Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca3-07-01322/USCOURTS-ca3-07-01322-0/pdf.json

Nature of Suit Code: 440
Nature of Suit: Other Civil Rights
Cause of Action: 

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NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

__________

No. 07-1322

__________

BERNARD J. O'NEILL; LINDA A. O'NEILL;

MICHAEL COYLE, a minor, by and through his parent

and natural guardian, Linda A. O'Neill;

KELLY COYLE, a minor, by and through her parent

and natural guardian, Linda A. O'Neill;

DELORES CARMICHAEL; KATHLEEN O'NEILL;

KEVIN WILLIAMS, a minor, by and through his parent

and natural guardian, Linda A. O'Neill;

D. KELLY O'NEILL; CHAD G. BRUMBAUGH,

 Appellants

 v.

CITY OF PHILADELPHIA; POLICE COMMISSIONER RICHARD NEAL;

DETECTIVE ROBERT BALLENTINE; DETECTIVE RICHARD BOVA;

DETECTIVE ROBINSON; DETECTIVE JOHN DOE;

CAPTAIN JOHN DOE; LIEUTENANT ROBERT MORRIS;

LIEUTENANT JOHN DOE; SERGEANT JOHN DOE;

POLICE OFFICERS JOHN DOE NOS. 1 THROUGH 50

 

On Appeal from the United States District Court

 for the Eastern District of Pennsylvania 

(D. C. No. 97-cv-02141)

District Judge: Hon. Thomas N. O’Neill, Jr.

 

 

Submitted under Third Circuit LAR 34.1(a)

 on April 11, 2008

Case: 07-1322 Document: 00311998930 Page: 1 Date Filed: 08/04/2008
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Before: SMITH, HARDIMAN and ROTH, Circuit Judges

(Opinion filed: August 4, 2008)

 

O P I N I O N

 

ROTH, Circuit Judge:

Bernard O’Neill, together with other named plaintiffs, appeals the District Court’s

order denying plaintiffs’ motion for leave to amend the complaint, its order granting the

defendants’ motion for reconsideration with respect to summary judgment, and its order

denying plaintiffs’ motion for reconsideration. For the reasons discussed below, we will

affirm.

I. Background and Procedural History

As the facts are well known to the parties, we will discuss them only briefly here.

On March 25, 1997, plaintiffs filed this lawsuit in the U.S. District Court for the

Eastern District of Pennsylvania. The defendants were the City of Philadelphia, multiple

named police officers, including Detectives Robert Ballentine, Jr. and Gerald Robinson,

and multiple “John Doe” police officers. Plaintiffs alleged that defendants violated their

constitutional rights and state law during three searches of O’Neill’s home at 2910 S. 61st

Street, Philadelphia, Pennsylvania, on May 30, June 12, and November 23, 1995. 

Case: 07-1322 Document: 00311998930 Page: 2 Date Filed: 08/04/2008
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These searches were conducted pursuant to an arrest warrant for O’Neill’s stepson. 

The April 1995 affidavit of probable cause for the warrant, prepared by Detective Richard

Bova, indicates that O’Neill’s stepson was suspected of a March 26, 1995, arson and had

fled to Florida. The Activity Sheet for the May 30 search stated, however, that

“Detectives have received information that the fugitive was in the area.” The Activity

Sheet for the June 12 search states, “Detectives prpceeded [sic] to 2910 S 61st Street to

search for the fugitive as a result of information received from Police Recruit Darden.” 

On July 25, 1997, Plaintiffs moved to amend the complaint by substituting names

for the “John Doe” officers. On August 7, 1997, the case was stayed and placed in the

civil suspense file, pending the resolution of criminal proceedings against O’Neill’s

stepson. The District Court denied the motion to amend, without prejudice to its renewal

when the case was removed from suspense. On December 3, 2001, the case was

removed from suspense. The case was then closed by a settlement agreement on March

17, 2003. The agreement failed, however, and the case was reopened on June 25, 2003. 

Trial was scheduled to begin on November 7, 2006. The day before, November 6,

plaintiffs sent the District Court a letter renewing their motion to amend.

The District Court denied the motion. The court reasoned that allowing the

amendment would result in “substantial hardship” to defendants. Noting that plaintiffs

had “nearly five years to amend their complaint after the case was removed from civil

suspense and before the trial was scheduled,” the District Court concluded that “[a]t this

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 Defendants Ballentine and Robison participated only in the May and July 1995 1

searches, not the November 1995 search.

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late hour, allowing the amendment will result in not only the addition of multiple

defendants and further delay of resolution of the case, but may necessitate a complete

change in trial strategy for the current defendants.”

