Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_04-cv-00998/USCOURTS-caed-2_04-cv-00998-4/pdf.json

Nature of Suit Code: 550
Nature of Suit: Prisoner - Civil Rights (U.S. defendant)
Cause of Action: 42:1983 Prisoner Civil Rights

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 The Civil Rights Act under which this action was filed provides as follows: 1

Every person who, under color of [state law] . . . subjects, or causes

to be subjected, any citizen of the United States . . . to the

deprivation of any rights, privileges, or immunities secured by the

Constitution and laws, shall be liable to the party injured in an

action at law, suit in equity, or other proper proceeding for redress. 

42 U.S.C. § 1983. Plaintiff’s complaint does not specify which provision of “the Constitution

and laws” his § 1983 claim is grounded in, although his inmate appeal, which is appended as an

exhibit to the complaint, grounds the claim in the First Amendment. Defendants are entitled to

summary judgment on plaintiff’s First Amendment claim. See Friedman v. Arizona, 912 F.2d

328 (9 Cir. 1990) (Arizona prison regulation prohibiting facial hair did not violate First th

1

IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF CALIFORNIA

DAVID RAY WILLIAMS,

Plaintiff, No. CIV S-04-0998 LKK PAN P

v.

C. FERGUSON, et al.,

Defendants. FINDINGS & RECOMMENDATIONS

 /

Plaintiff is a state prisoner proceeding pro se with a civil rights action pursuant to

42 U.S.C. § 1983. Plaintiff claims that defendants violated his right to free exercise of his

Muslim religion by issuing disciplinary actions against him for his refusal to shave his beard.1

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Amendment free exercise rights of Orthodox Jewish inmates; see also Henderson v. Terhune,

379 F.3d 709, 713 (9th Cir. 2004) (California Department of Corrections hair-length regulations

do not violate First Amendment).

Defendants have moved for summary judgment in this action on the grounds that the

events complained of did not violate plaintiff’s rights under either the First Amendment or the

Religious Land Use and Institutionalized Persons Act, 42 U.S.C.A. § 2000cc-1 (RLUIPA). The

RLUIPA claim is therefore properly before the court. See Fed. R. Civ. P. 15(b); see also Cabrera

v. City of Huntington Park, 159 F.3d 374, 382 (9 Cir. 1998) (failure “formally to plead” a th

particular claim does not preclude court from consideration thereof where parties have expressly

or impliedly consented to litigation of such claim).

 Plaintiff also seeks a court-ordered apology from defendants and a requirement that 2

defendants in the future do “thorough investigations” before subjecting other inmates to the

conditions complained of herein. (Complaint, filed May 24, 2004, at 3.) To the extent that either

of these prayers could be construed as a request for injunctive relief, they are moot. The

undisputed facts show that defendants have acknowledged that plaintiff is a practicing Muslim

and have removed the disciplinary convictions plaintiff suffered under the grooming regulations

from his central file. Neither a court-ordered apology from defendants, nor required investigation

into claims of other inmates, is appropriate relief for plaintiff in this § 1983 action. 

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Plaintiff seeks money damages. This matter is before the court on defendants’ motion for 2

summary judgment.

SUMMARY JUDGMENT STANDARDS UNDER RULE 56

Summary judgment is appropriate when it is demonstrated that there exists “no

genuine issue as to any material fact and that the moving party is entitled to a judgment as a

matter of law.” Fed. R. Civ. P. 56(c).

Under summary judgment practice, the moving party 

always bears the initial responsibility of informing the district court

of the basis for its motion, and identifying those portions of “the

pleadings, depositions, answers to interrogatories, and admissions

on file, together with the affidavits, if any,” which it believes

demonstrate the absence of a genuine issue of material fact.

Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (quoting Fed. R. Civ. P. 56(c)). “[W]here the

nonmoving party will bear the burden of proof at trial on a dispositive issue, a summary

judgment motion may properly be made in reliance solely on the ‘pleadings, depositions, answers

to interrogatories, and admissions on file.’” Id. Indeed, summary judgment should be entered,

after adequate time for discovery and upon motion, against a party who fails to make a showing

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sufficient to establish the existence of an element essential to that party’s case, and on which that

party will bear the burden of proof at trial. See id. at 322. “[A] complete failure of proof

concerning an essential element of the nonmoving party’s case necessarily renders all other facts

immaterial.” Id. In such a circumstance, summary judgment should be granted, “so long as

whatever is before the district court demonstrates that the standard for entry of summary

judgment, as set forth in Rule 56(c), is satisfied.” Id. at 323.

If the moving party meets its initial responsibility, the burden then shifts to the

opposing party to establish that a genuine issue as to any material fact actually does exist. See

Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to

establish the existence of this factual dispute, the opposing party may not rely upon the

allegations or denials of its pleadings but is required to tender evidence of specific facts in the

form of affidavits, and/or admissible discovery material, in support of its contention that the

dispute exists. See Fed. R. Civ. P. 56(e); Matsushita, 475 U.S. at 586 n.11. The opposing party

must demonstrate that the fact in contention is material, i.e., a fact that might affect the outcome

of the suit under the governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248

(1986); T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir.

1987), and that the dispute is genuine, i.e., the evidence is such that a reasonable jury could

return a verdict for the nonmoving party, see Wool v. Tandem Computers, Inc., 818 F.2d 1433,

1436 (9th Cir. 1987).

In the endeavor to establish the existence of a factual dispute, the opposing party

need not establish a material issue of fact conclusively in its favor. It is sufficient that “the

claimed factual dispute be shown to require a jury or judge to resolve the parties’ differing

versions of the truth at trial.” T.W. Elec. Serv., 809 F.2d at 631. Thus, the “purpose of summary

judgment is to ‘pierce the pleadings and to assess the proof in order to see whether there is a

genuine need for trial.’” Matsushita, 475 U.S. at 587 (quoting Fed. R. Civ. P. 56(e) advisory

committee’s note on 1963 amendments).

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26 Except as otherwise noted, these facts are not in dispute. 3

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In resolving the summary judgment motion, the court examines the pleadings,

depositions, answers to interrogatories, and admissions on file, together with the affidavits, if

any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed. See Anderson,

477 U.S. at 255. All reasonable inferences that may be drawn from the facts placed before the

court must be drawn in favor of the opposing party. See Matsushita, 475 U.S. at 587. 

Nevertheless, inferences are not drawn out of the air, and it is the opposing party’s obligation to

produce a factual predicate from which the inference may be drawn. See Richards v. Nielsen

Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), aff’d, 810 F.2d 898, 902 (9th Cir.

1987). Finally, to demonstrate a genuine issue, the opposing party “must do more than simply

show that there is some metaphysical doubt as to the material facts . . . . Where the record taken

as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no

‘genuine issue for trial.’” Matsushita, 475 U.S. at 587 (citation omitted).

On August 20, 2004, the court advised plaintiff of the requirements for opposing a

motion pursuant to Rule 56 of the Federal Rules of Civil Procedure. See Rand v. Rowland, 154

F.3d 952, 957 (9th Cir. 1998) (en banc), cert. denied, 527 U.S. 1035 (1999), and Klingele v.

Eikenberry, 849 F.2d 409 (9th Cir. 1988).

ANALYSIS

I. Facts3

At all times relevant to this action plaintiff has been a prisoner at California State

Prison-Solano (CSP-Solano). At the time of the events complained of, defendants Ferguson and

Young were Correctional Sergeants and defendant Fish was a Correctional Lieutenant at the

same prison. Plaintiff is a practicing Muslim and, as such, he wears a short beard.

