Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_16-cv-05479/USCOURTS-cand-3_16-cv-05479-1/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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1 Brendan P. Cullen (SBN 194057) 

( cullenb@sullcrom.com) 

2 Sverker K. Hogberg (SBN 244640) 

(hogbergs@sullcrom.com) 

3 Ryan J. McCauley (SBN 264913) 

(mccauleyr@sullcrom.com) 

4 SULLIVAN & CROMWELL LLP 

1870 Embarcadero Road 

5 Palo Alto, California 94303 

Telephone: (650) 461-5600 

6 Facsimile: (650) 461-5700 

7 Christopher M. Viapiano (pro hac vice forthcoming) 

( viapianoc@sullcrom.com) 

8 SULLIVAN & CROMWELL LLP 

1700 New York Avenue, N.W., Suite 700 

9 Washington, D.C. 20006 

Telephone: (202) 956-6985 

10 Facsimile: (202) 956-7056 

11 Counsel for Defendant Wells Fargo & Company 

12 [Additional Counsel on Signature Page] 

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UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

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SUWVAN 

b. 

CROJ.IWEU.ll.P 

GARY HEFLER, Individually and on Behalf of 

All Others Similarly Situated, 

Plaintiff, 

vs. 

WELLS FARGO & COMPANY, JOHN G. 

STUMPF, JOHN R. SHREWSBERRY and 

CARRIE L. TOLSTEDT, 

Defendants. 

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Case No. 3:16-cv-05479-JST 

JOINT STIPULATION AND 

[PROPOSED] ORDER TO CONTINUE 

CASE MANAGEMENT CONFERENCE 

AND SET BRIEFING SCHEDULE 

The Hon. Jon S. Tigar 

JOINT STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE; 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3: 16-CV -054 79-JST; 3: 16-CV -05513-JST 

Case 3:16-cv-05479-JST Document 64 Filed 01/11/17 Page 1 of 6
1 STEVE KLEIN, Individually and on Behalf of ) 

All Others Similarly Situated, ) Case No. 3:16-cv-05513-JST 

2 ) 

Plaintiff, ) 

3 ) 

vs. ) 

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WELLS FARGO & COMPANY, JOHN G. ) 

5 STUMPF, JOHN R. SHREWSBERRY and ) 

CARRIE L. TOLSTEDT, ) 

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Defendants. ) 

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9 WHEREAS, on January 5, 2017, the Court held a hearing on Plaintiff Union Asset 

10 Management Holding AG' s ("Union") motion to consolidate the above captioned actions (the "Related 

11 Securities Class Actions"), to appoint Union as Lead Plaintiff, and to approve Union's selection of 

12 counsel for the class (Dkt. No. 29) (the "Motion"); 

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WHEREAS, on January 5, 2017, the Court issued an Order Consolidating Cases and 

Appointing Lead Plaintiff and Lead Counsel (Dkt. No. 58), which granted the Motion; 

WHEREAS, at the January 5, 2017, hearing the Court invited the parties to file a 

17 stipulation to continue the case management conference currently set for January 25, 2017 (the "CMC"), 

18 which was set automatically by the Court's electronic docketing software; 

19 WHEREAS, on November 21, 2016, the Court entered the parties' Joint Stipulation and 

20 [Proposed] Order to Enlarge Time to Respond to Complaint (Dkt. No. 23), pursuant to which the parties 

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agreed to extend the time in which Defendants may respond until 60 days following the filing of a 

Consolidated Class Action Complaint; 

WHEREAS, the parties have now met and conferred and have agreed to a schedule for 

25 Lead Plaintiff to file a Consolidated Class Action Complaint and to a briefing schedule on Defendants' 

26 forthcoming motions to dismiss the Consolidated Class Action Complaint; 

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SUUJVAN 

.t CROJ.IWEU. U.P 

1 

JOINT STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3: 16-CV -054 79-JST; 3: 16-CV -05513-JST 

Case 3:16-cv-05479-JST Document 64 Filed 01/11/17 Page 2 of 6
1 WHEREAS, the parties believe that the interests of judicial efficiency and economy 

2 would be best served by continuing the CMC until after the Court has heard and issued an order on 

3 Defendants' forthcoming motions to dismiss the Consolidated Class Action Complaint; 

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WHEREAS, the parties agree that nothing in this Stipulation will be construed as a 

waiver of any of Defendants' or Lead Plaintiffs rights or positions in law or in equity; 

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7 NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED, between Lead 

8 Plaintiff, by and through its counsel, and Defendants, by and through their counsel, that: 

9 1. Lead Plaintiff shall file a Consolidated Class Action Complaint on or before 

10 March 6, 2017. 

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2. Defendants shall respond to the Consolidated Class Action Complaint, by filing 

motions to dismiss or otherwise, on or before May 5, 2017. 

3. Lead Plaintiff shall file oppositions to Defendants' motions to dismiss, if any, on 

15 or before July 7, 2017. 

