Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca4-08-01798/USCOURTS-ca4-08-01798-1/pdf.json

Nature of Suit Code: 440
Nature of Suit: Other Civil Rights
Cause of Action: 

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CORRECTED OPINION

PUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

EDUCATIONAL MEDIA COMPANY AT 

VIRGINIA TECH, INCORPORATED;

CAVALIER DAILY, INCORPORATED, The

Cavalier Daily, Incorporated,

Plaintiffs-Appellees,

v.

SUSAN R. SWECKER, Commissioner,

Virginia Alcoholic Beverage Control

Commission; PAMELA O’BERRY

EVANS, Commissioner, Virginia

Alcoholic Beverage Control

Commission; W. CURTIS COLEBURN, 

III, Chief Operating Officer Virginia

Department of Alcoholic Beverage

Control; FRANK MONAHAN, Director,

Law Enforcement Bureau of the

Virginia Department of Alcoholic

Beverage Control; ESTHER H.

VASSAR, Commissioner, Virginia

Alcoholic Beverage Control

Commission,

Defendants-Appellants.



Appeal: 08-1798 Doc: 46 Filed: 04/19/2010 Pg: 1 of 20
THOMAS JEFFERSON CENTER FOR THE 

PROTECTION OF FREE EXPRESSION;

STUDENT PRESS LAW CENTER;

 No. 08-1798 COLLEGE NEWSPAPER BUSINESS AND

ADVERTISING MANAGERS,

Amici Supporting Appellees. 

Appeal from the United States District Court

for the Eastern District of Virginia, at Richmond.

M. Hannah Lauck, Magistrate Judge.

(3:06-cv-00396-MHL)

Argued: October 29, 2009

Decided: April 9, 2010

Corrected Opinion Filed: April 19, 2010

Before SHEDD, Circuit Judge,

HAMILTON, Senior Circuit Judge, and

Norman K. MOON, United States District Judge

for the Western District of Virginia, sitting by designation.

Reversed and remanded by published opinion. Judge Shedd

wrote the majority opinion, in which Senior Judge Hamilton

joined. Judge Moon wrote a dissenting opinion.

COUNSEL

ARGUED: Catherine Crooks Hill, OFFICE OF THE

ATTORNEY GENERAL OF VIRGINIA, Richmond, Vir2 EDUCATIONAL MEDIA CO. v. SWECKER

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ginia, for Appellants. Rebecca Kim Glenberg, AMERICAN

CIVIL LIBERTIES UNION FOUNDATION OF VIRGINIA,

Richmond, Virginia, for Appellees. ON BRIEF: William C.

Mims, Attorney General, Stephen R. McCullough, Solicitor

General of Virginia, Maureen Riley Matsen, Deputy Attorney

General, OFFICE OF THE ATTORNEY GENERAL OF

VIRGINIA, Richmond, Virginia, for Appellants. Frank M.

Feibelman, Cooperating Attorney, ACLU OF VIRGINIA,

Richmond, Virginia, for Appellees. J. Joshua Wheeler, Robert

M. O’Neil, THE THOMAS JEFFERSON CENTER FOR

THE PROTECTION OF FREE EXPRESSION, Charlottesville, Virginia, for the Thomas Jefferson Center for the Protection of Free Expression, Amicus Supporting Appellees.

Katherine A. Fallow, Carrie F. Apfel, Garrett A. Levin, JENNER & BLOCK, LLP, Washington, D.C.; Frank D. LoMonte,

Michael C. Hiestand, STUDENT PRESS LAW CENTER,

Arlington, Virginia, for Student Press Law Center and College Newspaper Business and Advertising Managers, Amici

Supporting Appellees.

OPINION

SHEDD, Circuit Judge:

The Commonwealth of Virginia, through its Alcoholic

Beverage Control Board ("the Board"), regulates advertisements for alcohol. In this action, Educational Media Company

at Virginia Tech (The Collegiate Times) and The Cavalier

Daily, Inc. (The Cavalier Daily) (collectively, "the college

newspapers") argue that two of the Board’s regulations

restricting alcohol advertisements (3 Va. Admin. Code §§ 5-

20-40(A) & (B)(3)) violate their First Amendment rights. The

district court granted the college newspapers’ motion for summary judgment, declared both provisions facially unconstitutional, and permanently enjoined their enforcement. On

appeal, the Board challenges only the court’s invalidation of

EDUCATIONAL MEDIA CO. v. SWECKER 3

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§ 5-20-40(B)(3). For the reasons set forth below, we reverse

and remand.

I.

We review the district court’s order granting summary

judgment de novo, viewing the evidence in the light most

favorable to the Board. Hill v. Lockheed Martin Logistics

Mgmt., Inc., 354 F.3d 277, 283 (4th Cir. 2004). The Board, a

subsidiary of the Department of Virginia Alcoholic Beverage

Control, is charged with regulating the importation and distribution of alcohol within the Commonwealth of Virginia. See

Va. Code Ann. § 4.1-103. To carry out this duty, the Board

has the authority to "promulgate reasonable regulations." Va.

