Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-azd-2_15-cv-00090/USCOURTS-azd-2_15-cv-00090-0/pdf.json

Nature of Suit Code: 440
Nature of Suit: Other Civil Rights
Cause of Action: 42:1983 Civil Rights Act

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WO 

IN THE UNITED STATES DISTRICT COURT 

FOR THE DISTRICT OF ARIZONA 

Gavino Esquivel, 

Plaintiff, 

v. 

City of Yuma; Joseph Carrillo, 

Defendants.

No. CV-15-00090-PHX-NVW

ORDER 

Before the Court is Defendants City of Yuma and Officer Joseph Carrillo’s 

Motion for Summary Judgment (Doc. 71). Oral argument was heard on April 20, 2016. 

I. LOCAL RULES REGARDING MOTIONS FOR SUMMARY JUDGMENT 

The Rules of Practice of the United States District Court for the District of 

Arizona (“Local Rules”) require that any party filing a motion for summary judgment file 

a statement, separate from the motion and memorandum of law, that sets forth each 

material fact on which the party relies in support of the motion. LRCiv. 56.1(a). Any 

party opposing a motion for summary judgment must file a separate controverting 

statement of facts. LRCiv 56.1(b). 

The moving party may file a reply memorandum, but the Local Rules do not 

authorize filing a separate statement responding to the nonmoving party’s controverting 

statement of facts. See LRCiv 56.1(d). The moving party may include its evidentiary 

objections to the nonmoving party’s controverting statement of facts in its reply 

memorandum. LRCiv 7.2(m)(2). The moving party would need to seek and obtain leave 

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to file another separate statement. If such leave were granted, the nonmoving party 

would be granted opportunity to respond. 

The Court has considered Defendants City of Yuma and Officer Joseph Carrillo’s 

Motion for Summary Judgment (Doc. 71), Defendants’ Separate Statement of Facts in 

Support of Their Motion for Summary Judgment (Doc. 72), Plaintiff’s Response to 

Defendants’ Motion for Summary Judgment (Doc. 81), Plaintiff’s Controverting 

Statement of Facts and Statement of Additional Facts in Opposition to Defendants’ 

Motion for Summary Judgment (Doc. 82), and Defendants’ Reply in Support of Their 

Motion for Summary Judgment (Doc. 92). The Court has not considered the separately 

filed Defendants’ Objections to Plaintiff’s Statement of Additional Facts (Doc. 93), 

which is not authorized by the Local Rules and for which Defendants did not seek leave 

to file. Defendants’ Objections to Plaintiff’s Statement of Additional Facts (Doc. 93) will 

be stricken. 

II. LEGAL STANDARD 

A motion for summary judgment tests whether the opposing party has sufficient 

evidence to merit a trial. Summary judgment should be granted if the evidence shows 

there is no genuine issue as to any material fact and the moving party is entitled to 

judgment as a matter of law. Fed. R. Civ. P. 56(a). A material fact is one that might 

affect the outcome of the suit under the governing law, and a factual dispute is genuine 

“if the evidence is such that a reasonable jury could return a verdict for the nonmoving 

party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). 

The moving party has the burden of showing the absence of genuine disputes of 

material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). However, once the 

movant shows an absence of evidence to support the nonmoving party’s case, the burden 

shifts to the party resisting the motion. The party opposing summary judgment must then 

“set forth specific facts showing that there is a genuine issue for trial” and may not rest 

upon the pleadings. Anderson, 477 U.S. at 256. To carry this burden, the nonmoving 

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party must do more than simply show there is “some metaphysical doubt as to the 

material facts.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 

(1986). “If a party fails to properly support an assertion of fact or fails to properly 

address another party’s assertion of fact as required by Rule 56(c), the court may . . . 

consider the fact undisputed for purposes of the motion.” Fed. R. Civ. 56(e)(2). 

In deciding a motion for summary judgment, the Court must view the evidence in 

the light most favorable to the nonmoving party, must not weigh the evidence or assess 

its credibility, and must draw all justifiable inferences in favor of the nonmoving party. 

Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150 (2000); Anderson, 477 

U.S. at 255. Where the record, taken as a whole, could not lead a rational trier of fact to 

find for the nonmoving party, there is no genuine issue for trial. Matsushita, 475 U.S. at 

587. 

III. MATERIAL FACTS 

A. The March 1, 2014 Incident 

At approximately 2:00 a.m., on March 1, 2014, Plaintiff and friends arrived at the 

International House of Pancakes restaurant in Yuma, Arizona. Before going to the 

restaurant, Plaintiff consumed approximately 10 or 11 alcoholic beverages.1

 While 

Plaintiff was seated at a table with friends, he made comments and gestures to a group 

seated at a table across the room, who responded. Plaintiff, a Hispanic male, began the 

exchange by asking a black male in the other group, “How are you doing, Obama?” The 

black male responded, “How are you doing, Chapo?” As the exchange continued, people 

from both tables stood up, and at one point Plaintiff and the black male stood in an open 

area between their tables, facing each other, speaking loudly and gesturing, but not 

making physical contact. 

At approximately 2:43 a.m., the restaurant manager called 911 and asked for 

immediate assistance, saying two groups of customers were arguing and she wanted them 

 1

 At 3:30 a.m. Plaintiff’s blood alcohol level was measured at 0.163%. 

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escorted out of the restaurant. She said that nine individuals were involved. She 

described a black male wearing a blue shirt arguing with a Hispanic male. At first the 

manager said that the dispute was not “physical,” but a minute or two later, she said the 

dispute was “getting to that point.” The manager told the 911 operator that no weapons 

were involved. 

At approximately 2:44 a.m., a City of Yuma dispatcher broadcasted a high priority 

disturbance call involving possibly nine people at the International House of Pancakes 

restaurant. The dispatcher described it as a verbal disturbance, but less than a minute 

later, the dispatcher said, “It sounds like it is physical now.” Approximately twelve 

police officers responded to the scene. 

