Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca6-15-04095/USCOURTS-ca6-15-04095-0/pdf.json

Parties Involved:
George Rafidi
Appellant
United States of America
Appellee

Document Text:

1 

RECOMMENDED FOR FULL-TEXT PUBLICATION 

Pursuant to Sixth Circuit I.O.P. 32.1(b) 

File Name: 16a0161p.06 

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT 

_________________ 

UNITED STATES OF AMERICA, 

Plaintiff-Appellee, 

v. 

GEORGE RAFIDI, 

Defendant-Appellant. 

┐

│

│

│

│

│

│

│

┘

No. 15-4095 

Appeal from the United States District Court 

for the Northern District of Ohio at Youngstown. 

No. 4:14-cr-00386—Patricia A. Gaughan, District Judge. 

Argued: April 22, 2016 

Decided and Filed: July 11, 2016 

Before: MOORE, GIBBONS, and DAVIS, Circuit Judges.*

_________________ 

COUNSEL 

ARGUED: Mark H. Allenbaugh, LAW OFFICES OF MARK H. ALLENBAUGH, Wickliffe, 

Ohio, for Appellant. Daniel R. Ranke, UNITED STATES ATTORNEY’S OFFICE, Cleveland, 

Ohio, for Appellee. ON BRIEF: Mark H. Allenbaugh, LAW OFFICES OF MARK H. 

ALLENBAUGH, Wickliffe, Ohio, for Appellant. Daniel R. Ranke, UNITED STATES 

ATTORNEY’S OFFICE, Cleveland, Ohio, for Appellee. 

 MOORE, J., delivered the opinion of the court in which GIBBONS, J., joined, and 

DAVIS, J., joined in part and in the judgment. DAVIS, J. (pg. 15), delivered a separate opinion 

concurring in parts I, II.B–D, and III of the majority opinion and in the result. 

 *

The Honorable Andre M. Davis, Senior Circuit Judge for the United States Court of Appeals for the 

Fourth Circuit, sitting by designation. 

>

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 1
No. 15-4095 United States v. Rafidi Page 2 

_________________ 

OPINION 

_________________ 

KAREN NELSON MOORE, Circuit Judge. A jury convicted Defendant-Appellant 

George Rafidi of forcibly assaulting a federal law-enforcement officer, in violation of 18 U.S.C. 

§ 111(a)(1) and (b), and using a firearm in furtherance of a crime of violence, in violation of 18 

U.S.C. § 924(c)(1)(A)(ii). On appeal from his conviction and sentence, Rafidi contends that a 

violation of § 111 cannot constitute a “crime of violence” for purposes of § 924(c). Rafidi also 

argues that the government violated its Brady obligations, that the district court erred in failing to 

investigate a juror sleeping during his trial, and that his sentence violates the Eighth Amendment. 

For the reasons discussed below, we AFFIRM Rafidi’s conviction and sentence. 

I. BACKGROUND

On October 22, 2014, a grand jury indicted Rafidi for one count of forcibly assaulting, 

resisting, opposing, impeding, and interfering with a federal law-enforcement officer, in 

violation of 18 U.S.C. § 111(a)(1) and (b), and one count of using and brandishing a firearm in 

furtherance of a crime of violence, in violation of 18 U.S.C. § 924(c)(1)(A)(ii). R. 6 (Indictment 

at 1–2) (Page ID #11–12). Rafidi proceeded to a two-day jury trial on both charges. 

A. Trial Proceedings

According to testimony presented at trial, on October 8, 2014, a team of approximately 

twelve investigative agents—including agents from the United States Department of Agriculture 

(“USDA”) and the United States Department of Homeland Security (“DHS”)—visited Rafidi’s 

home in Warren, Ohio, in order to execute a search warrant. R. 30 (Trial Tr. at 124–25, 129, 

141) (Page ID #310–11, 315, 327). Upon arriving, USDA Special Agent Robert Springer 

“pounded” on Rafidi’s door and announced the officers’ presence. Id. at 131 (Page ID #317). 