On December 12, 2006, the District Court granted defendants’ motion to dismiss

and entered summary judgment in favor of defendants on all claims except the Fourth

Amendment illegal search claims against Detectives Ballentine and Robison. The 1

District Court found that there were genuine issues of material fact as to whether those

detectives “had a reasonable belief” that Jason lived and could be found at 2910 S. 61st

Street. The District Court noted that, although the warrant listed 2910 S. 61st Street as

the suspect’s address and the police had information that the suspect was in the area, the

affidavit supporting the warrant indicated that the suspect’s last known whereabouts were

in Florida. In addition, plaintiff O’Neill had told Internal Affairs that the suspect had not

lived at 2910 S. 61st Street for three years, the police activity sheet described the address

as “the fugitive’s father’s residence,” and the suspect had not been found during the May

search. 

Defendants filed a motion for reconsideration, which the District Court granted on

January 3, 2007. The District Court found that it was undisputed that Detectives

Ballentine and Robison acted on a facially valid arrest warrant and that the activity sheets

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 Plaintiffs’ Notice of Appeal indicates that they also sought to appeal the District 2

Court’s December 12, 2006, grant of summary judgment in favor of all other defendants. 

However, they have not briefed those issues on appeal, and we consider them waived.

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and warrant service forms for both the May and June searches indicate that the detectives

had reports that the suspect was in the area. The District Court found further that

plaintiffs offered no evidence that Ballentine and Robison had fabricated any information

regarding the suspect’s whereabouts. The District Court concluded that Ballentine and

Robison were entitled to qualified immunity because they had acted “objectively

reasonably” in searching 2910 S. 61st Street and entered summary judgment in their

favor. Plaintiffs moved for reconsideration, but the District Court denied their motion.

Plaintiffs appealed. Their appeal presents two issues: (1) whether the District

Court abused its discretion in denying their motion to amend, and (2) whether the District

Court erred in granting the defendants’ motion for reconsideration and entering summary

judgment in favor of defendants Ballentine and Robinson. 

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II. Analysis

The District Court had jurisdiction under 28 U.S.C. §§ 1331 and 1343. We have

jurisdiction under 28 U.S.C. § 1291.

We review the District Court’s decision to deny the Plaintiffs’ motion for leave to

amend their complaint for abuse of discretion. Lorenz v. CSX Corp., 1 F.3d 1406, 1413

(3d Cir. 1993). Under Federal Rule of Civil Procedure 15, a party may amend a

complaint after a response has been served “only by leave of court or by written consent

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of the adverse party; and leave shall be freely given when justice so requires.” The

Supreme Court has explained, 

“In the absence of any apparent or declared reason – such as

undue delay, bad faith or dilatory motive on the part of the

movant, repeated failure to cure deficiencies by amendments

previously allowed, undue prejudice to the opposing party by

virtue of allowance of the amendment, futility of amendment,

etc. – the leave sought should, as the rules require, be ‘freely

given.’”

Foman v. Davis, 371 U.S. 178, 182 (1962). “It is well-settled that prejudice to the nonmoving party is the touchstone for the denial of an amendment.” Cornell & Co. v.

Occupational Safety & Health Review Comm’n, 573 F.2d 820, 823 (3d Cir. 1978). 

Although “[t]he passage of time, without more, does not require that a motion to amend a

complaint be denied,” at some point, the delay will become “undue” or “prejudicial.” 

Adams v. Gould, 739 F.2d 858, 868 (3d Cir. 1984). “Though leave to amend a complaint

should be freely granted in the interests of justice, a motion to amend is committed to the

sound discretion of the district judge.” Gay v. Petsock, 917 F.2d 768, 772 (3d Cir. 1990)

(internal citation omitted).

We find no abuse of discretion in the District Court’s denial of plaintiffs’ motion

to amend their complaint. The plaintiffs were aware of the information that they wished

to substitute in their amended complaint in July 1997, when the District Court dismissed

their motion without prejudice and specifically indicated that they could renew the motion

once the case was no longer suspended. However, plaintiffs waited to renew their motion

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for over three years from the time that the case was reopened a second time. Plaintiffs

argue that they did not renew their motion because the parties were working on a

settlement. However, this does not explain why they did not file their motion until the

day before trial. See Gay, 917 F.2d at 772. We agree with the District Court that

allowing the amendment would have prejudiced defendants. In particular, it appears that

those defendants who had been named as of the day before trial had not participated in the

November search. Adding such individuals to the case would likely have required

Defendants to reexamine their trial strategy just one day before the trial was to begin. On

this record, we find no abuse of discretion.

We exercise plenary review over the District Court’s grant of summary judgment

in favor of Ballentine and Robison. Couden v. Duffy, 446 F.3d 483, 491 n.3 (3d Cir.

