Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-casd-3_15-cv-00207/USCOURTS-casd-3_15-cv-00207-0/pdf.json

Nature of Suit Code: 510
Nature of Suit: Prisoner Petitions - Vacate Sentence
Cause of Action: 28:2255 Motion to Vacate / Correct Illegal Sentence

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UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF CALIFORNIA

UNITED STATES OF AMERICA,

Plaintiff,

CASE NO. 11cr1447-LAB-1 and

15cv207-LAB

ORDER DENYING MOTION

PURSUANT TO 28 U.S.C. § 2255

vs.

FERNANDO JAVIER ALARID,

Defendants.

Defendant Fernando Alarid was convicted by a jury of conspiracy to import,

conspiracy to distribute, and possession with intent to distribute, over 1,000 kilograms of

marijuana. Evidence presented at trial showed that Alarid was the head of a drug-importing

operation that brought marijuana from Mexico into the United States via a tunnel. The exit

point of the tunnel was located in a warehouse in the Otay Mesa area of San Diego county.

From the warehouse, the drugs were transported by tractor-trailer to various other

destinations in the country. Over 30,000 kilograms of marijuana was discovered in the

warehouse, at the tunnel's entry point, or in transit from the warehouse. Authorities had been

monitoring the warehouse for nearly a year before arrests were made. 

Through counsel, Alarid took an appeal, which was unsuccessful. He then filed three

lengthy motions (Docket nos. 109, 111, and 113) pursuant to 28 U.S.C. § 2255, seeking to

vacate his conviction. The three motions are virtually identical, except that the first two

include exhibits. If the Court were to treat the third as a separate petition, it would be barred

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as both untimely and successive. But because the three motions are quite similar, the Court

construes the third as an amended version of the first two, although it also considers the first

two as being incorporated by reference into the third. In any event, Alarid's claims in all three

sets of briefs are virtually the same, and none of them merit relief.

In connection with his appeal, Alarid ordered transcripts of the motions in limine

hearing and the entire trial, and they are filed in the docket. Alarid also attached some

medical documents to his first two petitions, in support of his competency argument.

Legal Standards

If the motion, files, and records of the case conclusively show that the petitioner is

entitled to no relief, the Court may deny the motion without requiring the government to

respond or holding a hearing. See § 2255(b). A § 2255 motion may not be used to litigate

claims that were litigated on direct appeal. See United States v. Jingles, 702 F.3d 494,

498–99 (9th Cir. 2012). Claims that could have been, but were not, raised on direct appeal

are procedurally defaulted, and a petitioner seeking to raise them in a § 2255 motion must

show cause and prejudice or actual innocence. Bousley v. United States, 523 U.S. 614, 622

(1998). But ineffective assistance of trial counsel claims, which most of Alarid's claims are,

need not be raised on direct appeal to preserve them for collateral attack. See United States

v. Withers, 638 F.3d 1055, 1066 (9th Cir. 2011) (citing Massaro v. United States, 538 U.S.

500, 504 (2003)).

Most of Alarid's claims are based on alleged ineffective assistance of trial counsel, and

as such are governed by Strickland v. Washington, 466 U.S. 668 (1984). The Supreme

Court, noting the "wide latitude" that criminal defense counsel are afforded, and the fact that

"[t]here are countless ways to provide effective assistance in any given case," has held that

"[j]udicial scrutiny of counsel's performance must be highly deferential." Id. at 689. The Court

has also instructed lower courts to "indulge a strong presumption that counsel's conduct falls

within the wide range of reasonable professional assistance." Id. The burden falls on the

defendant, Alarid, to overcome the presumption that the actions he challenges might be

considered sound trial strategy. Id. 

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Moreover, even clearly-demonstrated errors by counsel do not entitle a defendant to

relief. Such errors must be shown to be prejudicial. Id. at 693. That is, Alarid must show there

is a "reasonable probability" that, but for his trial counsel's unprofessional errors, the result

of the proceeding would have been different. Id. at 694. A "reasonable probability" is less

than a preponderance of the evidence, but more than the possibility of some conceivable

effect; it must undermine confidence in the outcome. Id. at 693–94.

