Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_16-cv-01386/USCOURTS-cand-3_16-cv-01386-27/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

---

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

United States District Court

For the Northern District of California

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE 

COMMISSION,

Plaintiff,

v.

JOHN V. BIVONA, et al.,

Defendants.

Case No. 16-cv-01386-EMC 

ORDER REGARDING NOVEMBER 16, 

2017 STATUS CONFERENCE AND 

PROPOSED CLAIM FORM

Docket No. 265, 268

The parties should be prepared to discuss the following issues at the November 16, 2017 

status conference:

1. The Court’s proposed revisions to the proposed claim form, attached to this order.

2. Whether, to reduce the burden on potential claimants, the Receiver can prepopulate notices to investors whose identities or investments are already known. 

3. Whether the Receiver has sent demand letters to all persons to whom Square shares 

are believed to have been over-distributed; whether the Receiver is satisfied with the two 

responses received thus far; and what action, if any, the Receiver proposes to take with respect to 

any persons who have not responded or any persons whose responses it deemed unsatisfactory.

IT IS SO ORDERED.

Dated: November 14, 2017

______________________________________

EDWARD M. CHEN

United States District Judge

Case 3:16-cv-01386-EMC Document 272 Filed 11/14/17 Page 1 of 1