Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-caed-2_09-cv-00665/USCOURTS-caed-2_09-cv-00665-50/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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[PROPOSED] ORDER DIRECTING BOFA AND UBS TO PRODUCE DOCS. TO ASSIST RECEIVER TO TRACE FUNDS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

FUTTERMAN DUPREE DODD CROLEY MAIER LLP 

JAMIE L. DUPREE (158105) 

JAIME E. GODIN (233187) 

180 Sansome Street, 17th Floor 

San Francisco, CA 94104 

Telephone: (415) 399-3840 

Facsimile: (415) 399-3838 

jdupree@fddcm.com

jgodin@fddcm.com

Attorneys for Receiver 

Stephen E. Anderson 

UNITED STATES DISTRICT COURT 

EASTERN DISTRICT OF CALIFORNIA 

SACRAMENTO 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff 

v. 

ANTHONY VASSALLO, et al, 

Defendants. 

Case No. CV 09-000665 LKK-DAD 

ORDER DIRECTING BANK OF 

AMERICA TO PRODUCE 

DOCUMENTS RE QUEST ACCOUNT 

AND UBS TO PRODUCE DOCUMENTS 

RE CHANGING THE PLANET 

ACCOUNT TO ASSIST RECEIVER TO 

TRACE FUNDS 

Judge Lawrence K. Karlton

On April 30, 2009, this Court filed the Order Appointing Temporary Receiver for Equity 

Investment Management and Trading, Inc. (“EIMT”) and Order to Show Cause for Appointment 

of Permanent Receiver (“OAR”) and on July 31, 2009, the Court filed an Order permanently 

appointing Stephen E. Anderson as Receiver. Pursuant to the OAR, for good cause shown, and 

in order to empower and authorize the Receiver to carry out his duties and obligations, 

THE COURT HEREBY FINDS AND ORDERS AS FOLLOWS: 

Receiver’s investigation has revealed that Defendant Equity Investment andTrading, Inc. 

(“EIMT”) wired $100,000 from its Wells Fargo Bank account to Bank of America Account No. 

XXXXX-XX083 in the name of Quest Investigative Resources Services LLC (the “Quest 

Account”) on or about April 1, 2008. EIMT also wired $100,000 from its Wells Fargo Bank 

account to UBS Account No. XX-XXX99-1 in the name of Changing the Planet, LLC (the 

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Case 2:09-cv-00665-JAM-KJN Document 227 Filed 03/09/10 Page 1 of 2
[PROPOSED] ORDER DIRECTING BOFA AND UBS TO PRODUCE DOCS. TO ASSIST RECEIVER TO TRACE FUNDS

CASE NO. CV 09-000665 LKK-DAD 

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FUTTERMAN DUPREE 

DODD CROLEY

MAIER LLP

“Changing the Planet Account”) on or about December 1, 2008. 

To facilitate Receiver’s efforts to trace the funds transferred by EIMT to the Quest 

Account on or about April 1, 2008, Bank of America is hereby directed to provide to Receiver 

information and documentation concerning the Quest Account (the full account numbers of which 

will be provided by Receiver to Bank of America), including, but not limited to statements and other 

documentation reflecting receipts by and disbursements from such accounts, account numbers and 

account holder identification, including signature cards. 

To facilitate Receiver’s efforts to trace the funds transferred by EIMT to the the Changing 

the Planet Account on or about December 1, 2008, UBS is hereby directed to provide to Receiver 

information and documentation concerning the Changing the Planet Account (the full account 

number of which will be provided by Receiver to UBS), including, but not limited to statements and 

other documentation reflecting receipts by and disbursements from such accounts, account 

numbers and account holder identification, including signature cards. 

Bank of America and UBS are each hereby further directed to cooperate fully with 

Receiver in transmitting these documents and in Receiver’s activities, investigation and inquiries 

on behalf of this Court. 

IT IS SO ORDERED. 

Dated: March 9, 2010. 

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Case 2:09-cv-00665-JAM-KJN Document 227 Filed 03/09/10 Page 2 of 2