Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_16-cv-01386/USCOURTS-cand-3_16-cv-01386-28/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

4 SECURITIES AND EXCHANGE 

5 COMMISSION, 

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Plaintif( 

v. 

JOHN B. BIVONA; SADDLE RIVER 

8 ADVISERS, L.LC; SRA MANAGEMENT 

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ASSOCIATES, LLC; FRANK GREGORY 

MAZZOLA 

Defendants. 

Case No. 3:16-cv-1386 

ROPOSI58lf ORDER 

RANTING HE 

RECEIVER'S 

ADMINISTRATIVE 

APPLICATION PURSUANT 

TO L.R. 7-11 FOR THE 

RETENTION OF A CLAIMS 

ADMINISTRATOR 

Date: N/A 

Time: N/A 

Judge: Edward M. Chen 

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13 The Receiver in the above matter, Sherwood Partners, Inc. 

14 CSherwood"), requests that this Court approve its Application pursuant 

15 to L.R. 7-11 for the retention of JND Corporate as Claims Administrator 

16 on the terms set forth in Exhibit A to the accompanying Declaration of 

17 Hartheimer. 

18 The Receiver makes this application on the basis that a claims 

19 administrator, like JND, will more efficiently and economically conduct 

20 the process of accepting and administering a claims notice process, and 

21 the resulting responses in the form of claim applications. The Receiver 

22 has observed the work of JND in other, similar matters and bases its 

23 recommendations, in part, on that experience all as more specifically set 

24 forth in the declaration of Sherwood's principal in this matter, Peter 

25 Hartheimer, which accompanies the Application. 

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[PRQPQCiii') ORDER GRANTING APPLICATION FOR RETENTION OF CLAIMS ADMINISTRATOR 

Case 3:16-cv-01386-EMC Document 283 Filed 12/07/17 Page 1 of 2
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Case 3:16-cv-01386-EMC Document 282-2 Filed 12/07117 Page 2 of 2 

The Receiver also represents that the affected parties to this 

matter have been involved in the selection of JND and no affected party 

opposes its retention on the terms set forth in Exhibit A attached to the 

4 Declaration of Hartheimer. 

5 GOOD CAUSE APPEARING, the Court hereby authorizes the 

6 Receiver to retain the firm of JND on the terms set forth in Exhibit A to 

7 the Declaration of Hartheimer. 

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The Receiver shall seek the Court's approval before approving additional work 

by the administrator if the total expenses have exceeded $15,000. 

9 IT IS SO ORDERED. 

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DATED: December !_, 2017 

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~PiiliPililiili'] ORDER GRANTING APPLICATION FOR RETENTION OF CLAIMS ADMIN ISTRATOR 

Case 3:16-cv-01386-EMC Document 283 Filed 12/07/17 Page 2 of 2