Springer could see inside through a glass window, and he observed Rafidi “pick[] up a silver 

handgun.” Id. at 132–33 (Page ID #318–19). Springer yelled at Rafidi to “put the gun down,” 

and Rafidi replied, “‘[Y]ou mother fuckers.’” Id. at 134 (Page ID #320). According to Springer, 

“the door swung open,” and Rafidi “was holding a silver handgun in his hand . . . pointed right at 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 2
No. 15-4095 United States v. Rafidi Page 3 

[Springer].” Id. at 132–33 (Page ID #318–19). Detective Chris Bordonaro of the Lordstown 

Police Department, another member of the law-enforcement team, testified that he was familiar 

with Rafidi from the local community and that he “started to yell ‘George, it is Chris . . . . from 

the Police Department’” while Rafidi was inside. Id. at 218 (Page ID #404). According to 

Bordonaro, “within just seconds the door came flying open” and “in slow motion I just seen a 

silver revolver with a hand . . . coming out of like the door,” with the gun pointing “straight out 

the door.” Id. at 219 (Page ID #405). Bordonaro “observed the gun like in a kicking type 

motion, and then [Rafidi] started to turn with his body to the left and the firearm to where” 

Bordonaro was standing. Id. at 219–20 (Page ID #405–06). Bordonaro fired his weapon four 

times as he retreated, but none of the bullets struck Rafidi. Id. at 220, 229 (Page ID #406, 415). 

At some point, Rafidi went back into his home and emerged without his weapon “with his hands 

up,” and he was taken into custody. Id. at 136 (Page ID #322). 

Special Agent Daniel Boerner of the Ohio Bureau of Criminal Investigation (“BCI”), 

tasked with investigating the officer-involved shooting, testified at trial about his investigation of 

Rafidi’s home following the incident. Id. at 242–48 (Page ID #428–34). On cross-examination, 

Boerner was asked by defense counsel if he “ha[d] the opportunity to take any measurements of 

the porch on which the shooting took place?” Id. at 249 (Page ID #435). Boerner answered: 

“We conducted Ferroscans [sic] or 360 degree scans. Those would have those measurements, 

but, no.” Id.

Rafidi’s counsel requested a side bar immediately following cross-examination of 

Boerner, expressing to the district court: “Your Honor, I am a little concerned about Juror No. 1. 

He has been asleep pretty much the whole day. Is there anything you might be able to say to 

him? I am very concerned about that.” Id. at 252 (Page ID #438). The district court responded, 

“I have not seen that at all, folks, have you?” Id. at 252–53 (Page ID #438–39). Both 

prosecutors responded that they had not noticed a juror sleeping. Id. at 253 (Page ID #439). 

Rafidi’s other attorney answered: “I saw him sleeping once, which is why when I was closer to 

the jury to increase my volume in an effort to wake him up.” Id. The district court noted that it 

had not witnessed the juror sleeping, but it indicated that “[h]opefully—and maybe I just didn’t 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 3
No. 15-4095 United States v. Rafidi Page 4 

notice it—but hopefully, the side bar and telling them to stand and stretch hopefully will do the 

trick because there is nothing much more I can do.” Id.

The defense called a private investigator—Michael Antonoff—to testify. R. 31 (Trial Tr. 

at 288) (Page ID #474). Antonoff stated that he went to Rafidi’s residence and “took pictures of 

the interior-exterior of the residence and measured different parts of the residence.” Id. at 289 

(Page ID #475). Antonoff also took a “video of the interior of George Rafidi’s residence,” which 

was played for the jury. Id. at 293 (Page ID #479). 

Rafidi also testified. Id. at 295 (Page ID #481). According to Rafidi, he had taken pain 

medication the afternoon of the incident, fallen asleep, and “was horribly awoken by someone 

bashing on [his] front door.” Id. at 305–06 (Page ID #491–92). Rafidi “was afraid for [his] life” 

because his home had been broken into on an earlier occasion, so he grabbed his gun for safety. 

Id. at 306 (Page ID #492). Rafidi testified that he could not hear anyone yelling at him, nor 

could he see out of the front window. Id. at 308–09 (Page ID #494–95). Rafidi demonstrated to 

the jury how he had held the gun barrel pointed toward the ground and explained that he had not 

crossed the threshold of his front door. Id. at 311–12 (Page ID #497–98). Rafidi testified that he 

saw police cars when he opened the door and then, after a “[s]plit second,” he was fired upon; 

Rafidi stated that he then “closed the door and put the gun back” before returning outside. Id. at 

312–14 (Page ID #498–500). 

On April 2, 2015, the jury found Rafidi guilty of both counts charged in the indictment. 

R. 25 (Verdict at 1–2) (Page ID #120–21). 

B. Rule 33 Motion for New Trial

 Rafidi moved for a new trial on the basis of newly discovered evidence on June 25, 2015. 

