Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca3-08-01936/USCOURTS-ca3-08-01936-0/pdf.json

Nature of Suit Code: 440
Nature of Suit: Other Civil Rights
Cause of Action: 

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The Honorable Legrome D. Davis, District Judge for the United States District *

Court for the Eastern District of Pennsylvania, sitting by designation.

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

____________

No. 08-1936

____________

JOSEPH F. LAFFEY, 

 Appellant

 v.

UNITED STATES MARSHAL JAMES PLOUSIS, 

In His Individual Capacity; HANSEL S. TORRIERO; 

CHIEF MARSHAL DONALD RACKLEY, In His Individual

Capacity; *MVM, INC.

 *MVM, INC. dismissed pursuant to FRAP 42(b)

____________

On Appeal from United States District Court

for the District of New Jersey

(D.C. No. 05-cv-02796)

District Judge: Honorable Joseph A. Greenaway

____________

Submitted Under Third Circuit LAR 34.1(a)

February 5, 2010

Before: McKEE, HARDIMAN, Circuit Judges, and DAVIS , District Judge *

(Filed: February 12, 2010)

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__________

OPINION OF THE COURT

____________

HARDIMAN, Circuit Judge

Joseph F. Laffey appeals the judgment of the District Court (1) dismissing his

complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim

and (2) denying his motion for leave to amend complaint. We will affirm.

I.

Because we write exclusively for the parties, we recount only the facts necessary to

our decision. We accept Laffey’s well-pleaded facts as true following the District Court’s

dismissal of his case.

Laffey has served as a Court Security Officer (CSO) assigned to the United States

Courthouse in Camden, New Jersey since 1988 and is employed by MVM, Inc. (MVM), a

private company working under contract with the United States Marshals Service

(Marshals Service) to provide security in the District of New Jersey. From June 2002

until February 2005, Laffey served as the Lead Court Security Officer (LCSO) in

Camden. In conjunction with his CSO duties, Laffey has served since 2003 as President

of the Security Officers, Police and Guards Union, Local No. 1536 (Union), which

represents CSOs assigned to the federal courts in New Jersey.

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In 2003, Hansel Torriero, a CSO serving at the United States Courthouse in

Newark, New Jersey, requested that MVM transfer him to Camden. Laffey opposed the

transfer in his capacity as President of the Union, arguing that Torriero lacked the

necessary seniority to qualify for the transfer under the collective bargaining agreement

(CBA) between the Union and MVM. After Torriero was denied a transfer, he sued

Laffey, MVM, and the Union.

Following his opposition to Torriero’s transfer request, Laffey alleged that MVM

and the Marshals Service harassed and retaliated against him. According to Laffey, he

was told that the Deputy Chief United States Marshal for the District of New Jersey,

Donald Rackley, wanted Torriero to work in Camden, blamed Laffey for blocking the

transfer, and instructed Laffey’s supervisor “to do something about Officer Laffey or

have something done to him.” In November 2004, Laffey allegedly was told that “things

would get worse and worse until” Rackley, James Plousis (the United States Marshal for

the District of New Jersey), and MVM “get you.” Laffey also alleged that James Elcik, a

Marshals Service employee who liaised with MVM, told him that Rackley was “upset

with him because he would not allow Torriero to transfer.” Finally, Laffey claimed that

in the fall of 2004, Elcik criticized him for mishandling CSO time sheets and told him not

to attend security meetings at the Camden courthouse.

In January 2005, Plousis allegedly asked Elcik: “what are we going to do now”

about punishing Laffey? Laffey also alleged that MVM investigated Laffey’s

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performance at the request of the Marshals Service in early January 2005. According to

Laffey, “most” of the charges against him were “not sustained.” Laffey concludes that

this campaign of retaliation resulted in his suspension without pay for over two weeks in

January 2005 and his removal from the LCSO position by MVM in February 2005.

Laffey sued Plousis, Rackley, and Torriero in their individual capacities pursuant

to Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics, 403 U.S.

