Document ID: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca3-08-02257/USCOURTS-ca3-08-02257-0/pdf.json

Parties Involved:
Barrington Clarke
Appellant
United States of America
Not Party

Document Text:

ALD-298 NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

 

No. 08-2257

 

UNITED STATES OF AMERICA

v.

BARRINGTON CLARKE,

Appellant

____________________________________

On Appeal from the United States District Court

for the Eastern District of Pennsylvania

(D.C. Crim. No. 90-cr-00238-5)

District Judge: Honorable Gene E.K. Pratter

____________________________________

Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B) 

or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6

September 25, 2008

Before: SLOVITER, FISHER and HARDIMAN, Circuit Judges

(Opinion filed: September 30, 2008)

 

 OPINION

 

PER CURIAM

Appellant Barrington Clarke was indicted in United States District Court for the

Eastern District of Pennsylvania along with numerous other individuals and charged with

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 We considered these issues: 1

1. Were Clarke's 2 life sentences imposed on the conspiracy and

racketeering counts imposed in violation of the Ex Post Facto Clause?

2. Did the statutory provisions and Guidelines under which Clarke was

sentenced become effective after completion of the criminal conduct such

that sentencing Clarke thereunder was plain error?

3. Was the district court's determination that Clarke continued in the

conspiracy and racketeering activities after November 1, 1987 clearly

erroneous and improperly based on testimony taken at the sentencing

hearing? 

4. Should Clarke be resentenced because the district court's finding that he

continued in the conspiracy and racketeering acts was based on materially

false information?

Clarke, No. 91-2059, Judgment Order dated October 29, 1992.

2

conspiracy to distribute illegal drugs, racketeering, violent crime in aid of racketeering,

and distribution of illegal drugs. Clarke was convicted by a jury of the drug counts and

the racketeering count but acquitted of the violent crime in aid of racketeering count. The

District Judge assigned to the case, the Honorable James McGirr Kelly, sentenced Clarke

under the United States Sentencing Guidelines to 2 terms of life imprisonment on the

conspiracy and RICO counts, and one 15-year term of imprisonment on the distribution of

illegal drugs count, the sentences to run concurrently. 

We affirmed on direct appeal in United States v. Clarke, C.A. No. 91-2059, on

October 29, 1992. Whether Clarke had withdrawn from the conspiracy prior to

November 1, 1987, and thus whether he should have been sentenced under the

Guidelines, were among the issues contested on appeal. In April 1997, Clarke filed a 1

motion to vacate sentence under 28 U.S.C. § 2255, in which he claimed, among other

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 The former Rule 35(a) provided: “The court may correct an illegal sentence at any 2

time and may correct a sentence imposed in an illegal manner within the time provided

herein for the reduction of sentence.”

 The current Rule 35 provides only for: (1) correction of technical errors if the motion 3

is made within seven days of the judgment; or (2) reduction of sentence pursuant to a

government motion based on the defendant's cooperation. Fed. R. Crim. Pro. 35(a), (b).

3

things, that sentencing him under the Guidelines was a violation of due process. 

Following the filing of a Report and Recommendation by the Magistrate Judge, and the

filing of Objections by Clarke, Judge Kelly denied the motion. We declined to issue a

certificate of appealability in United States v. Clarke, C.A. No. 98-1533.

On October 15, 2003, Clarke filed a Rule 35(a) motion pursuant to the 1985

version of the rule, which permitted correction of an illegal sentence at any time. Clarke 2

contended that his sentence illegally exceeds the statutory maximum applicable to 21

U.S.C. § 841(b), and the jury was not asked to make a finding, beyond a reasonable

doubt, as to the quantity of drugs attributable to him, in contravention of Apprendi v. New

Jersey, 530 U.S. 466 (2000). Judge Kelly denied the motion, see United States v. Clarke,

2004 WL 1237351 (E.D. Pa. April 28, 2004), and we summarily affirmed, concluding

that Clarke was required to proceed under the current version of Rule 35, which provided

him no relief, and, in any event, Apprendi was not retroactive to cases on collateral 3

review under In re: Turner, 267 F.3d 225, 231 (3d Cir. 2001). See United States v.

