Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-86/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER DIRECTING BANKS AND/OR FINANCIAL INSTITUTIONS TO PRODUCE DOCS. RE J.R. TRUST

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME G. TOUCHSTONE (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jtouchstone@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

 v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD

ORDER DIRECTING BANKS AND/OR 

FINANCIAL INSTITUTIONS TO 

PRODUCE DOCUMENTS 

CONCERNING EIMT FUNDS 

TRANSFERRED TO J.R. TRUST 

Judge Lawrence K. Karlton

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”) and on July 31, 2009, the Court filed an Order permanently 

appointing Receiver. Pursuant to the OAR, for good cause shown, and in order to empower and 

authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

 On August 12, 2008, EIMT transferred $2,500,000 of investor funds from its Wells Fargo 

Bank Account Number XXXXXX6681 (“EIMT Account”) to Wells Fargo Bank Account 

Number XXXXXX2269, an account which is held in the name of J.R. Trust (“J.R. Trust 

Account”). The $2,500,000 was wired to J.R. Trust in connection with a bank note trading 

“investment” facilitated by a company called Global Mergers & Acquisitions, Inc. (“Global 

Case 2:09-cv-00665-JAM-KJN Document 362 Filed 10/19/10 Page 1 of 2
[PROPOSED] ORDER DIRECTING BANKS AND/OR FINANCIAL INSTITUTIONS TO PRODUCE DOCS. RE J.R. TRUST

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

Mergers”) and its Chief Executive Officer William Alfred Hayward. Receiver located a signed 

“Transaction Agreement” entered into between EIMT and Global Mergers, but has been unable 

to discern any legitimate business reason for the transaction which did not financially benefit 

EIMT. 

 To facilitate Receiver’s investigation in tracing the disposition of EIMT investor funds, 

any and all banks and/or financial institutions, including, but not limited to Wells Fargo Bank, 

are direct to provide information and documentation to Receiver tracing where the $2,500,000 

withdrawn from the EIMT Account on August 12, 2008, went, including after its deposit into 

the J.R. Trust Account at Wells Fargo Bank, including, but not limited to all bank statements and 

other documentation reflecting receipts by, disbursements from, and transfers to/from such 

account(s), account number(s) and account holder identification. 

Any and all banks and/or financial institutions, including, but not limited to Wells Fargo 

Bank are hereby further directed to cooperate fully with Receiver in his investigation and 

inquiries on behalf of this Court. 

IT IS SO ORDERED. 

Dated: October 19, 2010 

Case 2:09-cv-00665-JAM-KJN Document 362 Filed 10/19/10 Page 2 of 2