Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_16-cv-01239/USCOURTS-caed-2_16-cv-01239-1/pdf.json

Nature of Suit Code: 864
Nature of Suit: Social Security - SSID Title XVI
Cause of Action: 28:1441 Petition for Removal

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UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF CALIFORNIA

JOSEPH VENTURA, JR.,

Plaintiff,

v.

SOCIAL SECURITY 

ADMINISTRATION.,

Defendant.

No. 2:16-cv-1239-KJN PS 

ORDER AND

FINDINGS AND RECOMMENDATIONS

This action was initially commenced in the Small Claims Division of the Sacramento 

County Superior Court, and was subsequently removed by the Commissioner to this court. (ECF 

No. 1.) On July 28, 2016, the Commissioner filed a motion to dismiss the action. (ECF No. 6.) 

In light of plaintiff’s pro se status, the Commissioner’s notice of motion prudently advised 

plaintiff to file an opposition or statement of non-opposition to that motion no later than fourteen 

(14) days prior to the hearing date, in accordance with Local Rule 230. (Id.) Despite that notice, 

no opposition was filed prior to the required deadline. Nevertheless, out of abundance of caution, 

the court subsequently granted plaintiff an additional opportunity to oppose the motion, requiring 

any such opposition to be filed no later than September 5, 2016. (ECF No. 8.) Although that 

deadline has now passed, plaintiff again failed to respond to defendant’s motion. Consequently, 

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the court recommends that the action be dismissed pursuant to Federal Rule of Civil Procedure 

41(b).

Eastern District Local Rule 110 provides that “[f]ailure of counsel or of a party to comply 

with these Rules or with any order of the Court may be grounds for imposition by the Court of 

any and all sanctions authorized by statute or Rule or within the inherent power of the Court.” 

Moreover, Eastern District Local Rule 183(a) provides, in part:

Any individual representing himself or herself without an attorney 

is bound by the Federal Rules of Civil or Criminal Procedure, these 

Rules, and all other applicable law. All obligations placed on 

“counsel” by these Rules apply to individuals appearing in propria 

persona. Failure to comply therewith may be ground for dismissal, 

judgment by default, or any other sanction appropriate under these 

Rules.

See also King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987) (“Pro se litigants must follow the 

same rules of procedure that govern other litigants”) (overruled on other grounds). A district 

court may impose sanctions, including involuntary dismissal of a plaintiff’s case pursuant to 

Federal Rule of Civil Procedure 41(b), where that plaintiff fails to prosecute his or her case or 

fails to comply with the court’s orders, the Federal Rules of Civil Procedure, or the court’s local 

rules. See Chambers v. NASCO, Inc., 501 U.S. 32, 44 (1991) (recognizing that a court “may act 

sua sponte to dismiss a suit for failure to prosecute”); Hells Canyon Preservation Council v. U.S. 

Forest Serv., 403 F.3d 683, 689 (9th Cir. 2005) (stating that courts may dismiss an action 

pursuant to Federal Rule of Civil Procedure 41(b) sua sponte for a plaintiff’s failure to prosecute 

or comply with the rules of civil procedure or the court’s orders); Ghazali v. Moran, 46 F.3d 52, 

53 (9th Cir. 1995) (per curiam) (“Failure to follow a district court’s local rules is a proper ground 

for dismissal”); Ferdik v. Bonzelet, 963 F.2d 1258, 1260 (9th Cir. 1992) (“Pursuant to Federal 

Rule of Civil Procedure 41(b), the district court may dismiss an action for failure to comply with 

any order of the court”); Thompson v. Housing Auth. of City of L.A., 782 F.2d 829, 831 (9th Cir. 

1986) (per curiam) (stating that district courts have inherent power to control their dockets and 

may impose sanctions including dismissal or default). 

A court must weigh five factors in determining whether to dismiss a case for failure to 

prosecute, failure to comply with a court order, or failure to comply with a district court’s local 

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rules. See, e.g., Ferdik, 963 F.2d at 1260. Specifically, the court must consider:

(1) the public’s interest in expeditious resolution of litigation; (2) 

the court’s need to manage its docket; (3) the risk of prejudice to 

the defendants; (4) the public policy favoring disposition of cases 

on their merits; and (5) the availability of less drastic alternatives.