Officers Joseph Carrillo and Victor Reyes were the first officers to arrive at the 

restaurant. Officer Reyes entered the restaurant first, and Officer Carrillo was 

approximately ten feet behind him. As the manager walked toward the entrance and the 

police officers, one of the servers told the manager that someone had a gun. Plaintiff 

began walking quickly behind the manager toward the entrance. As Officer Reyes 

entered, the manager pointed to Plaintiff and said, “That’s one of them.” Plaintiff began 

to leave the restaurant. As Officer Carrillo entered the foyer, Officer Reyes pointed to 

Plaintiff and said, “That’s one of them.” During this time, the manager also said that one 

of the two men involved in the disturbance had a gun. One of the officers told Plaintiff to 

“hold on,” Plaintiff stopped and said, “I gotta go,” and then Plaintiff took off running. 

Plaintiff ran around the restaurant to the back of the restaurant, toward a motel. Officer 

Carrillo ran after Plaintiff. 

Officer Carrillo ordered Plaintiff to stop running, but Plaintiff did not hear him and 

did not stop running away from Officer Carrillo. Plaintiff also did not hear Officer 

Carrillo warn him that if he did not stop, he would be tased. It is Officer Carrillo’s usual 

practice to issue a warning before deploying his Taser, but he does not remember whether 

he did. Approximately ten seconds after Officer Carrillo first saw Plaintiff, he tased 

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Plaintiff in dart mode2 at a distance of 10 to 12 feet, causing Plaintiff to fall on asphalt. 

No one saw Officer Carrillo tase Plaintiff. Within a few minutes after Officer Carrillo 

tased Plaintiff, he conducted a warrants check, which revealed that Plaintiff had an 

outstanding warrant for his arrest for bad check/insufficient funds. 

Subsequently, Plaintiff was detained, transported, and treated at Yuma Regional 

Medical Center. The physician found Plaintiff to be initially disoriented and grossly 

intoxicated. He noted multiple contusions, abrasions, and lacerations. The physician also 

noted, “The patient gradually resolved his intoxication, became alert, oriented, stable and 

uncooperative.” Plaintiff refused an elbow splint and suturing of small lacerations of the 

abdomen and forehead. Radiology tests showed a nondisplaced fracture of Plaintiff’s 

right elbow and fractures of the nasal bone. Lab tests showed Plaintiff’s blood alcohol 

level to be 0.163%. 

Officer David Williams was the investigating officer for the March 1, 2014 

incident. He made the decision to charge Plaintiff with misdemeanor disorderly conduct. 

At the Yuma Regional Medical Center, Officer Carrillo read Plaintiff his Miranda rights 

and issued Plaintiff a citation for misdemeanor disorderly conduct pursuant to A.R.S. 

§ 13-2904(A)(1). Plaintiff also was charged for the outstanding warrant. On June 20, 

2014, the charges against Plaintiff were dismissed with prejudice due to prosecutorial 

discretion. 

A.R.S. § 13-2904(A) defines misdemeanor disorderly conduct as engaging in 

“fighting, violent or seriously disruptive behavior,” making “unreasonable noise,” or 

using “abusive or offensive language or gestures to any person present in a manner likely 

 2

 In “dart mode,” the Taser projects two prongs or darts per deployment. In this 

mode, the Taser usually incapacitates a target by overriding his central nervous system 

through a series of electrical pulses. Marquez v. City of Phoenix, 693 F.3d 1167, 1171 

(9th Cir. 2012). In “drive-stun mode,” the weapon’s exposed electrodes are placed in 

direct contact with the target’s skin, causing pain but not incapacitation. Id. Drive-stun 

mode is used to encourage a suspect to comply with officers. Id. 

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to provoke immediate physical retaliation by such person.” Disorderly conduct that 

involves recklessly handling, displaying, or discharging a deadly weapon or dangerous 

instrument is a class 6 felony. A.R.S. § 13-2904(B). 

B. Yuma Police Department’s Use of Force Policies and Procedures 

The Yuma Police Department (“YPD”) has adopted policies and procedures 

regarding the use of force by its officers. YPD Policy 2.25, which was in effect on March 

1, 2014, provides that YPD officers shall be trained in the use of weapons and response 

options when confronted with situations that may require use of force. YPD Policy 2.25 

advises officers that electronic control devices (“ECDs”) are intermediate control 

techniques that have the probability of causing injury. The Taser used by Officer Carrillo 

on Plaintiff is an ECD. YPD Policy 2.25 states that ECDs “shall be carried in accordance 

with current policies and training practices” and any deployment shall “be reasonable, 

based on the totality of the circumstances, and in compliance with statutes and current 

training.” YPD Policy 2.25 instructs officers to consider the following list of 

circumstances to determine if using a particular method of force is warranted: (a) the 

severity of the crime; (b) whether the suspect poses an immediate threat to the safety of 

officers or others; (c) whether the suspect is actively resisting arrest or attempting to 

evade arrest by flight; (d) age, size, ability, and physical conditioning of the suspect 

versus that of the officer; (e) weapon and/or dangerous instrument; and (f) duration of 

altercation between the suspect and the officer. 

YPD Policy 2.25 requires an officer who uses force to complete a Use of Force 

form, which is reviewed by a first line supervisor. The Use of Force form is then 

forwarded to the Chief’s Office via the chain of command, along with a copy of the 

incident report. The chain of command may recommend that the incident be forwarded 

to Internal Affairs for further investigation or to the Use of Force Board. The Chief of 

Police reviews every Use of Force report that is completed by a YPD officer who uses 

force. The Chief of Police or the Deputy Chief of Police will review the Use of Force 

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form and assign necessary follow-up, which may include corrective and/or disciplinary 

action. 

YPD’s Professional Standards Unit and Training Unit annually review YPD’s uses 

of force to analyze patterns that could affect training or equipment needs. YPD officers 

receive training regarding appropriate uses of force, and the training is approved by the 

Arizona Peace Officers Standards and Training Board. The training includes compliance 

with constitutional standards and the Arizona Revised Statutes governing use of force. It 

also includes training YPD officers regarding completing a Use of Force form. 