Code Ann. § 4.1-111(A). 

The Board exercises its authority in various ways to fight

illegal and abusive drinking on college campuses in the Commonwealth. For example, the Board prohibits various types of

advertisements for alcohol in any "college student publication," which it defines as any college or university publication

that is: (1) prepared, edited, or published primarily by its students; (2) sanctioned as a curricular or extracurricular activity;

and (3) "distributed or intended to be distributed primarily to

persons under 21 years of age." 3 Va. Admin. Code § 5-20-

40(B)(3). Qualifying publications may not print advertisements for beer, wine, or mixed beverages unless the ads are

"in reference to a dining establishment." Id. These exempted

alcohol advertisements may not refer to brand or price, but

they may use five approved words and phrases, including

"A.B.C. [alcohol beverage control] on-premises," "beer,"

"wine," "mixed beverages," "cocktails," or "any combination

of these words." Id.

In addition to this advertising ban, the Board publishes educational pamphlets on the dangers of underage and binge

drinking on college campuses, targeted at both underage students and their parents. Further, the Board enforces its regula4 EDUCATIONAL MEDIA CO. v. SWECKER

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tions by carefully allocating its limited number of officers to

target "big events that are likely to gather college students,"

J.A. 257, and the Board gives grants to colleges and college

communities to supplement these targeted efforts. 

The Collegiate Times is a student-run newspaper at Virginia Polytechnic Institute and State University, and The Cavalier Daily is a student-run newspaper at the University of

Virginia. The newspapers rely on advertisement revenue to

operate, and because of the ban embodied in § 5-20-40(B)(3),

each loses approximately $30,000 a year in advertising revenue.1

The college newspapers filed a complaint, alleging that § 5-

20-40(B)(3) violates their First Amendment rights. The college newspapers mounted both facial and as-applied challenges to § 5-20-40(B)(3). For relief, the college newspapers

sought a declaration that § 5-20-40(B)(3) is unconstitutional

and an injunction prohibiting its enforcement. After both sides

moved for summary judgment, the district court declared § 5-

20-40(B)(3) facially unconstitutional as an invalid ban on

commercial speech.2 Subsequently, the court permanently

1The district court determined that both college newspapers were "college student publications" as defined by § 5-20-40(B)(3). J.A. 73 & 75.

However, the parties agree that a majority of the readership of the college

newspapers is over the age of twenty-one. J.A. 85. Though this concession

appears to preclude the college newspapers from qualifying as "college

student publications," in a pre-enforcement challenge, the college newspapers need only demonstrate "‘a credible threat of prosecution’ under the

statute or regulation." Virginia Soc’y for Human Life, Inc. v. FEC, 263

F.3d 379, 386 (4th Cir. 2001) (quoting Babbitt v. United Farm Workers

Nat’l Union, 442 U.S. 289, 298 (1979)). Here, an Alcoholic Beverage

Control Compliance Officer specifically advised The Collegiate Times that

they would violate § 5-20-40(B)(3) if they published a specific alcohol

advertisement, J.A. 73, and the Chief Operating Officer and Secretary to

the Board of the Department of Alcoholic Beverage Control opined that

both college newspapers would qualify as college student publications.

J.A. 523. Therefore, regardless of whether § 5-20-40(B)(3) applies to these

college newspapers, they have a sufficient credible fear of prosecution

under this regulation. 

2The district court did not reach the college newspapers’ alternative

arguments that § 5-20-40(B)(3) violates the First Amendment because (1)

EDUCATIONAL MEDIA CO. v. SWECKER 5

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enjoined the enforcement of § 5-20-40(B)(3). The Board now

appeals. 

II.

The Board argues that the district court erred by determining that § 5-20-40(B)(3) facially violates the First Amendment.3

Both parties agree that to determine whether a regulatory burden on commercial speech violates the First Amendment, we

apply the four-part test set forth in Central Hudson Gas &

Electric Corp. v. Public Service Commission of New York,

447 U.S. 557, 566 (1980).

Under Central Hudson, we must first consider whether the

commercial speech is protected by the First Amendment. If it

is, the government must then assert a "substantial" interest to

justify its regulation. We must then decide whether the regulation directly advances the government’s interest and whether

the regulation is not "more extensive than is necessary to

serve that interest." Id. This test applies to both facial and asapplied challenges. See, e.g., Posadas de Puerto Rico Assoc.

v. Tourism Co. of Puerto Rico, 478 U.S. 328, 339-44 (1986)

(facial challenge); Greater New Orleans Broad. Ass’n, Inc. v.

