Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-azd-2_11-cv-01461/USCOURTS-azd-2_11-cv-01461-1/pdf.json

Nature of Suit Code: 555
Nature of Suit: Prisoner - Prison Condition
Cause of Action: 42:1983 Prisoner Civil Rights

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TERMPSREF 28

MDR

WO

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ARIZONA

John Wayne Warden, 

Plaintiff, 

vs.

Sergeant Robbert Harris, et al., 

Defendants. 

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No. CV 11-1461-PHX-DGC (JRI)

ORDER

On July 22, 2011, Plaintiff John Wayne Warden, who is confined in the Arizona State

Prison Complex-Yuma (ASPC-Yuma) in San Luis, Arizona, filed a pro se civil rights

Complaint pursuant to 42 U.S.C. § 1983, an Application to Proceed In Forma Pauperis, and

a Request for Appointment of U.S. Marshall to Effect Service. In a July 29, 2011 Order, the

Court denied the deficient Application to Proceed and denied as premature the Request for

Appointment. The Court gave Plaintiff 30 days to pay the fee or file a complete Application

to Proceed In Forma Pauperis.

On August 10, 2011, Plaintiff filed a second Application to Proceed In Forma

Pauperis. In an August 25, 2011 Order, the Court granted the second Application to Proceed

and dismissed the Complaint because Plaintiff had failed to state a claim. The Court gave

Plaintiff 30 days to file an amended complaint that cured the deficiencies identified in the

Order. 

Case 2:11-cv-01461-DGC Document 13 Filed 09/29/11 Page 1 of 9
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On September 14, 2011, Plaintiff filed his First Amended Complaint (Doc. 11) and

a Motion for Appointment of Counsel (Doc. 12). The Court will order Defendants Barrigan,

Spencer, and Barklay to answer Counts Two, Three, and Five of the First Amended

Complaint and will dismiss the remaining claims and Defendants without prejudice. The

Court will deny without prejudice the Motion for Appointment of Counsel.

I. Statutory Screening of Prisoner Complaints

The Court is required to screen complaints brought by prisoners seeking relief against

a governmental entity or an officer or an employee of a governmental entity. 28 U.S.C.

§ 1915A(a). The Court must dismiss a complaint or portion thereof if a plaintiff has raised

claims that are legally frivolous or malicious, that fail to state a claim upon which relief may

be granted, or that seek monetary relief from a defendant who is immune from such relief.

28 U.S.C. § 1915A(b)(1), (2). 

A pleading must contain a “short and plain statement of the claim showing that the

pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2) (emphasis added). While Rule 8 does not

demand detailed factual allegations, “it demands more than an unadorned, the-defendantunlawfully-harmed-me accusation.” Ashcroft v. Iqbal, 129 S. Ct. 1937, 1949 (2009).

“Threadbare recitals of the elements of a cause of action, supported by mere conclusory

statements, do not suffice.” Id.

“[A] complaint must contain sufficient factual matter, accepted as true, to ‘state a

claim to relief that is plausible on its face.’” Id. (quoting Bell Atlantic Corp. v. Twombly,

550 U.S. 544, 570 (2007)). A claim is plausible “when the plaintiff pleads factual content

that allows the court to draw the reasonable inference that the defendant is liable for the

misconduct alleged.” Id. “Determining whether a complaint states a plausible claim for

relief [is] . . . a context-specific task that requires the reviewing court to draw on its judicial

experience and common sense.” Id. at 1950. Thus, although a plaintiff’s specific factual

allegations may be consistent with a constitutional claim, a court must assess whether there

are other “more likely explanations” for a defendant’s conduct. Id. at 1951.

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But as the United States Court of Appeals for the Ninth Circuit has instructed, courts

must “continue to construe pro se filings liberally.” Hebbe v. Pliler, 627 F.3d 338, 342 (9th

Cir. 2010). A “complaint [filed by a pro se prisoner] ‘must be held to less stringent standards

than formal pleadings drafted by lawyers.’” Id. (quoting Erickson v. Pardus, 551 U.S. 89,

94 (2007) (per curiam)).

