Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-casd-3_17-cv-02129/USCOURTS-casd-3_17-cv-02129-0/pdf.json

Nature of Suit Code: 830
Nature of Suit: Patent
Cause of Action: 35:0271 Patent Infringement

---

&9&$%-0$

81,7('67$7(6',675,&7&2857

6287+(51',675,&72)&$/,)251,$

.25((66(17,$/6,1&D

&DOLIRUQLDFRUSRUDWLRQ

3ODLQWLII

YV

1(;%(/7//&D&DOLIRUQLDOLPLWHG

OLDELOLW\FRPSDQ\DQG'2(6

LQFOXVLYH

'HIHQGDQWV

1(;%(/7//&D&DOLIRUQLDOLPLWHG

OLDELOLW\FRPSDQ\

&RXQWHUFODLPDQW

YV

.25((66(17,$/6,1&D

&DOLIRUQLDFRUSRUDWLRQ

&RXQWHUGHIHQGDQW

&$6(12&9&$%

-0$

+21&$7+<$11

%(1&,9(1*2

67,38/$7('3527(&7,9(

25'(5

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 1 of 11
&9&$%-0$

7KH &RXUW UHFRJQL]HV WKDW DW OHDVW VRPH RI WKH GRFXPHQWV HOHFWURQLF GDWD DQG

LQIRUPDWLRQ 3PDWHULDOV ́EHLQJVRXJKWWKURXJKGLVFRYHU\LQWKHDERYHFDSWLRQHGDFWLRQ

DUHIRUFRPSHWLWLYHUHDVRQVQRUPDOO\NHSWFRQILGHQWLDOE\WKHSDUWLHV7KHSDUWLHVKDYH

DJUHHGWREHERXQGE\WKHWHUPVRIWKLV3URWHFWLYH2UGHU32UGHU ́LQWKLVDFWLRQ

7KHPDWHULDOVWREHH[FKDQJHGWKURXJKRXWWKHFRXUVHRIWKHOLWLJDWLRQEHWZHHQWKH

SDUWLHV PD\ FRQWDLQ WUDGH VHFUHW RU RWKHU FRQILGHQWLDO UHVHDUFK WHFKQLFDO FRVW SULFH

PDUNHWLQJRURWKHUFRPPHUFLDOLQIRUPDWLRQDVLVFRQWHPSODWHGE\)HGHUDO5XOHRI&LYLO

3URFHGXUH F7KH SXUSRVH RIWKLV2UGHULVWR SURWHFWWKH FRQILGHQWLDOLW\ RI VXFK

PDWHULDOVDVPXFKDVSUDFWLFDOO\SRVVLEOHGXULQJWKHOLWLJDWLRQ7+(5()25(

'(),1,7,216

 7KH WHUP 3&RQILGHQWLDO ,QIRUPDWLRQ ́ ZLOO PHDQ DQG LQFOXGH LQIRUPDWLRQ

FRQWDLQHG RU GLVFORVHG LQ DQ\ PDWHULDOV LQFOXGLQJ GRFXPHQWV SRUWLRQV RI GRFXPHQWV

DQVZHUV WR LQWHUURJDWRULHV UHVSRQVHV WR UHTXHVWV IRU DGPLVVLRQV WULDO WHVWLPRQ\

GHSRVLWLRQWHVWLPRQ\ DQGWUDQVFULSWV RIWULDOWHVWLPRQ\ DQG GHSRVLWLRQVLQFOXGLQJ GDWD

VXPPDULHV DQG FRPSLODWLRQV GHULYHG WKHUHIURP WKDW LV GHHPHG WR EH &RQILGHQWLDO

,QIRUPDWLRQE\DQ\SDUW\WRZKLFKLWEHORQJV

 7KH WHUP 3PDWHULDOV ́ ZLOO LQFOXGH EXW LV QRW OLPLWHG WR GRFXPHQWV

FRUUHVSRQGHQFHPHPRUDQGDEXOOHWLQVEOXHSULQWVVSHFLILFDWLRQVFXVWRPHUOLVWVRURWKHU

PDWHULDOWKDWLGHQWLI\FXVWRPHUVRUSRWHQWLDOFXVWRPHUVSULFHOLVWVRUVFKHGXOHVRURWKHU

PDWWHU LGHQWLI\LQJ SULFLQJ PLQXWHV WHOHJUDPV OHWWHUV VWDWHPHQWV FDQFHOHG FKHFNV

FRQWUDFWV LQYRLFHV GUDIWV ERRNV RI DFFRXQW ZRUNVKHHWV QRWHV RI FRQYHUVDWLRQV GHVN

