Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_09-cv-04208/USCOURTS-cand-4_09-cv-04208-32/pdf.json

Nature of Suit Code: 890
Nature of Suit: Other Statutory Actions
Cause of Action: 15:78m(a) Securities Exchange Act

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STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE

Case No. CV 09-04208 JSW 

sf-3554716 

JORDAN ETH (CA SBN 121617)

JEth@mofo.com 

ANNA ERICKSON WHITE (CA SBN 161385) 

AWhite@mofo.com 

CRAIG D. MARTIN (CA SBN 168195) 

CMartin@mofo.com 

STUART C. PLUNKETT (CA SBN 187971) 

SPlunkett@mofo.com 

MORRISON & FOERSTER LLP

425 Market Street 

San Francisco, California 94105-2482 

Telephone: 415.268.7000 

Facsimile: 415.268.7522 

Attorneys for Defendants 

DENNIS WU, JOSEPH J. JOU, LI-LIN KO, 

GODWIN S. WONG, DAVID NG, DANIEL P. 

RILEY, AND RICHARD LI-CHUNG WANG 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN FRANCISCO DIVISION 

KYUNG CHO; REX DECHAKUL; AND 

DAVID HWANG; INDIVIDUALLY AND ON 

BEHALF OF ALL OTHERS SIMILARLY 

SITUATED, 

Plaintiffs, 

v. 

UCBH HOLDINGS, INC.; THOMAS S. WU; 

THOMAS YU; EBRAHIM SHABUDIN; CRAIG 

ON; DENNIS WU; ROBERT NAGEL; 

JOHN M. KERR; DANIEL M. GAUTSCH; 

DOUGLAS MITCHELL; BURTON D. 

THOMPSON; JOHN CINDEREY; JOSEPH J. 

JOU; LI-LIN KO; QINGYUAN WAN; GODWIN 

WONG; DAVID NG; DANIEL P. RILEY; 

RICHARD LI-CHUNG WANG; and JOHN 

DOES 1-10, 

Defendants. 

Master Case No. CV-09-4208-JSW

(Consolidated) 

CLASS ACTION 

STIPULATION AND [PROPOSED] 

ORDER TO CONTINUE CASE 

MANAGEMENT CONFERENCE 

Judge: Jeffery S. White 

Case 4:09-cv-04208-JSW Document 356 Filed 07/20/15 Page 1 of 7 Case4:09-cv-04208-JSW Document355 Filed07/17/15 Page1 of 7
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STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 1

Case No. CV 09-04208 JSW 

sf-3554716

WHEREAS, Plaintiffs filed their Consolidated Amended Complaint for Violations of the 

Federal Securities Laws on August 10, 2010; 

WHEREAS, this Court entered an Order on September 16, 2014, staying this case until 

the conclusion of United States v. Shabudin and Yu;

WHEREAS, this Court entered an Order on April 21, 2015, lifting the stay, referring the 

parties to Judge Beeler for the purposes of completing a settlement conference by July 21, 2015, 

and setting a case management conference for July 31, 2015 at 11:00 a.m.; 

WHEREAS, the parties have had several telephonic conferences with Judge Beeler, most 

recently on June 25, 2015; 

WHEREAS, the parties have reached an impasse regarding whether certain insurancerelated disclosures would be made by Defendants in the course of mediation; 

WHEREAS, Plaintiffs have determined that they will file a motion to compel if an 

agreement regarding the disclosure is not reached; 

WHEREAS, Judge Beeler issued a minute order setting an in-person settlement 

conference to be held after the disclosure issue is resolved (Docket No. 352); 

WHEREAS, while the parties were in the process of meeting and conferring regarding 

Plaintiffs’ anticipated motion to compel discovery, the parties made progress negotiating a 

potential compromise; 

WHEREAS, the parties are working to resolve the disclosure issue and believe that issue 

must be resolved before the parties can have a meaningful settlement conference with Judge 

Beeler; 

WHEREAS, Defendants do not believe resolution of the disclosure issue can be 

completed in time to hold a settlement conference by July 21, 2015, because the proposed 

compromise would require consent of non-parties; and 

WHEREAS, Plaintiffs will file a motion to compel to resolve the disclosure issue in the 

event that a satisfactory compromise is not reached. 

