Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_12-cv-04677/USCOURTS-cand-4_12-cv-04677-5/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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ROBBINS GELLER RUDMAN

& DOWD LLP

CHRISTOPHER P. SEEFER (201197)

DANIEL J. PFEFFERBAUM (248631)

Post Montgomery Center

One Montgomery Street, Suite 1800

San Francisco, CA 94104

Telephone: 415/288-4545

415/288-4534 (fax)

chriss@rgrdlaw.com

dpfefferbaum@rgrdlaw.com

LABATON SUCHAROW LLP

JONATHAN GARDNER

MICHAEL P. CANTY

ROGER W. YAMADA

140 Broadway, 34th Floor

New York, NY 10005

Telephone: 212/907-0700

212/818-0477 (f~)

jgardner@labaton.com

mcanty@labaton.com

ryamada@labaton.com

Lead Counsel for Plaintiffs

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

In re UBIQUITI NETWORKS, INC. ) Master File No. 12-cv-04677-YGR

SECURITIES LITIGATION )

CLASS ACTION

This Document Relates To: ) STIPULATION REGARDING

CONFIDENTIALITY AND [PROPOSED]

ALL ACTIONS. ) PROTECTIVE ORDER

1200808_3

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1. PURPOSES AND LIMITATIONS

Disclosure and discovery activity in this action are likely to involve production of

confidential, proprietary, or private information for which special protection from public disclosure

and from use for any purpose other than prosecuting this litigation may be warranted. Accordingly,

the parties hereby stipulate to and petition the court to enter the following [Proposed] Stipulated

Protective Order. The parties acknowledge that this Order does not confer blanket protections on all

disclosures or responses to discovery and that the protection it affords from public disclosure and use

extends only to the limited information or items that are entitled to confidential treatment under the

applicable legal principles. The parties further acknowledge, as set forth in Section 12.3, below, that

this Stipulated Protective Order does not entitle them to file confidential information under seal;

Civil Local Rule 79-5 sets forth the procedures that must be followed and the standards that will be

applied when a party seeks permission from the court to file material under seal.

2. DEFINITIONS

2.1 Challen~g Party: a Party or Non-Party that challenges the designation of

information or items under this Order.

2.2 "CONFIDENTIAL" Information or Items: information (regardless of how it is

generated, stored or maintained) or tangible things that qualify for protection under Federal Rule of

Civil Procedure 26(c).

2.3 Counsel (without qualifier): Outside Counsel of Record and House Counsel (as well

~ as their support staff .

2.4 Desi ng ating Party: a Party or Non-Party that designates information or items that it

produces in disclosures or in responses to discovery as "CONFIDENTIAL" or "HIGHLY

CONFIDENTIAL —ATTORNEYS' EYES ONLY."

2.5 Disclosure or Discovery Material: all items or information, regardless ofthe medium

or manner in which it is generated, stored, or maintained (including, among other things, testimony,

transcripts, and tangible things), that are produced or generated in disclosures or responses to

discovery in this matter.

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12-cv-04677-YGR - 1

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2.6 Expert: a person with specialized knowledge or experience in a matter pertinent to the

litigation, and their support staff, who has been retained by a Party or its counsel to serve as an

expert witness or as a consultant in this action.

2.7 "HIGHLY CONFIDENTIAL—ATTORNEYS' EYES ONLY" Information or Items:

extremely sensitive "Confidential" Information or Items, disclosure of which to another Party or

Non-Party would create a substantial risk of serious harm that could not be avoided by less

restrictive means.

2.8 House Counsel: attorneys who are employees of a party to this action. House

~ Counsel does not include Outside Counsel of Record or any other outside counsel.

2.9 Non-Party: any natural person, partnership, corporation, association, or other legal

entity not named as a Party to this action.

2.10 Outside Counsel of Record: attorneys who are not employees of a party to this action

but are retained to represent or advise a party to this action and have appeared in this action on

behalf of that party or are affiliated with a law firm which has appeared on behalf of that party.

