Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-azd-2_12-cv-02376/USCOURTS-azd-2_12-cv-02376-2/pdf.json

Nature of Suit Code: 440
Nature of Suit: Other Civil Rights
Cause of Action: 28:1441 Petition for Removal- Wrongful Death

---

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

WO

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ARIZONA

Ernest Joseph Atencio, et al.,

Plaintiffs,

v.

Sheriff Joseph Arpaio, et al., 

Defendants. _________________________________ 

)

)

)

)

)

)

)

)

)

)

CIV. 12-2376-PHX-PGR

ORDER

Before the Court is Plaintiffs’ Motion to Amend First Amended Complaint, filed

September 19, 2013. (Doc. 89.) Plaintiffs move to amend their First Amended Complaint to

add municipal liability claims against the City of Phoenix for failure to train its officers in

recognizing and responding to mental illness. Defendants filed a response in opposition.

(Doc. 105.) For the reasons set forth below, the motion is denied. 

BACKGROUND

On December 15, 2011, Phoenix Police Officer Sarah Roberts arrested Ernest Marty

Atencio (“Atencio”) following an incident in which he reportedly kicked an apartment door

and approached a woman and began yelling at her. Atencio was transported to the Fourth

Avenue Jail, where county health officers performed a medical screening. Due to Atencio’s

erratic behavior, they recommended that he be placed in a “safe cell.” 

Officer Patrick Hanlon then escorted Atencio to the Linescan Room. The first

amended complaint alleges that Hanlon used excessive force by leading Atencio “with his

hands and arms in a bent position.” (Doc. 50, ¶ 54.) When asked to remove his shoes,

Atencio tensed up and became physically noncompliant. Hanlon and Officer Nicholas French

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 1 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

1 Hanlon and French were Phoenix Police Officers, employed as booking officers at

the jail. Officer Roberts is not a defendant.

- 2 -

began to struggle him physically.1 (Id., ¶ 60.) Maricopa County detention officers joined the

struggle and wrestled Atencio to the ground. During the altercation Sergeant Weirs deployed

his taser. (Id., ¶ 63.) The county detention officers subdued Atencio and placed him in a safe

cell. They re-entered the room approximately ten minutes later, concerned that Atencio was

not breathing. Efforts to revive him failed. He was transported to the hospital and pronounced

dead.

 On October 23, 2012, Plaintiffs filed a complaint in Maricopa County Superior Court

alleging, among other claims, civil rights violations under 42 U.S.C. § 1983. The case was

removed to this Court on November 6, 2012. Plaintiffs filed their first amended complaint

on May 3, 2013. (Doc. 50.) 

DISCUSSION

Plaintiffs seek to amend their complaint under Rule 15 of the Federal Rules of Civil

Procedure to add federal and state municipal liability claims against the City of Phoenix for

its “failure to train Officers Roberts, French, and Hanlon on the recognition of and

appropriate response to mental illness and excited delirium.” (Doc. 89 at 2.) According to

Plaintiffs, they learned during discovery that the City provides training courses entitled

“Dealing with the Mentally Ill” and “Excited Delirium.” The proposed amended complaint

adds two counts alleging that despite the existence of these courses the City failed to provide

Officers Roberts, Hanlon, and French adequate training. (Doc. 109 at 5–6.)

1. Good cause under Rule 16(b)(4)

In opposing Plaintiffs’ request, Defendants note that the deadline for filing motions

to amend, as established in the Court’s scheduling order, was May 3, 2013 (Doc. 32), four

and a half months before Plaintiffs filed the pending motion. Defendants argue, therefore,

that Plaintiff’s request must be analyzed under the good cause standard provided by Rule

16(b)(4) rather than the liberal standard for amendment under Rule 15(a).

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 2 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

- 3 -

“Once the district court had filed a pretrial scheduling order pursuant to Federal Rule

of Civil Procedure 16 which established a timetable for amending pleadings that rule’s

standards controlled.” Johnson v. Mammoth Recreations, Inc., 975 F.2d 604, 607–08 (9th

Cir. 1992). Under Rule 16(b)(4), “[a] schedule may be modified only for good cause shown

and with the judge’s consent.” While a court may take into account any prejudice to the party

opposing modification of the scheduling order, “the focus of the inquiry is upon the moving

party’s reasons for seeking modification. . . . If that party was not diligent, the inquiry should

end.” Id. at 609.