THEREFORE, IT IS STIPULATED AND AGREED, by and among the parties and their 

respective counsel of record, that the Case Management Conference in this matter currently 

Case 4:09-cv-04208-JSW Document 356 Filed 07/20/15 Page 2 of 7 Case4:09-cv-04208-JSW Document355 Filed07/17/15 Page2 of 7
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STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 2

Case No. CV 09-04208 JSW 

sf-3554716 

scheduled for July 31, 2015, should be continued, and ask that the Court continue the Case 

Management Conference to November 13, 2015, or as soon thereafter as the Court shall require, 

to allow additional time for completion of the settlement conference. 

Dated: July 17, 2015 MORRISON & FOERSTER LLP 

By: \s\ Stuart C. Plunkett 

Stuart C. Plunkett 

Attorneys for Outside Director Defendants 

Dennis Wu, Joseph J. Jou, Li-Lin Ko, Godwin S. 

Wong, David Ng, Daniel P.Riley and Richard LiChung Wang 

Dated: July 17, 2015 LATHAM &WATKINS LLP 

By: \s\ 

Steven M. Bauer 

Attorneys for Defendant Thomas S. Wu 

Dated: July 17, 2015 COOPER, WHITE & COOPER LLP 

By: \s\ 

Edward L. Seidel 

Attorneys for Defendant Thomas Yu 

Dated: July 17, 2015 ROSEN BIEN GALVAN & GRUNFELD LLP 

By: \s\ 

Jeffrey L. Bornstein 

Attorneys for Defendant Burton D. Thompson 

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STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 3

Case No. CV 09-04208 JSW 

sf-3554716 

Dated: July 17, 2015 BERGESON, LLP 

By: \s\ 

Caroline McIntyre 

Attorneys for Defendants Daniel M. Gautsch, 

Douglas Mitchell, and Robert Nagel 

Dated: July 17, 2015 FARELLA BRAUN + MARTEL 

LLP 

By: \s\ 

William P. Keane 

Attorneys for Defendant John M. Kerr 

Dated: July 17, 2015 SWANSON & MCNAMARA LLP 

By: \s\ 

Mary McNamara 

Attorneys for Defendant John Cinderey 

Dated: July 17, 2015 MURPHY, PEARSON, BRADLEY & FEENEY 

By: \s\ 

James A. Lassart 

Attorneys for Defendant Ebrahim Shabudin 

Dated: July 17, 2015 CLARENCE DYER & COHEN LLP 

By: \s\ 

Nanci L. Clarence 

Attorneys for Defendant Craig S. On 

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STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 4

Case No. CV 09-04208 JSW 

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Dated: July 17, 2015 THE ROSEN LAW FIRM P.A. 

By: \s\ 

Laurence M. Rosen 

Attorneys for Plaintiffs Kyung Cho, Rex Dechakul, 

and David Hwang, Individually and on behalf of All 

Others Similarly Situated 

Case 4:09-cv-04208-JSW Document 356 Filed 07/20/15 Page 5 of 7 Case4:09-cv-04208-JSW Document355 Filed07/17/15 Page5 of 7
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STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 5

Case No. CV 09-04208 JSW 

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ATTESTATION 

I, Stuart C. Plunkett, am the ECF User whose ID and password are being used to file this 

STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT 

CONFERENCE. In compliance with Civil L.R. 5-1, I hereby attest that Steven M. Bauer, 

Edward L. Seidel, Jeffrey L. Bornstein, Caroline McIntyre, William P. Keane, Mary McNamara, 

James A. Lassart, Nanci L. Clarence, and Laurence M. Rosen concurred in this filing. 

Case 4:09-cv-04208-JSW Document 356 Filed 07/20/15 Page 6 of 7 Case4:09-cv-04208-JSW Document355 Filed07/17/15 Page6 of 7
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STIPULATION AND [PROPOSED] ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE 1

Case No. CV 09-04208 JSW 

sf-3554716

[PROPOSED] ORDER 

Pursuant to stipulation, and good cause appearing therefore, IT IS HEREBY ORDERED 

THAT the Case Management Conference scheduled for July 31, 2015, at 11:00 a.m. is continued 

to Nov. 13, 2015, at 11:00 a.m. 

PURSUANT TO STIPULATION, IT IS SO ORDERED. 

DATED: __________________ _______________________________ 

 Hon. Jeffery S. White 

 Judge of the District Court 

Case4:09-cv-04208-JSW Document355 Filed07/17/15 Page7 of 7

July 20, 2015

Case 4:09-cv-04208-JSW Document 356 Filed 07/20/15 Page 7 of 7