Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-5_07-cv-05248/USCOURTS-cand-5_07-cv-05248-9/pdf.json

Nature of Suit Code: 190
Nature of Suit: Other Contract Actions
Cause of Action: 28:1332 Diversity-Other Contract

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 1

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[APPEARANCES LISTED ON SIGNATURE PAGE] 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

APPLIED MATERIALS, INC., 

Plaintiff, 

v.

ADVANCED MICRO-FABRICATION 

EQUIPMENT (SHANGHAI) CO. LTD., 

ADVANCED MICRO-FABRICATION 

EQUIPMENT, INC. ASIA, and ADVANCED 

MICRO-FABRICATION EQUIPMENT, INC. 

Defendants.

Case No. C07 05248 JW (PVT) 

STIPULATED PROTECTIVE 

ORDER

1. PURPOSES AND LIMITATIONS

Disclosure and discovery activity in this action are likely to involve production of 

confidential, proprietary, or private information for which special protection from public 

disclosure and from use for any purpose other than prosecuting this litigation would be warranted. 

Accordingly, the parties hereby stipulate to and petition the court to enter the following Stipulated 

Protective Order. The parties acknowledge that this Order does not confer blanket protections on 

all disclosures or responses to discovery and that the protection it affords extends only to the 

limited information or items that are entitled under the applicable legal principles to treatment as 

confidential. The parties further acknowledge, as set forth in Section 10, below, that this 

Stipulated Protective Order creates no entitlement to file confidential information under seal; 

Civil Local Rule 79-5 sets forth the procedures that must be followed and reflects the standards 

that will be applied when a party seeks permission from the court to file material under seal. 

2. DEFINITIONS

AS MODIFIED BY THE COURT

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 2

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2.1 Party: any party to this action, including all of its officers, directors, employees, 

consultants, retained experts, and outside counsel (and their support staff). 

2.2 Disclosure or Discovery Material: all items or information, regardless of the medium 

or manner generated, stored, or maintained (including, among other things, testimony, transcripts, 

or tangible things) that are produced or generated in disclosures or responses to discovery in this 

matter. 

2.3 “Confidential” Information or Items: information (regardless of how generated, stored 

or maintained) or tangible things that qualify for protection under standards developed under Fed. 

R. Civ. P. 26(c). The parties contemplate that such information includes, without limitation, 

information that would cause competitive injury to a party if said information were made public 

or revealed to a competitor, such as trade secrets, technical data, confidential research, 

development and manufacturing information, and financial and marketing information relating to 

the parties’ respective products and technology. Confidential Information or Items shall not 

include information in the public domain and/or documents that have been submitted to any 

governmental entity without request for confidential treatment. 

2.4 “Highly Confidential – Attorneys’ Eyes Only” Information or Items: extremely 

sensitive “Confidential Information or Items” whose disclosure to another Party or nonparty 

would create a substantial risk of serious injury that could not be avoided by less restrictive 

means. 

2.5 Receiving Party: a Party that receives Disclosure or Discovery Material from a 

Producing Party. 

2.6 Producing Party: a Party or non-party that produces Disclosure or Discovery Material 

in this action. 

2.7. Designating Party: a Party or non-party that designates information or items that it 

produces in disclosures or in responses to discovery as “Confidential” or “Highly Confidential — 

Attorneys’ Eyes Only.” 

2.8 Protected Material: any Disclosure or Discovery Material that is designated as 

“Confidential” or as “Highly Confidential – Attorneys’ Eyes Only.” 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 3

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2.9. Outside Counsel: attorneys who are not employees of a Party but who are retained to 

represent or advise a Party in this action. 

2.10 House Counsel: attorneys who are employees of a Party. 

2.11 Counsel (without qualifier): Outside Counsel and House Counsel (as well as their 

support staffs). 

