Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-ca3-15-02861/USCOURTS-ca3-15-02861-0/pdf.json

Nature of Suit Code: 555
Nature of Suit: Prisoner - Prison Condition
Cause of Action: 

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ALD-070 NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

___________

No. 15-2861

___________

LYDELL SWINSON,

Appellant

v.

BLAKELY, Correctional Officer; FLAIM, Internal Security; LIEUTENANT LOZAR, 

LT. of 2 til 10 shift officers; SUPERINTENDENT GRATERFORD SCI; VOTING 

MEMBERS, For transfer approvals; MAIL AND INMATE ACCOUNT OFFICES, 

Unknown Members

____________________________________

On Appeal from the United States District Court

for the Eastern District of Pennsylvania

(D.C. Civil No. 2-14-cv-01871)

District Judge Honorable Harvey Bartle, III

____________________________________

Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B)

or Summary Action Under Third Circuit LAR 27.4 and I.O.P. 10.6

December 3, 2015

Before: AMBRO, SHWARTZ and GREENBERG, Circuit Judges

(Opinion filed: December 8, 2015)

_________

OPINION*

_________

PER CURIAM

 

* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not 

constitute binding precedent.

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Pro se appellant Lydell Swinson (“Swinson”) appeals from the judgment of the 

United States District Court for the Eastern District of Pennsylvania in his civil rights 

case. As the appeal does not present a substantial question, we will summarily affirm the 

decision of the District Court.

I.

Swinson is a state prisoner currently housed at SCI-Mahanoy and previously 

housed at SCI-Graterford. While at SCI-Graterford, Swinson filed several grievances 

against correctional officer Lizette Blakely (“Blakely”), which were referred to her 

supervisor, Lieutenant John Lozar (“Lozar”). In one grievance, Swinson alleged that 

Blakely was repeatedly searching him without justification and explicitly threatened to 

refile a civil action against her.1 He stated that he had a “long mental health history and 

her conduct can cause relapses due to my mental health conditions.” He also 

acknowledged that prison policy allows inmates to be stopped at any time. Subsequently, 

Blakely requested a “staff separation” from Swinson, arguing that given his criminal 

history, his self-admitted issues with mental health, and a pattern of accusations and 

threats, she was not safe near him. Lozar denied Swinson’s search grievance, stating that 

all searches were recorded and that he could find no evidence that Blakely had searched 

or was searching Swinson.

 

1 Swinson previously filed a lawsuit against Blakely, but withdrew his case.

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Swinson was then placed in solitary confinement. Captain Alfred Flaim (“Flaim”) 

interviewed Swinson, who admitted that he was disoriented while he filed the grievance 

alleging searches by Blakely and did not intend her any harm. Flaim investigated 

Swinson’s history and psychiatric record, and decided not to release Swinson from 

solitary confinement. He recommended that Blakely be separated from Swinson, and that 

Swinson be transferred to a different prison. Flaim’s recommendations were accepted, 

and Swinson was transferred.

Swinson filed a complaint alleging that these prison officials placed him in solitary 

confinement and then transferred him from SCI-Graterford in retaliation for filing his 

grievances. He named Blakely, Lozar, Flaim, the Graterford superintendent,2 unknown 

members of the “mail and inmate account offices,” and unknown “voting members for 

transfer approvals” as defendants. Discovery closed on June 1, 2015, and the defendants 

filed a motion for summary judgment. Swinson requested more time for discovery. The 

District Court granted the defendants’ motion in July 2015 and denied Swinson’s request.

II.

The District Court had jurisdiction pursuant to 28 U.S.C. § 1331, and we have 

jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review over the District 

 

2 The superintendent was dismissed from the case because there was no indication that he 

was personally involved. See Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988).

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Court’s order granting summary judgment. 3 See Giles v. Kearney, 571 F.3d 318, 322 

(3d Cir. 2009). A district court may grant summary judgment only when the record 

“shows that there is no genuine dispute as to any material fact and the movant is entitled 

to judgment as a matter of law.” Fed. R. Civ. P. 56(a). When making this analysis, a 

district court must credit the evidence of the non-moving party, and draw all justifiable 

inferences in the non-movant’s favor. See Anderson v. Liberty Lobby, Inc., 477 U.S. 

242, 255 (1986). A mere “scintilla of evidence in support of the [non-moving party]’s 

position will be insufficient” to create a genuine issue of fact. Id. at 252. The nonmoving party “must show where in the record there exists a genuine dispute over a 

material fact.” See Doe v. Abington Friends Sch., 480 F.3d 252, 256 (3d Cir. 2007). The 

non-moving party cannot rest on his complaint, but must point to affidavits, depositions, 

interrogatory answers, and/or any admissions in establishing that there are material, 

disputed facts. Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986).

The District Court correctly entered summary judgment on Swinson’s retaliation 

claims because he did not point to evidence in the record to create a genuine dispute that 

there was a causal link between his placement in restricted housing and transfer from 

Graterford and his invocations of his due process rights and right to free speech. In order 

to succeed in a retaliation claim, a plaintiff must establish three elements. First, he must 

demonstrate that his conduct was constitutionally protected. Then, he must show 

 

3 We may summarily affirm a decision of the District Court if the appeal does not raise a 

substantial issue. 3d Cir. LAR 27.4; I.O.P. 10.6.

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retaliatory action “‘sufficient to deter a person of ordinary firmness from exercising his 

[constitutional] rights[.]’” Rauser v. Horn, 241 F.3d 330, 333 (3d Cir. 2001) (quoting 

Allah v. Seiverling, 229 F.3d 220, 225 (3d Cir. 2000)). Finally, he must establish a 

causal link between his constitutionally protected conduct and the adverse action taken 

against him. Id. In the prison context, the plaintiff has the “initial burden of proving that 

his constitutionally protected conduct was ‘a substantial or motivating factor’ in the 

decision to discipline him.” Id. If the plaintiff meets this burden, it shifts to the 

defendants to prove, by a preponderance of the evidence, that they would have taken the 

same action absent the protected activity. Id. Additionally, a prison may encroach on an 

inmate’s constitutional rights, if “reasonably related to legitimate penological interests.” 

Sharp v. Johnson, 669 F.3d 144, 156 (3d Cir. 2012) (quoting Turner v. Safley, 482 U.S. 

78, 89 (1987)).

Both Swinson and the defendants agreed that he engaged in constitutionallyprotected conduct when he filed his grievances. All parties also agreed that he suffered 

an adverse action when he was placed in solitary confinement. However, the defendants 

stated that they placed Swinson in restricted housing and transferred him because they 

decided that he was a danger to others, not because he filed the grievances. The District 

Court accorded this decision deference, and we can see no reason to disagree. See

Rauser, 241 F.3d at 334. The defendants pointed to Swinson’s self-admitted history of 

mental health issues, his murder conviction, and his contentious history with Blakely as 

support for their actions. Swinson contended that he was a model prisoner and that he 

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did not intend Blakely any harm. However, Swinson did not point to any evidence that 

would create a genuine dispute of material fact regarding his potential to cause harm. 

For the reasons stated above, we will summarily affirm the District Court’s 

decision. Accordingly, we deny Swinson’s requests for appointment of counsel. See

Tabron v. Grace, 6 F.3d 147, 157-58 (3d Cir. 1993).

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