Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_17-cv-06706/USCOURTS-cand-3_17-cv-06706-0/pdf.json

Nature of Suit Code: 530
Nature of Suit: Prisoner Petitions - Habeas Corpus
Cause of Action: 28:2254 Petition for Writ of Habeas Corpus (State)

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United States District Court

Northern District of California

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

MATTHEW RUIZ,

Plaintiff,

v.

SHAWN HATTON,

Defendant.

Case No. 17-cv-06706-EMC 

ORDER DENYING PETITION FOR 

WRIT OF HABEAS CORPUS

Docket No. 1

I. INTRODUCTION

Matthew Ruiz (“Mr. Ruiz”) is currently serving an 80-years-to-life sentence in 

Correctional Training Facility in Soledad, California. He filed this action for a writ of habeas 

corpus pursuant to 28 U.S.C. section 2254. Mr. Ruiz’s petition is now before the Court for review 

on the merits. For the reasons discussed below, the Court DENIES the petition.

II. BACKGROUND

A jury found Mr. Ruiz guilty of two counts of first-degree murder with special 

circumstances of lying in wait while committing the murders for the benefit of a criminal street 

gang, two counts of premeditated attempted first-degree murder, and found several associated 

firearm and gang enhancement allegations true. The California Court of Appeal heard his appeal 

twice (2015 and 2016)—the second time after remand from the California Supreme Court in light 

of People v. Franklin, 63 Cal. 4th 261 (2016). Mr. Ruiz argues he is entitled to habeas corpus 

relief.

A. Factual Background

The California Court of Appeal described the evidence presented at trial:

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On October 14, 2009, at approximately 4:30 p.m., 16-year-old Edgar 

and his cousin Alejandro, who at the time was 23 years old, walked 

to the “One-Two-Seven Market” to buy groceries for their 

grandmother. At trial, Edgar denied being a Sureño, but he did 

admit that he associated with them. Alejandro admitted associating 

with Sureños and said that he had been shot at three different times. 

Just after Edgar and Alejandro entered the market, two people they 

did not know came into the market. One of the people wore a hat. 

After Alejandro bought the groceries, he and Edgar left the store and 

began to walk home. The two people from the store followed them 

and asked if they “banged.” Edgar said he was a Sureño and 

Alejandro said he was a “South Sider.” The two people claimed that 

they were “Southerners.”

At some point as they were walking on Elkington Street, a grey 

Honda sedan pulled up next to Edgar, Alejandro, and the two people 

from the store. Edgar knew the driver, Juan, and his two backseat 

passengers, Ociel and Rodolfo. Alejandro knew one of the backseat 

passengers as “Moskua” and knew Ociel as “Tweak.” The 

occupants of the Honda said they had just been in a fight with some 

Norteños; and they had found some Northerners at La Paz Park. 

They invited Edgar and Alejandro to join them to get revenge. 

Edgar said he could not go because he had to take the groceries back 

to his grandmother. The two people from the store volunteered to 

go with the occupants of the Honda. They got into the car.

Juan testified that on October 14, 2009, he was approximately 16 

years old. Juan did not have a driver's license, but around 2:00 or 

3:00 p.m. on October 14, he took his father's Honda to pick up three 

friends—Christian, Ociel, and Rodolfo. Christian, who was 15 

years old in October 2009, testified that he had been associating 

with Sureños for approximately two years. On October 14, he sat in 

the front seat of the Honda and Ociel and Rodolfo sat in the back.

Juan said that he drove to Elkington Street to pick up a friend, but 

his friend was not at home. While he was driving on Elkington, 

Juan saw his friend Alejandro with Edgar1and two other people. 

Juan stopped the car and someone mentioned to Alejandro and the 

others that they were going to fight Norteños. Christian invited 

Edgar and Alejandro to join them but they said no. Instead, the two 

other people said they were Vagos members, a Sureño gang; they 

got into the car. One of the people was wearing a black hat with a 

yellow colored letter “P” and black and white baseball gloves. 

According to Christian, many Sureños wear Pittsburgh Pirates hats.

Juan drove the group back to the park to confront the Norteños they 

had seen earlier. They saw a group of approximately eight people at 

the park; Juan and his friends thought they were Norteños. 

Everyone got out of the Honda. The two strangers walked ahead 

and approached the group. They pushed the suspected Norteños, 

who left immediately. Everyone returned to the Honda. The two 

strangers sat in the back behind the driver's seat. The one with the 

 

1 Alejandro thought Edgar was Alejandro's brother.

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hat sat by the door and the one without the hat sat to his right next to 

Ociel. Juan drove and Christian sat in the front passenger seat. 

Rodolfo sat on the floor behind Christian.

Eventually, after driving around looking for Norteños 

unsuccessfully, one of the strangers directed Christian to go to 

Archer Street because that was where he lived. Christian told Juan 

to drive to Archer Street, which he did; he parked near some 

apartments. After parking the car, Juan looked in his rearview 

mirror and saw a gun pointed at his head. Juan testified that he 

could not see who was holding the gun, but he conceded that after 

the incident he had told an officer that the person with the hat shot 

him and that this person was wearing gloves. Juan explained that he 

said it was the person with the hat because the person with the hat 

was seated closest to him. Juan heard one gunshot and lost 

consciousness; he had been shot in the head. Juan was in the 

hospital for five to seven days. As a result of the gunshot wound he 

lost some hearing in his right ear. The parties stipulated that Juan 

suffered a gunshot wound to the head with a hemorrhagic contusion 

of the right temporal lobe.

Christian testified that as Juan stopped the car on Archer Street, one 

of the guys said, “Do you want to see my gun?” Then he heard 

gunshots and “the one without the hat” shot him in the neck. 

Christian said that he did not hear any gunshots after he was shot. 

As a result of the gunshot wound Christian is paralyzed from the 

neck down. Both Ociel and Rodolfo were shot multiple times; both 

died.

On October 29, the police showed Edgar and Alejandro 

photographic lineups. Edgar identified Hernandez's photograph as 

depicting one of the two people from the market. Alejandro 

identified Ruiz's photograph as depicting the person wearing the hat. 

Alejandro described Hernandez as the one who “hit him up.” At 

trial, Alejandro identified Ruiz as the person with the hat and 

Hernandez as the other person. The person with the hat said his 

name was “Slow Poke” and that he was from the Vagos gang.

At trial, Edgar and Alejandro identified Ruiz as the person who had 

been wearing the hat and Hernandez as the other person. Similarly, 

in court Juan identified Ruiz and Hernandez as the two people who 

got into the Honda; he identified Ruiz as the one who was wearing 

the hat.2 Alejandro testified that one of the people from the market 

was wearing a glove on his left hand. 

 

2 Approximately two weeks after the shooting, Salinas Police Officer Goodwin showed Juan a 

photographic lineup that included Hernandez's photograph. Juan's eyes grew wide and his body 

grew tense when he saw Hernandez's photograph. However, Juan stated that the person in the 

photograph looked similar to one of the two people but was not one of them. Officer Goodwin 

visited Christian at the hospital and showed him two photographic lineups. Christian identified 

Ruiz as the person with the hat who got into the Honda. Christian identified Hernandez as the 

person who shot him. Christian told Officer Goodwin that he saw only Hernandez with a gun and 

that the gun was black and grey. Christian said that he was the first person shot and after he was 

shot he heard more shots. Christian confirmed that Ruiz sat behind Juan in the Honda.

