Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_14-cv-00122/USCOURTS-cand-3_14-cv-00122-7/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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United States District Court

For the Northern District of California

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IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE

COMMISSION,

Plaintiff,

 v.

 STEVEN NEIL,

Defendant. /

No. C 14-00122 WHA

NOTICE

The parties’ proposed settlement and final judgment is approved, subject to one

modification. Section X will be modified to clarify that the Court shall retain jurisdiction of this

matter for the purposes of enforcing the terms of this Final Judgment for five years. If either

party objects to this modification, they must submit their objection by FIVE P.M. ON FEBRUARY

2, 2015.

Dated: January 30, 2015. WILLIAM ALSUP

UNITED STATES DISTRICT JUDGE

Case 3:14-cv-00122-WHA Document 64 Filed 01/30/15 Page 1 of 1