Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_09-cv-05659/USCOURTS-cand-3_09-cv-05659-73/pdf.json

Nature of Suit Code: 830
Nature of Suit: Patent
Cause of Action: 35:271 Patent Infringement

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United States District Court

For the Northern District of California

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IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

RICHTEK TECHNOLOGY

CORPORATION,

Plaintiff,

 v.

uPI SEMICONDUCTOR

CORPORATION, AMANDA DAI, and

JACKY LEE,

Defendants. /

No. C 09-05659 WHA

ORDER GRANTING IN PART

AND DENYING IN PART

MOTION FOR LEAVE TO

AMEND INFRINGEMENT

CONTENTIONS AND

VACATING HEARING

INTRODUCTION

In this patent infringement action, plaintiff seeks to amend its infringement contentions

to assert an earlier priority date, to supplement its disclosure of its own products that

purportedly practice the asserted claims, and to delete contentions about dismissed defendants. 

For the reasons stated below, plaintiff’s motion is GRANTED IN PART AND DENIED IN PART.

STATEMENT

Plaintiff Richtek Technology Corporation owns U.S. Patent No. 7,315,190, which

covers technology used in direct-current-to-direct-current (DC-DC) power controllers. Richtek

accuses defendant uPI Semiconductor Corporation of developing, marketing, and selling

products that practice the ’190 patent. The application for the ’190 patent was filed in June

2006, and identified Isaac Chen as the inventor. 

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Richtek commenced this action in December 2009 and filed a complaint before the

International Trade Commission, also asserting infringement of the ’190 patent, the same day. 

This action languished pending conclusion of the ITC investigation. At his deposition in

connection with the ITC investigation, Chen testified that he conceived of the invention in April

2006.

In November 2010, Richtek served its initial disclosure of asserted claims and

infringement contentions in this action pursuant to the Patent Local Rules. In that disclosure,

Richtek identified June 16, 2006 — the date of the filing of the application of the ’190 patent —

as the priority date. 

Our case further languished pending reexamination of the ’190 patent before the United

States Patent and Trademark Office. There, Richtek disclosed interpretations of various claim

limitations, which led uPI to identify several new prior art references. In June 2016 (after the

stay in this action had been lifted), an order granted uPI’s request for leave to amend its

invalidity contentions to address the new references. The parties have deemed all discovery

from the ITC investigation produced in this action (Dkt. No. 473). 

Fact discovery closes in this action on August 31. On July 14, Richtek sought leave to

amend its infringement contentions in three ways: (i) to delete contentions about dismissed

defendants, (ii) to assert an earlier priority date for the ’190 patent, and (iii) to supplement it

disclosure of its own products that practice the asserted claims. uPI opposes this motion as to

the first two proposed amendments. This order follows full briefing.

ANALYSIS

Patent Local Rule 3-6 provides that a party may amend its infringement contentions

“upon a timely showing of good cause.” Our patent local rules were adopted “in order to give

claim charts more ‘bite.’ The rules are designed to require parties to crystallize their theories of

the case early in the litigation and to adhere to those theories once they have been disclosed.” 

Atmel Corp. v. Info. Storage Devices, Inc., No. 95-1987, 1998 WL 775115, at *2 (N.D. Cal.

Nov. 5, 1998) (Judge Fern M. Smith). The increased scrutiny applied to requests to amend

infringement contentions as compared to requests to amend other pleadings is to prevent a

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“shifting sands” approach to patent litigation. Ibid. Nevertheless, the rules are not a

“straitjacket into which litigants are locked from the moment their contentions are served.” 

Comcast Cable Communications Corp., LLC v. Finisar Corp., No. 06-04206, 2007 WL 716131,

at *2 (N.D. Cal. Mar. 2, 2007). Rather there must be some “balance between the right to

develop new information in discovery with the need for certainty as to the legal theories.” O2

Micro Int’l Ltd. v. Monolithic Power Sys., Inc., 467 F.3d 1355, 1366 (Fed. Cir. 2006). The

parties herein agree that good cause under the patent local rules is subject to a two-part inquiry,

which considers whether: (i) the moving party has shown diligence in amending its

contentions, and (ii) the non-moving party will not suffer undue prejudice. Acer, Inc. v. Tech.

Props. Ltd., No. 08-877, 2010 WL 36118687, at *4 (N.D. Cal. Sept. 10, 2010) (Judge Jeremy

Fogel).