Plaintiffs contend that they were diligent because they learned the information upon

which their new claims are based—i.e., the officers’ participation in the training programs

offered by the City—only when they deposed the officers. (Doc. 109 at 3; see Doc. 89 at 2,

5–6.) Plaintiffs deposed Officer Roberts on June 26, 2013; Officer French on August 6, 2013;

and Officer Hanlon on September 9, 2013. The motion to amend was filed September 19, ten

days after the Hanlon deposition. Based on this time-line, the Court finds that Plaintiffs were

diligent in seeking to amend their complaint based on the information elicited in the

depositions.

2. Futility of amendment

Defendants also argue that amendment should be denied under Rule 15, principally

on the grounds that amendment would be futile. “A district court does not err in denying

leave to amend where the amendment would be futile . . . or would be subject to dismissal.”

Saul v. United States, 928 F.2d 829, 843 (9th Cir. 1991); see also Miller v. Rykoff–Sexton,

Inc., 845 F.2d 209, 214 (9th Cir. 1988) (“A motion for leave to amend may be denied if it

appears to be futile or legally insufficient.”). 

The test for futility is whether the amendment can survive a motion to dismiss under

Rule 12(b)(6). “A proposed amended complaint is futile if it would be immediately ‘subject

to dismissal.’” Nordyke v. King, 644 F.3d 776, 788 n.2 (9th Cir. 2011) (quoting Steckman v.

Hart Brewing, Inc., 143 F.3d 1293, 1298 (9th Cir.1998)), aff’d on reh’g en banc on other

grounds, 681 F.3d 1041 (9th Cir. 2012); see Miller, 845 F.2d at 214 (explaining that the

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 3 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

2 The record also shows that officers received mental health training through their

familiarity with the City’s Operations Orders and “POST” (Peace Officers Standards

Training) certification. (See Doc. 105 at 10, 13.)

- 4 -

“proper test to be applied when determining the legal sufficiency of a proposed amendment

is identical to the one used when considering the sufficiency of a pleading challenged under

Rule 12(b)(6)”).

As noted above, in their motion to amend Plaintiffs cite the fact that the City of

Phoenix provides training courses on “Dealing with the Mentally Ill” and “Excited Delirium”

and contend that if Officers Roberts, French, and Hanlon had “received both of these

trainings, they would likely have dealt more appropriately with [Atencio].” (Doc. 89.) In fact,

as Plaintiffs acknowledge in their reply, all three officers did in fact receive the “Excited

Delirium” training, and Officer Hanlon received the “Dealing with the Mentally Ill” training.2

(Doc. 109 at 4.) Plaintiffs’ proposed new claims, therefore, address only mental health

training. 

In proposed Count 9 of the amended complaint, Plaintiffs claim a civil rights violation

under § 1983 based on allegations that “either the City has a policy of not consistently

providing this [“Dealing with the Mentally Ill”] training to all officers who come into contact

with the mentally ill, or it has a policy of allowing its officers not to take this training,” and

that the City “fail[ed] to provide more than a short, token amount of training on dealing with

the mentally ill.” (Id., Ex. 1, ¶¶ 104, 111.) Defendants argue that these allegations do not

state a civil rights claim for failure to train and therefore amendment is futile. The Court

agrees. 

The proposed claim fails pursuant to the standard used to assess the sufficiency of a

pleading under Rule 12(b)(6). A dismissal under Rule 12(b)(6) may be based on the lack of

a cognizable legal theory or on the absence of sufficient facts alleged under a cognizable

legal theory. Johnson v. Riverside Healthcare Sys., 534 F.3d 1116, 1121 (9th Cir. 2008). In

assessing the allegations of a proposed pleading, the court must “accept as true all wellpleaded allegations of material fact, and construe them in the light most favorable to the nonCase 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 4 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

3 In Monell v. Department of Social Services of City of New York, 436 U.S. 658

(1978), the Supreme Court held that a municipality can be sued under 42 U.S.C. § 1983 when

execution of a government policy or custom results in a violation of constitutional rights.

- 5 -

moving party.” Daniels–Hall v. National Educ. Ass’n, 629 F.3d 992, 998 (9th Cir. 2010). “A

pleading that offers ‘labels and conclusions’ or ‘a formulaic recitation of the elements of a

cause of action will not do.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell

Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007). “Threadbare recitals of the elements

of a cause of action, supported by mere conclusory statements, do not suffice.” Id.

