Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_06-cv-06966/USCOURTS-cand-3_06-cv-06966-12/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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Stipulated Administrative Order: 06-06966 and related cases

MINNIE LOO, Assistant U.S. Trustee

(SBN 106613)

MARGARET H. MCGEE

(SBN 142722)

MATTHEW R. KRETZER

(SBN 157949)

LAURENT CHEN

(SBN 191661)

U.S. DEPARTMENT OF JUSTICE

Office of the United States Trustee

1301 Clay Street, Suite 690N

Oakland, California 94612-5231

Telephone: (510) 637-3200

Attorneys for Acting United States Trustee 

SARA L. KISTLER

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE COMMISSION, ) Case No. C 06-06966 SI

Plaintiff, ) Related Case Nos.:

v. ) C 07-03995 SI; C 07-03996 SI; 

 ) C 06-03997 SI

VIPER CAPITAL MANAGEMENT, LLC, )

COMPASS FUND MANAGEMENT, LLC, and )

EDWARD SEWON EHEE, )

Defendants, )

and )

)

COMPASS WEST FUND, LP, ) Date: 30 November 2007

VIPER FOUNDERS FUND, LP, ) Time: 2:30 p.m.

VIPER INVESTMENTS, LP., ) Courtroom: 10

ALBERT EHEE, )

ROBERT EHEE, and )

JENNIFER EHEE, )

Relief Defendants. )

 )

) Case No. C 07-03996 SI

In re ) (formerly Bankr. Case No. 07-40126 T)

) related to:

EDWARD SEWON EHEE, ) SEC’s motion to withdraw reference 

Debtor. ) Case No. C 07-02508 SI

 )

) Case No. C 07-03995 SI

In re ) (formerly Bankr. Case No. 07-0129 T)

) related to:

COMPASS FUND MANAGEMENT, LLC, ) SEC’s motion to withdraw reference

Debtor. ) Case No. C 07-02507 SI

 )

) Case No. C 07-03997 SI

In re ) (formerly Bankr. Case No. 07-0130 T)

) related to:

COMPASS WEST FUND L.P., ) SEC’s motion to withdraw reference

Debtor. ) Case No. C 07-02509 SI

 )

Case 3:06-cv-06966-SI Document 124 Filed 12/11/07 Page 1 of 7
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Stipulated Administrative Order: 06-06966 and related cases

AAG ROOSEVELT FUND, L.P., ) Case No. C 06-07270 SI

Plaintiff, ) (related to Case No. C 06-06996 SI

v. ) by order entered 9 Jan 2007 -

) Notice of stay as to DebtorEDWARD SEWON EHEE, ) Defendants filed 9 Feb 2007)

COMPASS FUND MANAGEMENT, LLC, )

COMPASS WEST FUND, LP, )

VIPER CAPITAL MANAGEMENT, LLC, )

VIPER FOUNDERS FUND, LP, )

ROBERT EHEE, )

ALBERT EHEE, )

JENNIFER EHEE, )

Defendants. )

)

KEVIN BRADFORD AND RICHARD GARMAN,) Case No. C 07-04747 SI

Plaintiffs, ) (formerly SF Superior Court

v. ) Case No. CGC-07-462966)

) Notice of Removal filed 14 Sep 2007

EDWARD SEWON EHEE, ) (related to Case No. C 06-06996 SI

VIPER CAPITAL MANAGEMENT, LLC, ) and C 07-03996 SI by order entered

COMPASS FUND MANAGEMENT, LLC, ) 12 Oct 2007)

ROBERT EHEE, )

ALBERT EHEE, )

JENNIFER EHEE, )

Defendants. )

)

STIPULATED ADMINISTRATIVE ORDER

Whereas, the following three bankruptcy cases under title 11 of the United States Code

are pending before this court: 

Case No. C 07-03996 SI - Bankruptcy Case of In re Edward Sewon Ehee;

Case No. C 07-03995 SI - Bankruptcy Case of In re Compass Fund Management, LLC; and

Case No. C 07-03997 SI - Bankruptcy Case of In re Compass West Fund LP; and

Whereas, the status of the three bankruptcy cases are as follows:

Case No. C 07-03996 SI - Bankruptcy Case of In re Edward Sewon Ehee

Name Party Counsel

Edward Sewon Ehee Debtor James

Wood

Roosevelt Fund, LP Petitioning

Creditor

Christopher

Desiderio

Richard

Pedone 

Paul

Byrne

James

Monroe

Sara L. Kistler Acting

U.S. Trustee

AUST

Minnie Loo

Laurent

Chen

Case 3:06-cv-06966-SI Document 124 Filed 12/11/07 Page 2 of 7
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Federal Rule of Bankruptcy Procedure 1001 provides: 1

The Bankruptcy Rules and Forms govern procedure in cases under title 11 of the United States

Code . . .