Clarke, C.A. No. 04-2288 (3d Cir. December 21, 2004).

Turning to the matter presently before us, on June 28, 2007, Clarke filed another

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 The version of Rule 35 that became effective on November 1, 1987, was narrower. It

4

did not permit a District Court to correct a sentence except on a remand by the court of

appeals following a finding of error, providing, in pertinent part, that “[t]he court shall

correct a sentence that is determined on appeal under 18 U.S.C. 3742 to have been

imposed in violation of law, to have been imposed as a result of an incorrect application

of the sentencing guidelines, or to be unreasonable, upon remand of the case to the court.” 

Fed. R. Crim. Pro. 35(a) (1988). 

4

Rule 35(a) motion pursuant to the 1985 version of the rule, challenging the legality of his

life sentence. Again invoking Apprendi, he contended that the termination date of a

conspiracy is an element of the conspiracy offense if it has the potential to increase the

statutory maximum sentence, and, as such, it is a question that must be answered by the

jury beyond a reasonable doubt. The punishment prescribed for a conspiracy that ended

before November 1, 1987 was less severe than for one that continued thereafter. In the

absence of a jury finding that the conspiracy lasted past November 1, 1987, the

application to him of the current version of Rule 35 violates Apprendi. Former Rule

35(a) applies when all conduct related to the conspiracy occurred prior to November 1,

1987 when the rule was amended. Clarke contended that Judge Kelly made the 4

determination by a preponderance of the evidence that he had not withdrawn from the

conspiracy until well after November 1, 1987 based on testimony taken at the sentencing

hearing. The trial testimony, on the other hand, established only that he had quit the

conspiracy in September 1986.

Due to Judge Kelly’s death, the case was reassigned to the Honorable Gene E.K.

Pratter. In denying this latest Rule 35(a) motion, Judge Pratter relied on Judge Kelly’s

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5

2004 opinion denying Clarke’s first Rule 35(a) motion, wherein Judge Kelly stated:

“Former Rule 35 ... is not applicable to Defendant's offense.... Defendant contends that

his involvement with the drug conspiracy ended prior to November 1, 1987. Yet, a jury

determined that Defendant was involved in a conspiracy that continued past ... November

1, 1987.” Clarke, 2004 WL 1237351, at *2. Judge Pratter also determined that relief was

not available to Clarke under current Rule 35.

Clarke appeals. Our Clerk granted him leave to appeal in forma pauperis and

advised him that his appeal was subject to summary dismissal under 28 U.S.C. §

1915(e)(2)(B) or summary affirmance under Third Cir. LAR 27.4 and I.O.P. 10.6. We

have jurisdiction pursuant to 28 U.S.C. § 1291. Our review is plenary. See Cristin v.

Brennan, 281 F.3d 404, 409 (3d Cir. 2002). We will summarily affirm the order of the

District Court dismissing Clarke’s Rule 35(a) motion to correct an illegal sentence,

because it clearly appears that no substantial question is presented by this appeal. See

Third Circuit LAR 27.4 and I.O.P. 10.6. 

We conclude that the determination of what version of the Federal Rules of

Criminal Procedure is applicable is not governed by Apprendi, that the District Court

properly ruled that current Rule 35 is applicable to Clarke, and that his present motion is

not authorized by current Rule 35. In United States v. Rivera, 376 F.3d 86 (2d Cir. 2004),

the Court of Appeals for the Second Circuit explained that:

[E]ach version of Rule 35 has merely provided a mechanism by which –

after a defendant has been sentenced – the court has been allowed, in the

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6

circumstances set out in the Rule itself, to correct the sentence. Rule 35

does not establish sentencing levels or specify the factual basis for any

sentencing calculation. Nor does any version of the Rule alter the

maximum penalty for an offense of conviction or permit a sentence to be

increased above the statutory maximum.

Id. at 91. We agree that nothing in Apprendi requires a jury determination of any fact

before a court can determine what version of Rule 35 governs a given motion. We further

agree with the District Court that no relief is available to Clarke under the current version

of Rule 35.

For the foregoing reasons, we will summarily affirm the District Court’s Order

denying the Rule 35(a) motion.

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