Plaintiffs allege that the City’s failure to offer necessary training on mental health

issues constituted a violation of Atencio’s civil rights. (Doc. 109, Ex. 1, ¶¶ 102–07.) “In

limited circumstances, a local government’s decision not to train certain employees about

their legal duty to avoid violating citizens’ rights may rise to the level of an official

government policy for purposes of § 1983.” Connick v. Thompson, 131 S. Ct. 1350, 1359

(2011). Nevertheless, “[a] municipality’s culpability for a deprivation of rights is at its most

tenuous where a claim turns on a failure to train.” Id.

“[T]he inadequacy of police training may serve as the basis for § 1983 liability only

where the failure to train amounts to deliberate indifference to the rights of persons with

whom the police come into contact.” City of Canton v. Harris, 489 U.S. 378, 388 (1989).

Training is inadequate for purposes of § 1983 when “in light of the duties assigned to specific

officers or employees the need for more or different training is so obvious, and the

inadequacy so likely to result in the violation of constitutional rights, that the policymakers

of the city can reasonably be said to have been deliberately indifferent to the need.” Id. at

390. “Mere negligence in training or supervision . . . does not give rise to a Monell claim.”3

Dougherty v. City of Covina, 654 F.3d 892, 900–01 (9th Cir. 2011); see Blankenhorn v. City

of Orange, 485 F.3d 463, 484–85 (9th Cir. 2007) (explaining that “absent evidence of a

program-wide inadequacy in training, any shortfall in a single officer’s training can only be

classified as negligence on the part of the municipal defendant—a much lower standard of

fault than deliberate indifference”).

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 5 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

- 6 -

In addition to showing deliberate indifference, a plaintiff must establish that his

constitutional “injury would have been avoided” had the governmental entity properly trained

its employees. Oviatt v. Pearce, 954 F.2d 1470, 1474 (9th Cir. 1992) (citing City of Canton,

489 U.S. at 389–91); see Lee v. City of Los Angeles, 250 F.3d 668, 681 (9th Cir. 2001). As

the Supreme Court explained in Board Of County Commissioners v. Brown, 520 U.S. 397,

404 (1997), a plaintiff “must demonstrate a direct causal link between the municipal action

and the deprivation of federal rights.” The question is, “Would the injury have been avoided

had the employee been trained under a program that was not deficient in the identified

respect?” City of Canton, 489 U.S. at 391.

 Plaintiffs’ new claim fails to support their assertion that the City of Phoenix had a

policy or a widespread practice of providing inadequate training for its officers on mental

health issues. Nor is there any showing that some form of additional training would have

caused Officers Roberts, French, or Hanlon to have performed their duties differently with

respect to Atencio such that the alleged civil rights violation could have been avoided.

Rather, Plaintiffs’ proposed inadequate training claims “lack any factual allegations that

would separate them from the ‘formulaic recitation of a cause of action’s elements.’”

Dougherty, 654 F.3d at 900 (quoting Twombly, 550 U.S. at 555); see Nelson v. County of

Sacramento, 926 F.Supp.2d 1159, 1169 (E.D.Cal. 2013) (finding complaint “devoid of

alleged facts indicating a pattern or custom of behavior on the part of Defendants. Plaintiff

needs more than the formulaic recitation of the elements of a claim to withstand a motion to

dismiss; he needs factual allegations sufficient to raise his claim above a speculative level.”).

Instead of specific facts concerning the nature and effects of the alleged inadequacy

of the City’s training programs, the proposed new count consists of legal conclusions to the

effect that the alleged deficiency in the City’s mental health training programs “constitutes

deliberate indifference” and was “a moving force behind the violations of [Atencio’s]

constitutional rights.” (Doc. 109, Ex. 1. ¶¶ 105, 106.) These conclusory allegations are not

sufficient to state a claim. See Young v. City of Visalia, 687 F.Supp.2d 1141, 1150 (E.D.Cal.

2009) (explaining that “without identifying the training and hiring practices, how those

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 6 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

- 7 -

practices were deficient, and without an identification of the obviousness of the risk

involved, the Court cannot determine if a plausible claim is made for deliberately indifferent

conduct”); see also Hydrick v. Hunter, 669 F.3d 937, 941 (9th Cir. 2012) (finding plaintiff’s

that “bald” and “conclusory” allegations insufficient to state a plausible claim). 