388 (1971), alleging that they violated his First Amendment rights to freedom of speech

and freedom of association by “interfering with his employment” in retaliation for his 

opposition to Torriero’s transfer. Plousis and Rackley, joined by Torriero, filed a motion

to dismiss, contending that Laffey’s complaint failed to state a claim for relief. On June

29, 2007—over two years after filing suit—Laffey sought leave to amend his complaint

to add Elcik as a defendant and to allege that he had been denied promotion to the LCSO

position in 2006 in retaliation for his prior conduct.

The District Court granted the motion to dismiss, finding that Laffey’s complaint

failed to allege that Plousis, Rackley, Torriero, or any Marshals Service employee either

was directly involved in Laffey’s suspension and demotion or had the ability to control or

influence disciplinary actions taken by MVM. Laffey’s motion to amend complaint was

likewise denied.

Case: 08-1936 Document: 003110019303 Page: 4 Date Filed: 02/12/2010
 Laffey settled his claims against MVM and its individual employees. 

1

Accordingly, we consider only the dismissal of Laffey’s claims against the individual

Marshals Service defendants, Rackley and Plousis, as well as the District Court’s refusal

to allow Laffey to add a claim against Elcik.

 We note that the Supreme Court has “declined to extend Bivens to a claim 2

sounding in the First Amendment.” See Ashcroft v. Iqbal, 129 S.Ct. 1937, 1948 (2009)

(citing Bush v. Lucas, 462 U.S. 367 (1983)). Because Laffey’s complaint fails on other

grounds, we assume for the purposes of analysis—as did the Supreme Court in

Iqbal—that a First Amendment claim is cognizable under Bivens. Id. (“[W]e assume,

without deciding, that respondent’s First Amendment claim is actionable under Bivens.”). 

We also assume without deciding that Laffey’s speech was protected by the First

Amendment.

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II.

Laffey appeals the District Court’s dismissal of his complaint and the denial of his

motion for leave to amend. The District Court had jurisdiction pursuant to 28 U.S.C. 1

§ 1331 and we have jurisdiction pursuant to 28 U.S.C. § 1291. We review de novo a

District Court’s decision granting a motion to dismiss pursuant to Rule 12(b)(6). 

Ballentine v. United States, 486 F.3d 806, 808 (3d Cir. 2007). Our review of the denial of

Laffey’s motion for leave to amend is for abuse of discretion. Bechtel v. Robinson, 886

F.2d 644, 647 (3d Cir. 1989).

III.

A.

Bivens authorizes a private cause of action for damages to redress an alleged

deprivation of a federal constitutional right caused by an official acting under color of

federal law. See Carlson v. Green, 446 U.S. 14, 18 (1980). In dismissing Laffey’s First

2

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Amendment claim, the District Court held that Laffey’s complaint failed to allege that

Plousis, Rackley, or any other Marshals Service employee was “directly involved in the

suspension or demotion of” Laffey or that any Marshals Service employee “had any

control over the disciplinary actions executed by MVM against CSOs.” Accordingly,

Laffey failed to allege that any deprivation of his constitutional rights was caused by a

defendant acting under color of federal law.

Laffey now contends that this was error, arguing that the complaint “clearly avers

that MVM took actions at the direction and instigation of [Marshals Service employees].” 

We are unpersuaded that Laffey’s complaint is quite so clear. As the District Court

observed, Laffey did not allege any specific facts which identify any employee of the

Marshals Service who was directly involved in Laffey’s demotion or suspension. Nor did

he allege that Plousis, Rackley, or Elcik were able to intervene in MVM’s internal

disciplinary proceedings. “Because vicarious liability is inapplicable to Bivens . . . suits, a

plaintiff must plead that each Government-official defendant, through the official's own

individual actions, has violated the Constitution.” Iqbal, 129 S.Ct. at 1948. Here, the

complaint did not allege that the individual defendants were personally and directly

involved in any retaliatory employment actions taken against Laffey, as Iqbal requires. 

See id.

