Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-115/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER APPROVING RECEIVER’S SEVENTH INTERIM REPORT

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME G. TOUCHSTONE (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jtouchstone@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

 v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD

ORDER APPROVING RECEIVER 

STEPHEN E. ANDERSON’S SEVENTH 

INTERIM REPORT FILED ON 

NOVEMBER 7, 2012 

Date: December 17, 2012 

Time 10:00 a.m. 

Courtroom: 4 

Judge: Hon. Lawrence K. Karlton

The Seventh Interim Report of Receiver Stephen E. Anderson (“Receiver”), Receiver for 

Equity Investment Management and Trading, Inc. (“EIMT”), came on regularly for hearing on 

December 17, 2012 at 10:00 a.m. in Courtroom 4 of the above-entitled Court, located at 501 I 

Street, Sacramento, California, 95814, with Jamie L. Dupree appearing on behalf of Receiver; 

Having reviewed Receiver’s Seventh Interim Report filed November 7, 2012, and having 

heard the argument of counsel, and 

FOR GOOD CAUSE SHOWN, the Court hereby finds and orders as follows: 

Adequate and proper notice of this hearing was provided to interested parties. 

Receiver’s Seventh Interim Report filed on November 7, 2012, is hereby approved, and 

Receiver’s acts on behalf of the receivership described therein are hereby approved, authorized 

Case 2:09-cv-00665-JAM-KJN Document 474 Filed 12/18/12 Page 1 of 2
[PROPOSED] ORDER APPROVING RECEIVER’S SEVENTH INTERIM REPORT

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

and ratified, including but not limited to Receiver’s settlement with investor John Faerber in the 

amount of $15,937.00, investor Richard Martinez in the amount of $1,200.00, and investor 

Carmen Cook in the amount of $28.78. 

 Receiver is authorized to attempt to secure clawback settlements independent of litigation 

by offering discounted settlements to the investors and fund managers subject to clawback, 

subject to further Court approval of any individual settlements. 

IT IS SO ORDERED. 

Dated: December 17, 2012. 

Case 2:09-cv-00665-JAM-KJN Document 474 Filed 12/18/12 Page 2 of 2