Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-5_07-cv-03798/USCOURTS-cand-5_07-cv-03798-20/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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SEC v. Schroeder, No. C 07-3798 JW STIPULATION AND [PROPOSED] ORDER

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MARC J. FAGEL (Cal. Bar No. 154425) 

MARK P. FICKES (Cal Bar No. 178570) 

 fickesm@sec.gov 

SUSAN F. LA MARCA (Cal. Bar No. 215231) 

 lamarcas@sec.gov 

ELENA RO (Cal. Bar No. 197308) 

 roe@sec.gov 

Attorneys for Plaintiff 

SECURITIES AND EXCHANGE COMMISSION 

44 Montgomery Street, Suite 2600 

San Francisco, California 94104 

Telephone: (415) 705-2500 

Facsimile: (415) 705-2501 

SECURITIES AND EXCHANGE COMMISSION, 

 Plaintiff, 

 vs. 

KENNETH L. SCHROEDER, 

 Defendant. 

Case No. C-07-3798 JW 

STIPULATION AND [PROPOSED] 

AMENDED SCHEDULING ORDER

Plaintiff Securities and Exchange Commission and Defendant Kenneth L. Schroeder hereby 

stipulate to, and propose that the Court adopt, an amended scheduling order, as follows: 

STIPULATION

WHEREAS the Court entered a scheduling order for this case on May 11, 2009 [Docket No. 

140]; 

WHEREAS the Court entered an amended scheduling order for this case on June 19, 2009; 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORN

I

A

IT IS SO ORDERED

AS MODIFIED

Judge James Ware

1/11/2010

Case 5:07-cv-03798-JW Document 204 Filed 01/11/10 Page 1 of 3
SEC v. Schroeder, No. C 07-3798 JW -2- STIPULATION AND [PROPOSED] ORDER

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WHEREAS the parties have commenced tentative settlement discussions to see if this case 

can be resolved before trial; 

WHEREAS the parties believe the assistance of a mediator may be helpful in determining 

whether this case can be resolved before trial, and whereas the parties have agreed on Judge Fern M. 

Smith (retired) as the mediator; 

WHEREAS the parties have been diligent in pursuing discovery and believe that discovery 

should continue to proceed; and 

WHEREAS the parties believe that additional time is necessary to complete discovery and 

also to engage in meaningful discussions with the assistance of Judge Smith; and 

WHEREAS the parties believe that an extension of three months to the current deadlines as 

set forth in the Court’s amended discovery order would allow them to complete discovery and have a 

meaningful mediation; 

IT IS HEREBY STIPULATED by the parties and the parties ask the Court to adopt as its 

scheduling order, the following: 

• Close of All Discovery – June 7, 2010 

• Last Date for Filing Dispositive Motions – July 5, 2010 

• Last Date for Hearing Dispositive Motions – August 9, 2010 

• Preliminary Pretrial Conference at 11:00 a.m. – May 10, 2010 

• Preliminary Pretrial Conference Statements – April 30, 2010 

• Expert Witness Disclosure – April 5, 2010 

• Rebuttal Expert Witness Disclosure – April 19, 2010 

• Last Day for Hearing Objections to Experts - May 31, 2010 

 

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/// 

/// 

September 20, 2010 at 9:00 AM June 7, 2010 May 28, 2010 

Case 5:07-cv-03798-JW Document 204 Filed 01/11/10 Page 2 of 3
SEC v. Schroeder, No. C 07-3798 JW -3- STIPULATION AND [PROPOSED] ORDER

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DATED: December 21, 2009 Respectfully Submitted, 

 /s/ Mark P. Fickes 

Mark P. Fickes 

 Attorney for Plaintiff 

 SECURITIES AND EXCHANGE COMMISSION 

/s/ Shirli Weiss 

 Shirli Weiss 

 Attorney for Defendant 

 KENNETH L. SCHROEDER 

Filer’s Attestation: Pursuant to General Order No. 45, 

Section X(B) regarding signatures, Mark P. Fickes herby 

attests that concurrence in the filing of this document on 

behalf of DLA Piper has been obtained from Shirli Weiss, 

Esq. 

PURSUANT TO STIPULATION, IT IS SO ORDERED: 

Dated: December ___, 2009 

 James Ware 

 UNITED STATES DISTRICT JUDGE 

 AS MODIFIED.

January 11, 2010 

Case 5:07-cv-03798-JW Document 204 Filed 01/11/10 Page 3 of 3