GLDULHVDSSRLQWPHQWERRNVH[SHQVHDFFRXQWVUHFRUGLQJVSKRWRJUDSKVPRWLRQSLFWXUHV

FRPSLODWLRQV IURP ZKLFK LQIRUPDWLRQ FDQ EH REWDLQHG DQG WUDQVODWHG LQWR UHDVRQDEO\

XVHDEOH IRUPWKURXJKGHWHFWLRQGHYLFHVVNHWFKHVGUDZLQJVQRWHV LQFOXGLQJODERUDWRU\

QRWHERRNV DQG UHFRUGV UHSRUWV LQVWUXFWLRQV GLVFORVXUHV RWKHU ZULWLQJV PRGHOV DQG

SURWRW\SHVDQGRWKHUSK\VLFDOREMHFWV

 7KHWHUP3FRXQVHO ́ZLOOPHDQRXWVLGHFRXQVHORIUHFRUGDQGRWKHUDWWRUQH\V

VHFUHWDULHVDQGRWKHUVXSSRUWVWDIIHPSOR\HGLQWKHODZILUPVLGHQWLILHGDVIROORZV6DQ

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 2 of 11
&9&$%-0$

'LHJR,3/DZ*URXS//3DQG&\SUHVV//3

*(1(5$/58/(6

 (DFKSDUW\WRWKLVOLWLJDWLRQWKDWSURGXFHVRUGLVFORVHVDQ\PDWHULDOVDQVZHUV

WRLQWHUURJDWRULHVUHVSRQVHVWRUHTXHVWVIRUDGPLVVLRQWULDOWHVWLPRQ\DQGWUDQVFULSWVRI

WULDOWHVWLPRQ\DQG GHSRVLWLRQVRULQIRUPDWLRQWKDWWKH SURGXFLQJ SDUW\ EHOLHYHV VKRXOG

EH VXEMHFW WR WKLV 3URWHFWLYH 2UGHU PD\ GHVLJQDWH WKH VDPH DV 3&21),'(17,$/ ́ RU

3+,*+/<&21),'(17,$/±2876,'(&2816(/21/< ́

D 'HVLJQDWLRQ DV 3&21),'(17,$/ ́ $Q\ SDUW\ PD\ GHVLJQDWH LQIRUPDWLRQ DV

3&21),'(17,$/ ́ RQO\LILQWKH JRRG IDLWK EHOLHI RI VXFK SDUW\ DQGLWV FRXQVHOWKH

XQUHVWULFWHG GLVFORVXUH RI VXFK LQIRUPDWLRQ FRXOG EH SRWHQWLDOO\ SUHMXGLFLDO WR WKH

EXVLQHVVRURSHUDWLRQVRIVXFKSDUW\

 E 'HVLJQDWLRQ DV 3+,*+/< &21),'(17,$/ ± 2876,'( &2816(/

21/< ́$Q\SDUW\PD\XVHWKH3+,*+/<&21),'(17,$/±2876,'(&2816(/

21/< ́ GHVLJQDWLRQ RQO\LILQWKH JRRG IDLWK EHOLHI RI VXFK SDUW\ DQGLWV FRXQVHOWKH

LQIRUPDWLRQLVDPRQJWKDWFRQVLGHUHGWREHWKHPRVWVHQVLWLYHE\WKHSDUW\LQFOXGLQJEXW

QRWOLPLWHGWRWUDGHVHFUHWRURWKHUFRQILGHQWLDOUHVHDUFKGHYHORSPHQWILQDQFLDORURWKHU

FRPPHUFLDOLQIRUPDWLRQ

 ,QWKHHYHQWWKHSURGXFLQJSDUW\HOHFWVWRSURGXFHPDWHULDOV IRULQVSHFWLRQ

QRPDUNLQJQHHGEHPDGHE\WKHSURGXFLQJSDUW\LQDGYDQFHRIWKHLQLWLDOLQVSHFWLRQ)RU

SXUSRVHVRIWKHLQLWLDOLQVSHFWLRQDOOPDWHULDOVSURGXFHGZLOOEHFRQVLGHUHGDV3+,*+/<

&21),'(17,$/ ± 2876,'( &2816(/ 21/< ́ DQG PXVW EH WUHDWHG DV VXFK

SXUVXDQWWRWKHWHUPVRIWKLV2UGHU7KHUHDIWHUXSRQVHOHFWLRQRIVSHFLILHGPDWHULDOVIRU

FRS\LQJE\WKHLQVSHFWLQJSDUW\WKHSURGXFLQJSDUW\PXVWZLWKLQDUHDVRQDEOHWLPHSULRU

WRSURGXFLQJWKRVHPDWHULDOVWRWKHLQVSHFWLQJSDUW\PDUNWKHFRSLHVRIWKRVHPDWHULDOV