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Robert, who worked as a communications training officer for the 

Presidio of Monterey Police was driving on Archer Street when he 

noticed a grey Honda sedan driving slowly and abruptly stopping 

and moving again. Robert saw two or three bright flashes of light 

and heard muffled gunshots. The Honda lurched forward. Robert 

saw two people get out of the Honda. Both appeared to be 20 to 25 

years old. The first person wore a dark baseball cap that was turned 

backward, and he held his hands inside the pocket of a dark 

“hoodie” he was wearing. The second person was not wearing 

anything on his head. This person ran into the first person and 

pushed him; they both stumbled, but caught their balance. They ran 

into a nearby alley. Robert telephoned 911.3

Various witnesses testified that they saw two people running 

through backyards and going over fences. According to one 

witness, both people wore black hooded sweatshirts and one wore a 

black baseball hat with a gold emblem. One of the people stopped 

momentarily as if he had dropped something or was looking for 

something before he jumped over a fence. Another witness 

discovered a black baseball cap and gloves in his yard after the men 

ran through. Two of the witnesses thought that the people were in 

their 20's.4

Salinas Police Officer Richard Diaz5arrived on Archer Street to see 

a Honda sedan parked by a fallen tree branch. All four doors to the 

Honda were open. Officer Diaz asked the driver (Juan) who had 

shot him, but Juan responded that he did not know and that he did 

not speak English. Officer Diaz found Rodolfo in the back of the 

Honda lying across the floor with a gunshot wound to his head; part 

of Rodolfo's brain was exposed. Ociel was in the back on the seat; 

he had suffered a gunshot wound to his head; he was unconscious 

and barely breathing. Christian was in the front seat and had 

suffered a wound to the left side of his neck—he too was 

 

3 Robert identified Ruiz and Hernandez in court, but he thought that Hernandez was the one 

wearing the hat and Ruiz was the second man to get out of the Honda. On October 29, when

Officer Goodwin showed Robert a photographic lineup that included Hernandez's photograph, 

initially Robert set aside Hernandez's photograph and selected someone else as one of the 

suspects. However, when another officer showed Robert a photographic lineup that included a 

photograph of Ruiz, initially Robert set aside the photograph with all the others, but after going 

through the photographs a second time he pulled out Ruiz's photograph and said that if the man 

were wearing a baseball hat backward then it would be the man he saw get out of the Honda first. 

Salinas Police Officer Kim Robinson confirmed that when she spoke to Robert at the scene, he 

told her he had witnessed the shooting; that he heard several muffled pops that sounded similar to 

gunfire; that the front and rear driver's doors opened and two men got out of the rear of the Honda; 

that the second man to get out pushed the first; that Robert described the men as 20 to 25 years 

old; that one had curly black hair and wore a black sweatshirt and a black and white baseball cap; 

that the other was a heavier build with a shaved head; and both kept one hand inside their 

sweatshirts as if they were trying to conceal something.

4 At the time of the shooting Ruiz was 17 years, 8 months old, and Hernandez was seven days 

away from his 17th birthday.

5 All further references to officers in this case are to Salinas Police Department officers unless 

noted otherwise.

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unconscious and barely breathing.

From the backyard of 791 Archer Street, officers recovered a black 

baseball cap with the letter “P” on it along with a pair of black and 

white gloves.

On October 16, 2009, forensic pathologist Dr. John Hain performed 

the autopsy of 14-year-old Rodolfo. Rodolfo was five feet tall and 

weighed 93 pounds. Dr. Hain opined that the cause of Rodolfo's 

death was two gunshot wounds to the head. Based on the gunshot 

residue on Rodolfo's hood, Dr. Hain concluded that Rodolfo had 

been shot twice in the head from less than one foot away, once from 

above and once to the left of his head. Two bullets had entered his 

upper left forehead just inside the hairline. One bullet passed 

through his skull and his brain. It was recovered from his pharynx 

area. The second bullet was recovered from Rodolfo's stomach, 

which meant that he had swallowed it. The bullets that were 

recovered were partially fragmented. Rodolfo had gun powder 

burns on the back of his hand. He had a tattoo of three dots on his 

elbow.

Dr. Hain's autopsy of 14-year-old Ociel revealed that he was five 

feet three and a half inches tall and weighed 156 pounds. The cause 

of his death was multiple gunshot wounds. Ociel had been seated on 

the right side of the back seat when he was shot three or four times. 

One bullet entered the scalp area of the top of his head; one entered 

the center of his head; one bullet entered his left earlobe and passed 

through his ear, leaving shrapnel wounds on his left cheek; and one 

bullet entered and exited his left shoulder. Based on the gunpowder 

stippling and burns to Ociel's left shoulder, Dr. Hain concluded that 

Ociel had been shot in the shoulder from inches away. There were 

plastic and copper jackets in the wound tracks. Dr. Hain recovered 

bullet fragments from Ociel's body. Dr. Hain located plastic 

material in a track wound, which he said “most likely” came from a 

hollow-point bullet. Ociel had gunpowder stippling along his wrist 

and gunpowder burns on his right thumb. Dr. Hain recovered a .38-

caliber bullet slug from the right thumb. The bullet fragments 

removed from Rodolfo and Ociel were jacketed.

Five .380-caliber shell casings were located at the scene.6 

Criminalist Sara Yoshida examined the shell casings and determined 

that they were .380-caliber and that they had all been fired from the 

same semi-automatic firearm. However, she testified that it was not 

possible to reach a conclusion about some bullet fragments that she 

had received. She was able to determine that all the bullets and 

fragments she was able to examine were called “Pow'rBall,” which 

meant that there was a small plastic ball inside. Yoshida explained 

that no manufacturer made copper-jacketed bullets or Pow'rBall 

bullets capable of being fired from a .38-caliber Smith and Wesson 

revolver. Yoshida did not examine the bullet from Juan's wound 

and she did not examine the bullet from Christian.

 

6 The prosecutor referred to a sixth casing found at the scene, but Officer Rios corrected the 

prosecutor, telling him that the casing corresponded to the sixth placard placed at the scene.

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In 2009, Officer Brian Canaday7reviewed surveillance video from 

the market and saw one of the two suspects holding a bag of chips. 

Officer Ruben Sanchez, a school resource officer, recognized 

Hernandez from the video, as did Monterey County Probation 

Officer (P.O.) Derek Rager, who had supervised Hernandez.

Initially, officers recovered clothing from the Honda and two 

cellular telephones, both of which had blue wallpaper associated 

with Sureños. A second search of the Honda revealed a chip bag on 

the floorboard. Officer Canaday asked then Officer Brian Johnson 

to process the bag for fingerprints.8 Using the fuming process, 

Officer Johnson was able to lift a latent fingerprint from the bag. 

The hat with the letter “P” was processed; it had a low-quality 

fingerprint.

Latent fingerprint examiner Gayle Graves examined the print from 

the chip bag. She compared the print to a print from Hernandez's 

right thumb. Using eight points of comparison, she concluded that 

the print on the chip bag came from Hernandez.

