Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-31/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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STIPULATION AND [PROPOSED] ORDER CONFIRMING EIMT OWNERSHIP OF FIDDLETOWN PROPERTY

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME E. GODIN (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD 

STIPULATION AND ORDER 

CONFIRMING EIMT OWNERSHIP OF 

FIDDLETOWN PROPERTY 

Judge Lawrence K. Karlton 

RECITALS 

Pursuant to orders dated April 30, 2009 and July 31, 2009, the Court appointed Stephen 

E. Anderson (“Receiver”) as Receiver over Defendant Equity Investment Management Trading, 

Inc. (“EIMT”). 

The Court has empowered Receiver to “take all steps the receiver deems necessary to 

secure and protect the assets and property of EIMT....” Order Appointing Temporary Receiver 

for Equity Investment Management and Trading, Inc. and Order to Show Cause for Appointment 

of Permanent Receiver dated April 30, 2009 (“OAR”), ¶ III B. 

Utilizing EIMT investor funds, on or about February 28, 2008, Defendant Anthony 

Vassallo (“Vassallo”) purchased a piece of real property known as 19990 Brockman Mill Road, 

Fiddletown, CA 95629, APN 021-050-023 (the “Fiddletown Property”) for $265,000 (the 

“Fiddletown Property Purchase”). 

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Case 2:09-cv-00665-JAM-KJN Document 131 Filed 09/16/09 Page 1 of 3
STIPULATION AND [PROPOSED] ORDER CONFIRMING EIMT OWNERSHIP OF FIDDLETOWN PROPERTY

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

Title to the Fiddletown Property is in the name of Vassallo. 

The parties wish to ensure that title to the Fiddletown Property is placed in the name of 

EIMT in such a manner that a title company will insure the transfer of the Fiddletown Property to 

a third party. 

STIPULATION 

NOW, THEREFORE, Receiver, on behalf of EIMT, and Defendant Anthony Vassallo, 

through their counsel of record, HEREBY STIPULATE AND AGREE AS FOLLOWS: 

1. EIMT funds were used to purchase the Fiddletown Property. 

2. The Fiddletown Property Purchase was in constructive trust for EIMT and EIMT 

is the sole owner of the Fiddletown Property. 

3. Vassallo shall execute any and all documents necessary to reflect that EIMT is the 

sole owner of the Fiddletown Property in a form that ensures that a title company will insure the 

future transfer of the Fiddletown Property by Receiver to a third party. 

4. Vassallo will fully cooperate with Receiver to achieve the purpose of this 

stipulation. 

IT IS SO STIPULATED AND AGREED. 

Dated: September 15, 2009 FUTTERMAN DUPREE DODD CROLEY 

MAIER LLP 

By:/s/Jamie L. Dupree 

Jamie L. Dupree 

Attorneys for Receiver Stephen E. Anderson 

Dated: September 11, 2009 BLACKMON & ASSOCIATES 

By:/s/Clyde M. Blackmon 

Clyde M. Blackmon 

Attorneys for Defendant Anthony Vassallo 

ORDER 

Having reviewed the parties’ Stipulation and Proposed Order Confirming EIMT’s 

Owenrship of the Fiddletown Property, and for good cause shown, 

THE COURT FINDS AND ORDERS: 

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Case 2:09-cv-00665-JAM-KJN Document 131 Filed 09/16/09 Page 2 of 3
STIPULATION AND [PROPOSED] ORDER CONFIRMING EIMT OWNERSHIP OF FIDDLETOWN PROPERTY

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

1. EIMT funds were used to purchase the Fiddletown Property. 

2. The Fiddletown Property Purchase was in constructive trust for EIMT, and EIMT 

is the sole owner of the Fiddletown Property. 

3. Vassallo shall execute any and all documents necessary to reflect that EIMT is the 

sole owner of the Fiddletown Property in a form that ensures that a title company will insure the 

future transfer of the Fiddletown Property by Receiver to a third party. 

4. Vassallo will fully cooperate with Receiver to achieve the purpose of the parties’ 

stipulation and this order. 

IT IS SO ORDERED. 

Dated: September 16, 2009 

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Case 2:09-cv-00665-JAM-KJN Document 131 Filed 09/16/09 Page 3 of 3