Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca10-09-06286/USCOURTS-ca10-09-06286-0/pdf.json

Parties Involved:
Mark Lee Hartzog
Appellant
United States of America
Appellee

Document Text:

*

 This order and judgment is not binding precedent except under the

doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,

however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th

Cir. R. 32.1.

** After examining the briefs and appellate record, this panel has

determined unanimously that oral argument would not materially assist in the

determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). 

The case is therefore ordered submitted without oral argument.

FILED

United States Court of Appeals

Tenth Circuit

June 17, 2010

Elisabeth A. Shumaker

Clerk of Court

UNITED STATES COURT OF APPEALS

TENTH CIRCUIT

UNITED STATES OF AMERICA,

Plaintiff-Appellee, No. 09-6286

v. (W.D. Oklahoma)

MARK LEE HARTZOG,

Defendant-Appellant.

 (D.C. No. 5:08-CR-00318-D-1)

ORDER AND JUDGMENT*

Before HENRY, PORFILIO, and BRORBY, Circuit Judges.**

Mark Lee Hartzog pleaded guilty to knowingly failing to register and

update his sex offender registration after traveling in interstate commerce, a

violation of 18 U.S.C. § 2250(a). He preserved his right to challenge the district

court’s denial of his motion to dismiss the indictment. In that motion, he argued

that the § 2250(a) charge violated (1) the Ex Post Facto Clause of the United

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States Constitution, and (2) his due process rights. Because this court has

previously addressed and rejected these challenges, we affirm the district court’s

denial of Mr. Hartzog’s motion to dismiss the indictment.

I. BACKGROUND

Congress enacted the Sex Offender and Registration Notification Act

(SORNA) on July 27, 2006, as part of the Adam Walsh Child Protection and

Safety Act of 2006. SORNA is codified at 42 U.S.C. § 16901 and 18 U.S.C. §

2250. The statute’s stated purpose is “to protect the public from sex offenders

and offenders against children.” 42 U.S.C. § 16901. It “establishes a

comprehensive national system for the registration of those offenders.” 

Under SORNA,

[a] sex offender shall register, and keep the registration

current, in each jurisdiction where the offender resides,

where the offender is an employee, and where the offender

is a student. For initial registration purposes only, a sex

offender shall also register in the jurisdiction in which

convicted if such jurisdiction is different from the

jurisdiction of residence.

42 U.S.C. § 16913(a). 

The statute also prescribes the requirements for initial registration after a

conviction, including applicable deadlines. 42 U.S.C. § 16913(b). It specifies the

actions that must be taken by the convicted offender to keep his registration

current:

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A sex offender shall, not later than 3 business days after

each change of name, residence, employment, or student

status, appear in person in at least 1 jurisdiction involved

pursuant to subsection (a) of this section and inform that

jurisdiction of all changes in the information required for

that offender in the sex offender registry. That jurisdiction

shall immediately provide that information to all other

jurisdictions in which the offender is required to register.

42 U.S.C. § 16913(c).

Although SORNA’s effective date was July 27, 2006, the law contains a

provision that authorizes the Attorney General of the United States to determine

its applicability to sex offenders convicted prior to that date. See 42 U.S.C. §

16913(d). On February 28, 2007, the Attorney General issued an Interim Rule

stating that SORNA’s registration requirements apply to sex offenders convicted

prior to July 27, 2006. 28 C.F.R. § 72.3; see also Applicability of the Sex

Offender Registration and Notification Act, 72 Fed. Reg. 8894-95 (Feb. 28,

2007).

A convicted offender who fails to comply with the SORNA registration

requirements is subject to federal prosecution under 18 U.S.C. § 2250. The

statute provides in relevant part that a convicted sex offender who “travels in

interstate or foreign commerce . . . and knowingly fails to register or update a

registration as required by [SORNA] shall be fined under this title or imprisoned

not more than 10 years, or both.” 18 U.S.C. § 2250(a)(2)(B) and (a)(3).

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 In its recent decision in Carr v. United States, No. 08-1301, --- S.Ct. ----,

2010 WL 2160783 (June 1, 2010), the United States Supreme Court held that §

2250 of SORNA does not apply to sex offenders whose interstate travel occurred

prior to SORNA’s effective date. Here, Mr. Hartzog does not contest the

government’s allegation that he traveled from Oklahoma to Florida in 2008, after

SORNA’s effective date. Thus, Carr is not applicable.

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II. DISCUSSION

Mr. Hartzog maintains that his prosecution under SORNA’s failure-toregister provisions violates the Ex Post Facto Clause because his underlying

conviction for a sexual offense occurred prior to SORNA’s July 27, 2006, 

enactment and because Congress’s intent in passing SORNA was penal rather

than regulatory. Aplt’s Br. at 9, 11-12. He also contends that his SORNA

conviction violates his due process rights because he lacked notice that his

conduct violated SORNA and therefore could not knowingly have failed to

register as a sex offender. As Mr. Hartzog acknowledges, these arguments are

foreclosed by circuit precedent.

As to his Ex Post Facto challenge, this court has held that “neither

SORNA’s registration requirements nor the criminal penalties attached to

non-compliance in § 2250 violate the Ex Post Facto Clause.” See United States v.

Hinckley, 550 F.3d 926, 936 (10th Cir. 2008), cert. denied, 129 S. Ct. 2383

(2009); see also United States v. Lawrance, 548 F.3d 1329, 1336 (10th Cir. 2008)

(same). That holding defeats Mr. Hartzog’s Ex Post Facto claim.1

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As to the due process challenge, Mr. Hartzog does not argue that he lacked

notice of his obligation to register as a sex offender under Oklahoma law. See

Aplt’s Br. at 15 (acknowledging that “[Mr. Hartzog] may have signed notices of

the requirement to register under state law”); Rec. vol. 2, ¶ 5, at 3 (stating that

“[Mr. Hartzog] first registered with the [Oklahoma Department of Corrections] on

March 21, 2003[;]” that “[h]e registered with the Oklahoma City Police

Department on March 26, 2003[;]” and that he “signed a notice of duty to register

on March 26, 2003”) (presentence report, filed Jan. 6, 2010) (internal quotation

marks omitted). We have followed “the majority of courts [that] have concluded

that notice of a defendant’s obligations under state law is sufficient to satisfy the

Due Process Clause’s requirements. Hinckley, 550 F.3d at 938. Accordingly, Mr.

Hartzog’s due process claim must also fail.

III. CONCLUSION

We AFFIRM the denial of Mr. Hartzog’s motion to dismiss the indictment. 

Entered for the Court,

Robert H. Henry

Circuit Judge

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