R. 32 (Def. Mot. for New Trial at 1) (Page ID #579). First, Rafidi argued that, during crossexamination of Agent Boerner, Rafidi “learned of the existence of the[] 360 degree scans” of 

Rafidi’s residence. Id. at 7 (Page ID #585). Rafidi’s motion explained that a FARO scan “is a 

relatively new tool of law enforcement used to digitize an entire crime scene into a 360 degree 

three-dimensional map.” Id. at 8 (Page ID #586). Rafidi stated that, the day after the jury 

returned its verdict, he sent the prosecution a request pursuant to Brady v. Maryland, 373 U.S. 83 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 4
No. 15-4095 United States v. Rafidi Page 5 

(1963), “for discovery on the ‘3-D forensic laser mapping of the crime scene’ mentioned by 

Agent Boerner on cross-examination.” Id. at 10–11 (Page ID #588–89) (quoting R. 32-4 

(Allenbaugh Email) (Page ID #614)). Rafidi submitted to the district court an animation that he 

had created using the 360-degree scan received from the government; Rafidi’s animation 

depicted “three scenarios involving the trajectories of the four bullets fired by Detective 

Bordonaro at Mr. Rafidi.” Id. at 16 (Page ID #594). According to Rafidi, these animations 

demonstrate that Rafidi could not have pointed his gun at the officers “without having been 

shot,” and thus the scans were material. Id. at 18 (Page ID #596). 

Second, Rafidi argued that a new trial was warranted based on the newly discovered 

evidence that a juror was sleeping during trial. Id. at 20 (Page ID #598). Rafidi attached 

affidavits of several individuals who stated that Juror No. 1 was sleeping “for a considerable 

portion, if not most, of the trial.” Id. at 21 (Page ID #599); see generally R.32-10 (Declarations) 

(Page ID #660). Rafidi contended that the district court failed to “investigate the juror’s 

misconduct when undersigned counsel brought it to the [c]ourt’s attention” and that a new trial 

was warranted given the misconduct. R. 32 (Def. Mot. for New Trial at 22–23) (Page ID #600–

01). 

 The district court denied Rafidi’s motion on September 2, 2015. R. 47 (09/02/15 D. Ct. 

Order at 1) (Page ID #796). The district court agreed with the government that both the FARO 

scan and the information relating to the sleeping juror “were available to defendant prior to and 

during trial.” Id. at 1–2 (Page ID #796–97). The district court also stated in a footnote that “the 

Court does not find that the FARO scan is Brady material because it was not favorable to 

defendant given that it was merely a 3-D depiction of defendant’s house and evidence of the 

layout and dimensions of the house was presented at trial.” Id. at 3 n.1 (Page ID #798). 

C. Rule 29 Motion for Judgment of Acquittal 

 During trial, Rafidi moved under Rule 29 for a judgment of acquittal, which the district 

court denied. See R. 30 (Trial Tr. at 282–83) (Page ID #468–69). On September 22, 2015, 

Rafidi filed a motion for reconsideration of the district court’s denial of his Rule 29 motion, 

arguing that “a violation of § 111 categorically fails to qualify as a ‘crime of violence’” sufficient 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 5
No. 15-4095 United States v. Rafidi Page 6 

to support his conviction under § 924(c)(1)(A)(ii). R. 49 (Def. Mot. for Reconsideration at 9) 

(Page ID #822). The district court denied this motion on September 23, 2015, in a nondocument order. 

D. Sentencing 

Rafidi was sentenced on October 2, 2015. R. 61 (Sentencing Tr. at 1) (Page ID #961). 

The district court agreed with Rafidi that several Guidelines enhancements recommended by the 

U.S. Probation Office were not warranted and accordingly calculated a Guidelines range of 10 to 

16 months of imprisonment, in addition to the mandatory 84-month consecutive sentence for 

violation of § 924(c). Id. at 7–11 (Page ID #967–71). The district court disagreed with Rafidi 

that the application of § 924(c) violated the Eighth Amendment, noting that “[w]hen I accept the 

facts that the jury found beyond a reasonable doubt, this Court cannot possibly say that the 

statutory required sentence of 84 months is grossly disproportionate to the crime.” Id. at 13 

(Page ID #973). The district court sentenced Rafidi to 10 months of imprisonment on Count 1 

followed by 84 months of imprisonment on Count 2, to be served consecutively, for a total of 

94 months of imprisonment. Id. at 21 (Page ID #981). 

Final judgment was entered on October 2, 2015. R. 60 (Judgment) (Page ID #955). 

Rafidi timely appealed. R. 62 (Notice of Appeal) (Page ID #990). 

