Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_02-cv-00586/USCOURTS-cand-4_02-cv-00586-1/pdf.json

Nature of Suit Code: 530
Nature of Suit: Prisoner Petitions - Habeas Corpus
Cause of Action: 28:2254 Petition for Writ of Habeas Corpus (State)

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United States District Court

For the Northern District of California

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IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

JIMMY LEE CARTER,

Petitioner,

v.

WILLIAM DUNCAN, Warden,

Respondent. _______________________________________

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No. C 02-0586 SBA (PR)

ORDER DENYING

PETITION FOR WRIT

OF HABEAS CORPUS

INTRODUCTION

This matter is now before the Court for consideration of Petitioner's pro se petition for

writ of habeas corpus under 28 U.S.C. § 2254 concerning his 2000 conviction in Contra Costa

County Superior Court. Warden William Duncan (hereinafter "Respondent") opposes the

petition. For the reasons discussed below, the petition will be DENIED as to all claims.

BACKGROUND

I. Case History

On January 21, 2000, Petitioner was convicted of petty theft with a prior conviction, and

being an ex-felon in possession of a firearm and ammunition. A firearm allegation was also

found to be true, therefore, Petitioner was subject to a one-year gun-use enhancement. He was

sentenced on April 27, 2000 to a term of eight years and four months. He filed a direct appeal,

which was denied by the California Court of Appeal in an unpublished opinion on September

28, 2001. See Resp't B-2. His petition for review to the California Supreme Court was denied

on December 19, 2001. See Resp't C-2.

Petitioner filed the instant federal habeas corpus petition on February 1, 2002

(hereinafter "Orig. Pet.") asserting six claims. On February 15, 2002, the Court dismissed

Petitioner's original petition with leave to amend because it appeared that three of his claims

may not be exhausted. On March 13, 2002, Petitioner filed his first amended petition, in which

he alleged he exhausted all of his claims. On April 25, 2002, the Court dismissed Petitioner's

first amended petition because it contained at least one unexhausted claim and granted

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Petitioner leave to file a second amended petition asserting only his exhausted claims. 

On May 8, 2002, Petitioner filed a second amended petition, asserting two claims: 

(1) that the prosecutor in his state case (hereinafter "Prosecutor") improperly used peremptory

challenges for a discriminatory purpose, in violation of the United States Constitution as set

forth in Batson v. Kentucky, 476 U.S. 79 (1986) (Claim One) and (2) the trial court failed to

excuse a juror for cause, in violation of Petitioner's Sixth Amendment rights (Claim Two). 

Respondent opposes the petition in his Answer and his Memorandum of Points and Authorities

in Support of the Answer to Petition for Writ of Habeas Corpus (hereinafter "Answer"), both

filed on August 8, 2002 (docket nos. 12, 13). Petitioner filed a traverse on September 18, 2002

(hereinafter "Traverse") (docket no. 17 ).

In an Order dated March 20, 2003, the Court reconsidered whether the claims raised in

Petitioner's original petition were exhausted in state court, in light of the Ninth Circuit Court of

Appeals's decision in Peterson v. Lampert, 319 F.3d 1153 (9th Cir. 2003) (en banc). The Court

had previously concluded that three claims in Petitioner's original petition were unexhausted

because he had only cited California cases in support of those claims. In Peterson, the Ninth

Circuit held that citation of state cases applying federal law could be sufficient to fairly present

a federal claim in state court proceedings. 319 F.3d at 1158. The Court consequently found

that the three claims were exhausted in light of Peterson. Therefore, upon finding that Claims

One through Five were fully exhausted and that Claim Six was unexhausted, the Court granted

Petitioner leave to file a third amended petition asserting Claims One through Five from his

original petition (docket no. 25). 

Petitioner filed his third amended petition on April 11, 2003 (docket no. 26). In addition

to the two previous claims that the Court found cognizable, Petitioner asserted the other three

claims from his original petition: (1) that his federal due process rights were violated by a

suggestive photographic lineup (Claim Three) and (2) that insufficient evidence supported the

jury's findings that he possessed a firearm and ammunition (Claims Four and Five). Respondent

also opposes Petitioner's three additional claims in his Amended Answer and his Supplemental

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 In its March 20, 2003 Order, the Court stated that Claim Six was unexhausted. However,

on May 3, 2005, the Court conducted another review of his petition for review to the California

Supreme Court and determined that Petitioner had clearly mentioned a violation of his federal due

process rights to a fair trial with respect to Claim Six. See May 3, 2005 Order at 1-2. Therefore, the

Court found that Petitioner had exhausted his state judicial remedies as to this claim. Id. at 2.

2

 The appellate court incorrectly used the name "Foodsco" for the location of this incident. 

The correct name is "Foods Co."

3

Memorandum of Points and Authorities in Support of the Answer to Petition for Writ of Habeas

Corpus (hereinafter "Suppl. Answer"), both filed on July 9, 2003 (docket nos. 35, 36). 

Petitioner filed a "Traverse and Supplemental Answer to Respondent" (hereinafter "Suppl.

Traverse") on April 23, 2004 (docket no. 43).

In an Order dated May 3, 2005, the Court found that Petitioner fulfilled the exhaustion

requirement as to Claim Six of his original petition -- that the trial court erred in excluding

evidence of third-party culpability in violation of his due process rights.1 Therefore, the Court

ordered Respondent to show cause why the writ should not issue as to Claim Six (docket no.

44).

Respondent filed a Second Amended Answer and a Second Supplemental Memorandum 

(hereinafter "Second Suppl. Answer"), both filed on June 1, 2005 (docket nos. 45, 46). 

Petitioner did not file a traverse, instead, he filed a "Motion to Dismiss" (hereinafter "Second

Suppl. Traverse"), on June 30, 2005 (docket no. 47). The matter has been fully briefed and is

now ready for review on the merits.

II. Facts

The following facts are drawn from the appellate opinion. 

On April 28, 1999, Patricia Turner was working as a checker at the

Foodsco [sic]2 store in Richmond. She saw [Petitioner], dressed in bulky

clothing, enter the store for the second time that day. Turner had seen [Petitioner]

in Foodsco [sic] on several other occasions and remembered that he had a glass

eye and [a] facial scar. She called the manager, Ibrahim Alwareeth, to alert him

to [Petitioner's] presence. 

Alwareeth had seen [Petitioner] two other times in the store and knew him

as someone who shoplifted. He was also aware that [Petitioner] had a glass eye

and [a] facial scar. Alwareeth saw [Petitioner] go to the candy aisle and asked

clerk Herbert Halcrombe to watch him.

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Halcrombe recognized [Petitioner] because he had seen him in the store

five to ten times. He knew that [Petitioner] had a scar on his face and a problem

with his eye. Halcrombe called security after he saw [Petitioner] put something in

his jacket. John Bailey, the security guard, detained [Petitioner] as he left the

store. When Bailey patted [Petitioner's] jacket, [Petitioner] said, "Well, you got

me." 

Bailey took [Petitioner] to the employees' break room and removed eight

or ten large candy bars from [Petitioner's] jacket. Bailey left to get paperwork,

leaving Alwareeth with [Petitioner] in the room. Halcrombe stood outside the

door. [Petitioner] yelled that he had to leave. When Alwareeth refused to let him

go, [Petitioner] pulled a gun from behind his back. [Petitioner] pointed the gun

five inches from Alwareeth's face and yelled, "Get out of my way or I'll give you

this." As [Petitioner] ran from the room, he stuck the gun in Halcrombe's chest

and yelled, "Get out of my way." [Petitioner] then encountered Bailey. He stuck

the gun in Bailey's chest and demanded that he too get out of the way. 

[Petitioner] walked backwards out the store, waiving the gun in the air. Once

outside [Petitioner] jumped on his bicycle and rode away. 

Two days later Alwareeth and a police detective viewed a surveillance

tape from the bank located inside Foodsco [sic]. The videotape showed Bailey

walking with [Petitioner] at which point Alwareeth stated, "That's the guy." 

[Petitioner] was arrested on May 6, 1999. Alwareeth and Turner both identified

[Petitioner] from a photo lineup. 

A search of [Petitioner's] studio apartment revealed 45 rounds of .22

caliber ammunition on the floor of a closet. The closet contained both men and

women's clothing. The detective also found 16 rounds of .308 caliber rifle

ammunition in the living area. 

At the conclusion of the defense case, the court granted [Petitioner's]

motion for acquittal of assault with a firearm. The jury convicted [Petitioner] of

petty theft with a prior conviction and [the gun-use] enhancement, as well as

possession of a firearm and ammunition by a felon. 

The court found that [Petitioner] had suffered a prior strike conviction and

sentenced [Petitioner] to a total prison term commitment [of] eight years, four

months. 

People v. Carter, No. A091231, slip op. at 1-2 (Cal. Ct. App. Sept. 28, 2001) (Resp't Ex. B-2).

DISCUSSION

I. Standard of Review

Under the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), a district

court may grant a petition challenging a state conviction or sentence on the basis of a claim that

was reviewed on the merits in state court only if the state court's adjudication of the claim: "(1)

resulted in a decision that was contrary to, or involved an unreasonable application of, clearly

established federal law, as determined by the Supreme Court of the United States; or (2)

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resulted in a decision that was based on an unreasonable determination of the facts in light of

the evidence presented in the [s]tate court proceeding." 28 U.S.C. § 2254(d). 

"Clearly established federal law, as determined by the Supreme Court of the United

States" refers to "the holdings, as opposed to the dicta, of the [Supreme] Court's decisions as of

the time of the relevant state court decision." Williams (Terry) v. Taylor, 529 U.S. 362, 412

(2000); Lockyer v. Andrade, 538 U.S. 63, 71 (2003); Alvarado v. Hill, 252 F.3d 1066, 1068-69

(9th Cir. 2001). Section 2254(d)(1) "restricts the source of clearly established law to the

[Supreme] Court's jurisprudence." Williams, 529 U.S. at 412.

"Under the 'contrary to' clause, a federal habeas court may grant the writ if the state

court arrives at a conclusion opposite to that reached by the [Supreme] Court on a question of

law or if the state court decides a case differently than the [Supreme] Court has on a set of

materially indistinguishable facts." Id. at 413. "Under the 'unreasonable application' clause, a

federal habeas court may grant the writ if the state court identifies the correct governing legal

principle from [the Supreme] Court's decisions but unreasonably applies that principle to the

facts of the prisoner's case." Id. at 412-13. 

"[A] federal habeas court may not issue the writ simply because that court concludes in

its independent judgment that the relevant [s]tate court decision applied clearly established

federal law erroneously or incorrectly. Rather, that application must also be unreasonable." Id.

at 411. The objectively unreasonable standard is not a clear error standard. See Andrade, 538

U.S. at 63 (rejecting the Ninth Circuit's use of clear error standard in Van Tran v. Lindsey, 212

F.3d 1143 (9th Cir. 2000)). After Andrade, "[t]he writ may not issue simply because, in our

determination, a [s]tate court's application of federal law was erroneous, clearly or otherwise." 

Id. at 75-76. While the 'objectively unreasonable' standard is not self-explanatory, at a

minimum "it denotes a greater degree of deference to the state courts than [the Ninth Circuit]

ha[s] previously afforded them." Id. at 75. 

A federal habeas court may also grant the writ if it concludes that the state court's

adjudication of the claim "resulted in a decision that was based on an unreasonable

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determination of the facts in light of the evidence presented in the state court proceeding." 28

U.S.C. § 2254(d)(2). A district court must presume correct any determination of a factual issue

made by a state court unless the petitioner rebuts the presumption of correctness by clear and

convincing evidence. 28 U.S.C. § 2254(e)(1). This presumption is not altered by the fact that

the finding was made by a state court of appeals, rather than by a state trial court. See Sumner

v. Mata, 449 U.S. 539, 546-47 (1981); see also Bragg v. Galaza, 242 F.3d 1082, 1087 (9th Cir.

2001), amended by 253 F.3d 1150 (9th Cir. 2001). 

Where, as here, the California Supreme Court denies review of Petitioner's claim

without explanation, the Court looks to the last reasoned state court decision in conducting

habeas review. See Shackleford v. Hubbard, 234 F.3d 1072, 1079 (9th Cir. 2000) (citation

omitted), cert. denied, 534 U.S. 944 (2001) (the district court "looks through" the unexplained

California Supreme Court decision to the last reasoned state court decision). In the instant case,

the California Court of Appeal rendered the last reasoned state court decision. 

Habeas relief is warranted only if the constitutional error at issue is structural error or

had a "substantial and injurious effect or influence in determining the jury's verdict." Penry v.

Johnson, 532 U.S. 782, 795 (2001) (quoting Brecht v. Abrahamson, 507 U.S. 619, 638 (1993)). 

Under this standard, habeas petitioners may obtain plenary review of their constitutional claims,

but they are not entitled to habeas relief based on trial error unless they can establish that it

resulted in "actual" prejudice. Brecht, 507 U.S. at 637. 

II. Exhaustion

Prisoners in state custody who wish to challenge collaterally in federal habeas

proceedings either the fact or length of their confinement are required first to exhaust state

judicial remedies, either on direct appeal or through collateral proceedings, by presenting the

highest state court available with a fair opportunity to rule on the merits of each and every claim

they seek to raise in federal court. See 28 U.S.C. § 2254(b), (c); Granberry v. Greer, 481 U.S.

129, 133-34 (1987). It is undisputed that Petitioner exhausted his state court remedies as to the

claims raised in this proceeding. See supra Background, Part I.

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 In evaluating Petitioner's Batson claim, Respondent notes:

[T]he prosecutor did not challenge two blacks who sat on the jury. Nor did he challenge

the two Hispanics who also remained on the jury. RT 595; 722-723. While not

dispositive, a prosecutor's acceptance of black jurors is relevant in determining his intent

in excusing others.

