Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-20/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER COMPELLING BANK OF AMERICA TO PRODUCE DOCUMENTS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME E. GODIN (233187) 

180 Sansome Stree t, 17th Floor 

San Francisco, CA 94104 

Te lephone : (415) 399-3840 

Fa csimile : (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Ande rson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, e t a l, 

Defendants. 

Ca se No. CV 09-000665 LKK-DAD 

ORDER DIRECTING BANK OF 

AMERICA TO PRODUCE 

DOCUMENTS CONCERNING 

ACCOUNT NO. 23487-01403 AND/OR 

ACCOUNT HOLDER MICHAEL 

TUCKER 

On April 30, 2009, this Court filed the Orde r Appointing Tempora ry Re ce ive r for 

Equity Inve stment Management and Trading, Inc. (“EIMT”) and Orde r to Show Cause 

for Appointment of Pe rmanent Re ce ive r (“OAR”). Pursuant to the OAR, for good cause 

shown, and in orde r to empowe r and authorize the Re ce ive r to ca rry out his dutie s and 

obliga tions, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

Ba sed on Re ce ive r’s inve stiga tion thus fa r, it appea rs tha t EIMT transfe rred 

inve stor funds to va rious subfunds. Ve rita s Inve stments, LLC is one of EIMT’s va rious 

subfunds; 

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Case 2:09-cv-00665-JAM-KJN Document 96 Filed 06/15/09 Page 1 of 2
[PROPOSED] ORDER COMPELLING BANK OF AMERICA TO PRODUCE DOCUMENTS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

Ve rita s Inve stments, LLC wired $1,875,000 to Bank of Ame rica Account No. 

23487-01403, an a ccount which is he ld in the name of Michae l Tucke r (“Tucke r 

Account”) on or about De cembe r 31, 2008; 

Re ce ive r is inve stiga ting whe re the $1,875,000 went a fte r it wa s transfe rred to 

the Tucke r Account; 

To fa cilita te Re ce ive r’s inve stiga tion, Bank of Ame rica is he reby dire cted to 

provide to Re ce ive r informa tion and documenta tion conce rning the dispensa tion of the 

$1,875,000 transfe rred to the Tucke r Account on or about De cembe r 31, 2008, 

including, but not limited to a ccount numbe rs, a ccount holde r identifica tion and othe r 

simila r informa tion sufficient to tra ce funds transfe rred from the Tucke r Account a fte r its 

re ce ipt of the $1,875,000 from Ve rita s Inve stments, LLC on or about De cembe r 31, 

2008. Bank of Ame rica is he reby furthe r dire cted to coope ra te fully with Re ce ive r in his 

inve stiga tion and audit. 

IT IS SO ORDERED. 

Da ted: June 15, 2009 

 

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Case 2:09-cv-00665-JAM-KJN Document 96 Filed 06/15/09 Page 2 of 2