Senior criminalist Christopher Tanforan examined the baseball cap 

and gloves recovered from behind the Archer Street apartment 

complex. The DNA from three to five people was present on the 

gloves' interior, but Ruiz was the major contributor.

When Ruiz and Hernandez were arrested, officers seized their 

cellular telephones. Wireless expert Jim Cook evaluated the cellular 

telephone records for the two phones and determined that Ruiz's 

telephone and Hernandez's telephone9had exchanged calls and texts 

on October 14. Cook concluded that the cellular telephone activity 

showed that Ruiz's telephone went from 225 Maryal in Salinas to the 

market, then to 777 Archer Street at 5:37 p.m. on October 14.

On the day of their arrest, Ruiz and Hernandez were placed in the 

same patrol car for transportation to the jail. Their conversation was 

recorded. Officer Josh Lynd explained that at times they whispered 

to each other. A recording of the conversation was played for the 

jury. Officer Lynd testified that after being put into the car, 

someone said, “I didn't say shit.”10 Then one of them commented, 

“Don't tell anybody. Don't tell your attorney. Don't tell anybody.” 

One of them said, “Hopefully, they don't have enough evidence” and 

that “Hopefully we'll be out in a month or two.”

[Section describing evidence of Hernandez’s gang affiliation 

removed.]

 

7 At the time of trial, Officer Canaday worked in the Kern County District Attorney's Office. In 

2009, he was a detective in the Salinas Police Department.

8 By the time of trial Officer Johnson was a detective.

9 Mr. Cook testified about the cellular phone activity on October 14, but conceded that he could 

not determine who possessed the telephones on that day.

10 Officer Lynd testified that when he listened to the recording he was not able to distinguish 

between the two voices.

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Evidence of Ruiz's Gang Affiliation

On April 28, 2006, Officer Adolfo Lopez was investigating a battery 

report at a community school when he was given a piece of paper by 

a probation officer. He testified that the paper had been confiscated 

from Ruiz by one of the teachers. The paper contained gang 

writing, which Ruiz admitted he and his friends had written. The 

symbols were associated with Norteños. Among the writings was 

the number “3”; it had been crossed out and the numbers “10” and 

“4” were below it. Officer Lopez asked Ruiz if he was associated 

with a gang. Initially, Ruiz said no, but when Officer Lopez asked 

Ruiz if it would be okay for him to be lodged with Southerners at 

juvenile hall, Ruiz said no. Ruiz explained that Southerners 

disrespect Northerners.

On September 30, 2008, Officer Jeff Alford stopped a car being 

driven by Ruiz's mother. Ruiz was sitting in the front passenger 

seat. Officer Alford asked Ruiz to get out of the car. Officer Alford 

testified that he recognized other people in the car as Norteño gang 

members. One of them, Lachuga, tried to run when Officer Alford 

asked him to get out of the car; he was found to have a handgun in 

his pocket. When the officer searched the car, he found a .22-caliber 

handgun under the front passenger seat where Ruiz had been sitting. 

Officer Danny Warner placed Ruiz in the back seat of a patrol car. 

The officer remained with Ruiz while Ruiz was in the car. At one 

point another officer came over to tell Officer Warner that two guns 

had been located and that one had been found underneath the front 

passenger seat. Ruiz said, “That's mine.”

A photograph taken of Ruiz on September 30, 2008, showed that 

Ruiz had a tattoo of the name “Valerie” on his arm. Valerie is his 

mother's name. Ruiz had a tattoo of “Ruiz” on the back of his neck. 

Officer Alford could not recall Ruiz's having any other tattoos at that 

time.

On October 29, 2009, Officer Arlene Currier searched Ruiz's 

residence. A search of a bedroom that had letters addressed to Ruiz 

in a dresser yielded a banner with San Francisco 49ers on it, a wood 

block with “500 block” engraved on it, Reebok shoes and baseball 

hats, a black T-shirt and black hoodies, a black T-shirt with a gang 

slogan, and photographs of Ruiz with known gang members and 

people flashing gang signs. A loaded revolver was found in his 

dresser drawer.

During his jail intake interview, Ruiz told Monterey County 

Sheriff's Deputy Reed Fisher that he was affiliated with the 

Norteños. According to Deputy Fisher, Ruiz indicated that his 

opposition gang was the Sureño gang.

Gang Expert Testimony

Officer Masahiro Yoneda, a Violence Suppression Unit Gang 

Intelligence Officer, testified as an expert on gang activity in the 

City of Salinas. Officer Yoneda explained that the Norteños and the 

Sureños are rivals that commit violent acts against each other. Each 

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gang has between 1,500 and 2,000 members in the Salinas area. The 

Norteños identify with the number 14, the North Star, San Francisco 

Giants clothing, San Francisco 49ers clothing, and the color red. 

The Salinas East Market gang uses the letters SEM and the number 

500, which represents the 500 block of East Market Street—viewed 

by members as the birthplace of the gang. Sureños identify with the 

number 13, the Los Angeles Dodgers, “Southpole gear” and the 

color blue. Officer Yoneda explained that a gang member receives 

greater respect from within the gang the longer he is a member and 

the more serious and numerous the crimes he commits. Perceived 

disrespect by a rival gang member often ends up setting off a chain 

of events starting with either a violent assault or a shooting or 

homicide; the gang that receives that violent act then has to retaliate.

[Section describing evidence of Hernandez’s gang affiliation 

removed.]

Officer Yoneda opined that Ruiz was an active Norteño gang 

member at the time of the shooting. Again, he based his opinion on 

numerous factors, including Ruiz's contacts with the Salinas police 

for gang-related criminal activity; the jail intake screening 

questionnaire; Ruiz's association with known gang members; Ruiz's 

tattoo of “500” acquired after the shooting, which indicated to 

Officer Yoneda that Ruiz was advertising the fact that he committed 

a crime; other tattoos he acquired of the number 4 and XIV; the 

gang indicia found in Ruiz's residence including a red T-shirt with 

the words “Cali” and a black Huelga bird; photographs of Ruiz in 

which he appeared to be “throwing an M” with his left hand; and 

photographs of other people in which they were throwing gang 

signs.

Officer Yoneda opined that if two Norteños posed as Sureños and 

got into a car occupied by four Sureños and they killed two of the 

Sureños and tried to kill the other two, the crime would have been 

committed for the benefit of the Norteño street gang. He explained 

that “it enhances the reputation of the gang when members of that 

gang commit violent crimes against the other gang.” Officer 

Yoneda had not previously heard of a Norteño posing as a Sureño to 

obtain a gang advantage.11

The parties stipulated that the Norteños are a criminal street gang 

within the meaning of section 186.22, subdivision (f) in that it is an 

ongoing organization of three or more people; that it is both formal 

and informal; that one of its primary activities is the commission of 

criminal acts including homicides, assault with a deadly weapon, 

and possession of concealed firearms; that the Norteños have a 

common name and symbol; and that the members engage in a 

pattern of criminal activity. The parties further stipulated that 

photographs of Ruiz and Hernandez taken of them in jail three years 

after the shooting showed new gang-related tattoos.

People v. Ruiz, 2016 WL 6996269, at *2–9 (2016) (footnotes in original). 