Answer at 9 (citing Palmer v. Estelle, 985 F.2d 456, 458 (9th Cir. 1993)).

4

 For the purposes of this Order, the Court will cite to Petitioner's original petition when

ruling on the merits of his petition. The Court will consider Petitioner's arguments for Claims One

through Six in his original petition, which was reconsidered by the Court in its March 20, 2003 and

May 3, 2005 Orders. See supra Background, Part I. 

5

 The Court notes that the record indicates that "on the day [Lewis] appeared in court for

jury duty he dressed as a woman." Resp't Ex. B-2 at 11. 

7

III. Legal Claims

A. The Batson Standard

1. Background

Petitioner claims that the Prosecutor's reasons for raising peremptory challenges against

four African-American prospective jurors3 was a pretext for race discrimination, in support of

his Equal Protection claim under the Batson standard. Orig. Pet.4 at 8. The four challenged

prospective jurors were: Devona Anderson, an African-American female (hereinafter

"Anderson"), Steven Puckett, an African-American male (hereinafter "Puckett"); Steven

Johnson, an African-American male (hereinafter "Johnson"); and Janice Cooper-Anderson, an

African-American female (hereinafter "Cooper-Anderson"). Id. Petitioner also argues that the

Prosecutor improperly made a peremptory challenge against prospective juror Christopher

Lewis (hereinafter "Lewis"), an African-American described as a "cross dresser/transvestite," 

based on sexual orientation.5 Id.

2. Applicable Federal Law

The Equal Protection Clause of the Constitution forbids challenging potential jurors

solely on account of their race. See Batson, 476 U.S. at 89; see also J.E.B. v. Alabama ex rel.

T.B., 511 U.S. 127, 130 (1994). A party may raise an equal protection claim on behalf of a

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juror regardless of whether the party and the excluded juror share the same race. See Powers v.

Ohio, 499 U.S. 400, 406 (1991).

As part of its Batson analysis, the Supreme Court applies a three-step process for

evaluating claims involving a Prosecutor using peremptory challenges in an allegedly

unconstitutional manner. See Hernandez v. New York, 500 U.S. 352, 358 (1991); Batson, 476

U.S. at 96-97. "First, the defendant must make a prima facie showing that the prosecutor has

exercised peremptory challenges on the basis of race." Hernandez, 500 U.S. at 358. To

establish a prima facie case, Petitioner must show that (1) the prospective juror who was

removed is a member of a cognizable group, (2) the prosecutor exercised a peremptory

challenge to remove the juror, and (3) "the facts and any other relevant circumstances raise an

inference" that the challenge was motivated by race. Cooperwood v. Cambra, 245 F.3d 1042,

1046 (9th Cir. 2001). However, if the trial court ruled on the ultimate question of intentional

discrimination, a federal habeas court does not need to dwell on the first step because "the

preliminary issue of whether the defendant has made a prima facie showing becomes moot." 

Hernandez, 500 U.S. at 359. "Second, if the requisite showing has been made, the burden shifts

to the prosecutor to articulate a race neutral explanation for striking the jurors in question." Id.

at 358-59. The prosecutor cannot meet this burden through "mere general assertions," but must

demonstrate that "permissible racially neutral selection criteria and procedures have produced

the monochromatic result." Batson, 476 U.S. at 94. "Finally, the trial court must determine

whether the Defendant has carried his burden of proving purposeful discrimination." Id. at 98;

see also Hernandez, 500 U.S. at 359; Wade v. Terhune, 202 F.3d 1190, 1195 (9th Cir. 2000).

To fulfill its duty, the trial court must evaluate the prosecutor's proffered reasons and

credibility under the totality of the relevant facts, using all the available tools including its own

observations and the assistance of counsel. See Mitleider v. Hall, 391 F.3d 1039, 1047 (9th Cir.

2004); see also Lewis v. Lewis, 321 F.3d 824, 831 (9th Cir. 2003). The trial court must proceed

to this third step and determine whether there was intentional discrimination, even in the

absence of further request from counsel. United States v. Alanis, 335 F.3d 965, 968 (9th Cir.

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 The Ninth Circuit has opined in dicta that, unlike a trial court, a court of appeal is not in an

ideal position to conduct a step-three evaluation. Lewis, 321 F.3d at 832. But even Lewis

acknowledged that a court of appeal is in a good position to use the trial court's findings and the

evidence on the record to evaluate the support on the record for the prosecutor's reasons and

credibility, and to compare the struck and empaneled jurors. Id.; accord Mitleider, 391 F.3d at 1050

(affording presumption of correctness to state appellate court's finding that prosecutor's proffered

reasons and actual motives for challenging the juror were race-neutral).

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2003).

In evaluating the prosecutor's explanation of race neutrality, proof of discriminatory

intent or purpose, and not merely disproportionate impact, is required to show a violation of the

Equal Protection Clause. See Hernandez, 500 U.S. at 355-62 (no discriminatory intent where

Latino jurors dismissed because of possible difficulty in accepting translator's rendition of

Spanish language testimony). In addition, the findings of the trial court on the issue of

discriminatory intent are entitled to "great deference" because "evaluation of the prosecutor's

state of mind based on demeanor and credibility lies peculiarly within a trial judge's province." 

Id. at 364-65 (quoting Wainwright v. Witt, 469 U.S. 412, 428 (1985)). Therefore, the trial

court's conclusion is not to be reversed unless it is found to be "clearly erroneous." Hernandez,

500 U.S. at 369.

The findings of the trial court on the issue of discriminatory intent are findings of fact

entitled to the presumption of correctness in federal habeas review. See Purkett v. Elem, 514

U.S. 765, 769 (1995). So are the findings of the appellate court.6 See Kesser v. Cambra, 392

F.3d 327, 341 (9th Cir. 2004) ("That a state appeal court, as opposed to a state trial court, makes

the pertinent factual finding does not alter § 2254(e)(1)'s presumption of correctness or a

petitioner's burden of proof."); see also Williams v. Rhoades, 354 F.3d 1101, 1108 (9th Cir.

2004). But a federal district court is not bound by any state court fact findings when such

findings are either unsupported in the record or refuted by it. See Johnson v. Vasquez, 3 F.3d

1327, 1331 (9th Cir. 1993) (reversing and remanding denial of writ because there was

insufficient support in record that black juror was removed for other than racial reasons), cert.

denied, 511 U.S. 1085 (1994); see, e.g., McClain v. Prunty, 217 F.3d 1209, 1221-23 (9th Cir.

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 In People v. Wheeler, 22 Cal. 3d 258 (1978), the California Supreme Court established a

procedure and an evidentiary burden for raising a racial discrimination claim, which are comparable

to those later adopted in Batson. Compare Wheeler, 22 Cal. 3d at 280, with Batson, 476 U.S. at 96. 

The Ninth Circuit has held that "a Wheeler motion is the procedural equivalent of a Batson

challenge in California." Paulino v. Castro, 371 F.3d 1084, 1088 (2004). Although the requirements

for establishing a prima facie case of discrimination differ between Wheeler and Batson, the two

cases are the same for purposes of habeas analysis under the AEDPA when the prima facie case

requirement is not at issue. See Collins v. Rice, 348 F.3d 1082, 1086 (9th Cir. 2003).

In the instant case, Petitioner's defense counsel (hereinafter "Defense Counsel") brought

several motions under Wheeler, claiming that the Prosecutor had impermissibly exhibited racial 

discrimination in the exercise of his peremptory challenges. The trial court ruled on the ultimate

question of intentional discrimination as to each of Petitioner's racial discrimination claims,

therefore, the prima facie requirement was not at issue in any of these claims. See infra Parts

III.A.3a-d. Accordingly, the Court will refer to Petitioner's racial discrimination claims as Batson

claims and Defense Counsel's Wheeler motions as Batson motions because both are the same for the

purposes of the Court's habeas analysis. See Collins, 348 F.3d at 1086. The Court will analyze each

of Petitioner's Batson claims by determining whether Petitioner has or has not rebutted the

presumption of correctness afforded to the trial court's rulings on "the ultimate question of

intentional discrimination." See Hernandez, 500 U.S. at 359.

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2000) (trial court's decision that defendant did not meet his burden of proving intentional

discrimination was based on an unreasonable determination of the facts in light of evidence at

trial that showed the prosecutor's stated reasons for striking jurors were factually wrong,

pretextual, or nonsensical).

3. Analysis

The appellate court reviewed Petitioner's "Wheeler/Batson"7 claim in an unpublished

opinion. According to the appellate court:

[Petitioner] made two motions challenging the prosecutor's use of peremptory

challenges to excuse African-American jurors. The first motion was made after

the prosecutor had excused four African-American jurors. The court concluded

there was a prima facie showing the challenges were based on race. After hearing

the prosecutor's explanations and defense counsel's responses, the court was

persuaded that the prosecutor had not acted because of racial bias. [Petitioner's]

second motion occurred after the prosecutor excused an African-American juror

who was also described by the court as a "cross dresser" and "transvestite." The

court again determined that the prosecutor had not challenged the juror because of

his race and further that cross dressers or transvestites are not a cognizable group. 

[Petitioner's] actual jury included two African-Americans. [Petitioner] now

contends the trial court erred in denying his motions, additionally claiming on

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appeal that Lewis was excused because of his sexual orientation. 

Resp't Ex. B-2 at 3. The appellate court noted that in denying Petitioner's motion the trial court:

. . . expressed its concern that "it just so happens that all of the African-Americans

go off this jury because they're not supervisors, or they work for the postal

service." The court took the matter under submission, telling the prosecutor:

"What I'm concerned about is if you set up criteria, [], which on its face [appears]

to be race neutral -- you want people who have experience with making decisions

on their job, supervisors preferably -- and that seems to be on its face a very

acceptable way to select a jury, no question about it . . . .["]

. . . .

"You certainly put forward race-neutral reasons for excusing these people.

. . . But I'm concerned about the fact that an experienced prosecutor can always

come up with a number of reasons that on their face appear to be race-neutral, but

underlying it all, there is a desire to get rid of African-Americans. That happens." 

The next day the court again expressed its concern that four of the

prosecutor's eight challenges were used against African-American jurors.

However, the court advised that it had analyzed the prosecutor's reasons and

concluded, "I have a hard time not accepting those reasons." 

Id. at 4-5. In analyzing the trial court's ruling, the appellate court stated:

The record here amply supports a sincere and reasoned effort by the

[trial] court to determine whether the justifications offered by the prosecutor

were genuine. After hearing arguments the court then took the matter under

submission. The next day, after having done further research, the court advised

counsel that it understood "under the Wheeler case, trial courts have the

obligation to explore and determine the real motives and reasons behind the

prosecutor's peremptory challenges after [the] motion has been made." The court

asked additional questions regarding the prosecutor's challenges and listened

thoughtfully to defense counsel's responsive arguments. As to each of the first

four challenged jurors, the [trial] court discussed its reasons for accepting the

truthfulness of the prosecutor's justifications. 

Id. at 10. Therefore, the appellate court rejected Petitioner's claims upon finding that: (1) the

reasons given by the Prosecutor for challenging prospective jurors Anderson, Pukett, CooperAnderson and Johnson were "plausible" and "substantial evidence support[ed] the court's

determination that the prosecutor did not act with discriminatory intent," and (2) substantial

evidence supported the determination that the Prosecutor's challenge of prospective juror Lewis

was not based on race because "substantial evidence supports that determination," furthermore,

"[n]o case has yet recognized cross-dressers as a cognizable group." Id. at 10-11.

The appellate court found no error in the trial court's decision to deny Petitioner's Batson

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motions. A review of the proffered justifications for the peremptory challenges against the

challenged jurors establishes that the appellate court's determination of Petitioner's Batson claim

was not contrary to, or an unreasonable application of, federal law. See 28 U.S.C. § 2254(d). 

a. Prospective Juror Anderson

Petitioner argues that the Prosecutor's explanation for using a peremptory strike on

prospective juror Anderson was a pretext for racial discrimination. Orig. Pet. at 8. 

As part of Petitioner's Batson motion, the trial court applied the three-step process as set

out in Batson. In order to establish a prima facie case, the trial court found that: (1) prospective

juror Anderson was an African-American and, therefore, from a cognizable group; (2) the

Prosecutor used his peremptory strike against Anderson; and (3) Petitioner had established that

the relevant facts gave rise to an inference of discriminatory purpose that the challenge was

motivated by race. See Cooperwood, 245 F.3d at 1047-48 (quoting Batson, 476 U.S. at 96); see

J.E.B., 511 U.S. at 144-45. The trial court requested the Prosecutor to come forward with an

explanation for the challenge, the second step of the Batson challenge.

The prosecutor explained his reasons for excusing Anderson as follows:

She's been at her job for two months, indicated to the court that she had a

financial hardship. She just started this job, did not want to be here, was very

concerned about her new job. She's single, does not have a stake in the

community. She still lives with her parents who still give her financial support. 

She's not financially independent in and of herself. I believe a good thoughtful

juror in this case at her age would be someone who is in a supervisory position,

working to, at least, where they can support in [sic] themselves. And I'm also

very concerned about her worries about financial hardship, just starting a new

job.

RT 343.

The Prosecutor also noted that after he excused Anderson, she appeared to be

relieved and said, "thank you." RT 343. The Prosecutor explained that a juror "may

take it out" on the prosecution when serving on a jury causes financial hardship, because 

the prosecution is responsible for bringing the case. RT 344.

The appellate court noted that the trial court addressed the Prosecutor's reasons

for challenging Anderson:

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Regarding Anderson, the court addressed the prosecutor's concern as to

her financial hardship and that she was living with her parents. The court

stated it would not second-guess the prosecutor's belief that someone

Anderson's age should be "out on their own" and added its observation

that Anderson was "quite relieved and very happy" when she was excused. 

