Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_10-cv-00458/USCOURTS-caed-2_10-cv-00458-13/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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SEC v. LAWRENCE “LEE’ LOOMIS, ET AL. 

Case No. 2:10-cv-00458-MCE-KJN 

STIP. WITHDRAW RELIEF

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JINA L. CHOI (N.Y. Bar No. 2699718) 

JOHN S. YUN (Cal. Bar No. 112260) 

 yunj@sec.gov 

JEREMY E. PENDREY (Cal. Bar No. 187075) 

pendreyj@sec.gov 

Attorneys for Plaintiff 

SECURITIES AND EXCHANGE COMMISSION 

44 Montgomery Street, Suite 2800 

San Francisco, California 94104 

Telephone: (415) 705-2500 

Facsimile: (415) 705-2501 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO DIVISION

SECURITIES AND EXCHANGE COMMISSION, 

 Plaintiff, 

 vs. 

LAWRENCE “LEE” LOOMIS, LOOMIS WEALTH 

SOLUTIONS, LLC, JOHN HAGENER, AND LISMAR 

FINANCIAL SERVICES, LLC, 

 Defendants. 

Case No. 2:10-cv-00458-MCE-KJN 

PLAINTIFF’S AND DEFENDANT 

JOHN HAGENER’S 

STIPULATION AND ORDER TO 

WITHDRAW REQUESTS FOR 

MONETARY RELIEF AGAINST 

JOHN HAGENER 

STIPULATION TO WITHDRAW REQUESTS FOR 

MONETARY RELIEF AGAINST DEFENDANT JOHN HAGENER 

 In accordance with Rule 15(a)(2) of the Federal Rules of Civil Procedure, plaintiff 

Securities and Exchange Commission (“Commission”) and defendant John Hagener (“Hagener”) 

hereby stipulate that as to defendant Hagener only, the Commission withdraws its request for 

monetary relief in the form of disgorgement, as set forth in Section II of the Complaint, and for 

civil monetary penalties, as set forth in Section III of the Complaint. The permanent injunctions 

Case 2:10-cv-00458-KJM-KJN Document 124 Filed 07/30/14 Page 1 of 2
SEC v. LAWRENCE “LEE’ LOOMIS, ET AL. 

Case No. 2:10-cv-00458-MCE-KJN 

-2- STIP. WITHDRAW RELIEF

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previously entered by the Court on April 14, 2103 against Hagener are not affected by this 

Stipulation, and shall remain in full force and effect. See Docket No. 82. 

 

Dated: July 22, 2014 Respectfully submitted, 

 /s/ John S. Yun____________ 

 JOHN S. YUN 

 Attorney for Plaintiff 

 SECURITIES AND EXCHANGE COMMISSION 

 /s/ Klaus Kolb___________ 

 KLAUS KOLB 

 Attorney for Defendant 

 JOHN HAGENER 

ORDER APPROVING STIPULATION

 Based upon the foregoing Stipulation by counsel for plaintiff Securities and Exchange 

Commission (“Commission”) and defendant John Hagener (“Hagener”), the Court hereby 

approves the Commission’s request to withdraw, as to defendant Hagener only, its request for 

monetary relief in the form of disgorgement, as set forth in Section II of the Complaint, and for 

civil monetary penalties, as set forth in Section III of the Complaint. The permanent injunctions 

previously entered by the Court on April 14, 2103 against Hagener are not affected by this Order, 

and shall remain in full force and effect. See Docket No. 82. 

 IT IS SO ORDERED. 

DATED: July 30, 2014. 

Case 2:10-cv-00458-KJM-KJN Document 124 Filed 07/30/14 Page 2 of 2