Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca6-08-06528/USCOURTS-ca6-08-06528-0/pdf.json

Parties Involved:
FedEx Corporation
Appellee
Timothy Parsons
Appellant

Document Text:

The Honorable James G. Carr, Chief Judge of the Northern District of Ohio, sitting by *

designation.

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION

File Name: 10a0012n.06

No. 08-6528

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

TIMOTHY PARSONS,

Plaintiff-Appellant,

v.

FEDEX CORPORATION,

Defendant-Appellee.

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ON APPEAL FROM THE UNITED

STATES DISTRICT COURT FOR THE

EASTERN DISTRICT OF KENTUCKY

OPINION

Before: GRIFFIN and KETHLEDGE, Circuit Judges; and CARR, District Judge.*

JAMES G. CARR, DISTRICT JUDGE. This is a diversity employment case arising from

the discharge of plaintiff Timothy Parsons from his position as a courier at the Huntington, West

Virginia station of the defendant Federal Express Corporation (FedEx). Plaintiff asserts three causes

of action against FedEx: 1) defamation; 2) retaliatory discharge; and 3) intentional infliction of

emotional distress.

Pending is an appeal from an order granting summary judgment in favor of defendant and

against plaintiff on all claims. 

For the reasons that follow, we AFFIRM the district court’s grant of summary judgment.

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Background

FedEx employed Parsons as a courier from November 11, 1996, to March 20, 2006, at its

Huntington, West Virginia station. Throughout the Summer of 2005, Parsons complained to

management that packages were disappearing from trucks and reappearing days later. He also claims

that he saw employees opening packages without management approval.

On September 7, 2005, FedEx suspended Parsons after discovery of an opened package and

pornographic material in the truck he usually drove. On the same day, FedEx received a complaint

from a customer that several of the customer’s prescription narcotics shipments had been replaced

with baby aspirin.

Consistent with FedEx policies, the company, while it investigated the customer’s complaint,

placed Parsons on investigative suspension. Though FedEx questioned other employees about the

package, it only suspended Parsons. Unable to determine responsibility for the opened package and

pornography, FedEx reinstated Parsons.

During the investigation, Parsons informed FedEx’s Senior Security Specialist, Helmut

Hagan, that he had, at one point, been taking prescription narcotics. Consistent with FedEx policies,

Hagan notified management of this fact.

On receiving notice of Parsons’ use of narcotics, and again consistent with company policies,

a Medical Review Officer began an evaluation of Parsons. The evaluation included a request for

medical records pertaining to prescription narcotic use.

Pending a medical examination relating to his prior use of prescription narcotics, Parsons lost

his Department of Transportation (DOT) certification. Plaintiff claims that management had been

previously aware of this drug use, but had continued to let him make deliveries.

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Parsons alleges that the HCMP manager for FedEx threatened him with disciplinary action if he did

not knowingly falsify his medical leave documents. Parson fails, however, to submit any admissible

evidence, aside from his own affidavit, supporting this allegation.

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Parsons alleges that he had to enter the station without management approval because his direct

manager intentionally attempted to avoid contact with him. Parsons, however, fails to submit any

admissible evidence, aside from his own deposition, to support his belief that the manager

intentionally avoided him. 

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Parsons alleges that the details of the investigation were common knowledge among the employees

of the station. He also alleges that FedEx shared the details of the investigation with people outside

the station. He has not, however, submitted any admissible evidence, aside from his own affidavit,

supporting these allegations. Parsons’ affidavit relies on hearsay and fails to set forth the hearsay

statements with sufficient specificity to show a genuine issue for trial.

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Because his disqualification from driving involved medical issues, Parsons received

paperwork to apply for short term disability. The Medical Review Officer ultimately cleared 1

Parsons to return to work. FedEx reinstated him and he returned to work.

FedEx policy bans suspended employees from entering the workplace without prior approval

of a manager. While under suspension, Parsons entered the station without permission. He received

a warning letter for failure to follow management orders.

2

FedEx also has a policy that the details of an investigation remain confidential. Parsons filed 3

a series of internal EEO complaints regarding the scope and nature of this initial investigation.

Parsons returned to work on or about December 19, 2005. On January 4, 2006, FedEx

transferred Parsons to a new route because a customer had complained that Parsons had insinuated

he was going to blow up the customer’s business.

Parsons had difficulty delivering packages on the new route. He entered “DEX 03” codes on

twenty-six packages and returned them to the station.

