Mergers, acquisitions and disposals
Personal tax

Material facts	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency?
Are you aware of any circumstances which might give rise to a claim?	Yes/No	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency? Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No

Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year?	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency? Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No
Insurance previously declined/renewal refused/special terms imposed?	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency? Yes/No Yes/No Yes/No Yes/No Yes/No
Offices outside the UK?	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency? Yes/No Yes/No Yes/No Yes/No
Previous claims/losses/incidents which have given rise to losses?	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency? Yes/No Yes/No Yes/No
Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s?	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency? Yes/No Yes/No
Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency?	Are you aware of any circumstances which might give rise to a claim? you aware of any circumstances which might give rise to a claim? Yes/No Have there been significant fluctuations in the proposer’s income or change in activities over the last 3 financial years or are anticipated in the forthcoming year? there been significant fluctuations in the proposer’s income or change in Yes/No activities over the last 3 financial years or are anticipated in the forthcoming year? Insurance previously declined/renewal refused/special terms imposed? previously declined/renewal refused/special terms imposed? Yes/No Offices outside the UK? outside the UK? Yes/No Previous claims/losses/incidents which have given rise to losses? claims/losses/incidents which have given rise to losses? Yes/No Previously declared bankrupt, insolvent or gone into liquidation or have outstanding CCJ’s? declared bankrupt, insolvent or gone into liquidation or have outstanding Yes/No CCJ’s? Have any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Agency? any Principals, Partners, Directors or trustees been convicted or charged for a criminal offence (non-motoring) or have received a civil penalty from the UK Border Yes/No Agency? Yes/No

Material facts	Any change to business activities in the last 12 months or planned for the next 12 months? change to business activities in the last 12 months or planned for the next 12 months? Yes/No Are contracts always drawn up in writing? contracts always drawn up in writing? Yes/No Previous disciplinary action taken by an outside professional or regulatory body? disciplinary action taken by an outside professional or regulatory body? Yes/No Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured? the principal, partner or director of the proposer hold relevant qualification(s) or have no Yes/No less than two years relevant experience for the activities being insured? Does the proposer have an established policy for checking background of job candidates prior to them being offered the job? the proposer have an established policy for checking background of job candidates prior to Yes/No them being offered the job? Require cover for previous business? cover for previous business? Yes/No
Any change to business activities in the last 12 months or planned for the next 12 months?	Any change to business activities in the last 12 months or planned for the next 12 months? change to business activities in the last 12 months or planned for the next 12 months? Yes/No Are contracts always drawn up in writing? contracts always drawn up in writing? Yes/No Previous disciplinary action taken by an outside professional or regulatory body? disciplinary action taken by an outside professional or regulatory body? Yes/No Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured? the principal, partner or director of the proposer hold relevant qualification(s) or have no Yes/No less than two years relevant experience for the activities being insured? Does the proposer have an established policy for checking background of job candidates prior to them being offered the job? the proposer have an established policy for checking background of job candidates prior to Yes/No them being offered the job? Require cover for previous business? cover for previous business? Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No
Are contracts always drawn up in writing?	Any change to business activities in the last 12 months or planned for the next 12 months? change to business activities in the last 12 months or planned for the next 12 months? Yes/No Are contracts always drawn up in writing? contracts always drawn up in writing? Yes/No Previous disciplinary action taken by an outside professional or regulatory body? disciplinary action taken by an outside professional or regulatory body? Yes/No Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured? the principal, partner or director of the proposer hold relevant qualification(s) or have no Yes/No less than two years relevant experience for the activities being insured? Does the proposer have an established policy for checking background of job candidates prior to them being offered the job? the proposer have an established policy for checking background of job candidates prior to Yes/No them being offered the job? Require cover for previous business? cover for previous business? Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No
Previous disciplinary action taken by an outside professional or regulatory body?	Any change to business activities in the last 12 months or planned for the next 12 months? change to business activities in the last 12 months or planned for the next 12 months? Yes/No Are contracts always drawn up in writing? contracts always drawn up in writing? Yes/No Previous disciplinary action taken by an outside professional or regulatory body? disciplinary action taken by an outside professional or regulatory body? Yes/No Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured? the principal, partner or director of the proposer hold relevant qualification(s) or have no Yes/No less than two years relevant experience for the activities being insured? Does the proposer have an established policy for checking background of job candidates prior to them being offered the job? the proposer have an established policy for checking background of job candidates prior to Yes/No them being offered the job? Require cover for previous business? cover for previous business? Yes/No Yes/No Yes/No Yes/No Yes/No
Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured?	Any change to business activities in the last 12 months or planned for the next 12 months? change to business activities in the last 12 months or planned for the next 12 months? Yes/No Are contracts always drawn up in writing? contracts always drawn up in writing? Yes/No Previous disciplinary action taken by an outside professional or regulatory body? disciplinary action taken by an outside professional or regulatory body? Yes/No Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured? the principal, partner or director of the proposer hold relevant qualification(s) or have no Yes/No less than two years relevant experience for the activities being insured? Does the proposer have an established policy for checking background of job candidates prior to them being offered the job? the proposer have an established policy for checking background of job candidates prior to Yes/No them being offered the job? Require cover for previous business? cover for previous business? Yes/No Yes/No Yes/No Yes/No
Does the proposer have an established policy for checking background of job candidates prior to them being offered the job?	Any change to business activities in the last 12 months or planned for the next 12 months? change to business activities in the last 12 months or planned for the next 12 months? Yes/No Are contracts always drawn up in writing? contracts always drawn up in writing? Yes/No Previous disciplinary action taken by an outside professional or regulatory body? disciplinary action taken by an outside professional or regulatory body? Yes/No Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured? the principal, partner or director of the proposer hold relevant qualification(s) or have no Yes/No less than two years relevant experience for the activities being insured? Does the proposer have an established policy for checking background of job candidates prior to them being offered the job? the proposer have an established policy for checking background of job candidates prior to Yes/No them being offered the job? Require cover for previous business? cover for previous business? Yes/No Yes/No Yes/No
Require cover for previous business?	Any change to business activities in the last 12 months or planned for the next 12 months? change to business activities in the last 12 months or planned for the next 12 months? Yes/No Are contracts always drawn up in writing? contracts always drawn up in writing? Yes/No Previous disciplinary action taken by an outside professional or regulatory body? disciplinary action taken by an outside professional or regulatory body? Yes/No Does the principal, partner or director of the proposer hold relevant qualification(s) or have no less than two years relevant experience for the activities being insured? the principal, partner or director of the proposer hold relevant qualification(s) or have no Yes/No less than two years relevant experience for the activities being insured? Does the proposer have an established policy for checking background of job candidates prior to them being offered the job? the proposer have an established policy for checking background of job candidates prior to Yes/No them being offered the job? Require cover for previous business? cover for previous business? Yes/No Yes/No

