Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-azd-2_03-cv-01222/USCOURTS-azd-2_03-cv-01222-3/pdf.json

Nature of Suit Code: 890
Nature of Suit: Other Statutory Actions
Cause of Action: Civil Miscellaneous Case

---

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

WO

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ARIZONA

Fidelity National Financial,)

Inc., )

Plaintiff, ) No. CIV 03-1222-PHX-RCB (DKD)

 )

vs. ) O R D E R

 )

Colin H. Friedman, et al., )

 )

Defendants. )

____________________________)

The dispute presently before the court involves the scope of

the record on appeal to the Ninth Circuit Court of Appeals. The

defendant/appellants, Colin H. Friedman and Hedy Friedman, assert

that a transcript of the February 12, 2008, oral argument before

Magistrate Judge David K. Duncan is not necessary to the appeal. 

Taking the opposite view, plaintiff/appellees, Fidelity National

Financial, Inc. and Fidelity Express Network,, Inc. (“Fidelity”),

assert that a transcript of that argument is necessary to the

appeal. For the reasons set forth below, the court does not deem

that transcript necessary to the appeal. 

. . .

Case 2:03-cv-01222-RCB Document 245 Filed 11/06/08 Page 1 of 5
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

1 “[F]iling a certificate that no transcript will be ordered[,]” is one

of the appellant’s alternate duties under this Rule. See Fed. R. App. P.

10(b)(1)(B). 

2 Echoing Fed. Rule of Appellate Procedure 10(b)(1)(B), this Ninth

Circuit Rule alternatively requires an appellant to “serve on appellee a statement

indicating that appellant does not intend to order any transcripts.” Ninth Cir.

R. 10-3.1(a). 

- 2 -

Background

After conducting its own independent de novo review, this

court found no merit to any of the Friedmans’ objections to

Magistrate Judge David K. Duncan’s Report & Recommendation (“R&R”)

(doc. 187) that this court deny their “Motion to Quash, Vacate

and/or Strike Fidelity’s Certification of Judgment for Registration

in Another District (dated January 1, 2007) and Renewal of Judgment

in District of Arizona” (doc. 171). Fidelity Nat. Financial, Inc.

v. Friedman, 2008 WL 3049988, at *12 (D.Ariz. Aug. 1, 2008). On

August 28, 2008, in the Ninth Circuit Court of Appeals, the

Friedmans filed their notice of appeal from that August 1, 2008,

order. Doc. 231. Citing to Fed. R. App. P. 10(b)(1)(B)1 and

Ninth Cir. R. 10-3.1(a),2 the Friedmans timely filed a “Statement

of Intent to not Order Transcript for Record on Appeal[.]” Doc.

236. 

Fidelity responded, as Ninth Circuit Rule 10-3.1(b) allows, by

filing and serving a “List of Additional Portions of the Transcript

Necessary to the Appeal” (“List”) (doc. 237). In particular,

Fidelity is seeking to have “[t]he official transcript of the oral

argument on the Motion to Quash, held before . . . [Magistrate]

Judge Duncan on February 12, 2008[,]” made a part of the record on

appeal. Such a transcript is “necessary to the record” on appeal,

Fidelity asserts, because it “evidences the[ir] arguments in favor

Case 2:03-cv-01222-RCB Document 245 Filed 11/06/08 Page 2 of 5
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

3 The court gives little credence to Friedmans’ argument as to the cost

of the transcript. Where, as here, a party has filed a certification that

additional portions of the record are “unnecessary to the appeal and explains

why[,]” this court has the authority under Ninth Cir. R. 10-3.1(f) to “determine

which party shall pay for which portions of the transcript.” Thus, even if the

court agreed with Fidelity, it would not necessarily fall to the Friedmans to pay

the cost of the requested transcript. 

- 3 -

of the Motion to Quash, and Fidelity’s arguments in opposition.” 

Id. at 2:3-5; and 2:14-15. Fidelity further contends, mistakenly

as it turns out, that a transcript is a necessary part of a record

on appeal. 

Objecting, the Friedmans accurately point out that the

transcript of the oral argument before Magistrate Judge Duncan was

not part of the record which this court considered in reviewing the

R&R. If Fidelity deemed that transcript significant to this

court’s review, it could have ordered the transcript at that time,

but it did not. Moreover, as the Friedmans note, because none of

the parties ordered it, no transcript exists which could be made a

part of the record on appeal. Then, attributing some malevolence

to Fidelity, the Friedmans indicate that “[t]he only possible

reason for listing the Transcript as part of the record on appeal

is to increase the[ir] . . . costs[,] an onerous burden” which the

court should not “countenance[][.]” Certification that Transcript

is Unnecessary to the Appeal (doc. 238) at 2:14-16. There is no

basis on this record for the court to accept such an attribution.

Discussion

The Friedmans have the stronger argument, except when it comes

to the cost issue.3 Fed. R. App. P. 10(a) enumerates the items

which constitute the record on appeal. Among those items are “the

original papers and exhibits filed in the district court[,]” and

Case 2:03-cv-01222-RCB Document 245 Filed 11/06/08 Page 3 of 5
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

- 4 -

“the transcript of the proceedings, if any[.]” Fed. R. App. P.

10(a) (emphasis added). Incorporating Rule 10(a) by reference, 

Ninth Cir. R. 10-2 3.1(f) provides that “the complete record on

appeal consists of[,]” inter alia, “the official transcript of oral

proceedings before the district court (‘transcript’), if there is

one[.]” Ninth Cir. R. 10-2(a) (emphasis added).

Fidelity overlooks the highlighted language of those Rules. 

As just explained, there is no transcript here. What is more,

despite Fidelity’s contrary assertion, the transcript is not

necessary to “evidence[]” the parties’ respective arguments before

the Magistrate Judge. See List (doc. 237) at 2:14 Those arguments

were fully set forth in the Friedmans’ objections to the R&R (doc.

188); Fidelity’s “Motion . . . to Affirm” the Magistrate Judge’s

R&R (doc. 189); and the Friedmans’ reply thereto (doc. 190) – all

of which this court carefully considered and addressed in Fidelity

Nat. Financial, 2008 WL 3049988. Thus, the court cannot find that

a transcript of the February 12, 2008, (which does not exist in any

event), is necessary to the Friedmans’ appeal. 

To conclude, the court does not deem necessary to the

Friedman’s appeal a transcript from the February 12, 2008, oral

argument before Magistrate Judge David K. Duncan. Hence, the court

will not require the Friedmans to designate that February 12, 2008,

transcript as part of the record on appeal in this case. 

IT IS ORDERED denying Fidelity’s request to have an official

. . . 

Case 2:03-cv-01222-RCB Document 245 Filed 11/06/08 Page 4 of 5
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

- 5 -

transcript of the oral argument before Judge Duncan designated as a

part of the record on appeal.

DATED this 6th day of November, 2008.

Copies to counsel of record

Case 2:03-cv-01222-RCB Document 245 Filed 11/06/08 Page 5 of 5