Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-132/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

---

[PROPOSED] ORDER APPROVING RECEIVER’S NINTH INTERIM REPORT

CASE NO. CV 09-000665 JAM-DAD 

1

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME G. TOUCHSTONE (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jtouchstone@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

 v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 JAM-DAD

ORDER APPROVING RECEIVER 

STEPHEN E. ANDERSON’S NINTH 

INTERIM REPORT FILED ON 

NOVEMBER 14, 2014 

Date: December 17, 2014 

Time 9:30 a.m. 

Courtroom: 6, 14th Floor 

Judge: Hon. John A. Mendez 

The Ninth Interim Report of Receiver Stephen E. Anderson (“Receiver”), Receiver for 

Equity Investment Management and Trading, Inc. (“EIMT”), came on regularly for hearing on 

December 17, 2014 at 9:30 a.m. in Courtroom 6 of the above-entitled Court, located at 501 I 

Street, Sacramento, California, 95814, with counsel appearing on behalf of Receiver; 

Having reviewed Receiver’s Ninth Interim Report filed November 14, 2014, and having 

heard the argument of counsel, and 

FOR GOOD CAUSE SHOWN, the Court hereby finds and orders as follows: 

Adequate and proper notice of this hearing was provided to interested parties. 

Receiver’s Ninth Interim Report filed on November 14, 2014, is hereby approved, and 

Case 2:09-cv-00665-JAM-KJN Document 539 Filed 12/18/14 Page 1 of 2
[PROPOSED] ORDER APPROVING RECEIVER’S NINTH INTERIM REPORT

CASE NO. CV 09-000665 JAM-DAD 

2

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

Receiver’s acts on behalf of the receivership described therein are hereby approved, authorized 

and ratified. 

IT IS SO ORDERED. 

Dated: December 17, 2014 

 /s/ John A. Mendez____________ 

 United States District Court Judge 

Case 2:09-cv-00665-JAM-KJN Document 539 Filed 12/18/14 Page 2 of 2