This order addresses each of Richtek’s proposed amendments in turn.

1. ASSERTING EARLIER PRIORITY DATE.

Richtek seeks to amend its disclosure of the priority date of the ’190 patent to claim a

priority date of April 2006 (without specifying which date in April). It contends this priority

date only became relevant after uPI successfully moved to amend its invalidity contentions to

address prior art from June 2006, but it offers no explanation of why it failed to assert this

earlier date at the outset of this action. Richtek simply argues that uPI cannot be prejudiced by

this belated disclosure because it knew that Chen testified to a conception date of April 2006

based on his deposition testimony in the ITC investigation.

Although this order does not accept Richtek’s assertion that defendants would not be

prejudiced by this belated shift in the sands of the litigation, Richtek’s attempt to show the

absence of such prejudice only highlights its lack of diligence. If uPI can be charged with

knowledge that Richtek would claim an April 2006 priority date in this action based on Chen’s

testimony in the ITC investigation, a fortiori, Richtek could have formalized that assertion in its

very first infringement contentions.

Richtek’s argument that the earlier conception date only became relevant when uPI was

given leave to amend its invalidity contentions to assert prior art from June 2006 is unavailing. 

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The patent local rules contemplate a specific sequence of disclosures — the patent owner must

produce or make available all documents evidencing a conception date prior to the date of the

application for the patent, and the accused infringer then discloses its invalidity theories. 

Compare Patent L.R. 3-2(b) with Patent L.R. 3-3. Of course, some flexibility is necessary when

supported by good cause, but Richtek’s failure to disclose its April 2006 priority date at the

outset is simply the result of a complete dearth of diligence, not good cause. Thus, Richtek’s

motion is DENIED as to the priority date.

2. IDENTIFYING ADDITIONAL RICHTEK PRODUCTS.

Patent Local Rule 3-1(g) requires a party asserting patent infringement to disclose its

own products that it contends practice the products at issue as follows:

If a party claiming patent infringement wishes to preserve the right

to rely, for any purpose, on the assertion that its own apparatus,

product, device, process, method, act, or other instrumentality

practices the claimed invention, the party shall identify, separately

for each asserted claim, each such apparatus, product, device,

process, method, act or other instrumentality that incorporates or

reflects that particular claim.

Richtek seeks to amend its infringement contentions to identify five additional products

that Richtek itself manufactured and sold and that it contends practiced the asserted patents. 

Richtek’s motion offers no description of the products, fails to identify their release date, and

does not even pay lip service to the requirement to seek this amendment diligently. Richtek

merely asserts that it is “obliged to supplement its disclosures,” although the Patent Local Rule

3-1(g) does not require identification of all products that practice the patent. Rather, it requires

disclosure only if the patent owner “wishes to preserve the right to rely” on the assertion that

the product practices the patent. 

Richtek also offers no explanation of what purpose this additional disclosure would

serve or how it intends to rely on these products in this case. Instead, Richtek merely asserts

that the patent local rules do not require it to identify the purpose of the disclosure. Richtek’s

argument ignores, however, the fact that it must show good cause to support its request for leave

to amend its disclosure. This is especially so in light of its utter lack of diligence in seeking this

amendment just more than a month before the close of discovery. Thus, Richtek’s motion to

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belatedly amend its infringement contentions to identify more of its own products that

purportedly practice the patent is DENIED.

3. REMOVING CONTENTIONS ABOUT DISMISSED DEFENDANTS.

Defendants do not oppose Richtek’s request to delete infringement contentions

pertaining to defendants that have been dismissed following a settlement conference. There can

be no prejudice to either side inasmuch as this amendment would simplify Richtek’s

infringement contentions such that they address only those issues actually in contention in this

action. Richtek acted diligently by bringing his motion less than one month after the last of the

settling defendants was dismissed from the action. Thus, Richtek’s motion to remove

contentions pertaining to dismissed defendants is GRANTED.

CONCLUSION

For the reasons stated above, Richtek’s motion is GRANTED as to its request to delete

infringement contentions related to dismissed defendants but otherwise DENIED. The hearing

scheduled for AUGUST 18 is hereby VACATED.

IT IS SO ORDERED.

Dated: August 15, 2016. WILLIAM ALSUP

UNITED STATES DISTRICT JUDGE

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