United States, 527 U.S. 173, 183-95 (1999) (as-applied chalas-applied, it unconstitutionally restricts commercial speech under Central

Hudson Gas & Elec. Corp. v. Public Serv. Comm’n of New York, 447 U.S.

557 (1980), and (2) on its face and as-applied, it unconstitutionally discriminates against a particular segment of the media under Pitt News v.

Pappert, 379 F.3d 96, 109 (3rd Cir. 2004). Though the college newspapers

reiterate these alternative arguments on appeal, we decline to address them

in the first instance. 

3The Board also argues that the district court erred because it entertained a facial challenge to § 5-20-40(B)(3). Although there is judicial disfavor of facial challenges, there is no proscription on such challenges. See

Washington State Grange v. Washington State Republican Party, 552 U.S.

442, 449-51 (2008) (discussing the problems with facial challenges without banning their use); West Virginia Ass’n of Club Owners and Fraternal

Serv. Inc. v. Musgrave, 553 F.3d 292, 300-02 (4th Cir. 2009) (same). 

6 EDUCATIONAL MEDIA CO. v. SWECKER

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lenge). However, the type of challenge to a provision — facial

or as-applied — dictates the state’s burden of proof.

"[A] facial challenge to an ordinance restricting commercial speech may be resolved as a question of law when the

government meets the burden placed on it by Central Hudson." Penn Advertising of Baltimore, Inc. v. Schmoke, 63 F.3d

1318, 1322-23 (4th Cir. 1995), vacated on other grounds,

Penn Advertising of Baltimore, Inc. v. Schmoke, 518 U.S.

1030 (1996). The government may meet this burden by reference to the challenged regulation and its legislative history.

Id. at 1323. Therefore, a court considers the facial constitutionality of a regulation without regard to its impact on the

plaintiff asserting the facial challenge.4Id.

A.

We first consider whether the First Amendment protects the

commercial speech in this case. To qualify for First Amendment protection, commercial speech must (1) concern lawful

activity and (2) not be misleading. Central Hudson, 447 U.S.

at 566-68. The Board argues that § 5-20-40(B)(3) only regulates commercial speech concerning unlawful activity because

it only applies to student newspapers which are "distributed

or intended to be distributed primarily to persons under 21

years of age," § 5-20-40(B)(3), and in Virginia, it is illegal to

sell alcohol to anyone under twenty-one. Va. Code Ann.

§ 4.1-302.

4The appeal before us is based solely on a facial challenge to § 5-20-

40(B)(3). The dissent, like the district court, blurs the distinction between

a facial and an as-applied challenge. For example, both the dissent and the

district court opinion rely on Pitt News which is an as-applied challenge.

379 F.3d at 113 (finding the challenged regulation "unconstitutional as

applied"). Tellingly, in a subsequent order, the district court acknowledged

that its initial order invalidating § 5-20-40(B)(3) created this confusion.

J.A. 105 ("The Court now makes clear that, consistent with the remainder

of the opinion, the ‘as applied’ language should not have appeared."). 

EDUCATIONAL MEDIA CO. v. SWECKER 7

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We have recognized that advertisements for age-restricted

— but otherwise lawful — products concern lawful activity

where the audience comprises both underage and of-age

members. See, e.g., West Virginia Ass’n of Club Owners and

Fraternal Serv. Inc. v. Musgrave, 553 F.3d 292, 302 (4th Cir.

2009) (video lottery ads in retail stores); Anheuser-Busch, Inc.

v. Schmoke, 63 F.3d 1305, 1313 (4th Cir. 1995) (AnheuserBusch I) (alcohol advertisements in public), vacated on other

grounds, Anheuser-Busch, Inc. v. Schmoke, 517 U.S. 1206

(1996). On its face, § 5-20-40(B)(3) does not restrict commercial speech solely distributed to underage students; rather, it

applies to commercial speech that, though primarily intended

for underage students, also reaches of-age readers. Therefore,

the commercial speech regulated by § 5-20-40(B)(3) concerns

lawful activity.

Further, because this is a facial, pre-enforcement challenge,

"[w]e assume that the speech is not misleading because . . .

[the Board] has not provided evidence that the speech is actually misleading, and there is no evidence that the advertising

restrictions were enacted to prevent the dissemination of misleading information." Musgrave, 553 F.3d at 302. The district

court, therefore, properly found that § 5-20-40(B)(3) restricts

commercial speech protected by the First Amendment.

B.

"Next, we ask whether the asserted governmental interest

is substantial." Central Hudson, 447 U.S. at 566. The Board

contends that it has a substantial interest in combating the

serious problem of underage drinking and abusive drinking by

college students. The college newspapers do not dispute that

this interest is substantial. See Appellee’s Br. 14. Therefore,

like the district court, we find the Board’s interest to be substantial.

C.

We next consider whether the advertising ban "directly and

materially" advances the government’s substantial interest.