WKDWFRQWDLQ&RQILGHQWLDO,QIRUPDWLRQZLWKWKHDSSURSULDWHFRQILGHQWLDOLW\PDUNLQJ

 :KHQHYHUDGHSRVLWLRQWDNHQRQEHKDOIRIDQ\SDUW\LQYROYHVDGLVFORVXUHRI

&RQILGHQWLDO,QIRUPDWLRQRIDQ\SDUW\

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 3 of 11
&9&$%-0$

D WKH GHSRVLWLRQ RU SRUWLRQV RI WKH GHSRVLWLRQ PXVW EH GHVLJQDWHG DV

FRQWDLQLQJ&RQILGHQWLDO ,QIRUPDWLRQ VXEMHFWWRWKH SURYLVLRQV RIWKLV

2UGHU VXFK GHVLJQDWLRQ PXVW EH PDGH RQ WKH UHFRUG ZKHQHYHU

SRVVLEOH EXW D SDUW\ PD\ GHVLJQDWH SRUWLRQV RI GHSRVLWLRQV DV

FRQWDLQLQJ &RQILGHQWLDO ,QIRUPDWLRQ DIWHU WUDQVFULSWLRQ RI WKH

SURFHHGLQJV>$@SDUW\ZLOOKDYHXQWLOIRXUWHHQGD\VDIWHUUHFHLSW

RIWKHGHSRVLWLRQWUDQVFULSWWRLQIRUPWKHRWKHUSDUW\RUSDUWLHVWRWKH

DFWLRQ RI WKH SRUWLRQV RI WKH WUDQVFULSW WR EH GHVLJQDWHG

3&21),'(17,$/ ́ RU 3+,*+/< &21),'(17,$/ ± 2876,'(

&2816(/21/<
3

E WKHGLVFORVLQJSDUW\ZLOOKDYHWKHULJKWWRH[FOXGHIURPDWWHQGDQFHDW

WKHGHSRVLWLRQGXULQJVXFKWLPHDVWKH&RQILGHQWLDO,QIRUPDWLRQLVWR

EH GLVFORVHGDQ\ SHUVRQ RWKHUWKDQWKH GHSRQHQWFRXQVHO LQFOXGLQJ

WKHLUVWDIIDQGDVVRFLDWHVWKHFRXUWUHSRUWHUDQGWKHSHUVRQVDJUHHG

XSRQSXUVXDQWWRSDUDJUDSKEHORZDQG

F WKH RULJLQDOV RI WKH GHSRVLWLRQ WUDQVFULSWV DQG DOO FRSLHV RI WKH

GHSRVLWLRQ PXVW EHDU WKH OHJHQG 3&21),'(17,$/ ́ RU 3+,*+/<

&21),'(17,$/ ± 2876,'( &2816(/ 21/< ́ DV DSSURSULDWH

DQGWKHRULJLQDORUDQ\FRS\XOWLPDWHO\SUHVHQWHGWRDFRXUWIRUILOLQJ

PXVWQRWEHILOHGXQOHVVLWFDQEHDFFRPSOLVKHGXQGHUVHDOLGHQWLILHG

DVEHLQJVXEMHFWWRWKLV2UGHUDQGSURWHFWHGIURPEHLQJRSHQHGH[FHSW

E\RUGHURIWKLV&RXUW

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 4 of 11
&9&$%-0$

 $OO &RQILGHQWLDO ,QIRUPDWLRQ GHVLJQDWHG DV 3&21),'(17,$/ ́ RU

3+,*+/<&21),'(17,$/±2876,'(&2816(/21/< ́PXVWQRWEHGLVFORVHGE\

WKH UHFHLYLQJ SDUW\WRDQ\RQHRWKHUWKDQWKRVH SHUVRQV GHVLJQDWHGZLWKLQWKLV RUGHUDQG

PXVWEHKDQGOHGLQWKHPDQQHUVHWIRUWKEHORZDQGLQDQ\HYHQWPXVWQRWEHXVHGIRUDQ\

SXUSRVHRWKHUWKDQLQFRQQHFWLRQZLWKWKLVOLWLJDWLRQXQOHVVDQGXQWLOVXFKGHVLJQDWLRQLV

UHPRYHGHLWKHUE\DJUHHPHQWRIWKHSDUWLHVRUE\RUGHURIWKH&RXUW

 ,QIRUPDWLRQ GHVLJQDWHG 3+,*+/< &21),'(17,$/ ± 2876,'(

&2816(/21/< ́PXVWEHYLHZHGRQO\E\FRXQVHO DVGHILQHGLQSDUDJUDSKRIWKH

UHFHLYLQJ SDUW\ DQG E\ LQGHSHQGHQW H[SHUWV XQGHU WKH FRQGLWLRQV VHW IRUWK LQ WKLV

3DUDJUDSK7KH ULJKWRIDQ\LQGHSHQGHQWH[SHUWWR UHFHLYHDQ\&RQILGHQWLDO ,QIRUPDWLRQ

