Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca8-05-02762/USCOURTS-ca8-05-02762-0/pdf.json

Nature of Suit Code: 440
Nature of Suit: Other Civil Rights
Cause of Action: 

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United States Court of Appeals

FOR THE EIGHTH CIRCUIT

___________

No. 05-2762

___________

Louis Mayorga, *

*

Appellant, *

*

v. * Appeal from the United States

* District Court for the 

The State of Missouri; * Eastern District of Missouri. 

Laura Hunsucker; Michelle *

Pogue; Jonathan Rosenboom; *

Randee Kaiser; R. Dale Riley; *

Dora B. Schriro; James D. Purkett; *

Dennis H. Agniel; Fannie B. Gaw; *

Michael J. Webber; Michael D. Nash; *

B. Jeannine Heather; Barne P. Ploch; *

Sherry L. Boldt; Mike H. Groose; *

Larry Rowley; Doug Prudden; *

Missy Scoggin; Lisa Harris; *

Fred Lampman; Susan Embree; *

Curt Davis; Kim Weatherford; *

Wendell Enloe; and Cranston *

Mitchell, sued in their individual *

capacities and official capacities *

as officers and employees of the *

Missouri Department of Corrections, *

*

Appellees. *

___________

Submitted: February 14, 2006

Filed: March 30, 2006 

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The Honorable Henry Edward Autrey, United States District Judge for the

Eastern District of Missouri. 

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Before RILEY, MELLOY, and BENTON, Circuit Judges.

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BENTON, Circuit Judge.

Louis V. Mayorga, a former inmate, sued the state of Missouri, Parole Board

officials, and various supervisors and counselors at the Department of Corrections.

He alleged violations of his constitutional rights to due process and equal protection

under 42 U.S.C. § 1983. The district court1

 granted summary judgment, finding the

defendants entitled to immunity. Mayorga appeals. Having jurisdiction under 28

U.S.C. § 1291, this court affirms. 

I.

On December 4, 1995, Mayorga pled guilty to knowingly inflicting cruel and

inhuman punishment on a two-year-old by spanking the child – a Class C felony for

"abuse of a child." See Mo. Rev. Stat. § 568.060.3. On February 9, 1996, he was

sentenced to four years in prison. He served 120 days "shock treatment" in a Missouri

penitentiary before a state court ordered probation on July 1. In the probation order,

the court imposed conditions, including that Mayorga participate in an outpatient sexoffender-treatment program. Mayorga objected, arguing that he was convicted of

spanking a child with a belt, not sexually abusing a child. The court agreed, deleting

the requirement that Mayorga undergo sex-offender treatment, but substituting that

Mayorga serve an additional 15 days "shock time" in prison and begin angermanagement classes after his release. 

Mayorga violated his probation and was ordered to serve the rest of his fouryear sentence on July 24, 1997. Because his Pre-Sentence Investigation Report (PSR)

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indicated that he sexually abused the child, the Board of Probation and Parole

classified and placed him in the Missouri Sex-Offender Program. Mayorga again

refused treatment, which caused the denial of his early conditional release date from

prison. 

Mayorga filed an inmate grievance on January 28, 1998, claiming he was

improperly classified as a sex-offender and requesting reclassification and

reinstatement of his release date. After a hearing and internal appeal, the Board

determined that Mayorga was properly classified as a sex-offender because his PSR,

his probation violation report, and his FBI report indicated that, while not the offense

of conviction, he had forcibly sodomized and raped the child. 

Mayorga appealed to the full Board on March 12, arguing that the erroneous

classification violated his constitutional rights. He reiterated this argument in letters

to the chairman of the Board and the director of the Department of Corrections. The

Board denied his appeal on April 28, and on June 22, extended his conditional release

date to his maximum sentence – February 17, 2001. 

On June 8, 1998, Mayorga sued the state of Missouri and various members of

the Parole Board and the Department of Corrections – in a previous federal case – for

violating his constitutional rights under 42 U.S.C. § 1983. (Before the court ruled,

Mayorga filed two additional grievances with the Board contesting his classification

as a sex-offender, which the Board again denied.) On September 30, 1999, the district

court dismissed Mayorga's claims (without prejudice) for failure to exhaust state

habeas remedies, but did opine that he was improperly classified as a sex-offender

under Missouri law. Mayorga then filed two more grievances with the Board,

enclosing the district court's order. These grievances were denied, prompting him to

send a final letter to the chairman of the Board requesting reclassification and early

release. The Board advised Mayorga that he had, in fact, been erroneously classified,

and ordered his release on parole on June 23, 2000. 

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Mayorga does not appeal this finding. Neither the State nor its officials acting

in their official capacities are "persons" capable of being sued under 42 U.S.C. § 1983.

 See Will v. Mich. Dep't of State Police, 491 U.S. 58, 71 (1989). This appeal is

limited to whether the individual defendants are entitled to absolute immunity for acts

performed in their individual capacities. 

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After his release, Mayorga sued the state of Missouri and various officials –

parole officers, Board members, clinical supervisors and counselors at the sexoffender-treatment program, and managers and directors of correctional facilities – for

violating his constitutional rights under 42 U.S.C. § 1983, specifically his rights to due

process and equal protection. The defendants moved for summary judgment, invoking

sovereign, absolute, and qualified immunity. 

