Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_05-cv-03699/USCOURTS-cand-3_05-cv-03699-3/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

---

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

1 

STIPULATION AND ORDER OF DISMISSAL WITHOUT PREJUDICE 

LIBW/1543900.1 

GOODWIN PROCTER LLP 

Elizabeth L. Read (CSB #86718) 

Exchange Place 

Boston, MA 02109-2881 

617.570.1000 

617.523.1231 

Counsel of Record for All Plaintiffs 

MFS Fund Distributors, Inc., MFS Series Trust II, on behalf of its series MFS Emerging Growth 

Fund, MFS Series Trust V, on behalf of its series MFS Research Fund, Massachusetts Investors 

Trust, Massachusetts Investors Growth Stock Fund, and Massachusetts Financial Services Company

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

MFS FUND DISTRIBUTORS, INC., MFS 

SERIES TRUST II, on behalf of its series MFS 

EMERGING GROWTH FUND, MFS SERIES 

TRUST V, on behalf of its series MFS 

RESEARCH FUND, MASSACHUSETTS 

INVESTORS TRUST, MASSACHUSETTS 

INVESTORS GROWTH STOCK FUND, AND 

MASSACHUSETTS FINANCIAL SERVICES 

COMPANY 

Plaintiffs, 

vs. 

AURUM SECURITIES CORP., ATEF EL 

TOUKHY, and PAUL CASTAGNA 

Defendants. 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

) 

Case No.CO5 03699 

STIPULATION AND ORDER OF 

DISMISSAL WITHOUT PREJUDICE 

STIPULATION AND ORDER OF DISMISSAL 

WITHOUT PREJUDICE 

 Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs MFS Fund Distributors, Inc., 

MFS Series Trust II, on behalf of its series MFS Emerging Growth Fund, MFS Series Trust V, on 

behalf of its series MFS Research Fund, Massachusetts Investors Trust, Massachusetts Investors 

Growth Stock Fund, and Massachusetts Financial Services Company (collectively, “MFS”) and 

Case 3:05-cv-03699-MJJ Document 22 Filed 03/30/2006 Page 1 of 3

ORDER GRANTING:

Case 3:05-cv-03699-MJJ Document 23 Filed 04/04/06 Page 1 of 3
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

2 

STIPULATION AND ORDER OF DISMISSAL WITHOUT PREJUDICE 

LIBW/1543900.1

Defendants Aurum Securities Corp., Atef El Toukhy, and Paul Castagna (collectively, “Aurum”) 

hereby stipulate and agree that the Complaint and this entire action be dismissed without prejudice. 

Each party agrees that the party will bear its or his own costs and attorneys’ fees in connection with

this matter. 

IT IS SO STIPULATED. 

Dated:March 30, 2006 By:_____/s/ Elizabeth L. Read_______________ 

 GOODWIN PROCTER LLP 

 Elizabeth L. Read (CSB # 87618) 

 Exchange Place 

 53 State Street 

 Boston, MA 02109 

 (617) 570-1000 

 (617) 570-1231 (fax) 

 Counsel of Record for All Plaintiffs 

MFS Fund Distributors, Inc., MFS Series Trust 

II, on behalf of its series MFS Emerging Growth 

Fund, MFS Series Trust V, on behalf of it series 

MFS Research Fund, Massachusetts Investors 

Trust, Massachusetts Investors Growth Stock 

Fund, and Massachusetts Financial Services 

Company 

 William F. Sheehan 

 Michael K. Isenman 

 Tamra T. Moore 

 Goodwin | Procter LLP 

 901 New York Avenue, N.W. 

 Washington, DC 20001 

 (202) 346-4000 

 (202) 346-4444 (fax) 

 Of Counsel For All Plaintiffs 

 

Case 3:05-cv-03699-MJJ Document 22 Filed 03/30/2006 Page 2 of 3
 Case 3:05-cv-03699-MJJ Document 23 Filed 04/04/06 Page 2 of 3
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

3 

STIPULATION AND ORDER OF DISMISSAL WITHOUT PREJUDICE 

LIBW/1543900.1

 John Donovan 

 Jane Willis 

 Carisa Klemeyer 

 Ropes & Gray LLP 

 One International Place 

 Boston, MA 02110 

 (617) 951-7603 

 (617) 951-7050 (fax) 

 

 Of Counsel For Plaintiffs 

MFS Series Trust II, on behalf of its series MFS 

Emerging Growth Fund, MFS Series Trust V, 

on behalf of its series MFS Research Fund, 

Massachusetts Investors Trust, and 

Massachusetts Investors Growth Stock Fund 

Dated: March 30, 2006 By:_____/s/ David M. Greenberg___________ 

 David M. Greenberg 

 60 E. Sir Francis Drake Blvd., Ste. 206 

 Larkspur, CA 94939 

 (415) 925-8870 

 (415) 925-8875 (fax) 

Counsel for Defendants 

Aurum Securities Corp. and Atef El Toukhy 

Dated:March 30, 2006 _ By:_____/s/_James W. Morando_____________

James W. Morando 

 Farella Braun & Martel LLP 

 235 Montgomery Street 

 San Francisco, CA 94104 

 (415) 954-4000 

 (415) 954-4480 (fax) 

 Counsel for Defendant 

Paul Castagna

IT IS SO ORDERED. 

Dated:______________ ____________________________________ 

 The Honorable Martin J. Jenkins 

Case 3:05-cv-03699-MJJ Document 22 Filed 03/30/2006 Page 3 of 3

4/4/2006

Case 3:05-cv-03699-MJJ Document 23 Filed 04/04/06 Page 3 of 3