Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-25/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER COMPELLING SUBFUND MANAGERS TO PRODUCE DOCUMENTS AND INFORMATION

CASE NO. CV 09-00665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME E. GODIN (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-00665 LKK-DAD 

ORDER DIRECTING SUBFUND 

MANAGERS TO PRODUCE 

DOCUMENTS AND INFORMATION 

Judge Lawrence K. Karlton 

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”). Pursuant to the OAR, for good cause shown, and in order to 

empower and authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

The Receiver has learned that EIMT transferred investor funds to various subfunds and 

various subfunds transferred funds to EIMT. To date, Receiver has identified approximately 

thirty-one current and/or former EIMT subfunds. Receiver is endeavoring to track investor 

money transferred to/from EIMT via the thirty-one subfunds in order to disgorge any ill-gotten 

gains and ultimately to make a distribution to EIMT investors. In order to do this, Receiver needs 

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[PROPOSED] ORDER COMPELLING SUBFUND MANAGERS TO PRODUCE DOCUMENTS AND INFORMATION

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

documents and other information from the subfund managers sufficient to provide a complete 

accounting for each EIMT subfund. 

To facilitate Receiver’s investigation and to prevent the further transfer of and/or 

dissipation of EIMT assets, the following EIMT subfunds by and through each subfund’s present 

and/or former managers, shareholders, directors, officers, agents, employees, consultants, 

attorneys, successors and/or assigns, are hereby directed to provide Receiver with copies of all 

information and documentation concerning any and all EIMT accounts, including, but not limited to 

statements and other documentation reflecting receipts by and disbursements from such accounts. 

Furthermore, the following EIMT subfunds by and through each subfund’s present and/or former 

managers, shareholders, directors, officers, agents, employees, consultants, attorneys, successors 

and/or assigns, are hereby directed to provide Receiver with copies of all information and 

documentation detailing the amount of money each subfund manager received as compensation 

including, but not limited to management fees, referral fees and/or any other payments received 

from EIMT. 

• Apex Financial Development, LLC

• Black Card I, LLC

• Black Card Group, Inc.

• BT Management & Development Group, LLC

• BT Partners, LLC

• BV Skyline Corporation

• ECBC1, LLC

• EIG I 

• EIG II 

• Equity Constellation, LLC 

• Equity Group Management, Inc. 

• Exclusive Financial Partners, LLC 

• iFund Investment Group, LLC 

• iFund Management Group, LLC 

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Case 2:09-cv-00665-JAM-KJN Document 110 Filed 08/10/09 Page 2 of 3
[PROPOSED] ORDER COMPELLING SUBFUND MANAGERS TO PRODUCE DOCUMENTS AND INFORMATION

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

• Income Management Group, LLC 

• J Capital Partners, LLC 

• J Capital Management, Inc. 

• J Capital Fund, LLC 

• KVW Investments, LLC 

• Lancaster Platinum Growth, LP 

• LCJ Capital, LLC 

• Legacy Family Fund, LLC 

• Matrix Investment Group, LLC 

• Strategic Capital Management, LLC 

• Vastman Investment Partners, LLC 

• Veritas Fund, LLC 

• Veritas Fund II, LLC 

• West Coast Trading, LLC 

• Z Investments, LLC 

• Z Investment Group LLC 

• Z Management, LLC 

All of the above-listed subfunds by and through each subfund’s present and/or former 

managers, shareholders, directors, officers, agents, employees, consultants, attorneys, successors 

and/or assigns, are hereby further directed to cooperate fully with Receiver in his investigation 

and inquiries on behalf of this Court. 

IT IS SO ORDERED. 

Dated: August 10, 2009 

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Case 2:09-cv-00665-JAM-KJN Document 110 Filed 08/10/09 Page 3 of 3