Resp't Ex. B-2 at 5.

Upon considering the Prosecutor's challenge to Anderson, the trial court completed the

third step of the Batson analysis by finding that the reasons given by the Prosecutor were "race

neutral."

In affirming the trial court's denial of Petitioner's Batson motion regarding prospective

juror Anderson, the appellate court found that the reasons given by the Prosecutor were race

neutral. The appellate court found that "substantial evidence support[ed] the court's

determination that the prosecutor did not act with discriminatory intent as to [Anderson]." 

Resp't Ex. B-2 at 10.

The Court's review of the record confirms that the state courts' determination of

Petitioner's Batson claim involving prospective juror Anderson was not contrary to, or an

unreasonable application of, federal law. See 28 U.S.C. § 2254(d). The findings of the trial and

appellate court on the issue of discriminatory intent are findings of fact entitled to the

presumption of correctness in federal habeas review. See Purkett, 514 U.S. 765 at 769;

Williams, 354 F.3d at 1108 (affording presumption of correctness to state appellate court's

finding that trial court's unclear/ambiguous ruling was proper application of third Batson step). 

Petitioner has not provided any support to rebut the state courts' conclusion that his Batson

claim as to prospective juror Anderson lacks merit. See Burks v. Borg, 27 F.3d 1424, 1429 (9th

Cir. 1994). Taken at face value, the Prosecutor's reasons did not appear to be a pretext for racial

discrimination because his stated reason suggests that he believed the impact of Anderson's

financial hardships and reluctance in serving on a jury might lead her to be prejudiced against

the prosecution. See United States v. Echavarria-Olarte, 904 F.2d 1391, 1395 (9th Cir. 1990)

(not improper to excuse juror for financial hardship); see also Burks, 27 F.3d at 1426 (not

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improper to dismiss juror based on reluctance to serve).

The Court finds that the appellate court reasonably concluded that the Prosecutor's

peremptory challenge against Anderson was devoid of impermissible discriminatory motive. 

Accordingly, Petitioner is not entitled to habeas relief as to his claim of the Prosecutor's

illegal use of a peremptory challenge against prospective juror Anderson.

b. Prospective Jurors Puckett and Johnson

Petitioner further argues that the Prosecutor's race-neutral reason for using a peremptory

challenge was a pretext for discriminatory intent as to both prospective jurors Puckett and

Johnson. Orig. Pet. at 8.

The Court finds that the record also supports a finding that the Prosecutor's reasons for

challenging Puckett and Johnson were race-neutral and not pretextual. To establish a prima

facie case, the trial court found: (1) prospective jurors Puckett and Johnson were of AfricanAmerican ancestry and were, therefore, from a cognizable group; (2) the Prosecutor used his

peremptory strike to remove them; and (3) Petitioner had established that the relevant facts gave

rise to an inference of discriminatory purpose that both challenges were motivated by race. See

Cooperwood, 245 F.3d at 1047-48 (quoting Batson, 476 U.S. at 96); see also J.E.B., 511 U.S. at

144-45. The court requested that the Prosecutor come forward with explanations for both

challenges. As for prospective juror Puckett, the prosecutor stated:

[N]umber one, he works for the post office. As a matter of course, I do not like

employees from the United States Post Office sitting on my juries. I know it's

odd. We all have our weird quirks. Or letter carriers from the United States Post

Office. It's a job that is not a supervisory position. It's [a] job of just delivering

letters. There's a lot of stuff in the press about disgruntled postal workers. I

found through my experience as a district attorney in this county that often times

they are disgruntled, do not get along with other jurors. [¶] In addition, I asked

the court to specifically question him to some of the confusing things that were

on his yellow sheet that he had. He indicated he was in law enforcement. He

was in the military. When asked in open court, before we asked him that

question if he had any friends or family members, he did not readily volunteer

that he had been an officer, so to speak, in law enforcement in the military. That

concerned me because it shows an indication that he has some -- I don't know if

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 Puckett stated that he had once been empaneled on a jury, but that the defendant "didn't

think he'd get a fair shake" and "cop[ped] a plea." RT 249. When asked if he had any friends or

relatives in law enforcement, Puckett stated: "Not really. I have, like, a nephew I never see. He's a

detective. And another nephew's a sheriff, and his wife's a sheriff. But I never see them." RT 250.

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it's a bitterness. But there's something about law enforcement8

 that I read him as

not liking. [¶] When the court asked him if he had any family members in law

enforcement, he briefly -- he first said no. Then he briefly told us he had

nephews and made it very clear to the court that he never talks to his own

nephews who are in law enforcement. That concerns me: either he's lying or he

doesn't talk to them because they are in law enforcement. [¶] Furthermore,

when the court asked him point blank about his law enforcement experience, he

said, "I never wanted to be a police officer," or something to that effect, in a

manner that troubles me, that he has some sort of disdain for police officers as a

profession. [¶] In addition, we asked him of his prior jury services, and he

indicated that it resulted in a change of plea. The courts tried to engage him in

some candor about that, and he said -- I quote -- the defendant didn't feel that he

got a fair shake. Not that the defendant was guilty, but he said . . . the defendant

felt he did not get a fair shake. That concerns me because it indicates somebody

who sympathizes with the defendant, puts himself in the defendant's shoes, and I

think that's a valid reason to kick anybody off, regardless of his race. It is

something that does concern me, and those are all borne out by the record. 

Answer at 10 (citing RT 344-346) (footnote renumbered). 

The Prosecutor explained his reasons for excusing prospective juror Johnson as follows:

Again, he's a United States UPS supervisor. I do not like post office employees,

and that usual[ly] extends to UPS as well. I don't care what color they are, what

race they are, it's personal preference. Just like many D.A.'s don't like teachers

or don't like engineers. And there are many of us who also don't like people who

work for the Post Office. [¶] In addition, what further troubled me is when we

talked about the prior jury service, he served on a prior jury on a D.U.I. and told

the court that he had been on a hung jury. Obviously, that is the reason we ask

those questions is because it's something attorneys look at when trying to base a

decision on whether to keep somebody or not. The fact that they were on a jury

who was unable to reach a decision indicates either Mr. Johnson could not get

along with somebody else, somebody else couldn't get along with Mr. Johnson

and they did not come to a verdict. That's why we ask these questions. We don't

ask them if it's a not guilty, but we ask them about hung juries mainly because

attorneys like to know if they have a decision-maker sitting there, or they have

somebody who didn't make a decision. 

RT 346-347.

The appellate court noted that the trial court addressed the Prosecutor's reasons for

challenging Puckett and Johnson:

As to Puckett, the court stated, "I was concerned at first when Mr. Puckett

was excused. He did not appear to me to have any serious defects as a juror. He

seemed to be a fairly middle-class individual, working individual, responsible

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individual in the community. But [the prosecutor] has pointed out that he has. . .

a bias against people working in the post office, as far as sitting as jurors." The

court had earlier advised counsel that it found no law preventing attorneys from

excluding members of certain professions. The court expressed reservation as to

the prosecutor's concern about Puckett's lack of supervisory experience, noting

that the majority of jurors are probably not supervisors. However, the court

agreed with the prosecutor that Puckett had not been forthcoming about his own

background in law enforcement with the military. The court stated, "I got the

feeling in reviewing and thinking about what he said that he was a little bit

ashamed to have been associated with law enforcement. Rightly or wrongly. I

would, as a prosecuting attorney, be a little bit concerned about somebody who

was ashamed of their training." The court also noted that the prosecutor found

"significant" Puckett's remarks about his earlier jury service and concluded that

the reasons given by the prosecutor for excluding Puckett were race-neutral.

. . . .

As to Johnson, the court stated that it was "very troubled" by the

prosecutor's use of a peremptory challenge. However, the court concluded that

"the law supports you to one extent," citing People v. Turner (1994) 8 Cal.4th

137, 170, in which the Supreme Court determined that a juror's experience of

sitting on a hung jury "constitutes a legitimate concern for the prosecution, which

seeks a jury that can reach a unanimous verdict."

 Resp't Ex. B-2 at 5-6.

Petitioner argues that the Prosecutor's challenges to Puckett and Johnson based on their

employment was not valid. The appellate court noted that Petitioner cited "no controlling case

authority prohibiting prosecutors from exercising a peremptory challenge based on a panel

member's employment status." Id. at 9. In finding that Petitioner's argument lacked merit, the

appellate court stated:

[Petitioner] neglects to include the [trial] court's conclusion: "Notwithstanding

what we have stated, we find that the prosecuting attorney's reasons . . . constitute

a racially neutral explanation. . . ." (Ibid.) We also observe that neither Puckett

nor Johnson was challenged solely because of their employment. The court

agreed with the prosecutor that Puckett had not been forthcoming about his law

enforcement background, suggesting some reservation about that experience. As

to Johnson, the [trial] court, relying on People v. Turner, supra, 8 Cal.4th at page

170, properly noted that Johnson's previous experience on a hung jury was a valid

basis for his excusal.

Id. Therefore, the appellate court rejected Petitioner's Batson claims as to prospective jurors

Puckett and Johnson. The appellate court found that there was sufficient evidence on the record

to support the trial court's ruling that the Prosecutor's challenges as to Puckett and Johnson were

not based on their race, but on other race-neutral considerations. Id. at 10.

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 The appellate court noted that Petitioner also argued that prospective juror Johnson was

"challenged in part because he served on a hung jury, yet the prosecutor did not challenge a white

juror who served on a hung jury." Resp't Ex. B-2 at 9-10. For reasons stated infra, the Court finds

that the appellate court's decision to decline Petitioner's invitation to compare responses by AfricanAmerican jurors with non-African American jurors was not contrary to or an unreasonable

interpretation of Supreme Court law. See infra Discussion, Part III.A.3.c.

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The Court finds that the appellate court's determination -- that the trial court did not

abuse its discretion in denying Petitioner's Batson motions regarding prospective jurors Puckett

and Johnson -- was not contrary to, or an unreasonable application of, clearly established

federal law. See LaJoie, 217 F.3d at 669 n.7. The findings of the trial and appellate court on

the issue of discriminatory intent are findings of fact entitled to the presumption of correctness

in federal habeas review. See Purkett, 514 U.S. 765 at 769; Williams, 354 F.3d at 1108. 

Petitioner has not provided any support to rebut the appellate court's findings. See Burks, 27

F.3d at 1429. Taken at face value, the Prosecutor's reasons did not appear to be mere proxies

for racial discrimination because his stated reasons of challenging Puckett and Johnson were

race neutral. See id. The Prosecutor's explanation need not be persuasive, or even plausible;

unless a discriminatory intent is inherent in the Prosecutor's explanation, the reason offered will

be deemed race neutral. See United States v. Romero-Reyna, 889 F.2d 559, 560-61 (5th Cir.

1989) (upholding peremptory strike based upon counsel systematically striking all potential

jurors whose occupations began with the letter "P"); United States v. Ruiz, 894 F.2d 501, 506

(2d Cir. 1990) (upholding peremptory challenge based on prior service on hung jury). Because

it was determined that the Prosecutor's explanation was based on something other than the races

of Puckett and Johnson, the appellate court was satisfied with the Prosecutor's stated reasons

and affirmed the trial court's denial of Petitioner's Batson motions. The Court's review of the

record confirms that the trial and appellate courts' determination of Petitioner's claim was not

contrary to, or an unreasonable application of, federal law. See 28 U.S.C. § 2254(d). 

Accordingly, Petitioner is not entitled to habeas relief as to his claim of the Prosecutor's

illegal use of a peremptory challenge against prospective jurors Puckett and Johnson.9

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10 In ruling on the merits of his claims, the Court will also consider "Exhibit 1" attached to 

Petitioner's second amended petition, which includes his petition for review to the California

Supreme Court. Petitioner has attached pages from his petition of review with his original petition

and his second amended petition. In his third amended petition, Petitioner makes reference to his

"arguments [and] briefs submitted to the state court." Therefore, the Court will incorporate

Petitioner's arguments in his petition for review in his federal petition. The Court notes that the

petition for review attached to the second amended petition has incorrect page numbers handwritten

on it. Therefore, for clarity purposes, the Court will cite to the arguments in his petition for review

as "Pet'r Ex. 1" and use the correct page numbers reflected on the clean copy of Petitioner's petition

for review, which was lodged as an exhibit by Respondent. See Resp't Ex. C-1.

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c. Prospective Juror Cooper-Anderson

Petitioner also argues that he is entitled to habeas relief because the Prosecutor's

peremptory challenge against prospective juror Cooper-Anderson was not devoid of

impermissible discriminatory motive. Pet'r Ex. 110 at 14-15.

The trial court applied the three-step process as set out in Batson. In establishing the

first step of Batson, where Petitioner must make a prima facie showing that the prosecutor has

exercised peremptory challenges on the basis of race, the trial court found: (1) prospective juror

Cooper-Anderson was an African-American and, therefore, from a cognizable group; (2) the

Prosecutor used his peremptory strike against Cooper-Anderson; and (3) Petitioner had

established that the relevant facts gave rise to an inference of discriminatory purpose that the

challenge was motivated by race. See Cooperwood, 245 F.3d at 1047-48 (quoting Batson, 476

U.S. at 96); see J.E.B., 511 U.S. at 144-45. The trial court then requested the Prosecutor to

come forward with an explanation for the challenge, the second step of the Batson analysis. 

