Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_11-cv-01356/USCOURTS-cand-3_11-cv-01356-13/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

---

United States District Court

For the Northern District of California

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE

COMMISSION,

Plaintiff,

 v.

JAMES WARD,

Defendant,

 /

No. C 11-01356 WHA

REQUEST FOR STATUS

UPDATE

A previous filing stated that defendant James Ward had made a settlement offer to

plaintiff Securities and Exchange Commission that the Commission intended to accept. By

NOON ON APRIL 15, the Commission is requested to submit a status update indicating the status

of the parties’ settlement efforts and stating whether the parties intend to go forward with the

hearing set for April 21. 

Dated: April 11, 2016. WILLIAM ALSUP

UNITED STATES DISTRICT JUDGE

Case 3:11-cv-01356-WHA Document 76 Filed 04/11/16 Page 1 of 1