Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-azd-2_07-cv-00508/USCOURTS-azd-2_07-cv-00508-0/pdf.json

Nature of Suit Code: 440
Nature of Suit: Other Civil Rights
Cause of Action: 42:1983 Civil Rights Act

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WO

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ARIZONA

JoAnne Daphne Ellis,

Plaintiff, 

vs.

Barton L. Baker; et al., 

Defendant. 

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No. CIV 07-508-PHX-MHM

ORDER 

Currently before the Court is Defendant Barton L. Baker’s Motion to dismiss for lack

of jurisdiction. (Dkt.#4). After reviewing the pleading and finding oral argument to be

unnecessary, the Court issues the following Order.

I. Procedural History & Background

On March 8, 2007, Plaintiff JoAnne Daphne Ellis (“Plaintiff”) filed her complaint

against Defendants Barton L. Baker (“Defendant Baker”); Earl B. Oakes, Zidafin, LTD,

Revilio Gourmet, LTD, and Oliver Wolff. (Dkt.#1). Notably, in the section entitled

“Jurisdiction” Plaintiff stated that “[n]o diversity of citizenship exists as between the parties

and Plaintiff and all Defendants are residents of the State of Arizona, all in Yuma County.

(Dkt.#1, p.2). Plaintiff’s complaint expressly asserted claims of: (1) fraud and deceit; (2)

misrepresentation of law; (2) breach of contract; (3) breach of contract and covenant of good

faith and fair dealing; and (4) breach of promise to dismiss action. (Dkt.#1). On March 15,

2007, Defendant Baker filed the instant Motion to dismiss on the basis of lack of subject

Case 2:07-cv-00508-MHM Document 53 Filed 10/12/07 Page 1 of 5
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matter jurisdiction to support Plaintiff’s claims. (Dkt.#4). Defendant Baker noted that none

of Plaintiff’s claims were based upon federal statute as well as that Plaintiff expressly

acknowledged the lack of diversity between the Parties to jurisdiction under . On March 23,

2007, Defendant Baker filed his answer to Plaintiff’s claims. (Dkt.#5). On March 26, 2007,

Plaintiff attempted to amend her complaint as a matter of right under Rule 15(a) of the

Federal Rules of Civil Procedure. However, because Defendant Baker had previously filed

his answer; Plaintiff’s amended complaint was lodged with the Court. (Dkt.#6,7). On March

29, 2007, Plaintiff responded to Defendant’s Motion to dismiss and argued that the amended

complaint should be filed and that such filing would cure the Defendant’s jurisdictional

challenge. (Dkt.#9). Specifically, to cure the jurisdictional challenge, Plaintiff sought to add

K. Ross Johnston, a resident of California and to correct the residence of existing Defendant

Earl B. Oakes from Arizona to Oregon. (Id. p.3). By amending the complaint, Plaintiff

asserted that Plaintiff’s amended complaint “[met] the criteria under 28 Section 1332

regarding diversity of citizenship [and] amount in controversy . . . .” (Id. p.2). Moreover,

after the Defendant’s Reply brief was submitted on April 10, 2007, Plaintiff filed a

supplemental response on May 4, 2007. (Dkt.#17). Specifically, in the supplemental

response, Plaintiff asserted for what appears the first time, that jurisdiction could also be

based upon federal question jurisdiction under 28 U.S.C. § 1331 because of purported

allegations implicating the due process clause of the United States Constitution. (Id. p.2). 

II. Analysis 

When a plaintiff moves to dismiss a complaint for lack of subject matter jurisdiction,

the plaintiff bears the burden of proof that the court has jurisdiction to decide the claim.

Thornhill Publ’n v. General Tel. & Elecs. Corp., 594 F.2d 730, 733 (9th Cir. 1979). Federal

courts can only adjudicate cases which the Constitution or Congress authorize them to

adjudicate; which are cases involving diversity of citizenship, or a federal question, or those

cases to which the United States is a party. See e.g. Kokkonen v. Guardian Life Ins. Co. of

America, 511 U.S. 375, 377 (1994). Diversity jurisdiction cases are proper where the amount

in controversy exceeds $75,000 and is between citizens of different states. 28 U.S.C. § 1332.

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No plaintiff can be a citizen of the same state as any of the defendants. Strawbridge v.

Curtiss, 7 U.S. 267, 267 (1806); see also Allstate Ins. Co. v. Hughes, 358 F.3d 1089, 1095

(9th Cir. 2004) (“Diversity jurisdiction under § 1332 requires complete diversity of

citizenship, each of the plaintiffs must be a citizen of a different state than each of the

defendants.”). 