YPD officers are specifically trained and certified in the use of a Taser, and the 

training is approved by the Arizona Peace Officers Standards and Training Board. YPD 

officers are trained that Taser deployment must be objectively reasonable under the 

totality of the circumstances. The training program includes guidelines for use of a 

Taser, which include not using a Taser against subjects “solely for running from an 

officer.” YPD officers are taught that tased individuals may be secondarily injured as a 

result of falling after being tased. They also are taught regarding high risk individuals, 

such as elderly people and pregnant women. To become recertified, YPD officers must 

attend annual training and pass a written exam. They are also required to attend practical 

simulated training conducted by outside agencies. 

Officer Carrillo was trained in use of force techniques, specifically as related to 

Taser deployment, and was certified for Taser use. Officer Carrillo was taught not to use 

a Taser against a subject solely for running from an officer. 

After the March 1, 2014 incident, Officer Carrillo wrote a brief summary of the 

incident. It states that Officer Carrillo responded to a disturbance inside a business. It 

further states that Plaintiff fled on foot toward the rear of the business, was apprehended 

after a Taser deployment, was placed under arrest for an unrelated warrant, and was 

transported to the Yuma Regional Medical Center (“YRMC”) for minor injuries. The 

summary describes statements made by Plaintiff at the medical center, that Plaintiff was 

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intoxicated and provided very little detail regarding the incident, and that Plaintiff was 

issued a citation for disorderly conduct. 

Subsequently, Officer Carrillo completed a Use of Force form. He stated that an 

electronic control device was applied once for 5 seconds, the probes penetrated skin, and 

the distance to subject was 10 feet. Officer Carrillo stated: 

I was dispatched to physical disturbance at IHOP located at 575 E 16th St. 

I was given information that a [H]ispanic male wearing a plaid shirt was 

involved in the physical disturbance. Information was received that 

someone had displayed a handgun, at the time it was unsure which subject 

was armed. As I entered the building a subject ([identified] as Gavino 

ESQUIVEL) exited the building who matched the description. I told him 

to stop and he began to sprint away from me ignoring my verbal 

commands. I gave G. ESQUIVEL several verbal commands telling him 

“police, stop running”. G. ESQUIVEL continued to sprint as I chased after 

him on foot. G. ESQUIVEL had exited the door a few seconds before I 

had, so he was approximately 15 feet away as we were running. G. 

ESQUIVEL had ran toward the back parking lot where it were just me and 

him. There were no other officers on scene other than Officer REYES who 

was inside with the other subjects. I was concerned that G. ESQUIVEL 

was already at the elevated [aggression] level being he was involved in a 

fight. I thought G. ESQUIVEL might be armed with a handgun as I didn’t 

know which subject was armed. My concern was that G. ESQUIVEL 

might pull his weapon on me if I engaged him hands on by myself. I pulled 

my ECD and deployed it striking G. ESQUIVEL in the back and the 

buttocks at a distance of approximately 10 feet. G. ESQUIVEL locked up 

and fell to the ground. I held G. ESQUIVEL to the ground and waited for 

other officers to arrive. Once other officer[s] were on scene we were able 

to gain control of G. ESQUIVEL and place him into handcuffs. G. 

ESQUIVEL sustained a laceration as a result of the fall. He was 

transported to YRMC via YFD. 

Chief of Police John J. Lekan personally reviewed Officer Carrillo’s Use of Force 

report regarding the March 1, 2014 incident. Upon review of the March 1, 2014 incident 

report and Officer Carrillo’s Use of Force report, as well as any information learned from 

supervisors and/or the chain of command about the incident, Chief Lekan concluded that 

Officer Carrillo’s conduct was compliant with YPD’s use of force policies and 

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procedures. Corrective or disciplinary action was not taken for Officer Carrillo’s use of 

force on March 1, 2014. 

C. Yuma Police Department’s Warrantless Arrest Policies, Procedures, 

and Training 

YPD Policy 4.28 identifies two basic types of arrests: (1) arrest with a warrant, 

and (2) arrest without a warrant based on probable cause. YPD Policy 4.30 provides that 

an officer may arrest a person without a warrant if the officer has probable cause to 

believe a misdemeanor or a petty offense has been committed and the officer has 

probable cause to believe the person to be arrested has committed the offense. YPD 

officers receive training regarding warrantless arrests, applying the definitions of 

“reasonable suspicion” and “probable cause,” and making lawful arrests of suspects. 

YPD does not have any department-wide policy, practice, procedure, official or 

unofficial, allowing its officers to arrest individuals contrary to the Fourth Amendment or 

any other law. 

Officer Carrillo was trained to make seizures based on reasonable suspicion and/or 

probable cause. Upon review of the March 1, 2014 incident report and Officer Carrillo’s 

Use of Force report, as well as any information learned from supervisors and/or the chain 

of command about the incident, Chief Lekan concluded that Officer Carrillo’s conduct 

was compliant with YPD’s arrest policies and procedures. 

Plaintiff’s Complaint alleges five counts: (1) peace officer liability under 42 

U.S.C. § 1983 against Defendant Carrillo individually and in his official capacity for use 

of excessive force; (2) municipal liability under 42 U.S.C. § 1983 against Defendant City 

of Yuma for failing to supervise and train its police officers and for overlooking and 

covering up officer misconduct related to the use of excessive force; (3) assault against 

Defendant Carrillo; (4) false imprisonment against both Defendants; and (5) malicious 

prosecution against both Defendants. The Complaint also seeks punitive damages and 

attorney’s fees. 

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IV. ANALYSIS 

A. Municipal Liability Under § 1983 

Count Two of Plaintiff’s Complaint alleges municipal liability under 42 U.S.C. 

