Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-alsd-1_15-cv-00126/USCOURTS-alsd-1_15-cv-00126-1/pdf.json

Nature of Suit Code: 530
Nature of Suit: Prisoner Petitions - Habeas Corpus
Cause of Action: 28:2254 Petition for Writ of Habeas Corpus (State)

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IN THE UNITED STATES DISTRICT COURT

FOR THE SOUTHERN DISTRICT OF ALABAMA

SOUTHERN DIVISION

TIMOTHY WAYNE WILLIAMS, )

 )

Petitioner, )

 )

v. ) CIVIL ACTION 15-0126-WS-M

 )

CYNTHIA A. STEWART, )

 )

Respondent. )

 ORDER

This matter is before the Court on the report and recommendation (“R&R”) 

issued by the Magistrate Judge, recommending that the petition be denied, the 

action be dismissed, and a certificate of appealability (“COA”) be denied. (Doc. 

14). The petitioner has filed an objection. (Doc. 17).

The petition asserts that trial counsel was ineffective because he failed to 

properly investigate the case and thus failed to call the petitioner’s son as a 

witness. The petition also asserts that appellate counsel was ineffective because 

he failed to raise on appeal the issue of trial counsel’s ineffectiveness. (Doc. 1 at 

3-4). The R&R concludes that these claims are procedurally defaulted, (Doc. 14 at 

4-6), and that the petitioner has shown neither cause and prejudice nor a 

fundamental miscarriage of justice. (Id. at 7-9). 

The petitioner does not object to the Magistrate Judge’s determination that 

his claims are procedurally defaulted. He argues, however, that he has shown 

cause for the default under Martinez v. Ryan, 132 S. Ct. 1309 (2012), and that he 

has also shown both prejudice and a fundamental miscarriage of justice. The 

Court concludes that the Magistrate Judge should take a further look at these 

issues.

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Technically, Martinez holds only that, “[w]here, under state law, claims of 

ineffective assistance of trial counsel must be raised in an initial-review collateral 

proceeding, a procedural default will not bar a federal habeas court from hearing a 

substantial claim of ineffective assistance at trial if, in the initial-review collateral 

proceeding, there was no counsel or counsel in that proceeding was ineffective.” 

132 S. Ct. at 1320. The Magistrate Judge concluded that Martinez does not apply 

because, unlike in Arizona (which prohibits ineffective assistance claims from 

being raised on direct review) an Alabama defendant can – and must, if practicable 

– raise an ineffective assistance claim at trial or on direct appeal. (Doc. 14 at 7-

9).1 

It is not clear to the Court that this is a complete answer to the question 

raised. The Magistrate Judge located the procedural default regarding the claim of 

ineffective assistance of trial counsel in the failure of appellate counsel to assert 

such a claim on direct appeal. (Doc. 14 at 5). As Martinez notes, “an attorney’s 

errors during an appeal on direct review may provide cause to excuse a procedural 

default,” 132 S. Ct. at 1317; if, as the petitioner asserts, appellate counsel was 

ineffective in failing to assert the ineffectiveness of trial counsel, Martinez

indicates this could supply cause for the procedural default. The Court makes no 

determination in this regard but leaves it to the Magistrate Judge to consider and 

address the possibility.2

 1 “Any claim that counsel was ineffective must be raised as soon as practicable, 

either at trial, on direct appeal, or in the first Rule 32 petition, whichever is applicable.” 

Ala. R. Crim. P. 32.2(d). 

The petitioner insists that “allegations of ineffective assistance of counsel may not 

be raised for the first time on appeal and these allegations are more appropriately dealt 

with in a Rule 32 petition.” (Doc. 17 at 2). The petitioner places this statement within 

quotation marks but provides no source for the quote. It appears to the Court that 

decisional law as well as Rule 32.2(d) contemplates the permissibility of ineffective 

assistance claims on direct review. E.g., Ex parte Ingram, 675 So. 2d 863 (Ala. 1996). 

2 The Magistrate Judge apparently interpreted the petitioner’s brief as invoking 

Martinez only with respect to his claim of ineffective assistance of appellate counsel. 

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The Magistrate Judge found procedural default regarding the claim of 

ineffective assistance of appellate counsel in the failure of initial-review collateral 

counsel to properly present the claim in the Rule 32 proceedings. (Doc. 14 at 5). 

Martinez does not expressly address this situation, but it indicates that its rule is 

based, at least in part, on the realization that, when the initial-review collateral 

proceeding is the defendant’s first opportunity raise an ineffective assistance 

claim, the initial collateral review “is in many ways the equivalent of a prisoner’s 

direct appeal as to the ineffective-assistance claim.” 132 S. Ct. at 1317. Since a 

claim of ineffective assistance of appellate counsel presumably cannot be raised 

on direct appeal (since it is only then being committed), the Rule 32 proceedings 

would seem to be similarly equivalent to a direct appeal of that issue. If so, it may 

be that the rule of Martinez extends to this situation. And if so, it may be that 

collateral counsel was ineffective and that such ineffectiveness furnishes cause for 

the procedural default. Again, the Court makes no determination in this regard but 

leaves it to the Magistrate Judge to consider and address the possibility.

The R&R states that the petitioner has not demonstrated prejudice, (Doc. 14 

at 9), but it does not appear to explain that conclusion, and it does not address the 

petitioner’s contention that an Alabama appellate court “f[ound] that had the 

claims of Williams been properly raised, Williams would probably had [sic] been 

entitled to relief.” (Doc. 17 at 6). Again, the Court makes no determination 

regarding prejudice but leaves it to the Magistrate Judge to consider and address 

the issue.

Finally, the R&R states that the petitioner has not demonstrated that a 

failure to reach the merits of his claims will result in a fundamental miscarriage of 

justice, (Doc. 14 at 9), but it does not appear to explain that conclusion. Again, 

the Court makes no determination on this issue but leaves it to the Magistrate 

Judge to consider and address the issue.

 

(Doc. 14 at 7). The Court construes the petitioner’s reply brief regarding Martinez as 

applying to the claim of ineffective assistance of trial counsel as well. (Doc. 10 at 4).

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For the reasons set forth above, this matter is remanded to the Magistrate 

Judge for further proceedings in accordance with this opinion, culminating in the 

issuance of a new R&R.

DONE and ORDERED this 24th day of February, 2016.

s/WILLIAM H. STEELE

CHIEF UNITED STATES DISTRICT JUDGE

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