II. DISCUSSION

 Rafidi raises four issues1

 on appeal. First, Rafidi contends that a violation of § 111 is not 

categorically a “crime of violence” for purposes of § 924(c). Second, Rafidi argues that the 

government violated Brady by failing to disclose the existence of the FARO scan of Rafidi’s 

home. Third, Rafidi contends that the district court erred in failing to investigate allegations that 

a juror slept during trial. Finally, Rafidi asserts that the application of § 924(c)(1)(A)(ii) to his 

 1

Rafidi also argued in his opening brief that the government failed to prove a necessary element of a 

violation of § 111—namely, that “Rafidi engaged in physical contact with federal law enforcement agents.” 

Appellant Br. at 17. In his reply brief, however, Rafidi “concede[d], as the [g]overnment argues, that ‘[t]he part of 

the statute under which Rafidi was convicted contains no physical contact or intent to commit another crime 

element.’” Reply Br. at 4 (quoting Appellee Br. at 36). Rafidi is not entitled to relief on this basis. 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 6
No. 15-4095 United States v. Rafidi Page 7 

offense conduct violates the Eighth Amendment. We consider each of these issues below in 

turn. 

A. A Violation of § 111(b) Constitutes a “Crime of Violence” For Purposes of § 924(c) 

 Rafidi first argues that the district court erred in denying his motion for a judgment of 

acquittal because a violation of § 111 is not categorically a “crime of violence” for purposes of 

establishing a violation of § 924(c). Appellant Br. at 21. “[W]e review de novo a district court’s 

determination that a prior conviction is a crime of violence.” United States v. Denson, 728 F.3d 

603, 607 (6th Cir. 2013). We conclude that a violation of § 111(b)—the portion of the statute 

under which Rafidi was convicted—constitutes a “crime of violence” under § 924(c), and the 

district court accordingly did not err in denying Rafidi’s motion. 

Rafidi was indicted and found guilty of violating 18 U.S.C. § 924(c)(1)(A)(ii), which 

provides for a sentence “of imprisonment of not less than 7 years” if a person brandishes a 

firearm “during and in relation to any crime of violence or drug trafficking crime.” Section 

924(c)(3) defines a “crime of violence” for purposes of the subsection as: 

an offense that is a felony and – 

(A) has as an element the use, attempted use, or threatened use of physical force 

against the person or property of another, or 

(B) that by its nature, involves a substantial risk that physical force against the 

person or property of another may be used in the course of committing the 

offense. 

18 U.S.C. § 924(c)(3). The government argues that § 111 constitutes a “crime of violence” 

under the “elements clause” of § 924(c)(3)(A).2

 Appellee Br. at 32. 

We use a “categorical approach” to determine whether an offense constitutes a “crime of 

violence” for purposes of § 924(c)(3). See Evans v. Zych, 644 F.3d 447, 453 (6th Cir. 2011); see 

also United States v. Fuertes, 805 F.3d 485, 497–99 (4th Cir. 2015); United States v. Serafin, 

 2

The Supreme Court in Johnson v. United States, 135 S. Ct. 2551, 2563 (2015), held that the “residual 

clause” of the Armed Career Criminal Act (“ACCA”), 18 U.S.C. § 924(e)(2)(B), was unconstitutionally vague. Our 

Circuit recently held that Johnson does not invalidate the “residual clause” of § 924(c)(3)(B). United States v. 

Taylor, 814 F.3d 340, 379 (6th Cir. 2016). Nonetheless, as discussed above, because the government relies on the 

elements clause, we do not consider whether § 111 falls within the residual clause of § 924(c)(3). 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 7
No. 15-4095 United States v. Rafidi Page 8 

562 F.3d 1105, 1107–08 (10th Cir. 2009); United States v. Piccolo, 441 F.3d 1084, 1086–87 (9th 

Cir. 2006). Under the categorical approach, a court “focuses on the statutory definition of the 

offense, rather than the manner in which an offender may have violated the statute in a particular 

circumstance.” Denson, 728 F.3d at 607. “Courts use ‘a variant of this method—labeled (not 

very inventively) the “modified categorical approach”—when a prior conviction is for violating a 

so-called “divisible statute,”’ which ‘sets out one or more elements of the offense in the 

alternative.’” Id. (quoting Descamps v. United States, 133 S. Ct. 2276, 2281 (2013)). “If [the 

underlying] statute could be violated in a way that would constitute a crime of violence and in a 

way that would not, we look beyond the statutory language and examine” a limited set of 

documents “to determine whether the conviction necessarily depended on the commission of a 

crime of violence.” United States v. Rede-Mendez, 680 F.3d 552, 556 (6th Cir. 2012). 

