Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-5_12-cv-02663/USCOURTS-cand-5_12-cv-02663-22/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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GREGORY STERLING

15700 Winchester Blvd.

Los Gatos, CA 95030

Telephone: (408) 354-9797

Facsimile: (408) 354-9787

Special Master, in Propria Persona

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN JOSE DIVISION

SECURITIES AND EXCHANGE

COMMISSION,

Plaintiff,

vs.

GLR CAPITAL MANAGEMENT, LLC;

GLR ADVISORS, LLC; JOHN A. 

GERINGER; CHRISTOPHER A. LUCK; and 

KEITH E. RODE,

Defendants,

And

GLR GROWTH FUND, L.P.,

Relief Defendant.

Case No: CV12-02663 (EJD)

AMENDED (PROPOSED) ORDER 

HEARING:

DATE: February 25, 2015

TIME: 10:00 a.m.

COURTROOM: 4

Honorable Edward J. Davila

The Court, having reviewed the Special Master’s Report No. 5, and evidence and proof having 

been made to the satisfaction of the Court, the Court hereby rules as follows:

1. IT IS HEREBY ORDERED that upon entry of this Order, GLR Capital Management, 

LLC, is hereby removed as General Partner of GLR Growth Fund, L.P.

2. IT IS HEREBY ORDERED that upon entry of this Order, R-3 Management, Inc., is 

hereby appointed as General Partner for GLR Growth Fund, L.P.

Case 5:12-cv-02663-EJD Document 271 Filed 05/02/16 Page 1 of 2
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3. IT IS HEREBY ORDERED that any two members of the Board of Directors of R-3 

Management, Inc. shall have signature authority over all cash accounts that are the 

property of GLR Growth Fund, L.P. 

4. IT IS HEREBY ORDERED that the freeze on all monies and assets in all accounts at 

banks holding accounts in the name or for the benefit of GLR Growth Fund, L.P., ordered 

June 12, 2012 (ECF No. 15 at ¶ VI), is hereby lifted.

5. IT IS HEREBY ORDERED that the requirement that the general partner of the GLR 

Growth Fund, L.P. provide Plaintiff Securities and Exchange Commission with notice 

before dealing in any asset of the GLR Growth Fund, L.P., ordered June 12, 2012 (ECF 

No. 15 at ¶ VII), is hereby lifted.

DATED: 

THE HONORABLE EDWARD J. DAVILA

United States District Judge

Case 5:12-cv-02663-EJD Document 271 Filed 05/02/16 Page 2 of 2