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Nature of Suit Code: 950
Nature of Suit: Constitutionality of State Statutes
Cause of Action: 

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In the

United States Court of Appeals

For the Seventh Circuit ____________________

No. 17-1141

ASHLEE and RUBY HENDERSON, et al.,

Plaintiffs-Appellees,

v.

KRISTINA BOX, Indiana State Health Commissioner,

Defendant-Appellant.

____________________

Appeal from the United States District Court for the

Southern District of Indiana, Indianapolis Division.

No. 1:15-cv-00220-TWP-MJD — Tanya Walton Pratt, Judge.

____________________

ARGUED MAY 22, 2017 — DECIDED JANUARY 17, 2020

____________________

Before FLAUM, EASTERBROOK, and SYKES, Circuit Judges.

EASTERBROOK, Circuit Judge. The district court issued an 

injunction requiring Indiana to treat children born into female-female marriages as having two female parents, who 

under the injunction must be listed on the birth certificate. 

209 F. Supp. 3d 1059, 1079–80 (S.D. Ind. 2016). Because Indiana lists only two parents on a birth certificate, this effectively prevents the state from treating as a parent the man who 

provided the sperm, while it requires the identification as 

Case: 17-1141 Document: 49 Filed: 01/17/2020 Pages: 10
2 No. 17-1141

parent of one spouse who provided neither sperm nor egg. 

The judge concluded that this approach is required by the 

Due Process and Equal Protection Clauses of the Fourteenth 

Amendment, which as understood in Obergefell v. Hodges,

135 S. Ct. 2584 (2015), oblige governmental bodies to treat 

same-sex couples identically to opposite-sex couples. Because Indiana lists a husband as a biological parent (when a 

child is born during a marriage) even if he did not provide 

sperm, the district judge concluded, it must treat a wife as a 

parent even if she did not provide an egg.

The district court’s understanding of Obergefell has been 

confirmed by Pavan v. Smith, 137 S. Ct. 2075 (2017), which 

holds that same-sex and opposite-sex couples must have the 

same rights with respect to the identification of children’s 

parentage on birth certificates. Pavan held unconstitutional a 

provision of Arkansas’s law that required a birth certificate 

to list as parents the names of the child’s mother and her 

husband.

Plaintiffs in this suit contend that Pavan is equally applicable to them. That Indiana uses a presumption rather than a 

bright-line rule does not change the fact that both states treat 

same-sex and opposite-sex marriages differently when deciding how to identify who is a parent. And even in Arkansas mutual agreement among mother, husband, and “putative father” could lead to a different list of parents on the 

birth certificate. If that did not save Arkansas’s law, the possibility of rebujing the presumption does not save Indiana’s.

The state argues that Obergefell and Pavan do not control. 

In its view, birth certificates in Indiana follow biology rather 

than marital status. The state insists that a wife in an opposite-sex marriage who conceives a child through artificial inCase: 17-1141 Document: 49 Filed: 01/17/2020 Pages: 10
No. 17-1141 3

semination must identify, as the father, not her husband but 

the sperm donor. The plaintiffs do not contend that a regimen using biology rather than marital status to identify parentage violates the federal Constitution, but they submit that 

Indiana’s law is status-based. Thus this appeal depends on 

the resolution of a dispute about the meaning of Indiana 

law. Once we decide who is right about the state’s system, 

the outcome follows from Pavan.

The district court found forbidden discrimination by 

pujing together three of Indiana’s statutes: Ind. Code §§ 31-

9-2-15, 31-9-2-16, and 31-14-7-1. The first of these says:

“Child born in wedlock” ... means a child born to:

(1) a woman; and

(2) a man who is presumed to be the child’s father under IC 

31-14-7-1(1) or IC 31-14-7-1(2) unless the presumption is rebujed.

The second provides:

“Child born out of wedlock” ... means a child who is born to:

(1) a woman; and

(2) a man who is not presumed to be the child’s father under 

IC 31-14-7-1(1) or IC 31-14-7-1(2).

And the third reads:

A man is presumed to be a child’s biological father if:

(1) the:

(A) man and the child’s biological mother are or have 

been married to each other; and

(B) child is born during the marriage or not later than 

three hundred (300) days after the marriage is terminated by death, annulment, or dissolution;

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(2) the:

(A) man and the child’s biological mother ajempted to 

marry each other by a marriage solemnized in apparent compliance with the law, even though the marriage:

(i) is void under IC 31-11-8-2, IC 31-11-8-3, IC 31-

11-8-4, or IC 31-11-8-6; or

(ii) is voidable under IC 31-11-9; and

(B) child is born during the ajempted marriage or not 

later than three hundred (300) days after the ajempted 

marriage is terminated by death, annulment, or dissolution; or

(3) the man undergoes a genetic test that indicates with at 

least a ninety-nine percent (99%) probability that the man is 

the child’s biological father.

