Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_02-cv-04656/USCOURTS-cand-4_02-cv-04656-1/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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[C-02-4656 CW] STIPULATION AND [PROPOSED] ORDER

IRA M. PRESS (pro hac vice) 

MARK A. STRAUSS (California State Bar #196471)

KIRBY McINERNEY & SQUIRE, LLP

830 Third Avenue, 10th Floor

New York, NY 10022

(212) 371-6600

SUSAN KUPFER (California State Bar #141724)

GLANCY, BINKOW & GOLDBERG, LLP

455 Market Street, Suite 1810

San Francisco, CA 94105

Telephone: (415) 972-8160

Facsimile: (415) 972-8166

Attorneys for Plaintiff Shirley Zelman, Trustee,

f/b/o Shirley Zelman Living Trust

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SHIRLEY ZELMAN, TRUSTEE, F/B/O 

SHIRLEY ZELMAN LIVING TRUST, on 

behalf of plaintiff and all others similarly 

situated,

Plaintiff,

v.

JDS UNIPHASE CORPORATION, JOZEF 

STRAUS, KEVIN KALKHOVEN, 

ANTHONY R. MULLER and CHARLES 

J. ABBE,

Defendants.

 Master File No. C-02-4656 CW

STIPULATION AND ORDER

Case 4:02-cv-04656-CW Document 74 Filed 09/13/05 Page 1 of 4
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[C-02-4656 CW] STIPULATION AND [PROPOSED] ORDER

STIPULATION AND ORDER

WHEREAS, Plaintiff Shirley Zelman, Trustee, f/b/o Shirley Zelman Living Trust

(“Plaintiff”), brought this action alleging violations of §§10(b) and 20(a) of the Securities Exchange 

Act of 1934 in connection with the Shirley Zelman Living Trust’s investment in debt securities 

called GOALs; and

WHEREAS, Alfred Zelman (Mrs. Zelman’s husband), the only other trustee of the Shirley 

Zelman Living Trust, was involved in many of the investment decisions for the Shirley Zelman 

Living Trust; and

WHEREAS, in light of the foregoing, Mr. and Mrs. Zelman sought to add Mr. Zelman, in his 

capacity as co-trustee of the Trust, as a proposed class representative, and Mrs. Zelman has 

designated Mr. Zelman as a class representative in plaintiff’s motion for class certification; and

WHEREAS, defendants are not prejudiced by the addition of Mr. Zelman as an additional 

proposed class representative in that Mr. Zelman is merely the other co-trustee of the already-named 

lead plaintiff. Furthermore, defendants’ opposition brief to class certification is not due until 

October 14, 2005. Accordingly, addition of Mr. Zelman as a proposed class representative does not 

cause any delay to the briefing or determination of the class certification motion.

NOW THEREFORE, the parties to this action, by and through their undersigned counsel of 

record, hereby stipulate as follows:

1. Alfred Zelman, as Trustee f/b/o Shirley Zelman Living Trust, is named as an additional 

plaintiff and proposed class representative in this action. Defendants’ non-objection to Mr. Zelman’s 

naming is without prejudice to their right to challenge class certification on any grounds, including 

but not limited to the adequacy or typicality of the proposed class representatives. 

2. Defendants also preserve all rights to challenge the claims of Mrs. Zelman, Mr. Zelman, or 

any other member of the proposed class on any grounds, including but not limited to standing.

3. Defendants shall have the right to take discovery of Mr. Zelman, who will respond to the 

Defendants’ previously-served discovery requests on or before the deadline provided in the 

discovery request previously served on Mrs. Zelman.

Case 4:02-cv-04656-CW Document 74 Filed 09/13/05 Page 2 of 4
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[C-02-4656 CW] STIPULATION AND [PROPOSED] ORDER

Dated: September 9, 2005 KIRBY McINERNEY & SQUIRE, LLP

By: /s/ Ira M. Press ___________ 

Ira M. Press, Esq. (pro hac vice)

Mark A. Strauss (#196471)

830 Third Avenue

10th Floor

New York, NY 10022

Telephone: (212) 371-6600

Facsimile: (212) 751-2540

Lionel Z. Glancy

Susan Kupfer (#141724)

GLANCY, BINKOW & GOLDBERG, LLP

455 Market Street, Suite 1810

San Francisco, CA 94105

Telephone: (415) 972-8160

Facsimile: (415) 972-8166

Kenneth A. Elan

LAW OFFICE OF KENNETH A. ELAN

217 Broadway, Suite 606

New York, New York 10007

Telephone: (212) 619-0261

Facsimile: (212) 385-2707

Attorneys for Plaintiff

Dated: September 9, 2005 MORRISON & FOERSTER, LLP

By: /s/ Raymond Hasu ____

Melvin R. Goldman (#34097)

Jordan Eth (#121617)

Terri Garland (#169563)

Raymond M. Hasu (#200058)

425 Market Street

San Francisco, CA 94105-2482

Telephone: (415) 268-7000

Facsimile: (415) 268-7522

Attorneys for Defendants JDS Uniphase 

Corporation, Josef Straus, Anthony Muller, and 

Charles Abbe

Case 4:02-cv-04656-CW Document 74 Filed 09/13/05 Page 3 of 4
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[C-02-4656 CW] STIPULATION AND [PROPOSED] ORDER

Dated: September 9, 2005 HELLER EHRMAN, LLP

By: /s/ Howard Caro__________ 

Michael Shepard (#91281)

Howard Caro (#202082)

Michael Charlson (#122125)

J. Christopher Mitchell (#215639)

333 Bush Street

San Francisco, CA 94104-2878

Telephone: (415) 772-6000

Facsimile: (415) 772-6268

275 Middlefield Road

Menlo Park, CA 94025-3506

Telephone: (650) 324-7000

Facsimile: (650) 324-0638

Attorneys for Defendant Kevin Kalkhoven

Dated: September __13__,2005 PURSUANT TO STIPULATION, IT IS SO 

ORDERED:

/s/ CLAUDIA WILKEN

____________________________

The Honorable Claudia Wilken

United States District Judge 

Case 4:02-cv-04656-CW Document 74 Filed 09/13/05 Page 4 of 4