Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_06-cv-04543/USCOURTS-cand-4_06-cv-04543-8/pdf.json

Nature of Suit Code: 710
Nature of Suit: Fair Labor Standards Act
Cause of Action: 29:201 Fair Labor Standards Act

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MORGAN, LEWIS &

BOCKIUS LLP

ATTORNEYS AT LAW

NEW YORK

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1-SF/7559879.1 1 Case No. C 06-04543 PJH

STIPULATION OF DISMISSAL AND [PROPOSED] ORDER

REBECCA EISEN, SBN 096129

THERESA MAK, SBN 211435

MORGAN, LEWIS & BOCKIUS LLP

One Market, Spear Street Tower

San Francisco, California 94105-1126

Tel: 415.442.1000

Fax: 415.442.1001

e-mail: reisen@morganlewis.com,

philip.smith@morganlewis.com

JOHN S. BATTENFELD, SBN 119513

MORGAN, LEWIS & BOCKIUS LLP

300 South Grand Avenue, Suite 2200

Los Angeles, California 90071-3132

Tel: 213.612.2500

Fax: 213.612.2501

e-mail: jbattenfeld@morganlewis.com

Attorneys for Defendants

SUNAMERICA SECURITIES, INC., and AIG 

FINANCIAL ADVISORS, INC.

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

DEREK HAVEL, on behalf of himself and 

all others similarly situated, and on behalf 

of the General Public,

Plaintiff,

vs.

SUNAMERICA SECURITIES, INC., AIG 

FINANCIAL ADVISORS, INC., and 

DOES 1 TO 10, inclusive,

Defendants.

Case No. C 06-04543 PJH

STIPULATION OF DISMISSAL WITH 

PREJUDICE AND [PROPOSED] ORDER

IT IS HEREBY STIPULATED by Plaintiff Derek Havel and Defendants SunAmerica 

Securities, Inc. and AIG Financial Advisors, Inc., (collectively “the Parties”), through their 

respective counsel, that the above-captioned action be and hereby is dismissed with prejudice 

with respect to Plaintiff Derek Havel’s individual claims pursuant to Federal Rule of Civil 

Procedure 41(a)(1)(ii). This dismissal is pursuant to a settlement reached by the Parties which 

resolves any and all claims between them.

Case 4:06-cv-04543-PJH Document 67 Filed 07/23/07 Page 1 of 2
MORGAN, LEWIS &

BOCKIUS LLP

ATTORNEYS AT LAW

NEW YORK

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1-SF/7559879.1 2 Case No. C 06-04543 PJH

STIPULATION OF DISMISSAL AND [PROPOSED] ORDER

IT IS FURTHER STIPULATED that the allegations asserted by Plaintiff Derek Havel on 

behalf of a putative class be and hereby are dismissed without prejudice. Under Rule 23 of the 

Federal Rules of Civil Procedure, as amended in 2003, notice to the putative class “is not required 

when the settlement binds only the individual class representatives.” See Advisory Committee 

Notes on 2003 Amendments to Rule 23, Subdivision (e), Paragraph (1). This settlement binds 

only Plaintiff Derek Havel, and does not resolve the claims, issues or defenses of a certified or 

putative class. Except as set forth in the Settlement Agreement between the parties, each party is 

to bear its own costs and attorneys’ fees.

Dated: July 17, 2007 KELLER GROVER LLP

ERIC A. GROVER

VALERIE L. SHARPE

JADE BUTMAN

ELIZABETH A. ACEVEDO

By /s/ Eric A. Grover

Eric A. Grover

Attorneys for Plaintiff,

DEREK HAVEL

Dated: July 17, 2007

MORGAN, LEWIS & BOCKIUS LLP

REBECCA EISEN

JOHN S. BATTENFELD

THERESA MAK

By /s/ Rebecca Eisen

Rebecca Eisen

Attorneys for Defendants SUNAMERICA 

SECURITIES, INC., AND AIG FINANCIAL 

ADVISORS, INC.

PURSUANT TO STIPULATION, IT IS SO ORDERED.

Dated: July ____, 2007

The Honorable Phyllis J. Hamilton

United States District Court Judge

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UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORN

I

A

IT IS SO ORDERED

Judge Phyllis J. Hamilton

Case 4:06-cv-04543-PJH Document 67 Filed 07/23/07 Page 2 of 2