeffery L. Podawiltz

Date GLYNN & FINLEY, LLP

Jeffery L. Podawiltz, Esq.

Attorneys for Defendant General Electric Company

IT IS HEREBY ORDERED:

Dated: March 17, 2006.

/croman.po

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

EXHIBIT A

DECLARATION OF _______________________________ UNDER AGREEMENT

AGAINST UNAUTHORIZED USE OR DISCLOSURE OF CONFIDENTIAL INFORMATION

AND STIPULATED PROTECTIVE ORDER

I, ____________________________, declare as follows:

1. My address is _____________________________________________________.

2. My present employer is _____________________________________________.

3. My present occupation or job description is _____________________________

______________________________________________________________________.

4. I hereby acknowledge that I may receive information designated as CONFIDENTIAL

under the AGREEMENT in the above lawsuit, and I certify my understanding that such information

is provided to me pursuant to the terms and restrictions of the AGREEMENT AGAINST

UNAUTHORIZED USE OR DISCLOSURE OF CONFIDENTIAL INFORMATION AND

STIPULATED PROTECTIVE ORDER dated February 28, 2006 (the AGREEMENT).

5. I furtherstate that I have been given a copy of and have read the AGREEMENT, that

I am familiar with the terms of the AGREEMENT, that I agree to comply with and to be bound by

each of the terms thereof, and that I agree to hold in confidence any information disclosed to me

pursuant to the terms of the AGREEMENT.

6. To assure my compliance with the AGREEMENT, I hereby submit myself to the

jurisdiction of the United States District Court, Eastern District of California for the limited purpose

of any proceedings relating to performance under, compliance with or breach of this AGREEMENT.

7. I understand that I am to retain all of the materials that I receive which have been

designated as CONFIDENTIAL in a container, cabinet, drawer, room, or other safe place in a

manner consistent with this AGREEMENT; that I am to make no copies or other reproductions of

any of such materials; that all such materials are to remain in my custody until I have completed my

assigned duties, whereupon they are to be returned to the party who provided them to me; and that

any materials, memoranda, work notes, or other documents derived from documents designated as

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_______________________________________________________________________________

Agreement Against Unauthorized Use or Disclosure; Stipulated Protective Order

CONFIDENTIAL or containing any information contained therein are to be delivered to the party

who provided the designated materials. Such delivery shall not relieve me from any of the

continuing obligations imposed upon me by the AGREEMENT. I further agree to notify any

stenographic or clerical personnel who are required to assist me of the terms of the AGREEMENT.

I declare under penalty of perjury under the laws of the State of California that the foregoing is true

and correct.

Date:_________________________ _______________________________

(Signature)

3512\pld\croman\p-stip.protective

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