 

11 The police had initially investigated the shooting as a Sureño–on–Sureño crime.

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B. Procedural Background

Following a jury trial in Monterey County Superior Court in 2013, Mr. Ruiz was convicted 

of two counts of first-degree murder with special circumstances of lying in wait and committing 

the murders for the benefit of a criminal street gang (Cal. Penal Code §§ 187, 190.2(a)(15) & (22)) 

and two counts of premeditated attempted first-degree murder (Cal. Penal Code §§ 664/187). 2 

CT 442–55, 471–73. The jury also found several associated firearm and gang enhancement 

allegations true. He received a total sentence of 80 years to life in state prison. 3 CT at 816–17. 

Mr. Ruiz appealed. The California Court of Appeal affirmed his conviction and denied his 

petition for rehearing. Respondent’s Memo to Answer to Order to Show Cause (“Answer”), Exs. 

8, 10. The California Supreme Court granted Mr. Ruiz’s petition for review but deferred 

considering the appeal pending its decision of People v. Franklin, 63 Cal. 4th 261 (2016).

12

 Id.,

Ex. 12. 

The California Supreme Court later remanded the decision to the California Court of 

Appeal for reconsideration in light of People v. Franklin, 63 Cal. 4th 261 (2016). Id., Ex. 13. The 

California Court of Appeal affirmed the judgment on the same grounds as previously held, but it

reversed and remanded the matter to the trial court to determine whether a record—as it related to 

the Franklin decision—had been made. Id., Ex. 16. Mr. Ruiz did not petition the California 

Supreme Court for review a second time. 

Mr. Ruiz then filed this action to obtain a federal writ of habeas corpus, alleging the 

following grounds for relief: (1) a sentence of 80 years to life for a crime committed as a juvenile 

violates the Eighth Amendment; (2) the trial court violated his Fifth Amendment rights when it 

admitted statements taken for jail-classification purposes; (3) the trial court violated his due 

 

12 In Miller v. California (2012) 567 U.S. 460, the Supreme Court held that a mandatory life 

sentence without the possibility of parole (“LWOP”) imposed on a minor violates the Eighth 

Amendment, but such a sentence is permissible if it is discretionary and the sentencing court 

considers certain relevant and mitigating circumstances. But in People v. Franklin, the California 

Supreme Court held that a de facto LWOP sentence imposed on a person under the age of eighteen

at the time of the offense did not violate the Eighth Amendment because of the prospect of early 

parole consideration mandated by California Penal Code section 3051. A remand to the 

sentencing court was nevertheless necessary to develop a record for consideration of youthrelated Miller factors at future parole hearings. 63 Cal. 4th at 287. 

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process rights when it admitted evidence of firearms found at his home and during a prior traffic 

stop, both of which were unrelated to his charged offense; (4) admissions of co-defendant 

statements, recorded in the patrol car, violated the Confrontation Clause; and (5) cumulative error 

in violated his due process rights. 

III. JURISDICTION AND VENUE

The Court has subject matter jurisdiction over this action for a writ of habeas corpus. See

28 U.S.C. § 1331. This action is in the proper venue because the petition concerns the conviction 

and sentence of a person in Monterey, California, which is within this judicial district. 28 U.S.C. 

§§ 84, 2241(d).

IV. STANDARD OF REVIEW

The Court may entertain a petition for writ of habeas corpus “in behalf of a person in 

custody pursuant to the judgment of a State court only on the ground that he is in custody in 

violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a). 

A. State Court Exhaustion

An individual must exhaust state remedies before seeking federal habeas relief. 28 U.S.C 

§ 2554(b)(1)(A). “A petition has satisfied the exhaustion requirement (1) if he has ‘fairly 

presented’ his federal claim to the highest court with jurisdiction to consider it, or (2) he 

demonstrates that no state remedy remains available.” Johnson v. Zenon, 88 F.3d 828, 829 (9th 

Cir. 1996) (citations omitted). “An application for a writ of habeas corpus may be denied on the 

merits, notwithstanding the failure of the applicant to exhaust the remedies available in courts of 

the State.” 28 U.S.C. § 2254(b)(2). 

B. Merits of the Petition

The Antiterrorism And Effective Death Penalty Act of 19396 (“AEDPA”) amended 

Section 2254 to impose new restrictions on federal habeas review. A petition may not be granted 

with respect to any claim that was adjudicated on the merits in state court unless the state court’s 

adjudication of the claim: “(1) resulted in a decision that was contrary to, or involved an 

unreasonable application of, clearly established Federal law, as determined by the Supreme Court 

of the United States; or (2) resulted in a decision that was based on an unreasonable determination 

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of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 

2254(d)(1)–(2). 

“Under the ‘contrary to’ clause, a federal habeas court may grant the writ if the state court 

arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if 

the state court decides a case differently than [the] Court has on a set of materially

indistinguishable facts.” Williams v. Taylor, 529 U.S. 362, 412–13 (2000).

“Under the ‘unreasonable application’ clause, a federal habeas court may grant the writ if 

the state court identifies the correct governing legal principle from [the Supreme] Court’s 

decisions but unreasonably applies that principle to the facts of the prisoner’s case.” Id. at 413. 

“[A] federal habeas court may not issue the writ simply because that court concludes in its 

independent judgment that the relevant state-court decision applied clearly established federal law 

erroneously or incorrectly. Rather, that application must also be unreasonable.” Id. at 411. “A 

federal habeas court making the ‘unreasonable application’ inquiry should ask whether the state 

court’s application of clearly established federal law was ‘objectively unreasonable.’” Id. at 409.

The state-court decision to which Section 2254(d) applies is the “last reasoned decision” of 

the state court. See Ylst v. Nunnemaker, 501 U.S. 797, 803–04 (1991). “When there has been one 

reasoned state judgment rejecting a federal claim, later unexplained orders upholding that 

judgment or rejecting the same claim rest upon the same ground.” Id. at 803. 

V. DISCUSSION

A. Exhaustion of Claims

The Parties agree that this petition is timely, and that three out of four claims are 

exhausted. Memo in Support of Petition for Writ of Habeas Corpus (“Pet.”) at 2; Answer at 2. 

However, there is a dispute as to whether Mr. Ruiz exhausted his Eighth Amendment claim. 

Compare Answer at 10; with Petitioner’s Traverse to Answer to Petition for Writ of Habeas 

Corpus (“Traverse”) at 2.

B. 80-Years-To-Life Sentence For a Juvenile Offender

Mr. Ruiz contends he presented all his claims to the California Supreme Court on 

November 2, 2015, thereby exhausting his state remedies. Pet. at 2. Notwithstanding the issue of 

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exhaustion, the Court finds Mr. Ruiz’s Eighth Amendment claim meritless for the reasons 

discussed below. See Gutierrez v. Griggs, 695 F.2d 1195, 1197–98 (9th Cir. 1983) (holding that 

district court need not consider exhaustion where claim is plainly non-cognizable); see also 

Cassett v. Stewart, 406 F.3d 614, 623–24 (9th Cir. 2005) (finding no need to consider exhaustion 

requirement where petitioner “does not raise even a colorable federal claim”).