ZLOO EH VXEMHFW WR WKH DGYDQFH DSSURYDO RI VXFK H[SHUW E\ WKH SURGXFLQJ SDUW\ RU E\

SHUPLVVLRQ RI WKH &RXUW 7KH SDUW\ VHHNLQJ DSSURYDO RI DQ LQGHSHQGHQW H[SHUW PXVW

SURYLGH WKH SURGXFLQJ SDUW\ ZLWK WKH QDPH DQG FXUULFXOXP YLWDH RI WKH SURSRVHG

LQGHSHQGHQW H[SHUW DQG DQ H[HFXWHG FRS\ RIWKH IRUP DWWDFKHG KHUHWR DV([KLELW$LQ

DGYDQFHRISURYLGLQJDQ\&RQILGHQWLDO,QIRUPDWLRQRIWKHSURGXFLQJSDUW\WRWKHH[SHUW

$Q\ REMHFWLRQ E\ WKH SURGXFLQJ SDUW\ WR DQ LQGHSHQGHQW H[SHUW UHFHLYLQJ &RQILGHQWLDO

,QIRUPDWLRQPXVWEHPDGHLQZULWLQJZLWKLQ IRXUWHHQ GD\V IROORZLQJ UHFHLSWRIWKH

LGHQWLILFDWLRQ RI WKH SURSRVHG H[SHUW &RQILGHQWLDO ,QIRUPDWLRQ PD\ EH GLVFORVHG WR DQ

LQGHSHQGHQWH[SHUWLIWKHIRXUWHHQGD\SHULRGKDVSDVVHGDQGQRREMHFWLRQKDVEHHQ

PDGH7KHDSSURYDORILQGHSHQGHQWH[SHUWVPXVWQRWEHXQUHDVRQDEO\ZLWKKHOG

 ,QIRUPDWLRQ GHVLJQDWHG 3&21),'(17,$/ ́ PXVW EH YLHZHG RQO\ E\

FRXQVHO DV GHILQHG LQ SDUDJUDSK  RI WKH UHFHLYLQJ SDUW\ E\ LQGHSHQGHQW H[SHUWV

SXUVXDQW WR WKH WHUPV RI SDUDJUDSK  DQG E\ WKH DGGLWLRQDO LQGLYLGXDOV OLVWHG EHORZ

SURYLGHGHDFKVXFKLQGLYLGXDOKDVUHDGWKLV2UGHULQDGYDQFHRIGLVFORVXUHDQGKDVDJUHHG

LQZULWLQJWREHERXQGE\LWVWHUPV

D ([HFXWLYHV ZKR DUH UHTXLUHG WR SDUWLFLSDWH LQ SROLF\ GHFLVLRQV ZLWK

UHIHUHQFHWRWKLVDFWLRQ

E 7HFKQLFDOSHUVRQQHORIWKHSDUWLHVZLWKZKRP&RXQVHOIRUWKHSDUWLHV

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 5 of 11
&9&$%-0$

ILQG LW QHFHVVDU\ WR FRQVXOW LQ WKH GLVFUHWLRQ RI VXFK FRXQVHO LQ

SUHSDUDWLRQIRUWULDORIWKLVDFWLRQDQG

F 6WHQRJUDSKLF DQG FOHULFDO HPSOR\HHV DVVRFLDWHG ZLWK WKH LQGLYLGXDOV

LGHQWLILHGDERYH

 :LWK UHVSHFW WR PDWHULDO GHVLJQDWHG 3&21),'(17,$/ ́ RU 3+,*+/<

&21),'(17,$/±2876,'(&2816(/21/< ́DQ\SHUVRQLQGLFDWHGRQWKHIDFHRI

WKHGRFXPHQWWREHLWVRULJLQDWRUDXWKRURUDUHFLSLHQWRIDFRS\RIWKHGRFXPHQWPD\EH

VKRZQWKHVDPH

 $OO LQIRUPDWLRQ ZKLFK KDV EHHQ GHVLJQDWHG DV 3&21),'(17,$/ ́ RU

3+,*+/< &21),'(17,$/ ± 2876,'( &2816(/ 21/< ́ E\ WKH SURGXFLQJ RU

GLVFORVLQJ SDUW\DQGDQ\DQGDOO UHSURGXFWLRQV RIWKDWLQIRUPDWLRQPXVW EH UHWDLQHGLQ

WKHFXVWRG\ RIWKHFRXQVHO IRUWKH UHFHLYLQJ SDUW\LGHQWLILHGLQ SDUDJUDSK H[FHSWWKDW

LQGHSHQGHQW H[SHUWV DXWKRUL]HGWR YLHZ VXFKLQIRUPDWLRQ XQGHUWKHWHUPV RIWKLV2UGHU