§ 1983 against Defendant City of Yuma for failing to supervise and train its police 

officers and for overlooking and covering up officer misconduct related to the use of 

excessive force. To establish § 1983 municipal liability, Plaintiff must satisfy one of 

three conditions: 

First, the plaintiff may prove that a city employee committed the alleged 

constitutional violation pursuant to a formal governmental policy or a 

longstanding practice or custom which constitutes the standard operating 

procedure of the local governmental entity. Second, the plaintiff may 

establish that the individual who committed the constitutional tort was an 

official with final policy-making authority and that the challenged action 

itself thus constituted an act of official governmental policy. Whether a 

particular official has final policy-making authority is a question of state 

law. Third, the plaintiff may prove that an official with final policy-making 

authority ratified a subordinate’s unconstitutional decision or action and the 

basis for it. 

Gillette v. Delmore, 979 F.2d 1342, 1346–47 (9th Cir.1992) (citations and internal 

quotation marks omitted). 

Plaintiff offers no evidence of a department-wide failure to train and supervise 

YPD officers concerning proper uses of force and lawful arrest procedures. In fact, 

Plaintiff concedes that “Officer Carrillo was well-trained on the Fourth Amendment and 

the use of a [T]aser.” (Doc. 81 at 9.) Officer Carrillo did not have final policy-making 

authority. The only basis Plaintiff provides for imposing liability on the City of Yuma is 

that the Police Chief ratified Officer Carrillo’s allegedly unconstitutional conduct by 

reviewing information about the March 1, 2014 incident and doing nothing more. 

Municipalities generally are not liable under § 1983 for the unconstitutional 

discretionary actions of municipal employees. Gillette, 979 F.2d at 1347. Proving 

ratification requires evidence that a municipal policymaker made a conscious, affirmative 

choice among various alternatives to follow a particular course of action. Id. at 1348. 

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Holding cities liable under § 1983 “whenever policymakers fail to overrule the 

unconstitutional discretionary acts of subordinates would simply smuggle respondeat 

superior liability into section 1983 law,” creating an “end run around Monell.” Id.; 

accord Clouthier v. Cnty. of Contra Costa, 591 F.3d 1232, 1253 (9th Cir. 2010). Here, 

Chief Lekan reviewed the March 1, 2014 incident report, Officer Carrillo’s Use of Force 

report, and perhaps other information, and did not assign corrective or disciplinary action. 

There is no evidence that Chief Lekan made a conscious, affirmative choice to ratify 

Officer Carrillo’s actions. 

At oral argument, Plaintiff’s counsel conceded that the evidence does not support 

finding the City of Yuma liable for Officer Carrillo’s alleged misconduct. Therefore, 

Defendants’ Motion for Summary Judgment will be granted regarding municipal liability 

under 42 U.S.C. § 1983 against Defendant City of Yuma. 

B. Officer Carrillo’s Qualified Immunity Under § 1983 

Under § 1983, government officials sued in their individual capacities may assert 

the affirmative defense of qualified immunity, which generally protects them from civil 

damages for performance of discretionary duties. Butler v. Elle, 281 F.3d 1014, 1021 

(9th Cir. 2002); Mueller v. Auker, 576 F.3d 979, 992 (9th Cir. 2009). Qualified immunity 

protects an official who “makes a decision that, even if constitutionally deficient, 

reasonably misapprehends the law governing the circumstances.” Brosseau v. Haugen,

543 U.S. 194, 198 (2004). “The standard is an objective one that leaves ‘ample room for 

mistaken judgments.’” Mueller, 576 F.3d at 992 (quoting Malley v. Briggs, 475 U.S. 

335, 341 (1986)). “Qualified immunity gives government officials breathing room to 

make reasonable but mistaken judgments about open legal questions. When properly 

applied, it protects ‘all but the plainly incompetent or those who knowingly violate the 

law.’” Ashcroft v. al-Kidd, 563 U.S. 731, 131 S. Ct. 2074, 2085 (2011) (quoting Malley). 

To determine whether a law enforcement officer is entitled to qualified immunity, 

the district court must determine (1) whether the officer violated a plaintiff’s 

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constitutional right and (2) whether the constitutional right was “clearly established in 

light of the specific context of the case” at the relevant time. Mattos v. Agarano, 661 

F.3d 433, 440 (9th Cir. 2011) (en banc). The court may address the questions in either 

order. Id. Here, Plaintiff’s constitutional right was not “clearly established in light of the 

specific context of the case” on March 1, 2014, and the Court does not decide whether 

Officer Carrillo violated Plaintiff’s constitutional right. 

To determine whether Plaintiff’s constitutional right was clearly established, the 

Court must consider whether the contours of the law were “sufficiently clear that every 

reasonable official would have understood that what he is doing violates that right.” Id.

at 442 (quoting al-Kidd, 131 S. Ct. at 2083). The law may be clearly established without 

a case directly on point, but “existing precedent must have placed the statutory or 

constitutional question beyond debate.” Id. Although Graham v. Connor, 490 U.S. 386, 

395 (1989), gives general guidance for determining whether a particular use of force is 

unconstitutionally excessive, it does so at a level of generality that does not always 

provide fair notice to every reasonable law enforcement officer that his or her particular 

conduct is unconstitutional.. Mattos, 661 F.3d at 442. The Supreme Court has 

repeatedly told courts not to define clearly established law at a high level of 

generality. The dispositive question is whether the violative nature of 

particular conduct is clearly established. This inquiry must be undertaken 

in light of the specific context of the case, not as a broad general 

proposition. Such specificity is especially important in the Fourth 

Amendment context, where the Court has recognized that it is sometimes 

difficult for an officer to determine how the relevant legal doctrine, here 

excessive force, will apply to the factual situation the officer confronts. 

Mullenix v. Luna, __ U.S. __, 136 S. Ct. 305, 308 (2015) (internal quotation marks and 

citations omitted). 