2.12 Expert: a person with specialized knowledge or experience in a matter pertinent to 

the litigation who has been retained by a Party or its counsel to serve as an expert witness or as a 

consultant in this action and who is not a past or a current employee of a Party or of a competitor 

of a Party’s and who, at the time of retention, is not anticipated to become an employee of a Party 

or a competitor of a Party’s. This definition includes a professional jury or trial consultant 

retained in connection with this litigation. 

2.13 Professional Vendors: persons or entities that provide litigation support services (e.g., 

photocopying; videotaping; translating; preparing exhibits or demonstrations; organizing, storing, 

retrieving data in any form or medium; etc.) and their employees and subcontractors. 

3. SCOPE

The protections conferred by this Stipulation and Order cover not only Protected Material 

(as defined above), but also any information copied or extracted therefrom, as well as all copies, 

excerpts, summaries, or compilations thereof, plus testimony, conversations, or presentations by 

parties or counsel to or in court or in other settings that might reveal Protected Material. 

4. DURATION

Even after the termination of this litigation, the confidentiality obligations imposed by this 

Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order 

otherwise directs. 

5. DESIGNATING PROTECTED MATERIAL

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 4

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5.1 Exercise of Restraint and Care in Designating Material for Protection. Each Party or 

non-party that designates information or items for protection under this Order must take care to 

limit any such designation to specific material that qualifies under the appropriate standards. A 

Designating Party must take care to designate for protection only those parts of material, 

documents, items, or oral or written communications that qualify – so that other portions of the 

material, documents, items, or communications for which protection is not warranted are not 

swept unjustifiably within the ambit of this Order. 

Mass, indiscriminate, or routinized designations are prohibited. Designations that are 

shown to be clearly unjustified, or that have been made for an improper purpose (e.g., to 

unnecessarily encumber or retard the case development process, or to impose unnecessary 

expenses and burdens on other parties), expose the Designating Party to sanctions.

If it comes to a Party’s or a non-party’s attention that information or items that it 

designated for protection do not qualify for protection at all, or do not qualify for the level of 

protection initially asserted, that Party or non-party must promptly notify all other parties that it is 

withdrawing the mistaken designation. 

5.2 Manner and Timing of Designations. Except as otherwise provided in this Order (see, 

e.g., second paragraph of section 5.2(a), below), or as otherwise stipulated or ordered, material 

that qualifies for protection under this Order must be clearly so designated before the material is 

disclosed or produced.

Designation in conformity with this Order requires: 

(a) for information in documentary form (apart from transcripts of depositions or 

other pretrial or trial proceedings), that the Producing Party affix the legend 

“CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” on 

each page that contains protected material. If only a portion or portions of the material on 

a page qualifies for protection, the Producing Party also must clearly identify the protected 

portion(s) (e.g., by making appropriate markings in the margins) and must specify, for 

each portion, the level of protection being asserted (either “CONFIDENTIAL” or 

“HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY”). 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 5

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A Party or non-party that makes original documents or materials available for 

inspection need not designate them for protection until after the inspecting Party has 

indicated which material it would like copied and produced. During the inspection and 

before the designation, all of the material made available for inspection shall be deemed 

“HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” After the inspecting Party 

has identified the documents it wants copied and produced, the Producing Party must 

determine which documents, or portions thereof, qualify for protection under this Order, 

then, before producing the specified documents, the Producing Party must affix the 

appropriate legend (“CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – 

ATTORNEYS’ EYES ONLY”) on each page that contains Protected Material. If only a 

portion or portions of the material on a page qualifies for protection, the Producing Party 

also must clearly identify the protected portion(s) (e.g., by making appropriate markings 

in the margins) and must specify, for each portion, the level of protection being asserted 

(either “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 

ONLY”).

