Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-azd-2_05-cv-03736/USCOURTS-azd-2_05-cv-03736-0/pdf.json

Nature of Suit Code: 550
Nature of Suit: Prisoner - Civil Rights (U.S. defendant)
Cause of Action: 42:1983 Prisoner Civil Rights

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WO BL

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ARIZONA

Clinton Joseph Slone, 

Plaintiff, 

vs.

Karen Barklay, et al.,

Defendants. 

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No. CV 05-3736-PHX-MHM (DKD)

ORDER

Clinton Joseph Slone, a pro se state prisoner, filed an action in the Superior Court of

Arizona alleging violations of his civil rights and state law. The Defendants removed the

case and currently pending are Plaintiff’s request for injunctive relief filed in state court (Dkt.

#1), Defendants’ Motion to Dismiss Plaintiff’s state law claims (Dkt. #5), Plaintiff’s Motion

to File an Amended/Correct Complaint (Dkt. #13), and Defendants’ Motion to Strike

Plaintiff’s response to the Motion to Dismiss (Dkt. #21). Plaintiff’s request for injunctive

relief will be denied without prejudice, Plaintiff’s Motion to Amend will be granted,

Plaintiff’s Amended Complaint will be screened, and Defendants’ Motions to Dismiss and

to strike will be denied as moot. This case will proceed against Defendants Barcklay,

Buffington, and Schriro as to Plaintiff’s claims of deliberate indifference to his medical

needs; all other claims and Defendants will be dismissed without prejudice.

A. Background

In the state court, Plaintiff filed a Complaint against John Doe Med. Service, Karen

Barcklay, M.D., and Susan Buffington, N.P., alleging medical negligence and deliberate

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 Sgt. Carlin and Deputy Warden Kline were incorrectly identified as Defendants but are not

parties to this action.

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indifference to his medical needs in violation of the Eighth Amendment (Dkt. #1, exh. 1).1

A summons was issued requiring the Defendants to file an answer, naming as Defendants

John Doe Medical Services, Barcklay, Buffington, and Dora Schriro, Director of the Arizona

Department of Corrections (Dkt. #1, exh. 3). Plaintiff also filed a Motion to Correct

In-Advertent Error and to Amend Complaint, requesting to be allowed to replace John Doe

Medical Services with Schriro as a Defendant (Dkt. # 1, exh. 5). Defendants removed the

action to this Court and filed a Motion to Dismiss (Dkt. #1, 2, 5). Plaintiff objected to the

removal, and filed a Motion to Amend his Complaint, attaching a proposed Amended

Complaint (Dks. #11, 13).

B. Removal Law and Analysis

Plaintiff objected to removal of his action to federal court, arguing that (1) his

complaint stated a claim of medical negligence, (2) this Court is limited in its ability to grant

preliminary injunctions, and (3) the notice of removal was untimely (Dkt. #11). Defendants

respond that Plaintiff appears to be inadvertently waiving his federal claims and is forum

shopping (Dkt. #16). Defendants argue that the action was properly removed, and this Court

has pendent or supplemental jurisdiction over Plaintiff’s state law claims (Id.).

“[A]ny civil action brought in a State court of which the district courts of the United

States have original jurisdiction, may be removed by the defendant or the defendants.” 28

U.S.C. § 1441(a). “The threshold requirement for removal under 28 U.S.C. § 1441 is a

finding that the complaint contains a cause of action that is within the original jurisdiction

of the district court. . . [This] issue turns on whether the Complaint contained a claim that

‘aris[es] under the Constitution, laws, or treaties of the United States.’” Toumajian v.

Frailey, 135 F.3d 648, 653 (9th Cir. 1998). Plaintiff alleged that Defendants violated the

Eighth Amendment of the United States as to his medical treatment. Thus, Plaintiff’s

original Complaint contained a claim arising under the Constitution and Defendants could

properly remove the case to this Court, a fact this Court already noted in its order dated

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December 21, 2005 (Dkt. #17). Moreover, this Court has supplemental jurisdiction over

Plaintiff’s state law claims. See 28 U.S.C. § 1367 (providing that “in any civil action of

which the district courts have original jurisdiction, the district courts shall have supplemental

jurisdiction over all other claims that are so related to the claims in the original action within

such original jurisdiction that they form part of the same case or controversy”).

