Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_16-cv-05479/USCOURTS-cand-3_16-cv-05479-0/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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JOINT STIPULATION AND [PROPOSED] ORDER TO ENLARGE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3:16-CV-05479-JST; 3:16-CV-05513-JST 

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SULLIVAN

& 

CROMWELL LLP

Brendan P. Cullen (SBN 194057) 

(cullenb@sullcrom.com) 

Sverker K. Hogberg (SBN 244640) 

(hogbergs@sullcrom.com) 

SULLIVAN & CROMWELL LLP

1870 Embarcadero Road 

Palo Alto, California 94303 

Telephone: (650) 461-5600 

Facsimile: (650) 461-5700 

Christopher M. Viapiano (pro hac vice forthcoming) 

(viapianoc@sullcrom.com) 

SULLIVAN & CROMWELL LLP

1700 New York Avenue, N.W., Suite 700 

Washington, D.C. 20006 

Telephone: (202) 956-6985 

Facsimile: (202) 956-7056 

Counsel for Defendant Wells Fargo & Company

[Additional Counsel on Signature Page] 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

GARY HEFLER, Individually and on Behalf of 

All Others Similarly Situated, 

Plaintiff, 

vs. 

WELLS FARGO & COMPANY, JOHN G. 

STUMPF, JOHN R. SHREWSBERRY and 

CARRIE L. TOLSTEDT, 

Defendants. 

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Case No. 3:16-cv-05479-JST 

JOINT STIPULATION AND 

[PROPOSED] ORDER TO ENLARGE 

TIME TO RESPOND TO COMPLAINT 

The Hon. Jon S. Tigar 

Case No. 3:16-cv-05513-JST 

STEVE KLEIN, Individually and on Behalf of 

All Others Similarly Situated, 

Plaintiff, 

vs. 

WELLS FARGO & COMPANY, JOHN G. 

STUMPF, JOHN R. SHREWSBERRY and 

CARRIE L. TOLSTEDT, 

 Defendants. 

Case 3:16-cv-05479-JST Document 23 Filed 11/21/16 Page 1 of 6
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JOINT STIPULATION AND [PROPOSED] ORDER TO ENLARGE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3:16-CV-05479-JST; 3:16-CV-05513-JST 

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WHEREAS on September 26, 2016, Gary Hefler, individually and on behalf of all others 

similarly situated, filed a putative Class Action Complaint For Violations Of the Federal Securities Laws 

(the “Hefler Complaint”) against Wells Fargo & Company (“Wells Fargo”), John G. Stumpf, John R. 

Shrewsberry, and Carrie L. Tolstedt (collectively, “Defendants”); 

WHEREAS on September 28, 2016, Steve Klein, individually and on behalf of all others 

similarly situated, filed a putative Class Action Complaint For Violations Of the Federal Securities Laws 

(the “Klein Complaint”) against Defendants; 

WHEREAS Gary Hefler and Steve Klein (together, “Plaintiffs”) and Defendants 

anticipate that the above-captioned cases will be consolidated, that a lead plaintiff and lead counsel will 

be appointed by the Court, and that a Consolidated Class Action Complaint will be filed thereafter; 

WHEREAS Plaintiffs and Defendants have agreed to extend the time in which 

Defendants may respond to Plaintiffs’ complaint until 60 days following the filing of a Consolidated 

Class Action Complaint; 

WHEREAS no prior extensions have been granted for the time in which Defendants 

could respond to the Hefler Complaint or the Klein Complaint; 

WHEREAS the parties agree that nothing in this Stipulation will be construed as a waiver 

of any of Defendants’ or Plaintiffs’ rights or positions in law or in equity; 

NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED, between 

Plaintiffs, by and through their counsel, and Defendants, by and through their counsel, that: 

1. Defendants’ time to respond to the complaints in the above-captioned actions is 

hereby extended for 60 days following the filing of a Consolidated Class Action Complaint. 

2. In submitting this Stipulation, Defendants and Plaintiffs do not waive any of their 

rights or positions in law or in equity, and Defendants do not waive any objection or defense they may 

raise to the Court’s personal jurisdictional over them or to the propriety of venue in this case. 

Case 3:16-cv-05479-JST Document 23 Filed 11/21/16 Page 2 of 6
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JOINT STIPULATION AND [PROPOSED] ORDER TO ENLARGE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3:16-CV-05479-JST; 3:16-CV-05513-JST 

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IT IS SO STIPULATED. 