In the instant case, the Court finds that both Plaintiff’s original and amended

complaint are fatally flawed with respect to any showing of federal jurisdiction based upon

diversity of citizenship between the Parties. Given the early stages of this case, this Court

is inclined to grant Plaintiff’s request for leave to amend. However, this amendment does

not cure the jurisdictional defect. Notably, while Plaintiff’s amended complaint adds a

Defendant with residency in California and changes residency of one of the Defendants to

Oregon, such amendment does not cure the fact that there is still common residency between

Plaintiff and certain Defendants, such as Defendant Baker, i.e., Arizona. Importantly, there

must be complete diversity between all parties to an action. See Newman-Green, Inc. v.

Alfonzo-Larrain, 490 U.S. 826, 829 (1989) (“When a plaintiff sues more than one defendant

in a diversity action, the plaintiff must meet the requirements of the diversity statute for each

defendant or face dismissal.”) (citation omitted) (emphasis in original). As such, diversity

jurisdiction under 28 U.S.C. § 1332 is clearly lacking in this case based upon the common

Arizona residency between Plaintiff and certain Defendants. The fact that Plaintiff has added

certain Defendants domiciled outside of Arizona does not cure this jurisdictional defect. 

Lastly, in considering Plaintiff’s newly raised argument in its supplement response

as to the existence of federal question jurisdiction, this argument misses the mark as well.

As a preliminary matter, the supplemental response was submitted without leave of the Court

and approximately one month after Defendant Baker’s reply brief, thus raising questions as

to the propriety of the supplemental response. In addition, the supplemental response does

not somehow impute the existence of federal claims in Plaintiff’s amended complaint where

none existed previously. For instance, Plaintiff asserts the existence of federal question

jurisdiction based upon the caption of her original complaint which contains the phrase

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“Intentional Interference with Due Process and Misrepresentation of Law.” (Dkt.#1).

However, no such phrase is asserted in Plaintiff’s amended complaint, which is the only

viable complaint because an amended complaint supersedes the original complaint and may

not incorporate by reference any parts of the original complaints. London v. Coopers &

Lybrand, 644 F.2d 811, 814 (9th Cir. 1981); see Ferdik v. Bonzelet, 963 F.2d 1258, 1262 (9th

Cir. 1992) (holding defendants not named in amended complaint are no longer defendants).

These rules govern actions filed by pro se litigants as well as litigants represented by counsel.

See King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987). Moreover, even if the Court looked

to the original complaint, the plain allegations clearly invoke claims of state law and not

federal question. Thus, considering that Plaintiff fails to assert any proper basis for subject

matter jurisdiction before this Court, whether it be by diversity of the Parties or federal

question, the Court is obligated to dismiss this matter as it lacks subject matter jurisdiction

to hear Plaintiff’s claims.

 Because it appears that Plaintiff may have diversity between certain of the Defendants

named in this litigation, the Court will give Plaintiff an opportunity to amend her amended

complaint to properly demonstrate jurisdiction in this Court against such Defendants. See

Broughton v. Cutter Labs., 622 F.2d 458, 460 (9th Cir. 1980) (holding that leave to amend

should be denied only if it is clear deficiency of complaint cannot be cured); Wilkerson v.

Butler, 229 F.R.D. 166, 169 (E.D. Cal. 2005) (dismissing complaint for lack of subject matter

jurisdiction with leave to amend). 

Accordingly,

IT IS HEREBY ORDERED granting Plaintiff’s Motion for leave to File an

Amended Complaint. (Dkt.#6).

IT IS HEREBY ORDERED granting Defendant Baker’s Motion to Dismiss for

lack of jurisdiction. (Dkt.#4). Plaintiff’s Amended Complaint is dismissed without

prejudice and with leave to amend. Plaintiff is directed to file any amended complaint

complying with the Court’s order within twenty (20) days of the date this Order is filed.

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IT IS FURTHER ORDERED denying as moot all pending motions to be re-filed

as appropriate should Plaintiff file an amended complaint consistent with the leave given

by the Court. 

IT IS FURTHER ORDERED directing the Clerk to dismiss this matter without

prejudice and without further notice should Plaintiff not timely file an amended complaint

as directed by the Court. 

DATED this 10th day of October, 2007.

Case 2:07-cv-00508-MHM Document 53 Filed 10/12/07 Page 5 of 5