Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-5_07-cv-02214/USCOURTS-cand-5_07-cv-02214-2/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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Case No. C-07-2214 (JF) 

JOINT STIPULATION 

SFCA_889105.1 

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FOLEY & LARDNER LLP 

ONE MARITIME PLAZA, SIXTH FLOOR 

SAN FRANCISCO, CA 94111 

TELEPHONE: 415.434.4484 

FACSIMILE: 415.434.4507 

THOMAS F. CARLUCCI, BAR NO. 135767 

tcarlucci@foley.com 

ERIN J. HOLLAND, BAR NO. 233305 

eholland@foley.com 

FOLEY & LARDNER LLP 

555 SOUTH FLOWER STREET, SUITE 3500 

LOS ANGELES, CA 90071 

TELEPHONE: 213.972.4500 

FACSIMILE: 213.486.0065 

PAMELA L. JOHNSTON, BAR NO. 132558 

pjohnston@foley.com 

Attorneys for Non-Party Wendy Howell 

MILES EHRLICH (BAR NO. 237954) 

miles@ramsey-ehrlich.com 

ISMAIL RAMSEY (BAR NO. 189820) 

izzy@ramsey-ehrlich.com 

RAMSEY & EHRLICH LLP 

803 Hearst Avenue 

Berkeley, CA 94710 

(510) 548-3600 (Tel) 

(510) 291-3060 (Fax) 

Attorneys for Defendant Nancy R. Heinen 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff, 

vs. 

NANCY R. HEINEN, 

Defendant. 

Case No.: C-07-2214(JF) 

JOINT STIPULATION REGARDING 

NON-PARTY WENDY HOWELL’S 

MOTION TO QUASH; [PROPOSED] 

ORDER 

Magistrate Judge Howard R. Lloyd 

Date: January 15, 2008 

Time: 10:00 a.m. 

Dept: Courtroom 2, 5th Floor

*ORDER E-FILED 12/12/07*

Case 5:07-cv-02214-JF Document 31 Filed 12/12/07 Page 1 of 4
 Case No. C-07-2214 (JF) 

JOINT STIPULATION 

SFCA_889105.2 

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Defendant Nancy Heinen (“Heinen”) and Non-Party Wendy Howell (“Howell”), by and 

through their respective counsel of record, HEREBY STIPULATE AND AGREE that: 

1. Ms. Howell’s motion to quash is currently scheduled to be heard on January 15, 

2008 at 10:00 a.m. in front of Hon. Howard R. Lloyd. 

2. Defendant Heinen hereby withdraws all subpoenas issued to Bank of Alameda, 

Bank of the West, Washington Mutual, Wells Fargo & Co., Western Sunrise Mortgage, California 

State University, Stanford University, and Non-Party Howell’s former employer for records 

concerning Non-Party Howell. 

3. Non-Party Howell hereby withdraws her motion to quash, filed with this Court on 

November 2, 2007, subject to Ms. Howell’s right to re-file or re-notice her motion to quash if Ms. 

Heinen subpoenas or re-subpoenas any entities regarding Ms. Howell. 

4. The hearing set for January 15, 2008, at 10:00 a.m., be removed from the Court’s 

calendar. 

5. Non-Party Howell hereby agrees to produce redacted documents from California 

State University, Stanford University and Ms. Howell’s former employer, as agreed to by counsel. 

6. By December 14, 2007, Defendant Heinen and her counsel agree to return to Ms. 

Howell’s counsel the originals and all copies thereof of all documents provided by subpoenaed 

parties in advance of the subpoena date as discussed between the parties (e.g., the bank records 

currently being held by Mr. Ehrlich). 

DATED: December 10, 2007 FOLEY & LARDNER LLP 

 By: /s/ Pamela L. Johnston 

 Pamela L. Johnston 

Foley & Lardner, LLP 

Attorneys for Non-Party Wendy Howell 

Case 5:07-cv-02214-JF Document 31 Filed 12/12/07 Page 2 of 4
 Case No. C-07-2214 (JF) 

JOINT STIPULATION 

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DATED: December 10, 2007 RAMSEY & EHRLICH LLP 

 By: /s/ Miles Ehrlich 

 Miles Ehrlich 

Ismail Ramsey 

Attorneys for Defendant Nancy Heinen 

Case 5:07-cv-02214-JF Document 31 Filed 12/12/07 Page 3 of 4
 Case No. C-07-2214 (JF) 

JOINT STIPULATION 

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ORDER 

Pursuant to the foregoing STIPULATION of the parties: 

 1. Ms. Howell’s motion to quash is currently scheduled to be heard on January 15, 

2008 at 10:00 a.m. in front of Hon. Howard R. Lloyd. 

 2. Defendant Heinen hereby withdraws all subpoenas issued to Bank of Alameda, 

Bank of the West, Washington Mutual, Wells Fargo & Co., Western Sunrise Mortgage, California 

State University, Stanford University, and Non-Party Howell’s former employer for records 

concerning Non-Party Howell. 

 3. Non-Party Howell hereby withdraws her motion to quash, filed with this Court on 

November 2, 2007, subject to Ms. Howell’s right to re-file or re-notice her motion to quash if Ms. 

Heinen subpoenas or re-subpoenas any entities regarding Ms. Howell. 

 4. The hearing set for January 15, 2008, at 10:00 a.m., be removed from the Court’s 

calendar. 

 5. Non-Party Howell will produce redacted documents from California State 

University, Stanford University and Ms. Howell’s former employer, as agreed to by counsel. 

 6. By December 14, 2007, Defendant Heinen and her counsel will return to Ms. 

Howell’s counsel the originals and all copies thereof of all documents provided by subpoenaed 

parties in advance of the subpoena date as discussed between the parties (e.g., the bank records 

currently being held by Mr. Ehrlich). 

DATED: December __, 2007 By: 

 Hon. Howard R. Lloyd 

Magistrate Judge, United States District Court 

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Case 5:07-cv-02214-JF Document 31 Filed 12/12/07 Page 4 of 4