II. First Amended Complaint

In his five-count First Amended Complaint, Plaintiff sues the following Defendants

at ASPC-Yuma: Sergeant/Transportation Officer Robbert Harris, Registered Nurses Nayelie

Barrigan and Helen Spencer, Facility Health Administrator Carrie Feehan, and Facility

Health Provider Karen Barklay. In each count, Plaintiff alleges that a particular Defendant

was deliberately indifferent to Plaintiff’s medical needs in violation of the Eighth

Amendment. In his Request for Relief, Plaintiff seeks a jury trial, monetary damages, and

his costs of suit.

In Count One, Plaintiff alleges that Defendant Harris failed to exercise good

professional judgment and failed to follow Arizona Department of Corrections (ADOC)

procedures because he failed to escort Plaintiff to the health unit and failed to ensure that

Plaintiff’s post-surgery instructions and prescriptions were transferred to the health unit staff

after Plaintiff returned from surgery and from his follow-up appointment with the

opthamologist. Plaintiff contends that as a result of Defendant Harris’s failures, Plaintiff was

unable to receive his post-surgery medications in time to prevent his surgically repaired eye

from rupturing.

In Count Two, Plaintiff claims that Defendant Barrigan failed to follow ADOC

procedures because she failed to take Plaintiff’s “vitals” and failed to take possession of

Plaintiff’s post-surgery instructions and prescriptions after Plaintiff returned from his surgery

and from his post-surgery follow-up appointment. Plaintiff also contends that he went to the

health unit and requested his prescribed medication, but Defendant Barrigan informed him

that no post-surgery instructions had been sent and that he should check back in the evening.

Plaintiff states that the medication was not there when he returned, that he suffered without

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the medication for several days, and that Defendant Barrigan made no efforts to obtain the

medication by calling the Facility Health Administrator or the opthamologist despite

observing Plaintiff in pain and despite Plaintiff and ADOC staff members making numerous

attempts to obtain the medication from Defendant Barrigan.

In Count Three, Plaintiff alleges that he informed Defendant Spencer that he was

suffering pain from pressure building up inside his surgically repaired eye and that he was

in serious need of his prescribed medication. Plaintiff asserts that Defendant Spencer looked

at Plaintiff’s eye, informed him that “complications are to be expected,” refused to contact

the Facility Health Administrator or the opthamologist to obtain the prescription, and told

Plaintiff to leave the health unit. Plaintiff asserts his eye ruptured later that day. 

In Count Four, Plaintiff alleges that Defendant Feehan was aware of the surgery, was

responsible for coordinating and ensuring that the post-surgery instructions were transmitted

from the opthamologist to the health unit staff, but failed to “coordinat[e] and maintain[]

management of Plaintiff’s surgery.”

In Count Five, Plaintiff asserts that after his eye ruptured, Defendant Barklay

examined his eye and stated that she would request an “A.S.A.P.” appointment with the

opthamologist and that Plaintiff would be seen within the week. Plaintiff contends that

Defendant Barklay informed him that the opthamologist had denied the request because it

was not an emergency and indicated that he would see Plaintiff in three weeks. Plaintiff

asserts that Defendant Barklay knew Plaintiff was in pain, but never checked on his condition

after she examined him. Plaintiff claims that when he saw the opthamologist three weeks

later, the opthamologist told Plaintiff that he had never been informed that Plaintiff’s eye had

ruptured, that Defendant Barklay had not requested an “A.S.A.P.” appointment, and that he

would not have turned down such a request.

III. Claims for Which an Answer Will be Required 

Liberally construed, Plaintiff has stated deliberate-indifference claims against

Defendants Barrigan, Spencer, and Barklay. The Court will require Defendant Barrigan,

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Spencer, and Barklay to answer Counts Two, Three, and Five of the First Amended

Complaint.

IV. Failure to State a Claim

Not every claim by a prisoner relating to inadequate medical treatment states a

violation of the Eighth or Fourteenth Amendment. To state a § 1983 medical claim, a

plaintiff must show that the defendants acted with “deliberate indifference to serious medical

needs.” Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006) (quoting Estelle v. Gamble, 429

U.S. 97, 104 (1976)). A plaintiff must show (1) a “serious medical need” by demonstrating

that failure to treat the condition could result in further significant injury or the unnecessary

and wanton infliction of pain and (2) the defendant’s response was deliberately indifferent.

Jett, 439 F.3d at 1096 (quotations omitted).

