Source: s3://data.kl3m.ai/documents/govinfo/USCOURTS/USCOURTS-cand-3_16-cv-01386/USCOURTS-cand-3_16-cv-01386-9/pdf.json

Nature of Suit Code: 850
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15:77 Securities Fraud

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SHARTSIS FRIESE LLP

JAHAN P. RAISSI (Bar #168599)

jraissi@sflaw.com

One Maritime Plaza, Eighteenth Floor

San Francisco, CA 94111-3598

Telephone: (415) 421 -6500

Facsimile: (415)421-2922

jraissi@sflaw.com

Attorneys for Defendants JOHN V. BIVONA,

SADDLE RIVER ADVISORS LLC and

ANNE BIVONA

SECURITIES AND EXCHANGE

COMMISSION,

Plaintiff,

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

Case No. 3:16-cv-01386-EMC

V.

JOHN V. BP/ONA, SADDLE RIVER

ADVISORS LLC; SRA MANAGEMENT

LLC; FRANK GREGORY MAZZOLA,

Defendants, and

SRA I LLC; SRA II LLC; SRA HI LLC;

FELIX INVESTMENTS, LLC; MICHELE J.

MAZZOLA; ANNE BIVONA; CLEAR

SAILING GROUP IV LLC; CLEAR

SAILING GROUP V LLC,

Relief Defendants.

STIPULATION AND [PROPOSED]

ORDER RE INITIAL CASE

MANAGEMENT CONFERENCE DATE

The parties hereby submit the following Stipulation and [Proposed] Order to move the

Initial Case Management Conference from its currently scheduled date of June 23, 2016, to the

proposed new date of June 30, 2016.

STIPULATION

WHEREAS, the Initial Case JVIanagement Conference is presently scheduled for June 23,

2016,atl:30p.m.;

WHEREAS, the undersigned counsel for Mr. Bivona and other Defendants and Relief

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Case No.

3:16-cv-01386-EMC

STIPULATION AND [PROPOSED] ORDER RE

INITIAL CMC DATE

Case 3:16-cv-01386-EMC Document 103 Filed 05/26/16 Page 1 of 3
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Defendants (as set forth in the signature block below) is out of town on June 23, 2016; and

WHEREAS, the parties have stipulated as follows and request the Court approve this

stipulation:

1. The current Initial Case IVtanagement Conference date of June 23, 2016, at 1:30

p.m. is vacated. The parties request that the Initial Case Management Conference be scheduled

for June 30, 2016, at 1:30 p.m. The parties recognize that the Court usually holds Case

Management Conferences at 9:30 a.m., but due to the unavailability of one of the attorneys in the

morning the parties request that the Conference be scheduled at 1:30 p.m. if possible. If not

possible to hold the Conference at that time, the parties request that it be set for July 7,2016,at

9:30 a.m.

SO STIPULATED.

DATED: May 26, 201 6 SECURITIES AND EXCHANGE

COMMISSION

By: //s// By permission (Civ. L.R. 5-1 (i))

JOHN YUN

DATED: May 26, 2016

Attorneys for Plaintiff

SHARTSIS FRIESE LLP

JAHA^ P. RAISSI

Attorneys for Defendants

JOHN V. BIVONA, SADDLE RIVER

ADVISORS LLC AND ANNE BIVONA

And Specially Appearing for

SRA MANAGEMENT LLC, SRA I LLC,

SRA II LLC, SRA III LLC, FELIX

INVESTMENTS, LLC, CLEAR SAILING

GROUP IV LLC, AND CLEAR SAILING

GROUP V LLC

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Case No.

3:16-cv-01386-EMC

STIPULATION AND [PROPOSED] ORDER RE

INITIAL CMC DATE

Case 3:16-cv-01386-EMC Document 103 Filed 05/26/16 Page 2 of 3
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DATED: May 26, 2016 SICHENZIA ROSS FRIEDMAN FERENCE

LLP

By: //s// By permission (Civ. L.R. 5-l(i))

RICHARD J. BABNICK JR.

Attorneys for Defendant Frank Mazzola and

Relief Defendant Michelle Mazzola

ORDER

Based upon the parties' Stipulation, the Initial Case Management Conference is set for

_, 2016, at

IT IS SO ORDERED.

Dated: May _, 2016

EDWARD M. CHEN

United States District Judge

08755\001\7754026.v2

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Case No.

3:16-cv-01386-EMC

STIPULATION AND [PROPOSED] ORDER RE

INITIAL CMC DATE

July 7 9:30 a.m 26

U

NITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

IT IS SO ORDERED

AS MODIFIED

Judge Edward M. Chen

Case 3:16-cv-01386-EMC Document 103 Filed 05/26/16 Page 3 of 3