Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ared-4_19-cv-00611/USCOURTS-ared-4_19-cv-00611-0/pdf.json

Nature of Suit Code: 863
Nature of Suit: Social Security - DIWC/DIWW (405(g))
Cause of Action: 42:405 Review of HHS Decision (DIWC)

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UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF ARKANSAS 

CENTRAL DIVISION 

MARION BAUGH PLAINTIFF 

on behalf of R.W., a minor 

V. NO. 4:19-CV-00611-BSM-JTR 

ANDREW SAUL,

Commissioner of Social Security DEFENDANT 

RECOMMENDED DISPOSITION

The following Recommended Disposition (“Recommendation”) has been sent 

to United States District Judge Brian S. Miller. You may file written objections to 

all or part of this Recommendation. If you do so, those objections must: (1) 

specifically explain the factual and/or legal basis for your objections; and (2) be 

received by the Clerk of this Court within fourteen (14) days of this 

Recommendation. By not objecting, you may waive the right to appeal questions of 

fact. 

I. Introduction 

On September 3, 2019, Plaintiff Marion Baugh (“Baugh”) filed a pro se

Complaint, on behalf of R.W., a minor child, seeking review of the denial of R.W.’s 

disability benefits.1

 Doc. 2. While Baugh suggests in her Complaint that, on 

 1

 Baugh’s relationship to R.W. is not clear from the record. 

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“August 29, 2019,” she received a final decision from the Commissioner of the 

Social Security Administration (“SSA”), she does not attach a copy of the 

“Commissioner’s final decision” as the “Pro Se 13 Complaint Form” instructed her 

to do. Id. at 3. Federal courts only have jurisdiction to review final decisions from 

the Commissioner of the SSA. On its face, Baugh’s failure to attach a copy of the 

Commissioner’s final decision to her Complaint, as she was required to do, raises 

questions about whether she has met her burden of demonstrating that the Court has 

jurisdiction over this action. 

A review of the substantive allegations in Baugh’s pro se Complaint and pro 

se Amended Complaint confirms that she is not appealing from a final decision of 

the Commissioner. According to her own allegations, the “case worker with the 

state,” acting on behalf of the SSA, ordered a “medically unnecessary” educational 

examination for R.W. to be completed before the “Medical Review Board” made an 

initial determination on R.W.’s disability claim.2

 Id. at Attachment 1; Doc. 12 at 5. 

 2

 “Social Security disability claims are initially processed through a network of local Social 

Security Administration field offices and State agencies (usually called Disability Determination 

Services or DDSs).” See https://www.ssa.gov.gov/disability/determination.htm. This “initial 

determination” by Arkansas DDS is based solely on review of a claimant’s medical records, and, 

if necessary, additional testing. See https://www.ssa.gov/pubs/EN-05-10026.pdf (“If the state 

agency can’t make a disability determination using only the medical information, school records, 

and other facts they have, they may ask you to take your child for a medical examination or test. 

We will pay for the test.”). 

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These admissions by Baugh make it clear that she did not even complete the initial 

determination level of review before initiating this action.3

On November 21, 2019, Respondent filed a Motion to Dismiss, pursuant to 

Federal Rule of Civil Procedure 12(b)(6), along with a supporting Brief.4

 Docs. 8 

and 9. Respondent argues that the Complaint is premature and this Court lacks 

subject matter jurisdiction because “no final agency decision has been issued.” Doc. 

9. 

On November 27, 2019, Baugh filed an Amended Complaint. In that 

pleading, she seeks to avoid the dismissal of her claim against the SSA by asserting 

two conclusory and entirely derivative causes of action: (1) the SSA’s conduct, in 

dealing with R.W.’s disability claim, constituted “fraud” in violation of the False 

Claims Act (“FCA”), 31 U.S.C. § 3729; and (2) the SSA violated R.W.’s 

 3

 To properly exhaust administrative remedies, a claimant seeking benefits from the SSA 

must pursue his or her claims through all four steps in the review process: (1) initial determination; 

(2) reconsideration; (3) hearing before an ALJ; and (4) Appeals Council review of the ALJ’s 

decision. 20 C.F.R. §§ 404.900(a), 416.1400(a). When a claimant has completed all of these steps, 

the Commissioner’s decision is then final and subject to judicial review in federal court. 20 C.F.R. 

§§ 404.900(a)(5), 416.1400(a)(5). 

 Here, Baugh filed this lawsuit before receiving the “initial decision,” at step one of the 

administrative review process, and without exhausting her administrative remedies by proceeding 

to step two, “reconsideration”; step three, an administrative hearing before an ALJ; and step four, 

an appeal and adverse decision from the Appeals Council, which constitutes the Commissioner’s 

final decision. 

4

 Respondent should be seeking to dismiss Baugh’s claim for denial of R.W.’s social 

security benefits pursuant to Rule 12(b)(1) (lack of subject matter jurisdiction), not Rule 12(b)(6). 

As to the Bivens and the False Claims Act claims, which she asserts on behalf of R.W. in her 

Amended Complaint, Respondent properly seeks dismissal of those claims pursuant to Rule 

12(b)(6). 

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constitutional rights under Bivens v. Six Unknown Agents of the Fed. Bureau of 

Narcotics, 403 U.S. 388 (1971).5

 Doc. 12. Based on these two new claims, Baugh 

argues that Respondent’s Motion to Dismiss should be denied and the Court should 

maintain jurisdiction over the action, notwithstanding her failure to administratively 

exhaust the preliminary determination that R.W. might not be entitled to disability 

benefits. Doc. 11 at 2-3. 