We thus turn to 18 U.S.C. § 111, a “rather convoluted statute.” United States v. Gagnon, 

553 F.3d 1021, 1026 (6th Cir. 2009). Section 111 provides as follows: 

(a) In general.—Whoever— 

(1) forcibly assaults, resists, opposes, impedes, intimidates, or interferes 

with any person designated [as a federal officer] while engaged in or 

on account of the performance of official duties; or 

(2) forcibly assaults or intimidates any person who formerly served [as a 

federal officer] on account of the performance of official duties 

during such person’s term of service, 

shall, where the acts in violation of this section constitute only simple assault, be 

fined under this title or imprisoned not more than one year, or both, and where 

such acts involve physical contact with the victim of that assault or the intent to 

commit another felony, be fined under this title or imprisoned not more than 

8 years, or both. 

(b) Enhanced penalty.—Whoever, in the commission of any acts described in 

subsection (a), uses a deadly or dangerous weapon . . . or inflicts bodily 

injury, shall be fined under this title or imprisoned not more than 20 years, or 

both. 

18 U.S.C. § 111. This statute sets forth “three separate crimes whose elements must all be 

submitted to a jury.” Gagnon, 553 F.3d at 1024. Two crimes are established in § 111(a): 

a misdemeanor (“cases involving ‘only simple assault’”) and a felony (“all other cases”). Id. 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 8
No. 15-4095 United States v. Rafidi Page 9 

(quoting 18 U.S.C. § 111(a)). We explained the difference between these two crimes in Gagnon. 

A misdemeanor violation of § 111(a) occurs when a defendant forcibly commits “any of the 

prohibited actions listed in § 111(a)(1) and § 111(a)(2), while ‘all other cases’ covers the 

commission of these same violations plus the intent to commit a felony or resulting physical 

contact from forcible (and thus intentional) action.” Id. at 1027. The third crime—an 

“aggravated felony”—is committed by violating § 111(b), which prohibits “violations of § 111 

that either involve a deadly or dangerous weapon or result in bodily injury.” Id. at 1024. 

 Rafidi was charged with and found guilty of violating § 111(b). See R. 6 (Indictment at 

1) (Page ID #11); R. 31 (Trial Tr. at 371) (Page ID #557). In order to establish a violation of 

§ 111(b), as discussed above, the government must establish a violation of § 111(a) in addition to 

the use of a deadly or dangerous weapon or the “inflict[ion] [of] bodily injury.” Gagnon, 

553 F.3d at 1024. “Section 111(a)(1) contains four distinct elements; the government must show 

that the defendant: (1) forcibly (2) assaulted, resisted, opposed, impeded, intimidated, or 

interfered with (3) a federal officer (4) in the performance of his duties.” United States v. Kimes, 

246 F.3d 800, 807 (6th Cir. 2001). We thus consider whether § 111(b)—and not § 111(a), by 

itself—“has as an element the use, attempted use, or threatened use of physical force against the 

person or property of another.” See § 924(c)(3)(A). More specifically, we must determine 

whether § 111(b) has as an element the use or attempted use of “violent force—that is, force 

capable of causing physical pain or injury to another person.” Johnson v. United States, 

559 U.S. 133, 140 (2010) (“Johnson I”) (interpreting the “use of physical force” clause under the 

ACCA); see also Leocal v. Ashcroft, 543 U.S. 1, 11 (2004) (construing the term “crime of 

violence” in 18 U.S.C. § 16—essentially identical to § 924(c)(3)—as “suggest[ing] a category of 

violent, active crimes”). We hold that it does. 

Significantly, a defendant must act “forcibly” to violate § 111. See Kimes, 246 F.3d at 

807. The element of force may be satisfied in two ways, each of which is sufficient to categorize 

§ 111(b) as a “crime of violence.” First, this element “may be satisfied by proof of actual 

physical contact.” United States v. Street, 66 F.3d 969, 977 (8th Cir. 1995); see also United 

States v. Chambers, 195 F.3d 274, 277 (6th Cir. 1999) (relying on Street’s definition of 

“forcibly”). Rafidi contends that this element does not require the “use of force” as interpreted 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 9
No. 15-4095 United States v. Rafidi Page 10 

by Johnson I because “violent force” is not required; rather, Rafidi argues, the element may be 

established through any degree of physical contact. Appellant Br. at 22–23; see United States v. 