Laffey did allege that Plousis and Rackley were displeased with his opposition to

Torriero’s transfer request and that they told Laffey’s supervisor to “do something” to or

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about Laffey. He also alleged that Elcik criticized his handling of CSO time sheets and

prevented him from attending courthouse security meetings. Such allegations are

consistent with a conclusion that Plousis, Rackley, and Elcik sought to retaliate against

Laffey. But Iqbal makes clear that allegations that are “merely consistent with” liability

are insufficient to “state a claim for relief that is plausible on its face” in a Bivens action. 

Id. at 1949 (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 557 (2007)). Under

this standard, Laffey’s complaint is deficient because it fails to allege specific facts

suggesting that Plousis, Rackley, and Elcik actually did—or even could—personally

intervene to cause MVM to discipline Laffey in violation of his First Amendment rights.

Laffey relies heavily on our decision in Wilson v. MVM, Inc., 475 F.3d 166 (3d

Cir. 2007), where several CSOs were terminated by MVM after they failed medical tests

mandated by the Marshals Service. After the CSOs sued both the Marshals Service and

MVM, the Marshals Service argued that it could not be held liable for MVM’s

independent decision to terminate the CSOs. We disagreed, holding that the Marshals

Service’s “determination that appellants were medically disqualified led directly to their

termination.” Wilson, 475 F.3d at 178 (citing Greene v. McElroy, 360 U.S. 474, 483

(1959)). 

Laffey’s case differs significantly from Wilson, where MVM’s decision to

terminate the plaintiffs stemmed directly from their failure of medical tests required by

the Marshals Service. Id. at 176. Indeed, the Wilson plaintiffs’ inability to pass the

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Marshals Service’s medical tests prevented them from serving as “qualified” CSOs under

the terms of the contract between the Marshals Service and MVM. Id. at 170-71. By

contrast, Laffey alleged no facts which would establish a causal link between his

suspension or demotion and the actions of any individual Marshals Service employee.

Finally, Laffey observes that several circuits recognize that in the § 1983 context,

one can be held liable for a constitutional violation by “setting in motion” certain events

which he knows or should know will result in a constitutional violation. See, e.g., Sales v.

Grant, 158 F.3d 768, 776 (4th Cir. 1998). Laffey asks us to adopt and apply a similar

standard in this Bivens action and to find that Rackley, Plousis, and Elcik are liable

because “they pressured MVM into disciplining Laffey . . . .” We have yet to apply such

a standard in cases arising under § 1983, much less in the context of a Bivens action. 

Furthermore, we are hesitant to adopt this standard following Iqbal, a Bivens action in

which the Supreme Court emphasized “a plaintiff must plead that each

Government-official defendant, through the official's own individual actions, has violated

the Constitution.” Iqbal, 129 S.Ct. at 1948 (emphasis added). And finally, although

Laffey argues that Plousis, Rackley, and Elcik “pressured” MVM into disciplining him,

his complaint alleges insufficient facts to support such an inference.

In sum, the District Court did not err because Laffey failed to allege facts

sufficient to demonstrate that any individual Marshals Service defendant was responsible

for his demotion or suspension.

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B.

Laffey also challenges the District Court’s denial of his motion for leave to amend

to allege that he was denied promotion to the vacant LCSO position in retaliation for his

opposition to the Torriero transfer and to add Elcik, a Marshals Service employee, as a

defendant. We conclude that the District Court’s refusal to allow Laffey to amend his

complaint was not an abuse of discretion. As discussed previously, Laffey failed to allege

sufficient facts to show that Elcik or any other Marshals Service employee was directly

involved in MVM’s decision to discipline him. See Part III.A, supra. Accordingly, any

amendment adding Elcik as a defendant or alleging that MVM denied Laffey a promotion

would have been futile. See Foman v. Davis, 371 U.S. 178, 182 (1962) (holding that

leave to amend should be freely granted unless an amendment would be futile).

IV.

For the foregoing reasons, we will affirm the District Court’s judgment in all

respects.

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