Whether a law enforcement officer has used excessive force in the course of an 

arrest, investigatory stop, or other seizure of a free citizen must be analyzed under the 

Fourth Amendment and its “reasonableness” standard. Graham, 490 U.S. at 395. “The 

‘reasonableness’ of a particular use of force must be judged from the perspective of a 

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reasonable officer on the scene, rather than with the 20/20 vision of hindsight.” Id. at 

396. “The calculus of reasonableness must embody allowance for the fact that police 

officers are often forced to make split-second judgments—in circumstances that are 

tense, uncertain, and rapidly evolving—about the amount of force that is necessary in a 

particular situation.” Id. at 396-97. Excessive force analysis involves three steps: (1) 

assessing the severity of the intrusion on the individual’s constitutional rights by 

evaluating the type and amount of force inflicted, (2) evaluating the government’s 

interest in the use of force, and (3) balancing the gravity of the intrusion on the 

individual’s rights against the government’s need for that intrusion. Lowery v. City of 

San Diego, __ F.3d __, 2016 WL 1273183 at *3 (9th Cir. Apr. 1, 2016). The 

government’s interest in the use of force depends on numerous factors, including the 

severity of the crime at issue, whether the suspect posed an immediate threat to the safety 

of officers or others, and whether the suspect was actively resisting arrest or attempting to 

evade arrest by flight. Mattos, 661 F.3d at 441. The most important factor is whether the 

suspect posed an immediate threat to safety. Id. But balancing the individual’s 

constitutional interests against the government interests at stake requires considering “the 

totality of the circumstances, including whatever factors may be relevant in a particular 

case.” Marquez v. City of Phoenix, 693 F.3d 1167, 1174–75 (9th Cir. 2012). 

In 2010, the Ninth Circuit held that use of a Taser in dart mode constitutes an 

intermediate level of force that must be justified by the government interest involved. 

Bryan v. MacPherson, 630 F.3d 805, 826 (9th Cir. 2010). The appellate court held that 

the totality of the circumstances did not justify deployment of the Taser where the 

suspect’s volatile, erratic behavior indicated potential danger, but did not pose an 

immediate threat to officers or bystanders. In July 2005, a police officer pulled a car over 

for the driver’s failure to wear a seatbelt. The officer told the driver to remain in the car, 

which the driver asserts he did not hear, and the driver got out of the car. The driver 

shouted gibberish and expletives, but he did not make any physical or verbal threat 

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against the officer. It should have been apparent the driver was unarmed because he wore 

only tennis shoes and boxer shorts. The driver was standing 15–25 feet away from the 

police officer and was not moving toward the officer. When he was tased in dart mode, 

the driver fell forward on his face, away from the officer. There was no evidence of 

nearby pedestrians or traffic. The appellate court found no substantial government 

interest in using significant force to arrest the driver, even if the officer reasonably 

believed that the driver had resisted a police officer, failed to comply with a lawful order, 

and was under the influence of a controlled substance, because the driver posed little to 

no safety threat. Two additional factors weighed against finding the officer’s use of force 

reasonable: (1) the officer failed to warn the driver he would be tased if he did not 

comply with the order to remain in the car when a warning was feasible, and (2) less 

intrusive alternatives were available, such as waiting for the additional officers who were 

en route to the scene. The appellate court concluded that all of the factors of Graham, 

plus recent cases, put the officer on fair notice that an intermediate level of force was 

unjustified, but as of July 2005, there was no Supreme Court or Ninth Circuit decision 

addressing whether the use of a Taser in dart mode constituted an intermediate level of 

force. Id. at 832-33. Therefore, the officer was entitled to qualified immunity. Id. at 

833. 

In 2011, the Ninth Circuit granted en banc review of two separate cases in which 

different panels reversed the district courts’ decisions and held that the officers were 

entitled to qualified immunity on § 1983 claims. Mattos v. Agarano, 661 F.3d 433 (9th 

Cir. 2011) (en banc). Upon en banc review, the Ninth Circuit held the law was not 

clearly established at the time of the 2004 and 2006 incidents. Id. at 436. 

In November 2004, a police officer pulled over a woman driving 32 miles per hour 

in a 20-miles-per-hour school zone. The driver, who was seven months pregnant, insisted 

she had not been speeding and refused to sign the citation. A second officer approached 

and explained to the driver that signing the citation would only confirm that she had 

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received it and would not constitute an admission of guilt. A few minutes later, a police 

sergeant arrived and also asked the driver to sign the citation. When she refused again, 

the sergeant directed the officers to book her. The driver refused to get out of her car, 

one of the officers showed her a Taser, the officer cycled the Taser showing the driver 

what it did, the officers discussed where best to apply the Taser to the pregnant woman, 

and the officers unsuccessfully attempted to remove the driver from her car. Over the 

span of a minute, the officer applied the Taser in drive-stun mode three times: first, to 

the driver’s left thigh, then to her left arm, and finally to her neck. After the driver fell 

over in her car, the officers dragged her out of the car, laid her face down on the street, 

and handcuffed her. The driver did not experience any lasting injuries from the incident 

except for permanent burn scars; the baby was born healthy and remained healthy for at 

least six years. The Ninth Circuit concluded that the driver’s offenses did not constitute 

serious crimes, and the driver did not pose even a potential threat, much less an 

immediate threat, to the safety of the officers or others. The driver resisted arrest, but her 

resistance did not involve any violent actions toward the officers. Thus, a reasonable fact 

finder could conclude that the officers’ use of force was unreasonable and 

constitutionally excessive. Id. at 446. However, at the time the officers tased the driver 

in November 2004, there were three circuit courts of appeal cases rejecting claims that 

use of a Taser constituted excessive force, and no circuit cases finding a Fourth 

Amendment violation. Id. at 448. The Ninth Circuit therefore concluded that the law 

was not sufficiently clear at the time of the 2004 incident to render the alleged violation 

clearly established, and the officers were entitled to the defense of qualified immunity 

against the § 1983 excessive force claim. Id. 