The Prosecutor explained his reasons for excusing prospective juror Cooper-Anderson as

follows:

As to Ms. Janice Cooper-Anderson. This one surprised me. And Mr. Najera

[defense counsel] surprises me. We actually discussed her before we even did

this. But the court will recall that she indicated that she shops at Foods Co. one to

three times a month. The very same Foods Co. where this occurred. Now I

personally like to have people that are not familiar with the crime scene when I do

a case. It's a personal preference. I find that there [sic] are more receptive to

listening to witnesses and basing their decision based on witnesses' testimony not

what they believe. [¶] Second, as I told Mr. Najera -- who I believe may have

bumped her if I did not -- I was concerned because there's always a potential

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when I start calling witnesses in here that she may not recognize somebody's

name but she will recognize that witness. When you go into [a] retail store, there

is an issue. I've gone in before and there's some employees that I can't stand and

there are some that I like. Some I've had bad experiences with; others I have not. 

My concern is that some of those emotions or feelings could come out in this

case. So based on her close ties to Foods Co., I did not want to take the chance of

any improper decisions unfavorable to the People being used by Ms. Anderson. 

Again, a perfectly rational, valid reason to kick somebody. 

RT 346.

The trial court then conducted the third step of the Batson analysis and evaluated the

Prosecutor's proffered reasons for excusing prospective juror Cooper-Anderson before finding

that there was no purposeful discrimination. RT 370, 378.

Petitioner argues that the trial court erred in its application of the third requirement of

the Batson standard by failing to use comparative analysis in reviewing the Prosecutor's reasons

for excusing Cooper-Anderson. Pet'r Ex. 1 at 14-15. The appellate court stated:

[Petitioner] notes that Cooper-Anderson was challenged because she shops at

Foodsco [sic] one to three times a month, but Jamal Saleh, a non-African

American juror who shops at the same store, was not challenged.

Resp't Ex. B-2 at 9. 

In rejecting Petitioner's argument, the appellate court stated:

Our Supreme Court has stated: "[A]n appellate court will not reassess good faith

by conducting its own comparative juror analysis. Such an approach would

undermine the trial court's credibility determinations and would discount '"the

variety of [subjective] factors and considerations,"' including 'prospective jurors'

body language or manner of answering questions,' which legitimately inform a

trial lawyers's [sic] decision to exercise peremptory challenges. [Citations.]" 

(People v. Montiel (1993) 5 Cal.4th 877, 909.) The responses of prospective

Juror Jamal Saleh are an example of the "variety of factors and considerations"

informing the prosecutor's decision and why a comparative juror analysis can be

unduly narrow. Saleh also shops at Foodsco [sic]. However, the father of Saleh's

best friend was a Richmond police officer and Saleh works at his family-owned

store where shoplifting is a constant problem. Saleh was excluded by the defense.

Id. at 10.

Comparative analysis is a "well established tool" for detecting the third step of the

Batson analysis, i.e., "whether the opponent of the strike has proved purposeful discrimination."

Batson, 476 U.S. at 98; Purkett, 514 U.S. at 767. It involves a comparison between the

responses, given by the prospective jurors who were struck and those who were not struck, to

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determine whether the prosecutor's motive was discriminatory in nature. While the Supreme

Court is silent on this issue, the Ninth Circuit has utilized comparative analysis in habeas

petitions originating from California state courts. See United States v. Chinchilla, 874 F.2d

695, 698-99 (9th Cir. 1989); Burks, 27 F.3d at 1427; McClain, 217 F.3d 1209. The California

Supreme Court, however, has explicitly rejected the use of comparative analysis, stating that

"an appellate court will not reassess good faith by conducting its own comparative juror

analysis." People v. Montiel, 5 Cal. 4th 877, 909 (1993). In a more recent decision endorsing

the use of comparative analysis, the Ninth Circuit did not specifically address the California

Supreme Court's disavowal of comparative analysis. See McClain, 217 F.3d at 1220-22. 

The Court recognizes a conflict between the practice of the California Supreme Court

and the Ninth Circuit on the issue of comparative analysis. Compare Chinchilla, 874 F.2d at

698-99, with People v. Johnson, 47 Cal. 3d 1194 (1989); see also Burks, 27 F.3d at 1427. 

However, the Ninth Circuit has acknowledged that the Supreme Court is silent on the issue of

comparative analysis. See Burks, 27 F.3d at 1427 ("The U.S. Supreme Court has not yet ruled

on the role of comparative analysis, so no one is quite sure whether our circuit or the California

Supreme Court is right."). Additionally, this Court is unable to reverse a state court decision

merely because that decision conflicts with Ninth Circuit precedent on a federal constitutional

issue. See Duhaime v. Ducharme, 200 F.3d 597, 600 (9th Cir. 2000). 

Even if it appears that the law in the Ninth Circuit is to allow the use of comparative

analysis, it does not "diminish the deference we must give to findings properly made by a trial

court." See Batson, 476 U.S. at 98 (a reviewing court ordinarily should give the trial court's

findings great deference in the context of deciding, at the final step of the analysis, whether the

defendant has established purposeful discrimination); Kesser v. Cambra, 392 F.3d 327, 343-44

(9th Cir. 2004) (declining to undertake, or direct the district court to undertake, a comparative

juror analysis, when a record supporting a comparative juror analysis had not been developed in

the state court proceeding).

While Federal courts consider comparative analysis a useful tool for analyzing

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peremptory strikes under federal law, it is not mandatory. Therefore, the Court finds that the

appellate court's decision -- to decline Petitioner's invitation to compare responses given by

Cooper-Anderson with the responses given by a non-African American juror -- is not contrary

to, or an unreasonable application of, clearly established federal law. See 28 U.S.C. § 2254(d).

Accordingly, Petitioner is not entitled to habeas relief as to his Batson claim involving

prospective juror Cooper-Anderson.

d. Prospective Juror Lewis

The appellate court explains the background facts that led to Petitioner's Batson motion

involving prospective juror Lewis:

. . . . voir dire continued and the prosecutor excused another AfricanAmerican juror, Christopher Lewis. Defendant renewed his Wheeler motion. 

During questioning by the court and attorneys, Lewis explained that he works as a

cosmetologist at a beauty salon as an independent contractor and supervises no

other employees. In chambers, the court described Lewis as a man dressed as a

woman. 

The court asked the prosecutor to explain his reasons for challenging

Lewis.

Resp't Ex. B-2 at 6. 

Based on this background outlined by the appellate court, it is evident that the trial court

applied the three-step process as set out in Batson. To establish a prima facie case, the trial court

expressly found: (1) prospective juror Lewis was an African-American and, therefore, from a

cognizable group; (2) the Prosecutor used his peremptory strike against Lewis and (3) Petitioner

had established that the relevant facts gave rise to an inference of discriminatory purpose that the

challenge was motivated by race. See Cooperwood, 245 F.3d at 1047-48 (quoting Batson, 476

U.S. at 96); see J.E.B., 511 U.S. at 144-45. The trial court then requested the Prosecutor to come

forward with an explanation for the challenge, the second step of the Batson analysis. The

prosecutor explained his reasons for dismissing Lewis as follows:

I believe that people who are either transexuals [sic] or transvestites -- I don't

know what the proper term is -- traditionally are more liberal-minded thinking

people, tend to associate more with the defendants because, obviously, they have

been either ridiculed before or are feeling in a position of being in a microscope

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all the time and are outcasts which lends themselves to associating more with the

defendant. [¶] And you know, it's the same reason that a lot of D.A.'s -- me not

being one of them -- exclude teachers because . . . teachers tend to be more

liberal-minded thinking people. I do believe that cross-dressers are definitely

more liberal-minded thinking people and tend to be more anti-government,

which in that case would be myself. [¶] In addition, as I've told the court

yesterday, I am trying to pick a jury of people who have a stake in the

community and are in supervisory positions, are familiar with that type of

organization or jobs, and all the jobs on the people of the jury right now do

reflect that. Some sort of something more than just your ordinary job. I mean,

some kind of job where they have to make important decisions day in and day

out. [¶] Mr. or Ms. Lewis was self-employed. She originally said cosmetology. 

I asked the court to expand on that because I needed more information. The

court did. He or she indicated that -- I'm going to refer to her as "she" because I

believe she was holding herself out to be that today. She worked in a booth, in a

store that was not owned by her. She rented out a booth. She had no employees

underneath her. Nobody over her. Essentially she worked for herself cutting

hair and doing nails. [¶] I believe it [sic] to be a good, fair juror and to work

with the other jurors in a deliberation process it is an important factor that your

job duties not only include some sort of decision making but that you're also

exposed to either somebody telling you what to do, so you have to take

instructions and you're used to working with people or that you have to work

with people by directing other people what to do. There's some open lines of

communication that are need[ed] in deliberations. When you work alone in a

booth with nobody responsible to you, I believe that you don't have that same life

experience that I'm looking for as a juror. [¶] In addition, she's single. No

children. I believe that's probably explained by the cross-dressing status of Miss

Lewis. But again, there's no relationship, a marriage relationship where there's

been give and take. There's no children that she's been responsible for. There

has to be some give and take which is necessary in jury deliberation. She knows

nobody in law enforcement. Never been on a jury before. And I know the court

is . . . concerned, but I think that it's an unfortunate set of circumstances that at

this point in the proceedings this juror's up there. [¶] I represent the People, and

I just don't believe that somebody who is either a man or a woman with that kind

of liberal attitude with no stake in the community, with no experience

supervising people or having people supervise them having to work with other

people and identifying probably more towards the defense that it would be fair to

the People of the State of California if I did not exercise a peremptory challenge

on that individual. And I believe the reasons are borne out by the record. [¶] I

would also indicate in my experience -- and I know we didn't ask her directly --

but when people cut hair in that type of situation, their income is based solely on

them being there and cutting hair. There's obviously nobody paying her if she

doesn't cut hair. [¶] It's a concern when people are self-employed like that. If

this trial drags on as it has so far, that will become an issue, and they will want to

get out of here, and they will not deliberate. And in fact, I believe the court

heard her when she was excused. It was the first time or second time that she

smiled in two days, and she said, "Thank you," and seemed very happy to be

leaving.

RT 426-429.

After the prosecutor gave his reasons for dismissing Lewis, the following dialogue

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occurred:

COURT: Did you excuse Chris Lewis or Christopher Lewis 

partly -- and I think that you alluded to this 

originally. You had some reason to believe that this

individual was a cross-dresser or transvestite?

PROSECUTOR: Yes.

COURT: And that was, in part, the reason that you excused 

this person?

PROSECUTOR: Yes.

RT 429-430.

After this exchange, the appellate court states the trial court then:

. . . inquired of defense counsel whether "transvestite, cross-dressers" are a

cognizable group for purpose of a Wheeler motion. The court stated, "I can

indicate to the defense that if this is not a protected class or a cognizable group, I

intend to deny the motion. I feel that . . . the explanation given by [the

prosecutor] to me is a reasonable explanation. It is not race. It was not a racial

challenge. It was a challenge based on other factors." The court then continued

the matter until the afternoon session so that defense counsel could apprise the

court whether cross dressers or transvestites are a cognizable group.

Following the recess, defense counsel advised that he was unable to

answer the court's question. When defense counsel opined that society lumps

together transvestites and homosexuals, the court responded, "I don't believe

transvestites are automatically gay people." Defense counsel replied, "I'm not

saying that they are. But I'm saying their being perceived as part of an outside

group that are often in a derogatory manner termed in that as if they were

homosexual . . . . We didn't know anything about Miss Lewis's sexual

orientation. That I want to make sure that the record is preserved on that as well." 

The court then denied the Wheeler motion as to Lewis, stating: "My ruling will be

that I don't believe that Mr. Lewis falls within a cognizable group, other than his

being African-American and -- he clearly is an African-American gentleman. [¶] 

I have to now decide whether or not the [P]eople's exclusion or [exercise of] a

peremptory challenge was actually based on race. Right? Because I have no case

law that would indicate if it was based on his being a transvestite, which I think

[the prosecutor] has admitted was partly . . . the reason that he did excuse him,

and I think your logic was that somebody who's a transvestite may consider

themselves kind of the subject of discrimination and may very well be much more

lenient in deciding a defendant's fate than someone who exhibited that situation."

The court concluded that race was not the basis for Lewis's exclusion and that

there were other reasonable factors identified by the prosecutor for challenging

the juror.

Resp't Ex. B-2 at 7-8 (footnote omitted).

Petitioner argues that the Prosecutor challenged Lewis because of his sexual orientation,

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which is a cognizable group that cannot be discriminated against in jury selection. Pet'r Ex. 1 at

13-14. The appellate court found Petitioner's argument meritless and affirmed the trial court's

finding that the Prosecutor's challenge was not based on race, and that cross dressers or

transvestites did not belong to a cognizable group:

As to Lewis, the [trial] court concluded the challenge was not based on

race. Substantial evidence supports that determination. Indeed, [Petitioner]

argues that Lewis was excused primarily because of his sexual orientation. 

[Petitioner] argues that the court mistakenly believed Lewis is not part of a

cognizable group. He points out that at the time of the trial court's ruling, the

court of appeal had not yet published People v. Garcia, which held that

homosexuals constitute a cognizable group that cannot be discriminated against

injury selection. (Supra, 77 Cal.App.4th at p. 1275.) [Petitioner] argues that

Garcia "makes clear that Lewis belonged to a protected class, and his sexual

orientation could not be used as a basis for excluding him as a juror."

[Petitioner] misreads the record as to the prosecutor's reasons for

excluding Lewis. The prosecutor did not say he was challenging Lewis because

of his sexual orientation, but because Lewis was a "cross-dresser or a

transvestite." When defense counsel suggested "a tendency by the majority of our

society to lump transvestites, transexuals [sic][and] homosexuals" in a group, the

court responded, "I don't believe transvestites are automatically gay people." 

Defense counsel replied, "I'm not saying that they are" and emphasized for the

record, "We didn't know anything about Miss Lewis's sexual orientation."