In their motion to amend, Plaintiffs argue only that proper training would have alerted

the officers to the fact that a significant percentage of individuals they encounter suffer from

mental health problems and would have taught the officers how to react appropriately to such

individuals. (Doc. 89 at 2–3; see Doc. 109 at 8.) Plaintiffs assert, for example, that with such

training Officer Roberts “would have known that arresting Marty was an inappropriate

reaction to his conduct, and would have been aware of alternate resources to deal with that

conduct” and that Officers French and Hanlon “could have more appropriately addressed

Marty’s resistance to taking off his shoes, deescalated the situation, and not started a physical

altercation that resulted in Marty’s death. At a minimum, Officers French and Hanlon would

have known that surrounding Marty and shouting orders at him, before piling on top of him,

were inappropriate reactions to Marty’s passive resistance.” (Doc. 89 at 5.)

As Defendants note, however, Plaintiffs offer no support for their conclusion that the

officers would have behaved differently had they participated in the training programs cited

by Plaintiffs. Instead, Plaintiffs rely on deposition testimony indicating that Officers Roberts

and Hanlon could not recall specific details of their training with respect to dealing with the

mentally ill and that Officer French was not taught statistics about the number of jail

detainees with mental disorders. (Doc. 89 at 4–5.) This information does not address the

question of whether the alleged violation of Atencio’s rights would have been avoided had

the officers “been trained under a program that was not deficient in the identified respect.”

City of Canton, 489 U.S. at 391.

The amended complaint also seeks to add proposed Count 10, a wrongful death claim

pursuant to ARS § 12-611, based on the allegation that the City breached its duty to Atencio

by failing to mandate that all officers take the “Treatment of the Mentally Ill” training course

and by offering only a “short, token amount of training on dealing with the mentally ill.”

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 7 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

- 8 -

(Doc. 109, Ex.1, ¶¶ 110–11.) Defendants argue that these allegations are barred because they

were not asserted in Plaintiffs’ Notice of Claim. (Doc. 105 at 15.) The Court agrees.

Under A.R.S. § 12-821.01(A), any claim presented against a governmental entity must

“contain facts sufficient to permit the public entity or public employee to understand the

basis on which liability is claimed.” To satisfy this requirement, the notice of claim “must

at least contain enough information to allow the state to intelligently ascertain these purposes

so it can conscientiously allow or disallow the claim.” Howland v. State, 169 Ariz. 293, 299,

818 P.2d 1169, 1175 (App. 1991). 

The Notice here did not contain adequate facts to inform Defendants of Plaintiffs’ new

wrongful death claim based on the allegation that the City breached its duty to Atencio by

failing to provide sufficient mental health training to Officers Roberts, French, and Hanlon.

(See Doc. 105, Ex. 10.) First, the Notice contains no suggestion that Officer Roberts’ actions

reflected a lack of training. With respect to Officers Hanlon and French, the Notice states that

Hanlon used excessive force when escorting Atencio to the Linescan Room and that Hanlon

and French started a “jailer’s riot” by initiating a physical struggle with Atencio. (Id. at 5–6.)

Contrary to Plaintiffs’ present allegation that Officers French and Hanlon, had they been

properly trained, would have de-escalated the situation when responding to Atencio’s

resistance, the Notice describes Atencio as not being “aggressive, abusive, or resistive” and

“not threatening or combative.” (Id. at 6.)

These allegations do not provide sufficient notice of Plaintiffs’ new claim, which is

based on recent information concerning the specific mental health training received by

Officers Roberts, French, and Hanlon and a set of facts not consistent with those described

in the Notice of Claim. The new wrongful death claim is therefore barred under A.R.S. § 12-

821.01.

In addition, for the reasons discussed above, the Court agrees with Defendants that

the new training-based wrongful death claim fails under Rule 12(b)(6) because it offers only

a “formulaic recitation of a cause of action’s elements,” Twombly, 550 U.S. at 555, and

therefore amendment is futile. 

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 8 of 9
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

- 9 -

CONCLUSION

Amendment is futile because the proposed claims lack sufficient facts to show that the

City had a training policy that amounted to deliberate indifference or that Atencio’s alleged

constitutional injury would have been avoided had the City properly trained its officers,

including Officers Roberts, Hanlon, and French. 

Accordingly,

IT IS HEREBY ORDERED denying Plaintiffs’ Motion to Amend (Doc. 89).

DATED this 9th day of December, 2013.

Case 2:12-cv-02376-PGR Document 120 Filed 12/09/13 Page 9 of 9