1. Trial Court Proceedings

At sentencing in Monterey County Superior Court, the trial judge sentenced Mr. Ruiz to 

two concurrent 50-to-life sentences for the two murders while being “mindful of and of avoiding 

the functional equivalent of an LWOP sentence . . . .” RT 9963. The judge also imposed two 15-

to-life sentences for the two attempted murders to run consecutive with the 50-to-life sentence, 

which totaled to 80 years to life in prison. Id. 

2. Appellate Court Opinion(s)

On appeal, Mr. Ruiz argued that his sentence was a de facto LWOP sentence. The 

California Court of Appeal analyzed this argument twice—in 2015 and in 2016. In 2016, the 

court had the benefit of the state high court’s opinion in People v. Franklin. 

Both times, the Court of Appeal looked to U.S. Supreme Court precedent as well as 

California Supreme Court precedent. The court recognized that precedent “may be read to 

prohibit imposition of a mandatory LWOP sentence or its functional equivalent on any juvenile 

homicide or nonhomicide offender, without first considering the factors Miller [v. Alabama, 567 

U.S. 460 (2012)] found relevant to punishment.” People v. Ruiz, 2015 WL 5725255, at *18 

(2015). But, the court held that Mr. Ruiz’s sentence did not violate the Eighth Amendment 

because the record “demonstrate[d] that the trial court undertook a careful review and considered 

the relevant circumstances of [Mr.] Ruiz's status as a juvenile when it sentenced him to the 

maximum term of imprisonment—80 years to life—by running all the sentences on each count 

and enhancement consecutively. [Mr.] Ruiz received the individualized sentencing discretion 

from the trial court as mandated by Miller.” Id. 

On remand from the California Supreme Court in light of Franklin, the Court of Appeal 

held that Mr. Ruiz’s Eighth Amendment challenge to his sentence was rendered moot by the 

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passage of SB 260, which added Section 3051 to the Penal Code. Ruiz, 2016 WL 6996269, at 

*20. Section 3051 makes a youth offender eligible for a parole hearing during the twenty-fifth 

year of his or her sentence. The Court of Appeal concluded that because Mr. Ruiz now had a 

“meaningful opportunity for release during his 25th year of incarceration,” his Eighth Amendment 

challenge was moot. Id. (citing Franklin, 63 Cal. 4th at p. 280). 

3. Analysis of Eighth Amendment Claim

Mr. Ruiz’s petition argues that the Court of Appeal’s decision to uphold his sentence was 

an unreasonable application of clearly established law. Pet. at 7. In so doing, Mr. Ruiz’s 

acknowledges that the sentencing court did, in fact, reject a sentence of life without the possibility 

of parole when it imposed an 80-years-to-life sentence. Id. But he contends this sentence is still a 

clear violation of the Eighth Amendment’s ban on cruel and unusual punishment because it is a 

functional equivalent of a life sentence without parole. Id. According to Mr. Ruiz, because of the 

judicially noticed Centers for Disease Control National Vital Statistics Report that predicts he 

would live between the age of 59.5 and 64.3 years old, his sentence does not provide him with a 

meaningful opportunity of release, as required by the Supreme Court’s decision in Miller. Id. at 8. 

Mr. Ruiz’s position is that this is a clear violation of Supreme Court precedent. 

The Supreme Court has ruled on juvenile punishment on many occasions. In Graham v. 

Florida, 560 U.S. 48, 75 (2010), the Court held that the Eighth Amendment categorically bans the 

imposition of a sentence to life without parole on a nonhomicide juvenile offender. Next, in 

Miller, the Court held that a LWOP sentence cannot be mandatory, but such a sentence is 

permissible if it is discretionary and the sentencing court considers certain relevant and mitigating 

circumstances. 567 U.S. at 489. 

Following the Supreme Court’s decision in Graham and Miller, the California Supreme 

Court held that a state must provide a juvenile offender with some realistic opportunity to obtain 

release from prison during his or her expected lifetime. People v. Caballero, 55 Cal. 4th 262, 267, 

(2012). The Cabellero court concluded that “sentencing a juvenile offender for a nonhomicide 

offense to a term of years with a parole eligibility date that falls outside the juvenile offender's 

natural life expectancy constitutes cruel and unusual punishment in violation of the Eighth 

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Amendment.” Id. at 269. As stated above, the California Supreme Court subsequently held that 

an individual’s Eighth Amendment challenge to a functional equivalent LWOP sentence was 

mooted by California Penal Code section 3051. Franklin, 63 Cal. 4th at p. 280 (SB 260 was 

intended “to bring juvenile sentencing into conformity with Graham, Miller, and Caballero.”).

Mr. Ruiz argues that, despite this, Section 3051’s ability to allow him to see a parole board 

on his twenty-fifth year in prison does not convert his de facto LWOP constitutional under the 

Eighth Amendment because the California Legislature can repeal it at any time. Pet. at 9. 

However, because habeas relief relies on state court errors that are contrary to clearly established 

Supreme Court precedent, Mr. Ruiz’s argument that Section 3051 may—someday—be repealed is 

inapposite. Even if the state legislature repeals Section 3051’s twenty-fifth year mandatory parole 

hearing, the Supreme Court (unlike the California Supreme Court) has not extended its holding in 

Miller to sentences that have the functional equivalent of a LWOP sentence. See Lockyer v. 

Andrade, 538 U.S. 63, 73–74 (2003) (two consecutive terms of 25 years to life was “materially 

[]distinguishable” from a life-without-parole term because the petitioner actually “retain[ed] the 

possibility of parole.”); see also United States v. Grant, 887 F.3d 131 (3d Cir.), reh'g en banc 

granted, opinion vacated, 905 F.3d 285 (3d Cir. 2018). In short, there is no clearly established 

U.S. Supreme Court precedent recognizing the unconstitutionality of a de facto LWOP sentence

from which Mr. Ruiz can seek habeas relief. 

Accordingly, Mr. Ruiz’s 80-years-to-life sentence for the crime he committed as a juvenile 

offender does not violate clearly established Supreme Court precedent, nor did it violate Miller

because the trial court exercised discretion by considering Mr. Ruiz’s mitigating factors (his 

youth). See Demirdjian v. Gipson, 832 F.3d 1060, 1077 (9th Cir. 2016) (citing Lockyer v. 

Andrade, 538 U.S. 63, 73–74 (2003)). 

C. Admission of Statements Made for Jail-Classification Purposes

1. Trial Court Proceedings

Prior to trial, the court held a hearing out of the presence of the jury to determine the 

admissibility of Mr. Ruiz’s self-incriminating statements made during the booking process. Ruiz, 

2016 WL 6996269, at *9. At the time, Mr. Ruiz was unable to convince the trial court that the 

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statements violated his Fifth Amendment rights. Id. During trial, the prosecution called Officer 

Fisher to testify about the statements Mr. Ruiz to him made during jail intake. RT 7609–12. 

Officer Fisher testified that Mr. Ruiz indicated he was affiliated to the Norteños gang, whose 

enemies are the Sureño Gang. Id. at 7612. Officer Yoneda, the gang expert witness who testified 

at trial for the prosecution, used this testimony in his analysis to conclude that Mr. Ruiz was an 

active Norteños gang member. RT 8027–28.