8 EDUCATIONAL MEDIA CO. v. SWECKER

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Musgrave, 553 F.3d at 303 (internal citation and quotation

omitted). To determine whether this prong is satisfied "we

focus on the relationship between the State’s interests and the

advertising ban." Central Hudson, 447 U.S. at 569. This relationship, or link, need not be proven by empirical evidence;

rather, it may be supported by "history, consensus, and simple

common sense." Lorillard Tobacco Co. v. Reilly, 533 U.S.

525, 555 (2001) (quoting Florida Bar v. Went For It, Inc., 515

U.S. 618, 628 (1995)). However, the link is insufficient if it

is irrational, contrary to specific data, or rooted in speculation

or conjecture. Musgrave, 553 F.3d at 304. 

The Board asserts that history, consensus, and common

sense support the link between advertising bans in college

newspapers and a decrease in demand for alcohol among college students. The Board cites judicial decisions recognizing

this general link and argues that, here, this link is extraordinarily strong because college newspapers, a targeted form of

media bearing the name of the college, attract more attention

among college students than other forms of mass media. The

Board also notes that, given the amount of money alcohol

vendors spend on advertisement, it is illogical to think that

alcohol ads do not increase demand. The college newspapers

counter by arguing that: (1) there is no evidence that alcohol

advertising bans in college publications decrease demand

among college students and (2) a ban on alcohol advertising

in college publications is ineffective because college students

see ads for alcohol in various other forms of media.5 The district court agreed with the college newspapers.

5The college newspapers also argue that, even if there is a link between

advertising bans and demand, § 5-20-40(B)(3)’s exemptions undermine its

effectiveness. This argument fails to take into account the actual scope of

§ 5-20-40(B)(3). Even with its exemptions, it proscribes without exception

all alcohol ads for non-restaurants. Therefore, in light of the full scope of

§ 5-20-40(B)(3), its limited exception for restaurants does not render it

futile. 

EDUCATIONAL MEDIA CO. v. SWECKER 9

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We, however, find the link between § 5-20-40(B)(3) and

decreasing demand for alcohol by college students to be

amply supported by the record, and the district court erred by

finding otherwise. Though the correlation between advertising

and demand alone is insufficient to justify advertising bans in

every situation, Musgrave, 553 F.3d at 304, here it is strengthened because "college student publications" primarily target

college students and play an inimitable role on campus. See

J.A. 259 ("The college publication is where [college students

are] looking to find out what’s going on in their college community, what’s happening."). This link is also supported by

the fact that alcohol vendors want to advertise in college student publications. It is counterintuitive for alcohol vendors to

spend their money on advertisements in newspapers with relatively limited circulation, directed primarily at college students, if they believed that these ads would not increase

demand by college students. The college newspapers fail to

provide evidence to specifically contradict this link or to recognize the distinction between ads in mass media and those

in targeted local media. 

The district court, therefore, erred by finding that this link

did not satisfy Central Hudson’s third prong. Even though

this link is established, we must still decide whether § 5-20-

40(B)(3) satisfies Central Hudson’s fourth prong.

D.

Under Central Hudson’s fourth prong, commercial speech

restrictions must be "narrowly drawn." Central Hudson, 447

U.S. at 565. The restrictions do not need to be the least

restrictive means possible, but they do need to have a "reasonable fit with the government’s interest — a fit ‘that represents

not necessarily the single best disposition but one whose

scope is in proportion to the interest served.’" Musgrave, 553

F.3d at 305 (quoting Greater New Orleans Broad., 527 U.S.

at 188). Further, the state "must consider alternatives to regulating speech to achieve its ends." Musgrave, 553 F.3d at 305.

10 EDUCATIONAL MEDIA CO. v. SWECKER

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Where a state has a comprehensive scheme to serve its interest, limitations on commercial speech should "complement

non-speech alternatives," not serve as substitutes for them.

See id. at 306.

Here, § 5-20-40(B)(3) is narrowly tailored to serve the

Board’s interest of establishing a comprehensive scheme

attacking the problem of underage and dangerous drinking by

college students. Section 5-20-40(B)(3) is not a complete ban

on alcohol advertising in college newspapers. First, it only

prohibits certain types of alcohol advertisements. In fact, it

allows restaurants to inform readers about the presence and

type of alcohol they serve. Second, the restriction only applies

to "college student publications" — campus publications targeted at students under twenty-one. It does not, on its face,

affect all possible student publications on campus. Therefore,

§ 5-20-40(B)(3) is sufficiently narrow.

Further, the Board not only considered non-speech related

mechanisms to serve its interest, it actually implemented them

through education and enforcement programs. Section 5-20-

40(B)(3) complements these non-speech alternatives. Within

the Board’s multi-pronged attack on underage and abusive

drinking, § 5-20-40(B)(3) constitutes an additional prevention

mechanism. Without it, either education or enforcement

efforts would have to be increased, and given the Board’s limited resources, § 5-20-40(B)(3) is a cost-effective prevention

method that properly complements their non-speech related

efforts. 