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The DEX 03 code indicates the package is undeliverable due to a customer addressing error.

FedEx determined that this code was incorrectly entered on twenty-two of the twenty-six returned

packages. It again placed Parsons on paid leave.

During the ensuing investigation, Parsons admitted to placing the DEX 03 code on eleven

packages he had not attempted to deliver. Parsons understood he was to use that code only when a

package has an incorrect address.

FedEx terminated Parsons on March 20, 2006. It asserts that it did so because Parsons

falsified company documents. This termination occurred after Parsons had filed additional EEO

complaints and sought legal counsel.

On February 23, 2006, Parsons filed a complaint in the United States District Court for the

Eastern District of Kentucky. On December 28, 2007, FedEx filed a motion for summary judgment.

The district court granted FedEx’s motion for summary judgment and dismissed the case with

prejudice. The district court dismissed Parsons’ motion forreconsideration on November 21, 2008.

Parsons filed a timely appeal.

Discussion

A. Jurisdiction

The district court had jurisdiction in this case under 28 U.S.C. § 1332, based on diversity of

citizenship and an amount in controversy exceeding $75,000. 

This Court has jurisdiction over the plaintiff's appeal of the district court's final order under

28 U.S.C. § 1291. The trial court issued a final decision on defendant’s motion for summary

judgment on September 30, 2008, and on plaintiff’s motion for reconsideration on November 21,

2008.

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B. Standard of Review

This Court reviews a district court's grant of summary judgment de novo. Hinchman v.

Moore, 312 F.3d 198, 201 (6th Cir. 2002).

A party is entitled to summary judgment on a motion under Fed. R. Civ. P. 56 where the

opposing party fails to show the existence of an essential element for which that party bears the

burden of proof. Celotex Corp. v. Cartrett, 477 U.S. 317, 322 (1986). The movant must initially

show the absence of a genuine issue of material fact. Id. at 323.

Once the movant meets that initial burden, the “burden shifts to the nonmoving party [to] set

forth specific facts showing there is a genuine issue for trial.” Anderson v. Liberty Lobby, Inc., 477

U.S. 242, 250 (1986) (quoting Fed. R. Civ. P. 56(e)). Rule 56(e) “requires the nonmoving party to

go beyond the [unverified] pleadings” and submit admissible evidence supporting its position.

Celotex, supra, 477 U.S. at 324.

In deciding a motion for summary judgment, a court accepts the opponent’s evidence as true

and construes all evidence in the opponent’s favor. Eastman Kodak Co. v. Image Tech. Servs., Inc.,

504 U.S. 451, 456 (1992). The movant can prevail only if the materials offered in support of the

motion show there is no genuine issue of a material fact. Celotex, supra, 477 U.S. at 323.

C. Procedural Issues

Parsons argues that the district court erred in only considering the evidence referenced in the

parties’ motions before granting Fedex’s motion for summary judgment. He contends that a district

court must consider all the evidence that exists in record before making a summary judgment

determination. FedEx asserts that this is an incorrect reading of Fed. R. Civ. P. 56. We agree with

FedEx.

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Before the 2007 amendments, Rule 56(c) did not include “disclosure materials” in its list of materials

a court could consider in ruling on an summary judgment motion. 

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A district court need only consider the evidence presented to it when considering a motion

for summary judgment, regardless of whether other potentially relevant evidence exists somewhere

in the record. Williamson v. Aetna Life Ins. Co., 481 F.3d 369, 379 (6th Cir. 2007). A district court

has no “‘duty to sift through the record in search of evidence to support a party’s opposition to

summary judgment.’” Id. (quoting Skotak v. Tenneco Resins, Inc., 953 F.2d 909, 916 n.7 (5th

Cir.1992)). Thus, “[r]ule 56 allocates that duty to the opponent of the motion, who is required to

point out the evidence, albeit evidence that is already in the record, that creates an issue of fact.”

Williamson, supra, 481 F.3d at 379 (quoting Skotak, supra, 953 F.2d at 916 n.7).

Parsons alleges that the 2007 revision of Rule 56 mandates district court consideration of

Rule 26 initial disclosures. Parsons is correct that Rule 56 now requires us to consider both

“discovery and disclosure materials.” Fed. R. Civ. P. 56 (c) (2009) (“The judgment sought shall be

rendered if the pleadings, the discovery and disclosure materials on file, and anyaffidavits show that

there is no genuine issue as to any material fact”) (emphasis added).