As defense counsel below acknowledged the record does not reveal

anything about Mr. Lewis's sexual orientation. It does reveal that on the day he

appeared in court for jury duty he dressed as a woman. Selecting a jury is an art

not a science. Trial lawyers are given great latitude in the selection of jurors so

long as they do not excuse a prospective member because of prejudice against a

cognizable group. The way individuals present themselves in terms of dress,

jewelry, hairstyle, and conventional or unconventional behavior may be

legitimate clues as to their views and their ability to interact with others. Indeed,

the Supreme Court noted in Wheeler that "a prosecutor may fear bias on the part

of one juror . . . simply because his clothes or hair length suggest an

unconventional lifestyle." (Wheeler, supra, 22 Cal.3d at p. 275.) In Rubio v.

Superior Court (1979) 24 Cal.3d 93, the Supreme Court explained that two

requirements are necessary for qualification as a "cognizable group": "First, its

members must share a common perspective arising from their life experience in

the group, i.e., a perspective gained precisely because they are members of that

group. It is not enough to find a characteristic possessed by some persons in the

community but not by others; the characteristic must also impart to its possessors

a common social or psychological outlook on human events." (Id. at p. 98.) 

Second, "[t]he party seeking to prove a violation of the representative

cross-section rule must also show that no other members of the community are

capable of adequately representing the perspective of the group assertedly

excluded." (Ibid.) No case has yet recognized cross-dressers as a cognizable

group. There is nothing in this record to suggest that such individuals share "a

common social or psychological outlook on human events" "gained precisely

because" of their life experience as cross-dressers.

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11 The appellate court noted that:

. . . [D]efense counsel, in renewing his Wheeler motion, never claimed the prosecutor

impermissibly excused Lewis because he was a transvestite or cross-dresser. The

only group bias identified by defense counsel was race. It was the court, not defense

counsel, who questioned whether cross-dressers or transvestites are a cognizable

group.

Resp't Ex. B-2 at 7 n.3.

12 The trial court expressed its own personal observations of Lewis for the record:

. . . Chris Lewis appeared to me to be a male that was dressed as a female. I noticed a

little bit of a beard, to tell you the truth. Chris Lewis was sitting fairly close to the

court and I can tell from where I was sitting that there appeared to be a little bit of a 

25

Resp't Ex. B-2 at 11-12.

The Court finds the appellate court's decision to affirm the trial court's denial of

Petitioner's Batson motion involving prospective juror Lewis was not unreasonable.

First, Petitioner fails to show the Prosecutor had discriminatory motive by dismissing

Lewis specifically based on sexual orientation. Petitioner cites People v. Garcia, 77 Cal. App.

4th 1269, 1275 (2000), which holds that homosexuals constitute a cognizable group. Pet'r Ex. 1

at 13. However, the appellate court found that the record "[did] not reveal anything about

[Lewis's] sexual orientation." Resp't Ex. B-2 at 11. Petitioner has not set forth a sufficient

factual basis for his claim that the Prosecutor dismissed Lewis based on sexual orientation,

therefore, his argument lacks merit.

Secondly, Petitioner claim does not specifically state that Lewis was impermissibly

excused because Lewis was a "cross-dresser" or a "transvestite."11 Even if Petitioner did

specifically make this argument, there is no federal law holding that either cross-dressers or

transvestites constitute a protected class within the meaning of Batson. Even if cross-dressers

and transvestites were a protected class, the Court finds that there were other more obvious

race-neutral reasons for the Prosecutor's challenge of Lewis, i.e., Lewis's unconventional way of

dressing,12 lack of supervisory experience, financial hardship due to potential loss of income

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mustache or a beard. And so I can make that observation.

RT 434.

26

upon serving on the jury, and relief upon being excused possibly showing a reluctance to serve

as a juror. See United States v. Lorenzo, 995 F.2d 1448, 1454 (9th Cir. 1993) (lack of

attentiveness and physical appearance constitute race neutral reasons for peremptory challenge);

Echavarria-Olarte, 904 F.2d at 1395 (same, based on financial hardship); Burks, 27 F.3d at 1426

(same, based on reluctance to serve). Petitioner was unable to show that Lewis was challenged

for impermissible reasons, therefore, the appellate court's ruling was reasonable. See Johnson

v. Campbell, 92 F.3d 951, 953-54 (9th Cir. 1996) (insufficient prima facie case for exclusion

based on sexual orientation when defendant made no attempt to show prosecutor had

discriminatory motive, neither sexual orientation nor other discrimination was at issue in case

and there was obvious neutral reason for challenge). 

Accordingly, the appellate court's decision to affirm the trial court's denial of this Batson

motion involving prospective juror Lewis was not contrary to or an unreasonable interpretation

of Supreme Court law, and Petitioner is not entitled to habeas relief on this claim.

In sum, the Court finds that each of the Prosecutor's peremptory challenges was based

on non-racial reasons. Petitioner has failed to meet his burden to show that the Prosecutor's

peremptory challenges against prospective jurors Anderson, Puckett, Johnson, CooperAnderson, and Lewis were for a discriminatory purpose. Therefore, the state courts' conclusion

that no equal protection violation resulted was not unreasonable.

Accordingly, Petitioner has not stated a valid Batson claim involving any of the

aforementioned prospective jurors, and his claim for habeas relief is denied.

B. Trial Court's Refusal to Dismiss Juror No. 37 for Juror Bias

1. Background

Petitioner claims that his constitutional rights to a fair and impartial trial were violated

when the trial court refused to dismiss Juror No. 37 on the basis of juror bias. Pet'r Ex. 1 at 13-

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15.

The appellate court outlined the facts of Petitioner's claim of juror bias against Juror No.

37:

During questioning by the court in voir dire, a prospective female juror

stated that defendant was making her uncomfortable. In chambers she expressed

her concern that defendant was staring at her and complained that she felt

threatened. The court described the prospective juror as emotional and excused

her. Concerned that other jurors might have had a similar experience, the court

inquired of the entire jury whether anything had occurred in the courtroom that

caused them concern. A female juror and Juror No. 37, a male, indicated they

wished to speak to the court in chambers. The female juror expressed her belief

that defendant was a "repeat offender" and stated she was uncomfortable because

defendant was staring at females in the courtroom. She complained of his

"complete disregard for the proceedings" and advised the court that she could not

be impartial. The court excused her.

Juror No. 37 explained that the day before, while sitting in the jury pool,

defendant stared at him at least twice in a manner that made him uncomfortable. 

Juror No. 37 felt "hostile" towards defendant at that time. Juror No. 37 explained

that he did not feel unsafe in the courtroom with defendant, but felt that "on the

streets, if I encountered [defendant] and was looked at in that manner, my feeling

would be that it was threatening." The juror told the court that he had since set

aside his feelings and was dealing with the problem by not making eye contact

with defendant. The court then asked the juror if he was willing to "assume it was

an innocent thing" as it appeared defendant has "a problem with his eye." Juror

No. 37 answered yes. Juror No. 37 reiterated that he was presently more

comfortable with defendant than he had been the day before. The court asked,

"Would you assure us you'll put what happened yesterday aside, give him the

benefit of the doubt that he meant no animosity, no ill will towards you. He just

stared, for whatever reason, and you won't let that influence you. Can you do

that?" Juror No. 37 replied that he could, and advised the court that he could be

fair and impartial. 

Defense counsel, who had exercised all his peremptory challenges, asked

that Juror No. 37 be excused for cause. The court denied defendant's motion to

excuse the juror, stating: "[Juror No. 37] did indicate privately in chambers that

yesterday he was a little concerned about your client staring at him. And, of

course, that's percipitated [sic] by your client. But he assured everyone on the

record and I believed him. And he said that that is not going to be a problem, and

he has no difficulty with it at all right now. [¶] And I had expressed to both of

you that in listening to him I almost got the feeling that he would be more . . .

favorable to the defense than the prosecution. I mean, I don't know why I got that

sense, but it was just obvious that he felt a little guilty about feeling that way and

that he was just bending over backwards that he was not going to have any of that

bias. So that's what I thought. [¶] But at any rate, I . . . think he was candid, he

was honest, and he said absolutely not, it's not going to affect him." 

Resp't Ex. B-2 at 12-14. 

2. Applicable Federal Law

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The Sixth Amendment guarantees to the criminally accused a fair trial by a panel of

impartial jurors. U.S. Const. amend. VI; see Irvin v. Dowd, 366 U.S. 717, 722 (1961). "Even if

only one juror is unduly biased or prejudiced, the defendant is denied his constitutional right to

an impartial jury." Tinsley v. Borg, 895 F.2d 520, 523-24 (9th Cir. 1990) (internal quotations

omitted); see also United States v. Hendrix, 549 F.2d 1225, 1227 (9th Cir.1977) (The bias or

prejudice of even a single juror violates a defendant's right to a fair trial.). 

The presence of a biased juror cannot be harmless; the error requires a new trial without

a showing of actual prejudice. Dyer v. Calderon, 151 F.3d 970, 973 (9th Cir. 1998). However,

the Constitution "does not require a new trial every time a juror has been placed in a potentially

compromising situation." Smith v. Phillips, 455 U.S. 209, 217 (1982). The safeguards of juror

impartiality, such as voir dire and protective instructions from the trial judge, are not infallible;

it is virtually impossible to shield jurors from every contact or influence that might theoretically

affect their vote. Id. Due process only means a jury capable and willing to decide the case

solely on the evidence before it and a trial judge ever watchful to prevent prejudicial

occurrences and to determine the effect of such occurrences when they happen. Id. Such

determinations may properly be made at a hearing. Id.

Clearly established federal law, as determined by the Supreme Court, does not require

state or federal courts to hold a hearing every time a claim of juror bias is raised by the parties. 

Tracey v. Palmateer, 341 F.3d 1037, 1045 (9th Cir. 2003); see also Sims v. Rowland, 414 F.3d

1148, 1153 (9th Cir. 2005) (trial court need not order a hearing sua sponte whenever presented

with evidence juror bias). Remmer v. United States, 347 U.S. 227 (1954), and Smith v.

Phillips, supra, do not stand for the proposition that any time evidence of juror bias comes to

light, due process requires the trial court to question the jurors alleged to have bias. Smith

states that this "may" be the proper course, and that a hearing "is sufficient" to satisfy due

process. Tracey, 341 F.3d at 1044 (citing Smith, 455 U.S. at 217, 218). Smith leaves open the

door as to whether a hearing is always required and what else may be "sufficient" to alleviate

any due process concerns. 455 U.S. at 217, 218; see, e.g., Tracey, 241 F.3d at 1044-45

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(concluding that state trial court's decision not to question juror further to obtain names of other

jurors and to take additional testimony from them was not contrary to, or an unreasonable

application of, clearly established Supreme Court precedent).

Juror bias is a finding of fact determined by the state court, to which a federal reviewing

court must defer under section 2254(e)(1). Wainwright, 469 U.S. at 428; see also Patton v.

Yount, 467 U.S. 1025, 1038 (1984) (Juror bias is a question of historical fact.). A court

confronted with a colorable claim of juror bias will generally conduct an investigation. Davis v.

Woodford, 384 F.3d 628, 652-53 (9th Cir. 2004); see also Dyer, 151 F.3d at 974 (cursory incamera questioning of juror's honesty in voir dire failed to unearth clear evidence of bias). "So

long as the fact-finding process is objective and reasonably explores the issues presented, the

state trial judge's findings based on that investigation are entitled to a presumption of

correctness." Dyer, 151 F.3d at 975.

A challenge for cause -- that is, a showing that a juror is not "capable and willing to

decide the case solely on the evidence before it," Smith, 455 U.S. at 217 -- may be based either

in actual bias or implied bias. Fields v. Woodford, 309 F.3d 1095, 1103 (9th Cir. 2002). A

prospective juror must be removed for "actual bias" if it is shown that his views would

substantially impair the performance of his duties as juror. Id. In "exceptional" or

"extraordinary" situations bias will be implied. See McDonough Power Equip. v. Greenwood,

464 U.S. 548, 556-557 (1984) (Blackmun, Stevens and O'Connor, JJ., concurring); id. at 557-58

(Brennan and Marshall, JJ., concurring in the judgment); Fields, 309 F.3d at 1104. Bias is

implied "where the relationship between a prospective juror and some aspect of the litigation is

such that it is highly unlikely that the average person could remain impartial in his deliberations

under the circumstances." United States v. Gonzales, 214 F.3d 1109, 1112 (9th Cir. 2000)

(internal quotations omitted).

Courts have only presumed the existence of implied bias in rare situations -- for

example, where a pattern of lies gives rise to an inference of bias, where certain relationships

naturally involve substantial emotional involvement that is destructive of impartiality, or where

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a juror or jurors were apprised of prejudicial information about the defendant. See, e.g., Green

v. White, 232 F.3d 671, 677-78 (9th Cir. 2000) (implying bias where juror "lied twice to get a

seat on the jury [and] when asked about these lies, . . . provided misleading, contradictory, and

outright false answers."); Gonzales, 214 F.3d at 1113-14 (implying bias in trial for cocaine

distribution where the juror had recently gone through a painful divorce that was in part a result

of her husband's use and dealing of cocaine); cf. Leonard v. United States, 378 U.S. 544, 545

(1964) (per curiam) (in successive trials, jury should not have been selected from panel that had

heard the announcement of a prior guilty verdict for the defendant on a similar charge).

3. Analysis

After a careful review of the record and relevant cases, the Court is satisfied that the

appellate court's decision to affirm the trial court's denial of a new trial based on Juror No. 37's

actual bias toward Petitioner was not "objectively unreasonable." Andrade, 538 U.S. at 63. 

A federal court may grant the writ if it concludes that the state court's adjudication of the

claim "resulted in a decision that was based on an unreasonable determination of the facts in

light of the evidence presented in the [s]tate court proceeding." 28 U.S.C. § 2254(d)(2). A

district court must presume correct any determination of a factual issue made by a state court

unless the petitioner rebuts the presumption of correctness by clear and convincing evidence. 

