Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-135/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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UNITED STATES DISTRICT COURT

EASTERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE 

COMMISSION,

Plaintiff,

v.

ANTHONY VASSALLO, ET AL.,

Defendants.

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Case No. 2:09-CV-00665 JAM-KJN

ORDER GRANTING RECEIVER’S NINTH 

APPLICATION FOR FEES AND COSTS

The ninth and final application of court-appointed receiver 

Stephen E. Anderson (“Receiver”) for fees and costs incurred from 

September 1, 2014 through September 30, 2015, having been reviewed 

by the Court, and FOR GOOD CAUSE SHOWN, the Court hereby finds and 

orders as follows:

Receiver’s Ninth Application for Fees and Costs is hereby 

GRANTED. Adequate and proper notice of this application was 

provided to Equity Investment Management and Trading, Inc. 

investors and other interested parties. The fees and costs sought 

by Receiver are reasonable and the services rendered and to be 

rendered have and will benefit the receivership estate. 

Case 2:09-cv-00665-JAM-KJN Document 555 Filed 12/17/15 Page 1 of 2
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Accordingly, Receiver is authorized to make the following 

payments:

Name Fees Costs Total Payment

Receiver Stephen E. 

Anderson $33,738.75 $820.78 $34,559.53

Stephan A. Werth, 

C.P.A. $6,580.00 $0.00 $6,580.00

Cindi Sherrod $12,140.00 $360.90 $12,500.90

Futterman Dupree 

Dodd Croley

Maier LLP

$70,652.50 $3,761.82 $74,414.32

TOTALS THROUGH 

SEPTEMBER 2015 $123,111.25 $4,943.50 $128,054.75

Fees and Costs to 

be Incurred from 

October 2015-Close 

$2,432.50 -- $2,432.50

GRAND TOTAL

REQUESTED $125,543.75 $4,943.50 $130,487.25

IT IS SO ORDERED.

Dated: December 16, 2015

Case 2:09-cv-00665-JAM-KJN Document 555 Filed 12/17/15 Page 2 of 2