Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca10-07-05134/USCOURTS-ca10-07-05134-0/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 

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UNITED STATES COURT OF APPEALS

FOR THE TENTH CIRCUIT

WMB HGK PLAINTIFFS; GEORGE

CHIDLAE WEISZ; LAWRENCE M

COHEN; VICTOR CALI, 

Individually, and on behalf of all

others similarly situated; THOMAS

INGOGLIA, Individually, and on

behalf of all others similarly situated;

ALL PLAINTIFFS; ERISA

PLAINTIFFS; MARKET STREET

SECURITIES, INC.; LOCAL 710

PENSION FUND, debt securities

subclass member; HARVEY

MATCOVSKY; HARRIET

GOLDSTEIN; SARAH HARMAN;

MALVIN KAUFMAN IRA, 

GLORIA REIN; ANGELO

ARMEZZANI; HEALTH &

WELFARE BENEFITS PLAN FUND,

LOCAL 854 I.B.T.; SCOTT

KAUFMAN IRA; JAY HANSBRO;

JOYCE ARMEZZANI; ELAINE

KATZ; LOCAL 710 HEALTH AND

WELFARE FUND; ROBERT A.

FOVNER; JOHN COTTRELL;

DIANA VAUGHAN; AMY K

HOFFMAN; THOMAS W. CLAVIN;

JOHN QUERCI, TTEE Medical Wlk

in Ctr PS Plan DTD; JEFFREY S.

JORDAN; MALKA BERGER;

MICHAEL ACKERMAN;

LAWRENCE M. COHEN TRUST;

GARY KOSSEFF; TODD SIMON;

MICHAEL SHENIAK; LAWRENCE

M. COHEN IRA; BC INVESTMENT

CLUB; PAUL W. MILLER; LEON

KAUFMAN; JEFFREY COHEN;

Appellate Case: 07-5134 Document: 010155239 Date Filed: 10/22/2007 Page: 1 
-2-

SAFFI OMAR; LEON KAUFMAN

IRA; DALE N. SHOOK; RONALD

WILKINSON; MALVIN KAUFMAN, 

 Plaintiffs, 

and 

WCG PLAINTIFFS, 

 Plaintiff - Appellee, 

v. 

BARCLAYS CAPITAL; BNP

PARIBAS; COMMERZBANK

CAPITAL MARKETS CORP;

CREDIT LYONNAIS SECURITIES

(USA) INC.; FLEET SECURITIES

INC.; KBC FINANCIAL PRODUCTS;

RBC DOMINION SECURITIES

CORPORATION; SCOTIA CAPITAL

(USA) INC.; SUNTRUST ROBINSON

HUMPHREY; TD SECURITIES

(USA) INC.; IRA D. HALL; MIZUHO

INTERNATIONAL PLC; ABN AMRO

ROTHSCHILD LLC; BMO NESBITT

BURNS CORP.; BARCLAYS BANK

PLC; RBC DAIN RAUSCHER INC.;

ROYAL BANK OF SCOTLAND PLC,

THE; MERRILL LYNCH PIERCE

FENNER & SMITH, INC., 

 Defendants - Appellees, 

THE WILLIAMS COMPANIES

INC., Sued as: Williams Companies,

Inc., seperately and senior

management; KEITH E. BAILEY, 

No. 07-5134

(D.C. No. 02-CV-72-SPF-FHM)

Appellate Case: 07-5134 Document: 010155239 Date Filed: 10/22/2007 Page: 2 
-3-

 Defendants - Appellants, 

WILLIAMS COMMUNICATIONS

GROUP, INC.; HOWARD E.

JANZEN; SCOTT E. SCHUBERT;

KEN KINNEAR; MATTHEW W.

BROSS; BOB F. MCCOY; HOWARD

S. KALIKA; FRANK M. SEMPLE;

ERNST & YOUNG LLP; GOLDMAN

SACHS & CO.; UBS WARBURG

LLC; WILLIAMS DEFENDANTS;

UNDERWRITER DEFENDANTS;

STEVEN J. MALCOLM; GARY R.

BELITZ; HUGH M. CHAPMAN;

GLENN A. COX; THOMAS H.

CRUIKSHANK; WILLIAM E.

GREEN; W R HOWELL; JAMES C.

LEWIS; CHARLES M. LILLIS;

GEORGE A. LORCH; JACK D

MCCARTHY; GORDON R.

PARKER; JANICE D. STONEY;

JOSEPH H. WILLIAMS; LEHMAN

BROTHERS INC., sued as: Lehman

Brothers; MERRILL LYNCH & CO.;

SALOMON SMITH BARNEY, INC.;

BANC OF AMERICA SECURITIES

LLC; WILLIAMS CAPITAL GROUP,

L.P.; FRANK T. MACINNIS;

STEVEN J. MALCOLM; CREDIT

SUISSE FIRST BOSTON

CORPORATION; CIBC WORLD

MARKETS CORP., 

 Defendants - Appellees, 

v. 

CASCIA II; LISA COMER, 

 Objectors, 

Appellate Case: 07-5134 Document: 010155239 Date Filed: 10/22/2007 Page: 3 
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BANK OF AMERICA, N.A.; DAVID

SCHULTZ, 

 Intervenors, 

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NORMAN H. KIRKENDOLL; ALEX

MERUELO, class member, 

 Movants - Appellees, 

and 

MELIS PARONYAN; HGK ASSET

MANAGEMENT INC.; JAY-BEE

IMPORTS, INC; DOUGLAS E.

MILLER; CAROL MOORE; BRUCE

SMITH; KATHLEEN SMITH;

BRUCE RUSSELL; WESTMONTE

PLAZA, INC.; DARRYL

ABRAMOWITZ; SUBCLASS OF

PURCHASERS OF WMB

SECURITIES; SEYMOUR LAW

FIRM; R. THOMAS SEYMOUR, 

 Movants.

ORDER

Filed October 22, 2007

This matter is before the court on the “Defendants-Cross-Appellants’

Amended Motion To Dismiss Appeal Pursuant To FRAP 42 (b).” 

Appellate Case: 07-5134 Document: 010155239 Date Filed: 10/22/2007 Page: 4 
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Pursuant to Fed. R. App. P. 42 (b), this cross appeal (07-5134) is dismissed. 

Case No. 07-5119 remains pending with this court. 

Entered for the Court

ELISABETH SHUMAKER, Clerk of Court 

 

by:

Christine Van Coney

Counsel to the Clerk

Appellate Case: 07-5134 Document: 010155239 Date Filed: 10/22/2007 Page: 5