(b) for testimony given in deposition or in other pretrial or trial proceedings, that 

the Party or non-party offering or sponsoring the testimony identify on the record, before 

the close of the deposition, hearing, or other proceeding, all protected testimony, and 

further specify any portions of the testimony that qualify as “HIGHLY CONFIDENTIAL 

– ATTORNEYS’ EYES ONLY.” When it is impractical to identify separately each 

portion of testimony that is entitled to protection, and when it appears that substantial 

portions of the testimony may qualify for protection, the Party or non-party that sponsors, 

offers, or gives the testimony may invoke on the record (before the deposition or 

proceeding is concluded) a right to have up to 30 days from receipt of the final transcript 

to identify the specific portions of the testimony as to which protection is sought and to 

specify the level of protection being asserted (“CONFIDENTIAL” or “HIGHLY 

CONFIDENTIAL – ATTORNEYS’ EYES ONLY”). Only those portions of the 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 6

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testimony that are appropriately designated for protection within the 30 days shall be 

covered by the provisions of this Stipulated Protective Order. 

Transcript pages containing Protected Material must be separately bound by the 

court reporter, who must affix to the top of each such page the legend “CONFIDENTIAL” 

or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” as instructed by the 

Party or nonparty offering or sponsoring the witness or presenting the testimony. 

(c) for information produced in some form other than documentary, and for any 

other tangible items, that the Producing Party affix in a prominent place on the exterior of 

the container or containers in which the information or item is stored the legend 

“CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” If 

only portions of the information or item warrant protection, the Producing Party, to the 

extent practicable, shall identify the protected portions, specifying whether they qualify as 

“Confidential” or as “Highly Confidential – Attorneys’ Eyes Only.”

5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to 

designate qualified information or items as “Confidential” or “Highly Confidential – Attorneys’ 

Eyes Only” does not, standing alone, waive the Designating Party’s right to secure protection 

under this Order for such material. If material is appropriately designated as “Confidential” or 

“Highly Confidential – Attorneys’ Eyes Only” after the material was initially produced, the 

Receiving Party, on timely notification of the designation, must make reasonable efforts to assure 

that the material is treated in accordance with the provisions of this Order. 

5.4 Designations for Pretrial Only. The designations made under this protective order and 

the legends used to make those designations are for pretrial purposes only. The failure to 

challenge a designation or the submission of a designated document to the Court shall not be held 

to be an admission that a designated document or thing is or was confidential. 

6. CHALLENGING CONFIDENTIALITY DESIGNATIONS

6.1 Timing of Challenges. Unless a prompt challenge to a Designating Party’s 

confidentiality designation is necessary to avoid foreseeable substantial unfairness, unnecessary 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 7

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economic burdens, or a later significant disruption or delay of the litigation, a Party does not 

waive its right to challenge a confidentiality designation by electing not to mount a challenge 

promptly after the original designation is disclosed.

6.2 Meet and Confer. A Party that elects to initiate a challenge to a Designating Party’s 

confidentiality designation must do so in good faith and must begin the process by conferring 

directly (in voice to voice dialogue; other forms of communication are not sufficient) with 

counsel for the Designating Party. Upon request, Designating Parties are obligated to meet and 

confer within a reasonable amount of time. In conferring, the challenging Party must explain the 

basis for its belief that the confidentiality designation was not proper and must give the 

Designating Party an opportunity to review the designated material, to reconsider the 

circumstances, and, if no change in designation is offered, to explain the basis for the chosen 

designation. A challenging Party may proceed to the next stage of the challenge process only if it 

has engaged in this meet and confer process first.

6.3 Judicial Intervention. A Party that elects to press a challenge to a confidentiality 

designation after considering the justification offered by the Designating Party may file and serve 

a motion under Civil Local Rule 7 (and in compliance with Civil Local Rule 79-5, if applicable) 

that identifies the challenged material and sets forth in detail the basis for the challenge. Each 

such motion must be accompanied by a competent declaration that affirms that the movant has 

complied with the meet and confer requirements imposed in the preceding paragraph and that sets 

forth with specificity the justification for the confidentiality designation that was given by the 

Designating Party in the meet and confer dialogue.