Alarid's Claims

Alarid charges his trial counsel with:

1. Failure to challenge "omission of elements" and the government's burden of

proof;

2. Failure to address a confrontation clause violation;

3. Failure to challenge "Racial References of Ethnic Groups" made by a witness;

and

4. Failure to "explore into Alarid's competency" and to request a competency

hearing.

Much of the argument is merely discussion of the legal issues and standards, and does not

actually raise a claim. And some of Alarid's claims implicate other issues that could have

been — or were — raised on direct appeal. For example, he appears to argue that the

evidence was insufficient to support his conviction. Those claims are defaulted and Alarid

has not attempted to show cause and prejudice, or actual innocence. This order addresses

the remainder.

Failure to Challenge "Omission of Elements" the Government Had to Prove

Alarid recites the elements of the crimes he was charged with (Docket no. 113 at 2–4)

before asserting that the government failed to "authenticate" the type of drug he was accused

of smuggling and possessing. He cites Fed. R. Evid. 901 as requiring such "authentication."

(Id. at 4–5.) He argues that the government should have undertaken "scientific testing" of the

suspected marijuana, to prove that it was actually marijuana and 

/ / /

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not some counterfeit. (Id. at 4–6.) And he argues that the "authentication" used did not meet

the standard under Daubert v. Merrell Dow Pharmaceutical, 509 U.S. 579 (1993).

First, there was no need for the government to introduce evidence that most of the

drugs seized were actually marijuana, because Alarid's counsel stipulated to that fact. (See

Docket no. 73 (Tr. of First Day of Trial), 150:8–151:13; Docket no. 74 (Tr. of Second Day of

Trial), 200:21–201:15.) Second, elements of a crime may be proved by any competent

evidence, and scientific testing in a laboratory is not the only acceptable way of proving the

type of drug. Here, there was testimony that officers conducted a field test and determined

the drugs to be marijuana. (Docket no. 74, 262:15–21 (testimony that marijuana packages

found in the warehouse were field-tested and found to contain marijuana).) In addition the

officers who seized the marijuana were familiar with that drug, and could identify it. (See

Docket no. 73, 149:6–7, 20–24 (officer's testimony that he found marijuana).) And finally,

the circumstances surrounding this large-scale, long-term smuggling operation render

ludicrous the suggestion that the 30,000 kilograms seized were something other than

marijuana. Clearly the smugglers understood it was marijuana, as did their customers. 

Finally, Alarid never argues — nor could he reasonably do so —that, had the drugs been

tested, they would have been found to be something other than marijuana. 

Alarid's best defense — the one his counsel in fact relied on — was that he was

ignorant of and unconnected to the smuggling operation. (Docket no. 73 at 104:15–24

(Defense Counsel's Opening Statement).) His counsel was making an eminently reasonable

choice by stipulating to what could not reasonably be contested and focusing instead on his

best defense. 

Confrontation Clause

This claim is partially derivative of the previous one. Alarid argues that his counsel

should have insisted on "authentication" of the type of drug, and then insisted on confronting

the person who "authenticated" it. 

This is a non-starter, for two reasons. First, because the stipulation obviated the need

to prove the type of drug, evidence of laboratory testing was not introduced at trial. Failure

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to call someone whose testimonial statements weren't introduced at trial is not a

Confrontation Clause violation. Second, as noted above, the people who identified the

substance as marijuana (through field testing or examination and observation) did take the

stand and were subject to cross-examination. 

Failure to Address Racial References

This claim concerns testimony by an expert witness, Special Agent Flood, regarding

the practices of drug-smuggling operations and the relative street values of marijuana in the

U.S. and Mexico. Part of Flood's testimony concerned the practices of "tunnel" organizations,

that is, groups specializing in building tunnels under the U.S-Mexico border to bring in drugs

undetected. The part of Flood's testimony that Alarid finds offensive is Flood's mention that

such organizations are based in Mexico. (Docket no. 113 at 14 (summarizing and quoting

testimony).) Alarid believes that the mention of Mexico, coupled with the fact that he is

Mexican, amounts to a constitutional violation, because it invited the jury to convict Alarid

simply on the basis of his ethnicity.