The district court treated the presumption in §31-14-7-1(1)(A) 

as the principal problem: a husband is presumed to be a 

child’s biological father, so that both spouses are listed as 

parents on the birth certificate and the child is deemed to be 

born in wedlock. There’s no similar presumption with respect to an all-female married couple—or for that majer an 

all-male married couple. The district court’s injunction, 

which requires both women in a female-female marriage to 

be listed as parents (and treated as having parental rights 

and duties), solves the problem.

Indiana tells us that looking only at the statutory text is 

myopic. It wants us to place substantial weight on something the statutes do not say: How the presumption of male 

parentage in a male-female marriage is overcome. According 

to the state, women who give birth are asked to provide the 

name of the child’s “father”—not of the “husband” but of 

the “father.” And one form (the “birth worksheet”) given to 

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No. 17-1141 5

new mothers indeed calls for this information, though without defining the terms. The state wants us to treat this form, 

rather than §31-14-7-1(1), as the governing rule. 

As the state sees things, “father” means “biological father,” so if a child is a result of in vitro fertilization using 

donated sperm, or of sexual relations outside marriage, then 

the presumption has been overcome and there is no remaining difference between female-male marriages and femalefemale marriages. In either situation the birth mother must 

name as the child’s father the man who provided the sperm, 

and every birth certificate will have one male parent and one 

female parent. To achieve any other result, the state insists, a 

married couple (all-female, all-male, or opposite-sex) must 

use the adoption system. Only following an adoption would 

it be proper to list “Mother #1” and “Mother #2” on a child’s 

birth certificate, as the district judge required. Indiana issues 

an amended birth certificate following adoption, while keeping the original as a record of biological parentage. The state 

then achieves two objectives: identifying biological parentage in the original birth certificate, and identifying legal parentage (and duties) in the second. Trying to do both is not 

discriminatory, Indiana tells us.

The district judge thought the state’s account of mothers’

behavior to be implausible. Some mothers filling in the form 

may think that “husband” and “father” mean the same 

thing. Others may name their husbands for social reasons, 

no majer what the form tells them to do. Indiana contends 

that it is not responsible for private decisions, and that may 

well be so—but it is responsible for the text of Ind. Code §31-

14-7-1(1), which establishes a presumption that applies to 

opposite-sex marriages but not same-sex marriages. OppoCase: 17-1141 Document: 49 Filed: 01/17/2020 Pages: 10
6 No. 17-1141

site-sex couples can have their names on children’s birth certificates without going through adoption; same-sex couples 

cannot. Nothing about the birth worksheet changes that rule.

Indiana insists that the presumption of parenthood in an 

opposite-sex marriage does not have legal consequences. 

Even after a husband’s name is on the birth certificate, the 

state maintains, that does not affect parental rights and duties. A husband does not have any legal rights or duties unless he is the biological father. See Cochran v. Cochran, 717 

N.E.2d 892, 894 (Ind. App. 1999). Yet even a bursting-bubble 

presumption—one that vanishes as soon as it is contested—

has some consequences. Unless the presumption is contested, 

the husband is deemed the father too, with parental rights 

and parental duties, in a way that both women in a femalefemale marriage are not.

One problem with this suit has been the paucity of state 

decisions interpreting the three statutes at issue. Indiana 

Code §§ 31-9-2-15 and 31-9-2-16 have never been the subject 

of litigation, while Ind. Code §31-14-7-1 has rarely been litigated. We have been tempted to certify to the Supreme 

Court of Indiana the question whether the presumption in 

Ind. Code §31-14-7-1 is indeed a bursting bubble and whether the instructions on the birth worksheet should be treated 

as if they had been enacted. But we have decided not to certify, because a few decisions hold that the statutory presumption has real force, and none holds otherwise. For example, Lamey v. Lamey, 689 N.E.2d 1265, 1268 (Ind. App. 

1997), holds that the presumption cannot be overcome after 

a husband dies—something that may happen at any time. 

And Myers v. Myers, 13 N.E.3d 478, 482–83 (Ind. App. 2014), 

holds that only the clearest of evidence can overcome the 

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No. 17-1141 7

presumption if the husband has signed the birth certificate.

Another decision says that this means clear and convincing 

evidence, a long way from a bursting bubble. Richard v. Richard, 812 N.E.2d 222, 228 (Ind. App. 2004).

