Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-casd-3_09-cv-01957/USCOURTS-casd-3_09-cv-01957-4/pdf.json

Nature of Suit Code: 550
Nature of Suit: Prisoner - Civil Rights (U.S. defendant)
Cause of Action: 42:1983 Prisoner Civil Rights

---

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF CALIFORNIA

STEPHEN JEROME WILLIAMS,

Plaintiff,

v.

LARRY SMALL, et al, 

Defendants.

 

)

)

)

)

)

)

)

)

)

)

Civil No. 09cv1957-MMA (RBB)

ORDER DIRECTING U.S. MARSHAL

TO EFFECT SERVICE OF

SUMMONS AND THIRD AMENDED

COMPLAINT PURSUANT TO FED. R.

CIV. P. 4(c)(3) AND 28 U.S.C. § 1915(d)

Stephen Jerome Williams (“Plaintiff”) is a California state prisoner proceeding pro se in the

above-captioned matter. Along with his original complaint, Plaintiff filed a motion to proceed in forma

pauperis pursuant to 28 U.S.C. § 1915(a). The Court granted Plaintiff’s motion and dismissed his

complaint without prejudice pursuant to 28 U.S.C. §§ 1915(e)(2)(b) & 1915A. Plaintiff filed a first

amended complaint (“FAC”) and the Court directed the U.S. Marshal to effect service of the summons

and FAC pursuant to Fed. R. Civ. P. 4(c)(3) and 28 U.S.C. § 1915(d). Thereafter, the Court granted

Plaintiff leave to file a second amended complaint (“SAC”) adding a newly identified Defendant. 

Plaintiff filed his SAC, and the Court provided Plaintiff with an IFP package and ordered the U.S.

Marshal to effect service on the newly named Defendant. Defendants moved to dismiss Plaintiff’s SAC. 

The Court granted the motion, but allowed Plaintiff leave to amend certain claims and to add newly

identified Defendants. 

///

///

1 09cv1957

Case 3:09-cv-01957-MMA-RBB Document 53 Filed 02/21/12 Page 1 of 3
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

On October 26, 2011, Plaintiff filed a third amended complaint [Doc. No. 47] amending his

claims and adding five additional Defendants: C. Huey, T. Barajaz, J. Hurtado, H. Amezcua, and J.

Gomez. Because Plaintiff is proceeding in forma pauperis in this case, as noted above, he is entitled to

have service effected by the U.S. Marshal with respect to these five newly added Defendants. See FED.

R. CIV. P. 4(c)(2). However, it appears that a summons did not issue on the third amended complaint,

nor did Plaintiff receive an “IFP Package.” As such, the newly added Defendants have not been served

with the third amended complaint. 

The Court notes that Plaintiff’s time for serving the third amended complaint on the newly added

Defendants is set to expire within several days. See Fed. R. Civ. P. 4(m) (service within 120 days after

complaint is filed). However, where a delay in service is attributable to the court clerk, such as is the

case here, such delay constitutes “good cause” to avoid dismissal under Rule 4(m). Puett v. Blandford,

912 F.2d 270, 273 (9th Cir. 1990) (“[P]laintiff should not be penalized by having his or her action

dismissed for failure to effect service where the U.S. Marshal or the court clerk has failed to perform the

duties required of each of them under 28 U.S.C. § 1915(c) and Rule 4 of the Federal Rules of Civil

Procedure.”); see also, Walker v. Sumner, 14 F.3d 1415, 1422 (9th Cir. 1994). Furthermore, the Court

enjoys broad discretion under Rule 4(m) to extend time for service even without a showing of good

cause. In re Sheehan, 253 F.3d 507, 513 (9th Cir. 2001); Mann v. American Airlines, 324 F.3d 1088,

1090 (9th Cir. 2003) (holding that district court may, under the broad discretion granted by Rule 4(m),

extend time for service retroactively after the 120-day service period has expired). 

Accordingly, 

IT IS HEREBY ORDERED THAT:

 1. Service of the third amended complaint [Doc. No. 47] is appropriate for the following

defendants:

a) C. HUEY, ASU Sergeant, Calipatria State Prison, Calipatria CA; 

b) T. BARAJAZ, ASU Correctional Officer, Calipatria State Prison, Calipatria CA;

c) J. HURTADO, ASU Correctional Officer, Calipatria State Prison, Calipatria CA;

d) H. AMEZCUA, ASU Correctional Officer, Calipatria State Prison, Calipatria CA;

e) J. GOMEZ, License Vocational Nurse, Calipatria State Prison, Calipatria CA.

2 09cv1957

Case 3:09-cv-01957-MMA-RBB Document 53 Filed 02/21/12 Page 2 of 3
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

2. The Clerk shall issue a summons upon the above-named Defendants, and forward it to Plaintiff

along with a blank U.S. Marshal Form 285 for each Defendant. In addition, the Clerk shall provide

Plaintiff with a certified copy of this Order, and certified copies of his third amended complaint and the

summons for purposes of serving each of the above-named Defendants (together, an “IFP Package”). 

3. The Court GRANTS Plaintiff an extension of time to effect service upon the five above-named

Defendants pursuant to Rule 4(m). Upon receipt of his “IFP Package,” Plaintiff shall complete, as

accurately and clearly as possible, the U.S. Marshal Form 285s provided to him, and shall return them to

the U.S. Marshal, along with all the necessary materials described in the Clerk’s letter accompanying his

“IFP package,” no later than March 29, 2012. Thereafter, the U.S. Marshal shall serve a copy of the

third amended complaint and summons upon each of the above-named Defendants as directed by

Plaintiff on each Form 285. All costs of service shall be advanced by the United States. See 28 U.S.C.

§ 1915(d); FED. R. CIV. P. 4(c)(3).

3. The above-named Defendants are thereafter ORDERED to reply to the Complaint within the

time provided by the applicable provisions of Federal Rule of Civil Procedure 12(a). See 42 U.S.C. §

1997e(g)(2) (once the Court has conducted its sua sponte screening pursuant to 28 U.S.C. § 1915(e)(2)

and § 1915A(b), and made a preliminary determination based on the face on the pleading alone that

Plaintiff has a “reasonable opportunity to prevail on the merits,” Defendants are required to respond).

4. Plaintiff shall serve upon the above-named Defendants or, if appearance has been entered by

counsel, upon these Defendants’ counsel, a copy of every further pleading or other document submitted

for consideration of the Court. Plaintiff shall include with the original paper to be filed with the Clerk of

the Court a certificate stating the manner in which a true and correct copy of any document served on

any Defendant, or their counsel, and the date of service. Any paper received by the Court which has not

been filed with the Clerk or which fails to include a Certificate of Service will be disregarded.

IT IS SO ORDERED.

DATED: February 21, 2012

Hon. Michael M. Anello

United States District Judge

3 09cv1957

Case 3:09-cv-01957-MMA-RBB Document 53 Filed 02/21/12 Page 3 of 3