Had Alarid's counsel objected to this testimony at trial, it would have been overruled.

Testimony about Mexican drug organizations was relevant and would easily have passed the

Fed. R. Evid. 403 balancing test, and its admission was certainly not unconstitutional. The

smuggling operation in this case brought large amounts of drugs from Mexico into the U.S.

through a tunnel under the border. So it was completely appropriate that evidence would be

offered about the practices of groups engaged in this kind of activity. Flood's testimony could

not reasonably have been construed as suggesting that Alarid was guilty simply because he

was Mexican. Had his counsel made such a suggestion, it certainly would not have helped

his case, and likely would have hurt it. 

Failure to Explore Alarid's Competency and to Request a Competency Hearing

Alarid argues his counsel was ineffective, because of his failure to properly explore

the issue of Alarid's competency and to request a hearing. This argument fails, because

Alarid's counsel did raise and actively litigate the issue of his competency both to stand trial

and to be sentenced. (See Docket nos. 67 ("Motion to Determine Competency of

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Defendant"), and 82 (objection to medical report and request for continuance).) The Court

appointed a psychologist, ordered an examination, received the report, held a hearing,

received evidence, and found him competent. (Docket nos. 69, 79, 83, 84.) The psychologist

was provided with relevant records, including Alarid's medical records. (See Docket no. 83,

Ex. 1 (email to psychologist, attaching records and other documents).) 

To the extent Alarid is arguing his counsel did not competently litigate the competency

issue by relying on the medical evidence he points to and making the arguments he thinks

his counsel should have made, he is in error. Alarid's own arguments are unreasonable and

unsupported by evidence. The medical records he has attached to his first and second

motions (hand-annotated, presumably by him ) show that he had a tumor at the front of his

skull that had been causing headaches, and that he underwent an operation to remove it.1

But they do not express any concern that the tumor was causing any kind of cognitive

impairment, nor do they support any of Alarid's speculations. Alarid's counsel was not

ineffective for failing to make the arguments Alarid now thinks he should have. The outcome

of his counsel's efforts may not have been what Alarid hoped for, but it was not due to any

unprofessional error on his counsel's part.

To the extent Alarid is challenging the Court's resolution of Alarid's motion and its

competency determination, that issue could have been raised on direct appeal, and has

therefore been waived. And in any event, his argument fails on the merits. Competency to

stand trial is based on a defendant's capacity to understand the nature and consequences

of the proceedings and to assist in his defense. United States v. Loughner, 672 F.3d 731,

678–79 (9th Cir. 2012) (providing formulations of the meaning of competency). The fact that

a defendant has, or has had, a brain tumor does not by itself mean he is incompetent. And

the Court certainly did not, as Alarid claims, recognize that Alarid was mentally ill. (See

Docket no. 113 at 14 (arguing that the Court noticed Alarid was behaving irrationally and

determined he was mentally ill).) He was perfectly lucid at his allocution, and gave the Court

1

 Alarid's medical records also point out other health problems, including testicular

cancer and hypertension, though Alarid does not claim those affected his competence in any

way.

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no reason to suspect he was impaired or incompetent. Rather, all the Court did was take into

account at sentencing that Alarid had had health problems (see id. at 15–16), a fact that the

Ninth Circuit noted as well. (See Docket no. 107 (Mandate) at 5 (noting that the Court had

properly taken into account at sentencing Alarid's health problems).) 

Conclusion and Order

Because the motions, files, and records in this case conclusively show Alarid is not

entitled to relief, the Court can rule on his motions without a hearing. His request for relief

under § 2255 is DENIED. Because he has not made a substantial showing of the denial of

a constitutional right, a certificate of appealability is also DENIED. See 28 U.S.C.

§ 2253(c)(2).

IT IS SO ORDERED.

DATED: July 27, 2015

HONORABLE LARRY ALAN BURNS

United States District Judge

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