Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_11-cv-04988/USCOURTS-cand-4_11-cv-04988-13/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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SEC V. WU, ET AL. 1 STIPULATION TO CONTINUE CASE 

CASE NO. 11-CV-4988 JSW MANAGEMENT CONFERENCE AND ORDER

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JINA L. CHOI (New York Bar No. 2699718)

JASON M. HABERMEYER (Cal. Bar No. 226607)

habermeyerj@sec.gov

Attorneys for Plaintiff

SECURITIES AND EXCHANGE COMMISSION

44 Montgomery Street, 28th Floor

San Francisco, California 94104

Telephone: (415) 705-2500

Facsimile: (415) 705-2501

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

OAKLAND DIVISION

SECURITIES AND EXCHANGE 

COMMISSION,

Plaintiff,

v.

THOMAS S. WU, et al.,

Defendants.

Case No. 4:11-CV-4988 JSW

STIPULATION TO CONTINUE 

CASE MANAGEMENT CONFERENCE

AND [PROPOSED] ORDER

Case Management Conference

Date: April 3, 2015

Time: 11:00 a.m.

Honorable Jeffrey S. White

Courtroom 5, 2nd Floor

This case is set for a Case Management Conference on April 3, 2015. On February 25, 

2014, this Court vacated the trial and discovery deadlines in this case until after the conclusion of 

the pending criminal proceedings against Thomas Yu and Ebrahim Shabudin in this Court.

On October 7, 2014, this Court accepted Defendant Yu’s guilty plea in the criminal case. 

Mr. Yu is scheduled to be sentenced on May 19, 2015. The criminal action against Mr. 

Shabudin is in progress, and the parties understand that the trial is currently scheduled to 

continue through the scheduled Case Management Conference on April 3. The parties agree that 

Case 4:11-cv-04988-JSW Document 70 Filed 03/16/15 Page 1 of 3 Case4:11-cv-04988-JSW Document69 Filed03/13/15 Page1 of 3
SEC V. WU, ET AL. 2 STIPULATION TO CONTINUE CASE 

CASE NO. 11-CV-4988 JSW MANAGEMENT CONFERENCE AND ORDER

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it will be more efficient and expeditious to hold the next Case Management Conference after the 

criminal trial against Mr. Shabudin is completed.

For the reasons above, the parties jointly request and stipulate that the Case Management 

Conference in this case be continued to April 24, 2015, or a date convenient for the Court.

Dated: March 13, 2015 Respectfully submitted,

/s/ Jason M. Habermeyer

JASON M. HABERMEYER

Attorneys for Plaintiff

SECURITIES AND EXCHANGE COMMISSION

/s/ Steven M. Bauer

STEVEN M. BAUER

Latham & Watkins LLP

505 Montgomery Street, Suite 2000

San Francisco, CA 94111

ATTORNEYS FOR DEFENDANT THOMAS WU

/s/ Jill Rowe

JILL ROWE

Cooper, White & Cooper LLP

201 California Street, 17th Floor

San Francisco, CA 94111

In accordance with Local Rule 5-1, each of the signatories to this document have 

concurred in its filing, and I shall maintain records to support these concurrences.

/s/ Jason M. Habermeyer

JASON M. HABERMEYER

Attorney for Plaintiff

SECURITIES AND EXCHANGE COMMISSION

Case 4:11-cv-04988-JSW Document 70 Filed 03/16/15 Page 2 of 3 Case4:11-cv-04988-JSW Document69 Filed03/13/15 Page2 of 3
SEC V. WU, ET AL. 3 STIPULATION TO CONTINUE CASE 

CASE NO. 11-CV-4988 JSW MANAGEMENT CONFERENCE AND ORDER

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[PROPOSED] ORDER

The court HEREBY ORDERS, pursuant to the above stipulation, that the Case Management 

Conference currently set for April 3, 2015, is continued to April 24, 2015, at 11:00 a.m.

DATED:

Jeffrey S. White

United States District Judge

Case4:11-cv-04988-JSW Document69 Filed03/13/15 Page3 of 3

March 16, 2015

Case 4:11-cv-04988-JSW Document 70 Filed 03/16/15 Page 3 of 3