Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_19-cv-01975/USCOURTS-cand-3_19-cv-01975-0/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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STIPULATION AND [PROPOSED] ORDER 

TO VOLUNTARILY DISMISS Case No. 3:19-cv-01975-RS

LEVI & KORSINSKY, LLP

Adam M. Apton (SBN 316506)

Adam C. McCall (SBN 302130)

388 Market Street, Suite 1300

San Francisco, CA 94111

Tel: 415-373-1671 

Fax: 415-484-1294 

Attorneys for Lead Plaintiff Arnold Keijzer and 

Lead Counsel for the Class

[Additional Counsel on Signature Page]

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

IMMANUEL LAKE, Individually and on Behalf 

of All Others Similarly Situated,

Plaintiff,

v. 

ZOGENIX, INC., STEPHEN J. FARR, and 

MICHAEL P. SMITH,

Defendants. 

Case No.: 19-cv-01975-RS 

STIPULATION AND ORDER OF 

VOLUNTARY DISMISSAL UNDER 

FRCP 41 

Case 3:19-cv-01975-RS Document 60 Filed 02/13/20 Page 1 of 3
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STIPULATION AND [PROPOSED] ORDER 

TO VOLUNTARILY DISMISS 1 Case No. 3:19-cv-01975-RS

Lead Plaintiff Arnold Keijzer (“Plaintiff”) and defendants Zogenix, Inc., Stephen J. Farr 

and Michael P. Smith (collectively, “Defendants”), and hereby stipulate as follows:

WHEREAS, this action was filed on April 12, 2019; 

WHEREAS, pursuant to the Private Securities Litigation Reform Act, Arnold Keijzer was 

appointed as Lead Plaintiff, and Levi & Korsinsky LLP was appointed as Lead Plaintiff’s 

Counsel, on July 19, 2019 (Dkt. No. 38);

WHEREAS, Plaintiff filed the First Amended Complaint for Violations of the Federal 

Securities Laws on September 10, 2019 (Dkt. No. 42); 

WHEREAS, Defendants filed a Motion to Dismiss Plaintiff’s Amended Complaint on 

October 4, 2019 (Dkt. No. 47); 

WHEREAS, this Court entered an order Granting in Part and Denying in Part Requests for 

Incorporation by Reference and Dismissing the Complaint with Leave to Amend by February 17, 

2020 (Dkt. No. 57); 

WHEREAS, Plaintiff wishes to dismiss this action pursuant to the terms of this 

Stipulation; 

WHEREAS, no class has been certified in this action, no compensation or consideration 

has been or will be paid to Plaintiff, and no agreements or promises have been made other than 

what is expressly reflected in this Stipulation; 

THEREFORE, the parties hereby stipulate and respectfully request that: 

1. Pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(ii), the Parties jointly

stipulate to the voluntary dismissal of the Action;

2. The Action shall be dismissed with prejudice as to Plaintiff;

3. The Action shall be dismissed without prejudice as to all other putative class

members; 

4. Because the dismissal is with prejudice as to Plaintiff only, and not as to any

members of the putative class, notice of this dismissal is not required; and 

5. Each Party shall be responsible for his, her or its own costs or fees associated with

Case 3:19-cv-01975-RS Document 60 Filed 02/13/20 Page 2 of 3
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STIPULATION AND [PROPOSED] ORDER 

TO VOLUNTARILY DISMISS 2 Case No. 3:19-cv-01975-RS

the Action. 

Dated: February 13, 2020 LEVI & KORSINSKY, LLP

By: s/Adam M. Apton

 Adam M. Apton 

Attorneys for Lead Plaintiff

Arnold Keijzer 

Dated: February 13, 2020 LATHAM & WATKINS, LLP.

By: s/Colleen C. Smith 

 Colleen C. Smith

Attorneys for Defendants Zogenix, Inc., Steven J. 

Farr, and Michael P. Smith 

* * *

Pursuant to Civil Local Rule 5-1(i)(3), all signatories concur in the filing of this 

stipulation. 

Dated: February 13, 2020 

s/Adam M. Apton 

Adam M. Apton 

PURSUANT TO STIPULATION, IT IS SO ORDERED:

Dated: _______________________ 

____________________________________

 The Honorable Richard Seeborg 

United States District Judge

2/13/2020

Case 3:19-cv-01975-RS Document 60 Filed 02/13/20 Page 3 of 3