Dated: November 18, 2016 

/s/ Brendan P. Cullen

Brendan P. Cullen (SBN 194057)

Sverker K. Hogberg (SBN 244640)

SULLIVAN & CROMWELL LLP 

1870 Embarcadero Road

Palo Alto, California 94303 

Telephone: (650) 461-5600 

Facsimile: (650) 461-5700 

Christopher M. Viapiano 

(pro hac vice forthcoming) 

SULLIVAN & CROMWELL LLP 

1700 New York Avenue, N.W., Suite 700 

Washington, D.C. 20006 

Telephone: (202) 956-6985 

Facsimile: (202) 956-7056

Counsel for Defendant Wells Fargo & 

Company

Dated: November 18, 2016 

/s/ Grant P. Fondo

Grant P. Fondo (SBN 181530)

Richard M. Strassberg 

(pro hac vice forthcoming)

GOODWIN PROCTER LLP 

135 Commonwealth Drive 

Menlo Park, California 94025 

Telephone: (650) 752-3100 

Facsimile: (650) 853-1038 

Counsel for Defendant John G. Stumpf 

Dated: November 18, 2016 

/s/ Ismail Ramsey

Ismail Ramsey (SBN 189820)

Miles Ehrlich (SBN 237954)

RAMSEY & EHRLICH LLP 

803 Hearst Avenue 

Berkeley, California 94710 

Telephone: (510) 548-3600 

Facsimile: (650) 291-3060 

Counsel for Defendant John R. 

Shrewsberry

Case 3:16-cv-05479-JST Document 23 Filed 11/21/16 Page 3 of 6
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JOINT STIPULATION AND [PROPOSED] ORDER TO ENLARGE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3:16-CV-05479-JST; 3:16-CV-05513-JST 

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Dated: November 18, 2016 

/s/ Brendan V. Sullivan, Jr.

Brendan V. Sullivan, Jr. 

(pro hac vice forthcoming)

Enu A. Mainigi 

(pro hac vice forthcoming)

WILLIAMS & CONNOLLY LLP 

725 Twelfth Street, N.W. 

Washington D.C. 20005 

Telephone: (202) 434-5000 

Facsimile: (202) 434-5029 

Counsel for Defendant Carrie L. Tolstedt 

Dated: November 18, 2016 

/s/ Shawn A. Williams

Shawn A. Williams (SBN 213113)

Aelish M. Baig (SBN 201279)

Jason C. Davis (SBN 253370)

ROBBINS GELLER RUDMAN & DOWD 

LLP 

One Montgomery Street, Suite 1800 

San Francisco, California 94104 

Telephone: (415) 288-4545 

Facsimile: (415) 288-4534 

Counsel for Plaintiff Gary Hefler 

Dated: November 18, 2016 

/s/ Jennifer Pafiti

Jennifer Pafiti (SBN 282790)

POMERANTZ LLP 

468 North Camden Drive 

Beverley Hills, California 90210 

Telephone: (818) 532-6499 

Counsel for Plaintiff Steve Klein 

Case 3:16-cv-05479-JST Document 23 Filed 11/21/16 Page 4 of 6
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JOINT STIPULATION AND [PROPOSED] ORDER TO ENLARGE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3:16-CV-05479-JST; 3:16-CV-05513-JST 

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ATTESTATION PURSUANT TO GENERAL ORDER 45

I, Brendan P. Cullen, in compliance with General Order 45, Section X(B), hereby attest 

that I obtained the concurrence of all of the above-listed counsel in filing this document. 

DATED: November 18, 2016 /s/ Brendan P. Cullen 

 Brendan P. Cullen 

Case 3:16-cv-05479-JST Document 23 Filed 11/21/16 Page 5 of 6
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JOINT STIPULATION AND [PROPOSED] ORDER TO ENLARGE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3:16-CV-05479-JST; 3:16-CV-05513-JST 

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ORDER 

THE FOREGOING STIPULATION 

IS APPROVED AND IT IS SO ORDERED. 

Dated: 

 THE HONORABLE JON S. TIGAR 

UNITED STATES DISTRICT JUDGE 

November 21, 2016

Case 3:16-cv-05479-JST Document 23 Filed 11/21/16 Page 6 of 6