In August 2006, when police officers arrived at a residence where a domestic 

dispute had been reported, the large and seemingly intoxicated husband sat outside the 

front door, said he and his wife had a verbal argument, and became agitated and rude 

upon further questioning. When one of the officers asked to speak to the wife, the 

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husband went inside to get her, and a second officer stepped inside. When the husband 

returned with the wife, he became angry when he saw the officer inside, and he told the 

officer to get out. The officer asked to speak to the wife outside and she agreed, but 

before she could comply, a third officer entered the residence and announced that the 

husband was under arrest. The wife was between her husband and the third officer and 

did not immediately move out of the way. As the third officer pushed against her, the 

wife extended her arm, and the officer asked, “Are you touching an officer?” At the 

same time, the wife asked the second officer why her husband was being arrested, asked 

everyone to calm down, and expressed concern that her sleeping children not be 

disturbed. Then, without warning, the third officer deployed his Taser in dart mode at the 

wife, and she fell hard on the floor. The husband was charged with harassment and the 

wife with harassment and obstructing government operations. The Ninth Circuit 

concluded that the wife’s crime, if any, was not severe, the wife posed no threat to the 

officers, she was attempting to comply with the officers’ request to speak outside when 

she got physically caught between her husband and the third officer, and she was tased in 

dart mode without warning. Id. at 451. Thus, a reasonable fact finder could conclude the 

officers’ use of force was constitutionally excessive. Id. But the Ninth Circuit concluded 

that in August 2006 there was no Supreme Court or Ninth Circuit decision addressing the 

use of a Taser in dart mode, and the constitutional violation was not so obvious to be 

clearly established as such under Graham. Id. at 452. Therefore, the officers were 

entitled to qualified immunity for tasing the wife in the 2006 incident. Id. 

In 2012, the Ninth Circuit affirmed summary judgment in favor of police officers 

on § 1983 claims of excessive force for repeatedly deploying a Taser against a combative 

suspect who died. Marquez v. City of Phoenix, 693 F.3d 1167 (9th Cir. 2012). In July 

2007, outside of a residence, two police officers were told by family members that a man 

was attempting to perform an exorcism on his three-year-old granddaughter. The officers 

radioed for instructions, but decided they could not wait after they heard a little girl 

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screaming. The screaming continued while officers entered the house. At the closed 

bedroom door, they identified themselves as police officers. Although the door was 

blocked by a bed, the officers were able to open it enough for one of them to get through. 

When he entered the bedroom, the walls and furniture were smeared with blood, and the 

man was reclining on a bed with the now silent and motionless three-year-old in a 

chokehold, his hands hidden. The man’s 19-year-old daughter was naked in the corner 

screaming, and her face showed signs of a recent beating. The officer ordered the man to 

let go of the child or he would tase him. When the man did not comply, the officer 

deployed the Taser in dart mode. Because the cramped bedroom conditions prevented 

the officer from standing far enough away from the man, the Taser did not incapacitate 

the man. After a second attempt at tasing in dart mode, the officer switched the Taser to 

drive-stun mode. While he was doing so, the second officer was able to extract the child 

and join the first officer. The man kicked the first officer in the thighs and groin, and the 

officers repeatedly attempted to tase the flailing man in drive-stun mode. Although the 

Taser’s trigger was depressed 22 times, the record supported the inference that the man 

received two five-second cycles while ineffectively deployed in dart mode and seven in 

drive-stun mode. The police officers then wrestled him into submission, but the 19-yearold daughter began trying to assault one of the officers. After tasing her, the officers 

returned their attention to the man, found he had a weak pulse, and attempted 

resuscitation. The man went into cardiac arrest and died. 

In Marquez, the Ninth Circuit found the relevant factors favored a finding that the 

officers’ use of force was reasonable. Id. at 1175. The blood-spattered room, an injured 

young woman, and a child in evident distress gave cause to believe at least one serious 

crime had occurred. The suspect actively resisted arrest after being warned he would be 

tased if he did not comply. The officers reasonably could have thought the man posed an 

immediate risk to the young woman and to themselves. Therefore, the Ninth Circuit 

concluded that the officers’ use of significant force was justified by the considerable 

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government interests at stake. Id. at 1176. Because it found no constitutional violation, 

the court did not reach the district court’s alternative conclusion that the officers were 

entitled to qualified immunity because any violation of the Fourth Amendment was not 

clearly established at the time of the incident. Id. at 1176 n.8. 

In 2013, the Ninth Circuit affirmed the district court’s finding that a police 

officer’s tasing of passive bystander without warning constituted a Fourth Amendment 

violation, but reversed the grant of qualified immunity. Gravelet-Blondin v. Shelton, 728 

F.3d 1086 (9th Cir. 2013). In 2008, officers were called to a suicide in progress. The 

elderly man was sitting in his car in the side yard with a hose running from the exhaust 

pipe into one of the car’s windows. The officers were warned that the man owned a gun 

and would have it with him. After several requests, the man turned the car off and 

stepped out. After the man refused multiple commands to show his hands, an officer 

tased him in dart mode. The man fell to the ground, but as officers attempted to handcuff 

him, the man pulled his arms underneath him. He was then tased a second time. When 

the next-door neighbors heard the noise, they came outside of their house into the yard 

between their house and the elderly man’s house. They heard the elderly man moaning in 

pain and saw officers holding him on the ground. From about 37 feet away, the husband 

called out, asking what the officers were doing to the elderly man. At least two officers 

yelled commands; one instructed the husband to “get back,” while the other told him to 

“stop.” The husband took one or two steps back and then stopped. One of the officers 

ran toward the husband, pointing a Taser at him, and yelled at him to “get back.” The 

husband froze. The officer began to warn the husband he would be tased, but fired his 

Taser in dart mode before finishing the warning. After paramedics removed the Taser’s 

barbs, the husband was arrested and charged with obstructing a police officer. 

