Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-134/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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UNITED STATES DISTRICT COURT

EASTERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE 

COMMISSION,

Plaintiff,

v.

ANTHONY VASSALLO, ET AL.,

Defendants.

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Case No. 2:09-CV-00665 JAM-KJN

ORDER APPROVING RECEIVER 

STEPHEN E. ANDERSON’S TENTH AND 

FINAL INTERIM REPORT FILED ON 

NOVEMBER 13, 2015, DISCHARGING 

RECEIVER AND EXONERATING HIS 

BOND

The Tenth and Final Report and accounting of Receiver Stephen 

E. Anderson (“Receiver”), Receiver for Equity Investment Management 

and Trading, Inc. (“EIMT”), having been reviewed by the Court, 

along with Receiver’s Ninth Application for Fees and Costs; and

FOR GOOD CAUSE SHOWN, the Court hereby finds and orders as 

follows:

Proper and adequate notice of this hearing on Receiver’s Tenth 

and Final Report was provided to all interested parties. 

Receiver has duly accounted for all monies and other property 

coming into his hands during the receivership estate, and the Tenth 

and Final Report and accounting filed on November 13, 2015, is 

Case 2:09-cv-00665-JAM-KJN Document 554 Filed 12/17/15 Page 1 of 2
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hereby approved and confirmed as submitted. 

The acts of Receiver and his agents in connection with this 

action and the receivership are hereby approved, authorized and 

ratified.

Receiver is directed to distribute the remaining funds in the 

receivership following resolution of his Ninth Application for Fees 

and Costs proportionally to those investors previously cashing 

distribution checks as described in Receiver’s Tenth and Final 

Report (the “Follow-on Distribution”). After at least 60 days has 

passed following the Follow-on Distribution, Receiver shall close 

out all receivership bank accounts and remit any remaining funds 

from uncashed checks or otherwise to the United States Treasury in 

care of the Securities and Exchange Commission, where Receiver 

shall submit any additional future funds received.

Receiver, his consultant, his accountant and his counsel are 

hereby discharged in this action.

Receiver’s bond is hereby exonerated.

Upon completion of the Follow-on Distribution, Receiver shall 

file a notice notifying the Court that he has completed the Followon Distribution, which shall have the effect of closing this 

action. 

IT IS SO ORDERED.

Dated: December 16, 2015

Case 2:09-cv-00665-JAM-KJN Document 554 Filed 12/17/15 Page 2 of 2