Stipulated Administrative Order: 06-06966 and related cases

Pursuant to court order, documents related to this case have been filed in and under the

related case of SEC v. Viper Capital Management, LLC et al C 06-06966 SI.

A trial on the contested involuntary petition in this bankruptcy case is set for 4 February

2008 (with a pretrial conference set for 22 January 2008).

Case No. C 07-03995 SI - Bankruptcy Case of In re Compass Fund Management, LLC

Name Party Counsel

Compass Fund Management, LLC Debtor

Paul Mansdorf Chapter 7 Trustee Barry Milgrom

Sara L. Kistler Acting U.S. Trustee AUST

Minnie Loo

Laurent

Chen

Pursuant to court order, documents related to this case have been filed in and under the

related case of SEC v. Viper Capital Management, LLC et al C 06-06966 SI. Additionally,

documents related to this case have also been filed in C 07-02507 SI (the case number assigned

to SEC’s motion to withdraw reference of the In re Compass Fund Management, LLC case).

During the pendency of this bankruptcy case in this court, the Acting U.S. Trustee

appointed Paul Mansdorf as trustee for the estate of In re Compass Fund Management, LLC. 

Pursuant to Federal Rule of Bankruptcy Procedure 2002(a), the Clerk: 1

[S]hall give the debtor, the trustee, all creditors and all indenture trustees at least 20 days’

notice by mail of:

(1) the meeting of creditors under § 341 . . . of the Code . . .

See also Official Bankruptcy Form B9 Notice of Commencement of Case under the Bankruptcy

Code, Meeting of Creditors, and Deadlines issued by the Administrative Office of the United

States Courts available at http://www.uscourts.gov/bkforms/index.html.

As this court has withdrawn the reference to the bankruptcy court of this case pursuant to

28 U.S.C. § 157, the Clerk of the District Court is responsible for providing the notice required

by Federal Rule of Bankruptcy Procedure 2002(a). The Acting U.S. Trustee, pursuant to 11

Case 3:06-cv-06966-SI Document 124 Filed 12/11/07 Page 3 of 7
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Stipulated Administrative Order: 06-06966 and related cases

U.S.C. § 341(a) has set the meeting of creditors for this case for 16 January 2008 at noon at the

Oakland Federal Building, 1301 Clay St, Ste 680N, Oakland, California, 94612-5231.

The court has scheduled a status conference on this case for 1 February 2008.

Case No. C 07-03997 SI - Bankruptcy Case of In re Compass West Fund LP

Name Party Counsel

Compass West Fund LP Debtor

Lois Brady Trustee Reidun Stromsheim

Sara L. Kistler Acting U.S. Trustee AUST

Minnie Loo

Laurent

Chen

Pursuant to court order, documents related to this case have been filed in and under the

related case of SEC v. Viper Capital Management, LLC et al (Case No. C 06-06966 SI).

The court has scheduled a status conference on this case for 1 February 2008.

Stipulation

Now, the parties to this stipulated administrative order stipulate to the following:

1. The caption of case number C 07-03996 SI shall read: In re Edward Sewon Ehee. The

case is a bankruptcy case: Edward Sewon Ehee is the “Debtor”. Roosevelt Fund, LP is

the “Petitioning Creditor”. The SEC should be deleted as the “Plaintiff” and Edward

Sewon Ehee should be deleted as the “Defendant”. 

2. All documents relating solely to the bankruptcy case of In re Edward Sewon Ehee that

were filed under the related case of SEC v. Viper Capital Management, LLC et al (Case

No. C 06-06996 SI) are deemed to be filed in In re Edward Sewon Ehee (Case No. C 07-

03996 SI). Henceforth, all documents related solely to the bankruptcy case of In re

Edward Sewon Ehee shall be filed only in In re Edward Sewon Ehee (Case No. C 07-

03996 SI).

3. For ECF noticing purposes in In re Edward Sewon Ehee (Case No. C 07-03996 SI), the

Clerk of the District Court shall designate as additional “interested parties” all of the

parties who are or are represented by registered participants in the Court’s ECF system

who now appear as parties to any of the other cases to which this stipulation relates (i.e.,

Case 3:06-cv-06966-SI Document 124 Filed 12/11/07 Page 4 of 7
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Stipulated Administrative Order: 06-06966 and related cases

Case Nos. C 06-06966 SI, C 06-07270 SI, C 07-04747 SI, C 07-03995 SI; C 06-03997

SI).