The burden of persuasion in any such challenge proceeding shall be on the Designating 

Party. Until the court rules on the challenge, all parties shall continue to afford the material in 

question the level of protection to which it is entitled under the Producing Party’s designation.

7. ACCESS TO AND USE OF PROTECTED MATERIAL

7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or 

produced by another Party or by a non-party in connection with this case only for prosecuting, 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 8

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defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to 

the categories of persons and under the conditions described in this Order. When the litigation has 

been terminated, a Receiving Party must comply with the provisions of section 12, below (FINAL 

DISPOSITION). Protected Material must be stored and maintained by a Receiving Party at a 

location and in a secure manner that ensures that access is limited to the persons authorized under 

this Order.

The restrictions on the use or disclosure of Confidential Information established by this 

Protective Order apply only to a party receiving such information from another party or a non-party. 

A party is free to use its own information as it pleases. Furthermore, nothing in this Protective 

Order shall prohibit the use or disclosure of any Confidential Information otherwise subject to this 

Protective Order for any purpose if the party who designated such information as 

“CONFIDENTIAL,” or “ATTORNEYS’ EYES ONLY,” consents to such use or disclosure. 

Nothing in this Protective Order shall prevent or otherwise restrict outside counsel from 

rendering advice to their respective clients and, in the course thereof, relying generally on 

Confidential Information; provided, however, that in rendering such advice counsel shall not 

disclose, reveal or describe any such materials except insofar as may be permitted under the terms 

of this Order. 

Nothing in this Protective Order shall prohibit the disclosure of Confidential Information 

contained in a document to the author or a recipient of the Confidential Information. 

7.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise ordered by 

the court or permitted in writing by the Designating Party, a Receiving Party may disclose any 

information or item designated CONFIDENTIAL only to: 

(a) the Receiving Party’s Outside Counsel of record in this action, as well as 

supporting personnel employed or retained by said Counsel to whom it is reasonably 

necessary to disclose the information for this litigation, such as paralegals, translators, 

secretaries, clerks, stenographers or videographers, document copying or scanning 

services, data entry or data processing staff, graphics or design services retained by 

counsel for purposes of preparing demonstrative or other exhibits for deposition, trial, or 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 9

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other court proceedings, and non-technical jury or trial consulting services, including 

mock jurors, retained by counsel; 

(b) ten designated officers and employees of plaintiff and ten designated officers 

and employees of defendants, which may include House Counsel, and their respective 

secretarial and clerical personnel, to whom disclosure is reasonably necessary for 

purposes of this litigation and who have signed the “Agreement to Be Bound by 

Protective Order” (Exhibit A); 

(c) Experts (as defined in this Order) and their supporting personnel (1) to whom 

disclosure is reasonably necessary for this litigation, (2) who have signed the “Agreement 

to Be Bound by Protective Order” (Exhibit A), and (3) as to whom the procedures set 

forth in paragraph 7.4, below, have been followed; 

(d) the Court and its personnel; 

(e) court reporters, their staffs, and Professional Vendors to whom disclosure is 

reasonably necessary for this litigation; and 

(f) the author or a recipient of the document. 

7.3 Disclosure of “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” 

Information or Items. Unless otherwise ordered by the court or permitted in writing by the 

Designating Party, a Receiving Party may disclose any information or item designated “HIGHLY 

CONFIDENTIAL – ATTORNEYS’ EYES ONLY” only to: 

(a) the Receiving Party’s Outside Counsel of record in this action, as well as 

supporting personnel employed or retained by said Counsel to whom it is reasonably 

necessary to disclose the information for this litigation, such as paralegals, translators, 

secretaries, clerks, stenographers or videographers, document copying or scanning 

services, data entry or data processing staff, graphics or design services retained by 

counsel for purposes of preparing demonstrative or other exhibits for deposition, trial, or 

other court proceedings, and non-technical jury or trial consulting services, including 

mock jurors, retained by counsel

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 10

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(b) Experts (as defined in this Order) and their supporting personnel (1) to whom 

disclosure is reasonably necessary for this litigation, (2) who have signed the “Agreement 

to Be Bound by Protective Order” (Exhibit A), and (3) as to whom the procedures set 

forth in paragraph 7.4, below, have been followed;

(c) the Court and its personnel;

(d) court reporters, their staffs, and Professional Vendors to whom disclosure is 

reasonably necessary for this litigation; and

(e) the author or a recipient of the document. 