2. Appellate Court Opinion

Mr. Ruiz appealed, arguing that the admission of his jail-classification statements violated 

his Fifth Amendment privilege against self-incrimination. Ruiz, 2016 WL 6996269, at *9. The 

California Court of Appeal recognized that, while Mr. Ruiz’s appeal was pending in 2015, the 

California Supreme Court decided People v. Elizalde, 61 Cal. 4th 523 (2015), which held that 

classification interviews regarding gang affiliation during a defendant’s booking process constitute 

custodial interrogation for purposes of Fifth Amendment self-incrimination. Id. The Court of 

Appeal agreed with Mr. Ruiz that the admission of Officer Fisher’s testimony violated his 

Miranda13 rights. Id. at 18. However, the court held the admission was harmless because the 

prosecution satisfied its burden in showing that the testimony did not contribute to the verdict—

i.e., there still existed overwhelming evidence that established Mr. Ruiz’s gang membership. Id. 

at *10. The Court of Appeal held that because Mr. Ruiz’s gang affiliation was amply established 

by independent and uncontradicted evidence, the erroneous admission of his self-incriminating

statements was harmless beyond a reasonable doubt. Id. 

As the last reasoned decision from a state court, the California Court of Appeal’s decision 

is the decision to which Section 2254(d) is applied when analyzing habeas relief. See Wilson, 138 

S. Ct. at 1192. Mr. Ruiz is entitled to habeas relief only if the Court of Appeal’s decision was 

contrary to, or an unreasonable application of, clearly established Federal law from the Supreme 

Court, or was based on an unreasonable determination of the facts considering the evidence 

presented. 

 

13 Miranda v. Arizona, 384 U.S. 436 (1996). 

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3. Analysis of Fifth Amendment Claim

Mr. Ruiz argues that the state court’s determination of harmless error was an unreasonable 

application of Chapman v. California, 386 U.S. 18, 24 (1967) and an unreasonable determination 

of the facts considering the evidence presented at trial. Pet. at 13. Correspondingly, Mr. Ruiz 

further contends that the error had a “substantial and injurious effect or influence in determining 

the jury’s verdict” under Brecht v. Abrahamson, 507 U.S. 619, 637 (1993). Id. 

“The test for whether a federal constitutional error was harmless depends on the procedural 

posture of the case.” Davis v. Ayala, 135 S. Ct. 2187, 2197–98 (2015). On direct appeal, the 

harmlessness standard is the one prescribed in Chapman, 386 U.S. 18. Under Chapman, the 

erroneous admission of a defendant's statements obtained in violation of the Fifth Amendment is 

reviewed for prejudice under the beyond a reasonable doubt standard, which requires the 

prosecution to prove beyond a reasonable doubt that the error complained of did not contribute to 

the verdict obtained. 386 U.S. at 24. 

But in a collateral proceeding, such as here, the test is different because of the notions of 

finality, comity, and federalism—habeas petitioners “are not entitled to habeas relief based on trial 

error unless they can establish that it resulted in ‘actual prejudice.’” Brecht, 507 U.S. at 637. 

Under this test, relief is proper only if the federal court finds the trial error had a “substantial and 

injurious effect or influence in determining the jury's verdict.” O'Neal v. McAninch, 513 U.S. 432, 

436 (1995); Larson v. Palmateer, 515 F.3d 1057, 1064 (9th Cir. 2008) (review for harmless error 

under Brecht is “more forgiving” to state court errors than the harmless error standard the 

Supreme Court applies on direct review of state court convictions). 

The California Court of Appeal relied on the record when it found the error to be harmless 

under the Chapman test. The court reasoned that the prosecution’s case was strong in the absence 

of the erroneously admitted statements due to the following regarding his identify as the 

triggerman and gang membership:

Juan identified Ruiz as the person in the back of the Honda who was 

wearing a hat; he told Officer Larkin that it was this person who shot 

him and that he was wearing gloves. Ruiz's DNA was found in the 

glove discarded after the shooting. Robert identified Ruiz as the 

person who was wearing the hat that got out of the back of the 

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Honda after the shooting. The surveillance video from the market 

confirmed Ruiz's identity. Alejandro identified Ruiz's photograph as 

depicting the person wearing the hat that was in the market and he 

identified him in court as the person wearing the hat. The hat Ruiz 

was seen wearing in the market video was recovered from an Archer 

Street backyard.

2015 WL 5725255, at *12. Additionally, the court determined that

Ruiz's gang membership was convincingly established by other 

evidence, including Ruiz's contacts with the Salinas police for gangrelated criminal activity; Ruiz's association with known gang 

members; the gang indicia found in Ruiz's residence, including a red 

T-shirt with the words “Cali” and a black Huelga bird, the wood 

block with “500 block” engraved on it, and photographs of Ruiz in 

which he appears to be “throwing an M” with his left hand; and 

photographs of other people in which they are throwing gang signs, 

which were found in his room.

This evidence is sufficient to support a finding that Ruiz was a 

Norteño gang member when the crimes in this case were committed. 

When considered with the aforementioned evidence, Ruiz's 

acquisition of gang-related tattoos after the crimes were committed 

and while he was incarcerated provided additional evidence of his 

gang affiliation.

Ruiz, 2016 WL 6996269, at *9. 

At trial, Mr. Ruiz’s jail-classification statements went towards his membership with the 

Norteño street gang. Here, he argues that the sin quo non of the prosecution’s case was his gang 

membership. Pet. at 11 (“[i]t was the prosecution’s theory that the crimes were committed by 

gang members for a gang purpose, so evidence of the defendants’ gang association bolstered the 

prosecution’s case as a whole.”). The record had a wide range of evidence regarding Mr. Ruiz’s 

affiliation with a criminal street gang: Mr. Ruiz’s gang-related tattoos; gang paraphernalia found 

at his home; his history with the Salinas police department for gang-related activity; and his 

association with known Norteño gang members.14 Ruiz, 2015 WL 5725255, at *7 (2015). The 

gang expert testifying to Mr. Ruiz’s gang affiliation relied on all the foregoing. Id. at 8. As such, 

the admission of Mr. Ruiz’s jail-classification statements confirming his gang membership was 

not critical to the gang expert’s analysis or the prosecution’s success. 

 

14 Mr. Ruiz’s own attorney conceded gang affiliation. See RT 8519 (“To say that Matt Ruiz is not 

involved or associated with a gang, I would be run out of the courtroom if I said that here. It’s 

obvious as he sits there. It just is.”); see also RT 8522 (“my client does have a lot of tattoos. And 

there’s no question that he’s associated with a gang.”). 

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Mr. Ruiz accuses the prosecution’s case of relying on “confused and contradictory 

testimony” from witnesses regarding his identification and claims that “[i]dentifying petitioner as 

a committed Norteño was valuable to the prosecution because it would supplement the 

identification evidence and increase the likelihood that the jury, unsettled by the mass of alarming 

gang evidence, would decide that petitioner intended to kill Sureños for the benefit of the 

Norteños.” Pet. at 12. (emphasis added). His own argument indicates that there was a legion of 

gang evidence against him. Mr. Ruiz has not shown how the inclusion of a jail-classification 

statement would have resulted in a different outcome by the jury despite the remaining gang 

evidence. His membership with the Norteño gang was well-established through other means. 

