Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_15-cv-02945/USCOURTS-cand-3_15-cv-02945-5/pdf.json

Nature of Suit Code: 190
Nature of Suit: Other Contract Actions
Cause of Action: 28:1332 Diversity-Breach of Contract

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United States District Court

Northern District of California

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

LOUIS LIM,

Plaintiff,

v.

CHARLES SCHWAB & CO., INC.,

Defendant.

FRANCIS X. FLEMING,

 Plaintiff,

 v.

THE CHARLES SCHWAB 

CORPORATION, et al.,

Defendants.

Case Nos. 15-cv-02074-RS; 15-cv-02945-

RS 

FURTHER ORDER REGARDING 

DISCLOSURE OF AGREEMENT

The parties have inquired whether disclosure of the Equities Order Handling Agreement 

(“EOHA”) is needed given this Court’s December 7, 2015 ruling. Although the order did not 

directly rely on the EOHA, the Court reviewed the agreement and referred to it in the text of the 

opinion. Accordingly, in the interest of ensuring there is a complete record, the EOHA shall be 

disclosed to plaintiffs’ counsel on a “Highly Confidential—Attorneys’ Eyes Only” basis.

IT IS SO ORDERED.

Dated: December 11, 2015

______________________________________

RICHARD SEEBORG

United States District Judge

Case 3:15-cv-02945-RS Document 50 Filed 12/11/15 Page 1 of 1