7.4 Procedures for Approving Disclosure of “HIGHLY CONFIDENTIAL –

ATTORNEYS’ EYES ONLY” Information or Items to “Experts”

(a) Unless otherwise ordered by the court or agreed in writing by the Designating 

Party, a Party that seeks to disclose to an “Expert” (as defined in this Order) any 

information or item that has been designated “HIGHLY CONFIDENTIAL – 

ATTORNEYS’ EYES ONLY” first must make a written request to the Designating Party 

that (1) sets forth the full name of the Expert and the city and state of his or her primary 

residence, (2) attaches a copy of the Expert’s current resume or curriculum vitae, (3) 

identifies the Expert’s current employer(s), (4) identifies each person or entity from whom 

the Expert has received compensation for work in his or her areas of expertise or to whom 

the expert has provided professional services at any time during the preceding five years, 

and (5) identifies (by name and number of the case, filing date, and location of court) any 

litigation in connection with which the Expert has provided any professional services 

during the preceding five years. 

(b) A Party that makes a request and provides the information specified in the 

preceding paragraph may disclose the subject Protected Material to the identified Expert 

unless, within seven court days of delivering the request, the Party receives a written 

objection from the Designating Party. Any such objection must set forth in detail the 

grounds on which it is based.

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(c) A Party that receives a timely written objection must meet and confer with the 

Designating Party (through direct voice to voice dialogue) to try to resolve the matter by 

agreement. Upon request, Designating Parties are obligated to meet and confer within a 

reasonable amount of time. If no agreement is reached, the Party seeking to make the 

disclosure to the Expert may file a motion as provided in Civil Local Rule 7 (and in 

compliance with Civil Local Rule 79-5, if applicable) seeking permission from the court 

to do so. In any such proceeding the Party opposing disclosure to the Expert shall bear the 

burden of proving that the risk of harm that the disclosure would entail (under the 

safeguards proposed) outweighs the Receiving Party’s need to disclose the Protected 

Material to its Expert. 

8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER 

LITIGATION.

If a Receiving Party is served with a subpoena or an order issued in other litigation that 

would compel disclosure of any information or items designated in this action as 

“CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” the 

Receiving Party must so notify the Designating Party, in writing (by fax, if possible) immediately 

and in no event more than five court days after receiving the subpoena or order. Such notification 

must include a copy of the subpoena or court order.

The Receiving Party also must immediately inform in writing the Party who caused the 

subpoena or order to issue in the other litigation that some or all the material covered by the 

subpoena or order is the subject of this Protective Order. In addition, the Receiving Party must 

deliver a copy of this Stipulated Protective Order promptly to the Party in the other action that 

caused the subpoena or order to issue.

The purpose of imposing these duties is to alert the interested parties to the existence of 

this Protective Order and to afford the Designating Party in this case an opportunity to try to 

protect its confidentiality interests in the court from which the subpoena or order issued. The 

Designating Party shall bear the burdens and the expenses of seeking protection in that court of its 

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confidential material – and nothing in these provisions should be construed as authorizing or 

encouraging a Receiving Party in this action to disobey a lawful directive from another court. 

9. LIMITATIONS ON USE OF PROTECTED MATERIAL

If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected 

Material to any person or in any circumstance not authorized under this Stipulated Protective 

Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the 

unauthorized disclosures, (b) use its best efforts to retrieve all copies of the Protected Material, (c) 

inform the person or persons to whom unauthorized disclosures were made of all the terms of this 

Order, and (d) request such person or persons to execute the “Acknowledgment and Agreement to 

Be Bound” that is attached hereto as Exhibit A. 

