Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-95/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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AMENDED [PROPOSED] ORDER APPROVING RECEIVER’S THIRD APPLICATION FOR FEES AND COSTS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME G. TOUCHSTONE (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jtouchstone@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

 v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD

AMENDED ORDER GRANTING 

RECEIVER’S THIRD APPLICATION 

FOR FEES AND COSTS 

Local Rule 66-232(g) 

Date: December 6, 2010 

Time: 10:00 a.m. 

Courtroom: No. 4, 15th Floor 

Judge: Hon. Lawrence K. Karlton 

The third application of court-appointed receiver Stephen E. Anderson (“Receiver”) for 

fees and costs incurred from June 1, 2010 through September 30, 2010 came on regularly for 

hearing on December 6, 2010 at 10:00 a.m. in Courtroom 4 of the above-entitled Court, located 

at 501 I Street, Sacramento, California, 95814, with Jamie L. Dupree appearing on behalf of 

Receiver; 

At the hearing, the Court requested Receiver file a supplemental memorandum regarding 

the fee application; 

Having reviewed the papers of Receiver, including the supplemental memorandum, and 

having heard the argument of counsel, and 

FOR GOOD CAUSE SHOWN, the Court hereby finds and orders as follows: 

Case 2:09-cv-00665-JAM-KJN Document 394 Filed 12/13/10 Page 1 of 2
AMENDED [PROPOSED] ORDER APPROVING RECEIVER’S THIRD APPLICATION FOR FEES AND COSTS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

Receiver’s Third Application for Fees and Costs is hereby GRANTED. Adequate and 

proper notice of this application was provided to Equity Investment Management and Trading, 

Inc. investors and other interested parties. The fees and costs sought by Receiver are reasonable 

and the services rendered have been of benefit to the receivership estate. 

Accordingly, Receiver is authorized to make the following payments: 

Name Fees Costs Total Payment 

Receiver Stephen E. 

Anderson $53,538.75 $2,017.34 $55,556.09 

Stephan A. Werth, 

C.P.A. 

$5,145.00 $0.00 $5,145.00 

Cindi Sherrod $29,677.50 $1,679.10 $31,356.60 

Futterman Dupree 

Dodd Croley Maier 

LLP 

$65,441.50 $2,819.77 $68,261.27 

TOTALS $153,802.75 $6,516.21 $160,318.96

IT IS SO ORDERED. 

Dated: December 13, 2010. 

Case 2:09-cv-00665-JAM-KJN Document 394 Filed 12/13/10 Page 2 of 2