2.11 Pte: any party to this action, including all of its current and former officers,

directors, employees, consultants, retained experts, and Outside Counsel of Record (and their

support staffs).

2.12 Producin~y: a Party or Non-Party that produces Disclosure or Discovery Material

in this action.

2.13 Professional Vendors: persons or entities that provide litigation support services (e.g.,

photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing,

storing, or retrieving data in any form or medium) and their employees and subcontractors.

2.14 Protected Material: any Disclosure or Discovery Material that is designated as

"CONFIDENTIAL" or "HIGHLY CONFIDENTIAL —ATTORNEYS' EYES ONLY."

2.15 Receiving Party: a Party that receives Disclosure or Discovery Material from a

~ Producing Party.

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3. SCOPE

The protections conferred by this Stipulation and Order cover not only Protected Material (as

defined above), but also (1) any information copied or extracted from Protected Material; (2) all

copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony,

conversations, or presentations by Parties or their Counsel that might reveal Protected Material.

However, the protections conferred by this Stipulation and Order do not cover the following

information: (a) any information that is in the public domain at the time of disclosure to a Receiving

Party or becomes part of the public domain after its disclosure to a Receiving Party as a result of

publication not involving a violation of this Order, including becoming part of the public record

through trial or otherwise; and (b) any information known to the Receiving Party prior to the

disclosure or obtained by the Receiving Party after the disclosure from a source who obtained the

information lawfully and under no obligation of confidentiality to the Designating Party. Any use of

Protected Material at trial shall be governed by a separate agreement or order.

4. DURATION

Even after final disposition ofthis litigation, the confidentiality obligations imposed by this

Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order

otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and

defenses in this action, with or without prejudice; and (2) final judgment herein after the completion

and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, including the

time limits for filing any motions or applications for extension of time pursuant to applicable law.

5. DESIGNATING PROTECTED MATERIAL

S.l Exercise of Restraint and Care in Desi~natin~ Material for Protection. Each Party or

Non-Party that designates information or items for protection underthisOrder must take care to limit

any such designation to specific material that qualifies under the appropriate standards. To the

extent practical to do so, the Designating Party must take care to designate for protection only those

parts of material, documents, items, or oral or written communications that qualify - so that other

portions of the material, documents, items, or communications for which protection is not warranted

are not swept unjustifiably within the ambit ofthis Order.

STIPULATION REGARDING CONFIDENTIALITY AND [PROPOSED] PROTECTIVE ORDER -

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Indiscriminate or routinized designations are prohibited, although the designation of

substantially all of a Party's production of documents as Protected Material, ifotherwise appropriate

under this Stipulated Protective Order, will not render such designation improper. The Parties do not

wish to create undue complications with respect to the filing of documents with the Court, interfere

with preparation for trial, and otherwise unduly raise the costs of litigation, the Parties agree to

exercise good faith in responding to requests from a Requesting Party to de-designate material as

"CONFIDENTIAL" or "HIGHLY CONFIDENTIAL —ATTORNEYS' EYES ONLY," in

accordance with Section 6, below. Documents publicly available in identical form, including press

releases, SEC filings, newspaper articles, Internet postings and other media, shall not be designated,

and any such improper designation may be disregarded by the Receiving Party. In addition, the

parties shall meet and confer in advance of any request to file documents under seal with this Court.

5.2 Manner and Timin of Desi nations. Except as otherwise provided in this Order (see,

~ e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or ordered, Disclosure or

Discovery Material that qualifies for protection under this Order must be clearly so designated

before the material is disclosed or produced.

Designation in conformity with this Order requires:

(a) for information in documentary form (e.g., paper or electronic documents, but

excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party

affix the legend "CONFIDENTIAL" or "HIGHLY CONFIDENTIAL —ATTORNEYS' EYES

ONLY" to each page that contains Protected Material. If only a portion or portions of the material

on a page qualifies for protection, the Producing Party also must clearly identify the protected

portions) (e.g., by making appropriate markings in the margins).