4

We decline, however, to accept Parsons’ second invitation to hold that this amendment

requires district courts to search the record for relevant evidence, including that contained in

disclosure materials. The words “on file” do not require the court to comb the record for evidence.

See Williamson, supra, 481 F.3d at 379. The fact that disclosure materials are now included in Rule

56 does not change that.

We find, therefore, that the district court did not err in only considering the evidence placed

before it by the parties on the motion for summary judgment.

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The parties do not dispute that West Virginia substantive law applies to this case.

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D. Substantive Claims

1. Defamation

In West Virginia, the elements of defamation are: “(1) defamatory statements; (2) a 5

nonprivileged communication to a third party; (3) falsity; (4) reference to the plaintiff; (5) at least

negligence on the part of the publisher; and (6) resulting injury.” Bine v. Owens, 542 S.E.2d 842,

846 (W.Va. 2000). Summary judgment is appropriate if the nonmoving party fails to make a

sufficient showing as to any one element, regardless of whether there are genuine issues of material

fact regarding other elements. Belcher v. Wal-Mart Stores, Inc., 568 S.E.2d 19, 26 (W.Va. 2002).

In this case, the first two elements are at issue, namely: 1) whether defendants made

defamatory statements; and 2) whether those statements were made in nonprivileged

communications to a third party.

The district court concluded that Parsons failed to produce sufficient evidence to support his

allegations as to either element. Because we agree that Parsons failed to produce sufficient evidence

to support his allegation that potentially defamatory statements were made in nonprivileged

communications to third parties, we need not determine whether the statements were, in fact,

defamatory.

To sustain a defamation claim, the defamatory statement must have been made “to a third

party who did not have a reasonable right to know.” Bine, supra, 542 S.E.2d at 846. “Unless the

defamatory matter is communicated to a third person there has been no diminution of reputation.”

Belcher, supra, 568 S.E.2d at 27 (quoting Crain v. Lightner,364 S.E.2d 778, 785 (W.Va. 1987)).

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Parsons alleges that people told him they had heard of his prior legal use of prescribed

narcotics from Sam Marcum and that Sam Marcum had heard from Brenda Hargis. He also alleges

that his fellow coworkers told him that FedEx management was publicly stating that Parsons had

done the things for which he was being investigated.

These statements are offered for the truth of the matter asserted and are hearsay. There is,

accordingly, no admissible evidence supporting plaintiff’s claim of improper disclosure of the

allegedly defamatory information. We, therefore, affirm the district court on this count.

2. Retaliatory Discharge

The West Virginia Supreme Court distinguishes claims of retaliatory discharge claim and

Intentional Infliction of Emotional Distress [IIED]:

when the employee’s distress results from the fact of his discharge-e.g., the

embarrassment and financial loss stemming from the plaintiff’s firing-rather than

from any improper conduct on the part of the employer in effecting the discharge,

then no claim for intentional infliction of emotional distress can attach. When,

however, the employee’s distress results from the outrageous manner by which the

employer effected the discharge, the employee may recover under the tort of outrage.

In other words, the wrongful discharge depends solely on the validity of the

employer’s motivation or reason for the discharge.

Dzinglski v. Weirton Steel Corporation, 445 S.E.2d 219, 226 (W.Va. 1994).

To succeed on a retaliatory discharge claim, an employee must prove by a preponderance of

the evidence that: 1) “the complainant engaged in protected activity”; 2) “complainant’s employer

was aware of the protected activities”; 3) “complainant was subsequently discharged”; and 4) that,

“absent other evidence tending to establish a retaliatory motivation . . . complainant’s discharge

followed his or her protected activities within such period of time that the court can infer retaliatory

motivation.” Erps v. West Virginia Human Rights Comm’n, 680 S.E.2d 371, 384-85 (W.Va. 2009).

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We assume, arguendo, that Parsons can establish a prima facie case.

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Once plaintiff establishes a prima facie case of retaliatory discharge, the burden shifts to the

defendants to rebut the presumption. Id. If defendants produce evidence to rebut the presumption,

the burden remains with plaintiff to prove that the rationale given by the defendants was merely

pretextual. Id. Plaintiff must demonstrate that “‘the proffered reason was not the true reason for the

employment decision.’” Freeman v. Fayette County Bd. of Educ., 599 S.E.2d 695, 701 (W.Va.

2004) (quoting Tex. Dep’t of Comty. Affairs v. Burdine, 450 U.S. 248, 256 (1981)).

