Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-4_02-cv-01486/USCOURTS-cand-4_02-cv-01486-31/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

---

STIP. AND [PROPOSED] ORDER REGARDING: 

REVISED CLASS NOTICE AND PUBLICATION OF CLASS NOTICE 

Master File No. C-02-1486 CW (EDL) 

sf-2161197

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

[Counsel Listed on Signature Pages] 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

OAKLAND DIVISION 

In re JDS UNIPHASE CORPORATION 

SECURITIES LITIGATION 

This Document Relates To: 

 ALL ACTIONS 

 Master File No. C-02-1486 CW (EDL) 

STIPULATION AND ORDER 

REGARDING: REVISED CLASS NOTICE 

AND PUBLICATION OF CLASS NOTICE

Case 4:02-cv-01486-CW Document 554 Filed 08/01/06 Page 1 of 6
STIP. AND [PROPOSED] ORDER REGARDING: 

REVISED CLASS NOTICE AND PUBLICATION OF CLASS NOTICE 

No. C-02-1486 CW (EDL) 

sf-2161197

2

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

WHEREAS, on April 6, 2006, the Court issued an Order Granting Lead Plaintiff’s 

Motion for Approval of Class Notice that attached an approved form of class notice and 

established a schedule for disseminating class notice; 

WHEREAS, the parties agreed to modify the approved form of class notice to also 

refer to shares of JDS Uniphase Canada Ltd.; 

WHEREAS, the parties agreed that the modified class notice must be disseminated in a 

manner sufficient to reach purchasers of shares of JDS Uniphase Canada Ltd; 

WHEREAS, the parties have agreed upon a revised class notice, which is attached 

hereto as Exhibit A; 

WHEREAS, the parties have agreed upon a revised summary class notice, which is 

attached hereto as Exhibit B; 

WHEREAS, the Court has not yet approved Exhibits A and B; 

WHEREAS, Exhibits A and B must be translated into French before class notice can 

be disseminated; and 

WHEREAS, the parties have agreed upon a plan for translating and disseminating class 

notice, provided the Court approves Exhibits A and B; 

IT IS HEREBY STIPULATED by and between the parties, through their counsel of 

record, that: 

1. Exhibit A should be the class notice mailed to class members. 

2. Exhibit B should be the summary class notice published in newspapers. 

3. Upon entry of the following proposed order, Lead Plaintiff shall translate 

Exhibits A and B into French. 

4. Once Lead Plaintiff has translated Exhibits A and B into French, Lead Plaintiff 

shall provide defendants with copies of the French versions of Exhibits A and B, and 

all parties shall work together to confirm that Exhibits A and B have been translated 

accurately. 

Case 4:02-cv-01486-CW Document 554 Filed 08/01/06 Page 2 of 6
STIP. AND [PROPOSED] ORDER REGARDING: 

REVISED CLASS NOTICE AND PUBLICATION OF CLASS NOTICE 

No. C-02-1486 CW (EDL) 

sf-2161197

3

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

5. When all parties have confirmed that Exhibits A and B have been translated 

accurately into French, the parties shall inform the Court of this fact by joint letter. 

6. Within 20 days from the date of the letter mentioned in Item 5, above, Lead 

Plaintiff or its designee shall mail a copy of Exhibit A: 

 a. In English and French to all Canadian resident shareholders of JDS 

Uniphase Corporation (“JDSU”) or JDS Uniphase Canada Ltd. (“JDS Canada”) 

identified on the JDSU and JDS Canada shareholder lists previously furnished to Lead 

Plaintiff by JDSU; and 

 b. In English to all other shareholders of JDSU or JDS Canada identified 

on the JDSU and JDS Canada shareholder lists previously furnished to Lead Plaintiff 

by JDSU. 

7. Within 27 days from the date of the letter mentioned in Item 5, above, Lead 

Plaintiff or its designee shall: 

 a. Publish Exhibit B once in English in each of the following newspapers: 

the national edition of The Wall Street Journal (United States), The Globe & Mail

(Canada), the National Post (Canada), and The Gazette (Canada); 

 b. Publish Exhibit B once in French in La Presse (Canada); and 

 c. Post copies of Exhibits A and B (in English and French) on the website 

identified in Section 22 of Exhibit A. 

8. Lead Plaintiff or its designee shall insure that queries about this lawsuit can be 

answered in English or French. 