The college newspapers argue that § 5-20-40(B)(3) is not

the least restrictive means to serve the Board’s interest

because there are other, more effective ways to fight underage

and abusive drinking without restricting speech. However,

§ 5-20-40(B)(3) does "not necessarily [need to be] the single

best disposition[,] but one whose scope is in proportion to the

interest served." Musgrave, 553 F.3d at 305 (quoting Greater

New Orleans Broad., 527 U.S. at 188). The Board has shown

EDUCATIONAL MEDIA CO. v. SWECKER 11

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that § 5-20-40(B)(3) is an integral, reasonable fit to serve its

interests. The possible existence of more effective methods

does not undermine § 5-20-40(B)(3), especially in light of its

role in a comprehensive scheme to fight underage and abusive

drinking. The district court, therefore, erred by finding § 5-20-

40(B)(3) to be overly broad.

E.

On its face, the Board’s ban on alcoholic advertisements in

college student publications passes muster under Central

Hudson. The district court, therefore, erred in finding otherwise.

III.

For the foregoing reasons, we reverse the district court’s

order granting summary judgment, vacate its permanent

injunction, and remand for proceedings consistent with this

opinion.

REVERSED AND REMANDED

MOON, District Judge, dissenting:

I respectfully dissent. 

Preliminarily, I observe that the regulation, properly construed, does not apply to these newspapers. "[T]he parties

agree that a majority of the readership of the college newspapers is over the age of twenty-one," ante at n. 1, and the

undisputed statistical evidence in the record supports that

agreement. More than half of the students at these universities

are over the age of twenty-one, as of course are most faculty

and staff. J.A. 464, 470-71, 477, 480. Given that a majority

of the readership is over the age of twenty-one, these college

newspapers are not "distributed or intended to be distributed

primarily to persons under 21 years of age," as required to be

12 EDUCATIONAL MEDIA CO. v. SWECKER

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subject to the strictures of 3 Va. Admin. Code § 5-20-

40(B)(3). This case could be resolved on that ground without

reaching the broader constitutional question. See Ashwander

v. Tenn. Valley Auth., 297 U.S. 288, 347 (1936) (Brandeis, J.,

concurring) ("The Court will not pass upon a constitutional

question although properly presented by the record, if there is

also present some other ground upon which the case may be

disposed of."); see also Thompson v. Greene, 427 F.3d 263,

267 (4th Cir. 2005) (quoting Ashwander). However, both the

district court and the majority reach and address the constitutional question, and so I do as well.1

On the merits of the constitutional issue, I think we should

affirm. To satisfy the requirement that the regulation "directly

advances the governmental interest asserted," Central Hudson

Gas & Elec. Corp. v. Public Serv. Comm’n of New York, 447

U.S. 557, 566 (1980), the government must demonstrate that

1The Board argued before the district court that "the regulation ‘is no

longer at issue’" because "the ABC Department has not enforced [the regulation] since the filing of the instant suit" and "the ABC Department

intends to implement a committee to examine the advertising regulations."

J.A. 82. The district court observed that "[t]he regulation . . . remains promulgated in the Virginia Administrative Code," and determined that "voluntary cessation of enforcement, even with the intent to reconsider the

merits of the regulation," did not render the regulation moot, given that the

Board "could elect to enforce [the regulation] at any time" and "any intention to repeal the regulation is, at best, speculative." Id. As the majority

notes, "regardless of whether § 5-20-40-(B)(3) applies to these college

newspapers, they have a sufficient credible fear of prosecution under this

regulation." Ante at n. 1. Nonetheless, it is my opinion that the better

approach would be to avoid the constitutional question, providing relief

"‘no more burdensome to the defendant than necessary to provide complete relief to the plaintiffs.’" Virginia Soc’y for Human Life, Inc. v. FEC,

263 F.3d 379, 393 (4th Cir. 2001) (quoting Califano v. Yamasaki, 442

U.S. 682, 702 (1979)). Were we to hold that the regulation does not apply

to these newspapers, the state would be barred from further attempts to

enforce the regulation against them. See, e.g., State Water Control Bd. v.

Smithfield Foods, Inc., 261 Va. 209, 214-15 (2001) (final judgment on the

merits of a claim in federal court precludes the parties from further litigation on that claim in state court). 

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the challenged law "alleviate[s]" the cited harms "to a material degree," Florida Bar v. Went For It, Inc., 515 U.S. 618,

624 (1995) (citation omitted); see also Greater New Orleans

Broad. Ass’n, Inc. v. United States, 527 U.S. 173, 188 (1999);

Pitt News v. Pappert, 379 F.3d 96, 107 (3rd Cir. 2004). "This

burden is not satisfied by mere speculation or conjecture."

