Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-42/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER DIRECTING BANK OF AMERICA TO PRODUCE DOC. RE: LOMBARDIAN ROYAL TRUST ACCTS. 

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP 

JAMIE L. DUPREE (158105) 

JAIME E. GODIN (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD 

ORDER DIRECTING BANK OF 

AMERICA TO PRODUCE 

DOCUMENTS RE LOMBARDIAN 

ROYAL TRUST ACCOUNT(S) AND 

FREEZING ACCOUNT(S) 

Judge Lawrence K. Karlton

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”) and on July 31, 2009, the Court filed an Order permanently 

appointing Receiver. Pursuant to the OAR, for good cause shown, and in order to empower and 

authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

Receiver’s investigation has revealed that on or before August 17, 2007, Defendant 

Anthony Vassallo opened a Pure Trust (PTO) in the name of Lombardian Royal Trust with MidAtlantic Trust Administrators. In turn, Mid-Atlantic Trust Administrators opened at least one 

Bank of America account in the name of Lombardian Royal Trust. Receiver believes that one or 

more of these accounts may be held in the name of Lombardian Royal Trust, Michael Balice and/or 

Ronald Ottaviano, or may be accounts for which Anthony Vassallo, Michael Balice and/or Ronald 

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Case 2:09-cv-00665-JAM-KJN Document 204 Filed 12/11/09 Page 1 of 2
[PROPOSED] ORDER DIRECTING BANK OF AMERICA TO PRODUCE DOC. RE: LOMBARDIAN ROYAL TRUST ACCTS. 

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

Ottaviano had signing authority (the “Lombardian Royal Trust Account(s)”). 

To facilitate Receiver’s investigation as to whether any Lombardian Royal Trust 

Account(s) are still in existence, to recover any assets contained in any such Lombardian Royal 

Trust Account(s), to trace investor funds in any and all Lombardian Royal Trust Account(s), and 

to identify other accounts from which or to which funds were transferred relating to the 

Lombardian Royal Trust Account(s), Bank of America is hereby directed to provide to Receiver 

information and documentation concerning any and all Lombardian Royal Trust Account(s) 

(including, but not limited to Bank of America Account No. XXXX-XXXX-3405) (the full 

account number of which will be provided by Receiver to Bank of America) from January 1, 2007 to 

the present, including, but not limited to statements and other documentation reflecting receipts 

by and disbursements from such accounts, account numbers and account holder identification. 

Pending Receiver’s investigation, Bank of America is hereby directed to freeze any and all 

Lombardian Royal Trust Account(s) (including, but not limited to Bank of America Account No. 

XXXX-XXXX-3405) until further order of the Court. 

Bank of America is hereby further directed to cooperate fully with Receiver in transmitting 

these documents and freezing the accounts and in Receiver’s activities, investigation and inquiries 

on behalf of this Court. 

IT IS SO ORDERED. 

Dated: December 11, 2009 

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Case 2:09-cv-00665-JAM-KJN Document 204 Filed 12/11/09 Page 2 of 2