Material facts - Information Technology	Activities ever undertaken for public companies/financial services work (non-introductory)? ever undertaken for public companies/financial services work (non-introductory)? Yes/No Any services to financial institutions, insurance companies, tax efficient schemes, Lloyds syndicates or funds, offshore entities, sports or celebrity clients or related to film finance? services to financial institutions, insurance companies, tax efficient schemes, Lloyds Yes/No syndicates or funds, offshore entities, sports or celebrity clients or related to film finance?
Activities ever undertaken for public companies/financial services work (non-introductory)?	Activities ever undertaken for public companies/financial services work (non-introductory)? ever undertaken for public companies/financial services work (non-introductory)? Yes/No Any services to financial institutions, insurance companies, tax efficient schemes, Lloyds syndicates or funds, offshore entities, sports or celebrity clients or related to film finance? services to financial institutions, insurance companies, tax efficient schemes, Lloyds Yes/No syndicates or funds, offshore entities, sports or celebrity clients or related to film finance? Yes/No Yes/No
Any services to financial institutions, insurance companies, tax efficient schemes, Lloyds syndicates or funds, offshore entities, sports or celebrity clients or related to film finance?	Activities ever undertaken for public companies/financial services work (non-introductory)? ever undertaken for public companies/financial services work (non-introductory)? Yes/No Any services to financial institutions, insurance companies, tax efficient schemes, Lloyds syndicates or funds, offshore entities, sports or celebrity clients or related to film finance? services to financial institutions, insurance companies, tax efficient schemes, Lloyds Yes/No syndicates or funds, offshore entities, sports or celebrity clients or related to film finance? Yes/No