PD\UHWDLQFXVWRG\RIFRSLHVVXFKDVDUHQHFHVVDU\IRUWKHLUSDUWLFLSDWLRQLQWKLVOLWLJDWLRQ

 %HIRUH DQ\ PDWHULDOV SURGXFHG LQ GLVFRYHU\ DQVZHUV WR LQWHUURJDWRULHV

UHVSRQVHV WR UHTXHVWV IRU DGPLVVLRQV GHSRVLWLRQ WUDQVFULSWV RU RWKHU GRFXPHQWV ZKLFK

DUHGHVLJQDWHGDV&RQILGHQWLDO,QIRUPDWLRQDUHILOHGZLWKWKH&RXUWIRUDQ\SXUSRVHWKH

SDUW\VHHNLQJWRILOHVXFKPDWHULDOPXVWVHHNSHUPLVVLRQRIWKH&RXUWWRILOHWKHPDWHULDO

XQGHUVHDO

 6XEMHFWWRSXEOLFSROLF\DQGIXUWKHUFRXUWRUGHUQRWKLQJVKDOOEHILOHGXQGHU

VHDODQGWKHFRXUWVKDOOQRWEHUHTXLUHGWRWDNHDQ\DFWLRQZLWKRXWVHSDUDWHSULRURUGHUE\

WKH-XGJHEHIRUHZKRPWKHKHDULQJRUSURFHHGLQJZLOOWDNHSODFHDIWHUDSSOLFDWLRQE\WKH

DIIHFWHGSDUW\ZLWKDSSURSULDWHQRWLFHWRRSSRVLQJFRXQVHO

 ,IWKH&RXUWJUDQWVDSDUW\SHUPLVVLRQWRILOHDQLWHPXQGHUVHDODGXSOLFDWH

GLVFORVLQJ DOO QRQFRQILGHQWLDO LQIRUPDWLRQ LI DQ\ VKDOO EH ILOHG DQG PDGH SDUW RI WKH

SXEOLF UHFRUG  7KH LWHP PD\ EH UHGDFWHG WR HOLPLQDWH FRQILGHQWLDO PDWHULDO IURP WKH

GRFXPHQW7KHGRFXPHQWVKDOOEHWLWOHGWRVKRZWKDWLWFRUUHVSRQGVWRDQLWHPILOHGXQGHU

VHDOHJ35HGDFWHG&RS\RI6HDOHG'HFODUDWLRQRI-RKQ6PLWKLQ6XSSRUWRI0RWLRQIRU

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 6 of 11
&9&$%-0$

6XPPDU\-XGJPHQW ́7KHVHDOHGDQGUHGDFWHGGRFXPHQWVVKDOOEHILOHGVLPXOWDQHRXVO\

 $WDQ\VWDJHRIWKHVHSURFHHGLQJVDQ\SDUW\PD\REMHFWWRDGHVLJQDWLRQRI

WKH PDWHULDOV DV &RQILGHQWLDO ,QIRUPDWLRQ 7KH SDUW\ REMHFWLQJ WR FRQILGHQWLDOLW\ PXVW

QRWLI\LQZULWLQJFRXQVHO IRUWKHGHVLJQDWLQJSDUW\RIWKHREMHFWHGWRPDWHULDOVDQGWKH

JURXQGVIRUWKHREMHFWLRQ,IWKHGLVSXWHLVQRWUHVROYHGFRQVHQVXDOO\EHWZHHQWKHSDUWLHV

ZLWKLQVHYHQ GD\VRI UHFHLSWRIVXFKDQRWLFHRIREMHFWLRQVWKHREMHFWLQJSDUW\PD\

PRYHWKH&RXUW IRUD UXOLQJ RQWKH REMHFWLRQ7KHPDWHULDOVDWLVVXHPXVW EHWUHDWHGDV

&RQILGHQWLDO,QIRUPDWLRQDVGHVLJQDWHGE\WKHGHVLJQDWLQJSDUW\XQWLOWKH&RXUWKDVUXOHG

RQWKHREMHFWLRQRUWKHPDWWHUKDVEHHQRWKHUZLVHUHVROYHG

 $OO&RQILGHQWLDO,QIRUPDWLRQPXVWEHKHOGLQFRQILGHQFHE\WKRVHLQVSHFWLQJ

RUUHFHLYLQJLWDQGPXVWEHXVHGRQO\IRUSXUSRVHVRIWKLVDFWLRQ&RXQVHOIRUHDFKSDUW\

DQGHDFKSHUVRQUHFHLYLQJ&RQILGHQWLDO,QIRUPDWLRQPXVWWDNHUHDVRQDEOHSUHFDXWLRQVWR

SUHYHQWWKH XQDXWKRUL]HG RULQDGYHUWHQW GLVFORVXUH RI VXFKLQIRUPDWLRQ ,I &RQILGHQWLDO

,QIRUPDWLRQLVGLVFORVHGWRDQ\SHUVRQRWKHUWKDQDSHUVRQDXWKRUL]HGE\WKLV2UGHUWKH

