Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_05-cv-01016/USCOURTS-cand-3_05-cv-01016-0/pdf.json

Nature of Suit Code: 791
Nature of Suit: Employee Retirement Income Security Act (ERISA)
Cause of Action: 29:185 Employee Pension Plan

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United States District Court

For the Northern District of California

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UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

EDWARD T. BERGO, ET AL.,

Plaintiff(s),

v.

LEMOS CONCRETE CONSTRUCTION,

INC., ET AL.,

Defendant(s).

___________________________________/

No. C-05-1016 MJJ (JCS)

and Related Case No. C-05-1015 MJJ (JCS)

NOTICE OF SETTLEMENT

CONFERENCE AND SETTLEMENT

CONFERENCE ORDER

(E-FILING CASE)

TO ALL PARTIES AND COUNSEL OF RECORD:

The above matter was referred to Magistrate Judge Joseph C. Spero for settlement purposes. 

You are hereby notified that a Settlement Conference is scheduled for July 26, 2005, at

9:30 a.m., in Courtroom A, 15th Floor, Federal Building, 450 Golden Gate Avenue, San Francisco,

California 94102.

It is the responsibility of counsel to ensure that whatever discovery is needed for all sides to

evaluate the case for settlement purposes is completed by the date of the Settlement Conference. Counsel

shall cooperate in providing discovery informally and expeditiously.

Lead trial counsel shall appear at the Settlement Conference with the parties. Any party who is not

a natural person shall be represented by the person or persons not directly involved in the events which

gave rise to the litigation but with unlimited authority to negotiate a settlement. A person who needs to call

another person not present before agreeing to any settlement does not have full authority. If a party is a

governmental entity, its governing body shall designate one of its members or a senior executive to appear

at the Settlement Conference with authority to participate in the Settlement Conference and, if a tentative

Case 3:05-cv-01016-MJJ Document 13 Filed 06/17/05 Page 1 of 3
United States District Court

For the Northern District of California

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settlement agreement is reached, to recommend the agreement to the governmental entity for its approval. 

An insured party shall appear with a representative of the carrier with full authority to negotiate up to the

limits of coverage. Personal attendance of a party representative will rarely be excused by the Court, and

then only upon separate written application demonstrating substantial hardship served on opposing counsel

and lodged as early as the basis for the hardship is known but no later than the Settlement Conference

Statement.

Each party shall prepare a Settlement Conference Statement, which must be lodged with the

undersigned's Chambers no later than fourteen (14) calendar days prior to the conference. Please 3-hole

punch the document at the left side. 

The Settlement Conference Statement should NOT be electronically filed with the Clerk

of the Court, and need not be served on opposing counsel. The parties are encouraged, however, to

exchange Settlement Conference Statements. If Settlement Conference Statements are exchanged, any

party may submit an additional confidential settlement letter to the Court not to exceed three (3) pages. 

The contents of this confidential settlement letter will not be disclosed to the other parties.

The Settlement Conference Statement shall not exceed ten (10) pages of text and twenty (20)

pages of exhibits and shall include the following:

1. A brief statement of the facts of the case.

2. A brief statement of the claims and defenses including, but not limited to, statutory or other

grounds upon which the claims are founded, and a candid evaluation of the parties' likelihood of prevailing

on the claims and defenses. The more candid the parties are, the more productive the conference will be.

3. A list of the key facts in dispute and a brief statement of the specific evidence relevant to a

determination of those facts.

4. A summary of the proceedings to date and any pending motions.

5. An estimate of the cost and time to be expended for further discovery, pretrial and trial.

6. The relief sought, including an itemization of damages.

7. The party's position on settlement, including present demands and offers and a history of

past settlement discussions. The Court's time can best be used to assist the parties in completing their

negotiations, not in starting them. Accordingly, Plaintiff(s) must serve a demand in writing no later than

Case 3:05-cv-01016-MJJ Document 13 Filed 06/17/05 Page 2 of 3
United States District Court

For the Northern District of California

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fourteen (14) days before the conference and Defendant(s) must respond in writing no later than eight (8)

days before the conference. The parties are urged to carefully evaluate their case before taking a

settlement position since extreme positions hinder the settlement process.

Settlement Conference Statements may be submitted on CD-ROM with hypertext links to exhibits. 

Otherwise, the portion of exhibits on which the party relies shall be highlighted.

It is not unusual for the conference to last three (3) or more hours. Parties are encouraged to

participate and frankly discuss their case. Statements they make during the conference will not be

admissible at trial in the event the case does not settle. The parties should be prepared to discuss such

issues as:

1. Their settlement objectives.

2. Any impediments to settlement they perceive.

3. Whether they have enough information to discuss settlement. If not, what additional

information is needed?

4. The possibility of a creative resolution of the dispute.

The parties shall notify Chambers immediately at (415) 522-3691 if this case settles prior to the

date set for Settlement Conference. Counsel shall provide a copy of this order to each party who will

participate in the conference.

IT IS SO ORDERED.

Dated: June 17, 2005

 /s/ Joseph C. Spero 

 JOSEPH C. SPERO

United States Magistrate Judge

Case 3:05-cv-01016-MJJ Document 13 Filed 06/17/05 Page 3 of 3