Because the jail-intake statements constituted a small portion of the gang-related evidence against 

Mr. Ruiz, the state court’s holding that the admission of self-incriminating statements was 

harmless error does not violate the Brecht or Chapman test. See also United States v. Padilla, 387 

F.3d 1087, 1094 (9th Cir. 2004) (harmless error beyond a reasonable doubt when the court is 

satisfied that the jury's verdict would have been the same had inadmissible statement been 

excluded). 

As such, the Court of Appeal did not apply the Chapman test in an objectively

unreasonable manner. The erroneously admitted statements regarding Mr. Ruiz’s gang 

membership did not have a “substantial and injurious effect or influence in determining the jury’s 

verdict,” as required for habeas relief under Brecht. 

D. Admission of Unrelated Firearms Evidence

1. Trial Court Proceedings

During trial, Mr. Ruiz filed a motion in limine to exclude evidence of a firearm found in 

his home as well as evidence of a firearm found during a traffic stop a year prior to the crime. See 

RT 5745–57. Both, he argues, were unrelated to his charged offense. Id. Mr. Ruiz contends that 

the firearm found in his house could not have produced any of the ballistics evidence that was 

recovered from the scene of the shooting, which made the evidence far more prejudicial than 

probative. Id. Regarding the firearm found in the car, Mr. Ruiz argued that it was prejudicially 

cumulative of other evidence associating him with a gang and, therefore, its probative value was 

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low. Id. The prosecution argued that the firearm found in Mr. Ruiz's home was relevant because 

of the possibility that a second firearm was used. Id. 

The court ruled that the evidence of the firearm found in Mr. Ruiz's home was admissible

because the prosecution had made a reasonable showing that a second firearm could have been 

associated with the crimes due to conflicting testimony as to who shot whom—i.e., there could 

have been multiple shooters. As to admitting the photograph of the firearm found in the 2008 

traffic stop, the court found it relevant to establish Mr. Ruiz's gang connections, which was an 

element the prosecution sought to prove. Ruiz, 2015 WL 5725255, at *9–10. 

2. Appellate Court Opinion

The California Court of Appeal recognized that evidence regarding possession of a weapon 

that was not used in the charged crime is irrelevant to the determination of guilt or innocence. Id. 

at 10. However, it may be admissible when it is relevant for other purposes. Id. The Court of 

Appeal viewed the evidence at trial and held that the prosecution created a reasonable inference 

that more than one gun was used.15 There were also discrepancies as to the number of bullet-shell 

casings found at the scene compared to the number of bullets found lodged in the victims’ bodies. 

Id. at 11. The court held that it “may be permissible to admit into evidence weapons found in the 

defendant's possession sometime after the crime that could have been the weapons employed.” Id. 

On this point, the Court of Appeal held that the trial court did not commit error in admitting 

evidence of the firearm found at Mr. Ruiz’s home. Id. 

Regarding the admission of the photograph of the gun found in the 2008 traffic stop, the 

Court of Appeal held that weapons not directly used in the commission of the charged crime 

nonetheless may constitute relevant evidence. The court relied on People v. Smith, 30 Cal. 4th 581

(2003), wherein the defendant challenged the admission of a gun and ammunition belonging to 

him that did not match the description of the murder weapon. 30 Cal.4th at 613. Smith explained 

that the “evidence did not merely show that defendant was the sort of person who carries deadly 

weapons, but it was relevant to his state of mind . . . .” Id. Here, specifically, the 2008 traffic stop 

 

15 “Juan said Ruiz shot him, and Christian said that the person without the hat shot him; in court 

Christian identified [co-defendant] Hernandez as that person.” Ruiz, 2015 WL 5725255, at *11. 

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was admitted to show Mr. Ruiz’s later involvement in a criminal gang in 2009—i.e., that he 

“knew that members of the gang engaged in or have engaged in criminal activity . . . .” Ruiz, 2015 

WL 5725255, at *11. 

The Court of Appeal acknowledged that the trial court has broad discretion to admit or 

exclude evidence, and its decision to do so cannot be disturbed unless it is arbitrary or capricious. 

Id. Because one of the special circumstances charged was Mr. Ruiz’s membership in a criminal 

street gang, the prosecutor had to prove that Mr. Ruiz was an active participant and knew of the 

gang’s past engagements. But the Court of Appeal expressed doubt as to “how [Mr.] Ruiz's 

possession of a gun is circumstantial evidence of his knowledge that members of the gang engage 

in criminal activity.” Id. 

Despite this, the Court of Appeal found the admission of the photograph to be harmless 

error. It held that “gang and gun violence permeated the facts of this case.” Id. at 12. With the 

evidence of Mr. Ruiz’s guilt being overwhelmingly strong due to the physical evidence and 

eyewitness identifications. Id. The court rejected Mr. Ruiz’s argument that the verdicts would 

have been more favorable to him absent this error. Id. 

3. Analysis of Due Process Claim

Mr. Ruiz argues that the evidence of the firearms was more prejudicial than probative and 

constituted impermissible character evidence. Pet. at 13–14. He contends the admission had a 

“substantial and injurious effect” on the jury’s ultimate verdict. Id. at 14 (citing Brecht, 507 U.S. 

at 637). 

The Supreme Court, however, has made “very few rulings regarding the admission of 

evidence as a violation of due process.” Holley v. Yarborough, 568 F.3d 1091, 1101 (9th Cir. 

2009) (citing Williams v. Taylor, 529 U.S. 362, 375 (2000)). “[I]t has not yet made a clear ruling 

that admission of irrelevant or overtly prejudicial evidence constitutes a due process violation 

sufficient to warrant issuance of the writ.” Id.

Mr. Ruiz’s position is that the character evidence of him possessing unrelated firearms was 

so inflammatory that it violated the Due Process Clause. Pet. at 15. The Supreme Court has not 

expressed opinion on when the introduction of propensity evidence would constitute a 

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constitutional violation. Estelle v. McGuire, 502 U.S. 62, 75 n.5 (1991) (“we express no opinion 

on whether a state law would violate the Due Process Clause if it permitted the use of ‘prior 

crimes’ evidence to show propensity to commit a charged crime.”). The lack of Supreme Court 

precedent discussing the constitutionality of propensity evidence, thus, forecloses a finding that 

the Court of Appeal, here, acted objectively unreasonably. See Mejia v. Garcia, 534 F.3d 1036, 

1046 (9th Cir. 2008) (rejecting the argument that impermissible propensity evidence violates 

clearly established due process rights); Garceau v. Woodford, 275 F.3d 769 (9th Cir. 2001) 

(“Supreme Court has never expressly held that it violates due process to admit other crimes 

evidence for the purpose of showing conduct in conformity therewith.”). 

Moreover, regardless of the admission of arguably impermissible character evidence 

relating to unrelated firearms, it did not have a substantial an injurious effect on the verdict 

because of the abundance of inculpatory evidence in the record. As the Court of Appeal

recognized, “[t]he evidence of Mr. Ruiz's guilt was overwhelming.” Ruiz, 2015 WL 5725255, at 

*12. Witnesses identified Mr. Ruiz on numerous accounts with detail; officers found Mr. Ruiz's 

DNA in the glove associated with the shooting; surveillance video from the market confirmed Mr. 

Ruiz's identity, which corroborated with other identifying testimony; and the hat Mr. Ruiz was 

seen wearing in the market video was recovered from a backyard near the scene of the crime. Id. 