Except as may be otherwise ordered by the Court, any person may be examined as a witness 

at depositions and trial in this action and may testify concerning all Confidential Information of 

which such person has prior knowledge. Without in any way limiting the generality of the 

foregoing: 

(a) A present director, officer, employee or agent of a producing party, or a person 

offered as a Rule 30(b)(6) deponent of a producing party may be examined and 

may testify concerning all Confidential Information which has been produced by 

that party; 

(b) Other non-parties may be examined or testify concerning any document 

containing Confidential Information of a producing party which appears on its 

face or from other documents or testimony to have been received from or 

communicated to the non-party as a result of any contact or relationship with the 

producing party or a representative of the producing party; 

(c) If a party wishes to use the other party’s Confidential Information at the 

deposition of a witness who is not otherwise entitled to have access to such 

information under this Order, such party shall obtain the consent of the producing 

party in advance, and the failure to obtain such consent shall not be used by the 

examining attorney as grounds for delaying the deposition or progress of the 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 13

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deposition unless all parties attending the deposition consent; 

(d) Where Confidential Material may be used at a deposition or revealed or referred 

to in a question at a deposition, the producing party may request that any person 

other than the witness, his or her attorney(s), or any person qualified to receive 

Confidential Information under this Order shall be excluded from the portion of 

the examination concerning such information. If the witness is represented by an 

attorney who is not qualified under this Order to receive such information, then 

prior to the examination, the producing party may require the attorney to provide 

a signed statement, substantially in the form of Appendix A hereto, that he or she 

will comply with the terms of this Order and maintain the confidentiality of 

Confidential Information disclosed during the course of the examination. 

Absent agreement of the parties in writing, no copy of any deposition which is designated, 

in part or whole, as “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” shall be furnished by 

the court reporter to any person not authorized to receive such information under this Protective 

Order, except that a transcript may be furnished to counsel for a non-party, if the furnished 

transcript is of the non-party’s own deposition.

Nothing in this Order shall prohibit the transmission or communication of Confidential 

Information between or among qualified recipients 

a) by hand-delivery; 

b) in sealed envelopes or containers via mail or an established freight, delivery or 

messenger service; or 

c) by telephone, facsimile, e-mail or other electronic transmission system; where, 

under the circumstances, there is reasonable likelihood that the transmission will 

not be intercepted or misused by any person who is not a qualified recipient. 

10. FILING PROTECTED MATERIAL. Without written permission from the Designating Party 

or a court order secured after appropriate notice to all interested persons, a Party may not file in 

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the public record in this action any Protected Material. A Party that seeks to file under seal any 

Protected Material must comply with Civil Local Rule 79-5. 

11. NONPARTY USE OF THIS PROTECTIVE ORDER

A nonparty producing information or material voluntarily or pursuant to a subpoena or a 

court order may designate such material or information as “CONFIDENTIAL” or 

“ATTORNEYS’ EYES ONLY” pursuant to the terms of this Protective Order. 

A nonparty’s use of this Protective Order to protect its Confidential Information does not 

entitle that nonparty access to Confidential Information produced by any party in this case. 

12. FINAL DISPOSITION. Unless otherwise ordered or agreed in writing by the Producing 

Party, within sixty days after the final termination of this action, each Receiving Party must return 

all Protected Material to the Producing Party. As used in this subdivision, “all Protected Material” 

includes all copies, abstracts, compilations, summaries or any other form of reproducing or 

capturing any of the Protected Material. With permission in writing from the Designating Party, 

the Receiving Party may destroy some or all of the Protected Material instead of returning it. 

