Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca3-08-01518/USCOURTS-ca3-08-01518-0/pdf.json

Parties Involved:
Gelean Mark
Appellant
United States of America
Appellee

Document Text:

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

_____________

No. 08-1518

_____________

UNITED STATES OF AMERICA

 v.

GELEAN MARK,

 Appellant

____________

Appeal from the District Court

of the Virgin Islands

(No. 05-cr-0076)

District Judge: Hon. Curtis V. Gomez

____________

Argued May 8, 2008

Before: RENDELL, FUENTES, and CHAGARES, Circuit Judges.

(Filed:July 8, 2008)

____________

Robert L. King, Esq. (Argued)

Law Offices of Robert L. King, Esq.

The Law Center

P.O. Box 9768

St. Thomas, Virgin Islands 00801

Counsel for Appellant

Case: 08-1518 Document: 00311956848 Page: 1 Date Filed: 07/08/2008
Count I of the Redball I indictment charged: 1

Beginning from a time unknown, but no later than November 2004, and continuing

until November 2005, at St. Thomas in the District of the Virgin Islands and

elsewhere, defendants, Gelean Mark, Vernon Fagan, . . . did knowingly and

intentionally, combine, conspire, confederate and agree together and with each

other and with diverse other persons to the grand jury known and unknown, . . . to

knowingly and intentionally possess with intent to distribute controlled substances,

namely five (5) kilograms and more of a mixture and substance containing a

2

Delia Smith (Argued)

Assistant United States Attorney

5500 Veterans Drive, Suite 260

St. Thomas, Virgin Islands 00802-6424

Counsel for Appellee

____________

OPINION OF THE COURT

____________

CHAGARES, Circuit Judge.

Gelean Mark (Mark) appeals from the District Court’s denial of his motion to

dismiss an indictment on double jeopardy grounds. Mark contends that the drug

conspiracies alleged in two separate indictments were actually a single agreement. 

Because the two alleged conspiracies had different objectives, we conclude that they are

distinct and will affirm the District Court’s decision.

I.

On October 6, 2005, a grand jury in the Virgin Islands charged Mark, Vernon

Fagan (Fagan), Walter Ells (Ells), and others in an 18-count indictment, hereinafter

referred to as “Redball I.” The indictment charged the defendants with conspiracy to 1

Case: 08-1518 Document: 00311956848 Page: 2 Date Filed: 07/08/2008
detectable amount of cocaine, . . . fifty (50) grams and more of a mixture or

substance containing a detectable amount of cocaine base, . . . and less than fifty

(50) kilograms of marijuana . . . .

App. 48-49. Count XVIII of the Redball I indictment charged:

Beginning from a time unknown, but no later than November 2004, and continuing

until October 2005, at St. Thomas in the District of the Virgin Islands and

elsewhere, the defendants, Gelean Mark, Vernon Fagan, . . . did knowingly and

intentionally conspire, confederate, and agree together and with each other . . . to

import controlled substances into the United States from a place outside thereof,

namely five (5) kilograms or more of a mixture or substance containing a

detectable amount of cocaine, . . . and fifty (50) grams or more of a mixture or

substance containing a detectable amount of cocaine base . . . .

App. 53.

Count I of the Redball II indictment charged: 2

Beginning from a time unknown, but no later than 1999, and continuing until

October 2005, at St. Thomas in the District of the Virgin Islands and elsewhere,

defendants Gelean Mark, Walter Ells, Vernon Fagan . . . and Dorian Swan, did

knowingly and intentionally, combine, conspire, confederate, and agree together

with each other and with diverse other parties known and unknown, . . . to

knowingly and intentionally possess with intent to distribute a controlled

substance, namely five (5) kilograms or more of a mixture and substance

containing a detectable amount of cocaine . . . .

App. 60-61. Count II of the Redball II indictment charged:

Beginning from a time unknown, but no later than 1999, and continuing until

October 2005, at St. Thomas in the District of the Virgin Islands and elsewhere,

defendants, Gelean Mark, Walter Ells, and Vernon Fagan, did knowingly and

intentionally conspire, confederate, and agree with each other and with other

3

possess and distribute cocaine, cocaine base, and marijuana, and conspiracy to import

cocaine and cocaine base. While Redball I was pending before the United States District

Court for the Virgin Islands, the grand jury returned a separate 14-count indictment on

December 19, 2006, naming Mark, Fagan, Ells, and others as defendants. This

indictment, hereinafter referred to as “Redball II,” alleged conspiracy to possess and

distribute cocaine and conspiracy to import cocaine. 2

Case: 08-1518 Document: 00311956848 Page: 3 Date Filed: 07/08/2008
persons known and unknown . . . to import into the United States from a place

outside thereof, namely Tortola, British Virgin Islands, controlled substances,

namely five kilograms and more of a mixture and substance containing a

detectable amount of cocaine . . . .

App. 66.

4

The jury trial in Redball I began on March 5, 2007 and ended in a mistrial on

March 27, 2007 due to a deadlocked jury. The jury trial in Redball II began on

September 5, 2007. The jury returned a partial verdict of guilty with respect to Mark and

co-defendant Henry Freeman on Count I of the Redball II indictment, and the trial judge

declared a mistrial on the remaining Redball II counts and defendants on October 1, 2007. 

On January 28, 2008, Mark filed a motion to dismiss Counts I and XVIII of the Redball I

indictment, contending that, given his conviction on Count I in Redball II, reprosecution

of the conspiracy counts in the Redball I indictment would violate his double jeopardy

rights. The District Court denied his motion, and this appeal followed. We have

jurisdiction to review this appeal pursuant to 28 U.S.C. § 1291 and the collateral order

doctrine. See Abney v. United States, 431 U.S. 651, 659 (1977); United States v.