Edenfield v. Fane, 507 U.S. 761, 770-71 (1993); Lorillard

Tobacco Co. v. Reilly, 533 U.S. 525, 555 (2001); Pitt News,

379 F.3d at 107. It is likewise not enough if a law "provides

only ineffective or remote support for the government’s purposes," Edenfield, 507 U.S. at 770 (quoting Central Hudson,

447 U.S. at 564), or if there is "little chance" that the law will

advance the state’s goal, Lorillard, 533 U.S. at 566. See also

Pitt News, 379 F.3d at 107. Meeting this burden "is critical;

otherwise, ‘a State could with ease restrict commercial speech

in the service of other objectives that could not themselves

justify a burden on commercial expression.’" Rubin v. Coors

Brewing Co., 514 U.S. 476, 487 (1995)(quoting Edenfield,

507 U.S. at 771); see also Pitt News, 379 F.3d at 107. In sum,

the burden is on the government, and the record here supports

the district court’s finding that the government failed to carry

its burden.2

I am persuaded by an opinion from the Third Circuit dealing with similar facts. Pitt News v. Pappert (written by thenJudge Alito) invalidated a Pennsylvania statute that banned

"advertisers from paying for the dissemination of ‘alcoholic

beverage advertising’ by communications media affiliated

with a university, college, or other ‘educational institution.’"3

2The district court found the government’s evidence speculative. J.A.

92-96. For example, the district court observed that the Board’s expert "offers no rationale or evidence, beyond conjecture, to support his claim as

to the singularity of a college publication. . . . [H]is insight ignores the

common sense reality that college students now live in a multimedia environment . . . , all of which display uncensored alcoholic advertisements."

J.A. 95-96. 

3To be sure, the statute at issue in Pitt News did not contain the exemptions allowed by § 5-20-40(B)(3); however, as I explain infra, those

exemptions constitute inconsistencies that, under a Central Hudson analysis, further undermine the legitimacy of § 5-20-40(B)(3). 

14 EDUCATIONAL MEDIA CO. v. SWECKER

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379 F.3d at 101. Pitt News ruled that the Pennsylvania statute

"founder[ed] on the third and fourth prongs of the Central

Hudson test."4Id. at 107. Finding that the third prong of the

Central Hudson test had not been met, the Third Circuit

observed that the Commonwealth of Pennsylvania had not

carried its burden of showing that the statute "had the effect

of greatly reducing the quantity of alcoholic beverage ads

viewed by underage and abusive drinkers on the Pitt campus.

. . ." Id. The court found that the Pennsylvania statute applied

only to advertising in a very narrow sector of the

media (i.e., media associated with educational institutions), and the Commonwealth has not pointed to

any evidence that eliminating ads in this narrow sector will do any good. Even if Pitt students do not see

alcoholic beverage ads in The Pitt News, they will

still be exposed to a torrent of beer ads on television

and the radio, and they will still see alcoholic beverage ads in other publications, including the other free

weekly Pittsburgh papers that are displayed on campus together with The Pitt News. The suggestion that

the elimination of alcoholic beverage ads from The

Pitt News and other publications connected with the

University will slacken the demand for alcohol by

Pitt students is counterintuitive and unsupported by

any evidence that the Commonwealth has called to

our attention. 

Id. 

Here, as in Pitt News, "the Commonwealth relies on nothing more than ‘speculation’ and ‘conjecture.’" Id. at 107-08.

4Pitt News also found the Pennsylvania statute "presumptively unconstitutional because it targets a narrow segment of the media. . . ." 379 F.3d

at 105. Having broached the constitutional issue, I would embrace also the

alternative argument that the regulation unjustifiably targets a specific segment of the media. 

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Under the third prong of a Central Hudson analysis, I disagree with the finding that "the link between § 5-20-40(B)(3)

and decreasing demand for alcohol by college students [is]

amply supported by the record." Ante at 10. The evidence in

the record indicates such a link is speculative, at best.5 Nor am

I persuaded by "the fact that alcohol vendors want to advertise

in college student publications" and that alcohol vendors

would not "spend their money on advertisements in" college

student publications "if they believed that these ads would not

increase demand by college students." Ante at 10. The

Board’s justification for the regulation is not to reduce general

"demand by college students," a significant number of whom

are of legal age to imbibe, but to reduce "underage and

abusive drinking among college students." Appellants’ Br. at

2 (emphasis added). The regulation not only impermissibly

infringes upon the constitutional rights of adults (with the

result of limiting the adult readership to receiving only speech

5The newspapers’ expert concluded that "no evidence exists to support

a substantial or material effect of a ban of alcohol advertising in college

newspapers. . . . Brand advertising only affects brand sales (or vice versa),

and market-wide demand for alcohol is not stimulated by advertising."