9. Lead Plaintiff or its designee will provide copies of Exhibits A or B (in English 

or French) to anyone who requests them. 

10. In the event that any dispute arises with respect to the matters addressed in this 

stipulation and proposed order, the parties shall stipulate to a schedule for resolving 

any such dispute promptly. 

Case 4:02-cv-01486-CW Document 554 Filed 08/01/06 Page 3 of 6
STIP. AND [PROPOSED] ORDER REGARDING: 

REVISED CLASS NOTICE AND PUBLICATION OF CLASS NOTICE 

No. C-02-1486 CW (EDL) 

sf-2161197

4

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

Dated: July 21, 2006 

JORDAN ETH 

TERRI GARLAND 

PHILIP T. BESIROF 

MORRISON & FOERSTER LLP 

425 Market Street 

San Francisco, CA 94105-2482 

Telephone: (415) 268-7000 

Facsimile: (415) 268-7522 

By: /s/ Jordon Eth 

 Jordan Eth 

 Attorneys for Defendants 

 JDS Uniphase Corporation, 

 Charles J. Abbe, Jozef Straus, and Anthony 

 Muller 

Dated: July 21, 2006 

MICHAEL J. SHEPARD 

HOWARD S. CARO 

HELLER EHRMAN WHITE & 

 McAULIFFE LLP 

333 Bush Street 

San Francisco, California 94104-2878 

MICHAEL L. CHARLSON 

HELLER EHRMAN WHITE & 

 McAULIFFE LLP 

275 Middlefield Road 

Menlo Park, California 94025-3506 

By: /s/ Howard S. Caro 

 Howard S. Caro 

 Attorneys for Defendant 

 KEVIN KALKHOVEN 

Case 4:02-cv-01486-CW Document 554 Filed 08/01/06 Page 4 of 6
STIP. AND [PROPOSED] ORDER REGARDING: 

REVISED CLASS NOTICE AND PUBLICATION OF CLASS NOTICE 

No. C-02-1486 CW (EDL) 

sf-2161197

5

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

Dated: July 21, 2006 

JOSEPH T. TABACCO, JR. 

CHRISTOPHER T. HEFFELFINGER 

BERMAN DeVALERIO PEASE 

 TABACCO BURT & PUCILLO 

425 California Street 

San Francisco, CA 94104-2205 

Telephone: (415) 433-3200 

Facsimile: (415) 433-6382 

BARBARA J. HART 

JONATHAN M. PLASSE 

ANTHONY HARWOOD 

MICHAEL W. STOCKER 

JON ADAMS 

LABATON SUCHAROW & 

 RUDOFF LLP 

100 Park Avenue 

New York, NY 10017-5563 

Telephone: (212) 907-0700 

Facsimile: (212) 818-0477 

By: /s/ Anthony Harwood 

 Anthony Harwood 

 Counsel for Lead Plaintiff 

 Connecticut Retirement Plans 

 and Trust Funds 

PURSUANT TO STIPULATION, IT IS SO ORDERED. 

Dated: August 1, 2006 /s/ CLAUDIA WILKEN 

 

 HONORABLE CLAUDIA WILKEN 

 United States District Judge 

Case 4:02-cv-01486-CW Document 554 Filed 08/01/06 Page 5 of 6
STIP. AND [PROPOSED] ORDER REGARDING: 

REVISED CLASS NOTICE AND PUBLICATION OF CLASS NOTICE 

No. C-02-1486 CW (EDL) 

sf-2161197

6

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 

26 

27 

28 

I, Anthony Harwood, am the ECF User whose ID and password are being used to file 

this Stipulation and [Proposed] Order Regarding: Revised Class Notice and Publication of 

Class Notice. In compliance with General Order 45, X.B., I hereby attest that Jordon Eth, 

attorney for Defendants, JDS Uniphase Corporation, Charles J. Abbe, Jozef Straus, and 

Anthony R. Muller, and Howard Caro, attorney for Kevin Kalkhoven, have concurred in this 

filing. 

Dated: July 21, 2006 LABATON, SUCHAROW & RUDOLF LLP 

 By: /s/ Anthony Harwood 

 Anthony Harwood 

 Counsel for Lead Plaintiff 

 Connecticut Retirement Plans 

 and Trust Funds 

Case 4:02-cv-01486-CW Document 554 Filed 08/01/06 Page 6 of 6