At the time of the events giving rise to this action, the CDCR grooming standards

required that all male inmates be clean shaven. However, pursuant to a preliminary injunction

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issued in Mayweathers v. Terhune, Case No. CIV S-96-1582 LKK JFM P, CSP-Solano had

created an exemption for Muslim inmates, permitting Muslims to grow beards not exceeding

one-half inch in length. (Defendants’ Statement of Undisputed Facts in Support of Motion for

Summary Judgment (DUF), filed November 14, 2005, ¶ 5.) In order to be included in this

exemption, inmates were required to provide proof of being Muslim. (Id. at ¶ 8.) Evidence

could include the inmate’s movement passes to attend Friday prayer services, a chrono from the

Muslim Chaplin identifying the inmate as a Muslim, or inclusion of the inmate’s name on the list

of Muslim inmates maintained by faculty staff. (Id. at ¶ 9.)

On May 19, 2003, defendant Ferguson issued to plaintiff a rules violation report

(CDC-115) for wearing a beard in violation of the grooming standards. (Exhibit A to DUF, at

12-13.) Defendant Ferguson noted on the report that plaintiff claimed to be Muslim, but that his

name did not appear on the list of Muslim inmates. (Id.)

The disciplinary hearing for plaintiff’s rules violation report was held on June 6,

2003. Defendant Young was the hearing officer. (Id.) At this hearing, plaintiff denied the

charge and stated again that he was a Muslim. (Id.) The only evidence he offered that he was a

Muslim was his own statement. (Id.) Defendant Young found plaintiff guilty of the violation

and assessed plaintiff with twenty hours of extra duty and thirty days loss of night yard and

telephone privileges. (DUF ¶ 11.)

On June 27, 2003, plaintiff received a second rule violation report (CDC-115) for

failing to complete the extra duty ordered in his disciplinary hearing. (Id. at ¶ 12.) On July 1,

2003 plaintiff filed an administrative appeal challenging the disciplinary actions. (Id. at ¶ 14.) 

The disciplinary hearing for plaintiff’s second rules violation report was held on

July 6, 2003. Defendant Fish was the hearing officer. (Id. at ¶ 13.) At this hearing, plaintiff

stated that he did not complete the additional hours of duty because he was a Muslim, and that he

felt he should not be disciplined for this because he had filed the administrative appeal

challenging the disciplinary actions. Defendant Fish found plaintiff guilty of failing to complete

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extra duty and assessed plaintiff with a credit loss of thirty days and sixty days loss of night yard,

day room, and telephone privileges. (Id.)

On August 6, 2003 plaintiff’s appeal was denied at the first formal level. The

denial was based on the facts that the Muslim sponsor and inmate Muslim clerks did not

recognize plaintiff as being a member of the Muslim community, attendance sheets for Muslim

services did not include plaintiff’s name, and plaintiff’s social factors sheet containing

information plaintiff provided to his counselor upon arrival at CSP-Solano denoted “none” in the

religion section. (Exhibit A to DUF, at 18.)

On September 1, 2003 plaintiff pursued his appeal to the second formal level and

attached movement passes for attendance at Juma’ah prayer services, dated from July 11, 2003

through August 8, 2003, as evidence that he was a Muslim. (DUF ¶ 15.) On his second appeal,

plaintiff indicated that two Muslim communities existed at CSP-Solano and that the Muslim

chaplain, Imam Nasir should be contacted regarding his status as a Muslim inmate. Chaplain

Nasir verified that plaintiff had been a Muslim for a long time and that plaintiff should not have

received the disciplinary actions. (Exhibit A to DUF, at 6-7.)

On September 18, 2003, the CSP-Solano Warden granted plaintiff’s appeal

requesting removal of the two disciplinary actions, but denied plaintiff’s request for a formal

apology from the staff. (Id.) On September 22, 2003, plaintiff received a modification order

dismissing both CDC-115 disciplinary actions from his record. (Id. at 5.)

II. Defendants’ Motion

Defendants seek summary judgment on the grounds that (1) they did not violate

plaintiff’s rights under RLUIPA by enforcing the grooming regulations against plaintiff in the

absence of any evidence that plaintiff was a practicing Muslim other than plaintiff’s own

statement; and (2) they are entitled to qualified immunity from plaintiff’s claim.