SDUW\ UHVSRQVLEOH IRU WKH XQDXWKRUL]HG GLVFORVXUH PXVW LPPHGLDWHO\ EULQJ DOO SHUWLQHQW

IDFWV UHODWLQJ WR WKH XQDXWKRUL]HG GLVFORVXUH WR WKH DWWHQWLRQ RI WKH RWKHU SDUWLHV DQG

ZLWKRXW SUHMXGLFHWR DQ\ ULJKWV DQG UHPHGLHV RIWKH RWKHU SDUWLHV PDNH HYHU\ HIIRUWWR

SUHYHQW IXUWKHU GLVFORVXUH E\WKH SDUW\ DQG E\WKH SHUVRQV UHFHLYLQJWKH XQDXWKRUL]HG

GLVFORVXUH

 1RSDUW\ZLOOEHUHVSRQVLEOHWRDQRWKHUSDUW\IRUGLVFORVXUHRI&RQILGHQWLDO

,QIRUPDWLRQ XQGHUWKLV 2UGHULIWKHLQIRUPDWLRQLQ TXHVWLRQLVQRWODEHOHG RU RWKHUZLVH

LGHQWLILHGDVVXFKLQDFFRUGDQFHZLWKWKLV2UGHU

 ,I D SDUW\ WKURXJK LQDGYHUWHQFH SURGXFHV DQ\ &RQILGHQWLDO ,QIRUPDWLRQ

ZLWKRXWODEHOLQJRUPDUNLQJRURWKHUZLVHGHVLJQDWLQJLWDVVXFKLQDFFRUGDQFHZLWKWKLV

2UGHU WKH GHVLJQDWLQJ SDUW\ PD\ JLYH ZULWWHQ QRWLFH WR WKH UHFHLYLQJ SDUW\ WKDW WKH

GRFXPHQWRUWKLQJSURGXFHGLVGHHPHG&RQILGHQWLDO,QIRUPDWLRQDQGWKDWWKHGRFXPHQW

RUWKLQJSURGXFHGVKRXOGEHWUHDWHGDVVXFKLQDFFRUGDQFHZLWKWKDWGHVLJQDWLRQXQGHUWKLV

2UGHU7KHUHFHLYLQJSDUW\PXVWWUHDWWKHPDWHULDOVDVFRQILGHQWLDORQFHWKHGHVLJQDWLQJ

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 7 of 11
&9&$%-0$

SDUW\ VR QRWLILHV WKH UHFHLYLQJ SDUW\ ,I WKH UHFHLYLQJ SDUW\ KDV GLVFORVHG WKH PDWHULDOV

EHIRUHUHFHLYLQJWKHGHVLJQDWLRQWKHUHFHLYLQJSDUW\PXVWQRWLI\WKHGHVLJQDWLQJSDUW\LQ

ZULWLQJ RI HDFK VXFK GLVFORVXUH &RXQVHO IRU WKH SDUWLHV ZLOO DJUHH RQ D PXWXDOO\

DFFHSWDEOH PDQQHU RI ODEHOLQJ RU PDUNLQJ WKH LQDGYHUWHQWO\ SURGXFHG PDWHULDOV DV

3&21),'(17,$/ ́RU3+,*+/<&21),'(17,$/±2876,'(&2816(/21/< ́

68%-(&7723527(&7,9(25'(5

 1RWKLQJZLWKLQWKLVRUGHUZLOOSUHMXGLFHWKHULJKWRIDQ\SDUW\WRREMHFWWRWKH

SURGXFWLRQ RI DQ\ GLVFRYHU\ PDWHULDO RQ WKH JURXQGV WKDW WKH PDWHULDO LV SURWHFWHG DV

SULYLOHJHGRUDVDWWRUQH\ZRUNSURGXFW

  1RWKLQJLQWKLV2UGHUZLOOEDUFRXQVHOIURPUHQGHULQJDGYLFHWRWKHLUFOLHQWV

ZLWK UHVSHFW WR WKLV OLWLJDWLRQ DQG LQ WKH FRXUVH WKHUHRI UHO\LQJ XSRQ DQ\ LQIRUPDWLRQ

GHVLJQDWHGDV&RQILGHQWLDO,QIRUPDWLRQSURYLGHGWKDWWKHFRQWHQWVRIWKHLQIRUPDWLRQ

EHGLVFORVHG

 7KLV 2UGHU ZLOO EH ZLWKRXW SUHMXGLFH WR WKH ULJKW RI DQ\ SDUW\ WR RSSRVH

SURGXFWLRQ RIDQ\LQIRUPDWLRQ IRUODFN RI UHOHYDQFH RUDQ\ RWKHU JURXQG RWKHUWKDQWKH

PHUHSUHVHQFHRI&RQILGHQWLDO,QIRUPDWLRQ7KHH[LVWHQFHRIWKLV2UGHUPXVWQRWEHXVHG

