Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_07-cv-01724/USCOURTS-caed-2_07-cv-01724-14/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 12:22 Securities Fraud

---

1 STIPULATION RE 

 PRELIMINARY INJUNCTION 

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

MARC J. FAGEL (Cal. Bar No. 154425) 

JOHN S. YUN (Cal. Bar No. 112260) 

THOMAS J. EME (Admitted in Illinois) 

LLOYD A. FARNHAM (Cal. Bar No. 202231) 

Attorneys for Plaintiff 

SECURITIES AND EXCHANGE COMMISSION 

44 Montgomery Street, 26th Floor 

San Francisco, California 94104 

Telephone: (415) 705-2500 

Facsimile: (415) 705-2501 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO DIVISION 

 

SECURITIES AND EXCHANGE COMMISSION, 

 Plaintiff, 

 v. 

SECURE INVESTMENT SERVICES, INC., 

AMERICAN FINANCIAL SERVICES, INC., 

LYNDON GROUP, INC., DONALD F. NEUHAUS, 

and KIMBERLY A. SNOWDEN, 

 Defendants. 

 Case No. 2:07-cv-01724-LEW-CMK 

STIPULATION AND ORDER 

REGARDING PRELIMINARY 

INJUNCTION 

BACKGROUND

1. On August 23, 2007, Plaintiff Securities and Exchange Commission 

(“Commission”) filed its Complaint and other papers in this matter seeking injunctive relief, the 

appointment of a receiver, and other relief. 

2. On August 24, 2007, the Court issued a Temporary Restraining Order and Order 

to Show Cause Re Preliminary Injunction, and an Order Appointing Temporary Receiver. A 

hearing on these matters is currently set for November 2. 

3. On October 24, 2007, the Commission filed a Notice of Defendants’ NonOpposition, asking the Court to adopt the provisions of the Temporary Restraining Order as the 

Court’s Order of Preliminary Injunction, pending trial or further orders. The Commission stated 

Case 2:07-cv-01724-GEB-CMK Document 81 Filed 10/31/07 Page 1 of 2
 2 STIPULATION RE 

 PRELIMINARY INJUNCTION 

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

in the notice that it hoped to soon file a stipulation with Defendant Donald F. Neuhaus regarding 

modified asset freeze provisions. 

STIPULATION

4. The Commission and Donald F. Neuhaus (“Neuhaus”) hereby stipulate that as 

applied to Neuhaus and his wife, the terms of the Temporary Restraining Order remain in force 

and effect pending trial or further court orders, except that excluded from the asset freeze 

provisions of the Temporary Restraining Order are future Social Security payments and other 

income that Neuhaus and/or his wife receive up to the combined total pre-tax amount of $3,000 

monthly. 

5. By entering into this stipulation, Neuhaus does not admit any civil or criminal 

liability. 

Respectfully submitted, 

 

 SECURITIES AND EXCHANGE 

 COMMISSION 

Dated: October 29, 2007 By /s/ Thomas J. Eme 

 Thomas J. Eme 

 John S. Yun 

 Attorneys for Plaintiff Securities 

Exchange Commission 

 MOSS & LOCKE 

Dated: October 29, 2007 By /s/ Bruce Locke (as authorized on 10/29/07)

 Bruce Locke 

 Attorneys for Defendant 

 Donald F. Neuhaus 

ORDER 

IT IS SO ORDERED. 

SIGNED this 30th day of October, 2007. 

 ____________________________________ 

 Honorable Ronald S.W. Lew 

 Senior, United States District Judge 

Case 2:07-cv-01724-GEB-CMK Document 81 Filed 10/31/07 Page 2 of 2