Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_11-cv-00136/USCOURTS-cand-3_11-cv-00136-13/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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PROPOSED ORDER APPROVING FINAL ACCOUNTING

(11-00136 WHA) 

 

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UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN FRANCISCO DIVISION 

The Court, having reviewed the Securities and Exchange Commission’s 

(“Commission”) Motion for an Order to Approve the Final Accounting, Transfer Funds to the 

United States Treasury, Discharge the Distribution Agent, and Terminate the Distribution Fund, 

its supporting memorandum, and the Distribution Agent’s Status and Progress Report 

Declaration, and for good cause shown, 

IT IS HEREBY ORDERED: 

1. The final accounting is approved; 

2. The Commission is authorized to transfer all remaining funds, and any future 

funds that may be received, in this matter to the United States Treasury once the remaining tax 

obligations are paid; and 

3. Upon transfer of the remaining funds to the United States Treasury, the 

Distribution Agent is discharged and the Distribution Fund is terminated. 

IT IS SO ORDERED. 

Dated: _____________ ________________________________ 

 WILLIAM H. ALSUP 

 UNITED STATES DISTRICT JUDGE 

SECURITIES AND EXCHANGE COMMISSION,

Plaintiff,

vs.

CHARLES SCHWAB INVESTMENT

MANAGEMENT, CHARLES SCHWAB & CO.,

INC., AND SCHWAB INVESTMENTS,

Defendants.

Case No. CV-11-00136 WHA

[PROPOSED] ORDER APPROVING 

THE FINAL ACCOUNTING, 

TRANSFERRING FUNDS TO THE 

UNITED STATES TREASURY, 

DISCHARGING THE DISTRIBUTION 

AGENT, AND TERMINATING THE 

DISTRIBUTION FUND

October 11, 2016.

Case 3:11-cv-00136-WHA Document 94 Filed 10/11/16 Page 1 of 1