 “Deliberate indifference is a high legal standard.” Toguchi v. Chung, 391 F.3d 1051,

1060 (9th Cir. 2004). To act with deliberate indifference, a prison official must both know

of and disregard an excessive risk to inmate health; “the official must both be aware of facts

from which the inference could be drawn that a substantial risk of serious harm exists, and

he must also draw the inference.” Farmer v. Brennan, 511 U.S. 825, 837 (1994). Deliberate

indifference in the medical context may be shown by a purposeful act or failure to respond

to a prisoner’s pain or possible medical need and harm caused by the indifference. Jett, 439

F.3d at 1096. Deliberate indifference may also be shown when a prison official intentionally

denies, delays, or interferes with medical treatment or by the way prison doctors respond to

the prisoner’s medical needs. Estelle, 429 U.S. at 104-05; Jett, 439 F.3d at 1096. 

Deliberate indifference is a higher standard than negligence or lack of ordinary due

care for the prisoner’s safety. Farmer, 511 U.S. at 835. “Neither negligence nor gross

negligence will constitute deliberate indifference.” Clement v. California Dep’t of

Corrections, 220 F. Supp. 2d 1098, 1105 (N.D. Cal. 2002); see also Broughton v. Cutter

Labs., 622 F.2d 458, 460 (9th Cir. 1980) (mere claims of “indifference,” “negligence,” or

“medical malpractice” do not support a claim under § 1983). “A difference of opinion does

not amount to deliberate indifference to [a plaintiff’s] serious medical needs.” Sanchez v.

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Vild, 891 F.2d 240, 242 (9th Cir. 1989). A mere delay in medical care, without more, is

insufficient to state a claim against prison officials for deliberate indifference. See Shapley

v. Nevada Bd. of State Prison Comm’rs, 766 F.2d 404, 407 (9th Cir. 1985). The indifference

must be substantial. The action must rise to a level of “unnecessary and wanton infliction

of pain.” Estelle, 429 U.S. at 105.

Plaintiff’s allegations in Counts One and Four support, at best, a claim that Defendants

Harris and Feehan may have acted negligently or committed medical malpractice. His

allegations do not support a claim that either Defendant acted with deliberate indifference.

Thus, the Court will dismiss without prejudice Defendants Harris and Feehan and Counts

One and Four of the First Amended Complaint.

V. Motion for Appointment of Counsel

There is no constitutional right to the appointment of counsel in a civil case. See Ivey

v. Board of Regents of the University of Alaska, 673 F.2d 266, 269 (9th Cir. 1982). In

proceedings in forma pauperis, the court may request an attorney to represent any person

unable to afford one. 28 U.S.C. § 1915(e)(1). Appointment of counsel under 28 U.S.C.

§ 1915(e)(1) is required only when “exceptional circumstances” are present. Terrell v.

Brewer, 935 F.2d 1015, 1017 (9th Cir. 1991). A determination with respect to exceptional

circumstances requires an evaluation of the likelihood of success on the merits as well as the

ability of Plaintiff to articulate his claims pro se in light of the complexity of the legal issue

involved. Id. “Neither of these factors is dispositive and both must be viewed together

before reaching a decision.” Id. (quoting Wilborn v. Escalderon, 789 F.2d 1328, 1331 (9th

Cir. 1986)). 

 Having considered both elements, it does not appear at this time that exceptional

circumstances are present that would require the appointment of counsel in this case.

Plaintiff is in no different position than many pro se prisoner litigants. Thus, the Court will

deny without prejudice Plaintiff’s Motion for Appointment of Counsel.

. . . .

. . . .

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VI. Warnings

A. Release

Plaintiff must pay the unpaid balance of the filing fee within 120 days of his release.

Also, within 30 days of his release, he must either (1) notify the Court that he intends to pay

the balance or (2) show good cause, in writing, why he cannot. Failure to comply may result

in dismissal of this action.

B. Address Changes

Plaintiff must file and serve a notice of a change of address in accordance with Rule

83.3(d) of the Local Rules of Civil Procedure. Plaintiff must not include a motion for other

relief with a notice of change of address. Failure to comply may result in dismissal of this

action.

