Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-18/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER PERMITTING RECEIVER TO OPEN MORGAN STANLEY SMITH BARNEY ACCOUNT

CASE NO. CV 09-000665 LKK-DAD 

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 FUTTERMAN 

 & DUPREE LLP

FUTTERMAN & DUPREE LLP

JAMIE L. DUPREE (158105) 

JAIME E. GODIN (233187) 

160 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@dfdlaw.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD 

ORDER PERMITTING RECEIVER TO 

OPEN MORGAN STANLEY SMITH 

BARNEY ACCOUNT 

Honorable Lawrence K. Karlton 

On April 30, 2009, the Court filed an “Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. and Order to Show Cause for Appointment of 

Permanent Receiver” (“Order Appointing Receiver”). In order to empower and authorize 

Receiver to carry out his duties and obligations, in order to preserve, protect, and value any 

interest that Equity Investment Managing and Trading, Inc. (“EMIT”) has purchased or otherwise 

acquired in any Collateralized Mortgage Obligation (“CMO”), and for good cause shown: 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

Receiver is hereby authorized to open an account at Morgan Stanley Smith Barney 

entitled “Receiver’s Account” together with the name and number of this action in order to 

collect, receive, monitor, and or value any CMO or other securities instrument purchased or 

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Case 2:09-cv-00665-JAM-KJN Document 94 Filed 06/11/09 Page 1 of 2
[PROPOSED] ORDER PERMITTING RECEIVER TO OPEN MORGAN STANLEY SMITH BARNEY ACCOUNT

CASE NO. CV 09-000665 LKK-DAD 

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 FUTTERMAN 

 & DUPREE LLP

otherwise acquired by EMIT or its affiliated or related entities. Receiver shall not dispose of any 

CMO or other securities instrument collected, received or deposited into such Morgan Stanley 

Smith Barney account without further order of this Court. 

IT IS SO ORDERED. 

Dated: June 11, 2009 

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Case 2:09-cv-00665-JAM-KJN Document 94 Filed 06/11/09 Page 2 of 2