Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-70/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER DIRECTING US BANK TO PROVIDE DOCUMENTS AND INFO. CONCERNING THE BT SUBFUNDS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME G. TOUCHSTONE (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

 v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD

ORDER DIRECTING 

US BANK TO PROVIDE DOCUMENTS 

AND INFORMATION CONCERNING 

THE BT SUBFUNDS TO RECEIVER 

Judge Lawrence K. Karlton

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”) and on July 31, 2009, the Court filed an Order permanently 

appointing Receiver. Pursuant to the OAR, for good cause shown, and in order to empower and 

authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

EIMT transferred investor funds to various subfunds and various subfunds transferred 

funds to EIMT. BT Management & Development Group, LLC and BT Partners, LLC (the “BT 

Subfunds”) were identified as an EIMT subfund in this Court’s August 10, 2009 Order 

Compelling Subfund Managers To Produce Documents and Information (Doc. No. 110), which 

remains in full force and effect. Receiver believes that additional BT Subfunds may exist or at 

Case 2:09-cv-00665-JAM-KJN Document 307 Filed 07/19/10 Page 1 of 2
[PROPOSED] ORDER DIRECTING US BANK TO PROVIDE DOCUMENTS AND INFO. CONCERNING THE BT SUBFUNDS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

one time existed in the name of BT Management Group, Inc. and/or BT Management, Inc. Brian 

E. Torrance and Scott R. Bogue are managers of the BT Subfunds. 

To further assist Receiver’s investigation in tracing the EIMT funds and in compiling an 

accounting of all possible EIMT Subfunds, the Court hereby directs US Bank to provide 

information and documentation concerning any and all BT Subfund(s) (BT Management & 

Development Group, LLC, BT Partners, LLC, BT Management Group, Inc. and/or BT 

Management, Inc.) and/or any accounts on which Brian Torrance and/or Scott Bogue had 

signing authority from January 2005 through December 2008, including, but not limited to US 

Bank Account numbers XXXXX6000 and XXXXX2522, including, but not limited to 

statements and other documentation reflecting receipts by and disbursements from such 

accounts, account numbers and account holder information. 

US Bank is further directed to cooperate fully with Receiver in Receiver’s activities, 

investigation and inquiries on behalf of this Court. 

IT IS SO ORDERED.

Dated: July 16, 2010 

Case 2:09-cv-00665-JAM-KJN Document 307 Filed 07/19/10 Page 2 of 2