Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_15-cv-05304/USCOURTS-cand-4_15-cv-05304-3/pdf.json

Nature of Suit Code: 380
Nature of Suit: Other Personal Property Damage
Cause of Action: 28:1332 Diversity-Personal Property

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STIPULATION FOR ARBITRATION OF CLAIMS; ORDER Case No. 3:15-cv-05304-HSG 

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ROBERT T. SULLWOLD (SBN 88139) 

JAMES A. HUGHES (SBN 88380) 

SULLWOLD & HUGHES 

1999 Harrison Street, Suite 1800 

Oakland, CA 94612 

(510) 496-4616 

(415) 762-5338 FAX 

Attorneys for Defendants 

WELLS FARGO ADVISORS, LLC 

and WELLS FARGO & COMPANY 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

OAKLAND DIVISION 

SHARON ROBINSON, an individual, 

 Plaintiff 

 v. 

WELLS FARGO ADVISORS, LLC, a Delaware 

Limited Liability Company; WELLS FARGO 

& COMPANY, a Delaware corporation; and 

DOES 1-25, inclusive, 

 Defendants. 

Case No.: 3:15-cv-05304-HSG 

STIPULATION FOR ARBITRATION OF 

CLAIMS AGAINST WELLS FARGO 

ADVISORS, LLC; ORDER 

 Plaintiff Sharon Robinson (“Robinson”) having executed written agreements when she 

opened her brokerage accounts with defendant Wells Fargo Advisors, LLC (“WFA”) providing that all 

controversies and disputes between her and WFA shall be determined by binding arbitration conducted 

before the Financial Industry Regulatory Authority (“FINRA”), 

 IT IS HEREBY STIPULATED by the parties hereto, through their respective counsel of 

record, as follows: 

 1. All of the claims alleged in the Complaint against WFA (the “WFA Claims”) are 

referred to binding arbitration before FINRA; 

 2. Further judicial proceedings on the WFA Claims are stayed pending arbitration; 

 3. Robinson shall commence arbitration proceedings before FINRA within six 

months of the date hereof; if she fails to do so, she consents to dismissal of this action against WFA with 

Case 4:15-cv-05304-HSG Document 43 Filed 10/05/16 Page 1 of 2
 

STIPULATION FOR ARBITRATION OF CLAIMS; ORDER Case No. 3:15-cv-05304-HSG 

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prejudice. 

 4. This Stipulation does not apply to the claims in this case that are made against 

defendant Wells Fargo & Company, which is not a FINRA member. 

DATED: April 20, 2016 LAW OFFICES OF JAMES M. BRADEN 

By: /s/ James M. Braden 

 James M. Braden 

 Attorneys for Plaintiff 

 SHARON ROBINSON 

DATED: April 20, 2016 SULLWOLD & HUGHES 

By: /s/ Robert T. Sullwold 

 Robert T. Sullwold 

Attorneys for Defendants 

 WELLS FARGO ADVISORS, LLC 

and WELLS FARGO & COMPANY 

ORDER

 Having considered the foregoing Stipulation for Arbitration of Claims against Wells 

Fargo Advisors, LLC, and good cause appearing therefor, IT IS SO ORDERED. 

DATED: 

 ______________ United States District Judge 

10/5/2016

Case 4:15-cv-05304-HSG Document 43 Filed 10/05/16 Page 2 of 2