2006). Summary judgment is appropriate only where there is no genuine issue of material

fact and the moving party is entitled to judgment as a matter of law. Hugh v. Butler

County Family YMCA, 418 F.3d 265, 266 (3d Cir. 2005); Fed. R. Civ. Proc. 56. In

reviewing the grant of summary judgment, we must view the facts in the light most

favorable to the non-moving party and draw all reasonable inferences in that party’s

favor. Hugh, 418 F.3d at 267. We generally review a grant or denial of a motion for

reconsideration for abuse of discretion; however, if “the underlying judgment was based

in part upon the interpretation and application of a legal precept, our review is plenary.” 

United States v. Herrold, 962 F.2d 1131, 1136 (3d Cir. 1992). 

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“Qualified immunity operates . . . to ensure that before they are subjected to suit,

officers are on notice their conduct is unlawful.” Saucier v. Katz, 533 U.S. 194, 206

(2001). “In considering whether qualified immunity applies, a court must first decide

whether the facts, taken in the light most favorable to the plaintiff, demonstrate a

constitutional violation. . . . If so, the court next determines whether the constitutional

right in question was clearly established.” Couden, 446 F.3d at 492 (internal citations

omitted). “‘The relevant, dispositive inquiry in determining whether a right is clearly

established is whether it would be clear to a reasonable officer that his conduct was

unlawful in the situation he confronted.’” Id. (quoting Saucier, 533 U.S. at 202). An

officer is entitled to qualified immunity if his mistake about what the law requires is

reasonable. Couden, 446 F.3d at 492 (quoting Saucier, 533 U.S. at 205).

The key inquiry in granting Ballentine and Robison summary judgment, then, is

whether they violated plaintiffs’ constitutional rights in executing the May and June 1995

searches and, if so, whether it would have been clear to a reasonable officer that their

conduct was unlawful. Those searches were conducted pursuant to an arrest warrant for

O’Neill’s twenty-year-old stepson, who was a fugitive. 

The Supreme Court has held that “an arrest warrant founded on probable cause

implicitly carries with it the limited authority to enter a dwelling in which the suspect

lives when there is reason to believe the suspect is within.” Payton v. New York, 445 U.S.

573, 603 (1980). We have held that “Payton requires that officers have a reasonable

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3

Ballentine and Robison did not prepare either the warrant or the affidavit of probable

cause. It is not clear that they would have had a reason to doubt the warrant’s listing of

the 2910 S. 61st Street address for the suspect.

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belief the arrestee (1) lived in the residence, and (2) is within the residence at the time of

entry.” United States v. Veal, 453 F.3d 164, 167 (3d Cir. 2006) (internal quotation

omitted). “To determine whether the police had probable cause to believe a suspect was

residing and present in a home, we apply a common sense approach and consider the facts

and circumstances within the knowledge of the law enforcement agents, when viewed in

the totality.” Id. at 167-68 (internal quotations omitted). 

Viewing the facts in this case in the light most favorable to plaintiffs, we conclude

that Ballentine and Robison had probable cause to believe that O’Neill’s fugitive stepson

was residing and present in 2910 S. 61st Street on May 30 and June 12, 1995, and

therefore that the District Court properly determined that they were entitled to qualified

immunity. It is undisputed that the arrest warrant listed 2910 S. 61st Street as the

suspect’s address. As such, it was reasonable for Ballentine and Robison to believe that

the suspect resided at that address. It is also undisputed that the May 30 and June 12 3

searches were carried out early in the morning and pursuant to information that the

suspect was in the area. Accordingly, it was reasonable for Ballentine and Robison to

believe that the suspect was in the residence at the time the searches were executed.

Plaintiffs fault the District Court for overlooking facts that they characterize as

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favorable to them, noting the facts cited by the District Court when it initially denied

Ballentine and Robison summary judgment. However, these facts do not alter the

reasonableness of Ballentine and Robison’s belief. As noted above, the May and June

searches were conducted pursuant to a warrant identifying 2910 S. 61st Street as the

suspect’s address, based on information that the suspect was in the area (as opposed to

Florida), and O’Neill did not inform the police about the suspect’s more recent addresses

until after the November 2005 search. 

In addition, while the activity sheets state only that the suspect was in “the area,”

not specifically at 2910 S. 61st Street, and describe the residence as the suspect’s father’s,

the suspect was only twenty years old at the time. As defendants were not aware of other

addresses for the suspect in May and June 1995, they could have reasonably believed that

a twenty-year-old would be staying with his father if he was in the area. Although the

suspect was not in the residence at the May search, given that he was a fugitive and that

new information again suggested he was in the area, the officers could have reasonably

believed that he would be at 2910 S. 61st Street during the June search.

Because undisputed facts establish that Ballentine and Robison reasonably

believed that the suspect resided and was present at 2910 S. 61st Street on May 30 and

June 12, 1995, the District Court properly granted Defendants’ motion for reconsideration

and entered summary judgment in their favor. For the same reasons, the District Court

did not abuse its discretion in denying plaintiffs’ subsequent motion for reconsideration.

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III. Conclusion

For the reasons set forth above, we will affirm the orders of the District Court. 

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