Finally, on December 20, 2019, Baugh filed a one-paragraph Motion for 

Summary Judgment, which makes the following nonsensical request for relief under 

Rule 56(c): 

The plaintiff made recent accommodations in this case to appease the 

questions at present, of “lack of subject-matter jurisdiction”

consequences, in order to secure a burden of proof in this case against the 

Defendant. These accommodations have been cited in the Amendment of the 

Complaint Civil Procedure Rule15, filed November 27, 2019. The Plaintiff 

would like to request a Motion for Summary Judgment under Civil 

Procedure Rule 56(c). 

Doc. 13 (emphasis in original). 

For the reasons explained below, the Court recommends that the Complaint 

and Amended Complaint that Baugh filed on behalf of R.W. be dismissed, without 

prejudice. 

 5

 Baugh incorrectly attempts to bring this claim under 42 U.S.C. § 1983, which provides a 

remedy for unconstitutional state action, not federal action. The Court will nonetheless construe 

her constitutional claim as being brought under Bivens, which allows a plaintiff to recover damages 

when their federal constitutional rights are violated by federal employees, just as 42 U.S.C. § 1983 

provides redress for constitutional violations by state officials. 

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II. Discussion 

The United States and its agencies, including the SSA, are immune from suit, 

absent a statute expressly permitting a court to exercise jurisdiction. Fed. Deposit 

Ins. Corp. v. Meyer, 510 U.S. 471, 475 (1994). The Social Security Act authorizes 

federal courts to review final decisions of the Commissioner of Social Security. 42 

U.S.C. § 405(g); 42 U.S.C. § 405(h). SSA regulations define a “final decision” of 

the Commissioner as an “initial determination” that has been pursued through all 

steps of the administrative review process. See 20 C.F.R. § 416.1400(a); Schoolcraft 

v. Sullivan, 971 F.2d 81, 84-85 (8th Cir. 1992); see Weinberger v. Salfi, 422 U.S. 

749, 766 (1975) (“[A] ‘final decision’ is a statutorily specified jurisdictional 

prerequisite.”); see also Rowden v. Warden, 89 F.3d 536, 537 (8th Cir. 1996) (A 

plaintiff “may seek judicial review of the Secretary’s decision in this case only after 

a final decision by the Secretary.”). 

 Baugh does not contest the fact that she failed to exhaust R.W.’s available 

administrative remedies for challenging the preliminary determination that R.W. 

may not be entitled to disability benefits. Rather, to save R.W.’s disability claim 

from dismissal, she asserts far-fetched and factually unsupported claims against 

Respondent under Bivens and the FCA. Doc. 9 at 3. Both of those claims are 

supported only by her conclusory and entirely speculative allegations that: (1) the 

SSA “fraudulently” failed to consider R.W.’s existing medical records and ordered 

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a “medically unnecessary” educational examination in violation of the FCA; and (2) 

the preliminary decision made by the SSA violated R.W.’s constitutional rights 

under Bivens.

6

 By failing to allege any plausible facts to support these nebulous 

allegations, Baugh has failed to plead viable claims under Bivens and the FCA. See 

Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009); Bell Atlantic Corp. v. Twombly, 550 

U.S. 544, 555 (2007) (“labels and conclusions,” a “formulaic recitation of the 

elements of a cause of action,” and “naked assertions devoid of further factual 

enhancement” are insufficient to plead a viable claim for relief); Renneke v. Astrue, 

276 Fed. Appx. 548 (citing Heckler v. Ringer, 466 U.S. 602, 614 (1984) (where the 

plaintiffs raised procedural claims related to the Secretary’s decision to deny 

payments for surgery, those claims were inextricably intertwined with plaintiffs’ 

claims for benefits; all aspects of claims should be channeled into the administrative 

process because the relief sought was invalidation of the Secretary’s policy and 

declaration that a particular surgery was reimbursable)).

 Thus, because the Court lacks subject matter jurisdiction over R.W.’s 

disability benefits claim, it should be dismissed, without prejudice, under Rule 

 6

 According to Baugh, the Education Specialist who interviewed R.W. on August 29, 2019, 

“began to ask unrelated questions about the plaintiff’s disability claim” and then “rudely cancelled 

the examination” after “the plaintiff’s mother challenged the examiners tactics.” Doc. 12 at 6-7. 

Baugh makes no attempt to explain how these supposedly “unrelated questions” and so-called 

“tactics” of the Education Specialist violated R.W.’s constitutional rights. Similarly, Baugh does 

not set forth and explain the nature of the “unrelated questions,” or the specific “tactics” that she 

believes violated R.W.’s constitutional rights. 

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12(b)(1). R.W.’s Bivens and FCA claims should be dismissed, without prejudice, for 

failing to state a claim for relief under Rule 12(b)(6). 

III. Conclusion 

IT IS THEREFORE RECOMMENDED that the Commissioner’s Motion to 

Dismiss (Doc. 8) be GRANTED and this case be DISMISSED, without prejudice. 

IT IS FURTHER RECOMMENDED that Plaintiff’s Motion for Summary 

Judgment (Doc. 13) be denied as MOOT.

DATED this 10th day of January, 2020. 

 ___________________________________ 

 UNITED STATES MAGISTRATE JUDGE 

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