On these facts, the Ninth Circuit found that the government’s interests at stake did 

not justify the use of the discharge of a Taser in dart mode. Id. at 1091. Even if the 

neighbor failed to immediately comply with an officer order to move back, when he 

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already was standing 37 feet away, the neighbor’s crime was far from severe. There was 

no reason to believe the neighbor posed an immediate threat to anyone’s safety. The 

officer’s purported fear that the neighbor might have a gun was based on nothing more 

than the reality that any civilian bystander could be armed. The neighbor did not resist or 

attempt to escape. The Ninth Circuit acknowledged that suicide calls, like domestic 

violence calls, may pose greater than usual risk to officers’ safety, but such potential 

danger could not be attributed to the neighbor who had no perceptible connection to the 

attempted suicide. Finally, it was feasible to give a warning, and the officer did so as he 

fired his Taser, which rendered the warning meaningless. Thus, a reasonable fact finder 

could conclude that the use of force was unreasonable and excessive, in violation of the 

Fourth Amendment. Id. at 1092. 

Regarding qualified immunity, the Ninth Circuit found that before 2008 the law 

was clearly established that a police officer’s use of non-trivial force for engaging in 

mere passive resistance was unconstitutional even though the Ninth Circuit did not 

identify Tasers in dart mode as an intermediate level of force until 2010. Id. at 1093-94. 

Because the neighbor engaged in no behavior that could have been perceived as 

threatening or resisting, took no affirmative step to violate an officer order, and had no 

connection to the underlying crime, the use of non-trivial force of any kind was clearly 

unreasonable in 2008. Id. at 1094. The court further found that “it was well known as of 

2008 that a taser in dart mode constitutes more than trivial force.” Id. at 1096. 

Therefore, the officer was not entitled to qualified immunity. 

Absent binding precedent, the Ninth Circuit looks to all available decisional law, 

including the law of other circuits, to determine whether a right was clearly established. 

Gravelet-Blondin, 728 F.3d at 1095. In 2015, the District of Columbia Circuit surveyed 

cases from the Fifth, Sixth, Seventh, Eighth, and Eleventh Circuits and concluded that in 

2012 a person actively resisting arrest did not have a clearly established right against a 

single use of a Taser to subdue him and still did not in 2015. Lash v. Lemke, 786 1, 3, 7–

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8 (D.C. Cir. 2015). In contrast, the law was sufficiently clear in 2005 to inform a 

reasonable officer that it was unlawful to tase “a nonviolent, suspected misdemeanant 

who was not fleeing or resisting arrest, who posed little to no threat to anyone’s safety, 

and whose only noncompliance with the officer’s commands was to disobey two orders 

to end her phone call to a 911 operator.” Brown v. City of Golden Valley, 574 F.3d 491, 

499 (8th Cir. 2009). “Active resistance” may include “verbal hostility” or a “deliberate 

act of defiance,” but noncompliance alone does not indicate active resistance. Goodwin 

v. City of Painesville, 781 F.3d 314, 323-24, 326 (4th Cir. 2015) (single statement by 

suspect that he would not leave his residence and the fact that he remained in his 

residence did not constitute active resistance to justify tasing). 

Therefore, the law was clearly established as of March 1, 2014, that use of a Taser 

in dart mode constitutes an intermediate level of force that must be justified by the 

government interest involved. It was also clearly established that the government’s 

interest in the use of force depends on numerous factors, including the severity of the 

crime at issue, whether the suspect posed an immediate threat to the safety of officers or 

others, whether the suspect was actively resisting arrest or attempting to evade arrest by 

flight, whether the officer warned the suspect when a warning was feasible, whether less 

intrusive alternatives were available, and the totality of the circumstances. But 

consideration of those factors here does not place the constitutional question beyond 

debate. 

Severity of the crime. The crime was potentially serious. The crime for which 

Plaintiff was charged, misdemeanor disorderly conduct, is not serious, but at the time 

Officer Carrillo tased Plaintiff, Officer Carrillo had reason to suspect that Plaintiff had 

displayed a gun inside the restaurant. At the time Officer Carrillo deployed his Taser, 

Plaintiff’s crime potentially was a disorderly conduct felony because it was reported that 

Plaintiff and another man were involved in a high priority physical disturbance, and one 

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of the two men had displayed a gun. See A.R.S. § 13-2904(B) (disorderly conduct that 

involves recklessly displaying a gun is a felony). 

Attempting to evade arrest by flight. Plaintiff testified that he stopped in the 

entrance of the restaurant when he was told to “hold on,” he said “I gotta go,” and he took 

off running. Plaintiff ran away, attempting to evade arrest, regardless of whether Plaintiff 

heard subsequent orders to stop. Plaintiff’s conduct constituted active resistance. 

Immediate threat. At the time of the tasing, Plaintiff was potentially dangerous to 

Officer Carrillo or to others in the nearby motel because he may have been armed and his 

hands were not visible. While Plaintiff was running away, with his back toward Officer 

Carrillo, he was not an immediate threat to Officer Carrillo, but he could have turned in 

an instant. There were no other officers or bystanders in immediate danger. 

Warning. Officer Carrillo’s usual practice is to issue a Taser warning, but he does 

have an actual memory of whether he did or not. If he did issue the warning, he did not 

give Plaintiff much time to comply with orders to stop. 

Less intrusive alternatives. No less intrusive alternatives have been suggested, and 

none likely would have been safe and effective. Officer Carrillo deployed his Taser only 

once. He was not close enough to apply the Taser in drive-stun mode. 

Totality of the circumstances. Only 10 seconds passed between the time Officer 

Carrillo first saw Plaintiff and the time he deployed his Taser. He was forced to make a 

split-second decision to stop a fleeing, potentially dangerous suspect. 

A reasonable fact finder could conclude that Officer Carrillo’s use of a Taser in 

dart mode against Plaintiff was unreasonable and unconstitutionally excessive, but the 

law was not clearly established in 2012—and is not now—that a single tasing of a fleeing 

suspect, who reportedly was involved in a physical disturbance and may have displayed a 

gun, after ordering him to stop, violates the Fourth Amendment. Therefore, Officer 

Carrillo is entitled to qualified immunity on Plaintiff’s § 1983 claim for excessive force. 

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Defendants’ Motion for Summary Judgment will be granted regarding Plaintiff’s claim 

for use of unconstitutionally excessive force. 