Parsons claims that FedEx fired him in retaliation for complaining about the disappearance

of controlled substances from his truck, refusing to commit insurance fraud, and filing EEO

complaints.6

FedEx came forward with evidence of a legitimate, nondiscriminatory reason for terminating

the plaintiff: namely, that he – as he himself admitted – falsified company documents. The FedEx

People Manual, No. 2.5, specifies that falsification of company documents may result in termination.

Parsons has failed to produce evidence sufficient to create a genuine issue of material fact

as to whether FedEx’s stated reason is pretextual. He simply asserts in a conclusory manner, and

without a foundation in admissible evidence, that all employees misuse the codes in the same

manner. Unsupported speculation cannot overcome a motion for summary judgment. Parson’s

claim fails for lack of proof. Therefore, we affirm the grant of summary judgment on this claim. 

3. Intentional Infliction of Emotional Distress

To prevail on an IIED claim, a plaintiff must prove: 1) “the defendant’s conduct was

atrocious, intolerable, and so extreme and outrageous as to exceed the bounds of decency”; 2) “the

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defendant acted with the intent to inflict emotional distress, or acted recklessly when it was certain

or substantially certain emotional distress would result from his conduct”; 3) “the actions of the

defendant caused the plaintiff to suffer emotional distress”; and 4) “the emotional distress suffered

by the plaintiff was so severe that no reasonable person could be expected to endure it.” Hatfield

v. Health Management Associates of West Virginia, 672 S.E.2d 395, 404 (W.Va. 2004). Liability

for IIED only arises if the defendant’s conduct is found to be outrageous. Dzinglski, supra, 445

S.E.2d at 225.

Parsons contends that FedEx went beyond the proper scope of investigation, the details of

the investigation were common knowledge, and a desire to punish him for reporting breaches of

company policy motivated his termination.

West Virginia courts have declined to find similar conduct outrageous. See id. at

227(holding that defendant’s conduct was not outrageous when it suspended the plaintiff with pay

pending the outcome of the investigation, conducted an internal audit, interviewed company

employees, prepared an internal memoranda setting forth the results of the interviews and audit, and

held private meetings with plaintiff to apprise him of the allegations and afford him the opportunity

to respond); see also Hines v. Hills, 445 S.E.2d 385, 390 (W.Va. 1994) (holding that prosecuting an

employee instead of simply discharging her does not rise to level of actionable outrageousness). 

Parsons asserts that the district court’s reliance on Dzinglski is misplaced. We disagree.

Parsons argues that we should disregard Dzinglski for the following reasons: 1) Dzinglski had been

directly accused of misconduct prior to the investigation; 2) the company in Dzinglski had not shared

details of the investigation with other employees; 3) the actions taken during the investigation in

Dzinglski were related to the purpose of the investigation; and 4) Dzinglski did not file a formal

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complaint within the company that the investigation was being conducted counter to corporate

policy.

Parsons’ first and fourth reasons are irrelevant, as they go to the rationale for an investigation

(and termination), as opposed to the means of effecting the investigation. See Hosaflook v.

Consolidation Coal Co., 497 S.E.2d 174, 185 (W.Va. 1997). Parsons’ second reason is foreclosed

by his failure, as already noted, to put forth evidence other than his own conclusory and speculative

allegations regarding communications to third parties.

Finally, Parsons has not provided the court with any evidence that the actions taken during

the investigation in this case were less related to the purpose of the investigation than in Dzinglski.

In fact, as the district court noted,

Plaintiff conceded that Defendant was warranted in conducting an internal

investigation regarding the opening of packages of pornographic material located in

the truck. Plaintiff also admitted that Defendant has a legitimate need to investigate

alleged drug use by its employees. Further, Plaintiff acknowledged that placing him

on paid leave pending the investigation is consistent with company policy. Plaintiff

also recognizes that transferring a driver's route in response to a customer complaint

is not unreasonable. Finally, the record shows that during the investigation,

Defendant interviewed employees and gave Plaintiff an opportunity to present his

side of the story. (internal citations omitted).

Parsons v. Federal Exp. Corp., 2008 WL 4463759, *4 (E.D.Ky. 2008).

For the foregoing reasons, and in light of Dzinglski, we affirm the decision of the district

court that FedEx is entitled to summary judgment with regard to Parsons’ intentional infliction of

emotional distress claim.

Conclusion

For the foregoing reasons, we AFFIRM the district court’s grant of summary judgment.

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