Venable, 585 F.2d 71, 74 (3d Cir. 1978). “Our review of double jeopardy challenges is

plenary.” United States v. Smith, 82 F.3d 1261, 1265 (3d Cir. 1996).

II.

In this appeal, we must decide whether Mark’s conspiracy conviction in Redball II

bars retrial in Redball I under the double jeopardy clause. See U.S. Const. amend. V, cl.

2. A defendant moving to dismiss an indictment on double jeopardy grounds bears the

Case: 08-1518 Document: 00311956848 Page: 4 Date Filed: 07/08/2008
5

evidentiary burden of going forward by putting his double jeopardy claim in issue. If the

defendant presents a non-frivolous showing of double jeopardy, he is entitled to a pre-trial

evidentiary hearing to determine the merits of his claim. Once the defendant has

established his prima facie case, the burden of persuasion shifts to the Government to

prove by a preponderance of the evidence that the two indictments charge the defendant

with legally distinct crimes. See Smith, 82 F.3d at 1266.

The double jeopardy clause prevents the Government from splitting one

conspiracy into multiple prosecutions. See Braverman v. United States, 317 U.S. 49, 63

(1942). Generally, the same evidence test is utilized to determine whether a second

prosecution is barred. Blockburger v. United States, 284 U.S. 299 (1932) (holding that

test for whether two offenses are not the same is whether each offense requires proof of a

fact that the other does not). When the charge involves a conspiracy, however, this Court

applies a “totality of the circumstances” test as established in United States v. Liotard,

817 F.2d 1074, 1078 (3d Cir. 1987). This is because “successive indictments against a

single defendant for participation in a single conspiracy might withstand same evidence

scrutiny if the court places undue emphasis upon the evidence used to prove the

commission of the overt acts alleged,” id. at 1078, and with a conspiracy, “it is the

agreement which constitutes the crime, not the overt acts.” Id. (quoting United States v.

Young, 503 F.2d 1072, 1076 (3d Cir. 1974)). The “ultimate inquiry presented by

conspiracy double jeopardy claims is whether there are two agreements or only one.” 

Case: 08-1518 Document: 00311956848 Page: 5 Date Filed: 07/08/2008
“‘Locus criminis’ is defined very simply as the ‘locality of a crime; the place 3

where a crime was committed.’” Smith, 82 F.3d at 1268 (citation omitted).

6

Smith, 82 F.3d at 1267. See also United States v. Becker, 892 F.2d 265, 268 (3d Cir.

1989) (“The critical determination is whether one agreement existed.”)

In order to determine whether one or more agreements existed, Liotard’s totality of

the circumstances test instructs us to examine four factors: (1) the “locus criminis” of the

alleged conspiracies ; (2) the degree of temporal overlap between the conspiracies; (3) the 3

overlap of personnel between the conspiracies, including unindicted co-conspirators; and

(4) the similarity in the overt acts charged and role played by the defendant in each

indictment. Liotard, 817 F.2d at 1077. These factors should not be rigidly applied, as

“different conspiracies may warrant emphasizing different factors.” Smith, 82 F.3d at

1267. The goal is to determine “whether the overt acts alleged in the first conspiracy

charge were carried out in furtherance of the broad agreement alleged in the second

indictment or whether these acts were carried out in furtherance of a different agreement.” 

Liotard, 817 F.2d at 1078 (quotation and citation omitted).

III.

Mark is correct in his assertion that there is significant overlap in the locations,

time periods, and participants in the two conspiracies alleged in this case. However, we

find it determinative that the conspiracies had different objectives. As the District Court

concluded, the conspiracy alleged in Redball I aimed “to possess large quantities of

cocaine, crack, and marijuana with intent to distribute the drugs on the streets of St.

Case: 08-1518 Document: 00311956848 Page: 6 Date Filed: 07/08/2008
7

Thomas for financial gain,” App. 17, while the goal of the conspiracy alleged in Redball

II was “to possess large quantities of cocaine for distribution in New York and North

Carolina for financial gain.” Id. at 18. In Becker, this Court compared a conspiracy to

grow and distribute marijuana with a conspiracy to smuggle and distribute foreign-grown

marijuana. The defendant in Becker was convicted in Pennsylvania of conspiracy to

possess with intent to distribute marijuana in Pennsylvania, New Jersey, and

Massachusetts. He argued that a prior conviction in West Virginia for conspiracy to

manufacture and distribute marijuana barred the Pennsylvania conviction. The time

periods alleged in the two indictments overlapped, but this Court found it crucial that

while the object of the West Virginia conspiracy had been to manufacture and possess

with intent to distribute, the Pennsylvania indictment charged that the objects of that

conspiracy were to smuggle, store, and distribute marijuana. Consequently, “[t]hese were

two different objectives” and “hence two conspiracies.” 892 F.2d at 268. Likewise, the

substantive objectives of the two conspiracies here are distinct and reveal two

agreements. Redball I alleged a conspiracy involving a street-level operation in St.

Thomas distributing cocaine, crack cocaine, and marijuana, while Redball II alleged a

conspiracy to import cocaine from the British Virgin Islands for subsequent distribution

in the continental United States. See also United States v. Chiattello, 804 F.2d 415 (7th

Cir. 1986) (holding that two conspiracies existed where the first indictment was for a

conspiracy to buy marijuana in Mississippi and the second indictment involved a scheme

Case: 08-1518 Document: 00311956848 Page: 7 Date Filed: 07/08/2008
8

to smuggle marijuana from Colombia and distribute it in Indiana). Accordingly, Mark

has not made the requisite double jeopardy showing and may be retried in Redball I. 

IV.

For the foregoing reasons, we will affirm the decision of the District Court.

Case: 08-1518 Document: 00311956848 Page: 8 Date Filed: 07/08/2008