J.A. 486. And, although the Board’s expert reached the opposite conclusion, an examination of his published articles and his deposition testimony

reveals that there is no evidence that the regulation directly and materially

advances the goal of diminishing underage or abusive drinking by college

students. Indeed, the Board’s expert has published the statement that

"[t]here is . . . very little empirical evidence that alcohol advertising has

any effect on actual alcohol consumption." J.A. 310-11, 326. The Board’s

expert has also acknowledged that a ban on advertising in one medium

generally results in greater advertising saturation in other media or forms

of marketing. J.A. 343, 350. 

Moreover, as the district court recognized, the regulation has been on

the books, altered over time to reflect changes in the legal drinking age,

since the repeal of Prohibition. J.A. 84, 93. Yet, as the Commonwealth

implicitly concedes, underage and abusive drinking by college students

has not diminished since the enactment of this regulation; rather, the evidence demonstrates that the problem has grown and exacerbated over

time, despite the decades-old restriction. J.A. 93. This suggests to me that

the regulation does not materially advance the Commonwealth’s purported

interest in curbing underage or excessive drinking. J.A. 93-94. 

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that the Commonwealth deems appropriate for persons under

the age of twenty-one), it also infringes upon the rights of

those readers who are not yet twenty-one, who nonetheless

have a protected interest in receiving truthful, non-misleading

information about a lawful product that they will soon have

the legal right to consume. And of course the advertisers have

the right to communicate such information. 

As for the fourth prong under Central Hudson, I acknowledge that § 5-20-40(B)(3) contains exemptions that permit

restaurants to advertise "the presence and type of alcohol they

serve." Ante at 11. Indeed, the poor "fit" between the regulation and the Commonwealth’s asserted goal is belied by what

§ 5-20-40(B)(3) permits. Lorillard, 533 U.S. at 555; Greater

New Orleans, 527 U.S. at 188; West Virginia Ass’n of Club

Owners and Fraternal Serv. Inc. v. Musgrave, 553 F.3d 292,

305 (4th Cir. 2009); Pitt News, 379 F.3d at 108. Although the

regulation prohibits advertising of prices, brands of alcohol,

and names of specialty drinks, it allows promotions of "beer,"

"wine," and "mixed beverages" to appear in the very same

newspapers that are allegedly "targeted at students under

twenty-one." Ante at 11. It is inconsistent to maintain that a

regulation that permits advertisements for "beer night" or

"mixed drink night" "in reference to a dining establishment"

forms a reasonable fit with the goal of curbing underage or

excessive drinking merely because it forbids advertisements

for keg delivery, "mojito night," or the "Blacksburg Wine Festival."6

 J.A. 73, 74. Indeed, the Supreme Court has pointed to

this sort of internal inconsistency in striking down advertising

6Nor does the regulation form a reasonable fit to its goal insofar as it

prohibits advertisements for national brands, considering the heavy promotion of these products in other media, including print media, available

to college students regardless of whether they are of legal age to drink.

According to the Board, however, "the alcohol industry" restricts "advertisement of alcoholic beverages to media where at least 70% of the audience is reasonably expected to be over the age of 21." Appellants’ Reply

Br. at 10; J.A. 359. The Board thus contends that its regulation "is not

about brand advertising," but "is about bars and grocery stores, drink specials and discounts, intended to attract purchasers - not to a particular

brand, but to a particular outlet or venue, or even just off campus - to

locations where alcohol will be sold." Id. (emphasis added). Yet the

exemptions in the regulation permit a "dining establishment," i.e., a "particular outlet or venue," to promote "beer night" or "mixed drink night."

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regulations under the third prong of a Central Hudson analysis. See Greater New Orleans, 527 U.S. at 190 (observing that

a ban on broadcasting lottery information was "so pierced by

exemptions and inconsistencies that the Government cannot

hope to exonerate it."); Coors Brewing, 514 U.S. at 490 (the

government’s "anecdotal evidence and educated guesses" do

not "overcome the irrationality of the regulatory scheme,"

which prohibited alcohol content information in labeling but

not in advertising). An attempt to rationalize these inconsistencies, defending them on the ground that the regulation "is

not a complete ban on alcohol advertising in college newspapers," ante at 11 (emphasis added), may state an accurate

observation; however, the statement is wholly unresponsive to

the requirements of Central Hudson. It fails to disguise the

fact that there is no empirical support for banning one type of

advertisement but not the other. 

I disagree with the finding that § 5-20-40(B)(3) is "sufficiently narrow" because it applies to "campus publications

targeted at students under twenty-one" and "does not, on its

face, affect all possible student publications on campus." Ante

at 11. While the latter observation may be true, the former is

not. There is no evidence that these newspapers are "targeted

at students under twenty-one."7 The record reveals that the

7As I have already observed, the parties agree that a majority of the

readership of the college newspapers is over the age of twenty-one, and

the undisputed statistical evidence in the record supports that agreement.