Plaintiff’s argument that the Notice of Removal was untimely is without merit. A

“notice of removal of a civil action . . . shall be filed within thirty days after the receipt by

the defendant, through service or otherwise, of a copy of the initial pleading setting forth the

claim for relief upon which such action or proceeding is based.” 28 U.S.C. § 1446(b).

Defendants Barclay and Buffington were served with a summons on November 3, 2006, and

filed a Notice of Removal on November 16, 2006 (Dkts. ## 1; 13, exh. 1). The Notice of

Removal was filed within 30 days of the service of summons upon Defendants and thus was

timely.

C. Motion to Amend

Plaintiff filed a Motion for Leave to Amend his Complaint, attaching an Amended

Complaint (Dkt. #13). Plaintiff asserts that he is attempting to correct the errors as pointed

out by Defendants (Id.). Defendants argue that Plaintiff should not be allowed to amend his

Complaint because he is attempting to dismiss his Eighth Amendment claims and deprive

this Court of jurisdiction (Dkt. # 15). Defendants assert that Plaintiff is merely attempting

to name the State of Arizona as a Defendant, which is barred by the Eleventh Amendment

(Id.). Finally, the amendment does not result in Plaintiff stating a claim upon which relief

may be grated as to his state law claims (Id.).

After defendants have filed an answer, “a party may amend the party’s pleading only

by leave of court; . . . and leave shall be freely given when justice so requires.” Fed.R.Civ.P.

15(a). A motion to amend may be denied “if permitting an amendment would prejudice the

opposing party, produce an undue delay in the litigation, or result in futility for lack of

merit.” Jackson v. Bank of Hawaii, 902 F.2d 1385, 1387 (9th Cir. 1990).

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Plaintiff sought to amend his Complaint in the state court in an attempt to name

Schriro as a Defendant, and named her in the summons (Dkt. #1). Defendants argue that

Plaintiff should not be allowed to amend his Complaint as he only seeks to add the State of

Arizona, who cannot be sued in this Court (Dkt. #15). However, Defendants argue that

Schriro is not a party to the instant action (Id.). 

Plaintiff has been attempting to add Schriro to his suit since prior to removal from the

state court. Thus, such amendment would not prejudice any of the parties or cause undue

delay. Further, liberally construing the Amended Complaint, Plaintiff sufficiently alleges

that his constitutional rights were violated by Defendant Schriro’s failure to train and provide

sufficient medical coverage. Accordingly, justice requires this Court to allow Plaintiff to

amend his Complaint.

D. Statutory Screening

The Court is required to screen complaints brought by prisoners seeking relief against

a governmental entity or officer or employee of a governmental entity. 28 U.S.C.

§ 1915A(a). The Court must dismiss a complaint or portion thereof if the Plaintiff has raised

claims that are legally “frivolous or malicious,” that fail to state a claim upon which relief

may be granted, or that seek monetary relief from a defendant who is immune from such

relief. 28 U.S.C. § 1915A(b)(1),(2). 

In his Amended Complaint, Plaintiff names as Defendants (1) the State of Arizona,

(2) Karen Barcklay, (3) Susan Buffington, and (4) Dora Schriro. Plaintiff asserts state law

medical negligence claims and alleges that his Eighth Amendment rights were violated. In

particular, Plaintiff alleges that he has suffered injuries to his right and left ankles; a torn

rotator cuff; injuries to his lower back, neck, and spine; appendicitis and subsequent

infections; and stroke-like symptoms which he believes is Ramsey Hunt Syndrome. Plaintiff

alleges that Defendants Buffington and Barcklay committed medical malpractice and were

deliberately indifferent to his medical needs due to their failure to properly diagnose and

treat him. Plaintiff also alleges that Defendant Schriro failed to properly train medical staff,

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 Notably, this finding does not prevent Plaintiff from refiling a medical malpractice action

in state court against the State of Arizona.

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resulting in deliberate indifference to his medical needs (Dkt. #13, exh. 1). Plaintiff seeks

monetary and other relief.

E. Failure to State a Claim.

1. State Law Claims

“Any and all causes of action which may arise out of tort caused by the director,

prison officers or employees of the department, within the scope of their legal duty, shall run

only against the state.” A.R. § 31-201.01. Thus, the only proper Defendant as to Plaintiff’s

state law claims is the State of Arizona. Accordingly, Plaintiff’s state law claims as to

Defendants Barcklay, Buffington, and Schriro will be dismissed without prejudice.