16 4. Defendants shall file replies in support of their motions to dismiss, if any, on or 

17 before August 11, 2017. 

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5. The CMC currently scheduled for January 25, 2017 shall be continued to a date 

and time, to be set by the Court subject to its availability, following the Court's ruling on the 

Defendants' forthcoming motions to dismiss. 

22 Dated: January11,2017 

23 Is/ Brendan P Cullen 

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SUIJJVAN 

k 

CRDJ.IWEU.u.P 

2 

Brendan P. Cullen (SBN 194057) 

Sverker K. Hogberg (SBN 244640) 

Rvan J. McCauley (SBN 264913) 

SULLIVAN & CROMWELL LLP 

1870 Embarcadero Road 

Palo Alto, California 94303 

Telephone: (650) 461-5600 

Facsimile: (650) 461-5700 

JOINT STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3: 16-CV-05479-JST; 3: 16-CV-05513-JST 

Case 3:16-cv-05479-JST Document 64 Filed 01/11/17 Page 3 of 6
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SUWVAN 

.t CROMWEll. U.P 

Christopher M. Viapiano 

(pro hac vice forthcoming) 

SULLIVAN & CROMWELL LLP 

1700 New York Avenue, N.W., Suite 700 

Washington, D.C. 20006 

Telephone: (202) 956-6985 

Facsimile: (202) 956-7056 

Counsel for Defendant Wells Fargo & 

Comoanv 

Is/ Grant P Fonda 

Grant P. Fondo (SBN 181530) 

Richard M. Strassberg 

(oro hac vice forthcoming) 

GOODWIN PROCTER LLP 

135 Commonwealth Drive 

Menlo Park, California 94025 

Telephone: (650) 752-3100 

Facsimile: (650) 853-1038 

Counsel for Defendant John G. Stumpf 

Is/ Ismail Ramsev 

Ismail Ramsev (SBN 189820) 

Miles Ehrlich (SBN 237954) 

RAMSEY & EHRLICH LLP 

803 Hearst A venue 

Berkeley, California 94710 

Telephone: (510) 548-3600 

Facsimile: (650) 291-3060 

Counsel for Defendant John R. 

Shrewsberrv 

lsi Enu A Maini pj 

Enu A. Mainigi 

(oro hac vice forthcoming) 

WILLIAMS & CONNOLLY LLP 

725 Twelfth Street, N.W. 

Washington D.C. 20005 

Telephone: (202) 434-5000 

Facsimile: (202) 434-5029 

Counsel for Defendant Carrie L. Tolstedt 

JOINT STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3: 16-CV-05479-JST; 3: 16-CV-05513-JST 

Case 3:16-cv-05479-JST Document 64 Filed 01/11/17 Page 4 of 6
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Dated: January 11, 2017 

Is/ Wmiam H Narwold 

William H. Narwold (admitted oro hac vice) 

MOTLEY RICE LLC 

One Corporate Center, 20 Church St. 

Hartford, Connecticut 061 03 

Telephone: (860) 882-1676 

GreggS. Levin (admitted pro hac vice) 

MOTLEY RICE LLC 

28 Bridgeside Blvd. 

Mt. Pleasant, South Carolina 29464 

Telephone: (843) 216-9000 

Counsel for Lead Plaintiff 

Shawn A. Williams (SBN 213113) 

Jason C. Davis (SBN 253370) 

Aelish M. Baig (SBN 201279) 

ROBBINS GELLER RUDMAN 

&DOWDLLP 

Post Montgomery Center 

One Montgomery Street, Suite 1800 

San Francisco, California 94104 

Telephone: ( 415) 288-4545 

Liaison Counsel 

ATTESTATION PURSUANT TO GENERAL ORDER 45 

I, Brendan P. Cullen, in compliance with General Order 45, Section X(B), hereby attest 

22 that I obtained the concurrence of all of the above-listed counsel in filing this document. 

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24 DATED: January 11,2017 Is/ Brendan P. Cullen 

Brendan P. Cullen 

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SUWVAN 

CROMWEU.UP "' 

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JOINT STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3:16-CV-05479-JST; 3: 16-CV-05513-JST 

Case 3:16-cv-05479-JST Document 64 Filed 01/11/17 Page 5 of 6
1 ORDER 

2 THE FOREGOING STIPULATION IS APPROVED AND IT IS SO ORDERED. 

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SUWVAN 

~ 

CRo~twEu. u.r 

Dated: 

THE HONORABLE JON S. TIGAR 

UNITED STATES DISTRICT JUDGE 

JOINT STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 

TIME TO RESPOND TO COMPLAINT 

CASE NOS. 3: 16-CV-05479-JST; 3: 16-CV-05513-JST 

January 11, 2017

Case 3:16-cv-05479-JST Document 64 Filed 01/11/17 Page 6 of 6