E\HLWKHUSDUW\DVDEDVLVIRUGLVFRYHU\WKDWLVRWKHUZLVHLPSURSHUXQGHUWKH)HGHUDO5XOHV

RI&LYLO3URFHGXUH

 1RWKLQJ ZLWKLQ WKLV RUGHU ZLOO EH FRQVWUXHG WR SUHYHQW GLVFORVXUH RI

&RQILGHQWLDO,QIRUPDWLRQLIVXFKGLVFORVXUHLVUHTXLUHGE\ODZRUE\RUGHURIWKH&RXUW

 8SRQILQDOWHUPLQDWLRQRIWKLVDFWLRQLQFOXGLQJDQ\DQGDOODSSHDOVFRXQVHO

IRU HDFK SDUW\ PXVW XSRQ UHTXHVW RI WKH SURGXFLQJ SDUW\ UHWXUQ DOO &RQILGHQWLDO

,QIRUPDWLRQWRWKH SDUW\WKDW SURGXFHGWKHLQIRUPDWLRQLQFOXGLQJ DQ\ FRSLHV H[FHUSWV

DQGVXPPDULHVRIWKDWLQIRUPDWLRQRUPXVWGHVWUR\VDPHDWWKHRSWLRQRIWKH UHFHLYLQJ

SDUW\DQGPXVWSXUJHDOOVXFKLQIRUPDWLRQIURPDOOPDFKLQHUHDGDEOHPHGLDRQZKLFKLW

UHVLGHV1RWZLWKVWDQGLQJWKH IRUHJRLQJFRXQVHO IRUHDFKSDUW\PD\ UHWDLQDOOSOHDGLQJV

EULHIV PHPRUDQGD PRWLRQV DQG RWKHU GRFXPHQWV ILOHG ZLWK WKH&RXUWWKDW UHIHUWR RU

LQFRUSRUDWH&RQILGHQWLDO ,QIRUPDWLRQDQGZLOOFRQWLQXHWR EH ERXQG E\WKLV2UGHUZLWK

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 8 of 11
&9&$%-0$

UHVSHFW WR DOO VXFK UHWDLQHG LQIRUPDWLRQ )XUWKHU DWWRUQH\ ZRUN SURGXFW PDWHULDOV WKDW

FRQWDLQ&RQILGHQWLDO,QIRUPDWLRQQHHGQRWEHGHVWUR\HGEXWLIWKH\DUHQRWGHVWUR\HGWKH

SHUVRQLQSRVVHVVLRQRIWKHDWWRUQH\ZRUNSURGXFWZLOOFRQWLQXHWREHERXQGE\WKLV2UGHU

ZLWKUHVSHFWWRDOOVXFKUHWDLQHGLQIRUPDWLRQ

 7KHUHVWULFWLRQVDQGREOLJDWLRQVVHWIRUWKZLWKLQWKLVRUGHUZLOOQRWDSSO\WR

DQ\ LQIRUPDWLRQ WKDW D WKH SDUWLHV DJUHH VKRXOG QRW EH GHVLJQDWHG &RQILGHQWLDO

,QIRUPDWLRQEWKHSDUWLHVDJUHHRUWKH&RXUWUXOHVLVDOUHDG\SXEOLFNQRZOHGJHFWKH

SDUWLHVDJUHHRUWKH&RXUWUXOHVKDVEHFRPHSXEOLFNQRZOHGJHRWKHUWKDQDVDUHVXOWRI

GLVFORVXUHE\WKHUHFHLYLQJSDUW\LWVHPSOR\HHVRULWVDJHQWVLQYLRODWLRQRIWKLV2UGHURU

GKDVFRPHRUZLOOFRPHLQWRWKHUHFHLYLQJSDUW\
VOHJLWLPDWHNQRZOHGJHLQGHSHQGHQWO\

RIWKHSURGXFWLRQE\WKHGHVLJQDWLQJSDUW\3ULRUNQRZOHGJHPXVWEHHVWDEOLVKHGE\SUH

SURGXFWLRQGRFXPHQWDWLRQ

  7KH UHVWULFWLRQV DQG REOLJDWLRQV ZLWKLQ WKLV RUGHU ZLOO QRW EH GHHPHG WR

SURKLELWGLVFXVVLRQVRIDQ\&RQILGHQWLDO ,QIRUPDWLRQZLWKDQ\RQHLIWKDWSHUVRQDOUHDG\

KDVRUREWDLQVOHJLWLPDWHSRVVHVVLRQRIWKDWLQIRUPDWLRQ

 7UDQVPLVVLRQE\ IDFVLPLOHLVDFFHSWDEOH IRUDOOQRWLILFDWLRQSXUSRVHVZLWKLQ

WKLVRUGHU

  7KLV2UGHUPD\EHPRGLILHGE\DJUHHPHQWRIWKHSDUWLHVVXEMHFWWRDSSURYDO

E\WKH&RXUW

 7KH &RXUW PD\ PRGLI\ WKH WHUPV DQG FRQGLWLRQV RI WKLV 2UGHU IRU JRRG

