Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_07-cv-03360/USCOURTS-cand-3_07-cv-03360-0/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 09:0010 Petition to Vacate Arbitration Award

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STANLEY G. HILTON, SBN 65990

LA W OFFICES OF STANLEY G. HILTON

2 STAVROS3589êaol.com

580 California Street

3 San Francisco, California 94104

Telephone: (415) 786-4821

4 Facsimile: (415) 439-4963

5 Attorneys for Plaintiff REGINA JIMENEZ

6 GIBSON, DUN & CRUTCHER LLP

ETHAN D. DETTMER, SBN 196046

7 EDettmerêgibsondunn.com

One Montgomery Street

8 San Francisco, California 94104

Telephone: (415) 393-8200

9 Facsimile: (415) 986-5309

10 Attorneys for Defendant NATIONAL ASSOCIATION

OF SECURITIES DEALERS, INC.

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EDGERTON AND WEAVER LLP

12 SAMUEL Y. EDGERTON III, SBN 127156

SEdgertonêedgertonweaver.com

13 2615 Pacific Coast Hwy., Suite 300

Hermosa Beach, California 90254

14 Telephone: (310) 937-2066

Facsimile: (310) 937-2064

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Attorneys for Defendants LAWRENCE IRA PROZAN

16 DBA PROZAN FINANCIAL SERVICES,

MULTI-FINANCIAL SECURITIES CORP.

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22 REGINA JIMENEZ,

UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

SAN FRACISCO DIVISION

CASE NO. 07-03360-MJJ 23 Plaintiff, STIPULATION AND (PROPOSED)

ORDER REGARDING PLAINTIFF'S

AMENDMENT OF COMPLAINT AND

DEFENDANTS' RESPONSE TO SAME

24 v.

25 NATIONAL ASSOCIATION OF SECURITIES

DEALERS, LAWRENCE IR PROZAN DBA

26 PROZAN FINANCIAL SERVICES, MULTIFINANCIAL SECURITIES CORP.,

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Defendants.

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Gibson, Dunn &

Crutcher LLP 1

STIPULATION REGARDING AMENDED COMPLAINT AND RESPONSE Case No. C 07 03360 MIl

Case 3:07-cv-03360-MJJ Document 3 Filed 07/30/2007 Page 1 of 4 Case 3:07-cv-03360-JSW Document 4 Filed 08/09/07 Page 1 of 4
The paries to this matter, plaintiff Regina Jimenez, defendant National Association of

2 Securities Dealers, Inc. ("NASD"), and defendants Lawrnce Ira Prozan DBA Prozan Financial

3 Services and Multi-Financial Securities Corporation (together, "Multi~Financiai") (NASD and Multi4 Financial are referred to collectively herein as "Defendants") by and through their counsel, hereby

5 stipulate as follows:

6 WHREAS, Ms. Jimenez fied her "Complaint to Vacate Arbitration Decision" (the "Original

7 Complaint") on June 26, 2007, challenging an interim arbitration,decision; and

8 WHREAS, the Defendants' responses to Ms. Jimenez's Original Complaint are not yet due

9 to be fied with the Court and

10 WHREAS, the panel in the underlying arbitrtion entered and served a final award in that

11 arbitration on July 24, 2007; and

12 WHREAS, Ms. Jimenez desires to amend her Original Complaint in light of the final

13 arbitration award entered and served by the panel on July 24, 2007; and

14 WHEREAS, the Ms. Jimenez and the Defendants wish to avoid unnecessa expense and

15 inconvenience;

16 THEREFORE, MS. JIMNEZ AND DEFENANTS STIPULATE AS FOLLOWS:

17 1. the Defendants need not answer or otherwise respond to Ms. Jimenez's Original

18 Complaint, and may instead respond solely to any amended complaint that Ms. Jimenez may fie, as

i 9 they deem appropriate.

20 2. Ms. Jimenez wil file and serve her amended complaint in this matter, if any, on or

21 before August 10,2007.

22 3. Defendants wil answer or otherwise respond to Ms. Jimenez's amended complaint (if

23 any) on or before September 7, 2007.

24 SO STIPULATED.

25 DATED: JUlY~, 2007

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LA W OFFICES OF STANLEY G. HILTON 01l~ Staley G. Hilton

By: --.....

Attorneys for Plaintiff REGINA JIMENEZ

Case 3:07-cv-03360-MJJ Document 3 Filed 07/30/2007 Page 2 of 4 Case 3:07-cv-03360-JSW Document 4 Filed 08/09/07 Page 2 of 4
Gibson, Dunn &

Crutcher LLP

1 DATED: July -- 2007

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GIBSON, DUN & CRUTCHER LLP

By:

Ethan D. Detter

Attorneys for Defendant NATIONAL ASSOCIATION

OF SECURITIES DEALERS, INC.

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DATED: Juiy?! 2007

Attorneys for Defendants LA WRNCE IRA PROZAN

DBA PROZAN FINANCIAL SERVICES,

MULTI-FINANCIAL SECURITIES CORP.

PURSUANT TO STIPULA nON, IT IS SO ORDERED.

DATED: ,2007

The Honorable Marin J. Jenkns

United States District Judge

I00271512-iDOC

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STIPULATION REGARDING AMENDED COMPLAINT AND RESPONSE Case No. C 07 03360 MJJ

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Case 3:07-cv-03360-MJJ Document 3 Filed 07/30/2007 Page 3 of 4 Case 3:07-cv-03360-JSW Document 4 Filed 08/09/07 Page 3 of 4
Gibson, Dunn &

Crutcher LLP

DATED: July 30, 2007 GIBSON, DUN & CRUTCHER LLP

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By: Isl

Ethan D. Dettmer

Attorneys for Defendant NATIONAL ASSOCIATION

OF SECURITIES DEALERS, INC.

DATED: July _,2007 EDGERTON AND WEAVER LLP

By:

Samuel Y. Edgerton, III

Attorneys for Defendants LA WRENCE IRA PROZAN

DBA PROZAN FINANCIAL SERVICES,

MULTI-FINANCIAL SECURITIES CORP.

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PURSUANT TO STIPULATION, IT IS SO ORDERED.

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DATED: ,2007

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The Honorable Martin 1. Jenkins 18 United States District Judge

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STIPULATION REGARDING AMENDED COMPLAINT AND RESPONSE Case No. C 07 03360 MIl

Case 3:07-cv-03360-MJJ Document 3 Filed 07/30/2007 Page 4 of 4 Case 3:07-cv-03360-JSW Document 4 Filed 08/09/07 Page 4 of 4