J.A. 464, 470-71, 477, 480. A majority of the students at these universities

are over the age of twenty-one, as of course are most faculty and staff. Id.

Appellants argue that "[t]he intended audiences of the UVA and Va.

Tech student newspapers include a relatively large population of graduate

and professional students," but that, "[w]here the student population of an

institution is comprised only of undergraduates, it is likely that its student

newspaper’s intended audience is comprised primarily of undergraduate

students" who are under age twenty-one. Appellants’ Br. at 23. Although

in most circumstances a facial challenge to the constitutionality of a law

can succeed only by establishing that there is no set of circumstances

under which the law would be valid, i.e., that the law is unconstitutional

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majority of the readership of these newspapers is of legal age

to drink. Accordingly, under the fourth step of the Central

Hudson test, the regulation here, like the Pennsylvania statute

in Pitt News, is not "a means narrowly tailored to achieve the

desired objective," Lorillard, 533 U.S. at 555 (quotations

omitted), given that it "is both severely over- and underinclusive," Pitt News, 379 F.3d at 108 (observing that "more

than 67% of Pitt students and more than 75% of the total University population is over the legal drinking age"). 

True, the regulation need not be "the single best disposition," but only "one whose scope is in proportion to the interest served." Musgrave, 553 F.3d at 305. However, a

commercial speech restriction must be "‘a necessary as

opposed to merely convenient means of achieving’" the Commonwealth’s interests, and "the costs and benefits associated

with" the restriction must be "‘carefully calculated.’" Musgrave, 553 F.3d at 305 (citations omitted; emphasis added).

Here, the scope of § 5-20-40(B)(3), and its impact on protected commercial speech, are far out of proportion to the

interest served, and the record indicates that "the Commonwealth can seek to combat underage and abusive drinking by

other means that are far more direct and that do not affect the

First Amendment."8 Pitt News, 379 F.3d at 108. In short, the

in all of its applications, Washington State Grange v. Washington State

Republican Party, 552 U.S. 442, 449-51 (2008), facial challenges "in the

First Amendment context" may succeed when a "substantial number" of

the law’s applications are unconstitutional, id. at 450, n. 6 (citations omitted). Additionally, "[i]n determining whether a law is facially invalid, we

must be careful not to go beyond the statute’s facial requirements and

speculate about ‘hypothetical’ or ‘imaginary’ cases." Id. at 449-50 (citation omitted). 

8For example, the Board’s own expert has acknowledged the following

more direct means: increased taxation on alcohol, which has been empirically verified and quantified as a means to combat underage and binge

drinking ("[i]ncreased taxation is more effective than advertising bans")

(J.A. 21, 319); and counter-advertising to correct students’ perceptions

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advertising ban here offers "only ineffective or remote support," not a direct means, to combat underage and abusive

drinking. Central Hudson, 447 U.S. at 564; Edenfield, 507

U.S. at 770; Pitt News, 379 F.3d at 107. 

In my view, the regulation cannot withstand constitutional

scrutiny under Central Hudson. It is objectionable that the

Commonwealth’s rationale for the regulation applies only to

underage and abusive drinking, while the regulation itself

applies much more broadly. In free speech cases, it is dangerous and unwise to sustain broad regulations for narrow reasons. Central Hudson confirms this reasoning, recognizing

that a regulation restricting commercial speech must be "‘narrowly drawn.’" 447 U.S. at 565 (citation omitted). Section 5-

20-40(B)(3) fails to "directly advance[ ] the governmental

interest asserted" and is "more extensive than is necessary to

serve that interest." Central Hudson, 447 U.S. at 566. I would

therefore affirm the judgment below. 

about their peers’ drinking habits and provide facts as to the dangers of

underage and excessive drinking ("increased counteradvertising, rather

than new advertising bans, appears to be the better choice for public policy") (J.A. 351). See 44 Liquormart, Inc. v. Rhode Island, 517 U.S. 484,

507 (1996) (plurality opinion of Stevens, J., joined by Kennedy, Souter,

and Ginsburg) ("As the State’s own expert conceded, higher prices can be

maintained either by direct regulation or by increased taxation."); id. at

530 (O’Connor, J., concurring, joined by Chief Justice Rehnquist and Justices Breyer and Souter) ("Rhode Island’s own expert conceded that the

objective of lowering consumption of alcohol by banning price advertising

could be accomplished by establishing minimum prices and/or by increasing sales taxes on alcoholic beverages.") (internal quotation marks and

citation omitted). Indeed, the Board uses the following direct means: publishing "educational pamphlets on the dangers of underage and binge

drinking on college campuses, targeted at both underage students and their

parents"; enforcing "its regulations by carefully allocating its limited number of officers to target ‘big events that are likely to gather college students’"; and giving "grants to colleges and college communities to

supplement these targeted efforts." Ante at 4-5. 

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