Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-5_05-cv-00650/USCOURTS-cand-5_05-cv-00650-0/pdf.json

Nature of Suit Code: 190
Nature of Suit: Other Contract Actions
Cause of Action: 28:1332 Diversity-Breach of Contract

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Bryan Cave LLP 

120 Broadway, Suite 300 

Santa Monica, California 90401-2386 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

CITIGROUP GLOBAL MARKETS, 

INC., a Delaware corporation, 

 Plaintiff, 

 vs. 

CARTER D. CRUM, an individual, 

 Defendant. 

Case No. C05-00650 JF (EAI) 

STIPULATION TO ADR PROCESS 

BRYAN CAVE LLP 

HOWARD O. BOLTZ, JR. (State Bar No. 70212) 120 Broadway, Suite 300 

Santa Monica, California 90401-2386 

Telephone: (310) 576-2233 

Facsimile: (310) 576-2200 

Attorneys for Plaintiff 

Citigroup Global Markets, Inc.

**E-filed 8/1/05**
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Bryan Cave LLP 

120 Broadway, Suite 300 

Santa Monica, California 90401-2386 

The parties hereto have submitted this matter to the National 

Association of Securities Dealers. 

Dated: July 22, 2005 BRYAN CAVE LLP

Howard O. Boltz, Jr. 

 By: /s/ 

 Howard O. Boltz, Jr. 

 Attorneys for Plaintiff 

Citigroup Global Markets, Inc. 

Dated: July 22, 2005 THE LOUDERBACK LAW FIRM

Charles M. Louderback 

 By: /s/ 

 Charles M. Louderback 

 Attorneys for Defendant 

Carter D. Crum 

7/29/05 IT IS SO ORDERED.

JUDGE JEREMY FOGEL

UNITED STATES DISTRCT COURT

/s/electronic signature authorized