A Party or Non-Party that makes original documents or materials available for inspection

need not designate them for protection until after the inspecting Party has indicated which material it

would like copied and produced. During the inspection and before the designation, all of the

material made available for inspection shall be deemed "HIGHLY CONFIDENTIAL —

ATTORNEYS' EYES ONLY." After the inspecting Party has identified the documents it wants

copied and produced, the Producing Party must determine which documents, or portions thereof,

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1200808_3

qualify for protection under this Order. Then, before producing the specified documents, the

Producing Party must affix the appropriate legend ("CONFIDENTIAL" or "HIGHLY

CONFIDENTIAL —ATTORNEYS' EYES ONLY") to each page that contains Protected Material.

If only a portion or portions of the material on a page qualifies for protection, the Producing Party

also must clearly identify the protected portions) (e.g., by making appropriate markings in the

margins).

(b) for testimony given in deposition or in other pretrial or trial proceedings, that

the Designating Party identify on the record, before the close of the deposition, hearing, or other

proceeding, all protected testimony. When it is impractical to identify separately each portion of

testimony that is entitled to protection, and when it appears that substantial portions of the testimony

may qualify for protection, the Designating Party may invoke on the record (before the deposition or

proceeding is concluded) a right to have up to ten days to identify the specific portions oftestimony

as to which protection is sought and to specify the level of protection being asserted

("CONFIDENTIAL" or "HIGHLY CONFIDENTIAL —ATTORNEYS' EYES ONLY").

Only those portions of the testimony that are appropriately designated for protection within

the ten days shall be covered by the provision of this Stipulated Protective Order. Alternatively, a

Designating Party may specify, at the deposition or up to ten days afterwards if that period is

properly invoked, that the entire transcript shall be treated as "CONFIDENTIAL" or "HIGHLY

CONFIDENTIAL —ATTORNEYS' EYES ONLY."

(c) for information produced in some form other than documentary and for any

other tangible items, that the Producing Party affix in a prominent place on the exterior of the

container or containers in which the information or item is stored the legend "CONFIDENTIAL" or

"HIGHLY CONFIDENTIAL —ATTORNEYS' EYES ONLY." 1f only a portion or portions of the

information or item warrant protection, the Producing Party, to the extent practicable, shall identify

the protected portion(s).

5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to

designate qualified information or items does not, standing alone, waive the Designating Party's

right to secure protection under this Order for such material. Upon timely correction of a

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designation, the Receiving Party must make reasonable efforts to assure that the material is treated in

accordance with the provisions of this Order.

6. CHALLENGING CONFIDENTIALITY DESIGNATIONS

6.1 Timing of Challen~. Any Party or Non-Party may challenge a designation of

confidentiality at any time. Unless a prompt challenge to a Designating Party's confidentiality

designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic burdens,

or a significant disruption or delay of the litigation, a Party does not waive its right to challenge a

confidentiality designation by electing not to mount a challenge promptly after the original

designation is disclosed.

6.2 Meet and Confer. The Challenging Party shall initiate the dispute resolution process

by providing written notice of each designation by Bates number, document category or document

type that it is challenging and describing the basis for the challenge. To avoid ambiguity as to

whether a challenge has been made, the written notice must recite that the challenge to

confidentiality isbeing made in accordance with this specific paragraph ofthe Protective Order. The

parties shall attempt to resolve each challenge in good faith and must begin the process by conferring

directly (in voice to voice dialogue; other forms of communication are not sufficient) within 7 days

of the date of service of notice. In conferring, the Challenging Party must explain the basis for its

belief that the confidentiality designation was not proper and must give the Designating Party an

opportunity to review the designated material, to reconsider the circumstances, and, if no change in

designation is offered, to explain the basis for the chosen designation. A Challenging Party may

proceed to the next stage of the challenge process only if it has engaged in this meet and confer

process first or establishes that the Designating Party is unwilling to participate in the meet and

confer process in a timely manner.