2. State of Arizona

Under the Eleventh Amendment to the Constitution of the United States, a state or

state agency may not be sued in federal court without its consent. Pennhurst State School

and Hospital v. Halderman, 465 U.S. 89, 100 (1984); Taylor v. List, 880 F.2d 1040, 1045

(9th Cir. 1989). Therefore, the State of Arizona must be dismissed. Plaintiff argues that he

should be able to pursue his action against the State of Arizona in this Court because

Defendants removed the case, and he is merely attempting to correct deficiencies in his

original state Complaint (Dkt. #20). However, Plaintiff did not name the State of Arizona

as an original Defendant, and the State of Arizona did not request removal. Accordingly, the

State of Arizona is entitled to Eleventh Amendment immunity and will be dismissed from

this action.2

F. Claims For Which An Answer Will be Required.

At this early stage, Plaintiff has sufficiently alleged that Defendants Barcklay,

Buffington, and Schriro were deliberately indifferent to his medical needs. Defendants will

be required to answer the Amended Complaint, and Plaintiff will be required to effect service

on Defendant Schriro.

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G. Motion for Preliminary Injunction

Plaintiff sought injunctive relief in the state court, requesting that a specialist examine,

diagnose, and treat him (Dkt. # 1). Defendants argue that Plaintiff is not entitled to an

injunction as the named Defendants have no power to provide Plaintiff with the requested

relief as Plaintiff has been transferred to another facility (Dkt. #15 at 5). Moreover, Plaintiff

has not show a link between any current medical problems and Defendants’ conduct (Id. at

6-7). Defendants also maintain that Plaintiff has not established a meritorious claim for

deliberate indifference to his medical needs (Id. at 7).

Defendants argue, and Plaintiff does not contest, that Plaintiff is no longer under the

care of Defendants Barcklay and Buffington, the only parties to the action when he sought

a preliminary injunction. Accordingly, Defendants are unable to obtain Plaintiff the

requested examination, diagnosis, and treatment. Thus, Plaintiff’s request for injunctive

relief against Defendants Barcklay and Buffington will be denied without prejudice. Plaintiff

may seek such relief against Defendant Schriro, who maintains authority and control over

Plaintiff.

H. Warnings.

1. Address Changes

Plaintiff must file and serve a notice of a change of address 10 days before the move

is effective, if practicable. See LRCIV 83.3(d). Plaintiff shall not include a motion for other

relief with a notice of change of address. Failure to comply may result in dismissal.

2. Copies

Plaintiff must serve Defendants, or counsel if an appearance has been entered, a copy

of every document that he files. FED. R. CIV. P. 5(a). Each filing must be accompanied by

a certificate stating that a copy of the filing was served. FED.R.CIV. P. 5(d). Also, Plaintiff

must submit an additional copy of every filing for use by the Court. LRCIV 5.4. The Court

may strike any filing that fails to comply with these requirements.

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3. Possible dismissal

Plaintiff is warned that failure to timely comply with every provision of this Order,

including these warnings, may result in dismissal of this action without further notice. See

Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 (9th Cir. 1992) (district court may dismiss action

for failure to comply with any order of the Court).

I. Motion to Dismiss

Defendants filed Motion to Dismiss the state law claims, arguing that these claims

should be dismissed because under state law, Plaintiff (1) may not pursue a state law medical

negligent claim against individual Department of Correction employees, (2) failed to certify

whether expert testimony would be necessary, and (3) failed to proper file a “Notice of

Claim” (Dkt. # 5). 

Plaintiff argued in response that he properly set forth a clam of negligence (Dkt. # 14).

Plaintiff maintained that because the Defendants did not timely answer the Complaint, their

Motion to Dismiss should be denied (Id.). Plaintiff asserted that his action was improperly

removed, he filed a proper “Notice of Claim,” he properly exhausted administrative

remedies, discovery has not been completed, his Motion to Amend should be granted, and

he is entitled to injunctive relief (Id.).

Defendants replied that they filed a timely answer, and Schriro was not required to file

an answer as she is not a party to the action (Dkt. # 15). Defendants argue that they are

entitled to a dismissal of Plaintiff’s state law claims (Id.). Plaintiff replied, again arguing that

the Defendants’ answer was untimely (Dkt. #20). Defendants filed a Motion to Strike

Plaintiff’s reply as he already filed a responsive memorandum, and was not entitled to file

a second one (Dkt. #21). 