C. Copies

Plaintiff must serve Defendants, or counsel if an appearance has been entered, a copy

of every document that he files. Fed. R. Civ. P. 5(a). Each filing must include a certificate

stating that a copy of the filing was served. Fed. R. Civ. P. 5(d). Also, Plaintiff must submit

an additional copy of every filing for use by the Court. See LRCiv 5.4. Failure to comply

may result in the filing being stricken without further notice to Plaintiff.

D. Possible Dismissal

If Plaintiff fails to timely comply with every provision of this Order, including these

warnings, the Court may dismiss this action without further notice. See Ferdik v. Bonzelet,

963 F.2d 1258, 1260-61 (9th Cir. 1992) (a district court may dismiss an action for failure to

comply with any order of the Court).

IT IS ORDERED: 

(1) Counts One and Four are dismissed without prejudice.

(2) Defendants Harris and Feehan are dismissed without prejudice.

(3) Defendants Barrigan, Spencer, and Barklay must answer Counts Two, Three,

and Five of the First Amended Complaint.

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1

If a Defendant is an officer or employee of the Arizona Department of Corrections,

Plaintiff must list the address of the specific institution where the officer or employee works.

Service cannot be effected on an officer or employee at the Central Office of the Arizona

Department of Corrections unless the officer or employee works there.

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(4) Plaintiff’s Motion for Appointment of Counsel (Doc. 12) is denied without

prejudice.

(5) The Clerk of Court must send Plaintiff a service packet including the First

Amended Complaint (Doc. 11), this Order, and both summons and request for waiver forms

for Defendants Barrigan, Spencer, and Barklay.

(6) Plaintiff must complete1

 and return the service packet to the Clerk of Court

within 21 days of the date of filing of this Order. The United States Marshal will not provide

service of process if Plaintiff fails to comply with this Order.

(7) If Plaintiff does not either obtain a waiver of service of the summons or

complete service of the Summons and First Amended Complaint on a Defendant within 120

days of the filing of the Complaint or within 60 days of the filing of this Order, whichever

is later, the action may be dismissed as to each Defendant not served. Fed. R. Civ. P. 4(m);

LRCiv 16.2(b)(2)(B)(i).

(8) The United States Marshal must retain the Summons, a copy of the First

Amended Complaint, and a copy of this Order for future use.

(9) The United States Marshal must notify Defendants of the commencement of

this action and request waiver of service of the summons pursuant to Rule 4(d) of the Federal

Rules of Civil Procedure. The notice to Defendants must include a copy of this Order. The

Marshal must immediately file signed waivers of service of the summons. If a waiver

of service of summons is returned as undeliverable or is not returned by a Defendant

within 30 days from the date the request for waiver was sent by the Marshal, the

Marshal must:

(a) personally serve copies of the Summons, First Amended Complaint, and

this Order upon Defendant pursuant to Rule 4(e)(2) of the Federal Rules of Civil

Procedure; and

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(b) within 10 days after personal service is effected, file the return of service

for Defendant, along with evidence of the attempt to secure a waiver of service of the

summons and of the costs subsequently incurred in effecting service upon Defendant.

The costs of service must be enumerated on the return of service form (USM-285) and

must include the costs incurred by the Marshal for photocopying additional copies of

the Summons, First Amended Complaint, or this Order and for preparing new process

receipt and return forms (USM-285), if required. Costs of service will be taxed

against the personally served Defendant pursuant to Rule 4(d)(2) of the Federal Rules

of Civil Procedure, unless otherwise ordered by the Court.

(10) A Defendant who agrees to waive service of the Summons and First

Amended Complaint must return the signed waiver forms to the United States Marshal,

not the Plaintiff.

(11) Defendants must answer the First Amended Complaint or otherwise respond

by appropriate motion within the time provided by the applicable provisions of Rule 12(a)

of the Federal Rules of Civil Procedure.

(12) Any answer or response must state the specific Defendant by name on whose

behalf it is filed. The Court may strike any answer, response, or other motion or paper that

does not identify the specific Defendant by name on whose behalf it is filed.

(13) This matter is referred to Magistrate Judge Jay R. Irwin pursuant to Rules 72.1

and 72.2 of the Local Rules of Civil Procedure for all pretrial proceedings as authorized

under 28 U.S.C. § 636(b)(1).

DATED this 29th day of September, 2011.

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