Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_08-cv-01510/USCOURTS-cand-3_08-cv-01510-85/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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United States District Court

For the Northern District of California

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IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

IN RE: 

CHARLES SCHWAB CORPORATION

SECURITIES LITIGATION.

This Document Relates

To All Cases. /

No. C 08-01510 WHA

ORDER REGARDING 

RESPONSES TO 

RECENT QUESTIONS

Good cause not having been shown, the entirety of the Taylor Declaration filed with

Schwab’s latest response is hereby STRICKEN. The previous request for information was explicit

that the responses be limited to what was in the existing summary judgment record.

With respect to plaintiffs’ submissions, the Court did not rely upon the materials

concerning mutual fund industry custom from the expert report of Allen Ferrell. Those references

to the Ferrell Report, also not in the existing summary judgment record, are STRICKEN.

Finally, the Court STRIKES plaintiffs’ reference to the Charles Schwab book, which was

not part of the existing summary judgment record and was raised for the first time at the March 25

hearing.

IT IS SO ORDERED.

Dated: April 8, 2010. WILLIAM ALSUP

UNITED STATES DISTRICT JUDGE

Case 3:08-cv-01510-WHA Document 588 Filed 04/08/10 Page 1 of 1