Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-74/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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SEC v. VASSALLO, ET AL. 

CASE NO. 2:09-CV-00665-LKK-DAD

APPLICATION TO REMOVE DOCUMENT 

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MARC J. FAGEL (Cal. Bar No. 154425) 

ROBERT L. MITCHELL (Cal. Bar No. 161354) 

 mitchellr@sec.gov 

MONIQUE C. WINKLER (Cal. Bar No. 213031) 

 winklerm@sec.gov 

Attorneys for Plaintiff 

SECURITIES AND EXCHANGE COMMISSION 

44 Montgomery Street, 26th Floor 

San Francisco, California 94104 

Telephone: (415) 705-2500 

Facsimile: (415) 705-2501 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO DIVISION 

 

SECURITIES AND EXCHANGE COMMISSION, 

 Plaintiff, 

 v. 

ANTHONY VASSALLO, KENNETH KENITZER 

and EQUITY INVESTMENT MANAGEMENT 

AND TRADING, INC., 

 Defendants. 

 Case No.2:09-CV-00665-LKK-DAD 

PLAINTIFF’S APPLICATION TO 

REMOVE INCORRECTLY FILED 

DOCUMENT 

Case 2:09-cv-00665-JAM-KJN Document 325 Filed 08/27/10 Page 1 of 3
SEC V. VASSALLO, ET AL. 

CASE NO. Case No.2:09-CV-00665-LKK-DAD 

1 APPLICATION TO REMOVE DOCUMENT

 

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Plaintiff Securities and Exchange Commission (“Commission”), submits this 

application to remove from the Court’s records the document that was previously filed in this 

case on August 11, 2010 as Docket Item 316. Docket Item 316 contains extraneous 

pagination (or “Bates numbers”) in the lower right-hand corner of each page. When the error 

was discovered, the Clerk of the Court temporarily sealed Docket Item 316, and the 

Commission filed a clean version of the document as Docket Item 317. 

By this application, the Commission requests that the Court direct the Clerk of the 

Court to permanently remove the previously-filed Docket Item 316 from the Court’s records. 

Dated: August 13, 2010 /s/ Robert L. Mitchell 

Robert L. Mitchell 

Monique C. Winkler 

Counsel for plaintiff 

SECURITIES AND EXCHANGE 

COMMISSION 

ORDER DIRECTING CLERK TO REMOVE DOCUMENT

GOOD CAUSE APPEARING, the application by the Securities and Exchange 

Commission is hereby granted, and the Clerk of the Court is directed to remove Docket Item 

316 from the Court’s records. 

SO ORDERED. 

Dated: August 26, 2010 

Case 2:09-cv-00665-JAM-KJN Document 325 Filed 08/27/10 Page 2 of 3
SEC V. VASSALLO, ET AL. 

CASE NO. Case No.2:09-CV-00665-LKK-DAD 

2 APPLICATION TO REMOVE DOCUMENT

 

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CERTIFICATE OF SERVICE

I, Janet Bukowski, am a citizen of the United States, over 18 years of age, and am not 

a party or counsel to a party in this action. On August 13, 2010, I caused the following to be 

served on all parties entitled to receive electronic notice of filings in this case by filing the 

documents with the Court’s electronic filing system: 

PLAINTIFF’S APPLICATION TO REMOVE INCORRECTLY FILED 

DOCUMENT 

In addition, I served these documents via UPS addressed to the following pro se party: 

Kenneth Kenitzer 

4150 Creekwood Court 

Pleasanton, CA 94588 

I declare under penalty of perjury under the laws of the United States of America that 

the foregoing is true and correct. 

Executed at San Francisco, California, on August 13, 2010. 

 /s/ Janet Bukowski 

 Janet Bukowski 

Case 2:09-cv-00665-JAM-KJN Document 325 Filed 08/27/10 Page 3 of 3