Admission of Unconfronted Co-defendant Statements.

4. Trial Court Proceedings

After Mr. Ruiz and his co-defendant, Mr. Hernandez, were arrested, they were transported 

in a police car that recorded their conversation. RT 7819–24. At trial, the prosecution called 

Officer Lynd to testify about the contents of the recorded conversation. Id. Mr. Ruiz objected to 

its admission into evidence on the grounds of speculation—because the recording was inaudible at 

times and Officer Lynd was unable to identify the speaker(s)—and hearsay. Id. The trial court 

overruled the objections and allowed the testimony. Id. As such, the prosecution read the

following to the jury: “I didn't say shit”; “Don't tell anybody. Don't tell your attorney. Don't tell 

anybody”; “hopefully, they don't have enough evidence”; and “hopefully we'll be out in a month 

or two.” Ruiz, 2015 WL 5725255, at *5. 

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5. Appellate Court Opinion

Despite fitting these statements into hearsay exceptions under the California Evidence 

Code, the California Court of Appeal found Officer Lynd’s inability to identify the speaker 

problematic. Id. at 13 (“without knowing who made each statement it cannot be admissible 

against that party declarant.”). The court did not, however, find that the admission of this 

evidence fundamentally unfair to the trial. Id. 

6. Analysis of Confrontation Clause Claim

In his petition, Mr. Ruiz argues that the admission of these statements violated his right to 

confront the witness, as required by the Sixth Amendment. Pet. at 16. Mr. Ruiz’s position is that 

law enforcement “arranged for the two teenage suspects, just arrested, to be together, in custody, 

with a recorder running, obviously in the expectation of obtaining admissions.” Traverse at 12. 

In Crawford v. Washington, 541 U.S. 36 (2004), the Supreme Court held that the 

Confrontation Clause prohibits the admission of testimonial statements unless the defendant has 

the opportunity to cross-examine the declarant. Not all statements made to law enforcement are 

testimonial, however. A statement is nontestimonial if it is “made out-of-court with a primary 

purpose other than prosecutorial use.” See United States v. Solorio, 669 F.3d 943, 953 (9th Cir. 

2012). If it is nontestimonial, “the admissibility of a statement is a concern of state and federal 

rules of evidence, not the Confrontation Clause.” Michigan v. Bryant, 562 U.S. 344, 359 (2011). 

Mr. Ruiz posits that, given the situation he was in, “no objective witness could deny that 

the circumstances were arranged to procure statements to be used at trial.” Traverse at 12. What 

is missing, however, is any solicitation or questioning from the police officer that warranted these 

statements—e.g., an interrogation. See Davis v. Washington, 547 U.S. 813, 822 (2006). Only 

statements that derive from questioning with the primary purpose of establishing or proving past 

events relevant for criminal prosecution are testimonial. Id. But here, nothing about the recorded 

conversation suggests that Mr. Ruiz or Mr. Hernandez had the primary purpose of establishing 

evidence for a later criminal trial. They were speaking to each other presumably without 

expectation of being overheard or recorded by law enforcement. Statements made in such 

circumstances do not implicate the Confrontation Clause. See e.g., United States v. Cazares, 788 

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F.3d 956, 982–83 (9th Cir. 2015) (holding that a conversation between gang members about the 

journey of the murder weapon was not testimonial); United States v. Berrios, 676 F.3d 118, 127–

28 (3d Cir. 2012) (holding that the secretly-recorded conversations of co-perpetrators implicating 

the defendants were nontestimonial); United States v. Dale, 614 F.3d 942, 956 (8th Cir. 2010), 

cert. denied, 131 S. Ct. 1814 (2011) (finding the defendant’s secretly recorded statement to inmate 

was not testimonial because, “had [defendant] known the authorities were listening in, he likely 

would not have admitted to committing [the crimes]”). 

Lastly, even if evidence is admitted in violation of the Confrontation Clause, the error is 

subject to harmless error analysis. See, e.g., Delaware v. Van Arsdall, 475 U.S. 673, 684 (1986); 

Merolillo v. Yates, 663 F.3d 444, 455 (9th Cir. 2011). As with the earlier arguments of 

erroneously admitted evidence made by Mr. Ruiz, under clearly established federal law, such an 

error is harmless where the reviewing court is “able to declare a belief that it was harmless beyond 

a reasonable doubt.” See Chapman, 386 U.S. at 24. If a state court has determined that a 

Confrontation Clause error was harmless under the Chapman standard, then “a federal court may 

not award habeas relief under § 2254 unless the harmlessness determination itself was 

unreasonable.” See Ayala, 135 S. Ct. at 2197–98 (2015) (quoting Fry v. Pliler, 551 U.S. 112, 119 

(2007) ) (emphasis in original); see also Mitchell v. Esparza, 540 U.S. 12, 18 (2003) (“[H]abeas 

relief is appropriate only if the [state court] applied harmless-error review in an ‘objectively 

unreasonable’ manner.”). And if the state court’s harmless determination under Chapman was not 

objectively unreasonable, then it follows that a habeas petitioner necessarily cannot satisfy the 

harmless-error standard for federal habeas review in Brecht, 507 U.S. 619. See Robertson v. 

Pichon, 849 F.3d 1173, 1189 (9th Cir. 2017).

From an objective standpoint, the California Court of Appeal could have reasonably 

concluded that the admission of the co-defendant statements was harmless error under Chapman

because, as discussed in detail above, the prosecution’s evidence was strong. As such, habeas 

relief is unwarranted because the Court of Appeal’s determination was objectively reasonable 

when viewed with the record.

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E. Cumulative Error

Finally, Mr. Ruiz contends that the state court’s rejection of his cumulative error argument 

resulted in a denial of his Sixth Amendment right to a fair trial. Pet. at 17. The California Court 

of Appeal explained that because it “found none of [Mr.] Ruiz's claims of error meritorious and/or 

prejudicial, a cumulative error argument cannot be sustained. No serious errors occurred, which 

whether viewed individually or in combination, could possibly have affected the jury's verdicts.” 

Ruiz, 2015 WL 5725255, at *20. 

“The cumulative effect of multiple errors can violate due process even where no single 

error rises to the level of a constitutional violation or would independently warrant reversal.” 

Ybarra v. McDaniel, 656 F.3d 984, 1001 (9th Cir. 2011) (citing Parle v. Runnels, 505 F.3d 922, 

927 (9th Cir.2007)). As there are imperfections in all trials, the cumulative effect of the errors 

must make the trial and sentencing “fundamentally unfair” to warrant habeas relief. Chambers v. 

Mississippi, 410 U.S. 284, 298 (1973). 

The California Court of Appeal reasonably held that, despite the potential errors, the 

prosecution had overwhelming evidence regarding Mr. Ruiz’s guilt and his affiliation with the 

Norteños gang and his identification as the shooter.

Because there were no federal constitutional errors that accumulated to an unfair trial, Mr. 

Ruiz is not entitled to relief under the cumulative error doctrine.

VI. CONCLUSION

For the foregoing reasons, the petition for writ of habeas corpus is DENIED on the merits. 

The Clerk shall enter judgment and close the file.

IT IS SO ORDERED.

Dated: September 11, 2019

______________________________________

EDWARD M. CHEN

United States District Judge

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