6.3 Judicial Intervention. If the Parties cannot resolve a challenge without court

intervention, the parties shall follow the Court's Standing Order in Civil Cases regarding Discovery

and Discovery Motions. The parties may file a joint letter brief regarding retaining confidentiality

within 14 days of the initial notice of challenge or within 7 days ofthe parties agreeing that the meet

and confer process will not resolve their dispute, whichever is earlier. Failure by a Designating

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Party to file such discovery dispute letter within the applicable 14- or 7-day period (set forth above)

with the Court shall automatically waive the confidentiality designation for each challenged

designation. If, after submitting a joint letter brief, the Court allows that a motion maybe filed, any

such motion must be accompanied by a competent declaration affirming that the movant has

complied with the meet and confer requirements imposed in the preceding paragraph. The Court, in

its discretion, may elect to transfer the discovery matter to a Magistrate Judge.

In addition, the parties may file a joint letter brief regarding a challenge to a confidentiality

designation at any time if there is good cause for doing so, including a challenge to the designation

of a deposition transcript or any portions thereof. If, after submitting a joint letter brief, the Court

allows that a motion may be filed, any motion brought pursuant to this provision must be

accompanied by a competent declaration affirming that the movant has complied with the meet and

confer requirements imposed by the preceding paragraph. The Court, in its discretion, may elect to

refer the discovery matter to a Magistrate Judge.

The burden of persuasion in any such challenge proceeding shall be on the Designating Party.

Frivolous challenges, and those made for an improper purpose (e.g., to harass or impose unnecessary

expenses and burdens on other parties) may expose the Challenging Party to sanctions. Unless the

Designating Party has waived the confidentiality designation by failing to file a letter brief to retain

confidentiality as described above, all parties shall continue to afford the material in question the

level of protection to which it is entitled under the Producing Party's designation until the court rules

on the challenge.

7. ACCESS TO AND USE OF PROTECTED MATERIAL

7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or

produced by another Party or by a Non-Party in connection with this case only for prosecuting,

defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to

the categories of persons and under the conditions described in this Order. When the litigation has

been terminated, a Receiving Party must comply with the provisions of section 13 below (FINAL

DISPOSITION).

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Protected Material must be stored and maintained by a Receiving Party at a location and in a

secure manner that ensures that access is limited to the persons authorized under this Order.

7.2 Disclosure of "CONFIDENTIAL" Information or items. Unless otherwise ordered

by the court or permitted in writing by the Designating Party, a Receiving Party may disclose any

information or item designated "CONFIDENTIAL" only to:

(a) the Receiving Party's Outside Counsel of Record in this action, as well as

employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the

information for this litigation;

(b) the officers, directors, and employees (including House Counsel) of the

Receiving Party to whom disclosure is reasonably necessary for this litigation;

(c) Experts (as defined in this Order) ofthe Receiving Party to whom disclosure

is reasonably necessary for this litigation and who have signed the "Acknowledgment and

Agreement to Be Bound" (Exhibit A);

(d) the court and its personnel;

(e) court reporters and their staff and Professional Vendors to whom disclosure is

~ reasonably necessary for this litigation;

(~ professional jury or trial consultants, and mock jurors to whom disclosure is

reasonably necessary for this litigation and who have signed the "Acknowledgment and Agreement

to Be Bound" (Exhibit A);

(g) during their depositions, witnesses in the action to whom disclosure is

reasonably necessary. The Designating Party may obtain a signed "Acknowledgment and

Agreement to Be Bound" (Exhibit A) at the deposition. Pages oftranscribed deposition testimony or

exhibits to depositions that reveal Protected Material must be separately bound by the court reporter

and may not be disclosed to anyone except as permitted under this Stipulated Protective Order;

(h) the author or recipient of a document containing the information or a

custodian or other person who otherwise possessed or knew the information; and

(i) mediators or arbitrators, and their support personnel, engaged by the parties

~ for settlement purposes in this Action.

