Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_11-cv-00938/USCOURTS-cand-3_11-cv-00938-17/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 28:1331 Fed. Question: Securities Violation

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PROPOSED ORDER AMENDING ORDER OF SEPTEMBER 6, 2016 

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JOHN W. COTTON (SBN 54912) 

Email: jcotton@gghslaw.com GARTENBERG, GELFAND & HAYTON LLP 

15260 Ventura Blvd. 

Suite 1920 

Sherman Oaks, CA 91403 

(213) 542-2100 

(213) 542-2136 (Direct) 

Receiver for Baystar Capital Management, LLC 

and Lawrence Goldfarb 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SECURITIES AND EXCHANGE 

COMMISSION, 

 Plaintiff, 

v. 

LAWRENCE R. GOLDFARB and 

BAYSTAR CAPITAL 

MANAGEMENT, LLC, 

 Defendants. 

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Case No.: C-11-0938 WHA 

[PROPOSED] ORDER 

GRANTING RECEIVER’S 

MISCELLANEOUS 

ADMINISTRATIVE 

APPLICATION FOR AN 

AMENDED ORDER 

PURSUANT TO LOCAL 

RULE 7-11, TO AMEND THIS 

COURT’S ORDER OF 

SEPTEMBER 9, 2016 

(DOCKET NO. 180) 

ORDER AMENDING THE COURT’S ORDER OF SEPTEMBER 9TH

 Pursuant to Local Rule 7-11 of the Northern District of California, the 

Receiver in the above matter has submitted to the Court a miscellaneous 

administrative application for an order amending, in part, this Court’s Order of 

September 6th, 2016 (Docket No. 180) in which the Clerk of Court was instructed 

to transfer $80,169 to the Receiver for a pro rata distribution to investors. This 

Case 3:11-cv-00938-WHA Document 185 Filed 09/26/16 Page 1 of 2
PROPOSED ORDER AMENDING ORDER OF SEPTEMBER 6, 2016 

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amount was believed by the Court to have been the exact amount (plus accrued 

interest) deposited by defendant Goldfarb. The Receiver has informed the Court 

that upon inquiry to the Clerk’s office, the actual amount held in the Court 

Registry as deposited by defendant Goldfarb is $96,720.09. In order to transfer 

this larger amount, the Clerk of Court has requested that the Order of September 

6th reflect this larger amount and, further, that the amended order also instruct the 

Clerk’s office to transfer any and all interest accrued on the principal amount of 

$96,720.09. 

 GOOD CAUSE APPEARING, the Court hereby amends its Order of 

September 6th, to state on page 2 at lines 24 to 26: 

 “ In addition the Clerk of this Court shall TRANSFER the funds it currently 

holds on account of the disgorgement order against defendant Goldfarb, the 

principal amount of $96,720.09, plus any and all interest accrued on that principal 

since it was deposited in the Court Registry, to the Receiver for pro rata

distribution to defrauded investors.” 

SO ORDERED. 

DATED: September __, 2016 

 

 __________________________ 

 Judge William Alsup 

 United States District Court 

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Case 3:11-cv-00938-WHA Document 185 Filed 09/26/16 Page 2 of 2