With respect to defendants’ first contention, the United States Supreme Court has

stated that “prison officials may appropriately question whether a prisoner’s religiosity, asserted

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as the basis for a requested accommodation, is authentic.” Cutter v. Wilkinson, 544 U.S. 709,

725 (2005). The undisputed evidence shows that at the time defendant Ferguson charged

plaintiff with violating the grooming regulations he noted that plaintiff’s name was not on CSPSolano’s list of Muslim inmates. That finding was included in the rules violation report and

provided support for defendant Young’s guilty finding. Defendant Fish found plaintiff guilty of

failing to complete the discipline imposed following the first disciplinary conviction. Plaintiff’s

administrative appeal from both disciplinary charges was filed after he was convicted in the first

disciplinary proceeding and after he was charged, but before he was found guilty, in the second

proceeding. 

The response to plaintiff’s first level appeal shows that at that level of review a

correctional lieutenant interviewed plaintiff to give him an opportunity to, inter alia, provide

information and documentation in support of his appeal. (Ex. A to DUF, at 18.) During the

interview, plaintiff told the correctional lieutenant he had been part of the Muslim community at

CSP-Solano since his arrival, and for two years before his incarceration. (Id.) Further

investigation by prison officials resulted in a report from the Muslim sponsor and the inmate

clerks for the Muslim chaplain that neither recognized plaintiff “as being a part of the Muslim

Community.” (Ex. A to DUF, at 18.) In addition, a review of plaintiff’s “Social Factors” sheet

which plaintiff had provided to his counselor when he arrived at a CDC Reception Center in

April 2003, showed that plaintiff had indicated “NONE” in the section for religious affiliation. 

(Id.) At the second level of review, further evidence showed that plaintiff had attended Jumah

prayer services during July 2003 and August 2003, after the disciplinary conviction, and that

another Muslim chaplain verified plaintiff’s status as a practicing Muslim. On that basis, the two

disciplinary convictions were set aside.

In view of the foregoing, this court finds that defendants did not violate plaintiff’s

rights under RLUIPA in connection with the events complained of. The record shows no more

than “appropriate questioning” by prison officials of the authenticity of plaintiff’s claim to be a

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practicing Muslim. Defendants are therefore entitled to summary judgment on the claim that

defendants violated plaintiff’s rights under RLUIPA.

“[G]overnment officials performing discretionary functions generally are shielded

from liability for civil damages insofar as their conduct does not violate clearly established

statutory or constitutional rights of which a reasonable person would have known.” Harlow v.

Fitzgerald, 457 U.S. 800, 818 (1982). When undertaking a qualified immunity analysis, the

threshold question is, 

[t]aken in the light most favorable to the party asserting the injury,

do the facts alleged show the officer’s conduct violated a [federal]

right? This must be the initial inquiry....If no [right protected by

federal law] would have been violated were the allegations

established, there is no necessity for further inquiries concerning

qualified immunity.

Jeffers v. Gomez, 267 F.3d 895, 909 (9th Cir. 2001) (citing Saucier v. Katz, 533 U.S. 194, 121

S.Ct. 2151, 2156 (1992)). 

For the reasons set forth above, the facts do not establish a violation of plaintiff’s

rights under federal law. A fortiori, “there is no necessity for further inquiries concerning

qualified immunity.” Jeffers, id. 

For all of the foregoing reasons, IT IS HEREBY RECOMMENDED that

defendants’ November 14, 2005 motion for summary judgment be granted.

These findings and recommendations are submitted to the United States District

Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen

days after being served with these findings and recommendations, any party may file written

objections with the court and serve a copy on all parties. Such a document should be captioned

“Objections to Magistrate Judge’s Findings and Recommendations.” The parties are advised 

/////

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that failure to file objections within the specified time may waive the right to appeal the District

Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). 

DATED: August 28, 2006.

17/12

will0998.msj

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