Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca10-07-04111/USCOURTS-ca10-07-04111-0/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 

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UNITED STATES COURT OF APPEALS

FOR THE TENTH CIRCUIT

SECURITIES AND EXCHANGE

COMMISSION,

 Plaintiff,

 v.

MERRILL SCOTT & ASSOCIATES,

LTD; MERRILL SCOTT &

ASSOCIATES, INC.; PHOENIX

OVERSEAS ADVISERS; GIBRALTER

PERMANENTE; PATRICK M. BRODY;

DAVID E. ROSS, II; MICHAEL G.

LICOPANTIS,

 Defendants - Appellees, 

 ------------------------- 

RICHARD GERBER,

 Interested Party - Appellant,

 v. 

DAVID K. BROADBENT, as Receiver

for Merrill Scott & Associates, Ltd.,

Merrill Scott & Associates, Inc., Gibralter

Permanente Assurance, Ltd., Phoenix

Overseas Alliance, Ltd., and their related

entities,

 Receiver - Appellee. 

 No. 07-4111

(D.C. No. 2:02-CV-39-TC)

Appellate Case: 07-4111 Document: 010163347 Date Filed: 11/05/2007 Page: 1 
2

ORDER

Filed November 5, 2007

In accordance with 10th Cir. R. 33.1 and upon consideration of the stipulation of

the parties to voluntarily dismiss the captioned appeal, this appeal is dismissed. See Fed.

R. App. P. 42(b).

Each party will bear its own costs on appeal. A copy of this order will stand as the

mandate of the court.

Entered for the Court,

ELISABETH A. SHUMAKER, Clerk

Appellate Case: 07-4111 Document: 010163347 Date Filed: 11/05/2007 Page: 2