Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-54/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER DIRECTING CITIBANK TO PRODUCE DOCUMENTS AND INFORMATION

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME G. TOUCHSTONE (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD 

ORDER DIRECTING CITIBANK TO 

PRODUCE DOCUMENTS AND 

INFORMATION CONCERNING WIRE 

TRANSFER FROM MATTHEW 

TUCKER TO HPHC, INC. 

Judge Lawrence K. Karlton

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”) and on July 31, 2009, the Court filed an Order permanently 

appointing Receiver. Pursuant to the OAR, for good cause shown, and in order to empower and 

authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

On December 31, 2008, $1,875,000 of EIMT investor funds were transferred to Matthew 

Tucker, in connection with the purported purchase of a “Collateralized Mortgage Obligation.” 

This Court previously issued an order authorizing Bank of America to assist Receiver in 

tracing the EIMT investor funds transferred to Matthew Tucker by providing information and 

documentation (Doc. No. 96), which remains in full force and effect. 

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Case 2:09-cv-00665-JAM-KJN Document 234 Filed 03/24/10 Page 1 of 2
[PROPOSED] ORDER DIRECTING CITIBANK TO PRODUCE DOCUMENTS AND INFORMATION

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

Receiver’s investigation revealed the following: On or about January 5, 2009, 

$400,000.00 was transferred from Matthew Tucker’s Bank of America account to a Citibank 

account held in the name of HPHC, Inc. To further assist Receiver’s investigation in tracing the 

EIMT funds transferred to Matthew Tucker, the Court directs Citibank to provide information 

and documentation concerning the January 5, 2009 wire from Matthew Tucker to HPHC, Inc. for 

$400,000.00, including but not limited to statements and other documentation reflecting receipts 

by and disbursements from such accounts related to that transfer, account numbers, account 

holder identification and details of any related transactions. 

Citibank is further directed to cooperate fully with Receiver in Receiver’s activities, 

investigation and inquiries on behalf of this Court. 

IT IS SO ORDERED. 

Dated: March 23, 2010 

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Case 2:09-cv-00665-JAM-KJN Document 234 Filed 03/24/10 Page 2 of 2