Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_06-cv-03879/USCOURTS-cand-3_06-cv-03879-7/pdf.json

Nature of Suit Code: 890
Nature of Suit: Other Statutory Actions
Cause of Action: 15:631 Small Business Act

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C06 3879 SC ± CASE MANAGEMENT CONFERENCE STATEMENT; CMC ORDER 1 

JOSEPH P. RUSSONIELLO, (SBN 44332) 

United States Attorney 

JOANN M. SWANSON (SBN 88143) 

Chief, Civil Division 

EDWIN L. JOE (SBN 112328) 

Special Assistant United States Attorney 

 455 Market Street, 6th Floor 

 San Francisco, California 94105-2420 

 Telephone: (415) 744-8494 

 Facsimile: (202) 481-1810 or (415) 744-6812 

 Email: edwin.joe@sba.gov 

Attorneys for Federal Plaintiff 

IN THE UNITED STATES DISTRICT COURT 

FOR THE NORTHERN DISTRICT OF CALIFORNIA 

SAN FRANCISCO DIVISION 

UNITED STATES OF AMERICA, ) 

 Plaintiff, ) E-Filing 

 ) 

 v. ) Civil Case No. C06 3879 SC 

 ) 

ALTOTECH, II L.P., ) Date: March 19, 2010 

 ) Time: 10 AM 

) Ctrm: 1 

 Defendant. ) 450 Golden Gate Ave., 

 ) SF., CA 

____________________________________) 

CASE MANAGEMENT CONFERENCE STATEMENT; CMC ORDER 

3ODLQWLIIDQGWKHDSSRLQWHG5HFHLYHUWKH866PDOO%XVLQHVV$GPLQLVWUDWLRQ36%$ ́RQ

behalf of the Defendant, AltoTech ,,/33$OWRTHFK ́jointly submit this Case Management 

Statement and Proposed Order and request the Court adopt it as its Case Management Order in 

this case. 

Description of the Case

Case 3:06-cv-03879-SC Document 96 Filed 03/16/10 Page 1 of 4
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C06 3879 SC ± CASE MANAGEMENT CONFERENCE STATEMENT; CMC ORDER 2 

 1. Overview: AltoTech was licensed by United States Small Business Administration 

36%$ ́DVD6PDOO%XVLQHVV,QYHVWPHQW&RPSDQ\36%,& ́XQGHUVHFWLRQFRI86&

§681(c). SBA determined in 2005 the SBIC to be capital impaired, unable to cure the capital 

LPSDLUPHQWDQGSODFHGLQOLTXLGDWLRQVWDWXV,Q6%$REWDLQHGWKH6%,&¶VDJUHHPHQWWRD

Consent Order for Receivership and for SBA to be appointed Receiver by the court. 

2. Since the court has jurisdiction over SBIC receiverships, SBA obtained court approval 

of the Consent Order for Receivership, and SBA was appointed Receiver on June 21, 2006. 

Currently, there is approximately $14,250,000 (principal) in outstanding Participating Securities 

purchased by SBA. 

3. Current Status: The litigation in case number C07-4530 SC has been concluded, case 

dismissed, and all issues resolved to the satisfaction of the parties. ThUHH5HFHLYHU¶V5HSRUWKDYH

been submitted so far. The latest Receiver Report for the period July 1 2009 - June 30 2010 is 

not yet due. The Fourth and likely last report will be filed within 90 days of the end of the 

reporting period, on or about the close of the fiscal year on September 30, 2010. Currently, there 

is one portfolio asset remaining in AltoTech, MBlox, Inc., located in Sunnyvale, CA. MBlox, 

Inc., is a mobile transaction network service provider specializing in the transmission of Short 

Message Service (SMS), mobile messaging, text messaging and financial settlement. The 

Receiver will seek a sale or transfer of this asset prior to the anticipated close of the receivership 

by September 30, 2010. 

 4. Since a Consent Order of Receivership has been entered, no trial date is needed. 

However, overall court supervision is needed until the Receiver completes the receivership. The 

receiver intends to seek case closure of the Receivership after submitting the final 

Case 3:06-cv-03879-SC Document 96 Filed 03/16/10 Page 2 of 4
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C06 3879 SC ± CASE MANAGEMENT CONFERENCE STATEMENT; CMC ORDER 3 

Accounting for 2010, shortly after the close of the fiscal year on September 30, 2010. 

 5. Therefore, the parties suggest and stipulate to continuing the March 19, 2010 Case 

Management Conference until Friday, December 3, 2010, if needed. Further, should the Fourth 

and Final ReceiveU¶V5HSRUWEHWLPHO\ILOHGEHIRUHKDQGWKH'HFHPEHU&0&GDWHEH

vacated and no further CMC dates be set. 

Dated: _March _12, 2010__ __/s/ Edwin L. Joe_________________

 Edwin L. Joe 

 Special Assistant United States Attorney 

 

 

Respectfully submitted, 

Dated: _March 12, 2010 __/s/ Gerry McClure_________________

Gerry McClure 

Principal Agent for the Receiver 

U.S. Small Business Administration as 

Receiver for AltoTech II, LP 

1100 G Street 

Suite 200 

Washington, D.C. 20005 

Telephone: (703) 288-0095 

 Facsimile: (703) 288-0244 

Of Counsel: 

ARLENE MESSINGER 

Assistant General Counsel for SBIC Enforcement 

United States Small Business Administration 

409 Third Street, S.W., 7th Floor 

Washington, D.C. 20416 

Tel: (202) 205-6857 

Case 3:06-cv-03879-SC Document 96 Filed 03/16/10 Page 3 of 4
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C06 3879 SC ± CASE MANAGEMENT CONFERENCE STATEMENT; CMC ORDER 4 

CASE MANAGEMENT ORDER 

This Case Management Statement and Proposed Order is hereby adopted by the Court as 

the Case Management Order for the case and the parties are ordered to comply with this Order. 

In addition the Court orders: 

1. The Case Management Conference for March 19, 2010 at 10:00 AM is hereby 

continued to December 3, 2010, if needed. 6KRXOGWKH)RXUWKDQG)LQDO5HFHLYHU¶V5HSRUWEH

timely filed beforehand, the December 3, 2010 CMC date will be vacated and no further CMC 

dates will be set. 

PURSUANT TO STIPULATION OF THE PARTIES, IT IS SO ORDERED. 

 

Dated:_________________ ______________________________________ 

 HONORABLE SAMUEL CONTI 

 UNITED STATES DISTRICT JUDGE 

3/15/10

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

IT IS SO ORDERED

Judge Samuel Conti

Case 3:06-cv-03879-SC Document 96 Filed 03/16/10 Page 4 of 4