Dominguez-Maroyoqui, 748 F.3d 918, 921 (9th Cir. 2014) (holding that § 111(a) is not a “crime 

of violence” for purposes of U.S.S.G. § 2L1.2 because “a defendant may be convicted of 

violating section 111 if he or she uses any force whatsoever against a federal officer” (internal 

quotation marks omitted)). But although this might prevent § 111(a) from being a categorical 

“crime of violence”—an issue that we do not decide—a violation of § 111(b) involving a deadly 

weapon is meaningfully different than a violation of § 111(a), by itself. As we explained in 

United States v. Rede-Mendez, 680 F.3d at 558, “[n]ot every crime becomes a crime of violence 

when committed with a deadly weapon.” But if a statute “ha[s] as an element some degree of, or 

the threat of, physical force in the more general sense,” then “the use of a deadly weapon may 

transform” this more general “force into the necessary ‘violent force’” to constitute a “crime of 

violence” within the meaning of Johnson I. Id. Under this reasoning, if a defendant commits a 

violation of § 111 through intentionally causing physical contact with the federal officer—even 

if this physical contact is not in itself “capable of causing physical pain or injury,” Johnson I, 

559 U.S. at 140—§ 111(b)’s additional required element of using a deadly weapon during this 

encounter would elevate this lower degree of physical force into “violent force” sufficient to 

establish § 111(b) as a “crime of violence.” See Rede-Mendez, 680 F.3d at 558. 

 Second, in the absence of physical contact, “[t]he element of force necessary for a 

conviction under [§ 111] may be shown by ‘such a threat or display of physical aggression 

toward the officer as to inspire fear of pain, bodily harm, or death.’” Chambers, 195 F.3d at 277 

(internal quotation marks omitted); see also United States v. Mtola, 598 F. App’x 416, 421 (6th 

Cir. 2015). Thus, even if the defendant did not come into physical contact with the officers at 

all, the government still must establish the “forcible” element, and “a threat or display of 

physical aggression” sufficient “to inspire fear of pain, bodily harm, or death” constitutes the 

“threatened use of physical force” within the meaning of Johnson I. Chambers, 195 F.3d at 277. 

Indeed, the district court instructed the jury here that, in order to find Rafidi guilty of violating 

§ 111(a)(1) and (b), the jury needed to find “that the Defendant forcibly assaulted” the officers, 

with “forcible assault” defined as “an intentional threat or attempt to cause serious bodily injury 

. . . includ[ing] any intentional display of force that would cause a reasonable person to expect 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 10
No. 15-4095 United States v. Rafidi Page 11 

immediate and serious bodily harm or death regardless of whether the act is carried out or the 

person is injured.” R. 31 (Trial Tr. at 371–72) (Page ID #557–58). Rafidi’s conviction for 

§ 111(b) constitutes a “crime of violence” within the meaning of § 924(c)(3), and the district 

court did not err in denying Rafidi’s motion for a judgment of acquittal. 

B. The District Court Did Not Err in Denying Rafidi’s Rule 33 Motion Based on the 

Government’s Alleged Brady Violation 

 Next, Rafidi contends that the district court erred in denying his Rule 33 motion for a 

new trial because newly discovered evidence demonstrated that the government violated Brady 

v. Maryland, 373 U.S. 83 (1963). Appellant Br. at 26–27. This Court “review[s] the denial of a 

motion for new trial based on Brady violations or newly discovered evidence under an abuse of 

discretion standard.” United States v. Jones, 399 F.3d 640, 647 (6th Cir. 2005). “However, the 

district court’s determination as to the existence of a Brady violation is reviewed de novo.” 

United States v. Graham, 484 F.3d 413, 416–17 (6th Cir. 2007). 

 The district court did not err in denying Rafidi a new trial. A Brady violation requires 

three elements: (1) “[t]he evidence at issue must be favorable to the accused, either because it is 

exculpatory, or because it is impeaching”; (2) “th[e] evidence must have been suppressed by the 

State, either willfully or inadvertently”; and (3) “prejudice must have ensued.” Strickler v. 

Greene, 527 U.S. 263, 281–82 (1999). Here, Rafidi argues that the prosecution violated Brady 

by failing to disclose the existence of the 360-degree FARO scan of Rafidi’s residence. Rafidi 

claims that the FARO scan is exculpatory because—as demonstrated by several animations that 

he was able to construct using the data—the scan would have helped “support his position that he 

did not point his gun at anyone” and would have allowed him “to effectively cross-examine 

government witnesses with respect to the critical sequence of events.” Appellant Br. at 32. We 

disagree. Even with the assumption that the FARO scan constitutes Brady material, the 

existence of the scan was disclosed to Rafidi prior to trial. The government “sent a copy of 