The district court separated the defendants into three groups. First, it held that

the state of Missouri and all those sued in their official capacities were entitled to

sovereign immunity.2

 Second, the court found that Dennis Agniel, Michael Webber,

Michael Nash, B. Jeannine Heather, Barne Ploch, Missy Scoggin, Fannie Gaw, and

Cranston Mitchell (the "parole official" defendants) were entitled to absolute

immunity, because they were performing quasi-judicial functions in their official

duties as Board members. Finally, the court determined that Laura Hunsucker,

Michelle Pogue, Jonathan Rosenboom, Randee Kaiser, R. Dale Riley, Dora Schriro,

James Purkett, Susan Embree, Curt Davis, Kim Weatherford, Wendell Enloe, Sherry

Boldt, Mike Groose, Larry Rowley, Doug Prudden, Lisa Harris, and Fred Lampman

(the "supervisory" defendants) did not have the authority to override the Board, and

thus had no personal liability under section 1983. Mayorga appeals.

 

II. 

This court reviews the grant of summary judgment de novo, applying the same

standards as the district court and viewing the evidence most favorably to the nonmoving party. See Richmond v. Higgins, 435 F.3d 825, 828 (8th Cir. 2006). The

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district court is affirmed if there are no genuine issues of material fact and the moving

party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c); Celotex Corp.

v. Catrett, 477 U.S. 317, 322-23 (1986).

A.

Mayorga first contests the district court's conclusion that the parole officials are

entitled to absolute immunity. "Absolute immunity defeats a suit at the outset, so long

as the official's actions were within the scope of the immunity." Patterson v. Von

Riesen, 999 F.2d 1235, 1237 (8th Cir. 1993), quoting Imbler v. Pachtman, 424 U.S.

409, 419 n.13 (1975). Parole board members are entitled to absolute immunity when

considering and deciding parole questions, as this function is comparable to that of

judges. Figg v. Russell, 433 F.3d 593, 598 (8th Cir. 2006), quoting Patterson, 999

F.2d at 1238-39. See also Anton v. Getty, 78 F.3d 393, 396 (8th Cir. 1996); Nelson

v. Balazic, 802 F.2d 1077, 1078 (8th Cir. 1986); Evans v. Dillahunty, 711 F.2d 828

(8th Cir. 1983). 

Mayorga claims that, as a result of violating his constitutional rights by

improperly classifying him as a sex-offender and mandating participation in the sexoffender-treatment program, his conditional early-release date was cancelled. Though

Mayorga argues this is not a decision about parole, absolute immunity applies if

parole officials have the power to attach conditions to a prisoner's early release. See

Figg, 433 F.3d at 598 ("the inquiry focuses on whether the subject matter of the

decision was within the official's power, and whether the official was acting in her

official capacity at the time of the decision"), quoting Patterson, 999 F.2d at 1239.

 

The Board may condition an early release on anything it deems reasonable to

assist the offender in leading a law-abiding life. Mo. Rev. Stat. §§ 558.011.4(2);

217.690.9. Board members have wide discretion in determining the proper conditions

of parole. See Spencer v. Kemna, 523 U.S. 1, 14 (1998); Cavallaro v. Groose, 908

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S.W.2d 133, 135 (Mo. banc 1995); Blackburn v. Mo. Bd. of Prob. & Parole, 83

S.W.3d 585, 587-88 (Mo. App. 2002). Mayorga claims that the parole officials acted

outside of their jurisdiction in classifying him as a sex-offender based on

unsubstantiated facts from the PSR and FBI reports. Even so, they still have absolute

immunity. Patterson, 999 F.2d at 1239. "An official does not act outside her

jurisdiction simply because she makes an unconstitutional or unlawful decision." Id.,

citing Liles v. Reagan, 804 F.2d 493, 495 (8th Cir. 1986). As the Board's decisions

classifying Mayorga are at the heart of its jurisdiction, the parole officials are entitled

to absolute immunity. 

B. 

Mayorga next attacks the district court's determination that the other named

"supervisory" defendants had no personal involvement in any deprivation of his

constitutional rights, and thus, cannot be held liable under section 1983. "Liability

under section 1983 requires a causal link to, and direct responsibility for, the

deprivation of rights." Madewell v. Roberts, 909 F.2d 1203, 1208 (8th Cir. 1990),

citing Rizzo v. Goode, 423 U.S. 362, 370-71 (1976). To establish personal liability

of the supervisory defendants, Mayorga must allege specific facts of personal

involvement in, or direct responsibility for, a deprivation of his constitutional rights.

See Wilson v. Cross, 845 F.2d 163, 165 (8th Cir. 1988). See also Thomason v. Scan

Volunteer Serv., Inc., 85 F.3d 1365, 1370 (8th Cir. 1996); Martin v. Sargent, 780

F.2d 1334, 1337 (8th Cir. 1985). 

Mayorga repeats the arguments presented to the district court about the personal

liability of the supervisory defendants. Specifically, he contends that he repeatedly

complained to the supervisory defendants through inmate grievances and letters about

the Board's decisions to classify him as a sex-offender, require the sex-offendertreatment program, and deny early release. As the district court found, none of this

demonstrates any supervisory defendant had the power or authority to override the

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Board, change his classification, withdraw the treatment requirement, or authorize

early release from prison. In fact, in correspondence with Mayorga, the supervisory

defendants emphasized that inmates may not grieve decisions of the Board, as stated

in institutional policies. As Mayorga cannot establish personal involvement of the

supervisory defendants, they are entitled to judgment as a matter of law under section

1983. 

III.

The judgment of the district court is affirmed. 

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