Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-5_05-cv-03843/USCOURTS-cand-5_05-cv-03843-10/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:78m(a) Securities Exchange Act

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Stipulation and Order 

Case No. C-05-3843 RMW 

THOMAS J. KRYSA (krysat@sec.gov) Colorado Bar No. 28440 

ELIZABETH E. KRUPA (krupae@sec.gov) Colorado Bar No. 26028 

Attorneys for U.S. Securities and Exchange Commission 

1801 California Street, Suite 1500 

Denver, Colorado 80202 

Telephone: (303) 844-1000 

Facsimile: (303) 844-1068 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

______________________________________________ 

 

SECURITIES AND EXCHANGE COMMISSION, 

 

Plaintiff, 

 

 v. 

KEITH G. BAXTER, 

RONALD J. GOEDDE, 

RICHARD D. NYE, 

ROBERT E. ELLINGTON, 

ANTHONY W. O’DELL, 

Defendants. 

______________________________________________ 

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Case No.: C-05-03843-RMW 

STIPULATION AND 

[] ORDER 

EXTENDING TIME TO FILE 

PLAINTIFF’S BRIEF IN 

OPPOSITION TO 

DEFENDANT KEITH G. 

BAXTER’S MOTION TO 

DISMISS THE AMENDED 

COMPLAINT 

 This stipulation is entered into by and among plaintiff, the Securities and Exchange 

Commission (“SEC”), and Defendant Keith G. Baxter (“Baxter”), through their attorneys of 

record. 

 WHEREAS, on July 21, 2006, Baxter filed his motion to dismiss the Amended 

Complaint. (Document No. 63). 

 WHEREAS, pursuant to the Court’s order dated July 7, 2006, the SEC has until August 

22, 2006 to file its brief in opposition to Baxter’s motion to dismiss, and Baxter until September 

8, 2006 to file his reply. (Document No. 62). 

Case 5:05-cv-03843-RMW Document 74 Filed 08/22/06 Page 1 of 4
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Stipulation and Order 

2 Case No. C-05-3843 RMW 

WHEREAS, the SEC and Baxter have discussed a proposed settlement which will be 

submitted to the SEC Commissioners for their consideration. The parties estimate that the SEC 

Commissioners will consider the proposal by September 22, 2006. 

 WHEREAS, the parties agree to extend the time for filing the SEC’s brief in opposition 

to Baxter’s motion to dismiss and Baxter’s reply until the SEC Commissioners have considered 

the proposed settlement. 

 Based on the foregoing, IT IS HEREBY STIPULATED by and between the undersigned 

and so ordered by the Court as follows: 

1. The SEC’s brief in opposition to Baxter’s motion to dismiss shall be filed on or 

before September 27, 2006; and 

2. Defendant Baxter shall file his reply brief in support of his motion to dismiss on 

or before October 13, 2006. 

IT IS SO STIPULATED: 

 Respectfully submitted: 

DATED: August 10, 2006 /s/ 

 Thomas J. Krysa 

 U.S. Securities and Exchange Commission 

 1801 California Street, Suite 1500 

 Denver, CO 80202 

 Counsel for Plaintiff 

DATED: August 10, 2006 /s/ 

Grant P. Fondo 

 Cooley Godward LLP 

 Five Palo Alto Square 

 3000 El Camino Real 

 Palo Alto, CA 94306 

 Counsel for Defendant Keith G. Baxter 

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Stipulation and Order 

3 Case No. C-05-3843 RMW 

THE FOREGOING STIPULATION IS 

APPROVED AND IS SO ORDERED. 

DATED:_______________________ ______________________________ 

 Honorable Ronald M. Whyte 

 Unites States District Judge 

Case 5:05-cv-03843-RMW Document 74 Filed 08/22/06 Page 3 of 4
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Stipulation and Order 

4 Case No. C-05-3843 RMW 

Certificate of Service

I hereby certify that on August 10, 2006, I electronically filed the foregoing with the 

Clerk of the Court using the CM/ECF system which will send notification of such filing to the 

following e-mail addresses: 

Walter F. Brown, Jr. – wbrown@orrick.com

Grant P. Fondo – grondo@cooley.com

Susan D. Resley – sresley@orrick.com

Amy M. Ross – aross@orrick.com

 

/s/ 

Thomas J. Krysa 

Case 5:05-cv-03843-RMW Document 74 Filed 08/22/06 Page 4 of 4