29 U.S.C. § 2254(e)(1).

Section 2254(d)(2) applies to intrinsic review of a state court's fact-finding process, or

situations in which the petitioner challenges the state court's fact-findings based entirely on the

state court record, whereas section 2254(e)(1) applies to challenges based on extrinsic evidence,

or evidence presented for the first time in federal court. See Taylor v. Maddox, 366 F.3d 992,

999-1000 (9th Cir. 2004). In Taylor, the Ninth Circuit established a two-part analysis under

sections 2254(d)(2) and (e)(1). Id. First, federal courts must undertake an "intrinsic review" of

the state court's fact-finding process under the "unreasonable determination" clause of section

2254(d)(2). Id. at 1000. The intrinsic review requires federal courts to examine the state court's

fact-finding process, not its findings. Id. Once the state court's fact-finding process survives

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this intrinsic review, the second part of the analysis begins by dressing the state court finding in

a presumption of correctness under section 2254(e)(1). Id. According to the AEDPA, this

presumption means that the state court's fact-finding may be overturned based on new evidence

presented by the Petitioner for the first time in federal court only if such new evidence amounts

to clear and convincing proof that the state court finding is in error. See 28 U.S.C. §

2254(e)(1). "Significantly, the presumption of correctness and the clear-and-convincing

standard of proof only come into play once the state court's fact-findings survive any intrinsic

challenge; they do not apply to a challenge that is governed by the deference implicit in the

"unreasonable determination" standard of section 2254(d)(2)." Taylor, 366 F.2d at 1000. 

The relevant question under section 2254(d)(2) is if an appellate panel applying the

normal standards of appellate review, could reasonably conclude whether or not a state court

finding is supported by the record. Lambert v. Blodgett, 303 F.3d 943, 978 (9th Cir. 2004). 

Petitioner argues that the appellate court erred in upholding the trial court's refusal to dismiss

Juror No. 37 for cause. Pet'r Ex. 1 at 17. Respondent disagrees and argues that the appellate

court correctly upheld the trial court's ruling because "'the trial court carefully observed Juror

No. 37's demeanor and weighed his answers in ruling that the juror could be fair and impartial." 

Answer at 17 (citing Resp't Ex. B-2 at 14). Because Petitioner is challenging the appellate

court's fact-findings based on the state court record, the Court will conduct its analysis under

Section 2254(d)(2) and undertake an "intrinsic" review of the appellate court's fact-finding

process.

The Court finds that the fact-finding process used by the appellate court was reasonable. 

In Petitioner's case, the appellate court reviewed the record and the trial court's comments to

determine that "substantial evidence supports the [trial] court's determination" that Juror No. 37

could be fair and impartial. Resp't Ex. B-2 at 14. In a reasoned decision, the appellate court

determined that Petitioner failed to satisfy his burden of demonstrating actual prejudice from the

alleged juror bias and affirmed the trial court's order denying Petitioner's request to dismiss

Juror No. 37 for cause. The Court concludes that Petitioner had a full, fair and complete

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opportunity to present evidence in support of his claim to the state courts, of which he took full

advantage. See id. Therefore, the Court finds that the appellate court's fact-finding process was

intrinsically reasonable.

Upon finding that the appellate court's fact-finding process survives an intrinsic review,

the Court must turn to the appellate court finding which is "dressed in a presumption of

correctness" and determine if Petitioner has rebutted this presumption by clear and convincing

evidence. See Taylor, 366 F.2d at 1000.

In the instant case, the appellate court finding that Petitioner was not actually prejudiced

due to the juror bias is presumed correct under section 2254(e)(1). Petitioner attempts to rebut

the appellate court finding by stating:

[the appellate court] misses the point. Juror # 37 was already biased against

[Petitioner] at the time of voir dire, having already concluded that [Petitioner] had

stared at him in a threatening manner. Juror #37's "solution" to his feeling of

being threatened, acting unnaturally and avoiding looking at [Petitioner], was

merely evidence of his bias.

Moreover, Juror # 37, before hearing any evidence, believed [Petitioner]

capable of frightening people, as the thief did in Foodsco [sic]. And, Juror # 37,

before hearing any evidence, believed [Petitioner's] stare, and his eyes were so

peculiar as to be frightening. These beliefs were not based on any evidence, but

instead based on an improper bias against [Petitioner].

Pet'r Ex. 1 at 17.

The Court finds that Petitioner has not rebutted the presumption of correctness of the

appellate court's determination that Petitioner was not prejudiced by juror bias. There was

sufficient evidence that Juror No. 37 could be fair and impartial because he no longer felt

"uncomfortable" by Petitioner's staring at him:

JUROR NO. 37: All I can say is I'm much more comfortable today

with the situation. I glanced in Mr. Carter's way but 

not fixed my stare at him. All I can say is I feel 

much more comfortable today about the situation.

COURT: Would you assure us you'll put what happened 

yesterday aside, give him the benefit of the doubt 

that he meant no animosity, no ill will towards you. 

He just stared for whatever reason, and you won't let 

that influence you. Can you do that?

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JUROR NO. 37: Yes, I will do that.

COURT: Can you assure both counsel and I of that?

JUROR NO. 37: Yes.

. . . .

COURT: Right here as you sit here now, do you feel you 

could be fair and impartial to Mr. Carter?

JUROR NO. 37: Yes.

COURT: You understand he's presumed to be innocent of all 

charges, and you will afford him that presumption?

JUROR NO. 37: I will give him that presumption.

COURT: Nothing has happened yesterday, today, anything 

has happened to prevent you from doing that?

JUROR NO. 37: No. In fact, I feel even that as this goes on that I'm 

feeling more like giving him that benefit of the 

doubt, where yesterday probably not.

RT 540-41.

Defense Counsel's challenge for cause was denied by the trial court, as was the motion

for mistrial. The appellate court found:

The trial court carefully observed Juror No. 37's demeanor and weighed

his answers in ruling that the juror could be fair and impartial. Substantial

evidence supports the court's determination.

Resp't Ex. B-2 at 14. The Court concludes that the appellate court's decision to uphold the trial

court's ruling that there was no showing of juror bias that would justify a challenge for cause,

was not "objectively unreasonable." Furthermore, in light of the lack of evidence of bias, the

trial court reasonably concluded that the Juror No. 37 could be fair and impartial. The instant

case is not the kind of extreme case where courts have implied bias. See, e.g., Green, 232 F.3d

at 677-78; Gonzales, 214 F.3d at 1113-14. Therefore, the state courts' rejection of Petitioner's

claim was not based on an unreasonable determination of the facts, nor was it contrary to, or an

unreasonable application of, clearly established federal law. See 28 U.S.C. § 2254(d).

Accordingly, Petitioner is not entitled to habeas relief on his juror bias claim involving

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Juror No. 37.

//

//

C. Suggestive Photographic Lineup

1. Background

The following factual background from the trial record, which outlines the series of

events directly after the crime and leading up to the pre-trial identification by the witnesses at

Foods Co., was taken from Respondent's Answer:

Officer Walter Trujillo was one of the first officers on the scene. RT

1010. He obtained descriptions of the suspect from Bailey, Alwareeth,

Halcrombe, and Turner. RT 1011. Bailey told Trujillo that the suspect was a

Black male, in his forties, and approximately 5' 11. He was wearing blue jeans, a

white baseball cap, and possibly had a left glass eye, or disfigured eye. RT 1012.

Alwareeth gave a virtually identical description. He too indicated that the

suspect had a glass or disabled left eye. RT 1013. According to Halcrombe, the

suspect was a Black male in his forties, had a thin build, and was approximately

150 pounds. Halcrombe indicated that the suspect's left eye was "all fucked up."

RT 1014. Patricia Turner initially told Trujillo that she thought she knew the

suspect, and had seen him in North Richmond. RT 1014. She also stated that the

suspect had a dark complexion, a disfigured left eye, and was wearing blue jeans. 

RT 1014-1015.

The police later took Alwareeth to identify a possible suspect. Alwareeth

indicated that the man was not the person who had held a gun on him. The

suspect who had been detained was chubby, whereas [the "guy who held the

gun"] was very "skinny." RT 745. Alwareeth was "positive" [Petitioner] was the

person who had held the gun on him. RT 745. 

Although Foodsco [sic] had a surveillance camera, Alwareeth was unable

to find a tape in the camera. RT 745-746. Alwareeth then got a surveillance tape

from the bank which was located inside the store to see if it showed [Petitioner]. 

RT 746. Alwareeth looked at the tape with Detective Hendrickson [sic] and

identified [Petitioner] on the tape. RT 747. 

Officer Newton, of the Richmond police department, was familiar with

[Petitioner] as a result of approximately seven or eight contacts over the

preceding two or three years. RT 929-930, 935. On May 5, 1999, approximately

one week after the Foodsco [sic] incident, Newton recalled seeing [Petitioner]

standing on the corner of 7th and Pennsylvania, about one block from his

residence at 731 Lucas Avenue. [Petitioner's] residence was approximately five

blocks south and four blocks east of the Foodsco [sic] store. RT 932. Newton

explained that [Petitioner's] apartment was detached from the main building and

was located over the top of a garage. RT 934. Newton remembered contacting

[Petitioner] at 731 Lucas Avenue approximately four to six months prior to the

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time when [Petitioner] was taken into custody. RT 937. 

Officer DeVille, of the Richmond police department, testified that on

February 16, 1998, he saw [Petitioner] in the driveway of 731 Lucas Avenue. RT

939. [Petitioner] identified himself as Jimmy Lee Carter to officer DeVille and

gave his address as 731 Lucas Avenue. RT 940.

Photographic Lineup

Detective Hendricsen compiled a photo lineup with [Petitioner's] picture,

using what is called "the Photo Imaging System for Contra Costa County ." RT

952. Under that system, police enter the photo of a suspect and program the

machine to find five similar looking people who match the suspect's physical

characteristics. The machine then places the suspect's photo randomly among the

five other photos. RT 953. Hendricsen stated that he did not try to include people

in the lineup who had eye deformities because [Petitioner's] picture "did not

obviously show a bad eye," and he did not wish to "prejudice the lineup for

potential viewers." RT 995.

When Hendricsen showed the photo lineup to Alwareeth, he told him that

the suspect's photo may, or may not be, be included in the lineup. Alwareeth

indicated that he understood the admonition, pointed to [Petitioner's] picture, and

said, "This is him." RT 955. 

Hendricsen next showed the same lineup to Patricia Turner. He gave her

the same admonition that he had given to Alwareeth. Turner "almost immediately

put her finger on the picture of Mr. Carter" and said, "That's him, but he's thinner

now." RT 957-959. 

Answer at 3-5 (citing to RT). 

During trial, Petitioner moved to suppress the identifications of him resulting from a

photographic lineup shown to Mr. Alwareeth and Ms. Turner. RT 124-126. The trial court

denied the motion, stating:

. . . I'm going to make a finding that my observations of Defendant's Exhibit B,

the photograph of Mr. Carter and the lineup, is not so impermissibly suggestive

as to give rise to a substantial likelihood that misidentification would have

resulted from that alone . . . .

. . . .

I mean, just looking at the photograph itself, they are all AfricanAmerican men. I mean, their ages all seem to be within the same general age

group. They all have facial hair. They all have relatively short hair. None are

smiling. They all just generally appear to be dressed in street clothing. And that

one factor of the left eye I just do not see that it stands out in the manner that you

have suggested to the court.

So at this point, facially, I see nothing wrong with the photographic

lineup.

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RT 126.

Petitioner asserts that the photographic lineup shown to the two employees at Foods Co.

were unduly suggestive and violated due process because he was the only person in the lineup

with a glass eye. Pet'r Ex. 1 at 17. The appellate court conducted its own review of the record

and rejected Petitioner's contention:

Even under independent review, the record is clear that the photographic lineup

was not unduly prejudicial.

Defendant argues that his bad eye "drew all the attention to himself in the

photographic lineup." Even assuming arguendo that the photo lineup was

suggestive, it was nevertheless reliable under the totality of circumstances. Both

Turner and Alwareeth were well acquainted with defendant. Both knew he had a

facial scar and glass eye. Turner had seen defendant in the store on several other

occasions and earlier on the day of the incident. Alwareeth had also seen

defendant in the store other times. With no difficulty, Alwareeth earlier

identified defendant in the bank's surveillance videotape.

Resp't Ex. B-2 at 15.

2. Applicable Federal Law

"A conviction which rests on a mistaken identification is a gross miscarriage of justice." 

Stovall v. Denno, 388 U.S. 293, 297 (1967). Procedures by which the defendant is identified as

the perpetrator therefore must be examined to assess whether they are unduly suggestive. Neil

v. Biggers, 409 U.S. 188, 198 (1972). Due process protects against the admission of evidence

deriving from suggestive pretrial identification procedures. Id. at 196. Identification testimony

violates due process only if (1) a pretrial encounter is so impermissibly suggestive as to give

rise to a very substantial likelihood of irreparable misidentification, and (2) the identification is

not sufficiently reliable to outweigh the corrupting effects of the suggestive procedure. Van

Pilon v. Reed, 799 F.2d 1332, 1338 (9th Cir. 1986). An identification procedure is

impermissibly suggestive when it emphasizes the focus upon a single individual, thereby

increasing the likelihood of misidentification. Simmons v. U.S., 390 U.S. 377, 382-83 (1968). 

However, unnecessarily suggestive pretrial identification procedures alone do not taint

in-court identification testimony; reliability is the linchpin in determining the admissibility of

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identification testimony. Manson v. Brathwaite, 432 U.S. 98, 114 (1977). To determine

whether in-court identification testimony is sufficiently reliable, courts consider five factors: (1)

the witness' opportunity to view the defendant at the time of the incident; (2) the witness' degree

of attention; (3) the accuracy of the witness' prior description; (4) the level of certainty

demonstrated by the witness at the time of the identification procedure; and (5) the length of

time between the incident and the identification. Manson, 432 U.S. at 114; Neil, 409 U.S. at

199-200. These factors should be weighed against the corrupting effect of the suggestive

identification itself. Id.