C. Plaintiff’s State Law Claims Against Officer Carrillo for False 

Imprisonment/False Arrest, Malicious Prosecution, and Assault 

1. False Imprisonment/False Arrest and Malicious Prosecution 

Plaintiff concedes that probable cause for arrest is a complete defense to claims of 

false arrest and malicious prosecution. (Doc. 81 at 15.) See Beauregard v. Wingard, 362 

F.2d 901, 903 (9th Cir. 1966) (“where probable cause does exist[,] civil rights are not 

violated by an arrest even though innocence may subsequently be established”). “An 

officer has probable cause to make a warrantless arrest when the facts and circumstances 

within his knowledge are sufficient for a reasonably prudent person to believe that the 

suspect has committed a crime.” Rosenbaum v. Washoe Cnty., 663 F.3d 1071, 1076 (9th 

Cir. 2011). Probable cause analysis requires consideration of the facts known to the 

officer at the time of the arrest and the criminal statute to which those facts apply. Id. 

Under Arizona law, a person commits misdemeanor disorderly conduct by 

engaging in “fighting, violent or seriously disruptive behavior” or using “abusive or 

offensive language or gestures to any person present in a manner likely to provoke 

immediate physical retaliation by such person.” A.R.S. § 13-2904(A)(1), (3). Plaintiff 

contends that there was no evidence that Plaintiff was violent, fighting, or seriously 

disruptive. Plaintiff incorrectly describes the video surveillance as showing he “was 

peacefully eating breakfast until he got up to leave” and that the record shows only that 

he was joking with a fellow customer. In fact, the video surveillance shows Plaintiff 

gesturing and making comments to another customer across the room, walking over to 

the other customer’s table, and then standing close to the other customer making gestures 

until a third man separated them. It shows other groups of customers reacting to the 

commotion. Further, the recording of the 911 phone call demonstrates that people were 

talking loudly and/or shouting near the manager. 

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For the purpose of determining probable cause, however, the only relevant 

evidence is what Officer Carrillo was told and saw. The dispatcher said it was a high 

priority disturbance and becoming physical. The manager, a credible witness, identified 

Plaintiff as one of those involved in the disturbance. A reasonably prudent person 

knowing what Officer Carrillo knew would believe that Plaintiff had committed 

misdemeanor disorderly conduct. Officer Carrillo had probable cause to detain and 

subsequently arrest Plaintiff for misdemeanor disorderly conduct. As soon as Officer 

Carrillo obtained confirmation of an outstanding arrest warrant, he had additional 

probable cause to arrest Plaintiff. 

Therefore, Defendants’ Motion for Summary Judgment will be granted regarding 

Plaintiff’s claims for false imprisonment/false arrest and malicious prosecution. 

2. Assault 

Under Arizona law, a person is justified in using physical force against another in 

making an arrest or in preventing the escape of that other person after arrest or detention 

if the following conditions exist: 

1. A reasonable person would believe that such force is immediately 

necessary to effect the arrest or detention or prevent the escape. 

2. Such person makes known the purpose of the arrest or detention or 

believes that it is otherwise known or cannot reasonably be made known to 

the person to be arrested or detained. 

3. A reasonable person would believe the arrest or detention to be 

lawful. 

A.R.S. § 13-409; see State v. Fontes, 195 Ariz. 229, 232 ¶ 11, 986 P.2d 897, 900 (Ct. 

App. 1998) (officer can use physical force if a reasonable person would believe such 

force is immediately necessary to effect an arrest). Further, “[n]o person in this state 

shall be subject to civil liability for engaging in conduct otherwise justified pursuant to 

the provisions of this chapter.” A.R.S. § 13-413. 

First, Officer Carrillo had probable cause to detain Plaintiff for disorderly conduct, 

and a reasonable person would believe the detention to be lawful. Second, it would be 

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reasonable for Officer Carrillo to believe that Plaintiff knew the purpose of his detention 

because Plaintiff knew the police officers had been called to the restaurant because of the 

disturbance and he was standing near the manager when she identified Plaintiff as one of 

those causing the disturbance. Third, a reasonable person would believe that use of 

physical force would be necessary to effect the detention and prevent Plaintiff’s escape 

because he was running away from Officer Carrillo across an open parking lot toward a 

motel, and no other police officers were around to stop him. 

Therefore, under A.R.S. § 13-409, Officer Carrillo was justified in using physical 

force against Plaintiff. Defendants’ Motion for Summary Judgment will be granted 

regarding Plaintiff’s claim for assault. 

D. Punitive Damages 

Plaintiff concedes that punitive damages are generally not recoverable against a 

municipality under either § 1983 or Arizona law, and he does not contend that Officer 

Carrillo acted with evil motive or intent. Plaintiff asserts he can recover punitive 

damages against Officer Carrillo individually if he proves that Officer Carrillo acted with 

reckless and callous indifference, but he offers no evidence that Officer Carrillo acted 

with reckless and callous indifference. Even if a jury were to find Officer Carrillo 

misapprehended the threat to his safety and the safety of others and should not have 

deployed a Taser to stop Plaintiff from fleeing, there would be no basis for awarding 

punitive damages. 

IT IS THEREFORE ORDERED that Defendants’ Objections to Plaintiff’s 

Statement of Additional Facts (Doc. 93) are stricken as not authorized by the Federal 

Rules of Civil Procedure, the Local Rules, or court order. 

IT IS FURTHER ORDERED that Defendants City of Yuma and Officer Joseph 

Carrillo’s Motion for Summary Judgment (Doc. 71) is granted. 

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IT IS FURTHER ORDERED that the Clerk enter judgment against Plaintiff 

Gavino Esquivel on his complaint and in favor of Defendants City of Yuma and Joseph 

Carrillo, and that Plaintiff take nothing. 

IT IS FURTHER ORDERED vacating the April 27, 2016 Order setting a final 

pretrial conference, pretrial deadlines, and a jury trial (Doc. 98). 

The Clerk shall terminate this case. 

Dated this 29th day of April, 2016. 

Neil V. Wake

United States District Judge 

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