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7.3 Disclosure of "HIGHLY CONFIDENTIAL —ATTORNEYS' EYES ONLY"

Information or Items. Unless otherwise ordered by the court or permitted in writing by the

Designating Party, a Receiving Party may disclose any information or item designated "HIGHLY

CONFIDENTIAL —ATTORNEYS' EYES ONLY" only to:

(a) the Receiving Party's Outside Counsel of Record in this action, as well as

employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the

information for this litigation;

(b) Experts of the Receiving Party to whom disclosure is reasonably necessary for

~ this litigation and who have signed the "Acknowledgment and Agreement to Be Bound" (E~chibit A);

(d) the court and its personnel;

(e) court reporters and their staff and Professional Vendors to whom disclosure is

reasonably necessary for this litigation;

(~ professional jury or trial consultants, to whom disclosure is reasonably

necessary for this litigation and who have signed the "Acknowledgment and Agreement to Be

Bound" (Exhibit A); and

(g) the author or recipient of a document containing the information or a

~ custodian or other person who otherwise possessed or knew the information.

8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED

IN OTHER LITIGATION

If a Party is served with a subpoena or a court order issued in other litigation that compels

disclosure of any information or items designated in this action as "CONFIDENTIAL" or "HIGHLY

~ CONFIDENTIAL —ATTORNEYS' EYES ONLY" that Party must:

(a) promptly notify in writing the Designating Party. Such notification shall

include a copy of the subpoena or court order;

(b) promptly notify in writing the party who caused the subpoena or order to issue

in the other litigation that some or all of the material covered by the subpoena or order is subject to

this Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and

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(c) cooperate with respect to all reasonable procedures sought to be pursued by

the Designating Party whose Protected Material may be affected.

If the Designating Party timely seeks a protective order, the Party served with the subpoena

or court order shall not produce any information designated in this action as "CONFIDENTIAL" or

"HIGHLY CONFIDENTIAL —ATTORNEYS' EYES ONLY" before a determination by the court

from which the subpoena or order issued, unless the Party has obtained the Designating Party's

permission. The Designating Party shall bear the burden and expense of seeking protection in that

court of its confidential material -and nothing in these provisions should be construed as authorizing

or encouraging a Receiving Party in this action to disobey a lawful directive from another court.

9. ANON-PARTY'S PROTECTED MATERIAL SOUGHT TO BE

PRODUCED IN THIS LITIGATION

(a) The terms of this Order are applicable to information produced by a NonParty in this action and designated as "CONFIDENTIAL" or "HIGHLY CONFIDENTIAL —

ATTORNEYS' EYES ONLY." Such information produced byNon-Parties in connection with this

litigation is protected by the remedies and relief provided by this Order. Nothing in these provisions

should be construed as prohibiting allon-Party from seeking additional protections.

(b) In the event that a Party is required, by a valid discovery request, to produce a

Non-Party's confidential information in its possession, and the Party is subject to an agreement with

the Non-Party not to produce the Non-Party's confidential information, then the Party shall:

(l) promptly notify in writing the Requesting Party and the Non-Party that

some or all of the information requested is subject to a confidentiality agreement with allon-Party;

(2) promptly provide the Non-Party with a copy of the Stipulated

Protective Order in this litigation, the relevant discovery request(s), and a reasonably specific

description of the information requested; and

(3) make the information requested available for inspection by the NonParty.

(c) If the Non-Party fails to object or seek a protective order from this court

within 14 days of receiving the notice and accompanying information, the Receiving Party may

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produce the Non-Party's confidential information responsive to the discovery request. Ifthe NonParty timely seeks a protective order, the Receiving Party shall not produce any information in its

possession or control that is subject to the confidentiality agreement with the Non-Party before a

determination by the court. Absent a court order to the contrary, the Non-Party shall bear the burden

and expense of seeking protection in this court of its Protected Material.

10. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL

If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected

Material to any person or in any circumstance not authorized under this Stipulated Protective Order,

the Receiving Party must immediately (a) notify in writing the Designating Party ofthe unauthorized

disclosures, (b) use its best efforts to retrieve or destroy all unauthorized copies of the Protected

Material, (c) inform the person or persons to whom unauthorized disclosures were made of all the

terms of this Order, and (d) request such person or persons to execute the "Acknowledgment and

Agreement to Be Bound" that is attached hereto as Exhibit A.

11. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE

PROTECTED MATERIAL

When a Producing Party gives notice to Receiving Parties that certain inadvertently produced

material is subject to a claim of privilege or other protection, the obligations ofthe Receiving Parties

are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This provision is not intended to

modify whatever procedure may be established in an e-discovery order that provides for production

without prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar as the

parties reach an agreement on the effect of disclosure of a communication or information covered by

the attorney-client privilege or work product protection, the parties may incorporate their agreement

in the stipulated protective order submitted to the court.

12. MISCELLANEOUS

l 2.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek

its modification by the court in the future.

] 2.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order

no Party waives any right it otherwise would have to object to disclosing or producing any

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~ information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no

~ Party waives any right to object on any ground to use in evidence of any of the material covered by

this Protective Order.

12.3 Filing Protected Material. Without written permission from the Designating Party or

a court order secured after appropriate notice to all interested persons, a Party may not file in the

public record in this action any Protected Material. A Party that seeks to file under seal any

Protected Material must comply with Civil Local Rule 79-5. Protected Material may only be filed

under seal pursuant to a court order authorizing the sealing of the specific Protected Material at

issue. Pursuant to Civil Local Rule 79-5, a sealing order will issue only upon a request establishing

that the Protected Material at issue is privileged, protectable as a trade secret, or otherwise entitled to

protection under the law. If a Receiving Party's request to file Protected Material under seal

pursuant to Civil Local Rule 79-5(d) is denied by the court, then the Receiving Party may file the

information in the public record pursuant to Civil Local Rule 79-5(e) unless otherwise instructed by

the court.

113. FINAL DISPOSITION

Within 60 days after the final disposition of this action, as defined in paragraph 4, each

Receiving Party must return all Protected Material to the Producing Party or destroy such material at

the discretion ofthe Receiving Party. As used in this subdivision, "all Protected Material" includes

all copies, abstracts, compilations, summaries, and any other format reproducing or capturing any of

the Protected Material. Whether the Protected Material is returned or destroyed, the Receiving Party

'must submit a written certification to the Producing Party (and, if not the same person or entity, to

the Designating Party) by the 60 day deadline that affirms: (1) all the Protected Material that was

returned or destroyed; and (2) the Receiving Party has not retained any copies, abstracts,

compilations, summaries or any other format reproducing or capturing any ofthe Protected Material.

Notwithstanding this provision, Counsel are entitled to retain an archival copy of all pleadings,

motion papers, trial, deposition, and hearing transcripts, legal memoranda, correspondence,

deposition and trial exhibits, expert reports, attorney work product, and consultant and expert work

product, even if such materials contain Protected Material. Any such archival copies that contain or

STIPULATION REGARDING CONFIDENTIALITY AND [PROPOSED] PROTECTIVE ORDER -

12-cv-04677-YGR - 12 -

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constitute Protected Material remain subject to this Protective Order as set forth in Section 4

(DURATION).

IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.