FDXVHRULQWKHLQWHUHVWRIMXVWLFHRURQLWVRZQRUGHUDWDQ\WLPHLQWKHVHSURFHHGLQJV

7KHSDUWLHVSUHIHUWKDWWKH&RXUWSURYLGHWKHPZLWKQRWLFHRIWKH&RXUW¶VLQWHQWWRPRGLI\

WKH2UGHUDQGWKHFRQWHQWRIWKRVHPRGLILFDWLRQVSULRUWRHQWU\RIVXFKDQRUGHU

 ,7,66225'(5('WKLVWKGD\RI)HEUXDU\

 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

      -DQ0$GOHU

      8QLWHG6WDWHV0DJLVWUDWH-XGJH

BBBBBBBBBBBBBBBBBBBBB

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 9 of 11
&9&$%-0$

81,7('67$7(6',675,&7&2857

6287+(51',675,&72)&$/,)251,$

.25((66(17,$/6,1&D&DOLIRUQLD

FRUSRUDWLRQ

Plaintiff/Counter-Defendant

Y

1(;%(/7//&D&DOLIRUQLDOLPLWHG

OLDELOLW\FRPSDQ\DQG'2(6

LQFOXVLYH

Defendant/Counter-Claimant

 &DVH1R&9&$%-0$

$*5((0(1772%(%281'%<

7+(3527(&7,9(25'(5

,BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBGHFODUHDQGVD\WKDW

 ,DPHPSOR\HGDVBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

E\BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

 ,KDYHUHDGWKH3URWHFWLYH2UGHUHQWHUHGLQKORE ESSENTIALS, INC. v. 

NEXBELT, LLC ET AL.&DVH1R&9&$%-0$DQGKDYHUHFHLYHGDFRS\

RIWKH3URWHFWLYH2UGHU

 ,SURPLVHWKDW,ZLOOXVHDQ\DQGDOO3&RQILGHQWLDO ́RU3+LJKO\&RQILGHQWLDO±

2XWVLGH&RXQVHO2QO\ ́LQIRUPDWLRQDVGHILQHGLQWKH3URWHFWLYH2UGHUJLYHQWRPHRQO\

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 10 of 11
&9&$%-0$

LQDPDQQHUDXWKRUL]HGE\WKH3URWHFWLYH2UGHUDQGRQO\WRDVVLVWFRXQVHOLQWKHOLWLJDWLRQ

RIWKLVPDWWHU

 ,SURPLVHWKDW,ZLOOQRWGLVFORVHRUGLVFXVVVXFK3&RQILGHQWLDO ́RU3+LJKO\

&RQILGHQWLDO±2XWVLGH&RXQVHO2QO\ ́LQIRUPDWLRQZLWKDQ\RQHRWKHUWKDQWKHSHUVRQV

GHVFULEHGLQSDUDJUDSKVDQGRIWKH3URWHFWLYH2UGHU

 ,DFNQRZOHGJHWKDWE\VLJQLQJWKLVDJUHHPHQW,DPVXEMHFWLQJP\VHOIWRWKH

MXULVGLFWLRQRIWKH8QLWHG6WDWHV'LVWULFW&RXUWIRUWKH6RXWKHUQ'LVWULFWRI&DOLIRUQLDZLWK

UHVSHFWWRHQIRUFHPHQWRIWKH3URWHFWLYH2UGHU

 ,XQGHUVWDQGWKDWDQ\GLVFORVXUHRUXVHRI3&RQILGHQWLDO ́RU3+LJKO\

&RQILGHQWLDO±2XWVLGH&RXQVHO2QO\ ́LQIRUPDWLRQLQDQ\PDQQHUFRQWUDU\WRWKH

SURYLVLRQVRIWKH3URWHFWLYH2UGHUPD\VXEMHFWPHWRVDQFWLRQVIRUFRQWHPSWRIFRXUW

,GHFODUHXQGHUSHQDOW\RISHUMXU\WKDWWKHIRUHJRLQJLVWUXHDQGFRUUHFW

 'DWHBBBBBBBBBBBBBBBBBBBBBBBBBBB

%\BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

Case 3:17-cv-02129-CAB-LL Document 20 Filed 02/07/18 PageID.<pageID> Page 11 of 11