Whether the Protected Material is returned or destroyed, the Receiving Party must submit a 

written certification to the Producing Party (and, if not the same person or entity, to the 

Designating Party) by the sixty day deadline that identifies (by category, where appropriate) all 

the Protected Material that was returned or destroyed and that affirms that the Receiving Party has 

not retained any copies, abstracts, compilations, summaries or other forms of reproducing or 

capturing any of the Protected Material. Notwithstanding this provision, Counsel are entitled to 

retain an archival copy of all pleadings, motion papers, transcripts, legal memoranda, 

correspondence or attorney work product, even if such materials contain Protected Material. Any 

such archival copies that contain or constitute Protected Material remain subject to this Protective 

Order as set forth in Section 4 (DURATION), above. 

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13. PRIVILEGED INFORMATION. Nothing in this Order shall require disclosure of material that 

a party contends is protected from disclosure by the attorney-client privilege or work product 

doctrine or any other applicable privilege. Any party may move the Court for an Order directing 

the disclosure of such material as appropriate. 

Inadvertent or unintentional production or disclosure of documents (including physical 

objects) or information protected by the attorney-client privilege, the work product doctrine or 

any other applicable privilege shall not constitute a waiver of, nor a prejudice to, such privilege or 

protection, provided that, as soon as reasonably possible after the producing party becomes aware 

of any inadvertent or unintentional production or disclosure, the producing party designates any 

such documents as within the attorney-client privilege or work product doctrine or other applicable 

privilege and requests return of such documents to the producing party. Upon such a request by the 

producing party, the receiving party immediately shall return all copies of such inadvertently or 

unintentionally produced document(s). Nothing herein shall prevent the receiving party from 

challenging the propriety of the attorney-client privilege or work product doctrine or other 

applicable privilege designation by making an appropriate motion to the Court. The receiving party 

may not retain any inadvertently produced documents pending the Court's resolution of such a 

motion.

14. DISCOVERY RULES REMAIN UNCHANGED. Nothing herein shall alter or change in any 

way the discovery provisions of the Federal Rules of Civil Procedure or the Local Rules for the 

United States District Court for the Northern District of California. 

15. PROSECUTION BAR. Any person receiving information designated as “CONFIDENTIAL” 

or “ATTORNEYS’ EYES ONLY” shall not prepare or prosecute any patent application on behalf 

of any party to this action concerning any technology related to any apparatus for depositing 

material onto the surface of a substrate such as a semiconductor wafer (“CVD tools”) or any 

apparatus for removing material from a substrate such as a semiconductor wafer (“etch tools”), 

from the time of receipt of such information through and including one (1) year following the 

See Hartford Fire Ins. Co. v. Garvey, 109 F.R.D. 323, 331-32 (N.D.Cal. 1985).

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termination of this litigation. This paragraph shall not be construed, however, to prevent such 

persons from generally discussing patents or applications concerning any technology related to 

either CVD and/or etch tools with other persons engaged in the prosecution or preparation of new 

patent applications relating to such technology, provided that no information designated as 

“CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” may be directly or indirectly disclosed to 

such other persons. 

16. MISCELLANEOUS

16.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek 

its modification by the Court in the future. 

16.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order 

no Party waives any right it otherwise would have to object to disclosing or producing any 

information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no 

Party waives any right to object on any ground to use in evidence of any of the material covered 

by this Protective Order. 

16.3 Trade Secret Disclosure. The parties presently disagree how the confidentiality of 

the Trade Secret List in this case is to be governed, and the matter is the subject of a pending 

motion. The confidentiality of the Trade Secrets List shall be governed as the Court shall 

specifically direct. 

/////

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 17

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IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 

Dated: December 21, 2007 

By: _/s/ Thomas F. Fitzpatrick ____ 

Thomas F. Fitzpatrick 

tfitzpatrick@goodwinprocter.com 

GOODWIN PROCTER LLP 

181 Lytton Avenue 

Palo Alto, CA 94301 

Tel.: 650-752-3144 

Fax: 650-853-1038 

John C. Englander (pro hac vice)

jenglander@goodwinprocter.com 

Douglas C. Doskocil (pro hac vice)

ddoskocil@goodwinprocter.com 

Michael G. Strapp (pro hac vice)

mstrapp@goodwinprocter.com 

GOODWIN PROCTER LLP 

53 State Street 

Boston, Massachusetts 02109 

Tel.: 617.570.1000 

Fax: 617.523.1231 

Greg H. Gardella 

gardella@fr.com 

FISH & RICHARDSON P.C. 