BCI’s investigative report” to defense counsel on November 26, 2014. Appellee Br. at 41; see 

R. 36-2 (Toepfer Letter) (Page ID #692); R. 36-3 (FedEx Shipment Receipt) (Page ID #693). 

Page eight of Boerner’s nine-page investigative report states that “[a] CD of the FARO scan was 

placed in the case file.” R. 36-5 (Investigative Report Excerpt) (Page ID #695). This disclosure 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 11
No. 15-4095 United States v. Rafidi Page 12 

sufficiently informed Rafidi as to the existence and availability of the scan. And, as the district 

court recognized, Rafidi “has not claimed that the government provided too much discovery or” 

otherwise wrongfully concealed the existence of the FARO scan in the discovery that it sent. R. 

47 (09/02/15 D. Ct. Order at 3–4) (Page ID #798–99); see United States v. Warshak, 631 F.3d 

266, 297–98 (6th Cir. 2010). 

 Rafidi also argues that the prosecution’s failure to use the FARO scan to create an 

animation or “analysis of bullet trajectories . . . in-and-of-itself constitutes material evidence that 

would have a tendency to exculpate” Rafidi. Appellant Br. at 33. As the government argues, 

however, it provided Rafidi with BCI’s investigative case file to evaluate, and whether the 

government “fail[ed] to take certain investigative steps” in using the scan is a subject for crossexamination. Appellee Br. at 42. Indeed, Boerner testified at trial about taking the FARO scan 

measurements; Rafidi could have cross-examined Boerner about the government’s use of the 

measurements, but Rafidi did not ask any follow-up questions. R. 30 (Trial Tr. at 249) (Page ID 

#435). In sum, Rafidi has not established that the prosecution violated its Brady obligations. 

C. The District Court Did Not Err in Failing to Investigate Juror Misconduct 

 Rafidi next argues that the district court erred in failing to investigate a juror’s sleeping 

during trial. Appellant Br. at 37. “When an allegation of juror misconduct arises, a district court 

is required to investigate the claim in order to determine whether the misconduct tainted the 

trial.” United States v. Wheaton, 517 F.3d 350, 361 (6th Cir. 2008). Generally, “[t]he trial 

judge’s decision regarding the measures necessary to make this determination is reviewed for 

abuse of discretion.” United States v. Lloyd, 462 F.3d 510, 518 (6th Cir. 2006). Here, however, 

after bringing the sleeping juror to the district court’s attention during trial, Rafidi did not object 

to the district court’s proposed solution, did not ask the district court to take any further action, 

and did not raise the issue again until his Rule 33 motion for a new trial based on newly 

discovered evidence. Accordingly, we review the district court’s decision for plain error. See 

United States v. Cook, 550 F. App’x 265, 270 (6th Cir. 2014) (reviewing a claim that a “district 

court failed to take any curative action when jurors fell asleep during the trial” for plain error 

where “counsel did not make an objection below”). 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 12
No. 15-4095 United States v. Rafidi Page 13 

 The district court did not commit plain error here. “[A] juror who sleeps through much 

of the trial testimony cannot be expected to perform his duties.” United States v. Warner, 

690 F.2d 545, 555 (6th Cir. 1982). At the same time, we have recognized that “the trial judge is 

in the best position to determine the nature and extent of alleged jury misconduct.” United States 

v. Shackleford, 777 F.2d 1141, 1145 (6th Cir. 1985). Rafidi’s counsel raised the issue to the 

district court’s attention by asking “Is there anything you might be able to say to him?” R. 30 

(Trial Tr. at 252) (Page ID #438). The district court asked both defense counsel and the 

prosecution whether they had witnessed a juror sleeping and remarked that it had told the jurors 

to “stand and stretch.” Id. at 253 (Page ID #439). Rafidi’s counsel did not request that the 

district court take any further action following this exchange, such as requesting that the juror be 

removed or that the juror be questioned about sleeping. Rafidi’s counsel did not object to the 

district court’s proposed solution nor did counsel move for a mistrial. Because defense counsel 

did not request any further action and did not raise the issue again during trial, we cannot say that 

the district court plainly erred in addressing defense counsel’s sleeping-juror allegation. 

D. Rafidi’s Sentence Does Not Violate the Eighth Amendment 

 Lastly, Rafidi argues that the application of 18 U.S.C. § 924(c)(1)(A)’s sentencing 

enhancement to his § 111 charge violates the Eighth Amendment. Appellant Br. at 41. 

We review constitutional challenges to a sentence de novo. United States v. Jones, 569 F.3d 

569, 573 (6th Cir. 2009). 

