Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_07-cv-00872/USCOURTS-cand-4_07-cv-00872-0/pdf.json

Nature of Suit Code: 160
Nature of Suit: Stockholder's Suits
Cause of Action: 15:78m(a) Securities Exchange Act

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SCHIFFRIN BARROWAY 

 TOPAZ & KESSLER, LLP 

Alan R. Plutzik, of Counsel (Bar No. 077785) 

L. Timothy Fisher, Of Counsel (Bar No. 191626) 

2125 Oak Grove Road, Suite 120 

Walnut Creek, CA 94598 

Phone: (925) 945-0770 

Fax: (925) 945-8792 

 -andLee D. Rudy 

Michael J. Hynes 

Tara P. Kao 

280 King of Prussia Road 

Radnor, PA 19087 

Phone: (610) 667-7706 

Fax: (610) 667-7056 

Attorneys for Plaintiffs Trudy Murray 

and Gerald E. Redwing 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA

__________________________________________ 

TRUDY MURRAY, on behalf of ) Case No. 4:07-cv-00872-SBA 

EMBARCADERO TECHNOLOGIES, INC. ) 

 ) STIPULATION AND

 Plaintiff, ) ORDER 

 ) GRANTING RELIEF FROM

 v. ) AUTOMATIC REFERRAL TO

 ) ASSIGNMENT TO ADR 

STEPHEN R. WONG, TIMOTHY C.K. CHOU, ) MULTI-OPTION PROGRAM

GARY E. HAROIAN, ROBERT LAMVIK, ) 

FRANK M. POLESTRA, MICHAEL J. ) 

ROBERTS, RAJ P. SABHLOK, WALTER F. ) 

SCOTT, III, SAMUEL T. SPADAFORA, ) 

and DENNIS J. WONG, ) 

 ) 

Defendants, ) 

 ) 

and ) 

 ) 

EMBARCADERO TECHNOLOGIES, INC. ) 

 ) 

Nominal Defendant. ) 

__________________________________________) 

Case 4:07-cv-00872-SBA Document 17 Filed 05/10/07 Page 1 of 5
STIPULATION AND [PROPOSED] ORDER GRANTING RELIEF FROM AUTOMATIC REFERRAL 

TO ASSIGNMENT TO ADR MULTI-OPTION PROGRAM CASE NO. 07-cv-00872-SBA 2 

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__________________________________________ 

GERALD E. REDWING, on behalf of ) Case No. 3:07-cv-01401-SBA 

EMBARCADERO TECHNOLOGIES, INC. ) 

 ) 

 Plaintiff, ) 

 ) 

 v. ) 

 ) 

STEPHEN R. WONG, TIMOTHY C.K. CHOU, ) 

GARY E. HAROIAN, ROBERT LAMVIK, ) 

FRANK M. POLESTRA, MICHAEL J. ) 

ROBERTS, RAJ P. SABHLOK, WALTER F. ) 

SCOTT, III, SAMUEL T. SPADAFORA, ) 

and DENNIS J. WONG ) 

 ) 

Defendants, ) 

 ) 

and ) 

 ) 

EMBARCADERO TECHNOLOGIES, INC. ) 

 ) 

Nominal Defendant. ) 

__________________________________________) 

WHEREAS, this shareholder derivative action was commenced on February 9, 2007; 

 WHEREAS, on February 9, 2007, Court issued an Order Setting Initial Case Management 

Conference and ADR Deadlines, and assigned this matter to the ADR Multi-Option Program; 

 WHEREAS, counsel for all of the parties have conferred and agree that this shareholder 

derivative action is not appropriate for the ADR Multi-Option Program, and that a request to the 

Court for relief pursuant to ADR L.R. 3-3(c) is appropriate; 

 Accordingly, pursuant to ADR L.R. 3-3(c), the parties to this action hereby stipulate, by 

and through their counsel of record and subject to the approval of the Court, that this action should 

be removed from the ADR Multi-Option Program without prejudice to participate in the program 

at a later time. 

