Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_02-cv-03704/USCOURTS-cand-3_02-cv-03704-1/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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Plaintiff’s Motion To Continue Further Case Management Conference, Case No. C-02-3704 (JSW) 1

Luke T. Cadigan (Mass. Bar 561117)

Martin F. Healey (Mass. Bar No. 227550)

Bradford E. Ali (Mass. Bar 649541)

Attorneys for Plaintiff

SECURITIES AND EXCHANGE COMMISSION

73 Tremont Street, Suite 600

Boston, MA 02108

(617) 573-8919 (Cadigan)

(617) 424-5940 fax

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA ___________________________________________ )

SECURITIES AND EXCHANGE COMMISSION, )

)

Plaintiff, )

)

v. ) Case No. C-02-3704-JSW

)

CLAUDE LEFEBVRE, DENNIS S. HERULA, )

RMO ASSETS MANAGEMENT SA, and, )

WATCH HILL CAPITAL MANAGEMENT LLC, )

)

Defendants, )

)

) DATE: October 14, 2005 

) (or other time

) convenient for the

) Court)

and, ) TIME: 1:30 p.m.

)

MARY LEE CAPALBO aka ) COURTROOM 2

MARY LEE CAPALBO HERULA, ) 17th Floor

)

Relief Defendant. )

_____________________________________________)

PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S ASSENTED TO

MOTION TO CONTINUE FURTHER CASE MANAGEMENT CONFERENCE

Plaintiff Securities and Exchange Commission (the “Commission”) hereby moves to

continue the Further Case Management Conference scheduled in this matter for July 29, 2005 at

1:30 p.m., until October 14, 2005, or some other time convenient for the Court. The grounds for

this motion are: (1) In light of Defendant Dennis S. Herula’s (“Herula”) conviction in the related

criminal action, the parties both are seeking to resolve this matter and expect to resolve it; (2)

Counsel for the Commission has provided Counsel for the Defendants with proposed consents

Case 3:02-cv-03704-JSW Document 144 Filed 07/25/2005 Page 1 of 4 Case 3:02-cv-03704-JSW Document 145 Filed 07/25/05 Page 1 of 3
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1

 Defendants Claude Lefebvre and RMO Assets Management SA are not parties to this

stipulation, as the Court has entered final judgments against those defendants on April 12, 2004. 

Plaintiff’s Motion To Continue Further Case Management Conference, Case No. C-02-3704 (JSW) 2

and final judgments, but Counsel for the Defendants is experiencing delays due to Herula’s

incarceration and, as a result, difficulty in communicating with him; and (3) The parties believe

that a continuance of approximately 90 days would enable the parties to resolve these issues. 

Counsel for Herula, Defendant Watch Hill Capital Management LLC and Relief

Defendant Mary Lee Capalbo assents to this motion.1

Accordingly, the Commission requests that the Case Management Conference scheduled

for July 29, 2005 be continued to October 14, 2005, or another time convenient for the Court.

Case 3:02-cv-03704-JSW Document 144 Filed 07/25/2005 Page 2 of 4 Case 3:02-cv-03704-JSW Document 145 Filed 07/25/05 Page 2 of 3
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Plaintiff’s Motion To Continue Further Case Management Conference, Case No. C-02-3704 (JSW) 3

Dated : July 25, 2005 Respectfully submitted,

 /s/ Bradford E. Ali ____________________________ Luke T. Cadigan (Mass Bar. No. 561117)

Senior Trial Counsel

Martin F. Healey (Mass. Bar. No. 227550)

Assistant District Administrator

Bradford E. Ali (Mass. Bar No. 649541)

Senior Counsel

Attorneys for Plaintiff

SECURITIES AND EXCHANGE

COMMISSION

73 Tremont Street, Suite 600

Boston, MA 02108

PURSUANT TO STIPULATION, IT IS SO ORDERED.

Dated: _______________ ________________________________

Honorable Jeffrey S. White

United States District Judge

Case 3:02-cv-03704-JSW Document 144 Filed 07/25/2005 Page 3 of 4

July 25, 2005

Case 3:02-cv-03704-JSW Document 145 Filed 07/25/05 Page 3 of 3