Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_16-cv-01386/USCOURTS-cand-3_16-cv-01386-11/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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Stipulation and [Proposed] Order Extending Time To 

Move to Amend the Complaint 

Civ. 3:16-cv-01386-EMC 

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JINA L. CHOI (N.Y. Bar No. 2699718) 

JOHN S. YUN (Cal. Bar No. 112260) 

 yunj@sec.gov 

MARC D. KATZ (Cal. Bar No. 189534) 

 katzma@sec.gov 

JESSICA W. CHAN (Cal. Bar No. 247669) 

 chanjes@sec.gov 

Attorneys for Plaintiff 

SECURITIES AND EXCHANGE COMMISSION 

44 Montgomery Street, Suite 2800 

San Francisco, CA 94104 

Telephone: (415) 705-2500 

Facsimile: (415) 705-2501 

SECURITIES AND EXCHANGE COMMISSION,

 Plaintiff, 

 v. 

JOHN V. BIVONA; SADDLE RIVER 

ADVISORS, LLC; SRA MANAGEMENT 

ASSOCIATES, LLC; FRANK GREGORY 

MAZZOLA, 

 Defendants, and 

SRA I LLC; SRA II LLC; SRA III LLC; 

FELIX INVESTMENTS, LLC; MICHELE 

J. MAZZOLA; ANNE BIVONA; CLEAR 

SAILING GROUP IV LLC; CLEAR 

SAILING GROUP V LLC, 

 Relief Defendants. 

 

Case No. 3:16-cv-01386-EMC

STIPULATION AND [PROPOSED] ORDER 

EXTENDING TIME TO MOVE TO 

AMEND THE COMPLAINT AS TO 

POTENTIAL DEFENDANT 1 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN FRANCISCO DIVISION 

Case 3:16-cv-01386-EMC Document 138 Filed 10/07/16 Page 1 of 2
Stipulation and [Proposed] Order Extending 

Time To Move to Amend the Complaint 

1 Civ. 3:16-cv-01386-EMC

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STIPULATION EXTENDING TIME TO MOVE TO AMEND THE COMPLAINT 

 Plaintiff Securities and Exchange Commission (“Commission”) and Potential Defendant 11

hereby stipulate to extend the Commission’s time to file a motion to amend the Complaint to add 

Potential Defendant 1 as a defendant in this matter until January 31, 2017. 

 Commission staff, Potential Defendant 1, and Potential Defendant 1’s counsel, Jahan Raissi, 

are currently involved in discussions concerning the possible resolution of the Commission’s claims 

against Potential Defendant 1. To provide sufficient time to complete these negotiations, the 

Commission and Potential Defendant 1 stipulate as follows: 

The Commission shall have until January 31, 2017 to file a motion to add Potential Defendant 

1 to this action. The deadline for moving to amend the Complaint as to any other claim or 

defendant remains October 31, 2016. 

Dated: October 5, 2016 Respectfully submitted, 

 

 /s/ Jessica W. Chan_________________________ 

Jessica W. Chan 

Attorneys for Plaintiff 

SECURITIES AND EXCHANGE COMMISSION 

 /s/ Jahan P. Raissi ___ 

Jahan P. Raissi 

Attorneys for Potential Defendant 1 

SHARTSIS FRIESE LLP 

The parties having stipulated to the foregoing concerning the Commission’s time to move to 

amend the Complaint with respect to Potential Defendant 1, it is SO ORDERED. 

DATED: October __, 2016 _____________________ 

 EDWARD M. CHEN 

 United States District Judge 

 

1 The Commission’s practice is not to identify potential defendants until they have been sued. 

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U

NITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

IT IS SO ORDERED

Judge Edward M. Chen

Case 3:16-cv-01386-EMC Document 138 Filed 10/07/16 Page 2 of 2