Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-36/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER DIRECTING FIRST UTAH BANK TO PRODUCE DOCUMENTS RE: EIMT/VASSALLO ACCOUNTS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP 

JAMIE L. DUPREE (158105) 

JAIME E. GODIN (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD 

ORDER DIRECTING FIRST UTAH 

BANK TO PRODUCE DOCUMENTS RE 

EIMT/VASSALLO ACCOUNTS AND 

FREEZING ACCOUNTS 

Judge Lawrence K. Karlton

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”) and on July 31, 2009, the Court filed an Order permanently 

appointing Receiver. Pursuant to the OAR, for good cause shown, and in order to empower and 

authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

Receiver’s investigation has revealed that EIMT and/or EIMT-related entities or persons 

may hold an account or accounts with First Utah Bank. Receiver believes that one or more of 

these accounts may be held in the name of EIMT, EIMT Properties, LLC, Lutkin Trust, 

Advanced Properties and/or Advance Properties, Anthony Vassallo, or Kenneth Kenitzer, or may 

be accounts for which Anthony Vassallo or Kenneth Kenitzer had signing authority (the 

“EIMT/Vassallo Account(s)”). 

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Case 2:09-cv-00665-JAM-KJN Document 153 Filed 10/22/09 Page 1 of 2
[PROPOSED] ORDER DIRECTING FIRST UTAH BANK TO PRODUCE DOCUMENTS RE: EIMT/VASSALLO ACCOUNTS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

To facilitate Receiver’s investigation as to whether any EIMT/Vassallo Account(s) are still 

in existence, to recover any assets contained in any such EIMT/Vassallo Account(s), and to trace 

investor funds any and all EIMT/Vassallo Account(s), First Utah Bank is hereby directed to 

provide to Receiver information and documentation concerning any and all EIMT/Vassallo 

Account(s) from January 1, 2006, including, but not limited to statements and other 

documentation reflecting receipts by and disbursements from such accounts, account numbers and 

account holder identification. Pending Receiver’s investigation, First Utah Bank is hereby 

directed to freeze concerning any and all EIMT/Vassallo Account(s) until further order of the 

Court. 

First Utah Bank is hereby further directed to cooperate fully with Receiver in transmitting 

these documents and freezing the accounts and in Receiver’s activities, investigation and inquiries 

on behalf of this Court. 

IT IS SO ORDERED. 

Dated: October 22, 2009 

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Case 2:09-cv-00665-JAM-KJN Document 153 Filed 10/22/09 Page 2 of 2