Id. at 1260-61; accord Pagtalunan v. Galaza, 291 F.3d 639, 642-43 (9th Cir. 2002); Ghazali, 46 

F.3d at 53. The Ninth Circuit Court of Appeals has stated that “[t]hese factors are not a series of 

conditions precedent before the judge can do anything, but a way for a district judge to think 

about what to do.” In re Phenylpropanolamine (PPA) Prods. Liab. Litig., 460 F.3d 1217, 1226 

(9th Cir. 2006). 

Here, the first two Ferdik factors strongly support dismissal. Plaintiff’s repeated failure to 

oppose the pending motion to dismiss strongly suggests that plaintiff is not interested in seriously 

prosecuting the action, and/or does not take his obligations to the court and defendant seriously. 

The court is cognizant of the fact that, since removal of the action to this court, all documents 

served on plaintiff have been returned as undeliverable. Nevertheless, it is plaintiff’s obligation 

to keep the court informed of his current address, and service of the court’s orders at the address 

on record was effective absent the filing of a notice of change of address. In relevant part, Local 

Rule 182(f) provides: “Each appearing attorney and pro se party is under a continuing duty to 

notify the Clerk and all other parties of any change of address or telephone number of the attorney 

or the pro se party. Absent such notice, service of documents at the prior address of the attorney 

or pro se party shall be fully effective.” Therefore, any further time spent by the court on this 

case will consume scarce judicial resources and take away from other active cases.

The third Ferdik factor, prejudice to a defendant, also favors dismissal. Plaintiff has now

twice failed to oppose defendant’s motion to dismiss, and at a minimum, defendant has been 

prevented from attempting to resolve this case on the merits by plaintiff’s unreasonable delay in 

prosecuting this action.

The fifth Ferdik factor, which considers the availability of less drastic measures, also 

supports dismissal of this action. As noted above, the court has actually pursued remedies that 

are less drastic than dismissal. The court sua sponte granted plaintiff an additional opportunity to 

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oppose the motion to dismiss and warned plaintiff about the potential consequences for failure to 

comply with the court’s orders. (See ECF No. 8.) Additionally, the court finds no suitable 

alternative to recommending dismissal of the action. In light of plaintiff’s repeated failure to

respond to defendant’s motion, despite the court’s explicit orders, the court has little confidence 

that plaintiff would pay monetary sanctions if they were imposed in lieu of dismissal. Based on 

the limited record before the court at this stage of the proceedings, the court also cannot properly 

fashion any issue or evidentiary sanctions. 

The court recognizes the importance of giving due weight to the fourth Ferdik factor, 

which addresses the public policy favoring disposition of cases on the merits. However, the 

fourth Ferdik factor is outweighed by the other Ferdik factors. Indeed, it is plaintiff’s own failure 

to comply with court orders that precludes a disposition on the merits.

Therefore, after carefully evaluating and weighing the Ferdik factors, the court concludes 

that dismissal is appropriate.

Accordingly, IT IS HEREBY ORDERED that the Clerk of Court shall randomly assign a 

United States District Judge to this action.

IT IS ALSO HEREBY RECOMMENDED that:

1. The action be dismissed pursuant to Federal Rule of Civil Procedure 41(b).

2. The Commissioner’s motion to dismiss (ECF No. 6) be denied without prejudice as 

moot.

3. The Clerk of Court be directed to close this case.

These findings and recommendations are submitted to the United States District Judge 

assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen (14) 

days after being served with these findings and recommendations, any party may file written 

objections with the court and serve a copy on all parties. Such a document should be captioned 

“Objections to Magistrate Judge’s Findings and Recommendations.” Any reply to the objections 

shall be served on all parties and filed with the court within fourteen (14) days after service of the 

objections. The parties are advised that failure to file objections within the specified time may 

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waive the right to appeal the District Court’s order. Turner v. Duncan, 158 F.3d 449, 455 (9th 

Cir. 1998); Martinez v. Ylst, 951 F.2d 1153, 1156-57 (9th Cir. 1991).

IT IS SO ORDERED AND RECOMMENDED. 

Dated: September 8, 2016

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