3. Analysis

The Court will briefly discuss the suggestiveness of the identification procedures and

then the reliability of the identification testimony by Mr. Alwareeth and Ms. Turner.

a. Suggestiveness

Petitioner asserts that the trial court erred in denying the motion to suppress the

photographic lineup because the lineup suggested the identity of the Petitioner as the person

suspected by the police. Pet'r Ex. 1 at 17-18. Petitioner points out that the witnesses at Foods

Co. were looking for a suspect with a glass eye. Id. at 18. Mr. Alwareeth described the man as

having "something about his eye [that] was not right" . . . "[i]t look[ed] like a glass eye, white

marble eye or something." RT 731. Ms. Turner also described the suspect as having a "glass

eye [or] marble eye." RT 793. Petitioner argues that once Mr. Alwareeth and Ms. Turner were

asked to view a lineup card to see if they could identify the suspect, the fact that Petitioner was

the only individual with a glass eye suggested to them that he should be identified as the

suspect. Id.

In its analysis of Petitioner's claim, the appellate court chose to assume that the photo

lineup was suggestive:

It is unsettled whether suggestiveness is a question of fact, subject to deferential

review on appeal, or a question of law, subject to review de novo.

Resp't Ex. B-2 at 15 (citing People v. Ochoa, 19 Cal. 4th 353, 413 (1998)). 

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13 During Mr. Alwareeth's direct testimony he stated that he had previously seen Petitioner

in the store:

Q. Had you seen [Petitioner] in your store previously?

A. Yes, I did.

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Similar to the appellate court, this Court may simply assume that the photographic 

lineup procedures were indeed suggestive, and focus on the reliability issue. See Van Pilon,

799 F.2d at 1339 (courts may assume suggestiveness). As discussed below, even assuming the 

photographic lineup procedures were suggestive, both Mr. Alwareeth's and Ms. Turner's

identifications of Petitioner were reliable and therefore admissible.

b. Reliability

As Manson indicated, reliability is the critical factor in determining the admissibility of

identification testimony. 432 U.S. at 114. Thus, even if the procedures were unduly suggestive,

so long as the identification was still reliable, then no due process violation occurred. Id. at

106.

Petitioner argues that he has maintained from the start that the witnesses were confusing

him with another individual. Pet'r Ex. 1 at 18. He adds that "[a]lthough the witnesses expressed

certainty about their identification at trial, the more than 8 month delay in bringing the case to

trial strengthened the possibility that they were basing their in-court identification on the lineup

card, which they saw in May[] 1999, rather than on the incident." Id.

The Court disagrees with Petitioner's argument and finds that an analysis of the five

factors established in Manson reveals that Mr. Alwareeth's and Ms. Turner's identifications

were indeed reliable. See Manson, 432 U.S. at 114 (listing the five factors).

First, Mr. Alwareeth and Ms. Turner both had excellent opportunities to view the

petitioner. They had a significant period of time to study his appearance because both were

present at the store during the commission of the crime. Furthermore, the trial court noted that

both witnesses were already acquainted with Petitioner as a result of prior encounters with him

at the store. RT 730-731, 791.13 Mr. Alwareeth stated that Petitioner's presence attracted his

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Q. Approximately how many times?

A. About twice.

RT 730-731.

During Ms. Turner's direct testimony, she stated that she had also seen Petitioner in the store

before the day of the incident:

Q. Had you seen [Petitioner] in the store before that day?

A. Yes, yes.

Q. How many times?

A. Several times.

RT 791.

14 Petitioner argues that no one testified at trial that he was ever arrested at Foods Co. for

stealing or ever convicted of shoplifting. Suppl. Traverse at 6. However, even if Mr. Alwareeth

mistook Petitioner for a shoplifter, the Court still finds reliable Mr. Alwareeth's testimony that he

"recognized" Petitioner from prior encounters at Foods Co. See RT 730-31.

15 During Ms. Turner's direct testimony, she stated that she was already familiar with

Petitioner prior to the day of the incident:

Q. That morning, what attracted your attention to [Petitioner]?

A. He had come in and bought one Top Ramen and been in the store like 15 minutes. 

He had been there several times before. And I had told my manager this one customer 

keeps coming and buying one Top Ramen or one candy. That's why I already knew 

who that person was.

RT 792.

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attention because he "comes all the time and steals from the store."14 RT 730. He even asked

one of the clerks and security to watch Petitioner while he was at the store on the date of the

incident. RT 732. Ms. Turner testified that Petitioner had previously come to the store to buy

just a candy bar or a Top Ramen. RT 792.15

Both witnesses also had a high degree of attention when viewing Petitioner on the day of

the incident. Ms. Turner's attention was heightened by Petitioner's behavior on the day of the

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16 After identifying Petitioner as the person she had seen in the store "several times prior to

April 28th and also . . . on April 28th around 3:00," Ms. Turner testified on direct as follows:

Q. When you saw [Petitioner] coming back in the store around 3:00 . . . on April 28th, 

what did you do at that time?

A. I called my manager. I called my manager, Ibrahim. The same gentleman is in the 

store. He then told security.

RT 794.

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incident, especially since she had seen the Petitioner earlier that day.16 Further, Manson noted

that an individual who is not a casual or passing observer usually has a high degree of attention. 

432 U.S. at 115. The Court is in agreement with the appellate court's impression that Ms.

Turner had more than a passing interest in Petitioner: Petitioner was a customer who she had

"seen . . . in the store on several other occasions and earlier on the day of the incident." Resp't

Ex. B-2 at 15. Meanwhile, Mr. Alwareeth was able to get a clear look at Petitioner while he

was alone in the break room with him. RT 735. Mr. Alwareeth testified that when Petitioner

pulled a gun from behind his back, he was only three feet away. RT 736. Then, he testified that

Petitioner "put [the gun] right to my face, about five inches from my face and he said, 'Get out

of my way or I'll give you this.'" RT 737. Therefore, Mr. Alwareeth was able to have a

significant period of time to study Petitioner's appearance during the actual commission of the

crime. 

The third factor to consider is the accuracy of Mr. Alwareeth's and Ms. Turner's earlier

identification. Both witnesses described Petitioner as having a glass eye or a "disfigured eye." 

RT 1013, 1015. While Petitioner does not dispute that he has a glass eye, he questions the

accuracy of the descriptions given by Mr. Alwareeth and Ms. Turner on the day of the incident:

. . . Bailey said the suspect was wearing [a] baseball cap, sun glasses and jeans[.] 

(RT 851) [Mr.] Alwareeth . . . said the suspect was wearing black pants and [a]

jacket[.] (RT 731) Then if [T]urner say [sic] the suspect she saw was wearing a

beanie (RT 793, 831) that's three different men's [sic] description[s] . . .

Alwareeth was talking about a different man in black pants and [a] jacket, and

Turner was talking about a guy in a beanie which is proof that they were not

talking about the same person and therefore could not have known the suspect.

Suppl. Traverse at 2-3. The Court notes, however, that Petitioner has neglected to mention that

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17 Petitioner argues that while Ms. Turner testified that the suspect had a glass eye, "she

admitted on cross-examination at trial that she told the police officer after the incident that she could

not see the man's eyes because he wore sunglasses . . . ." Suppl. Traverse at 2 (citing RT 838). Ms.

Turner also testifies on re-direct that even if she did previously state that the suspect was wearing

sunglasses she didn't specify "whether that was when he came in the store or was leaving the store

[after the incident]." RT 847. Furthermore, when asked if she was sure the person she saw in the

store on April 28th was the man she pointed out in court, Ms. Turner answered, "Definitely,

definitely." RT 848. Therefore, based on the record, the Court is satisfied that Ms. Turner's

description of the suspect and identification of Petitioner were accurate.

18 The Court notes that the appellate court pointed out that Mr. Alwareeth also earlier

identified Petitioner in the bank's surveillance videotape. Resp't Ex. B-2 at 15.

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both Mr. Alwareeth and Ms. Turner described the suspect who perpetrated the crime as having a

glass eye,17 RT 1013, 1015, which is a very distinct and unique type of description. The Court

is satisfied that both witnesses gave accurate descriptions of the suspect, which aided in their

eventual identifications of Petitioner.

Mr. Alwareeth's and Ms. Turner's level of certainty is also a factor to weigh in

determining the reliability of their identification. When each witness was shown the

photographic lineup, both Mr. Alwareeth and Ms. Turner immediately identified Petitioner's

photograph without hesitation.18 RT 956, 959.

The time between the crime and the witnesses' identification is the final factor to

consider for reliability purposes. The incident occurred on April 28, 1999. RT 730. The

photographic lineup was shown to Mr. Alwareeth and Ms. Turner on May 10, 1999 and May

11, 1999, respectively. RT 954, 957. Thus, the photographic lineup was shown to the

witnesses less than two weeks after the crime. Several cases on point have approved shorter

periods of time. See e.g, Manson, 432 U.S. at 116 (two days passed between crime and

identification); Ponce, 735 F. 2d at 337 (five hours); Simoy, 998 F. 2d at 752 (six days). 

However, the Supreme Court in Neil v. Biggers did allow a seven-month lag between the crime

and the identification. 409 U.S. at 201. Additionally, courts have weighed the fact that the

initial description was given within minutes of the crime. See Manson, 432 U.S. at 115-16. 

Here, Mr. Alwareeth and Ms. Turner gave descriptions of the suspect to Officer Trujillo,

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approximately twenty minutes after the crime occurred. RT 1017. 

 Based on these factors, the state courts did not misapply federal law as established in

Manson. Mr. Alwareeth and Ms. Turner each (1) had ample opportunity to view Petitioner, (2)

had a high degree of attention when viewing him, (2) had given a prior accurate description of

the suspect, (4) had a high level of certainty when identifying Petitioner as the perpetrator of the

crime, and (5) identified Petitioner in the photographic lineup within two weeks of the crime. 

The Court notes that while the time between the crime and the witnesses' identification was

almost two weeks, it was not substantially longer than other lag periods approved by the

Supreme Court, especially considering both witnesses gave an initial description shortly after

the event. Therefore, it was not an unreasonable application of Supreme Court law for the state 

courts to weigh the same factors as those outlined in Manson against the possible

suggestiveness of the procedures and conclude that the identification was reliable and therefore

admissible.

Accordingly, Petitioner's claim for habeas relief based on a suggestive photographic

lineup is denied.

D. Insufficiency of Evidence of Firearm and Ammunition Possession

1. Background

Petitioner argues that there was insufficient evidence to establish the gun-use 

enhancement and Petitioner's conviction as an ex-felon in possession of a firearm. Pet'r Ex. 1 at

19. Petitioner also argues that there was insufficient evidence introduced at trial tying him to

the ammunition found in the police search of the apartment on 731 Lucas Street. Id. at 21. 

2. Applicable Federal Law

As a matter of federal constitutional law, "the Due Process Clause protects the accused

against conviction except upon proof beyond a reasonable doubt of every fact necessary to

constitute the crime with which he is charged." Juan H. v. Allen, 408 F.3d 1262, 1274 (9th Cir.

2005) (quoting In re Winship, 397 U.S. 358, 364 (1970)); see also Herrera v. Collins, 506 U.S.

390, 402 (1993) (noting that a conviction based on evidence that fails to meet the Winship

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standard is an independent constitutional violation). A petitioner for a federal writ of habeas

corpus faces a heavy burden when challenging the sufficiency of the evidence used to obtain a

state conviction on federal due process grounds. Juan H., 408 F.3d at 1274. In Jackson v.

Virginia, the Supreme Court held that "the relevant question is whether, after viewing the

evidence in the light most favorable to the prosecution, any rational trier of fact could have

found the essential elements of the crime beyond a reasonable doubt." 443 U.S. 307, 319

(1979) (emphasis in original). After the AEDPA, the Jackson standard is applied with an

additional layer of deference to the state courts. Id. (citing 28 U.S.C. § 2254(d)). 

3. Analysis

In this case, the appellate court identified the relevant standards of review as those set

out in Jackson and applied California cases with standards entirely consistent with controlling

federal law:

. . . the reviewing court must examine the whole record in the light most favorable

to the judgment to determine whether it discloses substantial evidence -- evidence

that is reasonable, credible and of solid value -- such that a reasonable trier of fact

could find the defendant guilty beyond a reasonable doubt.

Resp't Ex. B-2 at 15-16 (citing People v. Kraft, 23 Cal. 4th 978, 1053 (2000) (citing People v.

Johnson, 26 Cal. 3d 557, 578 (1980) (citing Jackson, 443 U.S. at 318-19))). Therefore, the

standards applied by the appellate court were not contrary to Supreme Court precedent. See

Williams v. Taylor, 529 U.S. 362, 412-13 (2000). Accordingly, the Court asks whether the

decision of the California Court of Appeal "reflected an 'unreasonable application of' Jackson

and Winship to the facts of this case." Juan H., 408 F.3d at 1275 (citations omitted). An

unreasonable application means that the appellate court's application was "objectively

unreasonable." Id. at 1275 n.13 (citing Williams, 529 U.S. at 409). 

Although a sufficiency of the evidence review is grounded in the Fourteenth

Amendment, the inquiry is undertaken with reference to the elements of the criminal offense as

set forth by state law. Id. at 1275-76 (citing Jackson, 443 U.S. at 324 n.16). The Court will

discuss Petitioner's claims involving his charges of firearm possession (Claim Four) and

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ammunition possession (Claim Five) individually.

a. Firearm Possession

In the state court proceedings, Petitioner was found guilty of being an ex-felon in

possession of a firearm (Cal. Penal Code § 12021(a)(1)) and, therefore, subject to the gun-use

enhancement for using a gun during the commission of a felony (Cal. Penal Code §

12022(b)(1)). Resp't Ex. A-I; CT 357.