60 South Sixth Street 

3300 Dain Rauscher Plaza 

Minneapolis, MN 55402 

Tel.: 612-335-5070 

Fax: 612-288-9696 

Attorneys for Plaintiff 

APPLIED MATERIALS, INC. 

Dated: December 21, 2007 

By: _/s/ Marc David Peters__________ 

Harold McElhinny 

MORRISON & FOERSTER LLP 

425 Market Street 

San Francisco, California 94105-2482 

Tel: 415-268-7000 

Fax: 415-268-7522 

Marc David Peters 

755 Page Mill Road 

Palo Alto, California 94304-1018 

Tel: 650-813-5600 

Fax: 650-494-0792 

Attorneys for Defendants 

AMEC INC. ET AL. 

PURSUANT TO STIPULATION, IT IS SO ORDERED. 

Dated: ________________ , 2007 _________________________

PATRICIA V. TRUMBULL 

United States Magistrate Judge 

Northern District of California 

4/9 X

8

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 18

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GENERAL ORDER 45 ATTESTATION 

I, Marc Peters, am the ECF User whose ID and password are being used to file the 

Stipulated Protective Order. In compliance with General Order 45, X.B., I hereby attest that 

Thomas Fitzpatrick has concurred in this filing.

 /s/ Marc David Peters 

 Marc David Peters 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 19

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EXHIBIT A 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

APPLIED MATERIALS, INC., 

Plaintiff, 

v.

ADVANCED MICRO-FABRICATION 

EQUIPMENT (SHANGHAI) CO., LTD., 

ADVANCED MICRO-FABRICATION 

EQUIPMENT, INC., ASIA, ADVANCED 

MICRO-FABRICATION EQUIPMENT, INC. 

Defendants.

Case No. C07 05248 JW (PVT) 

ACKNOWLEDGMENT AND 

AGREEMENT TO BE BOUND 

I, ________________ state: 

1) I reside at ______________. 

2) My present employer is ______________. 

3) My present occupation or job description is _______________.

4) I have read the Protective Order in this action dated ____________, 2007, and 

understand its provisions. As a condition precedent to receiving any Confidential Information, as 

defined in the Protective Order, I agree to abide by all provisions of the Protective Order and to 

subject myself to the personal jurisdiction of the United States District Court for the Northern 

District of California with respect to the enforcement of the provisions of the Protective Order. 

I understand that I am obligated, under the Protective Order, to hold in confidence and not 

disclose any Confidential Information except as permitted by the Protective Order. 

5) I understand that I am to retain all copies of any documents designated as 

“CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” information in a secure manner, and that 

all copies are to remain in my personal custody until I have completed my assigned duties, 

whereupon the copies and any writings prepared by me containing any “CONFIDENTIAL” or 

“ATTORNEYS’ EYES ONLY” information are to be returned to counsel who provided me with 

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STIPULATED PROTECTIVE ORDER – C07 05248 JW (PVT) 20

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such material. 

6) I will not divulge to persons other than those specifically authorized by said Order, 

and will not copy or use except solely for the purpose of this action, any information obtained 

pursuant to said Order, except as provided in said Order. I also agree to notify any secretarial, 

clerical or supporting personnel who are required to assist me of the terms of said Order and to take 

steps to ensure their compliance with the terms of the Order. 

7) I understand that if I violate the provisions of the Protective Order, I will be in 

violation of a Court order and subject to sanctions or other remedies that may be imposed by the 

Court and potentially liable in a civil action for damages. 

8) I declare under penalty of perjury under the laws of the United States of America 

that the foregoing is true and correct. 

Executed on ____________________, 2007 __________________________________ 

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