Because Plaintiff will be allowed to file an Amended Complaint, Defendants’ Motion

to Dismiss (Dkt. #5) will be denied as moot. Additionally, Defendants’ Motion to Strike the

Reply will be denied as moot.

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IT IS ORDERED that 

(1) The reference to the Magistrate Judge is withdrawn as to Plaintiff’s Motion to

Amend/Correct his Complaint (Dkt. #13). All other matters in this action shall remain with

the Magistrate Judge for disposition as appropriate.

(2) Plaintiff’s Motion to Amend/Correct (Dkt. # 13) is granted.

(3) Defendants’ Motions to Dismiss (Dkt. #5) and Strike (Dkt. #21) are denied as

moot.

(4) Plaintiff’s Objections to Removal and Reply (Dkts. # 11, 20) are overruled.

Plaintiff’s action was properly removed.

(5) The Clerk of Court is directed to docket Plaintiff’s Amended Complaint, attached

to his Motion to Amend (Dkt. #13).

(6) Plaintiff’s state law claims, and Defendant State of Arizona are dismissed without

prejudice.

(7) Plaintiff’s action will proceed as to Defendants Barcklay, Buffington, and Schriro

on his claim of deliberate indifference to medical needs.

(8) The Clerk of Court shall send Plaintiff a service packet including the Amended

Complaint, this Order, and both summons and request for waiver forms for Defendant

Schriro.

(9) Plaintiff shall complete and return the service packet to the Clerk of Court within

20 days of the date of filing of this Order. The United States Marshal will not provide

service of process if Plaintiff fails to comply with this Order.

(10) If Plaintiff does not either obtain a waiver of service of the summons or complete

service of the Summons and Amended Complaint on the Defendant within 120 days of the

filing of the complaint or within 60 days of the filing of this Order, whichever is later, the

action may be dismissed as to each Defendant not served pursuant to Rule 4(m) of the

Federal Rules of Civil Procedure and Local Rule of Civil Procedure 16.2(b)(2)(B)(i).

(11) The United States Marshal shall retain the Summons, a copy of the Amended

Complaint, and a copy of this Order for future use.

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(12) The United States Marshal shall notify Defendants of the commencement of this

action and request waiver of service of the summons pursuant to Rule 4(d) of the Federal

Rules of Civil Procedure. The notice to Defendants shall include a copy of this Order. The

Marshal shall file waivers of service of the summons or requests for waivers that were

returned as undeliverable as soon as they are received. If a waiver of service of summons

is not returned by a Defendant within thirty days from the date the request for waiver was

sent by the Marshal, the Marshal shall:

(a) Personally serve copies of the Summons, Amended Complaint, and this

Order upon the Defendant pursuant to Rule 4(e)(2) of the Federal Rules of Civil

Procedure;

(b) Within 10 days after personal service is effected, file the return of service

for the Defendant, along with evidence of the attempt to secure a waiver of service of

the summons and of the costs subsequently incurred in effecting service upon the

Defendant. The costs of service shall be enumerated on the return of service form

(USM-285) and shall include the costs incurred by the Marshal for photocopying

additional copies of the Summons, Amended Complaint, or this Order and for

preparing new process receipt and return forms (USM-285), if required. Costs of

service will be taxed against the personally served defendant pursuant to Rule 4(d)(2)

and (5) of the Federal Rules of Civil Procedure, unless otherwise ordered by the

Court.

(13) A Defendant who agrees to waive service of the Summons and Amended

Complaint shall return the signed waiver forms to the United States Marshal, not the

Plaintiff.

(14) Defendant shall answer the Amended Complaint or otherwise respond by

appropriate motion within the time provided by the applicable provisions of Rule 12(a) of

the Federal Rules of Civil Procedure.

(15) Any answer or responsive pleading shall state the specific Defendant by name

on whose behalf it is filed. The Court may strike any answer, responsive pleading, or other

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motion or paper that does not identify the specific Defendant by name on whose behalf it is

filed.

(16) Plaintiff’s request for injunctive relief (Dkt. #1) is denied without prejudice.

DATED this 15th day of June, 2006.

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