Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-casd-3_04-cv-02093/USCOURTS-casd-3_04-cv-02093-5/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 7:6(b) Federal Commodity Exchange Regulation

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04cv2093 J (NLS)

AO 450 Judgment in a Civil Case

United States District Court

SOUTHERN DISTRICT OF CALIFORNIA

Commodity Futures Trading Commissioon

V. JUDGMENT IN A CIVIL CASE

White Pine Trust Corporation, Richard Matthews,

Stephen Baere, Lucia Matthews CASE NUMBER: 04cv2093 J (NLS)

Jury Verdict. This action came before the Court for a trial by jury. The issues have been tried

and the jury has rendered its verdict.

X Decision by Court. This action came to trial or hearing before the Court. The issues have been

tried or heard and a decision has been rendered.

IT IS ORDERED AND ADJUDGED

the Court grants Plaintiff’s Motion for Summary Judgment. Additionally, the Court permanently enjoins

Defendant Baere from committing any future violations of te Commodity Exchange Act, either directly or

indirectly. The Court awards restitution to Keith Burris and Patrick O’Connor in the amounts of

$245,642.48 and $30,000 respectively, and orders Defendant Baere to disgorge profits in the amount of

$600,000. The Court orders that such restitution and disgorgement obligations shall be reduced by any

amounts recovered pursuant to the respective Criminal Action. As to issue of restitution only, the Court

grants Plaintiff leave to file documentation of proof of reliance with respect to additional investors. Lastly,

the Court assesses civil monetary penalties against Defendant Baere in the amount of $100,000.

August 14, 2007 W. Samuel Hamrick, Jr.

Date Clerk

s/ A. Everill

(By) Deputy Clerk

ENTERED ON August 14, 2007

Case 3:04-cv-02093-J-NLS Document 248 Filed 08/14/07 Page 1 of 1