Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-98/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER DIRECTING WELLS FARGO TO PRODUCE DOCUMENTS AND INFORMATION RE WISEMAN/JOINER

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP

JAMIE L. DUPREE (158105) 

JAIME G. TOUCHSTONE (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jtouchstone@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

 v. 

ANTHONY VASSALLO, et al., 

Defendants. 

Case No. CV 09-000665 LKK-DAD

ORDER DIRECTING WELLS FARGO 

BANK TO PRODUCE DOCUMENTS 

AND INFORMATION TO RECEIVER 

CONCERNING WISEMAN/JOINER 

SUBFUND ACCOUNTS 

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”) and on July 31, 2009, the Court filed an Order permanently 

appointing Receiver. Pursuant to the OAR, for good cause shown, and in order to empower and 

authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

EIMT transferred investor funds to various subfunds and various subfunds transferred 

funds to EIMT. To date, Receiver has identified in excess of thirty subfunds, five of which are 

Apex Financial Development, LLC, BV Skyline Corporation, LCJ Financial, LLC, AG Capital 

Management and LBN Partners, Inc. Receiver’s investigation has revealed that David L. Joiner and 

Lucas D. Wiseman (“Wiseman/Joiner”) were the directors and/or officers and/or fund managers for 

Case 2:09-cv-00665-JAM-KJN Document 401 Filed 03/11/11 Page 1 of 2
[PROPOSED] ORDER DIRECTING WELLS FARGO TO PRODUCE DOCUMENTS AND INFORMATION RE WISEMAN/JOINER

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

all five subfunds. Defendant Anthony Vassallo was also a director, officer and/or managing 

member of AG Capital Management, Apex Financial Development, LLC and LCJ Financial, LLC. 

In or around September 2006, Wiseman/Joiner, along with Andra Wiseman began investing 

in EIMT and EIMT began transferring money to/from Apex Financial Development, LLC, BV 

Skyline Corporation, LCJ Financial, LLC, AG Capital Management and LBN Partners, Inc. 

(“Wiseman/Joiner Subfunds”). Receiver has determined that in excess of $2.2 million was 

contributed to EIMT by the Wiseman/Joiner Subfunds. In return, the Wiseman/Joiner Subfunds 

and/or their investors, received in excess of $5 million, representing at least $2.8 million more than 

was originally deposited with EIMT.

To further assist Receiver’s investigation in tracing the EIMT funds transferred to/from 

the Wiseman/Joiner Subfunds, the Court directs Wells Fargo Bank to provide information and 

documentation for accounts held by David L. Joiner, Lucas D. Wiseman, Apex Financial 

Development, LLC, BV Skyline Corporation, LCJ Financial, LLC, AG Capital Management , Inc. 

and LBN Partners, Inc., or for which David L. Joiner and/or Lucas D. Wiseman had signing authority 

from September 2006 through the present, including, but not limited to Account Numbers XXXXXX1011, XXX-XXX3611 and XXX-XXX1342. Such information and documentation should 

include, but is not limited to statements and other documentation reflecting receipts by and 

disbursements from such accounts, account numbers and account holder information. 

Wells Fargo Bank is hereby prohibited from notifying account holder(s), including, but 

not limited to David L. Joiner and Lucas D. Wiseman, of this Order and is directed to cooperate 

fully with Receiver in his investigation and inquiries on behalf of this Court. 

IT IS SO ORDERED.

Dated: March 11, 2011 

Case 2:09-cv-00665-JAM-KJN Document 401 Filed 03/11/11 Page 2 of 2