Case 4:07-cv-00872-SBA Document 17 Filed 05/10/07 Page 2 of 5
STIPULATION AND [PROPOSED] ORDER GRANTING RELIEF FROM AUTOMATIC REFERRAL 

TO ASSIGNMENT TO ADR MULTI-OPTION PROGRAM CASE NO. 07-cv-00872-SBA 3 

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DATED: May 4, 2007 Respectfully submitted, 

SCHIFFRIN BARROWAY TOPAZ & 

KESSLER, LLP 

 /s/ Alan R. Plutzik 

Alan R. Plutzik, Of Counsel (Bar No. 077785) 

L. Timothy Fisher, Of Counsel (Bar No. 191626) 

2125 Oak Grove Road, Suite 120 

Walnut Creek, CA 94598 

Telephone: (925) 945-0770 

Facsimile: (925) 945-8792 

 -andLee D. Rudy 

 Michael J. Hynes 

 Tara P. Kao 

280 King of Prussia Road 

Radnor, PA 19087 

Telephone: (610) 667-7706 

Facsimile: (610) 667-7056 

Counsel for Plaintiffs 

HELLER EHRMANN LLP 

 /s/ Sara B. Brody 

Sara B. Brody (Bar No. 130222) 

333 Bush Street 

San Francisco, CA 94104 

Telephone: (415) 772-6000 

Facsimile: (415) 772-6268 

 -andLori Lynn Phillips (pro hace vice) 

701 Fifth Avenue, Suite 6100 

Seattle, WA 98104 

Telephone: (206) 389-6075 

Facsimile: (206) 515-8914 

Attorneys for Nominal Defendant Embarcadero 

Technologies, Inc. 

Case 4:07-cv-00872-SBA Document 17 Filed 05/10/07 Page 3 of 5
STIPULATION AND [PROPOSED] ORDER GRANTING RELIEF FROM AUTOMATIC REFERRAL 

TO ASSIGNMENT TO ADR MULTI-OPTION PROGRAM CASE NO. 07-cv-00872-SBA 4 

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LATHAM & WATKINS LLP 

 /s/ Ethan Joseph Brown 

Ethan Joseph Brown 

633 W. 5th Street #4000 

Los Angeles, CA 90071 

Telephone: (213) 891-8192 

Facsimile: (213) 891-8763 

Attorneys for Individual Defendant Stephen R. Wong 

HOWREY LLP 

 /s/ Leigh Aimee Kirmsse 

Leigh Aimee Kirmsse 

David A. Makman 

525 Market Street 

Suite 3600 

San Francisco, CA 94105 

Telephone: (415) 848-4993 

Facsimile: (415) 848-4999 

 -andYuri Mikulka 

2020 Main Street, Suite 100 

Irvine, CA 92614 

Telephone: (949) 721-6900 

Facsimile: (949) 721-6910 

Attorneys for Individual Defendant Raj P. Sabhlok 

REED SMITH LLP 

 /s/ Kenneth J. Philpot 

Kenneth J. Philpot 

Two Embarcadero Center, 20th Floor 

San Francisco, CA 94111 

Telephone: (415) 659-5904 

Facsimile: (415) 391-8269 

Attorneys for Individual Defendant Dennis J. Wong 

Case 4:07-cv-00872-SBA Document 17 Filed 05/10/07 Page 4 of 5
STIPULATION AND [PROPOSED] ORDER GRANTING RELIEF FROM AUTOMATIC REFERRAL 

TO ASSIGNMENT TO ADR MULTI-OPTION PROGRAM CASE NO. 07-cv-00872-SBA 5 

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* * * 

Attestation Pursuant To General Order 45

 I, Alan R. Plutzik, attest that concurrence in the filing of this document has been obtained 

from the other signatories. I declare under penalty of perjury under the laws of the United States 

that the foregoing is true and correct. Executed this 4th day of May, 2007 at Walnut Creek, 

California. 

 /s/ Alan R. Plutzik 

 Alan R. Plutzik 

* * * 

ORDER

 Pursuant to the parties’ stipulation and pursuant to ADR L.R. 3-3(c), it is HEREBY 

ORDERED that this matter is removed from the ADR Multi-Option Program. 

DATED: _5/9/07 

 DISTRICT JUDGE SAUNDRA B. ARMSTRONG 

Case 4:07-cv-00872-SBA Document 17 Filed 05/10/07 Page 5 of 5