DATED: March 3, 2017 ROBBINS GELLER RUDMAN

& DOWD LLP

CHRISTOPHER P. SEEFER

DANIEL J. PFEFFERBAUM

s/Daniel J. Pfefferbaum

DANIEL J. PFEFFERBAUM

Post Montgomery Center

One Montgomery Street, Suite 1800

San Francisco, CA 94104

Telephone: 415/288-4545

415/288-4534 (fax)

LABATON SUCHAROW LLP

JONATHAN GARDNER

MICHAEL P. CANTY

ROGER W. YAMADA

140 Broadway, 34th Floor

New York, NY 10005

Telephone: 212/907-0700

212/818-0477 (fax)

Lead Counsel for Plaintiffs

DATED: March 3. 20l 7 LATHAM & WATKINS LLP

PETER A. WALD

GAVIN M. MASUDA

s/Peter A. Wald

1~~~~1:7:Ah%711~~

505 Montgomery Street, Suite 2000

San Francisco, CA 94111-6538

Telephone: 415/391-0600

415/395-8095 (fax)

Attorneys for Defendants Ubiquiti Networks, Inc.,

Robert J. Pera, John Ritchie, Peter Y. Chung,

Christopher J. Crespi, Charles J. Fitzgerald, John

L. Ocampo and Robert M. Van Buskirk

STIPULATION REGARDING CONFIDENTIALITY AND [PROPOSED] PROTECTIVE ORDER -

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DATED: March 3, 2017 GIBSON, DUNN & CRUTCHER LLP

ETHAN D. DETTMER

s/Ethan D. Dettmer

ETHAN D. DETTMER

GIBSON, DUNN & CRUTCHER LLP

ETHAN D. DETTMER

NOAH STERN

555 Mission Street, Suite 3000

San Francisco, CA 94105-0921

Telephone: 415/393-8200

415/393-8306 (faac)

Attorneys for Defendants UBS Securities LLC,

Deutsche Bank Securities Inc., Raymond James &

Associates, Inc. and Pacific Crest Securities LLC

Certificate Pursuant to Local Rule 5-1(i)(3)

I, Daniel J. Pfefferbaum, am the ECF User whose identification and password are being used

to file the Stipulation Regarding Confidentiality and [Proposed] Protective Order. In compliance

with Local Rule 5-1(i)(3), I hereby attest that Peter A. Wald and Ethan D. Dettmer have concurred in

this filing.

Dated: March 3, 2017

IT IS SO ORDERED.

I DATED:

s/Daniel J. Pfefferbaum

DANIEL J. PFEFFERBAUM

ORDER

THE HONORABLE YVONNE GONZALEZ ROGERS

UNITED STATES DISTRICT JUDGE

STIPULATION REGARDING CONFIDENTIALITY AND [PROPOSED] PROTECTIVE ORDER -

12-cv-04677-YGR - 14 -

March 8, 2017

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1200808_3

EXHIBIT A

ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND

I, [print or type full name], of

[print or type full address], declare under penalty of perjury that I have read in its entirety and

understand the Stipulated Protective Order that was issued by the United States District Court for the

Northern District of California on in the case of In re Ubiquiti Networks, Inc.

Securities Litigation, Master File No. 12-cv-04677-YGR. I agree to comply with and to be bound by

all the terms of this Stipulated Protective Order and I understand and acknowledge that failure to so

comply could expose me to sanctions and punishment in the nature of contempt. I solemnly promise

that I will not disclose in any manner any information or item that is subject to this Stipulated

Protective Order to any person or entity except in strict compliance with the provisions of this

Stipulated Protective Order.

I further agree to submit to the jurisdiction of the United States District Court for the

Northern District of California for the purpose of enforcing the terms of this Stipulated Protective

Order, even if such enforcement proceedings occur after termination of this action.

I hereby appoint [print or type full name] of

[print or type full address and telephone number] as

my California agent for service of process in connection with this action or any proceedings related

to enforcement of this Stipulated Protective Order.

I Date:

City and State where sworn and signed:

Printed name:

Signature:

STIPULATION REGARDING CONFIDENTIALITY AND [PROPOSED] PROTECTIVE ORDER -

12-cv-04677-YGR - 15

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