4. The caption of case number C 07-03995 SI shall read: In re Compass Fund Management,

LLC. The case is a bankruptcy case: Compass Fund Management, LLC is the “Debtor”. 

The SEC should be deleted as the “Plaintiff” and Compass Fund Management should be

deleted as the “Defendant”. The court has authorized the employment of Luce, Forward,

Hamilton & Scripps LLP (attn: Barry Milgrom) as counsel for the trustee and that should

be reflected in the docket of this case.

5. All documents relating solely to the bankruptcy case of In re Compass Fund

Management, LLC that were filed under the related case of SEC v. Viper Capital

Management, LLC et al (Case No. C 06-06996 SI) and under C 07-02507 SI (the case

number assigned to SEC’s motion to withdraw reference of the In re Compass Fund

Management, LLC case) are deemed to be filed in In re Compass Fund Management,

LLC (Case No. C 07-03995 SI). Henceforth, all documents related solely to the

bankruptcy case of In re Compass Fund Management, LLC shall be filed only in In re

Compass Fund Management, LLC (Case No. C 07-03995 SI).

6. The caption of case number C 07-03997 SI shall read: In re Compass West Fund LP. 

This case is a bankruptcy case: Compass West Fund LP is the “Debtor”. The SEC should

be deleted as the “Plaintiff” and Compass West Fund LP should be deleted as the

“Defendant”.

7. All documents relating solely to the bankruptcy case of In re Compass West Fund LP that

were filed under the related case of SEC v. Viper Capital Management, LLC et al (Case

No. C 06-06996 SI) are deemed to be filed in In re Compass West Fund LP (Case No. C

07-03997 SI). Henceforth, all documents related solely to the bankruptcy case of In re

Compass West Fund LP shall be filed only in In re Compass West Fund LP (Case No. C

07-03997 SI).

8. The Clerk of the District Court shall forthwith send the notice required by Federal Rule of

Bankruptcy Procedure 2002(a) of the meeting of creditors set for this case on 16 January

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Stipulated Administrative Order: 06-06966 and related cases

2008 at noon at the Oakland Federal Building, 1301 Clay St, Ste 680N, Oakland,

California, 94612-5231.

Date: 7 December 2007 Respectfully submitted,

s/Minnie Loo

Minnie Loo

Assistant United States Trustee

Date: December 5, 2007 s/John S. Yun

John S. Yun

Attorney for Securities and Exchange Commission

Date: December 6, 2007 s/Richard Pedone

Richard Pedone

Attorney for Roosevelt Fund, L.P.

Date: December 7, 2007 s/Paul Byrne

Paul Byrne

Attorney for Roosevelt Fund, L.P.

Date: December 7, 2007 s/Ismail Ramsey

Ismail Ramsey

Attorney for Defendant Edward Ehee in

SEC v. Viper Capital Management, LLC et al

(C 06-06966 SI)

Date: 12-05-07 s/James Wood

James Wood

Attorney for Debtor Edward Ehee in

In re Edward Sewon Ehee (C 07-03996 SI)

Date: December 6, 2007 s/Eliot A. Adelson

Eliot Adelson

Attorney for Kevin Bradford and Richard Garman

Case 3:06-cv-06966-SI Document 124 Filed 12/11/07 Page 6 of 7
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Stipulated Administrative Order: 06-06966 and related cases

Date: December 6, 2007 s/Andrew K. Jacobson

Andrew Jacobson

Attorney for Jennifer Ehee

Date: December 6, 2007 s/Thomas Mayhew

Thomas Mayhew

Attorney for Robert Ehee

Date: 12/5-07 s/Reidun Stromsheim

Reidun Stromsheim,

Attorney for Lois Brady, trustee of

In re Compass West Fund LP (C 07-03997 SI )

Date: December 5, 2007 Luce, Forward, Hamilton & Scripps LLP

By: s/Barry Milgrom

Barry Milgrom

Attorney for Paul Mansdorf, trustee of

In re Compass Fund Management, LLC

(C 07-03995 SI)

Pursuant to Stipulation, IT IS SO ORDERED.

*** END OF ORDER ***

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORN

I

A

IT IS SO ORDERED

Judge Susan Illston

Case 3:06-cv-06966-SI Document 124 Filed 12/11/07 Page 7 of 7