Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-123/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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JINA L. CHOI (New York Bar No. 2699718) 

MICHAEL S. DICKE (Cal. Bar No. 158187) 

LLOYD FARNHAM (Cal. Bar No. 202231) 

 farnhaml@sec.gov 

MONIQUE C. WINKLER (Cal. Bar. No 213031) 

 winklerm@sec.gov 

Attorneys for Plaintiff 

SECURITIES AND EXCHANGE COMMISSION 

44 Montgomery Street, Suite 2800 

San Francisco, California 94104 

Telephone: (415) 705-2500 

Facsimile: (415) 705-2501 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO DIVISION 

SECURITIES AND EXCHANGE 

COMMISSION, 

 Plaintiff, 

 vs. 

ANTHONY VASSALLO, KENNETH 

KENITZER, and EQUITY INVESTMENT 

MANAGEMENT AND TRADING, INC., 

 Defendants. 

Case No. 2:09-CV-00665-LKK-DAD

 

STIPULATION REGARDING HEARING 

ON PLAINTIFF’S MOTION FOR FINAL 

JUDGMENT AGAINST DEFENDANT 

ANTHONY VASSALLO 

Hearing Date: 

Honorable Lawrence K. Karlton 

March 17, 2014, 10:00 a.m. 

Courtroom 4 

Case 2:09-cv-00665-JAM-KJN Document 500 Filed 03/07/14 Page 1 of 2
STIPULATION RE HEARING ON MOTION FOR FINAL 

JUDGMENT AGAINST ANTHONY VASSALLO

1 SEC V. ANTHONY VASSALLO, ET AL. 

CASE NO. 2:09-CV-00665-LKK-DAD 

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STIPULATION 

The Plaintiff Securities and Exchange Commission (“Commission”) has filed a 

Motion for Final Judgment against Defendant Anthony Vassallo. Mr. Vassallo has, in turn, 

filed a Response to the Commission’s Motion for Final Judgment, and the Commission has 

filed its Reply. By order dated January 7, 2014, the Court has scheduled a hearing on the 

Commission’s Motion for Final Judgment for March 17, 2014, at 10:00 a.m. 

The parties to the pending motion, the Commission and Mr. Vassallo, agree that there 

is no need for a hearing or oral argument on the Motion for Final Judgment in light of the 

parties’ briefing of the issues in their filed papers. With this stipulation, the parties to the 

pending motion request that the Court vacate the hearing set for March 17, 2014, and request 

that the Court rule on the Motion for Final Judgment on the papers submitted. 

ACCORDINGLY, pursuant to Local Rule 230(g), the parties to the pending Motion 

for Final Judgment against Defendant Anthony Vassallo stipulate that the motion may be 

submitted upon the record and briefs on file, and request that the hearing scheduled for March 

17, 2014 be vacated. 

DATED: March 5, 2014 Respectfully submitted, 

 /s/ Lloyd Farnham 

 LLOYD FARNHAM 

 Attorney for Plaintiff SECURITIES AND 

 EXCHANGE COMMISSION 

 /s/ Clyde M. Blackmon 

 CLYDE M. BLACKMON 

 DAVID R. CHASE (pro hac vice) 

 Attorneys for Defendant 

 ANTHONY VASSALLO 

Pursuant to the above stipulation, IT IS SO ORDERED. 

 DATED: March 6, 2014 

 

Case 2:09-cv-00665-JAM-KJN Document 500 Filed 03/07/14 Page 2 of 2