Under the Eighth Amendment, “there is no requirement of strict proportionality” between 

crime and sentence; rather, under the “narrow proportionality principle,” “the eighth amendment 

is offended only by an extreme disparity.” Id. (internal quotation marks omitted); see Harmelin 

v. Michigan, 501 U.S. 957, 996–1009 (1991) (Kennedy, J., concurring). According to Rafidi, his 

sentence “is grossly disproportionate to the severity of his momentary offense conduct” and is 

thus unconstitutional. Appellant Br. at 43. We disagree. Section 924(c)(1)(A)(ii) imposes a 

minimum sentence of seven years, to be served consecutively, if a firearm is brandished “during 

and in relation to any crime of violence or drug trafficking crime.” The district court sentenced 

Rafidi to 84 months of imprisonment on the § 924(c) count. R. 61 (Sentencing Tr. at 21) (Page 

ID #981). “In general, Eighth Amendment jurisprudence grants ‘substantial deference’ to the 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 13
No. 15-4095 United States v. Rafidi Page 14 

legislatures who determine the types and limits of punishments.” United States v. Moore, 

643 F.3d 451, 456 (6th Cir. 2011) (quoting Harmelin, 501 U.S. at 999). As the government 

addresses, “[a] sentence within the statutory maximum set by statute generally does not 

constitute ‘cruel and unusual punishment.’” Id. at 455 (alteration in original) (internal quotation 

marks omitted); see Appellee Br. at 54. Here, the jury found Rafidi guilty of § 924(c) for 

brandishing a firearm at federal officers; Congress chose to impose a mandatory minimum 

sentence of seven years of imprisonment for such a crime, and Rafidi was sentenced to this term. 

Rafidi’s sentence “is not grossly disproportionate” to the crime for which he was convicted 

within the meaning of the Eighth Amendment. See United States v. Clark, 634 F.3d 874, 877–78 

(6th Cir. 2011). 

III. CONCLUSION

For the reasons set forth above, we AFFIRM the judgment of the district court. 

 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 14
No. 15-4095 United States v. Rafidi Page 15 

___________________________________________________ 

CONCURRING IN PART AND IN THE JUDGMENT 

___________________________________________________ 

ANDRE M. DAVIS, Senior Circuit Judge, concurring in part and in the judgment. I am 

happy to concur in parts I, II.B–D, and III of Judge Moore’s thorough opinion for the panel. As 

for part II.A, which examines the question of whether the (alternative) requirement of 18 U.S.C. 

§ 111(b), that a dangerous weapon be used in committing an offense under § 111(a), 

categorically renders a violation of the former a crime of violence under the force clause of 

§ 924(c)(3)(A), I remain dubitante. I cannot say with assurance that the judicial gloss placed on 

the statutory terms of § 111 by the reasoning in cases such as United States v. Chambers, 

195 F.3d 274 (6th Cir. 1999), and, by analogy, United States v. Rede-Mendez, 680 F.3d 552 (6th 

Cir. 2012), is enough to hold that the statute means what its text does not say. 

Put differently, it is unclear to me that the use of a dangerous weapon in “forcibly,” but 

not “violently,” resisting arrest by an FBI agent, for example, categorically elevates the kind of 

non-violent force sufficient to satisfy § 111(a) into “violent force” within the meaning of the 

term as recognized in Supreme Court precedent. See Johnson v. United States, 559 U.S. 133, 

140 (2010). Indeed, the jury charge in this very case seems to bear out the quite expansive ambit 

of the kind of “force” that will sustain a conviction under § 111(b). See ante 13 (quoting 

instruction that jury could convict upon its finding that Rafidi’s conduct “includ[ed] any 

intentional display of force that would cause a reasonable person to expect immediate and 

serious bodily harm or death regardless of whether the act is carried out or the person is injured” 

(citation omitted)). Thus, under this approach, pointing a firearm (loaded or not) at a federal 

law-enforcement officer is the kind of “display of force” that would constitute “violent force.” 

And yet, as the majority opinion notes, “[n]ot every crime becomes a crime of violence when 

committed with a deadly weapon.” Ante 12 (quoting Rede-Mendez, 680 F.3d at 558). 

My doubts aside, on the basis of binding Circuit precedent, United States v. Taylor, 

814 F.3d 340, 379 (6th Cir. 2016), I concur in the panel’s conclusion that a violation of § 111(b) 

is an appropriate predicate, but under the “residual clause” of § 924(c)(3)(B). 

 Case: 15-4095 Document: 27-2 Filed: 07/11/2016 Page: 15