There’s a deeper problem and a stronger reason not to 

certify: all of the contested statutes were enacted long before 

Obergefell and Pavan. They are products of a time when only 

opposite-sex marriages were recognized in Indiana. There’s 

nothing a court can do to remove from the state’s statute 

books provisions assuming that all marriages are oppositesex. Judges could reduce the weight of a presumption that a 

husband is also a father, but no act of intellectually honest 

interpretation could make that presumption vanish. It would 

not be seemly for us to ask the Supreme Court of Indiana to 

save the state statutes by rewriting them. They are what they 

are. The legislature can rewrite them; the judiciary cannot.

In revising the statutes, a legislature could take account 

of the fact—as the current statutes do not—that both women 

in a same-sex marriage may indeed be biological mothers. 

Indiana asserts an interest in recording biological facts, an 

interest we cannot gainsay. But Indiana’s current statutory 

system fails to acknowledge the possibility that the wife of a 

birth mother also is a biological mother. One set of plaintiffs 

in this suit shows this. Lisa Philips-Stackman is the birth 

mother of L.J.P.-S., but Jackie Philips-Stackman, Lisa’s wife, 

was the egg donor. Thus Jackie is both L.J.P.-S.’s biological 

mother and the spouse of L.J.P.-S.’s birth mother. There is 

also a third biological parent (the sperm donor), but Indiana 

limits to two the number of parents it will record.

We agree with the district court that, after Obergefell and

Pavan, a state cannot presume that a husband is the father of 

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a child born in wedlock, while denying an equivalent presumption to parents in same-sex marriages. Because Ind. 

Code §31-14-7-1(1) does that, its operation was properly enjoined.

Other parts of the district court’s remedy, however, are 

not appropriate. For example, the judge declared that the 

three statutes are invalid in their entireties and forbade their 

operation across the board. Yet some parts of these statutes 

have a proper application. For example, Ind. Code §31-14-7-

1(3) declares that a man is deemed to be a biological father if 

a genetic test shows a 99% or higher probability of 

parenthood. And Ind. Code §31-14-7-1(2), operating in conjunction with Ind. Code §31-9-2-15(2), provides that a child 

is born in wedlock if the parents ajempted to marry each 

other but a technical defect prevented the marriage from being valid. Neither of these provisions even arguably violates 

the Constitution, as understood in Obergefell and Pavan. A

remedy must not be broader than the legal justification for 

its entry, so the order in this suit must be revised.

Some parts of the injunction, like some parts of the district court’s opinion, appear to turn a presumption of parentage into a rule of parentage, so that in a same-sex marriage 

the birth certificate must list “Mother #1” and “Mother #2”

even if, say, the birth mother conceives through sexual relations with a man and freely acknowledges the child’s biological parentage. As we have stated several times, the Fourteenth Amendment does not forbid a state from establishing 

a birth-certificate regimen that uses biology rather than marital status to identify parentage. A state is entitled to separate 

the questions “whose genes does a given child carry?” from 

“what parental rights and duties do spouses have?” The 

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No. 17-1141 9

problem is that Indiana appears to merge these questions 

while specifying that biological heritage wins in the event of 

conflict—that’s the function of §31-14-7-1(3)—yet providing

husbands with a presumption, withheld from wives, that a 

given legal status supports an inference of parenthood. 

There’s no constitutional reason why a presumption that can 

be defeated for men can’t be defeated for women too. This 

means that although the district court was on solid ground 

to enjoin the state “from enforcing Indiana Code §§ 31-9-2-

15, 31-9-2-16, and 31-14-7-1 in a manner that prevents the 

presumption of parenthood to be granted to female, samesex spouses of birth mothers” (209 F. Supp. 3d at 1079), other 

language needs revision.

Finally, some language in the opinion and injunction 

might be understood to suggest that female-female married

couples must be treated differently from male-male couples, 

for whom adoption is the only way to produce “Father #1”

and “Father #2” on a birth certificate. Although the plaintiffs 

in this suit are adult women (and children of both sexes), 

and it would therefore be inappropriate for the court to decide the proper treatment of children born during male-male 

marriages, it would be helpful for the district court to provide expressly that this question is left open for resolution by 

the legislature or in some future suit. It also is important to 

be clear that this litigation does not decide what parental 

rights and duties (if any) biological fathers such as sperm 

donors have with respect to the children of female-female 

marriages. No biological father is a litigant.

Having expressed these concerns, we must be clear what 

need not change. The district court’s order requiring Indiana 

to recognize the children of these plaintiffs as legitimate 

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children, born in wedlock, and to identify both wives in each 

union as parents, is affirmed. The injunction and declaratory 

judgment are affirmed to the extent they provide that the

presumption in Ind. Code §31-14-7-1(1) violates the Constitution. The remainder of the judgment is vacated, and the 

case is remanded for proceedings consistent with this opinion.

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