Under California law, ex-felons are prohibited from possessing firearms. People v.

Ratclift, 223 Cal. App. 3d 1401, 1409 (1990) ("an ex-felon who owns, possesses, or has custody

or control of a firearm commits a felony"). Furthermore, criminals who use a gun during the

commission of a felony are subject to a one-year sentence enhancement. Cal. Penal Code §

12022(b)(1).

Petitioner argues that "[t]he evidence at trial did not establish that the object displayed

by the [suspect] was a real gun." Pet'r Ex. 1 at 19. Therefore, he claims that the evidence is

insufficient to establish the gun-use enhancement and that Petitioner was in possession of a

firearm as an ex-felon. Id.

Respondent argues that the gun-use enhancement was put into effect without the need to

demonstrate the gun's operability:

The purpose of the gun-use enhancement is 

to deter both physical harm and conduct which produces fear of harm. 

The fear may arise either from a gun that really shoots or from one

which is designed to shoot and gives the appearance of shooting

capability. Persons held at gunpoint have no stomach for inquiry. 

Danger radiates not only from the weapon, but from the defensive

reactions of others. In response to the lawbreaker's weapon, operable

or not, a victim or law officer may himself resort to a firearm. Further,

a demand for affirmative proof of operability would allow the

defendant to frustrate the statute by getting rid of the gun or

concealing it. In view of the discerned objective of section 12022.5, it

is enough that the prosecution produce evidence of a gun designed to

shoot and which gives the appearance of shooting capability.

Suppl. Answer at 7 (quoting People v. Jackson, 92 Cal. App. 3d 899, 902 (1979)).

In the instant case, the appellate court upheld the jury's findings regarding Petitioner's

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possession and use of a firearm, and summarized the evidence in support of those findings as

follows:

John Bailey described the gun as a large, silver automatic. He told the

prosecutor he was familiar with guns because "I grew up in the ghetto. You see

guns all the time." Bailey explained to the jury how an automatic gun operates

and is loaded. He explained the difference between an automatic and a revolver,

stating that a revolver has a round chamber in which the bullets are placed. 

Bailey testified that the gun pointed at his chest "looked real." When asked by

defense counsel whether he could say with 'absolute certainty" that the gun was

real, Bailey responded, "I thought it was a real gun. That's all I can say." 

Defense counsel again asked, but as you sit here under oath, can you say that it

was, in fact, a real gun?" Bailey replied, "I couldn't possibly say if it was real or

fake."

Herbert Halcrombe was also familiar with guns and stated that he owns a

.38 caliber revolver. He testified that [Petitioner's] gun appeared real and he

believed it was a .45 automatic with a clip. It was not a revolver. Like Bailey,

he explained to the jury the difference between an automatic and revolver. On

cross-examination, defense counsel asked, "You don't know whether it was a

replica, in other words something like a toy gun?" and Halcrombe responded,

"No, I don't." Though less familiar with guns than Bailey or Halcrombe,

Alwareeth too believed the gun was real.

Even though no weapon was recovered, the testimony of the

eyewitnesses provided a rational basis for the jury to conclude that the object

observed was an actual gun, not a toy or replica. The mere possibility that the

object seen by the witnesses may have been a sophisticated toy or replica does

not necessarily create a reasonable doubt, nor were the People required to

disprove that theoretical possibility. Substantial evidence supports the [gun-use]

enhancement and the conviction for possession of a firearm. 

Resp't Ex. B-2 at 16-17.

When viewed in the light most favorable to the prosecution, the evidence in Petitioner's

case was sufficient to allow any rational trier of fact to conclude that Petitioner committed the

crime of possession of a firearm by an ex-felon. See Jackson, 443 U.S. at 319. Contrary to

Petitioner's assertions, the Court finds that the witnesses' testimonies as to the fact that the gun 

looked real, based on their familiarity with guns, was sufficient to establish Petitioner's liability. 

See People v. Jackson, 92 Cal. App.3d at 899. Because the appellate court's ruling was not

unreasonable, this portion of Petitioner's claim is denied.

b. Ammunition Possession

Petitioner was also found guilty in the state court proceedings of possession of

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ammunition (Cal. Penal Code § 12316(b)(1)). Resp't A-1; CT 357.

 Under California law, ex-felons are barred from possessing ammunition. Cal. Penal

Code § 12316(b)(1). Constructive possession is established where it is shown that:

the accused maintains control or a right to control the contraband; possession

may be imputed when contraband is found in a place which is immediately and

exclusively accessible to the accused and subject to his dominion and control, or

the joint dominion and control of the accused and another.

People v. Johnson, 158 Cal. App. 3d 850, 854 (1984); see also People v. Palaschak, 9 Cal. 4th

1236, 1242 (1995). This element may be established by "circumstantial evidence and any

reasonable inferences drawn therefrom." People v. Glass, 44 Cal. App. 3d 772, 774 (1975).

Petitioner argues that "[a]t the time of the search, not only was [Petitioner] away at jail,

but there was a woman (unconnected to [Petitioner]) living in the apartment." Pet'r Ex. 1 at 22. 

He further argues that there was no evidence that the ammunition was present in the apartment

at any time Petitioner lived there. Id.

In the instant case, the appellate court found sufficient evidence to support Petitioner's

conviction for the crime barring ex-felons from possessing ammunition, stating: 

The evidence was sufficient . . . to support [Petitioner's] conviction for

possession of ammunition. [Petitioner] told Officer Joseph DeVille, during a

contact in February 1998, that he lived at 731 Lucas Avenue, Apartment B. 

Officer Neal Newton testified that he had contacted [Petitioner] at that residence

seven or eight times over the last three years. Newton last contacted [Petitioner]

there four to six months before [Petitioner] was taken into custody. On May 5,

1999, one week after the incident at Foodsco [sic], Officer Newton saw

[Petitioner] standing on a street corner one block from the Lucas Avenue

residence. When the studio apartment was searched, a week after [Petitioner's]

arrest, police found approximately 45 rounds of .22 caliber ammunition in the

closet along with men and women's clothing. [T]hey found 16 rounds of live

.308 caliber rifle ammunition in a cabinet. In the cabinet was an envelope

addressed to Mr. and Mrs. Carter postmarked April 17, 1999, and a prescription

bottle with [Petitioner's] name on it, dated February 1999. Moreover,

[Petitioner] was in possession of a gun during the incident at Foodsco [sic]. In

closing argument, defense counsel vigorously argued the lack of evidence tying

[Petitioner] to the ammunition, suggesting to the jury that the ammunition could

have been placed in the apartment after the [Petitioner] was taken into custody. 

The jury obviously rejected this argument. 

Resp't Ex. B-2 at 18.

The evidence in Petitioner's case, when viewed in the light most favorable to the

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prosecution, was sufficient to allow any rational trier of fact to conclude that Petitioner

committed the crime of an ex-felon in possession of ammunition. See Jackson, 443 U.S. at 319. 

The appellate court's denial of this claim was not an unreasonable application of clearly

established federal law. 28 U.S.C. § 2254(d). Therefore, this portion of Petitioner's claim for

relief is also denied. 

The appellate court's denial of Petitioner's entire insufficiency of evidence claim was not

an unreasonable application of clearly established Supreme Court precedent. See 28 U.S.C. §

2254(d). Accordingly, Petitioner is not entitled to habeas relief on this claim. 

E. Improper Exclusion of Third-Party Culpability Evidence

1. Background

Petitioner argues that the trial court "erred in not allowing [Petitioner] to introduce

evidence establishing that at least one other identifiable person in the community closely

matched the description of the [suspect]," in violation of his "rights to a fair trial." Pet'r Ex. 1 at

23-24.

The appellate court outlined the following background facts of Petitioner's claim of

improper exclusion of third-party culpability evidence:

[Petitioner] sought to admit evidence that Danny Harris committed the crimes at

Foodsco [sic]. According to [Petitioner], Harris had theft-related convictions,

was African-American and about the same height, weight and age as [Petitioner],

and also had a glass eye. Additionally, Harris lived about three blocks from

Foodsco [sic]. The court granted the People's motion to exclude the evidence,

ruling that [Petitioner] had not demonstrated any evidence linking Harris to the

commission of the theft. 

Resp't Ex. B-2 at 19.

The appellate court found that the trial court did not abuse its discretion is excluding the

third-party culpability evidence. In evaluating the evidence, appellate court stated:

Harris'[s] similarity in appearance, prior record and [the] fact that he lived in the

neighborhood does not constitute the required direct or circumstantial evidence

linking a third party to the crime. Defendant's comparison of the evidence

regarding Harris with that in People v. Cudjo (1993) 6 Cal.4th 585 fails. In

Cudjo, a third party confessed to the crime within hours after its commission and

under circumstances providing substantial assurance that the confession was

trustworthy. (Id. at pp. 609-610.)

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Id.

2. Applicable Federal Law

A state court's evidentiary ruling is not subject to federal habeas review unless the ruling

violates federal law, either by infringing upon a specific federal constitutional or statutory

provision or by depriving the defendant of the fundamentally fair trial guaranteed by due

process. See Pulley v. Harris, 465 U.S. 37, 41 (1984); Jammal v. Van de Kamp, 926 F.2d 918,

919-20 (9th Cir. 1991); Middleton v. Cupp, 768 F.2d 1083, 1085 (9th Cir. 1985), cert. denied,

478 U.S. 1021 (1986). The Due Process Clause does not guarantee the right to introduce all

relevant evidence. See Montana v. Egelhoff, 518 U.S. 37, 42 (1996).

The exclusion of evidence does not violate the Due Process Clause unless "it offends

some principle of justice so rooted in the traditions and conscience of our people as to be ranked

as fundamental." Id. at 43 (quoting Patterson v. New York, 432 U.S. 197, 201-02 (1977))

(internal quotations omitted). Therefore, Petitioner must establish that his right to have the jury

consider the excluded evidence in the case was a "fundamental principle of justice." See id. "It

is not the State which bears the burden of demonstrating that its rule is deeply rooted, but rather

[Petitioner] who must show that the principle of procedure violated by the rule (and allegedly

required by due process) is so rooted in the traditions and conscience of our people as to be

ranked as fundamental." Id. at 47 (quoting Patterson, 432 U.S. at 202) (internal quotations

omitted) (emphasis in original).

One of the fundamental rules that may be violated by the erroneous exclusion of critical,

corroborative defense evidence is the Sixth Amendment right to present a defense. DePetris v.

Kuykendall, 239 F.3d 1057, 1062 (9th Cir. 2001) (citing Chambers v. Mississippi, 410 U.S.

284, 294 (1973), and Washington v. Texas, 388 U.S. 14, 18-19 (1967)). "In order for evidence

of another suspect to be admissible . . . , there must be direct or circumstantial evidence linking

the third person to the actual perpetration of the crime. Motive or opportunity is not enough." 

Spivey v. Rocha, 194 F.3d 971, 978 (9th Cir. 1999) (upholding the California test on third-party

culpability evidence) (internal quotation marks omitted).

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3. Analysis

Petitioner argues that "because [the third-party culpability] evidence would have raised a

reasonable doubt as to the identification of [Petitioner] as the thief, the trial court should have

allowed its introduction, and the denial violated [Petitioner's] Federal due process rights to a fair

trial." Pet'r Ex. 1 at 24. 

Respondent argues that the appellate court "properly found that [Petitioner] had failed to

meet his burden of identifying any evidence actually linking Mr. Harris to the crimes." Second

Suppl. Answer at 3.

The Court finds that the trial court cannot be charged with failing to allow the

presentation of evidence of third-party culpability because no such evidence linking the third

party to the crimes was offered by the defense. Therefore, the Court concludes that the

appellate court's determination that Petitioner had failed to meet his burden of identifying any

evidence linking Mr. Harris to the incident on April 28, 1999 was reasonable. This

interpretation is supported by the record: (1) Petitioner's evidence -- that Mr. Harris had a

similar appearance (including a glass eye) and lived near Foods Co. -- was properly excluded

because it does not rise to the level of either "direct or circumstantial evidence linking [Mr.

Harris] to the actual perpetration of the crime" in this case, Spivey, 194 F.3d at 978, and (2)

there was sufficient evidence linking Petitioner to the crimes in question based on witnesses

who were acquainted with him and who immediately identified him as the perpetrator when

presented with the photographic lineup, RT 730-731, 791, 956, 959. Therefore, the Court finds

that the exclusion of the alleged evidence of third-party culpability did not amount to a due

process violation because Petitioner failed to establish that his right to have the jury consider

the excluded evidence in the case was a "fundamental principle of justice." Egelhoff, 518 U.S.

at 43. Furthermore, even if the trial court's exclusion of this evidence amounted to

constitutional error, such an error would not lead to a "substantial and injurious effect or

influence in determining the jury's verdict," especially in light of the abundance of evidence

pointing to Petitioner as the perpetrator of the crime and the lack of evidence implicating Mr.

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Harris. Brecht, 507 U.S. at 638. Therefore, the appellate court's rejection of Petitioner's claim

was not contrary to, or an unreasonable application of, clearly established Supreme Court

precedent. See 28 U.S.C. § 2254(d). Accordingly, Petitioner's claim for habeas relief based on

the exclusion of third-party culpability evidence is denied.

//

//

//

CONCLUSION

For the foregoing reasons, the petition for a writ of habeas corpus is DENIED as to all

claims. The Clerk of the Court shall enter judgment and close the file.

IT IS SO ORDERED.

DATED: 9/26/05 _______________________________

SAUNDRA BROWN ARMSTRONG

United States District Judge

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